Banc of America Investments
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Banc of America Investments Employees
Employee
Years
Job
Industry
Presston Gabel Presston Gabel's Banc of America Investments Experience September 2005 - February 2009
Job NonProfit Finance
Industry Financial Services
Experience
The Mammoth Site of Hot Springs October 2012 - Present
Black Hills Federal Credit Union March 2010 - March 2011
Hartgraves Insurance February 2009 - September 2009
Banc of America Investments September 2005 - February 2009
Edward Jones May 2003 - September 2005
Skills
Financial Planning, Financial Analysis, Accounting, Sales Management, Sales Process, Marketing Strategy, Market Research, Online Marketing, Business Analysis, Business Strategy, Business Management, Banking, Business Intelligence, Financial Reporting, Financial Management, Corporate Finance, Corporate Management, Insurance, Advertising, Administration, Account Management, Budgeting, Business Planning, Customer Relations, Excel, Employee Relations, Forecasting, Hiring, Internet, Microsoft Office, Non-profits, Outlook, Operations Management, PowerPoint, Public Relations, Strategic Planning, Troubleshooting, Tax, Word, Writing, Budgets, Team Building, Strategic Financial..., Nonprofits, Customer Service, Microsoft Word, Microsoft Excel, Investments, Finance, Estate Planning
Education
Chadron State College 2006 — 2008
MBA, Finance
Chadron State College 2001 — 2003
Bachelors, Econ and Finance
The Mammoth Site of Hot Springs October 2012 - Present
Black Hills Federal Credit Union March 2010 - March 2011
Hartgraves Insurance February 2009 - September 2009
Banc of America Investments September 2005 - February 2009
Edward Jones May 2003 - September 2005
Skills
Financial Planning, Financial Analysis, Accounting, Sales Management, Sales Process, Marketing Strategy, Market Research, Online Marketing, Business Analysis, Business Strategy, Business Management, Banking, Business Intelligence, Financial Reporting, Financial Management, Corporate Finance, Corporate Management, Insurance, Advertising, Administration, Account Management, Budgeting, Business Planning, Customer Relations, Excel, Employee Relations, Forecasting, Hiring, Internet, Microsoft Office, Non-profits, Outlook, Operations Management, PowerPoint, Public Relations, Strategic Planning, Troubleshooting, Tax, Word, Writing, Budgets, Team Building, Strategic Financial..., Nonprofits, Customer Service, Microsoft Word, Microsoft Excel, Investments, Finance, Estate Planning
Education
Chadron State College 2006 — 2008
MBA, Finance
Chadron State College 2001 — 2003
Bachelors, Econ and Finance
Susan Peres Susan Peres's Banc of America Investments Experience July 2008 - December 2010
Job Enterprise Territory Manager at HewlettPackard
Industry Information Technology and Services
Experience
Hewlett-Packard January 2015 - Present
Dell October 2012 - November 2014
IT consultant Self Employed March 2012 - October 2012
Sirius Computer Solutions March 2010 - February 2012
Banc of America Investments July 2008 - December 2010
Ajilon IT Consulting 2004 - 2008
IBM January 2001 - July 2004
Columbia Ultimate October 1997 - January 2001
Creative Type August 1992 - September 1997
Skills
Solution Selling, Cloud Computing, Data Center, Channel, Consultative Selling, Direct Sales, Sales Process, Enterprise Software, Technical Recruiting, Technical Leadership, Technical Presentations, Business Applications, Selling, Salesforce.com, Storage, Managed Services, SaaS, Professional Services, CRM, New Business Development, Contract Negotiation, Sales, VMware, Team Management, Recruiting, Project Management, Leadership, Servers, Account Management, Cisco Technologies, Virtualization, Management, Sales Management, Go-to-market Strategy, Vendor Management, Channel Partners, Business Development, Disaster Recovery, Team Leadership, Software Industry, Storage Area Networks, NetApp, Consulting, Networking, Cold Calling, Pre-sales, Information Technology, Storage Virtualization, Demand Generation, Enterprise Storage
Education
Concordia University-Portland
BS
Evergreen HS
Hewlett-Packard January 2015 - Present
Dell October 2012 - November 2014
IT consultant Self Employed March 2012 - October 2012
Sirius Computer Solutions March 2010 - February 2012
Banc of America Investments July 2008 - December 2010
Ajilon IT Consulting 2004 - 2008
IBM January 2001 - July 2004
Columbia Ultimate October 1997 - January 2001
Creative Type August 1992 - September 1997
Skills
Solution Selling, Cloud Computing, Data Center, Channel, Consultative Selling, Direct Sales, Sales Process, Enterprise Software, Technical Recruiting, Technical Leadership, Technical Presentations, Business Applications, Selling, Salesforce.com, Storage, Managed Services, SaaS, Professional Services, CRM, New Business Development, Contract Negotiation, Sales, VMware, Team Management, Recruiting, Project Management, Leadership, Servers, Account Management, Cisco Technologies, Virtualization, Management, Sales Management, Go-to-market Strategy, Vendor Management, Channel Partners, Business Development, Disaster Recovery, Team Leadership, Software Industry, Storage Area Networks, NetApp, Consulting, Networking, Cold Calling, Pre-sales, Information Technology, Storage Virtualization, Demand Generation, Enterprise Storage
Education
Concordia University-Portland
BS
Evergreen HS
Michael Laura, CFA, CIMA®, CFP® Michael Laura, CFA, CIMA®, CFP®'s Banc of America Investments Experience November 2001 - November 2003
Job Senior Regional Vice President ETF Portfolio Consultant at Invesco PowerShares
Industry Investment Management
Experience
Invesco PowerShares May 2015 - Present
Virtus Investment Partners March 2014 - May 2015
Deutsche Asset & Wealth Management August 2012 - March 2014
Merrill Lynch March 2008 - March 2012
Northern Trust Wealth Management June 2007 - March 2008
U.S. Trust November 2003 - June 2007
Banc of America Investments November 2001 - November 2003
A.G. Edwards August 1995 - November 2001
Skills
Series 65, Series 7, Portfolio Management, Behavioral Finance, Monetary Policy, Politics, Strategic Financial..., Personal Financial..., Wealth Management, Global Investment..., Asset Allocation, Financial Risk..., Alternative Investments, Private Banking, Wealth Management..., Investments, Fixed Annuities, Investment Advisory, Hedge Funds, Investment Strategies, Retirement Planning, Financial Advisory, Series 63, High Net Worth..., Financial Markets, Asset Management, Mutual Funds, Retirement, Series 24, Uniform Combined State..., Presenting Solutions, Equities, Securities, Investment Management, Separately Managed..., Economics, Options, Structured Products, Bonds, Wealth, Finance, 401k, ETFs, IRAs, FINRA, Financial Analysis, Equity Research, Financial Services, Morningstar, Financial Planning
Education
College for Financial Planning 2002 — 2006
M.S., Financial Analysis
University of South Florida - College of Business Administration 1998 — 2000
B.S., Economics, International Finance
Invesco PowerShares May 2015 - Present
Virtus Investment Partners March 2014 - May 2015
Deutsche Asset & Wealth Management August 2012 - March 2014
Merrill Lynch March 2008 - March 2012
Northern Trust Wealth Management June 2007 - March 2008
U.S. Trust November 2003 - June 2007
Banc of America Investments November 2001 - November 2003
A.G. Edwards August 1995 - November 2001
Skills
Series 65, Series 7, Portfolio Management, Behavioral Finance, Monetary Policy, Politics, Strategic Financial..., Personal Financial..., Wealth Management, Global Investment..., Asset Allocation, Financial Risk..., Alternative Investments, Private Banking, Wealth Management..., Investments, Fixed Annuities, Investment Advisory, Hedge Funds, Investment Strategies, Retirement Planning, Financial Advisory, Series 63, High Net Worth..., Financial Markets, Asset Management, Mutual Funds, Retirement, Series 24, Uniform Combined State..., Presenting Solutions, Equities, Securities, Investment Management, Separately Managed..., Economics, Options, Structured Products, Bonds, Wealth, Finance, 401k, ETFs, IRAs, FINRA, Financial Analysis, Equity Research, Financial Services, Morningstar, Financial Planning
Education
College for Financial Planning 2002 — 2006
M.S., Financial Analysis
University of South Florida - College of Business Administration 1998 — 2000
B.S., Economics, International Finance
Oscar Gordillo's Banc of America Investments Experience July 2006 - April 2007
Job Nexxt Connectivity Regional Sales Manager an Accvent Company
Industry Information Technology and Services
Experience
Nexxt Connectivity, an Accvent Company April 2012 - Present
Epson October 2010 - March 2012
Star Computer Group October 2008 - October 2010
National Planning Corporation December 2007 - October 2008
Morgan Stanley Investment Management June 2007 - September 2007
Banc of America Investments July 2006 - April 2007
Ingram Micro March 1997 - June 2006
Computek S.A. August 1997 - March 1998
Hewlett-Packard February 1994 - August 1997
Skills
Sales Management, Channel, Account Management, Product Marketing, New Business Development, Sales, Solution Selling, Product Management, Marketing Strategy, Strategic Planning, Business Planning, International Sales, Direct Sales, Business Development, Multi-channel Marketing, Negotiation, Sales Process, Salesforce.com, Sales Operations, Channel Partners, Marketing, Team Leadership, CRM, Competitive Analysis, Go-to-market Strategy, Key Account Management, Partner Management, Product Development, Strategic Partnerships, Strategy, B2B, Cloud Computing
Education
Miami Dade College 1994 — 1996
AA, International Business
Barry University
Computer Engineer
Nexxt Connectivity, an Accvent Company April 2012 - Present
Epson October 2010 - March 2012
Star Computer Group October 2008 - October 2010
National Planning Corporation December 2007 - October 2008
Morgan Stanley Investment Management June 2007 - September 2007
Banc of America Investments July 2006 - April 2007
Ingram Micro March 1997 - June 2006
Computek S.A. August 1997 - March 1998
Hewlett-Packard February 1994 - August 1997
Skills
Sales Management, Channel, Account Management, Product Marketing, New Business Development, Sales, Solution Selling, Product Management, Marketing Strategy, Strategic Planning, Business Planning, International Sales, Direct Sales, Business Development, Multi-channel Marketing, Negotiation, Sales Process, Salesforce.com, Sales Operations, Channel Partners, Marketing, Team Leadership, CRM, Competitive Analysis, Go-to-market Strategy, Key Account Management, Partner Management, Product Development, Strategic Partnerships, Strategy, B2B, Cloud Computing
Education
Miami Dade College 1994 — 1996
AA, International Business
Barry University
Computer Engineer
Cipriano Gomez Cipriano Gomez's Banc of America Investments Experience May 2002 - June 2009
Job Business Development Officer at Schwab Advisor Services
Industry Financial Services
Experience
Schwab Advisor Services October 2014 - Present
Charles Schwab Advisor Services March 2010 - Present
Banc of America Investments May 2002 - June 2009
Morgan Stanley February 2001 - November 2001
Skills
Series 7, Series 63, Investment Advisory, Series 65, Financial Advisory, Wealth Management, Mutual Funds
Education
Arizona State University 1994 — 1999
BS
Schwab Advisor Services October 2014 - Present
Charles Schwab Advisor Services March 2010 - Present
Banc of America Investments May 2002 - June 2009
Morgan Stanley February 2001 - November 2001
Skills
Series 7, Series 63, Investment Advisory, Series 65, Financial Advisory, Wealth Management, Mutual Funds
Education
Arizona State University 1994 — 1999
BS
David Ohanian David Ohanian's Banc of America Investments Experience June 2002 - November 2005
Job Managing Director Union Bank Private Bank
Industry Financial Services
Experience
Union Bank November 2013 - Present
Comerica July 2009 - November 2013
Wachovia April 2008 - July 2009
Wachovia Private Bank April 2008 - July 2009
Bank of America July 2002 - March 2008
Bank of America November 2005 - February 2007
Banc of America Investments June 2002 - November 2005
Morgan Stanley Dean Witter December 1998 - June 2002
Skills
Derivatives, Insurance, Asset Managment, Strategic Financial..., Treasury Management, Loans, Executive Financial..., Asset Management, Strategy, Banking, Commercial Banking, Business Development, Credit, Finance, Investments, Management
Education
California State University-Fresno 1987 — 1991
Bachelors, Biology
Union Bank November 2013 - Present
Comerica July 2009 - November 2013
Wachovia April 2008 - July 2009
Wachovia Private Bank April 2008 - July 2009
Bank of America July 2002 - March 2008
Bank of America November 2005 - February 2007
Banc of America Investments June 2002 - November 2005
Morgan Stanley Dean Witter December 1998 - June 2002
Skills
Derivatives, Insurance, Asset Managment, Strategic Financial..., Treasury Management, Loans, Executive Financial..., Asset Management, Strategy, Banking, Commercial Banking, Business Development, Credit, Finance, Investments, Management
Education
California State University-Fresno 1987 — 1991
Bachelors, Biology
William Aldred's Banc of America Investments Experience 2000 - 2006
Job Vice President/ Complex Service Manager at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management 2006 - Present
Banc of America Investments 2000 - 2006
American Express Financial Advisors 1999 - 2000
Skills
Series 7, Series 24, Series 9, Series 10, Series 63
Education
Bentley University 1995 — 1999
Bachelor of Science (B.S.), Finance, General
Bishop Fenwick
Morgan Stanley Wealth Management 2006 - Present
Banc of America Investments 2000 - 2006
American Express Financial Advisors 1999 - 2000
Skills
Series 7, Series 24, Series 9, Series 10, Series 63
Education
Bentley University 1995 — 1999
Bachelor of Science (B.S.), Finance, General
Bishop Fenwick
Janice M. (Brim) Washington Janice M. (Brim) Washington's Banc of America Investments Experience June 2001 - May 2002
Job Assistant Women's Basketball Coach at Campbell University
Industry Sports
Experience
Campbell University June 2013 - Present
Times Shamrock September 2012 - June 2013
Lackawanna College August 2012 - May 2013
US Army June 2011 - August 2012
Vicenza High School December 2010 - March 2011
US Army July 2009 - November 2010
Fort Sill Family and Morale, Welfare and Recreation September 2008 - July 2009
Campbell University June 2002 - May 2008
Banc of America Investments June 2001 - May 2002
Skills
Coaching, Sports Management, Sponsorship, Graphic Design, Time Management, Newsletters, Adobe Creative Suite, InDesign, Sports, Event Planning, Customer Service, Recruiting, Strategic Financial..., Leadership, Budgets, Management, Marketing, Strategy, Advertising, Photoshop, Public Relations, Public Speaking, Social Media Marketing
Education
Campbell University 2002 — 2004
Master of Business Adminstration, Marketing and Sales
Campbell University 1996 — 2001
Bachelor of Business Administration, Trust Management
Salmen High School 1992 — 1996
High School Diploma, College/University Preparatory and Advanced High School/Secondary Diploma Program
Campbell University June 2013 - Present
Times Shamrock September 2012 - June 2013
Lackawanna College August 2012 - May 2013
US Army June 2011 - August 2012
Vicenza High School December 2010 - March 2011
US Army July 2009 - November 2010
Fort Sill Family and Morale, Welfare and Recreation September 2008 - July 2009
Campbell University June 2002 - May 2008
Banc of America Investments June 2001 - May 2002
Skills
Coaching, Sports Management, Sponsorship, Graphic Design, Time Management, Newsletters, Adobe Creative Suite, InDesign, Sports, Event Planning, Customer Service, Recruiting, Strategic Financial..., Leadership, Budgets, Management, Marketing, Strategy, Advertising, Photoshop, Public Relations, Public Speaking, Social Media Marketing
Education
Campbell University 2002 — 2004
Master of Business Adminstration, Marketing and Sales
Campbell University 1996 — 2001
Bachelor of Business Administration, Trust Management
Salmen High School 1992 — 1996
High School Diploma, College/University Preparatory and Advanced High School/Secondary Diploma Program
Dean Austin, CFA, CAIA Dean Austin, CFA, CAIA's Banc of America Investments Experience June 1997 - January 2007
Job Senior Portfolio Manager at Fifth Third Bank
Industry Investment Management
Experience
Fifth Third Bank August 2013 - Present
Wachovia Bank October 2008 - January 2013
Wells Fargo Bank October 2008 - January 2013
Harris myCFO Investment Advisory Services, LLC January 2007 - October 2008
Banc of America Investments June 1997 - January 2007
Bank of America 1997 - 2007
U. S. Trust, Bank of America Private Wealth Management 1997 - 2007
US Trust, Bank of America 1997 - 2007
Skills
Asset Allocation, Alternative Investments, Portfolio Management, Investment Strategies, Investments, Asset Management, Hedge Funds, Wealth Management, High Net Worth..., Fixed Income, Equities, Investment Advisory, Mutual Funds, Private Wealth..., Retirement Planning, Risk Management, Financial Planning, Portfolios, Bonds
Education
Clark Atlanta University 1992 — 1994
MBA, Finance and Decision Sciences
University of Florida 1985 — 1990
Bachelor of Science in Business Administration, Finance and Marketing
Fifth Third Bank August 2013 - Present
Wachovia Bank October 2008 - January 2013
Wells Fargo Bank October 2008 - January 2013
Harris myCFO Investment Advisory Services, LLC January 2007 - October 2008
Banc of America Investments June 1997 - January 2007
Bank of America 1997 - 2007
U. S. Trust, Bank of America Private Wealth Management 1997 - 2007
US Trust, Bank of America 1997 - 2007
Skills
Asset Allocation, Alternative Investments, Portfolio Management, Investment Strategies, Investments, Asset Management, Hedge Funds, Wealth Management, High Net Worth..., Fixed Income, Equities, Investment Advisory, Mutual Funds, Private Wealth..., Retirement Planning, Risk Management, Financial Planning, Portfolios, Bonds
Education
Clark Atlanta University 1992 — 1994
MBA, Finance and Decision Sciences
University of Florida 1985 — 1990
Bachelor of Science in Business Administration, Finance and Marketing
Nancy Dain-Smith, CFP® Nancy Dain-Smith, CFP®'s Banc of America Investments Experience January 1992 - July 1998
Job Retired and enjoying life!
Industry Financial Services
Experience
Retirement September 2015 - Present
Allstate Financial January 2011 - Present
Chase Investments, formerly Wamu Investments November 2005 - November 2009
Merrill Lynch June 2004 - November 2005
Merrill Lynch January 2001 - June 2004
Merrill Lynch -- Sacramento January 1999 - January 2001
Banc of America Investments January 1992 - July 1998
Banc of America Investments January 1989 - January 1992
DEAN WITTER REYNOLDS, INC January 1987 - January 1989
GREAT WESTERN FINANCIAL SECURITIES, INC January 1984 - January 1987
Skills
Financial Services, Coaching, Sales Management, Recruiting, Business Planning, Wealth Management, Series 63, Series 7, Investments, Equities, Mutual Funds, Portfolio Management, Strategic Financial..., Retirement Planning, Series 24, Asset Managment, Banking, Securities, Risk Management, Fixed Annuities, Credit, Leadership, Financial Advisory, Investment Advisory, Finance, Strategy, Retirement, Management
Education
College for Financial Planning
CFP, Financial Planning
Washington University in St. Louis
B.A, Psychology & Teacher Certification
Retirement September 2015 - Present
Allstate Financial January 2011 - Present
Chase Investments, formerly Wamu Investments November 2005 - November 2009
Merrill Lynch June 2004 - November 2005
Merrill Lynch January 2001 - June 2004
Merrill Lynch -- Sacramento January 1999 - January 2001
Banc of America Investments January 1992 - July 1998
Banc of America Investments January 1989 - January 1992
DEAN WITTER REYNOLDS, INC January 1987 - January 1989
GREAT WESTERN FINANCIAL SECURITIES, INC January 1984 - January 1987
Skills
Financial Services, Coaching, Sales Management, Recruiting, Business Planning, Wealth Management, Series 63, Series 7, Investments, Equities, Mutual Funds, Portfolio Management, Strategic Financial..., Retirement Planning, Series 24, Asset Managment, Banking, Securities, Risk Management, Fixed Annuities, Credit, Leadership, Financial Advisory, Investment Advisory, Finance, Strategy, Retirement, Management
Education
College for Financial Planning
CFP, Financial Planning
Washington University in St. Louis
B.A, Psychology & Teacher Certification
Steven Amico's Banc of America Investments Experience October 2000 - May 2005
Job Partner/Investments at Northeast Investment Advisors, LLC
Industry Financial Services
Experience
Northeast Investment Advisors, LLC September 2007 - Present
Banc of America Investments October 2000 - May 2005
US Army 1994 - 1997
Skills
Financial Planning, Investment Advisory, Securities, Investments, Portfolio Management, Equities, Insurance, Wealth Management, Retirement Planning, Financial Analysis, Fixed Income, Retirement, Mutual Funds, Asset Allocation, Investment Strategies, Financial Advisory, Wealth, IRA's, Annuities, Bonds, Asset Management, Retirement Income..., Wealth Accumulation, Insurance Planning, 401k, Stocks, Private Banking, Options, Pensions, Wealth Management..., Strategic Financial..., Uniform Combined State..., Long-term Care, Estate Planning, ETFs, Fixed Annuities, Financial Planners, Separately Managed..., FINRA, Life Insurance, IRAs, Trading, Long Term Care Insurance, College Savings Plans, High Net Worth..., 529 Plans, Series 66, Series 7
Education
East Stroudsburg University of Pennsylvania 1997 — 2000
Bachelor of Science (BS), Finance, General
East Stroudsburg University of Pennsylvania 1997 — 2000
Bachelor of Arts (BA), Economics
Northeast Investment Advisors, LLC September 2007 - Present
Banc of America Investments October 2000 - May 2005
US Army 1994 - 1997
Skills
Financial Planning, Investment Advisory, Securities, Investments, Portfolio Management, Equities, Insurance, Wealth Management, Retirement Planning, Financial Analysis, Fixed Income, Retirement, Mutual Funds, Asset Allocation, Investment Strategies, Financial Advisory, Wealth, IRA's, Annuities, Bonds, Asset Management, Retirement Income..., Wealth Accumulation, Insurance Planning, 401k, Stocks, Private Banking, Options, Pensions, Wealth Management..., Strategic Financial..., Uniform Combined State..., Long-term Care, Estate Planning, ETFs, Fixed Annuities, Financial Planners, Separately Managed..., FINRA, Life Insurance, IRAs, Trading, Long Term Care Insurance, College Savings Plans, High Net Worth..., 529 Plans, Series 66, Series 7
Education
East Stroudsburg University of Pennsylvania 1997 — 2000
Bachelor of Science (BS), Finance, General
East Stroudsburg University of Pennsylvania 1997 — 2000
Bachelor of Arts (BA), Economics
Kate Brady, PMP, CSM Kate Brady, PMP, CSM's Banc of America Investments Experience November 2005 - October 2007
Job Senior Engagement Manager at EffectiveUI
Industry Internet
Experience
EffectiveUI October 2014 - Present
303 Software June 2013 - September 2014
303 Software April 2010 - May 2013
Prosper Studios July 2009 - August 2010
Wall Street On Demand October 2007 - February 2009
Banc of America Investments November 2005 - October 2007
Skills
Social Networking, CMS, Information Architecture, E-commerce, User Experience, User Interface, Web Applications, Project Management, Agile Methodologies, Quality Assurance, Web Development
Education
Colorado State University 2011 — 2012
Project Management Certificate, Project Management
Rally Agile Universiry
Certified Scum Master
Westfield State University 2001 — 2005
BA, Econimics and Management
EffectiveUI October 2014 - Present
303 Software June 2013 - September 2014
303 Software April 2010 - May 2013
Prosper Studios July 2009 - August 2010
Wall Street On Demand October 2007 - February 2009
Banc of America Investments November 2005 - October 2007
Skills
Social Networking, CMS, Information Architecture, E-commerce, User Experience, User Interface, Web Applications, Project Management, Agile Methodologies, Quality Assurance, Web Development
Education
Colorado State University 2011 — 2012
Project Management Certificate, Project Management
Rally Agile Universiry
Certified Scum Master
Westfield State University 2001 — 2005
BA, Econimics and Management
Linda DiFede Linda DiFede's Banc of America Investments Experience November 1992 - April 1999
Job Owner/Agent The DiFede Agency
Industry Insurance
Experience
The DiFede Agency January 2013 - Present
DiFede Enterprises 2013 - August 2014
Wells Fargo Advisors, LLC October 2010 - January 2013
Wells Fargo August 2008 - October 2010
Comerica Bank 2000 - 2007
JPMorgan Chase 2003 - 2004
Banc of America Investments November 1992 - April 1999
Skills
Investments, Wealth Management, Portfolio Management, Banking, Financial Services, Finance, Sales, Retirement Planning, Insurance
Education
University of Houston
Business Administration
Austin Community College
The DiFede Agency January 2013 - Present
DiFede Enterprises 2013 - August 2014
Wells Fargo Advisors, LLC October 2010 - January 2013
Wells Fargo August 2008 - October 2010
Comerica Bank 2000 - 2007
JPMorgan Chase 2003 - 2004
Banc of America Investments November 1992 - April 1999
Skills
Investments, Wealth Management, Portfolio Management, Banking, Financial Services, Finance, Sales, Retirement Planning, Insurance
Education
University of Houston
Business Administration
Austin Community College
Nicholas Roach, CFP®'s Banc of America Investments Experience January 2006 - September 2006
Job Platform Development Manager
Industry Financial Services
Experience
Merrill Lynch April 2014 - Present
U.S. Trust April 2009 - April 2014
U.S. Trust September 2006 - April 2009
Banc of America Investments January 2006 - September 2006
Skills
Investments, Equities, Finance, Financial Analysis, CRM, Management, Account Management, Financial Modeling, Entrepreneurship, Vendor Management, Financial Advisory, Wealth Management, Strategic Financial..., Relationship Management, Portfolio Management, Financial Planning, Financial Reporting, Business Development, Alternative Investments, Business Strategy, Performance Analysis
Education
City University of New York-Baruch College - Zicklin School of Business 2011 — 2014
Master of Business Administration (M.B.A.)
