Capital Guardian LLC

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Capital Guardian LLC Employees

Employee
Years
Job
Industry
Maxime Jean-Louis Maxime Jean-Louis Miami/Fort Lauderdale Area Details
Maxime Jean-Louis's Capital Guardian LLC Experience April 2013 - Present
Job Financial Advisor at Capital Guardian LLC
Industry Financial Services
Experience
Capital Guardian LLC   April 2013 - Present
Ameriprise Financial  2008 - April 2013
America II Electronics, Inc.   1989 - 1994

Skills
Advanced Computer..., Organizational..., Business Expansion, Finance, Series 7, Retirement Planning, Risk Management, Asset Allocation, Wealth Management, Retirement, Strategic Financial..., Estate Planning, Investments, Small Business, Business Planning, Strategic Planning, Employee Benefits, Business Analysis, Business Strategy, Analysis, Process Improvement, Budgets, Management Consulting

Education
Florida Atlantic University   2005 — 2007
Bachelor, Finance and International Business

College Canado-Haitien   1974 — 1981
High School Diploma

Stephanie L Webster Stephanie L Webster Miami, Florida Details
Stephanie L Webster's Capital Guardian LLC Experience October 2009 - April 2010
Job General Partner
Industry Venture Capital & Private Equity
Experience
Millennium Absolute Return Fund, LP   December 2012 - Present
Trig Capital Group, LLC   February 2012 - Present
Atlas One Financial   April 2010 - December 2011
Capital Guardian LLC   October 2009 - April 2010
Newbridge Securities  April 2008 - December 2009
Wachovia Bank NA  May 2006 - April 2008
A.G. Edwards   2004 - 2005

Skills
Series 7, Asset Management, Retirement Planning, Investments, Fixed Income

Education
University of Mary-Hardin Baylor
BS, History

Urbana High School

Sayre School

Peter Montalbano Peter Montalbano Naples, Florida Area Details
Peter Montalbano's Capital Guardian LLC Experience July 2010 - Present
Job CFP(r)
Industry Investment Management
Experience
Capital Guardian LLC   July 2010 - Present
First Union/Wachovia Wealth Management   August 1996 - March 2006

Skills
Wealth Management, Series 7, Investments, Portfolio Management, Equities, Strategic Financial..., Securities, Alternative Investments, Asset Managment, Asset Allocation, Retirement Planning, Capital Markets, Investment Advisory, Mutual Funds, Financial Analysis, Asset Management, Financial Planning, Wealth Management..., Series 63

Education
Adelphi University   1978 — 1982
Business

AJ Plinio AJ Plinio Delray Beach, Florida Details
AJ Plinio's Capital Guardian LLC Experience 2013 - 2014
Job Senior Account Executive at BMI
Industry Marketing and Advertising
Experience
BMI Elite  February 2015 - Present
Capital Guardian LLC   2013 - 2014
The PrinceRidge Group  November 2011 - October 2013
Southpaw Sports Bar   2008 - 2010
Fidelity Investments  1998 - 2003

Skills
Capital Markets, Asset Management, Investments, Fixed Income, ABS, Equities, CMBS, Bloomberg, CDO, Sales, Residential Mortgages, Financial Modeling, Valuation, Leadership, Marketing, Microsoft Excel, Financial Analysis, Finance, Financial Reporting, PowerPoint, Corporate Finance, Microsoft Office, Underwriting, Direct Sales, Accounting, Digital Marketing, Data-driven Marketing, Email Marketing, Marketing Strategy, Management, Social Media Marketing, Advertising, Online Marketing, Online Advertising

Education
New York University   2002 — 2005
Master of Business Administration (MBA), Finance, General

Villanova University   1992 — 1996
Bachelor of Science (BS), Finance, General

Charity Robinson Charity Robinson Raleigh-Durham, North Carolina Area Details
Charity Robinson's Capital Guardian LLC Experience February 2013 - Present
Job Advisory Services at Capital Guardian LLC
Industry Financial Services
Experience
Capital Guardian LLC   February 2013 - Present
Charlotte Country Club  October 2009 - February 2013

Skills
Hospitality, Public Relations, Microsoft Office, Time Management, Marketing Communications, Event Planning, Public Speaking, Microsoft Excel, Journalism, Social Media Marketing, Sociology, Social Media, Customer Driven, Organization, Banquets, Hospitality Management, Facebook, Marketing Event Planning, Creative Writing, Country Clubs, Customer Service, Customer Satisfaction, Receptionist Duties, Broadcast Journalism, Online Journalism, Blogging, Wealth Management, Financial Services, Operations Management, Investment Advisory..., Client Services

Education
University of North Carolina at Charlotte   2008 — 2012
Bachelor of Arts (B.A.), Communication and Media Studies

Jerry Dorenfeld Jerry Dorenfeld Charlotte, North Carolina Details
Jerry Dorenfeld's Capital Guardian LLC Experience August 2011 - Present
Job Vice President, Financial Advisor at Capital Guardian LLC
Industry Financial Services
Experience
Capital Guardian LLC   August 2011 - Present
Anderson & Strudwick  April 2010 - August 2011
RBC Wealth Management  October 2008 - April 2010
Morgan Stanley  October 1998 - October 2008

