Prudential Securities

Industry: Bank

Description

Prudential Securities, also formerly known as Prudential Securities Incorporated, was the financial services arm of the insurer, Prudential Financial. In 2003, Prudential Securities was merged into Wachovia Securities, a division of Wachovia Bank. Headquarters: New York City, New York, United States Founded: 1981 Ceased operations: 2003 Parent organization: Prudential Financial Subsidiaries: Prudential-Bache Securities (Belgium) Inc., Prudential Mutual Fund Management, Inc. Predecessors: Bache & Co., Prudential Securities

Prudential Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Prudential Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.

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2,071 Prudential Securities employees in database. Find out everything there's to know about Prudential Securities employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.

Prudential Securities Employees

Employee
Years
Job
Industry
Burak Balasaygun Burak Balasaygun Newport Beach, California Details
Burak Balasaygun's Prudential Securities Experience June 1998 - May 1999
Job Senior Application Developer at PIMCO
Industry Financial Services
Experience
PIMCO  September 2012 - Present
Susquehanna International Group  March 2007 - April 2012
Wachovia Securities Financial Network  2001 - 2005
Credit Suisse  April 1999 - April 2001
Prudential Securities   June 1998 - May 1999
AT&T  May 1995 - 1998
Intel Corporation  May 1994 - December 1994

Skills
C/C++ STL, Boost, Oracle SQL, Multithreading, Unix, FIX, Options, Trading Systems, Subversion, C#, WCF, Business Analysis, Perl, Distributed Systems, C++, .NET, Linux, Software Engineering, Python, ASP.NET, Agile Methodologies, Object Oriented Design, Design Patterns, Data Warehousing, SQL, SDLC

Education
University of Arizona
BS, Computer Engineering, Cum Laude

Timothy Montgomery, CFA Timothy Montgomery, CFA Greater Seattle Area Details
Timothy Montgomery, CFA's Prudential Securities Experience November 2002 - May 2003
Job Finance | Strategy | Valuation
Industry Management Consulting
Experience
Sonic Payments   February 2015 - Present
BLUEMONT LLC   January 2015 - Present
WTAS, LLC  April 2013 - December 2014
Shareholder InSite, LLC   September 2009 - April 2013
Duff & Phelps  August 2007 - August 2009
Deloitte Financial Advisory Services  March 2006 - July 2007
Bank of America  November 2003 - March 2006
Prudential Securities   November 2002 - May 2003
Luminant Worldwide  February 2000 - May 2001
NASD  April 1999 - February 2000

Skills
Financial Modeling, Valuation, FAS 157, Venture Capital, Private Equity, 409A, Financial Statement..., Business Strategy, Option Pricing Models, Start-up Consulting, Mergers & Acquisitions, Business Valuation, Financial Accounting, Auditing, Strategy, Equities, Portfolio Management, Analysis, Finance, DCF

Education
University of Georgia - Terry College of Business   2001 — 2002
MBA, Finance, Consulting & Entrepreneurship

University of Alabama   1993 — 1996
BBA, Finance

Burch Helm Burch Helm Orlando, Florida Area Details
Burch Helm's Prudential Securities Experience 1994 - 1999
Job First Vice President Wealth Management UBS Financial Services Inc.
Industry Financial Services
Experience
UBS  May 2005 - Present
Legg Mason  1999 - 2005
Prudential Securities   1994 - 1999
Merrill Lynch  1978 - 1994

Skills
Finance, Portfolio Management, Wealth Management, Investment Strategies, Investments, Strategic Planning, Customer Service, Securities, Strategic Financial..., Asset Management, Series 7, Public Speaking, Equities, Mutual Funds, Marketing Strategy, Banking, FINRA, Financial Advisory, Estate Planning, Mortgage Banking

Education
Legg Mason Wood Walker INC.   2003 — 2004
Wealth Advisory Specialist, Financial Planning and Services

University of Louisville

Sonja Tengdin Sonja Tengdin Greater Minneapolis-St. Paul Area Details
Sonja Tengdin's Prudential Securities Experience September 1987 - September 1995
Job Founder of ScoopyPoo DoggyDoo PickUp. Specializing in Residential and Commercial Pet Waste Removal.
Industry Consumer Services
Experience
Scoopy Poo   July 2002 - Present
ScoopyPoo   May 2002 - Present
Prudential Securities   September 1987 - September 1995
Prudential Securities   1987 - 1995

Skills
Blogging, Marketing, Dogs, Social Media, Event Management, Pet Sitting, Entrepreneurship, Leadership, Social Media Marketing, Online Marketing, Small Business, Advertising

Education
University of Colorado Boulder   1979 — 1982
Bachelor's degree, International Relations and Affairs

Freiberg Germany   1981 — 1981
study abroad, German Studies

Greg Wendt, CFP Greg Wendt, CFP Santa Monica, California Details
Greg Wendt, CFP's Prudential Securities Experience 2000 - 2002
Job Partner at Living Economy Advisors
Industry Financial Services
Experience
Living Economy Advisors   July 2015 - Present
StakeHolders Capital, Inc.   December 2012 - Present
Green Economy Think Tank - Non-Profit   August 2008 - Present
Green Business Networking - Non Profit   April 2006 - Present
First Affirmative Financial Network  September 2002 - Present
EP Wealth Advisors, Inc.   September 2002 - November 2012
Prudential Securities   2000 - 2002
Paine Webber  1994 - 2000
Dabney Resznick   June 1993 - December 1994
Smith Barney  1991 - 1993

Skills
Entrepreneurship, Start-ups, Investments, Strategic Financial..., Sustainable Business, Portfolio Management, Wealth Management, Socially Responsible..., Investment Advisory, Social Entrepreneurship, Retirement Planning, Public Speaking, Strategic Planning, Leadership, Financial Advisory, Venture Capital, Estate Planning, Business Strategy, Nonprofits, Business Development, Mutual Funds, Finance, Sustainability, Investment Strategies, Alternative Investments, Asset Allocation, Economic Development, Financial Goals, Financial Analysis, Retirement, Asset Management, Sustainability..., Financial Planners, Public Policy, Systems Thinking, Asset Managment, Insurance, Financial Coaching, 401k Rollovers, Engaging Public Speaker, Green Economy, Investment Banking, Business Networking, Conference Coordination, Community Partnership..., Convening, Financial Planning, Corporate Social...

Education
College of Financial Planning   2000 — 2002
Certified Financial Planner, Comprehensive Financial Planning

University of California, Los Angeles   1983 — 1988
BA, Economics and Business Administration

Leon Gomez Leon Gomez Miami/Fort Lauderdale Area Details
Leon Gomez's Prudential Securities Experience September 1998 - March 2000
Job Founder & Fearless Leader at MyCircles
Industry Internet
Experience
MyCircles   January 2012 - Present
MyCircles Media   January 2005 - December 2011
Top Ten Media / Networking Media   December 2003 - December 2010
Media 8  December 2001 - December 2003
ad pepper media  June 2000 - May 2001
GraciasDoctor.com   March 2000 - June 2000
Prudential Securities   September 1998 - March 2000

Skills
Online Marketing, Online Advertising, Strategic Partnerships, SEM, Marketing, E-commerce, Advertising, Start-ups, Entrepreneurship, Internet Strategy, Social Networking, Social Media, Online Dating, SEO, Digital Marketing, Web Analytics, Strategy, Throwing AWESOME Parties, Content Strategy, Business Development, Social Media Marketing, Digital Media, PPC, B2B, Affiliate Marketing, Integrated Marketing, Interactive Marketing, Online Lead Generation, Media Planning, Mobile Applications, Lead Generation, Mobile Advertising, Contract Negotiation, Email Marketing, Mobile Marketing, Media Buying, Web Marketing, Website Development, Promotions, Viral Marketing, Conversion Optimization, Online Reputation..., online analytics, Management, Social Media Measurement, Marketing Strategy, Leadership

Education
University of Miami   1987 — 1989
Bachelor of Arts (B.A.), Public Relations

University of Dayton   1985 — 1987
None, Public Relations, Photography

Chaminade   1981 — 1985
HS Diploma, College Prep

JP Theissen Jr. JP Theissen Jr. Greater Atlanta Area Details
JP Theissen Jr.'s Prudential Securities Experience July 1996 - December 2001
Job Senior Sales and Leasing Consultant/ Certified LEAF Elecric Car
Industry Automotive
Experience
Regal Nissan  August 2012 - Present
Wallsreetramblings.com   January 2010 - Present
TCM Trading and Investment Education   January 2010 - July 2012
Merrill Lynch  November 2010 - June 2011
Morgan Stanley  August 2008 - November 2009
GV Capital Management   November 2006 - April 2008
Bank of America  December 2001 - August 2005
Prudential Securities   July 1996 - December 2001
Merrill Lynch  July 1993 - July 1996

Skills
Portfolio Strategy, Portfolio Management, Portfolio Optimization, Model Portfolios, Equity Trading, Proprietary Trading, Trading Strategies, Investments, Investment Strategies, Alternative Investments, Investment Advisory, ETFs, Market Research, Options, Options Strategies, Indexing, Trading Systems, Hedging, Hedge Funds, Consultative Selling, Value-based Selling, Cross Selling, Selling, Trading, Asset Allocation, Mutual Funds, Sales

Education
Nissan North America Certification   2014 — 2015
New Cars Sales Certified

Nissan North America Certification   2013 — 2014
New Cars Sales Certified

Nissan North America Certification   2012 — 2013
New Car Sales Certified

Metro Atlanta Auto Dealers Association   2012 — 2012
Professional Auto Skills

Advanced Investment & Trading Seminars   1993 — 2011
Investments

University of Georgia - Terry College of Business   1985 — 1989
BBA, Marketing

Fairfield College Preparatory School   1981 — 1985
Highschool, Advanced Courses

Hollie Kleitz Hollie Kleitz Fort Worth, Texas Details
Hollie Kleitz's Prudential Securities Experience 1999 - 2001
Job Managing Partner at Continuum Pacfic Real Estate, LLC
Industry Commercial Real Estate
Experience
Continuum Pacfic Real Estate, LLC   September 2015 - Present
Allied Realty  June 2013 - September 2015
TriMont Real Estate Advisors  April 2008 - June 2012
Continuum Real Estate   2007 - April 2008
Collateral Real Estate Capital, LLC  2002 - 2007
Prudential Securities   1999 - 2001

Skills
Portfolio Management, Investments, Asset Management, Investment Properties, Loan Origination, Commercial Real Estate, Finance, Private Equity, Asset Managment, Mergers & Acquisitions, Equities, Real Estate Economics, Investors, Valuation, Disposition, Real Estate Financing, Due Diligence, CMBS, Real Estate Development, Corporate Real Estate, Leases, Appraisals, Real Estate Transactions, Real Estate, Brokerage, Apartments, Real Estate Private..., Commercial Mortgages, Acquisitions

Education
University of Kentucky   1996 — 1999
BBA, Finance

Brad Harsch Brad Harsch Sacramento, California Area Details
Brad Harsch's Prudential Securities Experience December 2000 - July 2003
Job President, AIF® at StratiCo Wealth Advisors
Industry Investment Management
Experience
StratiCo Wealth Advisors   February 2014 - Present
StratiCo LLC   November 2011 - Present
Lighthouse Strategic Advisors   July 2003 - February 2014
Prudential Securities   December 2000 - July 2003
M L Stern & Co   August 1989 - December 2000

Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business   2007 — 2007
AIF®, Investment Fiduciary

University of California, Davis   1984 — 1989
BA, Sociology

Matt Melendy Matt Melendy West Palm Beach, Florida Area Details
Matt Melendy's Prudential Securities Experience January 2001 - 2004
Job Managing Director/Business Development Officer at LMK Wealth Management
Industry Investment Management
Experience
LMK Wealth Management   January 2007 - Present
Rotary Club of Stuart, FL   July 2012 - Present
Leach, Melendy Investment Group at Wachovia Securities   2004 - January 2007
Prudential Securities   January 2001 - 2004

Skills
Series 7, Management, Mergers & Acquisitions, Portfolio Management, Asset Allocation, Retirement, Asset Managment, Retirement Planning, Business Development, Alternative Investments, Wealth Management, Investment Strategies, 401k, Investment Advisory, Finance, Investments, Leadership, Mutual Funds, Asset Management

Education
University of Florida   1996 — 2000
Bachelors

Marie Marks Marie Marks Carmel, Indiana Details
Marie Marks's Prudential Securities Experience 2000 - 2003
Job Director of Retirement Plan Services at HRD Advisory Group
Industry Financial Services
Experience
HRD Advisory Group   January 2014 - Present
Fatima   2012 - Present
Strategic Planning Group   June 2005 - January 2014
FPA  2007 - December 2012
Planned Investment   January 2003 - June 2005
Prudential Securities   2000 - 2003
RW Baird/Northwestern Mutual   1987 - 2000

Education
University of Indianapolis

Richard Becker Richard Becker Houston, Texas Area Details
Richard Becker's Prudential Securities Experience September 1995 - March 1997
Job General Partner at Texas Infinite Wealth Planners
Industry Financial Services
Experience
Texas Infinite Wealth Planners   May 2014 - Present
VALIC  May 2010 - May 2014
Waddell & Reed  July 2008 - May 2010
www.competeforloans.com   February 2001 - May 2010
US Profit Associates   January 2000 - May 2010
Profit Systems International   December 1999 - July 2000
International Profit Associates  February 1998 - March 2000
Chas P Young  April 1997 - February 1998
Prudential Securities   September 1995 - March 1997
Japanese Ministries of Home Affairs, Foreign Affairs and Education   July 1989 - August 1995

Skills
Strategic Financial..., Start-ups, Finance, Financial Analysis, Entrepreneurship, Business Planning, Portfolio Management, Customer Service, Small Business, Online Advertising, Budgets, Management, Marketing Strategy, Retirement Planning, Strategic Planning, Direct Marketing, New Business Development, Business Strategy, Public Speaking, CRM, Insurance, Management Consulting, Sales Management, Team Building, Due Diligence, Analysis, Leadership, Mortgage Lending, B2B, Mutual Funds, Forecasting, Online Marketing, Coaching, Business Analysis, Valuation, Program Management, Accounting, Retirement, Investments, Sales, Series 7, Equities, Loans, Asset Allocation, Estate Planning, Mergers, Financial Planning, Business Management, Customer Relations, Budgeting

Education
University of Colorado Boulder   1990 — 1992
MA

University of Colorado Boulder   1985 — 1989
BA

Marc Cohen Marc Cohen Greater New York City Area Details
Marc Cohen's Prudential Securities Experience January 1996 - June 2002
Job President / CEO at Thales Trading Solutions LLC
Industry Financial Services
Experience
Thales Trading Solutions LLC   July 2012 - Present
Newedge USA, LLC  January 2008 - July 2012
Fimat USA, LLC  July 2002 - December 2007
Prudential Securities   January 1996 - June 2002
C Wave Capital Management   June 1992 - June 1995
Fuji Bank LTD  1990 - 1991
Republic National Bank  1981 - 1990

Skills
Hedge Funds, Alternative Investments, Derivatives, Trading, Options, Asset Managment, Capital Markets, Trading Systems, Portfolio Management, Electronic Trading, Prime Brokerage, Investments, FX Options, Financial Markets, Asset Management

Education
University of Miami - School of Business   1980 — 1981
MBA, International Finance

Wil Inscho Wil Inscho Greater New York City Area Details
Wil Inscho's Prudential Securities Experience March 1997 - June 1999
Job Director, J. Streicher Capital LLC
Industry Capital Markets
Experience
J. Streicher Capital LLC   September 2014 - Present
Inscho Institutional LLC   February 2014 - Present
HFP Capital Markets LLC  June 2012 - February 2014
Barretto Securities Inc.   2005 - May 2012
Barretto Pacific Corporation   2005 - 2010
ABN AMRO  June 1999 - August 2001
Prudential Securities   March 1997 - June 1999
Firstar Investment Research & Mgt Co.   May 1994 - March 1997
State of Wisconsin Investment Board  March 1992 - May 1994
Public Emplyees Retirement System of Ohio   August 1990 - March 1992

Skills
Origination and..., Corporate Access, Investor Relations, Institutional Sales, Institutional Equity..., Equity Trading, Trading, Capital Markets, Securities, Equities, Series 7, Hedge Funds

Education
University of Dayton   1984 — 1988
BS, Finance

University of Dayton   1984 — 1989
BS Finance, Banking, Corporate, Finance, and Securities Law