Brown University 2001 — 2005
B.A., Business Economics
Merrill Lynch April 2014 - Present
U.S. Trust April 2009 - April 2014
U.S. Trust September 2006 - April 2009
Banc of America Investments January 2006 - September 2006
Skills
Investments, Equities, Finance, Financial Analysis, CRM, Management, Account Management, Financial Modeling, Entrepreneurship, Vendor Management, Financial Advisory, Wealth Management, Strategic Financial..., Relationship Management, Portfolio Management, Financial Planning, Financial Reporting, Business Development, Alternative Investments, Business Strategy, Performance Analysis
Education
City University of New York-Baruch College - Zicklin School of Business 2011 — 2014
Master of Business Administration (M.B.A.)
Brown University 2001 — 2005
B.A., Business Economics
HOT FLASH Financial HOT FLASH Financial's Banc of America Investments Experience 2005 - 2008
Job Offering intelligent financial advice to smart women so they can make informed decisions for themselves and families
Industry Financial Services
Experience
Hot Flash Financial December 2011 - Present
Hot Flash Financial December 2011 - Present
Rock Hill Financial Advisors LLC September 2009 - November 2011
US Department of Labor April 2008 - August 2009
Banc of America Investments 2005 - 2008
Skills
Investments, Retirement, Finance, Pensions, Strategy, Portfolio Management, Financial Risk, Securities, Financial Advisory, Financial Services, Mutual Funds, Asset Management, Strategic Financial..., Risk Management, Retirement Planning
Education
Brandeis University International Business School 1999 — 2001
Master of Business Administration (MBA), Finance, General
Bryn Mawr College
Doctor of Philosophy (PhD), Cultural Anthropology
Center for Women in Enterprise
Hot Flash Financial December 2011 - Present
Hot Flash Financial December 2011 - Present
Rock Hill Financial Advisors LLC September 2009 - November 2011
US Department of Labor April 2008 - August 2009
Banc of America Investments 2005 - 2008
Skills
Investments, Retirement, Finance, Pensions, Strategy, Portfolio Management, Financial Risk, Securities, Financial Advisory, Financial Services, Mutual Funds, Asset Management, Strategic Financial..., Risk Management, Retirement Planning
Education
Brandeis University International Business School 1999 — 2001
Master of Business Administration (MBA), Finance, General
Bryn Mawr College
Doctor of Philosophy (PhD), Cultural Anthropology
Center for Women in Enterprise
Creighton Dent Jenkins Creighton Dent Jenkins's Banc of America Investments Experience November 2004 - August 2005
Job Chief Creator
Industry Entertainment
Experience
Big Blue Rocking Chair Productions June 2011 - Present
EurasianLIVING, LLC 2009 - June 2011
Bank of America August 2005 - January 2007
Banc of America Investments November 2004 - August 2005
AXA Advisors 2002 - 2004
9th Inning Pictures 1998 - 2002
Skills
Strategic Planning, Start-ups, Marketing, Product Development, Market Research, New Business Development, Management, Brand Management, Business Development, Blogging, Editing, Public Speaking, Team Building, Strategy
Education
Baylor University 1979 — 1985
BA, English Literature
Big Blue Rocking Chair Productions June 2011 - Present
EurasianLIVING, LLC 2009 - June 2011
Bank of America August 2005 - January 2007
Banc of America Investments November 2004 - August 2005
AXA Advisors 2002 - 2004
9th Inning Pictures 1998 - 2002
Skills
Strategic Planning, Start-ups, Marketing, Product Development, Market Research, New Business Development, Management, Brand Management, Business Development, Blogging, Editing, Public Speaking, Team Building, Strategy
Education
Baylor University 1979 — 1985
BA, English Literature
Mark Sederquist Mark Sederquist's Banc of America Investments Experience August 2008 - December 2009
Job Managing Director, Southwest Division Executive Merrill Lynch Preferred Banking and Investments
Industry Investment Management
Experience
Bank of America Merrill Lynch February 2014 - Present
Merrill Lynch August 2012 - February 2014
Merrill Lynch November 2009 - August 2012
Banc of America Investments August 2008 - December 2009
Banc of America Investments November 2002 - August 2008
Skills
Mergers & Acquisitions, Risk Management, Mergers, Investment Banking, Investment Management, Portfolio Management, Financial Services, Financial Advisory, Fixed Income, Alternative Investments, Investments, Wealth Management, Securities
Education
California State University-Stanislaus 1994 — 1998
BS, Finance
University of Pennsylvania - The Wharton School
Executive Leadership Program
Bank of America Merrill Lynch February 2014 - Present
Merrill Lynch August 2012 - February 2014
Merrill Lynch November 2009 - August 2012
Banc of America Investments August 2008 - December 2009
Banc of America Investments November 2002 - August 2008
Skills
Mergers & Acquisitions, Risk Management, Mergers, Investment Banking, Investment Management, Portfolio Management, Financial Services, Financial Advisory, Fixed Income, Alternative Investments, Investments, Wealth Management, Securities
Education
California State University-Stanislaus 1994 — 1998
BS, Finance
University of Pennsylvania - The Wharton School
Executive Leadership Program
Jervis Hough, MS, CSCP Jervis Hough, MS, CSCP's Banc of America Investments Experience 2004 - 2006
Job Experienced Securities Industry Professional
Industry Financial Services
Experience
Taurus Compliance Consulting, LLC January 2009 - Present
IFS Securities 2014 - 2015
IFS Securities 2014 - 2015
FundAmerica Securities 2012 - 2014
NMS Financial Services, LLC May 2011 - January 2013
Blaylock Robert Van, LLC March 2010 - October 2011
J&C Global Securities, LLC 2010 - 2011
Capital & Credit International Inc. February 2008 - September 2010
Capital Markets Compliance January 2006 - January 2008
Banc of America Investments 2004 - 2006
Skills
Series 7, FINRA, SEC, Business Development, Securities, Capital Markets, Risk Management, Investment Management, Hedge Funds, AML, Due Diligence, Equities, Alternative Investments, Derivatives, Mutual Funds, Private Equity, Series 63, Investments, Asset Managment, Options, Valuation, Fixed Income, Financial Services, Asset Management, Investment Banking, Investor Relations, Wealth Management, Venture Capital, Trading, Portfolio Management, Emerging Markets, Investment Advisory, Capital, Finance, Credit, Brokerage, Banking, Securities Regulation, Financial Markets, IPO, Funding, Investment Strategies
Education
Clemson University 1998 — 2000
MS, Agricultural and Applied Economics
Clemson University 1994 — 1997
BS, Economics
Marion High School Alum
Marion High School Alum
Marion High School Alum
Taurus Compliance Consulting, LLC January 2009 - Present
IFS Securities 2014 - 2015
IFS Securities 2014 - 2015
FundAmerica Securities 2012 - 2014
NMS Financial Services, LLC May 2011 - January 2013
Blaylock Robert Van, LLC March 2010 - October 2011
J&C Global Securities, LLC 2010 - 2011
Capital & Credit International Inc. February 2008 - September 2010
Capital Markets Compliance January 2006 - January 2008
Banc of America Investments 2004 - 2006
Skills
Series 7, FINRA, SEC, Business Development, Securities, Capital Markets, Risk Management, Investment Management, Hedge Funds, AML, Due Diligence, Equities, Alternative Investments, Derivatives, Mutual Funds, Private Equity, Series 63, Investments, Asset Managment, Options, Valuation, Fixed Income, Financial Services, Asset Management, Investment Banking, Investor Relations, Wealth Management, Venture Capital, Trading, Portfolio Management, Emerging Markets, Investment Advisory, Capital, Finance, Credit, Brokerage, Banking, Securities Regulation, Financial Markets, IPO, Funding, Investment Strategies
Education
Clemson University 1998 — 2000
MS, Agricultural and Applied Economics
Clemson University 1994 — 1997
BS, Economics
Marion High School Alum
Marion High School Alum
Marion High School Alum
Kimberly Rule Kimberly Rule's Banc of America Investments Experience February 2009 - November 2010
Job Financial Advisor at Wells Fargo Advisors, LLC.
Industry Financial Services
Experience
Wells Fargo Advisors, LLC. October 2014 - Present
Citi Private Wealth Management February 2013 - October 2014
LPL Financial November 2010 - February 2013
Merrill Lynch February 2009 - November 2010
Banc of America Investments February 2009 - November 2010
Wachovia, A Wells Fargo Company December 2004 - February 2009
Independent Insurance Agent June 2002 - December 2004
Morgan Stanley 1997 - 2002
Exxon Corporation 1990 - 1997
Steak and Ale Restaurant Corporation 1984 - 1989
Skills
Investments, Securities, Retirement, Retirement Planning, High Net Worth..., Insurance, Mutual Funds, Financial Analysis, Wealth, Asset Allocation, Alternative Investments, Credit, Risk Management, Fixed Annuities, Term Life Insurance, Annuities, Bonds, 401k, FINRA, Options, Equities, Long Term Care, IRA's, Fixed Income, Pensions, Investment Strategies, Business Planning, Cash Management, Trading, Customer Relations, Employee Benefits, Compliance, Funding
Education
College for Financial Planning 2002 — 2011
Various
Wells Fargo Advisors, LLC. October 2014 - Present
Citi Private Wealth Management February 2013 - October 2014
LPL Financial November 2010 - February 2013
Merrill Lynch February 2009 - November 2010
Banc of America Investments February 2009 - November 2010
Wachovia, A Wells Fargo Company December 2004 - February 2009
Independent Insurance Agent June 2002 - December 2004
Morgan Stanley 1997 - 2002
Exxon Corporation 1990 - 1997
Steak and Ale Restaurant Corporation 1984 - 1989
Skills
Investments, Securities, Retirement, Retirement Planning, High Net Worth..., Insurance, Mutual Funds, Financial Analysis, Wealth, Asset Allocation, Alternative Investments, Credit, Risk Management, Fixed Annuities, Term Life Insurance, Annuities, Bonds, 401k, FINRA, Options, Equities, Long Term Care, IRA's, Fixed Income, Pensions, Investment Strategies, Business Planning, Cash Management, Trading, Customer Relations, Employee Benefits, Compliance, Funding
Education
College for Financial Planning 2002 — 2011
Various
Sean Mackin's Banc of America Investments Experience November 2008 - March 2009
Job Apartment Specialist at Losness Group
Industry Professional Training & Coaching
Experience
Losness Group May 2013 - Present
UCSF Alliance Health Project March 1996 - Present
Johnson Consulting Group March 2012 - May 2013
Independent Consultant October 2010 - May 2013
Open Door Capital Advisors (US) LLC November 2011 - February 2012
ProMatch February 2011 - November 2011
Banc of America Investments November 2008 - March 2009
Wachovia Securities, LLC August 2007 - November 2008
Wachovia Securities, LLC February 2007 - August 2007
Wachovia Securities, LLC January 2005 - February 2007
Skills
Compliance, Internal Audit, Large Group Facilitation, Training & Development, Mentoring, Site Supervision, Business Correspondence, Web Design, Drupal, Workshop Development, Workshop Facilitation, Supervising, Employee Training, Quality Auditing, Securities, Management, Coaching, Training, Budgets, Team Building, Change Management, Facilitators, Non-profits, Leadership, Human Resources, Risk Management, Process Improvement, Nonprofits, Public Speaking, Marketing, Staff Development, Finance, Analysis, Policy, Conflict Resolution, Leadership Development, Social Media, Research, Strategy, Organizational..., Data Analysis, Team Leadership, Sales, Project Management, Operations Management, Executive Management, Management Consulting
Education
San Francisco State University 1982 — 1985
Bachelor of Science, Business Administration
City College of San Francisco 1980 — 1982
Associate of Arts, Computer and Information Science
Losness Group May 2013 - Present
UCSF Alliance Health Project March 1996 - Present
Johnson Consulting Group March 2012 - May 2013
Independent Consultant October 2010 - May 2013
Open Door Capital Advisors (US) LLC November 2011 - February 2012
ProMatch February 2011 - November 2011
Banc of America Investments November 2008 - March 2009
Wachovia Securities, LLC August 2007 - November 2008
Wachovia Securities, LLC February 2007 - August 2007
Wachovia Securities, LLC January 2005 - February 2007
Skills
Compliance, Internal Audit, Large Group Facilitation, Training & Development, Mentoring, Site Supervision, Business Correspondence, Web Design, Drupal, Workshop Development, Workshop Facilitation, Supervising, Employee Training, Quality Auditing, Securities, Management, Coaching, Training, Budgets, Team Building, Change Management, Facilitators, Non-profits, Leadership, Human Resources, Risk Management, Process Improvement, Nonprofits, Public Speaking, Marketing, Staff Development, Finance, Analysis, Policy, Conflict Resolution, Leadership Development, Social Media, Research, Strategy, Organizational..., Data Analysis, Team Leadership, Sales, Project Management, Operations Management, Executive Management, Management Consulting
Education
San Francisco State University 1982 — 1985
Bachelor of Science, Business Administration
City College of San Francisco 1980 — 1982
Associate of Arts, Computer and Information Science
Raj Gulrajani Raj Gulrajani's Banc of America Investments Experience 2002 - 2003
Job Branch Manager | Investment Management Professional
Industry Investment Management
Experience
Scottrade March 2015 - Present
Merrill Edge November 2010 - December 2014
PREMIER AMERICA CREDIT UNION September 2009 - January 2011
First Federal Bank of California 2006 - 2009
Banc of America Investments 2002 - 2003
Skills
Series 7, Series 66, Series 9, Investments, Strategic Financial..., Finance, Financial Analysis, Banking, Credit, Wealth Management, Portfolio Management, Loans, Insurance, Securities, Commercial Banking, Risk Management, Investment Strategies, Small Business Lending, Investment Advisory, Mutual Funds, Equities, Asset Allocation, Relationship Management, Retirement, Investment Banking, Mortgage Lending, Financial Services, Financial Planning
Education
California State University-Northridge
BA, Finance/Accounting
Scottrade March 2015 - Present
Merrill Edge November 2010 - December 2014
PREMIER AMERICA CREDIT UNION September 2009 - January 2011
First Federal Bank of California 2006 - 2009
Banc of America Investments 2002 - 2003
Skills
Series 7, Series 66, Series 9, Investments, Strategic Financial..., Finance, Financial Analysis, Banking, Credit, Wealth Management, Portfolio Management, Loans, Insurance, Securities, Commercial Banking, Risk Management, Investment Strategies, Small Business Lending, Investment Advisory, Mutual Funds, Equities, Asset Allocation, Relationship Management, Retirement, Investment Banking, Mortgage Lending, Financial Services, Financial Planning
Education
California State University-Northridge
BA, Finance/Accounting
Jayme Reynolds Jayme Reynolds's Banc of America Investments Experience September 2008 - August 2009
Job Sr. Consultant, Retail Strategy and Operations
Industry Management Consulting
Experience
Deloitte August 2015 - Present
Accenture August 2012 - July 2015
Accenture June 2011 - August 2012
University of Iowa August 2009 - May 2011
United Stationers June 2010 - August 2010
Bank of America/Merrill Lynch July 2009 - August 2009
Banc of America Investments September 2008 - August 2009
E*TRADE Financial September 2007 - July 2008
E*TRADE Financial September 2007 - July 2008
New York Life March 2005 - March 2006
Skills
Financial Analysis, Portfolio Management, Valuation, Analysis, Equities, Financial Modeling, Finance, Strategic Financial..., Leadership, Corporate Finance, Mutual Funds, Series 7, Bloomberg, Investments, Management Consulting, Financial Planning, Turnaround Consulting, Strategy, Supply Chain Management, SAP Implementation, VBA, Order Fulfillment, Management, Project Management, Consulting, Business Analysis, Analytics, Strategic Planning
Education
University of Iowa - Henry B. Tippie College of Business 2009 — 2011
MBA, Finance & Investments, Marketing
University of North Carolina at Charlotte - Belk College of Business 2008 — 2009
Masters Course Work, Mathematical Finance
Auburn University 1994 — 2007
Bachelor of Science (BS), Finance, General
Deloitte August 2015 - Present
Accenture August 2012 - July 2015
Accenture June 2011 - August 2012
University of Iowa August 2009 - May 2011
United Stationers June 2010 - August 2010
Bank of America/Merrill Lynch July 2009 - August 2009
Banc of America Investments September 2008 - August 2009
E*TRADE Financial September 2007 - July 2008
E*TRADE Financial September 2007 - July 2008
New York Life March 2005 - March 2006
Skills
Financial Analysis, Portfolio Management, Valuation, Analysis, Equities, Financial Modeling, Finance, Strategic Financial..., Leadership, Corporate Finance, Mutual Funds, Series 7, Bloomberg, Investments, Management Consulting, Financial Planning, Turnaround Consulting, Strategy, Supply Chain Management, SAP Implementation, VBA, Order Fulfillment, Management, Project Management, Consulting, Business Analysis, Analytics, Strategic Planning
Education
University of Iowa - Henry B. Tippie College of Business 2009 — 2011
MBA, Finance & Investments, Marketing
University of North Carolina at Charlotte - Belk College of Business 2008 — 2009
Masters Course Work, Mathematical Finance
Auburn University 1994 — 2007
Bachelor of Science (BS), Finance, General
Mary Margaret Cooke Mary Margaret Cooke's Banc of America Investments Experience November 1986 - December 1999
Job Regional Branch Supervisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors November 2012 - Present
Harbor Light Securities, LLC Harbor Light Investment Advisors, LLC August 2011 - October 2012
AIG Advisor Group June 2010 - July 2011
Piedmont Financial, LLC a General Agency of Massmutual Life Insurance Co. (MassMutual) May 2009 - May 2010
Lincoln Financial Advisors May 2008 - May 2009
SunTrust Investment Services, Inc. March 2003 - May 2007
Financial Industry Regulatory Authority May 2000 - October 2002
Banc of America Investments November 1986 - December 1999
Skills
FINRA, Series 7, Series 24, Mutual Funds, Investments, Fixed Annuities, Investment Advisory, Uniform Combined State..., Wealth Management, Equities, Insurance, AML, Retirement Planning, Risk Management, Asset Managment, Financial Services, Options, Portfolio Management, Fixed Income, Alternative Investments, 401k, Asset Allocation, Financial Risk, Trading, Investment Management, Life Insurance, KYC, IRAs, Investment Strategies, Securities, Financial Advisory, Banking
Education
Agnes Scott College 1982 — 1986
BA, Mathematics
Arlington Schools 1978 — 1982
Woodward Academy
Wells Fargo Advisors November 2012 - Present
Harbor Light Securities, LLC Harbor Light Investment Advisors, LLC August 2011 - October 2012
AIG Advisor Group June 2010 - July 2011
Piedmont Financial, LLC a General Agency of Massmutual Life Insurance Co. (MassMutual) May 2009 - May 2010
Lincoln Financial Advisors May 2008 - May 2009
SunTrust Investment Services, Inc. March 2003 - May 2007
Financial Industry Regulatory Authority May 2000 - October 2002
Banc of America Investments November 1986 - December 1999
Skills
FINRA, Series 7, Series 24, Mutual Funds, Investments, Fixed Annuities, Investment Advisory, Uniform Combined State..., Wealth Management, Equities, Insurance, AML, Retirement Planning, Risk Management, Asset Managment, Financial Services, Options, Portfolio Management, Fixed Income, Alternative Investments, 401k, Asset Allocation, Financial Risk, Trading, Investment Management, Life Insurance, KYC, IRAs, Investment Strategies, Securities, Financial Advisory, Banking
Education
Agnes Scott College 1982 — 1986
BA, Mathematics
Arlington Schools 1978 — 1982
Woodward Academy
Ray Burt's Banc of America Investments Experience January 2006 - July 2006
Job CoFounder of Yawkey Media
Industry Online Media
Experience
Yawkey Media, Inc. January 2013 - Present
Covestor March 2014 - March 2015
Autotegrity April 2011 - February 2014
Autotegrity July 2010 - April 2011
TransPar Group, Inc April 2009 - June 2010
Lehman Brothers and Neuberger Berman July 2006 - May 2008
Banc of America Investments January 2006 - July 2006
Skills
Email Marketing, Lead Generation, SEM, SEO, Affiliate Marketing, Entrepreneurship, Digital Marketing, Start-ups, Business Development, Display Advertising, Marketing Strategy, E-commerce, Customer Acquisition, Management, Strategic Partnerships, Social Media Marketing
Education
Babson College - Franklin W. Olin Graduate School of Business 2008 — 2009
MBA, Finance, Management, Entrepreneurship
Bryant University 2001 — 2005
Bachelor of Science, Business Administration; Finance
Yawkey Media, Inc. January 2013 - Present
Covestor March 2014 - March 2015
Autotegrity April 2011 - February 2014
Autotegrity July 2010 - April 2011
TransPar Group, Inc April 2009 - June 2010
Lehman Brothers and Neuberger Berman July 2006 - May 2008
Banc of America Investments January 2006 - July 2006
Skills
Email Marketing, Lead Generation, SEM, SEO, Affiliate Marketing, Entrepreneurship, Digital Marketing, Start-ups, Business Development, Display Advertising, Marketing Strategy, E-commerce, Customer Acquisition, Management, Strategic Partnerships, Social Media Marketing
Education
Babson College - Franklin W. Olin Graduate School of Business 2008 — 2009
MBA, Finance, Management, Entrepreneurship
Bryant University 2001 — 2005
Bachelor of Science, Business Administration; Finance
Rebecca Sanderson's Banc of America Investments Experience February 2002 - August 2004
Job Certified Integrative Nutrition Coach for women
Industry Health, Wellness and Fitness
Experience
Beca Sanderson Wellness September 2014 - Present
Rebecca Sanderson November 2013 - Present
Self Employed January 2011 - July 2013
Provenance Wealth Advisors March 2005 - June 2010
Banc of America Investments February 2002 - August 2004
Skills
Series 7, Writing, Life Insurance, Investments, Financial Services, Client Accounts, Customer Service, Office Administration, Estate Planning, Leadership, Portfolio Management, Organizational..., Strategic Financial..., Sales, Social Media, Asset Allocation, Wellness, Online Marketing, Entrepreneurship, Social Media Marketing, Financial Planning, Marketing, Public Speaking, Management
Education
Institute of Integrative Nutrition 2014 — 2015
American Public University System 2011 — 2015
Master of Arts (M.A.), Management
Boston University - School of Management 1996 — 2000
Bachelor of Science (B.S.), Finance, General
Beca Sanderson Wellness September 2014 - Present
Rebecca Sanderson November 2013 - Present
Self Employed January 2011 - July 2013
Provenance Wealth Advisors March 2005 - June 2010
Banc of America Investments February 2002 - August 2004
Skills
Series 7, Writing, Life Insurance, Investments, Financial Services, Client Accounts, Customer Service, Office Administration, Estate Planning, Leadership, Portfolio Management, Organizational..., Strategic Financial..., Sales, Social Media, Asset Allocation, Wellness, Online Marketing, Entrepreneurship, Social Media Marketing, Financial Planning, Marketing, Public Speaking, Management
Education
Institute of Integrative Nutrition 2014 — 2015
American Public University System 2011 — 2015
Master of Arts (M.A.), Management
Boston University - School of Management 1996 — 2000
Bachelor of Science (B.S.), Finance, General
Robert Vona's Banc of America Investments Experience 2003 - 2007
Job Financial Representative at Centinel Financial Group, LLC
Industry Financial Services
Experience
Centinel Financial Group, LLC May 2013 - Present
Changing Times Financial 1988 - May 2013
Banc of America Investments 2003 - 2007
Stone Street Financial January 1999 - February 2003
Viaticus/CNA August 1997 - February 1999
AIG September 1993 - December 1997
New York Life Insurance Company 1989 - 1994
Education
Bentley University 2011 — 2012
Enrolled Masters, Financial Planning and Taxation
Bentley University 1978 — 1980
BS, Management
Newton North High School 1972 — 1975
Diploma, College Core
Centinel Financial Group, LLC May 2013 - Present
Changing Times Financial 1988 - May 2013
Banc of America Investments 2003 - 2007
Stone Street Financial January 1999 - February 2003
Viaticus/CNA August 1997 - February 1999
AIG September 1993 - December 1997
New York Life Insurance Company 1989 - 1994
Education
Bentley University 2011 — 2012
Enrolled Masters, Financial Planning and Taxation
Bentley University 1978 — 1980
BS, Management
Newton North High School 1972 — 1975
Diploma, College Core
Marsha Vaughan's Banc of America Investments Experience April 2000 - August 2006
Job .