Skills
Investments, Management

Education
University of North Carolina at Charlotte   1985 — 1988
MBA, Business

Virginia Polytechnic Institute and State University   1980 — 1984
BS, Mechanical Engineering

Milford Mill   1977 — 1980

Brian Escobedo Brian Escobedo Memphis, Tennessee Details
Brian Escobedo's Capital Guardian LLC Experience February 2014 - June 2014
Job Portfolio Manager
Industry Financial Services
Experience
Highland Capital Management, LLC   November 2014 - Present
Capital Guardian LLC   February 2014 - June 2014
Susquehanna International Group  June 2010 - January 2014
Pershing  November 2009 - July 2010
Morgan Stanley  September 2007 - October 2009

Skills
Series 7, Equities, Bloomberg, Fixed Income, Series 63, Securities, Capital Markets, Bonds, Trading, Electronic Trading, Options, Portfolio Management, Derivatives, Hedge Funds, Trading Systems, Equity Trading, Proprietary Trading, ETFs

Education
Bowling Green State University   2000 — 2004
BS, Finance

Audra Abernathy Audra Abernathy Charlotte, North Carolina Details
Audra Abernathy's Capital Guardian LLC Experience June 2012 - Present
Job CG Capital Markets, LLC
Industry Financial Services
Experience
CG Capital Markets, LLC   July 2015 - Present
Capital Guardian LLC   June 2012 - Present

Skills
Tutoring, Public Speaking, Curriculum Design, Curriculum Development, Staff Development, PowerPoint, Customer Service, Classroom, Educational Technology, Teaching, Event Planning, Transition Team, Series 7, CRM, Leadership Development, Higher Education, Community Outreach, Microsoft Office, Team Building, Microsoft Excel, Strategic Planning, Budgets

Education
University of North Carolina at Charlotte   2008 — 2010
Masters of Arts

University of North Carolina at Charlotte   2002 — 2006
Bachelors of Science

Cheryl Ramsay Cheryl Ramsay Richmond, Virginia Area Details
Cheryl Ramsay's Capital Guardian LLC Experience February 2015 - Present
Job Director Broker/Dealer Operations at Capital Guardian, LLC
Industry Education Management
Experience
Capital Guardian LLC   February 2015 - Present
GP Strategies Corporation  April 2014 - August 2014
AXA Advisors, LLC  June 2013 - September 2013
Humana (CGS, Inc)   February 2013 - March 2013
American Red Cross - Adecco Consulting   May 2012 - January 2013
Capital One (Strategic Staffing)   June 2011 - December 2011
Health Risk Partners (Morton Consulting)   February 2011 - June 2011
SunTrust Bank (Modis, Inc.)   March 2010 - March 2011
Wachovia - First Place   September 2008 - December 2009
Wachovia Securities, LLC  December 2000 - April 2008

Skills
Instructional Design, Training Delivery, Technical Writing, Technical Training, Customer Relations, Team Building, Problem Solving, Employee Training, Leadership, Training, Customer Service, CRM, Process Improvement, Management, Change Management, Program Management, Project Planning, Strategic Planning, Interviews, Policy, Staff Development, Analysis, Finance, Sales, Software Documentation, Insurance, Teamwork

Education
Walden University   2012 — 2015
Bachelor's Degree, Instructional Design, 4.0

Association of Talent and Development   2014 — 2014
Certification in Designing Learning

Phoenix College   2009 — 2012
Associates Degree, Business Management, 3.93 GPA

University of Richmond   1998 — 2007
Training, Communication, Management

Curtis Carlton Buckley , M.B.A., CRPC, CSNA Curtis Carlton Buckley , M.B.A., CRPC, CSNA Winter Park, Florida Details
Curtis Carlton Buckley , M.B.A., CRPC, CSNA's Capital Guardian LLC Experience November 2013 - Present
Job Senior Vice President at Capital Guardian LLC
Industry Financial Services
Experience
Capital Guardian LLC   November 2013 - Present
Merrill Lynch  August 2007 - November 2013
UPS  October 1991 - May 2008

Skills
Series 7, Investments, Retirement Planning, Asset Allocation, Mutual Funds, Wealth Management, Series 63, Retirement, Finance, Financial Analysis

Education
University of Central Florida   1997 — 2000
Bachelor of Science (B.S.), Business Administration and Management, General

University of Phoenix   2001 — 2003
Master of Business Administration (M.B.A.), Business/Managerial Economics

Joseph Solitro Joseph Solitro Longwood, Florida Details
Joseph Solitro's Capital Guardian LLC Experience May 2012 - June 2012
Job Chief Financial Officer
Industry Accounting
Experience
Republic National Inc.   February 2012 - Present
Florida League   May 2012 - August 2012
Capital Guardian LLC   May 2012 - June 2012
Mix1 Beverage Company  February 2012 - April 2012
Quantum Distributors Inc   July 2010 - February 2012

Skills
Financial Analysis, Stock Market, Stock Market Analysis, Small Business..., Analytics, Fantasy Baseball, Sports Management, Sports Marketing, Marketing, Social Media, Investments, Portfolio Management, Valuation

Education
University of Central Florida - College of Business Administration   2012 — 2013
BSBA, Finance

