First Allied Securities

Industry: Company

Description

Founded: 1994 Parent organization: FAS Holdings, Inc. Subsidiary: First Allied Securities, Inc., Asset Management Arm

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First Allied Securities Employees

Employee
Years
Job
Industry
Scott Laughlin Scott Laughlin Greater San Diego Area Details
Scott Laughlin's First Allied Securities Experience June 2008 - November 2014
Job NonProfit Executive Director
Industry Nonprofit Organization Management
Experience
Project Reach  January 2008 - Present
REVO San Diego   May 2009 - Present
First Allied Securities   June 2008 - November 2014
KEKAI MMA   June 2009 - August 2012
Outlaw Athletics, LLC.   2006 - 2008
Heritage Escrow  2005 - 2006
TD Waterhouse  October 2000 - December 2005

Skills
Leading collaboration..., Poised in interracting..., International relations..., Leading teams in..., Data Analysis, Martial Arts Instruction, Website Administration, Website Management, HTML, Webmaster Services, Leadership, Social Networking, Martial Arts, Management, Training, Marketing, Networking, Marketing Strategy, Sales, Recruiting, Program Management, Public Relations, Customer Service, Nonprofits, Public Speaking, Budgets

Education
Cuesta College   1998 — 2000
Business

Glenn E. Holbert Glenn E. Holbert San Francisco Bay Area Details
Glenn E. Holbert's First Allied Securities Experience June 2005 - September 2007
Job Financial Professional at AXA Advisors, DBA Azpire Financial & Insurance Services
Industry Financial Services
Experience
Azpire Financial & Insurance Services   December 2013 - Present
AXA Advisors  September 2013 - Present
B.B. Graham & Co. D.B.A. Azpire Investment Management   May 2012 - September 2013
White Pacific Securities, Inc.   January 2010 - March 2012
Ameriprise Financial Services  September 2007 - June 2009
First Allied Securities   June 2005 - September 2007
A.G. Edwards   September 1994 - June 2005
Olde Discount (Acquired by H&R Block Financial Advisors)   September 1991 - September 1994

Education
Gonzaga University   2007 — 2010
Masters, Organizational Leadership

San Diego State University-California State University   1982 — 1988
Bachelor's of Arts, Economics

Jane Olbekson Jane Olbekson Eugene, Oregon Area Details
Jane Olbekson's First Allied Securities Experience Financial AdvisorSmith BarneySeptember 2000 - February 2007
Job Financial Advisor at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   Financial AdvisorSmith BarneySeptember 2000 - February 2007

Education
Linfield College
Liberal Arts

Sharon Harms, FLMI, CLTC, ACS Sharon Harms, FLMI, CLTC, ACS Greater San Diego Area Details
Sharon Harms, FLMI, CLTC, ACS's First Allied Securities Experience March 1995 - March 2003
Job Brokerage Manager at McQueen Kalligan Insurance Services, Inc.
Industry Financial Services
Experience
McQueen Kalligan Insurance Services, Inc.   September 2014 - Present
LPL Financial  August 2010 - September 2014
Leisher Group   March 2003 - August 2010
First Allied Securities   March 1995 - March 2003
Alliant Insurance Services  1989 - 1995

Skills
Case Design and..., Long Term Care Insurance, Disability Insurance, Life Insurance, Insurance Underwriting, Retirement Planning, Fixed Annuities, Financial Planning, Life Insurance..., Term Life Insurance, Financial Services

Education
San Diego State University-California State University   1979 — 1983
Bachelor of Science (BS), Small Business Administration/Management

Northern Illinois University   1968 — 1970
General-Undergraduate, Undecided

Collin Martin, CFA Collin Martin, CFA San Diego, California Details
Collin Martin, CFA's First Allied Securities Experience August 2007 - December 2010
Job
Industry Investment Management
Experience
Tower Square Investment Management LLC   June 2015 - Present
First Allied Asset Management   September 2012 - June 2015
First Allied Asset Management   January 2011 - September 2012
First Allied Securities   August 2007 - December 2010

Skills
Portfolio Management, Financial Modeling, Microsoft Excel, Series 65, Asset Management, Asset Allocation, Economic Data Analysis, Security Analysis, Trading, Chartered Financial..., Fundamental Analysis, Morningstar Direct, Economic Research, Investments, Macroeconomics, Mutual Funds, Investment Management

Education
The Ohio State University - The Max M. Fisher College of Business   2001 — 2004
Bachelor of Science (BS), Business Administration

California Western School of Law   2006 — 2007

Trevor Brody Trevor Brody Greater Chicago Area Details
Trevor Brody's First Allied Securities Experience July 2003 - Present
Job Wealth Manager at Coe Financial Group | Wealth Management | Retirement Planning | Employee Benefits |
Industry Financial Services
Experience
Trevor Brody Photography   January 2013 - Present
Coe Financial Group  July 2003 - Present
Special Kids Network   July 2003 - Present
First Allied Securities   July 2003 - Present
3 Degrees Networking   August 2009 - 2010

Education
Chicago Photography Academy   2014 — 2015
Certificate Photography Program, Photography

Western Michigan University - Haworth College of Business   1999 — 2003
Business, Computer Information Systems

Bond University   2002 — 2002
Business, Computer Information Systems

Highland Park High School   1994 — 1999

Rachel Doehr Rachel Doehr San Diego, California Details
Rachel Doehr's First Allied Securities Experience May 2013 - August 2013
Job Investment Banking Intern, Part Time, at Houlihan Lokey
Industry Financial Services
Experience
Houlihan Lokey  August 2014 - Present
Robert Day School of Economics and Finance   August 2013 - Present
Goldman Sachs  May 2015 - August 2015
Houlihan Lokey  June 2014 - August 2014
First Allied Securities   May 2013 - August 2013
Sage Capital Advisors LLC  May 2012 - August 2012

Skills
Equities, Financial Modeling, Bloomberg, Risk Management, Investments, Fixed Income

Education
Claremont McKenna College   2012 — 2016
Bachelor's degree, Economics with Finance

Belen E. Belen E. Chula Vista, California Details
Belen E.'s First Allied Securities Experience November 2007 - Present
Job Commission Specialist at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   November 2007 - Present
Greenbook Financial Services   March 2007 - November 2007
Folsom Ready Mix   January 2006 - May 2006
Riddio Construction & Supply   June 2003 - December 2005
Mercy General Hospital  May 2002 - May 2003
eHealthInsurance  October 2000 - May 2002

Skills
Microsoft Excel, Microsoft Word, Microsoft Office, Customer Service, PowerPoint, Outlook, Account Management, QuickBooks, Teamwork, Research, Microsoft Dynamics SL, Mas 90, Accounting, Financial Accounting, Accounts Receivable, Accounts Payable, Account Reconciliation, Finance, Data Entry, Filing, Collections, Financial Analysis, geneal ledger, JP Morgan, Analysis, Pershing, Xtiva, Thrive in A Fast-paced...

Education
American Public University System   2012 — 2016
Bachelor’s Degree, Business Administration

San Diego City College   2007 — 2010

American River College   2001 — 2005

Natomas High School   1997 — 2001
High School

Brandon Svec Brandon Svec Greater Chicago Area Details
Brandon Svec's First Allied Securities Experience September 2012 - October 2014
Job Vice President and Director of Due Diligence at Inland Securities Corporation
Industry Financial Services
Experience
Inland Securities Corporation  November 2014 - Present
First Allied Securities   September 2012 - October 2014
MB Financial Bank  June 2011 - September 2012
MB Financial Bank  July 2009 - June 2011

Skills
Financial Modeling, Credit, Banking, Credit Risk, Loans, Commercial Banking, Finance, Underwriting, Real Estate, Financial Analysis, Credit Analysis, Investments, Commercial Lending, Cash Flow, Risk Management, Financial Risk, Analysis, Financial Statement..., Securities, Series 7, Accounting, Due Diligence

Education
DePaul University - Charles H. Kellstadt Graduate School of Business   2015 — 2018
Master of Business Administration (MBA), Real Estate

Southern Illinois University, Carbondale   2005 — 2009
Finance, Investments

Stephanie Casas Stephanie Casas San Antonio, Texas Area Details
Stephanie Casas's First Allied Securities Experience October 2005 - December 2008
Job Data Transcriber at Dept of Treasury / IRS
Industry Financial Services
Experience
Dept of Treasury / IRS   March 2010 - Present
The Pampered Chef  October 2010 - December 2013
First Allied Securities   October 2005 - December 2008

Skills
Training, Social Networking, Coaching, Direct Sales, Home Based Business, Marketing Strategy, Team Building, Marketing, New Business Development, Sales, Customer Service, Process Improvement, Public Speaking, Leadership, Small Business

Education
San Antonio College   1992 — 1994
General Study, Psychology

Brackenridge High School   1989 — 1992
Diploma, Work and Family Studies

Steven Cliadakis, CWS®, AIF® Steven Cliadakis, CWS®, AIF® San Francisco Bay Area Details
Steven Cliadakis, CWS®, AIF®'s First Allied Securities Experience November 2012 - Present
Job Managing Director at Altum Wealth Advisors
Industry Financial Services
Experience
Altum Wealth Advisors   2013 - Present
Bay Cliadakis & Associates   November 2012 - Present
First Allied Securities   November 2012 - Present
Spin Transfer Technologies  March 2011 - October 2012
Silicon Impact   May 2008 - March 2011
Sidense Corp.   July 2006 - May 2008
Silicon Impact   December 2000 - July 2006
Embedded Internet Solutions, Inc.   October 1998 - 2000
Silicon Access, Inc.   October 1997 - October 1998

Skills
Finance, Strategic Financial..., Risk Management, Asset Management, Contract Negotiation, Business Planning, Wealth Management, 401k Rollovers, Financial Risk..., Retirement Planning, Small Business, Certified Wealth..., Financial Planning, Executive Compensation..., Social Security Planning, Estate and Trust..., Asset Allocation, Charitable Giving, Portfolio Management, Fixed Income Strategies, Retirement Income..., Qualified Retirement..., Succession Planning, Education Funding, Corporate Finance

Education
Haas School of Business, U.C. Berkeley
Advanced Coursework

Adelphi University   1981 — 1985
MBA, Finance & Investments

Stony Brook University   1978 — 1981
B.E., Electrical Engineering

Barry Moore Barry Moore Greater San Diego Area Details
Barry Moore's First Allied Securities Experience November 2013 - Present
Job Software Quality Assurance Engineer at First Allied Securities
Industry Computer Software
Experience
First Allied Securities   November 2013 - Present
Pathway Genomics  October 2012 - November 2013
CareFusion  January 2012 - October 2012
CardioNet, Inc.   October 2010 - November 2011
Gen Probe  January 2010 - October 2010
SPAWAR System Center San Diego   April 2008 - September 2009
IMS Consultants   June 2006 - April 2008
Commerce Velocity  October 2005 - June 2006
Ameriquest Mortgage Company  August 2004 - October 2005

Skills
ClearQuest, C#, Microsoft SQL Server, Java, Toad, Oracle, Web Services, VB.NET, PL/SQL, XP, Windows NT, Red Hat Linux, Samba, FoxPro, MKS, Microsoft Team..., Microsoft Test Manager, SAP, VMware, Test Lab Management, Windows Remote Desktop, Agile Methodologies, Agile Project Management, Agile Testing, SoapUI, Hudson, Test Planning, Test Management, Test Cases, System Testing, Manual Testing, Usability Testing, Regression Testing, User Acceptance Testing, Rational DOORS, Software Quality..., Embedded Software, Quality Center, Quality Assurance, Testing, SQL, Requirements Analysis, Databases, JIRA, Integration, Linux, ClearCase, QTP, Visual Studio, TFS

Education
University Of Phoenix   2001 — 2004
BSIT, Information Technology

Coleman College   1999 — 2001
Certification, Computer Information Science

Brooke Lindsey Brooke Lindsey Melbourne, Florida Details
Brooke Lindsey's First Allied Securities Experience April 2007 - October 2009
Job Nursing Student
Industry Hospital & Health Care
Experience
Brevard Community College  August 2011 - Present
Chart House Restaurant  August 2008 - Present
First Allied Securities   April 2007 - October 2009
Yellow Book USA  January 2006 - December 2006
Brooke's Silk Plant Designs   January 2005 - May 2005

Education
Florida Atlantic University   2003 — 2005
Bachelor of Business Administration, Marketing and Management

Indian River State College   1999 — 2002
Associate in Arts, Business Administration

Justin McLaughlin Justin McLaughlin Madison, Connecticut Details
Justin McLaughlin's First Allied Securities Experience July 2011 - January 2013
Job Agency Principal at McLaughlin Associates
Industry Insurance
Experience
McLaughlin Associates   November 2013 - Present
First Allied Securities   July 2011 - January 2013
Advisors Asset Management, Inc.   July 2010 - June 2011
Waddell & Reed   November 2008 - May 2010
Roster Financial  May 2007 - December 2007

Skills
Strategic Financial..., Finance, Accounts Payable, Financial Planning, Retirement Planning, Analysis, Sales, Bonds, Mutual Funds, Wealth Management, Investments, Securities, Equities, Financial Risk, Asset Management, Financial Services, Portfolio Management, Series 7, Fixed Income, Financial Analysis, Real Estate, Financial Modeling, Series 63, Bloomberg

Education
La Salle University   2004 — 2008
Bachelor of Science, Finance

La Salle University   2004 — 2008
Bachelor of Science (BS), Finance, General

Yanni Bousnakis, CFA Yanni Bousnakis, CFA Greater San Diego Area Details
Yanni Bousnakis, CFA's First Allied Securities Experience March 2011 - Present
Job Managing Director Investment Management at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   March 2011 - Present
LPL Financial  November 2002 - March 2011
Scudder Investments  March 1997 - March 2002

Skills
Wealth Management, Business Analysis, Investment Advisory, Investments, Series 7, Mutual Funds, Corporate Finance, Asset Managment, Portfolio Management, Asset Management, Investment Strategies, Securities, Asset Allocation, Equities, Financial Advisory

Education
D'Amore-McKim School of Business at Northeastern University
MBA

National Technical University of Athens
BSc, Naval Architecture & Marine Engineering

Lauren Jacobs, PMP Lauren Jacobs, PMP West Palm Beach, Florida Area Details
Lauren Jacobs, PMP's First Allied Securities Experience March 2011 - Present
Job Vice President, GPS Group at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   March 2011 - Present

Skills
Financial Advisory, Alternative Investments, Securities, Asset Managment, Investments, FINRA, Risk Management, Mutual Funds, Series 7, Series 24, Uniform Combined State..., Tax Preparation, Investment Advisor..., Registered Investment..., Asset Management

Education
Clemson University   1996 — 2001
Bachelor of Science

San Diego State University-California State University   2012 — 2012
Professional Certificate

