Prudential Securities

Industry: Bank

Description

Prudential Securities, also formerly known as Prudential Securities Incorporated, was the financial services arm of the insurer, Prudential Financial. In 2003, Prudential Securities was merged into Wachovia Securities, a division of Wachovia Bank. Headquarters: New York City, New York, United States Founded: 1981 Ceased operations: 2003 Parent organization: Prudential Financial Subsidiaries: Prudential-Bache Securities (Belgium) Inc., Prudential Mutual Fund Management, Inc. Predecessors: Bache & Co., Prudential Securities

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Prudential Securities Employees

Employee
Years
Job
Industry
Adlai Wertman Adlai Wertman Greater Los Angeles Area Details
Adlai Wertman's Prudential Securities Experience 1989 - 2000
Job Professor and Founding Director of the Brittingham Social Enterprise Lab at USC Marshall School of Business
Industry Higher Education
Experience
USC Marshall School of Business  December 2007 - Present
Chrysalis  2000 - 2007
Prudential Securities   1989 - 2000

Skills
Start-ups, Fundraising, Strategic Planning, Public Speaking, Strategic Partnerships, Budget, Team Building, Entrepreneurship, Management Consulting, Project Management, Non-profits, Business Development, Negotiation, Nonprofits, Community Outreach, Strategy, Teaching, Leadership, Social Entrepreneurship, Leadership Development, Program Management, Business Strategy, Public Relations

Education
University of Pennsylvania - The Wharton School   1984 — 1986
MBA, Finance

Stony Brook University   1976 — 1980
BA, Economics

Dr. Carol J. Alleyne Dr. Carol J. Alleyne Greater New York City Area Details
Dr. Carol J. Alleyne's Prudential Securities Experience 1996 - 1999
Job Associate Director of Academy Advisement at Queensborough Community College
Industry Higher Education
Experience
Queensborough Community College  March 2014 - Present
Berkeley College  February 2008 - March 2014
Long Island University, CW Post Campus  2005 - 2008
St. John's University   2000 - 2004
Prudential Securities   1996 - 1999

Skills
Educational Outreach, Student Affairs, Educational Consulting, Academic Advising, Higher Education, Higher Education..., Advisement, Enrollment Management, Admissions, Student Development, Critical Thinking, Public Speaking, Student Financial Aid, Retaining Customers, Campus, Academic Administration, Teaching, Student Recruiting, Student Engagement, Career Counseling, Leadership, Adult Education, Resume Writing, Student Leadership, Distance Learning, Student Counseling

Education
Saint John Fisher College   2011 — 2013
Doctor of Education (EdD), Executive Leadership

Saint John's University   2000 — 2003
Master of Science, Education

Saint John's University   1992 — 1996
Bachelor of Science, Marketing

Matt Frederick, CRPC® Matt Frederick, CRPC® Greater Chicago Area Details
Matt Frederick, CRPC®'s Prudential Securities Experience 1995 - 2001
Job Regional Vice President at Pacific Life Insurance Company
Industry Financial Services
Experience
Pacific Life Insurance Company  May 2014 - Present
MetLife  August 2009 - April 2014
UBS  February 2005 - August 2009
Merrill Lynch  February 2003 - February 2005
Pioneer Investments  2001 - 2003
Prudential Securities   1995 - 2001
AXA Advisors  1990 - 1995

Skills
Retirement, Retirement Planning, Fixed Annuities, Series 7, Mutual Funds, Sales, 401k, Life Insurance, Series 63, Asset Allocation, Variable Annuities, Long-term Care

Education
Southern Methodist University   1985 — 1989
BA, Economics

Trista Polo Trista Polo Greater New York City Area Details
Trista Polo's Prudential Securities Experience 1993 - 1995
Job Internet Entrepreneur
Industry Internet
Experience
All That Ease Podcast   October 2013 - Present
AllThatInternet.net   August 2006 - Present
Junior League of Poughkeepsie   June 2010 - June 2012
Brandrey, Inc.   November 2005 - November 2009
Shepherd Hill Appraisals   May 2004 - November 2005
GMAC Mortgage  April 2001 - May 2004
Grey Direct  February 1997 - April 2001
Indotronix International Corporation IIC   1995 - 1997
Prudential Securities   1993 - 1995

Skills
Marketing, Management, Social Media Marketing, Online Advertising, Small Business, Business Strategy, Business Development, Business Coaching, Social Shopping, Advertising, Facebook, Account Management, Training, Recruiting, Sales, Website Development, Social Networking, Direct Marketing, SEM, Marketing Strategy, Team Building, Real Estate, Coaching, Leadership, Online Marketing, Strategy, Public Speaking, Entrepreneurship, Human Resources, Budgets, Email Marketing, Social Media, Lead Generation, Public Relations, Nonprofits, Digital Strategy, Customer Service, Web Marketing, Time Management, E-commerce, Interviews, Networking, Digital Marketing, Start-ups

Education
State University of New York at New Paltz   1989 — 1993
BS, Communications

Hicksville High School   1987 — 1989

Camp Hill Junior Senior High School   1985 — 1989

Paul Largo Paul Largo Colts Neck, New Jersey Details
Paul Largo's Prudential Securities Experience 1997 - 2000
Job President & Founder of Freedom Capital Management LLC.
Industry Financial Services
Experience
Freedom Capital Management (FCM)   January 2008 - Present
Royal Alliance Associates  January 2008 - Present
Royal Alliance Associates Inc.  2003 - 2008
UBS  2000 - 2003
Prudential Securities   1997 - 2000
J.L. Danton & Associates   1995 - 1997

Education
Siena College   1991 — 1995
Bachelor of Arts (B.A.), Sociology

Soraya Tyriver Soraya Tyriver Boca Raton, Florida Details
Soraya Tyriver's Prudential Securities Experience 1993 - 1995
Job Chief Operating Officer at Woolbright Development, Inc.
Industry Real Estate
Experience
Woolbright Development, Inc. - Commercial Real Estate Investments   2014 - Present
Woolbright Development  2009 - 2013
Sterling Companies   1994 - 2009
Prudential Securities   1993 - 1995

Skills
Real Estate, Real Estate Development, Leases, Disposition, Real Estate Transactions, Location Intelligence, Shopping Centers, Real Estate Economics, Corporate Real Estate, Investment Properties, Land Acquisition, Construction, Landlords, Entitlements, Brokerage, Commercial Real Estate, Property Management, Lease Negotiations, Residential Homes, Construction Management, Lease Administration, Tenant, Tenant Representation, Acquisitions, Dispositions

Education
State University of New York College at Cortland   1989 — 1993
Bachelor of Arts (B.A.), Economics and Management Science

The Mary Luis Academy

Corey CJ Steadman, Jr. Corey CJ Steadman, Jr. Tampa, Florida Details
Corey CJ Steadman, Jr.'s Prudential Securities Experience May 2006 - August 2006
Job The Steadman Financial Consulting Group
Industry Financial Services
Experience
UBS Wealth Management  January 2013 - Present
Mitt Romney for President  September 2012 - December 2012
2012 Republican National Convention  February 2012 - September 2012
Newt 2012  December 2011 - February 2012
Pam Bondi for Attorney General   May 2010 - August 2010
SMU Athletic Department   May 2009 - August 2009
Wachovia Securities  May 2008 - August 2008
Camp Rockmont   May 2007 - August 2007
Prudential Securities   May 2006 - August 2006
Greiner's Fine Men's Clothing   2003 - 2006

Education
Southern Methodist University   2006 — 2010
Bachelor of the Arts, Corporate Communications & Public Affairs

Berkeley Preparatory School

Elaine Constantine Elaine Constantine Greater New York City Area Details
Elaine Constantine's Prudential Securities Experience January 1995 - January 2001
Job Associate RBS FX/MM Settlements & Customer service
Industry Financial Services
Experience
Royal Bank of Scotland  January 2015 - Present
RBS  December 2009 - Present
MBIA Asset Management  September 2005 - October 2009
Calyon  February 2002 - September 2005
Ernst & Young  February 2001 - January 2002
Prudential Securities   January 1995 - January 2001

Skills
Securitization, Funding, Cash Management, Conduit, Commercial Paper, Rating Agency Relations, Mortgage Servicing, ABS, Capital Markets, Cash Flow, Credit, Finance, Financial Analysis, Financial Reporting, Financial Risk, Middle Office, Structured Products, Swaps, Trading, Fixed Income

Education
St. John's University, The Peter J. Tobin College of Business   1989 — 1995
BS, Finance

Tottenville HS   1986 — 1989
Finance, General

Peggy W. Etheridge, CFP® Peggy W. Etheridge, CFP® Dallas/Fort Worth Area Details
Peggy W. Etheridge, CFP®'s Prudential Securities Experience January 1997 - April 2003
Job Senior Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors  September 2012 - Present
Morgan Stanley Smith Barney  April 2003 - August 2012
Prudential Securities   January 1997 - April 2003
Dean Witter  September 1992 - January 1997

Skills
Investments, CRM, Alternative Investments, Retirement Planning, Mutual Funds, Asset Allocation, Financial Analysis

Education
University of Houston   1980 — 1982
MBA, Finance

Texas A&M University   1975 — 1979
Bachelor of Science

Monsignor Kelley High
Graduate

Karen Sotallaro Karen Sotallaro Houston, Texas Details
Karen Sotallaro's Prudential Securities Experience August 1996 - July 1998
Job Marketing & Financial Services Professional
Industry Financial Services
Experience
Kanaly Trust, LTA  June 2012 - January 2015
UBS Financial Services, Inc.   August 2011 - June 2012
Graystone Consulting (a business of Morgan Stanley Smith Barney)   May 2007 - August 2011
Davis Hamilton Jackson & Associates, L.P.   April 2003 - May 2007
Smith Barney  August 2000 - February 2003
Smith Barney - Consulting Group  August 1998 - August 2000
Prudential Securities   August 1996 - July 1998
Agricultural and Natural Resources Policy Internship Program   August 1993 - December 1993

Skills
Wealth Management..., Investment Management, Asset Allocation, Financial Services, Investments, Wealth Management, Asset Management, Portfolio Management, Marketing, Strategic Financial..., Alternative Investments, High Net Worth..., Management, Project Management, Budgeting, Public Relations, Equities, Financial Analysis, Asset Managment, Financial Planning, Finance, Event Management, Event Planning

Education
Texas A&M University   1994 — 1996
M.S., Agricultural Economics

Texas A&M University   1989 — 1994
B.S., Agricultural Economics

Kingwood High School   1985 — 1989

Catherine Wagnon Catherine Wagnon Sacramento, California Details
Catherine Wagnon's Prudential Securities Experience June 1996 - May 1997
Job Accounting Portfolio Manager at State Street
Industry Financial Services
Experience
State Street  May 2011 - Present
State Street  September 2006 - May 2011
E*TRADE Financial  May 1997 - January 2006
Prudential Securities   June 1996 - May 1997

Skills
Financial Analysis, Financial Reporting, Accounting, Bloomberg, Mutual Funds, Financial Modeling, Fund Accounting, Equities, Fixed Income, Account Reconciliation, Investments, Hedge Funds, Risk Management, Derivatives, Financial Accounting, Financial Services, Securities

Education
Sierra College   1988 — 1990
Associate's degree, General Studies

Center High School   1986 — 1988
High School Diploma, General Studies

Christian Johnson Christian Johnson Greater New York City Area Details
Christian Johnson's Prudential Securities Experience July 1990 - December 1995
Job Global Head of Strategic Business Development at Warrington Asset Management, LLC
Industry Financial Services
Experience
Warrington Asset Management, LLC   August 2015 - Present
Tarpon Trading, LLC   July 2013 - July 2015
City Fund Management Ltd.   July 2012 - August 2013
AlphaMetrix, LLC  August 2010 - June 2012
HedgeCo Securities   July 2008 - August 2010
Kenmar Group   January 2005 - July 2008
Illington Partners   January 2004 - January 2005
Prudential Financial  November 1998 - December 2003
Prudential Financial  January 1996 - November 1998
Prudential Securities   July 1990 - December 1995

Skills
Hedge Funds, Alternative Investments, Managed Futures, Asset Management, Commodity Markets, Funding, Commodity, Trading, Investments, Fund Of Funds, Institutional Sales, Investment Strategies, Global Macro, Investor Relations, Capital, Fund of Hedge Funds, Capital Introduction, Sales

Education
St. John's University, The Peter J. Tobin College of Business   1987 — 1990
B.S. Finance, Finance

Tom Dunleavy Tom Dunleavy Charleston, South Carolina Area Details
Tom Dunleavy's Prudential Securities Experience March 1985 - September 2001
Job First Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors  April 2012 - Present
UBS Financial Services Inc  July 2005 - April 2012
Smith Barney  October 2003 - June 2005
Prudential Securities   March 1985 - September 2001

Skills
Investments, Retirement Planning, Mutual Funds, Equities, Fixed Income, Capital Markets, Risk Management, Options, Estate Strategies

Education
Southern Connecticut State University   1982 — 1985
BS, Business Economics

Lorenzo Mejia Lorenzo Mejia Raleigh-Durham, North Carolina Area Details
Lorenzo Mejia's Prudential Securities Experience 1994 - 1996
Job Owner, Acorn Home Care Services
Industry Executive Office
Experience
Acorn Home Care Services, Inc.   2011 - Present
SIMtone   2006 - 2011
Telic Communications   2002 - 2006
Cybertel  2000 - 2002
Skila  1998 - 2000
Nikko Securities  1996 - 1998
Prudential Securities   1994 - 1996
Dole Foods   1983 - 1988

Skills
Investor Relations, Capital Raising, Cloud Computing, VoIP, Start-ups, Strategy, Private Equity, Business Development, IPO, Investment Banking, Telecommunications, Business Strategy, Strategic Planning, Equities, Acquisitions, SaaS, Finance, Turn Around Management, Corporate Development, Product Management, Angel Investing, Venture Capital, Strategic Partnerships, IP, Mergers & Acquisitions, Executive Management, Broadband, Management, Entrepreneurship, Healthcare Information..., Due Diligence, Investments, CRM, Leadership

Education
Stanford University Graduate School of Business   1981 — 1983
MBA

Stanford University   1981 — 1982
MA

University of California, Berkeley   1979 — 1980
MS

University of Maryland   1976 — 1979
BS

Jennifer Gregory Ely Jennifer Gregory Ely Locust Valley, New York Details
Jennifer Gregory Ely's Prudential Securities Experience 1982 - 1990
Job Bookkeeper Administrative Assistant at Private Clients
Industry Financial Services
Experience
Private Clients  October 2014 - Present
Jennifer's Cooking Class   January 2009 - August 2014
NCGC of LI, Inc   2008 - 2014
Conde Nast  1990 - 1994
Prudential Securities   1982 - 1990

Skills
QuickBooks, Bookkeeping, Office Administration, Database Administration, Gatekeeper, Travel Arrangements, Executive Calendar..., Proofreading, Coordinating Special..., Microsoft Word, Contact Management, Multi Tasking, Microsoft Excel, Marketing, Marketing Strategy, Management, Investments, Editing, Event Planning, Social Media

Education
Thunderbird School of Global Management   1981 — 1982
Master of Business Administration (MBA), Finance, General

Skidmore College   1973 — 1977
B. S. Business, Finance

Brian Gallagher Brian Gallagher Greater Chicago Area Details
Brian Gallagher's Prudential Securities Experience 1988 - 2000
Job VP Commercial and Head of North American Producers and Client Relationship Management
Industry Financial Services
Experience
A Dominant Global Dutch Clearing entity, a leader in exchange traded derivatives and securities   January 2012 - Present
Calvary Cross and Associates   August 2010 - July 2013
DeJohn Advisory Team   January 2010 - July 2013
CCM Financial Services, an Introducing Broker   January 2010 - December 2011
MF Global Inc.  March 2008 - March 2010
RGCC   1993 - 2010
Smith Barney  January 2000 - May 2006
Citigroup/Smith Barney  January 2000 - May 2006
Prudential Securities   1988 - 2000
Barnes &Co   1985 - 1990

Skills
Securities, Equities, Options, Investments, Commodity, FINRA, Wealth Management, Trading, Fixed Income, IRAs, Bonds, Technical Analysis, Investment Advisory, FX trading, Guaranteed Lifetime..., Qualified Retirement..., Finance, Alternative Investments, Sales Process, Retirement Plan..., Hedge Funds, ETFs, Series 63, Trading Systems, Retirement Planning, Organizational..., Corporate Communications, Charities, Bloomberg, Insurance, Life Insurance, Investment Strategies, Biblical Studies, Licensed to Sell..., IRA Rollover and 401k..., Golf Enthusiast, Charitable Giving, Clearing, Retirement Planning..., Identity Theft..., CTA Service and..., Clearing Services Expert, Skeet and Sporting..., Rugby Enthusiast, Commodities, Family Practice, Golf, Weight Training, Financial Services, Management

