Raymond James Financial Services, Inc.
Industry: Company
DescriptionHeadquarters: St. Petersburg, FL Founded: 1974 Parent organization: Raymond James Subsidiaries: Treasury Bond Receipts, Raymond James Financial Services, Inc., Asset Management Arm
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Raymond James Financial Services, Inc. Employees
Employee
Years
Job
Industry
Jennifer McDougal Jennifer McDougal's Raymond James Financial Services, Inc. Experience August 2006 - Present
Job Financial Advisor at Raymond James Financial Services Inc.
Industry Financial Services
Experience
United Security Bank Financial Services December 2007 - Present
Raymond James Financial Services Inc. August 2006 - Present
Skills
Qualified Retirement..., Financial Advisory, Retirement, Finance, Retirement Planning, Investments, Series 7, Financial Planning, 401k, Series 63, Estate Planning, 403b
Education
California State University, Fresno 1992 — 1997
Bachelor's Degree, Speech Communication
United Security Bank Financial Services December 2007 - Present
Raymond James Financial Services Inc. August 2006 - Present
Skills
Qualified Retirement..., Financial Advisory, Retirement, Finance, Retirement Planning, Investments, Series 7, Financial Planning, 401k, Series 63, Estate Planning, 403b
Education
California State University, Fresno 1992 — 1997
Bachelor's Degree, Speech Communication
Nick Krenz Nick Krenz's Raymond James Financial Services, Inc. Experience June 2014 - Present
Job Financial Advisor at Raymond James Financial Services, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Raymond James Financial Services Inc. June 2014 - Present
Skills
Retirement Planning, Financial Advisory, Wealth Management, Strategic Financial..., Retirement, Mutual Funds, Finance, Estate Planning, Asset Allocation, Portfolio Management, Investment Strategies, Insurance
Education
Northern Illinois University 2007 — 2009
Bachelor's Degree, Finance
Western Illinois University 2005 — 2007
Pre-Business - Finance
Raymond James Financial Services Inc. June 2014 - Present
Skills
Retirement Planning, Financial Advisory, Wealth Management, Strategic Financial..., Retirement, Mutual Funds, Finance, Estate Planning, Asset Allocation, Portfolio Management, Investment Strategies, Insurance
Education
Northern Illinois University 2007 — 2009
Bachelor's Degree, Finance
Western Illinois University 2005 — 2007
Pre-Business - Finance
Kevin Fusco Kevin Fusco's Raymond James Financial Services, Inc. Experience November 2012 - Present
Job Vice President, Fusco Financial Associates, Inc.
Industry Financial Services
Experience
Raymond James Financial Services Inc. November 2012 - Present
Fusco Financial Associates, Inc. June 2002 - Present
Skills
Financial Planning, Investment Management, Portfolio Management, Modern Portfolio Theory, Investment Strategies, Investment Advisory..., Economics, Economic Policy, Public Speaking, Published Author, Writing
Education
The American College
Master of Science (MSFS), Finance and Financial Management Services
Towson University
Bachelor of Science (BS), Business/Finance
Raymond James Financial Services Inc. November 2012 - Present
Fusco Financial Associates, Inc. June 2002 - Present
Skills
Financial Planning, Investment Management, Portfolio Management, Modern Portfolio Theory, Investment Strategies, Investment Advisory..., Economics, Economic Policy, Public Speaking, Published Author, Writing
Education
The American College
Master of Science (MSFS), Finance and Financial Management Services
Towson University
Bachelor of Science (BS), Business/Finance
Patrick Catone's Raymond James Financial Services, Inc. Experience November 2009 - June 2012
Job General Partner & Wealth Manager
Industry Financial Services
Experience
Golden State Wealth Management, LLC February 2013 - Present
Redwood Investments January 2010 - July 2013
Raymond James Financial Services, Inc November 2009 - June 2012
BPCM May 2009 - September 2009
MPL RE, Inc. October 2005 - May 2009
Education
California State University-Fullerton 2005 — 2008
B.A., Communications / Advertising
Golden State Wealth Management, LLC February 2013 - Present
Redwood Investments January 2010 - July 2013
Raymond James Financial Services, Inc November 2009 - June 2012
BPCM May 2009 - September 2009
MPL RE, Inc. October 2005 - May 2009
Education
California State University-Fullerton 2005 — 2008
B.A., Communications / Advertising
Sergio Mariaca, AIF®'s Raymond James Financial Services, Inc. Experience June 2002 - July 2007
Job Founder Florida Executives Forum | President | Providing Financial Solutions to Successful Individuals and Families
Industry Investment Management
Experience
Mariaca Wealth Management, LLC 2002 - Present
Palm Beach State College January 2006 - Present
LPL Financial July 2007 - August 2012
Raymond James Financial Services, Inc. June 2002 - July 2007
Sterling Financial Investment Group July 1998 - June 2002
Skills
Wealth Management..., Wealth Accumulation..., Wealth Preservation..., Intergenerational..., Retirement Planning, Strategic Financial..., Business Planning, Risk Management, Retirement Plan..., Qualified Retirement..., Investments, Strategic Planning, Non-profit Leadership, Finance, Economics, Qualitative Research, Quantitative Research, Entrepreneurship, Business, Referrals, Communication, E-Learning, Charity Work, Charitable Gift Planning, Tactical Planning, Equestrian, Autism, Educational Leadership, Non-profit Board...
Education
Robinson High School 1975 — 1986
University of North Carolina at Asheville 1994 — 1997
B.S. with Honors, Double Major: Economics & Business Administration - Financial Management, 3.72
Cheshire Academy
Mariaca Wealth Management, LLC 2002 - Present
Palm Beach State College January 2006 - Present
LPL Financial July 2007 - August 2012
Raymond James Financial Services, Inc. June 2002 - July 2007
Sterling Financial Investment Group July 1998 - June 2002
Skills
Wealth Management..., Wealth Accumulation..., Wealth Preservation..., Intergenerational..., Retirement Planning, Strategic Financial..., Business Planning, Risk Management, Retirement Plan..., Qualified Retirement..., Investments, Strategic Planning, Non-profit Leadership, Finance, Economics, Qualitative Research, Quantitative Research, Entrepreneurship, Business, Referrals, Communication, E-Learning, Charity Work, Charitable Gift Planning, Tactical Planning, Equestrian, Autism, Educational Leadership, Non-profit Board...
Education
Robinson High School 1975 — 1986
University of North Carolina at Asheville 1994 — 1997
B.S. with Honors, Double Major: Economics & Business Administration - Financial Management, 3.72
Cheshire Academy
Ehab Alalfey's Raymond James Financial Services, Inc. Experience January 2012 - Present
Job Financial Advisor at Raymond James Financial Services, Inc.
Industry Financial Services
Experience
Raymond James Financial Services, Inc January 2012 - Present
Ameriprise Financial Services, Inc. June 2005 - January 2012
Skills
Retirement Planning, Strategic Financial..., Investments, Wealth Management
Education
University of Maryland College Park 2007 — 2010
Bachelor of Science (B.S.), International Business, A
Raymond James Financial Services, Inc January 2012 - Present
Ameriprise Financial Services, Inc. June 2005 - January 2012
Skills
Retirement Planning, Strategic Financial..., Investments, Wealth Management
Education
University of Maryland College Park 2007 — 2010
Bachelor of Science (B.S.), International Business, A
Eric Costello Eric Costello's Raymond James Financial Services, Inc. Experience May 2013 - Present
Job President at Costello Wealth Strategies (831) 7082395
Industry Financial Services
Experience
Costello Wealth Strategies June 2013 - Present
Raymond James Financial Services, Inc May 2013 - Present
Edward Jones February 1999 - May 2013
Skills
Retirement Planning, Wealth Management, Retirement, Mutual Funds, Investments, 401k, Brokerage, Financial Services, Estate Planning, Portfolio Management, Financial Advisory, Strategic Financial..., Small Business, Alternative Investments, Investment Advisory, Term Life Insurance, Insurance, Long Term Care Insurance, Life Insurance, IRAs, Mortgage Lending, Budget Setting, Budgets, Stocks, Stock Management, Strategic Planning, Customer Service, Bloomberg, S&P, Trading, Market Analysis, Research, Risk Assessment
Education
Midwestern State University 1995 — 1997
Bachelor of Business Administration (B.B.A.), Finance, General
Costello Wealth Strategies June 2013 - Present
Raymond James Financial Services, Inc May 2013 - Present
Edward Jones February 1999 - May 2013
Skills
Retirement Planning, Wealth Management, Retirement, Mutual Funds, Investments, 401k, Brokerage, Financial Services, Estate Planning, Portfolio Management, Financial Advisory, Strategic Financial..., Small Business, Alternative Investments, Investment Advisory, Term Life Insurance, Insurance, Long Term Care Insurance, Life Insurance, IRAs, Mortgage Lending, Budget Setting, Budgets, Stocks, Stock Management, Strategic Planning, Customer Service, Bloomberg, S&P, Trading, Market Analysis, Research, Risk Assessment
Education
Midwestern State University 1995 — 1997
Bachelor of Business Administration (B.B.A.), Finance, General
Brian Nickel CFP®'s Raymond James Financial Services, Inc. Experience March 2006 - Present
Job Certified Financial Planner
Industry Financial Services
Experience
Raymond James Financial Services Inc. March 2006 - Present
Keating & Associates, Inc. March 2006 - Present
Skills
Wealth Management, Strategic Financial..., Small Business, Retirement, Securities, Mutual Funds, Succession Planning, Employee Benefits, Financial Advisory, Investment Management, Financial Goals, 401k, Asset Management, Certified Financial..., Finance, Fixed Annuities, Insurance, Charitable Trusts, Charitable Gift Planning, Donor Advised Funds, Investment Banking, Financial Planning
Education
Henry W. Bloch School of Business 2008 — 2008
Financial Planning Certificate Program
Kansas State University 1998 — 2002
Bachelor of Business Administration (B.B.A.), Finance, General
Raymond James Financial Services Inc. March 2006 - Present
Keating & Associates, Inc. March 2006 - Present
Skills
Wealth Management, Strategic Financial..., Small Business, Retirement, Securities, Mutual Funds, Succession Planning, Employee Benefits, Financial Advisory, Investment Management, Financial Goals, 401k, Asset Management, Certified Financial..., Finance, Fixed Annuities, Insurance, Charitable Trusts, Charitable Gift Planning, Donor Advised Funds, Investment Banking, Financial Planning
Education
Henry W. Bloch School of Business 2008 — 2008
Financial Planning Certificate Program
Kansas State University 1998 — 2002
Bachelor of Business Administration (B.B.A.), Finance, General
Mike Pedlow Mike Pedlow's Raymond James Financial Services, Inc. Experience May 2005 - October 2007
Job SVP, Chief Compliance Officer at NFP Advisor Services, LLC
Industry Financial Services
Experience
NFP Advisor Services, LLC June 2015 - Present
Washington Wealth Management August 2014 - Present
NFP Advisor Services, LLC. June 2010 - June 2015
Raymond James Financial Services October 2007 - June 2010
Raymond James Financial Services, Inc May 2005 - October 2007
Edward Jones 2004 - 2005
Capital One 1999 - 2005
Skills
Compliance, Securities, Risk, Risk Management, Asset Managment, Investments, Financial Risk, Asset Management, FINRA, Financial Services, Investment Advisory, Leadership, Mutual Funds, Portfolio Management, Series 7, Wealth Management, Retirement, Financial Advisory, 401k, Series 65, Broker-Dealer, Series 24
Education
University of South Florida 1992 — 1997
BA, Economics
NFP Advisor Services, LLC June 2015 - Present
Washington Wealth Management August 2014 - Present
NFP Advisor Services, LLC. June 2010 - June 2015
Raymond James Financial Services October 2007 - June 2010
Raymond James Financial Services, Inc May 2005 - October 2007
Edward Jones 2004 - 2005
Capital One 1999 - 2005
Skills
Compliance, Securities, Risk, Risk Management, Asset Managment, Investments, Financial Risk, Asset Management, FINRA, Financial Services, Investment Advisory, Leadership, Mutual Funds, Portfolio Management, Series 7, Wealth Management, Retirement, Financial Advisory, 401k, Series 65, Broker-Dealer, Series 24
Education
University of South Florida 1992 — 1997
BA, Economics
Alex Leonida, CFP® Alex Leonida, CFP®'s Raymond James Financial Services, Inc. Experience October 2007 - Present
Job Financial Advisor at Raymond James Financial Services, Member FINRA/SIPC
Industry Investment Management
Experience
Capital Financial Group, Inc. An Independent Firm January 2008 - Present
Raymond James Financial Services, Inc. October 2007 - Present
Skills
Financial Advisory, Wealth Management, Asset Allocation, Retirement Planning, Investments, Retirement, Securities, Investment Strategies, Investment Advisory, Mutual Funds, Asset Management, Portfolio Management, Wealth Management..., Equities, Series 7, Fixed Income, Strategic Financial..., Alternative Investments, Wealth, Bonds, Investment Management, Financial Planners
Education
University of Northern Colorado
BS, English Language and Literature, General
Capital Financial Group, Inc. An Independent Firm January 2008 - Present
Raymond James Financial Services, Inc. October 2007 - Present
Skills
Financial Advisory, Wealth Management, Asset Allocation, Retirement Planning, Investments, Retirement, Securities, Investment Strategies, Investment Advisory, Mutual Funds, Asset Management, Portfolio Management, Wealth Management..., Equities, Series 7, Fixed Income, Strategic Financial..., Alternative Investments, Wealth, Bonds, Investment Management, Financial Planners
Education
University of Northern Colorado
BS, English Language and Literature, General
David C. Mitchell, Jr. David C. Mitchell, Jr.'s Raymond James Financial Services, Inc. Experience June 2013 - Present
Job Financial Advisor | Raymond James Financial Services
Industry Financial Services
Experience
Raymond James Financial Services Inc. June 2013 - Present
Franklin Synergy Bank June 2013 - Present
MidSouth Bank (Murfreesboro, TN) August 2011 - May 2013
Capital Financial Group, LLC January 2013 - April 2013
Skills
Management, Analysis, Securities, Financial Advisory, Wealth, Social Media, FINRA, Retirement Planning, Strategic Financial..., Investments, Mortgage Lending, Consumer Lending, Mutual Funds, Retail Banking, Financial Services
Education
Middle Tennessee State University 2009 — 2013
Bachelor of Business Administration (B.B.A.), Business Finance
Raymond James Financial Services Inc. June 2013 - Present
Franklin Synergy Bank June 2013 - Present
MidSouth Bank (Murfreesboro, TN) August 2011 - May 2013
Capital Financial Group, LLC January 2013 - April 2013
Skills
Management, Analysis, Securities, Financial Advisory, Wealth, Social Media, FINRA, Retirement Planning, Strategic Financial..., Investments, Mortgage Lending, Consumer Lending, Mutual Funds, Retail Banking, Financial Services
Education
Middle Tennessee State University 2009 — 2013
Bachelor of Business Administration (B.B.A.), Business Finance
Kari Soderberg's Raymond James Financial Services, Inc. Experience July 2008 - Present
Job Sales Assistant at Raymond James Financial Services Inc.