Garrett Merrill Garrett Merrill San Diego, California Details
Garrett Merrill's First Allied Securities Experience August 2009 - Present
Job Managing Director, Supervision at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   August 2009 - Present
First Allied Securities, Inc.   July 2007 - August 2009
Protiviti  November 2006 - July 2007
Northern Trust Corporation  November 2003 - October 2006
Howe Barnes Investments, Inc.   January 2001 - October 2003

Skills
Series 4, Series 7, Series 24, Series 51, Series 63, Series 65, Risk Management, Regulatory Affairs, Supervision, Compliance, Securities, Investment Advisory, Equities, Fixed Income, Mutual Funds, Alternative Investments

Education
DePaul University
Bachelor of Science (B.S.), Finance

Gail Murdoch Gail Murdoch Little Rock, Arkansas Area Details
Gail Murdoch's First Allied Securities Experience February 2006 - February 2008
Job Owner/Principal at Veritas Independent Partners
Industry Investment Management
Experience
Cardinal Investment Group   June 2009 - Present
Veritas Independent Partners   August 2014 - Present
Cardinal Investment Group   June 2009 - Present
Apple Tree Investments   February 2008 - June 2009
First Allied Securities   February 2006 - February 2008

Skills
Investments, Strategic Financial..., Retirement Planning, Estate Planning, IRAs, Series 7, Investment Advisory, Wealth Management, Mutual Funds, Retirement, Fixed Annuities, Asset Allocation, Investment Strategies, Estate Tax Planning, Series 63, Wealth, Alternative Investments, Financial Advisory, Securities, 401k, Life Insurance, Financial Services, Investment Management, Fixed Income, Insurance, Relationship Management, Bonds, Long-term Care, Asset Management, Finance, Financial Planners, Portfolio Management, Pensions, Term Life Insurance, Small Business

Education
Rice University   2007 — 2009
Certified Financial Planner™ Certification Education Program, Investments, Retirement Plans, Insurance, Taxes, Estate Planning

Arkansas Tech University   1991 — 1994
Bachelor's

Atkins High School   1989 — 1992

Faustina Kerr Faustina Kerr Greater San Diego Area Details
Faustina Kerr's First Allied Securities Experience June 2013 - Present
Job Associate VP Escalations
Industry Financial Services
Experience
First Allied Securities   June 2013 - Present
Local Independant Financial Planning Firm   June 2012 - May 2013
Wells Fargo Advisors, LLC  September 2007 - June 2012
Rice Hall James & Associates, LLC   2004 - 2007
Youth4orce, Inc.   October 2001 - June 2005
Specialized Marketing International  January 1998 - September 1999

Skills
Business Development, Customer Service, Investments, Marketing, Time Management, Finance, Microsoft Excel, Series 7

Education
University of Phoenix   2007 — 2010
Bachelor of Science (B.S.), Business Marketing and Ebusiness

San Diego City College
Radio / Television/ Film and New Media

Brandy Edwards Brandy Edwards Watkinsville, Georgia Details
Brandy Edwards's First Allied Securities Experience September 2012 - Present
Job Looking for admin position
Industry Executive Office
Experience
First Allied Securities   September 2012 - Present
Best Western International  May 2010 - January 2011

Skills
Outlook, Customer Service, Microsoft Office, Microsoft Excel, Office Management, Microsoft Word, PowerPoint, Administration, Time Management, Teamwork, Social Networking

Education
Franklin County High School   2002 — 2005

Athens Technical College

Brian Machamer Brian Machamer Norfolk, Virginia Area Details
Brian Machamer's First Allied Securities Experience July 2008 - September 2009
Job A Smarter Way to Invest
Industry Investment Management
Experience
Riverside Investment Partners, Inc.   August 2015 - Present
Machamer Financial, Registered Investment Advisor   September 2009 - August 2015
First Allied Securities   July 2008 - September 2009
Next Financial Group  March 2004 - July 2008
AXA Advisors  December 2000 - March 2004
Merrill Lynch  February 1997 - December 2000
Natural Gas Utilities   June 1984 - January 1997

Skills
Tactical Strategies, Portfolio Management, Investment Advisory, Rollover 401(k), IRAs, Retirement Safety..., Low Risk strategies, Investments, Precious Metals strategy, Managing 401(k) accounts, Low Volatility strategy, Financial Advisory, Investment Strategies, 401k

Education
Old Dominion University   1986 — 1989
MEM, Engineering Management

Old Dominion University   1979 — 1984
BSME, Mechanical Engineering

Lionel Shaw Lionel Shaw San Francisco Bay Area Details
Lionel Shaw's First Allied Securities Experience March 2004 - July 2011
Job Registered Principal, CWS, Summit Financial Group, LLC
Industry Financial Services
Experience
Summit Brokerage Services, Inc.   July 2012 - Present
Wells Fargo Advisors  June 2011 - October 2012
First Allied Securities   March 2004 - July 2011
Wells Fargo Advisors  2001 - 2004
Hoefer & Arnett, Inc.   January 1998 - 2001
JP Morgan  1997 - 1998

Skills
Investments, Equities, Investment Advisory, Series 7, Hedge Funds, Mutual Funds, Securities, Private Equity, Bonds, ETFs, Venture Capital, Wealth Management..., Finance, Fundraising, Wealth Management, Alternative Investments, Retirement Planning, Series 63, Strategic Financial..., Portfolio Management, Series 9 & 10, Banking, Trading, Asset Management, Insurance, Financial Advisory, Brokerage, Estate Planning, Wealth, Investment Strategies, Investment Management, Investment Banking, Valuation, 401k, High Net Worth..., Options, Fixed Income, Series 65, Capital Markets, Financial Services

Education
Claremont Graduate University - Peter F. Drucker and Masatoshi Ito Graduate School of Management   1995 — 1997
MBA, Finance

Occidental College   1985 — 1989
BA, English Literature, Thomas Hardy and DH Lawrence

Victoria J. Powell JD LLM Victoria J. Powell JD LLM Phoenix, Arizona Details
Victoria J. Powell JD LLM's First Allied Securities Experience January 2010 - Present
Job CME/CLE/CE Presenter/Consultant doctors, entrepreneurs, and professionals who pay enormous amounts of tax.
Industry Financial Services
Experience
Powell Heymann   September 2014 - Present
First Allied Securities   January 2010 - Present
First Allied Securities   January 2006 - Present
P Inc.   2005 - 2015
P Inc.   January 2007 - December 2014
University of Iowa  August 1982 - June 1987
University of Houston Bates College of Law   1980 - 1981
Williams, Birnberg & Andersen   1979 - 1981

Education
University of Florida - Fredric G. Levin College of Law   1973 — 1977
Juris Doctor, Legum Magister (taxation)

Emory University   1972 — 1973
BA, summa cum laude, English

University of Miami   1971 — 1971

Rollins College   1970 — 1971

Andrew Krosnowski Andrew Krosnowski Falls Church, Virginia Details
Andrew Krosnowski's First Allied Securities Experience April 1999 - Present
Job President Krosnowski & Scott, LLC, Senior Financial Consultant at First Allied Securities, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
First Allied Securities   April 1999 - Present
Morgan Stanley/Dean Witter  September 1985 - April 1999
Morgan Stanley  September 1985 - April 1999

Skills
Investments, Interviews, Strategic Financial..., Retirement, Wealth Management, Finance, Tax, Retirement Planning, Financial Advisory, Insurance, Portfolio Management, Strategic Planning, Investment Advisory, Mutual Funds, Financial Analysis, Asset Allocation, Series 7, Investment Strategies, Asset Management

Education
Lehigh University - College of Business and Economics   1981 — 1985
Batchelor of Science in Business & Economics, Finance

Dudley Probert Dudley Probert Provo, Utah Area Details
Dudley Probert's First Allied Securities Experience June 2007 - Present
Job Financial Consultant at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   June 2007 - Present
D.A. Davidson & Co.   November 2002 - June 2007
Salomon Smith Barney Inc.  February 1998 - November 2002

Skills
Series 7, Retirement, Investment Advisory, Mutual Funds, Strategic Financial..., Investments, Financial Advisory, Series 63, Asset Allocation, Securities, Investment Strategies, Fixed Annuities, Portfolio Management, Estate Planning, 401k

Education
University of Colorado Boulder   1982 — 1982
Masters of Business Administration, Business Administration and Management, General

Brigham Young University   1976 — 1981
Bachelor of Science (BS), Finance, General

Laura Moreno Laura Moreno San Francisco, California Details
Laura Moreno's First Allied Securities Experience February 1998 - January 2001
Job Chief Executive Officer at Ladada
Industry Apparel & Fashion
Experience
Ladada   August 2013 - Present
TD Ameritrade  December 2011 - 2013
LALY designs   April 2009 - January 2012
SunGard  December 2007 - December 2011
Xtiva Financial Systems  January 2001 - December 2007
First Allied Securities   February 1998 - January 2001

Skills
Series 7, Miller Heiman, Social Media, Salesforce.com, SaaS, Fashion, Volusion, Financial Services, Sales, New Business Development, CRM, Account Management, Online Retail, Management, Entrepreneurship, Leadership, Investments, Business Development, Social Networking, Lead Generation, Enterprise Software, Product Management, Facebook

Education
California State University-Sacramento   1994 — 1997
BS, Criminal Law

Michelle St. Marie Michelle St. Marie San Diego, California Details
Michelle St. Marie's First Allied Securities Experience June 2013 - Present
Job Staff Writer at The Odyssey // Olympia Media Group
Industry Marketing and Advertising
Experience
First Allied Securities   June 2013 - Present
The Odyssey // Olympia Media Group   August 2014 - Present
The Bay Club Company  May 2013 - Present
First Allied Securities, Inc.   June 2013 - August 2014

Skills
PowerPoint, Social Media, Marketing, Microsoft Word, Customer Service, Microsoft Office, Microsoft Excel, Time Management, Data Entry, Research, Photography, Communication, Advertising, Photoshop, InDesign

Education
Penn State University   2012 — 2016
Communications, Advertising, Junior

IES Barcelona
Business and Liberal Arts

Cathedral Catholic High School   2008 — 2012
GED

Richard Keltner, CFA Richard Keltner, CFA Greater San Diego Area Details
Richard Keltner, CFA's First Allied Securities Experience December 2007 - October 2010
Job Director of Professional Services | Indata Services LLC
Industry Financial Services
Experience
INDATA Services LLC  May 2015 - Present
Charles River Development  December 2010 - April 2015
First Allied Securities   December 2007 - October 2010
CheckFree Investment Services  April 2004 - October 2007
CheckFree  December 1998 - April 2004

Skills
Asset Management, Wealth Management, Customer Relations, Managed Accounts, Business Analysis, Fixed Income, Strategic Planning, Process Improvement, Trading Systems, Portfolio Management, Asset Managment, Managing Accounts, Relationship Management, Investment Management, Vendor Management, SDLC, Financial Services, Investments, CRM, Cross-functional Team..., Customer Service, Strategy, Management, Risk Management, Business Development

Education
San Diego State University-California State University   1992 — 1996
BS: Business Administration, Finance

University of Florida

Hank Greer Hank Greer Houston, Texas Area Details
Hank Greer's First Allied Securities Experience May 2002 - July 2002
Job Technical Analyst, Implementations at McDermott International Inc.
Industry Information Technology and Services
Experience
McDermott International Inc.  March 2013 - Present
Contract Land Staff  February 2010 - February 2013
Saga Consulting Services   November 2009 - March 2010
RealEC Technologies  March 2008 - November 2009
Spark Energy  August 2007 - March 2008
Bracewell & Giuliani  August 2005 - August 2007
CSC  January 2005 - August 2005
Hewlett-Packard  August 2002 - January 2005
First Allied Securities   May 2002 - July 2002
Sulzer Dental   July 2001 - May 2002

Skills
Business Analysis, Oil & Gas Industry, Oil & Gas, Technical Analysis, Project Management, Project Planning, Offshore, Team Leadership, Integration Testing, Requirements Analysis, Requirements Gathering, Technology Integration, Change Order Analysis, Business Requirements, Change Orders, Change Management, Integration, Work Orders, Design Documents, TFS, Visual Studio, Databases, LINQ, SDLC, jQuery, SQL, C#, JavaScript, Database Design, Software Development, SSRS, C# 3.0, C# 4.0, SourceGear Vault, ASP.NET, Microsoft SQL Server, Application Specialist, IT Business Analyst

Education
Goldey Beacom College   1997 — 1999
Bachelor of Science, Computer Information Systems

Bakersfield College   1995 — 1996
Associate of Arts (A.A.), Business Administration and Management, General

Nicole (Nikki) Palmer Nicole (Nikki) Palmer Silverdale, Washington Details
Nicole (Nikki) Palmer's First Allied Securities Experience December 2011 - May 2012
Job Bookkeeper/Bookkeeping: Assuring that retiring and retired business owners financials are in order
Industry Accounting
Experience
According To My Calculations   January 2008 - Present
Tracyton Soccer Club   2007 - Present
First Allied Securities   December 2011 - May 2012
Directors Mortgage  December 2011 - May 2012

Skills
Bookkeeping, Full-Charge Bookkeeping, Accounts Payable, Accounts Receivable, Records Management, Payroll, Payroll Taxes, Bank Reconciliation, Tax Preparation, Tax Returns, Database Administration, Financial Statements, Billing Process, QuickBooks, Quicken, Peachtree, Outlook, Microsoft Excel, Microsoft Word, Word Processing, Access, Microsoft Office, PowerPoint, OneNote, Budget Reconciliation, Job Costing, General Ledger, Virtual Assistance, Telecommuting, Petty Cash, A/R collections, Workers Compensation, Customer Service, Facebook, System Administration, Software Documentation, Social Networking, Event Planning, Event Management, Visio, Budgets, Auditing, Spreadsheets, Preparation, Data Entry

Education
Olympic College   2008 — 2011
ATA, Business Management, Business Technology

Derek McLean, RFC Derek McLean, RFC Orange, California Details
Derek McLean, RFC's First Allied Securities Experience June 2007 - Present
Job Wealth Advisor
Industry Financial Services
Experience
First Allied Securities   June 2007 - Present
First Allied Advisory Services, Inc.   June 2007 - Present
First Financial Planners, Inc.   1990 - 2007

Skills
Strategic Financial..., Estate Planning, Alternative Investments, Asset Managment, FINRA, Insurance, Asset Allocation, Portfolio Management, Retirement Planning, IRAs, Series 7, Investment Advisory, Securities, Investments, 401k Rollovers

Education
Mt. San Antonio College   1980 — 1982
Business Mangement

San Dimas

Barbara Greatwood Barbara Greatwood Centralia, Washington Details
Barbara Greatwood's First Allied Securities Experience March 1998 - Present
Job Financial Consultant at First Allied Securities, Inc. Member FINRA/SIPC
Industry Investment Management
Experience
First Allied Securities   March 1998 - Present
Providence St. Peter   1993 - 1998