Industry Financial Services
Experience
Scott & Stringfellow December 2012 - June 2014
Wells Fargo Advisors April 2011 - December 2012
Merrill Lynch August 2006 - December 2010
Banc of America Investments April 2000 - August 2006
Ameriprise Financial April 1999 - March 2000
Skills
Wealth Management, Investments, Insurance, Finance, Series 7, Series 63, Mutual Funds, Securities, Retirement Planning, Asset Allocation, Portfolio Management, Asset Management, Equities, Banking, Financial Services, Loans, Fixed Income, Financial Advisory, Strategic Financial..., Sales, Alternative Investments, Public Relations
Education
College of Charleston 1994 — 1998
BA, Corporate Communication
Scott & Stringfellow December 2012 - June 2014
Wells Fargo Advisors April 2011 - December 2012
Merrill Lynch August 2006 - December 2010
Banc of America Investments April 2000 - August 2006
Ameriprise Financial April 1999 - March 2000
Skills
Wealth Management, Investments, Insurance, Finance, Series 7, Series 63, Mutual Funds, Securities, Retirement Planning, Asset Allocation, Portfolio Management, Asset Management, Equities, Banking, Financial Services, Loans, Fixed Income, Financial Advisory, Strategic Financial..., Sales, Alternative Investments, Public Relations
Education
College of Charleston 1994 — 1998
BA, Corporate Communication
J Darrell Stiles, CFP®, CDFA™, APMA® J Darrell Stiles, CFP®, CDFA™, APMA®'s Banc of America Investments Experience September 2004 - March 2009
Job Financial Advisor, Vice President, CERTIFIED FINANCIAL PLANNER™ practitioner at Ameriprise Financial Services
Industry Financial Services
Experience
Ameriprise Financial March 2009 - Present
Banc of America Investments September 2004 - March 2009
Southwest Securities January 1997 - December 2001
Education
Texas State University-San Marcos 1991 — 1995
Finance
College for Financial Planning
CFP®, CERTIFIED FINANCIAL PLANNER™
College for Financial Planning
APMA®, Accredited Portfolio Management Advisor
Ameriprise Financial March 2009 - Present
Banc of America Investments September 2004 - March 2009
Southwest Securities January 1997 - December 2001
Education
Texas State University-San Marcos 1991 — 1995
Finance
College for Financial Planning
CFP®, CERTIFIED FINANCIAL PLANNER™
College for Financial Planning
APMA®, Accredited Portfolio Management Advisor
Olga Krigel Olga Krigel's Banc of America Investments Experience 2003 - 2006
Job VP Finance Manager ALM at First Niagara Bank
Industry Investment Banking
Experience
First Niagara Bank February 2015 - Present
First Niagara Bank February 2012 - February 2015
Citi April 2010 - February 2012
Citi September 2006 - May 2010
Citi September 2006 - June 2007
Banc of America Investments 2003 - 2006
Skills
Financial Modeling, Bloomberg, Financial Analysis, Fixed Income, Finance, Banking, Equities, Derivatives, Securities, Forecasting, Capital Markets, Investments, Financial Risk
Education
Canisius College 2012 — 2013
MBA
State University of New York at Buffalo 2010 — 2012
MS
State University of New York at Buffalo - School of Management 2002 — 2006
Bachelor
First Niagara Bank February 2015 - Present
First Niagara Bank February 2012 - February 2015
Citi April 2010 - February 2012
Citi September 2006 - May 2010
Citi September 2006 - June 2007
Banc of America Investments 2003 - 2006
Skills
Financial Modeling, Bloomberg, Financial Analysis, Fixed Income, Finance, Banking, Equities, Derivatives, Securities, Forecasting, Capital Markets, Investments, Financial Risk
Education
Canisius College 2012 — 2013
MBA
State University of New York at Buffalo 2010 — 2012
MS
State University of New York at Buffalo - School of Management 2002 — 2006
Bachelor
Donald Gher, CFA Donald Gher, CFA's Banc of America Investments Experience December 1988 - April 1996
Job Professional DoGooder
Industry Financial Services
Experience
Various Boards June 2007 - Present
Coldstream Capital Management-Retired April 1996 - November 2010
Banc of America Investments December 1988 - April 1996
Schroder Wertheim February 1987 - September 1988
Skills
Wealth Management, Hedge Funds, Investments, Asset Allocation, Alternative Investments, Portfolio Management, Equities, Mutual Funds, Private Equity, Strategic Financial..., Investment Management, Investment Strategies, Investment Advisory, Asset Managment, Fixed Income, Asset Management, Venture Capital, Equity Research, Securities, Strategy, Trading, Fund Of Funds, Financial Services, Financial Modeling, Bloomberg, Retirement Planning, Mergers & Acquisitions
Education
Eastern Illinois University 1969 — 1973
B.S. in Business, Marketing
Eastern Illinois University 1969 — 1973
Honorary Doctorate in Public Service
Various Boards June 2007 - Present
Coldstream Capital Management-Retired April 1996 - November 2010
Banc of America Investments December 1988 - April 1996
Schroder Wertheim February 1987 - September 1988
Skills
Wealth Management, Hedge Funds, Investments, Asset Allocation, Alternative Investments, Portfolio Management, Equities, Mutual Funds, Private Equity, Strategic Financial..., Investment Management, Investment Strategies, Investment Advisory, Asset Managment, Fixed Income, Asset Management, Venture Capital, Equity Research, Securities, Strategy, Trading, Fund Of Funds, Financial Services, Financial Modeling, Bloomberg, Retirement Planning, Mergers & Acquisitions
Education
Eastern Illinois University 1969 — 1973
B.S. in Business, Marketing
Eastern Illinois University 1969 — 1973
Honorary Doctorate in Public Service
Ray Esposito Ray Esposito's Banc of America Investments Experience September 2008 - January 2009
Job Retail Brokerage Sales Leader
Industry Financial Services
Experience
TD Ameritrade April 2009 - Present
TD Ameritrade April 2010 - October 2011
Banc of America Investments September 2008 - January 2009
HSBC Securities February 2004 - September 2008
Republic Financial Services 1995 - 2000
Skills
Series 7, Life Insurance, Wealth, Wealth Management..., Separately Managed..., Insurance, Relationship Management, Financial Services, Series 65, FINRA, Series 24, Sales, Recruiting, Leadership
Education
City University of New York-Brooklyn College 1986 — 1991
TD Ameritrade April 2009 - Present
TD Ameritrade April 2010 - October 2011
Banc of America Investments September 2008 - January 2009
HSBC Securities February 2004 - September 2008
Republic Financial Services 1995 - 2000
Skills
Series 7, Life Insurance, Wealth, Wealth Management..., Separately Managed..., Insurance, Relationship Management, Financial Services, Series 65, FINRA, Series 24, Sales, Recruiting, Leadership
Education
City University of New York-Brooklyn College 1986 — 1991
Kory Hodge Kory Hodge's Banc of America Investments Experience June 2007 - June 2009
Job Freelance Designer at Kory Hodge Design
Industry Design
Experience
Merrill Lynch August 2010 - Present
Kory Hodge Design August 2002 - Present
Merrill Lynch June 2009 - August 2010
Banc of America Investments June 2007 - June 2009
NBC Universal September 2004 - July 2005
News 14 Carolina May 2002 - September 2004
Skills
Advertising
Education
Central Piedmont Community College 2010 — 2010
Web Design Certificate, Web Design
University of North Carolina at Charlotte 1995 — 2001
BFA, Graphic Design, Architecture, Painting
Merrill Lynch August 2010 - Present
Kory Hodge Design August 2002 - Present
Merrill Lynch June 2009 - August 2010
Banc of America Investments June 2007 - June 2009
NBC Universal September 2004 - July 2005
News 14 Carolina May 2002 - September 2004
Skills
Advertising
Education
Central Piedmont Community College 2010 — 2010
Web Design Certificate, Web Design
University of North Carolina at Charlotte 1995 — 2001
BFA, Graphic Design, Architecture, Painting
David Waldo David Waldo's Banc of America Investments Experience 2008 - 2009
Job Vice President, Retirement Plan Specialist
Industry Financial Services
Experience
Merrill Lynch 2011 - Present
Private Wealth Consulting Group, LLC 2010 - 2011
Banc of America Investments 2008 - 2009
US Trust 2006 - 2008
Advest, Inc. 2002 - 2006
Skills
Securities, Estate Planning, Investments, Retirement Planning, Insurance, Series 7, Mutual Funds, Asset Management, Series 63, Wealth Management, Strategic Financial..., Financial Services, 401k, Asset Allocation, Banking, Financial Planning, Retirement
Education
Capital University Law School 1994 — 1998
JD, Law
Western Connecticut State University 1981 — 1987
BA, Communications
Danbury High
Merrill Lynch 2011 - Present
Private Wealth Consulting Group, LLC 2010 - 2011
Banc of America Investments 2008 - 2009
US Trust 2006 - 2008
Advest, Inc. 2002 - 2006
Skills
Securities, Estate Planning, Investments, Retirement Planning, Insurance, Series 7, Mutual Funds, Asset Management, Series 63, Wealth Management, Strategic Financial..., Financial Services, 401k, Asset Allocation, Banking, Financial Planning, Retirement
Education
Capital University Law School 1994 — 1998
JD, Law
Western Connecticut State University 1981 — 1987
BA, Communications
Danbury High
Julia Williamson Julia Williamson's Banc of America Investments Experience 2006 - 2008
Job Owner | Modern Barre Fitness Studio
Industry Health, Wellness and Fitness
Experience
Living Proof, Inc. February 2012 - September 2013
Gilt City October 2010 - July 2011
Oribe Hair Care July 2009 - October 2010
New England Patriots March 2008 - March 2010
Banc of America Investments 2006 - 2008
Skills
Public Relations, Marketing, Social Media Marketing, Sales, Event Management, E-commerce, Brand Development, Leadership, New Business Development, Business Development
Education
Hamilton College 2003 — 2006
Bachelor of Arts, Psychology
Bates College 2002 — 2003
The Rivers School
Living Proof, Inc. February 2012 - September 2013
Gilt City October 2010 - July 2011
Oribe Hair Care July 2009 - October 2010
New England Patriots March 2008 - March 2010
Banc of America Investments 2006 - 2008
Skills
Public Relations, Marketing, Social Media Marketing, Sales, Event Management, E-commerce, Brand Development, Leadership, New Business Development, Business Development
Education
Hamilton College 2003 — 2006
Bachelor of Arts, Psychology
Bates College 2002 — 2003
The Rivers School
Steven Stubbs (sstubbs@ffec.com) Steven Stubbs (sstubbs@ffec.com)'s Banc of America Investments Experience February 2003 - January 2008
Job Owner, Disciplined Advisors Group (www.dagwebsite.com)
Industry Financial Services
Experience
Disciplined Advisors Group (www.dagwebsite.com) February 2008 - Present
Banc of America Investments February 2003 - January 2008
Morgan Stanley May 1979 - March 2003
Education
University of Pennsylvania - The Wharton School 1999 — 2000
Senior Branch Manager Program
Eastern New Mexico University 1969 — 1973
B.B.A., Agriculture Business
Disciplined Advisors Group (www.dagwebsite.com) February 2008 - Present
Banc of America Investments February 2003 - January 2008
Morgan Stanley May 1979 - March 2003
Education
University of Pennsylvania - The Wharton School 1999 — 2000
Senior Branch Manager Program
Eastern New Mexico University 1969 — 1973
B.B.A., Agriculture Business
Alison Rubin, CRPC's Banc of America Investments Experience July 2007 - October 2009
Job Business Development Analyst at Merrill Lynch, Pierce, Fenner & Smith Inc.
Industry Financial Services
Experience
Merrill Lynch January 2015 - Present
Merrill Lynch October 2009 - Present
Banc of America Investments July 2007 - October 2009
Skills
Series 7, Customer Service, Wealth Management, Financial Planning, Investments, Banking
Education
Elon University 2003 — 2007
Bachelor's degree, Business/Corporate Communications
Merrill Lynch January 2015 - Present
Merrill Lynch October 2009 - Present
Banc of America Investments July 2007 - October 2009
Skills
Series 7, Customer Service, Wealth Management, Financial Planning, Investments, Banking
Education
Elon University 2003 — 2007
Bachelor's degree, Business/Corporate Communications
Ben Ng's Banc of America Investments Experience 2007 - 2008
Job Engineering Manager at AppNexus
Industry Information Services
Experience
AppNexus August 2013 - Present
Guidepoint Global September 2008 - August 2013
Banc of America Investments 2007 - 2008
Community Connect 2006 - 2007
HNK Technology Services 2005 - 2006
Plumcube 2003 - 2005
Skills
Web Applications, XML, Scrum, Databases, AJAX, MySQL, JavaScript, Software Development, PHP, SQL, HTML 5, LAMP, Apache, Management, CSS, Microsoft SQL Server, Agile Methodologies, E-commerce, Programming, Leadership, OOP, Java, Web Development, Linux, MVC, Git, Team Building, XHTML, Oracle, Design Patterns, Subversion, MongoDB, Objective-C, R, Go, French
Education
New York University 2010 — 2012
Master's Degree, Management of Technology, GPA 3.9
City University of Hong Kong 2000 — 2004
Bachelor's Degree, Infomation Engineering
AppNexus August 2013 - Present
Guidepoint Global September 2008 - August 2013
Banc of America Investments 2007 - 2008
Community Connect 2006 - 2007
HNK Technology Services 2005 - 2006
Plumcube 2003 - 2005
Skills
Web Applications, XML, Scrum, Databases, AJAX, MySQL, JavaScript, Software Development, PHP, SQL, HTML 5, LAMP, Apache, Management, CSS, Microsoft SQL Server, Agile Methodologies, E-commerce, Programming, Leadership, OOP, Java, Web Development, Linux, MVC, Git, Team Building, XHTML, Oracle, Design Patterns, Subversion, MongoDB, Objective-C, R, Go, French
Education
New York University 2010 — 2012
Master's Degree, Management of Technology, GPA 3.9
City University of Hong Kong 2000 — 2004
Bachelor's Degree, Infomation Engineering
Oscar Tirado, MSEd's Banc of America Investments Experience January 2005 - June 2011
Job Learning Consultant at Bank of America Global Banking and Markets
Industry Financial Services
Experience
Bank of America - Global Banking and Markets July 2011 - Present
Bank of America January 2007 - June 2011
Banc of America Investments January 2005 - June 2011
Bank of America 2000 - 2008
Quick & Reilly 2002 - 2004
Skills
Performance Consulting, E-learning, Consultative Selling, Investment Products, Coaching, Performance Improvement, Banking, Supervisory Skills, Instructional Design, Needs Analysis, Process Improvement, Change Management, Team Building, Staff Development, Organizational..., Sales Management, Organizational..., Mentoring, Investments, Public Speaking, PowerPoint, Series 7, Curriculum Creation, Assessment Development, Instructor-led Training, Job Aids, Reference Manuals, Training Guides, ILT, ADDIE, Experiential Training, E-Learning, Training, Curriculum Design, Training Delivery, Training Manuals, Learning Management, Employee Training, Leadership Development, Learning Management..., Captivate, Blended Learning, Team Leadership, Workshop Facilitation, Succession Planning
Education
Capella University 2008 — 2010
MS, Training and Performance Improvement
Capella University 2006 — 2007
BS, Business Administration
Bank of America - Global Banking and Markets July 2011 - Present
Bank of America January 2007 - June 2011
Banc of America Investments January 2005 - June 2011
Bank of America 2000 - 2008
Quick & Reilly 2002 - 2004
Skills
Performance Consulting, E-learning, Consultative Selling, Investment Products, Coaching, Performance Improvement, Banking, Supervisory Skills, Instructional Design, Needs Analysis, Process Improvement, Change Management, Team Building, Staff Development, Organizational..., Sales Management, Organizational..., Mentoring, Investments, Public Speaking, PowerPoint, Series 7, Curriculum Creation, Assessment Development, Instructor-led Training, Job Aids, Reference Manuals, Training Guides, ILT, ADDIE, Experiential Training, E-Learning, Training, Curriculum Design, Training Delivery, Training Manuals, Learning Management, Employee Training, Leadership Development, Learning Management..., Captivate, Blended Learning, Team Leadership, Workshop Facilitation, Succession Planning
Education
Capella University 2008 — 2010
MS, Training and Performance Improvement
Capella University 2006 — 2007
BS, Business Administration
Diane Cummings Diane Cummings's Banc of America Investments Experience October 2005 - October 2009
Job Senior Manager Branch Operations at E*TRADE Financial
Industry Financial Services
Experience
E*TRADE Financial Corporation July 2015 - Present
E*TRADE Financial October 2009 - July 2015
Banc of America Investments October 2005 - October 2009
Bryant University September 2002 - May 2005
Skills
Process Improvement, Sales, Training, Investments, Series 7, Securities, FINRA, Series 24, Investment Advisory, Back Office, Uniform Combined State..., Financial Services, Customer Service, Series 63, Banking, Mutual Funds
Education
Bryant University 2001 — 2005
Business Administration, Accounting
E*TRADE Financial Corporation July 2015 - Present
E*TRADE Financial October 2009 - July 2015
Banc of America Investments October 2005 - October 2009
Bryant University September 2002 - May 2005
Skills
Process Improvement, Sales, Training, Investments, Series 7, Securities, FINRA, Series 24, Investment Advisory, Back Office, Uniform Combined State..., Financial Services, Customer Service, Series 63, Banking, Mutual Funds
Education
Bryant University 2001 — 2005
Business Administration, Accounting
Tara Mastalerz Tara Mastalerz's Banc of America Investments Experience June 2006 - January 2008
Job Always Ready to Upgrade
Industry Financial Services
Experience
Life February 2011 - Present
Merrill Lynch June 2010 - February 2011
Merrill Lynch June 2009 - February 2011
Bank of America Merrill Lynch June 2008 - June 2010
Banc of America Investments June 2006 - January 2008
Brown Brothers & Harriman June 2005 - August 2005
CVS Pharmacy June 2004 - May 2005
Kenyon Insurance Agency September 1999 - January 2002
Skills
SharePoint Designer, PowerPoint, Excel, Research, Financial Reporting, Business Analysis, Continuous Improvement, Customer Relations, Web Design, Financial Analysis, Competitive Analysis, Writing, Word, Team Leadership, Visual Basic, Usability Testing, Business Strategy, Photoshop, Strategic Planning, Problem Solving, Illustrator, Innovation, Employee Relations, Documentation, Microsoft Office, Adobe Acrobat, Network Administration, Data Analysis, Risk Management, Communications Planning, Presentation Development, Technical Presentations, Development of Training..., Training & Development, Escalation Management, Conflict Resolution, Cross-functional Team..., Organizational Behavior, Process Development, Margin Analysis, Financial Modeling, Technical Writing, Computer Maintenance, Operations Management, Information Technology, Electro-mechanical..., Communication Skills, Information Management, Operating Systems, Computer Repair
Education
Bryant University 2002 — 2006
Bachelor of Science in Business Administration, Concentration- Finance Minor: Psychology & Marketing
Seekonk High School 1997 — 2001
Diploma w High Honors & AP Credits
Life February 2011 - Present
Merrill Lynch June 2010 - February 2011
Merrill Lynch June 2009 - February 2011
Bank of America Merrill Lynch June 2008 - June 2010
Banc of America Investments June 2006 - January 2008
Brown Brothers & Harriman June 2005 - August 2005
CVS Pharmacy June 2004 - May 2005
Kenyon Insurance Agency September 1999 - January 2002
Skills
SharePoint Designer, PowerPoint, Excel, Research, Financial Reporting, Business Analysis, Continuous Improvement, Customer Relations, Web Design, Financial Analysis, Competitive Analysis, Writing, Word, Team Leadership, Visual Basic, Usability Testing, Business Strategy, Photoshop, Strategic Planning, Problem Solving, Illustrator, Innovation, Employee Relations, Documentation, Microsoft Office, Adobe Acrobat, Network Administration, Data Analysis, Risk Management, Communications Planning, Presentation Development, Technical Presentations, Development of Training..., Training & Development, Escalation Management, Conflict Resolution, Cross-functional Team..., Organizational Behavior, Process Development, Margin Analysis, Financial Modeling, Technical Writing, Computer Maintenance, Operations Management, Information Technology, Electro-mechanical..., Communication Skills, Information Management, Operating Systems, Computer Repair
Education
Bryant University 2002 — 2006
Bachelor of Science in Business Administration, Concentration- Finance Minor: Psychology & Marketing
Seekonk High School 1997 — 2001
Diploma w High Honors & AP Credits
Jonathan Chang, CRPC®'s Banc of America Investments Experience July 2003 - October 2009
Job First Vice President Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch October 2009 - Present
Banc of America Investments July 2003 - October 2009
Skills
Financial Planning, Retirement Planning, Asset Allocation, Investment Strategies, Estate Planning, Credit, Strategic Financial..., Investment Management, Wealth Management, Investments, Portfolio Management, Series 63, Financial Advisory, Insurance, Alternative Investments, Retirement, Investment Advisory, Financial Planners, Mutual Funds, Uniform Combined State..., Series 7, Asset Management, Wealth Management..., Finance
Education
California State University-Fullerton
Business Finance, Financial Planning
Merrill Lynch October 2009 - Present
Banc of America Investments July 2003 - October 2009
Skills
Financial Planning, Retirement Planning, Asset Allocation, Investment Strategies, Estate Planning, Credit, Strategic Financial..., Investment Management, Wealth Management, Investments, Portfolio Management, Series 63, Financial Advisory, Insurance, Alternative Investments, Retirement, Investment Advisory, Financial Planners, Mutual Funds, Uniform Combined State..., Series 7, Asset Management, Wealth Management..., Finance
Education
California State University-Fullerton
Business Finance, Financial Planning
Erik M. Keene, CFP, CIMA Erik M. Keene, CFP, CIMA's Banc of America Investments Experience October 2000 - April 2009
Job Vice President/Investments at Raymond James
Industry Investment Management
Experience
Raymond James Financial Inc. April 2009 - Present
Banc of America Investments October 2000 - April 2009
Citigroup March 1996 - October 2000
Skills
Financial Planning, Retirement Planning, Asset Management, Wealth Management, Portfolio Management, Managed Money, Alternative Investments, Estate Planning, Investments, Asset Allocation, IRA's, 401k, Mutual Funds, 529 Plans, Series 7, Series 63, Annuities, Life Insurance, Long Term Care, Capital Markets, Securities, Structured Settlements, Defined Benefit, Investment Advisory, Insurance, Retirement, Stocks, Financial Advisory, Bonds, Wealth, Equities, Fixed Income, Options
Education
University of Pennsylvania - The Wharton School
CIMA, Certified Investment Management Analyst in Conjunction with IMCA
College for Financial Planning
CFP, Certified Financial Planner
The University of Texas at San Antonio
BBA, Business Management
Raymond James Financial Inc. April 2009 - Present
Banc of America Investments October 2000 - April 2009
Citigroup March 1996 - October 2000
Skills
Financial Planning, Retirement Planning, Asset Management, Wealth Management, Portfolio Management, Managed Money, Alternative Investments, Estate Planning, Investments, Asset Allocation, IRA's, 401k, Mutual Funds, 529 Plans, Series 7, Series 63, Annuities, Life Insurance, Long Term Care, Capital Markets, Securities, Structured Settlements, Defined Benefit, Investment Advisory, Insurance, Retirement, Stocks, Financial Advisory, Bonds, Wealth, Equities, Fixed Income, Options
Education
University of Pennsylvania - The Wharton School
CIMA, Certified Investment Management Analyst in Conjunction with IMCA
College for Financial Planning
CFP, Certified Financial Planner
The University of Texas at San Antonio
BBA, Business Management
Craig Livingston, CFA's Banc of America Investments Experience October 2003 - December 2005
Job Vice President at JPMorgan Chase & Co.
Industry Investment Management
Experience
JPMorgan Chase & Co. August 2015 - Present
Deutsche Bank September 2011 - August 2015
S&P Capital IQ January 2006 - September 2011
Banc of America Investments October 2003 - December 2005
Quick & Reilly August 1997 - 2003
Quick & Reilly November 1996 - August 1997
Quick & Reilly February 1994 - November 1996
US Navy June 1990 - January 1994
Skills
Fixed Income, Derivatives, Valuation, Equity Research, Regulations, Securities, Equities, Capital Markets, Series 7, Investment Company Act, Asset Managment, Series 63, FINRA, Financial Services, Trading Systems, Asset Allocation, Insurance, Corporate Actions, Bloomberg, Financial Advisory, Asset Management, Investments, Investment Banking, Risk Management, Structured Finance, Investment Advisory, Financial Markets, Portfolio Management, Financial Modeling, Due Diligence, ETFs, Financial Regulation, Securitization, Equity Trading, Market Data, Alternative Investments, Mutual Funds, Securities Regulation, Trading, Banking, Bonds, Structured Products, Emerging Markets, Financial Risk, Financial Institutions, Electronic Trading, Options, Private Equity, Investment Management, Wealth Management
Education
Clemson University 1986 — 1990
B.S. (cum laude), Mathematical Sciences
JPMorgan Chase & Co. August 2015 - Present
Deutsche Bank September 2011 - August 2015
S&P Capital IQ January 2006 - September 2011
Banc of America Investments October 2003 - December 2005
Quick & Reilly August 1997 - 2003
Quick & Reilly November 1996 - August 1997
Quick & Reilly February 1994 - November 1996
US Navy June 1990 - January 1994
Skills
Fixed Income, Derivatives, Valuation, Equity Research, Regulations, Securities, Equities, Capital Markets, Series 7, Investment Company Act, Asset Managment, Series 63, FINRA, Financial Services, Trading Systems, Asset Allocation, Insurance, Corporate Actions, Bloomberg, Financial Advisory, Asset Management, Investments, Investment Banking, Risk Management, Structured Finance, Investment Advisory, Financial Markets, Portfolio Management, Financial Modeling, Due Diligence, ETFs, Financial Regulation, Securitization, Equity Trading, Market Data, Alternative Investments, Mutual Funds, Securities Regulation, Trading, Banking, Bonds, Structured Products, Emerging Markets, Financial Risk, Financial Institutions, Electronic Trading, Options, Private Equity, Investment Management, Wealth Management
Education
Clemson University 1986 — 1990
B.S. (cum laude), Mathematical Sciences
Brad Lusk's Banc of America Investments Experience 1999 - 2006
Job Retired
Industry Banking
Experience
B&O Enterprises January 2015 - Present
PFS Investments, Primerica February 2011 - May 2013
Bank of America May 2006 - July 2011
Banc of America Investments 1999 - 2006
Wells Fargo 1975 - 1999
Skills
Banking, Management, Investments, Sales, Customer Service, Marketing, Insurance, Risk Management, Asset Management, Finance, Retirement Planning, Leadership, Small Business, Small Business Lending, Mortgage Lending, Musician, Process Improvement, Real Estate, Budgets, Business Analysis, Time Management, Strategic Planning, Human Resources, Credit Risk, Retail Banking, Microsoft Office, Fixed Income, Portfolio Management, Music Performance &...
