Bateman Eichler, Hill Richards
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Bateman Eichler, Hill Richards Employees
WaveFront Capital Management August 2015 - Present
Forward April 2009 - July 2015
Morgan Stanley/Graystone Research April 2001 - March 2009
Carr Global Advisors February 1998 - January 2001
Dow Jones Indexes September 1996 - March 1998
Chicago Mercantile Exchange September 1993 - August 1996
Rodman & Renshaw May 1991 - January 1994
Bateman Eichler, Hill Richards May 1988 - April 1991
Drexel Burnham Lambert 1982 - 1988
Federal Researve Board September 1975 - April 1982
Skills
Alternative Investments, Asset Allocation, Investment Strategies, Investments, Asset Management, Portfolio Management, Derivatives, Commodities, Hedge Funds, Risk Management, Wealth Management, Due Diligence, Equities, Fixed Income, Hedging, Fund Of Funds, Mutual Funds, Managed Futures, Risk Assessment, Asset Managment, Capital Markets, Commodity, Bloomberg, Product Design, Executive Managment, Leadership, Strategic Planning, Investment Management
Education
University of Warwick 1969 — 1973
Ph.D., Economics
University of Colorado Boulder 1966 — 1967
M.A., Economics, History
University of Colorado Boulder 1963 — 1966
B.A., Economics
Wells Fargo Advisors, LLC March 2009 - Present
Smith Barney November 1988 - March 2009
Bear Stearns & Co. October 1984 - November 1988
Bateman Eichler, Hill Richards February 1982 - September 1984
Skills
Asset allocation,...
Education
The University of Texas at Arlington 1977 — 1981
Business Administration and Management, General
Northwestern Mutual May 2015 - Present
Thomson Reuters BETA Systems March 2007 - May 2015
BETA Systems 2003 - 2007
BNY Clearing Corporation 2001 - 2003
BNY Clearing Corporation 1995 - 2001
Brokerage Clearance Services 1987 - 1995
Bateman Eichler Hill Richards 1985 - 1987
Skills
Options, Wealth Management, Product Management, Portfolio Management, Product Marketing, Business Strategy, Financial Services, SDLC, Product Development, Requirements Gathering, Product Lifecycle..., Margin, Separately Managed..., Integration, Financial Statements, Business Analysis, Accounts Payable, Management, Process Improvement, CRM, Market Data, Agile Methodologies
Education
Aquinas College 1981 — 1985
Bachelors of Science, Business Administration, Computer Information Systems
Richard Capalbo Enterprises January 1998 - Present
Richard Capalbo Enterprises January 1998 - Present
Jackson National Life January 2006 - January 2015
Goldman Sachs January 2001 - January 2011
Allianz 2007 - 2011
John Hancock Financial Services 2006 - 2009
Securities Industry Institute 1995 - 2008
Bank of America July 1993 - July 1998
Bateman Eichler Hill Richards January 1988 - June 1991
Drexel Burnham Lambert July 1976 - January 1988
Skills
Keynote Speaker, Series 7, Wealth Management, Mutual Funds, Asset Management, Retirement Planning, Retirement, Risk Management, Investments, Strategic Planning, Customer Relations, Securities, Sales Management, Negotiation, Marketing Strategy, Asset Allocation, Strategy Development, Consultative Selling, Public Speaking, Asset Managment, Customer Service, Capital Markets, Strategy, Alternative Investments, Financial Services, Insurance, Finance
Education
University of Pennsylvania - The Wharton School 1968 — 1969
MA, Finance
Fordham University 1964 — 1968
Bachelor of Science (B.S.), Economis
The Practical Guide For the Transfer of U.S. Equity Securities July 2010 - Present
First American Stock Transfer/Link Shareholder Services - an affiliate of American Stock Transfer 2004 - Present
Maricopa County Superior Court September 1995 - June 2004
US Navy February 1987 - July 1995
Southwest International Securities School 1984 - 1986
Bateman Eichler, Hill Richards January 1978 - August 1980
Skills