Industry Financial Services
Experience
Raymond James Financial Services Inc. July 2008 - Present
Skills
I have been in sales..., Sales, Microsoft Excel, Marketing, Microsoft Office
Education
Central High School Minneapolis 1979 — 1979
Inver Hills Community College
Raymond James Financial Services Inc. July 2008 - Present
Skills
I have been in sales..., Sales, Microsoft Excel, Marketing, Microsoft Office
Education
Central High School Minneapolis 1979 — 1979
Inver Hills Community College
Nelson S. Burbank, Jr. Nelson S. Burbank, Jr.'s Raymond James Financial Services, Inc. Experience May 2013 - Present
Job Financial Advisor at Raymond James Financial Services, Inc.
Industry Financial Services
Experience
York Investment Partners, an independent firm. May 2013 - Present
Raymond James Financial Services Inc. May 2013 - Present
Wells Fargo Advisors April 1984 - May 2013
Congoleum Corporation February 1980 - March 1984
Education
Boston University - School of Management
Bachelor of Business Administration (BBA), Accounting and Finance
Southern New Hampshire University
Master of Business Administration (MBA), Accounting and Finance
York Investment Partners, an independent firm. May 2013 - Present
Raymond James Financial Services Inc. May 2013 - Present
Wells Fargo Advisors April 1984 - May 2013
Congoleum Corporation February 1980 - March 1984
Education
Boston University - School of Management
Bachelor of Business Administration (BBA), Accounting and Finance
Southern New Hampshire University
Master of Business Administration (MBA), Accounting and Finance
Cary Urich Cary Urich's Raymond James Financial Services, Inc. Experience October 2010 - October 2010
Job Urich Financial Services, LLC
Industry Financial Services
Experience
Urich Financial Services, LLC November 2010 - Present
Raymond James Financial Services, Inc. October 2010 - October 2010
Hilliard Lyons May 2001 - October 2010
Quick & Reilly March 1993 - June 2001
Merrill Lynch 1991 - 1993
Skills
Investments, Retirement Planning, Strategic Financial..., Insurance, Estate Planning, New Business Development
Education
University of South Carolina-Columbia 1987 — 1990
BS, Business Administration
Urich Financial Services, LLC November 2010 - Present
Raymond James Financial Services, Inc. October 2010 - October 2010
Hilliard Lyons May 2001 - October 2010
Quick & Reilly March 1993 - June 2001
Merrill Lynch 1991 - 1993
Skills
Investments, Retirement Planning, Strategic Financial..., Insurance, Estate Planning, New Business Development
Education
University of South Carolina-Columbia 1987 — 1990
BS, Business Administration
Derrick Dees Derrick Dees's Raymond James Financial Services, Inc. Experience June 2012 - Present
Job Financial Advisor at Raymond James Financial Services Inc.
Industry Financial Services
Experience
Raymond James Financial Services Inc. June 2012 - Present
Wells Fargo Advisors October 2007 - June 2012
Woodmen of the World September 2003 - October 2007
Skills
Investments, Wealth Management, Retirement, Estate Planning, Retirement Planning, Investment Management, Alternative Investments, Asset Managment
Education
The University of Texas at Austin
Raymond James Financial Services Inc. June 2012 - Present
Wells Fargo Advisors October 2007 - June 2012
Woodmen of the World September 2003 - October 2007
Skills
Investments, Wealth Management, Retirement, Estate Planning, Retirement Planning, Investment Management, Alternative Investments, Asset Managment
Education
The University of Texas at Austin
Ben Nibarger Ben Nibarger's Raymond James Financial Services, Inc. Experience June 2010 - August 2010
Job Senior Audit Associate at KPMG US
Industry Accounting
Experience
KPMG US July 2014 - Present
KPMG US August 2012 - June 2014
University of Missouri August 2011 - May 2012
Caterpillar Inc. May 2011 - August 2011
Raymond James Financial Services, Inc June 2010 - August 2010
University of Missouri September 2007 - May 2009
Skills
Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Accounting, Public Speaking, Auditing, Financial Accounting, Internal Controls
Education
University of Missouri-Columbia, College of Business 2007 — 2012
MAcc, Tax Certificate
KPMG US July 2014 - Present
KPMG US August 2012 - June 2014
University of Missouri August 2011 - May 2012
Caterpillar Inc. May 2011 - August 2011
Raymond James Financial Services, Inc June 2010 - August 2010
University of Missouri September 2007 - May 2009
Skills
Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Accounting, Public Speaking, Auditing, Financial Accounting, Internal Controls
Education
University of Missouri-Columbia, College of Business 2007 — 2012
MAcc, Tax Certificate
Steven Schiebelhuth Steven Schiebelhuth's Raymond James Financial Services, Inc. Experience April 2012 - Present
Job Financial Advisor at Raymond James Financial Services, Inc Member FINRA/SIPC
Industry Financial Services
Experience
Raymond James Financial Services, Inc April 2012 - Present
Chase Investment Services Corp April 2004 - April 2012
American Express Financial Advisors September 2003 - February 2004
Skills
Retirement Planning, Financial Advisory, Finance, Investment Advisory, Securities, Equity Trading, Fixed Income Portfolio..., Series 7, Personal Financial..., Tactical Asset..., Managed Money, Series 66, Series 9, Series 10, Financial Planning
Education
Bryant College 2000 — 2003
Bachelor of Science (BS), Finance and Financial Management Services
Johnson and Wales University 1999 — 2000
Raymond James Financial Services, Inc April 2012 - Present
Chase Investment Services Corp April 2004 - April 2012
American Express Financial Advisors September 2003 - February 2004
Skills
Retirement Planning, Financial Advisory, Finance, Investment Advisory, Securities, Equity Trading, Fixed Income Portfolio..., Series 7, Personal Financial..., Tactical Asset..., Managed Money, Series 66, Series 9, Series 10, Financial Planning
Education
Bryant College 2000 — 2003
Bachelor of Science (BS), Finance and Financial Management Services
Johnson and Wales University 1999 — 2000
Sam Nasser, CIMA Sam Nasser, CIMA's Raymond James Financial Services, Inc. Experience May 2012 - Present
Job Vice President Division Director at Raymond James Financial Institutions Division, RJFS
Industry Financial Services
Experience
Raymond James Financial Services, Inc. May 2012 - Present
Raymond James & Associates November 2003 - May 2012
Skills
Series 7, Series 24, Series 66, Uniform Combined State..., Series 63, Securities, Strategic Financial..., Wealth Management, Investments, Fixed Income, Mutual Funds, Retirement Planning, Retirement, Investment Advisory, Portfolio Management, Asset Management, Alternative Investments, Asset Allocation, Equities, Investment Strategies, Financial Advisory, Investment Management, FINRA, Financial Services, 401k, IRAs, Finance
Education
University of Tampa - John H. Sykes College of Business 2007 — 2009
MBA, General
University of Pennsylvania - The Wharton School 2007 — 2007
Certified Investment Management Analyst (CIMA), Investment Management
University of South Florida 2001 — 2004
BA, Finance
Raymond James Financial Services, Inc. May 2012 - Present
Raymond James & Associates November 2003 - May 2012
Skills
Series 7, Series 24, Series 66, Uniform Combined State..., Series 63, Securities, Strategic Financial..., Wealth Management, Investments, Fixed Income, Mutual Funds, Retirement Planning, Retirement, Investment Advisory, Portfolio Management, Asset Management, Alternative Investments, Asset Allocation, Equities, Investment Strategies, Financial Advisory, Investment Management, FINRA, Financial Services, 401k, IRAs, Finance
Education
University of Tampa - John H. Sykes College of Business 2007 — 2009
MBA, General
University of Pennsylvania - The Wharton School 2007 — 2007
Certified Investment Management Analyst (CIMA), Investment Management
University of South Florida 2001 — 2004
BA, Finance
Jeremy Siragusa Jeremy Siragusa's Raymond James Financial Services, Inc. Experience June 2015 - Present
Job Director, Brokerage Services at First National Bank / Branch Manager at Raymond James Financial Services, Inc.
Industry Financial Services
Experience
Raymond James Financial Services, Inc. June 2015 - Present
First National Bank of Omaha August 2014 - Present
First National Investments & Planning March 2010 - July 2014
Waddell & Reed April 2006 - February 2010
QA3 Financial Corp December 2005 - April 2006
TD Ameritrade January 1998 - September 2005
Skills
Series 7, Series 63, Financial Services, Securities, Wealth Management, Risk Management, Investments, Portfolio Management, Strategic Planning, Retirement Planning, Asset Allocation, Relationship Management, Process Improvement, FINRA, Asset Managment, Strategic Financial..., Series 24, Team Building, Insurance, Equities, Series 65
Education
University of Nebraska-Lincoln
Raymond James Financial Services, Inc. June 2015 - Present
First National Bank of Omaha August 2014 - Present
First National Investments & Planning March 2010 - July 2014
Waddell & Reed April 2006 - February 2010
QA3 Financial Corp December 2005 - April 2006
TD Ameritrade January 1998 - September 2005
Skills
Series 7, Series 63, Financial Services, Securities, Wealth Management, Risk Management, Investments, Portfolio Management, Strategic Planning, Retirement Planning, Asset Allocation, Relationship Management, Process Improvement, FINRA, Asset Managment, Strategic Financial..., Series 24, Team Building, Insurance, Equities, Series 65
Education
University of Nebraska-Lincoln
Linda Hilaman's Raymond James Financial Services, Inc. Experience July 2001 - Present
Job Financial Consultant at Raymond James Financial Services Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Raymond James Financial Services Inc. July 2001 - Present
Education
Florida State University
Raymond James Financial Services Inc. July 2001 - Present
Education
Florida State University
Rossitza Getzkova's Raymond James Financial Services, Inc. Experience January 2003 - May 2003
Job Portfolio Manager at United Bank Inc.
