Prudential Securities
Industry: Bank
DescriptionPrudential Securities, also formerly known as Prudential Securities Incorporated, was the financial services arm of the insurer, Prudential Financial. In 2003, Prudential Securities was merged into Wachovia Securities, a division of Wachovia Bank. Headquarters: New York City, New York, United States Founded: 1981 Ceased operations: 2003 Parent organization: Prudential Financial Subsidiaries: Prudential-Bache Securities (Belgium) Inc., Prudential Mutual Fund Management, Inc. Predecessors: Bache & Co., Prudential Securities
Prudential Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Prudential Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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Prudential Securities Employees
PIMCO September 2012 - Present
Susquehanna International Group March 2007 - April 2012
Wachovia Securities Financial Network 2001 - 2005
Credit Suisse April 1999 - April 2001
Prudential Securities June 1998 - May 1999
AT&T May 1995 - 1998
Intel Corporation May 1994 - December 1994
Skills
C/C++ STL, Boost, Oracle SQL, Multithreading, Unix, FIX, Options, Trading Systems, Subversion, C#, WCF, Business Analysis, Perl, Distributed Systems, C++, .NET, Linux, Software Engineering, Python, ASP.NET, Agile Methodologies, Object Oriented Design, Design Patterns, Data Warehousing, SQL, SDLC
Education
University of Arizona
BS, Computer Engineering, Cum Laude
Sonic Payments February 2015 - Present
BLUEMONT LLC January 2015 - Present
WTAS, LLC April 2013 - December 2014
Shareholder InSite, LLC September 2009 - April 2013
Duff & Phelps August 2007 - August 2009
Deloitte Financial Advisory Services March 2006 - July 2007
Bank of America November 2003 - March 2006
Prudential Securities November 2002 - May 2003
Luminant Worldwide February 2000 - May 2001
NASD April 1999 - February 2000
Skills
Financial Modeling, Valuation, FAS 157, Venture Capital, Private Equity, 409A, Financial Statement..., Business Strategy, Option Pricing Models, Start-up Consulting, Mergers & Acquisitions, Business Valuation, Financial Accounting, Auditing, Strategy, Equities, Portfolio Management, Analysis, Finance, DCF
Education
University of Georgia - Terry College of Business 2001 — 2002
MBA, Finance, Consulting & Entrepreneurship
University of Alabama 1993 — 1996
BBA, Finance
UBS May 2005 - Present
Legg Mason 1999 - 2005
Prudential Securities 1994 - 1999
Merrill Lynch 1978 - 1994
Skills
Finance, Portfolio Management, Wealth Management, Investment Strategies, Investments, Strategic Planning, Customer Service, Securities, Strategic Financial..., Asset Management, Series 7, Public Speaking, Equities, Mutual Funds, Marketing Strategy, Banking, FINRA, Financial Advisory, Estate Planning, Mortgage Banking
Education
Legg Mason Wood Walker INC. 2003 — 2004
Wealth Advisory Specialist, Financial Planning and Services
University of Louisville
Scoopy Poo July 2002 - Present
ScoopyPoo May 2002 - Present
Prudential Securities September 1987 - September 1995
Prudential Securities 1987 - 1995
Skills
Blogging, Marketing, Dogs, Social Media, Event Management, Pet Sitting, Entrepreneurship, Leadership, Social Media Marketing, Online Marketing, Small Business, Advertising
Education
University of Colorado Boulder 1979 — 1982
Bachelor's degree, International Relations and Affairs
Freiberg Germany 1981 — 1981
study abroad, German Studies
Living Economy Advisors July 2015 - Present
StakeHolders Capital, Inc. December 2012 - Present
Green Economy Think Tank - Non-Profit August 2008 - Present
Green Business Networking - Non Profit April 2006 - Present
First Affirmative Financial Network September 2002 - Present
EP Wealth Advisors, Inc. September 2002 - November 2012
Prudential Securities 2000 - 2002
Paine Webber 1994 - 2000
Dabney Resznick June 1993 - December 1994
Smith Barney 1991 - 1993
Skills
Entrepreneurship, Start-ups, Investments, Strategic Financial..., Sustainable Business, Portfolio Management, Wealth Management, Socially Responsible..., Investment Advisory, Social Entrepreneurship, Retirement Planning, Public Speaking, Strategic Planning, Leadership, Financial Advisory, Venture Capital, Estate Planning, Business Strategy, Nonprofits, Business Development, Mutual Funds, Finance, Sustainability, Investment Strategies, Alternative Investments, Asset Allocation, Economic Development, Financial Goals, Financial Analysis, Retirement, Asset Management, Sustainability..., Financial Planners, Public Policy, Systems Thinking, Asset Managment, Insurance, Financial Coaching, 401k Rollovers, Engaging Public Speaker, Green Economy, Investment Banking, Business Networking, Conference Coordination, Community Partnership..., Convening, Financial Planning, Corporate Social...
Education
College of Financial Planning 2000 — 2002
Certified Financial Planner, Comprehensive Financial Planning
University of California, Los Angeles 1983 — 1988
BA, Economics and Business Administration
MyCircles January 2012 - Present
MyCircles Media January 2005 - December 2011
Top Ten Media / Networking Media December 2003 - December 2010
Media 8 December 2001 - December 2003
ad pepper media June 2000 - May 2001
GraciasDoctor.com March 2000 - June 2000
Prudential Securities September 1998 - March 2000
Skills
Online Marketing, Online Advertising, Strategic Partnerships, SEM, Marketing, E-commerce, Advertising, Start-ups, Entrepreneurship, Internet Strategy, Social Networking, Social Media, Online Dating, SEO, Digital Marketing, Web Analytics, Strategy, Throwing AWESOME Parties, Content Strategy, Business Development, Social Media Marketing, Digital Media, PPC, B2B, Affiliate Marketing, Integrated Marketing, Interactive Marketing, Online Lead Generation, Media Planning, Mobile Applications, Lead Generation, Mobile Advertising, Contract Negotiation, Email Marketing, Mobile Marketing, Media Buying, Web Marketing, Website Development, Promotions, Viral Marketing, Conversion Optimization, Online Reputation..., online analytics, Management, Social Media Measurement, Marketing Strategy, Leadership
Education
University of Miami 1987 — 1989
Bachelor of Arts (B.A.), Public Relations
University of Dayton 1985 — 1987
None, Public Relations, Photography
Chaminade 1981 — 1985
HS Diploma, College Prep
Regal Nissan August 2012 - Present
Wallsreetramblings.com January 2010 - Present
TCM Trading and Investment Education January 2010 - July 2012
Merrill Lynch November 2010 - June 2011
Morgan Stanley August 2008 - November 2009
GV Capital Management November 2006 - April 2008
Bank of America December 2001 - August 2005
Prudential Securities July 1996 - December 2001
Merrill Lynch July 1993 - July 1996
Skills
Portfolio Strategy, Portfolio Management, Portfolio Optimization, Model Portfolios, Equity Trading, Proprietary Trading, Trading Strategies, Investments, Investment Strategies, Alternative Investments, Investment Advisory, ETFs, Market Research, Options, Options Strategies, Indexing, Trading Systems, Hedging, Hedge Funds, Consultative Selling, Value-based Selling, Cross Selling, Selling, Trading, Asset Allocation, Mutual Funds, Sales
Education
Nissan North America Certification 2014 — 2015
New Cars Sales Certified
Nissan North America Certification 2013 — 2014
New Cars Sales Certified
Nissan North America Certification 2012 — 2013
New Car Sales Certified
Metro Atlanta Auto Dealers Association 2012 — 2012
Professional Auto Skills
Advanced Investment & Trading Seminars 1993 — 2011
Investments
University of Georgia - Terry College of Business 1985 — 1989
BBA, Marketing
Fairfield College Preparatory School 1981 — 1985
Highschool, Advanced Courses
Continuum Pacfic Real Estate, LLC September 2015 - Present
Allied Realty June 2013 - September 2015
TriMont Real Estate Advisors April 2008 - June 2012
Continuum Real Estate 2007 - April 2008
Collateral Real Estate Capital, LLC 2002 - 2007
Prudential Securities 1999 - 2001
Skills
Portfolio Management, Investments, Asset Management, Investment Properties, Loan Origination, Commercial Real Estate, Finance, Private Equity, Asset Managment, Mergers & Acquisitions, Equities, Real Estate Economics, Investors, Valuation, Disposition, Real Estate Financing, Due Diligence, CMBS, Real Estate Development, Corporate Real Estate, Leases, Appraisals, Real Estate Transactions, Real Estate, Brokerage, Apartments, Real Estate Private..., Commercial Mortgages, Acquisitions
Education
University of Kentucky 1996 — 1999
BBA, Finance
StratiCo Wealth Advisors February 2014 - Present
StratiCo LLC November 2011 - Present
Lighthouse Strategic Advisors July 2003 - February 2014
Prudential Securities December 2000 - July 2003
M L Stern & Co August 1989 - December 2000
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business 2007 — 2007
AIF®, Investment Fiduciary
University of California, Davis 1984 — 1989
BA, Sociology
LMK Wealth Management January 2007 - Present
Rotary Club of Stuart, FL July 2012 - Present
Leach, Melendy Investment Group at Wachovia Securities 2004 - January 2007
Prudential Securities January 2001 - 2004
Skills
Series 7, Management, Mergers & Acquisitions, Portfolio Management, Asset Allocation, Retirement, Asset Managment, Retirement Planning, Business Development, Alternative Investments, Wealth Management, Investment Strategies, 401k, Investment Advisory, Finance, Investments, Leadership, Mutual Funds, Asset Management
Education
University of Florida 1996 — 2000
Bachelors
HRD Advisory Group January 2014 - Present
Fatima 2012 - Present
Strategic Planning Group June 2005 - January 2014
FPA 2007 - December 2012
Planned Investment January 2003 - June 2005
Prudential Securities 2000 - 2003
RW Baird/Northwestern Mutual 1987 - 2000
Education
University of Indianapolis
Texas Infinite Wealth Planners May 2014 - Present
VALIC May 2010 - May 2014
Waddell & Reed July 2008 - May 2010
www.competeforloans.com February 2001 - May 2010
US Profit Associates January 2000 - May 2010
Profit Systems International December 1999 - July 2000
International Profit Associates February 1998 - March 2000
Chas P Young April 1997 - February 1998
Prudential Securities September 1995 - March 1997
Japanese Ministries of Home Affairs, Foreign Affairs and Education July 1989 - August 1995
Skills
Strategic Financial..., Start-ups, Finance, Financial Analysis, Entrepreneurship, Business Planning, Portfolio Management, Customer Service, Small Business, Online Advertising, Budgets, Management, Marketing Strategy, Retirement Planning, Strategic Planning, Direct Marketing, New Business Development, Business Strategy, Public Speaking, CRM, Insurance, Management Consulting, Sales Management, Team Building, Due Diligence, Analysis, Leadership, Mortgage Lending, B2B, Mutual Funds, Forecasting, Online Marketing, Coaching, Business Analysis, Valuation, Program Management, Accounting, Retirement, Investments, Sales, Series 7, Equities, Loans, Asset Allocation, Estate Planning, Mergers, Financial Planning, Business Management, Customer Relations, Budgeting
Education
University of Colorado Boulder 1990 — 1992
MA
University of Colorado Boulder 1985 — 1989
BA
Thales Trading Solutions LLC July 2012 - Present
Newedge USA, LLC January 2008 - July 2012
Fimat USA, LLC July 2002 - December 2007
Prudential Securities January 1996 - June 2002
C Wave Capital Management June 1992 - June 1995
Fuji Bank LTD 1990 - 1991
Republic National Bank 1981 - 1990
Skills