Skills
Retirement, Marketing, Strategic Financial..., Program Management, Strategic Planning, Employee Benefits, Retirement Planning, Leadership, Estate Planning, Series 7, Risk Management, Insurance, Small Business

Education
College for Financial Planning   2006 — 2007
CFP®, Certified Financial Planning

University of Washington   1993 — 1996
BA, Liberal Studies, Business

Lauren Ragsdale, CFP® Lauren Ragsdale, CFP® Greater New York City Area Details
Lauren Ragsdale, CFP®'s First Allied Securities Experience January 2012 - April 2012
Job Financial Services Representative/Financial Advisor at MetLife Solutions Group
Industry Financial Services
Experience
MetLife Solutions Group  February 2014 - Present
First Allied Securities   January 2012 - April 2012
Nicholas Pascarella & Co.   January 2008 - October 2011

Skills
Portfolio Management, Risk Management, Equities, Securities, Mutual Funds, Finance, Fixed Income, Bloomberg, Financial Modeling, Corporate Finance, Valuation, Derivatives

Education
Fairleigh Dickinson University   2011 — 2012
CFP Certificate Program, Certified Financial Planner

Montclair State University   1999 — 2003
Bachelor of Science, Finance & Management

Royce N. Nies, CFP Royce N. Nies, CFP St. Cloud, Minnesota Area Details
Royce N. Nies, CFP's First Allied Securities Experience October 2000 - December 2002
Job BusinessDevelopment Officer at KDV Wealth Management
Industry Financial Services
Experience
BerganKDV  July 2014 - Present
KDV Wealth Management   January 2013 - June 2014
KDV Wealth Management   March 2011 - January 2013
Nies Financial Group Inc   December 2002 - March 2011
First Allied Securities   October 2000 - December 2002
First Allied Securities   October 2000 - July 2001
D.E. Frey & Company   April 2000 - October 2000
D.E. Frey & Company   March 1997 - April 2000
Nies Schluchter & Associates   March 1997 - April 2000
Dain Bosworth, Inc  July 1975 - March 1997

Skills
Wealth Management, Investments, Financial Planners, Finance, Retirement Planning, Strategic Financial..., Mutual Funds, Insurance, Estate Planning, Investment Advisory, Financial Analysis, Business, Asset Allocation, Securities, Leadership, Series 7, Retirement, Life Insurance, Asset Managment, Investment Management

Education
College for Financial Planning   1985 — 1987
Certified Financial Planner (CFP), Finance

University of Missouri-Kansas City   1971 — 1973
BA, Political Science

Witchita State University   1970 — 1971
Political Science and Government

St. Cloud State University   1967 — 1970
AA, Business

St. Boniface High School   1960 — 1964

Rodd Miller Rodd Miller Greater San Diego Area Details
Rodd Miller's First Allied Securities Experience February 2009 - November 2011
Job Financial Advisor San Diego
Industry Financial Services
Experience
Miller Wealth Management   November 2011 - Present
First Allied Securities   February 2009 - November 2011
Miller Development Group   2003 - November 2011
Trillium Residential  October 2004 - July 2007
KeyBank  August 2002 - September 2004

Skills
Financial Planning, Estate Planning, Retirement Planning, Due Diligence, Valuation, Long Term Care, Disability Insurance, Investments, Certified Financial..., Strategic Financial..., Wealth Management, Asset Allocation, Portfolio Management, Investment Strategies, Financial Advisory, Retirement

Education
University of San Diego   1997 — 2001
BBA, Finance & Real Estate

Arizona State University   1999 — 1999
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services

Chaparral High School   1994 — 1997

Katy Laundrie Katy Laundrie Greater San Diego Area Details
Katy Laundrie's First Allied Securities Experience September 2013 - August 2014
Job Marketing Copywriter at Watkins Manufacturing
Industry Writing and Editing
Experience
First Allied Securities   September 2013 - August 2014
LPL Financial  November 2012 - September 2013
Wells Fargo  May 2010 - February 2012
Self-employed  June 1998 - May 2010
Sheppard Associates   June 1996 - March 1998

Skills
Editing, Writing, Copyediting, Technical Writing, Proofreading, Fact-checking, Copy Editing

Education
Cal State Fullerton   1992 — 1996
BA, English

Solomon Karmel Solomon Karmel Bellevue, Washington Details
Solomon Karmel's First Allied Securities Experience April 2003 - Present
Job Financial Planner and Branch Manager at First Allied Securities.
Industry Financial Services
Experience
First Allied Securities   April 2003 - Present

Skills
More info on business..., Hobbyist: piano, golf,..., Finance, Wealth Management, Mutual Funds, Financial Services, Securities

Education
Princeton University   1987 — 1995
Ph.D.

Cornell University   1983 — 1987
Bachelor's degree

Dominic Lopez Dominic Lopez San Diego, California Details
Dominic Lopez's First Allied Securities Experience July 2006 - October 2009
Job Service Center 360 Represntative at LPL Financial
Industry Financial Services
Experience
LPL Financial  December 2013 - Present
Poway Honda   February 2013 - July 2013
Walmart  April 2006 - February 2013
LPL Financial  June 2011 - July 2012
LPL  February 2011 - June 2011
First Allied Securities   July 2006 - October 2009
LPL  December 1999 - July 2006
Accredited Home Lenders  January 1998 - December 2000
BankAmerica Housing Services   1989 - 2000

Skills
Microsoft Office, Sales Management, Customer Service, Call Center Development, Human Resources, Training, Call Center, Analysis, Banking, Mutual Funds, Retail, Leadership, PowerPoint, Microsoft Word, Microsoft Excel, Vendor Management, Business Analysis, Team Building, Recruiting, Access, Employee Relations, Project Management, New Business Development, Visio, Process Improvement, Finance, Insurance, Call Centers

Education
University of Phoenix   1996 — 1998
MBA, Finance

National University   1981 — 1984
BBA, Finance

Dena Schwartz Dena Schwartz San Diego, California Details
Dena Schwartz's First Allied Securities Experience September 2010 - June 2011
Job Designated Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial  June 2011 - Present
First Allied Securities   September 2010 - June 2011
DKS Office Solutions   July 2010 - June 2011
Wells Fargo Investments  July 2004 - June 2009
Mass Mutual Life Insurance Company  2003 - 2004
Pacific Life Insurance Company  2001 - 2002
The MONY Group  1995 - 2001

Skills
Mutual Funds, Life Insurance, Retirement Planning

Education
San Diego State University-California State University
MBA, Tax and Financial Planning

University of California, San Diego
BA, Management Science

Becky Prsha Becky Prsha Greater San Diego Area Details
Becky Prsha's First Allied Securities Experience April 2007 - October 2008
Job Business Owner
Industry Financial Services
Experience
Messner and Smith   December 2011 - Present
Value Electric & Communications, Inc   May 2000 - Present
LPL  December 2009 - June 2011
LPL Financial  December 2009 - June 2011
First Allied Securities   April 2007 - October 2008
Pacific Life  June 2004 - April 2007
WS Griffith Securities   April 1998 - May 2004

Skills
Investments, Financial Services, Portfolio Management, Leadership, Financial Advisory, Management, Multi-Property...

Education
Auburn University   1977 — 1981
BA, French w/business minor

Judy Steele Judy Steele Sacramento, California Area Details
Judy Steele's First Allied Securities Experience January 2007 - Present
Job Financial Advisor at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   January 2007 - Present
Best Buddies West Coast Rider   September 2009 - September 2010
Smith Barney  1995 - 2007
Prudential Bache Securities  1985 - 1995

Skills
FINRA, Retirement Plan..., Portfolio Management, 401k Rollovers, Fixed Income, IRAs, Municipal Bonds, Investment Management, 401k, Asset Managment, Separately Managed..., 529 Plans, ETFs, Wealth, Equities, Financial Services

Education
California State University-Chico   1978 — 1980
BA, English & Business

Claremont High School   1972 — 1976

Allen G. Yee, CFP® Allen G. Yee, CFP® Greater Los Angeles Area Details
Allen G. Yee, CFP®'s First Allied Securities Experience 2009 - Present
Job Wealth Manager | Problem Solver | Educator | Retirement Planning | Investment Management | Estate Planning | Insurance
Industry Financial Services
Experience
First Allied Securities   2009 - Present
Guidant Planning, Inc.   2001 - Present
SagePoint Financial  2005 - 2009
AIG SunAmerica  1996 - 2005
Great Western Financial Securities  1994 - 1996
Great Western Financial Securities  1992 - 1996
Mitsuba Corporation   1990 - 1992
New York Life Insurance Company  1988 - 1990

Education
California State Polytechnic University-Pomona   1983 — 1993
BS, College of Business, Finance Real Estate and Law

College for Financial Planning
Certified Financial Planner

Blake Bjordahl Blake Bjordahl Orange County, California Area Details
Blake Bjordahl's First Allied Securities Experience January 2008 - March 2009
Job VP of Institutional Services at Ministry Partners Securities LLC
Industry Financial Services
Experience
Ministry Partners Securities LLC   January 2015 - Present
Ministry Partners Securities LLC   September 2013 - Present
Laser App Software Inc.  April 2013 - January 2015
Berean Advisors   March 2009 - September 2013
First Allied Securities   January 2008 - March 2009
Centaurus Financial, Inc.   May 1999 - January 2008
SAI Capital Management   May 1997 - March 1999
Centaurus Financial, Inc  June 1994 - May 1997
Titan Value Equities   March 1992 - June 1994

Skills
Wealth Management, Strategic Financial..., Investments, Investment Advisory, Retirement Planning, Insurance, Employee Benefits, Estate Planning, Philanthropy, Stewardship, Financial Services, Strategy, Leadership, Mergers & Acquisitions, Wealth, Financial Analysis, Mutual Funds, Management, Due Diligence, Finance, Portfolio Management, Financial Planning

Education
Vanguard University of Southern California   2006 — 2007
MBA, Business Administration and Management, General

California State University-Fullerton, Mihaylo College of Business and Economics   1989 — 1992
BS, Finance

Brooke Hartwell Brooke Hartwell Norfolk, Virginia Area Details
Brooke Hartwell's First Allied Securities Experience August 1999 - April 2000
Job at Hartwell Homes
Industry Design
Experience
Hartwell Homes   January 2009 - Present
Hartwell Homes   January 2009 - Present
Academy of Art University  September 2003 - December 2007
First Allied Securities   August 1999 - April 2000
Deloitte and Touche  April 1997 - April 1998
Carrier Access Corporation  January 1996 - April 1997

Education
Academy of Art University   2003 — 2007
Bachelor, Interior Architecture and Design

Virginia Polytechnic Institute and State University   1990 — 1995
Bachelor, Psychology

St. Joseph High School

Brandon Farley Brandon Farley Greater San Diego Area Details
Brandon Farley's First Allied Securities Experience March 2000 - Present
Job Associate Vice President, Fixed Income Trading at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   March 2000 - Present

Skills
Series 7, Series 63, Investments, Securities, Fixed Income, Equities, Bloomberg, Capital Markets

Education
San Diego State University-California State University
Bachelor's degree, International Business

Anne Mortera Anne Mortera San Diego, California Details
Anne Mortera's First Allied Securities Experience September 2000 - Present
Job Senior Vice President, Commission Accounting at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   September 2000 - Present

Skills
Alternative Investments, Investments, Securities, Strategic Financial..., Asset Management, Financial Advisory, Mutual Funds, Wealth Management, FINRA, Finance, Investment Advisory, Management

Education
San Diego State University-California State University

Robinson Crawford Robinson Crawford Phoenix, Arizona Area Details
Robinson Crawford's First Allied Securities Experience May 2012 - August 2012
Job Investment Associate at Powell Heymann
Industry Financial Services
Experience
Powell Heymann   October 2014 - Present
Lifetime Investment Management   May 2013 - October 2014
First Allied Securities   May 2012 - August 2012

Skills
Risk Management, Numerical Methods, Shell Scripting

Education
Arizona State University
Bachelor of Science (B.S.), Computational Mathematical Sciences

St. Andrew's Episcopal School

Universidade Federal de Santa Catarina

Dray Wharton Dray Wharton Greater Denver Area Details
Dray Wharton's First Allied Securities Experience 2000 - 2002
Job Principal, Wharton & Co., LLC
Industry Management Consulting
Experience
Wharton & Co., LLC   October 2006 - Present
Red Robot   2004 - 2006
Inceptive Partners LLC   1999 - 2004
First Allied Securities   2000 - 2002
Procard  1997 - 1999
Oracle  1996 - 1997
Raymond James Consulting  1993 - 1996
Department of the Interior  1991 - 1993
United States Air Force  1983 - 1991

Skills
Process Improvement, Strategic Planning, Change Management, Program Management, Business Management, Coaching, Team Building, Business Analysis, Organizational..., Management Consulting, Planning

Education
McKendree University   1983 — 1985
BSci, Information Systems

The University of Kansas   1979 — 1981
Economics

Paul Escudero, CFP®, CWS® Paul Escudero, CFP®, CWS® Orange, California Details
Paul Escudero, CFP®, CWS®'s First Allied Securities Experience 2004 - Present
Job Chief Financial Officer at Orange Capital Management, Inc.
Industry Financial Services
Experience
First Allied Securities   2004 - Present
Orange Capital Management, Inc.   1990 - Present

Skills
Strategic Financial..., Wealth Management, Wealth, Certified Financial..., CERTIFIED WEALTH..., Registered Financial...

