Cetera Advisors LLC
Industry: Company
DescriptionFounded: 1979 Parent organization: Cetera Financial Group
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Cetera Advisors LLC Employees
Employee
Years
Job
Industry
Raymond Tomczuk Jr. Raymond Tomczuk Jr.'s Cetera Advisors LLC Experience May 2013 - Present
Job Recruiter at Cetera Advisors LLC
Industry Financial Services
Experience
Cetera Advisors LLC May 2013 - Present
Transamerica April 2009 - May 2013
ING January 2006 - March 2009
Ray's Contracting January 2004 - January 2006
Skills
Securities Licenses:...
Education
The College of New Jersey 2000 — 2003
BS, Business, Management, Marketing, and Related Support Services
Rider University 1999 — 2000
Cetera Advisors LLC May 2013 - Present
Transamerica April 2009 - May 2013
ING January 2006 - March 2009
Ray's Contracting January 2004 - January 2006
Skills
Securities Licenses:...
Education
The College of New Jersey 2000 — 2003
BS, Business, Management, Marketing, and Related Support Services
Rider University 1999 — 2000
Jennifer Swimley Jennifer Swimley's Cetera Advisors LLC Experience January 2013 - July 2013
Job Enterprise Development at Hootsuite Media Inc.
Industry Information Technology and Services
Experience
Hootsuite Media Inc. March 2015 - Present
Lyft May 2014 - November 2014
Bhava Communications September 2013 - March 2014
Cetera Advisors LLC January 2013 - July 2013
KTVU June 2012 - August 2012
CNN September 2011 - January 2012
Alumwire, Inc. (Acquired by TalentCircles) May 2007 - August 2010
Claremont Country Club January 2007 - January 2009
Skills
Social Media, Microsoft Office, Facebook, Microsoft Excel, Editing, Broadcast, Public Relations, Salesforce.com, Politics, Photoshop, Journalism, PowerPoint, Video Editing, Social Networking, Research, Blogging, Video, Marketing, Leadership, Data Analysis, Microsoft Word, Adobe, Fork, iNews, Press Releases, Spanish, Financial Analysis, SPSS, Media Relations, Marketing Communications, Strategic Communications, SEO, Social Media Marketing, WordPress, salesf, Analytics, Public Speaking
Education
University of California, Santa Barbara 2009 — 2013
Political Science, International Relations and Affairs, Senior
University of St. Andrews 2012 — 2012
International Relations, Honors, Senior
UC Berkeley 2011 — 2011
Summer, Economics
Piedmont High School 2006 — 2009
Hootsuite Media Inc. March 2015 - Present
Lyft May 2014 - November 2014
Bhava Communications September 2013 - March 2014
Cetera Advisors LLC January 2013 - July 2013
KTVU June 2012 - August 2012
CNN September 2011 - January 2012
Alumwire, Inc. (Acquired by TalentCircles) May 2007 - August 2010
Claremont Country Club January 2007 - January 2009
Skills
Social Media, Microsoft Office, Facebook, Microsoft Excel, Editing, Broadcast, Public Relations, Salesforce.com, Politics, Photoshop, Journalism, PowerPoint, Video Editing, Social Networking, Research, Blogging, Video, Marketing, Leadership, Data Analysis, Microsoft Word, Adobe, Fork, iNews, Press Releases, Spanish, Financial Analysis, SPSS, Media Relations, Marketing Communications, Strategic Communications, SEO, Social Media Marketing, WordPress, salesf, Analytics, Public Speaking
Education
University of California, Santa Barbara 2009 — 2013
Political Science, International Relations and Affairs, Senior
University of St. Andrews 2012 — 2012
International Relations, Honors, Senior
UC Berkeley 2011 — 2011
Summer, Economics
Piedmont High School 2006 — 2009
Harrison Goldblatt's Cetera Advisors LLC Experience July 2013 - October 2013
Job Auditing Intern at Moss Levy & Hartzheim LLP
Industry Accounting
Experience
Moss Levy & Hartzheim LLP June 2015 - Present
Santa Barbara Community College June 2014 - November 2014