Hedge Funds, Alternative Investments, Derivatives, Trading, Options, Asset Managment, Capital Markets, Trading Systems, Portfolio Management, Electronic Trading, Prime Brokerage, Investments, FX Options, Financial Markets, Asset Management
Education
University of Miami - School of Business 1980 — 1981
MBA, International Finance
J. Streicher Capital LLC September 2014 - Present
Inscho Institutional LLC February 2014 - Present
HFP Capital Markets LLC June 2012 - February 2014
Barretto Securities Inc. 2005 - May 2012
Barretto Pacific Corporation 2005 - 2010
ABN AMRO June 1999 - August 2001
Prudential Securities March 1997 - June 1999
Firstar Investment Research & Mgt Co. May 1994 - March 1997
State of Wisconsin Investment Board March 1992 - May 1994
Public Emplyees Retirement System of Ohio August 1990 - March 1992
Skills
Origination and..., Corporate Access, Investor Relations, Institutional Sales, Institutional Equity..., Equity Trading, Trading, Capital Markets, Securities, Equities, Series 7, Hedge Funds
Education
University of Dayton 1984 — 1988
BS, Finance
University of Dayton 1984 — 1989
BS Finance, Banking, Corporate, Finance, and Securities Law
Sentinel Retirement Advisors and Sentinel Social Security Advisors November 2014 - Present
GrandView Asset Mgmt./ Special Planning / CentralPaRetirementIncome.com February 2012 - November 2014
Giordano Investment Management November 2002 - February 2012
Prudential Securities April 1998 - November 2002
WDRE FM 1996 - 1997
Skills
Wealth Management, Investments, Insurance, Retirement Planning, Estate Planning, Investment Advisory, Series 7, Uniform Combined State..., Mutual Funds, Series 63, Fixed Annuities, Financial Planners, ETFs, Investment Strategies, Investment Policy..., Retirement Income..., Special Needs Financial..., Investment Policy
Education
University of Delaware 1989 — 1993
Bachelor of Arts, Political Science
Upper Dublin Highschool 1986 — 1989
HealthMarkets January 2015 - Present
Yemee Clothing January 2002 - January 2005
Morgan Stanley January 1999 - January 2001
Prudential Securities January 1997 - January 1999
Goldman Sachs January 1995 - 1997
Skills
Strategic Planning, Customer Service, Team Building, Estate Planning, Property & Casualty..., Microsoft Excel, Microsoft Office, Fixed Annuities, Long-term Care, Disability Insurance, Health Insurance, Retirement Planning, Underwriting, Brokers, Employee Benefits, Insurance, Term Life Insurance, Finance, Life Insurance, Commercial Insurance, Medicare
Education
University of Colorado 1990 — 1994
Economics
University of Colorado at Boulder 1989 — 1994
Economics, Majored in Economics, good
UBS Financial Services Inc December 2008 - Present
Morgan Stan November 1995 - October 2008
Prudential Securities September 1990 - November 1995
Merrill Lynch June 1987 - September 1990
Education
Bombay University-Jamnalal Bajaj Insitute of Management Studies 1977 — 1979
MBA, Finance, A+
Bombay University-Sydenham College
Bachelors, Economics
University Of Bombay
campion
Wells Fargo Advisors ,LLC 2013 - Present
Wells Fargo Advisors, LLC January 2008 - January 2013
Wachovia Securities January 2003 - January 2008
Prudential Securities January 1992 - January 2002
Prudential Bache January 1989 - January 1991
Prudential Bache January 1985 - January 1988
Travelers Insurance January 1982 - January 1984
Skills
Investments, Finance, Insurance, Investment Strategies, Financial Advisory, Securities, Financial Services, Bonds, Relationship Management, Financial Risk, Disposition, Asset Allocation, Credit, Sales Management, Wealth Management..., Fixed Annuities, Retirement Planning, Credit Analysis, Portfolio Management, Asset Management
Education
University of Florida 1978 — 1982
Bachelor of Science, Business Administration
Fidelity Investments (National Financial Services LLC) April 2004 - Present
First Union Securities 1999 - 2003
EVEREN Securities (formerly Kemper Securities) 1994 - 1999
Prudential Securities 1989 - 1994
Skills
Series 7, 63 Licensed, Series 63, Securities, Mutual Funds, Financial Services
Education
University of Massachusetts Dartmouth 1978 — 1982
BS, Biology
Attleboro High School 1974 — 1978
College prep
Highland July 2013 - Present
Pacific Portfolio March 2012 - July 2013
Mercer July 2010 - February 2012
Rigel Capital August 2006 - May 2010
Ferguson Wellman Capital Management February 2002 - May 2004
Prudential Securities January 2000 - February 2002
Arnerich Massena & Associates February 1999 - December 1999
Skills
Equities, Fixed Income, Portfolio Management, Investments, Asset Allocation, Valuation, Bloomberg, Securities, Investment Management, Due Diligence, Trading, Investment Strategies, Asset Managment, Wealth Management, Alternative Investments, Mutual Funds, Investment Advisory, Series 7, Hedge Funds, Financial Analysis, Factset, WONDA, eVestment, Barra Aegis, Series 63, 401k, Equity Research
Education
University of California, Irvine 2004 — 2006
Master of Business Administration, Finance
University of Oregon 1993 — 1997
Bachelor of Arts, Psychology
Morris County Global Professionals 2014 - Present
College Planning of New Jersey March 2008 - Present
S2 Wealth Management - A Registered Investment Advisor March 2008 - Present
Oppenheimer & Co. December 1999 - February 2008
A.G. Edwards 1996 - 1999
Prudential Securities 1993 - 1996
Guardian Life Insurance December 1989 - December 1993
Crum & Forster 1986 - 1989
Skills
Investments, Wealth Management, Wealth, Retirement Planning, Series 7, Estate Planning, Portfolio Management, Finance, Strategic Financial..., Investment Strategies, Financial Services, Retirement, Funding, College Funding..., Small Business, Strategy, Financial Planners, Financial Analysis, Mutual Funds, Asset Managment, Financial Advisory, Fixed Income Portfolio..., Equities, Asset Allocation, Hedge Funds, Investment Management, Investment Advisory, Securities, Wealth Management..., ETFs, Alternative Investments, Financial Planning, Conservative Wealth..., Series 63, Personal Finance, 401k, Management, Strategic Planning, Life Insurance, Private Equity, Leadership, Customer Service
Education
University of Maryland College Park 1981 — 1985
Bachelor of Science, Business and Finance
Fairleigh Dickinson University-Florham Campus
Financial Planning and Services
Clovis Community Medical Center April 2007 - Present
Smith Barney 2002 - 2007
Prudential Securities 1997 - 2002
Skills
Healthcare, Hospitals, Process Improvement, Physician Relations, Healthcare Information..., Medicare, EMR, Healthcare Management, EHR, Quality Improvement, Healthcare Consulting, Epic Systems, Healthcare Industry
Education
University of California, Riverside 1988 — 1992
Bachelor of Science (B.S.), Business Administration, Management and Operations
Wells Fargo Securities October 2007 - Present
Wells Fargo Bank March 2003 - October 2007
FG Partners LP January 2001 - March 2003
Westwood Opportunity Fund January 1999 - January 2001
Prudential Securities January 1996 - January 1999
UBS January 1993 - January 1996
Skills
Interest Rate..., Private Banking, Investment Advisory, Derivatives, Wealth Management, Banking, Fixed Income, Investment Management, Credit Analysis
Education
Pacific Coast Banking School @ University of Washington 2006 — 2008
Graduate Degree, Banking
University of California, Los Angeles 1986 — 1990
B.S., Applied Mathematics
Fifth Third Securities December 2014 - Present
PNC Investments November 2012 - December 2014
Morgan Stanley Smith Barney April 2009 - November 2012
SunTrust Bank 2003 - 2009
AmSouth Bank July 2002 - October 2003
Merrill Lynch October 1999 - July 2002
Prudential Securities July 1997 - October 1999
Education
University of Florida - Warrington College Of Business 1993 — 1997
BABA, Management, Mass Communications
NEHI
Hospice of the West May 2010 - Present
I-Graphics August 2000 - Present
ESPA 2010 - 2010
Prudential Securities June 1998 - August 2000
Skills
New Business Development, Marketing Strategy, Strategic Planning, Marketing, Leadership, Start-ups, Business Development, Management, Strategy, Contract Negotiation, Investments, Team Building
Education
University of Colorado Boulder
Ameriprise Financial Services, Inc. March 2009 - Present
Merrill Lynch May 2000 - March 2009
Prudential Securities September 1998 - May 2000
Education
University of Alabama 1988 — 1992
Bachelor of Science (B.S.), International Corporate Finance and Economics
Oneonta High School 1980 — 1988
Greenberg Traurig, LLP 2008 - Present
Morgan, Lewis & Bockius LLP 2005 - 2008
Ungaretti & Harris LLP 1998 - 2005
Prudential Securities 1992 - 1998
United States Securities and Exchange Commission 1987 - 1992
Skills
Securities Regulation, Securities Litigation, Class Actions, Arbitration, Commercial Litigation, Litigation, FINRA, Corporate Governance, Business Litigation, Compliance, Enforcement, Securities Law, Securities Arbitration, Non-compete Agreements, Employment Law, Employment Litigation, Securities
Education
University of Chicago
Master of Business Administration (MBA)
University of Illinois at Urbana-Champaign
Doctor of Law (JD)
University of Michigan
Bachelor of Arts (B.A.)
WellCare January 2014 - Present
Allstate September 2012 - December 2013
OneTouch Direct May 2010 - March 2012
AT&T Mobility 2007 - 2008
Rockwell Collins 2005 - 2007
PCS Division 2004 - 2005
Resources Connection 2004 - 2004
Cache Creek Casino Resort 2003 - 2004
CrossWorlds Software January 2001 - June 2002
Prudential Securities 2000 - 2001
Skills
Recruiting, Human Resources, Performance Management, Personnel Management, Talent Acquisition, Organizational..., Training, Hiring, Career Development, Management, Applicant Tracking..., Leadership, Team Building, College Recruiting, Taleo, Employee Relations, Benefits Administration, Employee Engagement, Employee Benefits, Talent Management, Benefits Negotiation, HR Consulting, Coaching, Interviews, Human Performance, Organizational..., Employee Training, Leadership Development, Change Management, Recruitment/Retention, Training Delivery, Employee Recognition, Executive Search, human resources manager, HR Generalist, Immigration, Morale, Trusted Business Partner
Education
UC Davis
Certification
Pure Wealth Management, Inc. August 2010 - Present
Purshe Kaplan Sterling Investments 2010 - 2015
Purshe Kaplan Sterling Investments 2010 - 2015
Merrill Lynch January 2006 - August 2010
Wells Fargo Investments June 2001 - January 2006
Prudential Securities April 1997 - June 2001
Union Bank of California August 1994 - April 1997
Skills
Wealth Management, Retirement Planning, Investments, Mutual Funds, Strategic Financial..., Retirement, Portfolio Management, Alternative Investments, Estate Planning, Investment Management, Investment Advisory, IRAs, Financial Advisory
Education
University of California, Irvine 1996 — 2012
Personal Financial Planning Certification, Financial Planning
University of California, Riverside 1992 — 1995
BA, Pre-Law Political Sciences
Law Office Ronald L. Briggs Jr. August 2010 - Present
Craig Law Group 2010 - 2010
MTA 2004 - 2005
University of Baltimore 2002 - 2005
Prudential Securities February 1998 - March 1999
MBNA 1996 - 1998
Education
University of Baltimore School of Law 2002 — 2005
JD, Law
Virginia State University
Raymond James Financial Services, Inc. March 2003 - Present
Prudential Securities October 1998 - March 2003
PaineWebber May 1993 - October 1998
Skills
Investments, Retirement Planning, Securities, Series 7, Mutual Funds, Wealth Management, Retirement, Investment Advisory, Insurance, Annuities, Retirement Income...
Education
University of California, Los Angeles 1986 — 1991
Bachelor's degree
Dana Hills High School 1982 — 1986
GE, GE, 9-12
AIG Asset Management Group September 2009 - Present
Harding Advisory LLC September 2006 - April 2008
New York Life Investment Management January 2001 - September 2006
INVESCO November 1998 - December 2000
Bear Stearns May 1993 - June 1998
Prudential Securities December 1986 - April 1993
The First Boston Corporation October 1985 - November 1986
Standard & Poor's October 1981 - September 1985
Price Waterhouse June 1977 - September 1981
Skills
Derivatives, Valuation, Portfolio Management, Fixed Income, Trading, Financial Modeling, Management, Financial Analysis, Investment Banking, Capital Markets, Fixed Income Analysis, Investments, Risk Management, Corporate Finance, Securities, Bonds, Private Equity, Asset Management, Hedge Funds, CDO, High Yield, Credit Analysis, Mergers & Acquisitions, Equities, Credit Risk
Education
New York University - Leonard N. Stern School of Business 1981 — 1985
M.B.A., Finance
University of Delaware 1973 — 1977
B.S., Accounting
The Entrepreneur's Source August 2013 - Present
Great Properties International Realty September 2010 - Present
Mercado de Valores de Buenos Aires S.A. September 1996 - August 1997
Prudential Securities February 1986 - November 1992
Skills
Real Estate, First Time Home Buyers, Investments, Investment Properties, REO, Foreclosures, Condos, Investors, Short Sales, Single Family Homes, Sellers, Townhomes, Listings, Selling, Franchising, International..., Franchise Consulting, Business Visas
Education
Universidad de Buenos Aires / UBA 1981 — 1986
BS, Economics
Colegio San Agustin 1969 — 1980
Bachiller, High School/Secondary Diplomas and Certificates
Marbles, LLC March 2011 - Present
Fortress Evolved Records Management 2004 - March 2010
Prudential Securities 2002 - 2004
Merrill Lynch 1995 - 2002
Skills
Sales Management, Security, Business Development, Team Building, Microsoft Office, Strategic Planning, Operations Management, Marketing Strategy, Contract Negotiation, New Business Development, Strategy, Program Management, Sales, Continuous Improvement, Project Management, Social Media Marketing, Marketing, Leadership Development, Start-ups, Budgets, Training, Team Leadership, Management, Customer Service, B2B, Microsoft Excel, Strategic Partnerships, Insurance, Business Strategy, Public Speaking, Account Management, Entrepreneurship, Leadership, Microsoft Word, Business Planning, Negotiation, Coaching, Management Consulting, Small Business, Organizational..., Project Planning, Online Marketing
Education
University of Pennsylvania - The Wharton School 2001 — 2002
Certified Investment Management Analyst, CIMA
University of Cincinnati 1976 — 1978
Civil Engineering
Walnut Hills High School 1971 — 1976
Booz Allen Hamilton November 2012 - Present
Booz Allen Hamilton June 2009 - November 2012
Clovis Group January 2009 - May 2009
Legg Mason July 2007 - December 2008
T. Rowe Price July 2004 - June 2007
Thomson Reuters June 1999 - July 2004
Prudential Securities June 1998 - June 1999
Skills
Information Security, Vulnerability Management, Information Assurance, Risk Assessment, Business Analysis, IT Strategy, Requirements Analysis, SDLC, Requirements Gathering, Business Requirements, User Acceptance Testing, Recruiting, Enterprise Architecture, Systems Analysis, Software Consulting, Business Process..., Project Management, Cloud Security, Governance, Project Portfolio..., Analysis, Business Process, CBAP, Process Consulting, Management Consulting, Application Lifecycle..., IT Project Lifecycle, Technology Roadmapping, Cloud Computing, Private Cloud, SaaS, Project Governance, Solution Architecture, Cloud solutions, Team Leadership, Team Management, Sourcing Advisory, Project Finance, CMA, Vendor Management, Business Process..., Gap Analysis, Resource Management, Consulting, Information Technology, Requirements Management, Testing
Education
University of Maryland College Park 1993 — 1998
Bachelor of Science
Ferrum Technology Services, LLC May 2015 - Present
Bustamante Pediatrics January 2013 - Present
Life Quotes, Inc. April 2014 - May 2015
Transamerica Financial Advisors, Inc. August 2006 - March 2015
Life Quotes, Inc. September 2013 - March 2014
Life Quotes, Inc. February 2013 - August 2013
Downey Tax Advisory May 2005 - August 2006
Counrtywide/Full Spectrum Lending October 2003 - April 2005
WFG World Group Securities July 1999 - September 2003
Prudential Securities February 1994 - June 1999
Skills
Certified Information..., IT Solutions, Information Technology, Wireless Networking, Insurance, Retirement Planning, Term Life Insurance, Fixed Annuities, Health Insurance, Financial Planning, IRAs, Retirement, Investments, Strategic Financial..., Leadership, Life Insurance, Mutual Funds, Mortgage Lending, Bonds, Securities, Sales
Education
MicroTrain Technologies 2013 — 2014
IT Technician, Information Technology
University of Illinois at Urbana-Champaign 1988 — 1994
Bachelor's degree, Psychology - Engineering
Hinsdale South HS 1984 — 1988
High School, General Studies
20/20 Financial Advisers of Daytona Beach, LLC May 2010 - Present
Strategic Capital Allocation Group, LLC October 2001 - July 2008
Prudential Securities, Inc. January 2000 - October 2001
Prudential Investments August 1999 - January 2000
Prudential Securities June 1997 - December 1998
Prudential Securities 1992 - 1997
Shearson Lehman Brothers 1986 - 1992
Skills
Series 7, Portfolio Management, Investments, Securities, Series 63, Alternative Investments, Asset Management, Series 65, Financial Services, Investment Advisory, Asset Allocation, Relationship Management, Compliance
Education
University of Massachusetts Boston 1981 — 1985
B.S., Private Financial Management
The Navigators Group, Inc. March 2012 - Present
University of Colorado August 2010 - Present
NationsBuilders Insurance Services, Inc. (NBIS) April 2011 - March 2012
CV Starr January 2008 - April 2011
Fireman's Fund Insurance Company October 2006 - December 2007
Homeowners Association March 2006 - January 2007
Scottsdale Insurance Company May 2005 - October 2006
American Management Corporation January 2005 - May 2005
AIG October 2002 - December 2004
Prudential Securities 2000 - 2001
Skills
Product Development, Product Management, Product Marketing, Construction, Oil, Trucking, Insurance, Casualty, Petroleum, Manufacturing, Gas and Welding Supply..., Excess & Surplus Lines, Public Entity, Joint Power Authorities, Hospitality, Distributors, Commercial Insurance, Workers Compensation, Property & Casualty..., Excess, Reinsurance, Liability, Underwriting, Leadership, Legal Liability, Risk Management, Brokers, Inland Marine, Riggers, DOT regulations, Cranes, General Insurance, Finance, Pricing, Casualty Insurance
Education
University of Colorado Boulder - Leeds School of Business 1998 — 2002
Bachelors, Finance
Millburn 1994 — 1998
High School/Secondary Diplomas and Certificates
IAHSP - Member of International Association of Home Stagers, June 2006 - Present
SOS by Melanie (Stage, Organize and Senior Move Management) January 2006 - Present
SOS by Melanie (Stage, Organize & Senior Move Management) January 2005 - Present
Puyallup Sumner Chamber of Commerce January 2011 - January 2012
Wachovia Securities February 2000 - January 2005
EFHutton, Shearson and Smith Barney 1983 - 2005
Prudential Securities 2000 - 2004
Prudential Financial 2000 - 2003
Smith Barney 1996 - 2000
Skills
Small Business, Customer Service, Marketing, Coaching, Training, Management, Sales, Public Speaking, Leadership, Real Estate, Home Staging, Event Planning, Time Management, Selling, Seniors, Relocation, Advertising, Social Media Marketing, Residential Homes, Marketing Strategy, Account Management, Networking, Team Building, New Business Development, Entrepreneurship, Social Networking, Investments, Property, REO, Negotiation, Condos, Contract Negotiation, Budgets, Strategic Planning, Sales Management, Leadership Development, Online Marketing, Business Development, Fundraising, Social Media, Marketing Communications, Professional Organizing, Email Marketing, Event Management
Education
University of Pennsylvania - The Wharton School 1992 — 1995
University of California, Berkeley
Morgan Stanley Wealth Management September 2013 - Present
Finding Hope Again Outreach Inc May 2012 - Present
Hughes Capital Management Inc July 2011 - September 2013
Trumbower Financial Advisors, LLC, July 2009 - July 2011
Resource Planning Group LLC October 2006 - November 2008
Smith Barney August 2004 - May 2006
Prudential Savings Bank, F.S.B. January 2001 - June 2004
A.G. Edwards 2000 - 2001
Prudential Securities September 1998 - April 2000
First National Bank December 1997 - September 1998
Skills
Operations Management, Advent Axys, BondEdge, Omgeo Oasys/Alert, Omgeo TradeSuites, FIWS, Investment Management, Compliance Management..., Simple IRA, Roth IRA, Education IRA, Series 7 & 63, Wealth Management, Portfolio Management, Mutual Funds, Series 63, Asset Management, Trade Settlement, Institutional Fixed..., Human Resources, Training, Procedure documentation, Performance Reporting, Pricing of..., Life & Health Insurance..., Reconciliation/Forensic..., Tax filing, Event Planning, Fundraising, Community Involvement, Volunteering
Education
University of Florida 1988 — 1990
Cannon Financial Institute 2001 — 2004
Trust Administration
University of Phonix 2001 — 2002
Bachelor of Applied Science (B.A.Sc.), Business Administration, Management and Operations
Annandale High School 1987 — 1988
Diploma, College Prep
Singer Nelson Charlmers June 2006 - Present
Prudential Securities June 1980 - June 2004
Skills
Underwriting, Property & Casualty..., Professional Liability, Insurance, Employee Benefits, Employment Practices..., Risk Management, Brokers, D&O, Commercial Insurance, Liability, Legal Liability, Casualty, Umbrella Insurance, Commercial Lines, General Insurance, Customer Service, Casualty Insurance
Education
University of Miami 1983 — 1985
Business Administration and Management, General
Flushing High School
busniss Administratiohn, General Office Occupations and Clerical Services
UBS Financial Services Inc. March 1998 - Present
Prudential Securities September 1992 - March 1998
Skills
Wealth Management, Financial Planning, Retirement Planning, Equities, Fixed Income, ETFs, Vegetarian Cooking
Education
University of California, Berkeley, Haas School of Business
CIMA® Designation
University of Illinois at Chicago
B.S., Electrical Engineering, Awarded Bell Honor Award for graduating with higest GPA
Ruxly Creative 2014 - Present
Know Cancer September 2008 - Present
1000 Buddhas September 2005 - December 2013
Databanq Media, Inc. December 2006 - September 2008
B.S.R. Entertainment 2003 - 2005
Prudential Securities 2000 - 2002
Skills
Email Marketing, PPC, Entrepreneurship, SEO, SEM, Marketing, Google Adwords, New Business Development, Social Media Marketing, Web Analytics, Information Architecture, Social Media, Marketing Strategy, Online Advertising, Google Analytics, Business Development, Start-ups, Project Management, Online Marketing, Web Design, Landing Page..., Social Networking, Management, Digital Strategy, Lead Generation, Analytics, Web Development, Team Building, Digital Media, Website Development, Keyword Research, E-commerce, WordPress, Organic Search, Conversion Optimization, Leadership, Product Management, Training, Strategic Partnerships, Content Strategy, Link Building
Education
University of Central Florida - College of Business Administration 2005 — 2007
MBA, Entrepreneurship
University of Central Florida - College of Business Administration 1997 — 2001
B.S., Finance
Alexander Muss HSI 1996 — 1997
Electronic Transaction Clearing, Inc. April 2015 - Present
Finance 500 June 2005 - April 2015
Prudential Securities June 1999 - June 2002
Skills
Compliance, FINRA, Series 7, Series 24, Regulatory Audits, Policies and Procedures, Legal, Supervisory Experience, Securities, Equities, Trading, Licensing, Private Equity, Investment Banking, Venture Capital, Due Diligence, Operations, Investments, Hedge Funds, Investment Advisory, Series 63, Corporate Law, Finance, Financial Services, Alternative Investments
Education
Western State University College of Law 2002 — 2005
JD, Law
University of California, Los Angeles 1998 — 2002
BA, Economics
Vista Advisory Group 2013 - Present
Vista Consulting, Ltd. 2012 - Present
Impact Wealth Advisors, Ltd. 2008 - 2013
Smith Barney 2000 - 2008
First Union 1995 - 2000
Prudential Securities 1991 - 1995
First Miami Securities 1979 - 1991
First Miami Securities 1979 - 1991
Skills
Strategic Financial..., Investments, Wealth Management, Retirement Planning, Estate Planning, Alternative Investments, Asset Managment, Entrepreneurship, Asset Allocation, Strategic Planning, Investment Strategies, Organizational..., Advising Non Profit..., Private Equity, Financial coaching, Business coaching, Life Coaching
Education
University of Maryland College Park 1970 — 1974
BA, Anthroplogy/History
Livingston High School
Staples May 2015 - Present
Boston Scientific January 2003 - April 2015
Prudential Securities January 1997 - June 2001
The McGraw-Hill Companies July 1992 - August 1996
Skills
College Recruiting, Project Management, Workshop Facilitation, Employee Relations, Process Improvement, Public Speaking, Applicant Tracking..., Onboarding, Technical Recruiting, Medical Devices, Talent Acquisition, Recruiting, Sourcing, Executive Search, Talent Management, Interviews, Training, Organizational..., Leadership, Management, Program Management, New Hire Orientations, Human Resources
Education
University of Hartford 1987 — 1991
BA, Communications
UBS Wealth Management March 2014 - Present
UBS Financial Services, Inc. August 2009 - March 2014
UBS August 2007 - August 2009
Smith Barney October 2000 - August 2007
Prudential Securities January 1997 - June 1998
Education
University of Florida 1983 — 1988
BS, Accounting
Vasen Legal Services May 2009 - Present
State Street Bank August 2008 - April 2009
Opich 2009 - 2009
Greenfield Hardy September 2007 - December 2007
Jacobson Markham LLP 2007 - 2007
McGeorge Business and Community Dev Clinic 2005 - 2006
Barclays Global Investors 1998 - 2005
Franklin Templeton Group 1993 - 2000
Prudential Securities 1997 - 1998
Skills
Securities, Bankruptcy, Mutual Funds, Estate Planning, Investment Management, Equities, Derivatives, Hedge Funds, Private Equity, Financial Services, Alternative Investments, Corporate Governance, Corporate Actions, Corporate Law, Finance, FINRA, Fixed Income, Capital Markets, Mergers & Acquisitions, Due Diligence, Asset Management, ETFs
Education
University of the Pacific - McGeorge School of Law 2004 — 2007
Hayward High
University of California, Santa Barbara
SIGNALSENSE, Inc. January 2015 - Present
SIGNALSENSE, Inc. October 2014 - Present
Benchmark Plus Management LLC August 2008 - December 2014
Maveron LLC July 2005 - August 2008
Microsoft Corporation February 2002 - July 2005
SafeHarbor Technology Corporation February 1999 - February 2002
Prudential Securities June 1997 - December 1998
Intelectron Products 1992 - 1995
Wells Fargo Bank 1990 - 1992
Skills
Investments, Mergers & Acquisitions, Venture Capital, Business Strategy, Accounting, Finance, Strategic Planning
Education
The Wharton School, University of Pennsylvania 1995 — 1997
MBA, Finance and Strategic Management
University of California at Berkeley 1987 — 1990
BS, Industrial Engineering and Ops Research
Skains Investment Partners August 2009 - Present
Raymond James Financial Services May 2003 - August 2009
Wachovia Securities 1999 - 2003
Prudential Securities 1995 - 1999
Smith Barney 1989 - 1996
Skills
Strategic Financial..., Investments, Series 7, Retirement Planning, Investment Advisory, Mutual Funds, Retirement, 401k, Series 63, Asset Allocation, Asset Managment, Small Business Lending, Securities, Finance, Investment Management, Financial Advisory, Management, Financial Services, Estate Planning, Insurance, FINRA, Life Insurance, Bonds
Education
University of Houston 1980 — 1985
BBA Finance, Finance
John Foster Dulles High School 1977 — 1980
LWMA
PIMCO August 2011 - Present
Arch Bay Capital, LLC November 2009 - July 2011
Solace Financial, LLC 2006 - 2009
OLD CANAL FINANCIAL 2004 - 2006
Prudential Securities 2002 - 2002
Education
University of California, San Diego 2000 — 2004
Economics
The March Group of Wells Fargo Advisors January 2009 - Present
Wachovia Securities, LLC January 2003 - December 2008
Prudential Securities November 1995 - December 2002
Merrill Lynch February 1982 - November 1995
Skills
Investment Strategies, Financial Advisory, 401k, Fixed Income, Needs-Based Analysis, Structured Asset..., Institutional Analysis
Education
University of California, San Diego - School of Medicine 1978 — 1980
Medical Research
University of California, San Diego 1974 — 1978
University of California, Los Angeles
TD September 2012 - Present
Bank of America April 1997 - September 2012
MBNA America 1997 - 2006
MBNA / Bank of America 1997 - 2005
A.G. Edwards March 1995 - March 1997
Prudential Securities January 1992 - March 1995
Stoltz Realty Co September 1986 - January 1992
Skills
Credit Cards, Banking, Loyalty Marketing, Financial Services, Relationship Management, Credit, Analytics, Portfolio Management, Customer Acquisition, Partnership Marketing, Cross Selling, Online Marketing..., Digital Marketing, Internet Strategy, Strategy, CRM, E-commerce, Management, Marketing, Mergers & Acquisitions, Segmentation, Digital Strategy, Executive Management, Risk Management, Strategic Leadership, Strategic Planning
Education
University of Delaware 1981 — 1986
Prime Capital Equities January 2015 - Present
Pacific Sotheby`s International Realty May 2014 - Present
Pacific Sotheby's International Realty: Prime Capital Equities May 2014 - Present
Willis Allen Real Estate January 2013 - April 2014
Villas de Oro at Palmilla January 1999 - December 2012
Round Hill Securities April 1995 - November 2004
Prudential Securities April 1990 - May 1995
Shearson Lehman Hutton January 1988 - May 1990
Merrill Lynch January 1980 - May 1988
Pacific Stock Exchange Options Floor February 1980 - December 1982
Skills
Series 7, Series 24, Series 63, Securities, Investment Advisory, Asset Management, Investments, Real Estate, Financial Analysis, California Real Estate..., Asset Managment, Real Estate License, Sellers, Real Estate Development, Investors, Luxury, Real Estate Transactions, Investment Properties, Residential Homes, Finance, International Real..., Sales, Real Estate Financing, Vacation Homes, REO, Real Estate Economics, Rentals, Short Sales, Condos, Real Property, Foreclosures, Single Family Homes, Property, Relocation, Property Management, Listings, Peer to Peer Lending, Buyers, Buyer Representation, Referrals
Education
University of California, Berkeley 1976 — 1981
Bachelor of Arts, Social Welfare & Economics
Saint Ignatius College Preparatory 1972 — 1976
High School, High School Diploma
Bank of America September 2006 - Present
Fidelity Investments September 2004 - September 2006
Neuberger Berman August 2002 - September 2004
Fidelity Investments September 1998 - May 2002
Prudential Securities August 1997 - September 1998
Skills
Asset Management, Investments, Institutional, Fixed Income, Wealth Management, Financial Advisory, Series 7, Equities, Asset Managment, Investment Management, Mutual Funds, Banking, Finance, Capital Markets, Financial Services, High Net Worth..., Portfolio Management, Asset Allocation, Private Banking, Financial Markets, Bonds, Series 63, Estate Planning, Fixed Annuities, Insurance
Education
University of Southern California - Marshall School of Business 2003 — 2005
Master of Business Administration (M.B.A.)
University of California, Santa Barbara 1993 — 1997
Bachelor of Arts (B.A.), Business Economics
Carrington Mortgage Services 2011 - Present
Flagstar Bank 2007 - 2010
First Magnus Financial January 2005 - August 2007
United Equity, LLC 2003 - 2005
Prudential Securities 1997 - 2002
Skills
New Business Development, Wholesale Lending, Correspondent Banking, Warehouse Lending, Sales Management, Team Building, Team Leadership, Financial Analysis, Risk Management, Agency MBS, MBS, FNMA, FHLMC, FHA, GNMA, Recruiting, MBA, Microsoft Dynamics, Salesforce.com, Mortgage Banking, Mortgage Lending, Refinance, Sales, Loan Origination, Leadership, FHA financing, USDA, VA loans, Residential Mortgages, Mortgage Underwriting, Loans, Mortgage Servicing, Credit, Loss Mitigation, Reverse Mortgages, Credit Analysis, Construction Loans, Banking, Consumer Lending, Commercial Lending, Mortgage Marketing, Government Loans, Real Estate Financing, VA Loans, FHA Financing
Education
University of Baltimore 1995 — 1997
MBA, Finance
West Virginia University 1989 — 1993
BS, Marketing
LLBH Private Wealth Management LLC October 2008 - Present
Merrill Lynch January 1998 - October 2008
Prudential Securities January 1985 - January 1995
Morgan Stanley Smith Barney January 1985 - January 1995
Education
Columbia University 1985 — 1997
Masters, Business Policy
University of Maine 1976 — 1981
BS, Wood Science and Technology
Bristol-Myers Squibb April 2014 - Present
Teva Neuroscience June 2012 - April 2014
Merck October 2002 - June 2012
Prudential Securities July 1995 - December 2000
Skills
Diabetes, Pulmonology, Vaccines, Endocrinology, Account Management, Product Launch, Cold Calling, Immunology, Cardiology, Asthma, Sales Management, Multiple Sclerosis, Oncology, Infusion / Injectibles, Parkison's Disease, Long-term Customer..., Strategic Planning, Microsoft Office, Microsoft Excel, Allergies
Education
University of Maryland 1990 — 1994
BS
Syosset High School 1986 — 1990
Emerson Equity 2013 - Present
MA Wealth Management 2009 - 2013
Ocean Park Capital 2000 - 2013
Monoptics, LLC 1999 - 2000
Past, Present, Futures investment newsletter 1994 - 1999
Prudential Securities 1984 - 1994
Skills
Hedge Funds
Education
University of California, Los Angeles 1975 — 1980
Bachelor of Science (BS), Economics
Allstate Financial Services, LLC June 2015 - Present
Northwestern Mutual November 2010 - June 2015
Business Communications, Inc. 2009 - 2010
Network Engineering Technologies December 2008 - December 2009
NetGain Technologies, Inc. December 2006 - November 2008
Diversified Autogroup November 2002 - November 2006
Diversified Solutions August 2001 - April 2005
Altec February 2000 - August 2001
Prudential Securities September 1997 - January 2000
Skills
Insurance, Investments, Management, Sales, Strategic Financial..., Life Insurance, Public Speaking, Finance, Retirement Planning, Retirement, Customer Satisfaction, Business Development, Fixed Annuities, Series 6, Series 63, Series 65, Life and Health...
Education
University of Arkansas at Little Rock 1997 — 1997
B.A., Political Science
University of Mississippi 1994 — 1997
B.A., Political Science
Hall High 1990 — 1993
Forest heights
Genworth Financial April 2005 - Present
Washington Mutual January 2002 - December 2004
Prudential Securities January 1997 - December 2001
Skills
Long Term Care Insurance
Education
University of Maryland College Park 1972 — 1974
BS, Biology
Satori Financial LLC 2001 - Present
Starbucks Coffee Company 1996 - 2000
Prudential Securities 1993 - 1996
Putnam Hayes & Bartlett 1987 - 1991
Skills
Portfolio Management, tax planning for..., equity compensation..., women and money, divorce, fee-only financial..., tax advice, tax diversification, strategic planning for..., Roth conversions, financial planning for..., venture philanthropy, Personal Financial..., Certified Divorce..., Investments
Education
Yale University - Yale School of Management
MBA, Finance
University of California, Berkeley
A.B., Economics
Coldwell Banker Residential Brokerage September 2005 - Present
Prudential Securities 1987 - 2003
Education
University of Delaware 1979 — 1983
Jonathan Dayton Regional High School 1978 — 1979
Bank of America Merrill Lynch June 2010 - Present
Banc of America Investment Services, Inc May 2003 - June 2010
London Pacific Advisors November 1999 - June 2003
Prudential Securities June 1998 - November 1999
Wells Fargo September 1992 - June 1998
Skills
Securities, Series 7, Operations Management, Risk Management, Series 63, Wealth Management, Investments, Asset Allocation, Banking, Asset Management, Equities
Education
University of California, Los Angeles 1982 — 1985
Guggenheim Investments January 2011 - Present
CFA San Francisco 2009 - Present
Jurika, Mills & Keifer, LLC October 2008 - December 2010
Schroders, plc April 1994 - February 2000
Smith Barney January 1993 - January 1994
Prudential Securities January 1992 - January 1993
Institute for International Research January 1989 - January 1992
Skills
Public Speaking, Asset Allocation, Fixed Income, Mutual Funds, Portfolio Management, Investments, Series 63, Sales, Strategy, Alternative Investments, Finance, ETFs, Due Diligence, Capital Markets, Hedge Funds, Equities, CRM, Series 7, Credit, Emerging Markets, Strategic Planning, Marketing Strategy
Education
Chartered Alternative Investment Analyst 2009 — 2010
CAIA
University of San Francisco 1999 — 2003
MBA, International Business
Charter Financial Analyst Society 1996 — 1999
CFA
University of Denver
BSBA, Economics
Credo LLP 2005 - Present
Pasadena Angels 2005 - Present
Platinum Equity 2002 - 2005
Cooley LLP 1998 - 2002
Prudential Securities 1993 - 1994
Merrill Lynch 1992 - 1993
Skills
Mergers & Acquisitions, Venture Capital, Private Equity, Entrepreneurship, Corporate Governance, Intellectual Property, Corporate Law, Angel Investing, Securities Regulation, Emerging Markets, Securities
Education
University of California, Berkeley - Walter A. Haas School of Business 1995 — 1998
MBA
University of California, Berkeley - School of Law 1994 — 1998
JD
University of Pennsylvania 1988 — 1992
BA
Moline High School
Gender Leadership Group June 2015 - Present
Gender Allies October 2013 - Present
Integrative Coaching April 2008 - Present
Shirlaws February 2007 - April 2008
RBC Dain September 2002 - February 2007
US Bancorp Piper Jaffray September 1996 - August 2001
Prudential Securities April 1993 - August 1996
Skills
Coaching, Conflict Resolution, Communications Strategy, Cultural Transformation, Personal Development, New Business Development, Large Group Facilitation, Executive Coaching, Leadership Development, Diversity Training, Diversity & Inclusion, Collaborative Leadership, Workshop Facilitation, Training, Strategic Communications, Staff Development, Team Building, Start-ups, Leadership, Business Development, Entrepreneurship, Consulting, Public Speaking, Emotional Intelligence, Organizational..., Gender Equality, Professional Mentoring, Training Facilitation, Management
Education
San Francisco Law School 1988 — 1992
JD, Law
University of California, Los Angeles 1982 — 1986
BA, Business Administration/Political Science
self employed July 2012 - Present
Janney Montgomery Scott June 2002 - June 2012
prudential securities November 1986 - August 2002
Skills
Investments, Marketing, Equities, Customer Service, Sales Management, Marketing Strategy, Securities, Sales, Strategic Planning, Series 63, Mutual Funds, Finance, Wealth Management, Retirement Planning, Financial Advisory, Asset Allocation, Estate Planning, Due Diligence, Life Insurance, Fixed Annuities, Strategy, Start-ups, Strategic Financial..., Financial Planning
Education
University of Florida 1971 — 1973
Master's degree, Electrical and Electronics Engineering
miami dade college 1969 — 1971
Associate of Arts and Sciences (AAS), Engineering
Brandes Investment Partners November 2014 - Present
Brandes Investment Partners February 2014 - November 2014
Investment Management April 2013 - February 2014
Allianz Global Investors January 2008 - April 2013
Raymond James Asset Management Services April 2007 - January 2008
Eagle Asset Management May 2003 - April 2007
Eagle Asset Management March 2000 - June 2003
Eagle Asset Management June 1998 - March 2000
Raymond James Financial Inc. June 1997 - August 1997
Prudential Securities May 1994 - August 1996
Skills
Investments, Portfolio Management, Mutual Funds, Asset Management, Marketing, Leadership, Asset Allocation, Investment Management, Management, Analysis, Series 7, Equities, Financial Services, CRM, Asset Managment, Fixed Income, Relationship Management, Series 63, Series 65
Education
University of Florida - Warrington College Of Business 1996 — 1998
MBA, Security Analysis, Finance
University of Florida 1987 — 1991
BSBA, Finance
Archbishop Curley-Notre Dame 1983 — 1987
Sherpa Digital Media, Inc. July 2011 - Present
Polycom January 2010 - July 2011
OneTouch Systems July 2002 - January 2010
Innovatv (a Tata -America company) August 1999 - July 2002
Prudential Securities April 1997 - July 1998
Fidelity Investments January 1995 - March 1997
Skills
Strategic Partnerships, Salesforce.com, Enterprise Software, Video, SaaS, Business Development, Streaming Media, Solution Selling, Managed Services, Professional Services, Business Alliances, Integration, Mobile Devices, Business Strategy, Cloud Computing, Direct Sales, VoIP, Sales, Product Management, Product Marketing, Management, Lead Generation, Demand Generation, Digital Media, Start-ups, Strategy, Unified Communications, Sales Process, Channel Partners, Telecommunications, Go-to-market Strategy
Education
University of Arizona 1990 — 1994
RESCUE Consulting June 2015 - Present
EWM Realty International 2008 - Present
Kasch Ventures, LLC September 2000 - Present
Realty World South Florida January 2003 - April 2008
Jacaranda Title & Escrow 2005 - 2007
Schonfeld Securities 1998 - 2003
Prudential Securities January 1997 - June 1998
Kapit & Rudolph, P.A. November 1995 - December 1996
Skills
Residential Resale, New Home Sales, Contract Negotiation, Speaking Engagements, Online Marketing, Market Analysis, Demand Generation, Residential Homes, Public Speaking, Real Estate Development, Sellers, Condos, Selling, Public Relations, Referrals, Luxury, Sales, Real Estate Transactions, Real Property, Investment Properties, Marketing, Listings, Investors, Short Sales, First Time Home Buyers, Real Estate, Single Family Homes, Relocation, Buyers, Buyer Representation, Investments, Luxury Homes, Athlete Representation
Education
Mississippi College School of Law 1992 — 1995
JD, Law, Golf
University of Florida 1987 — 1992
B.A., Criminal Justice
Hollywood Hills High School 1983 — 1987
HS Diploma, fun
Pine Crest School, Fort Lauderdale 1979 — 1983
fun, too young to know
Alternative Investment Solutions December 2009 - Present
Four Springs Capital LLC April 2011 - December 2013
Trimeteor Oil & Gas February 2013 - October 2013
BFS Financial, Inc. October 2009 - March 2011
Wells Fargo Advisors, LLC February 2008 - August 2009
Morgan Keegan 2005 - 2008
AmSouth Investments 2005 - 2007
Triad Advisors/Lowther & Co. Inc. 1999 - 2005
Morgan Stanley Smith Barney 1998 - 1999
Prudential Securities 1994 - 1998
Skills
Financial Planning, Financial Advisory, Portfolio Management, Alternative Investments, Asset Allocation, Retirement Planning, Real Estate, Investments, Series 63, Asset Managment, Insurance, Mutual Funds, Series 7, Securities, Investment Advisory, Wealth Management, Asset Management, Strategic Financial..., Valuation, Fixed Annuities, Leases, Finance, Investment Strategies, 401k
Education
University of Kentucky 1979 — 1983
BA, Finance and Journalism (dual degrees)
Nashua High School 1974 — 1978
High School Diploma, College Prep
Performance Trust Capital Partners August 2012 - Present
Wells Fargo October 2006 - July 2012
J.P. Morgan July 2004 - February 2006
Banc One Capital Markets October 1996 - July 2004
Prudential Securities May 1990 - February 1995
Skills
MBS, ABS, Structured Products, Structured Finance, Securitization, Fixed Income, Capital Markets, Securities, Portfolio Management, Residential Mortgages, Valuation, Asset Management, Investments, Series 7, Financial Markets, Series 63, Mortgage, Mortgage Lending, Investment Banking, Financial Structuring, Credit Derivatives, Credit
Education
University of Louisville 1990 — 1992
Master of Business Administration (M.B.A.), Finance, General
University of Louisville 1980 — 1987
BSBA, Finance
PMP Marketing Group June 2014 - Present
Santa Barbara Marketing February 2011 - Present
JKR Advertising and Marketing August 2012 - March 2014
Asbestos & Mesothelioma Awareness Center October 2011 - July 2012
Perfect Skin March 2010 - December 2010
NATIONAL SALES GROUP August 2007 - January 2010
VERTRUE - BARGAIN NETWORK March 2006 - August 2007
Martin Worldwide September 2003 - March 2006
VERTRUE - BARGAIN NETWORK November 2000 - August 2003
PRUDENTIAL SECURITIES September 1998 - October 2000
Skills
PPC, SEM, Google Adwords, Email Marketing, Lead Generation, Google Analytics, SEO, Multi-channel Marketing, Marketing Strategy, Direct Marketing, Web Analytics, E-commerce, Advertising, Digital Marketing, Marketing, Web Marketing, B2B, Online Marketing, Landing Page..., Digital Strategy, CRM, CPL, Mobile Marketing, Online Lead Generation, Online Advertising, Customer Acquisition, Conversion Optimization, Search Advertising, Display Advertising, Direct Mail, Media Buying, Strategic Planning, Organic Search, SEOmoz, MSN AdCenter, Media Planning, Mobile Advertising, Marketing Management, Digital Media, A/B testing, Product Marketing, Local Search, Yahoo Search Marketing, Microsoft AdCenter, Google AdWords..., Affiliate Management
Education
University of California, Santa Barbara 1994 — 1997
B.A., Business Economics
Hire Patriots July 2015 - Present
NORTH AMERICAN FINANCIAL March 2014 - Present
Steven Cates International September 2013 - August 2014
Retail Top Talent October 2010 - June 2011
Time Warner Cable October 2008 - October 2009
California Marketing April 2008 - September 2008
Designscape June 2006 - February 2007
Goal Financial September 2003 - June 2006
Morgan Stanley Dean Witter October 2000 - March 2003
Prudential Securities November 1996 - April 2000
Skills
Inside Sales, Outside Sales, Marketing, Selling, Sales, CRM, Training, Event Planning, Leadership, Customer Service, Event Management, Entrepreneurship, Email Marketing, Social Media, Advertising, New Business Development, Social Media Marketing
Education
University of California, Los Angeles 1987 — 1991
B.A., Communication Studies, Emphasis in Business Administration
University of California, Los Angeles 1987 — 1991
Bachelor of Communications Studies and Business, Communication Studies and Business
JPMorgan Chase Bank, N.A. April 2014 - Present
JPMorgan Chase Bank, N.A. November 2013 - March 2014
JPMorgan Chase Bank, N.A. January 2013 - October 2013
JPMorgan Chase Bank, N.A. August 2012 - December 2012
Epiphany Portfolios July 1995 - August 2012
Prudential Securities October 1993 - July 1995
Education
University of Illinois at Urbana-Champaign - College of Business 1989 — 1993
Bachelor of Science (BS), Finance, General
Loyola Academy College Prep 1985 — 1989
Concordius Capital Advisors, LLC November 2013 - Present
Concordius Capital Holdings, Inc. October 2013 - Present
Vista Mar Partners August 2011 - Present
Regional Investment Banking April 2010 - Present
Robert W. Baird & Co. November 2006 - January 2010
Stephens, Inc June 1996 - January 2006
Prudential Securities March 1993 - May 1996
Paine Webber September 1991 - March 1993
Krueger, Inc October 1988 - August 1992
Merrill Lynch September 1981 - April 1989
Skills
RIA, Investment Banking, Mergers & Acquisitions, Valuation, Succession Planning, Registered Investment..., Investment Advisory, Independent Financial..., Private Placements, Restructuring, Divestitures, Mergers, Equity Capital Markets, Capital Markets, Private Equity, Financial Structuring, Equities, Debt & Equity Financing, Debt Restructuring, Corporate Finance, Stock Trading, Fixed Income Portfolio..., Portfolio Management
Education
University of Miami
Bachelor of Arts
Consultant and Freelancer 2013 - Present
Diageo 2012 - 2013
RDA International, Inc. 2011 - 2012
Media Consulting Services 2008 - 2011
Prudential Investments 2007 - 2008
Royal Bank of Canada, Capital Markets 2005 - 2007
TD Waterhouse 2002 - 2004
Prudential Securities 1999 - 2002
Wells Rich Greene 1996 - 1998
Arista Records 1987 - 1995
Skills
Marketing, Market Analysis, Advertising, Graphic Design, Integrated Marketing, Marketing Communications, Marketing Strategy, Strategic Planning, Social Media, SEO, Editing, Account Management, Creative Direction, Creative Strategy, Cross-functional Team..., Budgets, Strategy, Project Management, Sales, Brand Management, Management, Public Relations, Business Development, New Business Development, Direct Marketing, Online Advertising, Digital Media, Email Marketing, Brand Development, Copywriting, Interactive Marketing, Online Marketing, Leadership, Web Design, Competitive Analysis, Market Research, Marketing Management, Mobile Marketing, Mobile Devices, Corporate Communications, Digital Strategy, Social Media Marketing, Digital Marketing, Direct Mail, Media Planning, CRM, Relationship Marketing, Lead Generation, Segmentation, E-commerce
Education
Institute of Advanced Advertising Studies
University of Massachusetts, Amherst
Teaneck High School
Bank of Hawaii February 2013 - Present
Bank of Hawaii October 2008 - February 2013
Lehman Brothers April 2005 - October 2007
Merrill Lynch October 2003 - April 2005
Prudential Securities April 2000 - August 2002
Education
University of California, Berkeley 1993 — 1999
BA, Economics, Business
Voya Investment Management (formerly ING U.S. Investment Management) February 2013 - Present
ING Investment Management January 2011 - March 2014
ING Investment Management November 2005 - January 2011
Third Avenue Management August 2004 - November 2005
Bank of New York August 2003 - August 2004
AllianceBernstein November 2001 - August 2003
Prudential Securities November 1999 - May 2001
Skills
Asset Managment, Investment Management, Investment Strategies, Separately Managed..., Wealth Management, Sales Management, Client Development, Superior Client Service, Client Liaison, Sales Presentations, Contractual Agreements, Business Development, Asset Management, Asset Allocation, Institutional, Uniform Combined State..., FINRA, Financial Services, Investment Banking, Client Services, Portfolio Management, Electronic Trading, Management, Investments, Mutual Funds, Series 7, Series 63, Fixed Income, Equities, Securities, Relationship Management
Education
University of Hartford 1993 — 1997
BA, Politics and Government
Circle Partners May 2008 - Present
Pinnacle Fund Administration, LLC May 2007 - May 2008
Bank of New York Mellon October 2001 - May 2007
Morgan Stanley Online June 2000 - October 2001
Merrill Lynch January 1999 - January 2000
Prudential Securities August 1997 - March 1998
Skills
Hedge Fund Accounting, Advent Geneva, Partnership Accounting, Bloomberg, Financial Statements, Team Building, Microsoft Excel, US GAAP reporting, IFRS, Swaps, Bank debt, Equities, Options, FX Options, Forwards, Futures, Hedge Funds, Fund Accounting, Alternative Investments, Fund Administration, Fund Of Funds, Derivatives, Fixed Income, Mutual Funds, Finance, Investments
Education
University of Florida 1995 — 1997
BSBA, Business Economics
Target 2008 - 2011
JMP Enterprise 2007 - 2008
TRAVELCLICK 1999 - 2007
S R Peterson Construction 1998 - 1999
Prudential Realty 1996 - 1997
Prudential Securities 1996 - 1997
Damar Construction 1992 - 1995
Skills
Team Leadership, Leadership, Operations Management, Customer Service, Vendor Management
Education
University of Iowa 1991 — 1996
B.A., English
Brookhaven Mortgage 1999 - Present
Prudential Securities 1997 - 1999
Rollins Environmental Services, Inc. 1987 - 1995
Temple-Inland 1977 - 1983
Education
University of Georgia - Terry College of Business 1972 — 1977
Morgan Stanley January 1995 - Present
Prudential Securities January 1994 - January 1995
Education
University of California, Irvine 1985 — 1990
Economics
MKM Partners November 2013 - Present
JMP Securities July 2010 - August 2013
Fox-Pitt, Kelton July 2004 - June 2010
Prudential Securities 2000 - July 2004
Credit Suisse First Boston 1996 - 2000
Skills
Equities, Capital Markets, Equity Research, Investment Banking, Valuation, Financial Modeling, Series 7, Investments, Asset Managment, Mergers, Corporate Finance, Securities, Corporate Development, Banking, Finance, Mergers
Education
University of Maryland - Robert H. Smith School of Business 1993 — 1995
Master of Business Administration (MBA), Finance, General
University of Maryland College Park 1982 — 1987
Bachelor of Science (BS), Computer Science
Merrill Lynch August 2007 - Present
Citi 2006 - 2007
Citigroup 2006 - 2007
Advest, Inc 2002 - 2006
Prudential Securities 1985 - 2001
Skills
Series 7, Business Analysis, Strategic Planning, Securities, Fixed Income, Series 63, Equities, Mutual Funds, Wealth Management, Capital Markets, Hedge Funds, Series 65, Investments, Portfolio Management, Middle Office, Derivatives, Alternative Investments, Series 24, Financial Services, FINRA, Prime Brokerage, Back Office, Asset Allocation, Bonds, Bloomberg, Settlement, Trading Systems, Options, ETFs
Education
University of Hartford 1975 — 1979
Bachelor of Science (BS), Finance and Economics
Wells Fargo Advisors, LLC May 2009 - 2010
Wachovia Securities September 2004 - April 2009
Prudential Securities August 1999 - August 2004
Elizabeth Kellen Design January 1985 - March 1999
Sottsass Associati September 1988 - March 1990
Education
University of California, Los Angeles
Bachelor of Arts (B.A.), Industrial and Product Design
Morgan Stanley Investment Management September 2014 - Present
Pioneer Funds Distributor July 2004 - September 2014
Prudential Securities July 2000 - December 2003
Prudential Securities July 1997 - July 2001
Prudential Securities June 1996 - July 1997
Prudential Securities June 1995 - July 1996
Prudential Investments July 1992 - July 1995
Skills
Relationship Builder, Story Teller, Public Speaking, Financial Advisory, Management, Leadership, Securities, Fixed Annuities, Investments, Mutual Funds, Storytelling, Capital Markets, Alternative Investments, CRM, Asset Allocation, Business Planning, Series 63, FINRA, Series 7, Wealth Management
Education
University of Massachusetts Boston 1985 — 1988
Bachelor of Arts, Economics
Saint John Vianney 1978 — 1981
Equator, LLC June 2014 - March 2015
QBE FIRST August 2010 - January 2014
Bank of America February 2008 - February 2010
Portellus, Inc. 2005 - 2007
JustLend January 2005 - August 2005
Greenlight Financial Services 2003 - 2005
BookVegas, TheReservationCompany 2002 - 2003
Prudential Securities 2001 - 2001
UBS PaineWebber 1998 - 2001
Skills
Quality Assurance, Finance, SDLC, Business Analysis, Visio, Requirements Gathering, Banking, Mortgage Lending, Vendor Management, Systems Analysis, Software Project..., Business Requirements, Software Documentation, Integration, Program Management, Process Improvement, Requirements Analysis, Microsoft SQL Server, Business Process, Analysis, Project Management
Education
University of California, Los Angeles 1994 — 1998
BS, Political Science
Bank of America MerrillLynch April 2005 - Present
Citigroup Global Markets Inc November 2003 - March 2005
Prudential Securities 1989 - October 2003
Skills
Equities, Fixed Income, Series 7, Derivatives, Capital Markets, Securities, FINRA
Education
University of Maryland College Park 1985 — 1989
Jericho High School 1981 — 1985
New York & Company November 2014 - Present
The Indian Elegance, Inc September 2007 - October 2014
Merrill Lynch September 2006 - January 2007
Concorde Medical Group October 2005 - June 2006
Central FL Inpatient Medicine July 2004 - May 2005
Advantage Trading 1999 - 2004
Florida Primary Care Center June 1993 - May 1999
Prudential Securities 1997 - 1997
Skills
Management, Accounts Receivable, Microsoft Office, Analysis, Accounting, Leadership, Finance, Account Reconciliation, Training, Mutual Funds, Insurance, Medical Billing, Bonds, Financial Services, Health Insurance
Education
University of Central Florida - College of Business Administration 1995 — 1999
Bachelor of Science in Business Admin, Finance
Valencia Community College 1993 — 1999
Associates, Business
Amherst Pierpont June 2014 - Present
BB&T Capital Markets November 2010 - October 2013
SunTrust Investment Services February 2010 - November 2010
Colonial Brokerage, Inc. December 2007 - October 2009
Amherst Securities Group February 2003 - December 2007
Prudential Securities August 2001 - February 2003
Salomon Smith Barney October 1998 - August 2001
Chicago Board of Trade/Internship June 1997 - August 1997
Skills
Fixed Income, Capital Markets, Bloomberg, Bonds, Series 7, Investment Banking, Equities, Trading, Equity Research, Series 63, Derivatives, Valuation, Financial Modeling, Investments, Securities, Series 66, Life & Health Insurance...
Education
University of Central Florida - College of Business Administration 1997 — 2000
Bachelor's degree, Finance and Financial Management Services
Barclays Investment Bank - Index, Portfolio and Risk Solutions (IPRS) September 2008 - Present
Lehman Brothers December 2000 - September 2008
Prudential Securities June 1996 - December 2000
Skills
Portfolio Management, Risk Measurement, Performance Attribution, Fixed Income Trading, Risk, Product Management, Product Development, Software Development, Indices, Fixed Income Analysis, Barclays Point, Fixed Income, Credit Derivatives, Derivatives, Financial Risk, Structured Products, Strategy, Quantitative Finance, Capital Markets
Education
University of California, Berkeley
B.S., Engineering Physics
UC Berkeley Center for Executive Education
Product Management Program
Endurance June 2006 - Present
Pacific Specialty Insurance Company 2015 - 2015
Etran 2003 - 2006
Prudential Securities 2001 - 2003
Skills
Application Development, T-SQL, WCF, BizTalk, TFS, .NET, C#, SQL, Visual Studio, AJAX, XSLT, Databases, jQuery, Web Services, Software Development, HTML, Windows, Web Development, Programming, MySQL, IIS, ASP.NET, Microsoft SQL Server, SharePoint, ASP.NET MVC, Database Design, VBScript, XML, Enterprise Architecture, CSS, LINQ, WPF, JavaScript
Education
The University of Connecticut 1994 — 1998
First Cornerstone Bank June 2013 - Present
Eisele Wealth Management Consulting June 2011 - May 2013
Wells Fargo 2008 - 2011
Millenium Wealth Management and Private Banking 2004 - 2008
Harleysville National Bank 2004 - 2007
Bank of America 2002 - 2004
Gruntal & Co., LLC 1999 - 2002
Sutro & Co. (Tucker Anthony Sutro) 1995 - 1999
Prudential Securities 1987 - 1995
Prudential Securities 1984 - 1987
Skills
Marketing, Product Development, Market Analysis, Investment Advisory..., Investments, Asset Managment, Portfolio Management, Retirement Planning, Strategic Financial..., Asset Allocation
Education
University of Pennsylvania - The Wharton School 1996 — 1998
Certificate, Securities Industry Institute
University of California, Los Angeles 1962 — 1964
BA, Political Science - International Relations
Raymond James Financial November 2007 - Present
Prudential Securities 1996 - 2007
Skills
Financial Analysis, Retirement Planning, Mutual Funds, Investment Strategies, Retirement, Insurance, Business Development, Public Speaking, Financial Services, Investments, Wealth Management, Mentoring, Arbitration
Education
University of California, Los Angeles
BS
Lord Abbett & Co. LLC February 2012 - Present
Bank Of America/Merrill Lyich July 2008 - September 2011
Fannie Mae 2007 - 2008
Morgan Stanley - MSCI 2006 - 2007
HSBC 2001 - 2006
Prudential Securities 1988 - 2000
Prudential Financial 1988 - 2000
Education
University of Massachusetts, Amherst
MS, BS, Engineering, Applied Math and CompSci
First American Title May 2003 - December 2007
Stewart Title & Trust September 2001 - May 2003
Prudential Securities January 2000 - September 2001
Education
University of Arizona 1996 — 1999
SunGard March 2015 - Present
SunGard February 2008 - March 2015
JPMorgan Chase 2004 - 2008
Bank one Securities Corp 2000 - 2004
Prudential Securities 1998 - 2000
Skills
Series 7, Series 24, Fix Implementation, Trade support, Equities, Options, Electronic Trading, Fixed Income, Equity Trading, Bloomberg, Series 63, Mutual Funds, Investments, Bonds, Investment Advisory, Wealth Management, Securities, Trading Systems, Financial Services, Asset Management, Risk Management, Trading, Financial Markets, Capital Markets, Portfolio Management, Bloomberg Terminal, FX trading, Money Market, Investment Strategies, Financial Modeling, Relationship Management, Business Analysis, Prime Brokerage, Trading System, Investment Management, Settlement, Asset Allocation, Market Data
Education
University of Illinois at Chicago
BA, Economics
Raymond James June 2007 - Present
SoundView Technology Group 2003 - 2005
Prudential Securities 1998 - 2004
AMD 1988 - 1996
Skills
Management, Hedge Funds, Financial Modeling, Equities, Semiconductors, Valuation, Investments, Asset Management, Capital Markets, Financial Analysis
Education
Loyola University Maryland 1989 — 1992
MBA, Finance
University of Florida 1981 — 1985
BSEE, Communications
Novo Nordisk A/S June 2011 - Present
Bristol-Myers Squibb June 2004 - August 2011
Nationwide Insurance May 2003 - August 2003
Prudential Securities May 2002 - August 2002
Skills
Data Analysis, Business Analysis, Market Research, Competitive Analysis, Strategic Planning, Project Management, Marketing Strategy, Research, Financial Analysis, Management, Microsoft Excel, Sales, Leadership, Cross-functional Team..., Marketing, Sales Operations, Training, Analysis, Hospital Sales, Managed Care, Endocrinology, Team Building
Education
University of Maryland - Robert H. Smith School of Business 2009 — 2013
MBA, Management
University of Maryland College Park 2009 — 2012
MBA, Business
Mary Washington College 2000 — 2004
B.S., Economics
GMAT class
Hire Power, LLC July 2006 - Present
CEG Worldwide 2007 - 2008
Smith Barney November 2001 - May 2006
First Union Securities September 1999 - November 2001
Morgan Stanley May 1994 - September 1999
Prudential Securities May 1992 - May 1994
Education
University of Arkansas at Little Rock 1970 — 1975
Trendrating S.A. September 2015 - Present
Zacks Investment Research January 2015 - August 2015
Brighton House Associates April 2013 - December 2013
William O'Neil + Co. Inc. July 2009 - November 2011
Chimera Securities March 2001 - May 2008
Prudential Securities November 1994 - November 1998
Skills
Equities, Proprietary Trading, New Business Development, Account Management, CRM, Sales, Management, Selling, Sales Management, Analytics, Fundamental Analysis, Capital Markets, Alternative Investments
Education
University of Hartford 1989 — 1993
B.S., Finance
Deborah Gieseler Insurance November 2014 - Present
Balsley Nehmad Gieseler Financal and Brett Balsley Insurance May 2008 - November 2014
Bank of America May 2000 - April 2006
Prudential Securities September 1996 - May 2000
Skills
Financial Services, Finance, Investments, Credit, Risk Management, Financial Analysis, Mortgage Lending, Insurance, Retirement Planning, Strategic Financial..., Fixed Annuities, Underwriting, Life Insurance, Due Diligence, Employee Benefits, Management, Sales, Leadership, Vendor Management, Business Development, Business Strategy, Strategic Planning, Customer Service
Education
University of Delaware 1986 — 1990
Bachelor of Science (BS), Conumer Economics / Accounting
Osborn Financial Group 2006 - Present
Raymond James Financial Inc. August 2002 - August 2008
Prudential Securities July 1995 - April 2002
Lehman Brothers July 1994 - July 1995
Skills
Insurance, Employee Benefits, Health Insurance, Disability Insurance, Long-term Care, Underwriting, Finance, Medicare, Health Savings Accounts, Financial Services, Strategic Financial...
Education
University of Massachusetts, Amherst 1990 — 1994
Bachelor of Science (BS), Managament/Finance
University of Massachusetts, Amherst
Greenberg Traurig, P.A. August 2006 - Present
Prudential Securities 1997 - 2003
Skills
Mergers, Corporate Law, Corporate Governance, Finance, Capital Markets, Mergers & Acquisitions, SEC filings, Securities
Education
University of Florida - Fredric G. Levin College of Law 2003 — 2006
J.D. magna cum laude
Valeo Financial Advisors LLC June 2005 - Present
Arthritis Foundation 2006 - Present
Legacy Financial Advisors, LLC December 2003 - May 2005
Oxford Financial Group, Ltd. April 1999 - November 2003
Prudential Securities June 1994 - March 1999
Skills
Strategic Financial..., Retirement, Financial Advisory, Finance, Leadership, Management, Personal Finance, Financial Planners, Estate Planning, Retirement Planning, Investment Advisory, Investments, Portfolio Management, Wealth Management, Financial Analysis
Education
University of Evansville 1990 — 1994
BS in Business Administration, Finance
Clermont Partners January 2015 - Present
FTI Consulting March 2013 - December 2014
Barbara Ryan Advisors October 2012 - March 2013
Deutsche Bank Securities April 1994 - September 2012
Deutsche Bank February 1994 - September 2012
Deutsche Bank Alex. Brown April 1992 - September 2012
Alex. Brown & Sons 1992 - 1999
Prudential Securities 1990 - 1992
Bear Stearns June 1981 - January 1990
Skills
Investment Banking, Investments, Investor Relations, Valuation, Mergers, Portfolio Management, Equities, Private Equity, Venture Capital, Capital Markets, Strategy, Vision, Asset Management, Corporate Development, Business Planning, Business Strategy, Competitive Analysis, Corporate Communications, Corporate Finance, Finance, Financial Markets, Financial Modeling, Hedge Funds, M, Management, Series 63, Series 7, Start-ups, Strategic Communications, Equity Research, Due Diligence, Financial Analysis, Strategic Planning, Restructuring, Business Development, Pharmaceutical Industry, International M, Lead Generation, Mergers, Negotiation, Skilled Multi-tasker, Mergers & Acquisitions
Education
University of Massachusetts, Amherst 1977 — 1981
finance, Finance, Economics
Greenwich High School 1974 — 1977
Fidelity Investments March 2010 - Present
Morgan Stanley February 1994 - March 2010
Oppenheimer & Co. June 1992 - February 1994
Prudential Securities November 1989 - June 1992
Skills
Prime Brokerage, Hedge Funds, Equities, Alternative Investments
Education
University at Buffalo 1984 — 1989
Infinex Financial Group February 2006 - Present
Chase October 2004 - November 2005
Leisure Works April 2003 - October 2004
Prudential Securities December 2000 - April 2003
Morgan Stanley Dean Witter December 1989 - December 2000
Skills
Series 7, Mutual Funds, Investments, Portfolio Management, Wealth Management, Retirement Planning, Investment Strategies, Series 63, Securities, Retirement
Education
University of Arizona 1981 — 1988
Professional Economic Growth Group February 2012 - Present
Northwestern Mutual July 2002 - January 2012
Prudential Securities July 1997 - March 2002
Education
University of Madras 1980 — 1982
MBA, Management
Loyola College, University of Madras 1976 — 1980
BCom, Commerce
SAG-AFTRA Federal Credit Union April 2005 - Present
First Entertainment Federal Credit Union March 1998 - April 2005
NBC Employees Federal Credit Union March 1997 - March 1998
Prudential Securities 1995 - March 1997
Meyers & Co. September 1992 - 1995
Skills
Investments, Insurance, Securities, Retirement Planning, Financial Planning, Wealth Management, Series 7, Retirement, Mutual Funds, Annuities, Long Term Care, 401k, IRA's, Investment Advisory, Asset Management, Portfolio Management, Asset Allocation, Retirement Income..., Wealth, Financial Advisory, Disability Insurance, Investment Strategies, Series 65
Education
University of California, Los Angeles
BA, Sociology
United First Financial February 2007 - Present
Amerisave Mortgage Corporation July 2007 - August 2008
Sterling Capital Group November 2003 - July 2008
Mortgage Investors Corporation August 2001 - November 2003
Prudential Securities May 1998 - August 2001
Smith Barney March 1990 - May 1998
Education
University of Georgia - Terry College of Business 1978 — 1981
BBA, Management
BBA
PACENow November 2010 - Present
Town of Bedford, NY January 2008 - Present
Ounavarra Capital LLC April 2008 - November 2009
Prudential Securities April 1999 - January 2001
JP Morgan July 1993 - March 1999
The First Boston Corporation September 1985 - July 1993
Skills
Energy Efficiency, Sustainable Energy, Energy Policy, Solar Energy, Public Policy, Public Finance, Renewable Energy, Sustainability, Environmental Policy, Energy, Climate, Carbon, Portfolio Management, Hedge Funds
Education
Yale University - Yale School of Management 1983 — 1985
MBA
University of California, Berkeley 1980 — 1982
A.B., Economics
MCA Center, LLC February 2014 - Present
Lerner January 2011 - Present
Lerner, Sampson & Rothfuss January 2010 - Present
Lerner, Sampson & Rothfuss October 2005 - December 2009
Prudential Securities 1998 - 2002
Skills
Budgets, Procurement, Purchasing, Contract Negotiation, Microsoft Excel, Microsoft Office, Contract Management, Process Improvement, Accounting, Accounts Payable, Microsoft Word, Customer Service, Outlook, Leadership, Forecasting
Education
University of Cincinnati 1995 — 2004
Bachelor of Business Administration, Accounting
University of Cincinnati 1995 — 2004
Bachelor of Science (BS), Accounting
Morgan Stanley Smith Barney September 2008 - Present
Smith Barney 2008 - Present
Morgan Stanley Smith Barney 2009 - 2010
Wachovia Securities 1978 - 2008
Prudential Securities 1978 - 2003
Skills
Equities, Wealth Management, Mutual Funds, Series 7, Securities, Series 63, Portfolio Management, Asset Allocation, Alternative Investments, FINRA, Derivatives, Options
Education
University of Florida
Greenfield Advisors 2003 - Present
Molly Brown Temps/Bill & Melinda Gates Foundation 2003 - 2003
Sabertooth Games November 2001 - June 2002
Wizards of the Coast January 2000 - November 2001
Deloitte Consulting 1999 - 1999
Medalia Healthcare 1996 - 1999
Prudential Securities 1990 - 1996
Skills
Recruiting, Employee Relations, Project Management, Compensation & Benefit, Strategic Planning, Public Speaking, Change Management, Continuous Improvement, Employee Training, Performance Management, Customer Service, Event Planning, Outlook, Microsoft Excel, Microsoft Office, Pagemaker, Adobe Acrobat, QuickBooks, Management, Analysis
Education
University of Washington 2007 — 2008
post graduate, Human Resources; Leadership
University of California, Davis 1985 — 1989
BA, Psychology
Russell Capital Management Vice-President/InvestmentsRussell Capital ManagementMay 1994 - Present
Prudential Securities February 1986 - May 1994
PaineWebber, Inc. April 1985 - January 1986
McLean Trucking Company 1983 - 1985
Skills
Investments, Microsoft Excel, Brokerage, Corporate Finance, ETFs, Financial Accounting, Interest Rate Risk..., Investment Strategies, Asset Allocation, Series 6, 401k Rollovers, Equity Valuation, Series 63, Bloomberg Terminal, Equity Research
Education
University of Kentucky 1972 — 1974
Bachelor's degree, Business Administration
University of Kentucky 1964 — 1974
Bachelor of Business Administration (BBA), Business, With Honors
Davis Advisors October 2000 - Present
Prudential Securities June 1993 - October 2000
Teach For America June 1990 - June 1993
Skills
Mutual Funds
Education
University of Illinois at Urbana-Champaign 1986 — 1990
B.S., Psychology
Elgin High School 1983 — 1986
Oakleaf Consulting Group September 1991 - Present
Green Catalyst February 2007 - June 2010
OCG Financial Literacy Programs April 1998 - December 2005
Los Angeles Unified School District January 2002 - September 2004
UCLA Extension April 1992 - December 1998
L.H. Friend, Weinress, Frankson 1985 - 1991
Prudential Securities 1982 - 1985
Skills
Nonprofits, Team Building, Management, Project Management, Leadership, Start-ups, Entrepreneurship, Business Strategy, Marketing Strategy, Strategy, Program Management, Non-profits, Strategic Planning, Finance, Corporate Finance, Project Delivery, Creative Strategy, Management Consulting, Business Planning, Mergers & Acquisitions, Problem Solving, collaboration, Relationship Building, Community Building, Program Development, Instruction, Financial Management..., Team Management, Stakeholder Management, Environmental Awareness, Educational Programs, Conflict Resolution, Negotiation, Cost/Benefit Analysis, Mentoring, Curriculum Design, Volunteer Management, Event Management, Policy Development, Process Development, Process Improvement, Teamwork, Public Policy, Partnerships
Education
University of Pennsylvania - The Wharton School 1978 — 1980
MBA, Finance
University of Michigan 1974 — 1978
BA, History
CollegeInvest May 2013 - Present
PeopleFüd 2008 - April 2013
OppenheimerFunds July 2006 - May 2010
Charles Schwab 1999 - 2006
Neighborhood Properties 1994 - 2005
Prudential Securities 1997 - 1999
Skills
Business Strategy, Operations Management, Strategic Planning, Direct Sales, Public Speaking, Marketing Strategy, Problem Solving, Strategy Development, Strategy, Customer Service, Program Management, Investments, Training, Sales, CRM, Management, Leadership, Financial Services, Mutual Funds, Retirement Planning
Education
University of Colorado Denver 2001 — 2004
MBA, Business
University of New Hampshire -- Peter T. Paul College of Business and Economics 1990 — 1992
BA, Business Administration
U.S.Department Of Agriculture July 2008 - Present
Virginia Department of Social Services June 2005 - June 2008
Leading Edge Systems Richmond March 2002 - June 2005
First Union Securities October 1999 - February 2002
Prudential Securities January 1998 - September 1999
Paddy Associates October 1991 - December 1997
Education
University of Kansas - Graduate School of Business 1975 — 1977
M.B.A., Finance
University of Madras 1971 — 1973
M.A., Economics
Gladson December 2014 - Present
Kitchens To Go / Carlin Manufacturing May 2006 - December 2014
Illinois Housing Development Authority September 1996 - March 2006
Prudential Securities August 1993 - September 1996
Skills
Budgets, Contract Negotiation, Market Analysis, Cross-functional Team..., Bonds, Forecasting, Team Building, Leadership, P&L, Project Management, Sales Management, Payroll
Education
University of Maryland College Park 1980 — 1984
BS, Finance
TFM Capital 2003 - Present
Cornerstone Securities 1999 - 2003
Cornerstone Securities 1997 - 1999
Prudential Securities 1996 - 1997
Coca Cola FEMSA 1995 - 1995
Education
University of Miami - School of Business 1993 — 1995
MS, International Business
University of Miami - School of Business 1993 — 1995
MBA, Finance
University of Notre Dame 1989 — 1993
BS, Aerospace Engineering
Quartesian, LLC 2013 - Present
AICPA July 2011 - October 2012
ING [ Former CitiStreet - A Citigroup & State St.Co] 2004 - 2009
CitiStreet 2004 - 2009
Prudential Securities 2000 - 2001
Accenture 1998 - 2000
Skills
Internal Audit, Internal Controls, IT Audit, Business Process, Operations Risk..., Project Management, CISA, SAS70, Enterprise Risk..., Sarbanes-Oxley, COSO, Operational Risk..., Governance, Assurance, Sarbanes-Oxley Act, Operational Risk, Compliance, Auditing, Risk Management, 21 CFR Part 11, ICH-GCP, Vendor Management, Business Continuity, Risk Assessment, Management, Process Improvement, Pharmaceutical Industry, COBIT, Information Security
Education
ISACA
CISA
AVTECH
AVTECH
INDIAN INSTITUTE OF SOCIAL WELFARE AND BUSINESS MANAGEMENT
University of Calcutta
BACHELOR OF SCIENCE
US Securities and Exchange Commission July 2013 - Present
US Securities and Exchange Commission April 2009 - July 2013
McDermott Will and Emery October 2007 - April 2009
the Circuit Court for Baltimore City August 2006 - August 2007
WM Financial Services (A Washington Mutual Company) April 2003 - August 2003
Wells Fargo Investments September 2002 - February 2003
Prudential Securities June 1999 - August 2002
Skills
Finance, Legal Research, Securities Regulation, Litigation, Legal Writing, Civil Litigation, Corporate Governance, Corporate Law, Securities, Mergers, Investment Advisers Act
Education
University of California, Berkeley
B.A., Political Science
University of Maryland Francis King Carey School of Law
J.D.
Nichols Asset Management, LLC January 1992 - Present
Ektron 1999 - 2012
Prudential Securities August 1989 - October 1990
Bear Stearns April 1988 - July 1989
E.F. Hutton 1983 - 1988
Education
University of Denver 1973 — 1978
B.S.B.A., Economics & Finance
Kimball Union
Weston High School
The Americans for Better Hearing Foundation September 2010 - Present
Prudential Securities March 1992 - March 2009
Prudential Bache Commodities March 1992 - March 2009
Skills
Series 7, Series 63, hearing aid dispenser..., Management, Investments, Leadership
Education
University of Iowa 1986 — 1990
BBA, Finance
Hinsdale South High School
BGC Partners September 2004 - Present
emeralds International 2015 - 2015
emeralds International 2015 - 2015
emeralds International 2015 - 2015
Bank of New York Mellon June 2001 - September 2004
Citibank 1996 - 2001
Prudential Securities April 1989 - September 1992
Bankers Trust 1985 - 1988
Digital Equipment Corporation January 1982 - January 1984
Univ of Iowa Weeg Computer Center 1975 - 1981
Skills
VMS, SWIFT payments, Disaster Recovery, Data Center, Derivatives, Unix, ITIL, Operating Systems, TCP/IP, HP, Storage, Market Data
Education
University of Iowa
Sweatsedo December 2002 - Present
Prudential Securities 1998 - 2000
Skills
Customer Service, Product Development, Strategic Planning
Education
University of Massachusetts Boston 1992 — 1996
BA, Finance
Dick's Sporting Goods August 2010 - Present
U.S. Telecom 1998 - 2001
Advest 1996 - 1998
Prudential Securities 1986 - 1996
Education
University of Central Florida - College of Business Administration 1981 — 1987
B.S., Finance
Catlin April 2006 - Present
NCR Corporation July 2003 - April 2006
CNL June 2001 - July 2003
Prudential Financial March 2000 - June 2001
Prudential Financial March 1999 - March 2000
Prudential Bank and Trust September 1998 - March 1999
Prudential Securities April 1998 - September 1998
Education
University of Florida - Warrington College of Business Administration 1994 — 1998
BSBA, Management - CIS
Savantage Solutions December 2005 - July 2009
Freddie Mac 1998 - 2005
Prudential Securities June 1982 - May 1998
Education
University of California, Berkeley 1977 — 1980
BA, English Literature
WealthPro Financial March 2003 - Present
WealthPro Financial March 2003 - Present
Prudential Securities November 1996 - March 2003
Skills
Retirement Planning, Estate Planning, Financial Advisory, Retirement, Strategic Financial..., Financial Goals, Personal Finance, Wealth Accumulation, IRAs, 401k Rollovers, Wealth, Roth IRA, Wealth Management, Rollovers, College Education..., Insurance, Securities, Portfolio Management, Financial Services, Finance
Education
Institute Of Business & Finance 2011 — 2012
Certified Estate & Trust Planner, Financial Planning and Services
Institute of Business & Finance 2011 — 2012
Certified Annuity Specialist
College Of Financial Planning 2001 — 2002
Bachelor of Science (B.S.), Financial Planning
University of Arizona 1987 — 1992
B.S.B.A, Finance
Cedar Ridge
Robert W. Baird & Co. May 2015 - Present
UBS Financial Services Inc. February 2007 - Present
McDonald Financial Group 2001 - 2007
Prudential Securities 1995 - 2001
Shearson Lehman Brothers 1992 - 1995
Skills
Investments, Portfolio Management, Mutual Funds, Risk Management, Retirement Planning, Finance, Series 7, Series 63, Financial Planning, Financial Analysis
Education
University of Maine 1985 — 1989
Bachelor of Arts Degree: B.A. in Communication, Business Finance
Wells Fargo Securities December 2000 - Present
Prudential Securities May 1994 - December 2000
Lehman Brothers April 1987 - May 1994
Merrill Lynch Pierce Fenner & Smith September 1984 - April 1987
Skills
Credit, Investments, Mutual Funds, Fixed Income, Risk Management, Finance, Series 7, Loans, Bonds, Sales, Financial Analysis, Relationship Management, Banking
Education
University of Hawaii at Manoa
School of Travel Industry Management
University of Washington, Michael G. Foster School of Business
BA, Business Administration
UBS Financial Services Inc. June 2003 - Present
Prudential Securities January 1990 - June 2003
New Jersey Attorney General August 1986 - October 1987
Education
University of Miami School of Law 1976 — 1979
JD, Law
European Wax Center May 2012 - Present
Bryan Garnier & Co March 2010 - October 2014
Oddo Securities October 2007 - October 2009
Jefferies & Company July 2002 - April 2007
ABN AMRO June 1998 - April 2002
Robb Peck McCooey 1995 - 1998
Cantor Fitzgerald 1994 - 1995
Prudential Securities 1992 - 1994
Skills
Trading, Equities, Equity Trading, Options, Bonds, Bloomberg, Fixed Income, Sales, Investment Banking, Series 63, Valuation, Marketing, Hedge Funds, Equity Research, Trading Systems, Series 7, Financial Markets, Equity Derivatives, Capital Markets, Derivatives
Education
University of Delaware 1984 — 1988
Consumer Economics / Business Admin
Direct Energy May 2015 - Present
The Seaport Group - Structured Debt Products October 2013 - April 2015
Independent Consultant to USAID, Edge Sydney June 2012 - September 2013
GCS June 2011 - May 2012
GCS October 2009 - June 2011
Mesirow Financial 2004 - 2008
UBS Wealth Management 2002 - 2004
Prudential Securities 2000 - 2002
Skills
System Monitoring, Sustainable Agriculture, Due Diligence, Investments, Valuation, Real Estate, Energy, Structured Finance, Financial Structuring, Asset Managment, Finance, Program Management, Real Estate Economics, Renewable Energy, Risk Management, Strategy, Business Strategy, Project Management, Equities, MBS, Capital Markets, Securities, Strategic Planning, Financial Services, Portfolio Management
Education
University of New South Wales 2008 — 2010
Masters of Environmental Management, Environmental Economics
University of Miami 1995 — 1999
BBA, International Finance
Golden Seeds March 2013 - Present
Samothrace Partners January 2013 - Present
University of California, San Diego June 2005 - Present
Morgan Stanley 2010 - 2010
Morgan Stanley 1998 - 2003
NatWest Securities Inc 1997 - 1998
Prudential Securities 1986 - 1997
Skills
Equities, Research, Securities, Investments, Asset Management, Valuation, Financial Analysis, Customer Relations, Series 7, Series 63, Asset Allocation, Financial Markets, Alternative Investments, ETFs, Portfolio Management, Economics, Financial Modeling, Financial Planning, Equity Research, Capital Markets, Stock Picking, Investment Strategies, CFA, Investment Banking
Education
University of California, San Diego
BA, Economics
Hatteras Funds December 2014 - Present
Mesirow Financial March 2011 - October 2014
UBP Asset Management 2007 - 2010
UBS Wealth Management 2005 - 2007
Prudential Securities 2000 - 2004
Morgan Stanley 1993 - 2000
Skills
Alternative Investments, Hedge Funds, Asset Allocation, Portfolio Management, Asset Managment, Fund Of Funds, Equities, Bloomberg, Investment Management, Structured Products, Capital Markets, Derivatives, Investments, Valuation, Financial Modeling, Series 7, Private Equity, Investor Relations, Wealth Management, Financial Analysis
Education
New York University - Leonard N. Stern School of Business 1999 — 2002
MBA, Finance & International Business
University of Maryland College Park 1988 — 1992
BS, Economics & Political Science
Taylor Cardwell, LLC January 2015 - Present
Jackson Hole Mountain Resort December 2008 - Present
Taylor Cardwell Worldwide Executive Search August 2004 - January 2015
Teeman Perley Gilmartin February 2000 - August 2004
Prudential Securities March 1997 - November 1999
Skills
Start-ups, Capital Markets, Fixed Income, Investment Banking, Hedge Funds, Financial Services, Structured Finance, Derivatives, Management, Leadership, Valuation, Executive Management, Private Equity, Strategic Planning, Securitization, Equities, Mergers & Acquisitions, Structured Products, Financial Modeling, Investor Relations, Marketing Strategy, Social Media, Executive Search, Ski, Public Relations, Business Strategy, Alternative Investments, New Business Development, Business Development, Business Planning, Corporate Recruiting, Life Coaching, Sports Coaching, Life Transitions, Career Transitioning
Education
Professional Ski Instructors of America
Scuola di Lingua Per I Stranieri, Siena, Italy
Graduate Studies, Italian
University of Arizona
BA, Italian Studies
First Hawaiian Bank July 2001 - Present
Prudential Securities March 1999 - July 2001
Hoechst Marion Russell August 1997 - March 1999
Skills
Strategic Planning, Customer Service, Banking, Portfolio Management, Financial Analysis, Risk Management, Finance
Education
University of Hawaii at Manoa 1992 — 1997
Bachelor of Business Administration (B.B.A.), Finance, General