Education
Southern Illinois University, Carbondale   1978 — 1983
BS Political Science and Speech Communications, History

Saint Viator High School   1974 — 1978
High School Diploma, Business/History focus

Securities Training Corp
Series 3,7, 63

Bob Franks Bob Franks Greater New York City Area Details
Bob Franks's Prudential Securities Experience February 1987 - May 1997
Job Research Compliance Manager at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch  June 2011 - Present
Sterne Agee  October 2010 - June 2011
Ticonderoga Securities LLC  May 2010 - August 2010
UBS Investment Bank  May 1997 - April 2010
PaineWebber, Inc.   May 1997 - November 2000
PaineWebber (now UBS)   1997 - 2000
Prudential Securities   February 1987 - May 1997

Skills
FINRA, Series 63, Equity Research, Securities, Capital Markets, Series 7, Equities, Series 24, Hedge Funds, Investment Banking, Bloomberg, Fixed Income, Risk Management, Derivatives

Education
St. Francis College   1978 — 1981
B.S, Business Administration

Jeffrey Winston Jeffrey Winston Greater New York City Area Details
Jeffrey Winston's Prudential Securities Experience August 1999 - April 2002
Job Real Estate Professionl servicing Central New Jersey and referring Nationwide
Industry Real Estate
Experience
Davis Realtors  November 2012 - Present
Kaplan Test Prep and Admissions  June 2011 - July 2012
Kaplan University  January 2009 - August 2011
Ameriprise Financial  January 2007 - January 2008
Noso Inc   December 2004 - November 2006
Merrill Lynch  April 2002 - January 2005
Prudential Securities   August 1999 - April 2002
Morgan Stanley  April 1993 - August 1999

Skills
Business Development, Marketing Strategy, Management, Marketing, Training, Sales, Leadership, Leadership Development, Adult Education, Public Speaking, Staff Development, Higher Education, Coaching, Customer Service, Salesforce.com, Recruiting, Selling, Team Building, Strategic Planning, Microsoft Office, Sales Management, Business Planning, Strategy

Education
The College of New Jersey   1982 — 1985
BA, Liberal Arts - Communication

Temple University - Fox School of Business and Management   1980 — 1982
Communication and Media Studies

East Brunswick High School   1977 — 1980

Stefne Lynch Stefne Lynch Greater Boston Area Details
Stefne Lynch's Prudential Securities Experience November 1999 - October 2000
Job
Industry Insurance
Experience
MassMutual Financial Group  December 2013 - Present
MassMutual Financial Group  October 2011 - December 2013
MassMutual Financial Group, US Insurance Group   March 2010 - October 2011
MassMutual Financial Group, US Insurance Group   January 2008 - March 2010
MassMutual Financial Group  February 2006 - January 2008
MassMutual Financial Group  December 2003 - January 2006
Fleet Capital Corporation  December 2002 - December 2003
Solomon Smith Barney  October 2000 - December 2002
Prudential Securities   November 1999 - October 2000

Skills
Retirement, Mutual Funds, Strategic Financial..., Series 63, Fixed Annuities, Resource Management, Estate Planning, Financial Advisory, Portfolio Management, Equities, Variable Annuities, Relationship Management, Program Management, Retirement Planning, Finance, Management, 401k, Sales, Insurance, Business Planning, Series 7

Education
Smith College   1994 — 1998
Bachelor of Arts (BA)

The Academy of St Joseph   1990 — 1994

Jason Moskal Jason Moskal Greater New York City Area Details
Jason Moskal's Prudential Securities Experience July 1999 - March 2001
Job Millenium Partners
Industry Financial Services
Experience
Millennium Partners  September 2013 - Present
Nomura Securities  August 2009 - September 2013
Merrill Lynch  May 2008 - August 2009
Merrill Lynch  February 2007 - May 2008
Cantor Fitzgerald  July 2003 - February 2007
Lehman Brothers  March 2001 - July 2003
PRUDENTIAL SECURITIES   July 1999 - March 2001
JPMorgan Chase  1998 - 1998

Skills
Fixed Income, Equities, Finance, Investments, Banking, Trading, Cash Management, Prime Brokerage, Funding, Settlement, Loans

Education
Temple University - Fox School of Business and Management   1995 — 1999
BBA, International Business and Marketing

Daniel Berge Daniel Berge Bellevue, Washington Details
Daniel Berge's Prudential Securities Experience January 1994 - December 1998
Job Associate Vice President Investments PIM Portfolio Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC  December 1998 - Present
Prudential Securities   January 1994 - December 1998

Skills
retirement planning, investment planning, income investing, tax-efficient strategies, Risk Management, Domestic Partner..., education planning, Insurance, individual retirement..., Qualified Retirement..., 401k Rollovers, Investments, Retirement Planning

Education
University of Washington   1987 — 1989
Master of Business Administration (MBA), Finance, General

University of Minnesota-Twin Cities   1979 — 1982
Bachelor's degree, Japanese

St. Olaf College   1974 — 1978
Bachelor's degree, Philosophy

M.G. Thibaut M.G. Thibaut San Francisco Bay Area Details
M.G. Thibaut's Prudential Securities Experience September 1997 - March 2000
Job Vice President, Finance at Ruby Ribbon, Inc.
Industry Internet
Experience
Ruby Ribbon, Inc.   November 2014 - Present
Strava, Inc.   October 2013 - October 2014
Revision3  October 2008 - October 2012
Yahoo  January 2008 - July 2008
Yahoo!, Inc.   July 2002 - January 2008
Prudential Securities   September 1997 - March 2000

Skills
Start-ups, Corporate Development, Mergers, Business Development, Strategic Planning, Monetization, Analytics, Digital Media, Online Advertising, E-commerce, Online Video Strategy, Finance, Accounting, Forecasting, Mergers & Acquisitions, Strategic Partnerships

Education
San Francisco Cooking School
Culinary Arts Program

Dartmouth College - The Tuck School of Business at Dartmouth
MBA, General Management

Stanford University
AB, International Relations

Carole Billingham, MCC Carole Billingham, MCC Greater Denver Area Details
Carole Billingham, MCC's Prudential Securities Experience 1993 - 1996
Job Executive and Business Coach
Industry Professional Training & Coaching
Experience
Conversations Among Masters   2010 - Present
Wisdom Coach, LLC   1996 - Present
International Coach Federation  1996 - 2013
Coach U  1996 - 2008
International Coach Federation  December 2005 - December 2007
Prudential Securities   1993 - 1996
Sysco Foodservice of South Florida   1985 - 1993
Leadership Miami   1989 - 1991
Leadership Miami   1989 - 1991
Leadership Metro North   1985 - 1986

Skills
Executive Coaching, Leadership Development, Conflict Resolution, Teaching, Personal Development, Coaching, Career Development, Non-profits, Change Management, Emotional Intelligence, Stress Management, Public Speaking, Marketing, Organizational..., Workshop Facilitation, Nonprofits

Education
Southern Illinois University, Carbondale   1980 — 1984
BS, Hospitality Administration/Management

Joseph Prossi Joseph Prossi Phoenix, Arizona Area Details
Joseph Prossi's Prudential Securities Experience November 1989 - July 1995
Job Senior Consultant and Business Analyst at Newton Consulting
Industry Information Technology and Services
Experience
Newton Consulting, LLC   December 2009 - Present
Univar  June 2000 - Present
Joseph Prossi Consulting, Inc   2002 - 2007
Perot Systems  2001 - 2002
Solutions Consulting, Inc (Aquired by Perot Systems)   January 1998 - 2001
Milestone Technologies, Inc  August 1995 - December 1998
Prudential Securities   November 1989 - July 1995

Skills
Business Analysis, Application Development, ERP, Program Management, Integration, Project Management, IT Strategy, Software Development, Requirements Analysis, Business Intelligence, Business Process, Process Improvement, SharePoint, SDLC, PMO

Education
St. Joseph's College   1983 — 1991
B.S., Business Administration

Grumman Data Systems Institute   1989 — 1989
Technical Degree, Computer Programming

Dale Carnegie Training   1984 — 1984
Certificate in Effective Speaking and Human Relations

John Nichols, PMP John Nichols, PMP United States Details
John Nichols, PMP's Prudential Securities Experience September 1995 - May 1997
Job Operations and Maintenance Site Service Supervisor at Siemens Energy, Inc
Industry Renewables & Environment
Experience
Siemens Energy, Inc  June 2010 - Present
HomeRite Realty & Mortgage, Inc.   June 2002 - December 2010
First Mortage America   March 2001 - August 2002
Gateway Funding Group, Inc.   April 1998 - March 2001
A.G. Edwards & Sons, Inc.   May 1997 - April 1998
Prudential Securities   September 1995 - May 1997

Skills
Management, Electricians, Turbines, Program Management, Wind Turbines, Leadership, Analysis, Troubleshooting, Wind, Training, Budgets, Power Generation, Renewable Energy, Forecasting, Inspection, Manufacturing, Project Planning, Construction, Sales, Sales Operations, Project Management, Scheduling, Multi-Site Operations, Client Relations, Marketing, High Impact..., Presentations, Process Improvement, Electrical Safety, Advanced Rescue, Six Sigma, Energy Markets, Wind Energy, Government Energy..., Team Building, Team Leadership, Market Research, Project Scope..., Aviation, Blueprint Reading, Data Analysis, Resource Management, New Business Development, Priority Management, Strategic Planning, OSHA 10-Hour, Interpersonal Skills, Communication, Maintenance, Electrical Repairs

Education
Villanova University   2012 — 2012
Certified Six Sigma Black Belt

Bismarck State College   2010 — 2012
BS, Energy Management

Texas State Technical College   2009 — 2010
AAS, Wind Energy & Turbine Technology

CertTest Training Center   2009 — 2009
Certificate, Project Management

Project Management Institute   2009 — 2009
Certification, Project Management Institute

Villanova University   2009 — 2009
Certificate, Six Sigma Green Belt Certification

Tradewinds Flight School   2004 — 2004
Private Pilot, Aviation

Vermont Technical College   1986 — 1989
AAS, Electrical Engineering

Neil Mehra Neil Mehra Greater Boston Area Details
Neil Mehra's Prudential Securities Experience 2000 - 2005
Job Executive Director , Asset Management, JP Morgan Securities
Industry Financial Services
Experience
JP Morgan Securities  July 2005 - Present
Prudential Securities   2000 - 2005
PaineWebber Inc  April 1990 - August 2000
EF Hutton  October 1986 - April 1990

Skills
Portfolio Management, Weallth Management, Asset Management, Investments, Reirement and Education..., Series 7, Series 63, Series 65

Education
Texas A&M University   1980 — 1984
Business Management

The University of Texas at Austin   1972 — 1976
Radio Television and Film

Angi Calkins Angi Calkins Greater New York City Area Details
Angi Calkins's Prudential Securities Experience 1998 - 2000
Job
Industry Biotechnology
Experience
Regeneron Pharmaceuticals, Inc.   January 2015 - Present
Pinstripe & Ochre House   January 2011 - January 2014
Starbucks Coffee Company  January 2008 - December 2010
CRI  April 2000 - November 2007
Prudential Securities   1998 - 2000

Skills
Talent Acquisition, Recruiting, Sourcing, Leadership, Applicant Tracking..., Management, College Recruiting, Onboarding, Talent Management, Internet Recruiting, Technical Recruiting, Employer Branding, Human Resources, RPO, Interviews, Workforce Planning, Employee Relations, Executive Search, Employee Engagement, Succession Planning, Hiring, Leadership Development, Training

Education
Stanford University Graduate School of Business   2014 — 2014
Senior Executive Program, Global Leadership

University of Puget Sound   1988 — 1992
BA, Communications, Media Studies

Monica Poss Monica Poss Austin, Texas Details
Monica Poss's Prudential Securities Experience August 1989 - May 1993
Job Real Estate Agent at Outlaw Realty
Industry Real Estate
Experience
Outlaw Realty   September 2013 - Present
Private Label Realty of Tenura Holdings  January 2011 - August 2013
National Farm Workers Service Center  December 2004 - April 2008
Poss Homes, Inc.   May 2001 - November 2004
CIBC  June 1993 - May 1995
Prudential Securities   August 1989 - May 1993

Skills
Real Estate, Contract Negotiation, Negotiation, Investments, Residential Homes, Finance, Project Management, Customer Service, Investment Properties, Selling, Buyers, Sales, Real Estate Economics, Marketing, Real Estate Transactions, New Homes, Nonprofits, Condos, Sellers, Single Family Homes, Training, Relocation, Construction, Referrals, Real Estate Development, First Time Home Buyers, Investors, Entrepreneurship, Seller Representation, Buyer Representation

Education
Stanford University Graduate School of Business   1995 — 1997
MBA, Business/Commerce, General

Smith College   1985 — 1989
B.A., English Literature

Ernest Carrera Ernest Carrera Tampa, Florida Details
Ernest Carrera's Prudential Securities Experience March 1997 - July 2002
Job Senior Vice President of Investments, JHS Capital Advisors, LLC
Industry Financial Services
Experience
JHS Capital Advisors, LLC  September 2009 - Present
Colonial Brokerage  July 2002 - September 2009
Prudential Securities   March 1997 - July 2002

Skills
Series 7, Series 63, Series 65, Airline Transport Pilot..., Life, Health and..., Wealth Management, Portfolio Management, Retirement Planning, Estate Planning, Securities, Investments, Mutual Funds, Insurance, Strategic Financial..., FINRA, Financial Services, Finance, Retirement

Education
University of South Florida   2000 — 2002
Bachelor's degree

St. Petersburg College   1987 — 2000
Professional Pilot Program, Aviation, National Honor Society

Julie Faust Julie Faust Greater Seattle Area Details
Julie Faust's Prudential Securities Experience January 1997 - July 2000
Job PartTime Consultant at Sparks Management Inc.
Industry Design
Experience
Sparks Management Inc.   March 2014 - Present
Prudential Financial  July 2000 - December 2010
Prudential Securities   January 1997 - July 2000
Prudential Securities   December 1992 - January 1997
Barnett Bank  October 1990 - May 1992
Paine Webber  May 1987 - May 1990
SPGA Group   January 1985 - May 1987
Griswold, Heckel & Kelly   January 1984 - January 1985

Skills
Strategic Planning, Project Management, Project Planning, Plan Check, Space planning, Facilities Management, Interior Design, Site Surveys, Corporate Real Estate, Construction Management, Renovation, Asset Management, Furniture, Contract Management, Budgets, Vendor Management, Real Estate, Management, Contract Negotiation, Construction, Surveying, Submittals

Education
Syracuse University   1978 — 1983
Bachelor of Fine Arts (BFA), Interior Design

Rick M. Carlson Rick M. Carlson Tomah, Wisconsin Details
Rick M. Carlson's Prudential Securities Experience June 1996 - June 1997
Job President and CEO
Industry Investment Management
Experience
Carlson Advisors, LLC  October 2003 - Present
Robert W. Baird & Co.   June 1997 - September 2003
Prudential Securities   June 1996 - June 1997
GE Capital  August 1987 - June 1995

Skills
Estate Planning, Financial Analysis, Wealth Management, Retirement Planning, Financial Reporting, Investments, Investment Advisory, Strategic Financial..., Series 7, Asset Allocation, Tax, Mutual Funds

Education
Columbia University   1992 — 1994
MBA, Business Administration

SMU   1983 — 1987
BBA - Finance, BA Economics, Finance, Economics

Kathleen (Kat) Roy Kathleen (Kat) Roy Sanford, Florida Details
Kathleen (Kat) Roy's Prudential Securities Experience March 1985 - March 2000
Job Owner Creative Printing Every "think" with paper and ink
Industry Marketing and Advertising
Experience
Creative Printing & Publishing  1997 - Present
Prudential Financial  June 1985 - January 2007
Prudential Securities   March 1985 - March 2000

Skills
Marketing, Direct Mail, Print, Advertising, Direct Marketing, Social Media Marketing, Marketing Strategy, Graphic Design, Web Design, Marketing Communications, Online Advertising, Trade Shows, Email Marketing, Digital Marketing, Brand Development, Account Management, Public Relations, Social Networking, Corporate Branding, Creative Direction, Adobe Creative Suite, InDesign, SEO, Newsletters, Digital Printing, Strategic Planning, Online Marketing, Mobile Marketing, Integrated Marketing, Social Media, WordPress, Web Marketing, Copywriting, Small Business, Lead Generation, E-commerce, Facebook, Google Analytics, Entrepreneurship, Event Management, Blogging, SEM, B2B, Website Development

Education
Instituto Tecnológico y de Estudios Superiores de Monterrey / ITESM   1979 — 1980
Economics, International Economics

UWEC   1976 — 1980
BBA, Economics

C. Edward Burke, Jr. C. Edward Burke, Jr. Greater New York City Area Details
C. Edward Burke, Jr.'s Prudential Securities Experience 1997 - 2003
Job Senior Financial Advisor / Managing Principal The Hudson Valley Financial Group Wells Fargo Advisors Financial Network
Industry Financial Services
Experience
The Hudson Valley Financial Group - Wells Fargo Advisors Financial Network   May 2013 - Present
Morgan Stanley Smith Barney  2003 - May 2013
Prudential Securities   1997 - 2003

Skills
Series 63, Portfolio Management, Series 65, Series 7, Financial Advisory, Wealth Management, Mutual Funds, Financial Services, Investments, Asset Allocation, Strategic Financial..., Fixed Income, Retirement Planning, Alternative Investments, Wealth, Investment Advisory, Finance, IRAs, Investment Strategies, Separately Managed..., Management, Retirement, Uniform Combined State..., Fixed Annuities, Asset Management, Estate Planning, 401k, Wealth Management..., Equities, Securities, FINRA, ETFs, Insurance

Education
State University of New York at New Paltz   1988 — 1990
Bachelors of Science, Finance

State University of New York at New Paltz   1988 — 1990
BS, Finance

Mark Harper Mark Harper Dallas/Fort Worth Area Details
Mark Harper's Prudential Securities Experience 1980 - 1991
Job Executive Business Development Consultant
Industry Financial Services
Experience
Harper Financial Consulting   September 2009 - Present
Morgan Stanley Smith Barney  June 2009 - September 2009
Smith Barney  January 1996 - June 2009
Overland Express Mutual Funds   1994 - 1996
Hyperion Capital   1992 - 1994
Prudential Securities   1980 - 1991
EF Hutton  1975 - 1980
Paine Webber  1972 - 1975

Education
Southern Methodist University
Business & Marketing

Anthony Giardina Anthony Giardina Greater New York City Area Details
Anthony Giardina's Prudential Securities Experience April 1998 - June 2001
Job •Accounting Professional
Industry Accounting
Experience
--  June 2007 - Present
MUFJ Securities (USA), Inc. (ACG Resources, LLC)   June 2007 - August 2010
Spherion, Inc.   January 2004 - February 2007
Robert Half International  January 2002 - June 2005
Prudential Securities   April 1998 - June 2001
Federal Reserve Bank of NY  April 1992 - April 1998
Deer Park Spring Water, Inc.   October 1990 - March 1992
Drexel Burnham Lambert Inc.  January 1986 - June 1990

Skills
MS Office Suite, Excel, including..., Oracle R12 and 11i with..., Navision, MAS 90, MAS 500, SAP R/3, Broadridge..., Great Plains Dynamics, SQL, MSA, Sarbanes-Oxley Testing, P&L Statements..., Fixed Assets, Month-End/Year-End Close, Audit Schedules, G/L..., Financial Analysis, Commissions..., Microsoft Excel, Microsoft Office, Account Reconciliation, Great Plains Software, Auditing, Mas 90, Financial Statements, Payroll, Internal Controls, Accounting

Education
Saint John's University - Peter J. Tobin College of Business
BS, Accounting

_New York University School of Continuing Education, New York Institute of Finance

__Monsignor Farrell High School

Donald Littlefield Donald Littlefield Dallas/Fort Worth Area Details
Donald Littlefield's Prudential Securities Experience 1993 - 2000
Job Partner at Ballard & Littlefield LLP
Industry Law Practice
Experience
Ballard & Littlefield LLP   April 2009 - Present
UBS  April 2002 - April 2009
UBS Financial Services  April 2002 - April 2009
Munsch Hardt Kopf & Harr, P.C.   April 2000 - April 2002
Prudential Securities   1993 - 2000

Skills
Arbitration, Litigation, Mediation, Securities Regulation, Securities, Corporate Governance, Commercial Litigation, Licensing, Due Diligence, Legal Research, Legal Writing, FINRA, Securities Litigation, Intellectual Property, Trade Secrets, Civil Litigation, Dispute Resolution, Employment Law, Privacy Law, Cross-border..., Joint Ventures

Education
Southern Methodist University Dedman School of Law   1983 — 1986
Juris Doctor, Law

Edward Foust Edward Foust Oklahoma City, Oklahoma Area Details
Edward Foust's Prudential Securities Experience September 1999 - September 2000
Job Instructor at Oklahoma State University, Oklahoma City
Industry Higher Education
Experience
Oklahoma State University, Oklahoma City  January 2008 - Present
Mission Hospice  April 2006 - October 2007
Preferred Hospice, Oklahoma City   August 2003 - October 2005
City of Oklahoma City  September 2001 - July 2003
America Online  November 2000 - August 2001
Prudential Securities   September 1999 - September 2000
United States Air Force  December 1979 - November 1999

Skills
Career Counseling, Interviews, Staff Development, Leadership, Psychotherapy, Training, Mental Health, Public Speaking, Resume Writing, Case Management

Education
Southwestern Baptist Theological Seminary   1971 — 1975
Masters, Divinity

Southwestern Baptist Theological Seminary   1971 — 1975
Masters, Religious Education

University of Central Oklahoma   1967 — 1971
Bachelors, Psychology

Martin Everette Martin Everette Greater New York City Area Details
Martin Everette's Prudential Securities Experience 1997 - 1998
Job Director Affirmative Action/EEO at NYC Health and Hospitals Corporation
Industry Hospital & Health Care
Experience
NYC Health and Hospitals Corporation  January 2004 - Present
NYC Housing Authority  September 1998 - December 2003
Prudential Securities   1997 - 1998
W R Lazard & Company   March 1984 - September 1997

Skills
Budgets, Strategic Planning, Nonprofits, Public Speaking, Team Building, Hospitals, Community Outreach, Workforce Planning, Program Management, Operations Management, Non-profits, Event Management, Fundraising, Customer Service, Event Planning, Program Evaluation, Microsoft Office, Program Development, Training, Healthcare Information..., Leadership Development, Urgent Care, Healthcare, Policy, Public Relations, Management, Leadership, Organizational..., Grant Writing, Government, Contract Negotiation, Community Development, Proposal Writing, Coaching, Workshop Facilitation, Staff Development

Education
South Carolina State University   1960 — 1964
Bachelor of Science (B.S.), Civil Engineering Technology

Neill Aarons Neill Aarons West Palm Beach, Florida Area Details
Neill Aarons's Prudential Securities Experience 1991 - 1993
Job Empire Wealth Advisors Investments, Insurance and a Lifetime of Tax Free Income
Industry Financial Services
Experience
Empire Wealth Advisors   October 2009 - Present
Examiner.com  May 2009 - May 2011
Chamber of Commerce of the Palm Beaches  2009 - 2010
Sun King Financial Corp   2003 - 2009
Hold Brothers Online Trading   2000 - 2001
BLM Investment Securities   1996 - 2000
Prudential Securities   1991 - 1993

Skills
Investments, Retirement Planning, Disability Insurance, Health Insurance, Long-term Care, Options, Life Insurance, Insurance, Fixed Annuities

Education
University of Michigan - Stephen M. Ross School of Business   1993 — 1995
MBA, Finance, Economics

State University of New York College at Oneonta   1984 — 1989
BS, Economics

Benjamin M. Clark, CIMA® Benjamin M. Clark, CIMA® Jacksonville, Florida Area Details
Benjamin M. Clark, CIMA®'s Prudential Securities Experience 1997 - 1998
Job Institutional Investment Consultant
Industry Investment Management
Experience
SunTrust Bank  2003 - September 2015
SunTrust Bank, Inc  2001 - 2003
SunTrust Bank  1999 - 2001
Prudential Securities   1997 - 1998

Skills
Portfolio Management, Investments, Asset Managment, Wealth Management, Asset Allocation, Mutual Funds, Investment Management, Equities, Retirement Planning, Fixed Income, Series 7, Financial Services, Asset Management, Insurance, Banking, Wealth Management..., Investment Advisory, Finance, Investment Strategies, Securities, Commercial Banking

Education
Syracuse University   1991 — 1996
Bachelor of Arts (BA)

Kimball Union Academy

Richard Maidenbaum Richard Maidenbaum Washington D.C. Metro Area Details
Richard Maidenbaum's Prudential Securities Experience January 2002 - July 2003
Job Assistant Director of Information Services at COUNTY OF SPOTSYLVANIA
Industry Government Administration
Experience
COUNTY OF SPOTSYLVANIA   June 2015 - Present
Spotsylvania County - NTS Inc   June 2014 - June 2015
Constellation Energy  January 2009 - May 2014
GCI  January 2007 - December 2007
Wachovia Securities  January 2006 - December 2006
Wachovia Securities  January 2004 - December 2005
Prudential Securities   January 2002 - July 2003
Prudential Securities   January 1995 - December 2002

Skills
Financial Analysis, Financial Modeling, Finance, Forecasting, Mergers & Acquisitions, Financial Reporting, Management, Analysis, Financial Services, Due Diligence, Strategic Financial..., Strategy, Budgets, Managerial Finance, M&A experience, Corporate Finance, Strategic Planning, Leadership, Change Management, Executive Management, Acquisition Integration, Access

Education
State University of New York College at Brockport   1984 — 1988
BS, International Business and Economics

Deborah Duca Phipps Deborah Duca Phipps Hopkinton, Massachusetts Details
Deborah Duca Phipps's Prudential Securities Experience May 1989 - March 1997
Job Owner of 33rd & Lex Athletic Wear
Industry Retail
Experience
33rd & Lex Athletic Wear   September 2011 - Present
Keller Williams R.E.   May 2009 - May 2011
Prudential Securities   May 1989 - March 1997

Skills
Sales, Marketing, Customer Service, Business Development, Retail, Social Media, Social Media Marketing, New Business Development, Entrepreneurship, Start-ups, Advertising, Small Business, Social Networking

Education
Skidmore College
Bachelor of Science (BS)

John Wolff John Wolff Washington D.C. Metro Area Details
John Wolff's Prudential Securities Experience June 1996 - August 2003
Job CEO & Managing Director Capital Fiduciary Advisors
Industry Financial Services
Experience
Capital Fiduciary Advisors, LLC   October 2006 - Present
Wealth & Tax Advisory Services (WTAS), div of HSBC   September 2003 - October 2006
Prudential Securities   June 1996 - August 2003

Skills
Financial Planning, Investment Advisory, Investments, Financial Advisory, Management, Wealth Management, Portfolio Management, Investment Strategies, Financial Services, Series 7, Financial Modeling, Risk Management, Financial Analysis, Asset Management

Education
Shepherd University   1984 — 1988

BHS

Paula B. Johnson Paula B. Johnson Washington D.C. Metro Area Details
Paula B. Johnson's Prudential Securities Experience July 1991 - March 2001
Job Business Development Consultant, Entrepreneur
Industry Real Estate
Experience
RE/MAX  February 2013 - Present
CEG Consulting   2011 - Present
SignalPoint Asset Management, LLC   June 2010 - April 2011
Robert W. Baird & Co.   January 2009 - January 2010
A.G. Edwards (acquired by Wachovia Securities)   April 2005 - January 2009
Quick & Reilly (acquired by Bank of America)   July 2003 - October 2004
Morgan Stanley Smith Barney  March 2001 - July 2003
Prudential Securities   July 1991 - March 2001

Skills
Project Management, Recruiting, Business Development, Change Management, Training, Profit Maximization, Building Relationships, Customer Service, Goal Setting, Performance Improvement, Client Development, Retention Strategies, Revenue Enhancement, Fundraising, Event Management, Strategic Planning, Sales & Marketing..., Team Building, Management, Sales, Investment Properties

Education
Shippensburg University of Pennsylvania
Bachelor of Arts (B.A.), Political Science and Government

Adam Goldman Adam Goldman Jupiter, Florida Details
Adam Goldman's Prudential Securities Experience December 1997 - January 2001
Job Director of Business Development Substance Abuse at jrc Consulting Group
Industry Professional Training & Coaching
Experience
jrc Consulting Group   April 2015 - Present
Fundraising Alliance LLC   May 2014 - Present
National Addiction Institute   November 2014 - April 2015
Aid in Recovery  May 2014 - November 2014
Allergy Solutions LLC   November 2013 - May 2014
Allstate Financial  August 2012 - November 2013
Independent Financial Services Consultant   September 2011 - November 2012
Morgan Keegan Inc   May 2003 - September 2011
Salomon Smith Barney  January 2001 - May 2003
Prudential Securities   December 1997 - January 2001

Skills
Banking, Management, Portfolio Management, Insurance, Medical Sales, Business Development, CRM, Finance, Organizational..., Sales, Sales Management, Team Leadership, Public Speaking, Leadership, Training, Customer Service, Community Outreach, Nonprofits

Education
Syracuse University   1989 — 1993
bachelor of science, Anthropology

Syracuse University   1989 — 1993
Bachelor of Science; A.A.M.S, Anthropology

Grace Chen Grace Chen Los Altos, California Details
Grace Chen's Prudential Securities Experience 2001 - 2002
Job Payments, eCommerce, Risk, Trust and Safety Professional
Industry Internet
Experience
PayPal  2009 - 2014
PayPal  2007 - 2009
PayPal  2004 - 2007
Morgan Stanley Capital International - Barra   November 2002 - December 2004
Prudential Securities   2001 - 2002
Plumtree Software (acquired by bea systems in 2005)   2000 - January 2001
Cisco Systems  December 1999 - June 2000

Skills
Cross-functional Team..., Risk, Analytics, Product Strategy, Product Management, Operations Management, Strategy, Financial Risk, Risk Management, Management, Marketing Strategy, Financial Modeling, E-commerce, Strategic Partnerships, CRM, Start-ups, Business Strategy, Competitive Analysis, Project Management, Leadership, Marketing, Payments, User Experience, Product Marketing, Program Management, Business Development, Agile Methodologies, Financial Services, Mobile Payments, Analysis, Enterprise Software, Business Intelligence, Data Analysis, Professional Services, Consulting, Entrepreneurship, Vendor Management, Strategic Planning, Go-to-market Strategy, Finance, Process Improvement, Segmentation, Customer Experience, SQL, Market Research, Sales, Integration, Web Analytics, Team Leadership

Education
Stanford University
BA, International Relations

Vincent McNeece Vincent McNeece Greater New York City Area Details
Vincent McNeece's Prudential Securities Experience November 1997 - March 2002
Job Tax Operations.
Industry Financial Services
Experience
Deutsche Bank  October 2015 - Present
Broadridge Financial Solutions, Inc  September 2013 - June 2015
Morgan Stanley & Co.   March 2004 - August 2013
Bear Stearns  January 2002 - May 2004
Prudential Securities   November 1997 - March 2002

Skills
Corporate Actions, Portfolio Management, Securities, Hedge Funds, Equities, Tax Reporting, Capital Markets, Alternative Investments, Prime Brokerage, Strategy, Securities Lending, Investments, Middle Office, Analysis, Investment Banking, Risk Management, Management, Financial Services, Mutual Funds, Financial Analysis, Banking

Education
State University of New York at Stony Brook   1978 — 1981
BA, Economics

Dana Rigg Dana Rigg Dallas/Fort Worth Area Details
Dana Rigg's Prudential Securities Experience July 1986 - August 1996
Job Luxury Portfolio Realtor ... Dave Perry Miller & Associates, division of Ebby Halliday Realtors, Dallas, TX
Industry Real Estate
Experience
Dave Perry-Miller & Assoc. division of Ebby Halliday.. DFW   January 2004 - Present
PASS-Professional American Security Systems   August 1996 - August 2002
Prudential Securities   July 1986 - August 1996
PaineWebber  October 1983 - July 1986
Rauscher Pierce   January 1981 - September 1983
Mutual of New York  September 1974 - December 1980
Rauscher Pierce   August 1967 - July 1974

Skills
Single Family Homes, Real Estate, Sellers, Sales, Residential Homes, Relocation, ABR, Investments, First Time Home Buyers, Buyer Representation, Portfolio Management, New Home Sales, Listings, Investment Properties, Townhomes, Luxury

Education
Southern Methodist University - Cox School of Business   1964 — 1974
BS MS,, BS Finance 69..MS Economics 74

Southern Methodist Universtiy   1964 — 1969
BS, Finance, General

Nico R. Willis Nico R. Willis Phoenix, Arizona Area Details
Nico R. Willis's Prudential Securities Experience March 1992 - February 1996
Job CEO at NetWorth Services, Inc.
Industry Information Technology and Services
Experience
NetWorth Services, Inc.   January 1997 - Present
UBS Paine Webber  February 1996 - February 2000
Prudential Securities   March 1992 - February 1996

Skills
Executive Management, Mergers, New Business Development, Contract Negotiation, Management, Risk Management, Auditing, Financial Analysis, Social Media Marketing, Negotiation, Analysis, Financial Services, Marketing Strategy, Mergers & Acquisitions, Tax, Securities, Investments, SaaS, Start-ups, Strategic Planning, Finance, Budgets, Sales, Business Planning, Strategy, Management Consulting, Due Diligence, Portfolio Management, Small Business, Business Development, Entrepreneurship, Business Strategy, Leadership, Strategic Financial..., Data Analysis, Accounting, Private Equity, Venture Capital, Asset Management, Corporate Finance, Alternative Investments, Strategic Partnerships, Cloud Computing, Financial Modeling, Corporate Development, Series 7, Investor Relations, Valuation, Restructuring, Investment Advisory

Education
Temple University
Bachelors of Science, Business

Patrick Pointer Patrick Pointer Greater Nashville Area Details
Patrick Pointer's Prudential Securities Experience May 1993 - January 2001
Job Sales and Marketing
Industry Automotive
Experience
NASHVILLE NISSAN / AUTOMOTIVE MANAGEMENT SERVICES, INC   March 2012 - Present
EIH GLOBAL, LLC   November 2009 - March 2012
ALEXANDER AUTOMOTIVE   January 2001 - November 2009
PRUDENTIAL SECURITIES   May 1993 - January 2001

Skills
Cross-functional Team..., Strategy, Marketing Strategy, Marketing, Business Strategy, Management, Customer Satisfaction, Negotiation, Sales, E-commerce, Budgets, Project Management

Education
Tennessee Technological University - College of Business Administration   1987 — 1993
Bachelor of Science, Finance

Ken Mathieson Ken Mathieson New York, New York Details
Ken Mathieson's Prudential Securities Experience 1987 - 1999
Job Founding Partner/Managing Director/Wealth Manager at Steward Partners Global Advisory
Industry Financial Services
Experience
Steward Partners Global Advisory- Raymond James Financial Services   June 2014 - Present
Morgan Stanley Wealth Management  1999 - 2014
Prudential Securities   1987 - 1999

Skills
Series 3, Series 7, Series 63, Series 65, Financial Analysis, Wealth Management, Bonds, Stocks, Manage Client..., Family Office Advisory, 401k Rollovers, Investment Strategies, Estate Planning, Retirement Planning

Education
Fairleigh Dickinson University-Florham Campus   1986 — 1988
Master of Business Administration (MBA), Finance, General

State University of New York Maritime College   1982 — 1986

Francine Taylor Francine Taylor Greater New York City Area Details
Francine Taylor's Prudential Securities Experience September 1987 - March 1992
Job Grants Administration at Princeton University
Industry Higher Education
Experience
Princeton University  August 2004 - Present
Prudential Securities   September 1987 - March 1992
BDO Seidman  July 1984 - September 1987

Skills
Certified Public..., CPA, Financial Statements

Education
St. Francis College   1980 — 1984
BS, Accounting

Bishop Kearney High School   1976 — 1980

Carol Coale Carol Coale Houston, Texas Details
Carol Coale's Prudential Securities Experience June 1994 - June 2004
Job Managing Director at Dennard Lascar
Industry Oil & Energy
Experience
Dennard Lascar Associates LLC   February 2008 - Present
SMH Capital  October 2006 - December 2007
MotherRock L.P.   June 2005 - July 2006
Prudential Securities   June 1994 - June 2004
Howard Weil  December 1989 - June 1994

Skills
Financial Analysis, Financial Markets, Investor Relations, Valuation, Investments, Portfolio Management, Equity Research, Energy, Equities, Financial Modeling, Due Diligence, Mergers & Acquisitions, Finance, Corporate Finance, Forecasting, Capital Markets, Business Valuation, Analysis, Private Equity, Hedge Funds, Institutional..., Financial Services, Entrepreneurship, Business Development, Asset Management, Securities, Alternative Investments, Bloomberg, Emerging Markets, Restructuring, Venture Capital, Trading, Fixed Income, Investment Banking, Management, Asset Managment, Equity Valuation

Education
Southern Methodist University - Cox School of Business   1988 — 1989
MBA, Finance

The University of Texas at Austin   1974 — 1978
B.A., Honors

A. Petter Ostberg A. Petter Ostberg Darien, Connecticut Details
A. Petter Ostberg's Prudential Securities Experience August 1985 - June 1987
Job CFO | CCO | Board Member
Industry Venture Capital & Private Equity
Experience
Hamilton Robinson Capital Partners  October 2013 - Present
Standard Parking  August 2009 - August 2010
Standard Parking  May 2004 - August 2009
Holberg Incorporated   August 1994 - May 2009
New York Cruise Lines, Inc.   September 1990 - August 1994
Planter Technology   June 1989 - May 1990
Prudential Securities   August 1985 - June 1987
Royal Norwegian Naval Academy   June 1980 - August 1982

Skills
Mergers, Corporate Finance, Finance, Due Diligence, Private Equity, Mergers & Acquisitions, Management, Corporate Governance, Cash Flow, Banking, IPO, Start-ups, Strategy

Education
Stanford University Graduate School of Business   1987 — 1989
MBA, Management

Tufts University   1982 — 1985
BA, Economics & International Relations

Oslo Handelsgymnasium   1979 — 1982
Artium, Business

Don Parsons Don Parsons Jackson, Mississippi Details
Don Parsons's Prudential Securities Experience August 1980 - February 2001
Job First Vice President Investments at UBS Financial Services, Inc.
Industry Investment Management
Experience
UBS Financial Services, Inc.   February 2001 - December 2013
Prudential Securities   August 1980 - February 2001

Education
Southern Methodist University - Cox School of Business   1979 — 1980
M.B.A., Finance

University of Mississippi   1973 — 1977
B.B.A., Banking & Finance

Bonnie Herman Bonnie Herman Greater New York City Area Details
Bonnie Herman's Prudential Securities Experience 1987 - 2004
Job Compliance Professional
Industry Financial Services
Experience
Wachovia Securities  2004 - 2007
Prudential Securities   1987 - 2004
Prudential Financial  1987 - 2004
Prudential-Bache  1987 - 1989
Cowen & Co  1981 - 1987

Skills
Analysis, Securities, FINRA, Organization, Series 7, Series 63, Series 24, Wealth Management, AML, Fixed Income, Equities, Portfolio Management, Investments, Mutual Funds, Alternative Investments, Investment Advisory, Financial Services, Asset Management

Education
State University of New York College at Cortland

Gordon Van Amburg Gordon Van Amburg Greater New York City Area Details
Gordon Van Amburg's Prudential Securities Experience February 1993 - November 2004
Job at
Industry Information Technology and Services
Experience
State University of New York  September 2009 - Present
Morgan Stanley  February 2005 - February 2009
Wachovia / Prudential   1993 - 2005
Prudential Securities   February 1993 - November 2004

Skills
Testing, Databases, Human Resources, SDLC, Perl, Risk Management, Java, Management, Business Analysis, SQL, Hibernate, Data Analysis, Python, Healthcare Information..., Enterprise Software, Training, Tomcat, SOAP, Flex, Struts, Visio, Healthcare

Education
State University of New York Health Science Center at Brooklyn   2009 — 2011
M.S., Medical Informatics

University of Michigan   1988 — 1992
BDA

ken hojnacki ken hojnacki Madison, Wisconsin Area Details
ken hojnacki's Prudential Securities Experience 1974 - 1985
Job Relaxator at Retired and Relaxed
Industry Government Administration
Experience
Retired and Relaxed   April 2012 - Present
NASAA  November 1998 - June 2011
State of Wisconsin  November 1986 - June 2011
parker hunter   1985 - 1986
prudential securities   1974 - 1985
merchants national bank  1970 - 1972

Skills
Steam locomotive...

Education
State University of New York College at Oswego   1966 — 1970

Jeremy Chiba Jeremy Chiba Greater Boston Area Details
Jeremy Chiba's Prudential Securities Experience August 1994 - January 1995
Job Assistant Vice President at Statestreet Corp.
Industry Financial Services
Experience
Statestreet Corp.  January 2014 - Present
Statestreet Corp.  January 2012 - January 2014
Prudential Securities   August 1994 - January 1995

Skills
Fund Accounting, Portfolio Management, Mutual Funds, Fixed Income, Financial Services, Asset Managment, Risk Management, SDLC, Middle Office, Derivatives, Process Improvement, Business Analysis, Vendor Management, Corporate Actions, Back Office, Securities, Global Custody, Requirements Gathering, Equities, Banking, Relationship Management, Investments, Financial Risk, SWIFT messaging, Insurance, Financial Analysis, Fund Administration, Hedge Funds, Alternative Investments, Reference Data, Securities Lending, FX Options, Strategic Financial..., Series 63, Capital Markets, Project Portfolio..., Financial Markets, Trading Systems, Client Services, Business Requirements, Finance, Trading, Series 7, Sybase, User Acceptance Testing, Investment Management, Bloomberg, Analysis, Autosys, PMO

Education
Stonehill College   1990 — 1994
BA Finance, Minor in Economics

Judith Juris Judith Juris Fanwood, New Jersey Details
Judith Juris's Prudential Securities Experience August 2000 - December 2002
Job Project/Program Manager at Broadridge Financial Services
Industry Information Technology and Services
Experience
Broadridge Financial Services  March 2005 - Present
AIG  May 2003 - April 2005
Prudential Securities   August 2000 - December 2002
Societe Generale  1999 - 2000
Advanced Technology Enterprise   1999 - 1999
Advanced Technology Enterprise   1999 - 1999
Recruiting Company   1998 - 1999

Skills
PMO, Program Management, Business Analysis, MS Project, Project Management, SharePoint, PMP, Project Server, Outsourcing, Quality Assurance, Governance, Software Project..., Business Process..., Requirements Analysis, Requirements Gathering, Management, Software Development, Project Portfolio..., Software Documentation, Vendor Management, SDLC, IT Strategy, Business Requirements, IT Management, Certfied PMP, Project..., Visio, Microsoft Project

Education
Teachers College of Columbia University   1996 — 1998
Master's degree, Organizational Development

Teachers College of Columbia University   1996 — 1998
Master of Education (M.Ed.), Counseling Psychology

Rachel Pancare Rachel Pancare Boston, Massachusetts Details
Rachel Pancare's Prudential Securities Experience February 2001 - November 2001
Job Development Editor at Pearson Education, Inc.
Industry Publishing
Experience
Pearson Learning Solutions  April 2011 - Present
Lincoln Public Schools  2007 - 2010
South Hadley Public Schools  September 2005 - August 2007
Amherst Public Schools  September 2004 - August 2005
Ladenburg Thalmann  November 2001 - April 2002
Prudential Securities   February 2001 - November 2001
J.P. Morgan   July 2000 - February 2001

Skills
Editing, Online Publishing, Editorial, Writing, Teaching, Project Management, Differentiated..., Book Design, Web Content Creation, Textbooks, Education, Elementary Education, Teacher Training, Publications, Publishing, Instructional Design, Content Development, Content Management, Copy Editing

Education
Bank Street College   2002 — 2004
MS, Education

Skidmore College   1996 — 2000
BA, English

South Hadley High School

Renee Dahlquist Renee Dahlquist Atlanta, Georgia Details
Renee Dahlquist's Prudential Securities Experience 1994 - 1997
Job Citi Retail Services Business Operational Risk Management at Citigroup
Industry Financial Services
Experience
Citi  July 2012 - Present
Citigroup - Citi Cards North America (N.A.)   December 2002 - July 2012
JP Morgan Chase  March 2001 - December 2002
Prudential Financial  1998 - 2000
Prudential Financial  1997 - 1998
Prudential Securities   1994 - 1997

Skills
Marketing Management, Credit Cards, Segmentation, Customer Retention, Marketing, Vendor Management, Issue Management, Issue Remediation, Program Management, Business Planning, Lead Generation, Sales, Analytics, Call Centers, Risk Management

Education
Saint Thomas Aquinas College   1991 — 1992
Bachelor of Business Administration (B.B.A.), Marketing

State University of New York College of Agriculture and Technology at Cobleskill   1989 — 1991
Associate in Business Administration, Marketing

Brendan Biruk, CFP® Brendan Biruk, CFP® Greater Philadelphia Area Details
Brendan Biruk, CFP®'s Prudential Securities Experience October 1998 - April 2003
Job Vice President Retirement Plan Consultant at UBS
Industry Financial Services
Experience
UBS Financial Services  January 2009 - Present
Merrill Lynch  April 2003 - January 2009
Prudential Securities   October 1998 - April 2003

Education
Slippery Rock University of Pennsylvania   1992 — 1996

Sherry Rinderer Sherry Rinderer Greater St. Louis Area Details
Sherry Rinderer's Prudential Securities Experience January 2000 - August 2002
Job Owner at Rinderer Abstract Fine Artist
Industry Computer Software
Experience
Rinderer Abstract   December 2010 - Present
Siemens PLM Software  June 2009 - Present
Charter Communications  September 2006 - December 2007
Wachovia Securities Financial Network  August 2002 - October 2004
Prudential Securities   January 2000 - August 2002
Oppenheimer & Co.   November 1998 - January 2000
Smith Barney  January 1996 - November 1998

Skills
Software Documentation, Management, Customer Service, Time Management, Salesforce.com, Administration, Microsoft Excel, SAP, Customer Satisfaction, PowerPoint, Teamwork, Microsoft Word, Accounting, Sales, Accounts Payable, Networking, Insurance, Finance, Leadership, Product Development

Education
Edwardsville Sr. High   1980 — 1984

St. Louis Community College
Business / Legal

Bob Moon Bob Moon Greater Boston Area Details
Bob Moon's Prudential Securities Experience September 1989 - June 1991
Job Investment Professional
Industry Investment Management
Experience
The Roosevelt Investment Group  March 2007 - May 2013
Freedom Capital Management  March 1994 - March 2007
Tucker Anthony  June 1991 - March 1994
Prudential Securities   September 1989 - June 1991

Skills
Equities, Series 7, Buy-side, Securities, FX trading, Series 63, Wealth Management, Trading Strategies, Bloomberg, Trading, Trading Systems, Asset Allocation, Equity Trading, Separately Managed..., Electronic Trading, Equity Research, Hedge Funds, Portfolio Management, Capital Markets, Investments, Bonds, Fixed Income, Mutual Funds, Asset Management, Investment Management, Investment Strategies, Emerging Markets, ETFs, Technical Analysis, Financial Markets, Alternative Investments, Options, Derivatives, Management, Financial Services, Valuation, Strategy, Financial Modeling, Risk Management, Finance, Investment Banking, Financial Analysis, Analysis, Equity Derivatives, Private Equity, FX Options, Economics

Education
Syracuse University   1983 — 1987
BA, English

St Johns   1979 — 1983

Scott Baltazar Scott Baltazar Greater New York City Area Details
Scott Baltazar's Prudential Securities Experience April 1995 - October 1998
Job Founder "Curb Defender, LLC" Entrepreneur
Industry Building Materials
Experience
Curb Defender LLC   May 2014 - Present
First Fax,LLC   January 2004 - January 2011
Pesot Renewable Energy, LLC   January 2001 - January 2004
Tucker Anthony Sutro  November 2000 - September 2001
Wexford Clearing Services   October 1998 - November 2000
Prudential Securities   April 1995 - October 1998

Skills
Investments, Retirement Planning, Strategic Financial..., Project Management, Entrepreneurship, Small Business, Brand Development

Education
Syracuse University - Martin J. Whitman School of Management
Bachelor's Degree, Finance and Financial Management Services

Connie Skeadas Connie Skeadas Greater New York City Area Details
Connie Skeadas's Prudential Securities Experience 2000 - 2001
Job Executive Director, The Cardinal Partners
Industry Financial Services
Experience
The Cardinal Partners   July 2015 - Present
Greenwich Associates  January 2014 - July 2015
Greenwich Associates, CAS Consulting   August 2006 - January 2014
Mount Snow  November 2005 - April 2008
Greenwich Associates  2001 - 2005
Prudential Securities   2000 - 2001
Sands Brothers  1999 - 2000
Sargent & Sargent, LLC   1997 - 1999

Skills
Strategic Planning, Asset Management, Market Research, Asset Managment, Marketing Strategy, Investments, Leadership, Strategy, Portfolio Management, Financial Analysis, Business Strategy, Financial Services, Financial Modeling, Valuation, Private Equity, Management

Education
Smith College   1993 — 1997
BA, English Literature

Greenwich High School

Eric Schmalzbauer Eric Schmalzbauer Greater New York City Area Details
Eric Schmalzbauer's Prudential Securities Experience July 2001 - July 2003
Job
Industry Financial Services
Experience
Pivotal Labs  May 2014 - Present
Pivotal Labs  February 2013 - May 2014
Benchmark Solutions  April 2010 - January 2013
Tradeweb  July 2004 - March 2010
Thomson Financial  July 2003 - July 2004
Prudential Securities   July 2001 - July 2003

Skills
Trading Systems, Market Data, Fixed Income, Electronic Trading, Credit Derivatives, Bonds, Derivatives, Financial Markets, Equities, Bloomberg, Trading, Financial Services, Interest Rate..., Capital Markets, Business Analysis, FX Options, Equity Derivatives, Hedge Funds, Portfolio Management, Asset Managment, Private Equity, Reference Data, Low Latency, Securities, Structured Products, Middle Office, Swaps, Commodity, Proprietary Trading, Business Development, Agile Methodologies, Product Management, Product Development

Education
New York University - Leonard N. Stern School of Business   2005 — 2007
MBA, Finance & Investments, Global Business

Syracuse University   1994 — 1998
BS, Information Management & Technology

Shireen Eddleblute Shireen Eddleblute Phoenix, Arizona Area Details
Shireen Eddleblute's Prudential Securities Experience 1993 - 1996
Job
Industry Financial Services
Experience
Voyageur Asset Management  1999 - 2009
Firstar Investment Research and Management Company (FIRMCO)   1998 - 1999
Wellington Management  1998 - 1998
Prudential Securities   1993 - 1996

Skills
Asset Managment, Relationship Management, Philanthropy, Volunteering, Equity Research, Investment Management, Asset Management, Investments, Portfolio Management, Asset Allocation, Mutual Funds, Series 7, Alternative Investments, Equities, Financial Analysis

Education
The Ohio State University Fisher College of Business   1989 — 1993
BSBA

Suffolk University - Sawyer Business School   1996 — 1998
MBA

The Ohio State University

Robin Spinner Robin Spinner Greater New York City Area Details
Robin Spinner's Prudential Securities Experience October 1986 - December 2003
Job Office Manager/Personal Assistant at Holistic Doctor
Industry Medical Practice
Experience
Holistic Doctor   July 2010 - Present
Prudential Equity Group, LLC   January 2004 - June 2008
Prudential Securities   October 1986 - December 2003

Skills
System Administration, Negotiation, Management, Research, Contract Negotiation, Team Leadership, Budgets, Editing, Leadership, Insurance, Human Resources, Contract Management, Finance, Marketing, Vendor Management, Customer Service, Healthcare, Strategic Planning, Online Research, Newsletters, Microsoft Office, Public Speaking, Social Media, Information Literacy, Program Management, Records Management, New Business Development, Microsoft Excel, Investment Banking

Education
University of Maryland College Park   1977 — 1978
MLS

Stony Brook University   1972 — 1976
B.A., Elementary Education

Jeffrey Crater Jeffrey Crater Greater New York City Area Details
Jeffrey Crater's Prudential Securities Experience 1989 - 1993
Job Director at Barclays Capital
Industry Financial Services
Experience
Barclays Capital  2008 - Present
Lehman Brothers  November 1998 - September 2008
Cantor Fitzgerald  1993 - 1998
Prudential Securities   1989 - 1993
Chemical Bank  1986 - 1989

Skills
Trading Systems, Equity Trading, Smart Order Routing, Exchange Connectivity, Electronic Trading, Equities, Series 7, Connectivity, Series 63, Financial Markets, Market Structure, Investment Banking, Series 55, Dark Pools, Series 24, Order Management, Routing, Prime Brokerage, Derivatives, Equity Derivatives, Options, Low Latency, Trading, Hedge Funds, Fixed Income, Capital Markets

Education
NYU Stern School of Business   1991 — 1995
MBA, Corporate Strategy, Operations Management

Stevens Institute of Technology   1982 — 1987
Bachelor of Engineering, Electrical Engineering

Roper Fields Roper Fields Greater Nashville Area Details
Roper Fields's Prudential Securities Experience September 1995 - July 1999
Job First Vice President Investments Officer Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors  August 1999 - Present
Prudential Securities   September 1995 - July 1999
BeneSys, Inc.   March 1993 - September 1995

Skills
Investments, Mutual Funds, Retirement Planning, 401k, Asset Allocation, Financial Advisory, Retirement, Investment Strategies, Alternative Investments, Financial Analysis, Finance, Securities, Hedge Funds

Education
Tennessee Technological University   1986 — 1992

Scott Nuttall Scott Nuttall Egg Harbor Township, New Jersey Details
Scott Nuttall's Prudential Securities Experience 1989 - 2000
Job Associate Financial Advisor, Vice President, Compass Financial
Industry Financial Services
Experience
Compass Financial, A financial advisory practice of Ameriprise Financial Services, Inc.   October 2014 - Present
Janney Montgomery Scott LLC  February 2000 - September 2014
Prudential Securities   1989 - 2000
Wachovia Securities  1989 - 2000
Home Port Agency   1987 - 1989
Prudential-Bache  1985 - 1989

Education
Stockton University   1989 — 2001

ACCC   1988 — 1989
Transferred, Business Administration

Holy Spirit High School   1981 — 1985

Benedict Salva Benedict Salva Greater New York City Area Details
Benedict Salva's Prudential Securities Experience July 2000 - August 2000
Job Compliance Officer, VP at Citi
Industry Banking
Experience
Citi  2013 - Present
Citi  2011 - 2013
Citi  2008 - 2011
Citi  2005 - 2008
Wall Street Strategies  July 2003 - August 2003
Prudential Securities   July 2000 - August 2000
New York Partnership & Chamber of Commerce   December 1997 - June 1998

Skills
Series 7, Investments, Banking, Risk Management, Finance, KYC, Securities, Financial Risk, Financial Services, Fixed Income, Management, Portfolio Management, Financial Analysis

Education
Saint John's University - Peter J. Tobin College of Business   2012 — 2016
Master of Business Administration (M.B.A.), Executive Management

Saint John's University - Peter J. Tobin College of Business   2001 — 2005
Bachelor of Science (B.S.), Finance

Andy Kopchinsky Andy Kopchinsky Charlotte, North Carolina Area Details
Andy Kopchinsky's Prudential Securities Experience June 2002 - July 2004
Job Director / Corporate Treasury Data Management at Bank of America
Industry Financial Services
Experience
Wells Fargo  June 2015 - Present
Bank of America  June 2012 - June 2015
Bank of America  August 2011 - July 2012
Bank of America  March 2010 - August 2011
Wells Fargo  March 2009 - October 2009
Wachovia  May 2008 - March 2009
Wachovia  October 2006 - April 2008
Wachovia  August 2005 - October 2006
Wachovia  July 2004 - August 2005
Prudential Securities   June 2002 - July 2004

Skills
Strategy, Business Process..., Management, ERP, Project Management, Disaster Recovery, SDLC, Enterprise Software, Process Improvement, Program Management, Business Analysis, Human Resources, Leadership, Financial Services, Banking, IT Operations, Data Warehousing, Vendor Management, Financial Risk, Information Technology, Risk Management, Portfolio Management, System Administration, Mergers, Strategic Planning, Business Intelligence, Service Delivery, IT Strategy, Governance, Project Portfolio..., PMO, Mergers & Acquisitions, IT Management, Enterprise Architecture, Finance, Business Process, Outsourcing

Education
Syracuse University   1989 — 1993
BS, Information Studies

Jim Immordino Jim Immordino Greater New York City Area Details
Jim Immordino's Prudential Securities Experience July 1989 - June 1999
Job IT Manager Index Products
Industry Financial Services
Experience
Credit-Suisse  July 1999 - Present
Credit Suisse  July 1999 - January 2000
Prudential Securities   July 1989 - June 1999
Xerox Corporation  July 1987 - July 1989

Skills
Fixed Income, Reference Data, Derivatives, Portfolio Management, Finance, Management, Investment Banking, Business Analysis

Education
Syracuse University   1987 — 1989
MBA, Finance

Exelsior College   1985 — 1987
Bachelor of Science (B.S.), Mathematics, English, 3.5

Patricia Brawer Patricia Brawer Greater New York City Area Details
Patricia Brawer's Prudential Securities Experience 1989 - 2004
Job Dynamic Executive Director with diversified experience in premier financial services firms
Industry Financial Services
Experience
Morgan Stanley Smith Barney  2009 - Present
Smith Barney  2004 - Present
Citi Global Wealth Management  2004 - Present
Citi Smith Barney  2004 - Present
Citi  2004 - June 2009
Prudential Securities   1989 - 2004
THOMSON McKINNON SECURITIES  1971 - 1989

Education
Smith College   1962 — 1966

University of Edinburgh

Joseph Lamicela Joseph Lamicela Greater New York City Area Details
Joseph Lamicela's Prudential Securities Experience June 1999 - December 2001
Job Director at Barclays
Industry Financial Services
Experience
Barclays  November 2012 - Present
Credit Suisse  November 2011 - November 2012
Morgan Stanley Smith Barney  June 2009 - November 2011
Citi  February 2003 - June 2009
Alfa Capital Markets   December 2001 - January 2003
Prudential Securities   June 1999 - December 2001
CIBC OPPENHEIMER  April 1997 - May 1999

Skills
AML, Alternative Investments, Asset Management, Capital Markets, Derivatives, Equities, FINRA, FX Options, Financial Advisory, Financial Risk, Fixed Income, Financial Services, Hedge Funds, Investment Advisory, Investment Banking, Investments, KYC, Operational Risk, Mutual Funds, Operational Risk..., Options, Options Strategies, Private Equity, Risk Management, Securities, Securities Regulation, Series 63, Series 65, Series 7, Structured Products, Wealth Management

Education
St. Francis College   1996 — 1999

Saint John's University   1994 — 1997

Xaverian High School   1990 — 1994

Mary Etheridge Hansen Mary Etheridge Hansen Greater Philadelphia Area Details
Mary Etheridge Hansen's Prudential Securities Experience May 1986 - August 1995
Job Partner at Drinker Biddle & Reath LLP
Industry Law Practice
Experience
Drinker Biddle & Reath LLP  March 2013 - Present
US Securities & Exchange Commission  September 2004 - March 2013
Dechert LLP  June 2001 - September 2004
Milbank, Tweed, Hadley & McCloy LLP   March 2000 - June 2001
Morvillo Abramowitz Grand Iason Anello & Bohrer  October 1999 - March 2000
The Honorable Raymond J. Dearie, USDJ, EDNY   August 1998 - October 1999
Prudential Securities   May 1986 - August 1995

Skills
Litigation, Securities Regulation, Securities Litigation, Securities, FCPA, Civil Litigation, White Collar Criminal..., Internal Investigations, Arbitration, FINRA, Fraud, Enforcement, Due Diligence

Education
Saint John's University School of Law   1995 — 1998
Doctor of Law (J.D.)

University at Albany, SUNY   1983 — 1986
B.A., Economics/Psychology

Hong Jiang Hong Jiang Greater New York City Area Details
Hong Jiang's Prudential Securities Experience March 1997 - March 2002
Job Independent Contributor at Raymond James Financial Inc.
Industry Information Technology and Services
Experience
Raymond James Financial Inc.  September 2014 - Present
UBS Wealth Management  August 2007 - May 2014
Morgan Stanley  February 2006 - August 2007
Goldman Sachs  April 2005 - September 2005
Wachovia  March 2002 - December 2004
Prudential Securities   March 1997 - March 2002

Skills
Trading Systems, IT Strategy, Equities, Business Analysis, Requirements Analysis, Market Data, Electronic Trading, Trading, Leadership, SOA, Agile Methodologies, SDLC, Systems Analysis, Portfolio Management, Enterprise Architecture, Java, DB2, Unix

Education
Syracuse University   1990 — 1992
M.S, Applied Mathematics/Statistics

University of Wyoming   1987 — 1990
B.S., Electrical Engineering

Shanghai Jiao Tong University   1984 — 1987
Electrical Engineering

Denise Cain Denise Cain Greater St. Louis Area Details
Denise Cain's Prudential Securities Experience December 1999 - July 2000
Job Currently Seeking Opportunities
Industry Financial Services
Experience
Federal Reserve Bank of St. Louis  January 2004 - December 2012
Federal Reserve Bank of St. Louis  April 2001 - January 2004
Prudential Securities   December 1999 - July 2000

Skills
PeopleSoft, Customer Service, Microsoft Office, Process Improvement, International Travel, Concur Travel System, Lawson Requisition..., Mathtype

Education
St. Louis Community College   2013 — 2014

Washington University in St. Louis   1987 — 1989

Rob Chiarella Rob Chiarella Greater New York City Area Details
Rob Chiarella's Prudential Securities Experience January 1994 - December 1999
Job Compliance Manager Sales & Marketing Review at Brown Brothers Harriman
Industry Financial Services
Experience
Brown Brothers Harriman  July 2011 - Present
Advisors Asset Management, Inc.   August 2009 - June 2011
UBS Financial Services  October 2005 - April 2009
UBS Financial Services  May 2003 - September 2005
Prudential Financial Incorporated   January 2000 - February 2002
Prudential Securities   January 1994 - December 1999
Prudential Securities   January 1987 - December 1993

Education
Seton Hall University
Bachelor of Science

Ed Lavelle, Ed Lavelle, Greater New York City Area Details
Ed Lavelle,'s Prudential Securities Experience 1994 - 1999
Job Head of eCommerce Sales, America's, at Crédit Agricole CIB
Industry Banking
Experience
Crédit Agricole CIB  August 2014 - Present
RBC  March 2013 - July 2014
UBS Investment Bank  April 2010 - November 2012
DB  2004 - 2010
Deutsche Bank  2004 - 2010
RBS Greenwich Capital  2001 - 2004
Prudential Securities   1994 - 1999
NatWest  1989 - 1994

Skills
Capital Markets, Trading, Bloomberg, Bonds, Derivatives, E-commerce, Electronic Trading, Fixed Income, Portfolio Management, Rates, Sales, Alternative Investments, Financial Markets, Options, Structured Products, Investment Banking, Investments, Hedge Funds, Trading Systems, Treasury

Education
Siena College   1978 — 1984
B.A., Sociology

Sanford (Sholom) Gold Sanford (Sholom) Gold Greater New York City Area Details
Sanford (Sholom) Gold's Prudential Securities Experience August 2000 - October 2001
Job Senior Director of Learning Programs at ADP
Industry Financial Services
Experience
ADP  May 2012 - Present
Zebies World   December 2011 - November 2014
Prudential  June 2002 - May 2012
ASTD New York City Chapter   2010 - 2011
Prudential Securities   August 2000 - October 2001
ERNST & YOUNG  March 1999 - August 2000

Skills
Talent Management, Training Delivery, Organizational..., Career Development, Employee Engagement, Performance Management, Leadership Development, Organizational..., Change Management, Coaching, Succession Planning, Onboarding, Instructional Design, Needs Analysis, Blended Learning, Management Development, E-Learning, Leadership, Employee Training, Program Management, Strategy, Training, Instructor-led Training, Learning Management..., Executive Coaching

Education
Teachers College of Columbia University
Ed.D., Politics and Education

John Fodera John Fodera Greater New York City Area Details
John Fodera's Prudential Securities Experience August 1991 - March 1998
Job Business Analyst, KYC program QA Consultant at CitiGroup, Inc.
Industry Financial Services
Experience
Affusion Consulting  July 2013 - Present
Credit Suisse  February 2012 - June 2013
Saddle River Valley Bank  October 2011 - December 2011
TD Bank Group  May 2011 - October 2011
Deutsche Bank  November 2009 - April 2011
JPMorgan Hedge Fund Services  December 2007 - September 2008
Credit Suisse  August 2007 - October 2007
Citigroup  March 1998 - July 2007
Prudential Securities   August 1991 - March 1998
Securities Settlement Corp   1984 - 1991

Skills
Capital Markets, Fixed Income, Banking, Securities, Hedge Funds, Portfolio Management, Bloomberg, Trading, Derivatives, Equities, AML, Financial Risk, KYC, Analysis, Settlement, Options, Structured Products, Financial Markets, Back Office, Corporate Actions, Financial Services, Prime Brokerage, Alternative Investments, Valuation, Middle Office, FX Options, Broadridge, MBS, QA, UAT, Surveillance, Dodd-Frank Act, Accounting, SDLC, Trade Lifecycle, Business Analysis, Due Diligence, Swaps, Actimize, Mantas, FATCA, Static Data, Golden Source, Dodd-Frank, FINRA, Finance, OFAC, Credit Derivatives, Investment Banking, Loans

Education
State University of New York College at Geneseo   1976 — 1980

Lee Personeni, CRPC Lee Personeni, CRPC Greater New York City Area Details
Lee Personeni, CRPC's Prudential Securities Experience 1994 - 2005
Job Director at Guggenheim Investments
Industry Financial Services
Experience
Guggenheim Partners  April 2010 - Present
Merrill Lynch  May 2008 - May 2010
Merrill Lynch  October 2006 - April 2007
Merrill Lynch  April 2005 - October 2006
Travelers Life & Annuity  2005 - 2005
Prudential Securities   1994 - 2005

Skills
Wealth Management, Investments, Management, Portfolio Management, Business Development, Strategy, Mutual Funds, Series 7, Fixed Income, Financial Services, Branch Banking, Marketing, Equities, Financial Advisory, Alternative Investments, Asset Management, Series 63, Asset Allocation, Finance, Securities, Investment Advisory, Hedge Funds, Capital Markets, Investment Strategies

Education
Syracuse University   1989 — 1993

Gregory Sivin, CFA Gregory Sivin, CFA Greater New York City Area Details
Gregory Sivin, CFA's Prudential Securities Experience 1999 - 2000
Job Senior Investment Professional
Industry Financial Services
Experience
Bessemer Trust  December 2010 - Present
IndexIQ  July 2007 - June 2009
Deutsche Asset Management  March 2005 - February 2007
Deutsche Asset Management  June 2004 - March 2005
Deutsche Asset Management  March 2002 - June 2004
Zurich Scudder Investments (acq by Deutsche Bank)   April 2000 - March 2002
Prudential Securities   1999 - 2000
Goldman Sachs  1998 - 1999
ISO  1994 - 1998

Education
Stony Brook University   1987 — 1992

James V. Scheidel Jr. James V. Scheidel Jr. Greater New York City Area Details
James V. Scheidel Jr.'s Prudential Securities Experience 1992 - 1996
Job Voya Financial Advisors,Inc
Industry Financial Services
Experience
Voya Financial  April 2007 - Present
Joseph Sangimino INC. Member Firm , NYSE   July 2006 - January 2007
Bear Stearns  May 1999 - July 2006
E.D.& F Man Global Markets   July 1996 - May 1999
Prudential Securities   1992 - 1996

Education
Springfield College   1987 — 1991
B.S.

Chris Mennis Chris Mennis San Francisco Bay Area Details
Chris Mennis's Prudential Securities Experience 1985 - 1994
Job Owner, New Wave Energy LLC
Industry Oil & Energy
Experience
New Wave Energy LLC   August 1996 - Present
Merrill Lynch  February 1994 - February 1996
Prudential Securities   1985 - 1994
Gulf Oil Trading Company   July 1981 - July 1984

Skills
Commodity, Trading, Equities, Energy, Economics, Petroleum, Options, Hedging, Portfolio Management, Derivatives, Investments, Mutual Funds, Asset Management

Education
Stanford University   1974 — 1978
Bachelor's degree, Economics

School of Hard Knocks, Prudhoe Bay, Alaska

Kristin Resnansky Kristin Resnansky San Francisco Bay Area Details
Kristin Resnansky's Prudential Securities Experience 1997 - 1998
Job Portfolio Manager at Casco Capital Management
Industry Investment Management
Experience
The Palette Fund   2009 - Present
Casco Capital Management   January 2015 - Present
Lamond Capital   February 2012 - December 2014
Jumo  2010 - 2011
Robin Hood Foundation  2009 - 2010
Echoing Green  2004 - 2010
Chilton Investment Company  2003 - 2009
Capital Research and Management   June 2002 - August 2002
Chilton Investment Company  1998 - 2001
Prudential Securities   1997 - 1998

Skills
Financial Modeling, Social Entrepreneurship, Venture Capital, Valuation, Due Diligence, Investments, Portfolio Management, Equities, Hedge Funds, Equity Research, Finance, Start-ups, Private Equity, Business Strategy, Investment Strategies, Mergers

Education
Stanford University Graduate School of Business   2001 — 2003
M.B.A

University of Virginia   1993 — 1997
B.A; B.A, Economics; French

Darien High School   1989 — 1993

David Hurtares David Hurtares Greater New York City Area Details
David Hurtares's Prudential Securities Experience 1999 - 2004
Job Director at Freimark Blair & Co,
Industry Financial Services
Experience
Freimark Blair & Co,   January 2006 - Present
Prudential Securities   1999 - 2004

Skills
Emerging Markets, Capital Markets, Fixed Income, Financial Markets, Equities, Trading, Investment Banking, Bonds, Derivatives

Education
Saint John's University   1989 — 1995

St. John's University, The Peter J. Tobin College of Business   1989 — 1995
B.S., Business Management, Minor Psycholgy

Jon Deutsch Jon Deutsch Orange County, California Area Details
Jon Deutsch's Prudential Securities Experience March 1997 - October 2002
Job Mortgage Banker at C2 Financial Corporation
Industry Financial Services
Experience
C2 Financial Corporation  June 2014 - Present
Tri-Emerald Financial Group  November 2011 - June 2014
LendingTree  July 2010 - March 2011
Bankers Mortgage Lending  April 2003 - June 2010
Prudential Securities   March 1997 - October 2002
Henry Schein  January 1991 - December 1996

Skills
Credit Risk, Credit Analysis, Credit, Loan Origination, Refinance, Mortgage Lending, First Time Home Buyers, Mortgage Banking, Loans, Underwriting, VA loans, FHA, Reverse Mortgages, Residential Mortgages, Investments, DU Refi Plus, Open Access, Finance, Real Estate, USDA, Banking, Portfolio Management, Government Loans, Mortgage Underwriting, Asset Management, Real Estate Financing, Construction Loans, Certified Mortgage..., Investment Properties, Non-Conforming, Commercial Lending, Loss Mitigation, Mortgage Marketing, Home Equity Loans, Mortgage Servicing, Real Estate Economics, Wholesale Lending, Fannie Mae, VA Loans

Education
State University of New York College at Oneonta   1985 — 1990
BS, Business and Accounting

William Luong William Luong Greater New York City Area Details
William Luong's Prudential Securities Experience 1996 - 2002
Job Assistant Vice President at HSBC Global Banking and Markets
Industry Financial Services
Experience
HSBC Global Banking and Markets  January 2011 - Present
Bank of New York Mellon  December 2008 - October 2010
HSBC  November 2006 - August 2008
Tri-Coastal Design  May 2004 - March 2005
CGI-AMS  2005 - 2005
Prudential Securities   1996 - 2002

Skills
Software Documentation, Databases, Microsoft SQL Server, Analysis, Visual Basic, Crystal Reports, CRM, Business Analysis, Management

Education
State University of New York at Buffalo - School of Management   1992 — 1996

Douglas Kamin Douglas Kamin Greater New York City Area Details
Douglas Kamin's Prudential Securities Experience 1994 - 2003
Job Senior Compliance Consultant at Regulatory Compliance, LLC
Industry Financial Services
Experience
Regulatory Compliance, LLC  February 2015 - Present
Resources Global Professionals  2008 - February 2015
Financial Compliance Services   November 2007 - February 2015
Bear Stearns  2003 - 2007
Prudential Securities   1994 - 2003
Safian Investment Research   1991 - 1994
NASD  1986 - 1989

Skills
AML, Due Diligence, Hedge Funds, Asset Management, Investment Advisory, Compliance, Auditing, Securities, Compliance Management, Regulatory Reporting, Risk Assessment, FINRA, Operational Risk..., Policy, KYC, Mutual Funds, Series 7, Equities, Asset Allocation, Wealth Management, Capital Markets, Trading, Financial Services, Financial Risk, Private Equity, Loans, Fixed Income, Investment Banking, Derivatives, Portfolio Management, Corporate Governance, Investment Management, Alternative Investments, Mergers & Acquisitions, Insurance, Finance, Anti Money Laundering

Education
Syracuse University   1981 — 1985
Bachelor's degree, Economics

Jason Gurda Jason Gurda Greater New York City Area Details
Jason Gurda's Prudential Securities Experience June 1998 - August 1999
Job Equity Research Analyst Healthcare Services at KeyBanc Capital Markets
Industry Financial Services
Experience
KeyBanc Capital Markets  June 2013 - Present
Leerink Swann  June 2008 - May 2013
Bear Stearns & Co. Inc   October 2002 - May 2008
Gruntal & Co  August 1999 - October 2001
Prudential Securities   June 1998 - August 1999

Skills
Competitive Analysis, Equity Valuation, Asset Management, Portfolio Management, Alternative Investments, Series 63, Trading, Financial Analysis, Mutual Funds, Forecasting, Investment Strategies, Risk Management, Capital Markets, Corporate Finance, Equities, Hedge Funds, Equity Research, Financial Modeling

Education
Oswego State University   1990 — 1994
Bachelor of Arts, Economics

State University of New York College at Oswego   1990 — 1994
Bachelor's degree, Economics

Michele Loguidice Michele Loguidice Greater New York City Area Details
Michele Loguidice's Prudential Securities Experience 1994 - 1996
Job Director, Investor Relations & Corporate Communications at Intelsat
Industry Information Technology and Services
Experience
Intelsat  2013 - Present
SafeNet Inc.  2010 - 2013
Brunswick Group  2006 - 2009
Edelman  2003 - 2006
Edelman  2001 - 2003
Edelman  2000 - 2001
Morgen-Walke Associates  1998 - 1999
Caspian Securities  1996 - 1998
Prudential Securities   1994 - 1996
Tinker Foundation   1991 - 1994

Skills
Marketing, Strategic Planning, Communication Training, Mergers, Communications Planning, Investor Relations, Corporate Communications, Financial Communications, Crisis Communications, Transaction..., Media Relations, Employee Communications, IPO, Event Management, Mergers & Acquisitions, Messaging, Analyst Relations, Internal Communications

Education
State University of New York College at Geneseo   1987 — 1991
Bachelor of Arts, Political Science

George Rennick George Rennick Greater New York City Area Details
George Rennick's Prudential Securities Experience September 1993 - October 1997
Job Head of US Prime Services Executive Director at Nomura
Industry Financial Services
Experience
Nomura  October 2010 - Present
Barclays Capital  September 2008 - October 2010
Lehman Brothers  January 2007 - September 2008
Neuberger Berman Clearing a Lehman Brothers Subsidiary   March 2005 - January 2007
Goldman Sachs Asset Management  February 2003 - March 2005
Goldman Sachs  November 1997 - February 2003
Prudential Securities   September 1993 - October 1997

Skills
Financial Services, Prime Brokerage, Fixed Income, Hedge Funds, Equities, Equity Trading, Equity Derivatives, Trading Systems, Investments, Electronic Trading, Derivatives, Client Services, Capital Markets, Alternative Investments, Proprietary Trading, Trading

Education
New York University - Leonard N. Stern School of Business   2007 — 2009
MBA, Finance Specialization

State University of New York College at Plattsburgh   1989 — 1993
BS, Business Administration

St Anthony's   1985 — 1989

Thomas J. Bellaro Thomas J. Bellaro Greater New York City Area Details
Thomas J. Bellaro's Prudential Securities Experience June 1999 - December 2000
Job Manager IA Compliance
Industry Financial Services
Experience
Park Avenue Securities  October 2005 - Present
Park Avenue Securities  August 2011 - October 2011
TD Waterhouse  February 2005 - October 2005
Park Avenue Securities  January 2001 - February 2005
Prudential Securities   June 1999 - December 2000
NYSE Regulation  July 1998 - May 1999

Skills
Mergers, Investments, Investment Advisory, SEC, Financial Services, Auditing, Securities, Internal Audit, Equities, Capital Markets, Asset Managment, USA PATRIOT Act, Risk Management, Compliance, Asset Management, Series 7, Financial Risk, Mergers & Acquisitions, AML, FINRA, Series 63, Financial Advisory, Mutual Funds

Education
St. John's University, The Peter J. Tobin College of Business   1994 — 1998
BS, Finance

Adrienne Yih Adrienne Yih Greater New York City Area Details
Adrienne Yih's Prudential Securities Experience 1993 - 1997
Job Managing Director, Senior Analyst Retailing/Department Stores & Specialty Softlines at Wolfe Research, LLC
Industry Financial Services
Experience
Wolfe Research, LLC  July 2015 - Present
Janney Capital Markets  August 2010 - June 2015
FBR Capital Markets  June 2006 - May 2010
Wedbush Morgan Securities  April 2000 - May 2006
Prudential Securities   1993 - 1997

Skills
Retail, Equity Research, Valuation, Financial Analysis, Mutual Funds, Series 63, M&A experience, Finance, Capital Markets, Venture Capital, Investment Banking, Asset Allocation, Equities, Financial Modeling, Hedge Funds, Stock Picking, Equity Valuation, Series 7, Private Equity, Structured Finance, Competitive Analysis, Sell Side, FINRA, Management, Mergers & Acquisitions, Investments, Alternative Investments, Bloomberg, Securities, Fixed Income, Portfolio Management, Investment Strategies, Asset Management, Investment Management

Education
UCLA Anderson School of Management   1997 — 1999
MBA, Finance

Stanford University   1988 — 1992
BS, Industrial Engineering

George Lewandowski George Lewandowski Charlotte, North Carolina Area Details
George Lewandowski's Prudential Securities Experience 1997 - 2000
Job Manager Marketing and Sales Technology at MetLife
Industry Financial Services
Experience
TEKsystems  2012 - 2013
AXA Equitable  2005 - 2012
AXA Equitable  2000 - 2004
Prudential Securities   1997 - 2000
Edwards & Hedrick, CPAs, P.A.   1996 - 1997
Pope, Smith, Brown & King, PA   1994 - 1996
Butera, Sinicropi & Healy, LLC   1989 - 1994

Skills
Financial Planning, Project Portfolio..., Product Development, Six Sigma, Process Development, Process Improvement, Process Optimization, Business Analysis, Business Intelligence, Competitive Intelligence, Data Analysis, Capacity Planning, Budgeting, Forecasting, Relationship Management, Contract Negotiation, SDLC, Series 7, Series 24, Series 63, Series 65, Strategic Financial..., Change Management, Risk Management, Leadership, Cross-functional Team..., Vendor Management, Budgets

Education
St. John Fisher College
BS, Accounting

Brian Carroll Brian Carroll Greater Boston Area Details
Brian Carroll's Prudential Securities Experience February 1996 - February 1998
Job Vice President, SunGard Securities Finance, LLC
Industry Financial Services
Experience
SunGard  February 2001 - Present
Swiss American Securities  February 1998 - February 2001
Prudential Securities   February 1996 - February 1998

Skills
Capital Markets, Equities, Securities Lending, Bloomberg, Fixed Income

Education
St. Mary's College of Maryland   1991 — 1994
BA, Economics

Lynn Orlebeke Lynn Orlebeke Greater Chicago Area Details
Lynn Orlebeke's Prudential Securities Experience 1993 - 1998
Job Financial Services Sales/Management
Industry Financial Services
Experience
Gerson Lehrman Group - Sales   April 2003 - February 2014
William Blair and Company  1998 - 2003
Prudential Securities   1993 - 1998
Northern Trust  1990 - 1993
Drexel Burnham Lambert  1983 - 1990

Education
Southern Illinois University, Carbondale
Bachelor of Science (BS), Finance and Accounting

Peter Stettler Peter Stettler Dallas/Fort Worth Area Details
Peter Stettler's Prudential Securities Experience April 2000 - December 2002
Job VP Reporting & Analytics at JP Morgan Chase
Industry Financial Services
Experience
JP Morgan Chase  2010 - Present
Saxon Mortgage  July 2007 - March 2011
Select Portfolio Servicing Inc.  August 2003 - July 2007
Prudential Securities   April 2000 - December 2002
Prudential Securities   November 1993 - March 2000
The Chase Manhattan Bank  January 1991 - October 1993
Drexel Burnham Lambert  October 1988 - December 1990
J.J. Kenny Inc.   May 1986 - September 1988

Education
New York University - Leonard N. Stern School of Business   1990 — 1995
MBA, Finance

Syracuse University   1980 — 1985
BS, Finance, Management Information Systems

Ellen Hannan Ellen Hannan Greater New York City Area Details
Ellen Hannan's Prudential Securities Experience 1994 - 1998
Job Director of E&P Research at Weeden & Co.
Industry Financial Services
Experience
Weeden & Co.   MD/PrincipalBear Stearns & Co1998 - 2008
Prudential Securities   1994 - 1998
Bessemer Trust  1989 - 1994
John S. Herold, Inc.   1986 - 1989
Texaco  1978 - 1986

Education
Skidmore College   1974 — 1978
Business

American School of the Hague   1973 — 1974

Newton Country Day School of the Sacred Heart   1970 — 1974

Chelo Bernad Calabro Chelo Bernad Calabro Greater New York City Area Details
Chelo Bernad Calabro's Prudential Securities Experience 1986 - 1991
Job MBA, PMP, PMIRMP, GWCBA
Industry Financial Services
Experience
Prudential Real Estate Investors  March 2013 - December 2014
Morgan Stanley Smith Barney  January 2010 - August 2011
Prudential Investments  2000 - 2009
Prudential Investments  1991 - 1999
Prudential Securities   1986 - 1991

Skills
Project Management, Risk Management, Business Analysis, Process Improvement, PMP, Strategic Planning, Software Project..., Leadership, Requirements Analysis, Vendor Management, IT Strategy, PMO, Project Portfolio..., Program Management, SDLC, IT Management, Business Process, Integration, Requirements Gathering, Business Process..., Change Management, Analysis, Strategy, Business Requirements, Management, Outsourcing

Education
Chubb Institute
Certificate, Computer Programming

Excelsior College
Masters, Business Administration

Immaculate Conception College

Immaculate Conception College

Immaculate Conception College

Stevens Institute of Technology
Graduate Certificate, Professional Communication (in progress)

The George Washington University - School of Business
Masters Certificate, IT Project Management

The George Washington University - School of Business
Masters Certificate, Business Analysis

Villanova University
BS, Chemistry

Villanova University
Masters Certificate, Six Sigma Green Belt

Louis DiMaria Louis DiMaria Greater New York City Area Details
Louis DiMaria's Prudential Securities Experience 1993 - 1995
Job Head of Benefits Americas Region at UBS
Industry Financial Services
Experience
UBS  September 2011 - Present
Brown Brothers Harriman  August 2009 - September 2011
Merrill Lynch & Co., Inc.   February 2005 - August 2009
Merrill Lynch  1986 - 2009
Prudential Securities   1993 - 1995

Skills
Deferred Compensation, Business Strategy, Management, Employee Benefits, Mergers & Acquisitions, Human Resources, Succession Planning, Leadership, Performance Management, Pensions, Talent Management, Budgets, Financial Services, Private Equity, Mergers, Vendor Management, Executive Management, Organizational Design, HRIS, Employee Engagement, Onboarding

Education
Stevens Institute of Technology
Masters of Managemenet Science, Industrial Psycholocy

Virginia Sordi-Preite Virginia Sordi-Preite Greater New York City Area Details
Virginia Sordi-Preite's Prudential Securities Experience October 1989 - September 1992
Job Managing Director Compliance at Citigroup
Industry Financial Services
Experience
Citigroup  September 1992 - Present
Citi  June 2010 - Present
citigroup  February 2005 - June 2010
Citi  September 1997 - January 2005
Citigroup  September 1995 - September 1997
Prudential Securities   October 1989 - September 1992

Skills
Series 7, Options, Fixed Income, Mutual Funds, Alternative Investments, Series 4, Series 9/10, Series 14, Marketing Communications, Structured Products, Suitability, Suitability Analysis, US Equities, Syndicate, Regulatory Analysis, Policy Writing, Control Systems Design

Education
St. Francis College   1985 — 1989
BS, Management

Vincent DeRogatis Vincent DeRogatis Greater New York City Area Details
Vincent DeRogatis's Prudential Securities Experience August 1996 - July 1999
Job Pricing Manager, CenturyLink Technology Solutions
Industry Information Technology and Services
Experience
CenturyLink Technology Solutions  November 2012 - Present
CBS Corporation  April 2012 - June 2012
BT Global Services, BT Radianz, Radianz, and Instinet   October 1999 - February 2009
Prudential Securities   August 1996 - July 1999
US Navy  March 1992 - March 1996

Skills
Commercial Management, Financial Management, RFP..., Team Leadership, Financial Reporting, Cost Management, Budget Analysis, Process Development, Pricing, P&L, Budgeting, Telecommunications, Planning, Problem Solving, Process Improvement, Forecasting, Contract Negotiation, Financial Analysis, Sales Operations, Sales Analysis, Sales Reporting, MSA/Contract..., Hosting, Data Communication, IT Financial Management, MBA, Budgets, Managerial Finance, Managed Services, Finance

Education
St. John's University, The Peter J. Tobin College of Business   1996 — 2000
MBA, Finance

University at Albany, SUNY   1987 — 1991
BA, Political Science

Steven Ruffini Steven Ruffini New York, New York Details
Steven Ruffini's Prudential Securities Experience May 1999 - September 2001
Job Senior Financial AnalystPension Management
Industry Financial Services
Experience
Con Edison  October 2009 - Present
State Street Bank  August 2003 - February 2009
Neuberger Berman  2006 - 2007
Deutsche Bank  September 2001 - August 2003
Prudential Securities   May 1999 - September 2001

Skills
Bloomberg, Equities, Asset Managment, Investments, Financial Modeling, Financial Markets

Education
State University of New York - System   1995 — 1999
Bachelor of Science, Finance

Annette Jensen Annette Jensen Greater New York City Area Details
Annette Jensen's Prudential Securities Experience 1993 - 1994
Job Sales and Operations Manager at Victorinox Swiss Army
Industry Marketing and Advertising
Experience
Victorinox Swiss Army, Inc.   May 1994 - Present
Prudential Securities   1993 - 1994

Skills
Corporate Gifts, Incentives, B2B, Sales Management, Sales Operations, SAP, Forecasting, Service Awards, Sales Promotion, Account Management, Purchasing, Marketing, Supply Chain, Sales, Product Marketing, Negotiation, Marketing Communications, Customer Service, Brand Development, Marketing Strategy, Product Development, Management

Education
Southern Connecticut State University   1988 — 1992
Bachelor of Science (BS), Finance

Greg Faust Greg Faust West Palm Beach, Florida Area Details
Greg Faust's Prudential Securities Experience 1993 - 1995
Job Partner at Valid Technologies
Industry Information Technology and Services
Experience
Valid Technologies   March 2004 - Present
Engineered Business Systems   January 2002 - March 2004
Fleet Bank  2000 - 2003
Barnett Banks Private Client Services   1996 - 2000
Prudential Securities   1993 - 1995
Lord Geller Federico Einstein / LEO   1987 - 1992
True North  1985 - 1987
Ketchum Communications  1978 - 1984

Skills
Strategic Planning, IT Strategy, Start-ups, Integration, Security, Management, CRM, Disaster Recovery, Computer Security, Enterprise Software, Account Management, Strategic Partnerships, SaaS, Business Development, Business Intelligence, Strategy, Cloud Computing, Business Analysis, Program Management, Vendor Management, Enterprise Architecture, Product Management, Software Project..., IT Management, New Business Development, Project Management, Software Development

Education
New York University - Leonard N. Stern School of Business   1983 — 1984
MBA, Computer Applications and Information System Management

Syracuse University - Maxwell School   1978 — 1979
MPA, Public Administration

Rick Kernan Rick Kernan Greater New York City Area Details
Rick Kernan's Prudential Securities Experience 1987 - 2000
Job Taxable Fixed Income Trader at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus  2007 - Present
Ryan Beck & Co.   2003 - 2007
Quick and Reilly / Fleet Securities   2001 - 2002
Prudential Securities   1987 - 2000

Skills
Series 7, Fixed Income, Trading, Series 63, Equities, Bloomberg, Capital Markets, Securities, Series 24, Hedge Funds, Investments, Structured Products, Derivatives, Electronic Trading, Bonds, Alternative Investments, Options, ETFs, FINRA

Education
Villanova University   1983 — 1987
BS:BA, Finance

Seton Hall University
Master of Business Administration (MBA)

St. John Vianney HS

Joanne Valentine Joanne Valentine Sacramento, California Area Details
Joanne Valentine's Prudential Securities Experience March 1981 - November 1988
Job current
Industry Machinery
Experience
Auburn Symphony   June 2010 - Present
Board Member Auburn Sutter Faith Hospital   June 2008 - Present
PACIFIC CUSTOM MACHINING   April 1994 - Present
Robval Corporation   April 1989 - Present
SUTTER AUBURN FAITH FOUNDATION   January 2013 - January 2015
Auburn Symphony   June 2012 - June 2013
Soroptimist International Sierra Nevada Region   April 2010 - March 2013
Leadership Auburn   September 2010 - June 2011
Prudential Securities   March 1981 - November 1988

Skills
Leadership, Fundraising, Public Speaking, Customer Service, Team Building, Leadership Development, Marketing, Nonprofits, Event Planning, Strategic Planning, Public Relations, Management

Education
State University of New York College at Fredonia   1962 — 1966
B.S., Early Childhood Education / Art History

David Bray David Bray Greater Detroit Area Details
David Bray's Prudential Securities Experience October 1998 - October 2001
Job Financial Advisor at Edward Jones
Industry Financial Services
Experience
Edward Jones  October 2001 - Present
Prudential Securities   October 1998 - October 2001
Houghton International  July 1986 - October 1998

Education
State University of New York College at Buffalo   1965 — 1969
BS, Education

Scott Greenfield Scott Greenfield Greater New York City Area Details
Scott Greenfield's Prudential Securities Experience August 1994 - September 1999
Job Managing Director at Lenox Advisors | Wealth Manager
Industry Financial Services
Experience
Lenox Advisors  2009 - Present
Metlife  June 2005 - June 2009
Morgan Stanley  September 1999 - June 2005
Prudential Securities   August 1994 - September 1999
Cartoon Saloon   1992 - 1993

Education
State University of New York College at Oneonta   1988 — 1991

University of Bridgeport   1987 — 1988

Bayside High School

Michael Boshell Michael Boshell Greater New York City Area Details
Michael Boshell's Prudential Securities Experience April 1991 - September 1996
Job Client Services/Portfolio Administration/Retirement Plan Specialist
Industry Financial Services
Experience
E*TRADE Financial (Consultant)   December 2013 - April 2014
J&W Seligman  September 1996 - August 2009
Prudential Securities   April 1991 - September 1996

Skills
Microsoft Office Suite, Retirement Specialist, Customer Relations, Strong Analytical Skills, Report Generation, Mutual Funds, Data Entry, Transaction Processing, Administration, Problem Solving, Microsoft Office, Customer Service, Analysis, Retirement

Education
Skidmore College   1986 — 1990
BA, Goverment/Music

Eric Brady Eric Brady Greater New York City Area Details
Eric Brady's Prudential Securities Experience July 1992 - July 1996
Job Institutional Securities, Vice President U.S. Regulatory Compliance at Barclays
Industry Investment Banking
Experience
Barclays  September 2008 - Present
Lehman Brothers  June 2004 - September 2008
Morgan Stanley  March 2002 - June 2004
Morgan Stanley  April 1998 - March 2002
Oppenheimer & Co.   July 1996 - April 1998
Prudential Securities   July 1992 - July 1996

Skills
Capital Markets, Derivatives, Equities, Fixed Income, Regulatory Examinations, Regulatory Inquiries, Trading Systems

Education
Syracuse University   1988 — 1992
Bachelor of Science (B.S.), Finance/Economics

Neil Sullivan Neil Sullivan Greater New York City Area Details
Neil Sullivan's Prudential Securities Experience 1991 - 1994
Job VP at Pershing
Industry Financial Services
Experience
Pershing  2003 - Present
JPMorgan Chase  2002 - 2003
Merrill Lynch  1996 - 2002
Pershing  1995 - 1996
Dean Witter  1994 - 1995
Prudential Securities   1991 - 1994
Neil S. Sullivan & Associates   1988 - 1991
Trane  1986 - 1988

Education
Stevens Institute of Technology   1981 — 1986
Bachelor of Engineering, Mechanical

Richard Daw Richard Daw Greater New York City Area Details
Richard Daw's Prudential Securities Experience October 1990 - February 1997
Job Insurance Agent at National Income Life Insurance Company
Industry Financial Services
Experience
National Income Life Insurance Company  July 2015 - Present
Fidelity Investments  February 2012 - June 2012
Fidelity Investments  January 2010 - February 2012
Deutsche Bank  May 2006 - May 2009
Pershing LLC  August 2005 - May 2006
UBS Financial, Stamford   August 2004 - August 2005
Fidelity Investments  February 2004 - August 2004
Natexis Bleichroeder  February 1997 - September 2003
Prudential Securities   October 1990 - February 1997
Morgan Stanley & Co  October 1978 - June 1990

Skills
Global Custody, Securities Lending, Settlements, Reconciliation, Euroclear, SWIFT, Dividends, Prime Brokerage, SWIFT payments, Settlement, Account Reconciliation, Securities, Equities, Corporate Actions, Financial Services, Trading, Back Office, Middle Office, Capital Markets, Fixed Income, Bloomberg, Hedge Funds

Education
State University of New York College at Geneseo   1974 — 1978
BA, Liberal Arts - History

State University of New York College at Geneseo
Bachelor's degree, History

Alpana Gupta Alpana Gupta Greater New York City Area Details
Alpana Gupta's Prudential Securities Experience May 2000 - January 2001
Job Sr. Software Engineer at Fragomen, Del Rey, Bernsen & Loewy
Industry Computer Software
Experience
Fragomen, Del Rey, Bernsen & Loewy   July 2010 - Present
Metavante Risk and Compliance Solutions  April 2008 - May 2010
Home Decor Products  January 2008 - March 2008
Vertis Communications  April 2007 - December 2007
TATA Communications Ltd. (fka VSNL)   October 2004 - March 2007
American Express  February 2001 - September 2004
Prudential Securities   May 2000 - January 2001
Citibank  February 1999 - April 2000

Skills
Microsoft SQL Server, C#, SQL, VB.NET, XML, Software Development, IIS, AJAX, T-SQL, Web Services, ASP.NET, Visual Studio, Crystal Reports, Enterprise Architecture, Requirements Analysis, Software Engineering, Business Analysis, SSRS, Database Design, WCF, Databases, .NET, Agile Methodologies, SDLC, SSIS, Software Project..., SOA

Education
South Gujarat University   1995 — 1998
MCA, Computer Science

South Gujarat University   1992 — 1995
B Sc, Physics

Damin Ma Damin Ma Greater New York City Area Details
Damin Ma's Prudential Securities Experience July 1997 - July 1999
Job WebSphere Administrator at Canon U.S Inc.
Industry Information Technology and Services
Experience
Canon U.S.A., Inc.   November 2009 - Present
UBS Wealth Management  July 1999 - October 2009
Prudential Securities   July 1997 - July 1999
Sikorsky Aircraft  July 1996 - July 1997
Bellcore  September 1995 - July 1996

Education
Stony Brook University   1991 — 1995
BS, Computer Science

Tricia Wojdon Tricia Wojdon Norristown, Pennsylvania Details
Tricia Wojdon's Prudential Securities Experience January 1999 - January 2000
Job Stay At Home Mom/Wedding Singer
Industry Music
Experience
Home  September 2012 - Present
Ultimate Insurance Resource, Inc.   2014 - 2014
Ultimate Insurance Resource, Inc.   2014 - 2014
Ultimate Insurance Resource   2014 - 2014
Delaware Valley Financial Group, Inc.   May 2011 - November 2012
Safe Harbor Financial, Inc.   July 2007 - April 2011
Safe Harbor Financial, Inc.   October 2001 - July 2007
Prudential Securities   January 1999 - January 2000

Skills
Retirement Planning, IRAs, Fixed Annuities, Marketing, Customer Service, Team Building, Microsoft Office, InDesign, Training, Leadership, Management, Email Marketing

Education
Richard Stockton College of New Jersey   1998 — 2001
Bachelor of Science (BS)e, Business Administration and Management, General

Rowan College   1994 — 1997
No Degree, Voice and Opera

Breck Walker Breck Walker Washington D.C. Metro Area Details
Breck Walker's Prudential Securities Experience 1982 - 1983
Job Consultant at Office of the Secretary of Defense Historians Office
Industry Research
Experience
Office of the Secretary of Defense Historians Office   September 2013 - Present
Semester At Sea / ISE  January 2013 - May 2013
Keele University  September 2012 - November 2012
Sewanee - The University of the South  August 2007 - July 2012
Vanderbilt University  September 2002 - August 2007
McDonald & Co   2000 - 2001
JC Bradford  1991 - 2000
Dean Witter  1983 - 1991
Prudential Securities   1982 - 1983
Bateman Eichler Hill Richards  1981 - 1982

Education
Vanderbilt University   2002 — 2007
PhD, History

Stanford University   1975 — 1979
JD / MBA, Business and Law

The University of Texas at Austin   1972 — 1975
BBA, Business

Alex Camacho Alex Camacho San Antonio, Texas Details
Alex Camacho's Prudential Securities Experience January 1998 - January 1999
Job Executive Territory Business Manager Immunoscience at BristolMyers Squibb
Industry Pharmaceuticals
Experience
Bristol-Myers Squibb  June 2015 - Present
Astra Zeneca  February 2014 - May 2015
Bristol-Myers Squibb  January 2000 - January 2014
Frost National Bank  February 1999 - January 2000
Prudential Securities   January 1998 - January 1999
Merrill Lynch  May 1995 - April 1997

Skills
Pharmaceutical Sales, Cardiology, Diabetes, Pharmaceutical Industry, Neurology, Managed Care, Psychiatry, Sales Effectiveness, Market Access, Hospital Sales, New Business Development, Sales Operations, Neuroscience

Education
St. Mary's University
B.B.A., International Business

Jason Olivo Jason Olivo Greater New York City Area Details
Jason Olivo's Prudential Securities Experience January 2000 - August 2003
Job Vice President
Industry Banking
Experience
JPMorgan Chase N.A.   August 2003 - Present
Prudential Securities   January 2000 - August 2003

Education
Syracuse University   1991 — 1995
Bachelors, Information Studies, Concentration in Business Management

Bliven Peter Bliven Peter Greater New York City Area Details
Bliven Peter's Prudential Securities Experience January 1993 - May 1999
Job Managing Director Municipal Securities Division at Citi
Industry Financial Services
Experience
Citi  May 1999 - Present
Prudential Securities   January 1993 - May 1999

Skills
Portfolio Management, Investments, Asset Managment, Bloomberg, Finance, Credit, Mutual Funds, Financial Analysis, Alternative Investments, Microsoft Excel, Strategic Planning, Due Diligence, Equities, Mergers & Acquisitions, Series 63, Corporate Finance, Management, Securities, Hedge Funds, Bonds, Asset Management

Education
Syracuse University - Martin J. Whitman School of Management   1977 — 1980
bs, Marketing/Finance/Economics

Friends Academy
High School Degree

Brian McGarry Brian McGarry United States Details
Brian McGarry's Prudential Securities Experience January 1995 - December 1997
Job Deputy Attorney General of the State of New Jersey Office of the Attorney General
Industry Law Practice
Experience
State of New Jersey Office of the Attorney General  October 2013 - Present
Law Offices of Timothy J. Little   May 2009 - September 2013
Law Offices of Stephen E. Gertler   September 2008 - May 2009
New Jersey Superior Court, Monmouth County, Civil Part   September 2007 - September 2008
Clearstream Banking   March 2001 - August 2002
Chase Manhattan Bank  January 1997 - December 1999
Prudential Securities   January 1995 - December 1997

Education
Seton Hall University School of Law   2003 — 2007
JD, Law

Chubb Institute of Technology   1999 — 1999
Programming, Mainframe Programming

York College of Pennsylvania   1992 — 1995
BS, Accounting

Fred O'Meally Fred O'Meally Greater New York City Area Details
Fred O'Meally's Prudential Securities Experience 1994 - 2003
Job Managing Member Kismet Capital Advisors LLC
Industry Financial Services
Experience
Kismet Capital Advisors LLC   2004 - Present
Prudential Securities   1994 - 2003
Lehman Brothers  1990 - 1994
New York Center   1982 - 1990

Skills
Microsoft Office, Management, Microsoft Excel, Microsoft Word, Research, PowerPoint, Sales, Leadership, Training, Photoshop

Education
State University of New York College at Oneonta   1976 — 1980
Bachelor of Science (BS), Business and Economics

Half Hollow Hills High School
Academic

Keith D. Vink Keith D. Vink Albany, New York Area Details
Keith D. Vink's Prudential Securities Experience 1984 - 1994
Job Vice President/Wealth Management at Purshe Kaplan Sterling Investments
Industry Financial Services
Experience
Purshe Kaplan Sterling Investments  October 2005 - Present
Morgan Stanley  2000 - 2005
First Albany Corp.  1994 - 2000
Prudential Securities   1984 - 1994

Skills
Equities, Fixed Income, Portfolio Management, Mutual Funds, Series 7

Education
Siena College
BS, Finance

Siena College
Bachelor of Science (B.S.) Finance

Peter Bliven Peter Bliven Greater New York City Area Details
Peter Bliven's Prudential Securities Experience January 1993 - May 1999
Job Managing Director at Citibank
Industry Banking
Experience
Citibank  managing directorCitigroupMay 1999 - Present
Prudential Securities   January 1993 - May 1999
Chase Bank  March 1990 - February 1996

Skills
Portfolio Management, Equities, Investment Banking, Asset Management, Investments, Trading, Derivatives, Hedge Funds, Securities, Bloomberg, Wealth Management, Credit, Mutual Funds, Risk Management, Valuation, Fixed Income, Capital Markets, Customer Service, Series 7, Bonds

Education
Syracuse University   1977 — 1980
Marketing & Finance

Friends Academy   1973 — 1976
High School

Jon Pople Jon Pople Washington D.C. Metro Area Details
Jon Pople's Prudential Securities Experience July 1989 - October 1997
Job Operations Specialist in Financial Services
Industry
Experience
Wells Fargo Advisors  October 1998 - December 2009
Prudential Securities   July 1989 - October 1997
U.S. Navy   August 1976 - April 1986

Education
Southern Illinois University, Carbondale   1986 — 1988
Bachelors of Science, Radio/Television

Lincoln College   1974 — 1976
Associate of Arts, Broadcast Communications

Normal Community

Anthony Coniglio Anthony Coniglio Greater New York City Area Details
Anthony Coniglio's Prudential Securities Experience May 1998 - December 2001
Job Managing Director Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley  December 2001 - Present
Prudential Securities   May 1998 - December 2001

Skills
Equities, Fixed Income, Capital Markets, Investments, Asset Management, Asset Allocation, Portfolio Management, Wealth Management, Investment Strategies, Investment Advisory, Bonds, Financial Modeling, Retirement Planning, Financial Analysis, Risk Management, Retirement, Credit, 401k, Cash Management, Strategic Planning, Securities, Series 63, Financial Services, Finance, Loans, Business Strategy, Series 7, Financial Markets, Valuation, Bloomberg, Strategic Financial..., MBS, Mergers, ETFs, Wealth Management..., Investment Banking, Financial Advisory, Separately Managed..., Fund Of Funds, Structured Finance, Financial Structuring, High Net Worth..., Private Banking, Institutional..., Business Planning, Wealth

Education
St. Francis College   1988 — 1992
BS, Economics

Bob Velotta Bob Velotta Greater New York City Area Details
Bob Velotta's Prudential Securities Experience 2002 - 2004
Job Fraud Manager at Wells Fargo
Industry Banking
Experience
Wells Fargo  November 1982 - Present
prudential securities   2002 - 2004

Education
St. John's University   1978 — 1982
Bachelor's degree, Marketing, 3.5

Toni DeTorfino Toni DeTorfino Greater New York City Area Details
Toni DeTorfino's Prudential Securities Experience 1987 - 2006
Job Business Analyst and Regulatory Specialist at SunGard Securities Finance
Industry Financial Services
Experience
SunGard Securities Finance  2006 - Present
Prudential Securities   1987 - 2006
Manufacturers Hanover Trust  1978 - 1986

Education
St. Francis College
Bachelors Degree, Management

Rani Stevens Goodman Rani Stevens Goodman Miami/Fort Lauderdale Area Details
Rani Stevens Goodman's Prudential Securities Experience September 1989 - April 1999
Job Marketing Assistant / Wealth Management Specialist at Raymond James & Associates, Inc.
Industry Financial Services
Experience
Raymond James & Associates, Inc   March 2015 - Present
Raymond James & Associates, Inc.   April 1999 - April 2013
Prudential Securities   September 1989 - April 1999
Thomson Mckinnon  October 1986 - September 1989

Education
Forest Hills High School, NY
High School Diploma, Academic

State University of New York College at Cortland

Joe Mossa Joe Mossa Greater Denver Area Details
Joe Mossa's Prudential Securities Experience April 1977 - February 2001
Job Senior Vice President/ Mossa Group at UBS
Industry Financial Services
Experience
UBS  2006 - Present
Piper Jaffray  February 2001 - July 2006
Prudential Securities   April 1977 - February 2001

Skills
Series 7, Series 63, Wealth Management, Equities, Alternative Investments, Fixed Income, Series 65, Equity Research, MBS, Series 24

Education
Seton Hall University   1970 — 1971

Widener University   1965 — 1969
B.S. Economics, Economics

Lucille Giordano Lucille Giordano Greater New York City Area Details
Lucille Giordano's Prudential Securities Experience 1987 - 2007
Job Banking Professional
Industry Banking
Experience
Sterling National Bank  November 2011 - February 2014
BNY Mellon  October 2005 - April 2010
Prudential Securities   1987 - 2007

Skills
Retail Banking, Credit, Banking, Equities, Funding, Corporate Actions, Fixed Income, Financial Analysis, Bonds, Credit Analysis, Payments, DTC, Financial Services, Back Office, Commercial Banking, Asset Management, Risk Management, Securities, Portfolio Management, Dividends, Loans

Education
State University of New York College at Oneonta
European History

Domingo Diaz Domingo Diaz Greater New York City Area Details
Domingo Diaz's Prudential Securities Experience 1988 - 1995
Job Examination Manager at Financial Industry Regulatory Authority (FINRA)
Industry Investment Banking
Experience
Financial Industry Regulatory Authority (FINRA)   July 2015 - Present
Financial Industry Regulatory Authority (FINRA)   November 2012 - Present
Goldman Sachs  August 1998 - April 2012
Valores Finamex   November 1995 - March 1998
Prudential Securities   1988 - 1995

Skills
Securities Lending, Equities, Prime Brokerage, Middle Office, Fixed Income, Hands-on Training, Mentoring New Hires, Superior Client Service, Change Management, Hedge Funds, Team Leadership, FX Options, Trading Systems, Settlement, Electronic Trading, Derivatives, Corporate Actions, Options, Capital Markets, Operational Risk..., Securities, Financial Markets, Back Office, Equity Trading, Risk Management, Equity Derivatives, Emerging Markets, Investment Banking, FINRA, Series 7, Alternative Investments, Structured Products, Swaps, Client Services

Education
Syracuse University   1984 — 1988
BS, Dual Major- Managerial Statistics and Marketing

Learie Bowen Learie Bowen Greater New York City Area Details
Learie Bowen's Prudential Securities Experience January 1998 - March 2004
Job Financial Services Professional
Industry Financial Services
Experience
MF Global  January 2006 - November 2011
Refco Securities   March 2004 - December 2005
Prudential Securities   January 1998 - March 2004

Skills
Financial Analysis, Account Reconciliation, Reconciling, Bank Relations, Accounting Research, Accounting Analysis

Education
State University of New York College at Old Westbury   1979 — 1982

brett katzner brett katzner Westport, Connecticut Details
brett katzner's Prudential Securities Experience July 2000 - July 2006
Job Desk Analyst, BTIG LLC
Industry Investment Management
Experience
BTIG  July 2012 - Present
Bascom Hill Partners / Lions Path Capital / The Galleon Group   June 2007 - July 2012
Thomas Weisel Partners  July 2006 - July 2007
Prudential Securities   July 2000 - July 2006
first union  1996 - 1999
first union  1996 - 1999
first union  1996 - 1999
first union  1996 - 1999
first union  1996 - 1999
first union  1996 - 1999

Skills
Hedge Funds, Mutual Funds, Equities, Bloomberg, Alternative Investments, Equity Research

Education
Syracuse University

University of Maryland - Robert H. Smith School of Business
Master of Business Administration (MBA)

Jeffrey Dreyfus Jeffrey Dreyfus Scotch Plains, New Jersey Details
Jeffrey Dreyfus's Prudential Securities Experience November 1984 - December 2003
Job Vice President at JPMorgan
Industry Financial Services
Experience
JPMorgan  June 2008 - Present
Bear Stearns  March 2007 - June 2008
Jefferies & Company  January 2004 - December 2006
Prudential Securities   November 1984 - December 2003

Skills
Prime Brokerage, Equities, Series 7, Fixed Income, Securities, Hedge Funds, Investment Banking, Data Analysis, Business Analysis, Financial Services, Risk Management

Education
SUNY Stony Brook   1980 — 1984
Bachelor of Arts (B.A.), Economics

kevin dethomas kevin dethomas Chicago, Illinois Details
kevin dethomas's Prudential Securities Experience September 1992 - June 2007
Job Equity Trader at William Blair and Company
Industry Financial Services
Experience
William Blair and Company  December 2007 - Present
prudential securities   September 1992 - June 2007

Skills
Fly Fishing, Entrepreneurship, Series 63, Equity Trading, Equities, Series 7, Capital Markets, Bloomberg, Fixed Income, Hedge Funds, FINRA, Alternative Investments, Equity Research, Options, Securities, Trading, Financial Markets, Series 24

Education
Syracuse University - Martin J. Whitman School of Management   1994 — 1996
Master of Business Administration (MBA), Finance

st. john's university   1988 — 1992
Bachelor of Science (BS), Business/Corporate Communications

Brian R. Panessa Brian R. Panessa Greater New York City Area Details
Brian R. Panessa's Prudential Securities Experience 1991 - 1997
Job Principal at Panessa Investments
Industry Investment Management
Experience
Panessa Investments   1995 - Present
The Newport Group  February 2002 - February 2009
CIBC Oppenheimer  2000 - 2002
Putnam Investments  1997 - 2000
Prudential Investments  1991 - 1997
Prudential Securities   1991 - 1997
MetLife  1990 - 1991
The Futterman Organization   1989 - 1990
MetLife  1988 - 1989

Skills
Financial Analysis, Strategic Financial..., Private Equity, Investment Portfolios, Business Strategy, Strategic partner..., Intermediary..., Senior level client..., Recruiting, Real Estate Acquisitions, Distressed M&A, Executive Level...

Education
State University of New York College at Oneonta   1983 — 1988
B.S., Business Economics, Finance, General

Charles Dudley Charles Dudley Florham Park, New Jersey Details
Charles Dudley's Prudential Securities Experience 1983 - 2002
Job First Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC  May 2009 - Present
Citi Smith Barney  May 2002 - May 2009
Prudential Securities   1983 - 2002

Skills
Finance, Investments, Mutual Funds, Management, Asset Allocation, Securities, Financial Analysis, Fixed Income, Equities, Portfolio Management, Retirement, Wealth Management, Financial Services, Retirement Planning, Asset Management, Financial Planning, Risk Management, Banking, Financial Modeling

Education
Syracuse University   1975 — 1980
BA Economics, Economics and Engineering

Daniel Levene Daniel Levene Hilton Head Island, South Carolina Details
Daniel Levene's Prudential Securities Experience 1993 - 1997
Job Account Executive at Financial Services
Industry Financial Services
Experience
Financial Services  August 2014 - Present
Hanson McClain Advisors  October 2012 - July 2014
brokersXpress LLC  July 2010 - August 2012
Pointe Capital/JHS Capital Advisors   May 2004 - September 2010
Sterling Financial Investment Group  2003 - 2004
Sterling Financial Investment Group  2003 - 2004
UBS  2002 - 2003
Prudential Securities   1993 - 1997

Education
Syracuse University   1974 — 1978
Bachelor's Degree

Joshua Curran Joshua Curran Atlanta, Georgia Details
Joshua Curran's Prudential Securities Experience 1993 - 1998
Job Senior Vice President, Investments and Certified Financial Planner at Raymond James
Industry Financial Services
Experience
Raymond James Financial Inc.  2011 - Present
Robert W. Baird & Co.   1998 - 2011
Prudential Securities   1993 - 1998
Interstate/Johnson Lane Inc.   1992 - 1993

Skills
Investments, Financial Planning, Certified Financial..., Wealth Management

Education
Syracuse University
Bachelor's degree, Economics

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