Industry Banking
Experience
United Bankshares, Inc August 2005 - Present
Morgan Stanley Smith Barney, Inc February 2004 - 2005
University of Charleston July 2003 - December 2004
University of Charleston 2002 - 2004
Raymond James Financial Services, Inc January 2003 - May 2003
Skills
Equities, Portfolio Management, Fixed Income, Mutual Funds, Wealth Management, Retirement Plans, Investment Policy..., Financial Analysis, Retirement Planning, Asset Management, Bloomberg, Series 7, Finance, Investments, Bonds, Valuation, Investment Strategies, Asset Allocation, Financial Services, Alternative Investments, Equity Research, Analysis, Securities
Education
The University of Charleston 2003 — 2004
Master of Business Administration, Investments, 3.67
The University of Charleston 2001 — 2003
Bachelor of Science (BS), Business Administration, Finance Emphasis, 3.5
University of National and World Economy 1998 — 2002
Macro Economical Planning and Forecasting, 3.5
United Bankshares, Inc August 2005 - Present
Morgan Stanley Smith Barney, Inc February 2004 - 2005
University of Charleston July 2003 - December 2004
University of Charleston 2002 - 2004
Raymond James Financial Services, Inc January 2003 - May 2003
Skills
Equities, Portfolio Management, Fixed Income, Mutual Funds, Wealth Management, Retirement Plans, Investment Policy..., Financial Analysis, Retirement Planning, Asset Management, Bloomberg, Series 7, Finance, Investments, Bonds, Valuation, Investment Strategies, Asset Allocation, Financial Services, Alternative Investments, Equity Research, Analysis, Securities
Education
The University of Charleston 2003 — 2004
Master of Business Administration, Investments, 3.67
The University of Charleston 2001 — 2003
Bachelor of Science (BS), Business Administration, Finance Emphasis, 3.5
University of National and World Economy 1998 — 2002
Macro Economical Planning and Forecasting, 3.5
Todd Barrow Todd Barrow's Raymond James Financial Services, Inc. Experience January 2004 - Present
Job Registered Principal, Raymond James Financial Services, Inc.
Industry Financial Services
Experience
Raymond James Financial Services Inc. January 2004 - Present
Barrow & Powers Financial Services, Inc., An Independent Firm 1997 - Present
Skills
Employee Benefits, Retirement Planning, 401k, Retirement, Retirement Plan..., Series 7, Investment Advisory, Profit Sharing, Series 63, Series 24, Asset Allocation, 401k Rollovers, Wealth Management, Financial Advisory, Defined Benefit
Education
University of South Florida 1989 — 1993
Bachelor of Science (BS), Finance, General
Raymond James Financial Services Inc. January 2004 - Present
Barrow & Powers Financial Services, Inc., An Independent Firm 1997 - Present
Skills
Employee Benefits, Retirement Planning, 401k, Retirement, Retirement Plan..., Series 7, Investment Advisory, Profit Sharing, Series 63, Series 24, Asset Allocation, 401k Rollovers, Wealth Management, Financial Advisory, Defined Benefit
Education
University of South Florida 1989 — 1993
Bachelor of Science (BS), Finance, General
Panjun Wang's Raymond James Financial Services, Inc. Experience January 2015 - June 2015
Job Financial Analyst at Raymond James Financial Services Inc.
Industry Financial Services
Experience
Raymond James Financial Services Inc. January 2015 - June 2015
Global Equity Fund August 2014 - December 2014
Gentera SAB de CV June 2014 - August 2014
Skills
Financial Analysis, Financial Modeling, Corporate Finance, Microsoft Excel, Finance, Valuation, PowerPoint, Access, Accounting, Economics, Microsoft Office, Data Analysis, Banking, Investment Banking, Bloomberg
Education
University of Maryland College Park 2013 — 2015
Master's Degree, Finance, General
The Ohio State University 2010 — 2013
Bachelor's Degree, Business Administration and Management, Finance
Raymond James Financial Services Inc. January 2015 - June 2015
Global Equity Fund August 2014 - December 2014
Gentera SAB de CV June 2014 - August 2014
Skills
Financial Analysis, Financial Modeling, Corporate Finance, Microsoft Excel, Finance, Valuation, PowerPoint, Access, Accounting, Economics, Microsoft Office, Data Analysis, Banking, Investment Banking, Bloomberg
Education
University of Maryland College Park 2013 — 2015
Master's Degree, Finance, General
The Ohio State University 2010 — 2013
Bachelor's Degree, Business Administration and Management, Finance
Kenneth Whittaker's Raymond James Financial Services, Inc. Experience 2002 - Present
Job Principal at Whittaker Cooper Financial Group An Independent Firm
Industry Financial Services
Experience
Raymond James Financial Services Inc. 2002 - Present
Whittaker Cooper Financial Group 1984 - Present
Skills
Financial Advisory, Finance, Securities, FINRA, Tax, Small Business, Mutual Funds, Budgets, Tax Preparation, Strategic Planning, Strategic Financial..., Accounting, CPA, Financial Analysis, Business Valuation, Estate Planning, Team Building, Nonprofits, Investments, QuickBooks, Financial Reporting, Due Diligence, Income Tax, Insurance, Financial Statements, Real Estate, Retirement Planning, Financial Accounting, GAAP, IRS, Risk Management, Internal Controls, Bookkeeping, Auditing, Public Speaking, 401k, Trusts, Account Reconciliation, Wealth, Financial Planners, Long-term Care, Customer Service, Series 7, Business Planning, Cash Management, Banking, Estate Tax Planning, Asset Management
Education
University of Central Florida
Accounting
University of Florida
University of South Florida
Raymond James Financial Services Inc. 2002 - Present
Whittaker Cooper Financial Group 1984 - Present
Skills
Financial Advisory, Finance, Securities, FINRA, Tax, Small Business, Mutual Funds, Budgets, Tax Preparation, Strategic Planning, Strategic Financial..., Accounting, CPA, Financial Analysis, Business Valuation, Estate Planning, Team Building, Nonprofits, Investments, QuickBooks, Financial Reporting, Due Diligence, Income Tax, Insurance, Financial Statements, Real Estate, Retirement Planning, Financial Accounting, GAAP, IRS, Risk Management, Internal Controls, Bookkeeping, Auditing, Public Speaking, 401k, Trusts, Account Reconciliation, Wealth, Financial Planners, Long-term Care, Customer Service, Series 7, Business Planning, Cash Management, Banking, Estate Tax Planning, Asset Management
Education
University of Central Florida
Accounting
University of Florida
University of South Florida
Dan Topping's Raymond James Financial Services, Inc. Experience 1999 - Present
Job Financial Advisor
Industry Financial Services
Experience
Keating and Associates, Inc, an independent firm June 1992 - Present
Raymond James Financial Services, Inc 1999 - Present
Skills
Wealth Management, Securities, Financial Advisory, Strategic Financial...
Education
Kansas State University 1972 — 1978
Bachelors of Science, Business Administration
Keating and Associates, Inc, an independent firm June 1992 - Present
Raymond James Financial Services, Inc 1999 - Present
Skills
Wealth Management, Securities, Financial Advisory, Strategic Financial...
Education
Kansas State University 1972 — 1978
Bachelors of Science, Business Administration
Brenda Boone Brenda Boone's Raymond James Financial Services, Inc. Experience 1991 - Present
Job Vice President at Western Reserve Resources Corp
Industry Financial Services
Experience
Raymond James Financial Services, Inc 1991 - Present
Western Reserve Resources Corp 1991 - Present
Skills
Investment Advisory, Finance, Securities, Financial Advisory, Mutual Funds, Wealth Management, Retirement Planning, Portfolio Management, Series 7, Investments
Education
The Defiance College
Liberal Arts Degree, Christian Education
Raymond James Financial Services, Inc 1991 - Present
Western Reserve Resources Corp 1991 - Present
Skills
Investment Advisory, Finance, Securities, Financial Advisory, Mutual Funds, Wealth Management, Retirement Planning, Portfolio Management, Series 7, Investments
Education
The Defiance College
Liberal Arts Degree, Christian Education
Tony Fusco's Raymond James Financial Services, Inc. Experience 2012 - Present
Job President Fusco Financial Associates, Inc., 505 Baltimore Avenue Towson, Maryland 21204 Phone: 4102965400
Industry Financial Services
Experience
Raymond James Financial Services Inc. 2012 - Present
Fusco Financial Associates, Inc. 1986 - Present
Education
The American College
Accredited Investment Fiduciary, Finance and Financial Management Services
The American College
Master's degree in Financial Services
The American College
Chartered Advisor in Philanthropy
The American College
Chartered Financial Consultant
Raymond James Financial Services Inc. 2012 - Present
Fusco Financial Associates, Inc. 1986 - Present
Education
The American College
Accredited Investment Fiduciary, Finance and Financial Management Services
The American College
Master's degree in Financial Services
The American College
Chartered Advisor in Philanthropy
The American College
Chartered Financial Consultant
Brian Wentling Brian Wentling's Raymond James Financial Services, Inc. Experience May 2006 - Present
Job Financial Advisor at Raymond James Financial Services, Inc
Industry Financial Services
Experience
Raymond James Financial Services, Inc May 2006 - Present
Rockhold Wentling Financial Advisors May 2005 - Present
Skills
Financial Advisory, Series 7, Strategic Financial..., Retirement Planning, Securities, Series 63, Investments, Investment Advisory, FINRA, Retirement, Uniform Combined State..., Asset Allocation, Mutual Funds, Insurance, 401k Rollovers, Wealth Management
Education
Oberlin College 1988 — 1992
BA, Economics
University of Toledo
Raymond James Financial Services, Inc May 2006 - Present
Rockhold Wentling Financial Advisors May 2005 - Present
Skills
Financial Advisory, Series 7, Strategic Financial..., Retirement Planning, Securities, Series 63, Investments, Investment Advisory, FINRA, Retirement, Uniform Combined State..., Asset Allocation, Mutual Funds, Insurance, 401k Rollovers, Wealth Management
Education
Oberlin College 1988 — 1992
BA, Economics
University of Toledo
Dwight R. Erskine, II. Dwight R. Erskine, II.'s Raymond James Financial Services, Inc. Experience February 1989 - Present
Job Registered Principal, Raymond James Financial Services Inc
Industry Financial Services
Experience
Raymond James Financial Services Inc February 1989 - Present
Erskine Stone & James 1989 - Present
CEO Project 2012 - Present
Effingham Country Club 2005 - 2007
Edward Jones September 1975 - February 1989
Skills
Retirement Planning, Strategic Financial..., Mutual Funds, Securities, Estate Planning, Finance, Financial Advisory, Due Diligence, Investments, Venture Capital, Financial Planning, Wealth Management, Alternative Investments, Private Equity, Retirement, Asset Allocation, Financial Analysis, IRAs, Series 7, Entrepreneurship, Investment Advisory, Asset Management, Mergers & Acquisitions, Management Consulting, Risk Management, Investment Strategies, Retirement Income..., Private Placements, High Net Worth..., Asset Protection, Strategic Planning
Education
Northwestern University 1963 — 1967
BS, Political Science
Effingham HS
Raymond James Financial Services Inc February 1989 - Present
Erskine Stone & James 1989 - Present
CEO Project 2012 - Present
Effingham Country Club 2005 - 2007
Edward Jones September 1975 - February 1989
Skills
Retirement Planning, Strategic Financial..., Mutual Funds, Securities, Estate Planning, Finance, Financial Advisory, Due Diligence, Investments, Venture Capital, Financial Planning, Wealth Management, Alternative Investments, Private Equity, Retirement, Asset Allocation, Financial Analysis, IRAs, Series 7, Entrepreneurship, Investment Advisory, Asset Management, Mergers & Acquisitions, Management Consulting, Risk Management, Investment Strategies, Retirement Income..., Private Placements, High Net Worth..., Asset Protection, Strategic Planning
Education
Northwestern University 1963 — 1967
BS, Political Science
Effingham HS
H. Ralph Perez H. Ralph Perez's Raymond James Financial Services, Inc. Experience June 2004 - Present
Job Financial Advisor
Industry Financial Services
Experience
Raymond James Financial Services Inc June 2004 - Present
Edward Jones September 1998 - June 2004
Skills
Asset Managment, Retirement Planning, Strategic Financial..., Securities, Investments
Education
Brigham Young University 1979 — 1980
Business
Antelope Valley College 1975 — 1979
General and Business
Raymond James Financial Services Inc June 2004 - Present
Edward Jones September 1998 - June 2004
Skills
Asset Managment, Retirement Planning, Strategic Financial..., Securities, Investments
Education
Brigham Young University 1979 — 1980
Business
Antelope Valley College 1975 — 1979
General and Business
Dee Jernigan Dee Jernigan's Raymond James Financial Services, Inc. Experience March 2003 - Present
Job EVP|Franklin Synergy Bank and Financial Advisor|Raymond James Financial Services
Industry Banking
Experience
Franklin Synergy Bank March 2003 - Present
Raymond James Financial Services Inc. March 2003 - Present
Skills
Securities, FINRA, Finance, Portfolio Management, Series 7, Wealth Management, Mutual Funds, Investments, Strategic Financial..., Series 63, Asset Management, Asset Allocation
Education
Auburn University 1986 — 1990
Bachelor of Science (BS), Business Administration (Finance)
Franklin Synergy Bank March 2003 - Present
Raymond James Financial Services Inc. March 2003 - Present
Skills
Securities, FINRA, Finance, Portfolio Management, Series 7, Wealth Management, Mutual Funds, Investments, Strategic Financial..., Series 63, Asset Management, Asset Allocation
Education
Auburn University 1986 — 1990
Bachelor of Science (BS), Business Administration (Finance)
William Washburn, CFP®, WMS's Raymond James Financial Services, Inc. Experience August 2003 - Present
Job Financial Advisor at Raymond James Financial Services Inc.