Cetera Advisors LLC July 2013 - October 2013
Universal Studios Hollywood June 2011 - September 2011
Skills
Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Teamwork, Social Media, Public Speaking, English, Windows, Event Planning, Time Management, Marketing, Leadership, Finance, Sales
Education
UC Santa Barbara 2012 — 2016
University of California, Santa Barbara 2012 — 2016
Bachelor of Arts (B.A.), Economics and Accounting
Moss Levy & Hartzheim LLP June 2015 - Present
Santa Barbara Community College June 2014 - November 2014
Cetera Advisors LLC July 2013 - October 2013
Universal Studios Hollywood June 2011 - September 2011
Skills
Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Teamwork, Social Media, Public Speaking, English, Windows, Event Planning, Time Management, Marketing, Leadership, Finance, Sales
Education
UC Santa Barbara 2012 — 2016
University of California, Santa Barbara 2012 — 2016
Bachelor of Arts (B.A.), Economics and Accounting
Sherri Agganis's Cetera Advisors LLC Experience August 2013 - November 2014
Job Client Service Director at Robert Half Management Resources
Industry Staffing and Recruiting
Experience
Robert Half Management Resources May 2015 - Present
Robert Half Management Resources November 2014 - May 2015
Cetera Advisors LLC August 2013 - November 2014
Clark Capital Management Group May 2011 - August 2012
AIG January 2007 - April 2011
Genworth Financial October 2004 - January 2007
Skills
Asset Management, Wealth Management, Mutual Funds, Investments, Asset Allocation, 401k, Financial Services, Retirement, Retirement Planning, Asset Managment, Investment Advisory, Risk Management, Direct Sales, Practice Management, Strategic Consulting, Relationship Management, Recruiting, Relationship Building, Coaching, Resume Writing, Series 7, Financial Planning
Education
Emmanuel College 1994 — 1997
BS, Business Administration
Dedham High School 1989 — 1993
Otis College of Art and Design
Design and Applied Arts
Robert Half Management Resources May 2015 - Present
Robert Half Management Resources November 2014 - May 2015
Cetera Advisors LLC August 2013 - November 2014
Clark Capital Management Group May 2011 - August 2012
AIG January 2007 - April 2011
Genworth Financial October 2004 - January 2007
Skills
Asset Management, Wealth Management, Mutual Funds, Investments, Asset Allocation, 401k, Financial Services, Retirement, Retirement Planning, Asset Managment, Investment Advisory, Risk Management, Direct Sales, Practice Management, Strategic Consulting, Relationship Management, Recruiting, Relationship Building, Coaching, Resume Writing, Series 7, Financial Planning
Education
Emmanuel College 1994 — 1997
BS, Business Administration
Dedham High School 1989 — 1993
Otis College of Art and Design
Design and Applied Arts
Dirk DeGroot Dirk DeGroot's Cetera Advisors LLC Experience December 2012 - Present
Job Investment Advisor Rep. at Cetera Advisors LLC
Industry Financial Services
Experience
Cetera Advisors LLC December 2012 - Present
Education
University of Oregon 1989 — 1993
Bachelor's of Science, Finance and Marketing
Cetera Advisors LLC December 2012 - Present
Education
University of Oregon 1989 — 1993
Bachelor's of Science, Finance and Marketing
Ben Bouman CFWE Ben Bouman CFWE's Cetera Advisors LLC Experience August 2013 - Present
Job Investment Advisor Representative at Cetera Advisors, LLC
Industry Investment Management
Experience
Cetera Advisors LLC August 2013 - Present
LPL Finanical January 2010 - July 2013
Universal Special Auto Finance February 2007 - October 2008
Jobing.com 2004 - 2006
Skills
