Prudential Securities
Industry: Bank
DescriptionPrudential Securities, also formerly known as Prudential Securities Incorporated, was the financial services arm of the insurer, Prudential Financial. In 2003, Prudential Securities was merged into Wachovia Securities, a division of Wachovia Bank. Headquarters: New York City, New York, United States Founded: 1981 Ceased operations: 2003 Parent organization: Prudential Financial Subsidiaries: Prudential-Bache Securities (Belgium) Inc., Prudential Mutual Fund Management, Inc. Predecessors: Bache & Co., Prudential Securities
Prudential Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Prudential Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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2,071 Prudential Securities employees in database. Find out everything there's to know about Prudential Securities employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Prudential Securities Employees
US Trust, Bank of America Private Wealth Managment October 2013 - Present
SVB Private Bank, a division of Silicon Valley Bank June 2010 - October 2013
Morgan Stanley - Global Wealth Management September 2006 - July 2009
UBS Wealth Management September 2003 - May 2006
Fleet Bank (Bank of America) June 1999 - February 2003
Liberty Mutual June 1998 - June 1999
Prudential Securities August 1991 - November 1996
Shearson Lehman Brothers May 1990 - August 1991
Skills
Private Banking, Banking, Wealth Management, Financial Services, Business Strategy, Business Development, LBO, Investment Banking, Financial Modeling, Capital Markets, Hedge Funds, Private Equity, Financial Structuring, Mortgage Lending, Credit, Finance, Risk Management, Portfolio Management, Investments, Corporate Finance
Education
Boston University Graduate School of Management 1996 — 1998
MBA, Finance with Honors
Boston University Questrom School of Business 1986 — 1990
BSBA, Finance
U.S. Trust, Bank of America Private Wealth Management March 2015 - Present
U.S. Trust, Bank of America Private Wealth Management December 2014 - Present
U.S. Trust, Bank of America Private Wealth Management May 2010 - November 2014
Bank of America September 2006 - April 2009
Merrill Lynch March 2003 - April 2006
Prudential Securities March 2000 - March 2003
Skills
Investments, Series 7, Portfolio Management, Banking, Mutual Funds, Financial Analysis, Retirement Planning, Training, Program Management, Wealth Management, Commercial Banking, Securities, Investment Advisory, Management, Asset Allocation, Finance, Series 63, Financial Services
Education
Bryant University
MBA, Management
Boston University 1970 — 1974
BS, Education
St. Anselm's Abbey School
Phase2 January 2015 - Present
Coding Designer LLC March 2013 - Present
Phase2 May 2014 - January 2015
Zivtech November 2011 - February 2013
Zivtech July 2010 - February 2013
Canary Promotion + Design August 2001 - September 2010
Prudential Securities 2000 - 2001
Merrill Lynch 1998 - 2000
Skills
Graphic Design, Drupal, CSS, Web Development, Web Standards, SASS, PHP, HTML 5, CSS3, User Experience, JavaScript, Web Design, HTML, Git, CMS, Typography, Information Architecture, Art Direction, User Interface Design, Front-end, Interaction Design, User Interface, jQuery, XHTML, User Experience Design
Education
Berklee College of Music 1993 — 1997
Bachelor of Music, Professional Music
Retirement Benefits Group 2009 - Present
Bank of America Investment Services December 2003 - December 2006
Prudential Securities 1998 - 2003
Skills
Retirement Planning, Asset Allocation, Retirement, Pensions, Qualified Retirement..., Investments, Estate Planning, 401k, Insurance, Wealth Management, Mutual Funds, Financial Advisory, Certified Financial..., Small Business, Investment Advisory, Series 7, Defined Benefit, ERISA, IRA's, Financial Planning, Series 66, Series 63, Annuities, Asset Management, Employee Benefits, Portfolio Management, Risk Management, Investment Strategies, Investment Products, Series 6, Profit Sharing, FINRA, Long Term Care, ETFs, Alternative Investments, Bonds, Equities
Education
Boston University 2010 — 2011
Certificate in Financial Planning, Financial Planning
California State University-Fullerton
BA, Finance
MassMutual Intermountain West January 2015 - Present
National Agents Alliance Corporate September 2012 - January 2015
Insphere Insurance Solutions June 2010 - September 2012
First Western Advisors October 1994 - January 2004
Prudential Securities October 1983 - October 1994
Education
Brigham Young University 1970 — 1975
Bachelor's of Science, Marketing
LPL Financial January 2009 - Present
Custom Wealth Management January 2009 - Present
A.G. Edwards March 1999 - January 2009
Prudential Securities October 1998 - February 1999
Money Concepts January 1996 - September 1998
Kemper Financial Services September 1993 - March 1995
Kemper Asset Managemnt January 1991 - September 1993
Kemper Financial Services July 1985 - December 1990
Kemper Financial Services September 1984 - June 1985
Skills
Wealth Management, Retirement, FINRA, Small Business, Financial Planning, Insurance, Strategic Financial..., Securities, Portfolio Management, Mutual Funds, Estate Planning, 401k, Accounting, Alternative Investments, Asset Management, Asset Allocation, Bonds, Customer Service, ETFs, Finance, Financial Advisory, Financial Analysis, Financial Planners, Financial Services, Fixed Annuities, IRAs, Investment Advisory, Investment Management, Investment Strategies, Investments, Life Insurance, Long-term Care, Pensions, Retirement Planning, Sales, Series 24, Series 63, Series 7, Strategy, Wealth, Wealth Management..., Series 6, Disability Insurance, Personal Financial..., Uniform Combined State...
Education
Benedictine University 1981 — 1985
BA, International Business and Economics
Carmel Catholic High School 1977 — 1981
Raymond James September 1998 - Present
The Florida Aquarium 2007 - June 2014
The Leukemia & Lymphoma Society 1997 - June 2014
The Leukemia & Lymphoma Society 2004 - 2010
Prudential Securities September 1993 - September 1998
Shearson / Smith Barney September 1985 - August 1993
Merrill Lynch August 1978 - August 1985
Nabisco, Inc. January 1974 - July 1978
US Army December 1971 - December 1973
Skills
Investments, Retirement Planning, Series 7, Mutual Funds, FINRA, Finance, Leadership, Retirement, Securities, Financial Advisory, Management, Sales, Wealth, Employee Benefits
Education
Rutgers, The State University of New Jersey-New Brunswick 1979 — 1981
Marketing and Economics
Brookdale Community College 1974 — 1978
A.A.S., Marketing / Economics
Christian Brothers Academy 1967 — 1971
High School Diploma, College/University Preparatory and Advanced High School/Secondary Diploma Program
RosesandArmpits.com January 2014 - Present
RosesandArmpits.com January 2014 - Present
Bcause I Said So 2007 - 2009
AOL June 2002 - August 2006
Time Warner Inc. September 2001 - May 2002
LJD Consulting February 2001 - August 2001
Prudential Securities July 1998 - January 2001
National Media Group September 1994 - July 1998
Skills
Sponsorship, Sales, Advertising, Sports Marketing, Integrated Marketing, Social Media Marketing, Online Advertising, Social Networking, Online Marketing, Blogging, Publishing, Email Marketing, Journalism
Education
Boston College 1990 — 1994
Bachelor of Arts (B.A.), Communication and English
Oyster Consulting, LLC February 2014 - Present
First Clearing Correspondent Services January 1998 - December 2013
Wexford Clearing 1998 - 2004
Wexford Clearing 1998 - 2004
Wexford Clearing 1998 - 2004
Wexford Clearing 1998 - 2004
Prudential Securities 1996 - 1998
Prudential Securities 1980 - 1996
Skills
Process Improvement, Business Development, Project Management, Wealth Management, Business Relationship..., Settlement, Credit, Customer Service, Capital Markets, Microsoft Excel, Alternative Investments, FINRA, Risk Management, Middle Office, Equities, Trading, Securities, Financial Services, Mutual Funds, Asset Management, Series 7, Investments, Fixed Income, Series 63, Back Office, Portfolio Management, Series 24, CRM, Options, Bonds, Management, Derivatives
Education
City University of New York-Baruch College
Infinite Sea Inc March 2014 - Present
Signal US Interactive May 2002 - March 2014
Prudential Securities March 1990 - June 2001
Skills
Management, Strategic Planning, Online Marketing, Digital Marketing, Marketing Strategy, Social Networking, Cloud Computing, Enterprise Software, IT Strategy, Data Center, Vendor Management, Integration, Business Analysis, Mobile Technology, IT Management, IT Operations, Strategy, Information Technology, Project Portfolio..., Business Process..., CRM, Software Project..., Requirements Analysis, Databases, Entrepreneurship, Web Development, Web Design, Web Applications, Internet Strategy
Education
Belmont University 1988 — 1992
BS, Finance
Byrne Financial Freedom, LLC 2007 - Present
Bear Stearns May 2005 - 2007
Wachovia Securities, LLC 2003 - 2005
Prudential Securities 2000 - 2003
Skills
Alternative Investments
Education
Boston University
BS, Finance/Accounting
GATE CONSULTING GROUP, LLC April 2014 - Present
L'Oréal 2014 - 2015
L'Oréal 2014 - 2015
Comcast Cable February 2012 - April 2014
RBS Global Banking & Markets August 2011 - February 2012
KPMG June 2010 - April 2011
Paul Weiss Rifkin Wharton Garrison, LLP September 2007 - June 2010
CIBC Oppenheimer February 1999 - November 2006
Brown Brothers Harriman and Co April 1998 - February 1999
Prudential Securities May 1995 - April 1998
Skills
PMP, PMO, Program Management, Project Portfolio..., Software Project..., IT Strategy, Project Management, Process Improvement, Dodd Frank Act Program..., Process Development, Certified Scrum Master..., Process Engineering, EPM, Consulting
Education
University of Phoenix 2004 — 2006
Master of Business Administration, Technology Management
Briarcliffe College 1993 — 1994
SA, Computer Programming
University of Istanbul 1983 — 1987
Bachelor of Art, Eastern Languages and Literatures
NewBridge Bank March 2008 - Present
Newbridge Bank 2008 - Present
Southern Community Bank & Trust December 2005 - March 2008
CCB Investor Services August 1995 - December 2005
Suntrust 2004 - 2005
Prudential Securities June 1991 - July 1995
Skills
Investments, Sales, Financial Advisory, Project Planning, Financial Risk, Finance, Portfolio Management, Financial Services, Asset Management, Wealth Management, Mutual Funds, Customer Service, Cash Management, Securities, Public Speaking, Insurance, Strategic Planning, New Business Development, Risk Management, Financial Analysis
Education
University of Louisville 1988 — 1992
BSBA, Finance
Berea College 1985 — 1987
Atherton High School 1982 — 1986
Governor's Office of Storm Recovery - State of New York February 2014 - Present
Infineon Capital Management, LLC September 2012 - November 2013
AMDS Consulting Inc. September 2009 - September 2012
BlackRock August 2010 - December 2011
ZAIS 2009 - 2010
Merrill Lynch July 2006 - September 2009
Lehman Brothers July 2001 - July 2006
Morgan Stanley September 1997 - July 2001
Donaldson, Lufkin & Jenrette March 1996 - September 1997
Prudential Securities June 1991 - February 1996
Skills
Technology Leadership, Derivatives, Fixed Income, Portfolio Management, Capital Markets, Hedge Funds, Valuation, Structured Finance, Risk Management, Analytics, Financial Risk, Python, Credit, Software Project..., Risk Analysis, C++, Fixed Income Analysis, Quantitative Analytics, Emerging Markets, Econometric Modeling, Project Management, Market Risk, Stress Testing, Structured Products, C#, T-SQL, JavaScript, django, jQuery, Bootstrap, Qt, .NET WPF / C#, .NET WCF / C#, Sharepoint 2010/2013, SSAS, OLAP BI Tools, ksh, bash, csh,..., Java, Scala, Play Framework, Xamarin, AngularJS, Bloomberg AIM, Bloomberg API, Dealmaker, Intex API/Desktop
Education
State University of New York at Binghamton 1986 — 1990
BA, History
The Mason Companies September 2011 - Present
Fannie Mae September 2003 - September 2011
Marymount University - Business School August 2010 - July 2011
U.S. Treasury Department August 2001 - August 2003
Prudential Securities 2000 - 2001
Gap Inc. 1998 - 2000
Barclays Global Investors 1997 - 1998
PPG Industries 1994 - 1997
Education
Columbia University - Columbia Business School 1992 — 1994
MBA
Pomona College 1986 — 1990
BA
Bellarmine College Preparatory 1982 — 1986
High School
JP Morgan Securities LLC October 2013 - Present
JPMorgan Chase February 2013 - October 2013
Morgan Stanley Smith Barney May 2011 - February 2013
Morgan Stanley Smith Barney August 2010 - May 2011
Wells Fargo Advisors/ Wachovia Securities/ Prudential Securities July 2002 - May 2009
Prudential Securities January 2000 - January 2002
Prudential Securities January 1997 - January 2000
Prudential Securities January 1996 - January 1997
Prudential Securities December 1993 - April 1996