Industry Financial Services
Experience
Washburn Wealth Advisors, An Independent Firm August 2003 - Present
Raymond James Financial Services Inc. August 2003 - Present
Hilliard Lyons March 1995 - August 2003
Morton Buildings, Inc. September 1993 - March 1995
Federated Insurance June 1992 - September 1993
US Army October 1985 - October 1987
Skills
High Net Worth..., Financial Planning, 401k Rollovers, Estate Planning, Wealth Management, Retirement Planning, Roth IRA, Retirement Income..., Wealth Preservation..., Retirement Plan..., Trust Services, Long Term Care, Wealth Preservation, Wealth Transfer, Wealth Accumulation, Mutual Funds, Retirement, 529 Plans, Investments, College Savings Plans, Retirement Savings, Financial Advisory, Entrepreneurship, Saving for Education, Investment Strategies, Pensions, Fixed Annuities, Series 7, Annuities, Investment Advisory, Charitable Giving, Asset Allocation, IRA's, Insurance Planning, 401k, Wealth, Financial Advice, Protection..., Income Protection, Asset Management, Securities, Portfolio Management, Series 63, Insurance, Stocks, Retirement Solutions, Alternative Investments, Annuity, Charitable Giving..., Savings
Education
Indiana University - Kelley School of Business 1988 — 1992
Bachelor of Science (B.S.), Marketing, Finance & Entrepreneurship
Boonville High School 1981 — 1985
High School Diploma, College Track Courses
Washburn Wealth Advisors, An Independent Firm August 2003 - Present
Raymond James Financial Services Inc. August 2003 - Present
Hilliard Lyons March 1995 - August 2003
Morton Buildings, Inc. September 1993 - March 1995
Federated Insurance June 1992 - September 1993
US Army October 1985 - October 1987
Skills
High Net Worth..., Financial Planning, 401k Rollovers, Estate Planning, Wealth Management, Retirement Planning, Roth IRA, Retirement Income..., Wealth Preservation..., Retirement Plan..., Trust Services, Long Term Care, Wealth Preservation, Wealth Transfer, Wealth Accumulation, Mutual Funds, Retirement, 529 Plans, Investments, College Savings Plans, Retirement Savings, Financial Advisory, Entrepreneurship, Saving for Education, Investment Strategies, Pensions, Fixed Annuities, Series 7, Annuities, Investment Advisory, Charitable Giving, Asset Allocation, IRA's, Insurance Planning, 401k, Wealth, Financial Advice, Protection..., Income Protection, Asset Management, Securities, Portfolio Management, Series 63, Insurance, Stocks, Retirement Solutions, Alternative Investments, Annuity, Charitable Giving..., Savings
Education
Indiana University - Kelley School of Business 1988 — 1992
Bachelor of Science (B.S.), Marketing, Finance & Entrepreneurship
Boonville High School 1981 — 1985
High School Diploma, College Track Courses
John M. Morgan, WMS, CFP®'s Raymond James Financial Services, Inc. Experience April 1998 - Present
Job Financial Advisor
Industry Financial Services
Experience
Raymond James Financial Services, Inc April 1998 - Present
Education
College of Financial Planning
Master of Science (MS), Wealth Management
Nicholls State University
BA, Business Administration
Raymond James Financial Services, Inc April 1998 - Present
Education
College of Financial Planning
Master of Science (MS), Wealth Management
Nicholls State University
BA, Business Administration
Notley Maddox Notley Maddox's Raymond James Financial Services, Inc. Experience June 1998 - September 2008
Job Partner and Portfolio Manager at Bellwether Investment Group, LLC
Industry Investment Management
Experience
Bellwether Investment Group, LLC September 2008 - Present
Raymond James Financial Services, INC June 1998 - September 2008
Education
The University of Tennessee at Chattanooga 1991 — 1995
MBA, Finance
Bellwether Investment Group, LLC September 2008 - Present
Raymond James Financial Services, INC June 1998 - September 2008
Education
The University of Tennessee at Chattanooga 1991 — 1995
MBA, Finance
Charles C. West, ChFC® Charles C. West, ChFC®'s Raymond James Financial Services, Inc. Experience September 2001 - Present
Job Financial Planner / Branch Manager at Independent Retirement Associates, an independent firm Raymond James
Industry Investment Management
Experience
Raymond James Financial Services, Inc. September 2001 - Present
Independent Retirement Associates, an independent fim - Raymond James September 2001 - Present
BBVA Compass September 1995 - September 2001
Education
University of Mississippi - School of Business Administration 1983 — 1988
BBA, Real Estate Finance
Lee Academy
Raymond James Financial Services, Inc. September 2001 - Present
Independent Retirement Associates, an independent fim - Raymond James September 2001 - Present
BBVA Compass September 1995 - September 2001
Education
University of Mississippi - School of Business Administration 1983 — 1988
BBA, Real Estate Finance
Lee Academy
Don Penn's Raymond James Financial Services, Inc. Experience March 2004 - Present
Job VP and Financial Planning & Retirement Plan Analyst at Financial Planning Consultants, Inc.
Industry Financial Services
Experience
Financial Planning Consultants, Inc. March 2004 - Present
Raymond James Financial Services, Inc. March 2004 - Present
Skills
Retirement Planning, Investments, Financial Planning, Portfolio Management, Strategic Financial..., Finance, Estate Planning, Risk Management, Financial Advisory, Retirement, Investment Management, Securities, Employee Benefits, Financial Planners, 401k, Mutual Funds, Wealth Management, Insurance, FINRA, Pensions
Education
University of Notre Dame 1996 — 2000
Bachelor of Business Administration, Double majors in Finance and Computer Applications
Financial Planning Consultants, Inc. March 2004 - Present
Raymond James Financial Services, Inc. March 2004 - Present
Skills
Retirement Planning, Investments, Financial Planning, Portfolio Management, Strategic Financial..., Finance, Estate Planning, Risk Management, Financial Advisory, Retirement, Investment Management, Securities, Employee Benefits, Financial Planners, 401k, Mutual Funds, Wealth Management, Insurance, FINRA, Pensions
Education
University of Notre Dame 1996 — 2000
Bachelor of Business Administration, Double majors in Finance and Computer Applications
Garry Clarke-Pounder Garry Clarke-Pounder's Raymond James Financial Services, Inc. Experience June 2009 - Present
Job Chartered Retirement Planning Counselor at Raymond James Financial Services, Inc
Industry Financial Services
Experience
Raymond James Financial Services Inc. Member FINRA/SIPC June 2009 - Present
Raymond James Financial Services, Inc June 2009 - Present
Skills
Retirement, Finance, Investments, Securities, Financial Services, Financial Advisory, Retirement Planning, Strategic Planning, Team Building, Series 63, Small Business, Financial Risk, Event Planning, Financial Analysis, Marketing, 401k, Series 6, Portfolio Management, Asset Allocation, Insurance, Strategic Financial..., Wealth Management, New Business Development, Team Leadership, Fundraising, Mutual Funds, Series 7, IRAs, Financial Planning
Education
University of New Hampshire 1977 — 1981
B.S., Business Administration
Raymond James Financial Services Inc. Member FINRA/SIPC June 2009 - Present
Raymond James Financial Services, Inc June 2009 - Present
Skills
Retirement, Finance, Investments, Securities, Financial Services, Financial Advisory, Retirement Planning, Strategic Planning, Team Building, Series 63, Small Business, Financial Risk, Event Planning, Financial Analysis, Marketing, 401k, Series 6, Portfolio Management, Asset Allocation, Insurance, Strategic Financial..., Wealth Management, New Business Development, Team Leadership, Fundraising, Mutual Funds, Series 7, IRAs, Financial Planning
Education
University of New Hampshire 1977 — 1981
B.S., Business Administration
Andy Butte Andy Butte's Raymond James Financial Services, Inc. Experience 1990 - 2004
Job Financial Consultant
Industry Investment Management
Experience
Self May 2009 - Present
GunnAllen Financial April 2006 - May 2009
Great Companies, LLC December 2004 - April 2006
Raymond James Financial Services, Inc 1990 - 2004
Skills
Mutual Funds, Financial Services, Series 7, Investment Advisory, Investments, Private Equity, Equities, FINRA, Process Improvement, Financial Advisory, Business Development, Financial Analysis, Strategic Financial..., Securities, Due Diligence, Series 63, Strategic Partnerships, Portfolio Management, Program Management
Education
University of South Florida 1992 — 1996
MBA, Finance
State University of New York at Buffalo - School of Management 1984 — 1988
BS, Accounting / Management Information Systems
Self May 2009 - Present
GunnAllen Financial April 2006 - May 2009
Great Companies, LLC December 2004 - April 2006
Raymond James Financial Services, Inc 1990 - 2004
Skills
Mutual Funds, Financial Services, Series 7, Investment Advisory, Investments, Private Equity, Equities, FINRA, Process Improvement, Financial Advisory, Business Development, Financial Analysis, Strategic Financial..., Securities, Due Diligence, Series 63, Strategic Partnerships, Portfolio Management, Program Management
Education
University of South Florida 1992 — 1996
MBA, Finance
State University of New York at Buffalo - School of Management 1984 — 1988
BS, Accounting / Management Information Systems
Jeff Moorhouse Jeff Moorhouse's Raymond James Financial Services, Inc. Experience May 2009 - Present
Job Certified Financial Planner™
Industry Financial Services
Experience
Raymond James Financial Services 2009 - Present
Local Agency Formation Committee (LAFCO) March 2010 - Present
Carpinteria Sanitary District January 1997 - Present
California Association of Sanitation Agencies August 2009 - Present
Raymond James Financial Services, Inc May 2009 - Present
Carpinteria Lions Club July 2014 - Present
Carpinteria Lions Club July 2013 - June 2014
California Avocado Festival January 2001 - December 2013
Carpinteria High School August 1996 - December 2011
Skills
Investments, Securities, Financial Advisory, Portfolio Management, Retirement Planning, Public Speaking, Series 7, Estate Planning, Marketing, Financial Planners, Coaching, Wealth Management, Strategic Financial..., Mutual Funds, Retirement, Asset Allocation, Insurance, Series 63, Fixed Annuities, Asset Managment
Education
California State University-Northridge 1982 — 1985
Political Science and Government
Santa Barbara City College 1980 — 1982
Law and Society
Raymond James Financial Services 2009 - Present
Local Agency Formation Committee (LAFCO) March 2010 - Present
Carpinteria Sanitary District January 1997 - Present
California Association of Sanitation Agencies August 2009 - Present
Raymond James Financial Services, Inc May 2009 - Present
Carpinteria Lions Club July 2014 - Present
Carpinteria Lions Club July 2013 - June 2014
California Avocado Festival January 2001 - December 2013
Carpinteria High School August 1996 - December 2011
Skills
Investments, Securities, Financial Advisory, Portfolio Management, Retirement Planning, Public Speaking, Series 7, Estate Planning, Marketing, Financial Planners, Coaching, Wealth Management, Strategic Financial..., Mutual Funds, Retirement, Asset Allocation, Insurance, Series 63, Fixed Annuities, Asset Managment
Education
California State University-Northridge 1982 — 1985
Political Science and Government
Santa Barbara City College 1980 — 1982
Law and Society
Sharon A. Lockhart, CFP®, CDFA™, CFDP® Sharon A. Lockhart, CFP®, CDFA™, CFDP®'s Raymond James Financial Services, Inc. Experience December 1996 - Present
Job Divorce $ense
Industry Financial Services
Experience
Divorce $ense July 1997 - Present
Raymond James Financial Services, Inc December 1996 - Present
Education
Avila University 1976 — 1980
N/A, Finance and Economics
Longview Community College 1970 — 1976
A.S., Business Management
Divorce $ense July 1997 - Present
Raymond James Financial Services, Inc December 1996 - Present
Education
Avila University 1976 — 1980
N/A, Finance and Economics
Longview Community College 1970 — 1976
A.S., Business Management
Peter Mendall Peter Mendall's Raymond James Financial Services, Inc. Experience July 1998 - Present
Job Certified Financial Planner™ at Raymond James Financial Inc.