Securities, Mergers, Equities, Corporate Law, Investor Relations, Due Diligence, Investments, IPO, Venture Capital, Private Equity, Mergers & Acquisitions, Corporate Governance, Alternative Investments, Leadership, Investment Banking, Trading, Capital Markets, Entrepreneurship, Finance, Start-ups, Asset Management, Financial Services, Funding, Management, Analysis, Executive Management, Corporate Development, Small Business, Training, Corporate Finance, Hedge Funds, Joint Ventures, Valuation, Restructuring, Portfolio Management, Mutual Funds, Emerging Markets, Options, Financial Structuring, Investment Management, Strategic Financial..., Acquisitions, Risk Management, Strategy, Structured Finance, Financial Markets, M&A experience, Business Valuation, Financial Advisory, Financial Modeling
Education
Northern Arizona University 1996 — 1999
M. Ed, Education, Human Relations
University at Albany, SUNY 1988 — 1990
B.S., Sociology
University of Colorado Boulder 1973 — 1974
Sociology
Desert Sun Boarding School 1970 — 1972
H.S. Diploma, college prep
Central High School - Phoenix 1968 — 1970
varied
Wedbush Securities, Inc. 2007 - Present
Valley of the Moon 2000 - 2010
Valley of the Moon 2000 - 2010
A. G. Edwards April 1995 - July 2007
Kemper Securities February 1992 - April 1995
Bateman, Eichler Hill Richards 1991 - 1993
Hewlett-Packard Co. (now Agilent) 1978 - 1989
Skills
Investments, Insurance, Small Business, Financial Advisory, Strategic Planning, Risk Management, Series 65, Trading, Finance, Credit, Sales, Financial Modeling, Public Speaking, Microsoft Excel, Leadership, Loans, Sales Management, Asset Managment, Asset Management, Financial Analysis, Wealth Management
Education
Sonoma State University 1985 — 1990
BA, Bus/Econ
Santa Rosa Jr. College 1980 — 1982
AA, Liberal Arts
College of San Mateo 1976 — 1978
AA
Butte Junior College 1974 — 1975
Oroville High School 1969 — 1974
First Team Real Estate 2012 - Present
ReMax November 2008 - December 2011
Infra-Comm Corporation 1998 - December 2010
Gene Morgan Financial 1984 - 1992
Bateman Eichler Hill Richards August 1982 - December 1984
Skills
Real Estate, Outlook, Selling, Investment Properties, Sales, New Home Sales, Contract Negotiation, Listings, Single Family Homes, First Time Home Buyers, Public Speaking, Sellers, Buyer Representation, Negotiation, Team Building, Real Property, Real Estate Transactions, Residential Homes, Marketing, Real Estate Development, Referrals, Short Sales, REO, Investments, Time Management, Property Management, Budgets, Strategic Planning, Training, Foreclosures, Investors, Luxury, Marketing Strategy, Condos, Sales Management, Advertising, Relocation, Leadership, Management, Mortgage Lending, Property, Small Business, Seniors, Move Up Buyers, Real Estate Financing, Market Analysis
Education
Hillsdale College
BA, Political Economy & History
Jefferson HS
Raymond James February 2010 - Present
Oppenheimer & Co. Inc. November 2004 - February 2010
Wachovia Securities November 2000 - 2004
Sutro & Co April 1995 - December 2000
Bateman Eichler, Hill Richards June 1987 - April 1995
Paine Webber December 1979 - June 1987
Skills
Retirement Planning, Investments, Finance, Mutual Funds, Series 7, Wealth Management, Retirement, Asset Allocation, Investment Strategies, Series 63, Financial Advisory, Investment Advisory, Securities
Education
California State University-Northridge 1974 — 1977
Bachelor of Arts (B.A.), Urban Studies/Affairs
Van Nuys High School 1967 — 1970
High School
The Interface Financial Group June 2007 - Present
First Interstate Bank 1991 - 1996
Bateman Eichler, Hill Richards 1984 - 1988
Skills
Funding, Factoring, Cash Flow, Asset Based Lending, Small Business Lending, Working Capital..., Credit, Finance, Mergers & Acquisitions, Refinance, Sales, Corporate Finance, Risk Management, Portfolio Management, Accounts Receivable, Start-ups, Loans, Financial Services, Credit Analysis, Due Diligence, Cash Management, Private Equity, Executive Management, Mortgage Lending, Financial Structuring, Credit Risk, Managerial Finance, Real Estate, Strategic Financial...