Education
College for Financial Planning   1991 — 1993
Financial Planning

Loyola Marymount University   1988 — 1990

University of Phoenix   1986 — 1988
BSBA, Financial Accounting

Cypress College   1982 — 1985
Associates Degree, Business

La Mirada High School   1981 — 1982

Neff High School   1979 — 1981

Derrick Handwerk Derrick Handwerk Greater Philadelphia Area Details
Derrick Handwerk's First Allied Securities Experience 2008 - Present
Job Advising affluent families on growing & protecting wealth.
Industry Financial Services
Experience
First Allied Securities   2008 - Present
Handwerk Wealth Advisory Firm   March 2005 - Present
Caderet Grant   February 2006 - September 2008

Education
Lehigh University
MBA, Business Administration and Management, General

Albright College
BS

Penn State University

Ryan R. Purkiss, AIF® CFP® Ryan R. Purkiss, AIF® CFP® Visalia, California Details
Ryan R. Purkiss, AIF® CFP®'s First Allied Securities Experience March 2008 - October 2010
Job Certified Financial Planner™ Professional ThiesenDueker Financial Consulting Group
Industry Financial Services
Experience
Thiesen-Dueker Financial Consulting Group   December 2010 - Present
First Allied Securities   March 2008 - October 2010
A.G. Edwards & Sons, Inc.   August 2005 - March 2008
Morgan Stanley  January 2001 - August 2005

Skills
Certified Financial..., Series 7, Series 66, Series 31, CA Insurance License

Education
Wharton Business School West Campus   2011 — 2011
AIF®, Accredited Investment Fiduciary

Fresno State University   2010 — 2010
Certificate Program In Financial Planning

California Polytechnic State University-San Luis Obispo   1995 — 2000
Bachelor of Science

Dan Perik Dan Perik Greater Milwaukee Area Details
Dan Perik's First Allied Securities Experience August 2006 - Present
Job Financial Advisor at Brook Capital
Industry Financial Services
Experience
Brook Capital   August 2006 - Present
First Allied Securities   August 2006 - Present
New Tribes Mission  June 1997 - October 2006

Education
Liberty University   2007 — 2014
Bachelor of Science (B.S.), Business - Finance

Liberty University   2007 — 2014
Bachelor of Science (B.S.), Accounting

New Tribes Institute   1991 — 1997
B.A., Intercultural Ministries

John Kadletz, AAMS® CWS® John Kadletz, AAMS® CWS® De Pere, Wisconsin Details
John Kadletz, AAMS® CWS®'s First Allied Securities Experience 2012 - Present
Job President / Owner at Kadletz Wealth Management, LLC
Industry Financial Services
Experience
Kadletz Wealth Management   September 2012 - Present
First Allied Securities   2012 - Present
Edward Jones  September 2001 - September 2012
U.S. Cellular   May 1994 - January 2001
Kadletz Welding   June 1990 - November 1994
Cellular One  May 1992 - May 1994

Education
Lakeland College   1998 — 2002
Undergrad, Business & Finance

Northeast Wisconsin Technical College   1990 — 1992
Associate Degree, Civil Engineering Technology

Northeast Wisconsin Technical College   1989 — 1990
Diploma, Welding Technology

Shawano High School

Mark Dransfield Mark Dransfield Greater San Diego Area Details
Mark Dransfield's First Allied Securities Experience January 2012 - Present
Job Senior Managing Director, Business Acquisitions at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   January 2012 - Present
First Allied Securities   January 2007 - July 2012
First Allied Securities   January 2010 - February 2012
First Allied Securities   July 2004 - January 2007
Josephthal and Co   1997 - 2002
Financial Network Investment Corporation, Member SIPC  1993 - 1996
First Affiliated Securities   1989 - 1993

Skills
Series 7, Wealth Management, Alternative Investments, Investment Advisory, Investments, Series 63, Asset Allocation, Securities, Asset Managment, Financial Advisory, Mutual Funds, Investment Strategies, Asset Management, Strategy, Equities, Leadership, Financial Services, Financial Modeling, Investment Management

Education
Brigham Young University   1973 — 1979
B.S., Business, English, Biology

Alexis Barber Alexis Barber Orange County, California Area Details
Alexis Barber's First Allied Securities Experience November 2007 - October 2010
Job Accountant at Canterbury Consulting, Inc.
Industry Financial Services
Experience
Canterbury Consulting, Inc.   May 2013 - Present
Canterbury Consulting, Inc   May 2011 - April 2013
First Allied Securities   November 2007 - October 2010
First Allied Securities   April 2006 - November 2007
First Allied Securities   June 2005 - April 2006

Skills
Fixed Income, Investments, Series 7, Mutual Funds, Asset Allocation, Securities, Bonds, Options, Uniform Combined State..., Trading, FINRA, Equity Trading, Alternative Investments, Series 63, Investment Strategies, Equities

Education
Keller Graduate School of Management of DeVry University   2008 — 2011
Master's, Master's in Business Administration

University of South Carolina - The Moore School of Business   2001 — 2005
Bachelor of Science, Business Administration; Finance and Economics

Hilton Head High School   1997 — 2001
High School Diploma

Richard Whitworth, AIF® Richard Whitworth, AIF® San Diego, California Details
Richard Whitworth, AIF®'s First Allied Securities Experience March 2013 - March 2015
Job Managing Director Business Consulting at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group  March 2015 - Present
First Allied Securities   March 2013 - March 2015
TD Ameritrade Institutional  June 2010 - March 2013
LPL Financial  September 2009 - June 2010
LPL Financial  June 2006 - September 2007
LPL Financial  June 2004 - June 2006
LPL Financial  March 2003 - June 2004
MARCAP Vendor Finance   August 2002 - March 2003
Morgan Stanley  March 2000 - May 2001
IBES International   June 1999 - March 2000

Education
IE Business School   2007 — 2008
International MBA, International MBA

University of Delaware   1994 — 1998
BS, Finance

The Peddie School   1990 — 1994

Chapin School

Deidre Garrett Deidre Garrett Portland, Oregon Area Details
Deidre Garrett's First Allied Securities Experience September 2001 - 2003
Job Inside Sales & Customer Support
Industry Marketing and Advertising
Experience
Pioneer Packaging  March 2015 - Present
ClubSport  2007 - 2012
Sugar Shoes & Cosmetics   June 2003 - May 2007
First Allied Securities   September 2001 - 2003

Skills
Adobe InDesign CS6, Adobe Illustrator CS6, Adobe Photoshop CS6, Adobe Dreamwaver CS6, CSS, CSS3, HTML 5, Mac & PC platforms, Graphic Design, Marketing, Advertising, Events Planning, Color Theory, Logo Design, Package Design, Typography, Social Media, Apparel, Cosmetics, Footwear, Web Design, Fashion, Beauty Industry, Packaging, Event Planning, Adobe Creative Suite, InDesign, Illustrator, Email Marketing, Layout, Photoshop, Graphics, Public Relations, Social Media Marketing, Customer Service, Management

Education
Portland Community College   2013 — 2015
Associate of Science (A.S.), Business/Commerce, General, Sophomore

Abhayam Sharma Abhayam Sharma San Diego, California Details
Abhayam Sharma's First Allied Securities Experience April 2013 - April 2014
Job Financial Analyst II at MedImpact Healthcare Systems, Inc.
Industry Financial Services
Experience
Kellermeyer Bergensons Services, LLC  May 2014 - October 2014
First Allied Securities   April 2013 - April 2014
AMN Healthcare  November 2011 - August 2012
SDSU Cal Pi Housing Corporation   August 2011 - August 2012
SDSU Asian Pacific Student Alliance   August 2009 - May 2010
GainSpan Corporation   June 2009 - August 2009

Skills
Microsoft Office, Customer Satisfaction, Client Representation, Multi Tasking, Market Research, Proactive self-starter, Problem Solving, Independent Contributor, Strategic Planning, Market Analysis, Managing Project Budgets, Teamwork, Microsoft Word, Financial Analysis, Financial Modeling, Budget Forecasts, Ad Hoc Reporting, Executive Reporting, Financial Reporting, Peachtree, Great Plains Software, Financial Statement..., Data Analysis, Quantitative Finance, Quantitative Analytics, Presentation Development, Cross-functional Team..., QuickBooks, Leading Meetings, Monarch Pro, Auditing, Pershing- NetX360, JP Morgan- Morcom, Process Improvement, Leadership

Education
San Diego State University-California State University   2006 — 2011
Bachelor of Science (B.S.), Business Administration (Finance)

Cupertino High School   2002 — 2006
Diploma

Sean Fitzhugh Sean Fitzhugh Greater San Diego Area Details
Sean Fitzhugh's First Allied Securities Experience August 2011 - October 2011
Job CoFounder at Kids Academy & Twins Chicken Tenders
Industry Investment Management
Experience
Kids Academy  January 2012 - Present
First Allied Securities   August 2011 - October 2011
Nine Points Management   October 2010 - February 2011
Reigning Paint   January 2008 - November 2009
Mass Mutual  January 2007 - January 2008
Verizon Wireless  September 2005 - December 2006
John L. Scott  January 2004 - January 2005

Skills
Investments, Strategic Financial..., Asset Managment, Portfolio Management, Financial Analysis, Risk Management, Trading, Finance, Budgets, Team Building, Microsoft Excel, Mutual Funds

Education
San Diego City College   2012 — 2013
Associate's degree, Early Childhood Education and Teaching

Bellevue Community College   2008 — 2010
AA, Business

Lynnwood High School   2000 — 2004
Diploma, General

Matthew Poole, CFP® Matthew Poole, CFP® Greater San Diego Area Details
Matthew Poole, CFP®'s First Allied Securities Experience June 2012 - Present
Job Founder & Managing Partner at Presidio Capital Management
Industry Financial Services
Experience
Presidio Capital Management   June 2012 - Present
First Allied Securities   June 2012 - Present
Centara Capital  April 2009 - June 2012
AXA Advisors  December 2005 - March 2009
Hewlett-Packard  June 1999 - May 2005

Skills
Alternative Investments, Investment Advisory, Investment Strategies, Insurance, Wealth Management, Registered Investment..., Hedge Funds, Estate Planning, Real Estate, Estate Tax Planning, Tax Planning, Financial Advisory, Certified Financial...

Education
St. Mary's College of California
Bachelor of Arts, Business Management

University of Arizona

St. Francis High School

Tyler Cuba, CWS® Tyler Cuba, CWS® Greater St. Louis Area Details
Tyler Cuba, CWS®'s First Allied Securities Experience December 2009 - Present
Job Owner & Managing Partner, Cuba Financial Group
Industry Financial Services
Experience
Cuba Financial Group   December 2009 - Present
First Allied Securities   December 2009 - Present

Education
Saint Louis University   2007 — 2009
Business Administration, Finance

Cannon Financial Institue / First Allied University   2010 — 2011
Certified Wealth Strategist® designation

Southeast Missouri State University   2004 — 2006
Bachelor of Science (B.S.), Nursing

University of Illinois at Chicago   2003 — 2003

Dan Aiello Dan Aiello State College, Pennsylvania Area Details
Dan Aiello's First Allied Securities Experience March 1993 - June 2002
Job Insurance & Investment Consultant at Culbertson Financial Services
Industry Insurance
Experience
Culbertson Financial Services   July 2002 - Present
LPL Financial  July 2002 - Present
First Allied Securities   March 1993 - June 2002

Education
Penn State University   1991 — 1992
Finance

University of Pittsburgh   1988 — 1991
BS, Business Management

Ridgway High School

Priscilla Parker Priscilla Parker Greater San Diego Area Details
Priscilla Parker's First Allied Securities Experience May 2010 - December 2012
Job Training Consultant at Encore Capital Group
Industry Professional Training & Coaching
Experience
Encore Capital Group  March 2014 - Present
The GMarie Group  June 2009 - Present
First Allied Securities   May 2010 - December 2012
SagePoint Financial  June 2002 - April 2009
America West Airlines  July 1999 - May 2002

Skills
Coaching, Customer Service, Building Relationships, Public Speaking, Leadership Development, Etiquette, Training Delivery, Team Building, Business Writing, Time Management, Strategic Planning, Training, Assistants, Instructor-led Training, E-Learning, Blended Learning, Transitioning, Technical Writing, Leadership, Management

Education
San Diego State University-California State University   1982 — 1986
BA, Liberal Studies with Emphasis in Chidlhood Socialization and Development

Melissa Brannen Melissa Brannen San Diego, California Details
Melissa Brannen's First Allied Securities Experience May 2004 - March 2005
Job Quicksilver, Retail Sales Associate at Mammoth Mountain Ski Area
Industry Leisure, Travel & Tourism
Experience
Mammoth Mountain Ski Area  November 2013 - Present
Trader Joe's  October 2012 - October 2013
Mammoth Mountain Ski Area  November 2011 - April 2012
Southern California Vacation Rentals   May 2006 - February 2011
Baja Expeditions   December 2005 - May 2006
Coast Law Group,. LLP   March 2005 - December 2005
First Allied Securities   May 2004 - March 2005
Amigo Custom Screen Prints   March 2002 - May 2004

Skills
Commitment to Customer..., Multi-tasking and..., Office management, Microsoft Office, Correspondence..., Problem solving, Sales, Bookkeeping/QuickBooks, Employee development..., Excellent oral and..., Office procedure..., Ability to take..., Microsoft Excel, Team player oriented, Management, Office Management, Data Entry, Administrative..., Customer Service, Time Management, Teamwork, Leadership, Accounts Payable

Education
San Diego State University-California State University   1997 — 2001
B.A.

Kent Thompson Kent Thompson Raleigh, North Carolina Details
Kent Thompson's First Allied Securities Experience 2009 - June 2013
Job Financial Advisor at Capitol Financial Solutions
Industry Financial Services
Experience
Capitol Financial Solutions  June 2013 - Present
Financial Directions Group   January 2009 - June 2013
First Allied Securities   2009 - June 2013
Sagemark Consulting  July 2002 - January 2009
Wachovia Bank  May 1998 - July 2002
Merrill Lynch  November 1992 - April 1998

Skills
Retirement Planning, Estate Planning, Wealth Management, Investments, Retirement, Strategy, Finance, Insurance, Long-term Care, Financial Planners, Tax, Analysis

Education
College for Financial Planning
Master of Science (M.S.), Financial Planning and Services

College for Financial Planning
CERTIFIED FINANCIAL PLANNER™ practitioner, Financial Planning and Services

Western Carolina University   1975 — 1977
ABT Masters Degree, Clinical Psychology, Didn't finish my Thesis

St. Andrews Presbyterian College   1971 — 1974
BA, Psychology

UVA   1969 — 1971
none, Religion

Michael L. Schwartz, RFC, CWS, CFS Michael L. Schwartz, RFC, CWS, CFS Jenkintown, Pennsylvania Details
Michael L. Schwartz, RFC, CWS, CFS's First Allied Securities Experience December 2007 - September 2013
Job Published Author, Wealth Manager, President at Schwartz Financial, Husband and Father
Industry Financial Services
Experience
Independent Financial Group LLC  September 2013 - Present
Schwartz Financial Services   April 1978 - Present
Schwartz Financial Services   April 1978 - Present
First Allied Securities   December 2007 - September 2013
Next Financial  December 2004 - December 2007
SunAmerica Securities  1984 - 1998
Prudential Insurance  May 1977 - March 1978

Skills
Financial Planning, Wealth Management, Insurance Planning, Estate Planning, Private Equity, Wealth Transfer, Private Client Wealth..., Multi Generational..., Disability Insurance..., Investments, Alternative Investments, Tax Preparation, Estate Tax Planning, Retirement Planning, Investment Advisory, Life Insurance, 401k Rollovers, Succession Planning, Retirement, Securities, Financial Services, IRAs, Insurance, Finance

Education
Institute of Business & Finance   2010 — 2010
BCE, Board Certified in Estate Planning