Merrill Lynch August 1985 - December 1993
Education
Belhaven University 1980 — 1982
Bachelor of Science, Accounting, Business Administration
SIA Branch Manager Training - Wharton Business School, University of Pennsylvania
Oppenheimer & Co. Inc. February 2014 - Present
J.P. Morgan January 2013 - February 2014
Morgan Stanley December 2007 - January 2013
Stifel Financial Corp June 2004 - December 2007
Prudential Securities February 1998 - June 2004
Merrill Lynch August 1993 - March 1998
Education
Bloomsburg University of Pennsylvania 1987 — 1991
Bachelor of Arts, Economics and Computer Science
Infonalysis, Inc. June 1995 - Present
Infonalysis, Inc. January 1995 - Present
SCORE Consulting 2003 - 2005
Hambrecht & Quist March 1987 - March 1989
Kidder Peabody & Company 1982 - 1987
Prudential Securities 1980 - 1982
Salomon Brothers 1977 - 1981
Chase Manhattan Bank January 1970 - 1977
Skills
Strategic Planning, Start-ups, Entrepreneur, Investments, Business Strategy, Management Consulting, Business Planning, Entrepreneurship, Marketing Strategy, Analysis, Negotiation, Change Management, Planning, Team Building, New Business Development, Coaching, Program Management, Strategy Development, Mergers, Investment Banking, Finance, Corporate Finance, Valuation, Due Diligence, Private Equity
Education
City University of New York 1965 — 1967
MBA, Finance
Baruch College, City University of New York (CUNY) 1964 — 1967
Master's degree, Business Administration and Management, General
Manhattan College 1960 — 1964
B.E.E., Electrical Engineering
Manhattan College
Bachelor's degree, Electrical and Electronics Engineering
Madison Center Project Committee March 2002 - Present
Wells Fargo Bank Wealth Management June 2010 - February 2012
Essex Financial Services, Inc April 2006 - April 2009
Bank of America February 2002 - July 2005
Prudential Securities July 1999 - February 2002
CBL & Associates Properties, Inc. November 1992 - June 1999
Melrose Development January 1989 - November 1992
Skills
Real Property Leasing, Negotiation, Property Management, Tenant Relations, Construction..., Property..., Asset Management, Governmental Approvals, Public Presentations, Vendor Relations, Sales & Marketing, Customer Service, Analytical Skills, Business Development, Emotional Intelligence, Personnel Resource..., Market Research, Time Management, Relationship Building, Investment Management, Ethical Decision Making, Prospecting for New..., Problem Solving..., Training & Development, Account Management, Money Management, Keen Listener, Real Estate, Leadership, Real Estate Transactions, Public Speaking, Strategic Planning, Management, Commercial Real Estate, Investments
Education
New York University
Master of Urban Planning
Boston University
Bachelor of Arts in Urban Affairs
AIG Insurance December 2012 - Present
PartsBase Aviation April 2010 - September 2012
Health Benifits Direct January 2005 - April 2011
Prudential Securities January 1990 - December 2004
Skills
Insurance, Sales, Customer Retention, Management, Business Development, B2B, CRM, Sales Management, Risk Management, Employee Benefits, Strategic Planning, Lead Generation, Process Improvement, Budgets, Training, Financial Services, Marketing Strategy, Cold Calling
Education
Bentley University 1982 — 1986
Bachelor of Business Administration (BBA), Accounting and Finance
Wealth Management Practice May 2009 - Present
Wachovia Securities July 2003 - July 2009
Prudential Securities January 2001 - August 2003
Banco Santander June 1993 - January 1999
Banco Caracas August 1988 - June 1993
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Public Speaking, Budgets
Education
Baruch College 1999 — 2000
Executive MS Finance, Finance, General
Universidad Católica Andrés Bello 1992 — 1994
Specialization in Coporate Economics, Eapecialization in Corporate Economics
Universidad Santa Maria 1985 — 1990
BS Economics, BS Economics
Segal Rogerscasey 2012 - Present
GE Asset Management 2007 - 2011
RogersCasey 2001 - 2007
Amerivest Advisory Corporation 2000 - 2001
Prudential Securities 1997 - 2000
Oppenheimer & Co. 1995 - 1997
Skills
Asset Allocation, Portfolio Management, Mutual Funds, Investments, Alternative Investments, Equities, Fixed Income, Business Development, Due Diligence, Investment Management, Hedge Funds, CRM, Investment Strategies, Financial Services, Options, Client Retention, Finance, Bonds, Relationship Management, Wealth Management, Private Equity, Retirement Planning, Defined Benefit, Consulting, Strategic Financial..., Financial Advisory, Pensions, Customer Experience, Customer Retention, Client Relationship..., Public Speaking, Institutional, Client Service, Client Experience, Financial Planning, Defined Contribution, Investment Advisory
Education
Bentley College - Elkin B. McCallum Graduate School of Business
Master of Science, Financial Planning
University of Massachusetts at Lowell
Bachelor of Science, Finance
Malden Catholic High School
The Bank of New York Mellon Capital Markets February 2013 - Present
Seattle-Northwest Securities Corporation April 2012 - Present
Royal Bank of Scotland October 2008 - November 2011
ABN AMRO Bank N.V. 2001 - 2009
Prudential Securities 1993 - 2000
Prudential Securities September 1992 - November 1994
Skills
Relationship Management, Business Development, Short term interest..., Operational Risk..., Pricing Negotiation, Portfolio Strategy, Financial Markets, Interest Rate Risk..., Fixed Income Products, Money Market, Team Leadership, Staff Mentoring, Client Relationship..., Product Marketing, Structured Products, Goal Oriented, Banking, CRM, Capital Markets, Financial Risk, Finance, Fixed Income, Hedge Funds, Financial Services, Portfolio Management, Structured Finance
Education
State University of New York at Binghamton 1989 — 1990
Bachelor of Arts, Economics
Hofstra University 1986 — 1988
Business Administration-finance
a MetLife Office June 2008 - April 2010
Merrill Lynch January 2001 - December 2005
Prudential Securities May 1984 - December 2000
Skills
Strategic Financial..., Financial Reporting, Financial Services, Management, Financial Analysis, Investment Advisory, Accounting, Tax Returns, Auditing, Payroll, Income Tax, Financial Planning
Education
State University of New York at Binghamton 1967 — 1969
M.S., Accounting
National Taiwan University 1962 — 1966
B.A. in Business Administration, Accounting & Banking
ARB Recruitment Partners April 2014 - Present
The Goodkind Group/Bond Street Group/Strategic Workforce Solutions February 2006 - March 2014
Source Capital 2003 - 2006
Prudential Securities 1999 - 2002
Lehman Brothers 1997 - 1999
Dean Witter Reynolds Inc. 1989 - 1997
Merrill Lynch 1987 - 1989
Skills
Investment Banking, Capital Markets, Valuation, Financial Modeling, M&A, Executive Recruiting, Business Valuation, Corporate Finance, Private Equity, Executive Search, Financial Services, Finance, Hedge Funds, Mergers & Acquisitions, Management, Financial Analysis, Due Diligence, Acquisitions, Fixed Income, Funding, Equities, Corporate Development, Strategy, Business Strategy
Education
Harvard Business School 1984 — 1986
MBA
Boston College 1977 — 1981
BS, Finance, Economics
Penfield High
Black & Veatch March 2014 - Present
US Cable Corp April 1999 - December 2013
PRUDENTIAL SECURITIES January 1998 - January 1999
KRAFT PACKAGING CORP January 1994 - January 1999
DUNN & DUNN ESQS January 1991 - January 1992
JOHN M. MAVROUDIS, ESQ January 1987 - January 1991
Skills
Contract Negotiation, Customer Service, Telecommunications, Forecasting, Management, Team Building, Customer Satisfaction, Litigation, Accounting, Team Leadership, New Business Development, Sales Management, Budgets, Project Management, Sales, Product Management, VoIP, Call Centers, Troubleshooting, Broadband
Education
Bergen Community College
Associates in Business, contracts, business management
Paralegal certification from Felician College
Associates Degree, Business
Saxena White May 2014 - Present
Now Hiring You, LLC September 2013 - May 2014
Special Counsel February 2013 - August 2013
SYNERGY LEGAL STAFFING January 2007 - January 2013
MARSH, INC May 2000 - January 2002
MARSH, INC July 1998 - May 2000
AIG May 1997 - July 1998
AIG Technical Services June 1995 - May 1997
PRUDENTIAL SECURITIES July 1994 - June 1995
Education
Pace University School of Law
Juris Doctor
Boston University
Bachelor of Arts
Member of the New York and Connecticut Bars
Gloria Nilson & Co. November 2013 - Present
American Realty Assoc. January 2010 - Present
Wells Fargo Advisors January 2009 - December 2009
UBS October 2001 - December 2009
Centrastate Hospital 1998 - 2006
Prudential Securities September 1992 - October 2001
Skills
First Time Home Buyers, Investment Properties, Real Estate, Residential Homes, Small Business, Short Sales, Relocation, Customer Service, Investors, Marketing, Sellers, Investments, Sales, Leadership, Foreclosures, Selling, Condos, Sales Management, FHA, Mortgage Lending, Single Family Homes, Townhomes, Real Estate Transactions, Referrals, Insurance, REO, New Home Sales, Listings, Real Property, Buyers, Buyer Representation, Luxury, Vacation Homes, Resellers, Refinance, Real Estate Financing, Seniors, Property Management, Residential Mortgages
Education
Brookdale Community College 1973 — 1974
Criminal justice
Hanson McClain Advisors June 2012 - Present
Securities America, Inc. Member FINRA/SIPC November 2008 - May 2012
Iron Point Capital Management (formerly Brecek & Young Advisors, Inc.) July 2003 - May 2012
Brecek & Young Advisors December 2001 - July 2003
Sierra Capital Investors 2001 - 2001
Wells Fargo Securities January 2000 - December 2000
Prudential Securities March 1999 - December 1999
Skills
Asset Allocation, Alternative Investments, Investments, Portfolio Management, Equities, Mutual Funds, Investment Management, Strategic Financial..., Wealth Management, Trading, Financial Advisory, Securities, Hedge Funds, Options, Risk Management, Asset Management, Series 7, Quantitative Analysis, Valuation, Financial Modeling, Finance, Retirement Planning, Financial Markets, Asset Managment, Series 63, Investment Advisory, Due Diligence, FINRA, Bonds, Financial Services, Fund Of Funds, Capital Markets, Series 65, Hedging, Financial Analysis, Bloomberg, Investment Strategies, Wealth Management..., Equity Research, ETFs, Fixed Income, Chartered Financial..., Management
Education
Brigham Young University - Hawaii 1995 — 1998
Bachelor of Science (B.S.), International Business Management
El Dorado High School 1989 — 1992
High School
S&W Investment Holdings Group March 2012 - Present
Vanderbilt Avenue Asset Management March 2011 - February 2012
Macquarie Allegiance Capital 2000 - 2011
Prudential Securities September 1997 - December 1999
Skills
International Business, Hedge Funds, Asset Management, Financial Markets, Institutional, New Business Development, Business Strategy, Entrepreneurship, Team Leadership, Management, Asset Managment, Institutional Sales, Fixed Income, Capital Markets, Investment Management, Trading, Securities, Business Development, Private Equity, Alternative Investments, Portfolio Management, Equities
Education
Boston College 1993 — 1997
BA
American School in London 1981 — 1993
Diploma, High School
Dietz & Lynch Capital 2007 - Present
Wachovia 1999 - 2007
Advest, Inc. 1995 - 1998
Prudential Securities 1983 - 1995
Skills
Investments, Retirement Planning, Financial Services, Investment Strategies, Securities, Investment Management, Finance, Pensions, FINRA, Wealth, Entrepreneurship, Series 65
Education
Boston University Questrom School of Business 1976 — 1980
BS, Accounting
Investment Technology Group, Inc. (formerly Majestic Research) May 2005 - Present
UBS 2000 - 2005
Prudential Securities September 1996 - July 2000
Skills
Equities, Series 7, Investments, Hedge Funds, Equity Research, Leisure, Asset Managment, Financial Modeling, Video Games, Portfolio Management, Valuation, Bloomberg, Fixed Income, Capital Markets
Education
Binghamton University 1992 — 1996
BA, Economics
Titan Technology Group December 2007 - Present
Quolo, Inc. July 2006 - September 2007
CheckSpring October 2002 - July 2006
Prudential Securities February 2001 - June 2001
Morgan Stanley July 2000 - February 2001
Centaur Technology April 1998 - September 1998
Nickelodeon March 1997 - August 1997
Digital Arts June 1996 - February 1997
AT&T Wireless May 1995 - September 1995
AT&T Wireless May 1994 - September 1994
Skills
Management, Requirements Gathering, PMP, Agile Project Management, Strategy Alignment, Program Management, Business Analysis, Project Management, Project Portfolio..., CRM, PMO, Risk Management, E-commerce, IT Management, Integration, Software Development, Outsourcing, SDLC, SharePoint, Requirements Analysis, Vendor Management, Software Project..., IT Strategy, Agile Methodologies, Databases, MS Project, Visio, Business Process...