Education
Arizona State University - W. P. Carey School of Business 1997 — 1999
MBA
Cornell University 1969 — 1973
BA
Commonwealth School, Boston, MA 1966 — 1969
eNexus USA January 1986 - Present
International Dental Implant Forum 1998 - 2013
PowerWhite Teeth Whitening System 2000 - 2011
Dental Office 1978 - 2009
DentalMart 1995 - 2005
Cutter Labs 1973 - 1975
Bateman Eichler Hill Richards 1971 - 1972
United States Navy 1967 - 1971
Skills
Social Media Marketing, Wellness, Navy, Marketing, New Business Development, Marketing Strategy, Cosmetics, Online Marketing, Public Relations, Advertising, Online Advertising, Entrepreneurship, Direct Marketing, Healthcare, Start-ups, SEO
Education
University of California, San Francisco - School of Medicine 1977 — 1978
Residency
Washington University School of Medicine in St. Louis 1975 — 1978
DMD, Dentistry
University of Southern California 1963 — 1967
BS, Marketing
Raymond James Financial Services 1997 - Present
A.G. Edwards & Sons, Inc. August 1994 - February 1997
PaineWebber July 1993 - August 1994
Bateman Eichler Hill Richards August 1991 - July 1993
Skills
Wealth Management, Portfolio Management, Financial Planning, Retirement Planning, Mutual Funds, Investments, Asset Allocation, Equities, Alternative Investments, Municipal Bonds, Employee Stock Options
Education
Seattle University
B.A. Business Administration, Finance
College for Financial Planning
Certified Financial Planner Program
University of Pennsylvania - The Wharton School
IMCA Certified Investment Management Analyst Program
RBC Wealth Management May 2015 - Present
RBC Wealth Management November 2008 - Present
Branch Director, RBC Wealth Management 2006 - 2008
RBC Wealth Management 2005 - 2006
RBC Dain Rauscher 2001 - 2004
Sutro & Co. 1996 - 2001
Sutro & Co. 1994 - 1996
Sutro & Co. 1992 - 1994
Bateman Eichler Hill Richards 1987 - 1992
Kidder Peabody & Co. 1982 - 1987
Skills
Investments, Equities, Marketing, Management, Strategic Planning, Leadership, Budgets, Team Building, Start-ups, Customer Service, New Business Development, Marketing Strategy, Public Speaking, Series 7, Wealth Management, Portfolio Management, Mutual Funds, Series 63
Education
Cal Poly San Luis Obispo
Bachelor of Science (BS), Business Administration and Management, General
Office of the Secretary of Defense Historians Office September 2013 - Present
Semester At Sea / ISE January 2013 - May 2013
Keele University September 2012 - November 2012
Sewanee - The University of the South August 2007 - July 2012
Vanderbilt University September 2002 - August 2007
McDonald & Co 2000 - 2001
JC Bradford 1991 - 2000
Dean Witter 1983 - 1991
Prudential Securities 1982 - 1983
Bateman Eichler Hill Richards 1981 - 1982
Education
Vanderbilt University 2002 — 2007
PhD, History
Stanford University 1975 — 1979
JD / MBA, Business and Law
The University of Texas at Austin 1972 — 1975
BBA, Business
Real Estate & Loans Corp. June 1971 - Present
Bateman Eichler Hill Richards October 1987 - May 1994
State Fair Community College October 1972 - March 1981
Education
Central Missouri State University 1974 — 1976
BS, Distributive Education
University of Colorado, University of Oklahoma, University of Missouri, Cameron University
Western International Securities 2003 - 2010
UBS Financial 2001 - 2003
Bateman Eichler, Hill Richards 1973 - 1976
Skills
Retirement Planning
Education
University of Southern California 1969 — 1973
BS, English Literature
Providence High School. Burbank CA 1965 — 1969
Wells Fargo Advisors December 1988 - Present
Wells Fargo Advisors August 1980 - Present
Bateman Eichler Hill Richards April 1980 - December 1988
Skills
Wealth Management, Retirement Planning
Education
San Diego State University-California State University 1974 — 1977
Marketing