Industry Financial Services
Experience
Raymond James Financial Services Inc. July 1998 - Present
Mendall Financial Group, LLC 2012 - 2015
Kennebec Valley Chamber-Cmmrc 1997 - 2015
CEG 2012 - 2013
Education
Johnson & Wales University 1986 — 1990
Bachelor's Degree, Culinary Arts and Management
Raymond James Financial Services Inc. July 1998 - Present
Mendall Financial Group, LLC 2012 - 2015
Kennebec Valley Chamber-Cmmrc 1997 - 2015
CEG 2012 - 2013
Education
Johnson & Wales University 1986 — 1990
Bachelor's Degree, Culinary Arts and Management
David McKee, CFP®, ChFC® David McKee, CFP®, ChFC®'s Raymond James Financial Services, Inc. Experience July 1998 - Present
Job Branch Manager at Raymond James Financial Services Inc.
Industry Financial Services
Experience
BSG Financial Services January 1999 - Present
Raymond James Financial Services Inc. July 1998 - Present
Skills
Investments, Securities, Financial Services, Finance, Financial Advisory, Wealth Management, Investment Advisory, Strategic Planning, Retirement Planning, Mutual Funds, Portfolio Management, Asset Allocation, Strategic Financial..., Investment Strategies, Asset Management, Public Speaking, Asset Managment, Equities
Education
Duke University 1987 — 1991
BA, Psychology
St. Pauls School, Concord, NH 1983 — 1987
BSG Financial Services January 1999 - Present
Raymond James Financial Services Inc. July 1998 - Present
Skills
Investments, Securities, Financial Services, Finance, Financial Advisory, Wealth Management, Investment Advisory, Strategic Planning, Retirement Planning, Mutual Funds, Portfolio Management, Asset Allocation, Strategic Financial..., Investment Strategies, Asset Management, Public Speaking, Asset Managment, Equities
Education
Duke University 1987 — 1991
BA, Psychology
St. Pauls School, Concord, NH 1983 — 1987
Myra Keith-Johnson Myra Keith-Johnson's Raymond James Financial Services, Inc. Experience October 2004 - Present
Job Financial Advisor and Branch Director of Operations at Raymond James Financial Services Inc.
Industry Financial Services
Experience
Raymond James Financial Services Inc. October 2004 - Present
Lincoln Financial Advisors 2001 - 2004
Lincoln Financial Group 1994 - 1999
John Hancock Life Insurance Company (U.S.A.) 1992 - 1994
Bruce Lefavi 1989 - 1992
Skills
Investments, Finance, People Development, Financial Advisory, Ability to..., Multi-tasking, Technical Competence, Organized, Honest, Passionate
Education
The American College 2004 — 2008
ChFC, Financial Planning and Services
Brigham Young University
Raymond James Financial Services Inc. October 2004 - Present
Lincoln Financial Advisors 2001 - 2004
Lincoln Financial Group 1994 - 1999
John Hancock Life Insurance Company (U.S.A.) 1992 - 1994
Bruce Lefavi 1989 - 1992
Skills
Investments, Finance, People Development, Financial Advisory, Ability to..., Multi-tasking, Technical Competence, Organized, Honest, Passionate
Education
The American College 2004 — 2008
ChFC, Financial Planning and Services
Brigham Young University
Gregg Saunders, CFP® Gregg Saunders, CFP®'s Raymond James Financial Services, Inc. Experience July 2007 - April 2011
Job Financial Advisor at LPL Financial, Member FINRA/SIPC For hyperlinks to FINRA and SIPC, please refer to website below.
Industry Financial Services
Experience
LPL Financial April 2011 - Present
Raymond James Financial Services Inc. July 2007 - April 2011
Edward Jones & McDonald Investments July 1997 - April 2007
Skills
Retirement Income..., Life Insurance Planning, Asset-Based Long Term..., FINRA, Portfolio Management, Asset Management, Financial Analysis, Risk Management, Wealth Management, Investment Advisory
Education
College of Financial Planning, Denver, CO 1996 — 1998
Certified Financial Planner™, CFP®
California State University-Chico 1979 — 1984
BS, Finance
LPL Financial April 2011 - Present
Raymond James Financial Services Inc. July 2007 - April 2011
Edward Jones & McDonald Investments July 1997 - April 2007
Skills
Retirement Income..., Life Insurance Planning, Asset-Based Long Term..., FINRA, Portfolio Management, Asset Management, Financial Analysis, Risk Management, Wealth Management, Investment Advisory
Education
College of Financial Planning, Denver, CO 1996 — 1998
Certified Financial Planner™, CFP®
California State University-Chico 1979 — 1984
BS, Finance
Brad Long, CFP® Brad Long, CFP®'s Raymond James Financial Services, Inc. Experience June 2001 - Present
Job Long Financial Services, Inc.
Industry Financial Services
Experience
Long Financial Services, Inc. June 2001 - Present
Raymond James Financial Services, Inc. June 2001 - Present
Lockheed Martin 1996 - 2001
Shell Oil Company 1991 - 1996
IBM September 1987 - December 1990
Skills
Retirement Planning, Finance, Financial Planning, Retirement, Investments, Estate Planning, Securities, Financial Services, Investment Management, Program Management
Education
University of Houston, C.T. Bauer College of Business 1992 — 1995
M.B.A., Masters of Business Administration
Virginia Polytechnic Institute and State University - Pamplin College of Business 1986 — 1991
B.S. in Marketing Management, Business - Marketing Management
Long Financial Services, Inc. June 2001 - Present
Raymond James Financial Services, Inc. June 2001 - Present
Lockheed Martin 1996 - 2001
Shell Oil Company 1991 - 1996
IBM September 1987 - December 1990
Skills
Retirement Planning, Finance, Financial Planning, Retirement, Investments, Estate Planning, Securities, Financial Services, Investment Management, Program Management
Education
University of Houston, C.T. Bauer College of Business 1992 — 1995
M.B.A., Masters of Business Administration
Virginia Polytechnic Institute and State University - Pamplin College of Business 1986 — 1991
B.S. in Marketing Management, Business - Marketing Management
Amy Farley Amy Farley's Raymond James Financial Services, Inc. Experience January 1988 - January 2002
Job Owner, Flexus LLC
Industry Textiles
Experience
Flexus LLC Makers of Smart Socks - Socks That Think on Your Feet October 2007 - Present
First State Bank of Canisteo May 2000 - September 2005
Raymond James Financial Services, Inc. January 1988 - January 2002
The Saddlebrook Corporation 1980 - 1984
Skills
Marketing Strategy, Business Strategy, Textile Industry, Product Development, Forecasting, New Business Development, Marketing, Negotiation, Knitwear, Management, Budgets, Process Improvement, Account Management
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1984 — 1986
MBA, Business
Wellesley College 1975 — 1979
BA, Political Science
Flexus LLC Makers of Smart Socks - Socks That Think on Your Feet October 2007 - Present
First State Bank of Canisteo May 2000 - September 2005
Raymond James Financial Services, Inc. January 1988 - January 2002
The Saddlebrook Corporation 1980 - 1984
Skills
Marketing Strategy, Business Strategy, Textile Industry, Product Development, Forecasting, New Business Development, Marketing, Negotiation, Knitwear, Management, Budgets, Process Improvement, Account Management
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1984 — 1986
MBA, Business
Wellesley College 1975 — 1979
BA, Political Science
Sherry Glaser's Raymond James Financial Services, Inc. Experience September 2014 - Present
Job Client Services
Industry Financial Services
Experience
Raymond James Financial Services Inc. September 2014 - Present
Raymond James Financial Inc. August 2006 - December 2009
Franklin Templeton Investments June 2004 - February 2006
Raymond James Financial Inc. February 2001 - June 2004
Indiana Technology Partnership 2000 - 2000
USF&G 1997 - 2000
Skills
Deferred Compensation, Financial Services, HRIS, Securities, Personnel Management, Succession Planning, Human Resources, Onboarding, Management
Education
Eckerd College 2001 — 2003
BA, Human Resources & Int'l Business & Finance
Raymond James Financial Services Inc. September 2014 - Present
Raymond James Financial Inc. August 2006 - December 2009
Franklin Templeton Investments June 2004 - February 2006
Raymond James Financial Inc. February 2001 - June 2004
Indiana Technology Partnership 2000 - 2000
USF&G 1997 - 2000
Skills
Deferred Compensation, Financial Services, HRIS, Securities, Personnel Management, Succession Planning, Human Resources, Onboarding, Management
Education
Eckerd College 2001 — 2003
BA, Human Resources & Int'l Business & Finance
Greg Karolich's Raymond James Financial Services, Inc. Experience May 2012 - September 2012
Job Vice President | Zacks Investment Management
Industry Investment Management
Experience
Zacks Investment Management March 2015 - Present
Zacks Investment Management October 2014 - March 2015
Zacks Investment Management January 2013 - September 2014
Zacks Investment Management October 2012 - December 2012
Raymond James Financial Services, Inc. May 2012 - September 2012
Raymond James Financial Services, Inc. November 2009 - May 2012
Skills
Mutual Funds, Asset Allocation, Alternative Investments, Financial Services, Separately Managed..., ETFs, Portfolio Optimization, Investment Strategies, Series 7, Series 66, Investments, RIA, Wirehouse, Independent Brokerage, Modern Portfolio Theory, Staff Training, Zephyr Style Advisor, Morningstar Workstation, Salesforce.com, Financial Analysis, Portfolio Management
Education
University of Illinois at Urbana-Champaign 2005 — 2009
B.S., Finance
Zacks Investment Management March 2015 - Present
Zacks Investment Management October 2014 - March 2015
Zacks Investment Management January 2013 - September 2014
Zacks Investment Management October 2012 - December 2012
Raymond James Financial Services, Inc. May 2012 - September 2012
Raymond James Financial Services, Inc. November 2009 - May 2012
Skills
Mutual Funds, Asset Allocation, Alternative Investments, Financial Services, Separately Managed..., ETFs, Portfolio Optimization, Investment Strategies, Series 7, Series 66, Investments, RIA, Wirehouse, Independent Brokerage, Modern Portfolio Theory, Staff Training, Zephyr Style Advisor, Morningstar Workstation, Salesforce.com, Financial Analysis, Portfolio Management
Education
University of Illinois at Urbana-Champaign 2005 — 2009
B.S., Finance
Mario J. Payne, CFP® professional Mario J. Payne, CFP® professional's Raymond James Financial Services, Inc. Experience May 2013 - Present
Job Financial Advisor at Raymond James Financial Services, Inc
Industry Financial Services
Experience
Raymond James Financial Services Inc. May 2013 - Present
Jacksonville Public Library Board of Trustees 2015 - 2015
Edward Jones 2007 - 2013
American Income Life Insurance Company 2006 - 2007
US Army 2000 - 2005
Skills
Retirement Planning, Estate Planning, Strategic Financial..., Investment Strategies, Wealth Management, Mutual Funds, Portfolio Management, Series 6, Series 7, Finance, Financial Planners, Financial Planning, IRAs, Risk Management, Retirement, Investments, Securities, Wealth, Investment Management, Asset Allocation, Pensions, Financial Advisory, Life Insurance, Public Speaking
Education
College for Financial Planning
CFP® Certification Professional Education Program
College for Financial Planning
AAMS® Certification
Tennessee State University
Bachelor of Arts (B.A.), Business Management
Raymond James Financial Services Inc. May 2013 - Present
Jacksonville Public Library Board of Trustees 2015 - 2015
Edward Jones 2007 - 2013
American Income Life Insurance Company 2006 - 2007
US Army 2000 - 2005
Skills
Retirement Planning, Estate Planning, Strategic Financial..., Investment Strategies, Wealth Management, Mutual Funds, Portfolio Management, Series 6, Series 7, Finance, Financial Planners, Financial Planning, IRAs, Risk Management, Retirement, Investments, Securities, Wealth, Investment Management, Asset Allocation, Pensions, Financial Advisory, Life Insurance, Public Speaking
Education
College for Financial Planning
CFP® Certification Professional Education Program
College for Financial Planning
AAMS® Certification
Tennessee State University
Bachelor of Arts (B.A.), Business Management
Allison Spangler Allison Spangler's Raymond James Financial Services, Inc. Experience May 2008 - Present
Job Financial Advisor, RJFS
Industry Banking
Experience
Raymond James Financial Services Inc. May 2008 - Present
Fairfield National Bank, Divison of Park National Bank January 2006 - Present
Skills
Sales, Strategic Planning, Finance, Marketing, Account Management, Marketing Strategy, Financial Services, Trust Services, Customer Service, Banking, Public Speaking, Management, Leadership, Advertising, Public Relations, Nonprofits, Credit, Team Building
Education
Mississippi College 2001 — 2002
Master of Science (MS), Communications
University of Mississippi 1997 — 2001
Bacherlor of Business Administration, Business Studies with an emphasis in Marketing and Management
Raymond James Financial Services Inc. May 2008 - Present
Fairfield National Bank, Divison of Park National Bank January 2006 - Present
Skills
Sales, Strategic Planning, Finance, Marketing, Account Management, Marketing Strategy, Financial Services, Trust Services, Customer Service, Banking, Public Speaking, Management, Leadership, Advertising, Public Relations, Nonprofits, Credit, Team Building
Education
Mississippi College 2001 — 2002
Master of Science (MS), Communications
University of Mississippi 1997 — 2001
Bacherlor of Business Administration, Business Studies with an emphasis in Marketing and Management
Rick Bohn's Raymond James Financial Services, Inc. Experience April 2009 - Present
Job Financial Advisor at Raymond James Financial Services
Industry Financial Services
Experience
Raymond James Financial Services, Inc April 2009 - Present
NWQ Wealth Partners, LLC April 2009 - Present
Morgan Stanley Smith Barney May 1998 - April 2009
Merrill Lynch May 1994 - April 2008
Skills
Securities, Wealth Management, Financial Advisory, Investment Advisory, Asset Allocation, Investment Strategies, Finance, IRAs, Retirement Planning, Retirement, Wealth, Equities, FINRA, Investments, Estate Planning, Mutual Funds, Public Speaking, 401k, Asset Management, Strategic Financial..., Financial Services, Management, ETFs, Long-term Care
Education
University of Kentucky 1980 — 1985
Bachelor of Business Administration (B.B.A.), Finance
Raymond James Financial Services, Inc April 2009 - Present
NWQ Wealth Partners, LLC April 2009 - Present
Morgan Stanley Smith Barney May 1998 - April 2009
Merrill Lynch May 1994 - April 2008
Skills
Securities, Wealth Management, Financial Advisory, Investment Advisory, Asset Allocation, Investment Strategies, Finance, IRAs, Retirement Planning, Retirement, Wealth, Equities, FINRA, Investments, Estate Planning, Mutual Funds, Public Speaking, 401k, Asset Management, Strategic Financial..., Financial Services, Management, ETFs, Long-term Care
Education
University of Kentucky 1980 — 1985
Bachelor of Business Administration (B.B.A.), Finance
Nicholas Bonn, CFP® Nicholas Bonn, CFP®'s Raymond James Financial Services, Inc. Experience March 2010 - Present
Job Certified Financial Planner™ at
Industry Financial Services
Experience
Center Street Wealth Strategies an independent firm March 2010 - Present
Raymond James Financial Services, Inc. March 2010 - Present
Merrill Lynch February 2003 - March 2010
Skills
Financial Planning, Financial Advisory, Investments, Finance, Investment Advisory, Retirement, Portfolio Management, Estate Planning, Securities, Asset Management
Education
University of Michigan-Dearborn 1997 — 2001
BBA, Finance & Economics
Center Street Wealth Strategies an independent firm March 2010 - Present
Raymond James Financial Services, Inc. March 2010 - Present
Merrill Lynch February 2003 - March 2010
Skills
Financial Planning, Financial Advisory, Investments, Finance, Investment Advisory, Retirement, Portfolio Management, Estate Planning, Securities, Asset Management
Education
University of Michigan-Dearborn 1997 — 2001
BBA, Finance & Economics
Fred Shuster Fred Shuster's Raymond James Financial Services, Inc. Experience September 2005 - Present
Job President, Newbury Investment Partners, an Independent Firm
Industry Financial Services
Experience
Raymond James Financial Services, Inc September 2005 - Present
UBS February 1986 - September 2005
Education
Case Western Reserve University 1978 — 1980
Master of Science in Social Administration (MSSA), Social Work, Community Organization, Leadership Development
University of Massachusetts, Amherst
B.A., Political Science
Raymond James Financial Services, Inc September 2005 - Present
UBS February 1986 - September 2005
Education
Case Western Reserve University 1978 — 1980
Master of Science in Social Administration (MSSA), Social Work, Community Organization, Leadership Development
University of Massachusetts, Amherst
B.A., Political Science
Jim Boileau's Raymond James Financial Services, Inc. Experience May 2009 - Present
Job Investment Executive / Partner Lake Superior Financial Services, Inc.