Cannon Wealth Institute   2008 — 2010
CWS, Wealth Management

American College   1994 — 2003
Insurance, Investments

La Salle University   1977 — 1978
BA, Business

Penn State University   1977 — 1978

Olney High   1969 — 1972

Jacob Shine Jacob Shine United States Details
Jacob Shine's First Allied Securities Experience August 2006 - May 2013
Job Senior Recruiter at AllianceBernstein
Industry Financial Services
Experience
AllianceBernstein  March 2014 - Present
Encore Capital Group  May 2013 - February 2014
First Allied Securities   August 2006 - May 2013
Robert Half International  June 2003 - August 2006
Accountemps  January 2004 - January 2005
Accountemps  January 2003 - January 2004
AIG SunAmerica Financial   January 1999 - January 2003

Skills
Recruiting, Sales Management, Finance, Management, Business Development, Marketing, Human Resources, Risk Management, Training, Process Improvement, SDLC, Investment Advisory, Banking, Financial Services, Talent Acquisition, Technical Recruiting, Insurance, Investments, Series 7, Wealth Management, Securities, Networking, Marketing Strategy, Onboarding, Applicant Tracking..., College Recruiting, Internet Recruiting, Temporary Placement, Cold Calling, CRM, Portfolio Management, Interviews, Customer Service, Leadership, Change Management, Financial Advisory, Sales, Negotiation, Vendor Management, 401k, Employee Benefits, Enterprise Software, Advertising, Series 24, Series 63, FINRA, Relationship Management

Education
Pitzer College   1995 — 1999
Political Economics

Steven Tran Steven Tran Greater San Diego Area Details
Steven Tran's First Allied Securities Experience August 2012 - April 2014
Job Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial  May 2015 - Present
TD Ameritrade Institutional  April 2014 - May 2015
First Allied Securities   August 2012 - April 2014
LPL Financial  July 2008 - August 2012
LPL Financial  September 2006 - June 2008
Washington Mutual  October 2005 - September 2006
Hollywood Video  November 2002 - December 2005

Skills
Series 4, Series 7, Series 24, Series 66

Education
California State University San Marcos   2004 — 2006
Bachelor of Science, Business Administration; Finance, 3.45

Sondra Forkner Sondra Forkner San Diego, California Details
Sondra Forkner's First Allied Securities Experience November 2007 - November 2011
Job Advertising Compliance Officer at Lucia Capital Group
Industry Financial Services
Experience
Lucia Capital Group  October 2013 - Present
Lucia Securities, LLC Member FINRA/SIPC   September 2011 - November 2014
First Allied Securities   November 2007 - November 2011
RJL Wealth Management, LLC  June 2009 - April 2010
RJL Wealth Management LLC  January 2005 - June 2009
Raymond J. Lucia Companies, Inc.   January 2005 - June 2009
Lucia Financial LLC   October 2006 - May 2009
Securities America, Inc. Member FINRA/SIPC   February 2005 - November 2007
Helix Trading, LLC   January 2006 - December 2006
Global Resources, Ltd. Member NASD/SIPC   February 2000 - November 2004

Skills
Wealth Management, Uniform Combined State..., Investments, Fixed Annuities, Strategic Financial..., Retirement, Investment Advisory, Retirement Planning, Financial Services, Alternative Investments, Series 63, Investment Strategies, Asset Management, FINRA, Series 7, Securities, Mutual Funds, IRAs, Series 24, Asset Allocation, Financial Planning, Series 65, Variable Annuities

Education
La Jolla Country Day, Del Mar Elementary, Earl Warren Jr. High, San Dieguito High, Palomar College, Wharton   1959 — 2002
General Ed, Sciences, Dance, Financial-specific

Palomar College   1970 — 1973
Sciences, Dance, Health, 3.86

Peter C. Hafner Peter C. Hafner Buffalo/Niagara, New York Area Details
Peter C. Hafner's First Allied Securities Experience 2007 - Present
Job Founder, Hafner Financial Group, CFP®, CWS®, Certified Financial Planner, Wealth Strategist, Financial Advisor
Industry Financial Services
Experience
Hafner Financial Group   January 2007 - Present
First Allied Securities   2007 - Present
Wachovia Securities (formerly A.G. Edwards)   January 1994 - 2007
Thomas James Associates  August 1992 - August 1994

Skills
Retirement Planning, Wealth Management, Mutual Funds, Strategic Financial..., Investments, Retirement, Investment Advisory, Finance, Investment Strategies, Financial Advisory, Securities, Financial Planners, Financial Planning, Uniform Combined State..., Portfolio Management, Bonds, Insurance, Financial Services, Wealth, FINRA, Asset Allocation

Education
College for Financial Planning
Financial Planning

State University of New York College at Buffalo
Bachelor of Arts, Political Science with a concentration in History and Math

State University of New York at Buffalo - School of Management

Scott M. Kancilia Scott M. Kancilia Greater Pittsburgh Area Details
Scott M. Kancilia's First Allied Securities Experience September 1997 - December 2009
Job Superintendent at Wagner Development, Inc.
Industry Construction
Experience
Wagner Development, Inc.   March 2012 - Present
Altitude Developemnt and Construction, Inc.   December 2006 - January 2012
First Allied Securities   September 1997 - December 2009
Morgan Stanley  February 1995 - September 1997
UBS Wealth Management  May 1988 - September 1995

Skills
Construction Management, Wealth Management, Options Strategies, Branch Management, Risk Management, Portfolio Management, Contract Management, Strategic Financial..., MS Project, Blueprint Reading, Subcontracting, Project Bidding, Cost Control, Financial Services, Contract Negotiation, Investments, Due Diligence, Insurance, Value Engineering, Finance, Asset Management, Project Planning, Strategic Planning, Change Orders, Cost Management, Budgets, Construction Safety, Process Scheduler, Executive Management

Education
University of Northern Colorado
Bachelor of Science (B.S.), Business Administration and Management, General

Naropa University   2005 — 2012
Master of Arts (M.A.), Wilderness Therapy

Angela Hayden Angela Hayden Camden, South Carolina Details
Angela Hayden's First Allied Securities Experience January 2006 - June 2006
Job Communications Manager at MiraVista LLC
Industry Medical Devices
Experience
MiraVista, LLC   May 2011 - Present
Reachsmart Interactive / AdDrive   June 2006 - May 2011
First Allied Securities   January 2006 - June 2006

Skills
Online Advertising, Social Media Marketing, Lead Generation, Direct Marketing, Marketing Strategy, Customer Acquisition, Affiliate Marketing, Digital Marketing, PPC, Media Buying, Strategic Planning, Management, Healthcare, Customer Service, Medical Devices, Adobe Connect, Webinar Development, Presentation Development, Presentation Design

Education
Columbia College (SC)   2010 — 2013
Business Marketing

Tim Miles, CWS® Tim Miles, CWS® Greater San Diego Area Details
Tim Miles, CWS®'s First Allied Securities Experience August 2013 - Present
Job Vice President, Business Consulting Group at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   August 2013 - Present
Fidelity Investments  July 2012 - August 2013
TD Ameritrade  June 2007 - August 2012
TD Ameritrade  May 2003 - June 2007
TD Ameritrade  October 2001 - May 2003
TD Ameritrade  March 2000 - October 2001
Mattel - Fisher Price  1996 - 1997
The Goodyear Tire & Rubber Company  1994 - 1996

Skills
Portfolio Management, Financial Advisory, Financial Services, CRM, Wealth Management, Series 7, Strategy, FINRA, Series 63, Investment Advisory, Business Development, Sales, Investments, Selling, Negotiation, Mutual Funds, Management, Competitive Analysis, Training, Asset Management, Marketing, Business Strategy, Retirement Planning, Securities, Marketing Strategy, New Business Development, Relationship Management, Business Intelligence, Risk Management, 401k, P&L Analysis, Asset Allocation, Modern Portfolio Theory, Strategic Planning, Strategic Financial..., Wealth, Strategic Account..., Retirement, Sales Operations

Education
Butler University - College of Business Administration   1990 — 1994
B.S., Business Marketing

Ryan Devall Ryan Devall Greater Chicago Area Details
Ryan Devall's First Allied Securities Experience 2009 - 2010
Job Associate at Swanson, Martin & Bell LLP
Industry Legal Services
Experience
Swanson, Martin & Bell, LLP   September 2015 - Present
Bryan Cave LLP  August 2014 - May 2015
Swanson, Martin & Bell, LLP   May 2014 - August 2014
Stahl Cowen Crowley Addis LLC  August 2013 - December 2013
City of Chicago-Federal Civil Rights Litigation Division   June 2013 - August 2013
Neil, Gerber & Eisenberg   May 2012 - August 2012
Qualcomm  December 2011 - May 2012
First Allied Securities   2009 - 2010
US Navy  2007 - 2008
US Navy  2005 - 2007

Skills
Intellectual Property, Outlook, Legal Research, PowerPoint, Microsoft Excel, Microsoft Office, Microsoft Word, Due Diligence, Research, Negotiation, Project Management

Education
Chicago-Kent College of Law, Illinois Institute of Technology   2012 — 2015
Doctor of Law (J.D.), Cum Laude

University of California, San Diego   2010 — 2011
Bachelor of Arts (B.A.), Economics, Magna Cum Laude

Carissa Myatt Townsend Carissa Myatt Townsend Jackson, Mississippi Area Details
Carissa Myatt Townsend's First Allied Securities Experience February 2008 - September 2013
Job Freelance Writer/Editor
Industry Writing and Editing
Experience
First Allied Securities   February 2008 - September 2013
Emerald Group Publishing Limited  2006 - 2008
Hulburt & Bunn   2005 - 2006

Skills
Corporate Communications, Social Media Marketing, Marketing Communications, Research, Public Speaking, Marketing, Microsoft Office, Writing, Editing, Copywriting, Copy Editing, Public Relations, SEO, Newsletters, Management, Social Media, Magazines, Strategic Planning, Investments, Marketing Strategy, Event Planning, Leadership, Brochures, Social Networking

Education
San Diego State University-California State University   2007 — 2010
Master's, History

Azusa Pacific University   2000 — 2004
Bachelor of Arts (B.A.), History

Matt Iofredo Matt Iofredo Jacksonville, Florida Area Details
Matt Iofredo's First Allied Securities Experience January 2002 - February 2003
Job Senior Director Licensing & New Ventures at PGA TOUR
Industry Marketing and Advertising
Experience
PGA TOUR  January 2015 - Present
PGA TOUR  May 2012 - December 2014
IMG  February 2007 - January 2012
Arnold Palmer Enterprises   September 2005 - February 2007
First Allied Securities   January 2002 - February 2003
Key Bank  January 2001 - December 2001

Skills
Licensing, New Business Development, Client Management, Brand Development, Contract Negotiation, Contract Management, Sponsorship Sales, Sponsorship, Sports, Account Management, Budgets, CRM, Product Development, Cold Calling, Sports Marketing, Marketing, Leadership, Sales Management, Management, Strategic Partnerships, Lead Generation, Retail, Brand Management, Marketing Communications, Marketing Strategy, Strategy, Social Media Marketing, Integrated Marketing, Event Management, Social Media

Education
Case Western Reserve University   2008 — 2008
Executive Certificate, Designing Solutions for Innovation and Strategy

John Carroll University   2004 — 2005
MBA

Miami University   1997 — 2000
BS, Finance/Economics

University School

David Szeto David Szeto Brea, California Details
David Szeto's First Allied Securities Experience June 2008 - August 2008
Job Senior Project Analyst at Southern California Edison (SCE)
Industry Utilities
Experience
Southern California Edison (SCE)   December 2013 - Present
Southern California Edison (SCE)   March 2015 - July 2015
Zodiac Inflight Innovations  October 2013 - November 2013
Southern California Edison (SCE)   August 2011 - July 2013
AOL  January 2011 - August 2011
Robert D. Niehaus, Inc.   June 2009 - December 2010
First Allied Securities   June 2008 - August 2008
San Diego Tennis & Racquet Club   June 2006 - August 2006
Designer Molecules   June 2006 - August 2006

Skills
Analysis, Business Analysis, Data Analysis, Economics, Analytics, Microsoft Excel, Microsoft Office, Business Planning, Program Management, PowerPoint, Research, Forecasting, Project Management, Valuation, Statistics, Strategic Planning, Financial Analysis, Business Strategy, MS Project, Visio

Education
California Institute of Technology   2013 — 2013
Project Management Certificate

Claremont McKenna College   2006 — 2009
B.A., Mathematics, Economics, Finance

Harvey Mudd College   2005 — 2006
Completed all first year general education coursework & transferred to Claremont McKenna College

Derek Killebrew Derek Killebrew Greater Denver Area Details
Derek Killebrew's First Allied Securities Experience 2013 - 2014
Job Corporate Finance
Industry Financial Services
Experience
Financial Institution  2014 - Present
First Allied Securities   2013 - 2014
Ameriprise Financial Services, Inc.   2012 - 2013
Residential Real Estate Company   2009 - 2012

Skills
Retirement Planning, Series 7, Wealth Management, Mutual Funds, Series 63, Retirement, Fixed Annuities, Investment Advisory, Securities, Investments, Strategic Financial..., Asset Allocation, IRAs, 401k, Estate Planning, Financial Advisory, Investment Strategies, Alternative Investments, Portfolio Management, FINRA, Financial Planning

Education
Colorado State University
Master's degree, Finance, General

Louisiana State University   2005 — 2009
Bachelor's degree, Multi/Interdisciplinary Studies

Irma Cruz-Dogan Irma Cruz-Dogan Temecula, California Details
Irma Cruz-Dogan's First Allied Securities Experience January 2002 - July 2005
Job Administrative Assistant at Stephen Peppler & Associates/Locklin Financial Group
Industry Financial Services
Experience
Stephen Peppler & Associates/ TPN   May 2006 - Present
First Allied Securities   January 2002 - July 2005

Skills
Microsoft Office, Payroll, Microsoft Word, Customer Service, PowerPoint, Data Entry, Office Administration, Administrative..., Commissioning, Microsoft Excel, QuickBooks

Education
Patrick Henry High School   1996 — 1999

Grossmont College
Business Administration and Management, General

Vere Reynolds-Hale Vere Reynolds-Hale Greater San Diego Area Details
Vere Reynolds-Hale's First Allied Securities Experience November 2007 - January 2013
Job Senior Vice President, Business Strategy at Griffin Capital Securities, Inc.
Industry Financial Services
Experience
Griffin Capital Securities, Inc.   August 2014 - Present
Kits For Africa   2010 - Present
The Legend Group  March 2013 - April 2014
First Allied Securities   November 2007 - January 2013
LPL Financial  2003 - 2006
National Planning Holdings, Inc.   2000 - 2003

Education
Pepperdine University, The George L. Graziadio School of Business and Management   2001 — 2008
BS in Management