Education
Boston University 2008 — 2011
MSPM, Project Management
New School University 1997 — 2000
MFA, Playwriting
Duke University 1992 — 1996
BA, Self-designed major
Viacom Media Networks January 2005 - Present
MarketAxess March 2004 - January 2005
Wall Street Access June 2000 - April 2003
Sanford C. Bernstein September 1997 - June 2000
Credit Suisse First Boston September 1996 - September 1997
Citibank November 1993 - September 1996
Prudential Securities July 1991 - November 1993
Mercantile Stores August 1989 - April 1991
Skills
Perl, Performance Tuning, MySQL, Databases, Microsoft SQL Server, Data Warehousing, Sybase, Linux, SQL, Data Modeling, Agile Methodologies, Database Design, Enterprise Software, Shell Scripting, Unix, SDLC, Software Development, Database Administration
Education
State University of New York at Binghamton 1987 — 1989
BS, Computer & Information Science
University at Albany, SUNY 1983 — 1985
Polaris School July 2014 - Present
Progress Academy March 2005 - June 2014
Progress Academy March 2005 - May 2014
Village Bakery December 2010 - November 2012
Nehemiah December 2000 - June 2001
Select Comfort 2000 - 2001
Prudential Securities 1993 - 1994
Skills
Public Speaking, Marketing, Small Business, Coaching, New Business Development, Customer Service, Marketing Strategy, Social Media Marketing, Strategic Planning, Social Media, PowerPoint, Leadership Development, Microsoft Office, Online Marketing, Teaching, Sales, Entrepreneurship, Leadership
Education
Bethany College 1985 — 1986
Eastern Bank December 1995 - Present
Toward Sustainability Foundation 2004 - Present
Marblehead High School 2004 - 2011
Prudential Securities December 1988 - December 1995
E.F. Hutton January 1983 - December 1988
Skills
Commercial Lending, Banking, Loans, Commercial Mortgages, Credit Analysis, Credit, Consumer Lending, Asset Allocation, Mortgage Lending, Financial Analysis, Private Banking
Education
Cornell University 1978 — 1982
BA, Psychology
Swampscott High School 1974 — 1978
Boston University Questrom School of Business
Masters in Business Administration
Cornerstone Investment Services January 1995 - Present
Prudential Securities January 1993 - December 1994
FD Titus May 1991 - October 1992
Prudential Securities May 1988 - May 1991
Merrill Lynch October 1984 - May 1988
Intermedco August 1979 - October 1984
Skills
Investment Blog, Christian Blog, 401k Fiduciary, 401k Advisor, 401k Rollovers, 401k, Retirement Planning, Investment Advisory, Investment Strategies, Investment Management, Investments, Theology, Christian Theology, Systematic Theology, Apologetics, Teaching, Bible teaching, Preaching, Expository Preaching, Discipleship, Discipleship Training, Microsoft Word, Microsoft Excel, PowerPoint, Consulting, Fiduciary Management, Retirement Savings, Qualified Retirement..., Sales, Simple IRA, SEP IRA, IRAs, Roth IRA, Seminars, Retirement, Financial Advisory, Insurance, Public Speaking, Team Building, Management, Marketing
Education
Southern Evangelical Seminary 2003 — 2009
MAA, Christian Apologetics, Magna cum Laude
Winthrop University 1994 — 1996
MBA, Business Management, Summa cum Laude
San Jose State University 1978 — 1979
BS, Business Management, Magna cum Laude
Bowling Green State University 1977 — 1978
Business Administration and Management, General
Evangel College 1973 — 1974
General Studies
Century 21 Action Plus Realty January 2009 - Present
Prudential Securities January 1999 - January 2004
First Union Brokerage 1996 - 1999
Skills
Listings, Real Estate Transactions, Buyer Representation, Seller Representation, Residential Homes, Residential Communities, Selling, First Time Home Sellers, Assisting First Time..., First Time Home Buyers, Investment Properties, Distress Properties, selling properties, purchasing real estate, Property, Real Estate, New Home Sales, REO, Single Family Homes, National Association of..., Relocation, Condos, Relocation Buyers, Sellers, Listing Homes, Waterfront, Move Up Buyers, Townhomes, New Homes, Rentals, Luxury, Short Sales, Referrals, Investors, e-PRO, Resellers, Vacation Homes, Second Home, Acreage, HUD, Buyers, Seniors, Real Property, Real Estate Marketing, Agents, Gated Communities, Empty Nesters, Senior Real Estate, Contract Negotiation, Buyer's Agent
Education
Bergen Community College 1991 — 1993
associates, Art
Epona Financial Solutions August 2010 - Present
Noyes Capital Management, LLC February 2011 - May 2013
Stonebridge Financial Advisors May 2009 - January 2011
Prudential Securities February 1986 - September 1999
Interactive Data Corp 1983 - 1986
Boston Gas July 1980 - July 1983
Skills
Certified Divorce..., Certified Financial..., Financial Coaching, Personal Financial..., Asset Allocation, Investment Strategies, Saving for Education, Retirement, Estate Planning, Investment Advisory, Retirement Planning, Financial Advisory, Wealth Management, Wealth Management..., Mutual Funds, Investment Management
Education
University of Massachusetts at Amherst - Isenberg School of Management 1976 — 1980
Bachelor of Busines Administration, Organizational Behavior
Boston University 1983 — 1985
MBA, Finance
Edwards Investments January 2001 - Present
A.G. Edwards & Sons, Inc. April 1998 - January 2001
Prudential Securities May 1996 - March 1998
Prudential Securities January 1995 - May 1996
Prudential Securities June 1994 - January 1995
Skills
Never lose money with..., Money, Retirement Planning, Investments, Wealth Management, Investment Strategies, Retirement, Estate Planning, Strategic Financial..., 401k, Asset Allocation, Mutual Funds, Fixed Annuities, Asset Managment, Investment Advisory, Equities, Asset Management, Series 7, Portfolio Management, Finance, Financial Services, Life Insurance, Wealth, Insurance, IRAs, Wealth Management..., Financial Advisory, Investment Management, ETFs, High Net Worth..., Financial Planning
Education
Boston University
Certificate in Financial Planning, Program for Financial Planning
Lakeland
Lakeland
U.S. Wealth Management June 2014 - Present
Weston Capital Partners January 2012 - May 2014
Adviser Investments January 2009 - January 2012
Weston Public Schools 2008 - 2009
Citizens bank January 2007 - June 2008
UBS Wealth Management April 2001 - January 2007
Paine Webber January 1999 - April 2001
Prudential Securities 1997 - 1999
Prudential Securities 1995 - 1997
Prudential Securities 1993 - 1995
Skills
Investments, Portfolio Management, Wealth Management, Series 7, Training, Coaching, Retirement Planning, Asset Management, Strategic Financial..., Mutual Funds, Sales, Asset Managment, Asset Allocation, Management, New Business Development, Business Strategy, Strategic Planning, Networking, Cross Selling, Account Management, Investment Advisory, Financial Analysis, Financial Services
Education
Brandeis University 1984 — 1987
BA, Economics
Lexington High School 1981 — 1983
Wells Fargo Advisors, LLC May 2009 - Present
Smith Barney February 1998 - May 2009
Prudential Securities 1993 - 1998
Smith Barney 1983 - 1993
Skills
Retirement Planning, Investments, Insurance, Strategic Planning, Wealth Preservation..., 401k Rollovers, Financial Advisory, Investment Strategies, Retirement Plan...
Education
Bemidji State University
Economics, Political Science
Brainerd High School
Yes
Credit Suisse April 2011 - Present
UBS June 2004 - April 2011
Prudential Securities September 1998 - March 2004
New York University School of Law August 1997 - September 1998
Fashion Institute of Technology January 1997 - July 1997
Skills
Philanthropy, Estate Planning, Wealth Management, Planned Giving, Trusts, Series 7, Strategic Financial..., Retirement Planning
Education
Cornell University 1983 — 1987
B.A., History
New York University School of Law 1991 — 1992
LL.M., Taxation
Boston University School of Law 1988 — 1991
Doctor of Law (J.D.)
