Rodman & Renshaw
Industry: Company
DescriptionHeadquarters: New York City, NY Founded: 2002 Subsidiaries: Hudson Securities Inc, Aceras BioMedical LLC,
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Rodman & Renshaw Employees
Fuhu, Inc September 2014 - Present
Fuhu Inc. October 2013 - September 2014
Stella Networks LLC October 2010 - September 2013
Rodman & Renshaw June 2010 - September 2010
New York University September 2008 - May 2010
Skills
Linux, Perl, TCP/IP, VoIP, C, Networking, OpenSIPS, SQL, Freeswitch, PHP, C++, Routers, Shell Scripting, Disaster Recovery, MySQL, Bash, Cloud Computing, Git, Unix, VMware, BGP, OSPF, SIP, Switches, QoS, Telecommunications, Routing, Mobile Devices, Network Design, Python, Nagios, Network Security, Operating Systems, Server Architecture, Algorithms, Apache, Programming, Subversion, Scripting, Matlab, Open Source, Distributed Systems, DNS, Embedded Systems, Ubuntu, Docker, SaltStack, Jenkins, Continuous Integration, Softswitch
Education
New York University 2008 — 2010
Master of Science, Electronic and Computer Engineering
Huazhong University of Science and Technology 2004 — 2008
Bachelor of Science, Electrical Engineering
Merrill Lynch September 1994 - Present
MBN 2003 - Present
Rodman & Renshaw April 1994 - September 1994
Furst Staffing March 1992 - March 1994
Schuldt Automobile Detailing June 1989 - March 1991
Skills
Retirement Planning, Wealth Management, Insurance, Financial Planning, Asset Allocation, Retirement, Investments, Investment Strategies, Wealth, Wealth Accumulation, Series 7, Retirement Income..., Wealth Transfer, Insurance Planning, High Net Worth..., Portfolio Management, Annuities, Financial Advice, Long Term Care, IRA's, Mutual Funds, Charitable Giving, Private Wealth..., Equities, Private Banking, ETFs, Fixed Income, Personal Finance, Mortgage, Wealth Management..., Financial Advisory, IRAs, Fixed Annuities, Strategic Financial..., Alternative Investments, Finance, Investment Advisory, Asset Management, Financial Planners, Securities, Estate Planning, 401k, Series 63
Education
DePaul University 2000 — 2001
Certificate, Financial Planning
Rockford College 1992 — 1994
Bachelor of Science, Economics
Wedbush Securities August 2014 - Present
Deutsche Bank Securities August 2013 - July 2014
Avondale Partners 2011 - July 2013
Rodman & Renshaw 2010 - 2011
Robert W. Baird & Co. 1997 - 2010
Skills
Outgoing, Self-motivated, Creative, Excellent attitude, Extreme attention to..., Superior Communications..., Skilled at working with..., Experienced at working..., Deadline driven, Highly organized, Personable, Integrity, Hospitality, Human Resources, Deadline Driven, Sales, Advertising, Marketing, Management, Corporate Events, Contract Negotiation, Market Research, Parties, Team Management, Hotels, Negotiation, Project Planning, Capital Markets, Equities, Financial Analysis, Marketing Strategy, Valuation, Financial Modeling, Investments, Portfolio Management
Education
Rochester Institute of Technology 1992 — 1995
Bachelor's degree, Photography/English
The University of Akron 1990 — 1991
Headwaters MB October 2011 - Present
Legacy Ptrs. & Co, LLC October 2010 - October 2011
FBR Capital Markets 2007 - 2010
Legacy Partners Group, LLC January 2003 - February 2007
Credit Suisse First Boston LLC 2000 - 2003
DLJ / CSFB 1997 - 2003
Donaldson, Lufkin & Jenrette January 1997 - January 2002
Wasserstein, Perella & Co., Inc January 1993 - January 1997
Kemper Securities January 1991 - January 1993
Rodman & Renshaw February 1990 - January 1991
Skills
Corporate Finance, Mergers, Investment Banking, Private Equity, LBO, M&A experience, Private Placements, Venture Capital, Valuation, Corporate Development, Capital Markets, Due Diligence, Divestitures, Financial Analysis, Finance, Fixed Income, Joint Ventures, IPO, Mergers & Acquisitions, Leveraged Finance, Restructuring, Portfolio Management, Business Valuation, Structured Finance, Capital Raising, Financial Structuring
Education
Georgetown University - The McDonough School of Business 1984 — 1986
MBA, Finance
Wake Forest University 1980 — 1984
BA, Economics
Boyce Thompson Institute for Plant Research 2010 - 2015
Boyce Thompson Institute for Plant Research 2010 - 2015
Boyce Thompson Institute for Plant Research 2010 - 2015
DiamiR, LLC 2013 - 2014
DiamiR, LLC 2013 - 2014
Burrill & Company 2012 - 2013
Rodman & Renshaw 2005 - 2012
Xenomics Inc. 2008 - 2009
Arcus Group 2003 - 2005
Skills
Investments, Venture Capital, Lifesciences, Management, Pharmaceutical Industry, Equities, Investment Banking, Mergers & Acquisitions, Corporate Development, Private Equity, Technology Transfer, Life Sciences, Biotechnology, Capital Markets, Due Diligence, Financial Modeling, Strategy, Valuation, Oncology, Start-ups, Hedge Funds, Investor Relations, Drug Development, Strategic Planning, Corporate Finance
Education
Mount Sinai School of Medicine of New York University 1994 — 2000
Doctor of Philosophy (PhD), Biomedical Sciences
City University of New York-Baruch College - Zicklin School of Business 2001 — 2003
Master of Business Administration (MBA)
Wellington Retreat July 2013 - Present
Visual Magic January 2000 - Present
NetVision Worldwide August 1999 - June 2004
Cafe Iguana 1998 - 2000
Virtacon / Bidnow.com January 1999 - August 1999
Rodman & Renshaw 1994 - 1998
Consolidated Westway / Amerop Sugar September 1991 - October 1993
Skills
Web Design, IT Management, Hardware, Unix, Help Desk Support, Graphic Design, Web Development, Network Administration, Computer Hardware, Computer Reapir, Setup,..., Software Installation..., Web Servers, Computer Consultation, Program Management, Website Marketing, Online Marketing, Search Engine Submission, Print Design, Social Networking, Photoshop, Digital Photography, Videography, Consulting, Networking, Linux, Technical Support, Servers, Security, Management
Education
Fairleigh Dickinson University 1991 — 1991
Computer Science
Dover Business College 1990 — 1991
Computer Electronics Tech, Computer Electronics
Bergan Community College 1989 — 1990
Computer Science
Paramus High School 1985 — 1989
Ascendiant, MD November 2014 - Present
Edison investment research May 2013 - September 2014
Global Hunter Securities March 2012 - December 2012
Rodman & Renshaw May 2011 - January 2012
Casimir Capital January 2009 - April 2011
Morgan Stanley 1991 - 2006
Skills
Hedge Funds, Investments, Mining, Equity Research, Capital Markets, Due Diligence, Equities, Fixed Income, Management, Valuation, Securities, Financial Modeling, Bloomberg, Derivatives, Investment Banking, Private Equity
Education
New York University - Leonard N. Stern School of Business 1970 — 1974
MBA, Finance
Penn State University 1965 — 1969
BS, Mineral Economics
Corinthian Capital Group 2009 - Present
Glenwood Capital/Consulting 2007 - 2009
Rodman & Renshaw 2006 - 2007
Morning Street Capital 2000 - 2005
Skills
Private Equity, Investment Banking, Due Diligence, Mergers, Corporate Finance, Private Placements, Alternative Investments, Capital Markets, Leveraged Finance, M, LBO, Mergers
Education
Columbia University - Columbia Business School 2005 — 2007
MBA, Finance, General
Saint John's University School of Law 1997 — 2000
JD, Law
Berry College 1992 — 1996
Political Science
Wells Fargo Advisors, LLC June 2013 - Present
Drexel Hamilton November 2011 - June 2013
Rodman & Renshaw April 2005 - August 2011
Deutsche Bank July 2002 - March 2004
NDB Capital Markets 1993 - 2002
Skills
Asset Allocation, Retirement Planning, Equity Trading, Financial Advisory, Market Risk, Insurance, Sales Research, Business Owner Planning, Business-succession...
Education
Hofstra University 1989 — 1992
Bachelor of Science (BS), Industrial and Organizational Psychology
St. Paul's HS 1984 — 1988
Biotechology for Business Class San Diego
Morgan Stanley May 2015 - Present
Morgan Stanley July 2014 - May 2015
Morgan Stanley February 2012 - July 2014
Morgan Stanley June 2011 - August 2011
Rodman & Renshaw June 2010 - August 2010
Skills
Investments, Financial Reporting, Investment Banking, Strategic Financial..., Financial Services, Bloomberg, Financial Modeling, Budgets, Valuation, Corporate Finance, Bloomberg Terminal, Credit Risk, Financial Analysis, Equities, Financial Projection, Capital Markets, Finance, Credit, Financial Markets, Credit Analysis, Business Valuation, Leveraged Finance, Financial Statement..., Banking, DCF
Education
City University of New York-Baruch College - Zicklin School of Business 2007 — 2011
B.B.A, Finance & Investment
EY August 2015 - Present
Chord Advisors, LLC September 2012 - August 2015
Rodman & Renshaw July 2012 - September 2012
Skills
QuickBooks, Access, Financial Analysis, PowerPoint, ACH, Microsoft Word, General Ledger, Financial Reporting, SEC filings, Sarbanes-Oxley Act, LinkedIn, Microsoft Excel, EDGAR filings, SOX 404, Sarbanes-Oxley
Education
Pace University
City University of New York-Baruch College
Citi July 2012 - Present
Barclays Capital September 2008 - July 2012
Lehman Brothers April 2006 - September 2008
Goldman Sachs February 1998 - March 2006
Rodman & Renshaw October 1996 - January 1998
Skills
Series 7, Series 16
Education
Boston College - Carroll School of Management 1990 — 1994
Bachelor of Science (B.S.), Marketing/General Education
Intercontinental Exchange February 2015 - Present
KCG Holdings, Inc. (successor to Knight Capital Group, Inc.) March 2013 - January 2015
Knight Capital Group August 2012 - September 2013
Knight Capital Group April 2012 - August 2012
Rodman & Renshaw December 2009 - March 2012
Milbank, Tweed, Hadley & McCloy LLP October 2003 - December 2009
Merrill Lynch, Office of General Counsel May 2001 - August 2001
Law Offices of Diane C. Carroll, Esq. May 2000 - August 2000
Giddins, Claman & Langs LLP and Law Offices of Steven M. Nachman, Esq. May 1999 - August 1999
Kings County Criminal Court May 1998 - August 1998
Skills
Private Equity, Mergers, Mergers & Acquisitions, Securities Regulation, Corporate Governance, Finance, Corporate Law, Securities, Joint Ventures, Corporate Finance, Restructuring, Capital Markets, Private Placements, Venture Capital, Equities
Education
Brooklyn Law School 2000 — 2003
JD
Emory University 1996 — 2000
BA, Political Science & Psychology
The Benchmark Company, LLC May 2014 - Present
Aegis Capital Corp. April 2013 - November 2013
Ellenoff Grossman & Schole LLP May 2011 - October 2012
Rodman & Renshaw February 2006 - April 2011
Skills
Capital Markets, Venture Capital, Investment Banking, Private Equity, Corporate Finance, Equities, Valuation, Due Diligence, Securities, Bloomberg, Hedge Funds, Equity Research, Financial Modeling, Series 7, Mergers & Acquisitions
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2009 — 2012
Doctor of Law (JD), Tax Law/Taxation
New York University
Physicians Interactive May 2015 - Present
Precision for Value May 2014 - May 2015
Boehringer Ingelheim June 2012 - May 2014
Pfizer, Inc June 2009 - June 2012
Guidepoint Global July 2008 - June 2009
Visium Asset Management April 2006 - April 2008
Rodman & Renshaw April 2005 - April 2006
Pfizer, Inc September 2001 - April 2005
Ernst & Young, LLP July 1999 - August 2001
Skills
Forecasting, Time Series Analysis, Valuation, Due Diligence, Marketing Strategy, New Business Development, Strategy, Competitive Intelligence, Market Research, Business Strategy, SAS, Cross-functional Team..., Management Consulting, Sales, Analysis, Strategic Partnerships, Financial Modeling, Management, Pricing, Statistics, Business Development, Data Analysis, Market Analysis, Analytics, Investments, Mergers & Acquisitions, Pharmaceutical Industry, Product Launch, Leadership, Healthcare, Mergers, Business Intelligence, Strategic Consulting, Customer Insight, Segmentation, Marketing Research, Sales Operations, Biotechnology, Competitive Analysis, Business Analytics, Finance, Executive Management, Product Development, Change Management, Marketing, Oncology, Sales Effectiveness, Lifesciences, Business Planning, Statistical Modeling
Education
Penn State University 1996 — 2000
Ph.D., Business Administration
Penn State University 1994 — 1996
MA, Statistics
Lafayette College 1990 — 1994
BA, Math & Economics / Music
HHC - Kings County Hospital Center February 2013 - Present
HHC - Bellevue Hospital Center September 2011 - March 2013
Prompt Personnel Consultancy Services Pvt. Ltd. November 2010 - September 2011
Rodman & Renshaw September 2010 - September 2010
AT&T January 2008 - June 2008
Verizon Communications Inc. February 2005 - November 2007
Verizon Telecom December 2003 - February 2005
Verizon Communications Inc. December 2002 - December 2003
Verizon June 1999 - December 2002
Skills
Access, Analysis, Program Management, Telecommunications, Process Improvement, Team Building, Customer Service, Quality Assurance, Team Leadership, Outlook, Visio, Administration, Strategic Planning, Operations Management, PeopleSoft, PowerPoint, Microsoft Office, Time Management, Lotus Notes, Sales Support, Customer Relations, Budgeting, Excel, Planning, MS Office Suite, Database Administration, Teamwork, Call Center, Word, Problem Solving, Compliance, Database Management, Forecasting, Hiring, Business Management, Inventory Management, LEAN Bronze..., LEAN Green Certification
Education
Harvard University 2013 — 2014
PH207x, Health in Numbers: Quantitative Methods in Clinical & Public Health Research
Harvard University 2013 — 2014
HARVARDX: HSPH-HMS214X, FUNDAMENTALS OF CLINICAL TRIALS
Polytechnic Institute of NYU 2004 — 2006
Executive MS, The Management of Technology in Financial Services (MOTIFS)
Skidmore College 2000 — 2001
Professional Certificate, Client Server Programming & Web Development
LIU Brooklyn 1995 — 1999
Bachelor, Sports Science (Athletic Training)
Nazareth Regional High School 1994 — 1995
High School Diploma
A. Philip Randolph 1991 — 1993
She:"Giving You Life" January 2013 - Present
Rodman & Renshaw 2013 - 2013
Skills
Microsoft Word 2007,...