Shara Simms Shara Simms Greater San Diego Area Details
Shara Simms's First Allied Securities Experience March 2014 - Present
Job AVP, Training Manager
Industry Financial Services
Experience
First Allied Securities   March 2014 - Present
First Allied Securities   December 2010 - March 2014
First Allied Securities   November 2009 - December 2010
First Allied Securities   July 2008 - November 2009
Round Hill Securities  January 2002 - August 2005

Skills
Instructional Design, Instructor-led Training, Technical Training, Hands-on Training, Conference Organization, Conference Coordination, Captivate, PowerPoint, Customer Engagement, Customer Service, Financial Services, Communication, Learning Management..., Learn New Software..., Time Management, Teamwork, Organization &..., Leadership, Training

Education
Grossmont College   2008 — 2010
Associate of Science (A.S.), Business Administration, Management and Operations

Brian Negrete Brian Negrete Greater San Diego Area Details
Brian Negrete's First Allied Securities Experience January 1999 - April 2001
Job Regional Marketing Director (Wholesaler) at Lincoln Financial Distributors
Industry Financial Services
Experience
Lincoln Financial Distributors  August 2005 - Present
PLANCO  May 2001 - July 2005
First Allied Securities   January 1999 - April 2001
Portland Pride   January 1996 - December 1997
San Diego Sockers  January 1993 - December 1995

Skills
Series 63, Mutual Funds, Series 7, Retirement Planning, Fixed Annuities, Retirement, Wealth Management, Investments, Marketing Strategy, Strategic Financial..., Sales, Financial Services, Asset Allocation, Strategic Planning, Variable Annuities, Financial Risk, Soccer, High jump, Triple jump, Football, Financial Planning

Education
San Diego State University-California State University   1988 — 1992
Bachelor of Applied Science (BASc), Physical Education Teaching and Coaching

El Cajon Valley High School

Zvi Ben-Zvi Zvi Ben-Zvi New York, New York Details
Zvi Ben-Zvi's First Allied Securities Experience 2003 - 2005
Job Managing Director at Highline Research Advisors, LLC
Industry Financial Services
Experience
Highline Research Advisors, LLC   2011 - Present
RVR Venture Corp   2009 - 2011
Paramount BioSciences  2007 - 2009
Rodman & Renshaw  2005 - 2007
First Allied Securities   2003 - 2005
CIBC World Markets  2000 - 2003
UBS Wealth Management  1998 - 2000

Skills
Financial Analysis, Financial Reporting, Financial Research, Biotechnology, Healthcare Information..., Mobile Technology, Start-up Ventures, Start-up Consulting, Fundraising, IPO, Investment Banking, Venture Capital, Private Equity, Mergers & Acquisitions, Investments, Equities, Capital Markets, Finance, Due Diligence, Valuation

Education
New York University
Bachelor's Degree, Economics

Jesse Ferguson, Jesse Ferguson, Greater San Diego Area Details
Jesse Ferguson,'s First Allied Securities Experience August 1999 - November 2009
Job Business Analyst Manager at AutoAnything
Industry Information Technology and Services
Experience
AutoAnything  March 2015 - Present
Magenic  July 2013 - February 2015
AutoAnything (an AutoZone company)   September 2012 - June 2013
Mitchell1 (a Snap-on Company)   January 2010 - September 2012
First Allied Securities   August 1999 - November 2009
American Digital Networks   June 1998 - August 1999
Cable One  October 1994 - June 1998

Skills
Scrum, E-commerce, Agile Project Management, SDLC, Databases, Agile Methodologies, Software Project..., User Experience, Visio, Systems Analysis, Integration, Process Improvement, HTML, XML, UML, User Stories, Process Flow, Web Applications, Social Media, Social Networking, User Acceptance Testing, SaaS, Web 2.0, Product Development, Public Speaking, Photoshop, CSS, BPMN, Use Case Analysis, Forums, Software Design, User Interface Design, Usability, User Interface, Process Mapping, Creative Problem Solving, Prototyping, Style Guides, Focus Groups, Application Design, Application Development, Agile, Functional..., Quality Assurance, Business Requirements, Web Project Management, CRM, Management, Requirements Analysis, Software Development

Education
Alliant International University-San Diego Scripps Ranch   2010 — 2013
MBA, Strategic Management

DeVry University   1991 — 1994
BS, CIS

Ryan Hixon Ryan Hixon Greater Seattle Area Details
Ryan Hixon's First Allied Securities Experience 2000 - 2003
Job Business Development at Artisan Software, Inc.
Industry Financial Services
Experience
Artisan Software, Inc.   September 2015 - Present
Self Employed  July 2015 - Present
Trutina Financial, LLC   October 2013 - July 2015
Symetra Investment Services  October 2011 - March 2013
Pacific West Financial Group, Inc.   July 2003 - October 2011
First Allied Securities   2000 - 2003
TD Ameritrade  1997 - 2000
Jack White & Company   1994 - 1997

Skills
Investment Advisory, Mutual Funds, Wealth Management, Series 7, Series 63, Securities, Series 24, Retirement Planning, FINRA, Financial Advisory, Financial Services, Equities, 401k, Investments, Alternative Investments, Portfolio Management, Asset Allocation, Asset Management, Asset Managment, Insurance, Strategic Financial..., Series 65

Education
San Diego State University-California State University   1993 — 1996
Bachelor, Finance

GMI Engineering & Management Institute   1991 — 1993
focus in Mechanical Engineering

Gig Harbor High School

William Levis, CFP®, CWS® William Levis, CFP®, CWS® Greater New York City Area Details
William Levis, CFP®, CWS®'s First Allied Securities Experience November 2009 - Present
Job Senior Financial Advisor at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   November 2009 - Present
Levis Planning   September 1999 - Present
Citi  December 2002 - November 2009
Ameriprise Financial Services, Inc.   May 1999 - November 2001

Skills
Investment Planning, Retirement Planning, Equities, Investments, Mutual Funds, Finance, Wealth Management, Series 7, Portfolio Management, Investment Advisory, Strategic Financial..., Securities, Investment Strategies

Education
City University of New York-Baruch College   1993 — 1996
Bachelor of Business Administration (BBA), International Business

Dustin TenBroeck, CFP® Dustin TenBroeck, CFP® Greater San Diego Area Details
Dustin TenBroeck, CFP®'s First Allied Securities Experience June 2012 - Present
Job Founder & Wealth Advisor at PRESIDIO CAPITAL MANAGEMENT
Industry Financial Services
Experience
Presidio Capital Management   June 2012 - Present
First Allied Securities   June 2012 - Present
Centara Capital  April 2008 - June 2012
AXA Equitable  September 2005 - April 2008

Skills
Retirement Income..., Investment Management, Cash Flow Management, Alternative Investments, Investment Advisory, Registered Investment..., Investment Strategies, Financial Planning, Insurance, Wealth Management, Hedge Funds, Estate Planning, Real Estate, Estate Tax Planning, Tax Planning, Financial Advisory, Investments, Portfolio Management, Retirement

Education
San Diego State University-California State University   2000 — 2005
Busineess Administration, Finance

Mountain View High School

Johnathan Parsell Johnathan Parsell Greater Philadelphia Area Details
Johnathan Parsell's First Allied Securities Experience 2010 - 2011
Job Chief Financial Officer, Project Manager
Industry Financial Services
Experience
Parsell Funeral Homes & Crematorium   June 2008 - Present
The Vanguard Group  March 2011 - July 2012
First Allied Securities   2010 - 2011
Edward Jones  2008 - 2008

Skills
Business Strategy, Investments, Financial Management, Management Consulting, Corporate Finance, Financial Planning, Microsoft Office, Customer Relations, Excel, Series 7, Strategic Financial..., Business Development, Customer Service, Management, Managerial Finance, Strategy, Forecasting, Leadership

Education
Drexel University   2012 — 2014
Master of Business Administration (M.B.A.)

University of Delaware   2003 — 2008
B.S.

University of Pretoria   2008 — 2008

Matthew Bassuk Matthew Bassuk Greater San Diego Area Details
Matthew Bassuk's First Allied Securities Experience August 2006 - Present
Job Senior Managing Director, Business Development at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   August 2006 - Present

Skills
Financial Advisory, Wealth Management..., Series 63, Wealth Management, Investment Advisory, Series 24, Mutual Funds, Securities, Investments, Alternative Investments, FINRA, Asset Allocation, Recruiting, ETFs, Investment Strategies, Strategic Financial..., Insurance, Variable Annuities, Series 7, Equities, Asset Managment, Retirement Planning, Private Equity, Asset Management, Financial Goals, Retirement, Fixed Annuities, Series 65, 401k, Investment Management, Separately Managed..., Wealth, Financial Services, Estate Planning, Series 6, Bonds

Education
Pitzer College   1990 — 1994

Madison Cone Madison Cone Columbia, South Carolina Details
Madison Cone's First Allied Securities Experience 2007 - 2008
Job Managing Partner Tower Street Capital
Industry Financial Services
Experience
Tower Street Capital   2011 - Present
Companion Property & Casualty Group  2008 - 2011
First Allied Securities   2007 - 2008

Education
Duke University - The Fuqua School of Business   2014 — 2016
Master of Business Administration (MBA)

London School of Economics
Study Abroad, Full Scholarship

The Citadel
BSc, Business Administration, Honors

Andrew Ganz Andrew Ganz Greater San Diego Area Details
Andrew Ganz's First Allied Securities Experience March 2009 - March 2011
Job Senior Relationship Manager at MassMutual Financial Group
Industry Financial Services
Experience
MassMutual Financial Group  May 2015 - Present
Intercare Insurance Solutions  March 2011 - April 2015
First Allied Securities   March 2009 - March 2011
Commonwealth Financial Network  January 2006 - December 2008
LPL Financial Services  September 2003 - January 2006
Lifetime Financial Advisors   1999 - 2003

Skills
Retirement, Investments, Series 7, Relationship Management, Retirement Planning, Mutual Funds, Wealth Management, Series 63, Investment Advisory, Employee Benefits, Financial Advisory, Defined Benefit, Finance, Asset Allocation, Business Development, Marketing, Alternative Investments, 401k, Pensions, Employee Retention, Qualified Retirement..., Retirement Plan...

Education
San Diego State University-California State University   1998 — 2002
Bachelor of Science, Finance

Alex Tsekhanskiy Alex Tsekhanskiy Greater San Diego Area Details
Alex Tsekhanskiy's First Allied Securities Experience December 2010 - Present
Job AVP, Infrastructure Services at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   December 2010 - Present
AMN Healthcare  March 2006 - December 2010
Clark Security Products  March 2003 - March 2006

Skills
VMware, Citrix, Windows Server, ADFS 2.0, Symantec Enterprise..., SAN, EMC, CLARIION, CENTERA, Microsoft Exchange, CA Message Manager, Double Take, Baracuda, Symantec Brightmail, Lync Server 2010, Fortinet, Checkpoint, SiteScope, Whatsup Gold, Microsoft SQL Server, Active Directory, Group Policy, Load Balancing, Microsoft CRM, IIS, DNS, DHCP, High Availability..., DAG, Rightfax, Blackberry, Blackberry Enterprise..., Exchange 2010/2007/2003, CommVault, Deduplication, Quantum DXI, Datadomain, Flexfabric, Brocade Fibre Switches, Zoning, Department Budgeting, Vendor Management, Team Building, Management, Project Management, RSA SecurID, FTP, Cognos, Netscaler, Tomcat

Education
San Diego State University-California State University   1997 — 2001
Bachelor of Science, Information Decision Systems

Helix High School   1993 — 1997

177

David Chenet, CFA David Chenet, CFA Bridgewater, New Jersey Details
David Chenet, CFA's First Allied Securities Experience October 2012 - January 2015
Job Vice President Investments at Paradigm Wealth Management
Industry Financial Services
Experience
Paradigm Wealth Management   January 2015 - Present
First Allied Securities   October 2012 - January 2015
First Allied Securities   September 2009 - October 2012
LPL Financial  June 2006 - September 2009

Skills
Series 7, FINRA, Series 63, Uniform Combined State..., Series 24, Mutual Funds, Securities, Options, Securities Regulation, Asset Allocation, Investment Advisory, Alternative Investments, Investment Strategies, Investment Management, Wealth Management

Education
San Diego State University-California State University   2007 — 2009
MBA

Bryant University   2000 — 2004
BA, International Studies

Gregory Ferguson, CPA Gregory Ferguson, CPA Greater St. Louis Area Details
Gregory Ferguson, CPA's First Allied Securities Experience November 2013 - Present
Job Due Diligence Analyst at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   November 2013 - Present
Wells Fargo  September 2008 - November 2013
KPMG, LLP  March 2006 - September 2008
Enterprise Rent-A-Car  2004 - 2005

Skills
Financial Services, Investment Strategies, Investment Management, Alternative Investments, Reinsurance, Wealth Management, Risk Management, Risk Analysis, Equity Trading, Derivatives, Fixed Income Strategies, Internal Controls, Auditing, Financial Accounting, FINRA, Sarbanes-Oxley Act, Capital Markets, Financial Modeling

Education
Saint Louis University   2001 — 2005
Bachelor of Science - Business Administration, Accounting and Finance, Summa cum laude

Brian Bishop, CFP, CPA Brian Bishop, CFP, CPA Cleveland/Akron, Ohio Area Details
Brian Bishop, CFP, CPA's First Allied Securities Experience April 2008 - November 2013
Job Owner of Bishop Financial Advisors
Industry Financial Services
Experience
SII Investments  November 2013 - Present
Bishop Financial Advisors   September 1998 - March 2014
First Allied Securities   April 2008 - November 2013
Bath & Body Works  1996 - 1998
Bank One  1995 - 1996

Skills
Wealth Management, Investments, Estate Planning, Retirement, Retirement Planning, Financial Advisory, Financial Planners, Strategic Financial..., Investment Strategies, Investment Management, IRAs, Finance, Financial Goals, 401k, Asset Allocation, Fixed Annuities, Wealth, Series 7, Risk Management, Mutual Funds, Alternative Investments, 401k Rollovers, Strategy, Series 63, Financial Planning, Retirement Income...