2008 Lake Brantley High School   2004 — 2008
High School Diploma, Regular/General High School/Secondary Diploma Program

Thomas H. Curry Thomas H. Curry Charlotte, North Carolina Area Details
Thomas H. Curry's Capital Guardian LLC Experience August 2012 - Present
Job Investment Representative at Capital Guardian LLC
Industry Financial Services
Experience
Curry and Curry, P.A.   June 1991 - Present
Capital Guardian LLC   August 2012 - Present
Woodbury Financial Services  April 2006 - August 2012
Deloitte & Touche  May 1989 - September 1990

Skills
Investments, Finance, Small Business, Securities, FINRA, CPA, Retirement Planning, Retirement, Strategic Financial..., Estate Planning, Wealth Management, Series 7, Mutual Funds, Asset Allocation, Investment Advisory, Accounting, Customer Service, Financial Advisory, IRAs, Life Insurance

Education
University of North Carolina at Charlotte   1982 — 1989
BS, Accounting

Scott Chaisson Scott Chaisson Greater Boston Area Details
Scott Chaisson's Capital Guardian LLC Experience April 2012 - December 2014
Job CEO Compass Holdings Group Inc and the Cavalier Funds
Industry Financial Services
Experience
Compass Holdings Group Inc   July 2015 - Present
Capital Guardian LLC   April 2012 - December 2014
Rehmann  2009 - 2012

Skills
Sales Recruitment, Sales Management, Direct Sales, Financial Planning, New Business Development, Wealth Management, Investments, Insurance, Compliance, Mergers, Start-ups

Education
United States Military Academy at West Point   1982 — 1986
Bachelor of Science, Engineering

Mikahil Cajuste Mikahil Cajuste Miami/Fort Lauderdale Area Details
Mikahil Cajuste's Capital Guardian LLC Experience October 2012 - May 2013
Job Financial Representative at MassMutual Financial Group
Industry Financial Services
Experience
MassMutual Financial Group  August 2013 - Present
Capital Guardian LLC   October 2012 - May 2013
American Lung Association  August 2012 - December 2012
EXPRESS  October 2011 - December 2011
Century 21 Selective/Rent Works LLC   September 2011 - December 2011

Skills
Sales, Marketing, Analysis, Business Analysis, Budgets, Life Insurance, Data Analysis, Long-term Care, Leadership, Mutual Funds, Variable Annuities, Program Management

Education
University of Central Florida   2009 — 2013
Bachelor of Science (BS), Finance, General

Somerset Academy   2003 — 2009

Enrique Gardano Enrique Gardano Miami/Fort Lauderdale Area Details
Enrique Gardano's Capital Guardian LLC Experience October 2010 - Present
Job VicePresident, Wealth Management at Capital Guardian LLC. Specializing in all aspects of wealth growth and preservation
Industry Financial Services
Experience
Capital Guardian LLC   October 2010 - Present
Wachovia Securities  January 2001 - October 2010

Skills
Investment Advisory, Investment Strategies, HNW Client Relationship..., Wealth Management..., New Business Development, Bilingual (Spanish), Private Banking, Private Placements, Investments, Wealth Management, Securities, Finance, Asset Allocation, Insurance, Asset Management, Estate Planning, Financial Services, Banking, Credit, Series 7, Wealth, Mutual Funds, Retirement Planning, Financial Advisory, Series 63, Strategic Financial..., Equities, Alternative Investments

Education
Nova Southeastern University   1994 — 1995
Master of Business Administration (MBA), Marketing

The New Scool for Social Research
Bachelor of Science, Liberal Arts

University of Miami
Masters Degree

Laytoya Stevens Laytoya Stevens Chattanooga, Tennessee Area Details
Laytoya Stevens's Capital Guardian LLC Experience April 2013 - August 2013
Job Senior Human Resources Assistant at Amazon Fullfilment Center
Industry Human Resources
Experience
Amazon  June 2015 - Present
MetLife  June 2014 - August 2014
INROADS  May 2014 - August 2014
Target  June 2013 - June 2014
Capital Guardian LLC   April 2013 - August 2013
Liberty Nursing & Rehabilitation Center   July 2008 - February 2013
Walt Disney World  August 2010 - January 2011

Skills
Customer Service, High Organizational..., Communication Skills, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Team Leadership, Marketing, Retail, Public Speaking, Access, Management, Human Resources, Interviews, Sales, Team Building, Research, Nonprofits, Policy, Microsoft Publisher, Recruiting

Education
University of North Carolina at Charlotte   2011 — 2015
Bachelor of Business Administration (B.B.A.), Concentration in Organizational Management

Dennis Nolte, CFP ®, AIF ® Dennis Nolte, CFP ®, AIF ® Winter Park, Florida Details
Dennis Nolte, CFP ®, AIF ®'s Capital Guardian LLC Experience September 2010 - Present
Job Senior Vice President Capital Guardian, LLC
Industry Financial Services
Experience
Capital Guardian, LLC  September 2010 - Present
Orlando Science Center  July 2014 - Present
Financial Planning Association of Central Florida   January 2015 - Present
Lighthouse Works!   January 2014 - February 2015
Partners Wealth Management  October 2001 - September 2010
Rosenthal Collins Securities   November 2000 - October 2001
National Planning Corportation   2000 - 2000
Walnut Street Securities  1998 - 1999
WALNUT STREET SECURITIES  1996 - 1998