Fashion Institute of Technology 1998 — 2000
Masters, Arts Administration
Nestlé Health Science-Pamlab, Inc. August 2010 - Present
Schering-Plough Pharmaceuticals February 2004 - March 2010
New York Life Insurance Company July 2000 - February 2004
Prudential Securities January 1999 - July 2000
Medico Medical Equipment and Supplies November 1997 - January 1999
Synco USA December 1995 - October 1997
Skills
Sales Management, Sales, Sales Process, Customer Service, Sales Operations, Cold Calling, Leadership, B2B, Marketing, Management, Business Planning, Training, Selling, Pharmaceutical Sales, Account Management
Education
Bowling Green State University 1992 — 1995
BS, Sport Management/Business
Silverman Commerce January 2014 - Present
The Silverman Advisory Group May 2009 - Present
Greater Media Boston November 2010 - January 2013
Entercom 2002 - May 2009
Prudential Securities 1999 - 2002
Education
Brandeis University 1995 — 1999
BS, Econmics
Robert Half May 2015 - Present
Aramark October 2013 - April 2015
H & R Block January 2010 - April 2014
Nissan North America November 2010 - July 2011
Wilson Financial July 2008 - November 2010
Colliers International November 2007 - July 2008
UBS April 2007 - November 2007
TD Ameritrade July 2005 - May 2006
Stifel Nicolaus September 2003 - July 2005
Prudential Securities February 2000 - September 2003
Skills
Financial Analysis, Accounting, Accounts Payable, QuickBooks, Accounts Receivable, Investments, Personal Tax Planning, Microsoft Office, Financial Statements, Auditing, Bookkeeping, Variance Analysis, Portfolio Performance..., Purchase Orders, Small Business Tax, Fixed Assets, Tax Preparation, Oracle Discoverer, Business Process Mapping, Vlookup, MS Excel Pivot Tables, Microsoft Excel, Mas 90, Microsoft Dynamics
Education
Belmont University - Jack C. Massey Graduate School of Business 2007 — 2008
MACC, Accounting
College for Financial Planning 2002 — 2003
Certificate in Financial Planning, Investments and Securities
University of North Alabama 1994 — 1996
B.S., Finance, 3.3 GPA
Montgomery College 1991 — 1993
Accounting, 3.9 GPA
Barclays April 2010 - Present
Goldman Sachs January 2005 - January 2009
Bear Stearns May 2001 - October 2002
Prudential Securities April 1983 - May 2000
EF Hutton April 1978 - April 1983
Skills
Risk Management, Financial Services, Asset Management, Mutual Funds, Financial Risk, Banking, Investment Advisory, Investment Banking, Insurance, Asset Allocation, Program Management, Investment Management, Policy, Retirement Planning, Securities, Capital Markets, Hedge Funds, FINRA, Equities, AML, Derivatives, Asset Managment, Series 7, Fixed Income
Education
Boston University School of Law
JD
Occidental College
BA, English, Chemistry
Cablevision 2013 - 2013
Hachette Book Group 2012 - 2012
Ah-Ha! LLC 2011 - 2011
Assured Guaranty 2009 - 2011
Financial Security Assurance 1995 - 2009
Financial Security Assurance 1995 - 2009
Prudential Securities 1991 - 1995
Information Builders 1989 - 1991
IBM 1987 - 1988
Binghamton University 1986 - 1987
Skills
Business Intelligence, Data Warehousing, ETL, Risk Management, Data Modeling, Project Management, Enterprise Software, Oracle, SQL, Analytics, Analysis, SDLC, PMP, OLAP, Data Governance, Microsoft Excel, Business Objects, Microsoft SQL Server, Software Development, Data Quality, MS Project, PowerPoint, Project Portfolio..., Master Data Management, Visio, Outlook, ERP, Cloud Computing, Linux, Risk Management Systems, Fixed Income Technology, Capital Adequacy, Predictive Analytics, Data Warehouse..., Reporting Solutions, Excel, Word, OneNote, Metadata Management, Information Integration, Data Profiling, JIRA, B2B, Staff Development, Basel II, Solvency II, Strategy, Business Analysis, Integration, Databases
Education
Binghamton University 1983 — 1988
B.Sc., Economics, Mathematics and Computer Science
Kingston High School 1980 — 1983
C/D/H December 2002 - Present
Internosis 1997 - 2002
Prudential Securities July 1993 - August 1997
Skills
SharePoint, Microsoft Office..., IT Strategy, Microsoft Technologies, Requirements Analysis, SharePoint Designer, Active Directory, Business Analysis, Virtualization, PMP, Integration, Enterprise Architecture, Consulting, Identity Management, Security, Microsoft Exchange, Disaster Recovery, Information Architecture, Governance, Microsoft SQL Server, Business Process, Enterprise Content..., Servers, Information Technology, Microsoft Certified..., Solution Architecture, SharePoint Server
Education
Boston College 1989 — 1992
M.A., Political Science
St. John's College (MD) 1983 — 1988
BA, Philosophy and Mathematics
Portledge School 1978 — 1983
High School, High School/Secondary Diplomas and Certificates
The Factory Colearning
The Factory Colearning
The Factory Colearning
Kavanagh Consulting LLC July 2014 - Present
U.S. Vision November 2010 - July 2014
Kavanagh Consulting LLC January 2001 - November 2010
PaineWebber 1999 - 2000
Prudential Securities 1998 - 1999
Salomon Brothers 1997 - 1998
NatWest Securities 1990 - 1997
Drexel Burnham Lambert 1983 - 1990
IBM 1981 - 1983
Education
Boston College 1977 — 1981
Bachelor’s Degree, Majors: Finance and Marketing, Magna Cum Laude
Daiichi Sankyo January 2004 - Present
Prudential Securities 2002 - 2004
Bank of Tokyo-Mitsubishi 1999 - 2002
Elsevier Science January 1998 - December 1999
Elsevier Science 1996 - 1997
Skills
HRIS, Human Resources, Performance Management, Personnel Management, Leadership, SAP HR, Management, Training, SAP, Project Management, Integration, Human Resources..., HR Application Design..., SuccessFactors, Succession Planning, Staff Training and..., Client Relations and..., SAP integration with ADP, International Relations, Negotiation, SAP integrations with..., Kenexa, Tableau, ADP eTime, Business Intelligence..., ERP Implementations
Education
City University of New York-Baruch College - Zicklin School of Business
BBA, Business Administration
Manhattan Center for Science and Mathematics
High School, Information Technology and Progamming
Westminster Consulting, LLC February 2012 - Present
Westminster Financial February 2003 - February 2012
Prudential Securities May 1994 - December 2002
Shearson Lehman Brothers March 1986 - May 1994
Skills
401k, Investment Advisory, Pensions, ERISA, Fiduciary Consulting
Education
Boston College 1975 — 1977
Bachelor of Arts (B.A.), Theology/Theological Studies
Cardinal Mooney High School 1968 — 1972
Nuveen Investment Management July 2004 - Present
Nuveen Investment Management, formerly FAF Advisors (subsidiary of US Bancorp) September 2000 - June 2004
Nuveen Investment Management, formerly FAF Advisors (subsidiary of US Bancorp) September 1997 - August 2000
Qualivest Asset Management (former subsidiary of US Bancorp) June 1996 - August 1997
US Bancorp Securities (subsidiary of US Bancorp) June 1994 - June 1996
US Bank of WA (subsidiary of US Bancorp) July 1993 - June 1994
Prudential Securities August 1992 - July 1993
Skills
Equity Research, Equity Analysis, Equity Valuation, Small Cap, Financial Modeling, Equities, Financial Analysis, FactSet, Investments, Investment Management, Asset Management, Investment Advisory, Wealth Management, Mutual Funds, Growth Investing, Core Investing, Value Investing, Large Cap, Mid Cap, Securities, Finance
Education
Brigham Young University 1985 — 1992
Bachelor of Science (B.S.), Economics, Cum Laude
Tourmaline Partners, LLC September 2014 - Present
Wedbush Securities March 2004 - July 2014
Omega Advisors January 2001 - August 2001
Sanford C. Bernstein 1997 - 2001
Prudential Securities 1986 - 1997
Skills
Series 7, Series 24, Series 55, Series 63, Trading, Equities, Hedge Funds, Securities, Investments, Capital Markets, Marketing, Program Management, Equity Research, Sales, Bloomberg, Alternative Investments
Education
The University of Texas at Austin 1985 — 1986
BA
Boston University 1983 — 1984
FirstService Residential New York March 2015 - Present
Rose Associates Inc. September 2004 - February 2015
Greystone Management August 2002 - September 2004
Prudential Securities September 2000 - August 2002
Plymouth Management Group October 1999 - September 2000
Insignia Residential Group September 1998 - October 1999
Charles H. Greenthal Management Co. March 1997 - September 1998
Skills
Rentals, Property Management, Apartments, Lease Administration, Leases, Tenant, Property, Real Estate, Landlords, Residential Homes, Investors, Yardi, Investment Properties, Asset Management, Real Estate Development, Affordable Housing, Building Management..., Business Development, Construction Management, Contract Negotiation, Corporate Real Estate, Disposition, Preventive Maintenance, Project Management, Real Estate Economics, Skilled Multi-tasker, Dispositions, Team Building, Strategic Planning
Education
State University of New York at Binghamton 1991 — 1996
BA
Bank of America Merrill Lynch June 2013 - Present
Citibank November 2006 - June 2013
Salomon Smith Barney April 2002 - November 2006
Prudential Securities April 1993 - April 2002
Skills
Series 7, Finance, Investments, Portfolio Management, Wealth Management, Financial Services, Equities, Mutual Funds, Banking, Fixed Income, Securities, Series 9, Series 10, NYS Notary Public
Education
Boston College 1986 — 1987
Hofstra University
MA
Bentley University February 2014 - Present
Bentley University July 2010 - February 2014
Bentley University March 2006 - September 2010
Boston University September 1995 - August 2005
Prudential Securities 1989 - 1990
Bank of Boston 1987 - 1989
Prudential-Bache Securities September 1985 - September 1986
Skills
Corporate Governance, Conflicts of Interest, Corporate Disclosures, Qualitative Research, Higher Education, Teaching, Corporate Law, Strategy, Public Speaking, Investments, Leadership Development, Lecturing, Research, University Teaching
Education
Boston University
PhD, Organization Studies
Northwestern University
Master's
Boston College 1982 — 1986
Bachelor's
Interactive Brokers January 2011 - June 2015
Sunset Securities March 2006 - September 2008
Timber Hill September 1999 - February 2006
Prudential Securities June 1998 - August 1999
Skills
Options Strategies, Options, Financial Markets, Securities, Trading Strategies, Trading, Equities, Index Options, FX trading, Capital Markets, Electronic Trading, Stocks, Commodity Markets, Equity Trading, Futures Trading, ETFs, Traders, Volatility, Market Making, Futures, Margin, Trading Systems, Derivatives, Financial Services, Bloomberg, Drupal, HTML5, CSS, MARC21, Research
Education
Dominican University 2013 — 2016
Master's degree, Library and Information Science
Bradley University 1993 — 1998
Bachelor of Science (B.S.), Political Science
JPMorgan Chase October 2011 - Present
UBS Wealth Management Americas December 2006 - February 2011
Prudential Financial January 2003 - December 2006
Prudential Securities January 1985 - December 2003
Education
Baruch College, City University of New York (CUNY) 1977 — 1981
BBA, Statistics
Deerpath Capital Management August 2012 - Present
Comerica Bank March 2010 - August 2012
Wells Fargo Advisors, LLC August 2008 - March 2010
Morgan Stanley January 2005 - August 2008
Smith Barney May 1999 - January 2005
Prudential Securities March 1997 - May 1999
The Chase Manhattan Bank June 1988 - March 1997
Education
Pace University - Lubin School of Business 1992 — 1995
MBA, Finance
Binghamton University - School of Management 1983 — 1987
BS, Finance
Syosset High School 1980 — 1983
H.S. Diploma
MacKay Shields LLC November 2012 - Present
UBS Global Asset Management July 2011 - July 2012
HSBC Global Asset Management December 2009 - July 2011
AIG Investments February 2005 - November 2009
Credit Agricole Asset Management September 2001 - December 2004
PPM America, Inc. July 1999 - August 2001
Invesco Hong Kong Ltd. July 1995 - August 1998
Prudential Securities July 1992 - March 1995
Skills
Alternative Investments, Capital Markets, Marketing, Investment Management, Integrated Marketing, Investment Advisory, Thought Leadership, Asset Managment, Content Development, Talent Management, Strategic Planning, Risk Management, Financial Markets, Bonds, Positioning, Cross-functional Team..., Strategy, Competitive Analysis, Institutional..., Marketing Communications, Investor Relations
Education
Boston University - School of Management
BSBA, Finance and Marketing
Oritani Bank November 2014 - Present
The Community Preservation Corporation August 2007 - October 2014
The Community Preservation Corporation July 2006 - August 2007
Simpson Thacher & Bartlett LLP 2004 - 2006
The Community Preservation Corporation March 2004 - October 2004
Mellon HR Solutions 2000 - 2004
Prudential Securities 1998 - 2000
Skills