Series 7, Sales, Investments, Sales Management, Mutual Funds, Strategic Planning, Asset Allocation, IRAs, Uniform Combined State..., Retirement Planning, Business Development, Leadership, 401k Rollovers, Variable Annuities, New Business Development, Marketing, Retirement Plan..., Long Term Care Insurance, ETFs, Qualified Retirement..., Life Insurance, Indexed Annuities, Series 66, Stocks, REIT, BDCs
Education
The University of New Mexico 1992 — 1998
Cetera Advisors LLC August 2013 - Present
LPL Finanical January 2010 - July 2013
Universal Special Auto Finance February 2007 - October 2008
Jobing.com 2004 - 2006
Skills
Series 7, Sales, Investments, Sales Management, Mutual Funds, Strategic Planning, Asset Allocation, IRAs, Uniform Combined State..., Retirement Planning, Business Development, Leadership, 401k Rollovers, Variable Annuities, New Business Development, Marketing, Retirement Plan..., Long Term Care Insurance, ETFs, Qualified Retirement..., Life Insurance, Indexed Annuities, Series 66, Stocks, REIT, BDCs
Education
The University of New Mexico 1992 — 1998
Brandon Bowman's Cetera Advisors LLC Experience January 2006 - Present
Job Financial Advisor
Industry Financial Services
Experience
Harbor Financial January 2006 - Present
Cetera Advisors LLC January 2006 - Present
Goldstein Golub Kessler November 2003 - October 2004
Education
Syracuse University - Martin J. Whitman School of Management 2000 — 2003
BS, Finance, Accounting
Harbor Financial January 2006 - Present
Cetera Advisors LLC January 2006 - Present
Goldstein Golub Kessler November 2003 - October 2004
Education
Syracuse University - Martin J. Whitman School of Management 2000 — 2003
BS, Finance, Accounting
Nathan Akers's Cetera Advisors LLC Experience July 2013 - May 2014
Job VP of Recruiting – Helping Independent Financial Advisors find true independence
Industry Financial Services
Experience
SagePoint Financial May 2014 - Present
Cetera Advisors LLC July 2013 - May 2014
Questar Capital - An Allianz SE Company 2007 - July 2013
Allianz 2006 - 2007
Wells Fargo 2005 - 2006
Edward Jones & Co. 2005 - 2005
Skills
Financial Services, Recruiting, Relationship Management, Investments, Series 7, Wealth Management, Mutual Funds, Financial Advisory, Asset Allocation, Retirement Planning, Series 63, Life Insurance, Sales, New Business Development, Retirement, Strategic Financial...
Education
Capella University 2006 — 2008
MBA, Finance
Wheaton College 1999 — 2003
B.A. Business/Economics
SagePoint Financial May 2014 - Present
Cetera Advisors LLC July 2013 - May 2014
Questar Capital - An Allianz SE Company 2007 - July 2013
Allianz 2006 - 2007
Wells Fargo 2005 - 2006
Edward Jones & Co. 2005 - 2005
Skills
Financial Services, Recruiting, Relationship Management, Investments, Series 7, Wealth Management, Mutual Funds, Financial Advisory, Asset Allocation, Retirement Planning, Series 63, Life Insurance, Sales, New Business Development, Retirement, Strategic Financial...
Education
Capella University 2006 — 2008
MBA, Finance
Wheaton College 1999 — 2003
B.A. Business/Economics
Bob Nissen Bob Nissen's Cetera Advisors LLC Experience January 2013 - Present
Job Registered Representative at Cetera Advisors LLC
Industry Financial Services
Experience
Cetera Advisors LLC January 2013 - Present
New England Financial March 2003 - December 2012
United States Air Force June 1982 - January 2003
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, Insurance
Education
Phillips University 1987 — 1989
Master of Education (M.Ed.)
US Air Force Academy 1978 — 1982
Bachelor of Science (BS), Biology, Environmental
Cetera Advisors LLC January 2013 - Present
New England Financial March 2003 - December 2012
United States Air Force June 1982 - January 2003
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, Insurance
Education
Phillips University 1987 — 1989
Master of Education (M.Ed.)