Jason Jay Giordano Jason Jay Giordano Mechanicsburg, Pennsylvania Details
Jason Jay Giordano's Prudential Securities Experience April 1998 - November 2002
Job Retirement Income and Social Security Specialist at Sentinel Retirement Advisors
Industry Investment Management
Experience
Sentinel Retirement Advisors and Sentinel Social Security Advisors   November 2014 - Present
GrandView Asset Mgmt./ Special Planning / CentralPaRetirementIncome.com   February 2012 - November 2014
Giordano Investment Management   November 2002 - February 2012
Prudential Securities   April 1998 - November 2002
WDRE FM   1996 - 1997

Skills
Wealth Management, Investments, Insurance, Retirement Planning, Estate Planning, Investment Advisory, Series 7, Uniform Combined State..., Mutual Funds, Series 63, Fixed Annuities, Financial Planners, ETFs, Investment Strategies, Investment Policy..., Retirement Income..., Special Needs Financial..., Investment Policy

Education
University of Delaware   1989 — 1993
Bachelor of Arts, Political Science

Upper Dublin Highschool   1986 — 1989

Michael Bobier Michael Bobier Denver, Colorado Details
Michael Bobier's Prudential Securities Experience January 1997 - January 1999
Job Insurance Sales
Industry Insurance
Experience
HealthMarkets  January 2015 - Present
Yemee Clothing   January 2002 - January 2005
Morgan Stanley  January 1999 - January 2001
Prudential Securities   January 1997 - January 1999
Goldman Sachs  January 1995 - 1997

Skills
Strategic Planning, Customer Service, Team Building, Estate Planning, Property & Casualty..., Microsoft Excel, Microsoft Office, Fixed Annuities, Long-term Care, Disability Insurance, Health Insurance, Retirement Planning, Underwriting, Brokers, Employee Benefits, Insurance, Term Life Insurance, Finance, Life Insurance, Commercial Insurance, Medicare

Education
University of Colorado   1990 — 1994
Economics

University of Colorado at Boulder   1989 — 1994
Economics, Majored in Economics, good

Ajay B Masand Ajay B Masand Greater New York City Area Details
Ajay B Masand's Prudential Securities Experience September 1990 - November 1995
Job Wealth Advisor & Senior Porfolio Manager Tax Efficient Solutions for Growing , Managing& Preserving Family Wealth
Industry Financial Services
Experience
UBS Financial Services Inc  December 2008 - Present
Morgan Stan   November 1995 - October 2008
Prudential Securities   September 1990 - November 1995
Merrill Lynch  June 1987 - September 1990

Education
Bombay University-Jamnalal Bajaj Insitute of Management Studies   1977 — 1979
MBA, Finance, A+

Bombay University-Sydenham College
Bachelors, Economics

University Of Bombay

campion

Peter Goodridge Peter Goodridge Boca Raton, Florida Details
Peter Goodridge's Prudential Securities Experience January 1992 - January 2002
Job Senior Vice PresidentInvestment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors ,LLC  2013 - Present
Wells Fargo Advisors, LLC  January 2008 - January 2013
Wachovia Securities  January 2003 - January 2008
Prudential Securities   January 1992 - January 2002
Prudential Bache  January 1989 - January 1991
Prudential Bache  January 1985 - January 1988
Travelers Insurance  January 1982 - January 1984

Skills
Investments, Finance, Insurance, Investment Strategies, Financial Advisory, Securities, Financial Services, Bonds, Relationship Management, Financial Risk, Disposition, Asset Allocation, Credit, Sales Management, Wealth Management..., Fixed Annuities, Retirement Planning, Credit Analysis, Portfolio Management, Asset Management

Education
University of Florida   1978 — 1982
Bachelor of Science, Business Administration

Donna McBrien Donna McBrien Providence, Rhode Island Area Details
Donna McBrien's Prudential Securities Experience 1989 - 1994
Job Business Integration Consultant, National Financial Services LLC
Industry Financial Services
Experience
Fidelity Investments (National Financial Services LLC)   April 2004 - Present
First Union Securities  1999 - 2003
EVEREN Securities (formerly Kemper Securities)   1994 - 1999
Prudential Securities   1989 - 1994

Skills
Series 7, 63 Licensed, Series 63, Securities, Mutual Funds, Financial Services

Education
University of Massachusetts Dartmouth   1978 — 1982
BS, Biology

Attleboro High School   1974 — 1978
College prep

Carolyn Pile Carolyn Pile Greater Seattle Area Details
Carolyn Pile's Prudential Securities Experience January 2000 - February 2002
Job Portfolio Manager at Highland
Industry Investment Management
Experience
Highland  July 2013 - Present
Pacific Portfolio   March 2012 - July 2013
Mercer  July 2010 - February 2012
Rigel Capital   August 2006 - May 2010
Ferguson Wellman Capital Management  February 2002 - May 2004
Prudential Securities   January 2000 - February 2002
Arnerich Massena & Associates  February 1999 - December 1999

Skills
Equities, Fixed Income, Portfolio Management, Investments, Asset Allocation, Valuation, Bloomberg, Securities, Investment Management, Due Diligence, Trading, Investment Strategies, Asset Managment, Wealth Management, Alternative Investments, Mutual Funds, Investment Advisory, Series 7, Hedge Funds, Financial Analysis, Factset, WONDA, eVestment, Barra Aegis, Series 63, 401k, Equity Research

Education
University of California, Irvine   2004 — 2006
Master of Business Administration, Finance

University of Oregon   1993 — 1997
Bachelor of Arts, Psychology

Kevin Patrick Saia, CFP® CRPC® Kevin Patrick Saia, CFP® CRPC® Morristown, New Jersey Details
Kevin Patrick Saia, CFP® CRPC®'s Prudential Securities Experience 1993 - 1996
Job S2 Wealth Management A Registered Investment Advisor
Industry Financial Services
Experience
Morris County Global Professionals   2014 - Present
College Planning of New Jersey   March 2008 - Present
S2 Wealth Management - A Registered Investment Advisor   March 2008 - Present
Oppenheimer & Co.   December 1999 - February 2008
A.G. Edwards   1996 - 1999
Prudential Securities   1993 - 1996
Guardian Life Insurance  December 1989 - December 1993
Crum & Forster  1986 - 1989

Skills
Investments, Wealth Management, Wealth, Retirement Planning, Series 7, Estate Planning, Portfolio Management, Finance, Strategic Financial..., Investment Strategies, Financial Services, Retirement, Funding, College Funding..., Small Business, Strategy, Financial Planners, Financial Analysis, Mutual Funds, Asset Managment, Financial Advisory, Fixed Income Portfolio..., Equities, Asset Allocation, Hedge Funds, Investment Management, Investment Advisory, Securities, Wealth Management..., ETFs, Alternative Investments, Financial Planning, Conservative Wealth..., Series 63, Personal Finance, 401k, Management, Strategic Planning, Life Insurance, Private Equity, Leadership, Customer Service

Education
University of Maryland College Park   1981 — 1985
Bachelor of Science, Business and Finance

Fairleigh Dickinson University-Florham Campus
Financial Planning and Services

Michelle Serrato, MBA Michelle Serrato, MBA Fresno, California Area Details
Michelle Serrato, MBA's Prudential Securities Experience 1997 - 2002
Job Manager of Service Excellence at Clovis Community Medical Center
Industry Hospital & Health Care
Experience
Clovis Community Medical Center  April 2007 - Present
Smith Barney  2002 - 2007
Prudential Securities   1997 - 2002

Skills
Healthcare, Hospitals, Process Improvement, Physician Relations, Healthcare Information..., Medicare, EMR, Healthcare Management, EHR, Quality Improvement, Healthcare Consulting, Epic Systems, Healthcare Industry

Education
University of California, Riverside   1988 — 1992
Bachelor of Science (B.S.), Business Administration, Management and Operations

Walt Edwards, CFA Walt Edwards, CFA Greater San Diego Area Details
Walt Edwards, CFA's Prudential Securities Experience January 1996 - January 1999
Job Director
Industry Capital Markets
Experience
Wells Fargo Securities  October 2007 - Present
Wells Fargo Bank  March 2003 - October 2007
FG Partners LP   January 2001 - March 2003
Westwood Opportunity Fund   January 1999 - January 2001
Prudential Securities   January 1996 - January 1999
UBS  January 1993 - January 1996

Skills
Interest Rate..., Private Banking, Investment Advisory, Derivatives, Wealth Management, Banking, Fixed Income, Investment Management, Credit Analysis

Education
Pacific Coast Banking School @ University of Washington   2006 — 2008
Graduate Degree, Banking

University of California, Los Angeles   1986 — 1990
B.S., Applied Mathematics

Scott Barlow CFP® Scott Barlow CFP® Tampa/St. Petersburg, Florida Area Details
Scott Barlow CFP®'s Prudential Securities Experience July 1997 - October 1999
Job Vice PresidentInvestment Executive at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities  December 2014 - Present
PNC Investments  November 2012 - December 2014
Morgan Stanley Smith Barney  April 2009 - November 2012
SunTrust Bank  2003 - 2009
AmSouth Bank  July 2002 - October 2003
Merrill Lynch  October 1999 - July 2002
Prudential Securities   July 1997 - October 1999

Education
University of Florida - Warrington College Of Business   1993 — 1997
BABA, Management, Mass Communications

NEHI

Marc Miles Marc Miles Greater Denver Area Details
Marc Miles's Prudential Securities Experience June 1998 - August 2000
Job President and CEO
Industry Printing
Experience
Hospice of the West  May 2010 - Present
I-Graphics   August 2000 - Present
ESPA   2010 - 2010
Prudential Securities   June 1998 - August 2000

Skills
New Business Development, Marketing Strategy, Strategic Planning, Marketing, Leadership, Start-ups, Business Development, Management, Strategy, Contract Negotiation, Investments, Team Building

Education
University of Colorado Boulder

James D. Sumpter, CFP James D. Sumpter, CFP Birmingham, Alabama Details
James D. Sumpter, CFP's Prudential Securities Experience September 1998 - May 2000
Job Financial Advisor, Associate Vice President, Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc.   March 2009 - Present
Merrill Lynch  May 2000 - March 2009
Prudential Securities   September 1998 - May 2000

Education
University of Alabama   1988 — 1992
Bachelor of Science (B.S.), International Corporate Finance and Economics

Oneonta High School   1980 — 1988

Steven Malina Steven Malina Greater Chicago Area Details
Steven Malina's Prudential Securities Experience 1992 - 1998
Job Litigation Shareholder at Greenberg Traurig, LLP
Industry Law Practice
Experience
Greenberg Traurig, LLP  2008 - Present
Morgan, Lewis & Bockius LLP   2005 - 2008
Ungaretti & Harris LLP  1998 - 2005
Prudential Securities   1992 - 1998
United States Securities and Exchange Commission  1987 - 1992

Skills
Securities Regulation, Securities Litigation, Class Actions, Arbitration, Commercial Litigation, Litigation, FINRA, Corporate Governance, Business Litigation, Compliance, Enforcement, Securities Law, Securities Arbitration, Non-compete Agreements, Employment Law, Employment Litigation, Securities

Education
University of Chicago
Master of Business Administration (MBA)

University of Illinois at Urbana-Champaign
Doctor of Law (JD)

University of Michigan
Bachelor of Arts (B.A.)

Robin Rea Robin Rea Tampa/St. Petersburg, Florida Area Details
Robin Rea's Prudential Securities Experience 2000 - 2001
Job Human Resources Consultant
Industry Human Resources
Experience
WellCare  January 2014 - Present
Allstate  September 2012 - December 2013
OneTouch Direct  May 2010 - March 2012
AT&T Mobility  2007 - 2008
Rockwell Collins  2005 - 2007
PCS Division  2004 - 2005
Resources Connection  2004 - 2004
Cache Creek Casino Resort  2003 - 2004
CrossWorlds Software  January 2001 - June 2002
Prudential Securities   2000 - 2001

Skills
Recruiting, Human Resources, Performance Management, Personnel Management, Talent Acquisition, Organizational..., Training, Hiring, Career Development, Management, Applicant Tracking..., Leadership, Team Building, College Recruiting, Taleo, Employee Relations, Benefits Administration, Employee Engagement, Employee Benefits, Talent Management, Benefits Negotiation, HR Consulting, Coaching, Interviews, Human Performance, Organizational..., Employee Training, Leadership Development, Change Management, Recruitment/Retention, Training Delivery, Employee Recognition, Executive Search, human resources manager, HR Generalist, Immigration, Morale, Trusted Business Partner

Education
UC Davis
Certification

Jason J. Tani Jason J. Tani Greater Los Angeles Area Details
Jason J. Tani's Prudential Securities Experience April 1997 - June 2001
Job President & Chief Investment Officer at Pure Wealth Management, Inc.
Industry Investment Management
Experience
Pure Wealth Management, Inc.   August 2010 - Present
Purshe Kaplan Sterling Investments  2010 - 2015
Purshe Kaplan Sterling Investments  2010 - 2015
Merrill Lynch  January 2006 - August 2010
Wells Fargo Investments  June 2001 - January 2006
Prudential Securities   April 1997 - June 2001
Union Bank of California  August 1994 - April 1997

Skills
Wealth Management, Retirement Planning, Investments, Mutual Funds, Strategic Financial..., Retirement, Portfolio Management, Alternative Investments, Estate Planning, Investment Management, Investment Advisory, IRAs, Financial Advisory

Education
University of California, Irvine   1996 — 2012
Personal Financial Planning Certification, Financial Planning

University of California, Riverside   1992 — 1995
BA, Pre-Law Political Sciences

Ronald Briggs Ronald Briggs Washington D.C. Metro Area Details
Ronald Briggs's Prudential Securities Experience February 1998 - March 1999
Job Attorney
Industry Law Practice
Experience
Law Office Ronald L. Briggs Jr.   August 2010 - Present
Craig Law Group   2010 - 2010
MTA  2004 - 2005
University of Baltimore  2002 - 2005
Prudential Securities   February 1998 - March 1999
MBNA  1996 - 1998

Education
University of Baltimore School of Law   2002 — 2005
JD, Law

Virginia State University

Dean Romo Dean Romo San Juan Capistrano, California Details
Dean Romo's Prudential Securities Experience October 1998 - March 2003
Job Business Owner/ Branch Manager
Industry Financial Services
Experience
Raymond James Financial Services, Inc.   March 2003 - Present
Prudential Securities   October 1998 - March 2003
PaineWebber  May 1993 - October 1998

Skills
Investments, Retirement Planning, Securities, Series 7, Mutual Funds, Wealth Management, Retirement, Investment Advisory, Insurance, Annuities, Retirement Income...

