Investors Capital
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Investors Capital Employees
Investors Capital January 2001 - December 2014
New England Life & Securities January 1984 - December 2000
Skills
Investments, Fixed Annuities, Mutual Funds, Retirement Planning, Life Insurance, Variable Annuities, Brokerage, Long Term Care Insurance, Disability Insurance
Education
University of New Hampshire 1968 — 1972
The American College 1994 — 1997
Chartered Life Underwriter
The American College 2010 — 2011
Chartered Financial Consultant
UBS Financial Services April 2014 - Present
Morgan Stanley April 2013 - April 2014
Investors Capital October 2007 - April 2013
Morgan Stanley September 2006 - October 2007
Banc of America Investments April 2005 - September 2006
Morgan Stanley August 2003 - April 2005
Education
New England School of Law 2012 — 2016
Currently enrolled, Banking, Corporate, Finance, and Securities Law
University of New Hampshire 1999 — 2003
Bachelor's degree, Political Science and Government, 3.5
Investors Capital June 2014 - Present
Retail Trader 2011 - Present
Skills
Investments
Education
University of California, Riverside 2009 — 2013
Bachelors of Science, Business Administration, 3.4
University of California, Los Angeles Extension
Candidate for Certificate of Investment Banking, Investment Banking
Investors Capital January 2008 - Present
Cavanagh Agency, Inc. January 2003 - Present
Mutual of Omaha Investor Services, Inc August 2004 - December 2007
Munich Re America July 1995 - August 2002
Education
The University of Connecticut
Political Science/History
CIRCA Old Houses August 2014 - Present
The New Castle Historical Society August 2014 - Present
Brandywine View Antiques November 2013 - September 2014
Telerik February 2011 - June 2013
Investors Capital May 2008 - February 2011
Investors Capital January 2007 - May 2008
WBCN July 2006 - January 2007
Skills
Corporate Events, Event Management, Marketing Event Planning, Event Planning, Trade Shows, Event Marketing Strategy, Destination Events, Relationship Management, Social Media, Contract Negotiation, Antiques, Marketing, Special Events..., Genealogy, Communication Skills, Multi Tasking, Project Management, Production Managment, Creative Direction, Budget Forecasts, Email Marketing, Blogging
Education
University of Delaware 2002 — 2006
Bachelor of Arts (B.A.), Mass Communication/Media Studies
Northeastern University 2007 — 2008
Event Management Certification, Meeting and Event Planning
George Weiss Associates June 2014 - July 2014
Bluebird Asset Management June 2013 - April 2014
Investors Capital June 2012 - June 2013
DC Vote January 2012 - May 2012
Skills
Creative Strategy, Equities, Analysis, SPSS, Conversation, Investments, Microsoft Office, Asset Allocation, Fixed Income, Microsoft Excel, Bloomberg Terminal, R, Bloomberg, Equity Research, Financial Modeling, Finance, Valuation, Teamwork
Education
The George Washington University 2011 — 2015
Bachelor of Business Administration (B.B.A.), Finance and International Business
Oakwood Friends School
Santander Securities July 2015 - Present
Investors Capital September 2013 - July 2015
Investors Capital June 2012 - September 2013
PNC Financial Services Group, Inc October 2011 - June 2012
PNC Financial Services Group, Inc August 2010 - October 2011
Paychex, Inc June 2008 - October 2010
Skills
Series 7, Series 24, Series 66, Series 4, FINRA, Securities, Mutual Funds, Alternative Investments, Variable Annuities, Equity Indexed Annuities, Options, Investments
Education
University of Massachusetts at Lowell 2007 — 2012
Bachelor of Science (B.S.), Corporate Finance
Brody Hardoon Perkins & Kesten, LLP September 2013 - Present
Adams & Diaco, P.A. November 2012 - August 2013
Investors Capital August 2012 - October 2012
UMass Lowell August 2011 - November 2011
Skills
Teaching, Research, Microsoft Office, Editing, Outlook, Litigation, Sports, Administrative..., Medical Records, Teamwork
Education
UMass Lowell 2007 — 2011
Bachelor's degree, Criminal Justice