Industry Financial Services
Experience
Lake Superior Financial Services, Inc. (an Independent firm) May 2009 - Present
Raymond James Financial Services, Inc. May 2009 - Present
Morgan Stanley Smith Barney October 1993 - May 2009
Skills
Retirement Planning, Wealth Management, Investment Advisory, Investment Strategies, Alternative Investments, Investments
Education
University of Minnesota-Duluth 1990 — 1993
Finance, Psychology
Lake Superior Financial Services, Inc. (an Independent firm) May 2009 - Present
Raymond James Financial Services, Inc. May 2009 - Present
Morgan Stanley Smith Barney October 1993 - May 2009
Skills
Retirement Planning, Wealth Management, Investment Advisory, Investment Strategies, Alternative Investments, Investments
Education
University of Minnesota-Duluth 1990 — 1993
Finance, Psychology
Garry Greene, CFP Garry Greene, CFP's Raymond James Financial Services, Inc. Experience June 1988 - Present
Job Registered Principal at Raymond James Financial Services, Inc
Industry Financial Services
Experience
Raymond James Financial Services, Inc June 1988 - Present
Raymond James Financial Services, Inc. April 1982 - June 1988
Skills
Retirement Planning, Portfolio Management, Securities, Financial Advisory, Estate Planning, Mutual Funds, Wealth Management, Investments, Financial Planning, Retirement, Life Insurance, Office Management
Education
College for Financial Planning 1991 — 1993
Certified Financial Planner designee, Personal Financial Planning
University of Cincinnati 1976 — 1978
B.A., Political Science
Miami Valley School, Dayton, Ohio 1971 — 1974
Diploma
Raymond James Financial Services, Inc June 1988 - Present
Raymond James Financial Services, Inc. April 1982 - June 1988
Skills
Retirement Planning, Portfolio Management, Securities, Financial Advisory, Estate Planning, Mutual Funds, Wealth Management, Investments, Financial Planning, Retirement, Life Insurance, Office Management
Education
College for Financial Planning 1991 — 1993
Certified Financial Planner designee, Personal Financial Planning
University of Cincinnati 1976 — 1978
B.A., Political Science
Miami Valley School, Dayton, Ohio 1971 — 1974
Diploma
Keith Swift Keith Swift's Raymond James Financial Services, Inc. Experience June 1993 - Present
Job Financial Advisor/Registered Principal at Raymond James Financial Services Inc.
Industry Financial Services
Experience
Raymond James Financial Services Inc. June 1993 - Present
J C Bradford & Co January 1990 - April 1993
J C Bradford & Co October 1982 - April 1993
Skills
Series 7, Retirement Planning, Wealth Management, Investment Advisory, Mutual Funds, Retirement, Investments, Strategic Financial..., Asset Allocation, Series 63, Securities, Financial Advisory, Series 8
Education
Austin Peay State University 1974 — 1978
Bachelor's degree
Raymond James Financial Services Inc. June 1993 - Present
J C Bradford & Co January 1990 - April 1993
J C Bradford & Co October 1982 - April 1993
Skills
Series 7, Retirement Planning, Wealth Management, Investment Advisory, Mutual Funds, Retirement, Investments, Strategic Financial..., Asset Allocation, Series 63, Securities, Financial Advisory, Series 8
Education
Austin Peay State University 1974 — 1978
Bachelor's degree
Jeff Oster's Raymond James Financial Services, Inc. Experience May 1997 - Present
Job Recording Artist and Owner, Retso Records
Industry Music
Experience
Retso Records January 2003 - Present
Raymond James Financial Services, Inc. May 1997 - Present
CD Baby 2004 - 2007
Raymond James Financial 1997 - 2007
Aon 2002 - 2005
Independent Advantage Financial 1988 - 1994
Skills
Music, Sound, Recording, Broadcast, Public Speaking, Radio, Musicians, Social Media, Musical Theatre, Microsoft Office, Songwriting, Concerts, Social Networking, Entertainment, Training, Singing, Editing, Event Planning, Television, Guitarist, Asset Allocation, Music Production, Composition, Event Management, Mutual Funds, Fixed Annuities, Music Industry, Creative Writing, Program Management, Drums, Video Editing, Marketing, Video Production, Songs, Audio Engineering, Horn, Blogging, Photography, Studio Recording
Education
University of Miami 1976 — 1977
Marine Biology
Coral Gables High
Retso Records January 2003 - Present
Raymond James Financial Services, Inc. May 1997 - Present
CD Baby 2004 - 2007
Raymond James Financial 1997 - 2007
Aon 2002 - 2005
Independent Advantage Financial 1988 - 1994
Skills
Music, Sound, Recording, Broadcast, Public Speaking, Radio, Musicians, Social Media, Musical Theatre, Microsoft Office, Songwriting, Concerts, Social Networking, Entertainment, Training, Singing, Editing, Event Planning, Television, Guitarist, Asset Allocation, Music Production, Composition, Event Management, Mutual Funds, Fixed Annuities, Music Industry, Creative Writing, Program Management, Drums, Video Editing, Marketing, Video Production, Songs, Audio Engineering, Horn, Blogging, Photography, Studio Recording
Education
University of Miami 1976 — 1977
Marine Biology
Coral Gables High
Monica E. Lacey's Raymond James Financial Services, Inc. Experience February 2004 - Present
Job Independent Financial Planner at Raymond James Financial Services Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Raymond James Financial Services Inc. Member FINRA/SIPC February 2004 - Present
Raymond James Financial Services Inc. February 2004 - Present
Skills
Wealth Management, Investments
Education
DePaul University 1988 — 1991
Business, Finance
Raymond James Financial Services Inc. Member FINRA/SIPC February 2004 - Present
Raymond James Financial Services Inc. February 2004 - Present
Skills
Wealth Management, Investments
Education
DePaul University 1988 — 1991
Business, Finance
Jennifer E. Holliday's Raymond James Financial Services, Inc. Experience January 2011 - January 2012
Job Regional Technology Education Consultant at Raymond James Financial Inc.
Industry Financial Services
Experience
Raymond James Financial Inc. October 2014 - Present
Raymond James & Associates February 2012 - September 2014
Raymond James Financial Services, Inc. January 2011 - January 2012
Raymond James & Associates, Inc January 2008 - November 2010
Raymond James Financial November 2004 - January 2008
Skills
Series 7, Succession Planning, Needs Analysis, Talent Management, Performance Management, DDI, Onboarding, Leadership Development, Applicant Tracking..., Employee Benefits, Employee Relations, Coaching, Process Improvement, Deferred Compensation, Customer Service, Benefits Administration, Training, Analysis, Employee Training, Management, Career Development, HRIS, Personnel Management, College Recruiting, Human Resources, Interviews, Workforce Planning, Consulting, Financial Services, Investments, Public Speaking, Leadership, Microsoft Office
Education
University of Phoenix 2010 — 2015
Ed.D., Education: Instruction and Curriculum
University of Phoenix 2007 — 2008
MBA, Business Administration
University of South Florida 1995 — 2001
B.S., Business Management
Raymond James Financial Inc. October 2014 - Present
Raymond James & Associates February 2012 - September 2014
Raymond James Financial Services, Inc. January 2011 - January 2012
Raymond James & Associates, Inc January 2008 - November 2010
Raymond James Financial November 2004 - January 2008
Skills
Series 7, Succession Planning, Needs Analysis, Talent Management, Performance Management, DDI, Onboarding, Leadership Development, Applicant Tracking..., Employee Benefits, Employee Relations, Coaching, Process Improvement, Deferred Compensation, Customer Service, Benefits Administration, Training, Analysis, Employee Training, Management, Career Development, HRIS, Personnel Management, College Recruiting, Human Resources, Interviews, Workforce Planning, Consulting, Financial Services, Investments, Public Speaking, Leadership, Microsoft Office
Education
University of Phoenix 2010 — 2015
Ed.D., Education: Instruction and Curriculum
University of Phoenix 2007 — 2008
MBA, Business Administration
University of South Florida 1995 — 2001
B.S., Business Management
Noela Botelho's Raymond James Financial Services, Inc. Experience January 2003 - July 2004
Job Data Architect at Cisco Systems Inc.