Education
Cal State Fullerton 1973 — 1977
Business/Music Education, Senior
Riverside City College 1968 — 1973
Business/Music, part-time Student
B&O Enterprises January 2015 - Present
PFS Investments, Primerica February 2011 - May 2013
Bank of America May 2006 - July 2011
Banc of America Investments 1999 - 2006
Wells Fargo 1975 - 1999
Skills
Banking, Management, Investments, Sales, Customer Service, Marketing, Insurance, Risk Management, Asset Management, Finance, Retirement Planning, Leadership, Small Business, Small Business Lending, Mortgage Lending, Musician, Process Improvement, Real Estate, Budgets, Business Analysis, Time Management, Strategic Planning, Human Resources, Credit Risk, Retail Banking, Microsoft Office, Fixed Income, Portfolio Management, Music Performance &...
Education
Cal State Fullerton 1973 — 1977
Business/Music Education, Senior
Riverside City College 1968 — 1973
Business/Music, part-time Student
Alex Flordelis, AAMS's Banc of America Investments Experience September 2000 - June 2004
Job Managing Director at Cedar Capital
Industry Financial Services
Experience
Cedar Capital April 2013 - Present
NAVCAP® NAV Capital Partners, LLC July 2010 - Present
Evergreen Investments June 2004 - January 2010
Banc of America Investments September 2000 - June 2004
Education
College of Charleston 1990 — 1994
Cedar Capital April 2013 - Present
NAVCAP® NAV Capital Partners, LLC July 2010 - Present
Evergreen Investments June 2004 - January 2010
Banc of America Investments September 2000 - June 2004
Education
College of Charleston 1990 — 1994
Rosann Farmer Rosann Farmer's Banc of America Investments Experience June 2006 - June 2007
Job Team Director at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley June 2014 - Present
Morgan Stanley Wealth Management September 2013 - Present
Merrill Lynch May 2011 - August 2013
Management Specialists, LLC November 2010 - May 2011
Action Coach September 2009 - December 2010
Evergreen Capital Management June 2007 - September 2009
Banc of America Investments June 2006 - June 2007
Morgan Stanley 1981 - 2006
Skills
Wealth Management, Business Development, Leadership Development, Coaching, Business Planning, Entrepreneurship, Leadership, Selling, Sales Management, Management, Training, Public Speaking, Executive Management, Banking, Sales
Education
Central Washington University 1974 — 1978
BS, Psychology/Sociology
Franklin Pierce 1971 — 1974
GED
Morgan Stanley June 2014 - Present
Morgan Stanley Wealth Management September 2013 - Present
Merrill Lynch May 2011 - August 2013
Management Specialists, LLC November 2010 - May 2011
Action Coach September 2009 - December 2010
Evergreen Capital Management June 2007 - September 2009
Banc of America Investments June 2006 - June 2007
Morgan Stanley 1981 - 2006
Skills
Wealth Management, Business Development, Leadership Development, Coaching, Business Planning, Entrepreneurship, Leadership, Selling, Sales Management, Management, Training, Public Speaking, Executive Management, Banking, Sales
Education
Central Washington University 1974 — 1978
BS, Psychology/Sociology
Franklin Pierce 1971 — 1974
GED
Donald Moody Donald Moody's Banc of America Investments Experience November 2002 - December 2004
Job Financial Planner
Industry Financial Services
Experience
Homrich Berg March 2005 - January 2009
Banc of America Investments November 2002 - December 2004
IJL Wachovia Securities January 1998 - March 2002
The Robinson-Humphrey Company August 1985 - September 1997
International Association for Financial Planning, Inc. June 1981 - July 1985
Coopers & Lybrand January 1978 - May 1981
Skills
Strategic Financial..., Investments, Wealth Management, Asset Managment, Retirement Planning, Investment Strategies, Risk Management, Portfolio Management, Financial Analysis, High Net Worth..., Asset Allocation, Investment Advisory, Investment Management, Wealth Management...
Education
Bowling Green State University
BSBA, Selling & Sales Management
University of South Carolina - Darla Moore School of Business
MBA & MA, Financial Management & Accounting
Homrich Berg March 2005 - January 2009
Banc of America Investments November 2002 - December 2004
IJL Wachovia Securities January 1998 - March 2002
The Robinson-Humphrey Company August 1985 - September 1997
International Association for Financial Planning, Inc. June 1981 - July 1985
Coopers & Lybrand January 1978 - May 1981
Skills
Strategic Financial..., Investments, Wealth Management, Asset Managment, Retirement Planning, Investment Strategies, Risk Management, Portfolio Management, Financial Analysis, High Net Worth..., Asset Allocation, Investment Advisory, Investment Management, Wealth Management...
Education
Bowling Green State University
BSBA, Selling & Sales Management
University of South Carolina - Darla Moore School of Business
MBA & MA, Financial Management & Accounting
Derek Del Simone Derek Del Simone's Banc of America Investments Experience January 2005 - November 2007
Job Financial Consultant at Burpee Del Simone LLC
Industry Investment Management
Experience
Burpee Del Simone LLC November 2007 - Present
Banc of America Investments January 2005 - November 2007
Morgan Stanley January 2001 - January 2005
Skills
Investments, Alternative Investments, Variable Annuities, 401k Rollovers
Education
College of Marin 1998 — 2000
Business
Burpee Del Simone LLC November 2007 - Present
Banc of America Investments January 2005 - November 2007
Morgan Stanley January 2001 - January 2005
Skills
Investments, Alternative Investments, Variable Annuities, 401k Rollovers
Education
College of Marin 1998 — 2000
Business
Matt Jaeggli Matt Jaeggli's Banc of America Investments Experience November 2005 - November 2007
Job Senior Manager, Finance
Industry Capital Markets
Experience
American Credit Acceptance September 2015 - Present
TD July 2013 - September 2015
TD Bank Group January 2011 - July 2013
The South Financial Group October 2008 - February 2011
The South Financial Group April 2008 - October 2008
LPL November 2007 - April 2008
Banc of America Investments November 2005 - November 2007
Skills
Bloomberg, Banking, Capital Markets, Fixed Income, ALM, Securities, Portfolio Management, Liquidity, Fixed Income Portfolio..., Series 7, Series 63, Hedging, Interest Rate Risk..., Derivatives, Series 24, Cash Management, Financial Analysis, Credit, Mutual Funds, Credit Analysis, Tableau, Microsoft SQL Server
Education
Bob Jones University 2001 — 2005
BS, Accounting
American Credit Acceptance September 2015 - Present
TD July 2013 - September 2015
TD Bank Group January 2011 - July 2013
The South Financial Group October 2008 - February 2011
The South Financial Group April 2008 - October 2008
LPL November 2007 - April 2008
Banc of America Investments November 2005 - November 2007
Skills
Bloomberg, Banking, Capital Markets, Fixed Income, ALM, Securities, Portfolio Management, Liquidity, Fixed Income Portfolio..., Series 7, Series 63, Hedging, Interest Rate Risk..., Derivatives, Series 24, Cash Management, Financial Analysis, Credit, Mutual Funds, Credit Analysis, Tableau, Microsoft SQL Server
Education
Bob Jones University 2001 — 2005
BS, Accounting
Gail Good Gail Good's Banc of America Investments Experience March 1994 - June 1997
Job Sr. Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch February 2003 - Present
Morgan Stanley June 1997 - February 2003
Banc of America Investments March 1994 - June 1997
Skills
Wealth Management, Long-term Care, Asset Allocation, Insurance, Series 7, Retirement Planning, Series 63, 401k Rollovers, CRPC, ETFs, 529 Plans, Structured Products, Securities, Mutual Funds
Education
California State University-Sacramento 1988 — 1992
Bachelor of Science, Finance
Merrill Lynch February 2003 - Present
Morgan Stanley June 1997 - February 2003
Banc of America Investments March 1994 - June 1997
Skills
Wealth Management, Long-term Care, Asset Allocation, Insurance, Series 7, Retirement Planning, Series 63, 401k Rollovers, CRPC, ETFs, 529 Plans, Structured Products, Securities, Mutual Funds
Education
California State University-Sacramento 1988 — 1992
Bachelor of Science, Finance
Bill Callis Bill Callis's Banc of America Investments Experience 2003 - 2009
Job Senior Vice President of Investments, The Advanced Planning Group of Raymond James
Industry Financial Services
Experience
The Advanced Planning Group of Raymond James 2013 - Present
SWS Group Southwest Securities 2012 - 2013
Wells Fargo Advisors, LLC 2009 - 2012
Banc of America Investments 2003 - 2009
Morgan Stanley 2000 - 2003
Skills
Investments, Insurance, Series 7, Mutual Funds, Asset Management, Alternative Investments, Asset Allocation, Securities, Retirement Planning, Wealth Management, Portfolio Management, Series 63
Education
Cornell University 1986 — 1990
Bachelor of Science
Midwest City HS 1983 — 1986
The Advanced Planning Group of Raymond James 2013 - Present
SWS Group Southwest Securities 2012 - 2013
Wells Fargo Advisors, LLC 2009 - 2012
Banc of America Investments 2003 - 2009
Morgan Stanley 2000 - 2003
Skills
Investments, Insurance, Series 7, Mutual Funds, Asset Management, Alternative Investments, Asset Allocation, Securities, Retirement Planning, Wealth Management, Portfolio Management, Series 63
Education
Cornell University 1986 — 1990
Bachelor of Science
Midwest City HS 1983 — 1986
Nicholas Eldridge's Banc of America Investments Experience June 2008 - March 2009
Job Manager of Membership Analytics
Industry Retail
Experience
BJ's Wholesale Club February 2015 - Present
Mapfre September 2013 - February 2015
Mapfre January 2013 - September 2013
Selective Insurance March 2011 - January 2013
The Hanover Insurance Group March 2009 - March 2011
Banc of America Investments June 2008 - March 2009
EMC May 2005 - March 2008
Skills
Catastrophe Projections, Data Analysis, Expense Management, Reporting & Analysis, Data Mining, Budget Analysis, Analysis, Business Analysis, Business Intelligence, Analytics, SQL Server, Microsoft Office, Excel, Access, PowerPoint, Microsoft Excel, Microsoft SQL Server, Management, Leadership, Process Improvement
Education
Boston College - Wallace E. Carroll Graduate School of Management 2010 — 2014
MBA, Business Administration and Management, General
Bryant University 2004 — 2008
BA, Finance and Marketing
Hudson Catholic High School 2002 — 2004
BJ's Wholesale Club February 2015 - Present
Mapfre September 2013 - February 2015
Mapfre January 2013 - September 2013
Selective Insurance March 2011 - January 2013
The Hanover Insurance Group March 2009 - March 2011
Banc of America Investments June 2008 - March 2009
EMC May 2005 - March 2008
Skills
Catastrophe Projections, Data Analysis, Expense Management, Reporting & Analysis, Data Mining, Budget Analysis, Analysis, Business Analysis, Business Intelligence, Analytics, SQL Server, Microsoft Office, Excel, Access, PowerPoint, Microsoft Excel, Microsoft SQL Server, Management, Leadership, Process Improvement
Education
Boston College - Wallace E. Carroll Graduate School of Management 2010 — 2014
MBA, Business Administration and Management, General
Bryant University 2004 — 2008
BA, Finance and Marketing
Hudson Catholic High School 2002 — 2004
Dianne K. Davis, CFP® Dianne K. Davis, CFP®'s Banc of America Investments Experience March 2004 - February 2005
Job Senior Trade Review Principal at Commonwealth Financial Network
Industry Financial Services
Experience
Commonwealth Financial Network November 2010 - Present
The Gensler Group March 2010 - October 2010
Neuberger Berman February 2005 - January 2010
Banc of America Investments March 2004 - February 2005
Merrill Lynch June 1999 - March 2004
ITT Industries December 1996 - June 1999
Education
California State University-Northridge 1994 — 1996
M.A., Speech Communication
University of California, Santa Barbara 1991 — 1994
B.A., Communication Studies
Commonwealth Financial Network November 2010 - Present
The Gensler Group March 2010 - October 2010
Neuberger Berman February 2005 - January 2010
Banc of America Investments March 2004 - February 2005
Merrill Lynch June 1999 - March 2004
ITT Industries December 1996 - June 1999
Education
California State University-Northridge 1994 — 1996
M.A., Speech Communication
University of California, Santa Barbara 1991 — 1994
B.A., Communication Studies
Fred Santana, CFP®'s Banc of America Investments Experience April 1997 - March 2005
Job Results driven Investment Sales Executive
Industry Investment Management
Experience
PNC Investments 2007 - Present
Denarii Capital Mgt January 2006 - July 2007
Banc of America Investments April 1997 - March 2005
Skills
Sales Management, Sales, Investments, Sales Presentations, Leadership, Banking, Financial Services, Mutual Funds, Portfolio Management, Business Coaching, Finance, Series 7, Fixed Income, Alternative Investments, Management, Relationship Management, Residential Mortgages, Series 63, Uniform Combined State..., Risk Management, 401k, Equities, Wealth Management, Fixed Annuities, Series 6, Asset Management, Series 24, Mortgage Marketing
Education
City University of New York-Brooklyn College
Bachelor’s Degree, Communication and Media Studies
City University of New York-Herbert H. Lehman College
Financial Planning and Services
Cohen Brown Sales Management Training
Selling Skills and Sales Operations
PNC Investments 2007 - Present
Denarii Capital Mgt January 2006 - July 2007
Banc of America Investments April 1997 - March 2005
Skills
Sales Management, Sales, Investments, Sales Presentations, Leadership, Banking, Financial Services, Mutual Funds, Portfolio Management, Business Coaching, Finance, Series 7, Fixed Income, Alternative Investments, Management, Relationship Management, Residential Mortgages, Series 63, Uniform Combined State..., Risk Management, 401k, Equities, Wealth Management, Fixed Annuities, Series 6, Asset Management, Series 24, Mortgage Marketing
Education
City University of New York-Brooklyn College
Bachelor’s Degree, Communication and Media Studies
City University of New York-Herbert H. Lehman College
Financial Planning and Services
Cohen Brown Sales Management Training
Selling Skills and Sales Operations
Nathan Clark's Banc of America Investments Experience 1998 - 2000
Job MOC & Quality Administrator at American Board of Pediatrics
Industry Hospital & Health Care
Experience
American Board of Pediatrics February 2015 - Present
American Board of Pediatrics August 2013 - February 2015
American Board of Pediatrics December 2011 - August 2013
Lonesource October 2004 - December 2011
Lonesource July 2001 - October 2004
Price Waterhouse Coopers 2000 - 2001
Banc of America Investments 1998 - 2000
Skills
Sales Process, Microsoft Excel, Account Management, Forecasting, Sourcing, Inventory Management, Process Improvement, Purchasing, Team Building, Business Analysis, Project Management, Management, Team Leadership, Operations Management, Training, Supply Chain, Time Management
Education
Appalachian State University 1993 — 1998
BS, Communications/Psychology
American Board of Pediatrics February 2015 - Present
American Board of Pediatrics August 2013 - February 2015
American Board of Pediatrics December 2011 - August 2013
Lonesource October 2004 - December 2011
Lonesource July 2001 - October 2004
Price Waterhouse Coopers 2000 - 2001
Banc of America Investments 1998 - 2000
Skills
Sales Process, Microsoft Excel, Account Management, Forecasting, Sourcing, Inventory Management, Process Improvement, Purchasing, Team Building, Business Analysis, Project Management, Management, Team Leadership, Operations Management, Training, Supply Chain, Time Management
Education
Appalachian State University 1993 — 1998
BS, Communications/Psychology
Abdul-Giyath Segun Mayale-Eke Abdul-Giyath Segun Mayale-Eke's Banc of America Investments Experience 2007 - 2008
Job Financial Services Professional
Industry Financial Services
Experience
New York Life Insurance Company January 2010 - August 2010
Banc of America Investments 2007 - 2008
Moran Shipping Agency 2006 - 2007
Vitrus Inc 2002 - 2003
West Africa Offshore Ltd 1996 - 2001
Gudacor Nigeria Ltd 1993 - 1995
Skills
Financial Analysis, Accounting, Risk Management, Strategic Planning, Project Management, Strategic Financial..., Microsoft Office, Analysis, Finance, Customer Service, Banking, Auditing, Internal Audit, Financial Reporting, Risk Assessment, Financial Risk, Economics, Leadership, Management, Team Building
Education
Community College of Rhode Island 2005 — 2007
AS, Business Administration - Accounting
Rivers State University of Science and Technology 1998 — 2000
PGD, Marine Engineering
Nigerian Naval Engineering College, Sapele. 1987 — 1992
HND, Marine/ Mechanical Engineering Technology
Ijebu Muslim College
New York Life Insurance Company January 2010 - August 2010
Banc of America Investments 2007 - 2008
Moran Shipping Agency 2006 - 2007
Vitrus Inc 2002 - 2003
West Africa Offshore Ltd 1996 - 2001
Gudacor Nigeria Ltd 1993 - 1995
Skills
Financial Analysis, Accounting, Risk Management, Strategic Planning, Project Management, Strategic Financial..., Microsoft Office, Analysis, Finance, Customer Service, Banking, Auditing, Internal Audit, Financial Reporting, Risk Assessment, Financial Risk, Economics, Leadership, Management, Team Building
Education
Community College of Rhode Island 2005 — 2007
AS, Business Administration - Accounting
Rivers State University of Science and Technology 1998 — 2000
PGD, Marine Engineering
Nigerian Naval Engineering College, Sapele. 1987 — 1992
HND, Marine/ Mechanical Engineering Technology
Ijebu Muslim College
Latonya R. Gist, MBA, MACC Latonya R. Gist, MBA, MACC's Banc of America Investments Experience June 2004 - December 2005
Job International Tax Specialist
Industry Accounting
Experience
US Treasury June 2010 - Present
Georgia-Pacific LLC December 2007 - March 2010
Deloitte & Touche LLP January 2006 - November 2007
Banc of America Investments June 2004 - December 2005
Skills
Financial Analysis, Internal Audit, GAAP, Internal Controls, Auditing, Process Improvement, Accounting, Sarbanes-Oxley Act, Risk Assessment, External Audit, International Tax..., Account Reconciliation, Financial Accounting, General Ledger, Leadership, Sarbanes-Oxley, US GAAP, Variance Analysis, Enterprise Risk..., Finance, Financial Reporting
Education
Belmont University - Jack C. Massey Graduate School of Business 2004 — 2005
MACC
Tennessee State University 2001 — 2004
Master of Business Administration (MBA)
Spelman College 1993 — 1997
Bachelor of Science (BS)
US Treasury June 2010 - Present
Georgia-Pacific LLC December 2007 - March 2010
Deloitte & Touche LLP January 2006 - November 2007
Banc of America Investments June 2004 - December 2005
Skills
Financial Analysis, Internal Audit, GAAP, Internal Controls, Auditing, Process Improvement, Accounting, Sarbanes-Oxley Act, Risk Assessment, External Audit, International Tax..., Account Reconciliation, Financial Accounting, General Ledger, Leadership, Sarbanes-Oxley, US GAAP, Variance Analysis, Enterprise Risk..., Finance, Financial Reporting
Education
Belmont University - Jack C. Massey Graduate School of Business 2004 — 2005
MACC
Tennessee State University 2001 — 2004
Master of Business Administration (MBA)
Spelman College 1993 — 1997
Bachelor of Science (BS)
Derek Oglesby Derek Oglesby's Banc of America Investments Experience January 2001 - September 2008
Job Senior Vice President at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors September 2008 - Present
Banc of America Investments January 2001 - September 2008
Skills
Financial Management..., Retirement Planning, College Education..., Insurance Planning, Risk Management
Education
Florida State University 2003 — 2004
Certified Financial Planner
Clemson University 1996 — 2000
Bachelor of Science (B.S.), Finance and Financial Management Services
Wells Fargo Advisors September 2008 - Present
Banc of America Investments January 2001 - September 2008
Skills
Financial Management..., Retirement Planning, College Education..., Insurance Planning, Risk Management
Education
Florida State University 2003 — 2004
Certified Financial Planner
Clemson University 1996 — 2000
Bachelor of Science (B.S.), Finance and Financial Management Services
Nedzad Joldic Nedzad Joldic's Banc of America Investments Experience December 2007 - February 2011
Job Network Operations at Tokio Marine Management, Inc.
Industry Financial Services
Experience
Fujitsu America November 2011 - Present
Tokio Marine Management, Inc. November 2011 - Present
Scivantage December 2007 - December 2011
Banc of America Investments December 2007 - February 2011
RCN Metro February 2007 - December 2007
Westelcom April 2004 - February 2007
Education
Capitol College 2007 — 2009
MS, Information Assurance
SUNY Polytechnic Institute 2001 — 2003
BS, Telecommunications
New York City Technical College 1999 — 2001
AAS, Telecommunications
Fujitsu America November 2011 - Present
Tokio Marine Management, Inc. November 2011 - Present
Scivantage December 2007 - December 2011
Banc of America Investments December 2007 - February 2011
RCN Metro February 2007 - December 2007
Westelcom April 2004 - February 2007
Education
Capitol College 2007 — 2009
MS, Information Assurance
SUNY Polytechnic Institute 2001 — 2003
BS, Telecommunications
New York City Technical College 1999 — 2001
AAS, Telecommunications
Dorian Bolden Dorian Bolden's Banc of America Investments Experience August 2002 - June 2005
Job President
Industry Restaurants
Experience
Beyu Caffe Assistant ManagerPanera BreadAugust 2006 - January 2008
Shade Tree Coffee August 2005 - August 2006
Banc of America Investments August 2002 - June 2005
Skills
Strategic Planning, Customer Service, Credit, Public Speaking, Financial Analysis
Education
Duke University 1998 — 2002
BA, Economics, Sociology, Market & Management Studies
Beyu Caffe Assistant ManagerPanera BreadAugust 2006 - January 2008
Shade Tree Coffee August 2005 - August 2006
Banc of America Investments August 2002 - June 2005
Skills
Strategic Planning, Customer Service, Credit, Public Speaking, Financial Analysis
Education
Duke University 1998 — 2002
BA, Economics, Sociology, Market & Management Studies
Matthew Paparazzo's Banc of America Investments Experience March 2008 - March 2009
Job VPPrivate Client Advisor, JP Morgan Chase Bank N.A.