Citco Fund Services June 2014 - Present
Amundi Alternative Investments September 2012 - February 2014
Carmignac Gestion March 2012 - August 2012
Amundi Asset Management October 2010 - February 2012
Investors Capital February 2009 - June 2009
Skills
Hedge Funds, Portfolio Management, Investment Strategies, Fixed Income, Derivatives, Asset Management, Asset Allocation, Valuation, Investments, VBA, Capital Markets, Finance, Economics, Global Macro, Alternative Investments, Options, Bloomberg, Microsoft Office, Microsoft Excel, PowerPoint
Education
Université Paris Dauphine 2010 — 2011
MSc, Asset Management and Financial Markets
Université Panthéon Sorbonne (Paris I) 2009 — 2010
MSc (first year), Finance, Highest honors (rank : 1st/379)
The City University of New York 2008 — 2009
Business Management
Université Panthéon Sorbonne (Paris I) 2004 — 2008
Bachelor, Economics
HOPE FOR PRISONERS October 2014 - Present
INVESTORS CAPITAL July 2014 - Present
De Joya Griffith December 2012 - January 2014
REEVES, EVANS & TODD, LLP January 2011 - December 2012
Reeves, Evans, McBride & Zhang, LLP November 1993 - December 2010
Skills
Auditing, Internal Controls, Financial Reporting, Accounting, CPA, Tax, Corporate Tax, Microsoft Excel, Small Business, 401k, Sarbanes-Oxley Act, Tax Returns, Tax Preparation
Education
University of Nevada-Las Vegas 1975 — 1978
Bachelor of Science, Accounting
University of Nevada-Las Vegas
Cambridge Financial Services April 1998 - Present
Investors Capital April 1998 - Present
Commonwealth Equity Services January 1995 - April 1998
Lexington Financial Group January 1991 - April 1998
Education
University of Massachusetts Lowell 1990 — 1994
Bachelors, Finance
Investors Capital Financial AdvisorEdward JonesMarch 2005 - July 2007
morrissey 2001 - 2004
North Central Stampings 1988 - 1995
Education
University of Minnesota-Twin Cities 1986 — 1989
Theatre and Philosophy
Minneapolis South High School 1982 — 1986
Putnam Investments July 2014 - Present
Investors Capital July 2012 - July 2014
Enterprise Rent-A-Car May 2011 - August 2011
YMCA of the North Shore June 2006 - June 2009
Skills
Microsoft Excel, PowerPoint, Social Media, Microsoft Office, Microsoft Word, Series 7
Education
University of New Hampshire - Whittemore School of Business and Economics 2008 — 2012
Bachelor of Science, Finance
Beverly High School 2004 — 2008
Investors Capital March 2007 - Present
Source Capital Group December 2001 - March 2007
Merit Capital Associates June 2000 - December 2001
First Security Investments September 1998 - June 2000
La Jolla Capital Corporation March 1994 - July 1998
Burnett Grey and Company April 1993 - March 1994
Serious Solutions Inc. July 1990 - February 1993
Robert Todd Financial March 1989 - June 1990
Investors Center December 1988 - March 1989
Skills
Securities, Retirement Planning, Portfolio Management, Finance, FINRA, Mutual Funds, Series 24, Series 7, Series 63, Strategic Financial..., Alternative Investments, Series 65, Wealth Management, Asset Allocation, Financial Analysis, Variable Annuities, ETFs, 401k Rollovers, Life Insurance, Trading, Bond Markets, Management, Financial Advisory, Uniform Combined State...
Education
Albert Einstein College of Medicine 1983 — 1987
Health Psychology
University of Illinois at Urbana-Champaign 1979 — 1983
BA, Biology and Psychology
Multicultural Business Society August 2015 - Present
SwipeShop August 2015 - Present
The Besen Group June 2015 - August 2015
SEO June 2014 - August 2014
Investors Capital February 2013 - June 2013
Skills
Microsoft Office, Social Media, Microsoft Excel, Outlook Express, Bloomberg, Microsoft Word, Financial Analysis, Customer Service, Research, PowerPoint, Public Speaking, Finance, Event Planning, CoStar, Valuation, Property Shark, Broker Opinion of Value, Broker Price Opinion, Investments
Education
University of Connecticut 2013 — 2016
Bachelor's Degree, Communications/Real Estate
Syracuse University - Martin J. Whitman School of Management 2012 — 2013
Finance, Sophomore
Stamford high school