Industry Information Technology and Services
Experience
Cisco Systems Inc. April 2008 - Present
VMWare Inc. August 2007 - April 2008
Cisco Systems Inc. November 2006 - August 2007
Yahoo Inc. August 2006 - November 2006
Home Shopping Network August 2004 - May 2006
HSN 2003 - 2005
Raymond James Financial Services Inc. January 2003 - July 2004
University of South Florida August 2001 - December 2002
Tata Infotech Inc. July 1997 - July 2001
Skills
Data Modeling, Business Objects, Data Warehousing, Oracle, ETL, Business Intelligence, Metadata Management, Teradata, Databases, PL/SQL, Requirements Analysis, SQL, Requirements Gathering, Visio, Informatica
Education
University of South Florida 2001 — 2002
Master of Science, Management Information Systems
Goa University 1993 — 1997
Bachelor of Engineering, Computer Engineering
Cisco Systems Inc. April 2008 - Present
VMWare Inc. August 2007 - April 2008
Cisco Systems Inc. November 2006 - August 2007
Yahoo Inc. August 2006 - November 2006
Home Shopping Network August 2004 - May 2006
HSN 2003 - 2005
Raymond James Financial Services Inc. January 2003 - July 2004
University of South Florida August 2001 - December 2002
Tata Infotech Inc. July 1997 - July 2001
Skills
Data Modeling, Business Objects, Data Warehousing, Oracle, ETL, Business Intelligence, Metadata Management, Teradata, Databases, PL/SQL, Requirements Analysis, SQL, Requirements Gathering, Visio, Informatica
Education
University of South Florida 2001 — 2002
Master of Science, Management Information Systems
Goa University 1993 — 1997
Bachelor of Engineering, Computer Engineering
Will Tychsen's Raymond James Financial Services, Inc. Experience August 2000 - Present
Job Financial Advisor at Raymond James
Industry Investment Management
Experience
Raymond James Financial Services, Inc. August 2000 - Present
Education
University of New Hampshire 1985 — 1989
Bachelor of Science (BS), Business Administration
University of New Hampshire -- Peter T. Paul College of Business and Economics 1985 — 1989
Minnechaug
Raymond James Financial Services, Inc. August 2000 - Present
Education
University of New Hampshire 1985 — 1989
Bachelor of Science (BS), Business Administration
University of New Hampshire -- Peter T. Paul College of Business and Economics 1985 — 1989
Minnechaug
Alyssa Meyer's Raymond James Financial Services, Inc. Experience January 2010 - July 2013
Job Vice President, Compliance at Raymond James Financial Inc.
Industry Financial Services
Experience
Raymond James Financial, Inc. December 2014 - Present
Raymond James Financial Inc. July 2013 - December 2014
Raymond James Financial Services, Inc. January 2010 - July 2013
Raymond James Financial Services, Inc. June 2007 - December 2009
Raymond James Financial Services, Inc. May 2006 - June 2007
Skills
Regulatory Analysis, Compliance Testing, Information Security..., Data Privacy, Regulatory Affairs, Branch Audit Programs, Internal Controls, Compliance Technology..., Training Programs, Financial Policies &..., Fraud Detection, Annual Compliance..., Suitability, Project Management, Exception Based..., Field Supervision, Associate Development, Leadership, Supervisory Controls -..., Issue Resolution, Strategic Planning, FINRA, Series 24, Series 7, Securities, Investment Advisory, Alternative Investments, Mutual Funds, Broker-Dealer, AML, Investments, Securities Regulation, Asset Allocation, Asset Management, Financial Services, Compliance, Fixed Annuities, Equities, Financial Advisory, Team Leadership, Broker-Dealer Compliance
Education
University of South Florida
Bachelor's Degree
Raymond James Financial, Inc. December 2014 - Present
Raymond James Financial Inc. July 2013 - December 2014
Raymond James Financial Services, Inc. January 2010 - July 2013
Raymond James Financial Services, Inc. June 2007 - December 2009
Raymond James Financial Services, Inc. May 2006 - June 2007
Skills
Regulatory Analysis, Compliance Testing, Information Security..., Data Privacy, Regulatory Affairs, Branch Audit Programs, Internal Controls, Compliance Technology..., Training Programs, Financial Policies &..., Fraud Detection, Annual Compliance..., Suitability, Project Management, Exception Based..., Field Supervision, Associate Development, Leadership, Supervisory Controls -..., Issue Resolution, Strategic Planning, FINRA, Series 24, Series 7, Securities, Investment Advisory, Alternative Investments, Mutual Funds, Broker-Dealer, AML, Investments, Securities Regulation, Asset Allocation, Asset Management, Financial Services, Compliance, Fixed Annuities, Equities, Financial Advisory, Team Leadership, Broker-Dealer Compliance
Education
University of South Florida
Bachelor's Degree
Jack Jackson, CFP®, CIMA®'s Raymond James Financial Services, Inc. Experience November 2011 - November 2012
Job Vice President Senior Asset Management Consultant at Raymond James Financial Inc.
Industry Financial Services
Experience
Raymond James Financial Inc. September 2014 - Present
Raymond James Financial Inc. September 2013 - August 2014
Raymond James Financial Inc. November 2012 - August 2013
Raymond James Financial Services, Inc November 2011 - November 2012
Raymond James Financial, Inc. 2008 - October 2011
Raymond James Financial, Inc. January 2006 - January 2007
Raymond James Financial, Inc. June 2005 - December 2006
Skills
Series 4, Series 7, Series 24, Series 53, Series 66, Certified Financial..., Life Insurance, Mutual Funds, Health Insurance, Fixed Annuities, Asset Management, FINRA, Uniform Combined State..., Securities, Series 63, Wealth Management, Financial Advisory, Series 65, Retirement, Investment Advisory, Retirement Planning, Investments
Education
University of Denver 1999 — 2003
Raymond James Financial Inc. September 2014 - Present
Raymond James Financial Inc. September 2013 - August 2014
Raymond James Financial Inc. November 2012 - August 2013
Raymond James Financial Services, Inc November 2011 - November 2012
Raymond James Financial, Inc. 2008 - October 2011
Raymond James Financial, Inc. January 2006 - January 2007
Raymond James Financial, Inc. June 2005 - December 2006
Skills
Series 4, Series 7, Series 24, Series 53, Series 66, Certified Financial..., Life Insurance, Mutual Funds, Health Insurance, Fixed Annuities, Asset Management, FINRA, Uniform Combined State..., Securities, Series 63, Wealth Management, Financial Advisory, Series 65, Retirement, Investment Advisory, Retirement Planning, Investments
Education
University of Denver 1999 — 2003
Glenn Elmblad's Raymond James Financial Services, Inc. Experience January 2013 - Present
Job Vice President Business Development at Raymond James Financial Services, Inc
Industry Financial Services
Experience
Raymond James Financial Services, Inc. January 2013 - Present
Raymond James Financial Services, Inc. June 2005 - December 2012
Raymond James Financial Services, Inc. January 1999 - June 2005
Raymond James Financial Inc. October 1997 - January 1999
Skills
Series 7, Series 24, Series 63, Series 4, Series 53, Series 65, FINRA Wharton CRCP, FINRA Arbitrator, FINRA, Mutual Funds, Uniform Combined State..., Wealth Management, Retirement Planning, Investment Advisory, Financial Advisory, Estate Planning, Securities, Asset Allocation, ETFs, Retirement, Alternative Investments, Asset Management, Fixed Annuities, Financial Services, Investment Strategies
Education
University of South Florida 1991 — 1997
BS, Communications
Raymond James Financial Services, Inc. January 2013 - Present
Raymond James Financial Services, Inc. June 2005 - December 2012
Raymond James Financial Services, Inc. January 1999 - June 2005
Raymond James Financial Inc. October 1997 - January 1999
Skills
Series 7, Series 24, Series 63, Series 4, Series 53, Series 65, FINRA Wharton CRCP, FINRA Arbitrator, FINRA, Mutual Funds, Uniform Combined State..., Wealth Management, Retirement Planning, Investment Advisory, Financial Advisory, Estate Planning, Securities, Asset Allocation, ETFs, Retirement, Alternative Investments, Asset Management, Fixed Annuities, Financial Services, Investment Strategies
Education
University of South Florida 1991 — 1997
BS, Communications
Ellen Ching, CFP®'s Raymond James Financial Services, Inc. Experience March 2014 - Present
Job Branch Manager/Financial Advisor Raymond James
Industry Financial Services
Experience
Raymond James Financial Services Inc. March 2014 - Present
Charles Schwab November 2007 - May 2013
TD Waterhouse July 1998 - June 2003
Charles Schwab December 1994 - June 1998
Skills
Series 7, Asset Allocation, Wealth Management, Series 63, Investment Advisory, Investment Strategies, ETFs, Mutual Funds, Retirement Planning, FINRA, Alternative Investments, Investment Management, Wealth Management..., Retirement, Securities
Education
San Francisco State University, College of Business 2001 — 2002
MBA - Finance
University of California, Berkeley 1984 — 1989
Bachelor's Degree, Chemical Engineering
Raymond James Financial Services Inc. March 2014 - Present
Charles Schwab November 2007 - May 2013
TD Waterhouse July 1998 - June 2003
Charles Schwab December 1994 - June 1998
Skills
Series 7, Asset Allocation, Wealth Management, Series 63, Investment Advisory, Investment Strategies, ETFs, Mutual Funds, Retirement Planning, FINRA, Alternative Investments, Investment Management, Wealth Management..., Retirement, Securities
Education
San Francisco State University, College of Business 2001 — 2002
MBA - Finance
University of California, Berkeley 1984 — 1989
Bachelor's Degree, Chemical Engineering
Scott Nagorka's Raymond James Financial Services, Inc. Experience July 2000 - September 2004
Job Financial Services Professional
Industry Financial Services
Experience
Reputable and Established Firm Director of SupervisionJHS Capital Advisors, IncMarch 2010 - July 2012
Colonial Brokerage, Inc August 2008 - November 2009
Banc of America Investment Services, Inc March 2006 - May 2008
Banc of America Investment Services, Inc. October 2004 - March 2006
Raymond James Financial Services, Inc July 2000 - September 2004
Raymond James Financial Services, Inc. January 1997 - July 2000
Franklin Templeton Distributors August 1996 - January 1997
T. Rowe Price Associates October 1994 - August 1996
Skills
CAMS - Certified Anti..., Florida 2-15 Life..., FINRA Series 3, 4, 6,...
Education
Rutgers College
BA, History/English
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Arts (B.A.), History
Reputable and Established Firm Director of SupervisionJHS Capital Advisors, IncMarch 2010 - July 2012
Colonial Brokerage, Inc August 2008 - November 2009
Banc of America Investment Services, Inc March 2006 - May 2008
Banc of America Investment Services, Inc. October 2004 - March 2006
Raymond James Financial Services, Inc July 2000 - September 2004
Raymond James Financial Services, Inc. January 1997 - July 2000
Franklin Templeton Distributors August 1996 - January 1997
T. Rowe Price Associates October 1994 - August 1996
Skills
CAMS - Certified Anti..., Florida 2-15 Life..., FINRA Series 3, 4, 6,...
Education
Rutgers College
BA, History/English
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Arts (B.A.), History
Craig Vrooman's Raymond James Financial Services, Inc. Experience July 1989 - Present
Job Vrooman & Associates, Inc. an independent firm
Industry Financial Services
Experience
Raymond James Financial Services, Inc. July 1989 - Present
Vrooman & Associates, Inc. - an independent firm May 1985 - Present
Education
University of Michigan - Stephen M. Ross School of Business 1976 — 1978
Raymond James Financial Services, Inc. July 1989 - Present
Vrooman & Associates, Inc. - an independent firm May 1985 - Present
Education
University of Michigan - Stephen M. Ross School of Business 1976 — 1978
Katy M. Carr's Raymond James Financial Services, Inc. Experience May 2013 - Present
Job Financial Advisor at Raymond James Financial Services, Inc.
Industry Financial Services
Experience
York Investment Partners, An independent firm May 2013 - Present
Raymond James Financial Services Inc. May 2013 - Present
Wells Fargo Advisors, LLC January 2001 - May 2013
The Trane Company September 1997 - June 2000
Skills
Investments, Credit, Portfolio Management, Finance, Fixed Annuities, Sales
Education
University of Maine 1994 — 1997
Bachelor of Arts (B.A.), Anthropology
Saint Anselm College 1993 — 1994
Liberal Arts
University of Southern Maine 1993 — 1994
Liberal Arts
York Investment Partners, An independent firm May 2013 - Present
Raymond James Financial Services Inc. May 2013 - Present
Wells Fargo Advisors, LLC January 2001 - May 2013
The Trane Company September 1997 - June 2000
Skills
Investments, Credit, Portfolio Management, Finance, Fixed Annuities, Sales
Education
University of Maine 1994 — 1997
Bachelor of Arts (B.A.), Anthropology
Saint Anselm College 1993 — 1994
Liberal Arts
University of Southern Maine 1993 — 1994
Liberal Arts
Russell Magbee's Raymond James Financial Services, Inc. Experience January 2011 - Present
Job Branch Manager/Financial Advisor at Raymond James Financial Services, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Raymond James Financial Services Inc. January 2011 - Present
Franklin Templeton Investments 2005 - December 2010
Franklin Templeton 2002 - 2009
Skills
Investment Banking, Management, Retirement Planning, Portfolio Management, Customer Service
Education
Trinity University 1977 — 1981
Bachelor of Arts, Business Administration & History
Raymond James Financial Services Inc. January 2011 - Present
Franklin Templeton Investments 2005 - December 2010
Franklin Templeton 2002 - 2009
Skills
Investment Banking, Management, Retirement Planning, Portfolio Management, Customer Service
Education
Trinity University 1977 — 1981
Bachelor of Arts, Business Administration & History
Michael Shipley's Raymond James Financial Services, Inc. Experience January 2006 - Present
Job Director of Financial and Tax Planning at WagenerLee, LLC
Industry Financial Services
Experience
Wagener-Lee, LLC, An Independent Registered Investment Advisor January 2006 - Present
Raymond James Financial Services, Inc. January 2006 - Present
Sturgill and Associates, CPA's September 1999 - December 2005
Gross, Mendelsohn & Associates, P.A. August 1990 - August 1999
Education
University of Maryland College Park 1981 — 1986
B.S., Accounting
Leadership Howard County
Leadership Howard County
Wagener-Lee, LLC, An Independent Registered Investment Advisor January 2006 - Present
Raymond James Financial Services, Inc. January 2006 - Present
Sturgill and Associates, CPA's September 1999 - December 2005
Gross, Mendelsohn & Associates, P.A. August 1990 - August 1999
Education
University of Maryland College Park 1981 — 1986
B.S., Accounting
Leadership Howard County
Leadership Howard County
Jennifer Whisenant's Raymond James Financial Services, Inc. Experience May 2010 - Present
Job Financial Advisor & Operations Manager at Raymond James Financial Services, Inc.