Education
Saint Vincent College   1994 — 1996
BA, Accounting

The Ohio State University   1991 — 1994
Accounting

Colin Coyne Colin Coyne Greater Los Angeles Area Details
Colin Coyne's First Allied Securities Experience December 2003 - May 2004
Job Senior Project Analyst at Capital Group
Industry Financial Services
Experience
Capital Group  June 2015 - Present
Dimensional Fund Advisors  March 2013 - June 2015
Portware LLC  March 2006 - March 2013
UNX  May 2004 - March 2006
First Allied Securities   December 2003 - May 2004
Wells Fargo Investments  March 2002 - December 2003
Wells Fargo Investments  March 1999 - March 2002

Skills
Equities, Options, Trading Systems, Electronic Trading, Market Data, Business Analysis, Strategic Planning, Trading, Customer Relations, Problem Solving, FX, Futures, Order Management, Executive Management, Project Implementation, Software Implementation, Software Project..., Software Training, FIX, Client Service, Building Relationships, Quality Assurance, Software Integration, Business Integration, Data Integration, Hedge Funds, Financial Markets, Asset Management, Process Improvement, Asset Managment, Project Management, Cross Functional Team..., FX Options, Customer Service, Fixed Income, Equity Derivatives, Foreign Exchange, Financial Services, Series 7, Middle Office

Education
Georgetown University

Wayzata

Wayzata

Eric Cooper Eric Cooper Greater San Diego Area Details
Eric Cooper's First Allied Securities Experience November 2006 - Present
Job Senior VP, Information Security Officer
Industry Financial Services
Experience
First Allied Securities   November 2006 - Present
Insurance Company of the West  2006 - 2006
Sempra Global  2002 - 2006
American Red Cross  December 1997 - June 2001

Skills
GLBA, Vendor Management, Perimeter Security, Firewalls, Active Directory, IDS, IPS, Securities Regulation, Risk Management, Program Management, Series 99, Microsoft Certified..., Threat & Vulnerability..., VMware, E-Discovery, Information Security..., Offshore Resource..., TCP/IP, Cisco Technologies, Data Center Management, Application Architecture, Management, Log Management, Enterprise Backups, Microsoft SQL Server, Microsoft Exchange, Internal Audit, Security Incident..., Disaster Recovery, Vulnerability Management, Data Center, Application Security, Security

Education
James Madison University   1989 — 1993
BBA, Computer Information Systems

Lex Levinrad Lex Levinrad Boca Raton, Florida Details
Lex Levinrad's First Allied Securities Experience May 1995 - May 1998
Job Real Estate Investor, Author and Speaker. Founder & CEO of the Distressed Real Estate Institute
Industry Real Estate
Experience
Distressed Real Estate Institute, LLC.   January 2008 - Present
Lex Holdings, LLC.   July 2003 - Present
Levinrad Capital Management   January 1995 - June 2003
First Allied Securities   May 1995 - May 1998
TD Waterhouse  December 1992 - May 1995
Chicago Board of Trade  May 1990 - May 1991

Skills
Rehabbing, REO, Foreclosures, Short Sales, Wholesaling, landlord, Rental Properties, fixing and flipping, wholesale real estate, distressed real estate, bank owned properties, bank owned houses, pre-foreclosure, investing in..., short sale negotiation, real estate coaching, real estate education, Real Estate, Property Management, Graduate Real Estate..., Property Flipping, House, Landlord, Investments, Rentals, Wholesale Real Estate, Wholesale, Real Estate Transactions, Investors, Entrepreneurship, Single Family Homes, Investment Properties, Residential Homes, Property, Brokerage, Relocation, Real Estate Financing, Buyer Representation, Condos, Selling, Mortgage Lending, Landlords, Luxury, International Real..., Mergers & Acquisitions, Sellers, Portfolio Management, Disposition, Commercial Real Estate, Apartments

Education
Association For Investment Management Research   1997 — 1999
CFA Level 1, Finance, Portfolio Management

University of Phoenix   1995 — 1997
Bachelors, Finance, Business Administration

San Diego State University-California State University   1989 — 1991
Bachelor of Science, Finance

Jennifer Mannan Jennifer Mannan Greater San Diego Area Details
Jennifer Mannan's First Allied Securities Experience September 2011 - Present
Job Associate General Counsel at First Allied Securities
Industry Law Practice
Experience
First Allied Securities   September 2011 - Present
Robbins Geller Rudman & Dowd   November 2007 - September 2011
University of San Diego Civil Clinic   August 2006 - May 2007
Law Offices of Charles S. Roseman & Associates   March 2006 - August 2006
University of San Diego School of Law  September 2005 - April 2006
10-11 Gray's Inn Square   June 2005 - August 2005

Skills
Legal Research, Litigation, Westlaw, Class Actions, Legal Writing, Securities, Securities Regulation, Civil Litigation, Commercial Litigation

Education
University of San Diego School of Law   2004 — 2007
J.D., Law

Northern Arizona University   1999 — 2003
B.S., Pre-law, Minor in Mathematics

Caroline Kaufmann, PMP Caroline Kaufmann, PMP Washington D.C. Metro Area Details
Caroline Kaufmann, PMP's First Allied Securities Experience May 2007 - August 2007
Job Advisory Senior Associate at KPMG
Industry Accounting
Experience
KPMG  January 2014 - Present
KPMG  September 2013 - January 2014
KPMG  May 2012 - September 2013
Cambridge Associates  June 2010 - May 2012
Cambridge Associates  September 2009 - June 2010
Cambridge Associates  June 2008 - September 2009
First Allied Securities   May 2007 - August 2007

Skills
Microsoft Office, Bloomberg Terminal, Factset, Financial Analysis, Bloomberg, Excel, Asset Allocation, Analysis, Visio, Clarizen, SharePoint, MS Project, Project Management

Education
Franklin & Marshall College   2004 — 2008
Bachelor of Arts, Business

Michael Wemple Michael Wemple Greater Chicago Area Details
Michael Wemple's First Allied Securities Experience October 2002 - December 2003
Job Financial Advisor
Industry Financial Services
Experience
American Midwest Bank/American Midwest Investments   November 2010 - Present
Midwestern Securities Trading Co., LLC   March 2008 - August 2010
JPMorgan Chase  April 2006 - October 2007
First Allied Securities   October 2002 - December 2003
McDonald Investments  July 2000 - October 2002
OLDE Discount Stockbrokers  1996 - 2000

Skills
Investments, Back Office, Annuities, Financial Planning, Portfolio Management

Education
Northern Illinois University   1992 — 1996
BS, Finance

Marist High School   1988 — 1992
College Prep

Rob Moses Rob Moses Greater New York City Area Details
Rob Moses's First Allied Securities Experience December 1996 - December 2014
Job Counsel
Industry Financial Services
Experience
First Allied Securities   December 1996 - December 2014

Skills
Investments, Financial Advisory, Securities, Securities Regulation, Investment Management, Investment Advisory, Alternative Investments, Series 7, Series 24, Series 63, FINRA, Hedge Funds, Estate Planning, Wealth Management, Venture Capital, Private Equity, ETFs, Asset Management, Financial Services, Arbitration, Civil Litigation

Education
Benjamin N. Cardozo School of Law, Yeshiva University   1989 — 1992
Doctor of Law (JD)

Madelyn Brown Madelyn Brown San Francisco Bay Area Details
Madelyn Brown's First Allied Securities Experience December 2012 - Present
Job Vice President, Audit Department at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   December 2012 - Present
First Allied Securities   June 2005 - December 2012
Round Hill Securities, Inc.   June 1996 - June 2005

Education
San Diego State University-California State University   1980 — 1982
BSBA, Business

Orange Coast College   1978 — 1980
Associate's degree, Business Administration and Management, General

Ridge High School   1975 — 1978

Benjamin Neale Benjamin Neale San Diego, California Details
Benjamin Neale's First Allied Securities Experience February 2013 - May 2013
Job IT Strategy Rotational Analyst at San Diego Gas & Electric
Industry Information Technology and Services
Experience
San Diego Gas & Electric  June 2015 - Present
San Diego Gas & Electric  June 2014 - June 2015
San Diego Gas & Electric  May 2013 - June 2014
First Allied Securities   February 2013 - May 2013
San Diego State University  December 2012 - May 2013
First Allied Securities   June 2012 - August 2012
D & K Fisheries   2005 - 2011

Skills
Customer Service, Microsoft Office, Account Management, Sales Management, Direct Sales, Customer Relations, Client Services, Visual Studio, HTML/XML, basic CSS, Java, VB.NET, ASP.NET, Systems Analysis, Requirements Gathering, User Interface Design, Visio, Management, Marketing, Security, Software Documentation, Training

Education
San Diego State University-California State University   2012 — 2014
Business Administration, Management Information Systems

San Diego Mesa College
Associate of Science (A.S.), Computer and Information Sciences, Honors, 3.62

San Diego Mesa College   2009 — 2012
Associate of Arts (A.A.), Liberal Arts and Sciences, Emphasis in Business Studies, 3.62

Spokane Falls Community College   2007 — 2009

Angela Bartik Angela Bartik Cleveland/Akron, Ohio Area Details
Angela Bartik's First Allied Securities Experience 2004 - 2006
Job Accounting Professional
Industry Accounting
Experience
First Allied Securities   2004 - 2006

Education
Cleveland State University   2004 — 2006
MBA, Focus in Accounting

Rick Jaye Rick Jaye Orlando, Florida Area Details
Rick Jaye's First Allied Securities Experience 2004 - December 2009
Job Director of Sales at Southwest Financial Group
Industry Financial Services
Experience
Southwest Financial Group  January 2010 - Present
First Allied Securities   2004 - December 2009
J & J Consulting Inc.   June 1993 - September 2004

Skills
Strategic Financial..., Sales, Financial Sales..., Business Tax Planning

Education
Dartmouth College   1980 — 1981
Exchange Program, Applied Economics

University of California, San Diego   1977 — 1981
Bachelor of Science (BS), Economics

Christine Fullenwider Christine Fullenwider Greater San Diego Area Details
Christine Fullenwider's First Allied Securities Experience January 2011 - July 2012
Job IT Engineer at County of San Diego
Industry Information Technology and Services
Experience
County of San Diego  July 2012 - Present
First Allied Securities   January 2011 - July 2012
Centerbeam  January 2009 - February 2010
NextWave Broadband  January 2008 - December 2008
Scripps Health  2006 - 2008
BAE Systems  2002 - 2006
Caltrans  2000 - 2002

Skills
Active Directory

Education
Harvard University Graduate School of Education   2002 — 2005
MS, Engineering

Coleman College   1998 — 2001
BS, Computer Engineer

Chrystal Pope Chrystal Pope San Luis Obispo, California Area Details
Chrystal Pope's First Allied Securities Experience November 2005 - October 2010
Job HR Analyst at Cal Poly State University
Industry Human Resources
Experience
Cal Poly State University  May 2012 - Present
Environmental Consulting and Planning Firm in San Luis Obispo, CA   October 2010 - May 2012
First Allied Securities   November 2005 - October 2010
Joint Interagency Training Center - West   April 2003 - September 2005
Copeland's Sports Warehouse   1999 - 2003

Skills
Typing 65WPM, Advanced Microsoft..., Advanced Adobe Acrobat..., Employee Relations, PowerPoint, Training, Microsoft Office, Onboarding, Microsoft Excel, Payroll, Employee Benefits, Management, Human Resources, Microsoft Word

Education
Arroyo Grande High School

Cuesta College

Madhusoodan Reddy Madhusoodan Reddy Vienna, Virginia Details
Madhusoodan Reddy's First Allied Securities Experience September 2011 - December 2011
Job Sr Java Developer at Capital One
Industry Computer Software
Experience
Capital One  October 2014 - Present
Automated Financial Systems, Inc. (AFS)   April 2014 - October 2014
Kenexa, an IBM Company  January 2012 - March 2014
First Allied Securities   September 2011 - December 2011
JPMorgan Chase  February 2011 - September 2011
Comcast  January 2010 - February 2011
PNC Bank  January 2008 - December 2009

Skills
Java, Java Enterprise Edition, Weblogic, Oracle, SOA, DB2, JDBC, J2EE Application..., Spring, Web Applications, Agile Methodologies, PL/SQL, SQL, Java Enterprise..., RESTful WebServices, Web Services, JAX-WS, Hibernate, Struts, JBoss Application Server, iBatis, XML, Servlets, HTML, JSP, jQuery, PHP, MongoDB, JSF, MySQL, RDBMS, IBM Rational Tools, Scrum, SDLC, Spring Framework, Shell Scripting, Spring Batch, Spring Integration, WebSphere, Requirements Analysis, Unix, Software Development, Hive, Hadoop, Apache Pig, Spring XD, Batch Programming

Education
Kakatiya University
Bachelor of Technology (B.Tech.), Computer Engineering

Lisa Roth Lisa Roth Greater San Diego Area Details
Lisa Roth's First Allied Securities Experience 1990 - 1995
Job President, Monahan & Roth, LLC
Industry Financial Services
Experience
Keystone Capital Corporation  September 2011 - Present
Monahan & Roth, LLC   1999 - Present
PCAOB Standing Advisory Group   2011 - 2012
NAIBD   1994 - December 2011
Third Party Marketers Association   2009 - 2011
FINRA, Small Firm Advisory Board   2008 - 2011
NRS, ComplianceMAX   2000 - 2008
ComplianceMAX   1999 - 2007
Royal Alliance Associates INC  1998 - 1999
First Allied Securities   1990 - 1995

Education
Moravian College   1977 — 1981
BA, History

Marv Walker Marv Walker Greater Denver Area Details
Marv Walker's First Allied Securities Experience 2007 - 2009
Job Director, Consulting Delivery at TriZetto Corporation
Industry Information Technology and Services
Experience
TriZetto Corporation  May 2011 - Present
Comprehensive Software Systems  2009 - 2011
First Allied Securities   2007 - 2009
Abbott Vascular Devices  2007 - 2007
LPL  1999 - 2006

Skills
T-SQL, Software Project..., SDLC, Vendor Management, PMP, Cross-functional Team..., Microsoft SQL Server, Agile Methodologies, Project Management, Program Management, Requirements Analysis, Business Analysis, Integration, Process Improvement, Business Process..., Visio, CRM, PMO

Education
California Polytechnic State University-San Luis Obispo   1979 — 1983

Don W. Salter Don W. Salter Shreveport, Louisiana Area Details
Don W. Salter's First Allied Securities Experience June 2008 - June 2014
Job Certified Wealth Strategist (R)
Industry Investment Management
Experience
Providence Investments   1993 - Present
J.W. Cole Financial, Inc.   July 2014 - Present
J.W. Cole Advisors, Inc.   July 2014 - Present
First Allied Securities   June 2008 - June 2014
First Allied Advisory Services   June 2008 - June 2014
FFP Securities, Inc.   February 1994 - May 2008
FFP Advisory Services, Inc.   February 1994 - May 2008

Skills
Wealth Management, Risk Management, Retirement Planning, Financial Planning, Estate Planning, Financial Services, Investments, Investment Advisory, Securities, FINRA, Personal Finance, Small Business, Financial Goals, Retirement, Series 6, Series 63, Series 65, Series 22

Education
Cannon Financial Institute
Certified Wealth Strategist Professional

Louisiana Tech University   1987 — 1991
B.S., Business Management

Brandy Clements-Corder Brandy Clements-Corder Greater San Diego Area Details
Brandy Clements-Corder's First Allied Securities Experience April 2011 - September 2013
Job Senior Analyst, Marketing Regulatory Review at LPL Financial
Industry Financial Services
Experience
LPL Financial  September 2013 - Present
First Allied Securities   April 2011 - September 2013
LPL Financial  October 2006 - April 2011