US Air Force Academy 1978 — 1982
Bachelor of Science (BS), Biology, Environmental
Bartley A. Corfee, ChFC Bartley A. Corfee, ChFC's Cetera Advisors LLC Experience 2001 - Present
Job Investment Advisor Representative & Registered Principal
Industry Investment Management
Experience
Cetera Advisors LLC 2001 - Present
Corfee & Associates 1991 - Present
E.F. Hutton & Company 1986 - 1989
Tuttle and Noroian Inc 1985 - 1986
Sutro & Company 1980 - 1984
Professional Golfers Association of Northern California 1973 - 1978
Skills
Investments, Asset Allocation, Securities, Investment Management, Retirement, Financial Advisory, Asset Management, Series 7, Insurance, FINRA, Employee Benefits, Retirement Planning, Series 63, Mutual Funds, IRAs, ETFs, Investment Strategies, Investment Advisory, Alternative Investments, Financial Planners, Wealth Management, 401k, Fly Fishing, Risk Management, Asset Managment, Uniform Combined State..., Series 24, Strategic Financial..., Series 65, Financial Services
Education
The American College 1997 — 2000
Chartered Financial Consultant, Advanced Financial Advisory Certification
California State University-Sacramento 1975 — 1978
Bachelors of Science Business Administration, Accounting
Sacramento City College 1973 — 1975
Associate Arts, Accounting, 3.9
Cetera Advisors LLC 2001 - Present
Corfee & Associates 1991 - Present
E.F. Hutton & Company 1986 - 1989
Tuttle and Noroian Inc 1985 - 1986
Sutro & Company 1980 - 1984
Professional Golfers Association of Northern California 1973 - 1978
Skills
Investments, Asset Allocation, Securities, Investment Management, Retirement, Financial Advisory, Asset Management, Series 7, Insurance, FINRA, Employee Benefits, Retirement Planning, Series 63, Mutual Funds, IRAs, ETFs, Investment Strategies, Investment Advisory, Alternative Investments, Financial Planners, Wealth Management, 401k, Fly Fishing, Risk Management, Asset Managment, Uniform Combined State..., Series 24, Strategic Financial..., Series 65, Financial Services
Education
The American College 1997 — 2000
Chartered Financial Consultant, Advanced Financial Advisory Certification
California State University-Sacramento 1975 — 1978
Bachelors of Science Business Administration, Accounting
Sacramento City College 1973 — 1975
Associate Arts, Accounting, 3.9
David Kleiber David Kleiber's Cetera Advisors LLC Experience September 2014 - Present
Job Sr Supervision Specialist at Cetera Advisors LLC
Industry Financial Services
Experience
Cetera Advisors LLC September 2014 - Present
Cetera Advisors LLC February 2013 - Present
BBVA Compass October 2007 - February 2013
BBVA Compass October 2005 - February 2007
BBVA Compass October 2004 - February 2005
Skills
Sales, Mutual Funds, Investments, Wealth Management, Retail Banking, Banking, Consumer Lending, Series 7, Series 63, Series 6, Series 24, Series 53, Series 66, Colorado Life and Health, Variable Products, Securities, Insurance, Branch Banking, Cash Management, Customer Service, Life Insurance, Fixed Annuities, Finance, Relationship Management, Financial Services
Education
University of Colorado Denver 2008 — 2011
Master of Business Administration (MBA), Finance, General
Colorado State University-Pueblo 1998 — 2001
Bachelor of Applied Science (BASc), Mass Communication/Media Studies
Cetera Advisors LLC September 2014 - Present
Cetera Advisors LLC February 2013 - Present
BBVA Compass October 2007 - February 2013
BBVA Compass October 2005 - February 2007
BBVA Compass October 2004 - February 2005
Skills
Sales, Mutual Funds, Investments, Wealth Management, Retail Banking, Banking, Consumer Lending, Series 7, Series 63, Series 6, Series 24, Series 53, Series 66, Colorado Life and Health, Variable Products, Securities, Insurance, Branch Banking, Cash Management, Customer Service, Life Insurance, Fixed Annuities, Finance, Relationship Management, Financial Services
Education
University of Colorado Denver 2008 — 2011
Master of Business Administration (MBA), Finance, General
Colorado State University-Pueblo 1998 — 2001
Bachelor of Applied Science (BASc), Mass Communication/Media Studies
Jay Henderson Jay Henderson's Cetera Advisors LLC Experience August 2014 - Present
Job Financial Advisor at Utica Capital
Industry Financial Services
Experience
Cetera Advisors LLC August 2014 - Present
Skills
Retirement, Financial Services, Disability Insurance, Team Building, Leadership, Retirement Planning, Investments, Fixed Annuities, Public Speaking, Financial Planning
Education
Oral Roberts University 1995 — 1999
Bachelor of Science (BS), Marketing
Cetera Advisors LLC August 2014 - Present
Skills
Retirement, Financial Services, Disability Insurance, Team Building, Leadership, Retirement Planning, Investments, Fixed Annuities, Public Speaking, Financial Planning
Education
Oral Roberts University 1995 — 1999
Bachelor of Science (BS), Marketing
Joe Gass Joe Gass's Cetera Advisors LLC Experience 2007 - 2014
Job CEO and Investment Executive at Asset Protection Strategies Group, Inc.