Industry Financial Services
Experience
Raymond James Financial Services, Inc. May 2010 - Present
Raymond James Financial Services, Inc. August 1999 - May 2010
Skills
401ks, Simple IRAs,..., Fee based advising, non..., Complete financial plan..., Series 7, Strategic Financial..., Mutual Funds, Investments, Portfolio Management, Wealth Management, Securities, Retirement Planning, Asset Management, Financial Analysis, Risk Management, Series 63, Investment Advisory, Alternative Investments, Financial Advisory, Equities, Asset Allocation, Time Management, Financial Planning, Finance
Education
University of North Carolina at Greensboro 1999 — 2004
Bachelor of Science, Business Administration and Management, General
Raymond James Financial Services, Inc. May 2010 - Present
Raymond James Financial Services, Inc. August 1999 - May 2010
Skills
401ks, Simple IRAs,..., Fee based advising, non..., Complete financial plan..., Series 7, Strategic Financial..., Mutual Funds, Investments, Portfolio Management, Wealth Management, Securities, Retirement Planning, Asset Management, Financial Analysis, Risk Management, Series 63, Investment Advisory, Alternative Investments, Financial Advisory, Equities, Asset Allocation, Time Management, Financial Planning, Finance
Education
University of North Carolina at Greensboro 1999 — 2004
Bachelor of Science, Business Administration and Management, General
Eric Froberg, AAMS's Raymond James Financial Services, Inc. Experience October 2013 - Present
Job Financial Advisor at Raymond James Financial Services Inc. / Mark Aho Financial Group
Industry Financial Services
Experience
Raymond James Financial Services Inc. October 2013 - Present
Wells Fargo Advisors, LLC July 2004 - October 2013
Bank of America June 2002 - June 2004
Skills
Retirement Planning, Wealth Management, Banking, Financial Advisory, Loans, Investments, Financial Markets, Mutual Funds, Portfolio Management, Investment Advisory, Financial Analysis
Education
Northern Michigan University 1996 — 2001
Bachelor, Finance
Raymond James Financial Services Inc. October 2013 - Present
Wells Fargo Advisors, LLC July 2004 - October 2013
Bank of America June 2002 - June 2004
Skills
Retirement Planning, Wealth Management, Banking, Financial Advisory, Loans, Investments, Financial Markets, Mutual Funds, Portfolio Management, Investment Advisory, Financial Analysis
Education
Northern Michigan University 1996 — 2001
Bachelor, Finance
Whitney T. Logan,CLU,ChFC,CFP's Raymond James Financial Services, Inc. Experience 1999 - Present
Job CFP at Raymond James Financial Services
Industry Financial Services
Experience
Logan Financial Group, LLC (An Independent Firm) 1999 - Present
Raymond James Financial Services, Inc., Member FINRA/SIPC 1999 - Present
Financial Planning Association 1999 - Present
Raymond James Financial Services Inc. 1999 - Present
McCloy Financial Services January 1985 - September 1999
Skills
Portfolio Management, Strategic Financial..., Retirement Planning, Financial Advisory, Financial Services, Securities, Investments, Wealth Management, Estate Planning, Finance, Investment Advisory, Asset Management, Retirement, Series 7, Insurance
Education
The Ohio State University 1980 — 1984
BS in Business Administration, Business/Financial Planning
North Canton Hoover High School
Logan Financial Group, LLC (An Independent Firm) 1999 - Present
Raymond James Financial Services, Inc., Member FINRA/SIPC 1999 - Present
Financial Planning Association 1999 - Present
Raymond James Financial Services Inc. 1999 - Present
McCloy Financial Services January 1985 - September 1999
Skills
Portfolio Management, Strategic Financial..., Retirement Planning, Financial Advisory, Financial Services, Securities, Investments, Wealth Management, Estate Planning, Finance, Investment Advisory, Asset Management, Retirement, Series 7, Insurance
Education
The Ohio State University 1980 — 1984
BS in Business Administration, Business/Financial Planning
North Canton Hoover High School
Marcy Rinas's Raymond James Financial Services, Inc. Experience August 2009 - Present
Job Registered Investment Associate at Raymond James Financial Services Inc.
Industry Financial Services
Experience
Raymond James Financial Services Inc. August 2009 - Present
Bremer Bank February 2002 - Present
Skills
Investments, Finance, Insurance, Sales, Securities, Financial Analysis, Financial Planning, Series 24, Team Management, Financial Advisory, Accounting, Series 66, Series 7, Regulatory Compliance, Investment Management, Financial Services, Small Business, Leadership
Education
Minnesota State University, Moorhead 1998 — 2001
B.S., Accounting
Raymond James Financial Services Inc. August 2009 - Present
Bremer Bank February 2002 - Present
Skills
Investments, Finance, Insurance, Sales, Securities, Financial Analysis, Financial Planning, Series 24, Team Management, Financial Advisory, Accounting, Series 66, Series 7, Regulatory Compliance, Investment Management, Financial Services, Small Business, Leadership
Education
Minnesota State University, Moorhead 1998 — 2001
B.S., Accounting
Jeff Harkavy's Raymond James Financial Services, Inc. Experience 1990 - Present
Job Registered Principal at Raymond James
Industry Financial Services
Experience
Raymond James Financial Services, Inc 1990 - Present
Education
University of Florida 1978 — 1982
Raymond James Financial Services, Inc 1990 - Present
Education
University of Florida 1978 — 1982
Mariellen Stuebe's Raymond James Financial Services, Inc. Experience February 2011 - Present
Job Registered Associate Raymond James Financial Services, Inc
Industry Financial Services
Experience
Raymond James Financial Services, Inc February 2011 - Present
Randy Neumann & Assoc Inc February 2001 - September 2010
Skills
FINRA, Asset Management, Equities, Series 63, Strategic Financial..., Mutual Funds, Fixed Income, Customer Service, Leadership, Research, Microsoft Word, Retail, Portfolio Management, Public Speaking, Investments
Education
College of Mount Saint Vincent 1978 — 1982
BA, Business Administration
Raymond James Financial Services, Inc February 2011 - Present
Randy Neumann & Assoc Inc February 2001 - September 2010
Skills
FINRA, Asset Management, Equities, Series 63, Strategic Financial..., Mutual Funds, Fixed Income, Customer Service, Leadership, Research, Microsoft Word, Retail, Portfolio Management, Public Speaking, Investments
Education
College of Mount Saint Vincent 1978 — 1982
BA, Business Administration
Dan Ketchum, AIF®, CRPS®'s Raymond James Financial Services, Inc. Experience August 2004 - Present
Job Retirement Plan Advisor/Financial Advisor at Raymond James Financial Services, Inc.
Industry Financial Services
Experience
Raymond James Financial Services, Inc. August 2004 - Present
UBS Wealth Management 1995 - 2004
Merrill Lynch 1988 - 1995
Skills
Retirement Planning, Financial Services, Investment Advisory, Investments, Series 7, Mutual Funds, Asset Allocation, Strategic Financial..., Wealth Management, Securities, 401k, Retirement, Financial Advisory, Series 63, Financial Planning
Education
University of Massachusetts, Amherst 1978 — 1981
Bachelor’s Degree, Business Administration and Management, General
Raymond James Financial Services, Inc. August 2004 - Present
UBS Wealth Management 1995 - 2004
Merrill Lynch 1988 - 1995
Skills
Retirement Planning, Financial Services, Investment Advisory, Investments, Series 7, Mutual Funds, Asset Allocation, Strategic Financial..., Wealth Management, Securities, 401k, Retirement, Financial Advisory, Series 63, Financial Planning
Education
University of Massachusetts, Amherst 1978 — 1981
Bachelor’s Degree, Business Administration and Management, General
Adam Bahner's Raymond James Financial Services, Inc. Experience July 2010 - December 2013
Job Agency Retirement Plan Specialist at MassMutual Oklahoma
Industry Financial Services
Experience
MassMutual Oklahoma January 2014 - Present
Raymond James Financial Services, Inc July 2010 - December 2013
Keating & Associates, Inc. June 2010 - December 2013
Education
Southern Nazarene University 2006 — 2010
Finance
MassMutual Oklahoma January 2014 - Present
Raymond James Financial Services, Inc July 2010 - December 2013
Keating & Associates, Inc. June 2010 - December 2013
Education
Southern Nazarene University 2006 — 2010
Finance
Kristen Vogt's Raymond James Financial Services, Inc. Experience September 1999 - May 2007
Job Licensed Sales Assistant
Industry Financial Services
Experience
FirstMerit Bank May 2010 - January 2011
Midwest Banc Holdings, Inc May 2007 - May 2010
Armand's Restaurant June 1995 - May 2009
Raymond James Financial Services, Inc September 1999 - May 2007
Rosary College July 1988 - July 1994
Education
Triton-College
Associates
FirstMerit Bank May 2010 - January 2011
Midwest Banc Holdings, Inc May 2007 - May 2010
Armand's Restaurant June 1995 - May 2009
Raymond James Financial Services, Inc September 1999 - May 2007
Rosary College July 1988 - July 1994
Education
Triton-College
Associates
Gerry Sasnette's Raymond James Financial Services, Inc. Experience April 2002 - October 2006
Job Business Development/Healthcare Payer Sales/Gov't. Healthcare Eligibility
Industry Government Relations
Experience
Office of Lt. Gov. October 2008 - January 2011
Raymond James Financial Services, Inc April 2002 - October 2006
Head and Associates, LLC October 2004 - May 2006
Healthfield, Inc August 2000 - September 2001
Wallace State Community College October 1997 - August 2000
The State July 1993 - January 1995
Robert Thomas Securities, Inc January 1990 - July 1993
National Healthcare October 1989 - August 1990
Healthcare Services to Business & Industry April 1987 - June 1988
A.G. Edwards and Sons April 1987 - June 1987
Skills
Microsoft Office, Research, Microsoft Excel, Social Media, PowerPoint, Project Management, New Business Development, Business Development, Employee Benefits, B2B Marketing, Health Insurance
Education
University of Alabama in Huntsville 1973 — 1975
Bachelor of Arts (B.A.), Political Science and Government
Office of Lt. Gov. October 2008 - January 2011
Raymond James Financial Services, Inc April 2002 - October 2006
Head and Associates, LLC October 2004 - May 2006
Healthfield, Inc August 2000 - September 2001
Wallace State Community College October 1997 - August 2000
The State July 1993 - January 1995
Robert Thomas Securities, Inc January 1990 - July 1993
National Healthcare October 1989 - August 1990
Healthcare Services to Business & Industry April 1987 - June 1988
A.G. Edwards and Sons April 1987 - June 1987
Skills
Microsoft Office, Research, Microsoft Excel, Social Media, PowerPoint, Project Management, New Business Development, Business Development, Employee Benefits, B2B Marketing, Health Insurance
Education
University of Alabama in Huntsville 1973 — 1975
Bachelor of Arts (B.A.), Political Science and Government
Mike Swain, CFP®'s Raymond James Financial Services, Inc. Experience October 2002 - Present
Job Financial Advisor, Raymond James Financial Services
Industry Financial Services
Experience
Raymond James Financial Services Inc. October 2002 - Present
Skills
Retirement Planning, Retirement, Strategic Financial..., Investments, Series 7, Asset Management, Financial Advisory, Investment Strategies
Education
The American College 1992 — 1995
MS, Financial Services
Raymond James Financial Services Inc. October 2002 - Present
Skills
Retirement Planning, Retirement, Strategic Financial..., Investments, Series 7, Asset Management, Financial Advisory, Investment Strategies
Education
The American College 1992 — 1995
MS, Financial Services
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY