Shearson Company
Industry: Investment banking company
DescriptionShearson was the name of a series of investment banking and retail brokerage firms from 1902 until 1994, named for Edward Shearson and the firm he founded, Shearson Hammill & Co. Headquarters: New York City, NY Predecessor: Shearson, Hammill & Co. Founded: 1902 Type of business: Privately held company
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Shearson Employees
Wells Fargo Advisors, LLC December 2011 - Present
Morgan Stanley Smith Barney October 2009 - December 2011
Smith Barney November 1995 - October 2009
Shearson / Smith Barney 1987 - 1995
Shearson 1987 - 1994
E.F. Hutton 1984 - 1987
Education
University of Massachusetts, Amherst
Mutual of Omaha December 2008 - Present
Shearson 2007 - 2008
Sierra Pacific Mortgage Company, Inc. 2007 - 2008
BodyWaves,Inc 1990 - 2000
Skills
Fixed Annuities, Disability Insurance, Retirement Planning, Insurance, Life Insurance, Long Term Care Insurance, Employee Benefits, Financial Planners, Critical Illness, Wealth Management, Pensions, Financial Advisory, Buy-sell Agreements, Medicare, Group Insurance, Long-term Care, Term Life Insurance, Whole Life, IRAs, 401k, Health Insurance, Universal Life, Retirement, Key Person Insurance, Accident, Roth IRA, Accident Insurance, 401k Rollovers, Series 6, Variable Annuities, Sales, Leadership, Small Business, Brokers, Finance
Education
San Diego State University-California State University 1975 — 1980
BA Economics
Shearson 2007 - Present
Education
Texas Christian University - M.J. Neeley School of Business 1999 — 2003
Bachelor
Oppenheimer & Co. Inc. 2007 - Present
Citigroup, Citicorp Investment Services 2000 - 2007
Smith Barney 1995 - 1999
Lehman Brothers 1993 - 1995
Shearson 1977 - 1992
Education
University of Miami
BA, English/Marketing
Shearson September 2009 - Present
Institutional Capital Managments June 2007 - August 2007
Skills
Asset Managment, Investments, Wealth Management, Asset Management, Fixed Income, Negotiation, Finance, Financial Analysis, Strategic Planning, Portfolio Management
Education
University of Mississippi 2004 — 2009
B.A., Economics, Mandarin Chinese, Finance
AssetMark February 2012 - Present
UBS Global Asset Management July 2005 - December 2011
UBS Financial Services January 2004 - June 2005
UBS Financial Services January 2003 - January 2004
UBS Financial Services February 2002 - January 2003
Tucker Anthony October 2000 - July 2001
Head of Packaged Products January 1996 - January 2000
Wood Logan June 1991 - December 1995
Shearson 1984 - 1985
Education
State University of New York at Albany 1978 — 1982
BA, Economics, Philosophy
Nomura securities International inc 2009 - 2009
deutsche 1997 - 2008
deutsche 1997 - 2008
Deutsche Bank Securities 1987 - 2008
Shearson 1984 - 1987
Education
Queens College
B A
Bank of America December 2004 - Present
JPMorgan Chase April 2003 - December 2004
Gruntal & Co. Inc February 1997 - August 2002
Paine Webber November 1994 - February 1997
Smith Barney August 1993 - November 1994
Shearson December 1986 - August 1993
Shearson Lehman Brothers 1986 - 1993
General Electric 1980 - 1985
Education
Fairfield University 1976 — 1980
BS, Mathematics
Burnett Commodities, Inc. March 2011 - Present
Lifetime Financial Partners October 2006 - October 2007
Heartland Home Finance July 2002 - October 2006
Prudential Securities, Inc. April 2000 - April 2002
ABN AMRO June 1997 - April 2000
Merrill Lynch February 1990 - March 1997
Shearson 1980 - 1989
Skills
Trading, Options, Commodities, Hedging, Electronic Trading, Proprietary Trading, Commodity, Derivatives, Risk Management, Loans, Credit, Series 7, Mortgage Lending, Leadership, Banking, Financial Markets, FX Options, Equities, Financial Risk, Finance, Strategy, Mutual Funds, Equity Trading, Portfolio Management, Hedge Funds, Series 63, Alternative Investments, Structured Finance
Education
Keller Graduate School of Management of DeVry University 1994 — 1997
MBA
Illinois College 1967 — 1972
BA
UBS Securities LLC Regulatory Inquiring and RelationsUBS Investment BankJuly 2012 - Present
UBS 2006 - Present
UBS Investment Bank 1990 - Present
Shearson 1979 - 1985
Skills
Equities, Back Office, Fixed Income, Middle Office, Prime Brokerage
Education
City University of New York-College of Staten Island 1975 — 1978
UBS Financial Services April 1997 - Present
PaineWebber 1997 - November 2000
Smith Barney 1993 - 1997
Shearson 1988 - 1993
Skills
FINRA
Education
Fairleigh Dickinson University 1981 — 1985
Bachelor's degree, Business Administration and Management, General
CJ2 Communication Strategies Assistant to PresidentAmerican Express International Bank1983 - 1985
American Stock Exchange 1975 - 1980
Shearson 1975 - 1978
Education
Pace University
UBS Technical Project ManagerIBMJanuary 2006 - July 2007
Deutsche Bank 1994 - 2005
Bankers Trust 1994 - 2005
Smith Barney 1990 - 1994
Shearson 1985 - 1994
Shearson Lehman Bros. 1985 - 1989
Federal Reserve Bank of New York January 1980 - November 1985
Education
City University of New York-Hunter College
Jefferies Bache March 2012 - Present
Man Financial 1988 - 2011
Shearson 1980 - 1988
Education
Northwestern University - Kellogg School of Management 1977 — 1979
Pershing July 1999 - Present
Guardian Insurance 1998 - 1999
Shearson Lehman 1987 - 1990
Shearson 1987 - 1990
Thomson Mckinnon 1984 - 1987
Skills
Financial Services, Business Analysis, Business Requirements, Fixed Income, Leadership, Process Improvement, Relationship Management, Risk Management, SDLC, Securities, Software Development, Strategic Planning, Vendor Management, Business Process..., IT Strategy
Education
Thomas Edison State College 2007 — 2011
BS, Business with a concentration in Computer Information Technology
Chubb Institute 1985 — 1985
Computer Programming Certificate, Computer Programming
Winona State University 1981 — 1982
Cedar Ridge 1977 — 1981
HS Diploma
TC Investment Group, Inc December 2013 - Present
Beeep Networks December 2011 - January 2013
JP Morgan Chase April 2010 - March 2012
Citigroup February 1990 - January 2009
Shearson 1990 - 1993
Morgan Stanley Dean Witter February 1989 - February 1990
Goldman Sachs June 1984 - August 1989
Skills
Financial Services, Equities, Fixed Income, Wealth Management, Portfolio Management, Trading Systems, Securities, Risk Management, Capital Markets, Alternative Investments, SDLC, Series 7, Derivatives, Investment Banking, Banking, Mutual Funds, Business Analysis, Back Office, Software Development, Asset Management, IT Strategy, Relationship Management, Hedge Funds, Electronic Trading, Trading, Market Data, Series 63, Options, Prime Brokerage, Financial Risk
Education
City University of New York-College of Staten Island
BS, Businesss Management
City University of New York-College of Staten Island
AAS, Computer Science
American Express November 2006 - Present
US Airways 2006 - 2007
BMW Bank of North America 2001 - 2006
Pfizer 1997 - 2001
Merrill Lynch 1993 - 1997
PSEG 1989 - 1993
Bellcore 1984 - 1989
shearson 1976 - 1984
Skills
DB2, Databases, Oracle, COBOL, JCL, Database Design, Testing, MVS, Program Management, IMS DB/DC, Performance Tuning, Quality Assurance, Data Migration, Security, SQL Tuning, SDLC, Requirements Analysis, Business Analysis, Vendor Management, Process Improvement
Education
Pace University 1976 — 1981
BS, comuters
Pace University 1976 — 1980
Bachelor's degree, Computer Science
The Moles Inc. January 2010 - Present
Lehman Brothers 1987 - 1996
Shearson 1987 - 1996
E.F. Hutton 1987 - 1987
Skills
Office Management, Microsoft Office
Education
Rutgers University-New Brunswick 1983 — 1987
Bachelor's, Political Science, German
Fidelis Financial/Capital Business West LLC 2008 - Present
Marquette Business Credit 2006 - 2008
Prestige Capital 2004 - 2006
Collateral Control 2001 - 2004
Coast Business Credit 1995 - 2001
BNY Financial 1993 - 1995
Congress Financial 1991 - 1993
GE Capital 1988 - 1991
Houlihan, Lokey, Howard & Zukin 1983 - 1988
Shearson 1981 - 1983
Skills
Asset Based Lending, Factoring, Leveraged Finance, Mezzanine, Project Finance, Corporate Finance, Private Equity, Commercial Finance, Mergers, Commercial Lending, Investment Banking, Venture Capital, Private Placements, Restructuring, Due Diligence, Alternative Investments, Finance, Commercial Banking, Underwriting, Financial Structuring, Mergers & Acquisitions
Education
Harvard Business School 1979 — 1981
MBA, Finance/Marketing
University of California, Los Angeles - School of Law 1983 — 1985
JD, Commercial, Corporate & Business Law
University of Pennsylvania 1974 — 1979
BA, Economics