Education
University of California, Los Angeles   1986 — 1991
Bachelor's degree

Dana Hills High School   1982 — 1986
GE, GE, 9-12

Jim Drury Jim Drury Greater New York City Area Details
Jim Drury's Prudential Securities Experience December 1986 - April 1993
Job MD, Corporate Bond Research, AIG Asset Management Group
Industry Investment Management
Experience
AIG Asset Management Group  September 2009 - Present
Harding Advisory LLC   September 2006 - April 2008
New York Life Investment Management  January 2001 - September 2006
INVESCO  November 1998 - December 2000
Bear Stearns  May 1993 - June 1998
Prudential Securities   December 1986 - April 1993
The First Boston Corporation  October 1985 - November 1986
Standard & Poor's   October 1981 - September 1985
Price Waterhouse  June 1977 - September 1981

Skills
Derivatives, Valuation, Portfolio Management, Fixed Income, Trading, Financial Modeling, Management, Financial Analysis, Investment Banking, Capital Markets, Fixed Income Analysis, Investments, Risk Management, Corporate Finance, Securities, Bonds, Private Equity, Asset Management, Hedge Funds, CDO, High Yield, Credit Analysis, Mergers & Acquisitions, Equities, Credit Risk

Education
New York University - Leonard N. Stern School of Business   1981 — 1985
M.B.A., Finance

University of Delaware   1973 — 1977
B.S., Accounting

Jorge Ribas Jorge Ribas Miami/Fort Lauderdale Area Details
Jorge Ribas's Prudential Securities Experience February 1986 - November 1992
Job Franchise Coach at The Entrepreneur's Source
Industry Real Estate
Experience
The Entrepreneur's Source  August 2013 - Present
Great Properties International Realty   September 2010 - Present
Mercado de Valores de Buenos Aires S.A.   September 1996 - August 1997
Prudential Securities   February 1986 - November 1992

Skills
Real Estate, First Time Home Buyers, Investments, Investment Properties, REO, Foreclosures, Condos, Investors, Short Sales, Single Family Homes, Sellers, Townhomes, Listings, Selling, Franchising, International..., Franchise Consulting, Business Visas

Education
Universidad de Buenos Aires / UBA   1981 — 1986
BS, Economics

Colegio San Agustin   1969 — 1980
Bachiller, High School/Secondary Diplomas and Certificates

William Scott William Scott Bonita Springs, Florida Details
William Scott's Prudential Securities Experience 2002 - 2004
Job Inventor | Managing Partner at Marbles, LLC
Industry Design
Experience
Marbles, LLC   March 2011 - Present
Fortress Evolved Records Management   2004 - March 2010
Prudential Securities   2002 - 2004
Merrill Lynch  1995 - 2002

Skills
Sales Management, Security, Business Development, Team Building, Microsoft Office, Strategic Planning, Operations Management, Marketing Strategy, Contract Negotiation, New Business Development, Strategy, Program Management, Sales, Continuous Improvement, Project Management, Social Media Marketing, Marketing, Leadership Development, Start-ups, Budgets, Training, Team Leadership, Management, Customer Service, B2B, Microsoft Excel, Strategic Partnerships, Insurance, Business Strategy, Public Speaking, Account Management, Entrepreneurship, Leadership, Microsoft Word, Business Planning, Negotiation, Coaching, Management Consulting, Small Business, Organizational..., Project Planning, Online Marketing

Education
University of Pennsylvania - The Wharton School   2001 — 2002
Certified Investment Management Analyst, CIMA

University of Cincinnati   1976 — 1978
Civil Engineering

Walnut Hills High School   1971 — 1976

Vincent Mok, CBAP Vincent Mok, CBAP Arlington, Virginia Details
Vincent Mok, CBAP's Prudential Securities Experience June 1998 - June 1999
Job at Booz Allen Hamilton
Industry Information Technology and Services
Experience
Booz Allen Hamilton  November 2012 - Present
Booz Allen Hamilton  June 2009 - November 2012
Clovis Group   January 2009 - May 2009
Legg Mason  July 2007 - December 2008
T. Rowe Price  July 2004 - June 2007
Thomson Reuters  June 1999 - July 2004
Prudential Securities   June 1998 - June 1999

Skills
Information Security, Vulnerability Management, Information Assurance, Risk Assessment, Business Analysis, IT Strategy, Requirements Analysis, SDLC, Requirements Gathering, Business Requirements, User Acceptance Testing, Recruiting, Enterprise Architecture, Systems Analysis, Software Consulting, Business Process..., Project Management, Cloud Security, Governance, Project Portfolio..., Analysis, Business Process, CBAP, Process Consulting, Management Consulting, Application Lifecycle..., IT Project Lifecycle, Technology Roadmapping, Cloud Computing, Private Cloud, SaaS, Project Governance, Solution Architecture, Cloud solutions, Team Leadership, Team Management, Sourcing Advisory, Project Finance, CMA, Vendor Management, Business Process..., Gap Analysis, Resource Management, Consulting, Information Technology, Requirements Management, Testing

Education
University of Maryland College Park   1993 — 1998
Bachelor of Science

Hector Bustamante Hector Bustamante Greater Chicago Area Details
Hector Bustamante's Prudential Securities Experience February 1994 - June 1999
Job Help customers with their IT needs
Industry Information Technology and Services
Experience
Ferrum Technology Services, LLC   May 2015 - Present
Bustamante Pediatrics   January 2013 - Present
Life Quotes, Inc.   April 2014 - May 2015
Transamerica Financial Advisors, Inc.   August 2006 - March 2015
Life Quotes, Inc.   September 2013 - March 2014
Life Quotes, Inc.   February 2013 - August 2013
Downey Tax Advisory   May 2005 - August 2006
Counrtywide/Full Spectrum Lending   October 2003 - April 2005
WFG World Group Securities  July 1999 - September 2003
Prudential Securities   February 1994 - June 1999

Skills
Certified Information..., IT Solutions, Information Technology, Wireless Networking, Insurance, Retirement Planning, Term Life Insurance, Fixed Annuities, Health Insurance, Financial Planning, IRAs, Retirement, Investments, Strategic Financial..., Leadership, Life Insurance, Mutual Funds, Mortgage Lending, Bonds, Securities, Sales

Education
MicroTrain Technologies   2013 — 2014
IT Technician, Information Technology

University of Illinois at Urbana-Champaign   1988 — 1994
Bachelor's degree, Psychology - Engineering

Hinsdale South HS   1984 — 1988
High School, General Studies

Pamela DeStefano Pamela DeStefano Greater Boston Area Details
Pamela DeStefano's Prudential Securities Experience June 1997 - December 1998
Job Contract at 20/20 Financial Advisers LLC
Industry Financial Services
Experience
20/20 Financial Advisers of Daytona Beach, LLC   May 2010 - Present
Strategic Capital Allocation Group, LLC   October 2001 - July 2008
Prudential Securities, Inc.   January 2000 - October 2001
Prudential Investments  August 1999 - January 2000
Prudential Securities   June 1997 - December 1998
Prudential Securities   1992 - 1997
Shearson Lehman Brothers  1986 - 1992

Skills
Series 7, Portfolio Management, Investments, Securities, Series 63, Alternative Investments, Asset Management, Series 65, Financial Services, Investment Advisory, Asset Allocation, Relationship Management, Compliance

Education
University of Massachusetts Boston   1981 — 1985
B.S., Private Financial Management

Joshua Baron Joshua Baron Houston, Texas Area Details
Joshua Baron's Prudential Securities Experience 2000 - 2001
Job Excess Casualty at The Navigators Group, Inc.
Industry Insurance
Experience
The Navigators Group, Inc.   March 2012 - Present
University of Colorado  August 2010 - Present
NationsBuilders Insurance Services, Inc. (NBIS)   April 2011 - March 2012
CV Starr  January 2008 - April 2011
Fireman's Fund Insurance Company  October 2006 - December 2007
Homeowners Association  March 2006 - January 2007
Scottsdale Insurance Company  May 2005 - October 2006
American Management Corporation  January 2005 - May 2005
AIG  October 2002 - December 2004
Prudential Securities   2000 - 2001

Skills
Product Development, Product Management, Product Marketing, Construction, Oil, Trucking, Insurance, Casualty, Petroleum, Manufacturing, Gas and Welding Supply..., Excess & Surplus Lines, Public Entity, Joint Power Authorities, Hospitality, Distributors, Commercial Insurance, Workers Compensation, Property & Casualty..., Excess, Reinsurance, Liability, Underwriting, Leadership, Legal Liability, Risk Management, Brokers, Inland Marine, Riggers, DOT regulations, Cranes, General Insurance, Finance, Pricing, Casualty Insurance

Education
University of Colorado Boulder - Leeds School of Business   1998 — 2002
Bachelors, Finance

Millburn   1994 — 1998
High School/Secondary Diplomas and Certificates

Melanie Warren Melanie Warren Puyallup, Washington Details
Melanie Warren's Prudential Securities Experience 2000 - 2004
Job SOS by Melanie Stage, Organize, Senior Move Management
Industry Design
Experience
IAHSP - Member of International Association of Home Stagers,   June 2006 - Present
SOS by Melanie (Stage, Organize and Senior Move Management)   January 2006 - Present
SOS by Melanie (Stage, Organize & Senior Move Management)   January 2005 - Present
Puyallup Sumner Chamber of Commerce   January 2011 - January 2012
Wachovia Securities  February 2000 - January 2005
EFHutton, Shearson and Smith Barney   1983 - 2005
Prudential Securities   2000 - 2004
Prudential Financial  2000 - 2003
Smith Barney  1996 - 2000

Skills
Small Business, Customer Service, Marketing, Coaching, Training, Management, Sales, Public Speaking, Leadership, Real Estate, Home Staging, Event Planning, Time Management, Selling, Seniors, Relocation, Advertising, Social Media Marketing, Residential Homes, Marketing Strategy, Account Management, Networking, Team Building, New Business Development, Entrepreneurship, Social Networking, Investments, Property, REO, Negotiation, Condos, Contract Negotiation, Budgets, Strategic Planning, Sales Management, Leadership Development, Online Marketing, Business Development, Fundraising, Social Media, Marketing Communications, Professional Organizing, Email Marketing, Event Management

Education
University of Pennsylvania - The Wharton School   1992 — 1995

University of California, Berkeley

Alison Grant Cummings Alison Grant Cummings Baltimore, Maryland Details
Alison Grant Cummings's Prudential Securities Experience September 1998 - April 2000
Job Director of Wealth Management Operations Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Wealth Management  September 2013 - Present
Finding Hope Again Outreach Inc   May 2012 - Present
Hughes Capital Management Inc   July 2011 - September 2013
Trumbower Financial Advisors, LLC,   July 2009 - July 2011
Resource Planning Group LLC   October 2006 - November 2008
Smith Barney  August 2004 - May 2006
Prudential Savings Bank, F.S.B.   January 2001 - June 2004
A.G. Edwards   2000 - 2001
Prudential Securities   September 1998 - April 2000
First National Bank  December 1997 - September 1998

Skills
Operations Management, Advent Axys, BondEdge, Omgeo Oasys/Alert, Omgeo TradeSuites, FIWS, Investment Management, Compliance Management..., Simple IRA, Roth IRA, Education IRA, Series 7 & 63, Wealth Management, Portfolio Management, Mutual Funds, Series 63, Asset Management, Trade Settlement, Institutional Fixed..., Human Resources, Training, Procedure documentation, Performance Reporting, Pricing of..., Life & Health Insurance..., Reconciliation/Forensic..., Tax filing, Event Planning, Fundraising, Community Involvement, Volunteering

Education
University of Florida   1988 — 1990

Cannon Financial Institute   2001 — 2004
Trust Administration

University of Phonix   2001 — 2002
Bachelor of Applied Science (B.A.Sc.), Business Administration, Management and Operations

Annandale High School   1987 — 1988
Diploma, College Prep

Nayme Romero Nayme Romero Teaneck, New Jersey Details
Nayme Romero's Prudential Securities Experience June 1980 - June 2004
Job Assistant Account Manager at Singer Nelson Charlmers
Industry Insurance
Experience
Singer Nelson Charlmers  June 2006 - Present
Prudential Securities   June 1980 - June 2004

Skills
Underwriting, Property & Casualty..., Professional Liability, Insurance, Employee Benefits, Employment Practices..., Risk Management, Brokers, D&O, Commercial Insurance, Liability, Legal Liability, Casualty, Umbrella Insurance, Commercial Lines, General Insurance, Customer Service, Casualty Insurance

Education
University of Miami   1983 — 1985
Business Administration and Management, General

Flushing High School
busniss Administratiohn, General Office Occupations and Clerical Services

Sree Raman Sree Raman Northbrook, Illinois Details
Sree Raman's Prudential Securities Experience September 1992 - March 1998
Job Senior Vice President Wealth Management at UBS
Industry Financial Services
Experience
UBS Financial Services Inc.  March 1998 - Present
Prudential Securities   September 1992 - March 1998

Skills
Wealth Management, Financial Planning, Retirement Planning, Equities, Fixed Income, ETFs, Vegetarian Cooking

Education
University of California, Berkeley, Haas School of Business
CIMA® Designation

University of Illinois at Chicago
B.S., Electrical Engineering, Awarded Bell Honor Award for graduating with higest GPA

Benjamin Rudnick Benjamin Rudnick San Francisco Bay Area Details
Benjamin Rudnick's Prudential Securities Experience 2000 - 2002
Job VP of Technology at Ruxly Creative
Industry Online Media
Experience
Ruxly Creative   2014 - Present
Know Cancer   September 2008 - Present
1000 Buddhas   September 2005 - December 2013
Databanq Media, Inc.   December 2006 - September 2008
B.S.R. Entertainment   2003 - 2005
Prudential Securities   2000 - 2002

Skills
Email Marketing, PPC, Entrepreneurship, SEO, SEM, Marketing, Google Adwords, New Business Development, Social Media Marketing, Web Analytics, Information Architecture, Social Media, Marketing Strategy, Online Advertising, Google Analytics, Business Development, Start-ups, Project Management, Online Marketing, Web Design, Landing Page..., Social Networking, Management, Digital Strategy, Lead Generation, Analytics, Web Development, Team Building, Digital Media, Website Development, Keyword Research, E-commerce, WordPress, Organic Search, Conversion Optimization, Leadership, Product Management, Training, Strategic Partnerships, Content Strategy, Link Building

Education
University of Central Florida - College of Business Administration   2005 — 2007
MBA, Entrepreneurship

University of Central Florida - College of Business Administration   1997 — 2001
B.S., Finance

Alexander Muss HSI   1996 — 1997

Monique Saugstad Monique Saugstad Los Angeles, California Details
Monique Saugstad's Prudential Securities Experience June 1999 - June 2002
Job Chief Compliance Officer at Electronic Transaction Clearing, Inc.
Industry Financial Services
Experience
Electronic Transaction Clearing, Inc.   April 2015 - Present
Finance 500   June 2005 - April 2015
Prudential Securities   June 1999 - June 2002

Skills
Compliance, FINRA, Series 7, Series 24, Regulatory Audits, Policies and Procedures, Legal, Supervisory Experience, Securities, Equities, Trading, Licensing, Private Equity, Investment Banking, Venture Capital, Due Diligence, Operations, Investments, Hedge Funds, Investment Advisory, Series 63, Corporate Law, Finance, Financial Services, Alternative Investments

Education
Western State University College of Law   2002 — 2005
JD, Law

University of California, Los Angeles   1998 — 2002
BA, Economics

Ken Finkel Ken Finkel Greater Denver Area Details
Ken Finkel's Prudential Securities Experience 1991 - 1995
Job Founder & Managing Principal at Vista Advisory Group and Vista Consulting
Industry Financial Services
Experience
Vista Advisory Group   2013 - Present
Vista Consulting, Ltd.   2012 - Present
Impact Wealth Advisors, Ltd.   2008 - 2013
Smith Barney  2000 - 2008
First Union  1995 - 2000
Prudential Securities   1991 - 1995
First Miami Securities   1979 - 1991
First Miami Securities   1979 - 1991

Skills
Strategic Financial..., Investments, Wealth Management, Retirement Planning, Estate Planning, Alternative Investments, Asset Managment, Entrepreneurship, Asset Allocation, Strategic Planning, Investment Strategies, Organizational..., Advising Non Profit..., Private Equity, Financial coaching, Business coaching, Life Coaching

Education
University of Maryland College Park   1970 — 1974
BA, Anthroplogy/History

Livingston High School

Kristin Mayo Kristin Mayo Marlborough, Massachusetts Details
Kristin Mayo's Prudential Securities Experience January 1997 - June 2001
Job
Industry Medical Devices
Experience
Staples  May 2015 - Present
Boston Scientific  January 2003 - April 2015
Prudential Securities   January 1997 - June 2001
The McGraw-Hill Companies  July 1992 - August 1996

Skills
College Recruiting, Project Management, Workshop Facilitation, Employee Relations, Process Improvement, Public Speaking, Applicant Tracking..., Onboarding, Technical Recruiting, Medical Devices, Talent Acquisition, Recruiting, Sourcing, Executive Search, Talent Management, Interviews, Training, Organizational..., Leadership, Management, Program Management, New Hire Orientations, Human Resources

Education
University of Hartford   1987 — 1991
BA, Communications

Lane Strumlauf Lane Strumlauf San Francisco Bay Area Details
Lane Strumlauf's Prudential Securities Experience January 1997 - June 1998
Job Managing Director Northwest Regional Director at UBS Financial Services, Inc. Wealth Management
Industry Financial Services
Experience
UBS Wealth Management  March 2014 - Present
UBS Financial Services, Inc.   August 2009 - March 2014
UBS  August 2007 - August 2009
Smith Barney  October 2000 - August 2007
Prudential Securities   January 1997 - June 1998

Education
University of Florida   1983 — 1988
BS, Accounting

Kellie Vasen Kellie Vasen Sacramento, California Area Details
Kellie Vasen's Prudential Securities Experience 1997 - 1998
Job Attorney at Law at Vasen Legal Services
Industry Law Practice
Experience
Vasen Legal Services   May 2009 - Present
State Street Bank  August 2008 - April 2009
Opich   2009 - 2009
Greenfield Hardy   September 2007 - December 2007
Jacobson Markham LLP   2007 - 2007
McGeorge Business and Community Dev Clinic   2005 - 2006
Barclays Global Investors  1998 - 2005
Franklin Templeton Group  1993 - 2000
Prudential Securities   1997 - 1998

Skills
Securities, Bankruptcy, Mutual Funds, Estate Planning, Investment Management, Equities, Derivatives, Hedge Funds, Private Equity, Financial Services, Alternative Investments, Corporate Governance, Corporate Actions, Corporate Law, Finance, FINRA, Fixed Income, Capital Markets, Mergers & Acquisitions, Due Diligence, Asset Management, ETFs