Education
Penn Foster College 2012 — 2012
Certificate/Career Diploma, Crime Scene Investigation
Queensborough Community College 2009 — 2011
Criminal Justice
Benefuel Inc. January 2015 - Present
Gleneden Advisors LLC January 2014 - Present
ZeaChem Inc. October 2007 - November 2013
Evergreen Energy Inc. March 2005 - October 2007
Stifel Nicolaus February 1998 - March 2005
Rodman & Renshaw 1996 - 1998
Skills
Venture Capital, Mergers, Financial Modeling, Due Diligence, Investor Relations, Valuation, Equity Research, Corporate Finance, Equities, Private Equity, Financial Analysis, Start-ups, Capital Markets
Education
Columbia University - Columbia Business School 1994 — 1996
MBA, Finance & Accounting
Connecticut College 1987 — 1991
BA, History & Economics, Distinction in Economics
Rodman & Renshaw August 2002 - Present
Skills
Event Planning, Event Management, Corporate Events, Logistics, Detailed Organization
Education
Pace University - Lubin School of Business 1999 — 2002
Bachelor of Business Administration (BBA), Marketing & Advertising
China Investment Federation July 2013 - Present
Rodman & Renshaw February 2010 - February 2012
Futurestep 2012 - 2012
ELENTE Jewelry November 2008 - February 2010
Future US October 2007 - September 2008
Skills
Customer Relations, Research, Attention To Detail, Organizational..., Determination, Proactivity, Multitasker, Writing, Conflict Resolution, Budget Management, Project Execution, Strategic Planning, Public Relations, Marketing Strategy, Marketing Communications, Corporate Events, Event Planning, Event Management, Special Events, Conferences, Conference Management, Conference Coordination, Event Marketing, Freelance Writing, Building Relationships, Business Strategy, Database Administration, Administrative..., Executive..., Events, Budgets, Project Management
Education
New York University 2002 — 2006
Bachelor of Arts in Communications, Public Relations
Coquest Inc January 2015 - Present
Altegris Clearing Solutions, LLC January 2015 - Present
Altegris Clearing Solutions, LLC January 2011 - January 2015
Altegris Investments, Inc. August 1998 - January 2011
Rodman & Renshaw June 1989 - August 1989
B&J Commodities June 1988 - August 1988
Skills
Managed Futures, Separately Managed..., Commodity Pools, CTAs, Clearing Houses, Clearing Solutions, Clearing, Alternative Investments, Trading Strategies, Global Macro, Futures, Commodity, Fund Of Funds, Portfolio Management, Portfolio Optimization, Cash Management, Trading, Trading Systems, Hedge Funds, Traders, ETFs, Derivatives, Investments, Currency, Asset Managment, Options, Commodity Markets, Equities, Electronic Trading, Asset Allocation, Hedging, FX Options, Fixed Income, Financial Markets, Bonds, Investment Strategies, Mutual Funds, Capital Markets, Investment Management, Risk Management
Education
California State University-Chico 1987 — 1993
Bachelor of Science, Business/Finance
National Securities July 2011 - Present
Rodman & Renshaw June 2010 - February 2011
FTN Financial/FTN Equity Capital Markets January 2009 - April 2010
C.E. Unterberg, Towbin/Collins Stewart LLC September 2005 - November 2008
Wells Fargo September 2002 - September 2005
Robertson Stephens July 1997 - September 2002
UBS Investment Bank June 1996 - July 1997
Merrill Lynch May 1990 - June 1996
Skills
Private Equity, Investment Banking, Capital Markets, Venture Capital, Financial Modeling, Corporate Finance, Corporate Development, Due Diligence, Hedge Funds, Investments, Private Placements, Series 7, Financial Analysis
Education
University of Pennsylvania - The Wharton School 1988 — 1990
MBA/MA, Finance
Columbia University in the City of New York 1982 — 1986
AB, East Asian Studies/Economics
Dixie Brands June 2015 - Present
KLR Group, LLC April 2012 - June 2015
Rodman & Renshaw July 2010 - April 2012
Merrill Lynch May 2009 - August 2009
Cedar Point Yacht Club June 2006 - January 2008
The Island School, Eleuthera March 2004 - June 2004
Education
Boston University - School of Management 2006 — 2010
B.S Business Administration, Finance & Entrepreneurship
Boston University - School of Management 2006 — 2010
Edelman March 2015 - Present
Edelman October 2013 - February 2015
FGI Finance October 2012 - October 2013
Rodman & Renshaw July 2009 - October 2012
Skills
Private Placements, Capital Markets, Equities, Corporate Finance, Securities, Financial Communications, Investor Relations, Strategic Communications, Financial Modeling, Business Development, Strategy, Private Equity
Education
New York University 2005 — 2009
Bachelor of Arts (BA), Journalism & Economics
Heath Republic Insuance of New York May 2015 - Present
Decadent Delights 1996 - Present
CBI Connect 2012 - 2014
Con Edison February 2012 - August 2012
Rodman & Renshaw 2009 - 2011
NewSmith Capital Partners (Hedge Fund) 2006 - 2007
Cowen and Company 2004 - 2006
DTCC 1995 - 2003
Skills
Chocolatier, Cake Decorator, Baker, MicroSoft Word, Excel, PowerPoint, Access, WordPerfect, Lotus 1-2-3, Lotus Organizer, ACT!, Quickbooks, PeopleSoft, Concur, Microsoft Outlook, Administrative..., Invoicing, Time Management, Office Administration, Outlook, Event Planning, Microsoft Excel, Wordperfect, QuickBooks, Data Entry, Office Management, Fax, Travel Arrangements, Microsoft Word, Lotus 123, Editing, Spreadsheets, Payroll, Accounting, Event Management, Purchasing, Process Scheduler, Management, Human Resources, Administration, Customer Service, Administrative...
Education
Hunter College 1974 — 1976
B.A., History / Anthropology
Queensborough Community College 1969 — 1972
Associate's Degree, Administrative Assistant and Secretarial Science, General
KemPharm, Inc. July 2013 - Present
Citius Pharmaceuticals, LLC November 2012 - July 2013
Direct Markets, Inc. July 2012 - November 2012
Rodman & Renshaw 2011 - 2012
Piper Jaffray 2007 - 2011
WR Hambrecht + Co 2002 - 2007
Deutsche Bank 1992 - 2001
Mabon Securities Corp. 1991 - 1992
Kidder Peabody 1983 - 1991
First Boston Corporation 1979 - 1983
Education
Harvard Business School 1977 — 1979
Master of Business Administration (MBA)
University of Missouri-Columbia 1971 — 1973
Bachelor of Arts (B.A.), Biology/Biological Sciences, General
Washington University in St. Louis 1969 — 1971
DataCore Software October 2014 - Present
DataCore Software October 2013 - Present
DataCore Software December 2009 - October 2013
Bank of New York Mellon September 2007 - December 2009
Lehman Brothers July 2005 - September 2007
Morgan Stanley March 2000 - July 2005
American Express October 1998 - March 2000
BNP Paribas March 1998 - October 1998
Rodman & Renshaw 1996 - 1998
Skills
Forecasting, Salesforce.com, Financial Analysis, Program Management, Financial Reporting, Change Management, Budgets, Strategic Planning, Analytics, Training, Team Leadership, Sales Operations, Business Analysis, Sales Management, Managerial Finance, Business Process..., Executive Management, Project Management, Accounts Receivable, Lead Generation, Team Building, Computer Proficiency, Risk Management, Customer Satisfaction, P&L Management, Project Planning, Integration, Business Process, Contract Negotiation, Foreign Languages, Marketing Communications, Compliance, Communication, Operating Budgets, ADP Payroll, Customer Analysis, Hyperion Planning, Product Design, Commissioning, Problem Solving, Capital Budgeting, Hyperion Interactive..., Higher Education, Marketing Strategy, Campaign Strategies, Call Center Development
Education
Pace University - Lubin School of Business 1997 — 2001
MBA, Financial Management
Haute Ecole 'Groupe ICHEC - ISC Saint-Louis - ISFSC', Bruxelles 1990 — 1996
Bachelor of Commerce (B.Com.), Finance and Foreign Affairs
Advantage Futures May 2012 - Present
JPMorgan Chase June 2008 - May 2012
Bear Stearns August 2002 - June 2008
Smith Barney 1993 - 2002
Rodman & Renshaw 1988 - 1993
Skills
Trading, Commodity, Series 63, Series 7, Technical Analysis, Derivatives, Securities, Trading Systems, Bloomberg, Hedge Funds, Fixed Income, Alternative Investments, Risk Management, Financial Markets, Portfolio Management, Hedging, FX Options, Equities, Investments, Capital Markets, Options, Electronic Trading, Equity Derivatives, Bonds, Financial Analysis
Education
Elmhurst College 1984 — 1986
Bachelor of Science (BS), Finance & Economics
Northern Illinois University
Steppe Stone Investments Inc. April 2011 - Present
Rodman & Renshaw February 2007 - March 2011
Rodman & Renshaw 2007 - 2010
Oppenheimer & Co. 1998 - 2005
Skills
Emerging Markets, Private Equity, Financial Modeling, Investments, Investor Relations, Financial Analysis, Valuation, Investment Banking, Natural Resources, IPO, Equities, Private Placements, Corporate Finance, Mergers, Capital Markets, Equity Research, Mining, Commodity
Education
New York University - Leonard N. Stern School of Business 2005 — 2007
MBA, Finance
Northeastern University 1994 — 1998
BSBA, International Business
AES 1992 — 1994
MetLife November 2011 - Present
Allstate Insurance May 2007 - June 2011
National City Bank/NatCity Investments December 2004 - May 2007
Charles Schwab December 1994 - October 2004
Rodman & Renshaw March 1990 - November 1995
Skills
Insurance, Series 6, Series 7, Life Insurance, Fixed Annuities, Series 63, Retirement Planning, Retirement, 401k, Credit, Disability Insurance, Financial Services, Health Insurance, Investment Advisory, Mutual Funds, Wealth Management
Education
Benedictine University
Irongate International April 2012 - Present
RSM McGladrey LLC May 2001 - April 2012
AG Edwards May 1993 - May 2001
Rodman & Renshaw 1993 - 1995
Skills
Wealth Management, Investments, Investment Advisory, Retirement Planning, Retirement, High Net Worth..., Finance, Mutual Funds, 401k, Estate Planning, Asset Allocation, Financial Planning, Certified Financial..., Financial Planners, Alternative Investments, Strategic Financial..., Financial Advisory
Education
Northern Illinois University 1990 — 1993
Bachelor's degree, Economics
Northern Illinois University 1989 — 1993
BS, Economics
Jefferies June 2015 - Present
Leerink Partners LLC July 2012 - May 2015
JMP Securities August 2011 - July 2012
Rodman & Renshaw August 2009 - July 2011
Skills
Healthcare, Equities, Valuation, Cell Biology, Financial Analysis, Biopharmaceuticals, Research, Mandarin, Biochemistry, Lifesciences, Equity Research, Clinical Trials, Biotechnology, DCF, Molecular Biology, Financial Modeling, Pharmaceutical Industry, Data Analysis, Strategy, Due Diligence, Equity Valuation, Investor Relations
Education
Rockefeller University 2005 — 2009
Postdoctoral Associate, Molecular Neuro-Oncology
State University of New York (SUNY), Downstate Medical Center 1998 — 2004
PhD, Molecular and Cell Biology
Shanghai Second Medical University 1995 — 1998
Master, Medical Genetics
Zhejiang University 1991 — 1995
BS, Biology and Biotechnology
VinaKom March 2010 - June 2010
Advanced Equities 2000 - 2002
Rodman & Renshaw 1991 - 1997
Bear Stearns 1990 - 1991
Education
Eastern Michigan University 1985 — 1987
CLSA September 2011 - Present
Rodman & Renshaw August 2009 - September 2011
Oppenheimer & Co. Inc. August 2008 - May 2009
Investment Strategies Fund, LP January 2008 - August 2008
Chardan Capital Markets January 2008 - March 2008
Citic Fund Management June 2007 - August 2007
Standard Chartered Bank November 2006 - March 2007
Skills
Equity Research, Bloomberg, Financial Modeling, Valuation, Equity Valuation, Equities, Corporate Finance, Capital Markets, Financial Analysis, Hedge Funds, Investments, Private Equity, Emerging Markets
Education
New York University 2007 — 2009
Master of Arts, Economics
Capital University of Economics and Business 2003 — 2007
Bachelor of Arts, Economics
Baird & Warner January 2004 - Present
Independent Real Estate Firm June 1989 - February 2004
Rodman & Renshaw May 1987 - June 1989
Rodman & Renshaw March 1981 - May 1987
University of Illinois September 1979 - May 1981
Paine Webber January 1979 - February 1981
Skills
Sales, Project Management, Marketing, Selling, Negotiation, Client Service, Computer Literate, Relocation, Listings, Residential Homes, Investment Properties, Sellers, Investors, Buyer Representation, Foreclosures, Real Estate, New Home Sales, First Time Home Buyers, REO, Condos, ABR, Luxury, Financial Services, Leases, Buyers, Short Sales, Single Family Homes, SFR, Referrals, Townhomes, Real Estate Transactions, e-PRO, Move Up Buyers, Brokerage, Management
Education
University of Notre Dame 1969 — 1973
Bachelor of Arts
Benedictine University 1985 — 1988
Masters
Noble Life Science Partners August 2011 - Present
Pelican Therapeutics May 2014 - Present
Idera Pharmaceuticals January 2010 - January 2011
MDB Capital Group June 2004 - December 2009
Rodman & Renshaw May 2002 - February 2003
Techvest/SOMA 2000 - 2002
Skills
Lifesciences, Business Strategy, Drug Development, Corporate Finance, Competitive Intelligence, Competitive Analysis, Leadership, Biotechnology, Pharmaceutical Industry, Venture Capital, Due Diligence, Oncology, Medical Devices, Mergers, Valuation, Corporate Development, Business Development, Strategy
Education
Tufts University School of Medicine 1993 — 1999
Doctorate, Immunology
University of Montana 1989 — 1991
M.S, Microbiology
St. Xavier's College
B.Sc., Microbiology & Biochemistry
Chord Advisors, LLC August 2012 - November 2012
Rodman & Renshaw November 2009 - August 2012
Rodman & Renshaw / Jefferies & Company, Inc. May 2007 - November 2009
Jefferies & Company, Inc. March 1985 - May 2007
KPMG July 1981 - February 1985
Skills
SEC Financial Reporting, Earnings Per Share, Accounting Policies, Disclosure Committee, PowerPoint, Adobe Fillable PDF Forms, Share-Based Comp., Black-Scholes Calcs, Quicken, Turbo Tax, Net Capital (15c3-1), Reserve Calc (15c3-3), Microsoft Excel, Financial Analysis, Accounting, Microsoft Word, Financial Reporting, Accounting Procedures, Outlook, Sarbanes-Oxley Act, Options, Equities, Securities, Financial Services, Capital Markets, SEC filings, Finance, Risk Management, Investments, Internal Controls, Investment Banking, Financial Audits, Auditing, GAAP, IPO, Financial Modeling, Valuation, CPA, Corporate Finance, Hedge Funds, Private Equity, US GAAP, Trading, Mergers & Acquisitions, Business Valuation, Bloomberg, Investor Relations, Financial Accounting, Equity Valuation, Asset Management
Education
California State Polytechnic University-Pomona
BSBA, Accounting
FBR February 2015 - Present
Brinson Patrick Securities Corporation July 2013 - February 2015
Retrophin March 2012 - November 2012
MLV & Co. October 2009 - February 2012
Trivium Capital Management June 2008 - October 2008
Rodman & Renshaw June 2006 - June 2008
Daiichi-Sankyo Co., LTD 2005 - 2006
Defined Health 2004 - 2005
New York-Presbyterian Hospital 2001 - 2004
Skills
Clinical Development, Management, Equities, Surgery, Treatment, Science, Clinical Trials, Corporate Development, IND, Entrepreneurship, Corporate Finance, Investment Strategies, Start-ups, Strategy, Medical Affairs, Hospitals, Drug Development, Protein Chemistry, Private Equity, Equity Research, Regulatory Affairs
Education
Yale University School of Medicine 1997 — 2001
M.D., Medicine
Cornell University 1995 — 1997
Bachelor of Science, Biological Science
United States Air Force Academy 1993 — 1995
Premiere Response July 2013 - Present
PPM Food Service June 2012 - February 2015
Socia May 2013 - May 2014
E January 2013 - April 2013
SAT Prep March 2012 - May 2012
Mtelegence January 2011 - February 2012
Rodman & Renshaw September 2011 - October 2011
Radiology September 2011 - September 2011
Neurologist August 2011 - August 2011
MetroStar Home Health July 2011 - August 2011
Skills
Leadership, Peer Mentoring, Psychology, Graphic Design, Research, Editing, Social Media, Customer Service, Social Networking, Teamwork, Time Management
Education
The College of New Jersey 2007 — 2011
Bachelor of Arts (BA), Psychology
The College of New Jersey 2007 — 2011
Bachelor's Degree, Psychology
LumEnrich Inc. April 2013 - July 2015
Citi January 2013 - December 2014
Lazard Capital Markets May 2011 - February 2012
Rodman & Renshaw December 2010 - May 2011
HSBC June 2010 - August 2010
American Museum of Natural History, Global Business Development Department July 2009 - June 2010
China Radio International, Shanghai News Bureau February 2006 - September 2007
China Radio International, English Services August 2004 - January 2006
Skills
Financial Modeling, Financial Markets, Entrepreneurship, Finance, Investment Banking, Corporate Finance, Equity Research, Valuation, Capital Markets, Economics, Financial Analysis, Project Finance, Problem Solving, Communication, Private Equity, Trading
Education
Columbia University - School of International and Public Affairs 2009 — 2011
MIA, International Finance and Economic Policy
CFA Institte
CFA Level I
Columbia University in the City of New York
The Michael J. Fox Foundation for Parkinson's Research May 2014 - Present
The Cools September 2013 - May 2014
Felix - Intelligent Local Advertising January 2013 - April 2013
Bleacher Report May 2012 - April 2013
PlayUp USA, LLC. February 2011 - December 2012
Rodman & Renshaw November 2009 - February 2011
AMR Capital (Proprietary Trading Firm) June 2008 - November 2009
Karma Fitness, LLC September 2006 - December 2008
Rizvi Traverse 2005 - 2006
ESPN; (ESPN Original Entertainment) June 2004 - August 2004
Skills
Marketing, Research, Social Media, Blogging, Public Relations, Project Management, Analysis, Ruby on Rails, Ruby, HTML 5, HAML, CSS3, JavaScript, AJAX, jQuery, jQuery UI, Test Driven Development, RSpec, Cucumber, Github, PostgreSQL, MySQL, NoSQL, Agile Web Development, Pivotal Tracker, Sales, Statistics, Due Diligence, Microsoft Excel, PowerPoint, Microsoft Word, QuickBooks, Financial Statements, Technical Analysis, Data Analysis, Facebook, CSS, Marketing Strategy
Education
General Assembly 2013 — 2013
Graduate of Web Development Immersive Program, Web Development and Computer Science
Syracuse University - Martin J. Whitman School of Management 2004 — 2008
BS, Finance & Entrepreneurship
Syracuse University 2004 — 2008
B.S., Double major: Entrepreneurship & Finance
Choate Rosemary Hall 2000 — 2004
MF Global October 2013 - Present
James W. Giddens as Trustee for the liquidation of the business of MF Global November 2011 - April 2012
MF Global September 2006 - November 2011
MF Global February 2006 - September 2006
Commerz Futures, LLC June 2000 - September 2004
Commerz Futures, LLC June 1995 - June 2000
Rodman & Renshaw, Inc April 1994 - June 1995
Rodman & Renshaw June 1990 - April 1994
Pillsbury Commodity Services, Inc October 1978 - June 1990
Skills
Accounting, GMI, Financial Reporting, Balance, Regulatory Reporting, Derivatives, Commodities, Account Reconciliation, Accounts Payable, Accounts Receivable, Commodity, Middle Office, Payroll, Investments, Back Office, Trading
Education
Northern Illinois University - College of Business 1976 — 1982
MBA, Finance & Marketing
Northern Illinois University - College of Business 1972 — 1976
B.S., Finance
Bonwick Capital Partners December 2013 - Present
Rodman & Renshaw March 2012 - June 2012
The Carlton Group 2010 - March 2012
Eventus Property Group, LLC 2008 - 2010
Jefferies & Company 2007 - 2008
Eventus property group 2004 - 2008
Fimat (A division of Societe Generale Bank) 2006 - 2007
Knight Capital Group 1997 - 2003
Aquasonics 2000 - 2001
MJ Whitman 1994 - 1995
Skills
Equities, Securities, Valuation, Trading, Equity Trading, Capital Markets, Investments, Series 7, Hedge Funds, Portfolio Management, Asset Managment, Series 63, Options, Private Equity, Trading Systems, series 99, series 55, Asset Management, FINRA, Finance, Structured Finance, Mergers
Education
Boston University 1984 — 1988
BA, Political Science
Duke University
Imperial College London
Raymond James & Associates, Inc February 2011 - Present
The PrinceRidge Group March 2010 - February 2011
SMJ Capital Advisors LLC January 2009 - March 2010
Rodman & Renshaw 2008 - 2008
PDQ Properties Corp 2004 - 2007
OmniSky 2002 - 2003
Donaldson, Lufkin & Jenrette / CSFB 1995 - 2001
RLR Partners 1994 - 1995
Shearman and Sterling 1990 - 1993
Education
New York University - Leonard N. Stern School of Business 1994 — 1995
Master of Business Administration (MBA), Finance, General
Brooklyn Law School
JD, Law
Queens College 1982 — 1986
BA, Economics
CohnReznick Capital Markets July 2014 - Present
Silver Birch Group January 2014 - June 2014
BDO Capital Advisors, LLC March 2007 - January 2014
BDO Consulting 2007 - January 2014
FTI Capital Advisors, LLC 2003 - 2007
Legg Mason Wood Walker Incorporated September 1999 - December 2003
Rodman & Renshaw January 1996 - December 1999
Dun & Bradstreet 1987 - 1992
Skills
Corporate Finance, Investment Banking, Management, Private Equity, Valuation, Mergers & Acquisitions, Due Diligence, Financial Modeling, Restructuring, Capital Markets, Financial Analysis, Business Valuation, Venture Capital, Investments, M&A experience, Portfolio Management
Education
Columbia University - Columbia Business School 1983 — 1986
MBA, Business Economics & Finance
Yale University 1977 — 1981
BA, Economics & Political Science
Stifel Financial Corp. 2013 - Present
Rodman & Renshaw 2012 - 2012
Prescient Life Sciences 2010 - 2012
Anzenna / Valeo 2009 - 2010
Skills
Biochemistry, Biotechnology, Lifesciences, Clinical Development, Infectious Diseases, Oncology, Pharmaceutical Industry, Clinical Trials, Equity Research, Valuation, Cell Biology, Drug Discovery, Secondary Research, Microbiology, Cell Culture, Bioinformatics, Western Blotting, Commercialization, Protein Chemistry, HPLC, Competitive Intelligence
Education
Stony Brook University 2003 — 2009
Ph.D, Biochemistry
State University of New York at Stony Brook 2008 — 2008
Certificate Program, Fundamentals of Biosciences Industry
Devi Ahilya University 2000 — 2002
MS, Biochemistry
The Children's Place August 2012 - Present
The Great Atlantic & Pacific Tea Company April 2011 - July 2012
PepsiCo January 2009 - March 2011
Rodman & Renshaw June 2008 - January 2009
LBBW August 2004 - August 2006
Pant Legal January 2003 - July 2004
Skills
Financial Analysis, Financial Modeling, Forecasting, Corporate Finance, Analysis, Restructuring, Business Strategy, Pivot Tables, P&L, Strategic Planning, Competitive Analysis, Analytics, Business Analysis, Market Analysis, Strategic Financial..., Financial Planning, Data Analysis, Pricing Strategy, Microsoft Excel, Industry Research, Income Statement, Variance Analysis, Research, Problem Solving, DCF, Multiples, Comparable Analysis, Market Share Analysis, Competitive Landscape, Corporate Real Estate, Revenue Forecasting, P&L Modeling, Scenario Analysis, Sensitivity, Location Intelligence, Cognos, Sensitivity Analysis, Break-even Analysis, Essbase, KPI Dashboards, Budgets, Retail, Finance, Management, Leadership, ArcGIS, ESRI
Education
City University of New York-Baruch College - Zicklin School of Business 2006 — 2008
MBA, Finance and Investments
Bucknell University 1996 — 2000
BA, International Relations, German
REI October 2014 - July 2015
Gap Year January 2014 - July 2015
Interactive Data Corporation January 2011 - December 2013
Interactive Data Corporation January 2001 - December 2010
Interactive Data Corporation May 1999 - January 2001
UBS 1997 - 1999
Rodman & Renshaw 1996 - 1997
Principal Financial Sercurities 1995 - 1996
Education
Augustana College
Bachelors of Arts, Finance & Business Administration
SiriusDecisions 2015 - Present
Coleman Research 2013 - 2014
ChinaScope Financial 2012 - 2013
Guidepoint Global 2007 - 2012
The Marwood Group 2005 - 2006
Rodman & Renshaw 2004 - 2005
Bank of America Specialist 2001 - 2004
Education
Providence College
Bachelor of Science (B.S.)
Enerfund 2013 - Present
Primary Capital LLC 2011 - Present
Rodman & Renshaw 2009 - 2011
Merriman Capital, Inc. 2007 - 2009
Merrill Lynch 2005 - 2006
Bank of America 2002 - 2005
World Economic Forum February 2002 - February 2002
Education
Columbia University - School of International and Public Affairs 2000 — 2002
MIA
Township of Harding 2014 - Present
Hartley Farms Partners, LLP October 1987 - Present
FTI Consulting March 2009 - May 2011
Rodman & Renshaw 2007 - 2009
CNC Communications & Network Consulting AG January 2002 - 2005
Ogilvy Public Relations Worldwide 2000 - 2001
Burson-Marsteller 1997 - 2000
Robinson Lerer & Montgomery 1995 - 1997
Novatel Communications, LTD. 1993 - 1995
American Stock Exchange 1983 - 1993
Skills
Mergers, Corporate Finance, Private Equity, Venture Capital, Investor Relations, Due Diligence, Strategy, Capital Markets
Education
Columbia University 1976 — 1978
MA, Economics
Skidmore College
BA
D.A. Davidson Companies June 2015 - Present
Ardour Capital Investments September 2014 - June 2015
Sidoti & Company October 2010 - May 2014
The Investor Relations Group 2009 - 2010
Rodman & Renshaw August 2008 - December 2008
Credit Suisse January 2008 - June 2008
Bear Stearns December 2003 - December 2007
MTV 1991 - 1998
Skills
Capital Markets, Equity Research, Investor Relations, Investment Banking, Equity Capital Markets, Financial Modeling, Financial Analysis, Production, Writing, New Business Development, Business Development, Equities, Valuation, Directing
Education
Duke University
BA, Public Policy Studies
University of North Carolina at Chapel Hill
Queen Mary, U. of London
RBC Capital Markets April 2012 - Present
Ticonderoga Securities LLC 2010 - January 2012
Rodman & Renshaw 2009 - 2009
Axiom Capital Management 2008 - 2008
Lehman Brothers 2005 - 2007
Cognizant Technology Solutions November 2003 - March 2005
Skills
Valuation, Financial Modeling, Equity Research, Corporate Finance, Capital Markets, Equities, Investment Banking, Bloomberg, Fixed Income, Due Diligence, Financial Analysis, Analysis, Venture Capital, Mergers & Acquisitions, Finance, Industry Analysis, Financial Planning, SaaS, Strategic Planning, Strategy
Education
New York University - Leonard N. Stern School of Business 2007 — 2009
Master of Business Administration (M.B.A.), Corporate Finance, Accounting
Goa University 1999 — 2003
Bachelor's Degree, Electronics & Telecommunications Engineering
RBC Capital Markets July 2014 - Present
Cowen and Company March 2011 - July 2014
Rodman & Renshaw November 2008 - March 2011
First Albany Capital March 2007 - July 2008
Morgan Stanley 2006 - 2007
Novartis 2005 - 2006
Harvard Medical School 2001 - 2003
Skills
Equity Valuation, Biotechnology, Equity Research, Finance, Molecular Biology, Valuation, Financial Modeling, Due Diligence, Corporate Development, Investment Banking, Equities, Lifesciences, Capital Markets, Emerging Markets, Entrepreneurship, Hedge Funds, IPO, Investments, M, Mergers, Pharmaceutical Industry, Private Placements, Series 7
Education
University of Pennsylvania - The Wharton School 2003 — 2005
MBA, Biotechnology/Pharmaceuticals Finance and Management
Harvard Medical School 1999 — 2001
Post-doctoral fellowship, Molecular Biology
Columbia University College of Physicians and Surgeons 1995 — 1999
M.A., M.Phil., Ph.D., Molecular Biology
Loyola University Chicago 1989 — 1993
B.S., Biology
City Colleges of Chicago-Harold Washington College 1988 — 1989
(formerly Loop College) introductory college courses
Concordia University Chicago 1988 — 1988
ESL (English as a Second Language)
Varvakeios Protypos Sxoli
Warburg Pincus August 2014 - Present
Deutsche Bank July 2012 - June 2014
Rodman & Renshaw June 2011 - August 2011
Catalina Health May 2010 - August 2010
Education
Duke University 2008 — 2012
Bachelor of Science (B.Sc.), Economics; Computer Science
Bank of America 2010 - 2014
Bank of America 2007 - 2014
BlueCross Blue Shield Association 2003 - 2007
Spherion 1998 - 2007
Rodman & Renshaw 1996 - 1998
Skills
SDLC, Test Planning, Quality Center, User Acceptance Testing, Quality Assurance, System Integration..., Analysis, Business Analysis, Integration, Microsoft SQL Server, PMO, Performance Testing, Process Improvement, Regression Testing, Software Development, Release Management, Software Documentation, Software Project..., Software Quality..., Test Automation, Test Cases, Testing, Requirements Gathering, HP Quality Center, Requirements Analysis
Education
Instituto Tecnológico y de Estudios Superiores de Monterrey 1987 — 1991
Bachelor of Computer Science
Yerman & Associates, LLC January 2012 - Present
National Securities June 2011 - December 2011
The Student Fund September 2010 - December 2010
Rodman & Renshaw June 2010 - August 2010
PING AN INSURANCE COMPANY OF CHINA, LTD. July 2008 - April 2009
People's Insurance Company of China July 2008 - August 2008
Skills
Equity Research, Corporate Finance, Industry Analysis, Valuation, Derivatives, C, C++, SQL, VBA
Education
Clark University 2009 — 2011
Master, Science in Finance
Shanxi Finance and Economics University 2004 — 2008
Bachelor of Economics & Literature, Insurance & English
White Knight Financial Group, LLC February 2014 - Present
Convergence Inc. August 2015 - Present
Bergen Asset Management, LLC March 2012 - January 2014
Rodman & Renshaw April 2011 - March 2012
Bloomberg LP September 2007 - April 2011
Chase September 2005 - September 2007
Skills
Buy-side, Business Development, Structured Finance, Equity Research, Marketing, Persuasive Presentations, Investment Banking, Business Efficiency, Management Consulting, Financial Analysis, Financial Modeling, Bloomberg Terminal, Capital IQ, Salesforce.com, Investment Strategies, Foreign Investment, Alternative Investment..., Equity Valuation, Hedge Funds, Executive Coaching, Precious Metals, Base Metals, Iron Ore, Energy Industry, Mining, Growth Strategies, Growth Capital, Private Equity, Equities, Investments, Bloomberg, Asset Management, Finance, Equity Capital Markets, Competitive Analysis, Alternative Investments, Valuation
Education
Saint Bonaventure University 2004 — 2005
Master of Business Administration (M.B.A.), Accounting and Finance, 3.76/4.00
Saint Bonaventure University 2000 — 2004
Bachelor of Business Administration (B.B.A.), Accounting and Finance, 3.56/4.00
Eclipse Resources June 2014 - Present
GlobalData May 2012 - May 2014
Rodman & Renshaw June 2011 - August 2011
John Templeton Foundation May 2010 - January 2011
Skills
Microsoft Excel, Research, Microsoft Office, PowerPoint, Financial Modeling, Upstream, Analysis, Data Analysis, Fiscal Policy, Accounting, Management, Financial Analysis, Bloomberg, Budgets, Finance, Leadership, Microsoft Word
Education
Penn State University 2008 — 2012
BS, Energy Business and Finance
Abington Senior High School 2005 — 2008
Ipreo January 2014 - Present
Global Hunter Securities July 2012 - Present
Global Hunter Securities January 2011 - July 2012
Ipreo January 2010 - December 2010
Ipreo August 2008 - January 2010
BioMedical Computer Research Institute May 2008 - August 2008
Yorkville Advisors, LLC May 2007 - August 2007
Rodman & Renshaw May 2006 - August 2006
Skills
Bloomberg, Derivatives, Competitive Analysis, Investment Banking, Valuation, Equities, Strategy, Business Development, Hedge Funds, Banking, Capital Markets, Investments, Corporate Finance, Investor Relations, Private Equity, Equity Research, Certified Series 7..., Certified Series 63...
Education
Fairfield University 2004 — 2008
Bachelor of Science, Finance, General
Florence University of the Arts 2007 — 2007
Finance
The Equity Group August 2012 - Present
Rodman & Renshaw September 2011 - July 2012
CJS Securities July 2007 - September 2011
K&F Industries December 2005 - July 2007
Nike September 2003 - November 2005
JD Edwards March 2002 - August 2003
Syntroleum Corporation January 2000 - March 2002
Thomson Financial November 1996 - December 1999
Georgeson & Company 1996 - 1998
Skills
Investor Relations, Financial Modeling, Strategy, Valuation, Equity Research, Management, Equities, Investments, Strategic Financial..., Hedge Funds, Bloomberg, Series 7, Portfolio Management, Capital Markets, Investment Banking
Education
Villanova University 1987 — 1991
BS, Business Administration
Fairleigh Dickinson University 1992 — 1996
MBA, Business Administration
Highline Research Advisors, LLC 2011 - Present
RVR Venture Corp 2009 - 2011
Paramount BioSciences 2007 - 2009
Rodman & Renshaw 2005 - 2007
First Allied Securities 2003 - 2005
CIBC World Markets 2000 - 2003
UBS Wealth Management 1998 - 2000
Skills
Financial Analysis, Financial Reporting, Financial Research, Biotechnology, Healthcare Information..., Mobile Technology, Start-up Ventures, Start-up Consulting, Fundraising, IPO, Investment Banking, Venture Capital, Private Equity, Mergers & Acquisitions, Investments, Equities, Capital Markets, Finance, Due Diligence, Valuation
Education
New York University
Bachelor's Degree, Economics
Canaccord Genuity Inc. May 2009 - Present
Rodman & Renshaw August 2008 - May 2009
Superior Court of New Jersey, Appellate Division August 2007 - August 2008
Skills
Capital Markets, Valuation, Financial Modeling, Investment Banking, IPO, Due Diligence, Corporate Development, Venture Capital, Private Placements, M&A experience
Education
Villanova University School of Law 2004 — 2007
J.D.
Babson College 2000 — 2004
B.S., Finance and Economics
Fairfield Preparatory High School 1996 — 2000
Cowen and Company February 2013 - Present
Cowen and Company July 2011 - February 2013
Rodman & Renshaw February 2006 - June 2011
Aprilante & Bomba Inc April 2005 - February 2006
Skills
Investment Banking, Equities, Series 7, Trading, Capital Markets, Bloomberg, Securities, Series 63, Alternative Investments, Hedge Funds, Equity Valuation, Equity Research, Equity Trading, Equity Capital Markets
Education
Clemson University 2000 — 2004
Finance
University of Richmond 1999 — 1999
Jefferies LLC May 2014 - Present
Morgan Stanley June 2011 - May 2014
MidCap Advisors, LLC February 2011 - April 2011
Rodman & Renshaw July 2010 - January 2011
Education
City University of New York-Baruch College - Zicklin School of Business 2007 — 2011
Bachelor of Business Administration, Finance, 3.8
Stuyvesant High School 2003 — 2007
Advanced Regents High School Diploma
Dearborn Capital June 2014 - Present
Carrollton Investment Strategies April 2014 - June 2014
Aspen Partners, Ltd. November 2012 - April 2014
Campbell & Company August 1994 - January 2012
Rodman & Renshaw August 1992 - August 1994
Matsuo & Lasarre January 1992 - August 1992
Index Futures Group July 1990 - January 1992
Stotler & Company January 1990 - July 1990
Dellsher Investment Company January 1989 - January 1990
Greg Zaug Brokerage January 1988 - January 1989
Skills
30 years futures..., 20 years as a..., Series 3, 6, 22, 63, Investments, Alternative Investments, Hedge Funds, Trading, Managed Futures, Building Relationships, Commodity Risk..., Commodity Markets, Mutual Funds, Portfolio Management, Equities, Asset Management, Investment Advisory, Commodity, Investment Management, Financial Services, Financial Advisory, Securities, Series 63, Institutional..., Asset Allocation, FINRA, Wealth Management, Bonds, Trading Systems, Investment Strategies, Finance, Structured Products, Fixed Income, ETFs, Fund Of Funds, Equity Trading, Currency
Education
Brother Rice High School 1974 — 1978
DePaul University
Moraine Valley Community College
Saint Linus
J.P. Morgan October 2014 - Present
JMP Securities December 2012 - October 2014
Rodman & Renshaw March 2012 - November 2012
Memorial Sloan-Kettering Cancer Center September 2005 - March 2012
Skills
Equity Research, Scientific Writing, Lifesciences, Biotechnology, Biochemistry, Molecular Biology
Education
Cornell University 2005 — 2011
PhD, Cell Biology/Molecular Pharmacology
Queen's University 2000 — 2005
Hon. B.Sc., Biochemistry
Murphy & Durieu March 1988 - Present
Rodman & Renshaw March 1985 - August 1988
E.F. Hutton & Co. September 1983 - February 1985
Alex Brown and Sons June 1981 - September 1983
Skills
Asset Management, Securities, High Yield, Trading
Education
Boston University 1977 — 1981
Bachelor's Degree, Public Relations and Communications, 3.5
Northland Securities December 2009 - Present
B.C. Ziegler & Company January 1994 - May 2009
Rodman & Renshaw January 1991 - January 1994
Mesirow Financial January 1988 - January 1991
Robert W. Baird October 1985 - January 1988
Skills
Bonds, Fixed Income, Trading, Investments, Debt
Education
San Diego State University-California State University
B.A., International Relations, Radio-Television Broadcasting, Aerospace Studies
Morgan Stanley Wealth Management January 2014 - Present
Pointe Alarm January 2012 - June 2013
State Farm Insurance May 2011 - September 2011
Leonard & Company November 2007 - April 2009
Merrill Lynch October 2004 - November 2007
UBS September 1994 - June 2004
Paine Webber February 1994 - August 1994
Rodman & Renshaw October 1992 - February 1994
Skills
Project Planning, Process Improvement, Customer Service, Leadership, Fundraising, CRM, Management, Business Development, Sales, Employee Benefits, Portfolio Management, Risk Management, Strategic Planning, Series 7, Account Management, Team Building
Education
Northwood University
MBCS Technology Solutions, Inc. September 2008 - Present
Human Rights First 2012 - 2012
Direct Markets, Inc. 2012 - 2012
Rodman & Renshaw 2011 - 2012
Virtuos Consulting, LLC October 2009 - June 2010
TPG-Axon Capital July 2008 - March 2009
Jefferies & Company, Inc. March 1999 - June 2008
Merrill Lynch (consultant) 1998 - 1999
Pfizer (consultant) March 1997 - February 1998
Interglobal 1997 - 1998
Skills
Data Center, Servers, IT Management, Infrastructure, IT Operations, Microsoft Office, Microsoft Exchange, Server Architecture, Windows, Technical Support, SQL, VMware, IT Strategy, Disaster Recovery, Active Directory, Windows Server, Trading Systems, Business Continuity, Team Leadership, Electronic Trading, Market Data, Service Delivery, Project Planning, Operating Systems, TCP/IP, Low Latency, Equity Trading, Investment Banking, Fidessa, Vendor Management, MS Project, Business Networking, Business Strategy, Scope Management, Team Management, MOF, Team-oriented, Referrals, Word, Excel, Project Implementation, Project Coordination, Project Control, Windows Server 2008, Microsoft Office 365, ITIL Process..., Microsoft Operating..., Microsoft Operations..., Architectures, Architecture
Education
Baruch College, City University of New York (CUNY) 1994 — 1999
Chelsea V.H.S. 1990 — 1993
Vocational High School Diploma
J.H.S. 50
University of Chicago Booth School of Business August 2015 - Present
Columbia Business School May 2012 - August 2015
Rodman & Renshaw July 2010 - March 2012
Education
The University of Chicago Booth School of Business 2015 — 2020
Doctor of Philosophy (PhD), Finance
Columbia University in the City of New York
Graduate Courses (Post-Bacc), Mathematics, Economics, Business
New York University 2007 — 2010
Bachelor's, Economics and International Relations, 3.73
Highline Research Advisors, LLC August 2012 - Present
Diwan Foundation 2008 - Present
Muppies 2007 - 2013
Rodman & Renshaw May 2007 - July 2012
Provident Healthcare Partners August 2005 - May 2007
BearingPoint February 2005 - July 2005
Skills
Financial Modeling, Valuation, Financial Analysis, Mergers, Capital Markets..., Equity Capital Markets, International Capital..., Private Placements, IPO, Reverse Mergers, Deal Structuring, Capital Markets, Mergers & Acquisitions, Investor Relations, Negotiation, M&A experience, Due Diligence, Biotechnology, Business Strategy, Pharmaceutical Industry, Corporate Finance, Emerging Markets, Entrepreneurship, Start-ups, Strategy, Hedge Funds, Investments, LBO, Equity Valuation, Commercialization, Lifesciences, Investment Banking, Equities, Venture Capital, Corporate Development, Private Equity
Education
Cornell University 2000 — 2004
B.S.
Sit Investment Associates January 2008 - Present
HighMark Capital Management 2005 - 2007
Zacks Investment Research 2003 - 2005
Rodman & Renshaw 2002 - 2003
A.G. Edwards & Sons, Inc. 1996 - 2001
Skills
Internet Services, Semiconductors, Semiconductor Equipment, Semiconductor..., Database Servers, Data Management, Computer Hardware, Telecom Infrastructure, Telecom Technologies, Network Engineering, Wireless Networking, Business Services, Software Engineering, Equity Research, Equity Valuation, Portfolio Management
Education
The University of Chicago Booth School of Business 1989 — 1991
MBA
Northwestern University 1985 — 1988
MEM
Marquette University 1978 — 1982
BSEE
Barclays October 2014 - Present
J.P. Morgan August 2013 - September 2014
JMP Securities December 2012 - August 2013
Rodman & Renshaw September 2011 - December 2012
Bionest Partners March 2007 - August 2011
Tepnel Life Sciences June 2005 - March 2007
Johns Hopkins University 2003 - 2005
University of Chicago 2000 - 2002
Skills
Equity Research, Financial Modeling, Strategic Planning, Forecasting, Biotechnology, Oncology, Clinical Trials, Business Development, Healthcare, Strategy, Business Strategy, Pharmaceutical Industry, Valuation, Lifesciences, Product Launch, Commercialization, Venture Capital, Market Analysis, Corporate Development, Management Consulting, Competitive Intelligence, Biopharmaceuticals, Competitive Analysis, Due Diligence, Drug Development, Life Sciences
Education
The University of Chicago 1999 — 2003
BS
The Johns Hopkins University 2003 — 2005
MA
Smith & Nephew July 2011 - Present
Rodman & Renshaw 2010 - July 2011
Sterne Agee 2007 - 2009
Jefferies & Company 2005 - 2007
Crown Financial Group May 2003 - May 2005
Skills
Equity Research, Series 7, Financial Modeling, New Business Development, Trading, Sales, Equities, Medical Devices, Orthopedic, Financial Analysis, Investments, Finance, Portfolio Management, Marketing, Sales Operations, Marketing Strategy, Leadership, Strategy, Product Launch, Strategic Planning, Cold Calling
Education
James Madison University 1999 — 2002
B.B.A
Randolph-Macon College 1997 — 1999
Rodman & Renshaw April 2011 - August 2012
Hudson Securities June 2010 - April 2011
Jefferies & Co March 1996 - January 2009
Merrill Lynch July 1987 - March 1996
IBM July 1985 - July 1987
Skills
Series 7, 63, and 24, Trading Systems, Equities, Trading, Business Strategy, Investment Banking, IT Strategy, Capital Markets, Securities, Financial Modeling, Equity Trading, Hedge Funds, Electronic Trading, Business Planning, Prime Brokerage, Financial Markets, Fixed Income, Business Analysis, Financial Services, Options, Derivatives, Project Planning, Investments, Market Data, Middle Office, Back Office, Risk Management, Series 7, Bloomberg, Equity Derivatives, Vendor Management, Financial Risk
Education
Syracuse University - Martin J. Whitman School of Management 1984 — 1985
Master of Business Administration (MBA), Management Information Systems & Marketing
Syracuse University 1982 — 1984
Bachelor of Science (BS), Industrial Engineering & Operations Research
Cowen and Company July 2014 - Present
Oppenheimer & Co. March 2011 - July 2014
Rodman & Renshaw December 2008 - February 2011
Cowen & Co. July 2007 - November 2008
Keelin Reeds Partners August 2005 - August 2007
Skills
Financial Modeling, Equity Research, Valuation, Biotechnology, Research, Negotiation, Equities, Analysis, Hedge Funds, Capital Markets, Investments, Healthcare, Life Sciences, Financial Analysis, Science, Value Investing, Due Diligence, Mergers & Acquisitions
Education
Stanford University 2000 — 2005
PhD, Biophysics
State University of New York at Stony Brook 1996 — 2000
BS, Physics, Chemistry
Baltimore Police Department September 2013 - July 2015
Independent Financial Services Industry Consultant July 2012 - September 2013
Southwest Securities March 2010 - June 2012
Morgan Stanley Investment Management July 1999 - February 2008
Morgan Stanley February 1994 - July 1999
Rodman & Renshaw January 1990 - February 1994
DLJ July 1986 - October 1988
Claremont Economics Institute January 1983 - September 1984
Skills
Fixed Income, Equities, Portfolio Management, Investments, Asset Allocation, Investment Strategies, Bonds, Trading, Securities, MBS, Credit, Business Development, Alternative Investments, Forecasting, Series 7, Endowment Investing &..., Due Diligence, Valuation, Analysis, ETFs, Series 24, Series 63, Private Placements, Funding, Investment Management, Bloomberg, Financial Modeling, Economics, Options, Structured Products, Mutual Funds, Hedge Funds, Financial Services, Institutional..., Investment Banking, Derivatives, FINRA, Equity Trading, Financial Markets, Emerging Markets, Capital Markets, Investment Advisory, Hedging, Asset Management, Equity Research, Private Equity, Structured Finance, Wealth Management, Separately Managed..., Electronic Trading
Education
Northwestern University - Kellogg School of Management 1984 — 1986
MBA, Finance & Marketing
Pitzer College 1978 — 1982
BA, Economics
JMHS
Franklin Street Equity Partners, Inc. 1995 - Present
Ablum, Brown & Company February 1988 - Present
Rodman & Renshaw 1985 - 1988
Skills
Mergers & Acquisitions, Corporate Finance, Private Placements, Equities, Joint Ventures, Funding, Mergers, Private Equity, Finance, Real Estate, Venture Capital, Loans, Corporate Development, Business Valuation, Manufacturing, Retail, Real Estate Transactions, Start-ups, Due Diligence, Turn Around Management, Financial Structuring, Alternative Investments, Investor Relations, Financial Modeling, Investment Properties, Selling, Investment Banking, Restructuring, Principal Investing, Capital, Structured Finance, Capital Markets, Portfolio Management, Middle Market, Real Estate Development, Valuation, M&A experience, Investments, Acquisitions, Leveraged Finance, Asset Management, IPO, Debt Restructuring, Real Estate Economics, Mutual Funds, Emerging Markets
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1982 — 1985
Master's degree, Accounting
Predictivelenz January 2013 - Present
Chord Advisors, LLC July 2012 - Present
Novation Partners 2001 - Present
CoreMedix 2011 - August 2013
Green Asia Resources May 2011 - December 2012
Rodman & Renshaw 2007 - 2012
General Media January 1992 - December 1996
Skills
Venture Capital, Financial Modeling, Due Diligence, Mergers
Education
Stanford Graduate School of Business 1973 — 1975
MBA, Finance
University of Pennsylvania - The Wharton School 1969 — 1973
Aspire CoffeeWorks September 2015 - Present
Highline Health LLC July 2015 - Present
Cantor Fitzgerald November 2014 - July 2015
KCG Holdings, Inc. January 2013 - October 2014
Rodman & Renshaw April 2010 - October 2013
Terra Nova Financial 2005 - February 2010
E*TRADE Financial January 2003 - September 2005
Chicago Stock Exchange 1981 - 2005
Engelman Securties July 1981 - December 2002
Skills
Securities, Equities, Trading, Options, Financial Markets, Series 7, Risk Management, Trading Systems, Customer Relations, Investments, Hedge Funds, Bloomberg, Electronic Trading, Strategic Planning, Business Strategy, Series 63, New Business Development, Institutional, Account Management, Equity Trading, Series 24, Prime Brokerage, Research, Customer Service, Sales Management, Asset Managment, Capital Markets, Derivatives, Alternative Investments, Financial Services, Mergers, Brokerage, ETFs, Business Development, Market Data, Proprietary Trading, Relationship Management, Equity Research, Technical Analysis, Investment Strategies, Stocks, Trading Strategies, Asset Management, Investment Banking, FINRA, Portfolio Management, Mergers & Acquisitions, Bonds, Mutual Funds, Fixed Income
Education
Saint Xavier University 1976 — 1979
GMP Securities April 2014 - Present
Canaccord Genuity Inc. January 2013 - Present
Bank of America Merrill Lynch 2010 - Present
Rodman & Renshaw 2009 - 2010
Banc of America Securities 2007 - 2008
Booz Allen Hamilton May 2006 - July 2006
Baker Hughes 2002 - 2005
Schlumberger 2000 - 2002
Skills
Valuation, Strategy, Mergers & Acquisitions, Investment Banking, Energy, Equities, Equity Research, Analysis
Education
Columbia University - Columbia Business School
MBA, Finance
Indian Institute of Technology, Bombay
B.Tech, Metallurgy Engg. & Material Sciences
Stewart School
Learning Tree International June 2015 - Present
ESI International 1999 - June 2015
Exchange Analytics 1998 - 1999
QMW Capital 1997 - 1998
Salomon Smith Barney 1992 - 1997
Rodman & Renshaw 1989 - 1992
Drexel Burnham Lambert 1985 - 1989
Chicago Board of Trade 1983 - 1985
Skills
Sales, Coaching, Leadership Development, Training Delivery, Team Building, Salesforce.com, New Business Development, Program Management, Account Management, Solution Selling, Change Management, Project Management, Training, Business Development, Strategic Partnerships, Business Analysis, Management, Vendor Management, CRM, Leadership, Management Consulting, Strategy, Cross-functional Team..., Consulting, Team Leadership, Sales Process, Strategic Planning
Education
Michigan State University
EY June 2012 - Present
Rodman & Renshaw June 2010 - Present
Rodman & Renshaw June 2010 - July 2011
Duff & Phelps November 2009 - June 2010
Ernst & Young, LLP June 2007 - November 2009
Unicredit 2006 - 2007
Private Equity 2006 - 2006
Skills
Financial Modeling, Valuation, Investment Banking, Business Valuation, Capital IQ, Bloomberg, Capital Markets, Corporate Finance, Deal Execution, Analysis, Investments, Strategic Financial..., Portfolio Management, Equity Valuation, Competitive Analysis, Credit Analysis, Alternative Investments, Credit Risk, Equities, Investor Relations, IPO, Mergers & Acquisitions, Due Diligence, Finance, Financial Reporting
Education
City University of New York-Baruch College - Zicklin School of Business 2005 — 2007
Master of Business Administration (MBA), Finance, General
University of Calcutta 2001 — 2004
B Com, Accounting
Modern High School 1986 — 2001
High School
Reich Brothers, LLC August 2011 - Present
CrownBrook Capital LLC 2006 - June 2011
Quick International Courier 1996 - 2006
Rodman & Renshaw 1994 - 1996
Eisner LLP 1988 - 1992
Skills
Private Equity, Divestitures, Corporate Development, Venture Capital, Business Valuation, IPO, M&A experience, Capital, Due Diligence, Corporate Finance, Valuation, Investor Relations, Capital Raising, Financial Modeling, Finance, Investment Banking, Investments, Structured Finance, LBO, Mergers & Acquisitions
Education
New York University - Leonard N. Stern School of Business 1992 — 1994
MBA, Finance / Marketing
City University of New York-Queens College 1981 — 1985
Bachelor of Arts (B.A.), Accounting
SMC Fixed Income Management, LP August 2013 - June 2014
Merrill Lynch February 2010 - July 2013
Western Asset Management December 2005 - October 2007
Citigroup August 1997 - December 2005
Pershing Div of DLJ September 1995 - August 1997
Tucker Anthony December 1989 - September 1995
Rodman & Renshaw 1988 - 1989
Drexel Burnham Lambert 1985 - 1988
Skills
Municipal Bond..., Municipal Bond Trading, Muni Bond Specialist, Fixed Income, Bonds, Trading, Portfolio Management, Series 7, Bloomberg, Strategy, Due Diligence, Separately Managed..., Securities, Asset Allocation, Series 63, Mutual Funds, Asset Management, Capital Markets, Investments
Education
Fairfield University 1981 — 1985
Bachelor of Arts (BA), Economics
CAVU Securities, LLC 2010 - Present
Burson-Marsteller 1998 - 2013
Rodman & Renshaw 2006 - 2009
Prudential Financial 1997 - 1998
Skills
Mergers, Due Diligence, Investor Relations, Private Equity, Venture Capital, Mergers & Acquisitions
Education
Duke University 1972 — 1975
JD, Law
North Carolina State University 1968 — 1972
BA, Politics, Economics
The Medicines Company August 2014 - September 2015
The Medicines Company September 2013 - July 2014
Consulting 2012 - 2013
JP Morgan April 2010 - December 2011
Piper Jaffray August 2009 - March 2010
Rodman & Renshaw December 2006 - April 2009
Icahn School of Medicine at Mount Sinai 2004 - 2006
Education
Stanford University 1999 — 2004
Post Doc Fellow - Tissue Engineering ; Residency / General Surgery Residency Program
Harvard University 1998 — 1999
Research Fellow, Otolaryngology
Royal College of Surgeons 1993 — 1998
FRCS - General Surgery & Otolaryngology
Rodman & Renshaw 2007 - 2009
Skills
Corporate Finance, Capital Markets, Mergers & Acquisitions, Investment Banking, Corporate Development, Corporate Strategy, Entrepreneurship, Start-ups, Digital Marketing, Digital Media, Valuation, Financial Modeling, Due Diligence, Research, Financial Analysis, Finance, Business Process..., Investments, C++, SQL, Digital Strategy, Social Media Marketing, SEM, SEO, Data Analytics, Financial Advisory, IPO, Equities, Business Strategy, Strategy, Follow-on Offerings, Reverse Mergers, PIPEs, SAS, Data Visualization, Bloomberg
Education
Baruch College, City University of New York (CUNY)
MS, Quantitative Methods and Modeling
Baruch College, City University of New York (CUNY)
BBA, Finance and Investments
Gehrlicher Solar - A Company of the M+W Group March 2013 - Present
Knowledgent Group November 2010 - January 2013
Wyndham Worldwide April 2010 - October 2010
Rodman & Renshaw July 2008 - February 2010
Jefferies & Company July 2007 - June 2008
Fragomen, Del Rey, Bernsen and Loewy, LLP April 2006 - June 2007
NYC Mayor's Office of Management and Budget September 2004 - March 2006
Skills
Contract Negotiation, Contract Management, Project Management, Management, Litigation, Policy, Human Resources, Corporate Finance, Business Analysis, Vendor Management, Management Consulting, Strategic Planning, Program Management, Financial Services, Recruiting, Operations Coordination, Operations Management, Legal, Onboarding, Employment-based..., Resource Management, Accounts Receivable, Budgets, Due Diligence, Mergers, Analysis, Auditing, Business Process..., Business Strategy, CRM, Change Management, Corporate Law, Cross-functional Team..., Leadership, Legal Writing, Mergers, Negotiation, Process Improvement, Procurement, Risk Management, Start-ups, Strategy, Team Leadership, Executive Management, Sourcing
Education
City University of New York-John Jay College of Criminal Justice 2002 — 2004
MPA, Public Policy / Public Management
Monmouth University 1999 — 2002
BA, Political Science, Spanish
Ansaco LLC May 2013 - Present
Credit Suisse January 2008 - May 2013
Rodman & Renshaw June 2007 - October 2007
ABN AMRO September 2005 - January 2007
Advest, Inc. August 2000 - August 2003
Skills
Investment Banking, Private Placements, Valuation, Equities, Capital Markets, Alternative Investments, Series 7, Fixed Income, Due Diligence, Bloomberg, Derivatives, Hedge Funds, Private Equity, Investment Management, Investments, Financial Modeling, Equity Research
Education
Fordham Gabelli School of Business 2003 — 2005
MBA, Finance
Randolph-Macon College 1996 — 2000
BA, Economics and Business
Landon School 1990 — 1995
Brava Realty Advisors 2011 - Present
Undertow Enterprises LLC (dba Moki's Sushi & Pacific Grill) July 1998 - September 2008
Jefferies & Company 1996 - 1998
Rodman & Renshaw 1993 - 1996
Green Street Advisors 1991 - 1991
Skills
Real Estate, Investment Properties, Commercial Real Estate, Valuation, Appraisals, Consulting, Investments, Due Diligence, Real Estate Transactions
Education
CCIM Institute 2010 — 2011
University of Oregon - Charles H. Lundquist College of Business 1979 — 1981
Bachelor of Science (B.S.)
Point Loma Nazarene University 1977 — 1979
CFA Institute
CFA Designation
College for Financial Planning
Certifed Financial Planner (CFP)
Episcopal School for Deacons, Berkeley, CA
Bachelor of Arts (B.A.)
Kranjac Tripodi & Partners LLP December 2013 - Present
US Securities and Exchange Commission May 2012 - May 2013
New York State Supreme Court, Appellate Division June 2011 - July 2011
Podell, Schwartz, Schechter & Banfield, LLP June 2009 - August 2010
Rodman & Renshaw June 2008 - August 2008
Skills
Westlaw, Corporate Law, Intellectual Property, Hedge Funds, Real Estate Transactions, Trademarks
Education
Saint John's University School of Law 2010 — 2013
JD
Boston College 2006 — 2010
BS, Economics
Università Commerciale 'Luigi Bocconi' 2008 — 2009
Economics
PF2 Securities Evaluations April 2013 - Present
Rodman & Renshaw October 2011 - July 2012
Rodman & Renshaw May 2011 - September 2011
Hudson Securities July 2008 - May 2011
Skills
Equity Research, Equity Trading, Financial Modeling, Series 7, 55, 63, 86, 87, Equities
Education
New School University
MS, Global Finance
University of Pennsylvania
BA, Psychology
Pioneer Investments November 2000 - Present
Hambrecht & Quist September 1996 - November 2000
Rodman & Renshaw April 1992 - August 1996
Skills
Investments, Asset Management, Valuation, Financial Modeling, Financial Analysis, Healthcare, Portfolio Management, Mutual Funds, Equity Research, Biotechnology, Pharmaceutical Industry, Hedge Funds, Equities, Medical Devices
Education
Massachusetts Institute of Technology - Sloan School of Management 1989 — 1991
University of Colorado Boulder 1979 — 1983
BA, Molecular, Cellular and Developmental biology
JCM Property Management Ltd January 2015 - Present
Legacy Builders Developers Corp January 2015 - Present
Imperial Capital LLC August 2012 - July 2015
Rodman & Renshaw March 2010 - July 2012
Maxim Group March 2005 - April 2010
NDB Capital Markets 1998 - 2002
NDB (sherwood securities) 1996 - 1998
Skills
Equities, Securities, Bloomberg, Investments, Finance, Sales, Marketing, Executive Management, Series 7, Equity Trading, Insurance, Trading, Series 63, Roadshows, Customer Service, Telecommunications, Capital Markets, Trading Systems, Italian, Fixed Income, Electronic Trading, Series 24, Hedge Funds, ETFs, Options
Education
Università degli Studi di Palermo 1989 — 1991
Business Mgmt
Kingsborough Community College 1984 — 1986
Business Mgmt
Christ the King regional H.S. 1980 — 1984
Chord Advisors, LLC July 2012 - Present
Array BioPharma February 2015 - September 2015
Rodman & Renshaw March 2008 - May 2012
Jefferies & Company April 2003 - March 2008
KPMG 1992 - 2003
Skills
Investment Banking, Securities, Corporate Finance, Financial Reporting, Capital Markets, IPO, Capital Raising, Financial Modeling, Valuation, Private Equity, Private Placements, Trading Systems
Education
Baruch College, City University of New York (CUNY)
BBA, Accounting
Wells Fargo May 2015 - Present
Gaming Industry Consultant January 2015 - April 2015
Union Gaming Group April 2012 - November 2014
Rodman & Renshaw May 2010 - October 2011
SIG February 2005 - 2010
Borgata Hotel Casino & Spa July 2003 - July 2005
Skills
Investments, Financial Modeling, Financial Analysis, Industry Analysis, Gaming Industry, Lodging Industry, Valuation, Debt, Credit, Equity Research, Financial Writing, Equities, Capital Markets, Investor Relations, Competitive Analysis, Gaming, Finance, Corporate Finance, Equity Valuation, Private Equity, DCF, Series 7, Lodging, Options, Hedge Funds
Education
Kutztown University of Pennsylvania 1997 — 2002
BS BA, Finance
Memory Works Inc. August 2014 - Present
Tianyin Pharmaceutical (NYSE Amex: TPI) April 2010 - December 2014
Roth Capital Partners August 2009 - April 2010
Roth Capital Partners March 2008 - August 2009
Rodman & Renshaw 2007 - 2008
Marine Biological Laboratory February 2006 - October 2006
Cold Spring Harbor Laboratory 1997 - 2001
Skills
Equity Research, Deal Execution, Investment Banking, Equities, Financial Modeling, Pharmaceuticals, Risk Management, Management Consulting, Pharmaceutical Industry, Corporate Development, Mergers & Acquisitions, Finance, Venture Capital, Private Equity, Valuation, Investor Relations, Corporate Finance, Biotechnology, Due Diligence, Financial Analysis
Education
University of California, Irvine 2002 — 2007
Postdoc, Neurobiology, Longevity
Cold Spring Harbor Laboratory 1998 — 2001
Doctor of Philosophy (Ph.D.), Neurobiology and Behavior
Stony Brook University 1996 — 2001
Doctor of Philosophy (Ph.D.), Neurobiology and Behavior
Raymond James Financial Inc. July 2013 - Present
Independent August 2009 - Present
E*TRADE Financial 1997 - August 2009
Cohig and Associates 1993 - 1997
Rodman & Renshaw 1982 - 1987
Education
UIC 2001 — 2003
MS Public Health Sciences/Environmental Science, Solid Waste Mangement
DePaul University 1984 — 1987
BA, Financial Management
University of Iowa 1982 — 1984
General Studies
Deerfield High School
Wall Street Access November 2012 - Present
Rodman & Renshaw May 2011 - August 2012
Hudson Securities March 2006 - July 2011
UBS August 2005 - March 2006
UBS Capital Markets November 2004 - August 2005
Charles Schwab Capital Markets 1993 - 2004
Mayer & Schweitzer 1991 - 1993
Skills
Trading Systems, Electronic Trading, Equity Trading, Equities, Market Data, Bloomberg, Capital Markets, Fixed Income, Hedge Funds, MDSL, Contract Management, Vendor Management, IPC, ThomsonOne, Sungard, FIX, Eze Castle, Telecommunications, Connectivity, Nortel, Avaya, 3Com NBX, OTC Markets, Fidessa, Charles River IMS, Facilities Management, Verizon, BT Radianz, Infrastructure, Securities, Investment Banking, Trading, Stocks, Financial Services, Trading System, Prime Brokerage, Data Center, Trading Strategies, Derivatives, Equity Derivatives, Financial Markets, Proprietary Trading, Technical Analysis, Integration, Equity Research, FX trading, FX Options, IT Management, CRM, Order Management
Education
City University of New York-College of Staten Island 1988 — 1991
Associate of Science (A.S.), Electrical and Electronics Engineering
NewGen Biopharma December 2013 - Present
Audiopedics February 2008 - Present
Shire Pharmaceuticals June 2013 - November 2013
Competitive Intelligence May 2012 - January 2013
Forest Laboratories, Inc January 2011 - March 2012
Nerac, Inc August 2008 - July 2009
Rodman & Renshaw June 2007 - April 2008
ExxonMobil October 1994 - October 2005
Skills
Pharmaceutical Industry, Biotechnology, Market Research, Competitive Intelligence, Biopharmaceuticals, Oncology, Infectious Diseases, Strategy, Lifesciences, Management, Business Development, Vaccines, Leadership, Forecasting, Commercial Assessment, New Product Planning, Emerging Markets, Life Sciences
Education
Rutgers, The State University of New Jersey-Newark
MBA, Finance
University of Agricultural Sciences, Bangalore
MS, Dairy Science
University of Tennessee-Knoxville
MS, Biotechnology
KLR Group, LLC 2012 - Present
Rodman & Renshaw July 2007 - February 2012
Education
New York University 2003 — 2007
State Street 2012 - Present
Fidelity Investments June 2010 - August 2012
Rodman & Renshaw 2008 - 2009
Education
Baruch College, City University of New York (CUNY) 2006 — 2008
MBA, Finance and Statistics
Raymond James Financial Inc. 2011 - Present
Raymond James Financial Inc. November 2001 - Present
Raymond James 2001 - Present
J.B. Hanauer & Co October 1989 - November 2001
Rodman & Renshaw 1987 - 1989
Education
Hobart and William Smith Colleges 1973 — 1977
BA, Economics
Associated Bank November 2012 - Present
Wells Fargo Bank 2005 - November 2012
Wells Fargo Bank - Commercial Mortgage Origination 1997 - 2005
Bank of America 1995 - 1997
Brass Ring Development 1990 - 1994
The Ross Group 1987 - 1989
Rodman & Renshaw 1981 - 1986
Education
Illinois State University
Bachelor of Science (BS), Business Administration and Management, General
Roosevelt University
MBA, Finance
William Blair and Company June 1995 - Present
Rodman & Renshaw August 1989 - May 1995
Skills
Series 7, Bloomberg, Investments, Financial Analysis, Risk Management, Financial Modeling, Equities, Capital Markets
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1990 — 1992
MBA, Finance
Northern Illinois University 1985 — 1989
Bachelor of Science, Finance
H.C. Wainwright & Co., LLC October 2013 - Present
Rodman & Renshaw Conferences August 2013 - Present
OneMedPlace November 2012 - January 2014
Dawson James Securities October 2012 - January 2013
Rodman & Renshaw December 2005 - September 2012
Susquehanna Financial Advisors LLC August 2005 - December 2005
University Place Orthopaedics 1999 - 2005
Skills
Securities License: 7,..., Cross-functional Team..., Strategic Planning, Business Analysis, Budgets, Due Diligence, Investment Banking, Finance, Business Process, Event Management, Financial Services, Software Documentation, Team Building, Change Management, Research, Integration, Equity Research, Equities, IT Strategy, Venture Capital, Securities, Corporate Finance, Investments, Hedge Funds
Education
Baruch College
Bachelor of Business Administration (BBA), Computer and Information Sciences, General
Colegio Lincoln, San Jose, Costa Rica 1993 — 1996
Fortres Grand Corporation November 1995 - Present
Rodman & Renshaw December 1992 - December 1995
Skills
Marketing, Team Building, Negotiation, Strategic Planning, Leadership, Training, Marketing Strategy, Project Management, Leadership Development, Fundraising, Management, Educational Technology, Public Speaking, Entrepreneurship, Customer Service, Process Improvement, Selling, Coaching, Team Leadership, New Business Development, Event Planning, Nonprofits, Sales, Account Management, Budgets, Editing, Microsoft Office, Grant Writing, Real Estate
Education
Purdue University 1987 — 1991
BA, Education
Rodman & Renshaw September 2011 - Present
Cantor Fitzgerald September 2001 - August 2011
M H Meyerson 2000 - 2001
hambrecht & quist 1999 - 2000
fairchild financial group 1994 - 1999
VTR Capital 1994 - 1998
prudential 1991 - 1993
Education
LIU Brooklyn 1989 — 1993
Repsol Energy North America October 2011 - Present
Repsol Energy North America October 2010 - October 2011
Boardwalk Pipeline Partners October 2009 - November 2010
Shell Energy North America October 2001 - October 2009
RSM McGladrey July 1999 - October 2001
Self employed November 1998 - June 1999
Société Générale Asset Management July 1993 - October 1998
Rodman & Renshaw January 1993 - June 1993
Calyon Financial June 1991 - December 1992
American Express Financial Advisors October 1985 - May 1991
Education
The University of Chicago Booth School of Business 1997 — 1998
MBA
Bowling Green State University 1981 — 1985
BSBA
Maxim Group, LLC June 2011 - May 2014
Axiom Capital Management November 2009 - June 2011
Rodman & Renshaw September 2005 - November 2009
Spear, Leeds & Kellogg May 1995 - February 2002
Robb, Peck & McCooey January 1994 - April 1995
Oppenheimer & Co. January 1992 - December 1993
Skills
Trading, Series 7, Equities, Securities, Series 63, Capital Markets, Hedge Funds, Bloomberg, Fixed Income, Equity Trading, Electronic Trading, Investment Banking, Options, Trading Systems, Investments, Financial Markets, FINRA, Alternative Investments, Asset Management, Equity Research
Education
The Catholic University of America 1987 — 1990
BA, Politics
Wall Street Access September 2012 - Present
Rodman & Renshaw 2007 - September 2012
Schwab Institutional 1998 - 2006
Education
Arizona State University 1993 — 1998
BIS
Governors Academy
J.P. Morgan November 2010 - Present
Rodman & Renshaw January 2006 - March 2009
JP Morgan 1998 - 2001
Lehman Brothers 1994 - 1997
Education
New York University - Leonard N. Stern School of Business 1998 — 1999
MBA, Finance & Management
Lafayette College 1987 — 1991
BA, American Civilizations
Stamford High School 1984 — 1987
New Canaan Country School 1979 — 1984
Wells Fargo Advisors January 2015 - Present
Wells Fargo Advisors 2010 - April 2014
First Clearing Correspondent Services 2008 - 2010
Ferris, Baker Watts, Inc. 1997 - 2008
E*TRADE Financial December 1995 - August 1997
First of Michigan June 1995 - November 1995
Rodman & Renshaw 1989 - 1994
Northern Trust Brokerage April 1987 - April 1989
Wayne Hummer & Co January 1984 - April 1986
Education
University of Illinois Springfield 1981 — 1982
M.A., Child Psychology
Cornell College 1977 — 1981
B.A., Psychology, Philosophy
McHenry Community High School 1973 — 1977
Tradewise, LLC May 2013 - Present
Concept Capital Markets, LLC August 2012 - Present
Hudson Securities March 2009 - March 2011
Rodman & Renshaw 2011 - 2011
Schonfeld IBS March 2004 - March 2009
Skills
Securities, Capital Markets, Hedge Funds, Equities, Series 7, Series 24, Series 63, Alternative Investments, Trading, Equity Trading, FINRA, Investments, Options, Electronic Trading, Equity Research, Fixed Income, Asset Management, Bloomberg, Portfolio Management, Investment Banking, Derivatives
Education
Brooklyn Law School 1972 — 1976
JD, Law
Universite De Medecin Nice France
Biology, General
Citigroup May 2015 - Present
Oppenheimer & Co. Inc. April 2014 - May 2015
Morgan Stanley February 2012 - April 2014
Rodman & Renshaw November 2008 - December 2011
Susquehanna International Group 2008 - 2008
University of California, San Francisco 2001 - 2007
Skills
Biotechnology, Life Sciences, Pharmaceuticals, Venture Capital, Valuation, Biostatistics, Chess, Visual Basic, Matlab, Biophysics, Biopharmaceuticals
Education
University of California, San Francisco 2001 — 2007
Ph.D., Biophysics
Brown University 1991 — 1995
Sc.B., Biochemistry
MMR Fashion January 2011 - Present
Rodman & Renshaw September 2012 - September 2012
JP Morgan Chase March 2008 - August 2010
Coney Island Hospital April 2010 - May 2010
Skills
Deposits, Cash Management, Retail Banking, Microsoft Excel, Customer Service, Access, Outlook, Cross Selling, Commercial Banking
Education
Kingsborough Community College 2005 — 2017
Associate of Arts (A.A.), Liberal Arts and Sciences, General Studies and Humanities
Brooklyn College 2008 — 2010
Bachelor of Arts (BA), Health & Nutrition Science
TaskUs December 2008 - Present
Smarter Social Media October 2008 - November 2011
Rodman & Renshaw January 2007 - April 2008
MW Entertainment January 2005 - December 2007
Skills
Entrepreneurship, Marketing Strategy, Social Media, Strategic Planning, Outsourcing, Business Development, Start-ups, Strategy, Marketing, Leadership, Analysis, Offshore Operations, Email Marketing, Social Networking, Data Analysis, Advertising, Talent Management, Account Management, Public Relations, Management, Digital Marketing, Business Strategy, Project Management, Executive Coaching, Venture Capital, Social Media Marketing, Microsoft Office, Market Research, SEM, Lead Generation, E-commerce, Management Consulting, Sales, Product Management, Mergers & Acquisitions, Team Management, Fitness Training, Salesforce.com, Competitive Analysis, Analytics, Online Marketing, Event Planning, Social media
Education
New York University 2004 — 2007
B.A., International Relations
Tishman Speyer March 2014 - Present
Ralph Lauren June 2013 - Present
Polo Ralph Lauren 2010 - May 2013
NBC Universal June 2009 - August 2009
Rodman & Renshaw June 2008 - July 2008
SWAG Events September 2003 - May 2006
Skills
Social Media Marketing, Sales, Public Relations, Leadership, Marketing, Editing
Education
Boston College 2006 — 2010
BS, Marketing, Leadership & Management
Northland Securities August 2012 - Present
Rodman & Renshaw July 2009 - July 2012
Cantor Fitzgerald January 2005 - October 2009
Cantor Fitzgerald September 2001 - February 2009
Skills
Equity Trading, Equities, Securities, Series 7, Trading, Low Latency, Financial Markets
Education
Loyola College in Maryland 1988 — 1992
BBA, Economics / Philosophy
GenPath Diagnostics September 2012 - Present
Rodman & Renshaw 2010 - 2010
Deloitte 2008 - 2009
Trenk, DiPasquale, Webster, Della Fera & Sodono, P.C. 2007 - 2008
Skills
Financial Modeling, Valuation, Mergers & Acquisitions, Microsoft Excel, Capital IQ
Education
Rutgers, The State University of New Jersey-Newark 2009 — 2011
M.B.A., Finance
Rutgers University School of Law - Camden 2003 — 2006
J.D., Law
Villanova University 1999 — 2003
B.A., History
Canaccord Capital June 2009 - Present
Rodman & Renshaw August 2008 - June 2009
Education
Villanova University School of Law 2004 — 2007
J.D., Corporate Law
Babson College 2000 — 2004
Finance and Economics
JMP Securities 2009 - Present
Rodman & Renshaw 2006 - 2009
Education
Imperial College London 2001 — 2005
PhD, Biology
Imperial College London 1998 — 2001
BSc, Biology
ASCENDIANT CAPITAL GROUP January 2013 - December 2013
CapStone Investments November 2011 - January 2013
RODMAN & RENSHAW January 2010 - July 2010
MORGAN JOSEPH & CO., INC December 2004 - December 2008
THE DEPOSITORY TRUST AND CLEARING CORPORATION November 2003 - June 2004
ING November 2001 - January 2003
Advest, Inc. October 1997 - June 2001
Gruntal & Co. February 1995 - October 1997
Skills
Equities, Series 7, Capital Markets, Financial Modeling, Equity Research, Investments, Investment Banking, Valuation, Hedge Funds, Bloomberg, Alternative Investments, Series 63, Equity Valuation, Portfolio Management, Securities, Credit, Risk Management
Education
Adelphi University 1991 — 1994
MBA
Susquehanna University 1986 — 1990
B.S.