Education
Leadership Winter Park   2011 — 2012

Loyola University Chicago   1984 — 1985
M. Ed., Counseling

Purdue University   1975 — 1980
BA, Psychology

Kathryn Vukonich Kathryn Vukonich Fergus Falls, Minnesota Details
Kathryn Vukonich's Capital Guardian LLC Experience February 2010 - January 2012
Job Agent at Security Insurance, Inc.
Industry Financial Services
Experience
Security Insurance, Inc.   November 2011 - Present
Capital Guardian LLC   February 2010 - January 2012

Skills
Wealth Management, Strategic Financial..., Investments, Retirement Planning, Estate Planning, Alternative Investments, Wealth, Life Insurance, Financial Analysis, Insurance, Small Business, Investment Advisory, Mutual Funds, Series 7, Series 65, Financial Advisory, Microsoft Office

Education
Palm Beach Atlantic University   2007 — 2011
Business Finance, Personal Wealth Management

Joseph Littky, CFP®, CDFA™ Joseph Littky, CFP®, CDFA™ West Palm Beach, Florida Area Details
Joseph Littky, CFP®, CDFA™'s Capital Guardian LLC Experience January 2014 - Present
Job Director at Capital Guardian, LLC
Industry Financial Services
Experience
Capital Guardian LLC   January 2014 - Present
Alpern Rosenthal  August 2009 - Present

Education
University of Arizona   1990 — 1994

Deborah L Rudisill Deborah L Rudisill Gastonia, North Carolina Details
Deborah L Rudisill's Capital Guardian LLC Experience 2000 - 2005
Job Client Service Manager at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc.   February 2012 - Present
Capital Guardian LLC   2000 - 2005

Education
King's College

Brian T. Kirkpatrick Brian T. Kirkpatrick West Palm Beach, Florida Details
Brian T. Kirkpatrick's Capital Guardian LLC Experience September 2012 - January 2015
Job Chief Financial Officer
Industry Chemicals
Experience
NRI, Neptune Research Inc.   May 2015 - Present
Capital Guardian LLC   September 2012 - January 2015
Sabadell Bank & Trust  April 2009 - August 2012

Skills
FINRA, Investments, Strategic Financial..., Equities, Portfolio Management, Wealth Management, Asset Allocation, Management, Series 7, Securities, Investment Strategies, Asset Management, Capital Markets, Risk Management, Financial Analysis, Wealth Management..., Valuation

Education
University of Miami - School of Business   2004 — 2006
MBA, International Business

University of Florida - Warrington College of Business Administration   1998 — 2001

Christie Eckerle Christie Eckerle Charlotte, North Carolina Details
Christie Eckerle's Capital Guardian LLC Experience March 2013 - Present
Job Advisory Services Associate at Capital Guardian LLC
Industry Financial Services
Experience
Masters Private Client Group   July 2013 - Present
Capital Guardian LLC   March 2013 - Present

Skills
Asset Allocation, Wealth Management, Investments, Retirement Planning, Strategic Financial..., Mutual Funds, Financial Analysis, Fixed Income, Banking, Asset Management, Financial Modeling, Fixed Annuities, Risk Management, Life Insurance, Insurance

Education
University of North Carolina at Charlotte   2009 — 2013
Bachelor's degree, Accounting and Finance

Jenna Luck Jenna Luck Charlotte, North Carolina Details
Jenna Luck's Capital Guardian LLC Experience August 2010 - October 2012
Job PMO Sr. Consultant on Bank of America Project
Industry Management Consulting
Experience
Signature Consultants  April 2015 - Present
Bank of America - Global Liquidity Risk Managment   June 2014 - January 2015
Signature Consultants  March 2013 - June 2014
Capital Guardian LLC   August 2010 - October 2012
Capital Guardian LLC   April 2009 - August 2010
Morgan Stanley Smith Barney  July 2007 - April 2009

Skills
Series 7, Microsoft Office, Project Management, Process Optimization, Problem Solving, Operations Management, Strategic Planning, Microsoft Sharepoint, Close Attention to..., Multitasking Skills, Marketing, Sales, Customer Service, SharePoint, Asset Managment, Organizing, Event Planning, Budget Management, Vendor Relationships, Asset Management, FINRA, Wealth Management, Human Resources, Financial Services, Financial Advisory, Budgets, Mergers & Acquisitions, Finance

Education
North Carolina State University - College of Management   2002 — 2006
Accounting, Financial Analysis Concentration

Joe Gieker Joe Gieker Charlotte, North Carolina Details
Joe Gieker's Capital Guardian LLC Experience September 2008 - April 2015
Job Director Wells Fargo &Co. Corporate Market Risk
Industry Financial Services
Experience
Capital Guardian LLC   September 2008 - April 2015
Wachovia Bank N.A.   March 2001 - August 2008
Wachovia  May 1998 - March 2001
GE Capital Mortgage Services Inc  August 1994 - May 1998

Skills
Fixed Income trading, Investment Banking, Portfolio Management, Alternative Investments, Asset-backed..., Securitization, MBS, Capital Markets, Derivatives, Financial Structuring, Structured Products, Securities, Investments, Fixed Income, Financial Services, Valuation

Education
Quincy University   1988 — 1992
Bachelor of Science (B.S.), Finance, General

Andrew O'Keefe Andrew O'Keefe Greater New York City Area Details
Andrew O'Keefe's Capital Guardian LLC Experience October 2013 - February 2014
Job Senior Strategist, Mergers & Acquisitions at Invictus Consulting Group, LLC
Industry Financial Services
Experience
Invictus Consulting Group, LLC  July 2014 - Present
Invictus Consulting Group, LLC  March 2014 - June 2014
Capital Guardian LLC   October 2013 - February 2014
Merion Capital Group   February 2013 - October 2013
Mason School of Business - College of William & Mary   August 2010 - May 2012
K&M Engineering and Consulting LLC   June 2011 - August 2011
HDtracks.com   December 2007 - July 2010
Red Light Management  December 2007 - July 2008

Skills
Financial Modeling, Management, Press Releases, Project Finance, Finance, Proposal Writing, Renewable Energy, Data Analysis, Financial Analysis, Valuation, Research, Microsoft Office, Corporate Finance, Public Speaking, PowerPoint, Market Research, Series 7/63

Education
The College of William and Mary - The Mason School of Business   2010 — 2012
MBA, Finance

University of Virginia   2003 — 2007
BA, History, English

Norfolk Academy

David Ferrigno David Ferrigno Greater New York City Area Details
David Ferrigno's Capital Guardian LLC Experience February 2014 - Present
Job
Industry Information Technology and Services
Experience
Capital Guardian LLC   February 2014 - Present
The PrinceRidge Group  August 2012 - February 2014
Miles Technologies  January 2012 - February 2014
Layer 7 Consulting   March 2009 - January 2012
Loews Corporation  September 2008 - February 2009
Assurant, Inc  August 2007 - June 2008
Schindler Elevator Corporation  May 2002 - July 2007
All-In-One Network Solutions, Inc.   January 2006 - January 2007

Skills
Project Management, Security, Cisco Technologies, Information Technology, Active Directory, Cloud Computing, Networking, System Administration, Disaster Recovery, Troubleshooting, Microsoft Exchange, VMware, Windows Server, Servers, IT Audit, IT Management, Software Documentation, Virtualization, Access, Wireless Networking, Network Security, Technical Support, Data Center, Firewalls, SharePoint, Visio, Citrix, Blackberry Enterprise..., Windows 7, Managed Services, Network Administration, Microsoft SQL Server, IT Operations, VPN, Analysis, VMware ESX, IT Service Management, Windows, DNS, Computer Hardware, TCP/IP, IT Strategy, VoIP, Antivirus, Lotus Notes, Unix, Integration, Linux, Databases, Software Installation

Education
Rutgers, The State University of New Jersey-New Brunswick   2000 — 2004
Bachelor of Arts (B.A.)

Whippany Park High School   1996 — 2000
GED

Len Cantz Len Cantz Greater Philadelphia Area Details
Len Cantz's Capital Guardian LLC Experience June 2013 - March 2015
Job Vice President Product Manager at Albridge, an Affiliate of Pershing
Industry Financial Services
Experience
Albridge, an Affiliate of Pershing  July 2015 - Present
Capital Guardian LLC   June 2013 - March 2015
Albridge, an Affiliate of Pershing  June 2010 - June 2013
Bank of New York / Pershing - Albridge Solutions   June 2009 - June 2010
PNC Global Investment Services  June 2008 - June 2009
PNC Global Investment Services - Albridge Solutions   September 2007 - June 2008
Willow Financial Bank  March 2006 - September 2007
PFPC  2001 - 2006
J.P  January 2000 - January 2001
Delaware Investments, a member of the Macquarie Group  February 1997 - January 2000

Skills
Documentation, Financial Reporting, Supervisory Skills, Customer Relations, Problem Solving, Software Documentation, Customer Service, Operations Management, Relationship Management, Mutual Funds, Securities, Business Analysis, Risk Management, Training, Account Reconciliation, Management, Project Management, Analysis, Financial Services, Investments, Account Management, Six Sigma

Education
Peirce College   2009 — 2011
BS, Business Administration - Management

Northeast Catholic

Sean Meehan Sean Meehan Greater New York City Area Details
Sean Meehan's Capital Guardian LLC Experience 2013 - July 2015
Job Director Municipal Trading at CG Capital Markets
Industry Banking
Experience
CG Capital Markets   August 2015 - Present
Capital Guardian LLC   2013 - July 2015
Maxim Group  2010 - 2013
Interactive Data  December 2008 - January 2010
Morgan Stanley Investment Management  June 2006 - December 2008
Morgan Stanley  2005 - 2006

Skills
Bloomberg, Municipalities, Fixed Income, Bonds, Capital Markets, Series 7, Securities, Investments, Credit Analysis, Bloomberg Terminal, Series 63, Investment Banking, Trading, Hedge Funds, Asset Management, Equities, Portfolio Management, Alternative Investments, Derivatives

Education
SUNY Plattsburgh   2001 — 2003
Bachelor of Science (B.S.)

State University of New York at Delhi

State University of New York at Delhi

Peter Pauley, CFA Peter Pauley, CFA Greater New York City Area Details
Peter Pauley, CFA's Capital Guardian LLC Experience January 2015 - June 2015
Job COO
Industry Investment Management
Experience
Seven Valleys   May 2015 - Present
Capital Guardian LLC   January 2015 - June 2015
Northern Star Capital Management   January 2014 - January 2015
(qp) global advisors   January 2013 - January 2015
Capital Group  November 2007 - October 2012
Webster Financial Advisors   October 2004 - November 2007
Wilkinson O'Grady Global Asset Management   June 1999 - October 2004
Bankers Trust Company  June 1996 - June 1999
Bankers Trust Company  1995 - 1996
Bankers Trust Company  July 1994 - 1995

Skills
Asset Management, Portfolio Management, Equities, Fixed Income, Asset Allocation, Investments, Valuation, Alternative Investments, Wealth Management, Strategic Planning, Family Office, Mergers, Equity Research, Equity Valuation, Trusted Advisor, Behavioral Finance, Bank Mergers, Investment Banking, Financial Analysis, Management Consulting, Strategic Consulting, Strategic Financial..., Corporate Development, Fund Of Funds, Bonds, Financial Planning, Investor Relations, Wealth Management..., Investment Management, Risk Management, Hedge Funds, Strategy, Investment Advisory, Mutual Funds, Financial Structuring, Mergers & Acquisitions, Due Diligence, Investment Strategies, Bloomberg, Corporate Finance, Financial Services, Capital Markets, Business Development, Emerging Markets, ETFs, Banking, Private Equity, Financial Modeling

Education
Columbia University - Columbia Business School   1993 — 1994
MBA, Finance

Duke University   1984 — 1987
Bachelor of Arts, Economics

Deerfield Academy   1980 — 1983
High school

Tony Camlin Tony Camlin Greater Boston Area Details
Tony Camlin's Capital Guardian LLC Experience April 2013 - January 2015
Job Sales & Trading Sales at FactSet
Industry Financial Services
Experience
FactSet  August 2015 - Present
Capital Guardian LLC   April 2013 - January 2015
Moors and Cabot Inc   January 2003 - April 2013
Ward, Conary and Murphy Inc   December 1998 - January 2003

Skills
Capital Markets, Equity Trading, Bloomberg, Series 7, Trading, Equities, FINRA, Securities, Trading Systems, Series 63, Options, Alternative Investments, Hedge Funds, Asset Management

Education
University of New Hampshire - Whittemore School of Business and Economics   1994 — 1998
Bachelor of Science (BS)

Javier Tellez Javier Tellez Miami/Fort Lauderdale Area Details
Javier Tellez's Capital Guardian LLC Experience October 2010 - September 2012
Job Vice President/LATAM Markets at 7A Capital, LLC
Industry Investment Management
Experience
7A Capital, LLC   September 2012 - Present
Capital Guardian LLC   October 2010 - September 2012
Morgan Keegan & Co.   December 2009 - October 2010
Wells Fargo Advisors  August 2008 - December 2009
Merrill Lynch  August 2006 - August 2008
ADP  April 2005 - August 2006
T. Rowe Price  September 2002 - March 2005

Skills
Series 7, Wealth Management, Retirement Planning, Investments, Mutual Funds, Portfolio Management, Asset Allocation, Strategic Financial..., Investment Advisory, Retirement, Investment Strategies, Asset Management, Securities, Banking, Alternative Investments, Equities, Credit, Financial Advisory, Series 65, Uniform Combined State..., Financial Services, Investment Management, 401k, Private Banking, Wealth, IRAs, Wealth Management..., Bonds

Education
University of Florida   1997 — 2002
Bachelor of Science (BS), Finance, General

Frank Galdieri Frank Galdieri Sarasota, Florida Area Details
Frank Galdieri's Capital Guardian LLC Experience January 2010 - 2011
Job National Business Development Officer at Park Avenue Securities
Industry Financial Services
Experience
Park Avenue Securities  August 2014 - Present
Morgan Stanley Wealth Management  April 2011 - August 2014
Capital Guardian, LLC  January 2010 - 2011
UBSFinancial Services, Inc   2006 - 2009
UBS Financial Services, Inc.   2004 - 2006
Smith Barney  2000 - 2004
Smith Barney  1998 - 2000
Smith Barney  1998 - 2000
Merrill Lynch  1993 - 1998

Skills
Series 7, Wealth Management, Investments, Portfolio Management, Strategic Financial..., Series 63, Asset Managment, Alternative Investments, Equities, Mutual Funds, Asset Allocation, Financial Analysis, Business Development, Financial Advisory, Entrepreneurship, Strategy, Asset Management, Coaching, Investment Advisory, Mergers & Acquisitions, Financial Services, Hedge Funds, Leadership, Finance, Strategic Partnerships, Business Planning, Management, Executive Management

Education
Susquehanna University   1984 — 1988
BA, Economics

Delbarton School

Rich Tobin Rich Tobin Little Silver, New Jersey Details
Rich Tobin's Capital Guardian LLC Experience February 2013 - April 2014
Job Institutional Equity Derivative & Finance Sales at HSBC
Industry Financial Services
Experience
HSBC  April 2014 - Present
Capital Guardian LLC   February 2013 - April 2014
HydbyH   January 1995 - July 2013
Nomura Securities Inc.  2009 - May 2011
Merrill Lynch  March 2002 - January 2009
Salomon Smith Barney  March 1998 - March 2002
Citigroup Global Markets  1998 - 2002
ING Barings  January 1994 - February 1998

Skills
Equities, Series 7, Hedge Funds, Trading, Fixed Income, Series 63, Derivatives, Bloomberg, Capital Markets, Portfolio Management, Alternative Investments, Securities, Equity Trading, Asset Managment, Options, Investments, Electronic Trading, ETFs, Trading Systems, Mutual Funds, Series 24, Private Equity, Internet Entrepreneur, Back Office, Equity Research, FINRA, Financial Markets, Risk Management, Market Data, Investment Management, Equity Derivatives, Bonds, Emerging Markets, Asset Allocation, Structured Products, Investment Banking, Wealth Management, Financial Services, Investment Strategies, Block Trading

Education
Saint Joseph's University   1989 — 1993
B.S., Business Management

University College Cork   1992 — 1992
International Business

Camden Catholic H.S.   1985 — 1989

Stephanie Nilsen Stephanie Nilsen West Palm Beach, Florida Area Details
Stephanie Nilsen's Capital Guardian LLC Experience August 2012 - January 2014
Job Vice President at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley  January 2014 - Present
Capital Guardian, LLC  August 2012 - January 2014
Morgan Stanley  June 2011 - August 2012
Rehmann Financial  October 2009 - June 2012
Stanford Group Company  June 2006 - February 2009
Banc of America Investments  December 2001 - June 2006

Education
Palm Beach Atlantic University   2001 — 2003
Bachelor of Arts

Frank Gutierrez Frank Gutierrez Miami/Fort Lauderdale Area Details
Frank Gutierrez's Capital Guardian LLC Experience November 2009 - July 2014
Job Wealth Management
Industry Financial Services
Experience
Wealth Management  January 2015 - Present
Capital Guardian LLC   November 2009 - July 2014
Citi  January 1991 - October 2009

Education
Nova Southeastern University   2007 — 2010
MBA, Business

Robert Parrilla Robert Parrilla Greater New York City Area Details
Robert Parrilla's Capital Guardian LLC Experience January 2014 - Present
Job CD/Corporate Bond Trader at Capital Guardian LLC
Industry Financial Services
Experience
Capital Guardian LLC   January 2014 - Present
Securevest Financial Group  October 2013 - December 2013
BNY Mellon  April 2012 - August 2013
Pershing, a BNY Mellon company  August 2010 - April 2012
Pershing  October 2007 - July 2010
Casio Inc  February 2007 - August 2007

Skills
Series 7, Series 63, Series 24, Fixed Income, Securities, Bonds, Trading, Bloomberg, Equities, Investments, Options, FINRA, Capital Markets

Education
Monmouth University   2002 — 2006
Finance

Karl Lohwater Karl Lohwater Charlotte, North Carolina Area Details
Karl Lohwater's Capital Guardian LLC Experience 2015 - Present
Job General Counsel & Secretary at Capital Guardian LLC
Industry Investment Management
Experience
Capital Guardian LLC   2015 - Present
Independent Legal and Regulatory Consulting Practice   2013 - 2015
Meadowvale Partners, LLC   2011 - 2012
Buck Consultants, LLC  1995 - 2011
Towers Perrin  1986 - 1995
Bell Atlantic  1983 - 1986
Morgan, Lewis & Bockius LLP   1982 - 1983
Pepper Hamilton LLP  1979 - 1982

Skills
Defined Benefit, ERISA, Employee Benefits, Pensions, Executive Pay, Pension Administration, Pension Funds, 401k, Retirement, Mergers & Acquisitions, Deferred Compensation, Outsourcing, Investments, Mutual Funds, Corporate Governance, Defined Contribution, Insurance, Tax, HR Consulting, Health Insurance, Financial Services, Incentive Programs, Securities, Benefits Administration, Alternative Investments, Legal Compliance, Due Diligence, Human Capital, Actuarial Science, Divestitures, Hedge Funds, Benchmarking, HR Transformation, Executive Management, Employment Law, Acquisition Integration, Organizational Design

Education
New York University School of Law   2002 — 2005
LLM (Taxation)

Columbia University School of Law   1976 — 1979
JD

The College of Wooster   1973 — 1977
BA, Mathematics

Andrea Johnson Andrea Johnson Charlotte, North Carolina Area Details
Andrea Johnson's Capital Guardian LLC Experience April 2010 - November 2014
Job Managing Director
Industry Financial Services
Experience
Capital Guardian LLC   April 2010 - November 2014
Morgan Stanley Smith Barney  April 2006 - April 2010
Smith Barney  February 2006 - August 2007

Skills
Portfolio Management, Financial Services, Finance, Series 7, Wealth Management, Equities, Mutual Funds, Asset Management, Management, Retirement Planning, Corporate Finance, Investment Advisory, Fixed Income, Investment Banking, Investments, Series 66

Education
Gardner-Webb University
Bachelor of Business Administration (B.B.A.)/ Finance, Quantitative Analysis

Santino Rolle Santino Rolle Charlotte, North Carolina Area Details
Santino Rolle's Capital Guardian LLC Experience March 2013 - Present
Job Sr. Commissions Specialist at LPL Financial
Industry Financial Services
Experience
Capital Guardian LLC   March 2013 - Present
LPL Financial  December 2007 - March 2013

Skills
Financial Analysis, Microsoft Excel, Access, Customer Service, Outlook, Banking, Oracle SQL, General Ledger, Account Reconciliation, Bank Reconciliation, Month End Close, Data Entry, Financial Reporting

Education
University of North Carolina at Charlotte   1996 — 2001
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General

Bob P. Hodges Jr., CFS Bob P. Hodges Jr., CFS Naples, Florida Area Details
Bob P. Hodges Jr., CFS's Capital Guardian LLC Experience October 2010 - August 2011
Job Branch Manager at Capital Guardian Wealth Management
Industry Financial Services
Experience
Capital Guardian Wealth Management   February 2015 - Present
Capital Guardian Wealth Management   October 2010 - Present
Capital Guardian LLC   October 2010 - August 2011
Moors & Cabot  July 2005 - October 2010
Janney Montgomery Scott  September 1999 - July 2005
Paine Webber  September 1997 - September 1999
Great Western Financial Services  June 1992 - September 1997

Skills
Retirement Planning, Strategic Financial..., Investments, Wealth Management, Estate Planning, Public Speaking, Budgets, Retirement, Insurance, Investment Advisory, Portfolio Management, Series 7, Strategic Planning, Tax, Asset Managment, Asset Allocation, Investment Strategies, Financial Advisory, Customer Service, Mutual Funds

Education
University of Central Florida   1985 — 1989
Bachelor of Arts (BA), Political Science - Pre Law

Admiral Farragut Academy   1979 — 1984

Davis Belilty Davis Belilty Greater New York City Area Details
Davis Belilty's Capital Guardian LLC Experience July 2014 - January 2015
Job Operations Analyst at CG Capital Markets
Industry Financial Services
Experience
CG Capital Markets   January 2015 - Present
Capital Guardian LLC   July 2014 - January 2015
C&Co/PrinceRidge LLC   May 2013 - August 2013

Skills
Microsoft Word, Microsoft Office, Customer Service, Microsoft Excel, PowerPoint

Education
Brookdale Community College   2015 — 2017
Liberal Arts and Sciences, General Studies and Humanities

Amy Oquendo Amy Oquendo Hollywood, Florida Details
Amy Oquendo's Capital Guardian LLC Experience
Job Sales Assistant, Registered at Capital Guardian LLC
Industry Financial Services
Experience
Capital Guardian LLC  

Skills
Investments, Financial Analysis, Series 7, Customer Service, Wealth Management

Education
Miami Dade College

Michael Bacchus, MBA, CFA Michael Bacchus, MBA, CFA Greater New York City Area Details
Michael Bacchus, MBA, CFA's Capital Guardian LLC Experience January 2014 - Present
Job Chief Compliance Officer at Capital Guardian LLC
Industry Financial Services
Experience
Capital Guardian LLC   January 2014 - Present
Cohen & Company  November 2010 - January 2014
Financial Industry Regulatory Authority  May 2006 - November 2010
Queens College CUNY  January 2006 - May 2008
Locker Associates   June 2001 - December 2005
Bank of New York  June 2000 - May 2001

Skills
Series 7,24,53,55,63

Education
Fordham University Graduate School of Business
Masters of Business Administration in Finance

CFA Institute
Chartered Financial Analyst (CFA)

Queens College
Bachelor of Arts (BA), Economics

Alejandro Videla Alejandro Videla New York, New York Details
Alejandro Videla's Capital Guardian LLC Experience January 2014 - Present
Job Managing Director Special Situations
Industry Investment Management
Experience
Capital Guardian LLC   January 2014 - Present
Aurelius Capital Management GmbH   2010 - 2011
Wachovia Securities LLC  2006 - 2008
BNP Paribas Fortis  2005 - 2006
Société Générale   2003 - 2005
Nomura Securities  1996 - 1998
Goldman Sachs  1994 - 1995

Skills
Derivatives, Credit, Financial Modeling, Investment Banking, Capital Markets, Business Strategy, Securitization, Asset Management, Investments, Fixed Income, Alternative Investments, Portfolio Management, Securities, Finance, Equities, Structured Finance, Hedge Funds, Valuation, Private Equity, Corporate Finance, Structured Products

Education
The University of Chicago Booth School of Business   2001 — 2003
Master of Business Administration (MBA)

CFA Institute

CFA Institute

Claire Atkins-Davis Claire Atkins-Davis Charlotte, North Carolina Details
Claire Atkins-Davis's Capital Guardian LLC Experience October 2012 - Present
Job Advisory Services at Capital Guardian LLC
Industry Financial Services
Experience
Capital Guardian LLC   October 2012 - Present
Cetacean Research & Rescue Unit (CRRU)   May 2014 - October 2014
Duke University  May 2012 - August 2012
Whale Center Of New England  August 2010 - April 2012
Stillaguamish Tribe of Indians  September 2009 - June 2010
Stilly-Snohomish Fisheries Enhancement Task Force   October 2008 - September 2009
US Army Corps of Engineers  May 2008 - September 2008
North Carolina Coastal Federation  May 2006 - August 2006

Skills
Financial Analysis, Risk Management

Education
Duke University   2012 — 2012
Marine Ecology & Bioacoustics

Salem State University

University of North Carolina at Wilmington
Marine Biology and Spanish