Education
University of the Pacific - McGeorge School of Law   2004 — 2007

Hayward High

University of California, Santa Barbara

Judd Lee Judd Lee Greater Seattle Area Details
Judd Lee's Prudential Securities Experience June 1997 - December 1998
Job CFO at SIGNALSENSE, Inc.
Industry Investment Management
Experience
SIGNALSENSE, Inc.   January 2015 - Present
SIGNALSENSE, Inc.   October 2014 - Present
Benchmark Plus Management LLC  August 2008 - December 2014
Maveron LLC  July 2005 - August 2008
Microsoft Corporation  February 2002 - July 2005
SafeHarbor Technology Corporation  February 1999 - February 2002
Prudential Securities   June 1997 - December 1998
Intelectron Products   1992 - 1995
Wells Fargo Bank  1990 - 1992

Skills
Investments, Mergers & Acquisitions, Venture Capital, Business Strategy, Accounting, Finance, Strategic Planning

Education
The Wharton School, University of Pennsylvania   1995 — 1997
MBA, Finance and Strategic Management

University of California at Berkeley   1987 — 1990
BS, Industrial Engineering and Ops Research

Derek Skains Derek Skains Phoenix, Arizona Area Details
Derek Skains's Prudential Securities Experience 1995 - 1999
Job President at Skains Investment Partners
Industry Financial Services
Experience
Skains Investment Partners   August 2009 - Present
Raymond James Financial Services  May 2003 - August 2009
Wachovia Securities  1999 - 2003
Prudential Securities   1995 - 1999
Smith Barney  1989 - 1996

Skills
Strategic Financial..., Investments, Series 7, Retirement Planning, Investment Advisory, Mutual Funds, Retirement, 401k, Series 63, Asset Allocation, Asset Managment, Small Business Lending, Securities, Finance, Investment Management, Financial Advisory, Management, Financial Services, Estate Planning, Insurance, FINRA, Life Insurance, Bonds

Education
University of Houston   1980 — 1985
BBA Finance, Finance

John Foster Dulles High School   1977 — 1980

LWMA

Theresa Hatzidakis Theresa Hatzidakis Orange County, California Area Details
Theresa Hatzidakis's Prudential Securities Experience 2002 - 2002
Job Paralegal at PIMCO
Industry Financial Services
Experience
PIMCO  August 2011 - Present
Arch Bay Capital, LLC  November 2009 - July 2011
Solace Financial, LLC  2006 - 2009
OLD CANAL FINANCIAL   2004 - 2006
Prudential Securities   2002 - 2002

Education
University of California, San Diego   2000 — 2004
Economics

Nico March Nico March San Diego, California Details
Nico March's Prudential Securities Experience November 1995 - December 2002
Job Senior Vice President Investments and Senior Institutional Consultant at The March Group of Wells Fargo Advisors,LLC
Industry Financial Services
Experience
The March Group of Wells Fargo Advisors   January 2009 - Present
Wachovia Securities, LLC  January 2003 - December 2008
Prudential Securities   November 1995 - December 2002
Merrill Lynch  February 1982 - November 1995

Skills
Investment Strategies, Financial Advisory, 401k, Fixed Income, Needs-Based Analysis, Structured Asset..., Institutional Analysis

Education
University of California, San Diego - School of Medicine   1978 — 1980
Medical Research

University of California, San Diego   1974 — 1978

University of California, Los Angeles

Andrew Halligan Andrew Halligan Greater Philadelphia Area Details
Andrew Halligan's Prudential Securities Experience January 1992 - March 1995
Job Vice President, Senior Manager Online Sales and Delivery at TD
Industry Banking
Experience
TD  September 2012 - Present
Bank of America  April 1997 - September 2012
MBNA America  1997 - 2006
MBNA / Bank of America  1997 - 2005
A.G. Edwards   March 1995 - March 1997
Prudential Securities   January 1992 - March 1995
Stoltz Realty Co   September 1986 - January 1992

Skills
Credit Cards, Banking, Loyalty Marketing, Financial Services, Relationship Management, Credit, Analytics, Portfolio Management, Customer Acquisition, Partnership Marketing, Cross Selling, Online Marketing..., Digital Marketing, Internet Strategy, Strategy, CRM, E-commerce, Management, Marketing, Mergers & Acquisitions, Segmentation, Digital Strategy, Executive Management, Risk Management, Strategic Leadership, Strategic Planning

Education
University of Delaware   1981 — 1986

Gerry Burchard Gerry Burchard San Diego, California Details
Gerry Burchard's Prudential Securities Experience April 1990 - May 1995
Job & Radio Personality
Industry Real Estate
Experience
Prime Capital Equities   January 2015 - Present
Pacific Sotheby`s International Realty  May 2014 - Present
Pacific Sotheby's International Realty: Prime Capital Equities   May 2014 - Present
Willis Allen Real Estate  January 2013 - April 2014
Villas de Oro at Palmilla   January 1999 - December 2012
Round Hill Securities  April 1995 - November 2004
Prudential Securities   April 1990 - May 1995
Shearson Lehman Hutton  January 1988 - May 1990
Merrill Lynch  January 1980 - May 1988
Pacific Stock Exchange Options Floor   February 1980 - December 1982

Skills
Series 7, Series 24, Series 63, Securities, Investment Advisory, Asset Management, Investments, Real Estate, Financial Analysis, California Real Estate..., Asset Managment, Real Estate License, Sellers, Real Estate Development, Investors, Luxury, Real Estate Transactions, Investment Properties, Residential Homes, Finance, International Real..., Sales, Real Estate Financing, Vacation Homes, REO, Real Estate Economics, Rentals, Short Sales, Condos, Real Property, Foreclosures, Single Family Homes, Property, Relocation, Property Management, Listings, Peer to Peer Lending, Buyers, Buyer Representation, Referrals

Education
University of California, Berkeley   1976 — 1981
Bachelor of Arts, Social Welfare & Economics

Saint Ignatius College Preparatory   1972 — 1976
High School, High School Diploma

Glenn S. Granz, CFA, CFP Glenn S. Granz, CFA, CFP Los Angeles, California Details
Glenn S. Granz, CFA, CFP's Prudential Securities Experience August 1997 - September 1998
Job Bank of America Corporation
Industry Investment Management
Experience
Bank of America  September 2006 - Present
Fidelity Investments  September 2004 - September 2006
Neuberger Berman  August 2002 - September 2004
Fidelity Investments  September 1998 - May 2002
Prudential Securities   August 1997 - September 1998

Skills
Asset Management, Investments, Institutional, Fixed Income, Wealth Management, Financial Advisory, Series 7, Equities, Asset Managment, Investment Management, Mutual Funds, Banking, Finance, Capital Markets, Financial Services, High Net Worth..., Portfolio Management, Asset Allocation, Private Banking, Financial Markets, Bonds, Series 63, Estate Planning, Fixed Annuities, Insurance

Education
University of Southern California - Marshall School of Business   2003 — 2005
Master of Business Administration (M.B.A.)

University of California, Santa Barbara   1993 — 1997
Bachelor of Arts (B.A.), Business Economics

Samuel Bjelac III Samuel Bjelac III Washington D.C. Metro Area Details
Samuel Bjelac III's Prudential Securities Experience 1997 - 2002
Job Divisional Manager Carrington Wholesale
Industry Banking
Experience
Carrington Mortgage Services  2011 - Present
Flagstar Bank  2007 - 2010
First Magnus Financial  January 2005 - August 2007
United Equity, LLC  2003 - 2005
Prudential Securities   1997 - 2002

Skills
New Business Development, Wholesale Lending, Correspondent Banking, Warehouse Lending, Sales Management, Team Building, Team Leadership, Financial Analysis, Risk Management, Agency MBS, MBS, FNMA, FHLMC, FHA, GNMA, Recruiting, MBA, Microsoft Dynamics, Salesforce.com, Mortgage Banking, Mortgage Lending, Refinance, Sales, Loan Origination, Leadership, FHA financing, USDA, VA loans, Residential Mortgages, Mortgage Underwriting, Loans, Mortgage Servicing, Credit, Loss Mitigation, Reverse Mortgages, Credit Analysis, Construction Loans, Banking, Consumer Lending, Commercial Lending, Mortgage Marketing, Government Loans, Real Estate Financing, VA Loans, FHA Financing

Education
University of Baltimore   1995 — 1997
MBA, Finance

West Virginia University   1989 — 1993
BS, Marketing

Bill Lomas Bill Lomas Greater New York City Area Details
Bill Lomas's Prudential Securities Experience January 1985 - January 1995
Job Partner at LLBH Private Wealth Management LLC
Industry Financial Services
Experience
LLBH Private Wealth Management LLC  October 2008 - Present
Merrill Lynch  January 1998 - October 2008
Prudential Securities   January 1985 - January 1995
Morgan Stanley Smith Barney  January 1985 - January 1995

Education
Columbia University   1985 — 1997
Masters, Business Policy

University of Maine   1976 — 1981
BS, Wood Science and Technology

Matthew Hecht Matthew Hecht Greater New York City Area Details
Matthew Hecht's Prudential Securities Experience July 1995 - December 2000
Job Territory Business Manager Oncology at BristolMyers Squibb
Industry Biotechnology
Experience
Bristol-Myers Squibb  April 2014 - Present
Teva Neuroscience  June 2012 - April 2014
Merck  October 2002 - June 2012
Prudential Securities   July 1995 - December 2000

Skills
Diabetes, Pulmonology, Vaccines, Endocrinology, Account Management, Product Launch, Cold Calling, Immunology, Cardiology, Asthma, Sales Management, Multiple Sclerosis, Oncology, Infusion / Injectibles, Parkison's Disease, Long-term Customer..., Strategic Planning, Microsoft Office, Microsoft Excel, Allergies

Education
University of Maryland   1990 — 1994
BS

Syosset High School   1986 — 1990

Forrest James Forrest James Orange County, California Area Details
Forrest James's Prudential Securities Experience 1984 - 1994
Job Investment Advisor Representative at Emerson Equity
Industry Financial Services
Experience
Emerson Equity   2013 - Present
MA Wealth Management   2009 - 2013
Ocean Park Capital   2000 - 2013
Monoptics, LLC   1999 - 2000
Past, Present, Futures investment newsletter   1994 - 1999
Prudential Securities   1984 - 1994

Skills
Hedge Funds

Education
University of California, Los Angeles   1975 — 1980
Bachelor of Science (BS), Economics

Dan Dickerson Dan Dickerson Little Rock, Arkansas Area Details
Dan Dickerson's Prudential Securities Experience September 1997 - January 2000
Job Personal Financial Representative
Industry Insurance
Experience
Allstate Financial Services, LLC  June 2015 - Present
Northwestern Mutual  November 2010 - June 2015
Business Communications, Inc.   2009 - 2010
Network Engineering Technologies  December 2008 - December 2009
NetGain Technologies, Inc.   December 2006 - November 2008
Diversified Autogroup   November 2002 - November 2006
Diversified Solutions  August 2001 - April 2005
Altec  February 2000 - August 2001
Prudential Securities   September 1997 - January 2000

Skills
Insurance, Investments, Management, Sales, Strategic Financial..., Life Insurance, Public Speaking, Finance, Retirement Planning, Retirement, Customer Satisfaction, Business Development, Fixed Annuities, Series 6, Series 63, Series 65, Life and Health...

Education
University of Arkansas at Little Rock   1997 — 1997
B.A., Political Science

University of Mississippi   1994 — 1997
B.A., Political Science

Hall High   1990 — 1993

Forest heights

Howard Serber Howard Serber Wayne, New Jersey Details
Howard Serber's Prudential Securities Experience January 1997 - December 2001
Job Independent Insurance Professional
Industry Insurance
Experience
Genworth Financial  April 2005 - Present
Washington Mutual  January 2002 - December 2004
Prudential Securities   January 1997 - December 2001

Skills
Long Term Care Insurance

Education
University of Maryland College Park   1972 — 1974
BS, Biology

Michelle Fait, MBA, CFP, EA CDFA Michelle Fait, MBA, CFP, EA CDFA San Francisco, California Details
Michelle Fait, MBA, CFP, EA CDFA's Prudential Securities Experience 1993 - 1996
Job Founder/Feeonly financial advisor helping people get back on track after a divorce or breakup.
Industry Financial Services
Experience
Satori Financial LLC   2001 - Present
Starbucks Coffee Company  1996 - 2000
Prudential Securities   1993 - 1996
Putnam Hayes & Bartlett  1987 - 1991

Skills
Portfolio Management, tax planning for..., equity compensation..., women and money, divorce, fee-only financial..., tax advice, tax diversification, strategic planning for..., Roth conversions, financial planning for..., venture philanthropy, Personal Financial..., Certified Divorce..., Investments

Education
Yale University - Yale School of Management
MBA, Finance

University of California, Berkeley
A.B., Economics

Alan Platoff Alan Platoff Greater New York City Area Details
Alan Platoff's Prudential Securities Experience 1987 - 2003
Job Sales Associate at Coldwell Banker Residential Brokerage
Industry Real Estate
Experience
Coldwell Banker Residential Brokerage  September 2005 - Present
Prudential Securities   1987 - 2003

Education
University of Delaware   1979 — 1983

Jonathan Dayton Regional High School   1978 — 1979

Kristin Zehnder Kristin Zehnder Carmichael, California Details
Kristin Zehnder's Prudential Securities Experience June 1998 - November 1999
Job Compliance Specialist at Merril Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch  June 2010 - Present
Banc of America Investment Services, Inc  May 2003 - June 2010
London Pacific Advisors  November 1999 - June 2003
Prudential Securities   June 1998 - November 1999
Wells Fargo  September 1992 - June 1998

Skills
Securities, Series 7, Operations Management, Risk Management, Series 63, Wealth Management, Investments, Asset Allocation, Banking, Asset Management, Equities

Education
University of California, Los Angeles   1982 — 1985

Lynne Gravelle Mosier, CFA, CAIA Lynne Gravelle Mosier, CFA, CAIA San Francisco Bay Area Details
Lynne Gravelle Mosier, CFA, CAIA's Prudential Securities Experience January 1992 - January 1993
Job Sr. Regional Director
Industry Financial Services
Experience
Guggenheim Investments  January 2011 - Present
CFA San Francisco   2009 - Present
Jurika, Mills & Keifer, LLC   October 2008 - December 2010
Schroders, plc   April 1994 - February 2000
Smith Barney  January 1993 - January 1994
Prudential Securities   January 1992 - January 1993
Institute for International Research  January 1989 - January 1992

Skills
Public Speaking, Asset Allocation, Fixed Income, Mutual Funds, Portfolio Management, Investments, Series 63, Sales, Strategy, Alternative Investments, Finance, ETFs, Due Diligence, Capital Markets, Hedge Funds, Equities, CRM, Series 7, Credit, Emerging Markets, Strategic Planning, Marketing Strategy

Education
Chartered Alternative Investment Analyst   2009 — 2010
CAIA

University of San Francisco   1999 — 2003
MBA, International Business

Charter Financial Analyst Society   1996 — 1999
CFA

University of Denver
BSBA, Economics

Heather McCormick Heather McCormick Greater Los Angeles Area Details
Heather McCormick's Prudential Securities Experience 1993 - 1994
Job Managing Partner, Credo Law Partners
Industry Law Practice
Experience
Credo LLP   2005 - Present
Pasadena Angels  2005 - Present
Platinum Equity  2002 - 2005
Cooley LLP  1998 - 2002
Prudential Securities   1993 - 1994
Merrill Lynch  1992 - 1993

Skills
Mergers & Acquisitions, Venture Capital, Private Equity, Entrepreneurship, Corporate Governance, Intellectual Property, Corporate Law, Angel Investing, Securities Regulation, Emerging Markets, Securities

Education
University of California, Berkeley - Walter A. Haas School of Business   1995 — 1998
MBA

University of California, Berkeley - School of Law   1994 — 1998
JD

University of Pennsylvania   1988 — 1992
BA

Moline High School

Ray Arata Ray Arata San Francisco Bay Area Details
Ray Arata's Prudential Securities Experience April 1993 - August 1996
Job Men’s Business Coach | Inclusionary Leadership Training | Gender Equality Ally | Speaker | Author
Industry Professional Training & Coaching
Experience
Gender Leadership Group   June 2015 - Present
Gender Allies   October 2013 - Present
Integrative Coaching   April 2008 - Present
Shirlaws  February 2007 - April 2008
RBC Dain  September 2002 - February 2007
US Bancorp Piper Jaffray  September 1996 - August 2001
Prudential Securities   April 1993 - August 1996