Loans, Mortgage Lending, Portfolio Management, Asset Management, Construction Loans, Loan Servicing, Real Estate, Funding, Financial Services, Operations Management, Financial Analysis, Due Diligence, Document Management, Reporting & Analysis, Credit Analysis, Banking, Commercial Lending, Fixed Income, Risk Management, Compliance, Quality Assurance, Coaching, Mentoring, Restructuring, ERISA, Defined Benefit, Loan Closings, Underwriting, Real Estate Financing, Commercial Real Estate, Mortgage Banking, Commercial Mortgages, Appraisals, Collateral, Loan Origination, Liquidity, Cash Flow, Portfolio Performance..., Credit Reports, Financial Statements, Balance Sheet, Letters of Credit, Escrow, Documentations, Westlaw, Lexis, Retirement Benefits, Recapitalizations, Investments, Auditing
Education
Boston College 1994 — 1998
BA, Political Science
Vernon Township High School 1990 — 1994
HS Diploma, General
The Hartford August 2014 - Present
The Hartford January 2012 - August 2014
The Hartford April 2011 - February 2012
The Hartford July 2001 - March 2011
Travelers Life & Annuity January 2000 - July 2001
Prudential Securities October 1997 - December 1999
Education
Boston College 1993 — 1997
BS, Finance, Psychology
Cheshire High School
Focal Dynamic, LLC July 2010 - Present
Sun's Landing, LLC July 2005 - August 2010
Sun's Landing Solar, LLC June 2007 - October 2009
Sun's Landing Building, LLC July 2005 - October 2009
OTN November 2001 - July 2005
Oasys Networks March 2000 - December 2000
Prudential Securities December 1999 - March 2000
Volpe Brown Whelan & Co June 1998 - December 1999
Merrill Lynch November 1996 - May 1998
Goldman Sachs January 1993 - November 1996
Skills
Contract Negotiation, Strategic Planning, Vendor Management, Team Leadership, Organizational Behavior, Executive Management, Cross-functional Team..., Strategy Development, Business Planning, International Business, Entrepreneurship, New Business Development, Business Strategy, Mergers, Contract Negotiations, Business Management, Renewable Energy, Operations Management, Team Building, Strategic Partnerships, IT Strategy, Negotiation, Sustainability, Operational Excellence, Energy, Strategic Thinking, P&L responsibility, P&L Management, Acquisition Integration, Change Leadership, Strategy, Start-ups, Project Management, Program Management, Mergers & Acquisitions, Quality Assurance, Management, Business Analysis, Business Process..., Process Improvement, Integration, Business Development, Enterprise Software, Organizational..., Leadership, Consulting, Training, Business Process, Coaching, Disaster Recovery
Education
Thunderbird School of Global Management 1991 — 1992
MBA
Brigham Young University 1980 — 1987
BA
Edina West 1978 — 1980
Diploma
The Glenmede Trust Company, N.A. April 2012 - Present
Amicorp Services Ltd. September 2011 - March 2012
PNC Wealth Management September 2009 - September 2011
Lane Bridgers Wealth Management Group May 2009 - September 2009
US Trust March 2007 - November 2008
BNY Mellon November 2004 - March 2007
PNC Investments August 2000 - October 2004
Prudential Securities November 1996 - August 2000
Skills
Wealth Management, Investments, Financial Planning, Trust Services, Insurance, Philanthropy, Estate Planning, Asset Management, Asset Allocation, Strategic Financial..., Wealth Management..., High Net Worth..., Wealth, Investment Management, Financial Services
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1985 — 1988
J.D., Law
University at Albany, SUNY 1981 — 1985
B.A., Major in History/Minor in Business
Prudential Financial April 2011 - August 2013
Prudential Financial April 2008 - May 2011
Prudential Financial March 2003 - April 2007
Prudential Securities October 2000 - March 2003
Goldman Sachs August 1999 - August 2000
PwC June 1998 - August 1998
Prudential Securities Inc. July 1997 - May 1998
AIG April 1997 - June 1997
Park Li Group September 1996 - March 1997
Skills
Financial Services, Social Media Marketing, Marketing, E-commerce, Project Management, User Experience, Web Design, Business Analysis, Usability, Product Management, Digital Strategy, SDLC, Mobile Devices, CRM, Management, Analytics, Content Management, Web Analytics, Digital Marketing, Data Analysis, Strategy, Email Marketing, Analysis, CMS, SEO, Mobile Marketing, Business Process, Team Management, Competitive Analysis, Online Marketing, Web Content Management, Online Advertising
Education
New York University - Leonard N. Stern School of Business 1996 — 1999
BS, Finance and Information Systems
Boston University Questrom School of Business 1995 — 1996
BA, Management
Syracuse University 1994 — 1994
Summer College Exploration of Law and Legal Studies, Law
Negotium Advisors LLC October 2014 - Present
Brevet Capital Management October 2007 - December 2013
The Winter Group July 2005 - March 2007
Sandler O'Neill February 2002 - June 2005
Prudential Securities 1999 - 2002
Deutsche Bank Securities 1996 - 1998
Nomura Securities 1994 - 1996
Skills
Hedge Funds, Private Equity, Valuation, Fixed Income, Loans, Banking, Mortgage Lending, Structured Finance, Financial Structuring, Portfolio Management, Real Estate, Management, Capital Markets, Finance, ABS, Investments, Securitization, Asset Management, Alternative Investments, Due Diligence, Structured Products, Financial Modeling, Securities, Corporate Finance, Leveraged Finance, Investment Banking, Credit, Bonds
Education
New York University - Leonard N. Stern School of Business 1993 — 1998
MBA, Finance & Information Technology
Binghamton University - School of Management
BS, Finance
Dun & Bradstreet July 2002 - Present
Prudential Securities July 2000 - November 2001
US Interactive February 2000 - June 2000
First USA August 1996 - February 2000
First USA / Bank One 1996 - 2000
American Document Management November 1994 - July 1996
Ernst & Young LLP February 1992 - November 1994
Skills
Requirements Management, Online User Experience, Software Development, Agile, Product Development, SaaS, Risk Management systems, Credit Cards, FDR, Visio, MS Project, MS Access, Project Management, International..., document management, Waterfall, UML, Rally, Live Meeting, Software Training, Web Content Management, Web Analytics, Coremetrics, Omniture, Business Analysis, Offshore Software..., Internet, B2B eCommerce, Program Management, Analytics, Agile Methodologies, Risk Management, SDLC
Education
University of Delaware - Lerner College of Business and Economics 1995 — 1999
MBA
Binghamton University 1985 — 1989
BS
Lindenhurst High school
Red Curve Solutions January 2009 - Present
Romney for President April 2011 - February 2013
Romney for President January 2007 - December 2008
Commonwealth of Massachusetts September 2005 - December 2006
Commonwealth of Massachusetts January 2003 - October 2005
Romney for Governor 2002 May 2002 - January 2003
JP Morgan Chase June 2000 - May 2002
Prudential Securities May 1998 - June 2000
Skills
Strategy, Start-ups, Leadership, Forecasting, Management, Process Improvement, Finance, Business Strategy, Managerial Finance, Operations Management, Executive Management, Human Resources, Derivatives, Accounts Payable, Trading, Pricing
Education
Boston University Questrom School of Business 2005 — 2007
MS, Investment Management
Washington College 1994 — 1998
Bachelor of Arts, Economics and Political Science
Rumson Fair Haven 1990 — 1994
Merrill Lynch 2003 - Present
Prudential Securities 1989 - 1991
Skills
Electronic Trading, Trading Systems, Equities, Fixed Income, Derivatives, Market Data, Capital Markets, Investment Banking, Bloomberg, Equity Derivatives, Equity Trading, Credit Derivatives, Trading, Hedge Funds, Financial Markets
Education
Boston University
Quality Car Repair 2005 - Present
Prudential Annuities April 2008 - July 2009
CitiGroup Asset Management January 2000 - February 2005
Prudential Investments October 1996 - December 2000
Prudential Securities September 1992 - June 1996
Education
Temple University 1990 — 1992
Psychology
Boston College 1986 — 1990
Psychology
Dun & Bradstreet February 2012 - Present
Dun & Bradstreet March 2011 - February 2012
Dun & Bradstreet July 2003 - March 2011
Prudential Securities November 1989 - July 2003
Skills
Financial Analysis, Financial Modeling, Strategic Financial..., Forecasting, Finance, Portfolio Management, Financial Services, Analytics, Mergers, Process Improvement, Financial Reporting, Corporate Finance, Managerial Finance, Business Analysis, CRM, Salesforce.com, Competitive Analysis, Strategy, Change Management, Leadership, Mergers & Acquisitions
Education
City University of New York-Baruch College
Bachelor's degree, Finance & Investments
NYC Health and Hospitals Corporation May 2015 - Present
North Brooklyn Health Network February 2010 - May 2015
lia sophia January 2011 - December 2014
Woodhull Medical Center/North Brooklyn Health Network September 2007 - January 2010
Foundation Center April 2005 - May 2006
Neighbors Helping Neighbors August 2000 - March 2005
Prudential Securities September 1998 - June 2000
Media Projects November 1993 - July 1998
Skills
Non-profits, Fundraising, Grant Writing, Strategic Planning, Public Speaking, Program Development, Social Media, Community Outreach, Event Management, Research, Volunteer Management, Youth Development, PowerPoint, Policy, Organizational..., Training, Coaching, Community Development, Proposal Writing, Workshop Facilitation, Budgets, Recruiting, Customer Service, Resume Writing, Entrepreneurship, Leadership, Policy Analysis, Leadership Development, Microsoft Word, Marketing, Program Evaluation, Higher Education, Microsoft Office, Social Networking, Management, Project Planning, Government, Public Relations, Microsoft Excel, Project Management, Staff Development, Strategy, Marketing Communications, Program Management, Public Policy, Strategic Communications, Team Building, Employee Training, Event Planning
Education
Baruch College, City University of New York (CUNY) 2006 — 2007
MPA, Public Administration
Baruch College, City University of New York (CUNY) 1993 — 1997
BBA, Human Resource Management
Freelance Service May 2012 - Present
AXA Equitable May 2010 - April 2012
Sovereign Bank (now Santander Bank) March 2005 - April 2010
JP Morgan Chase September 1994 - September 2004
Prudential Securities January 1987 - August 1994
Dancer Fitzgerald Sample Advertising (now Saatchi & Saatchi Advertising) 1984 - 1986
Market Research Vendors September 1978 - June 1984
Skills
Competitive Analysis, Microsoft Office, Banking, Marketing Strategy, Market Research, Project Management, Vendor Management, Product Development, Product Marketing, Product Management, Focus Groups, Advertising, Financial Services, Marketing Research, Segmentation, Analytics
Education
Boston College
Master of Arts (M.A.), Sociology with a concentration in research methodology and statistics
Citi April 2011 - Present
Axiom September 2009 - April 2011
Labaton Sucharow LLP June 2009 - September 2009
Yorkson Legal October 2008 - May 2009
Greenberg Traurig March 2008 - September 2008
Prudential Equity Group April 1992 - August 2007
Prudential Securities 1992 - 2007
Skills
Securities, Litigation, Compliance, Mediation, Risk, Financial Risk, Commercial Litigation, Corporate Law, FINRA, Securities Regulation, Arbitration, Document Review, Legal Research, Legal Advice, Securities Litigation, Corporate Governance, Employment Law, Dispute, Due Diligence, Legal Writing, AML, Hedge Funds, Mutual Funds, Legal Compliance, Licensing, OFAC, Privacy Law
Education
Fordham University School of Law 1988 — 1991
JD, Law
Brandeis University 1984 — 1988
BA, History/American Studies
Stuyvesant High School 1980 — 1984
Diploma, College Prep
UBS May 2006 - Present
Deutsche Bank July 1999 - May 2006
Prudential Securities July 1996 - June 1999
Hal Riney & Partners 1992 - 1994
Education
Bentley University 1987 — 1991
MFP Investors, LLC April 2008 - Present
033 Asset Management January 2005 - March 2008
Putnam Investments 1999 - 2005
Prudential Securities 1993 - 1997
Education
The Tuck School of Business at Dartmouth 1997 — 1999
MBA
Bowdoin College 1989 — 1993
Jefferies & Company November 2011 - Present
Nomura Securities April 2009 - September 2011
Banc of America Securities 2005 - February 2009
Bank of America Securities May 2005 - 2009
Prudential Securities October 2003 - March 2005
Skills
Equities, Capital Markets, Hedge Funds, Bloomberg, Fixed Income, Series 7, Investments, Investment Banking, Equity Research, Valuation, Portfolio Management, Financial Modeling, Trading, Asset Management, Alternative Investments, Series 63, Securities, Derivatives, Financial Analysis, Options
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1997 — 2000
J.D.