BlueBay Asset Management March 2014 - Present
BlackRock August 2011 - March 2014
JP Morgan June 2010 - August 2010
Rodman & Renshaw January 2010 - May 2010
Skills
Investment Banking, Equity Derivatives, Portfolio Management, Capital Markets, Bloomberg, Trading, Hedge Funds, Fixed Income, Derivatives, Valuation, Structured Products, Equity Research, Bloomberg Terminal, Quantitative Finance, Equities, Financial Modeling
Education
City University of New York-Baruch College 2008 — 2011
BBA
Fifth Creek Energy, LLC September 2015 - Present
Bonanza Creek Energy, Inc. December 2011 - April 2015
Bonanza Creek Energy, Inc. May 2010 - November 2011
Rodman & Renshaw June 2008 - December 2009
COSCO Capital Management LLC June 2007 - June 2008
Skills
Due Diligence, Investment Banking, Financial Analysis, Strategic Planning, Capital Raising, IPO, Private Placements, Corporate Development, Investor Relations
Education
University of Denver - Daniels College of Business 2011 — 2013
Master of Business Administration (MBA)
Pepperdine University 2001 — 2005
B.A., Political Science
Orriginal Blessing: A Unitarian Universalist Congregation September 2013 - Present
AIESEC Life, Inc. January 2012 - Present
Law Office of Allen J. Kone August 2008 - Present
Allen J. Kone, Attorney at Law June 1976 - Present
Kerzner & Hoefferle, LLC October 2003 - August 2008
First Unitarian Congregational Society in Brooklyn 1998 - 2007
NYC Department of Education June 2002 - September 2003
Decathlon Communications, Inc./Hispanic Digital Communications, Inc. June 1999 - June 2003
Salisbury Capital Corporation October 1989 - June 2002
Rodman & Renshaw October 1988 - October 1989
Skills
Public Finance, Corporate Finance, Small Business Law, Housing Finance, Senior Housing, Affordable Housing, Non-profits, Small Business, Business Planning, Investments, Corporate Law, Mergers, Public Policy, Legal Writing, Mergers & Acquisitions, Retirement Homes, Public Speaking, Real Estate, Budgets, Finance, Litigation, Corporate Governance, Banking, Training, Investment Banking, Securities, Financial Structuring
Education
Brooklyn College 2002 — 2004
Master's degree, Secondary Education and Teaching
University of Michigan Business School 1986 — 1986
Certificate, Public Finance Institute
Brooklyn Law School 1973 — 1976
J.D.
Columbia University - Columbia Business School 1966 — 1967
Master of Business Administration (MBA), International Business
Yale University 1960 — 1966
BA, British & Western European History (Intensive Major)
Hillhouse High School 1957 — 1960
diploma
H.C. Wainwright April 2013 - Present
Dawson James Securities September 2012 - April 2013
Redwood Partners II LLC September 2005 - June 2012
RBC Professional Trader Group/G2 Trading LLC October 2008 - November 2010
First New York Securities 2004 - 2005
Rodman & Renshaw 2001 - 2003
Ladenburg Thalmann 2000 - 2002
Ruder Finn 1998 - 2000
Morgen-Walke Associates 1996 - 1998
Skills
Equities, Hedge Funds, Trading, Business Analysis, New Business Development, Investment Banking, Portfolio Management, Options Strategies, Equity Research, Financial Modeling, Investments, Venture Capital, Business Development, Mutual Funds, Equity Trading, Investor Relations, Alternative Investments, Equity Capital Markets, Securities, Capital Markets, Fixed Income, Valuation, Capital, Bloomberg, IPO, Financial Markets, ETFs, Options, Equity Valuation, Private Equity, Corporate Finance, Derivatives, Hedging, Asset Management
Education
Fairleigh Dickinson University 1990 — 1994
Bachelor of Science, Finance
Doctor Directory.com, Inc. April 2014 - Present
American Credit Acceptance April 2012 - April 2014
Festiva 2007 - 2009
Festiva 2007 - 2009
Rodman & Renshaw 1990 - 1993
Skills
Financial Analysis, Accounting, Internal Controls, Auditing, Finance, Financial Reporting, Internal Audit, Financial Accounting, Risk Management, GAAP, Financial Modeling, Financial Risk, Forecasting, QuickBooks, Sarbanes-Oxley, Sarbanes-Oxley Act
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1990 — 1992
Master's degree, Finance, General
Luna flooring April 2014 - Present
New York Life Insurance Company April 2012 - August 2013
WUNDERLICH SECURITIES May 2011 - December 2011
Vining Sparks, IBG July 2008 - February 2010
William Blair and Company April 2005 - February 2008
BELLE HAVEN INVESTMENTS May 1996 - April 2005
Rodman & Renshaw May 1994 - May 1996
Lehman Brothers June 1985 - May 1994
Skills
Bonds, Investments, Fixed Income, Securities, Series 7, Insurance, Investment Banking, Strategic Financial..., Management, Employee Benefits, Series 63, Life Insurance, Capital Markets, Mutual Funds, Portfolio Management, Asset Management, Sales, Financial Planning, Finance
Education
INVESTMENT BANKING INSTITUTE 2011 — 2011
INVESTMENT BANKER, banking
Loyola University Chicago 1980 — 1984
B.A., POLITICAL SCIENCE
Rockway Capital September 2014 - August 2015
Tairen Capital September 2013 - August 2014
Novahill Partners June 2012 - August 2012
TD Asset Management June 2011 - August 2011
Deutsche Bank July 2010 - August 2010
Goldman Sachs July 2010 - July 2010
Rodman & Renshaw June 2009 - July 2009
Columbia University Ultrasound and Elasticity Imaging Laboratory September 2008 - June 2009
Skills
Bloomberg, Valuation, Financial Modeling, Stata, Capital Markets, Economics, Statistics, Public Speaking
Education
University of Pennsylvania Law School 2015 — 2018
Doctor of Law (J.D.)
Princeton University 2009 — 2013
AB, Economics, Finance
Royalty Pharma August 2010 - Present
J.P. Morgan May 2007 - July 2010
Rodman & Renshaw June 2006 - May 2007
Education
La Salle University 2004 — 2005
Masters of Business Administration
La Salle University 2000 — 2004
Bachelor of Science, Business Administration
Buckingham Research Group October 2012 - Present
Morgan Stanley July 2012 - October 2012
Rodman & Renshaw July 2011 - September 2011
Merrill Lynch March 2011 - June 2011
IBM June 2010 - September 2010
Riveria Investment Group March 2010 - June 2010
Skills
Bloomberg, Series 7, Series 63, Series 86, PowerPoint, Valuation
Education
Northwestern University 2008 — 2012
Bachelor of Arts (BA), Economics
Wells Fargo Advisors February 1997 - Present
Rodman & Renshaw May 1992 - February 1997
Drexel Burnham Lambert May 1985 - May 1992
Education
Illinois State University 1984 — 1985
Bachelor's degree, Computer Science
Joliet Junior College 1982 — 1983
Associate of Science (A.S.), Computer Science
E-Commerce Solutions June 2011 - Present
EliteRestaurantEquipment.com 2011 - 2015
EliteRestaurantEquipment.com 2011 - 2015
EliteRestaurantEquipment.com 2011 - 2015
Rodman & Renshaw June 2011 - January 2012
Premier Debt Resolvers January 2008 - June 2011
Skills
Options, Capital Markets, Equity Trading, Equity Research, Hedge Funds, Valuation, Private Equity, Entrepreneurship, Investment Banking, Sales, Marketing Strategy, Marketing, Microsoft Office, Strategic Planning, Investments, Due Diligence, Financial Modeling, New Business Development, Business Development, Management
Education
Touro College 2007 — 2011
BS, Finance
Harvard University
HBO May 2012 - Present
Gilt Groupe April 2009 - May 2012
Rodman & Renshaw April 2007 - March 2009
Focus Lighting October 2006 - April 2007
Skills
Accounting, Financial Analysis, Financial Modeling, Financial Reporting, Sarbanes-Oxley Act, Account Reconciliation
Education
Baruch College 2001 — 2006
Bachelor of Business Administration, Accountancy
Rodman & Renshaw 1991 - 1994
Education
Roosevelt University 1992 — 1994
Paralegal Degree
Drake University
Rodman & Renshaw January 2009 - Present
Education
City University of New York 1992 — 1995
MA, Economics
Hofstra University 1985 — 1990
BBA, Accounting
Blue Star Jets August 2013 - Present
C&CO / Princeridge October 2012 - August 2013
Rodman & Renshaw September 2011 - August 2012
Cantor Fitzgerald September 2001 - August 2011
Skills
Electronic Trading, Capital Markets, Equity Research, Investment Banking, Proprietary Trading, Trading Strategies, ETFs
Education
Long Island University, Brooklyn Campus 1989 — 1993
Biology / Chemistry
Finishline Capital Inc. November 2012 - Present
Rodman & Renshaw May 2011 - July 2012
Hudson Securities April 2009 - May 2011
UBS June 2008 - April 2009
UBS May 2005 - June 2008
Schwab Soundview Capital Markets January 2004 - January 2005
RBC Capital Markets March 2003 - January 2004
CE UNTERBURG Tobin January 2000 - January 2003
Hambrecht & Quist January 1995 - January 2000
Lehman Brothers January 1994 - January 1995
Skills
Equities, Capital Markets, Bloomberg, Series 7, Series 63, Series 24, series55, Prime Brokerage, Securities, Trading, Equity Trading, Traders, Equity Research, Hedge Funds, Options, Electronic Trading, Derivatives, Investment Banking, Risk Management, Trading Strategies, Finance, Financial Risk, Market Making, Fixed Income, FINRA, Financial Markets, Alternative Investments, Portfolio Management, Relationship Management, Trading Systems, Investments, ETFs, Bonds, Asset Management, Equity Derivatives, Stocks, Proprietary Trading, Financial Services, Commodity, IPO, Investment Strategies, Private Equity, Funding
Education
Seton Hall University 1982 — 1986
Bachelor of Science, Finance, Graduated Magna Cum Laude - 3.8 gpa
Seton Hall University 1982 — 1986
Bachelor of Science (BS), Finance
Northland Securities August 2012 - Present
Rodman & Renshaw December 2009 - July 2012
Piper Jaffray January 2007 - April 2008
Northland Securities 2003 - 2005
University of St. Thomas 2002 - 2004
Entegris Inc 1997 - 2003
Skills
Financial Analysis, Strategic Planning, Business Strategy, Business Development, Mergers & Acquisitions, Research, Finance, Corporate Finance, Negotiation, New Business Development, Due Diligence, Valuation, Financial Modeling, Venture Capital, Private Equity, Investments, Capital Markets, Equities, Corporate Development, Hedge Funds, Management
Education
CFA Institute 2000 — 2002
Chartered Financial Analyst
University of St. Thomas 1999 — 2002
Master of Business Administration (M.B.A.), Investments and Securities
Stevens Institute of Technology 1995 — 1997
Master's degree, Chemical Engineering
Indian Institute of Technology, Bombay 1989 — 1993
Bachelor's in Engineering, Chemical Engineering
Laidlaw and company September 2013 - Present
Roth Capital Partners March 2012 - May 2013
Maxim Group November 2007 - February 2012
Rodman and Renshaw February 2007 - November 2007
HealthVest May 2006 - January 2007
Thomas Weisel Partners September 2005 - April 2006
Rodman & Renshaw March 2004 - August 2005
Skills
Equities, Oncology, Equity Research, Healthcare, Infectious Diseases, Equity Valuation, Biotechnology
Education
Weill Medical College of Cornell University
Doctor of Philosophy (Ph.D.)
Rutgers University
Master of Business Administration (MBA)
Maxim Group May 2015 - Present
Maxim Group May 2013 - April 2015
Maxim Group January 2012 - April 2013
Maxim Group June 2010 - December 2011
Provident Group April 2009 - May 2010
Rodman & Renshaw January 2008 - January 2009
Rodman & Renshaw June 2006 - December 2007
Education
Baruch College, City University of New York (CUNY) 2004 — 2006
Master of Business Administration (M.B.A.), Finance