Skills
Coaching, Conflict Resolution, Communications Strategy, Cultural Transformation, Personal Development, New Business Development, Large Group Facilitation, Executive Coaching, Leadership Development, Diversity Training, Diversity & Inclusion, Collaborative Leadership, Workshop Facilitation, Training, Strategic Communications, Staff Development, Team Building, Start-ups, Leadership, Business Development, Entrepreneurship, Consulting, Public Speaking, Emotional Intelligence, Organizational..., Gender Equality, Professional Mentoring, Training Facilitation, Management

Education
San Francisco Law School   1988 — 1992
JD, Law

University of California, Los Angeles   1982 — 1986
BA, Business Administration/Political Science

Leo Torres Leo Torres Scottsdale, Arizona Details
Leo Torres's Prudential Securities Experience November 1986 - August 2002
Job thinker
Industry Think Tanks
Experience
self employed  July 2012 - Present
Janney Montgomery Scott  June 2002 - June 2012
prudential securities   November 1986 - August 2002

Skills
Investments, Marketing, Equities, Customer Service, Sales Management, Marketing Strategy, Securities, Sales, Strategic Planning, Series 63, Mutual Funds, Finance, Wealth Management, Retirement Planning, Financial Advisory, Asset Allocation, Estate Planning, Due Diligence, Life Insurance, Fixed Annuities, Strategy, Start-ups, Strategic Financial..., Financial Planning

Education
University of Florida   1971 — 1973
Master's degree, Electrical and Electronics Engineering

miami dade college   1969 — 1971
Associate of Arts and Sciences (AAS), Engineering

Tom Mulligan, CFA Tom Mulligan, CFA San Diego, California Details
Tom Mulligan, CFA's Prudential Securities Experience May 1994 - August 1996
Job Director, Product Management and RFP at Brandes Investment Partners
Industry Investment Management
Experience
Brandes Investment Partners  November 2014 - Present
Brandes Investment Partners  February 2014 - November 2014
Investment Management  April 2013 - February 2014
Allianz Global Investors  January 2008 - April 2013
Raymond James Asset Management Services   April 2007 - January 2008
Eagle Asset Management  May 2003 - April 2007
Eagle Asset Management  March 2000 - June 2003
Eagle Asset Management  June 1998 - March 2000
Raymond James Financial Inc.  June 1997 - August 1997
Prudential Securities   May 1994 - August 1996

Skills
Investments, Portfolio Management, Mutual Funds, Asset Management, Marketing, Leadership, Asset Allocation, Investment Management, Management, Analysis, Series 7, Equities, Financial Services, CRM, Asset Managment, Fixed Income, Relationship Management, Series 63, Series 65

Education
University of Florida - Warrington College Of Business   1996 — 1998
MBA, Security Analysis, Finance

University of Florida   1987 — 1991
BSBA, Finance

Archbishop Curley-Notre Dame   1983 — 1987

K.C. Watson K.C. Watson San Francisco Bay Area Details
K.C. Watson's Prudential Securities Experience April 1997 - July 1998
Job CEO at Sherpa Digital Media
Industry Information Technology and Services
Experience
Sherpa Digital Media, Inc.   July 2011 - Present
Polycom  January 2010 - July 2011
OneTouch Systems  July 2002 - January 2010
Innovatv (a Tata -America company)   August 1999 - July 2002
Prudential Securities   April 1997 - July 1998
Fidelity Investments  January 1995 - March 1997

Skills
Strategic Partnerships, Salesforce.com, Enterprise Software, Video, SaaS, Business Development, Streaming Media, Solution Selling, Managed Services, Professional Services, Business Alliances, Integration, Mobile Devices, Business Strategy, Cloud Computing, Direct Sales, VoIP, Sales, Product Management, Product Marketing, Management, Lead Generation, Demand Generation, Digital Media, Start-ups, Strategy, Unified Communications, Sales Process, Channel Partners, Telecommunications, Go-to-market Strategy

Education
University of Arizona   1990 — 1994

Jason Kapit, EWM Realty Intl CHRISTIE'S Jason Kapit, EWM Realty Intl CHRISTIE'S Fort Lauderdale, Florida Details
Jason Kapit, EWM Realty Intl CHRISTIE'S's Prudential Securities Experience January 1997 - June 1998
Job Marketing Exceptional Homes
Industry Real Estate
Experience
RESCUE Consulting   June 2015 - Present
EWM Realty International  2008 - Present
Kasch Ventures, LLC   September 2000 - Present
Realty World South Florida  January 2003 - April 2008
Jacaranda Title & Escrow   2005 - 2007
Schonfeld Securities  1998 - 2003
Prudential Securities   January 1997 - June 1998
Kapit & Rudolph, P.A.   November 1995 - December 1996

Skills
Residential Resale, New Home Sales, Contract Negotiation, Speaking Engagements, Online Marketing, Market Analysis, Demand Generation, Residential Homes, Public Speaking, Real Estate Development, Sellers, Condos, Selling, Public Relations, Referrals, Luxury, Sales, Real Estate Transactions, Real Property, Investment Properties, Marketing, Listings, Investors, Short Sales, First Time Home Buyers, Real Estate, Single Family Homes, Relocation, Buyers, Buyer Representation, Investments, Luxury Homes, Athlete Representation

Education
Mississippi College School of Law   1992 — 1995
JD, Law, Golf

University of Florida   1987 — 1992
B.A., Criminal Justice

Hollywood Hills High School   1983 — 1987
HS Diploma, fun

Pine Crest School, Fort Lauderdale   1979 — 1983
fun, too young to know

Stephen W. Lowther Stephen W. Lowther Greater Atlanta Area Details
Stephen W. Lowther's Prudential Securities Experience 1994 - 1998
Job Registered Principal, Alternative Investment Solutions
Industry Financial Services
Experience
Alternative Investment Solutions  December 2009 - Present
Four Springs Capital LLC  April 2011 - December 2013
Trimeteor Oil & Gas   February 2013 - October 2013
BFS Financial, Inc.   October 2009 - March 2011
Wells Fargo Advisors, LLC  February 2008 - August 2009
Morgan Keegan  2005 - 2008
AmSouth Investments   2005 - 2007
Triad Advisors/Lowther & Co. Inc.   1999 - 2005
Morgan Stanley Smith Barney  1998 - 1999
Prudential Securities   1994 - 1998

Skills
Financial Planning, Financial Advisory, Portfolio Management, Alternative Investments, Asset Allocation, Retirement Planning, Real Estate, Investments, Series 63, Asset Managment, Insurance, Mutual Funds, Series 7, Securities, Investment Advisory, Wealth Management, Asset Management, Strategic Financial..., Valuation, Fixed Annuities, Leases, Finance, Investment Strategies, 401k

Education
University of Kentucky   1979 — 1983
BA, Finance and Journalism (dual degrees)

Nashua High School   1974 — 1978
High School Diploma, College Prep

Glenn Schultz, CFA Glenn Schultz, CFA Greater Chicago Area Details
Glenn Schultz, CFA's Prudential Securities Experience May 1990 - February 1995
Job Performance Trust
Industry Capital Markets
Experience
Performance Trust Capital Partners  August 2012 - Present
Wells Fargo  October 2006 - July 2012
J.P. Morgan   July 2004 - February 2006
Banc One Capital Markets  October 1996 - July 2004
Prudential Securities   May 1990 - February 1995

Skills
MBS, ABS, Structured Products, Structured Finance, Securitization, Fixed Income, Capital Markets, Securities, Portfolio Management, Residential Mortgages, Valuation, Asset Management, Investments, Series 7, Financial Markets, Series 63, Mortgage, Mortgage Lending, Investment Banking, Financial Structuring, Credit Derivatives, Credit

Education
University of Louisville   1990 — 1992
Master of Business Administration (M.B.A.), Finance, General

University of Louisville   1980 — 1987
BSBA, Finance

Branden Stanley Branden Stanley West Palm Beach, Florida Details
Branden Stanley's Prudential Securities Experience September 1998 - October 2000
Job Director of Paid Search at PMP Marketing Group
Industry Marketing and Advertising
Experience
PMP Marketing Group  June 2014 - Present
Santa Barbara Marketing   February 2011 - Present
JKR Advertising and Marketing  August 2012 - March 2014
Asbestos & Mesothelioma Awareness Center   October 2011 - July 2012
Perfect Skin   March 2010 - December 2010
NATIONAL SALES GROUP   August 2007 - January 2010
VERTRUE - BARGAIN NETWORK   March 2006 - August 2007
Martin Worldwide  September 2003 - March 2006
VERTRUE - BARGAIN NETWORK   November 2000 - August 2003
PRUDENTIAL SECURITIES   September 1998 - October 2000

Skills
PPC, SEM, Google Adwords, Email Marketing, Lead Generation, Google Analytics, SEO, Multi-channel Marketing, Marketing Strategy, Direct Marketing, Web Analytics, E-commerce, Advertising, Digital Marketing, Marketing, Web Marketing, B2B, Online Marketing, Landing Page..., Digital Strategy, CRM, CPL, Mobile Marketing, Online Lead Generation, Online Advertising, Customer Acquisition, Conversion Optimization, Search Advertising, Display Advertising, Direct Mail, Media Buying, Strategic Planning, Organic Search, SEOmoz, MSN AdCenter, Media Planning, Mobile Advertising, Marketing Management, Digital Media, A/B testing, Product Marketing, Local Search, Yahoo Search Marketing, Microsoft AdCenter, Google AdWords..., Affiliate Management

Education
University of California, Santa Barbara   1994 — 1997
B.A., Business Economics

Lauren Fischbein Lauren Fischbein San Diego, California Details
Lauren Fischbein's Prudential Securities Experience November 1996 - April 2000
Job Follow Up Manager at North American Financial
Industry Financial Services
Experience
Hire Patriots   July 2015 - Present
NORTH AMERICAN FINANCIAL  March 2014 - Present
Steven Cates International   September 2013 - August 2014
Retail Top Talent   October 2010 - June 2011
Time Warner Cable  October 2008 - October 2009
California Marketing  April 2008 - September 2008
Designscape  June 2006 - February 2007
Goal Financial  September 2003 - June 2006
Morgan Stanley Dean Witter  October 2000 - March 2003
Prudential Securities   November 1996 - April 2000

Skills
Inside Sales, Outside Sales, Marketing, Selling, Sales, CRM, Training, Event Planning, Leadership, Customer Service, Event Management, Entrepreneurship, Email Marketing, Social Media, Advertising, New Business Development, Social Media Marketing

Education
University of California, Los Angeles   1987 — 1991
B.A., Communication Studies, Emphasis in Business Administration

University of California, Los Angeles   1987 — 1991
Bachelor of Communications Studies and Business, Communication Studies and Business

Rafael Rivadeneira Rafael Rivadeneira Greater Chicago Area Details
Rafael Rivadeneira's Prudential Securities Experience October 1993 - July 1995
Job Private Client Banker at JPMorgan Chase Bank, N.A.
Industry Banking
Experience
JPMorgan Chase Bank, N.A.   April 2014 - Present
JPMorgan Chase Bank, N.A.   November 2013 - March 2014
JPMorgan Chase Bank, N.A.   January 2013 - October 2013
JPMorgan Chase Bank, N.A.   August 2012 - December 2012
Epiphany Portfolios   July 1995 - August 2012
Prudential Securities   October 1993 - July 1995

Education
University of Illinois at Urbana-Champaign - College of Business   1989 — 1993
Bachelor of Science (BS), Finance, General

Loyola Academy College Prep   1985 — 1989

Keith Krueger Keith Krueger Tampa/St. Petersburg, Florida Area Details
Keith Krueger's Prudential Securities Experience March 1993 - May 1996
Job
Industry Investment Banking
Experience
Concordius Capital Advisors, LLC   November 2013 - Present
Concordius Capital Holdings, Inc.   October 2013 - Present
Vista Mar Partners   August 2011 - Present
Regional Investment Banking   April 2010 - Present
Robert W. Baird & Co.   November 2006 - January 2010
Stephens, Inc  June 1996 - January 2006
Prudential Securities   March 1993 - May 1996
Paine Webber  September 1991 - March 1993
Krueger, Inc   October 1988 - August 1992
Merrill Lynch  September 1981 - April 1989

Skills
RIA, Investment Banking, Mergers & Acquisitions, Valuation, Succession Planning, Registered Investment..., Investment Advisory, Independent Financial..., Private Placements, Restructuring, Divestitures, Mergers, Equity Capital Markets, Capital Markets, Private Equity, Financial Structuring, Equities, Debt & Equity Financing, Debt Restructuring, Corporate Finance, Stock Trading, Fixed Income Portfolio..., Portfolio Management

Education
University of Miami
Bachelor of Arts

Russell Sicklick Russell Sicklick Greater New York City Area Details
Russell Sicklick's Prudential Securities Experience 1999 - 2002
Job Brand, Advertising and Marketing Communications Director
Industry Marketing and Advertising
Experience
Consultant and Freelancer  2013 - Present
Diageo  2012 - 2013
RDA International, Inc.   2011 - 2012
Media Consulting Services   2008 - 2011
Prudential Investments  2007 - 2008
Royal Bank of Canada, Capital Markets  2005 - 2007
TD Waterhouse  2002 - 2004
Prudential Securities   1999 - 2002
Wells Rich Greene  1996 - 1998
Arista Records  1987 - 1995

Skills
Marketing, Market Analysis, Advertising, Graphic Design, Integrated Marketing, Marketing Communications, Marketing Strategy, Strategic Planning, Social Media, SEO, Editing, Account Management, Creative Direction, Creative Strategy, Cross-functional Team..., Budgets, Strategy, Project Management, Sales, Brand Management, Management, Public Relations, Business Development, New Business Development, Direct Marketing, Online Advertising, Digital Media, Email Marketing, Brand Development, Copywriting, Interactive Marketing, Online Marketing, Leadership, Web Design, Competitive Analysis, Market Research, Marketing Management, Mobile Marketing, Mobile Devices, Corporate Communications, Digital Strategy, Social Media Marketing, Digital Marketing, Direct Mail, Media Planning, CRM, Relationship Marketing, Lead Generation, Segmentation, E-commerce

Education
Institute of Advanced Advertising Studies

University of Massachusetts, Amherst

Teaneck High School

Kelly Fong, CFA, CFP(R) Kelly Fong, CFA, CFP(R) Honolulu, Hawaii Details
Kelly Fong, CFA, CFP(R)'s Prudential Securities Experience April 2000 - August 2002
Job
Industry Financial Services
Experience
Bank of Hawaii  February 2013 - Present
Bank of Hawaii  October 2008 - February 2013
Lehman Brothers  April 2005 - October 2007
Merrill Lynch  October 2003 - April 2005
Prudential Securities   April 2000 - August 2002

Education
University of California, Berkeley   1993 — 1999
BA, Economics, Business

M. Lynn Cunningham M. Lynn Cunningham Greater New York City Area Details
M. Lynn Cunningham's Prudential Securities Experience November 1999 - May 2001
Job Experienced Asset Management Professional
Industry Investment Management
Experience
Voya Investment Management (formerly ING U.S. Investment Management)   February 2013 - Present
ING Investment Management  January 2011 - March 2014
ING Investment Management  November 2005 - January 2011
Third Avenue Management  August 2004 - November 2005
Bank of New York  August 2003 - August 2004
AllianceBernstein  November 2001 - August 2003
Prudential Securities   November 1999 - May 2001

Skills
Asset Managment, Investment Management, Investment Strategies, Separately Managed..., Wealth Management, Sales Management, Client Development, Superior Client Service, Client Liaison, Sales Presentations, Contractual Agreements, Business Development, Asset Management, Asset Allocation, Institutional, Uniform Combined State..., FINRA, Financial Services, Investment Banking, Client Services, Portfolio Management, Electronic Trading, Management, Investments, Mutual Funds, Series 7, Series 63, Fixed Income, Equities, Securities, Relationship Management

Education
University of Hartford   1993 — 1997
BA, Politics and Government

Chad Fairchild Chad Fairchild Orlando, Florida Area Details
Chad Fairchild's Prudential Securities Experience August 1997 - March 1998
Job Assistant Manager Hedge Fund Accounting at Circle Partners
Industry Accounting
Experience
Circle Partners   May 2008 - Present
Pinnacle Fund Administration, LLC   May 2007 - May 2008
Bank of New York Mellon  October 2001 - May 2007
Morgan Stanley Online  June 2000 - October 2001
Merrill Lynch  January 1999 - January 2000
Prudential Securities   August 1997 - March 1998

Skills
Hedge Fund Accounting, Advent Geneva, Partnership Accounting, Bloomberg, Financial Statements, Team Building, Microsoft Excel, US GAAP reporting, IFRS, Swaps, Bank debt, Equities, Options, FX Options, Forwards, Futures, Hedge Funds, Fund Accounting, Alternative Investments, Fund Administration, Fund Of Funds, Derivatives, Fixed Income, Mutual Funds, Finance, Investments

Education
University of Florida   1995 — 1997
BSBA, Business Economics

James Pecak James Pecak Greater Chicago Area Details
James Pecak's Prudential Securities Experience 1996 - 1997
Job Estimator
Industry Construction
Experience
Target  2008 - 2011
JMP Enterprise   2007 - 2008
TRAVELCLICK  1999 - 2007
S R Peterson Construction   1998 - 1999
Prudential Realty  1996 - 1997
Prudential Securities   1996 - 1997
Damar Construction   1992 - 1995

Skills
Team Leadership, Leadership, Operations Management, Customer Service, Vendor Management

Education
University of Iowa   1991 — 1996
B.A., English

William C. Luther, Jr. William C. Luther, Jr. Greater Atlanta Area Details
William C. Luther, Jr.'s Prudential Securities Experience 1997 - 1999
Job Vice President at Brookhaven Mortgage
Industry Financial Services
Experience
Brookhaven Mortgage   1999 - Present
Prudential Securities   1997 - 1999
Rollins Environmental Services, Inc.   1987 - 1995
Temple-Inland  1977 - 1983

Education
University of Georgia - Terry College of Business   1972 — 1977

Bernd Klawunder Bernd Klawunder Orange County, California Area Details
Bernd Klawunder's Prudential Securities Experience January 1994 - January 1995
Job Second Vice President
Industry Financial Services
Experience
Morgan Stanley  January 1995 - Present
Prudential Securities   January 1994 - January 1995

Education
University of California, Irvine   1985 — 1990
Economics

David Trone David Trone Greater New York City Area Details
David Trone's Prudential Securities Experience 2000 - July 2004
Job Director of Equity Research at MKM Partners
Industry Investment Banking
Experience
MKM Partners  November 2013 - Present
JMP Securities  July 2010 - August 2013
Fox-Pitt, Kelton  July 2004 - June 2010
Prudential Securities   2000 - July 2004
Credit Suisse First Boston  1996 - 2000

Skills
Equities, Capital Markets, Equity Research, Investment Banking, Valuation, Financial Modeling, Series 7, Investments, Asset Managment, Mergers, Corporate Finance, Securities, Corporate Development, Banking, Finance, Mergers

Education
University of Maryland - Robert H. Smith School of Business   1993 — 1995
Master of Business Administration (MBA), Finance, General

University of Maryland College Park   1982 — 1987
Bachelor of Science (BS), Computer Science

Harry Stengel Harry Stengel Greater New York City Area Details
Harry Stengel's Prudential Securities Experience 1985 - 2001
Job Client Relationship Manager at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch  August 2007 - Present
Citi  2006 - 2007
Citigroup  2006 - 2007
Advest, Inc  2002 - 2006
Prudential Securities   1985 - 2001

Skills
Series 7, Business Analysis, Strategic Planning, Securities, Fixed Income, Series 63, Equities, Mutual Funds, Wealth Management, Capital Markets, Hedge Funds, Series 65, Investments, Portfolio Management, Middle Office, Derivatives, Alternative Investments, Series 24, Financial Services, FINRA, Prime Brokerage, Back Office, Asset Allocation, Bonds, Bloomberg, Settlement, Trading Systems, Options, ETFs

Education
University of Hartford   1975 — 1979
Bachelor of Science (BS), Finance and Economics

Elizabeth Kellen Elizabeth Kellen Pacific Palisades, California Details
Elizabeth Kellen's Prudential Securities Experience August 1999 - August 2004
Job Industrial Designer
Industry Design
Experience
Wells Fargo Advisors, LLC  May 2009 - 2010
Wachovia Securities  September 2004 - April 2009
Prudential Securities   August 1999 - August 2004
Elizabeth Kellen Design   January 1985 - March 1999
Sottsass Associati   September 1988 - March 1990

Education
University of California, Los Angeles
Bachelor of Arts (B.A.), Industrial and Product Design

Matt Lesnikowski Matt Lesnikowski Greater Minneapolis-St. Paul Area Details
Matt Lesnikowski's Prudential Securities Experience July 2000 - December 2003
Job Regional Director Investment Management at Morgan Stanley Investment Management
Industry Financial Services
Experience
Morgan Stanley Investment Management  September 2014 - Present
Pioneer Funds Distributor   July 2004 - September 2014
Prudential Securities   July 2000 - December 2003
Prudential Securities   July 1997 - July 2001
Prudential Securities   June 1996 - July 1997
Prudential Securities   June 1995 - July 1996
Prudential Investments  July 1992 - July 1995

Skills
Relationship Builder, Story Teller, Public Speaking, Financial Advisory, Management, Leadership, Securities, Fixed Annuities, Investments, Mutual Funds, Storytelling, Capital Markets, Alternative Investments, CRM, Asset Allocation, Business Planning, Series 63, FINRA, Series 7, Wealth Management

Education
University of Massachusetts Boston   1985 — 1988
Bachelor of Arts, Economics

Saint John Vianney   1978 — 1981

Helia Chai Helia Chai Greater Los Angeles Area Details
Helia Chai's Prudential Securities Experience 2001 - 2001
Job Senior IT Project Manager
Industry Computer Software
Experience
Equator, LLC  June 2014 - March 2015
QBE FIRST  August 2010 - January 2014
Bank of America  February 2008 - February 2010
Portellus, Inc.   2005 - 2007
JustLend   January 2005 - August 2005
Greenlight Financial Services  2003 - 2005
BookVegas, TheReservationCompany   2002 - 2003
Prudential Securities   2001 - 2001
UBS PaineWebber  1998 - 2001

Skills
Quality Assurance, Finance, SDLC, Business Analysis, Visio, Requirements Gathering, Banking, Mortgage Lending, Vendor Management, Systems Analysis, Software Project..., Business Requirements, Software Documentation, Integration, Program Management, Process Improvement, Requirements Analysis, Microsoft SQL Server, Business Process, Analysis, Project Management

Education
University of California, Los Angeles   1994 — 1998
BS, Political Science

Scott Chodes Scott Chodes Greater New York City Area Details
Scott Chodes's Prudential Securities Experience 1989 - October 2003
Job Director at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America MerrillLynch   April 2005 - Present
Citigroup Global Markets Inc  November 2003 - March 2005
Prudential Securities   1989 - October 2003

Skills
Equities, Fixed Income, Series 7, Derivatives, Capital Markets, Securities, FINRA

Education
University of Maryland College Park   1985 — 1989

Jericho High School   1981 — 1985

Sarika Seth Gunjal Sarika Seth Gunjal Monroe Township, New Jersey Details
Sarika Seth Gunjal's Prudential Securities Experience 1997 - 1997
Job Sales Associate at New York & Company
Industry Hospital & Health Care
Experience
New York & Company  November 2014 - Present
The Indian Elegance, Inc   September 2007 - October 2014
Merrill Lynch  September 2006 - January 2007
Concorde Medical Group   October 2005 - June 2006
Central FL Inpatient Medicine   July 2004 - May 2005
Advantage Trading   1999 - 2004
Florida Primary Care Center   June 1993 - May 1999
Prudential Securities   1997 - 1997

Skills
Management, Accounts Receivable, Microsoft Office, Analysis, Accounting, Leadership, Finance, Account Reconciliation, Training, Mutual Funds, Insurance, Medical Billing, Bonds, Financial Services, Health Insurance

Education
University of Central Florida - College of Business Administration   1995 — 1999
Bachelor of Science in Business Admin, Finance

Valencia Community College   1993 — 1999
Associates, Business

Frank A. Portugal Frank A. Portugal Boca Raton, Florida Details
Frank A. Portugal's Prudential Securities Experience August 2001 - February 2003
Job Institutional and Dealer Fixed Income Sales
Industry Financial Services
Experience
Amherst Pierpont   June 2014 - Present
BB&T Capital Markets  November 2010 - October 2013
SunTrust Investment Services  February 2010 - November 2010
Colonial Brokerage, Inc.   December 2007 - October 2009
Amherst Securities Group  February 2003 - December 2007
Prudential Securities   August 2001 - February 2003
Salomon Smith Barney  October 1998 - August 2001
Chicago Board of Trade/Internship   June 1997 - August 1997

Skills
Fixed Income, Capital Markets, Bloomberg, Bonds, Series 7, Investment Banking, Equities, Trading, Equity Research, Series 63, Derivatives, Valuation, Financial Modeling, Investments, Securities, Series 66, Life & Health Insurance...

Education
University of Central Florida - College of Business Administration   1997 — 2000
Bachelor's degree, Finance and Financial Management Services

Mark McQueeney, CFA Mark McQueeney, CFA Greater New York City Area Details
Mark McQueeney, CFA's Prudential Securities Experience June 1996 - December 2000
Job Global Head of Product Management, Point
Industry Financial Services
Experience
Barclays Investment Bank - Index, Portfolio and Risk Solutions (IPRS)   September 2008 - Present
Lehman Brothers  December 2000 - September 2008
Prudential Securities   June 1996 - December 2000

Skills
Portfolio Management, Risk Measurement, Performance Attribution, Fixed Income Trading, Risk, Product Management, Product Development, Software Development, Indices, Fixed Income Analysis, Barclays Point, Fixed Income, Credit Derivatives, Derivatives, Financial Risk, Structured Products, Strategy, Quantitative Finance, Capital Markets

Education
University of California, Berkeley
B.S., Engineering Physics

UC Berkeley Center for Executive Education
Product Management Program

Nicholas Barker Nicholas Barker Greater New York City Area Details
Nicholas Barker's Prudential Securities Experience 2001 - 2003
Job AVP Insurance Development at Endurance
Industry Insurance
Experience
Endurance  June 2006 - Present
Pacific Specialty Insurance Company  2015 - 2015
Etran   2003 - 2006
Prudential Securities   2001 - 2003

Skills
Application Development, T-SQL, WCF, BizTalk, TFS, .NET, C#, SQL, Visual Studio, AJAX, XSLT, Databases, jQuery, Web Services, Software Development, HTML, Windows, Web Development, Programming, MySQL, IIS, ASP.NET, Microsoft SQL Server, SharePoint, ASP.NET MVC, Database Design, VBScript, XML, Enterprise Architecture, CSS, LINQ, WPF, JavaScript

Education
The University of Connecticut   1994 — 1998

John W. Eisele John W. Eisele Greater Philadelphia Area Details
John W. Eisele's Prudential Securities Experience 1987 - 1995
Job Director of Asset Management at First Cornerstone Bank
Industry Financial Services
Experience
First Cornerstone Bank  June 2013 - Present
Eisele Wealth Management Consulting   June 2011 - May 2013
Wells Fargo  2008 - 2011
Millenium Wealth Management and Private Banking   2004 - 2008
Harleysville National Bank  2004 - 2007
Bank of America  2002 - 2004
Gruntal & Co., LLC   1999 - 2002
Sutro & Co. (Tucker Anthony Sutro)   1995 - 1999
Prudential Securities   1987 - 1995
Prudential Securities   1984 - 1987

Skills
Marketing, Product Development, Market Analysis, Investment Advisory..., Investments, Asset Managment, Portfolio Management, Retirement Planning, Strategic Financial..., Asset Allocation

Education
University of Pennsylvania - The Wharton School   1996 — 1998
Certificate, Securities Industry Institute

University of California, Los Angeles   1962 — 1964
BA, Political Science - International Relations

Ellen Fenten Ellen Fenten Greater Los Angeles Area Details
Ellen Fenten's Prudential Securities Experience 1996 - 2007
Job Financial Advisor at Raymond James Financial
Industry Financial Services
Experience
Raymond James Financial  November 2007 - Present
Prudential Securities   1996 - 2007

Skills
Financial Analysis, Retirement Planning, Mutual Funds, Investment Strategies, Retirement, Insurance, Business Development, Public Speaking, Financial Services, Investments, Wealth Management, Mentoring, Arbitration

Education
University of California, Los Angeles
BS

Richard Hooshiari Richard Hooshiari Greater New York City Area Details
Richard Hooshiari's Prudential Securities Experience 1988 - 2000
Job Investment Management/Portfolio Analytics and Risk Management
Industry Financial Services
Experience
Lord Abbett & Co. LLC   February 2012 - Present
Bank Of America/Merrill Lyich   July 2008 - September 2011
Fannie Mae  2007 - 2008
Morgan Stanley - MSCI   2006 - 2007
HSBC  2001 - 2006
Prudential Securities   1988 - 2000
Prudential Financial  1988 - 2000

Education
University of Massachusetts, Amherst
MS, BS, Engineering, Applied Math and CompSci

Carolyn Kendall Carolyn Kendall Phoenix, Arizona Area Details
Carolyn Kendall's Prudential Securities Experience January 2000 - September 2001
Job Executive Assistant
Industry Real Estate
Experience
First American Title  May 2003 - December 2007
Stewart Title & Trust   September 2001 - May 2003
Prudential Securities   January 2000 - September 2001

Education
University of Arizona   1996 — 1999

Jeffrey S Ku Jeffrey S Ku Greater Chicago Area Details
Jeffrey S Ku's Prudential Securities Experience 1998 - 2000
Job Senior Analyst Implementation Manager, SGN
Industry Financial Services
Experience
SunGard  March 2015 - Present
SunGard  February 2008 - March 2015
JPMorgan Chase  2004 - 2008
Bank one Securities Corp   2000 - 2004
Prudential Securities   1998 - 2000

Skills
Series 7, Series 24, Fix Implementation, Trade support, Equities, Options, Electronic Trading, Fixed Income, Equity Trading, Bloomberg, Series 63, Mutual Funds, Investments, Bonds, Investment Advisory, Wealth Management, Securities, Trading Systems, Financial Services, Asset Management, Risk Management, Trading, Financial Markets, Capital Markets, Portfolio Management, Bloomberg Terminal, FX trading, Money Market, Investment Strategies, Financial Modeling, Relationship Management, Business Analysis, Prime Brokerage, Trading System, Investment Management, Settlement, Asset Allocation, Market Data

Education
University of Illinois at Chicago
BA, Economics

Hans Mosesmann Hans Mosesmann Tampa/St. Petersburg, Florida Area Details
Hans Mosesmann's Prudential Securities Experience 1998 - 2004
Job Managing Director at Raymond James
Industry Investment Management
Experience
Raymond James  June 2007 - Present
SoundView Technology Group  2003 - 2005
Prudential Securities   1998 - 2004
AMD  1988 - 1996

Skills
Management, Hedge Funds, Financial Modeling, Equities, Semiconductors, Valuation, Investments, Asset Management, Capital Markets, Financial Analysis

Education
Loyola University Maryland   1989 — 1992
MBA, Finance

University of Florida   1981 — 1985
BSEE, Communications

Sameer Vaswani M.B.A. Sameer Vaswani M.B.A. Washington D.C. Metro Area Details
Sameer Vaswani M.B.A.'s Prudential Securities Experience May 2002 - August 2002
Job Diabetes Care Specialist at Novo Nordisk A/S
Industry Pharmaceuticals
Experience
Novo Nordisk A/S  June 2011 - Present
Bristol-Myers Squibb  June 2004 - August 2011
Nationwide Insurance  May 2003 - August 2003
Prudential Securities   May 2002 - August 2002

Skills
Data Analysis, Business Analysis, Market Research, Competitive Analysis, Strategic Planning, Project Management, Marketing Strategy, Research, Financial Analysis, Management, Microsoft Excel, Sales, Leadership, Cross-functional Team..., Marketing, Sales Operations, Training, Analysis, Hospital Sales, Managed Care, Endocrinology, Team Building

Education
University of Maryland - Robert H. Smith School of Business   2009 — 2013
MBA, Management

University of Maryland College Park   2009 — 2012
MBA, Business

Mary Washington College   2000 — 2004
B.S., Economics

GMAT class

Rodney George Rodney George Greater St. Louis Area Details
Rodney George's Prudential Securities Experience May 1992 - May 1994
Job CEO, Hire Power, LLC
Industry Financial Services
Experience
Hire Power, LLC   July 2006 - Present
CEG Worldwide   2007 - 2008
Smith Barney  November 2001 - May 2006
First Union Securities  September 1999 - November 2001
Morgan Stanley  May 1994 - September 1999
Prudential Securities   May 1992 - May 1994

Education
University of Arkansas at Little Rock   1970 — 1975

Scott Brockman Scott Brockman Greater Boston Area Details
Scott Brockman's Prudential Securities Experience November 1994 - November 1998
Job Senior Sales Executive at Trendrating S.A.
Industry Investment Management
Experience
Trendrating S.A.   September 2015 - Present
Zacks Investment Research  January 2015 - August 2015
Brighton House Associates  April 2013 - December 2013
William O'Neil + Co. Inc.   July 2009 - November 2011
Chimera Securities  March 2001 - May 2008
Prudential Securities   November 1994 - November 1998

Skills
Equities, Proprietary Trading, New Business Development, Account Management, CRM, Sales, Management, Selling, Sales Management, Analytics, Fundamental Analysis, Capital Markets, Alternative Investments

Education
University of Hartford   1989 — 1993
B.S., Finance

Debbie Gieseler Debbie Gieseler Linwood, New Jersey Details
Debbie Gieseler's Prudential Securities Experience September 1996 - May 2000
Job Owner at Deborah Gieseler Insurance
Industry Financial Services
Experience
Deborah Gieseler Insurance   November 2014 - Present
Balsley Nehmad Gieseler Financal and Brett Balsley Insurance   May 2008 - November 2014
Bank of America  May 2000 - April 2006
Prudential Securities   September 1996 - May 2000

Skills
Financial Services, Finance, Investments, Credit, Risk Management, Financial Analysis, Mortgage Lending, Insurance, Retirement Planning, Strategic Financial..., Fixed Annuities, Underwriting, Life Insurance, Due Diligence, Employee Benefits, Management, Sales, Leadership, Vendor Management, Business Development, Business Strategy, Strategic Planning, Customer Service

Education
University of Delaware   1986 — 1990
Bachelor of Science (BS), Conumer Economics / Accounting

Jarrett Osborn Jarrett Osborn Hollywood, Florida Details
Jarrett Osborn's Prudential Securities Experience July 1995 - April 2002
Job President at Osborn Financial Group
Industry Insurance
Experience
Osborn Financial Group   2006 - Present
Raymond James Financial Inc.  August 2002 - August 2008
Prudential Securities   July 1995 - April 2002
Lehman Brothers  July 1994 - July 1995

Skills
Insurance, Employee Benefits, Health Insurance, Disability Insurance, Long-term Care, Underwriting, Finance, Medicare, Health Savings Accounts, Financial Services, Strategic Financial...

Education
University of Massachusetts, Amherst   1990 — 1994
Bachelor of Science (BS), Managament/Finance

University of Massachusetts, Amherst

Drew Altman Drew Altman Miami/Fort Lauderdale Area Details
Drew Altman's Prudential Securities Experience 1997 - 2003
Job Shareholder at Greenberg Traurig, P.A.
Industry Law Practice
Experience
Greenberg Traurig, P.A.   August 2006 - Present
Prudential Securities   1997 - 2003

Skills
Mergers, Corporate Law, Corporate Governance, Finance, Capital Markets, Mergers & Acquisitions, SEC filings, Securities

Education
University of Florida - Fredric G. Levin College of Law   2003 — 2006
J.D. magna cum laude

Ric Seaver Ric Seaver Indianapolis, Indiana Area Details
Ric Seaver's Prudential Securities Experience June 1994 - March 1999
Job Financial Advisor at Valeo Financial Advisors, LLC
Industry Financial Services
Experience
Valeo Financial Advisors LLC  June 2005 - Present
Arthritis Foundation  2006 - Present
Legacy Financial Advisors, LLC   December 2003 - May 2005
Oxford Financial Group, Ltd.   April 1999 - November 2003
Prudential Securities   June 1994 - March 1999

Skills
Strategic Financial..., Retirement, Financial Advisory, Finance, Leadership, Management, Personal Finance, Financial Planners, Estate Planning, Retirement Planning, Investment Advisory, Investments, Portfolio Management, Wealth Management, Financial Analysis

Education
University of Evansville   1990 — 1994
BS in Business Administration, Finance

Barbara Ryan Barbara Ryan Greater New York City Area Details
Barbara Ryan's Prudential Securities Experience 1990 - 1992
Job Partner at Clermont Partners
Industry Pharmaceuticals
Experience
Clermont Partners   January 2015 - Present
FTI Consulting  March 2013 - December 2014
Barbara Ryan Advisors   October 2012 - March 2013
Deutsche Bank Securities  April 1994 - September 2012
Deutsche Bank  February 1994 - September 2012
Deutsche Bank Alex. Brown  April 1992 - September 2012
Alex. Brown & Sons   1992 - 1999
Prudential Securities   1990 - 1992
Bear Stearns  June 1981 - January 1990

Skills
Investment Banking, Investments, Investor Relations, Valuation, Mergers, Portfolio Management, Equities, Private Equity, Venture Capital, Capital Markets, Strategy, Vision, Asset Management, Corporate Development, Business Planning, Business Strategy, Competitive Analysis, Corporate Communications, Corporate Finance, Finance, Financial Markets, Financial Modeling, Hedge Funds, M, Management, Series 63, Series 7, Start-ups, Strategic Communications, Equity Research, Due Diligence, Financial Analysis, Strategic Planning, Restructuring, Business Development, Pharmaceutical Industry, International M, Lead Generation, Mergers, Negotiation, Skilled Multi-tasker, Mergers & Acquisitions

Education
University of Massachusetts, Amherst   1977 — 1981
finance, Finance, Economics

Greenwich High School   1974 — 1977

Thomas Burrows Thomas Burrows Greater New York City Area Details
Thomas Burrows's Prudential Securities Experience November 1989 - June 1992
Job Vice President at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments  March 2010 - Present
Morgan Stanley  February 1994 - March 2010
Oppenheimer & Co.   June 1992 - February 1994
Prudential Securities   November 1989 - June 1992

Skills
Prime Brokerage, Hedge Funds, Equities, Alternative Investments

Education
University at Buffalo   1984 — 1989

Robert Peckham Robert Peckham Greater New York City Area Details
Robert Peckham's Prudential Securities Experience December 2000 - April 2003
Job Investment Executive at Infinex Financial Group
Industry Financial Services
Experience
Infinex Financial Group  February 2006 - Present
Chase  October 2004 - November 2005
Leisure Works   April 2003 - October 2004
Prudential Securities   December 2000 - April 2003
Morgan Stanley Dean Witter  December 1989 - December 2000

Skills
Series 7, Mutual Funds, Investments, Portfolio Management, Wealth Management, Retirement Planning, Investment Strategies, Series 63, Securities, Retirement

Education
University of Arizona   1981 — 1988

Azeez Namazi, MBA, CLU, ChFC, CASL Azeez Namazi, MBA, CLU, ChFC, CASL Greater New York City Area Details
Azeez Namazi, MBA, CLU, ChFC, CASL's Prudential Securities Experience July 1997 - March 2002
Job Professional Economic Growth Group
Industry Financial Services
Experience
Professional Economic Growth Group  February 2012 - Present
Northwestern Mutual  July 2002 - January 2012
Prudential Securities   July 1997 - March 2002

Education
University of Madras   1980 — 1982
MBA, Management

Loyola College, University of Madras   1976 — 1980
BCom, Commerce

Christine Stern Christine Stern Greater Los Angeles Area Details
Christine Stern's Prudential Securities Experience 1995 - March 1997
Job PFP, Financial Consultant, Assistant Vice President, located at SAFCU/LPL Financial
Industry Financial Services
Experience
SAG-AFTRA Federal Credit Union   April 2005 - Present
First Entertainment Federal Credit Union   March 1998 - April 2005
NBC Employees Federal Credit Union   March 1997 - March 1998
Prudential Securities   1995 - March 1997
Meyers & Co.   September 1992 - 1995

Skills
Investments, Insurance, Securities, Retirement Planning, Financial Planning, Wealth Management, Series 7, Retirement, Mutual Funds, Annuities, Long Term Care, 401k, IRA's, Investment Advisory, Asset Management, Portfolio Management, Asset Allocation, Retirement Income..., Wealth, Financial Advisory, Disability Insurance, Investment Strategies, Series 65

Education
University of California, Los Angeles
BA, Sociology

Mike Breshears Mike Breshears Melbourne, Florida Area Details
Mike Breshears's Prudential Securities Experience May 1998 - August 2001
Job Director at United First Financial
Industry Financial Services
Experience
United First Financial  February 2007 - Present
Amerisave Mortgage Corporation  July 2007 - August 2008
Sterling Capital Group   November 2003 - July 2008
Mortgage Investors Corporation  August 2001 - November 2003
Prudential Securities   May 1998 - August 2001
Smith Barney  March 1990 - May 1998

Education
University of Georgia - Terry College of Business   1978 — 1981
BBA, Management

BBA

Wendy Kurtz Wendy Kurtz Greater Philadelphia Area Details
Wendy Kurtz's Prudential Securities Experience 1995 - 1998
Job Vice President, Cash Management Sales Consultant at Citibank
Industry Banking
Experience
Citibank  December 1999 - Present
Citi  1999 - Present
Reich and Tang   1998 - 1999
Prudential Securities   1995 - 1998

Education
CUNY Baruch   1992 — 1995
MBA, Marketing

University of Massachusetts   1985 — 1989
BBA, Business and Marketing

David Gabrielson David Gabrielson Greater New York City Area Details
David Gabrielson's Prudential Securities Experience April 1999 - January 2001
Job Executive Director at PACENow
Industry Renewables & Environment
Experience
PACENow   November 2010 - Present
Town of Bedford, NY   January 2008 - Present
Ounavarra Capital LLC   April 2008 - November 2009
Prudential Securities   April 1999 - January 2001
JP Morgan  July 1993 - March 1999
The First Boston Corporation  September 1985 - July 1993

Skills
Energy Efficiency, Sustainable Energy, Energy Policy, Solar Energy, Public Policy, Public Finance, Renewable Energy, Sustainability, Environmental Policy, Energy, Climate, Carbon, Portfolio Management, Hedge Funds

Education
Yale University - Yale School of Management   1983 — 1985
MBA

University of California, Berkeley   1980 — 1982
A.B., Economics

Ryan Gilene Ryan Gilene Cincinnati Area Details
Ryan Gilene's Prudential Securities Experience 1998 - 2002
Job Facilities Manager at MCA Center, LLC
Industry Commercial Real Estate
Experience
MCA Center, LLC   February 2014 - Present
Lerner  January 2011 - Present
Lerner, Sampson & Rothfuss   January 2010 - Present
Lerner, Sampson & Rothfuss   October 2005 - December 2009
Prudential Securities   1998 - 2002

Skills
Budgets, Procurement, Purchasing, Contract Negotiation, Microsoft Excel, Microsoft Office, Contract Management, Process Improvement, Accounting, Accounts Payable, Microsoft Word, Customer Service, Outlook, Leadership, Forecasting

Education
University of Cincinnati   1995 — 2004
Bachelor of Business Administration, Accounting

University of Cincinnati   1995 — 2004
Bachelor of Science (BS), Accounting

Barbara Jaffe Barbara Jaffe Jacksonville, Florida Area Details
Barbara Jaffe's Prudential Securities Experience 1978 - 2003
Job Executive Director at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney  September 2008 - Present
Smith Barney  2008 - Present
Morgan Stanley Smith Barney  2009 - 2010
Wachovia Securities  1978 - 2008
Prudential Securities   1978 - 2003

Skills
Equities, Wealth Management, Mutual Funds, Series 7, Securities, Series 63, Portfolio Management, Asset Allocation, Alternative Investments, FINRA, Derivatives, Options

Education
University of Florida

Lisa McSherry, SPHR, SHRM-SCP Lisa McSherry, SPHR, SHRM-SCP Greater Seattle Area Details
Lisa McSherry, SPHR, SHRM-SCP's Prudential Securities Experience 1990 - 1996
Job Director, Administration at Greenfield Advisors
Industry Real Estate
Experience
Greenfield Advisors  2003 - Present
Molly Brown Temps/Bill & Melinda Gates Foundation   2003 - 2003
Sabertooth Games  November 2001 - June 2002
Wizards of the Coast  January 2000 - November 2001
Deloitte Consulting  1999 - 1999
Medalia Healthcare  1996 - 1999
Prudential Securities   1990 - 1996

Skills
Recruiting, Employee Relations, Project Management, Compensation & Benefit, Strategic Planning, Public Speaking, Change Management, Continuous Improvement, Employee Training, Performance Management, Customer Service, Event Planning, Outlook, Microsoft Excel, Microsoft Office, Pagemaker, Adobe Acrobat, QuickBooks, Management, Analysis

Education
University of Washington   2007 — 2008
post graduate, Human Resources; Leadership

University of California, Davis   1985 — 1989
BA, Psychology

Brian McKeown Brian McKeown Lexington, Kentucky Area Details
Brian McKeown's Prudential Securities Experience February 1986 - May 1994
Job VicePresident/Investments at Russell Capital Management
Industry Investment Management
Experience
Russell Capital Management  Vice-President/InvestmentsRussell Capital ManagementMay 1994 - Present
Prudential Securities   February 1986 - May 1994
PaineWebber, Inc.   April 1985 - January 1986
McLean Trucking Company  1983 - 1985

Skills
Investments, Microsoft Excel, Brokerage, Corporate Finance, ETFs, Financial Accounting, Interest Rate Risk..., Investment Strategies, Asset Allocation, Series 6, 401k Rollovers, Equity Valuation, Series 63, Bloomberg Terminal, Equity Research

Education
University of Kentucky   1972 — 1974
Bachelor's degree, Business Administration

University of Kentucky   1964 — 1974
Bachelor of Business Administration (BBA), Business, With Honors

David Basich David Basich Greater New York City Area Details
David Basich's Prudential Securities Experience June 1993 - October 2000
Job Director at Davis Advisors
Industry Financial Services
Experience
Davis Advisors  October 2000 - Present
Prudential Securities   June 1993 - October 2000
Teach For America  June 1990 - June 1993

Skills
Mutual Funds

Education
University of Illinois at Urbana-Champaign   1986 — 1990
B.S., Psychology

Elgin High School   1983 — 1986

Janet Goldrath Loeb Janet Goldrath Loeb Greater Los Angeles Area Details
Janet Goldrath Loeb's Prudential Securities Experience 1982 - 1985
Job Program Development ♦ Program Management ♦ Communication ♦ Grant Administration ♦ Team Building ♦ Leadership
Industry Program Development
Experience
Oakleaf Consulting Group   September 1991 - Present
Green Catalyst   February 2007 - June 2010
OCG Financial Literacy Programs   April 1998 - December 2005
Los Angeles Unified School District  January 2002 - September 2004
UCLA Extension  April 1992 - December 1998
L.H. Friend, Weinress, Frankson   1985 - 1991
Prudential Securities   1982 - 1985

Skills
Nonprofits, Team Building, Management, Project Management, Leadership, Start-ups, Entrepreneurship, Business Strategy, Marketing Strategy, Strategy, Program Management, Non-profits, Strategic Planning, Finance, Corporate Finance, Project Delivery, Creative Strategy, Management Consulting, Business Planning, Mergers & Acquisitions, Problem Solving, collaboration, Relationship Building, Community Building, Program Development, Instruction, Financial Management..., Team Management, Stakeholder Management, Environmental Awareness, Educational Programs, Conflict Resolution, Negotiation, Cost/Benefit Analysis, Mentoring, Curriculum Design, Volunteer Management, Event Management, Policy Development, Process Development, Process Improvement, Teamwork, Public Policy, Partnerships

Education
University of Pennsylvania - The Wharton School   1978 — 1980
MBA, Finance

University of Michigan   1974 — 1978
BA, History

Jon Pagnozzi, MBA Jon Pagnozzi, MBA Denver, Colorado Details
Jon Pagnozzi, MBA's Prudential Securities Experience 1997 - 1999
Job Sales Director
Industry Investment Management
Experience
CollegeInvest  May 2013 - Present
PeopleFüd   2008 - April 2013
OppenheimerFunds  July 2006 - May 2010
Charles Schwab  1999 - 2006
Neighborhood Properties   1994 - 2005
Prudential Securities   1997 - 1999

Skills
Business Strategy, Operations Management, Strategic Planning, Direct Sales, Public Speaking, Marketing Strategy, Problem Solving, Strategy Development, Strategy, Customer Service, Program Management, Investments, Training, Sales, CRM, Management, Leadership, Financial Services, Mutual Funds, Retirement Planning

Education
University of Colorado Denver   2001 — 2004
MBA, Business

University of New Hampshire -- Peter T. Paul College of Business and Economics   1990 — 1992
BA, Business Administration

Padmanabhan Sundaram Padmanabhan Sundaram Richmond, Virginia Area Details
Padmanabhan Sundaram's Prudential Securities Experience January 1998 - September 1999
Job Rural Business Specialist at U.S.Department Of Agriculture
Industry Facilities Services
Experience
U.S.Department Of Agriculture   July 2008 - Present
Virginia Department of Social Services  June 2005 - June 2008
Leading Edge Systems Richmond   March 2002 - June 2005
First Union Securities  October 1999 - February 2002
Prudential Securities   January 1998 - September 1999
Paddy Associates   October 1991 - December 1997