University of Wisconsin-Madison 1993 — 1997
BA, Behavioral Science & Law
Allied Energy Company LLC March 2015 - Present
Get Outside Alabama May 2014 - Present
Jemison Metals November 2005 - May 2014
Birmingham-Southern College August 2001 - July 2004
Prudential Securities August 1999 - July 2001
Skills
Disaster Recovery, VMware, Networking, Servers, Storage, Cisco Call Manager, Microsoft Exchange, VMware Server, Strategic Planning, Project Management, Backup Solutions, Replication, Offsite Backup, Veeam, Windows Server, Microsoft Office, Microsoft Word, Microsoft Excel, PowerPoint
Education
Virginia College 2004 — 2006
Associates of Applied Science, Network Engineering
Vanderbilt University 1996 — 1998
M.Ed, Human Development Counseling
Birmingham-Southern College 1991 — 1995
BS, Sociology-Psychology Interdisciplinary Major
Vestavia Hills High 1987 — 1991
Broad Sky Partners January 2015 - Present
BRG Sports, Inc. February 2014 - December 2014
Fenway Consulting Partners, LLC / Fenway Partners, LLC July 2006 - February 2014
Maverick Capital March 2004 - June 2006
Dresdner Kleinwort Wasserstein 2001 - 2004
Prudential Securities July 2000 - November 2000
Skills
Private Equity, LBO, Valuation, Venture Capital, Financial Modeling, Corporate Development, Investment Banking, Due Diligence, Mergers & Acquisitions, Corporate Finance, Capital Markets, M&A experience, Hedge Funds, Equities, Alternative Investments, Investor Relations, Investments, Leveraged Finance, Financial Structuring, Emerging Markets, Equity Research, Asset Management, Business Valuation
Education
Boston University Questrom School of Business 1996 — 2000
BS, Business Administration, Finance
National Protective Systems, Inc 2012 - Present
Dutchess Capital Management October 2004 - April 2013
Prudential Securities 1998 - 2004
Skills
Campus safety, campus security, Personal duress security, campus crime, Crime Prevention, Safety Management..., Physical Security, Alternative Investments, Private Equity, Investments, Due Diligence, Hedge Funds, Capital, Venture Capital, Mergers & Acquisitions, Corporate Development, Research, Mergers, Credit, Equities, Entrepreneurship, Investor Relations, Private Placements, Valuation, Capital Markets, Corporate Finance, Strategy, Financial Modeling, Wealth Management, Asset Management, Series 7, Mutual Funds, Emerging Markets, Financial Services, Investment Banking, Investment Strategies, Securities, Financial Advisory, Portfolio Management, Start-ups
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2002 — 2004
MS Finance
Hobart and William Smith Colleges 1988 — 1993
BA, Political Science
Phillips Academy 1984 — 1988
Citigroup Global Markets August 2009 - Present
Barclays Capital (formerly Lehman Brothers) September 2008 - August 2009
Lehman Brothers 2005 - 2008
Securities Industry Association 1998 - 2005
Prudential Securities 1995 - 1998
US Securities and Exchange Commission 1992 - 1995
Education
Boston University School of Law 1989 — 1992
JD, Securities Law, Corporate Law
Tufts University 1982 — 1986
BA, Political Science, Economics
GIC April 2013 - Present
GIC June 2008 - April 2013
Morgan Stanley 2004 - 2008
Citigroup 2003 - 2004
FTI Consulting 2002 - 2003
Pricewaterhouse Coopers 2000 - 2002
Prudential Securities 1998 - 2000
Skills
Equity Research, Valuation, Securities, Financial Modeling, Alternative Investments, Equities, Real Estate, Asset Management, Corporate Finance, Financial Analysis, Capital Markets
Education
Boston College 1994 — 1998
Bachelor of Science (B.S.), Finance
The Weinstein Company June 2006 - October 2010
Swiss Army October 2005 - May 2006
Miramax January 2005 - September 2005
Prudential Securities January 2000 - January 2001
Loews Cineplex Entertainment January 2000 - September 2000
Skills
Budgets, Finance, Management, Financial Analysis, Auditing, Advertising, General Ledger, SAP, Analysis, Account Reconciliation, Product Development, Retail, Negotiation, Film, Microsoft Excel
Education
Brandeis University
Bachelor of Arts, Political Science
Rutgers University, Rutgers Business School
Masters, Business Administration, Professional Accounting; Finance
Société Générale March 2015 - Present
BNP Paribas June 2013 - February 2015
Gleacher & Co. August 2012 - April 2013
Ally Financial Inc. September 2011 - May 2012
Credit Suisse November 2001 - August 2011
Prudential Securities August 1998 - November 2001
Skills
Residential Mortgages, Derivatives, ABS, CMBS, Mortgage, Fixed Income, Institutional Sales, Sales, Analysis, Banking, Bonds, Capital Markets, Chartered Financial..., Credit, Finance, Equities, Financial Services, Financial Structuring, Financial Advisory, Hedge Funds, Investment Banking, Investments, Loan Origination, Loans, Mortgage Lending, Securities, Securitization, Structured Products
Education
Boston College 1994 — 1998
Bachelor of Science (BS), Finance, General
Choate Rosemary Hall 1993 — 1994
Barefoot Coffee 2012 - Present
Barrow Brand LLC January 2011 - Present
Dougherty Development Corporation 2011 - Present
3D Real Estate Partners January 2010 - Present
Sonesta Entertainment 2000 - Present
Prudential Securities 1998 - 2000
Education
Weatherhead School of Management at Case Western Reserve University 1995 — 1998
Master of Business Administration (M.B.A.)
Case Western Reserve University School of Law 1994 — 1998
Juris Doctor (J.D.)
Boston University 1990 — 1994
BS
HighTower August 2012 - Present
Merrill Lynch April 2002 - August 2012
Prudential Securities 1994 - 2002
Skills
Asset Allocation, Portfolio Management, Investments, Wealth Management, Retirement Planning, Finance, Strategic Financial..., Series 7, Investment Advisory, Alternative Investments, Asset Management, Equities, Asset Managment, Financial Planning, Portfolios
Education
Brigham Young University 1978 — 1981
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services
Brigham Young University 1978 — 1981
AXA Advisors November 2004 - Present
Wachovia Securities 2003 - 2004
Prudential Securities 1990 - 2003
Education
Boston University School of Law 1982 — 1985
JD
University of Vermont 1980 — 1982
BA, American History
Occidental Petroleum Corp. February 2005 - June 2014
UBS Investment Bank November 2000 - February 2005
Paine Webber May 1997 - November 2000
Prudential Securities July 1992 - May 1997
Skills
Natural Gas, Valuation, Financial Analysis, Mergers & Acquisitions, Financial Modeling, Due Diligence, Energy, Investor Relations, Asset Management, Corporate Finance, Corporate Communications, Oil/Gas, Oil Industry, Oil Analysis, Oil & Gas Exploration, Corporate Governance, Treasury, Treasury Management, Treasury Services, Risk Management, Financial Risk, Credit Risk, Investors, Investment Banking, Investor Sales, Hedge Funds, Oil & Gas
Education
University of Rochester - Simon Business School 1990 — 1992
MBA, Finance
Boston University Questrom School of Business 1981 — 1985
BSBA, Accounting
Cerberus Capital Management April 2009 - Present
Barclays Capital September 2008 - December 2008
Lehman Brothers September 1996 - September 2008
Cantor Fitzgerald April 1996 - September 1996
Prudential Securities June 1993 - March 1996
Skills
ABS, MBS, Securitization, Residential Mortgages, Restructuring, Loans, Capital Markets, Mortgage Lending, Fixed Income, Structured Finance, Credit Risk, Portfolio Management, Venture Capital, Investments, Bonds, Investment Banking, Valuation, Financial Structuring
Education
Boston University Questrom School of Business
BSBA, Business & Mgt.
New York University
MA, Economics
Apollo Global Management LLC March 2009 - Present
Merrill Lynch November 2000 - March 2009
Prudential Securities November 1998 - November 2000
Grant Thornton LLP November 1995 - November 1998
Skills
CPA, CFA, Private Equity, Hedge Funds, Corporate Finance, Chartered Financial..., Fixed Income, Financial Analysis, Bloomberg, Valuation, Financial Modeling, Capital Markets, Due Diligence, Derivatives, Investment Banking, Equities, Finance, Accounting
Education
Binghamton University 1987 — 1991
BS, Accounting
Merrill Lynch January 2001 - January 2008
Prudential Securities June 2000 - December 2000
Moodys Investor Services January 1995 - June 2000
Moody's Investors Service 1995 - 2000
Sidley Austin August 1990 - January 1995
Education
New York University School of Law 1990 — 1993
llm, Taxation
Boston University School of Law 1987 — 1990
Hofstra University 1983 — 1987
BBA, Accounting
Cognizant Technology Solutions June 2012 - October 2012
IBM Global Business Services September 2006 - March 2010
IBM Corporation July 1988 - September 2006
Prudential Securities 1986 - 1988
Turner Construction Company 1985 - 1985
Discount Brokerage Advisory Services, Inc. 1983 - 1984
The Wall Street Discount Corporation 1978 - 1981
Skills
Talent Acquisition, Recruiting, Talent Management, Hiring, PeopleSoft, Applicant Tracking..., Consulting, Analysis, Technical Recruiting, Sourcing, Executive Search, Human Resources, Management, Vendor Management, Onboarding, Program Management, Process Improvement, Change Management, College Recruiting, HRIS, Performance Management, Employee Relations, Workforce Planning, Leadership, Employee Engagement, Internet Recruiting, Screening, Time Management, Personnel Management, Interviews, SDLC, Microsoft Excel, Microsoft Office, Microsoft Word, Microsoft PowerPoint, Social Networking, Event Planning, Coordinating Events, Microsoft Outlook, Travel Arrangements, Ideas Development, Customer Satisfaction, Outlook, PowerPoint
Education
Baruch College, City University of New York (CUNY) 1978 — 1983
Bachelor of Business Administration (B.B.A.), Industrial Psychology
Mischler Financial Group 2011 - Present
Bank of America 2001 - 2009
Banc of America Securities 2001 - 2009
Prudential Securities 1989 - 2000
Skills
ABS, Fixed Income, Hedge Funds, Structured Finance, Capital Markets, Derivatives, Investment Banking, Portfolio Management, Finance, Banking, Asset Management, Financial Services, Investments, Securities, Structured Products, Equities, Bloomberg, Financial Risk, Valuation
Education
Columbia University in the City of New York 1984 — 1986
BS, EE
Bowdoin College 1981 — 1984
BA, Physics
Brooks School 1978 — 1981
Roche Diagnostics June 2008 - Present
Roche Diagnostics September 2001 - June 2008
Roche Diagnostics January 1997 - September 2000
Prudential Securities June 1993 - December 1996
Seradyn May 1990 - June 1993
Lanier Copiers January 1989 - April 1990
Skills
Product Launch
Education
Bowling Green State University 1984 — 1988
BS, Marketing
Wells Fargo Private Bank February 2011 - September 2014
Marom Consulting Services January 2003 - May 2011
Jamison Prince Asset Management October 2001 - December 2002
Paine Webber, Inc. April 1997 - December 1999
Munder Capital Management April 1990 - April 1997
Prudential Securities 1985 - 1990
Skills
Financial Advisory, Investment Advisory, Asset Managment, Retail Banking, New Business Development, Marketing, Training and Coaching, Asset Management, Alternative Investments, Securities, Investment Management, Fixed Income, Equities, Mutual Funds, Financial Services, Investment Strategies, Separately Managed..., Portfolio Management, Marketing Strategy, Investments, Start-ups, Business Development, Finance, Due Diligence, Strategic Planning, Wealth Management, Series 7, Asset Allocation
Education
Binghamton University
Societe Generale May 2011 - Present
Auriga USA December 2009 - April 2011
Citigroup September 1997 - March 2008
Prudential Securities November 1986 - August 1997
Skills
Capital Markets, Equity Research, Securities, Equities, Investments, Financial Services, Financial Risk, FINRA, Finance, Corporate Governance, Financial Markets, Fixed Income, Hedge Funds, Asset Management
Education
SUNY Buffalo Law School 1978 — 1981
J.D., Law
Binghamton University 1975 — 1978
BA, History
American Stock Transfer & Trust Co LLC February 2009 - Present
Clerity Solutions August 2007 - April 2008
Broadridge Financial Solutions 2007 - 2007
Prudential Securities June 1998 - May 2005
Spear, Leeds, & Kellogg September 1993 - June 1998
JPMorgan Chase & Co. 1990 - 1992
Skills
Business Analysis, SDLC, Visio, Risk Management, Equities, XML, Software Project..., Microsoft Excel, Enterprise Architecture, Oracle, Business Process..., Integration, Microsoft SQL Server, PMP, SharePoint, Vendor Management, Microsoft Office, Agile Methodologies, Financial Services, PL/SQL, VMware, DB2, Active Directory, Process Improvement, Visual Basic, Requirements Analysis, Disaster Recovery, Data Warehousing, Business Requirements, SQL, Securities, Outlook, Databases, Access, Project Management, Corporate Actions, Business Intelligence, Project Planning, Team Leadership, Windows Server, Java, User Acceptance Testing, JavaScript, C#, Analysis, Change Management, UML, Software Development, Systems Analysis, MS Project
Education
Baruch College, City University of New York (CUNY)
BBA, Computer Information Systems
Brookhaven National Laboratory October 2006 - Present
PHENIX Collaboration June 1998 - Present
University of Illinois at Urbana-Champaign September 2004 - September 2006
Prudential Securities September 1994 - September 1995
Prudential Securities July 1990 - August 1994
Skills
C++, Unix Shell Scripting, ROOT, Electronics, Detectors, Physics, Experimentation, Data Analysis, R&D, Particle Physics, Monte Carlo Simulation, Algorithms, Sensors, Scientific Computing, Nuclear Physics, Numerical Analysis, LaTeX, Science, Unix, Mathematical Modeling, Experimental Physics, Mathematica, High Energy Physics, VAX