Education
Auburn University, College of Business   1999 — 2003
Bachelor of Science, Information Systems Management

Matt Halloran, MBA Matt Halloran, MBA Greater Atlanta Area Details
Matt Halloran, MBA's First Allied Securities Experience July 2007 - July 2013
Job Life and Health Insurance at Transition Partner
Industry Financial Services
Experience
Transition Partner   August 2013 - Present
First Allied Securities   July 2007 - July 2013
First Allied Securities   July 2007 - July 2013
QIV Systems, Inc.   1990 - 2001

Skills
Series 7, Retirement Planning, Series 63, Retirement, Asset Management, Fixed Annuities, Estate Planning, Health Insurance

Education
The University of Texas at San Antonio   1974 — 1977
Master of Business Administration (MBA), Finance and Financial Management Services

Saint Bonaventure University   1959 — 1963
Bachelor of Business Administration (BBA), Management and Accounting

Satish Jayanthi Satish Jayanthi Greater San Diego Area Details
Satish Jayanthi's First Allied Securities Experience February 2013 - Present
Job SVP, First Allied Securities
Industry Computer Software
Experience
First Allied Securities   February 2013 - Present
City of Carlsbad  July 2007 - January 2013
Clout Financial Services, Inc.   2004 - 2007
CSI Financial Services, Inc.   2003 - 2004
eMind LLC   1999 - 2003
Prudential Investments  1998 - 1999

Skills
SQL, Enterprise Architecture, Business Intelligence, SharePoint, Program Management, Data Mining, Oracle, Microsoft SQL Server, OLTP, VMware, HTML, Operating Systems, DTS, Data Architecture, Erwin, SQL Tuning, Performance Point, Database Security, SSIS, Data Warehouse..., Long-term Customer..., Data Modeling, Data Warehousing, Databases, T-SQL, Software Development, Database Design, Requirements Analysis, Data Integration, Strategy, Data Migration, Data Quality, Agile Methodologies, ETL, Integration, Agile Project Management, Visio, Solution Architecture, Software Project..., SOA, SDLC, Data Governance, Master Data Management, Business Analytics

Education
California State University-Long Beach   2002 — 2004
M.S., Computer Science

IETE   1991 — 1995
Bachelor's of Technology, Electrical, Electronics and Communications Engineering

Arlen Chapman Arlen Chapman San Francisco Bay Area Details
Arlen Chapman's First Allied Securities Experience February 2002 - July 2009
Job Owner, Insurance Sales
Industry Insurance
Experience
Covered California  December 2013 - Present
Arlen Chapman Insurance Services   January 2011 - Present
First Allied Securities   February 2002 - July 2009

Skills
Retirement Planning, Estate Planning, Health Insurance, Real Estate, Insurance, Investments, Fixed Annuities, Retirement, IRAs, Life Insurance, Financial Advisory, Wealth Management, Strategic Financial..., Investment Advisory, Wealth, 401k, Financial Planning

Education
De Anza College   2013 — 2015
Network Administration with a focus on security, Computer Systems Networking and Telecommunications Security

San Jose State University
Math/Computer Science

Gary Sackman Gary Sackman Greater Chicago Area Details
Gary Sackman's First Allied Securities Experience April 2008 - Present
Job Registered Representative at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   April 2008 - Present
SeaLand Environmental, Inc   2007 - 2010
Montauk Financial Group  2002 - 2008

Skills
Series 7, Mutual Funds, Wealth Management, Retirement Planning, Retirement, Investments, Estate Planning, Asset Allocation, Financial Advisory, Asset Managment, Strategic Financial..., Securities, Portfolio Management, Strategic Planning, 401k

Education
Southern Illinois University, Carbondale   1974 — 1977
Bachelor of Arts (B.A.), Physiology, General, soph-sr

Carroll University   1973 — 1974
none, freshman

waukegan high school   1969 — 1973

Jon Corazza Jon Corazza Beaverton, Oregon Details
Jon Corazza's First Allied Securities Experience April 2003 - Present
Job Financial Consultant at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   April 2003 - Present
Laughlin Group   1987 - 1998

Education
Oregon State University
Education

Brenda Mannon Brenda Mannon Greater San Diego Area Details
Brenda Mannon's First Allied Securities Experience November 1997 - October 2001
Job Patent Paralegal at Life Technologies
Industry Biotechnology
Experience
Thermo Fisher Scientific  May 2008 - February 2015
Harbor BioSciences, Inc. (formerly Hollis-Eden Pharmaceuticals, Inc.)   October 2001 - May 2008
First Allied Securities   November 1997 - October 2001

Skills
Intellectual Property, Invention, Prosecution, Medical Devices, Commercialization, Corporate Law, Patentability, Trademark Infringement, Trade Secrets, Copyright Law, Contract Negotiation, Corporate Governance, Employment Law, Document Review, Commercial Litigation, Drug Discovery, Legal Assistance, Notary Public, Drug Development, Legal Documents, Immunology, Civil Litigation, Sop, Chemistry, Cross-functional Team...

Education
University of Redlands   1989 — 1992
Business Administration and Management, General

University of California San Diego Extension
Certificate, Intellectaul Property Law

Cuyamaca College
Certificate, Supervision

San Diego Mesa College
Records Management

Barrett Fay Barrett Fay Sacramento, California Area Details
Barrett Fay's First Allied Securities Experience December 2006 - August 2008
Job Assistant, Personal Shopping office at Neiman Marcus
Industry Retail
Experience
Neiman Marcus  August 2011 - Present
Nordstrom  August 2010 - Present
Nordstrom  June 2009 - Present
Nordstrom  June 2009 - Present
Beach Hut Deli Granite   February 2004 - June 2009
Nordstrom  2009 - 2009
Aquaperfect   December 2006 - August 2008
First Allied Securities   December 2006 - August 2008

Education
California State University-Sacramento
Bachelors degree, Family and Consumer Sciences Apparel Marketing and Design Concentration

Christine Kreps Christine Kreps Orange County, California Area Details
Christine Kreps's First Allied Securities Experience July 2005 - August 2006
Job Compliance Branch Examinations
Industry Financial Services
Experience
Merrill Lynch  August 2006 - Present
First Allied Securities   July 2005 - August 2006
LPL  November 2004 - July 2005
Bear Stearns  February 2001 - October 2004

Skills
Series 7, FINRA, Securities, Asset Management, Investments, Series 9, Series 3, Series 10, Series 24, Series 66, Series 63

Education
California State University-Northridge
Bachelors, Business Administration - Management

Chelsea Peterson Chelsea Peterson Greater Seattle Area Details
Chelsea Peterson's First Allied Securities Experience February 2013 - Present
Job Branch Operations Manager at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   February 2013 - Present

Skills
Sales, Management, Hotels, Leadership, Real Estate, Financial Analysis, Contract Negotiation, Budgets, Finance, Forecasting, Banking, Social Networking, Event Planning, Risk Management, Investments, Public Speaking, Customer Service

Education
Washington State University   2008 — 2012
B.A., Finance

Griffith University   2012 — 2012
BA, Finance

Sarah Chung (formerly Lee) Sarah Chung (formerly Lee) Greater San Diego Area Details
Sarah Chung (formerly Lee)'s First Allied Securities Experience November 2010 - September 2012
Job HR Manager at Sysco San Diego
Industry Human Resources
Experience
Sysco San Diego   September 2012 - Present
First Allied Securities   November 2010 - September 2012
RBS Sempra Commodities/ Sempra Energy   March 2010 - November 2010
CJ America, Inc   November 2006 - October 2009
Todai Franchising   June 2004 - November 2006

Skills
Recruiting, Talent Acquisition, Onboarding, Collective Bargaining, Leave of Absence..., Employee Benefits, HRIS, Employee Relations, New Hire Orientations, Benefits Administration, Deferred Compensation, Succession Planning, Applicant Tracking..., Personnel Management

Education
Northwestern University   2000 — 2004
B.S, Political Science, International Studies

Yonsei University   2001 — 2001
Korean Language School

Santa Cruz Cooperative School

Mark Goldman Mark Goldman Port Washington, New York Details
Mark Goldman's First Allied Securities Experience February 1996 - September 2002
Job Goldman Financial Solutions
Industry Financial Services
Experience
Wunderlich Securities  March 2007 - Present
Capital Securities of America  September 2002 - 2007
First Allied Securities   February 1996 - September 2002
Smith Barney  January 1990 - January 1996

Skills
Strategic Financial..., Small Business, Risk Management, Retirement Planning, Series 7, Financial Risk, Tax Free Income, Variable Annuities, ETFs, Alternative Investments, Wealth Management, Syndicate, Fixed Income Portfolio..., College Savings Plans, Investments, Financial Services, Finance, Management, Mutual Funds, Portfolio Management, Securities, Equities, Asset Management, Asset Allocation, Series 63, Investment Advisory, Financial Advisory, Retirement, Insurance, Investment Strategies, Financial Analysis, Fixed Income

Education
Binghamton University   1982 — 1986
BS Accounting, Accounting and Finance

State University of New York at Binghamton   1982 — 1986
BA, Accounting, Finance

Arturo Ibarra Arturo Ibarra Greater San Diego Area Details
Arturo Ibarra's First Allied Securities Experience January 2013 - Present
Job Information Technology Employee
Industry Information Technology and Services
Experience
First Allied Securities   January 2013 - Present
San Diego State University research foundation  September 2011 - December 2012
Anthony's Fish Grotto  February 2010 - September 2012
The Active Network  November 2010 - April 2011
Electric Depot   June 2007 - August 2007

Skills
Microsoft Office, Sales, Databases, Salesforce.com, Team Leadership, Online Advertising, Management, Networking, Troubleshooting, Visio, Customer Service, Leadership, Technical Support, Help Desk Support, Information Technology, Marketing

Education
California State University-San Marcos   2005 — 2010
BS, Business Administration

C. Scott Cameron C. Scott Cameron Greater San Diego Area Details
C. Scott Cameron's First Allied Securities Experience 2011 - Present
Job Investment Advisory Compliance Analyst
Industry Financial Services
Experience
First Allied Securities   2011 - Present
First Allied Securities   2007 - 2010
NN Jaescke   2006 - 2006
Areana Group 2000   2004 - 2006
WS Griffith Securities   1995 - 2004

Education
California State University-San Marcos - College of Business Administration

John V Filippone John V Filippone Littleton, Colorado Details
John V Filippone's First Allied Securities Experience October 2000 - Present
Job
Industry Financial Services
Experience
First Allied Securities   October 2000 - Present

Skills
Microsoft Word, PowerPoint, Microsoft Excel, Leadership, Series 7, Microsoft Office, Customer Service, Sales

Education
Colorado State University
Bachelor’s Degree

Michael Rossell Michael Rossell Greater San Diego Area Details
Michael Rossell's First Allied Securities Experience June 2011 - July 2011
Job Tax Reporting Specialist at LPL Financial
Industry Higher Education
Experience
LPL Financial  February 2013 - Present
ServPro  January 2010 - Present
First Allied Securities   June 2011 - July 2011
Rainwater's on Kettner   June 2006 - December 2009

Skills
Advanced knowledge of..., Networking, Bloomberg Terminal, Data Entry, Achieving Results, Teamwork, Operational Activities, Restaurants, Financial Statement..., Customer Service, Insurance, Microsoft Excel, Recruiting, Investments

Education
University of San Diego   2010 — 2012
Bachelor of Business Administration (B.B.A.), Finance, General, Departmental Honors in Finance, GPA 3.69

San Diego City College   2008 — 2010
Transfer, General Studies, Business

Bridget Lynch Bridget Lynch Greater San Diego Area Details
Bridget Lynch's First Allied Securities Experience October 2012 - November 2013
Job Sr. Software Developer at First Allied Securities, Inc.
Industry Nonprofit Organization Management
Experience
First Allied Securities, Inc.   November 2013 - Present
First Allied Securities   October 2012 - November 2013
San Diego State University Research Foundation  April 2007 - October 2012
Unisys  February 2004 - April 2007

Skills
CSS, jQuery, HTML 5, JavaScript, XML, HTML, ASP.NET, IIS, CSS3, C#, Visual Studio, VBScript

Education
Penn State University   1998 — 2003
BA, Web Design

Joe Klahorst Joe Klahorst Orange County, California Area Details
Joe Klahorst's First Allied Securities Experience October 2009 - Present
Job Investment Advisor at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   October 2009 - Present

Skills
Retirement Planning, Wealth Management, Investment Advisory, Retirement Income...

Education
Cal State Fullerton   2005 — 2009
Bachelor's, Marketing

Brentton Anthony Brentton Anthony Cheyenne, Wyoming Area Details
Brentton Anthony's First Allied Securities Experience October 2012 - September 2013
Job New Home Sales Consultant at GJ Gardner Homes
Industry Construction
Experience
GJ Gardner Homes  June 2014 - Present
Wyoming Air National Guard  January 2004 - Present
First Allied Securities   October 2012 - September 2013
Laramie County Community College  January 2012 - May 2013
Laramie County Community College  September 2011 - May 2013

Skills
PowerPoint, Air Force, Analysis, Military Operations, Security Clearance

Education
University of Wyoming   2013 — 2016
Bachelor's degree, Business Administration and Management, General

Laramie County Community College   2011 — 2013
Associate of Science (A.S.), Accounting and Finance

Bernetta Stewart Bernetta Stewart San Francisco Bay Area Details
Bernetta Stewart's First Allied Securities Experience June 1999 - December 2001
Job VP of Customer Success at Taptera, Inc.
Industry Information Technology and Services
Experience
Taptera, Inc.   September 2011 - Present
Genentech  January 2004 - September 2011
First Allied Securities   June 1999 - December 2001
Maritime Life Assurance Company  June 1997 - March 1998
Workers' Compensation Board of NS   June 1990 - September 1997

Education
Saint Mary's University   1987 — 1990
B. Commerce, Marketing

Elizabeth Keith Elizabeth Keith Chula Vista, California Details
Elizabeth Keith's First Allied Securities Experience October 2010 - Present
Job Cashiering specialist at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   October 2010 - Present
First Allied Securities   May 2008 - October 2010
First Allied Securities   April 2007 - February 2008
Conexant  February 2001 - June 2002
3Com  January 2000 - October 2000
Packard Instrument Company  November 1999 - December 1999
ARPAC  April 1998 - September 1999
Arthur Andersen  July 1997 - March 1998

Skills
Writing, Technical Writing, Editing, Copy Editing, Copywriting, Adobe Framemaker, PowerPoint, Word, Excel

Education
Aurora University   1992 — 1994
Bachelor of Arts (B.A.), English Language and Literature, General

Geneva High School

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