Education
University of Kansas - Graduate School of Business   1975 — 1977
M.B.A., Finance

University of Madras   1971 — 1973
M.A., Economics

Susan Karoll Susan Karoll Greater Chicago Area Details
Susan Karoll's Prudential Securities Experience August 1993 - September 1996
Job Staff Accountant at Gladson
Industry Information Services
Experience
Gladson  December 2014 - Present
Kitchens To Go / Carlin Manufacturing   May 2006 - December 2014
Illinois Housing Development Authority  September 1996 - March 2006
Prudential Securities   August 1993 - September 1996

Skills
Budgets, Contract Negotiation, Market Analysis, Cross-functional Team..., Bonds, Forecasting, Team Building, Leadership, P&L, Project Management, Sales Management, Payroll

Education
University of Maryland College Park   1980 — 1984
BS, Finance

Pete Hoar Pete Hoar Tampa/St. Petersburg, Florida Area Details
Pete Hoar's Prudential Securities Experience 1996 - 1997
Job Managing Partner at TFM Capital
Industry Investment Management
Experience
TFM Capital   2003 - Present
Cornerstone Securities   1999 - 2003
Cornerstone Securities   1997 - 1999
Prudential Securities   1996 - 1997
Coca Cola FEMSA  1995 - 1995

Education
University of Miami - School of Business   1993 — 1995
MS, International Business

University of Miami - School of Business   1993 — 1995
MBA, Finance

University of Notre Dame   1989 — 1993
BS, Aerospace Engineering

Aparna [Tanya] Chowdhury, CISA Aparna [Tanya] Chowdhury, CISA Princeton, New Jersey Details
Aparna [Tanya] Chowdhury, CISA's Prudential Securities Experience 2000 - 2001
Job VP Audit, Compliance and Contracts at Quartesian, LLC
Industry Biotechnology
Experience
Quartesian, LLC   2013 - Present
AICPA  July 2011 - October 2012
ING [ Former CitiStreet - A Citigroup & State St.Co]   2004 - 2009
CitiStreet  2004 - 2009
Prudential Securities   2000 - 2001
Accenture  1998 - 2000

Skills
Internal Audit, Internal Controls, IT Audit, Business Process, Operations Risk..., Project Management, CISA, SAS70, Enterprise Risk..., Sarbanes-Oxley, COSO, Operational Risk..., Governance, Assurance, Sarbanes-Oxley Act, Operational Risk, Compliance, Auditing, Risk Management, 21 CFR Part 11, ICH-GCP, Vendor Management, Business Continuity, Risk Assessment, Management, Process Improvement, Pharmaceutical Industry, COBIT, Information Security

Education
ISACA
CISA

AVTECH

AVTECH

INDIAN INSTITUTE OF SOCIAL WELFARE AND BUSINESS MANAGEMENT

University of Calcutta
BACHELOR OF SCIENCE

Andrew Shanbrom Andrew Shanbrom Washington D.C. Metro Area Details
Andrew Shanbrom's Prudential Securities Experience June 1999 - August 2002
Job Special Counsel at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission  July 2013 - Present
US Securities and Exchange Commission  April 2009 - July 2013
McDermott Will and Emery  October 2007 - April 2009
the Circuit Court for Baltimore City  August 2006 - August 2007
WM Financial Services (A Washington Mutual Company)   April 2003 - August 2003
Wells Fargo Investments  September 2002 - February 2003
Prudential Securities   June 1999 - August 2002

Skills
Finance, Legal Research, Securities Regulation, Litigation, Legal Writing, Civil Litigation, Corporate Governance, Corporate Law, Securities, Mergers, Investment Advisers Act

Education
University of California, Berkeley
B.A., Political Science

University of Maryland Francis King Carey School of Law
J.D.

Charles Nichols Charles Nichols Greater Boston Area Details
Charles Nichols's Prudential Securities Experience August 1989 - October 1990
Job Founder & Managing Partner, Nichols Asset Management, LLC
Industry Financial Services
Experience
Nichols Asset Management, LLC   January 1992 - Present
Ektron  1999 - 2012
Prudential Securities   August 1989 - October 1990
Bear Stearns  April 1988 - July 1989
E.F. Hutton   1983 - 1988

Education
University of Denver   1973 — 1978
B.S.B.A., Economics & Finance

Kimball Union

Weston High School

Richard Herstowski Richard Herstowski Greater Chicago Area Details
Richard Herstowski's Prudential Securities Experience March 1992 - March 2009
Job Licensed Hearing Instrument Specialist
Industry Consumer Electronics
Experience
The Americans for Better Hearing Foundation   September 2010 - Present
Prudential Securities   March 1992 - March 2009
Prudential Bache Commodities  March 1992 - March 2009

Skills
Series 7, Series 63, hearing aid dispenser..., Management, Investments, Leadership

Education
University of Iowa   1986 — 1990
BBA, Finance

Hinsdale South High School

James Hintze James Hintze Greater New York City Area Details
James Hintze's Prudential Securities Experience April 1989 - September 1992
Job DCP at BGC Partners
Industry Capital Markets
Experience
BGC Partners  September 2004 - Present
emeralds International   2015 - 2015
emeralds International   2015 - 2015
emeralds International   2015 - 2015
Bank of New York Mellon  June 2001 - September 2004
Citibank  1996 - 2001
Prudential Securities   April 1989 - September 1992
Bankers Trust  1985 - 1988
Digital Equipment Corporation  January 1982 - January 1984
Univ of Iowa Weeg Computer Center   1975 - 1981

Skills
VMS, SWIFT payments, Disaster Recovery, Data Center, Derivatives, Unix, ITIL, Operating Systems, TCP/IP, HP, Storage, Market Data

Education
University of Iowa

Rich Kunkel Rich Kunkel Carson City, Nevada Details
Rich Kunkel's Prudential Securities Experience 1998 - 2000
Job Owner, Sweatsedo
Industry Apparel & Fashion
Experience
Sweatsedo   December 2002 - Present
Prudential Securities   1998 - 2000

Skills
Customer Service, Product Development, Strategic Planning

Education
University of Massachusetts Boston   1992 — 1996
BA, Finance

Ken Gardener Ken Gardener Miami/Fort Lauderdale Area Details
Ken Gardener's Prudential Securities Experience 1986 - 1996
Job Independent Real Estate Professional
Industry Real Estate
Experience
Dick's Sporting Goods  August 2010 - Present
U.S. Telecom   1998 - 2001
Advest  1996 - 1998
Prudential Securities   1986 - 1996

Education
University of Central Florida - College of Business Administration   1981 — 1987
B.S., Finance

Victor Howard Victor Howard Greater Atlanta Area Details
Victor Howard's Prudential Securities Experience April 1998 - September 1998
Job Manager of PMO and Strategic Initiatives at Catlin
Industry Executive Office
Experience
Catlin  April 2006 - Present
NCR Corporation  July 2003 - April 2006
CNL  June 2001 - July 2003
Prudential Financial  March 2000 - June 2001
Prudential Financial  March 1999 - March 2000
Prudential Bank and Trust  September 1998 - March 1999
Prudential Securities   April 1998 - September 1998

Education
University of Florida - Warrington College of Business Administration   1994 — 1998
BSBA, Management - CIS

Janice Fugler Janice Fugler Washington D.C. Metro Area Details
Janice Fugler's Prudential Securities Experience June 1982 - May 1998
Job Finance and Marketing Executive
Industry Financial Services
Experience
Savantage Solutions  December 2005 - July 2009
Freddie Mac  1998 - 2005
Prudential Securities   June 1982 - May 1998

Education
University of California, Berkeley   1977 — 1980
BA, English Literature

Darren Tosetto Darren Tosetto Scottsdale, Arizona Details
Darren Tosetto's Prudential Securities Experience November 1996 - March 2003
Job President Owner at WealthPro Financial
Industry Financial Services
Experience
WealthPro Financial   March 2003 - Present
WealthPro Financial   March 2003 - Present
Prudential Securities   November 1996 - March 2003

Skills
Retirement Planning, Estate Planning, Financial Advisory, Retirement, Strategic Financial..., Financial Goals, Personal Finance, Wealth Accumulation, IRAs, 401k Rollovers, Wealth, Roth IRA, Wealth Management, Rollovers, College Education..., Insurance, Securities, Portfolio Management, Financial Services, Finance

Education
Institute Of Business & Finance   2011 — 2012
Certified Estate & Trust Planner, Financial Planning and Services

Institute of Business & Finance   2011 — 2012
Certified Annuity Specialist

College Of Financial Planning   2001 — 2002
Bachelor of Science (B.S.), Financial Planning

University of Arizona   1987 — 1992
B.S.B.A, Finance

Cedar Ridge

Eric Pronovost Eric Pronovost Portland, Maine Area Details
Eric Pronovost's Prudential Securities Experience 1995 - 2001
Job Senior Vice President at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co.   May 2015 - Present
UBS Financial Services Inc.  February 2007 - Present
McDonald Financial Group  2001 - 2007
Prudential Securities   1995 - 2001
Shearson Lehman Brothers  1992 - 1995

Skills
Investments, Portfolio Management, Mutual Funds, Risk Management, Retirement Planning, Finance, Series 7, Series 63, Financial Planning, Financial Analysis

Education
University of Maine   1985 — 1989
Bachelor of Arts Degree: B.A. in Communication, Business Finance

Doug Chin Doug Chin Greater Seattle Area Details
Doug Chin's Prudential Securities Experience May 1994 - December 2000
Job Vice PresidentInstitutional Sales at Wells Fargo Securities
Industry Investment Banking
Experience
Wells Fargo Securities  December 2000 - Present
Prudential Securities   May 1994 - December 2000
Lehman Brothers  April 1987 - May 1994
Merrill Lynch Pierce Fenner & Smith  September 1984 - April 1987

Skills
Credit, Investments, Mutual Funds, Fixed Income, Risk Management, Finance, Series 7, Loans, Bonds, Sales, Financial Analysis, Relationship Management, Banking

Education
University of Hawaii at Manoa
School of Travel Industry Management

University of Washington, Michael G. Foster School of Business
BA, Business Administration

Elliot Henslovitz Elliot Henslovitz Greater New York City Area Details
Elliot Henslovitz's Prudential Securities Experience January 1990 - June 2003
Job Head of UBS Americas Employee Conduct and Conduct Risk
Industry Financial Services
Experience
UBS Financial Services Inc.  June 2003 - Present
Prudential Securities   January 1990 - June 2003
New Jersey Attorney General  August 1986 - October 1987

Education
University of Miami School of Law   1976 — 1979
JD, Law

Dan Demasi Dan Demasi Greater New York City Area Details
Dan Demasi's Prudential Securities Experience 1992 - 1994
Job Franchise Owner at European Wax
Industry Investment Banking
Experience
European Wax Center  May 2012 - Present
Bryan Garnier & Co   March 2010 - October 2014
Oddo Securities  October 2007 - October 2009
Jefferies & Company  July 2002 - April 2007
ABN AMRO  June 1998 - April 2002
Robb Peck McCooey  1995 - 1998
Cantor Fitzgerald  1994 - 1995
Prudential Securities   1992 - 1994

Skills
Trading, Equities, Equity Trading, Options, Bonds, Bloomberg, Fixed Income, Sales, Investment Banking, Series 63, Valuation, Marketing, Hedge Funds, Equity Research, Trading Systems, Series 7, Financial Markets, Equity Derivatives, Capital Markets, Derivatives

Education
University of Delaware   1984 — 1988
Consumer Economics / Business Admin

Alex Nimz Alex Nimz Sarasota, Florida Details
Alex Nimz's Prudential Securities Experience 2000 - 2002
Job Manager, Mergers and Acquisitions at Direct Energy
Industry Investment Management
Experience
Direct Energy  May 2015 - Present
The Seaport Group - Structured Debt Products   October 2013 - April 2015
Independent Consultant to USAID, Edge Sydney   June 2012 - September 2013
GCS  June 2011 - May 2012
GCS  October 2009 - June 2011
Mesirow Financial  2004 - 2008
UBS Wealth Management  2002 - 2004
Prudential Securities   2000 - 2002

Skills
System Monitoring, Sustainable Agriculture, Due Diligence, Investments, Valuation, Real Estate, Energy, Structured Finance, Financial Structuring, Asset Managment, Finance, Program Management, Real Estate Economics, Renewable Energy, Risk Management, Strategy, Business Strategy, Project Management, Equities, MBS, Capital Markets, Securities, Strategic Planning, Financial Services, Portfolio Management

Education
University of New South Wales   2008 — 2010
Masters of Environmental Management, Environmental Economics

University of Miami   1995 — 1999
BBA, International Finance

Deb Bronston, CFA Deb Bronston, CFA Greater New York City Area Details
Deb Bronston, CFA's Prudential Securities Experience 1986 - 1997
Job Managing Partner at Samothrace Partners
Industry Investment Banking
Experience
Golden Seeds  March 2013 - Present
Samothrace Partners   January 2013 - Present
University of California, San Diego  June 2005 - Present
Morgan Stanley  2010 - 2010
Morgan Stanley  1998 - 2003
NatWest Securities Inc   1997 - 1998
Prudential Securities   1986 - 1997

Skills
Equities, Research, Securities, Investments, Asset Management, Valuation, Financial Analysis, Customer Relations, Series 7, Series 63, Asset Allocation, Financial Markets, Alternative Investments, ETFs, Portfolio Management, Economics, Financial Modeling, Financial Planning, Equity Research, Capital Markets, Stock Picking, Investment Strategies, CFA, Investment Banking

Education
University of California, San Diego
BA, Economics

Joseph Troy, CAIA Joseph Troy, CAIA Greater New York City Area Details
Joseph Troy, CAIA's Prudential Securities Experience 2000 - 2004
Job Executive Director Hatteras Funds
Industry Financial Services
Experience
Hatteras Funds  December 2014 - Present
Mesirow Financial  March 2011 - October 2014
UBP Asset Management  2007 - 2010
UBS Wealth Management  2005 - 2007
Prudential Securities   2000 - 2004
Morgan Stanley  1993 - 2000

Skills
Alternative Investments, Hedge Funds, Asset Allocation, Portfolio Management, Asset Managment, Fund Of Funds, Equities, Bloomberg, Investment Management, Structured Products, Capital Markets, Derivatives, Investments, Valuation, Financial Modeling, Series 7, Private Equity, Investor Relations, Wealth Management, Financial Analysis

Education
New York University - Leonard N. Stern School of Business   1999 — 2002
MBA, Finance & International Business

University of Maryland College Park   1988 — 1992
BS, Economics & Political Science

Alicia Becker Alicia Becker Greater New York City Area Details
Alicia Becker's Prudential Securities Experience March 1997 - November 1999
Job Certified Life Coach and Business Consultant
Industry Financial Services
Experience
Taylor Cardwell, LLC   January 2015 - Present
Jackson Hole Mountain Resort  December 2008 - Present
Taylor Cardwell Worldwide Executive Search   August 2004 - January 2015
Teeman Perley Gilmartin  February 2000 - August 2004
Prudential Securities   March 1997 - November 1999

Skills
Start-ups, Capital Markets, Fixed Income, Investment Banking, Hedge Funds, Financial Services, Structured Finance, Derivatives, Management, Leadership, Valuation, Executive Management, Private Equity, Strategic Planning, Securitization, Equities, Mergers & Acquisitions, Structured Products, Financial Modeling, Investor Relations, Marketing Strategy, Social Media, Executive Search, Ski, Public Relations, Business Strategy, Alternative Investments, New Business Development, Business Development, Business Planning, Corporate Recruiting, Life Coaching, Sports Coaching, Life Transitions, Career Transitioning

Education
Professional Ski Instructors of America

Scuola di Lingua Per I Stranieri, Siena, Italy
Graduate Studies, Italian

University of Arizona
BA, Italian Studies

Chieh Fu Lu Chieh Fu Lu Honolulu, Hawaii Details
Chieh Fu Lu's Prudential Securities Experience March 1999 - July 2001
Job Senior Wealth Advisor at First Hawaiian Bank
Industry Financial Services
Experience
First Hawaiian Bank  July 2001 - Present
Prudential Securities   March 1999 - July 2001
Hoechst Marion Russell   August 1997 - March 1999

Skills
Strategic Planning, Customer Service, Banking, Portfolio Management, Financial Analysis, Risk Management, Finance

Education
University of Hawaii at Manoa   1992 — 1997
Bachelor of Business Administration (B.B.A.), Finance, General

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