Education
Columbia University in the City of New York 1996 — 2004
PhD, Physics
Bowdoin College 1989 — 1996
BA, Physics
City University of New York City College 1991 — 1992
Saint Andrew's School 1985 — 1989
Diploma
TDS Telecom July 1992 - Present
Prudential Securities January 1989 - May 1992
Micrognosis January 1987 - December 1989
Skills
Technology Integration, Product Management, MPLS, Integration, Management, IP, VoIP, Project Management, Telecommunications, Network Design, Wireless, Troubleshooting, Data Center, Strategy, Project Portfolio..., Leadership, Vendor Management, Cisco Technologies, SDLC, Networking, Switches, Software Development, Network Security, Disaster Recovery, System Deployment, Managed Services
Education
Bradley University 1980 — 1984
BS, Geological Sciences
Edward Segal Inc. May 1996 - Present
NationsBank 1991 - 1996
Prudential Securities 1985 - 1990
PaineWebber 1983 - 1985
Lehman Brothers Kuhn Loeb June 1981 - March 1983
Skills
Business Strategy, Machinery, New Business Development, Product Development, Public Finance, Sales Management, Automation, Negotiation, Strategic Planning, Entrepreneurship, Manufacturing, Marketing Strategy, B2B, Key Account Management, Cross-functional Team..., International Sales, Account Management, Team Building, Product Management, Purchasing
Education
Boston University Questrom School of Business 1977 — 1981
BSBA, Finance; MIS
James N. Powers & Associates, LLC 2010 - Present
Cortview Capital Markets 2010 - 2011
Glenville Partners 2009 - 2009
Standard & Poor's, IMAKE Division 2008 - 2008
Credit Suisse 2007 - 2007
Friedman Billings Ramsey & Company, Inc. 2004 - 2006
GMAC-RFC Securities, Inc. 2000 - 2004
Prudential Securities 1995 - 2000
Credit Suisse First Boston 1984 - 1995
First Boston 1984 - 1995
Skills
Fixed Income, Capital Markets, MBS, Bloomberg, Trading, Series 7, ABS, Investments, Bonds, Structured Products, Investment Strategies, Structured Finance, Equities, Finance, Securities, Private Placements, Options, Credit Derivatives, Economics, Hedge Funds, Financial Markets, Mutual Funds, Private Equity, Investment Management, Credit Risk, Investment Banking, Series 63, Portfolio Management, Derivatives, Financial Structuring, Financial Services, Banking, Mortgage Lending, Emerging Markets, Alternative Investments, Hedging, Credit Analysis
Education
University of Michigan - Stephen M. Ross School of Business 1982 — 1984
MBA, Business, Finance, Investements
Brigham Young University 1977 — 1982
BA, Economics
Nomura March 2009 - Present
Goldman Sachs November 2003 - December 2008
Gruntal & Co 2001 - August 2002
Barclays Capital April 1998 - December 2000
Prudential Securities April 1982 - April 1998
Skills
Securities Lending, Equities, Bonds, Investment Banking, Fixed Income, Equity Derivatives, Financial Markets, Trading, Securities, Back Office
Education
Baruch College, City University of New York (CUNY) 1976 — 1982
BA, Business Administration
Bernard M. Baruch College
Bachelor of Business Administration (BBA)
Envestnet, Inc July 2013 - Present
Prudential Financial -Wealth Management Solutions September 2003 - June 2013
Prudential Securities 1996 - 2002
Skills
Securities, Fixed Income, Financial Analysis, Investments, Mutual Funds, Bloomberg, Equities, Business Analysis, Hedge Funds, Leadership, Financial Services, Vendor Management, Financial Modeling, Portfolio Management, Business Development, Management
Education
Binghamton University - School of Management
B.S., Accounting
Lincoln Financial Group September 2013 - Present
Consulting January 2009 - September 2013
Fidelity Investments September 2005 - December 2008
Fidelity Capital Markets December 1994 - August 2005
Prudential Securities July 1992 - November 1994
Skills
Compliance, Risk Management, Risk Assessment, Trading, Legal Compliance, Highly Analytical, Problem Solving, Securities Regulation, Negotiation, Financial Markets, Presentation Development, Training & Development, Mentoring, Program Management, Derivatives, Options, Fixed Income, Capital Markets, Problem Analysis, Equities, Financial Services, Securities, Asset Managment, Employee Training, Analytical Skills, Bloomberg, FINRA, Asset Management, Mutual Funds, AML, Hedge Funds, Alternative Investments, Investment Advisory, Equity Trading, Financial Regulation, Trading Systems, Series 24, Financial Risk, Strategy, Financial Advisory, Bonds, Asset Allocation, Operational Risk, Back Office, Wealth Management, Broker-Dealer, Portfolio Management, Operational Risk..., ETFs, Series 63
Education
Suffolk University Law School 1987 — 1991
JD
Boston College 1978 — 1982
BA, Mathematics and Political Science
John Hancock June 2013 - Present
Citizens Bank December 2000 - January 2003
Prudential Securities August 1996 - August 1999
Copley Real Estate Advisors May 1992 - August 1996
Skills
Real Estate Financing, Financial Modeling, Disposition, Investments, Loans, CMBS, Financial Analysis, Syndications, Valuation, Investment Banking, Asset Management, Due Diligence, Leases, Real Estate Economics, Real Estate, Capital Markets
Education
Massachusetts Institute of Technology
MS, Real Estate - Finance
Bentley University
bs, Finance
Genspring Family Offices August 2006 - Present
Franklin Templeton Investments 1995 - 2006
BT Variable 1993 - 1994
Prudential Securities 1991 - 1992
Berk & Michaels 1987 - 1990
Skills
Hedge Funds, Alternative Investments, Fund Of Funds, Accounting, Capital Markets, Fund Accounting, Financial Analysis, Asset Management, Mutual Funds, Financial Reporting, Equities, Private Equity, Strategic Financial..., Financial Services, High Net Worth..., Portfolio Management, Bloomberg, Corporate Finance, Auditing, Due Diligence, Investment Management, Finance, Investment Strategies, Investment Advisory, Derivatives, Account Reconciliation, Securities, Cash Management, Fixed Income, Financial Modeling, Valuation, Wealth Management, Asset Managment, Asset Allocation, Investments, Audit
Education
Nova Southeastern University 1997 — 1999
MBA, Business Administration
Baruch College, City University of New York (CUNY) 1985 — 1990
BBA, Accounting
Tottenville High School 1985 — 1985
Ameriprise Financial June 2008 - Present
Wachovia Bank June 2004 - May 2008
Great-West Retirement Services 2003 - 2004
Morgan Stanley 1998 - 2002
Prudential Securities 1991 - 1998
Skills
401k, Series 7, Series 63, Series 6, Retirement, Retirement Planning, Mutual Funds, Wealth Management..., Strategic Financial..., Pensions
Education
Manhattan College 1993 — 1996
MBA, Accounting
Boston College 1987 — 1991
BS, Finance and Marketing
Fisher Investments February 2001 - Present
Mellon Financial August 2000 - February 2001
Merrill Lynch November 1998 - August 2000
Prudential Securities July 1996 - November 1998
Prudential Financial 1994 - 1996
Skills
Asset Allocation, Asset Management, Portfolio Management, Investments, Wealth Management, Financial Planning, Fixed Income, Equities, Securities, Retirement Planning, Investment Advisory, 401k, Mutual Funds, Bonds, Alternative Investments, Asset Managment, Investment Strategies, Investment Management, Series 65, Financial Services
Education
Bentley University 1990 — 1994
BA, Economics
South Catholic High School 1986 — 1990
Janney Montgomery Scott February 2011 - Present
Wachovia securities January 2007 - March 2009
Wachovia Securities August 2004 - January 2007
International Operations (Prudential) October 2001 - August 2004
Prudential Securities November 1999 - August 2004
Prudential Securities October 1999 - October 2001
Skills
Settlements, Capital Markets, Back Office, Securities, Equities, Fixed Income, Financial Services
Education
City University of New York City College 1995 — 1999
B. A., Public Administration
Borough of Manhattan Community College
A.A.S, Business Administration
Borough of Manhattan Community College
A.A.S, Business Administration
City College of NY
BA, Public Administration
City College of NY
BA, Public Administration
Paulson & Co. March 2009 - Present
Deutsche Bank Equity Research November 2000 - March 2009
Prudential Securities July 1993 - November 2000
Real Estate Private Equity 1985 - 1993
Skills
REITs, Portfolio Management, REIT securities analysis, Real estate research, Securities Analyst, Sell-side research, Certified Public..., CPA, Investments, REIT, Corporate Finance, Real Estate, Research, Due Diligence, Financial Structuring, Securities, Restructuring, Valuation, Commercial Real Estate, Equities, Financial Modeling, IPO, Bloomberg, Hedge Funds, Asset Management, Real Estate Private..., Equity Research, Capital Markets, Capital, Investment Banking, Investment Management, Financial Analysis, Private Placements, Equity Capital Markets, Private Equity, Institutional..., Structured Finance, Asset Allocation, Investment Strategies, DCF, Securitization, CMBS, Acquisitions, Real Estate Economics, Value Investing
Education
Boston College
BS, Accounting and Economics
Dartmouth College - The Tuck School of Business at Dartmouth
MBA
Ameriprise Financial Services, Inc. August 2013 - Present
Ameriprise Financial October 2010 - July 2013
Ameriprise Financial April 2006 - December 2009
Ameriprise Financial Advisors February 2002 - March 2006
Prudential Securities November 2000 - January 2002
Allina Hospitals & Clinics 1997 - 2002
Skills
Strategic Financial..., Finance, Securities, CRM, Retirement Planning, Wealth Management, Retirement, Sales, Investments, Asset Allocation, Estate Planning, Investment Advisory, Fixed Annuities, Asset Management, Financial Planning, Financial Services, Insurance
Education
Bemidji State University 1988 — 1992
Mass Communications, Business
Bemidji Senior High School 1984 — 1988
Leerink Partners, LLC 2004 - Present
Stephens Inc. 2000 - 2004
Tucker Anthony (now part of Royal Bank of Canada) 1998 - 2000
Dain Rauscher (now part of Royal Bank of Canada) 1996 - 1998
Bear Stearns (now part of JPMorgan Chase) 1992 - 1996
Credit Suisse 1991 - 1992
Prudential Securities 1988 - 1991
Goldman Sachs 1983 - 1988
Skills
Equity Research, Investments, Biotechnology, Valuation, Financial Modeling, Equities, Investment Banking, Equity Valuation, Medical Devices, Capital Markets, Hedge Funds, Bloomberg, Private Equity, Corporate Finance, Corporate Development, Due Diligence, Venture Capital, Mergers & Acquisitions, Series 7, Business Strategy, Competitive Analysis, IPO, Healthcare, Strategy, Emerging Markets, Strategic Planning, Management Consulting, Start-ups
Education
Northwestern University - Kellogg School of Management 1982 — 1983
MBA, Finance
Boston University 1977 — 1982
BS, Finance
Tribe Capital Management / Millennium Partners 2008 - Present
HBK Capital Management 2007 - 2008
SAC Capital 2001 - 2007
Credit Suisse 1999 - 2001
Credit Suisse 1999 - 1999
Prudential Securities 1997 - 1999
Education
Brandeis University 1992 — 1996
Bachelor of Arts (B.A.), Economics
Pine Barn Inn restaurant managerJDK Management2003 - 2008
Prudential Securities November 1997 - October 2002
Education
Bloomsburg University of Pennsylvania 1988 — 1995
Mansfield University of Pennsylvania 1979 — 1987
BA, Theatre
ponder co December 2002 - Present
cain brothers 1995 - 2002
prudential securities 1987 - 1995
Salomon Brothers 1985 - 1987
Massachusetts Health & Educational Facilities Authority 1981 - 1985
IL Health Facilities Authority 1978 - 1981
Citibank 1977 - 1978
Massachusetts General Hospital 1975 - 1976
Education
Boston University Graduate School of Management 1973 — 1974
mba, healthcare management
Providence College 1968 — 1972
BS, pre-med
Safe Harbor Financial, LLC 2006 - Present
Morgan Stanley Smith Barney 2003 - 2006
Advest, Inc. 1995 - 2003
Prudential Securities 1992 - 1995
Skills
Strategic Financial..., Investments, Finance, 401k, FINRA, Risk Management, Wealth Management, Insurance, Estate Planning, Uniform Combined State..., Retirement, Financial Goals, 401k Rollovers, Health Insurance, IRAs, Management, Financial Planners, Certified Financial..., Wealth Accumulation, Personal Financial..., Wealth Management..., Retirement Plan..., Investment Advisory, Roth IRA, Investment Strategies, High Net Worth..., Financial Planning
Education
Boston University 1986 — 1990
BS, Finance - Professional Studies
Point Pleasant Beach High School 1982 — 1986
The Law Offices of Robert E. Tyrrell, LLC November 2009 - Present
Investools November 2004 - June 2006
Prudential Securities November 1999 - May 2003
WCI Inc. November 1998 - November 1999
Education
Creighton University School of Business 2007 — 2009
MBA, Business
Creighton University School of Law 2006 — 2009
J.D., Law
University of Utah 2000 — 2005
B.S. (triple major), economics, political science, philosophy
Brigham Young University - Idaho 1995 — 1997
A.S., General
The Corcoran Group May 2005 - Present
Prudential Securities May 1985 - December 2003
Dean Witter Reynolds 1981 - 1985
Education
Boston College 1977 — 1979
BA, Education
Marymount University 1975 — 1977
AA, Education
Self Employed CPA & NJ Insurance Agent February 2002 - Present
Prudential Securities 1997 - 2002
PwC August 1988 - June 1993
Skills
Accounting & Income Tax..., Property & Casualty..., Life Insurance, Long Term Care Insurance, Home Insurance, Disability Insurance, General Liability..., Workman's compensation...