TEGUAR Corporation January 2015 - Present
ON24 November 2013 - November 2014
Smart IMS December 2011 - November 2013
Robert Half Technology July 2011 - December 2011
Howard Systems International February 2011 - July 2011
Investors Capital July 2010 - February 2011
Skills
New Business Development, Account Management, Salesforce.com, Contract Managment, Strategic Partnerships, Marketing Strategy, Social Media Marketing, Proposal Leadership, Sales Presentations, Selling, Telecommunication..., Network services, Information Technology, Technology Services, Staffing Services, Contract Management
Education
Lawrence high School
High School
University of North Carolina at Charlotte - Belk College of Business
Bachelor's Degree, Marketing
Office Angel, L.L.C. Contract Land Service May 2001 - Present
Oil Land Services, Inc. 2010 - June 2015
Bradley Broussard Land Services 2009 - 2010
Exploration Land Services, LLC 2009 - 2009
Bradley Broussard Land Services 2004 - 2009
H&R Block 2003 - 2004
Investors Capital 1999 - 2001
Skills
Notary Public, Oil & Gas, Mineral Rights, Abstracting, Title Searches, Chain of Title, Curative, Due Diligence, Lease Check, Lease Negotiations, Lease Acquisition, Lease Documentation, Lease Options, Drafting Agreements, Coastal Conservation, Oil & Gas Industry, Petroleum, Minerals, Gas, Real Estate, Leases, Natural Gas, Mergers & Acquisitions
Education
University of Louisiana at Lafayette
Bachelor's of Science degree, Finance and Economics
National Australia Bank June 2015 - August 2015
First Empire Securities, Inc. May 2014 - March 2015
Investors Capital January 2014 - May 2014
Kenwal Day Camp June 2013 - August 2013
The Office of Senator Kirsten E. Gillibrand January 2013 - May 2013
Skills
Java, VBA, Microsoft Excel, Research, Data Analysis, Financial Analysis, Finance, Microsoft Word, PowerPoint, Public Speaking, Training, Microsoft Office
Education
Stony Brook University 2012 — 2016
Bachelor's Degree, Economics, Philosophy, and Accounting, 3.7
Harborfields High School 2008 — 2012
Investors Capital 2015 - Present
Androscoggin Bank July 2014 - December 2014
Somerset Sports & Fitness August 2011 - July 2014
Somerset Sports & Fitness August 2008 - July 2014
Cianbro Corporation May 2012 - August 2013
Skills
Microsoft Excel, Microsoft Office, Financial Analysis, Customer Service, PowerPoint, Microsoft Word, Project Management, Strategic Planning, Investments, Business Analysis, Business Networking, Research, Negotiation, Marketing, Accounting, Program Management, Finance, Public Speaking, Leadership, Management
Education
Thomas College 2013 — 2014
Master of Business Administration (M.B.A.), Business Administration and Management, General, 3.9 GPA
Thomas College 2009 — 2014
Bachelor of Science (BS), Finance, General, Magna Cum Laude
72andSunny May 2015 - Present
72andSunny December 2014 - May 2015
72andSunny September 2013 - December 2014
72andSunny June 2013 - August 2013
Investors Capital August 2012 - December 2012
CWM May 2011 - August 2011
Phoenix Flooring May 2010 - August 2010
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Communication Skills, Marketing Communications, Financial Analysis, Facebook, Twitter, Social Media, Online Advertising, tumblr, Marketing Strategy, market, Market Research, Social Media Marketing, Digital Media, Target Marketing, Competitive Analysis, Ancillary Revenue, Status Tracking
Education
University of Miami 2008 — 2012
Bachelor's degree, Economics & Communications
West Virginia University 2008 — 2009
Economics
Equifax July 2013 - Present
TrustedID, Inc. October 2011 - Present
Investors Capital June 2010 - October 2011
Continuum January 2010 - June 2010
Avid Technology June 2009 - January 2010
Mullen Advertising 2007 - March 2009
Bergman Group 2006 - 2007
Stealing Share Inc 2004 - 2006
Skills
Advertising, Editing, Web Content, Creative Strategy, Creative Writing, Creative Direction, Social Media Marketing, Partner Management, Content Management, Content Development, Copywriting, Branded Content..., Brand Positioning...
Education
The George Washington University 2000 — 2004
BA, English and Creative Writing
Investors Capital 2013 - April 2015
City Capital Management 2009 - 2013
Merrill Lynch 2008 - 2008
Skills
Sales Operations, Futures Trading, Equity Trading, Trading Strategies, Financial Analysis, Financial Reporting, Financial Modeling, Client Relations, Client Development, Client Liaison, Client Services, Client Billing, Quantitative Analytics, Predictive Analytics, Risk Analytics, Data Analytics, Automated Trading, Grey Box Systems, Black Box Testing
Education
University of San Francisco 2004 — 2008
Bachelor's Degree, Finance & Securities Mjr., Legal Studies Mnr., 3.67
Investors Capital October 2013 - Present
Axiom Valuation Solutions June 2013 - July 2013
Boston Financial Investment Management February 2013 - April 2013
Quatro Donuts, Inc July 2006 - February 2013
FilmPro Finance LLC May 2010 - August 2010
Skills
Film, FMCG, Forecasting, Business Strategy, Strategic Planning, Marketing Strategy, Microsoft Excel, Sales Management, Microsoft Office, Budgets, Customer Service, Negotiation, Financial Analysis, New Business Development, Business Planning, Leadership, Sales, Finance
Education
University of Miami - School of Business 2008 — 2012
Bachelor of Business Administration (BBA), Economics
St. John's Preparatory School 2004 — 2008
JPMorgan Chase Bank, N.A. February 2015 - Present
JPMorgan Chase Bank, N.A. March 2013 - February 2015
JPMorgan Chase Bank, N.A. December 2011 - March 2013
Investors Capital 2010 - December 2011
Bear Stearns May 2008 - July 2008
Education
State University of New York College at Plattsburgh 2006 — 2010
Bachelor's Degree, Biochemistry, 3.6
Universidad de Guadalajara 2009 — 2010
Exchange student, International Marketing
NYC Office of Management and Budget January 2015 - Present
Walgreens September 2008 - January 2015
Investors Capital June 2014 - July 2014
Skills
Microsoft Excel, PowerPoint, Communication Skills, Finance, Time Management, Learning Quickly, Music Production, Photoshop, Windows Movie Maker, Research
Education
Stony Brook University 2010 — 2014
Bachelor’s Degree, Applied Mathematics & Economics, Cum Laude
Investors Capital March 2006 - Present
Ryan Beck & Co. March 2001 - March 2006
Skills
Series 7, Retirement Planning, Mutual Funds, Wealth Management, Retirement, Investments, Strategic Financial..., Investment Advisory, Series 63, Securities, Asset Allocation, Fixed Annuities, Financial Advisory, Portfolio Management, Investment Strategies, Estate Planning, Equities, Uniform Combined State..., IRAs, Alternative Investments, Series 65
Education
University of Michigan 1984 — 1988
Bachelor degree 1988
Lead Edge Capital July 2015 - Present
SS&C Technologies October 2014 - July 2015
MediaVest July 2014 - October 2014
Norwegian Cruise Line June 2013 - August 2013
Investors Capital June 2012 - August 2012
Skills
Microsoft Excel, Financial Modeling, Microsoft Word, VBA, Excel models, PowerPoint, Amortization, Procurement, Amortization Schedules, Visual Basic, MXP, KPI Reports, MS Excel Pivot Tables, Vlookup, NPV, IRR, Minitab, Solver, RFQ, CAPM, PV, Time Value of Money, Asset Allocation, Financial Analysis, Microsoft Office
Education
University of Miami 2012 — 2014
Bachelor of Business Administration (BBA), Finance, General, Dean's List
pequannock township highschool
pequannock township highschool
pequannock township highschool
Hittite Microwave Corporation/Analog Devices May 2013 - June 2015
Contractor October 2011 - May 2013
Investors Capital October 2009 - October 2011
Various January 2008 - October 2009
John Hancock May 2005 - January 2008
Skills
Layout, Typography, InDesign, Graphic Design, Art Direction, Adobe Creative Suite, Creative Direction, Advertising, QuarkXPress, Web Design, Mac, Dreamweaver, Email Marketing, Social Media, Graphics, Illustrator, Adobe Acrobat, Illustration, Marketing Communications, Flash, Corporate Branding, Posters, Brochures, Magazines, Photoshop, Photography, Print Ads, Copywriting, CMS
Education
The University of Connecticut
BFA
Investors Capital December 2004 - June 2008
Sophos 1999 - 2003
Education
Suffolk University - Sawyer Business School
Citizens Bank June 2014 - Present
RBS Citizens Financial October 2012 - June 2014
Investors Capital May 2010 - October 2012
First Allied Securities January 2009 - March 2010
LPL Financial September 2007 - August 2008
Skills
Series 6, Series 7, Series 24, Series 4, Series 66, Series 55, Series 53, FINRA, Wealth Management, Mutual Funds, Equities, Asset Management, Portfolio Management, Securities, Series 63, Investments, Alternative Investments, Finance, Financial Services
Education
University of Massachusetts 2002 — 2006
Managerial Economics
CFA Institute
MetLife May 2013 - Present
MetLife June 2003 - May 2013
Investors Capital April 2000 - February 2003
Excelsior Credit Union March 1996 - April 2000
Skills
Marketing Strategy, Marketing Management, Marketing Communications, Marketing, Financial Services, Lead Generation, Strategy, Segmentation, Integrated Marketing, Finance, Program Management, Event Planning, Sales
Education
State University of New York College at Brockport 1988 — 1992
Bachelor of Science (B.S.), Business/Marketing
Capital Real Estate June 2013 - Present
Investors Capital April 2011 - May 2013
Upromise October 2010 - March 2011
Wasserman Capital June 2007 - July 2010
The Law Offices of Bruce Bridgman January 2007 - June 2007
Skills
Mutual Funds, Investments, Trading, Portfolio Management, Series 7, Series 63, Equities, Real Estate Development, Real Estate Transactions, Real Estate, Real Estate Economics, Real Estate Financing, Financial Modeling, Customer Service, Phone Etiquette, Commercial Real Estate, Mortgage Lending, Options, FINRA, Finance
Education
University of California, Irvine 2005 — 2007
Bachelor of Arts (B.A.), Criminology
Investors Capital January 2013 - Present
Walnut Street Securities July 1997 - December 2012
Barb Blas Bakery Distribution 1986 - 1990
Catering by Maxine 1982 - 1986
Skills
Insurance, Disability Insurance, Long-term Care, Employee Benefits, Strategic Financial..., Retirement Planning, Customer Service, Small Business, Public Speaking, Estate Planning, Investments, New Business Development, Marketing, Professional Liability
Education
The American College 2000 — 2003
LUTCF, Insurance
State University of New York College at Cortland 1971 — 1973
Mathematics
Ulster County Community College 1969 — 1971
Associate of Arts and Sciences (AAS), Mathematics
Chase Paymentech July 2012 - Present
State Street Corporation July 2011 - July 2012
JPMorgan Chase September 2009 - March 2011
Evergreen Investments August 2007 - September 2009
Investors Capital October 2005 - July 2007
State Street Corporation July 2001 - June 2003
John Hancock funds January 1997 - July 2001
Skills
Fixed Income, Bloomberg, Mutual Funds, Investments, Financial Reporting, Financial Services, Accounting, Portfolio Management, Account Reconciliation, Analysis, Trading, Series 63, Asset Management, Financial Analysis, Securities
Education
University of Massachusetts Boston 1987 — 1993
BA, Economics
Dallavalle & CO May 1987 - Present
Investors Capital January 2001 - December 2011
Skills
Strategic Financial..., Financial Analysis, Accounting, Financial Reporting, Financial Planners, QuickBooks, Investments, Finance, Financial Accounting, Estate Planning, Financial Modeling
Education
University of Maryland College Park
Accounting and Business/Management
Investors Capital April 2015 - Present
FedEx Office October 2013 - Present
Action for Boston Community Development, Inc February 2014 - May 2014
Lahey Hospital & Medical Center August 2007 - May 2011
Skills
Community Development, Data Analysis, Microsoft Excel
Education
University of Massachusetts Boston 2009 — 2014
Bachelor of Arts (B.A.), Economics
The CIP Group February 2015 - Present
Sentinel Benefits & Financial Group May 2014 - November 2014
Winchester Financial Group, Inc. March 2013 - May 2014
Investors Capital 2007 - 2011
Skills
Complaint Investigations, Auditing, Operations Management, Sales, Cold Calling, Independent Financial..., Regulatory Examinations, Financial Services, Investment Advisory, Series 7, Variable Annuities, AML, Accounting, Options, Bonds, Investment Strategies, 401k, Employee Benefits, Equities, Fixed Income, Portfolio Management, Finance, Banking, Due Diligence, Series 65, Investments, Strategic Financial..., Asset Allocation, Retirement Planning, Alternative Investments, Mutual Funds, Series 24, Financial Planning, Series 63, Securities, Asset Management, Retirement, Risk Management, FINRA, Investment Management
Education
Suffolk University 1990 — 1994
BSBA, Accounting
Suffolk University 1990 — 1994
BSBA, Accounting
Hope for Prisoners October 2014 - Present
Investors Capital July 2014 - Present
De Joya Griffith December 2012 - January 2014
Reeves, Evans & Todd, LLP January 2011 - December 2012
Skills
Community Outreach, Research, Event Planning, Social Media, Program Development, Volunteer Management
Education
University of Nevada-Las Vegas