Industry Financial Services
Experience
JP Morgan Chase Bank N.A. August 2010 - Present
Sovereign Bank June 2009 - September 2010
Banc of America Investments March 2008 - March 2009
Bank of America October 2005 - March 2008
Education
William Paterson University of New Jersey 2000 — 2007
BA, Philosophy Major, Economics Minor
Academy of Performing Arts in Prague 1995 — 1996
Photography
New York University 1994 — 1996
Photography, Psychology
JP Morgan Chase Bank N.A. August 2010 - Present
Sovereign Bank June 2009 - September 2010
Banc of America Investments March 2008 - March 2009
Bank of America October 2005 - March 2008
Education
William Paterson University of New Jersey 2000 — 2007
BA, Philosophy Major, Economics Minor
Academy of Performing Arts in Prague 1995 — 1996
Photography
New York University 1994 — 1996
Photography, Psychology
Carol (Dozier) Barker Martens Carol (Dozier) Barker Martens's Banc of America Investments Experience February 2008 - February 2009
Job Financial Pro w/20+ years diverse experience
Industry Financial Services
Experience
Your Firm January 2012 - Present
Banc of America Investments February 2008 - February 2009
Bank of America Insurance Services August 2007 - February 2008
Texans Credit Union February 2005 - August 2007
Allstate Financial Services January 2002 - January 2005
DTCU Investment Services September 1999 - December 2000
G. Dulany Howland Advisory Corp April 1997 - September 1999
Skills
Wealth Management, Financial Planning, Series 7, Investments, Insurance, Financial Education, Strategic Financial..., IRAs, Estate Planning, Retirement Planning, Securities, Financial Services, Retirement, Long-term Care, Finance, 401k, Asset Allocation, Mutual Funds, Investment Strategies, Fixed Annuities, Wealth, Asset Management, Investment Advisory, Financial Planners, Investment Management, Employee Benefits, Financial Advisory, Certified Financial..., Life Insurance, Banking, Relationship Management, Portfolio Management, Series 63, Mortgage Lending, Bonds, Uniform Combined State..., Alternative Investments, Equities, Risk Management, FINRA, Training
Education
The University of Texas at Dallas 1996 — 1998
BA, Economics & Finance
College for Financial Planning 1989 — 1991
CFP, Financial Planning
Your Firm January 2012 - Present
Banc of America Investments February 2008 - February 2009
Bank of America Insurance Services August 2007 - February 2008
Texans Credit Union February 2005 - August 2007
Allstate Financial Services January 2002 - January 2005
DTCU Investment Services September 1999 - December 2000
G. Dulany Howland Advisory Corp April 1997 - September 1999
Skills
Wealth Management, Financial Planning, Series 7, Investments, Insurance, Financial Education, Strategic Financial..., IRAs, Estate Planning, Retirement Planning, Securities, Financial Services, Retirement, Long-term Care, Finance, 401k, Asset Allocation, Mutual Funds, Investment Strategies, Fixed Annuities, Wealth, Asset Management, Investment Advisory, Financial Planners, Investment Management, Employee Benefits, Financial Advisory, Certified Financial..., Life Insurance, Banking, Relationship Management, Portfolio Management, Series 63, Mortgage Lending, Bonds, Uniform Combined State..., Alternative Investments, Equities, Risk Management, FINRA, Training
Education
The University of Texas at Dallas 1996 — 1998
BA, Economics & Finance
College for Financial Planning 1989 — 1991
CFP, Financial Planning
Clay Williams Clay Williams's Banc of America Investments Experience June 2002 - June 2003
Job Accounting, Finance and Music Instruction Professional
Industry Accounting
Experience
Dixon Hughes Goodman LLP September 2014 - May 2015
South Carolina Attorney General's Office October 2012 - September 2014
William Jennings Bryan Dorn VA Medical Center October 2008 - May 2010
Charles Schwab September 2005 - February 2008
Bank of America July 2003 - July 2004
Banc of America Investments June 2002 - June 2003
John Hancock Financial September 1999 - January 2002
Skills
Strategic Financial..., Investments, Auditing, Financial Analysis, Portfolio Management, Accounting, Public Speaking, Leadership, Financial Planning, Strategic Planning, Process Improvement, Financial Reporting, Healthcare, Financial Accounting, Mentoring, Securities Regulation, Risk Assessment, Financial Management, COSO Framework, SOC 1, Music Performance, Music Instruction, Music Theory - Rhythm &...
Education
University of South Carolina-Columbia 2010 — 2012
Master of Accountancy, 3.9
University of South Carolina-Columbia 2008 — 2010
MHA, Healthcare Administration, 3.9
University of North Carolina at Chapel Hill
BA, Rhetorical Communication Studies
The Collective School Of Music 1995 — 1995
Summer Intensive Certificate Program, Drums & Percussion
Dixon Hughes Goodman LLP September 2014 - May 2015
South Carolina Attorney General's Office October 2012 - September 2014
William Jennings Bryan Dorn VA Medical Center October 2008 - May 2010
Charles Schwab September 2005 - February 2008
Bank of America July 2003 - July 2004
Banc of America Investments June 2002 - June 2003
John Hancock Financial September 1999 - January 2002
Skills
Strategic Financial..., Investments, Auditing, Financial Analysis, Portfolio Management, Accounting, Public Speaking, Leadership, Financial Planning, Strategic Planning, Process Improvement, Financial Reporting, Healthcare, Financial Accounting, Mentoring, Securities Regulation, Risk Assessment, Financial Management, COSO Framework, SOC 1, Music Performance, Music Instruction, Music Theory - Rhythm &...
Education
University of South Carolina-Columbia 2010 — 2012
Master of Accountancy, 3.9
University of South Carolina-Columbia 2008 — 2010
MHA, Healthcare Administration, 3.9
University of North Carolina at Chapel Hill
BA, Rhetorical Communication Studies
The Collective School Of Music 1995 — 1995
Summer Intensive Certificate Program, Drums & Percussion
Amber J. Martin Amber J. Martin's Banc of America Investments Experience June 1999 - July 2003
Job CEO/Owner at Martin Investment Properties Inc. / Martin Real Estate Group
Industry Real Estate
Experience
Martin Investment Properties January 2006 - Present
Martin Real Estate Group January 2006 - Present
Wells of Life August 2012 - Present
The Bell Tower Foundation April 2012 - April 2013
Operation Help A Hero February 2012 - September 2012
Bank of America August 1996 - November 2005
Banc of America Investments June 1999 - July 2003
Skills
Negotiation, Organization, Marketing, Business, Communication, Competition, Discipline, Fundraising, Volunteering, Flexibility, Management, Investment Properties, Networking, Non-profits, New Business Development, Integrity, Websites, New Business..., Leases, Contract Negotiation, Time Management, Real Estate, Real Estate Transactions, Residential Homes, Single Family Homes, Condos, Relocation, Sellers, Short Sales, Townhomes, Investors, REO, Nonprofits, Real Property, Mortgage Lending, HUD, Seniors, Investments, First Time Home Buyers, Foreclosures, Referrals
Education
California State University-Fullerton
Psychology
Martin Investment Properties January 2006 - Present
Martin Real Estate Group January 2006 - Present
Wells of Life August 2012 - Present
The Bell Tower Foundation April 2012 - April 2013
Operation Help A Hero February 2012 - September 2012
Bank of America August 1996 - November 2005
Banc of America Investments June 1999 - July 2003
Skills
Negotiation, Organization, Marketing, Business, Communication, Competition, Discipline, Fundraising, Volunteering, Flexibility, Management, Investment Properties, Networking, Non-profits, New Business Development, Integrity, Websites, New Business..., Leases, Contract Negotiation, Time Management, Real Estate, Real Estate Transactions, Residential Homes, Single Family Homes, Condos, Relocation, Sellers, Short Sales, Townhomes, Investors, REO, Nonprofits, Real Property, Mortgage Lending, HUD, Seniors, Investments, First Time Home Buyers, Foreclosures, Referrals
Education
California State University-Fullerton
Psychology
Frank Andrews Frank Andrews's Banc of America Investments Experience 2002 - 2007
Job Major Account Executive at Aramark Uniform Services
Industry Consumer Services
Experience
Aramark Uniform Services July 2012 - Present
Merrill Lynch 2010 - 2010
Banc of America Investments 2002 - 2007
Bank of America 2001 - 2002
Citibank 2000 - 2001
Bank of America 1998 - 2000
Barclays Global Investors 1995 - 1998
Skills
Mortgage Lending, Credit, Investments, Portfolio Management, Series 7, Financial Services, Leadership, Banking, Sales, CRM, Competitive Analysis, Management, New Business Development, Salesforce.com, Finance, Customer Service
Education
Cal State Hayward 1991 — 1995
Bachelor of Science, cum laude, Business Administration, Finance
Aramark Uniform Services July 2012 - Present
Merrill Lynch 2010 - 2010
Banc of America Investments 2002 - 2007
Bank of America 2001 - 2002
Citibank 2000 - 2001
Bank of America 1998 - 2000
Barclays Global Investors 1995 - 1998
Skills
Mortgage Lending, Credit, Investments, Portfolio Management, Series 7, Financial Services, Leadership, Banking, Sales, CRM, Competitive Analysis, Management, New Business Development, Salesforce.com, Finance, Customer Service
Education
Cal State Hayward 1991 — 1995
Bachelor of Science, cum laude, Business Administration, Finance
Brett Allred's Banc of America Investments Experience 2001 - 2004
Job Wealth Consultant at LPL Financial
Industry Investment Management
Experience
LPL Financial September 2014 - Present
UnionBanc Investment Services December 2008 - September 2014
Contango Capital Advisors May 2007 - November 2008
Centara Capital Management 2006 - 2007
Banc of America Investments 2001 - 2004
Education
United States Naval Academy 1989 — 1994
Control Systems
Choate Rosemary Hall
LPL Financial September 2014 - Present
UnionBanc Investment Services December 2008 - September 2014
Contango Capital Advisors May 2007 - November 2008
Centara Capital Management 2006 - 2007
Banc of America Investments 2001 - 2004
Education
United States Naval Academy 1989 — 1994
Control Systems
Choate Rosemary Hall
Patrick Rau's Banc of America Investments Experience April 1995 - April 2001
Job
Industry Investment Management
Experience
Sterling Capital Management, LLC April 2001 - Present
Banc of America Investments April 1995 - April 2001
Interstate/Johnson Lane 1991 - 1993
Skills
Portfolio Management, Security Analysis, Value Investing, Investments, Equity Research, Asset Managment, Investment Management, Investment Strategies, Equities, Financial Modeling, Wealth Management, Financial Analysis, Equity Valuation
Education
Vanderbilt University - Owen Graduate School of Management 1991 — 1993
MBA, Finance
Duke University 1985 — 1989
AB, political Science
Sterling Capital Management, LLC April 2001 - Present
Banc of America Investments April 1995 - April 2001
Interstate/Johnson Lane 1991 - 1993
Skills
Portfolio Management, Security Analysis, Value Investing, Investments, Equity Research, Asset Managment, Investment Management, Investment Strategies, Equities, Financial Modeling, Wealth Management, Financial Analysis, Equity Valuation
Education
Vanderbilt University - Owen Graduate School of Management 1991 — 1993
MBA, Finance
Duke University 1985 — 1989
AB, political Science
Marc Bezek's Banc of America Investments Experience January 1999 - March 2003
Job Senior Manager at Cofactor Group
Industry Pharmaceuticals
Experience
Cofactor Group February 2009 - Present
Sunbelt Business Advisors June 2008 - January 2009
Thomas Weisel Partners May 2007 - May 2008
WR Hambrecht+Co January 2007 - May 2007
Wachovia Securities, LLC March 2003 - December 2006
Banc of America Investments January 1999 - March 2003
MoneyZone.com January 2000 - November 2000
Remington Capital October 1997 - August 1998
Skills
Business Valuation, Financial Modeling, Valuation, Mergers, Strategy, Corporate Finance, Competitive Analysis, Portfolio Management, Start-ups, Management Consulting, Finance, Forecasting, Investments, Market Analysis, Venture Capital, Mergers & Acquisitions
Education
Duke University - The Fuqua School of Business 2005 — 2006
MBA
University of North Carolina at Charlotte 1995 — 1998
BS, Finance
Johnson City High School
Cofactor Group February 2009 - Present
Sunbelt Business Advisors June 2008 - January 2009
Thomas Weisel Partners May 2007 - May 2008
WR Hambrecht+Co January 2007 - May 2007
Wachovia Securities, LLC March 2003 - December 2006
Banc of America Investments January 1999 - March 2003
MoneyZone.com January 2000 - November 2000
Remington Capital October 1997 - August 1998
Skills
Business Valuation, Financial Modeling, Valuation, Mergers, Strategy, Corporate Finance, Competitive Analysis, Portfolio Management, Start-ups, Management Consulting, Finance, Forecasting, Investments, Market Analysis, Venture Capital, Mergers & Acquisitions
Education
Duke University - The Fuqua School of Business 2005 — 2006
MBA
University of North Carolina at Charlotte 1995 — 1998
BS, Finance
Johnson City High School
Francis Kirby's Banc of America Investments Experience June 2006 - December 2007
Job Tax Supervisor
Industry Financial Services
Experience
State Street August 2014 - Present
Computershare December 2007 - August 2014
Banc of America Investments June 2006 - December 2007
US Army January 1994 - January 2004
Education
Columbia Southern University 2014 — 2016
Master of Business Administration (MBA)
Park University 2002 — 2004
Bachelor's of Science, Health/Health Care Administration/Management
State Street August 2014 - Present
Computershare December 2007 - August 2014
Banc of America Investments June 2006 - December 2007
US Army January 1994 - January 2004
Education
Columbia Southern University 2014 — 2016
Master of Business Administration (MBA)
Park University 2002 — 2004
Bachelor's of Science, Health/Health Care Administration/Management
James Medeiros's Banc of America Investments Experience December 2003 - March 2005
Job Analytics Consultant at Wells Fargo
Industry Human Resources
Experience
Wells Fargo June 2014 - Present
Bank of America June 2010 - June 2014
Bank of America September 2009 - June 2010
Bank of America August 2007 - August 2009
Bank of America March 2005 - July 2007
Banc of America Investments December 2003 - March 2005
Bank of America May 2001 - December 2003
Credit Union Service Center December 1998 - May 2001
Skills
Banking, PowerPoint, Microsoft Excel, Outlook, Business Analysis, Analysis, Process Improvement, Investments, Access, Bloomberg, Human Resources, Credit Risk, Portfolio Management, Program Management, Vendor Management, Risk Management
Education
Central Piedmont Community College
University of North Carolina at Charlotte
Wells Fargo June 2014 - Present
Bank of America June 2010 - June 2014
Bank of America September 2009 - June 2010
Bank of America August 2007 - August 2009
Bank of America March 2005 - July 2007
Banc of America Investments December 2003 - March 2005
Bank of America May 2001 - December 2003
Credit Union Service Center December 1998 - May 2001
Skills
Banking, PowerPoint, Microsoft Excel, Outlook, Business Analysis, Analysis, Process Improvement, Investments, Access, Bloomberg, Human Resources, Credit Risk, Portfolio Management, Program Management, Vendor Management, Risk Management
Education
Central Piedmont Community College
University of North Carolina at Charlotte
Dave McShane's Banc of America Investments Experience October 2005 - July 2006
Job Owner, McShane Yacht Sales
Industry Maritime
Experience
McShane Yacht Sales May 2007 - Present
Citizens Bank July 2006 - May 2007
Banc of America Investments October 2005 - July 2006
Skills
Boat, Yachting
Education
Bentley University 1980 — 1985
McShane Yacht Sales May 2007 - Present
Citizens Bank July 2006 - May 2007
Banc of America Investments October 2005 - July 2006
Skills
Boat, Yachting
Education
Bentley University 1980 — 1985
Greg Allen(dag@ffec.com)'s Banc of America Investments Experience 2003 - 2005
Job Board of Governors at Concord University
Industry Financial Services
Experience
Concord University August 2012 - Present
Disciplined Advisors Group 2006 - Present
Banc of America Investments 2003 - 2005
Morgan Stanley 1978 - 2003
Morgan Stanley Dean Witter 1995 - 2000
Merrill Lynch 1972 - 1977
Skills
Investments
Education
Concord University 1966 — 1970
Bachelor of Science (BS), Business/Economics
College for Financial Planning
CFP
Concord University August 2012 - Present
Disciplined Advisors Group 2006 - Present
Banc of America Investments 2003 - 2005
Morgan Stanley 1978 - 2003
Morgan Stanley Dean Witter 1995 - 2000
Merrill Lynch 1972 - 1977
Skills
Investments
Education
Concord University 1966 — 1970
Bachelor of Science (BS), Business/Economics
College for Financial Planning
CFP
John D. Cooper, CFA's Banc of America Investments Experience July 2006 - July 2010
Job Director, Financial Planning & Analysis at Novant Health
Industry Hospital & Health Care
Experience
Novant Health June 2013 - Present
Edgeview Partners April 2012 - June 2013
Wells Fargo Securities July 2010 - March 2012
Banc of America Investments July 2006 - July 2010
Triangle Securities LLC September 2000 - July 2006
Skills
Investment Banking, Valuation, Financial Modeling, Corporate Finance, Capital Markets, Due Diligence, Investments, Equities, Financial Analysis, Portfolio Management, Mergers, LBO
Education
Duke University - The Fuqua School of Business 2008 — 2009
MBA, Business
University of North Carolina at Chapel Hill 1995 — 1999
BA, Economics
Episcopal High School 1991 — 1995
Novant Health June 2013 - Present
Edgeview Partners April 2012 - June 2013
Wells Fargo Securities July 2010 - March 2012
Banc of America Investments July 2006 - July 2010
Triangle Securities LLC September 2000 - July 2006
Skills
Investment Banking, Valuation, Financial Modeling, Corporate Finance, Capital Markets, Due Diligence, Investments, Equities, Financial Analysis, Portfolio Management, Mergers, LBO
Education
Duke University - The Fuqua School of Business 2008 — 2009
MBA, Business
University of North Carolina at Chapel Hill 1995 — 1999
BA, Economics
Episcopal High School 1991 — 1995
June Dhar's Banc of America Investments Experience December 2006 - September 2008
Job Portfolio Analyst at CIT
Industry Banking
Experience
CIT August 2013 - Present
Michael Kors May 2012 - August 2013
American Express January 2010 - May 2012
Banc of America Investments December 2006 - September 2008
Gunn Allen Financial May 2006 - December 2006
Skills
Financial Analysis, Financial Modeling, Strategic Financial..., Portfolio Management, Banking, Finance, Financial Planning, Forecasting, Financial Reporting, Budgets
Education
City University London 2008 — 2009
Masters, Financial Economics
Florida Atlantic University 2001 — 2004
Bachelors, Finance, Business Management
CIT August 2013 - Present
Michael Kors May 2012 - August 2013
American Express January 2010 - May 2012
Banc of America Investments December 2006 - September 2008
Gunn Allen Financial May 2006 - December 2006
Skills
Financial Analysis, Financial Modeling, Strategic Financial..., Portfolio Management, Banking, Finance, Financial Planning, Forecasting, Financial Reporting, Budgets
Education
City University London 2008 — 2009
Masters, Financial Economics
Florida Atlantic University 2001 — 2004
Bachelors, Finance, Business Management
Ken Lew's Banc of America Investments Experience May 2008 - Present
Job Business Consultant at KL Professional Consulting Services
Industry Financial Services
Experience
Banc of America Investments May 2008 - Present
KL Professional Consulting Services February 1998 - Present
Banc of America Investments 2008 - 2009
Education
City University of Seattle 1991 — 1993
MBA, Business Finance
University of Washington 1982 — 1991
B.Sc., Biology, Chemistry
Banc of America Investments May 2008 - Present
KL Professional Consulting Services February 1998 - Present
Banc of America Investments 2008 - 2009
Education
City University of Seattle 1991 — 1993
MBA, Business Finance
University of Washington 1982 — 1991
B.Sc., Biology, Chemistry
Anthony Raccuglia, Esq.'s Banc of America Investments Experience June 2005 - March 2007
Job Global Financial Markets Regulatory Compliance Project Executive at IBM
Industry Financial Services
Experience
IBM September 2014 - Present
UBS March 2007 - September 2014
Banc of America Investments June 2005 - March 2007
Greenberg Traurig, LLP August 2003 - June 2005
New York Stock Exchange June 2001 - April 2003
Skills
Litigation, Securities, Arbitration, FINRA, Series 7, Financial Regulation, Securities Regulation, Settlement, Legal Compliance, Banking Law, Capital Markets, Financial Services, Corporate Law, Equities, Investments, Commercial Litigation, Legal Research, Hedge Funds, Due Diligence, Finance
Education
Brooklyn Law School 1999 — 2003
Guilford College
IBM September 2014 - Present
UBS March 2007 - September 2014
Banc of America Investments June 2005 - March 2007
Greenberg Traurig, LLP August 2003 - June 2005
New York Stock Exchange June 2001 - April 2003
Skills
Litigation, Securities, Arbitration, FINRA, Series 7, Financial Regulation, Securities Regulation, Settlement, Legal Compliance, Banking Law, Capital Markets, Financial Services, Corporate Law, Equities, Investments, Commercial Litigation, Legal Research, Hedge Funds, Due Diligence, Finance
Education
Brooklyn Law School 1999 — 2003
Guilford College
Heather Swindells's Banc of America Investments Experience June 2002 - February 2005
Job Senior Vice President; CAO/Finance Senior Compliance Manager at Bank of America
Industry Banking
Experience
Bank of America August 2011 - Present
Gamma Phi Beta Sorority May 2007 - Present
Bank of America January 2011 - August 2011
Bank of America July 2009 - January 2011
Banc of America Securities February 2005 - July 2009
Banc of America Investments June 2002 - February 2005
Education
McColl Graduate School of Business, Queens University of Charlotte 2006 — 2008
Masters of Business Administration, Finance
Clemson University 1996 — 2000
Bachelors of Science, Financial Management
Bank of America August 2011 - Present
Gamma Phi Beta Sorority May 2007 - Present
Bank of America January 2011 - August 2011
Bank of America July 2009 - January 2011
Banc of America Securities February 2005 - July 2009
Banc of America Investments June 2002 - February 2005
Education
McColl Graduate School of Business, Queens University of Charlotte 2006 — 2008
Masters of Business Administration, Finance
Clemson University 1996 — 2000
Bachelors of Science, Financial Management
William Brian Edwards's Banc of America Investments Experience June 2007 - November 2009
Job Compliance Manager at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities July 2012 - Present
Bank of America Merrill Lynch May 2009 - January 2013
Banc of America Investments June 2007 - November 2009
Banc of America Securities May 2004 - June 2007
Banc of America Securities March 1999 - May 2004
BNY Mellon August 1994 - March 1999
US Navy 1991 - 1994
Skills
Insurance, AML, Operational Risk, Banking, Financial Regulation, Bank Secrecy Act, USA PATRIOT Act, Securities, Financial Risk, OFAC, Series 7, Commercial Banking, Retail Banking, Fraud, Capital Markets, KYC, Compliance, Supervisory Experience, General Securities..., Series 24, Series 53, FINRA, Bloomberg, Investments, Back Office
Education
City University of New York-College of Staten Island
Wells Fargo Securities July 2012 - Present
Bank of America Merrill Lynch May 2009 - January 2013
Banc of America Investments June 2007 - November 2009
Banc of America Securities May 2004 - June 2007
Banc of America Securities March 1999 - May 2004
BNY Mellon August 1994 - March 1999
US Navy 1991 - 1994
Skills
Insurance, AML, Operational Risk, Banking, Financial Regulation, Bank Secrecy Act, USA PATRIOT Act, Securities, Financial Risk, OFAC, Series 7, Commercial Banking, Retail Banking, Fraud, Capital Markets, KYC, Compliance, Supervisory Experience, General Securities..., Series 24, Series 53, FINRA, Bloomberg, Investments, Back Office
Education
City University of New York-College of Staten Island
William F. Keefe, Jr.'s Banc of America Investments Experience September 2002 - January 2005
Job Investment Operations Analyst Corporate Actions
Industry Financial Services
Experience
Loomis Sayles & Company March 2012 - Present
State Street Corporation January 2006 - January 2012
Banc of America Investments September 2002 - January 2005
Fleet Bank May 1996 - November 2001
Skills
Word, Excel, Customer Relations, Problem Solving, Microsoft Office, Customer Service, Analysis, Accounting, Outlook, PowerPoint, Research, Team Building, Compliance, Data Analysis, Internal Audit, External Audit, Project Planning, Project Coordination, Project Documentation, Project Implementation, Project Execution, Project Delivery, Access, Microsoft Word, Project Management, Microsoft Excel, Financial Services, Leadership, Financial Reporting, Strategic Planning, Financial Modeling, Mutual Funds, Documentations, Management, Investments, Process Improvement, Finance, Vendor Management, Financial Analysis, Asset Management, Equities
Education
University of Massachusetts at Lowell
Bryant University 2000 — 2001
Northern Essex Community College
Associates in Science
University of Florida
Bishop Guertin High School
College Prep
Loomis Sayles & Company March 2012 - Present
State Street Corporation January 2006 - January 2012
Banc of America Investments September 2002 - January 2005
Fleet Bank May 1996 - November 2001
Skills
Word, Excel, Customer Relations, Problem Solving, Microsoft Office, Customer Service, Analysis, Accounting, Outlook, PowerPoint, Research, Team Building, Compliance, Data Analysis, Internal Audit, External Audit, Project Planning, Project Coordination, Project Documentation, Project Implementation, Project Execution, Project Delivery, Access, Microsoft Word, Project Management, Microsoft Excel, Financial Services, Leadership, Financial Reporting, Strategic Planning, Financial Modeling, Mutual Funds, Documentations, Management, Investments, Process Improvement, Finance, Vendor Management, Financial Analysis, Asset Management, Equities
Education
University of Massachusetts at Lowell
Bryant University 2000 — 2001
Northern Essex Community College
Associates in Science
University of Florida
Bishop Guertin High School
College Prep
David Weissmueller's Banc of America Investments Experience March 2008 - April 2009
Job Wealth Advisor at USAA, CWS AAMS
Industry Financial Services
Experience
USAA November 2009 - Present
Banc of America Investments March 2008 - April 2009
Davra Enterprises January 1996 - June 2007
J P Mitchell & Company 1989 - 1998
Skills
Financial Services, Risk Management, Asset Allocation, Insurance, Small Business, Portfolio Management, Financial Advisory, Retirement, Finance, Estate Planning, Wealth Management, Retirement Planning, Financial Analysis, Mutual Funds, Series 7, Wealth, Investments, Financial Planning, Series 63, Investment Advisory, Investment Management, Investment Strategies
Education
University of Arizona, Eller College of Management 1979 — 1983
Bachelor of Science (B.S.), Business Administration and Management, General
Metropolitan State University of Denver 2012 — 2013
CFP modules, Financial Planning and Services
College for Financial Planning 2011 — 2012
Accredited Asset Management Specialist AAMS, Financial Planning and Services
USAA November 2009 - Present
Banc of America Investments March 2008 - April 2009
Davra Enterprises January 1996 - June 2007
J P Mitchell & Company 1989 - 1998
Skills
Financial Services, Risk Management, Asset Allocation, Insurance, Small Business, Portfolio Management, Financial Advisory, Retirement, Finance, Estate Planning, Wealth Management, Retirement Planning, Financial Analysis, Mutual Funds, Series 7, Wealth, Investments, Financial Planning, Series 63, Investment Advisory, Investment Management, Investment Strategies
Education
University of Arizona, Eller College of Management 1979 — 1983
Bachelor of Science (B.S.), Business Administration and Management, General
Metropolitan State University of Denver 2012 — 2013
CFP modules, Financial Planning and Services
College for Financial Planning 2011 — 2012
Accredited Asset Management Specialist AAMS, Financial Planning and Services
Judy Casperson's Banc of America Investments Experience September 2004 - February 2009
Job Vice President, Manager at Webster Bank
Industry Banking
Experience
Webster Bank January 2014 - Present
Town of West Hartford November 2009 - Present
TD Bank April 2009 - Present
Banc of America Investments September 2004 - February 2009
Bank of America September 2001 - February 2009
The Bridge 2003 - 2009
Frontier Airlines September 1980 - September 1986
Skills
Banking, Loans, Sales Management, Credit, Investments, Mortgage Lending, Relationship Management, Training Facilitation, Finance, Leadership, Management, Mutual Funds, Commercial Lending, Consumer Lending, Credit Analysis, Financial Services, Insurance, Marketing, Portfolio Management, Retail Banking, Retirement Planning, Risk Management, Sales, Small Business Lending, Strategic Financial..., Strategic Planning, Wealth Management, Series 7
Education
Boise State University 1992 — 1994
Hochschule Kaiserslautern 1985 — 1987
German
Parks College 1977 — 1978
International Business
Webster Bank January 2014 - Present
Town of West Hartford November 2009 - Present
TD Bank April 2009 - Present
Banc of America Investments September 2004 - February 2009
Bank of America September 2001 - February 2009
The Bridge 2003 - 2009
Frontier Airlines September 1980 - September 1986
Skills
Banking, Loans, Sales Management, Credit, Investments, Mortgage Lending, Relationship Management, Training Facilitation, Finance, Leadership, Management, Mutual Funds, Commercial Lending, Consumer Lending, Credit Analysis, Financial Services, Insurance, Marketing, Portfolio Management, Retail Banking, Retirement Planning, Risk Management, Sales, Small Business Lending, Strategic Financial..., Strategic Planning, Wealth Management, Series 7
Education
Boise State University 1992 — 1994
Hochschule Kaiserslautern 1985 — 1987
German
Parks College 1977 — 1978
International Business
Brian F. Crawford, CFA's Banc of America Investments Experience 2002 - 2005
Job Partner and Senior Consultant at Colonial Consulting LLC
Industry Investment Management
Experience
Colonial Consulting LLC April 2005 - Present
Colonial Consulting LLC January 2013 - Present
Banc of America Investments 2002 - 2005
Asset Consulting Group 2001 - 2002
Arthur Andersen LLP May 1997 - April 2001
Price Waterhouse Coopers 1996 - 1997
Skills
Asset Managment, Securities, Research, Bloomberg, Wealth Management, Financial Modeling, Equity Research, Investment Advisory, Capital Markets, Asset Management, Mergers & Acquisitions, Real Estate, Financial Analysis, Venture Capital, Valuation, Banking, Investment Management, Mutual Funds, Series 24, Investment Banking, Financial Structuring, Wealth Management..., Financial Markets, Finance, Emerging Markets, Corporate Finance, Pensions, Institutional..., Risk Management, Separately Managed..., Bonds, ETFs, Series 7, Structured Finance, 401k, Series 63, Strategic Financial..., Team Leadership, Investor Relations, Financial Advisory, Unified Managed Accounts, Structured Products, Trading, Performance Attribution
Education
Boston University
Masters, Finance
Colonial Consulting LLC April 2005 - Present
Colonial Consulting LLC January 2013 - Present
Banc of America Investments 2002 - 2005
Asset Consulting Group 2001 - 2002
Arthur Andersen LLP May 1997 - April 2001
Price Waterhouse Coopers 1996 - 1997
Skills
Asset Managment, Securities, Research, Bloomberg, Wealth Management, Financial Modeling, Equity Research, Investment Advisory, Capital Markets, Asset Management, Mergers & Acquisitions, Real Estate, Financial Analysis, Venture Capital, Valuation, Banking, Investment Management, Mutual Funds, Series 24, Investment Banking, Financial Structuring, Wealth Management..., Financial Markets, Finance, Emerging Markets, Corporate Finance, Pensions, Institutional..., Risk Management, Separately Managed..., Bonds, ETFs, Series 7, Structured Finance, 401k, Series 63, Strategic Financial..., Team Leadership, Investor Relations, Financial Advisory, Unified Managed Accounts, Structured Products, Trading, Performance Attribution
Education
Boston University
Masters, Finance
Daniel Zaccardelli, CFA's Banc of America Investments Experience November 2005 - August 2007
Job Sr. Analyst Performance and Reporting at TIAACREF
Industry Investment Management
Experience
TIAA-CREF February 2013 - Present
Bank of America/Merrill Lynch August 2007 - February 2013
Banc of America Investments November 2005 - August 2007
Skills
Performance Attribution, Equities, Fixed Income, Process Improvement, Bloomberg, Trading
Education
Bowling Green State University 2001 — 2005
Bachelor of Science Buisness Administration, Finance
TIAA-CREF February 2013 - Present
Bank of America/Merrill Lynch August 2007 - February 2013
Banc of America Investments November 2005 - August 2007
Skills
Performance Attribution, Equities, Fixed Income, Process Improvement, Bloomberg, Trading
Education
Bowling Green State University 2001 — 2005
Bachelor of Science Buisness Administration, Finance
Genelle Fields's Banc of America Investments Experience 2005 - May 2007
Job Looking for opportunities within the Human Resource industry
Industry Human Resources
Experience
Investors Capital May 2007 - January 2009
Banc of America Investments 2005 - May 2007
State Street 2003 - 2005
Education
University of Maryland University College 2008 — 2010
MSM/MBA, Human Resources/MBA
University of Massachusetts Boston 1999 — 2002
B. S, Finance/ Economics
Lincoln University 1997 — 1998
Boston Latin School 1992 — 1997
diploma
Investors Capital May 2007 - January 2009
Banc of America Investments 2005 - May 2007
State Street 2003 - 2005
Education
University of Maryland University College 2008 — 2010
MSM/MBA, Human Resources/MBA
University of Massachusetts Boston 1999 — 2002
B. S, Finance/ Economics
Lincoln University 1997 — 1998
Boston Latin School 1992 — 1997
diploma
Bobby Takhar's Banc of America Investments Experience December 2007 - Present
Job Financial Advisor Banc Of America Investment Services
Industry Financial Services
Experience
Banc of America Investments December 2007 - Present
Household Finance 1999 - 2003
Education
California State University-Sacramento 1993 — 1996
finance
Banc of America Investments December 2007 - Present
Household Finance 1999 - 2003
Education
California State University-Sacramento 1993 — 1996
finance
Brian Gritt's Banc of America Investments Experience 1997 - 1999
Job SVP, Home Loans Credit & Operational Risk at Bank of America
Industry Capital Markets
Experience
Bank of America 2009 - Present
BB&T Capital Markets 2005 - 2008
Banc of America Securities 1999 - 2005
Banc of America Investments 1997 - 1999
Skills
Fixed Income, Capital Markets, Mortgage Lending, Loan Origination, Mortgage Banking, Loans, Banking, Structured Finance, Credit Analysis, Financial Risk, Credit, Options, Portfolio Management, Financial Structuring, Investment Banking, Bonds, Structured Products
Education
Appalachian State University 1992 — 1996
BA, Economics
Bank of America 2009 - Present
BB&T Capital Markets 2005 - 2008
Banc of America Securities 1999 - 2005
Banc of America Investments 1997 - 1999
Skills
Fixed Income, Capital Markets, Mortgage Lending, Loan Origination, Mortgage Banking, Loans, Banking, Structured Finance, Credit Analysis, Financial Risk, Credit, Options, Portfolio Management, Financial Structuring, Investment Banking, Bonds, Structured Products
Education
Appalachian State University 1992 — 1996
BA, Economics
Bill Marcus's Banc of America Investments Experience July 2002 - July 2006
Job CTO at Silver Point Capital
Industry Financial Services
Experience
Silver Point Capital May 2013 - Present
MyLife June 1963 - Present
Silver Point Capital July 2006 - May 2013
Banc of America Investments July 2002 - July 2006
Ventnov Systems January 2002 - July 2002
Cygnifi Derivatives Services LLC November 1999 - January 2002
Telcordia Technologies February 1995 - November 1999
Bellcore (became Telcordia Technologies) June 1986 - January 1995
Education
Cornell University 1981 — 1986
BS EE, Masters of Engineering EE, Electrical Engineer
Silver Point Capital May 2013 - Present
MyLife June 1963 - Present
Silver Point Capital July 2006 - May 2013
Banc of America Investments July 2002 - July 2006
Ventnov Systems January 2002 - July 2002
Cygnifi Derivatives Services LLC November 1999 - January 2002
Telcordia Technologies February 1995 - November 1999
Bellcore (became Telcordia Technologies) June 1986 - January 1995
Education
Cornell University 1981 — 1986
BS EE, Masters of Engineering EE, Electrical Engineer
Megan Costa's Banc of America Investments Experience 2002 - 2006
Job Director, Business Development at Standard Life Investments
Industry Financial Services
Experience
Standard Life Investments June 2013 - Present
SL Capital Partners 2009 - June 2013
Bank of America 2006 - 2009
Banc of America Investments 2002 - 2006
Merrill Lynch 2002 - 2002
Skills
Wealth Management, Portfolio Management, Securities, Alternative Investments, Investments, Hedge Funds, Capital Markets, Private Equity, Investment Strategies, Asset Management, Fixed Income, Wealth Management..., Series 63, Investment Advisory, Mutual Funds, Equities, Asset Allocation, Investment Management, Series 7, Fund Of Funds, Private Banking
Education
Brown University
Standard Life Investments June 2013 - Present
SL Capital Partners 2009 - June 2013
Bank of America 2006 - 2009
Banc of America Investments 2002 - 2006
Merrill Lynch 2002 - 2002
Skills
Wealth Management, Portfolio Management, Securities, Alternative Investments, Investments, Hedge Funds, Capital Markets, Private Equity, Investment Strategies, Asset Management, Fixed Income, Wealth Management..., Series 63, Investment Advisory, Mutual Funds, Equities, Asset Allocation, Investment Management, Series 7, Fund Of Funds, Private Banking
Education
Brown University
David McNeely's Banc of America Investments Experience August 1998 - June 2002
Job Financial Advisor
Industry Financial Services
Experience
Edward Jones June 2002 - Present
Banc of America Investments August 1998 - June 2002
Titan Value Equities December 1993 - August 1998
Education
Auburn University
Edward Jones June 2002 - Present
Banc of America Investments August 1998 - June 2002
Titan Value Equities December 1993 - August 1998
Education
Auburn University
Christopher Setten's Banc of America Investments Experience 2006 - 2008
Job Executive Director UBS
Industry Investment Management
Experience
UBS Wealth Management September 2013 - Present
Morgan Stanley July 2008 - September 2013
Banc of America Investments 2006 - 2008
Northern Trust Global Advisors 2002 - 2006
Goldman Sachs Asset Management 2000 - 2002
Commonfund 1992 - 1997
Skills
Alternative Investments, Hedge Funds, Private Equity, Fund Of Funds, Endowments
Education
Rutgers, The State University of New Jersey-Newark 1996 — 1998
MBA, Business
Columbia University in the City of New York 1990 — 1992
MA, East Asian Studies
Queen's University 1979 — 1983
BA, Literature/Philosophy
UBS Wealth Management September 2013 - Present
Morgan Stanley July 2008 - September 2013
Banc of America Investments 2006 - 2008
Northern Trust Global Advisors 2002 - 2006
Goldman Sachs Asset Management 2000 - 2002
Commonfund 1992 - 1997
Skills
Alternative Investments, Hedge Funds, Private Equity, Fund Of Funds, Endowments
Education
Rutgers, The State University of New Jersey-Newark 1996 — 1998
MBA, Business
Columbia University in the City of New York 1990 — 1992
MA, East Asian Studies
Queen's University 1979 — 1983
BA, Literature/Philosophy
Jim Deichen's Banc of America Investments Experience Managing DirectorBanc of America Securities1978 - 2008
Job Managing Director at Banc of America Investments
Industry Banking
Experience
Banc of America Investments Managing DirectorBanc of America Securities1978 - 2008
Education
Colorado College
Banc of America Investments Managing DirectorBanc of America Securities1978 - 2008
Education
Colorado College
Dana W. Johnson's Banc of America Investments Experience February 2006 - February 2009
Job IT Project Manager at Homesite Insurance Group
Industry Insurance
Experience
Homesite Insurance 2012 - Present
RBS Citizens October 2011 - October 2012
Banc of America Investments February 2006 - February 2009
Fidelity Investments February 2004 - February 2006
National Financial Services February 2000 - February 2004
Fidelity Investments August 1996 - February 2000
Skills
Analysis, Investments, Management, Process Improvement
Education
Daniel Webster College 1991 — 1995
BS, Aviation Management
Homesite Insurance 2012 - Present
RBS Citizens October 2011 - October 2012
Banc of America Investments February 2006 - February 2009
Fidelity Investments February 2004 - February 2006
National Financial Services February 2000 - February 2004
Fidelity Investments August 1996 - February 2000
Skills
Analysis, Investments, Management, Process Improvement
Education
Daniel Webster College 1991 — 1995
BS, Aviation Management
Charles Brewster Jr.'s Banc of America Investments Experience December 2004 - July 2012
Job Dietetic Intern at Queens College
Industry Health, Wellness and Fitness
Experience
Morris Heights Health Center January 2015 - September 2015
Lenox Hill Neighborhood House September 2013 - August 2014
Banc of America Investments December 2004 - July 2012
Skills
Nutritional Counseling, Nutrition Education, Nutrition Research, Food Service Operations, Medical Nutrition..., Food Safety, Dietetics, Fitness, Healthcare, Cooking, Nutrition, Catering, Food, Health Education, Customer Service, Teaching, Microsoft Word, Public Speaking
Education
City University of New York-Herbert H. Lehman College 2012 — 2014
Bachelor of Science (BS) December 2014, Dietetics, Food, and Nutrition
Iona College 2003 — 2005
Master of Business Administration (MBA), International Finance
Brooklyn College 1986 — 1991
Bachelor of Science (B.S.), Accounting and Finance
Morris Heights Health Center January 2015 - September 2015
Lenox Hill Neighborhood House September 2013 - August 2014
Banc of America Investments December 2004 - July 2012
Skills
Nutritional Counseling, Nutrition Education, Nutrition Research, Food Service Operations, Medical Nutrition..., Food Safety, Dietetics, Fitness, Healthcare, Cooking, Nutrition, Catering, Food, Health Education, Customer Service, Teaching, Microsoft Word, Public Speaking
Education
City University of New York-Herbert H. Lehman College 2012 — 2014
Bachelor of Science (BS) December 2014, Dietetics, Food, and Nutrition
Iona College 2003 — 2005
Master of Business Administration (MBA), International Finance
Brooklyn College 1986 — 1991
Bachelor of Science (B.S.), Accounting and Finance
Kent Christian's Banc of America Investments Experience August 1983 - September 2000
Job President at Wells Fargo Advisors Financial Network
Industry Financial Services
Experience
Wells Fargo Advisors July 2012 - Present
Wells Fargo Advisors January 2009 - July 2012
Wachovia Securities December 2005 - January 2009
Raymond James Financial December 2003 - December 2005
PlanMember Financial Corporation December 2000 - December 2003
Banc of America Investments August 1983 - September 2000
NationsBank 1983 - 2000
Education
Duke University 1979 — 1983
A.B., Economics
Wells Fargo Advisors July 2012 - Present
Wells Fargo Advisors January 2009 - July 2012
Wachovia Securities December 2005 - January 2009
Raymond James Financial December 2003 - December 2005
PlanMember Financial Corporation December 2000 - December 2003
Banc of America Investments August 1983 - September 2000
NationsBank 1983 - 2000
Education
Duke University 1979 — 1983
A.B., Economics
Mohammed Zubairu MBA's Banc of America Investments Experience 2003 - 2007
Job Financial Advisor at Navy Federal Brokerage Services
Industry Financial Services
Experience
Navy Federal Financial Group March 2012 - Present
US Navy Reserve March 2012 - 2013
ING Financial Partners January 2008 - April 2012
Banc of America Investments 2003 - 2007
Skills
Wealth Management, Finance, Retirement Planning, Investments, Financial Services, Leadership, Management, Portfolio Management, Financial Advisory, Mutual Funds, Financial Planning, Risk Management, Series 7
Education
Arcadia University 2013 — 2015
Master of Business Administration (MBA) Global Perspective, International Business/Trade/Commerce
International School of Paris
High School Diploma
University of Jos
BA, English
Université Paris X Nanterre
Bachelor of Arts (B.A.), Language
Navy Federal Financial Group March 2012 - Present
US Navy Reserve March 2012 - 2013
ING Financial Partners January 2008 - April 2012
Banc of America Investments 2003 - 2007
Skills
Wealth Management, Finance, Retirement Planning, Investments, Financial Services, Leadership, Management, Portfolio Management, Financial Advisory, Mutual Funds, Financial Planning, Risk Management, Series 7
Education
Arcadia University 2013 — 2015
Master of Business Administration (MBA) Global Perspective, International Business/Trade/Commerce
International School of Paris
High School Diploma
University of Jos
BA, English
Université Paris X Nanterre
Bachelor of Arts (B.A.), Language
Christian Pape's Banc of America Investments Experience August 2007 - May 2009
Job Compliance Supervisor at PIMCO
Industry Financial Services
Experience
PIMCO May 2009 - Present
Irvine Valley College January 2009 - January 2010
Banc of America Investments August 2007 - May 2009
Local Agency Formation Commission January 2007 - July 2007
Skills
Trading
Education
California State University-Fullerton 2006 — 2008
MA, Financial Economics
University of California, San Diego 1998 — 2002
BS, Molecular Biology
PIMCO May 2009 - Present
Irvine Valley College January 2009 - January 2010
Banc of America Investments August 2007 - May 2009
Local Agency Formation Commission January 2007 - July 2007
Skills
Trading
Education
California State University-Fullerton 2006 — 2008
MA, Financial Economics
University of California, San Diego 1998 — 2002
BS, Molecular Biology
Scott Jackson, CFP®'s Banc of America Investments Experience 2008 - October 2009
Job VPCustomer Experience/Head of Office of the Chairman at RBS Citizens
Industry Financial Services
Experience
RBS Citizens April 2011 - Present
Bank of America October 2009 - April 2011
Banc of America Investments 2008 - October 2009
Bank of America 2005 - July 2008
banc of america investments 2000 - 2005
Fidelity Investments 1996 - 1997
Skills
Banking, Project Management, Leadership, Mortgage Lending, Retail Banking, Credit, Management, Sales, Call Centers, Training, Risk Management
Education
Isenberg School of Management, UMass Amherst 2006 — 2009
MBA, Business Administration
Bryant University 2004 — 2005
Certificate in Financial Planning, Financial Planning
Southern New Hampshire University 1990 — 1994
Bachelor of Science (B.S.), Economics/Finance
RBS Citizens April 2011 - Present
Bank of America October 2009 - April 2011
Banc of America Investments 2008 - October 2009
Bank of America 2005 - July 2008
banc of america investments 2000 - 2005
Fidelity Investments 1996 - 1997
Skills
Banking, Project Management, Leadership, Mortgage Lending, Retail Banking, Credit, Management, Sales, Call Centers, Training, Risk Management
Education
Isenberg School of Management, UMass Amherst 2006 — 2009
MBA, Business Administration
Bryant University 2004 — 2005
Certificate in Financial Planning, Financial Planning
Southern New Hampshire University 1990 — 1994
Bachelor of Science (B.S.), Economics/Finance
Denise Bright's Banc of America Investments Experience 2009 - 2009
Job Vice President at Bank of America
Industry Investment Banking
Experience
Bank of America June 2013 - Present
Credit Suisse June 2010 - December 2012
Merrill Lynch February 2007 - June 2010
Bank of America / Merrill Lynch 2007 - June 2010
Banc of America Investments 2009 - 2009
J.P. Morgan Securities Inc. 1991 - 2007
JPMorganChase 1991 - 2007
JPMorgan 1991 - 2007
JP Morgan 1991 - 2007
JP Morgan Chase 1991 - 2007
Skills
Equities, Risk Management, Trading Systems, Electronic Trading, Vendor Management, Business Analysis, Securities, Exchange Connectivity, Equity Trading, Low Latency, Smart Order Routing, Sybase, Emerging Markets, SDLC, Options, FIX, Low Latency Trading, LATAM, Derivatives, Market Data, Fixed Income, Trading, Capital Markets
Education
Baruch College, City University of New York (CUNY)
Bachelor's Degree, Computer Science and Marketing Management
New York University
Bank of America June 2013 - Present
Credit Suisse June 2010 - December 2012
Merrill Lynch February 2007 - June 2010
Bank of America / Merrill Lynch 2007 - June 2010
Banc of America Investments 2009 - 2009
J.P. Morgan Securities Inc. 1991 - 2007
JPMorganChase 1991 - 2007
JPMorgan 1991 - 2007
JP Morgan 1991 - 2007
JP Morgan Chase 1991 - 2007
Skills
Equities, Risk Management, Trading Systems, Electronic Trading, Vendor Management, Business Analysis, Securities, Exchange Connectivity, Equity Trading, Low Latency, Smart Order Routing, Sybase, Emerging Markets, SDLC, Options, FIX, Low Latency Trading, LATAM, Derivatives, Market Data, Fixed Income, Trading, Capital Markets
Education
Baruch College, City University of New York (CUNY)
Bachelor's Degree, Computer Science and Marketing Management
New York University
Alfred Aboah's Banc of America Investments Experience November 2001 - March 2008
Job Mortgage Consultant at Bank of America
Industry Banking
Experience
Bank of America November 2014 - Present
JPMorgan Chase September 2012 - Present
Capital One September 2011 - October 2012
Mirus Futures March 2011 - September 2011
SunTrust Bank March 2008 - March 2011
Banc of America Investments November 2001 - March 2008
Skills
Relationship Management, Mortgage Underwriting, Loans, Commercial Lending, Commercial Banking, Banking, Credit, Small Business Lending, Credit Analysis, Mortgage Lending, Portfolio Management, Consumer Lending, Credit Risk, Underwriting, Financial Risk, Risk Management, Strategic Financial..., Investments
Education
City University of New York 1994 — 1998
BA, Economics
Bank of America November 2014 - Present
JPMorgan Chase September 2012 - Present
Capital One September 2011 - October 2012
Mirus Futures March 2011 - September 2011
SunTrust Bank March 2008 - March 2011
Banc of America Investments November 2001 - March 2008
Skills
Relationship Management, Mortgage Underwriting, Loans, Commercial Lending, Commercial Banking, Banking, Credit, Small Business Lending, Credit Analysis, Mortgage Lending, Portfolio Management, Consumer Lending, Credit Risk, Underwriting, Financial Risk, Risk Management, Strategic Financial..., Investments
Education
City University of New York 1994 — 1998
BA, Economics
Deepa Acharya's Banc of America Investments Experience June 2004 - June 2005
Job Associate at Quinn Emanuel
Industry Law Practice
Experience
Quinn Emanuel September 2011 - Present
Alston & Bird LLP December 2009 - September 2011
Alston & Bird LLP July 2008 - August 2008
Goodwin Procter LLP May 2008 - July 2008
Alston & Bird LLP May 2007 - July 2007
Columbia Management June 2005 - June 2006
Bank of America 2004 - 2006
Banc of America Investments June 2004 - June 2005
Merrill Lynch June 2003 - August 2003
Skills
Intellectual Property, Risk Management, Legal Research, Derivatives, Litigation, Patents, Legal Writing, Portfolio Management
Education
The University of Texas School of Law 2007 — 2009
JD, Intellectual Property Law
Carnegie Mellon University 2000 — 2004
BS, Electrical and Computer Engineering; Economics
Quinn Emanuel September 2011 - Present
Alston & Bird LLP December 2009 - September 2011
Alston & Bird LLP July 2008 - August 2008
Goodwin Procter LLP May 2008 - July 2008
Alston & Bird LLP May 2007 - July 2007
Columbia Management June 2005 - June 2006
Bank of America 2004 - 2006
Banc of America Investments June 2004 - June 2005
Merrill Lynch June 2003 - August 2003
Skills
Intellectual Property, Risk Management, Legal Research, Derivatives, Litigation, Patents, Legal Writing, Portfolio Management
Education
The University of Texas School of Law 2007 — 2009
JD, Intellectual Property Law
Carnegie Mellon University 2000 — 2004
BS, Electrical and Computer Engineering; Economics
Marcus N. Allen's Banc of America Investments Experience August 2009 - October 2009
Job Regional Branch Supervisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors December 2011 - Present
Charles Schwab April 2011 - November 2011
Randstad November 2010 - April 2011
Merrill Lynch October 2009 - November 2010
Banc of America Investments August 2009 - October 2009
Charles Schwab January 2008 - February 2009
Countrywide Investment Services June 2006 - December 2007
brokersXpress LLC January 2006 - June 2006
Allstate November 2003 - January 2006
Charles Schwab 2000 - November 2003
Education
Community College of the US Air Force 2005 — 2005
Allied Health
Wells Fargo Advisors December 2011 - Present
Charles Schwab April 2011 - November 2011
Randstad November 2010 - April 2011
Merrill Lynch October 2009 - November 2010
Banc of America Investments August 2009 - October 2009
Charles Schwab January 2008 - February 2009
Countrywide Investment Services June 2006 - December 2007
brokersXpress LLC January 2006 - June 2006
Allstate November 2003 - January 2006
Charles Schwab 2000 - November 2003
Education
Community College of the US Air Force 2005 — 2005
Allied Health
Jagan Surisetty's Banc of America Investments Experience May 2007 - March 2008
Job Sr Technical Analyst at Wells Fargo Securities
Industry Banking
Experience
Wells Fargo November 2011 - Present
Bank of America November 2008 - November 2011
Wachovia Securities March 2008 - September 2008
Banc of America Investments May 2007 - March 2008
Wachovia August 2005 - March 2007
Bank of America June 2004 - July 2005
Skills
Quality Assurance, TIBCO iProcess, Agile Methodologies, Requirements Analysis, Visio, User Acceptance Testing, SDLC, Banking, Software Project..., Quality Center, Software Quality..., Process Improvement, Data Warehousing, Test Planning, Oracle, Risk Management, Recruiting, Business Requirements, System Testing, Testing, Software Development, Vendor Management, Resource Management
Education
Andhra University 1993 — 1995
MBA
Wells Fargo November 2011 - Present
Bank of America November 2008 - November 2011
Wachovia Securities March 2008 - September 2008
Banc of America Investments May 2007 - March 2008
Wachovia August 2005 - March 2007
Bank of America June 2004 - July 2005
Skills
Quality Assurance, TIBCO iProcess, Agile Methodologies, Requirements Analysis, Visio, User Acceptance Testing, SDLC, Banking, Software Project..., Quality Center, Software Quality..., Process Improvement, Data Warehousing, Test Planning, Oracle, Risk Management, Recruiting, Business Requirements, System Testing, Testing, Software Development, Vendor Management, Resource Management
Education
Andhra University 1993 — 1995
MBA
Troy Seiler's Banc of America Investments Experience December 2003 - September 2010
Job Chief Compliance Officer at AlphaStar Capital Management, LLC
Industry Financial Services
Experience
AlphaStar Capital Management, LLC August 2015 - Present
AlphaStar Capital Management January 2013 - Present
Solace for the Children - Lake Norman August 2011 - December 2012
UBS Financial Services Inc October 2010 - August 2011
Banc of America Investments December 2003 - September 2010
TDTC, Inc 1998 - 2003
Navillus Securities 1995 - 1998
DSFS, Inc 1991 - 1995
Magnesium Elektron, Inc 1988 - 1991
Skills
Risk Management, Investments, Banking, Relationship Management, Project Management, Operations Management, Internal Audit, Operational Excellence, Operational Efficiency, Online Brokerage, Training Facilitation, Customer Retention, Customer Service, Credit Analysis, Financial Analysis, Cost Accounting, MS Excel Pivot Tables, Vlookup, Real Estate License, Real Estate Transactions, Contract Negotiation, Contractual Agreements, Consumer Lending, Securities, Strategy
Education
Bloomsburg University of Pennsylvania
BS, Business Administration/Accounting
AlphaStar Capital Management, LLC August 2015 - Present
AlphaStar Capital Management January 2013 - Present
Solace for the Children - Lake Norman August 2011 - December 2012
UBS Financial Services Inc October 2010 - August 2011
Banc of America Investments December 2003 - September 2010
TDTC, Inc 1998 - 2003
Navillus Securities 1995 - 1998
DSFS, Inc 1991 - 1995
Magnesium Elektron, Inc 1988 - 1991
Skills
Risk Management, Investments, Banking, Relationship Management, Project Management, Operations Management, Internal Audit, Operational Excellence, Operational Efficiency, Online Brokerage, Training Facilitation, Customer Retention, Customer Service, Credit Analysis, Financial Analysis, Cost Accounting, MS Excel Pivot Tables, Vlookup, Real Estate License, Real Estate Transactions, Contract Negotiation, Contractual Agreements, Consumer Lending, Securities, Strategy
Education
Bloomsburg University of Pennsylvania
BS, Business Administration/Accounting
Lauren Turpin's Banc of America Investments Experience November 2004 - March 2005
Job Senior Vice President at Bank of America
Industry Financial Services
Experience
Bank of America September 2011 - Present
Bank of America July 2009 - August 2011
Accenture March 2005 - July 2009
Banc of America Investments November 2004 - March 2005
Strong Capital Management January 2002 - March 2004
Skills
Change Management, Transitions, Integrated Systems, Retail Banking, Credit Cards, Banking, Risk Management, Capital Markets, Business Process..., Mortgage Lending, Project Portfolio..., Vendor Management, Project Delivery, Wealth Management, Acquisition Integration, Analysis, Integration, Project Management
Education
University of North Carolina at Chapel Hill 2012 — 2015
Master of Library & Information Science (MLIS), Information Science/Studies
Babson College 1997 — 2001
BS, Business Administration
The London School of Economics and Political Science (LSE) 1999 — 2000
Central Piedmont Community College 2004 — 2008
Associate, Paralegal Technology
Bank of America September 2011 - Present
Bank of America July 2009 - August 2011
Accenture March 2005 - July 2009
Banc of America Investments November 2004 - March 2005
Strong Capital Management January 2002 - March 2004
Skills
Change Management, Transitions, Integrated Systems, Retail Banking, Credit Cards, Banking, Risk Management, Capital Markets, Business Process..., Mortgage Lending, Project Portfolio..., Vendor Management, Project Delivery, Wealth Management, Acquisition Integration, Analysis, Integration, Project Management
Education
University of North Carolina at Chapel Hill 2012 — 2015
Master of Library & Information Science (MLIS), Information Science/Studies
Babson College 1997 — 2001
BS, Business Administration
The London School of Economics and Political Science (LSE) 1999 — 2000
Central Piedmont Community College 2004 — 2008
Associate, Paralegal Technology
Monique Pressley's Banc of America Investments Experience February 2002 - March 2004
Job Client Service Manager at Legacy Wealth Alliance
Industry Financial Services
Experience
Legacy Wealth Alliance August 2013 - November 2014
Morgan Keegan August 2004 - March 2012
Bank of America, Private Bank March 2004 - August 2004
Banc of America Investments February 2002 - March 2004
Skills
Investments, Finance, Portfolio Management, Analysis, Financial Advisory, Mutual Funds, Management, Retirement, Marketing, Sales, Program Management, Auditing
Education
Appalachian State University 1990 — 1995
BSBA, Finance
Legacy Wealth Alliance August 2013 - November 2014
Morgan Keegan August 2004 - March 2012
Bank of America, Private Bank March 2004 - August 2004
Banc of America Investments February 2002 - March 2004
Skills
Investments, Finance, Portfolio Management, Analysis, Financial Advisory, Mutual Funds, Management, Retirement, Marketing, Sales, Program Management, Auditing
Education
Appalachian State University 1990 — 1995
BSBA, Finance
Jon Courtney's Banc of America Investments Experience May 2006 - February 2007
Job Financial Planner at Alexandria Capital
Industry Investment Management
Experience
Alexandria Capital, LLC October 2012 - Present
Summit Wealth Management Inc August 2008 - September 2012
The Glowacki Group April 2007 - August 2008
Banc of America Investments May 2006 - February 2007
Bank of America July 1999 - May 2006
Skills
Investment Advisory, Retirement Planning, Wealth Management, Wealth Management..., Asset Allocation, Investments, Strategic Financial..., Portfolio Management, Mutual Funds, Investment Strategies, Certified Financial..., Personal Financial..., Investment Management, Holistic Financial..., High Net Worth..., Retirement, Series 7, IRAs, Wealth Preservation..., Variable Annuities, Saving for Education
Education
California Lutheran University 2004 — 2006
MBA, Financial Planning
University of Southern California 2001 — 2004
BA, Economics
Moorpark Highschool 1996 — 1999
Alexandria Capital, LLC October 2012 - Present
Summit Wealth Management Inc August 2008 - September 2012
The Glowacki Group April 2007 - August 2008
Banc of America Investments May 2006 - February 2007
Bank of America July 1999 - May 2006
Skills
Investment Advisory, Retirement Planning, Wealth Management, Wealth Management..., Asset Allocation, Investments, Strategic Financial..., Portfolio Management, Mutual Funds, Investment Strategies, Certified Financial..., Personal Financial..., Investment Management, Holistic Financial..., High Net Worth..., Retirement, Series 7, IRAs, Wealth Preservation..., Variable Annuities, Saving for Education
Education
California Lutheran University 2004 — 2006
MBA, Financial Planning
University of Southern California 2001 — 2004
BA, Economics
Moorpark Highschool 1996 — 1999
Richard Messina's Banc of America Investments Experience October 2004 - November 2009
Job Vice President/Head of Investment Product Management at E*TRADE Financial
Industry Financial Services
Experience
E*TRADE Financial December 2012 - Present
Merrill Lynch Wealth Management November 2009 - December 2012
Banc of America Investments October 2004 - November 2009
ABN AMRO Incorporated 2000 - 2004
UBS Securities LLC 1993 - 1999
Shearson Lehman Brothers Inc. 1989 - 1993
Salomon Brothers, Inc. 1983 - 1989
Skills
Equities, Series 7, Fixed Income, Investments, Investment Banking, Trading, Risk Management, Series 63, Asset Allocation, Mutual Funds, Executive Management, Wealth Management, Trading Systems, Financial Markets, Series 24, Asset Management, FINRA, Options, Origination, Asset Managment, Debt, Asset, Unified Managed Accounts, Series 53, Series 52, Series 27, Exchange Traded Products
Education
Central Connecticut State University 1978 — 1982
Bachelor of Science, Business Administration and Marketing
E*TRADE Financial December 2012 - Present
Merrill Lynch Wealth Management November 2009 - December 2012
Banc of America Investments October 2004 - November 2009
ABN AMRO Incorporated 2000 - 2004
UBS Securities LLC 1993 - 1999
Shearson Lehman Brothers Inc. 1989 - 1993
Salomon Brothers, Inc. 1983 - 1989
Skills
Equities, Series 7, Fixed Income, Investments, Investment Banking, Trading, Risk Management, Series 63, Asset Allocation, Mutual Funds, Executive Management, Wealth Management, Trading Systems, Financial Markets, Series 24, Asset Management, FINRA, Options, Origination, Asset Managment, Debt, Asset, Unified Managed Accounts, Series 53, Series 52, Series 27, Exchange Traded Products
Education
Central Connecticut State University 1978 — 1982
Bachelor of Science, Business Administration and Marketing
Kim Bonanni's Banc of America Investments Experience May 2003 - October 2009
Job Vice President at Banc of America Investments
Industry Investment Management
Experience
Merrill Lynch October 2009 - Present
Banc of America Investments May 2003 - October 2009
Education
Albright College 1988 — 1992
BA, Finance
Merrill Lynch October 2009 - Present
Banc of America Investments May 2003 - October 2009
Education
Albright College 1988 — 1992
BA, Finance
Jeremy Rockett's Banc of America Investments Experience October 2005 - January 2009
Job Compliance Officer at Bank of America
Industry Financial Services
Experience
Bank of America August 2011 - Present
Bank of America November 2009 - August 2011
Banc of America Investments October 2005 - January 2009
Banc of America Investments April 2005 - October 2005
New England Financial September 2002 - April 2005
New England Financial August 1999 - January 2002
New England Financial June 1998 - August 1999
Education
Bridgewater State University 1991 — 1998
Bachelor of Science, Finance
Bank of America August 2011 - Present
Bank of America November 2009 - August 2011
Banc of America Investments October 2005 - January 2009
Banc of America Investments April 2005 - October 2005
New England Financial September 2002 - April 2005
New England Financial August 1999 - January 2002
New England Financial June 1998 - August 1999
Education
Bridgewater State University 1991 — 1998
Bachelor of Science, Finance
Elizabeth (Betsy) Thompson's Banc of America Investments Experience October 2008 - June 2009
Job VP Market Surveillance/Monitoring Manager at Bank of America
Industry Financial Services
Experience
Bank of America March 2010 - Present
LPL Financial June 2009 - February 2010
Banc of America Investments October 2008 - June 2009
Banc of America Investments March 2005 - October 2008
Banc of America Investments May 2003 - March 2005
Skills
Banking, Investments, Management, Trading, Customer Service, FINRA, Series 7, Securities, Equities
Education
Appalachian State University 1995 — 2000
BS, Bankng and Finance
Bank of America March 2010 - Present
LPL Financial June 2009 - February 2010
Banc of America Investments October 2008 - June 2009
Banc of America Investments March 2005 - October 2008
Banc of America Investments May 2003 - March 2005
Skills
Banking, Investments, Management, Trading, Customer Service, FINRA, Series 7, Securities, Equities
Education
Appalachian State University 1995 — 2000
BS, Bankng and Finance
Anthony Evangelista's Banc of America Investments Experience May 2000 - Present
Job AVP Trading/Tech at Banc of America Investments
Industry Financial Services
Experience
Banc of America Investments May 2000 - Present
Bank of America 2000 - Present
Quick & Reilly May 2000 - September 2004
Merrill Lynch November 1989 - May 1990
Education
Bryant University 1986 — 1990
BS/BA, Accounting/Finanace
Banc of America Investments May 2000 - Present
Bank of America 2000 - Present
Quick & Reilly May 2000 - September 2004
Merrill Lynch November 1989 - May 1990
Education
Bryant University 1986 — 1990
BS/BA, Accounting/Finanace
Jeremy H. Elias's Banc of America Investments Experience June 2006 - March 2009
Job Attorney | Entrepreneur | Mediator
Industry Law Practice
Experience
The Law Office of J.H.Elias June 2015 - Present
California Department of Business Oversight June 2014 - July 2014
TJSL Small Business Law Center January 2013 - May 2013
Ramey and Perry Associates May 2012 - August 2012
Thomas Jefferson School of Law January 2012 - May 2012
Merrill Edge November 2010 - August 2011
Banc of America Investments June 2006 - March 2009
Banc of America Investments March 2005 - June 2006
Putnam Investments October 2003 - January 2005
Skills
Investments, Mediation, Entrepreneurship, Entrepreneurship..., Entrepreneurial Finance, Finance, Economics, Business Analysis, Business Planning, Small Business, Business Development, Analysis, Management, Legal Writing, Securities, Mutual Funds, Strategic Financial..., Financial Planning, Public Speaking, Research, Legal Research, Securities Litigation, General Practice of Law, SEC Filings, Business Strategy, Corporate Law, Contract Law, Securities Regulation, Transactional Law
Education
Thomas Jefferson School of Law 2011 — 2014
Doctor of Law (J.D.), Business Law, Top 15%
Bentley University 2007 — 2010
MBA, Entrepreneurship and Management
Bryant University 2000 — 2003
BS, Finance and Economics
The Law Office of J.H.Elias June 2015 - Present
California Department of Business Oversight June 2014 - July 2014
TJSL Small Business Law Center January 2013 - May 2013
Ramey and Perry Associates May 2012 - August 2012
Thomas Jefferson School of Law January 2012 - May 2012
Merrill Edge November 2010 - August 2011
Banc of America Investments June 2006 - March 2009
Banc of America Investments March 2005 - June 2006
Putnam Investments October 2003 - January 2005
Skills
Investments, Mediation, Entrepreneurship, Entrepreneurship..., Entrepreneurial Finance, Finance, Economics, Business Analysis, Business Planning, Small Business, Business Development, Analysis, Management, Legal Writing, Securities, Mutual Funds, Strategic Financial..., Financial Planning, Public Speaking, Research, Legal Research, Securities Litigation, General Practice of Law, SEC Filings, Business Strategy, Corporate Law, Contract Law, Securities Regulation, Transactional Law
Education
Thomas Jefferson School of Law 2011 — 2014
Doctor of Law (J.D.), Business Law, Top 15%
Bentley University 2007 — 2010
MBA, Entrepreneurship and Management
Bryant University 2000 — 2003
BS, Finance and Economics
Ruby Bailey's Banc of America Investments Experience May 2003 - July 2007
Job Registered Client Services Representative
Industry Financial Services
Experience
Northern Trust December 2011 - March 2013
Primerica Financial Services July 2009 - December 2011
Banc of America Investments May 2003 - July 2007
Skills
Word, PowerPoint, Customer Service, Trading, Microsoft Office, Public Speaking, Sales, Change Management, Microsoft Excel, Microsoft Word, Series 63, Program Management, Strategic Financial..., Insurance, Securities, Leadership, Analysis, Time Management, Marketing, Training, Financial Services, Strategic Planning, Financial Planning
Education
Columbia College Chicago 1994 — 1998
BA, Marketing Communications
Aspen High School
High School Diploma
Northern Trust December 2011 - March 2013
Primerica Financial Services July 2009 - December 2011
Banc of America Investments May 2003 - July 2007
Skills
Word, PowerPoint, Customer Service, Trading, Microsoft Office, Public Speaking, Sales, Change Management, Microsoft Excel, Microsoft Word, Series 63, Program Management, Strategic Financial..., Insurance, Securities, Leadership, Analysis, Time Management, Marketing, Training, Financial Services, Strategic Planning, Financial Planning
Education
Columbia College Chicago 1994 — 1998
BA, Marketing Communications
Aspen High School
High School Diploma
Dan Benedetti's Banc of America Investments Experience January 2005 - April 2007
Job Independent Travel Agent at B Anywhere Travel
Industry Hospitality
Experience
B Anywhere Travel April 2014 - Present
Citizens Securities June 2015 - Present
Merrill Edge December 2013 - June 2015
B Outdoors LLC September 2012 - December 2013
Columbia Management April 2007 - September 2012
Banc of America Investments January 2005 - April 2007
Putnam Investments 1997 - 2004
Skills
Retail, Cross-functional Team..., Marketing, Sales Management, Management, Marketing Strategy, Sales, Account Management, Leadership, Finance, Training, Business Development, Sales Operations, Direct Sales, Forecasting, Customer Service, Financial Services, Call Centers, Banking, Process Improvement
Education
Bryant University 1983 — 1986
BS, Marketing
B Anywhere Travel April 2014 - Present
Citizens Securities June 2015 - Present
Merrill Edge December 2013 - June 2015
B Outdoors LLC September 2012 - December 2013
Columbia Management April 2007 - September 2012
Banc of America Investments January 2005 - April 2007
Putnam Investments 1997 - 2004
Skills
Retail, Cross-functional Team..., Marketing, Sales Management, Management, Marketing Strategy, Sales, Account Management, Leadership, Finance, Training, Business Development, Sales Operations, Direct Sales, Forecasting, Customer Service, Financial Services, Call Centers, Banking, Process Improvement
Education
Bryant University 1983 — 1986
BS, Marketing
Barbara Cain's Banc of America Investments Experience 2004 - 2005
Job Small Business Banker Currently seeking employment opportunities in the Spartanburg SC market
Industry Banking
Experience
Currently seeking employment opportunities in the Spartanburg SC market March 2015 - Present
Liberty Savings Bank November 2013 - March 2015
Liberty Savings Bank November 2005 - November 2013
Banc of America Investments 2004 - 2005
FNB Corporation 2002 - 2004
Huntington National Bank 1998 - 2002
Barnett Bank of SWFL 1985 - 1998
Skills
Banking, Loans, Commercial Banking, Consumer Lending, Wealth Management, Sales Management, Coaching, Small Business, Compliance, Public Speaking, Retail Banking, New Business Development, Small Business Lending, Commercial Lending, Customer Service, Lines Of Credit, Leadership, Mortgage Lending, Loan Origination, Credit Analysis, Branch Management, Underwriting, Mortgage Banking
Education
Eckerd College 2000 — 2002
Business
Temple University 1975 — 1976
Economics
Community College of Philadelphia 1973 — 1975
AS, Business
Currently seeking employment opportunities in the Spartanburg SC market March 2015 - Present
Liberty Savings Bank November 2013 - March 2015
Liberty Savings Bank November 2005 - November 2013
Banc of America Investments 2004 - 2005
FNB Corporation 2002 - 2004
Huntington National Bank 1998 - 2002
Barnett Bank of SWFL 1985 - 1998
Skills
Banking, Loans, Commercial Banking, Consumer Lending, Wealth Management, Sales Management, Coaching, Small Business, Compliance, Public Speaking, Retail Banking, New Business Development, Small Business Lending, Commercial Lending, Customer Service, Lines Of Credit, Leadership, Mortgage Lending, Loan Origination, Credit Analysis, Branch Management, Underwriting, Mortgage Banking
Education
Eckerd College 2000 — 2002
Business
Temple University 1975 — 1976
Economics
Community College of Philadelphia 1973 — 1975
AS, Business
Nicholas St.George CRPC®'s Banc of America Investments Experience May 2008 - May 2009
Job Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch June 2012 - Present
LPL July 2010 - June 2012
UBS Wealth Management May 2009 - July 2010
Banc of America Investments May 2008 - May 2009
Banc of America Investments September 2005 - May 2008
Investors Bank & Trust June 2005 - September 2005
Skills
Wealth Management, Retirement Income..., Retirement Planning
Education
Bryant University 2001 — 2005
Bachelors, Finance
Mount Saint Charles 1995 — 2001
Merrill Lynch June 2012 - Present
LPL July 2010 - June 2012
UBS Wealth Management May 2009 - July 2010
Banc of America Investments May 2008 - May 2009
Banc of America Investments September 2005 - May 2008
Investors Bank & Trust June 2005 - September 2005
Skills
Wealth Management, Retirement Income..., Retirement Planning
Education
Bryant University 2001 — 2005
Bachelors, Finance
Mount Saint Charles 1995 — 2001
Allen Hutchins's Banc of America Investments Experience January 2003 - October 2007
Job Regional Principal Review Manager at TD Bancnorth Investment Group
Industry Financial Services
Experience
TD Bancnorth Investment Group February 2009 - Present
TD Bancnorth Investment Group November 2007 - October 2009
Banc of America Investments January 2003 - October 2007
Advest Securities 1998 - 2002
Prudential Securities 1989 - 1998
Thomson McKinnon 1987 - 1989
Education
Bucknell University 1972 — 1976
BA, History, English
TD Bancnorth Investment Group February 2009 - Present
TD Bancnorth Investment Group November 2007 - October 2009
Banc of America Investments January 2003 - October 2007
Advest Securities 1998 - 2002
Prudential Securities 1989 - 1998
Thomson McKinnon 1987 - 1989
Education
Bucknell University 1972 — 1976
BA, History, English
HASSAN WASHINGTON's Banc of America Investments Experience January 2009 - June 2009
Job National Billing Administrator at Williams Lea
Industry Photography
Experience
Konica Minolta Business Solutions U.S.A., Inc. August 2015 - Present
SiMPLEE Photography January 2006 - Present
Williams Lea January 2015 - August 2015
Kairon John Designs 2009 - 2011
Banc of America Investments January 2009 - June 2009
DDB August 2006 - April 2007
Skills
Creative Direction, Advertising, Photography, Digital Marketing, Creative Strategy, Integrated Marketing, Digital Strategy, Social Media, Facebook, Brand Development
Education
El Camino College 2007 — 2009
FINE ARTS
Konica Minolta Business Solutions U.S.A., Inc. August 2015 - Present
SiMPLEE Photography January 2006 - Present
Williams Lea January 2015 - August 2015
Kairon John Designs 2009 - 2011
Banc of America Investments January 2009 - June 2009
DDB August 2006 - April 2007
Skills
Creative Direction, Advertising, Photography, Digital Marketing, Creative Strategy, Integrated Marketing, Digital Strategy, Social Media, Facebook, Brand Development
Education
El Camino College 2007 — 2009
FINE ARTS
Phillip Ranelli's Banc of America Investments Experience 2001 - 2003
Job Independent Investment Management Professional
Industry Investment Management
Experience
SELF 2005 - Present
BGI 2003 - 2005
Banc of America Investments 2001 - 2003
Charles Schwab 1984 - 1992
Skills
Series 24, FINRA, Series 63, Mutual Funds, Series 7, Risk Management, Hedge Funds, Securities, Alternative Investments, Auditing
Education
Boston College
Pope John XXIII
SELF 2005 - Present
BGI 2003 - 2005
Banc of America Investments 2001 - 2003
Charles Schwab 1984 - 1992
Skills
Series 24, FINRA, Series 63, Mutual Funds, Series 7, Risk Management, Hedge Funds, Securities, Alternative Investments, Auditing
Education
Boston College
Pope John XXIII
Rebecca Todd's Banc of America Investments Experience August 2005 - June 2006
Job Business Project Manager at National Life Group
Industry Financial Services
Experience
National Life Group May 2015 - Present
Liberty Mutual Insurance January 2013 - October 2014
Santander Bank, N.A. October 2011 - February 2012
Bank of America December 2007 - March 2011
Bank of America June 2006 - December 2007
Banc of America Investments August 2005 - June 2006
Bank of America April 2004 - August 2005
Fleet Bank 1999 - 2004
BankBoston 1996 - 1999
BayBank 1987 - 1995
Skills
Project Planning, Project Management, Analytics, Business Process..., Business Readiness, Business Continuity..., Tactical Planning, Six Sigma, Microsoft Office, PowerPoint, Business Strategy, Budgeting, Cost Management, Operational Efficiency, Process Flow, Incentive Programs, Sales Process, Service Processes, Budgets, Training, Analysis, Vendor Management, Management, Program Management, Relationship Management, Cross-functional Team..., Investments, Quality Assurance, Leadership, Portfolio Management, Forecasting, Marketing, Executive Management, CRM, Business Analysis, Sales, Strategy, Enterprise Software, Business Development, Segmentation, Competitive Analysis, Change Management, Operations Management, Financial Analysis, Business Planning, P&L Management, Product Management
Education
Boston University - School of Management
MBA
University of Vermont
BS, Animal Sciences
National Life Group May 2015 - Present
Liberty Mutual Insurance January 2013 - October 2014
Santander Bank, N.A. October 2011 - February 2012
Bank of America December 2007 - March 2011
Bank of America June 2006 - December 2007
Banc of America Investments August 2005 - June 2006
Bank of America April 2004 - August 2005
Fleet Bank 1999 - 2004
BankBoston 1996 - 1999
BayBank 1987 - 1995
Skills
Project Planning, Project Management, Analytics, Business Process..., Business Readiness, Business Continuity..., Tactical Planning, Six Sigma, Microsoft Office, PowerPoint, Business Strategy, Budgeting, Cost Management, Operational Efficiency, Process Flow, Incentive Programs, Sales Process, Service Processes, Budgets, Training, Analysis, Vendor Management, Management, Program Management, Relationship Management, Cross-functional Team..., Investments, Quality Assurance, Leadership, Portfolio Management, Forecasting, Marketing, Executive Management, CRM, Business Analysis, Sales, Strategy, Enterprise Software, Business Development, Segmentation, Competitive Analysis, Change Management, Operations Management, Financial Analysis, Business Planning, P&L Management, Product Management
Education
Boston University - School of Management
MBA
University of Vermont
BS, Animal Sciences
Susan (Boutiette) Ellbeg's Banc of America Investments Experience July 2006 - January 2009
Job VP, Administrative Manager at Merrill Edge
Industry Financial Services
Experience
Merrill Edge October 2011 - Present
Whitin Community Center 2003 - Present
Fisherville and Farnumsville Streetscape Committee April 2009 - October 2013
Merrill Lynch, Pierce, Fenner & Smith, Inc January 2009 - December 2010
Banc of America Investments July 2006 - January 2009
Quick and Reilly / Banc of America Investment Service, Inc. November 2005 - June 2006
Fleet Bank January 1995 - May 2000
BankBoston previously Mechanics Bank 1986 - 1994
Skills
Compliance Management, Regulatory Supervision, Insurance, Mutual Funds, Investments, Securities, Series 7, Banking, Financial Advisory, Risk Management, Financial Services, Trading, Series 63
Education
Assumption College
BA
Merrill Edge October 2011 - Present
Whitin Community Center 2003 - Present
Fisherville and Farnumsville Streetscape Committee April 2009 - October 2013
Merrill Lynch, Pierce, Fenner & Smith, Inc January 2009 - December 2010
Banc of America Investments July 2006 - January 2009
Quick and Reilly / Banc of America Investment Service, Inc. November 2005 - June 2006
Fleet Bank January 1995 - May 2000
BankBoston previously Mechanics Bank 1986 - 1994
Skills
Compliance Management, Regulatory Supervision, Insurance, Mutual Funds, Investments, Securities, Series 7, Banking, Financial Advisory, Risk Management, Financial Services, Trading, Series 63
Education
Assumption College
BA
Duane Conklin, CMFC's Banc of America Investments Experience October 2003 - December 2005
Job Regional Director, Experienced Relationship Manager, Successful Account Manager, Former Army Commissioned Officer
Industry Financial Services
Experience
Integrity Viking Funds December 2005 - Present
Banc of America Investments October 2003 - December 2005
Edward Jones February 2000 - October 2003
Bank of America April 1997 - February 2000
Skills
Leadership Development, Retirement Planning, Investments, Mortgage Lending, Mutual Funds, Financial Advisory, Finance, Public Speaking, Estate Planning, Retirement, Team Building, Securities, Financial Services, Financial Planners, Leadership, Series 7, Financial Planning, Wealth Management
Education
College for Financial Planning 2008 — 2008
Chartered Mutual Fund Counselor, Investments and Securities
U.S. Army Officer Course 1990 — 1990
Leadership
St. Norbert College 1986 — 1990
B.B.A., Administrative Management
Clemson University
Integrity Viking Funds December 2005 - Present
Banc of America Investments October 2003 - December 2005
Edward Jones February 2000 - October 2003
Bank of America April 1997 - February 2000
Skills
Leadership Development, Retirement Planning, Investments, Mortgage Lending, Mutual Funds, Financial Advisory, Finance, Public Speaking, Estate Planning, Retirement, Team Building, Securities, Financial Services, Financial Planners, Leadership, Series 7, Financial Planning, Wealth Management
Education
College for Financial Planning 2008 — 2008
Chartered Mutual Fund Counselor, Investments and Securities
U.S. Army Officer Course 1990 — 1990
Leadership
St. Norbert College 1986 — 1990
B.B.A., Administrative Management
Clemson University
Amanda Boruff's Banc of America Investments Experience 2005 - 2005
Job Staffing Supervisor at Kelly Services
Industry Staffing and Recruiting
Experience
Kelly Services June 2007 - Present
Coldwell Banker 2005 - 2007
Banc of America Investments 2005 - 2005
Marriott International 2000 - 2004
Education
University of California, San Diego 2004 — 2006
Bachelors Degree, Psychology and Economics
Universidad Internacional 2004 — 2004
Spanish
California State University San Marcos
PHR/SPHR Certification Review Course
Palomar College
General Education
Kelly Services June 2007 - Present
Coldwell Banker 2005 - 2007
Banc of America Investments 2005 - 2005
Marriott International 2000 - 2004
Education
University of California, San Diego 2004 — 2006
Bachelors Degree, Psychology and Economics
Universidad Internacional 2004 — 2004
Spanish
California State University San Marcos
PHR/SPHR Certification Review Course
Palomar College
General Education
Patrick DeBoer, CRPC® Financial Advisor's Banc of America Investments Experience 2003 - 2007
Job at Wells Fargo Advisors, LLC.
Industry Financial Services
Experience
Wells Fargo Advisors, LLC 2010 - Present
Merrill Lynch 2010 - 2012
American Pacific Industries 2007 - March 2010
Banc of America Investments 2003 - 2007
US Bancorp/Piper Jaffray 2001 - 2003
Education
California State University-Long Beach - College of Business Administration 1993 — 1996
BS, Finance
Wells Fargo Advisors, LLC 2010 - Present
Merrill Lynch 2010 - 2012
American Pacific Industries 2007 - March 2010
Banc of America Investments 2003 - 2007
US Bancorp/Piper Jaffray 2001 - 2003
Education
California State University-Long Beach - College of Business Administration 1993 — 1996
BS, Finance
Claude Czekaj's Banc of America Investments Experience November 2006 - February 2008
Job Senior Sales & Marketing Executive
Industry Financial Services
Experience
Bank of America February 2008 - January 2009
Banc of America Investments November 2006 - February 2008
Bank of America January 2006 - December 2006
Bank of America January 2005 - November 2006
Bank of America March 2005 - September 2005
Bank of America June 2002 - January 2005
Morgan Stanley January 1993 - June 2002
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1987 — 1989
M.B.A., Marketing
University of Illinois at Chicago 1969 — 1973
Bachelor of Science, Management
Bank of America February 2008 - January 2009
Banc of America Investments November 2006 - February 2008
Bank of America January 2006 - December 2006
Bank of America January 2005 - November 2006
Bank of America March 2005 - September 2005
Bank of America June 2002 - January 2005
Morgan Stanley January 1993 - June 2002
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1987 — 1989
M.B.A., Marketing
University of Illinois at Chicago 1969 — 1973
Bachelor of Science, Management
Curtis Christensen's Banc of America Investments Experience 2008 - 2009
Job Chief Compliance Officer at Longboard Asset Management
Industry Financial Services
Experience
Longboard Asset Management October 2013 - Present
M. S. Howells & Co. 2010 - Present
MSH Capital Advisors 2011 - Present
Countrywide June 2006 - March 2009
Banc of America Investments 2008 - 2009
Zions Bank July 2003 - June 2006
Ameriprise Financial Services, Inc. January 2000 - July 2003
Skills
Investments, Financial Services, Finance, Securities, Hedge Funds, Mutual Funds, Series 7, Financial Analysis, Equities, FINRA, Leadership, Portfolio Management, Trading, Asset Management, Alternative Investments, Alternative Mutual Funds
Education
University of Minnesota - Carlson School of Management 1994 — 1995
MBA, Finance
Brigham Young University
B.S., Business Management
Longboard Asset Management October 2013 - Present
M. S. Howells & Co. 2010 - Present
MSH Capital Advisors 2011 - Present
Countrywide June 2006 - March 2009
Banc of America Investments 2008 - 2009
Zions Bank July 2003 - June 2006
Ameriprise Financial Services, Inc. January 2000 - July 2003
Skills
Investments, Financial Services, Finance, Securities, Hedge Funds, Mutual Funds, Series 7, Financial Analysis, Equities, FINRA, Leadership, Portfolio Management, Trading, Asset Management, Alternative Investments, Alternative Mutual Funds
Education
University of Minnesota - Carlson School of Management 1994 — 1995
MBA, Finance
Brigham Young University
B.S., Business Management
Adrienne Bradshaw's Banc of America Investments Experience September 2000 - Present
Job Investments
Industry Banking
Experience
Banc of America Investments September 2000 - Present
Education
Columbia University - School of International and Public Affairs
Banc of America Investments September 2000 - Present
Education
Columbia University - School of International and Public Affairs
Ralph A Balsamo Jr's Banc of America Investments Experience 2002 - 2005
Job Owner, Balsamo Enterprises
Industry Construction
Experience
Balsamo Enterprises 2005 - Present
Banc of America Investments 2002 - 2005
Putnam Investments 2001 - 2002
Books on the Square 2000 - 2001
Prime Computer Solutions 1997 - 2000
Skills
Commercial Real Estate, Construction, Customer Satisfaction, Customer Service, Finance, Property Management, Public Speaking, Residential Homes, Small Business, Strategic Planning, Team Building, Call Centers
Education
Johnson & Wales University 2000 — 2003
associates, Finance
Johnson & Wales University 2000 — 2003
Bachelors, Financial Services Management
Community College of Rhode Island 1996 — 1999
Associates, General Business Administration
Balsamo Enterprises 2005 - Present
Banc of America Investments 2002 - 2005
Putnam Investments 2001 - 2002
Books on the Square 2000 - 2001
Prime Computer Solutions 1997 - 2000
Skills
Commercial Real Estate, Construction, Customer Satisfaction, Customer Service, Finance, Property Management, Public Speaking, Residential Homes, Small Business, Strategic Planning, Team Building, Call Centers
Education
Johnson & Wales University 2000 — 2003
associates, Finance
Johnson & Wales University 2000 — 2003
Bachelors, Financial Services Management
Community College of Rhode Island 1996 — 1999
Associates, General Business Administration
Doug Nitkiewicz's Banc of America Investments Experience January 2006 - May 2006
Job Project Manager
Industry Financial Services
Experience
TIAA-CREF November 2011 - Present
Modis March 2010 - November 2011
TIAA-CREF April 2008 - October 2009
LPL Financial September 2006 - January 2007
Banc of America Investments January 2006 - May 2006
Harrisdirect (now Etrade Financial) October 1999 - February 2005
First Union Brokerage Services September 1998 - September 1999
First Union Brokerage Services July 1996 - September 1998
United States Marine Corps February 1985 - February 1996
Skills
Software Documentation, Process Improvement, Project Management, Management, Analysis, Program Management, Strategy, Banking, Testing, Strategic Planning
Education
Central Piedmont Community College 2005 — 2007
Six Sigma Green Belt, Database Management
TIAA-CREF November 2011 - Present
Modis March 2010 - November 2011
TIAA-CREF April 2008 - October 2009
LPL Financial September 2006 - January 2007
Banc of America Investments January 2006 - May 2006
Harrisdirect (now Etrade Financial) October 1999 - February 2005
First Union Brokerage Services September 1998 - September 1999
First Union Brokerage Services July 1996 - September 1998
United States Marine Corps February 1985 - February 1996
Skills
Software Documentation, Process Improvement, Project Management, Management, Analysis, Program Management, Strategy, Banking, Testing, Strategic Planning
Education
Central Piedmont Community College 2005 — 2007
Six Sigma Green Belt, Database Management
Daniel Anderle's Banc of America Investments Experience October 2006 - May 2009
Job Financial Advisor at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors April 2015 - Present
Wells Fargo September 2012 - March 2015
Edward Jones June 2009 - September 2012
Banc of America Investments October 2006 - May 2009
Wells Fargo 2002 - 2006
Skills
Wealth Management, Series 7, Banking, Credit, Strategic Financial..., Investments, Wealth Management...
Education
California State University-Northridge
Bachelor, Finance
Wells Fargo Advisors April 2015 - Present
Wells Fargo September 2012 - March 2015
Edward Jones June 2009 - September 2012
Banc of America Investments October 2006 - May 2009
Wells Fargo 2002 - 2006
Skills
Wealth Management, Series 7, Banking, Credit, Strategic Financial..., Investments, Wealth Management...
Education
California State University-Northridge
Bachelor, Finance
Myles Dudley's Banc of America Investments Experience June 2002 - November 2007
Job Financial Advisor and Managing Partner at Pinnacle Private Wealth LLC.
Industry Financial Services
Experience
Pinnacle Private Wealth June 2009 - Present
Smith Barney November 2008 - May 2009
Banc of America Investments June 2002 - November 2007
Skills
Investments, Asset Managment, Wealth, Risk Management, Alternative Investments, Series 7, Investment Management, Asset Management, Wealth Management..., Retirement Planning, Finance, Financial Risk, Wealth Management, Strategic Financial..., Estate Planning, Mutual Funds, Asset Allocation, Securities, Series 63, Financial Advisory, Investment Strategies, Financial Planners, Investment Advisory, Retirement, 401k, IRAs, ETFs, FINRA, Fixed Income, Portfolio Management, Uniform Combined State..., Variable Annuities, Bonds, Fixed Annuities, Series 65, Series 6, High Net Worth..., Financial Services, Separately Managed..., Equities, 401k Rollovers, Hedge Funds, Life Insurance, Long Term Care Insurance, Series 24, Long-term Care, Private Banking, College Savings Plans
Education
Bentley University
Catholic Memorial
Wharton
Pinnacle Private Wealth June 2009 - Present
Smith Barney November 2008 - May 2009
Banc of America Investments June 2002 - November 2007
Skills
Investments, Asset Managment, Wealth, Risk Management, Alternative Investments, Series 7, Investment Management, Asset Management, Wealth Management..., Retirement Planning, Finance, Financial Risk, Wealth Management, Strategic Financial..., Estate Planning, Mutual Funds, Asset Allocation, Securities, Series 63, Financial Advisory, Investment Strategies, Financial Planners, Investment Advisory, Retirement, 401k, IRAs, ETFs, FINRA, Fixed Income, Portfolio Management, Uniform Combined State..., Variable Annuities, Bonds, Fixed Annuities, Series 65, Series 6, High Net Worth..., Financial Services, Separately Managed..., Equities, 401k Rollovers, Hedge Funds, Life Insurance, Long Term Care Insurance, Series 24, Long-term Care, Private Banking, College Savings Plans
Education
Bentley University
Catholic Memorial
Wharton
Mathew Pallotta's Banc of America Investments Experience October 2006 - April 2008
Job at
Industry Financial Services
Experience
Bank of America January 2015 - Present
Bank of America June 2013 - January 2015
Merrill Edge April 2008 - May 2013
Banc of America Investments October 2006 - April 2008
Edward Jones May 2005 - September 2006
Education
Colby-Sawyer College 2002 — 2006
BS, Business Administration
Bank of America January 2015 - Present
Bank of America June 2013 - January 2015
Merrill Edge April 2008 - May 2013
Banc of America Investments October 2006 - April 2008
Edward Jones May 2005 - September 2006
Education
Colby-Sawyer College 2002 — 2006
BS, Business Administration
Jonathan Patterson's Banc of America Investments Experience August 2005 - June 2008
Job VP; Chief Financial Officer
Industry Construction
Experience
Haston Family of Companies April 2014 - Present
Financial Resources Group, LLC September 2010 - April 2014
LPL Financial June 2008 - September 2010
Banc of America Investments August 2005 - June 2008
Banc of America Investments November 2006 - September 2007
Banc of America Investments April 2006 - November 2006
Banc of America Investments August 2005 - April 2006
CACI International Inc February 2004 - April 2005
Skills
Series 7, Series 24, Financial Analysis, Investments, Securities, Mutual Funds, FINRA, Leadership, Equities, Fixed Income, Financial Risk, Alternative Investments, Fixed Annuities
Education
Appalachian State University 2000 — 2003
Bachelor's, Communications
Haston Family of Companies April 2014 - Present
Financial Resources Group, LLC September 2010 - April 2014
LPL Financial June 2008 - September 2010
Banc of America Investments August 2005 - June 2008
Banc of America Investments November 2006 - September 2007
Banc of America Investments April 2006 - November 2006
Banc of America Investments August 2005 - April 2006
CACI International Inc February 2004 - April 2005
Skills
Series 7, Series 24, Financial Analysis, Investments, Securities, Mutual Funds, FINRA, Leadership, Equities, Fixed Income, Financial Risk, Alternative Investments, Fixed Annuities
Education
Appalachian State University 2000 — 2003
Bachelor's, Communications
Jaime de los Reyes's Banc of America Investments Experience December 2004 - January 2009
Job Director, Communications & PR Strategy at Merrill Edge
Industry Financial Services
Experience
Merrill Edge February 2014 - Present
Merrill Edge January 2009 - January 2014
Banc of America Investments December 2004 - January 2009
Bank of America May 2004 - December 2004
FleetBoston Financial March 2001 - April 2004
BankBoston June 1999 - February 2001
Skills
Series 7, Relationship Management, Banking, Investments, Risk Management, Customer Acquisition, Business Strategy, Financial Services, Portfolio Management, Strategic Financial..., Mutual Funds, Business Analysis, Financial Modeling, Financial Analysis, Analysis, Business Planning, Analytics, Business Process..., Cross-functional Team..., FINRA, Investment Banking, Start-ups, Strategy, Retail Banking, Retirement Planning, Equities, Asset Management, IRAs, Corporate Finance, Securities, Financial Planning, Bloomberg, Investment Advisory, Retirement, Process Improvement, Private Equity, CRM, Business Development, Fixed Income, Investment Management, Financial Risk, Mergers & Acquisitions, Competitive Analysis, Financial Advisory, Options, Trading, Investment Strategies, Valuation, Uniform Combined State..., Credit
Education
Boston College 1995 — 1999
Bachelor of Science, Finance, Marketing
Merrill Edge February 2014 - Present
Merrill Edge January 2009 - January 2014
Banc of America Investments December 2004 - January 2009
Bank of America May 2004 - December 2004
FleetBoston Financial March 2001 - April 2004
BankBoston June 1999 - February 2001
Skills
Series 7, Relationship Management, Banking, Investments, Risk Management, Customer Acquisition, Business Strategy, Financial Services, Portfolio Management, Strategic Financial..., Mutual Funds, Business Analysis, Financial Modeling, Financial Analysis, Analysis, Business Planning, Analytics, Business Process..., Cross-functional Team..., FINRA, Investment Banking, Start-ups, Strategy, Retail Banking, Retirement Planning, Equities, Asset Management, IRAs, Corporate Finance, Securities, Financial Planning, Bloomberg, Investment Advisory, Retirement, Process Improvement, Private Equity, CRM, Business Development, Fixed Income, Investment Management, Financial Risk, Mergers & Acquisitions, Competitive Analysis, Financial Advisory, Options, Trading, Investment Strategies, Valuation, Uniform Combined State..., Credit
Education
Boston College 1995 — 1999
Bachelor of Science, Finance, Marketing
Marci Clodfelter's Banc of America Investments Experience April 2008 - February 2009
Job Retail Education Manager at Citizens & Farmers Bank (C&F Bank)
Industry Banking
Experience
Citizens & Farmers Bank (C&F Bank) January 2012 - Present
Citizens & Farmers Bank (C&F Bank) August 2010 - January 2012
Citizens & Farmers Bank (C&F Bank) February 2009 - August 2010
Banc of America Investments April 2008 - February 2009
Bank of America August 2001 - April 2008
Preferred Capital Corporation May 1998 - April 2001
Skills
Banking, Credit, Loans, Retail Banking, Customer Service, Risk Management, Cross Selling, Coaching, Team Management, Finance, Management, Leadership, Mortgage Lending, Portfolio Management, Sales, Training, Business Development, Investments, Small Business, Small Business Lending, Credit Analysis, Loan Origination, Commercial Lending, Commercial Banking, Consumer Lending, Financial Analysis, Branch Banking
Education
Clark University 1994 — 1998
BA
Citizens & Farmers Bank (C&F Bank) January 2012 - Present
Citizens & Farmers Bank (C&F Bank) August 2010 - January 2012
Citizens & Farmers Bank (C&F Bank) February 2009 - August 2010
Banc of America Investments April 2008 - February 2009
Bank of America August 2001 - April 2008
Preferred Capital Corporation May 1998 - April 2001
Skills
Banking, Credit, Loans, Retail Banking, Customer Service, Risk Management, Cross Selling, Coaching, Team Management, Finance, Management, Leadership, Mortgage Lending, Portfolio Management, Sales, Training, Business Development, Investments, Small Business, Small Business Lending, Credit Analysis, Loan Origination, Commercial Lending, Commercial Banking, Consumer Lending, Financial Analysis, Branch Banking
Education
Clark University 1994 — 1998
BA
George Baalbaki, MBA's Banc of America Investments Experience August 2006 - September 2008
Job VP; Central Supervision Principal
Industry Financial Services
Experience
Merrill Lynch April 2013 - Present
Merrill Edge September 2008 - April 2013
Banc of America Investments August 2006 - September 2008
State Street April 2006 - August 2006
State Street July 2004 - April 2006
Skills
Securities, Financial Markets, Valuation, Business Strategy, Corporate Finance, Finance, Capital Markets, FINRA, Series 63, Financial Analysis, Financial Modeling, Investments, Series 7, Equities, Fixed Income, Bonds, Series 65, Bloomberg, Asset Allocation, Mutual Funds, Uniform Combined State...
Education
Bryant University 2011 — 2012
MBA
Bryant University 2000 — 2004
Bachelors Degree, Finance
William E. Tolman Senior High School 1996 — 2000
Diploma
Merrill Lynch April 2013 - Present
Merrill Edge September 2008 - April 2013
Banc of America Investments August 2006 - September 2008
State Street April 2006 - August 2006
State Street July 2004 - April 2006
Skills
Securities, Financial Markets, Valuation, Business Strategy, Corporate Finance, Finance, Capital Markets, FINRA, Series 63, Financial Analysis, Financial Modeling, Investments, Series 7, Equities, Fixed Income, Bonds, Series 65, Bloomberg, Asset Allocation, Mutual Funds, Uniform Combined State...
Education
Bryant University 2011 — 2012
MBA
Bryant University 2000 — 2004
Bachelors Degree, Finance
William E. Tolman Senior High School 1996 — 2000
Diploma
Arthur Arguijo's Banc of America Investments Experience July 2006 - July 2009
Job Enrollment Counselor at Fresenius Health Partners
Industry Insurance
Experience
Fresenius Health Partners August 2015 - Present
SeniorQuote Insurance Services September 2013 - May 2015
American Fidelity Educational Services July 2009 - March 2012
Banc of America Investments July 2006 - July 2009
Northwestern Mutual January 2005 - September 2005
Skills
Insurance, Disability Insurance
Education
California State University, Fresno 1999 — 2005
BS, Finance
Fresenius Health Partners August 2015 - Present
SeniorQuote Insurance Services September 2013 - May 2015
American Fidelity Educational Services July 2009 - March 2012
Banc of America Investments July 2006 - July 2009
Northwestern Mutual January 2005 - September 2005
Skills
Insurance, Disability Insurance
Education
California State University, Fresno 1999 — 2005
BS, Finance
Ileana Elmasyan's Banc of America Investments Experience October 2013 - Present
Job Credit Support Associate II, Assistant Vice President, Banc of America Investments
Industry Financial Services
Experience
Banc of America Investments October 2013 - Present
Wells Fargo Bank, N.A November 2006 - November 2009
Alliant Asset Management December 2000 - June 2006
Skills
Banking, Business Analysis, Commercial Banking, Construction Loans, Credit, Consumer Lending, Credit Analysis, Customer Service, Risk Management, Microsoft Office, Mortgage Lending, Mortgage Banking, Loans, Leadership
Education
California State University-Northridge 2014 — 2016
Bachelor of Business Administration (BBA), Real Estate Development
Los Angeles Pierce College
Associate of Arts (A.A.), Business Administration and Management, General
Banc of America Investments October 2013 - Present
Wells Fargo Bank, N.A November 2006 - November 2009
Alliant Asset Management December 2000 - June 2006
Skills
Banking, Business Analysis, Commercial Banking, Construction Loans, Credit, Consumer Lending, Credit Analysis, Customer Service, Risk Management, Microsoft Office, Mortgage Lending, Mortgage Banking, Loans, Leadership
Education
California State University-Northridge 2014 — 2016
Bachelor of Business Administration (BBA), Real Estate Development
Los Angeles Pierce College
Associate of Arts (A.A.), Business Administration and Management, General