Education
Boston University Questrom School of Business 1984 — 1988
BS BA, Accounting
James Caldwell High School 1980 — 1984
High School, Accounting and Business/Management
James Caldwell High School 1980 — 1984
Chatham High School
Chatham High School
Chatham High School
First Atlantic Capital Ltd. 2008 - Present
Citigroup 2002 - 2008
Prudential Securities 1991 - 2001
Skills
Accounting, Private Equity, Financial Modeling, Corporate Finance, Hedge Funds, Valuation, Alternative Investments, Asset Management, Strategic Financial..., Investments, Equities, Due Diligence, Capital Markets, Investor Relations, Financial Analysis
Education
Baruch College, City University of New York (CUNY)
Master of Business Administration (M.B.A.), Accounting and Finance
City University of New York-Herbert H. Lehman College
Economics
Arbor Commercial Mortgage 2012 - 2013
Winthrop Realty Trust 2002 - 2009
UBS January 2001 - January 2002
Prudential Securities January 1998 - December 2001
Skills
Portfolio Management, Due Diligence, Investment Properties, Corporate Finance, Asset Management, Loans, Budgets, Investments, Leases, Commercial Real Estate, Management, Private Equity, Finance, Real Estate, Strategy, Underwriting, Mergers & Acquisitions, Analysis, Real Estate Economics, Valuation, Financial Modeling, Financial Analysis, Acquisitions
Education
Boston University - School of Management 2009 — 2013
MBA, Strategy and Business Analysis
University of Wisconsin-Madison 1988 — 1993
BA, Political Science and History
David A. Weintraub, P.A. November 1997 - Present
Prudential Securities 1991 - 1997
Ruden McClosky 1984 - 1991
Education
Rutgers, The State University of New Jersey-Camden 1981 — 1984
JD, Law
Vassar College 1978 — 1981
B.A., Economics
Brandeis University
Brandeis University
Montague CFI, LLC May 2005 - Present
Norview Acquisition January 2005 - Present
crossroads media marketing, llc 2009 - 2010
Marsh & McLennan Companies, Inc. April 1997 - March 2007
CIBC World Markets 1992 - 1998
Prudential Securities 1989 - 1992
J.P. Morgan 1976 - 1989
Skills
Mergers, Insurance, Investment Banking, Securities, Investments, Analysis, Credit, Banking, Equities, Loans, Compliance, Financial Analysis, Valuation, Strategic Planning, Funding, Executive Management, Negotiation, Risk Management, Capital, Contract Negotiation, Financial Modeling, Corporate Finance, Trading, Management, Due Diligence, Mergers & Acquisitions, Portfolio Management, Finance, Hedge Funds, Venture Capital, Alternative Investments, Project Finance, Strategic Financial..., Private Equity, Financial Risk, Asset Management, Derivatives, Fixed Income, Structured Finance, Management Consulting, Capital Markets, Financial Structuring, Corporate Development, Financial Advisory, Financial Services
Education
University of Pennsylvania - The Wharton School 1974 — 1976
MBA, Finance
Boston University 1969 — 1973
BA, Economics, Cum Laude
Eagle Group Finance, L.P. May 2015 - Present
PUSH Consulting, LLC May 2015 - Present
Bonwick Capital Partners July 2014 - February 2015
Empirasign Strategies, LLC January 2014 - June 2014
Daiwa Securities April 2012 - December 2013
Ally Financial Inc. September 2010 - April 2012
Advisors Asset Management, Inc. January 2010 - July 2010
Washington Mutual Broker Dealer July 2008 - July 2009
Nomura Securities January 2005 - June 2008
Prudential Securities January 1995 - June 2001
Skills
Asset Managment, Fixed Income, Bonds, Mutual Funds, Separately Managed..., Alternative Investments, Securities, Retirement Planning, Investment Advisory, Unit Investment Trusts, Series 24, ETFs, Wealth Management, Structured Products, Investments, Asset Allocation, Bloomberg, Asset Mgmt, Hedge Funds, Capital Markets, Asset Management
Education
Boston College - Carroll School of Management 1973 — 1977
Bachelor of Science (BS), Business/Commerce, General
Red Bank Regional High School
Coldwell Banker September 2014 - Present
ZipRealty November 2012 - September 2014
Lesley University 2006 - 2007
ZipRealty June 2002 - August 2006
Prudential Unlimted Realty October 2001 - June 2002
Morgan Stanley March 2000 - October 2001
Prudential Securities October 1999 - March 2000
Salomon Smith Barney August 1998 - September 1999
Skills
Customer Service, Marketing Strategy, Real Estate, Social Media, Sales Management, Marketing, Social Networking, Advertising, Social Media Marketing, Management, Salesforce.com, Public Relations, Event Management, Public Speaking, Sales, Strategic Planning, Real Estate Transactions
Education
Boston University 1994 — 1998
BA, International Relations
Boston University 1994 — 1998
Bachelor's degree
Barclays Wealth and Investment Management January 2013 - Present
Barclays Wealth and Investment Management June 2010 - December 2012
Lehman Brothers May 2006 - September 2010
WACHOVIA SECURITIES INC March 2002 - October 2004
Prudential Securities June 2000 - March 2002
Prudential Securities May 1995 - June 2000
Prudential Securities October 1993 - May 1995
Skills
FINRA Licensed 7, 9,..., Microsoft Office 2007
Education
City University of New York-Hunter College 2009 — 2010
BA, Economics, Business, Finance, Investments
Borough of Manhattan Community College
AAS, Economics
Federal Reserve Bank of Boston September 2013 - Present
Federal Reserve Bank of Boston August 2012 - September 2013
Societe Generale June 2010 - August 2012
Morgan Stanley April 2009 - June 2010
Morgan Stanley October 2003 - April 2009
Merrill Lynch December 2002 - September 2003
Reuters venture April 2002 - October 2002
Lehman Brothers June 2000 - March 2002
Prudential Securities September 1999 - May 2000
Salomon Smith Barney February 1998 - February 1999
Skills
Operations Management, Risk Management, Operational Risk, FX Options, Fixed Income, Derivatives, Middle Office, Bloomberg, Trading, Options, Bonds, Foreign Exchange, Swaps, Series 7, Financial Markets, Series 63, Prime Brokerage, Financial Risk, Back Office, Capital Markets, Market Data, Operational Risk..., Market Risk, FX trading, Emerging Markets, Structured Products, Interest Rate..., Settlement, Trading Systems, SWIFT payments, Finance, Relationship Management, Currency, Financial Services, Valuation
Education
Suffolk University Law School 1997 — 1997
Binghamton University 1992 — 1996
Bachelor's degree, Economics
Hughes Hubbard & Reed LLP April 2014 - Present
Dickstein Shapiro LLP June 2006 - February 2014
Sullivan & Cromwell LLP December 2002 - June 2006
Blank Rome LLP December 2001 - November 2002
Cadwalader, Wickersham & Taft LLP April 1998 - November 2001
Frankfurt Kurnit Klein & Selz November 1997 - April 1998
Linklaters August 1995 - November 1997
New York State Office of the Special Prosecutor for Medicaid Fraud Control September 1993 - August 1995
Prudential Securities October 1991 - August 1993
Bartle Library, SUNY-Binghamton January 1990 - May 1991
Skills
Westlaw, Legal Research, Lexis, Library, Research, PACER, Knowledge Management, •Lexis-Nexis, Courtlink, Capital IQ, Hoovers, CCH Intelliconnect, Legal Writing, Intellectual Property, Editing, Information Management, Dunn & Bradstreet, Thomson One Banker, Bloomberg Terminal, Bloomberg Law, Knowledge Mosaic
Education
Binghamton University
BA, Political Science & Literature/Rhetoric
Binghamton University
MA, Comparative Literature
Pratt Institute
MSLIS, Library & Information Sciences
The Bivona Consulting Group of Wells Fargo Advisors August 2014 - Present
Shehu Asset Management, LLC April 2009 - August 2014
ING Investment Management October 2007 - May 2009
(Private equity investor) October 2002 - October 2007
Prudential Securities November 2000 - October 2002
Morgan Stanley October 1995 - November 2000
Skills
Investments, Trading, Portfolio Management, Options, Mutual Funds, Technical Analysis, Hedge Funds, Derivatives, Strategic Financial..., Venture Capital, Financial Markets, Asset Management, Stocks, Trading Systems, Alternative Investments, Asset Allocation, Investment Strategies, Wealth Management, Retirement Planning, Financial Advisory, Equities, Capital Markets, Hedging, Metastock, ETFs, Bloomberg, Financial Modeling, FINRA, Series 63, Valuation, FX Options, Equity Derivatives, Investment Advisory, VBA, Fund Of Funds, Series 7, Portfolios, Retirement, Securities, Financial Planning, Brokerage, eSignal
Education
Bentley University 1989 — 1993
BS, Finance
Horizon Kinetics LLC August 2008 - Present
BOA/United States Trust March 2001 - August 2008
Sumitomo Trust & Banking Co April 2000 - March 2001
Bank of New April 1999 - April 2000
IBJ Whitehall Bank & Trust Company July 1997 - March 1999
Prudential Securities July 1996 - December 1996
Chase July 1987 - June 1996
Skills
Trading, Bonds, Global Custody, Accounting, Fixed Income, Mutual Funds, Asset Management, Hedge Funds, Portfolio Management, Derivatives, Alternative Investments, Capital Markets
Education
Borough of Manhattan Community College 1990 — 1995
Associates Degree, Business Management
Docmation (Wissen Inc.) 2003 - Present
Plumsoft 2008 - Present
Burntsand 2001 - 2003
WireImage (formely Infopost) 1999 - 2001
Salomon Smith Barney 1998 - 1999
Prudential Securities 1996 - 1998
Skills
Solution Architecture, Enterprise Architecture, Enterprise Content..., SOA, Documentum, Software Project..., SDLC, Business Process Design, Application Architecture, Java Enterprise Edition, IT Strategy, Business Analysis, Cloud Applications, Salesforce, SharePoint, .NET, Verity K2, Agile Methodologies, Cloud Computing, Data Modeling, Enterprise Software, Integration, Microsoft SQL Server, Requirements Analysis, Salesforce.com, Web Services, Weblogic
Education
New Jersey Institute of Technology 1995 — 1996
Masters, Industrial Engineering
New Jersey Institute of Technology 1995 — 1996
M.S, Computer Science
Birla Institute of Technology and Science, Pilani 1990 — 1995
M.S,B.E, Dual Degree (Chemistry/Mechanical)
doc-tor.com July 2005 - Present
SEIU September 2000 - June 2005
Prudential Securities October 1997 - March 2000
Prudential Securities September 1987 - March 1993
Skills
Microsoft Office, Data Analysis, Business Strategy, Business Intelligence, Business Analysis, Process Improvement, Program Management, Training, Risk Management, Customer Service, Healthcare, Financial Analysis, Management, Salesforce.com, Strategic Planning, Leadership
Education
City University of New York-Baruch College
BBA, economics
Clark & White, Inc 2002 - 2013
Bay State Lincoln Mercury 1997 - 2002
Prudential Securities 1996 - 1997
Skills
Office Management, Bookkeeping, Accounting, Account Reconciliation, Financial Accounting, Payroll, Electronic Payments, Bank Reconciliation, Accounts Payable, Accounts Receivable, Microsoft Office, Reynolds, QuickBooks, Arkona (automotive..., ADP (automotive..., Employee Training, Financial Statements, Data Entry, Finance
Education
Becker College 2009 — 2012
Bachelors of Science in Business Administration, Business Administration and Management, General, GPA 3.9
Financial Services Executive Director - Institutional Sales TradingJPMorgan ChaseApril 1998 - August 2013
Prudential Securities April 1996 - April 1999
Hoenig & Co April 1992 - March 1996
Smith Barney June 1988 - April 1992
L.F. Rothchild, Inc. July 1987 - July 1988
Skills
Series 7, 63 and 55, US Equity Sales and..., International Equity..., Equity Derivatives..., Fixed Income Trading, Prime Brokerage Services, Hedge Funds, Equity Capital, Bloomberg, Electronic Trading, Asset Management, ETFs, Equity Capital Markets, Institutional Sales, Prime Brokerage, Securities, Trading, Mutual Funds, Series 63, Series 7, Fixed Income, Investments, Equity Derivatives, Alternative Investments, Capital Markets, Investment Banking, Trading Systems, Equity Trading
Education
Bates College 1983 — 1987
Bachelor of Arts (BA), History