Industry Financial Services
Experience
Asset Protection Strategies Group, Inc. November 2003 - Present
Cetera Advisors LLC 2007 - 2014
Legacy Financial Services January 1997 - October 2003
Skills
Investments, Portfolio Management, Wealth Management, Strategic Financial..., Asset Management, Retirement Planning, Retirement Income..., Personal Financial..., Investment Management, Asset Allocation, Alternative Investments, Independent Advisor, Estate Planning, Income Distribution, Retirement, Financial Services, Securities
Education
Sonoma State University 1996 — 2000
Bachelor of Science (BS), Finance, General
Asset Protection Strategies Group, Inc. November 2003 - Present
Cetera Advisors LLC 2007 - 2014
Legacy Financial Services January 1997 - October 2003
Skills
Investments, Portfolio Management, Wealth Management, Strategic Financial..., Asset Management, Retirement Planning, Retirement Income..., Personal Financial..., Investment Management, Asset Allocation, Alternative Investments, Independent Advisor, Estate Planning, Income Distribution, Retirement, Financial Services, Securities
Education
Sonoma State University 1996 — 2000
Bachelor of Science (BS), Finance, General
Jay Quinn, CFP ® Jay Quinn, CFP ®'s Cetera Advisors LLC Experience February 2010 - November 2010
Job Financial Advisor at Presidential Brokerage, Inc. America's Retirement Store
Industry Financial Services
Experience
Presidential Brokerage, Inc. - America's Retirement Store September 2015 - Present
Ziegler July 2013 - August 2015
AthenaInvest January 2011 - June 2013
Cetera Advisors LLC February 2010 - November 2010
Welton Street Investments April 2007 - September 2009
Fidelity Investments August 2004 - July 2006
Charles Schwab 1991 - 2004
Skills
Certified Financial..., Mutual Funds, Investments, Sales Management, Sales Process, Relationship Management, Financial Advisory, Estate Planning, Financial Services, Wealth Management, Retirement Planning
Education
University of California, Berkeley 1978 — 1982
BA, History
Presidential Brokerage, Inc. - America's Retirement Store September 2015 - Present
Ziegler July 2013 - August 2015
AthenaInvest January 2011 - June 2013
Cetera Advisors LLC February 2010 - November 2010
Welton Street Investments April 2007 - September 2009
Fidelity Investments August 2004 - July 2006
Charles Schwab 1991 - 2004
Skills
Certified Financial..., Mutual Funds, Investments, Sales Management, Sales Process, Relationship Management, Financial Advisory, Estate Planning, Financial Services, Wealth Management, Retirement Planning
Education
University of California, Berkeley 1978 — 1982
BA, History
Brian Mariano's Cetera Advisors LLC Experience October 2012 - September 2014
Job Associate Planner at Reynolds & Reynolds Financial Partners
Industry Financial Services
Experience
Reynolds & Reynolds Financial Partners September 2014 - Present
Cetera Advisors LLC October 2012 - September 2014
Capital Growth and Shelter, Inc December 2008 - October 2012
Education
Central Connecticut State University 1982 — 1986
BA, Psychology
Reynolds & Reynolds Financial Partners September 2014 - Present
Cetera Advisors LLC October 2012 - September 2014
Capital Growth and Shelter, Inc December 2008 - October 2012
Education
Central Connecticut State University 1982 — 1986
BA, Psychology
Joshua Fischler Joshua Fischler's Cetera Advisors LLC Experience June 2015 - Present
Job Administrative Assistant at Cetera Advisors LLC
Industry Investment Banking
Experience
Cetera Advisors LLC June 2015 - Present
Anglo Capital Limited June 2014 - August 2014
Skills
Microsoft Office, Investments, Microsoft Excel, Microsoft Word, Social Networking, PowerPoint, Financial Analysis, Financial Planning, Financial Markets, Fundraising
Education
Binghamton University 2013 — 2017
Binghamton University - School of Management 2013 — 2017
Bachelor of Science (B.S.), Management
Binghamton University - School of Management 2013 — 2017
Bachelor of Science (B.S.), Management
The Frisch School
Cetera Advisors LLC June 2015 - Present
Anglo Capital Limited June 2014 - August 2014
Skills
Microsoft Office, Investments, Microsoft Excel, Microsoft Word, Social Networking, PowerPoint, Financial Analysis, Financial Planning, Financial Markets, Fundraising
Education
Binghamton University 2013 — 2017
Binghamton University - School of Management 2013 — 2017
Bachelor of Science (B.S.), Management
Binghamton University - School of Management 2013 — 2017
Bachelor of Science (B.S.), Management
The Frisch School
Dallas Horn Dallas Horn's Cetera Advisors LLC Experience April 1996 - Present
Job Certified Financial Planner at Cetera Advisors LLC
Industry Financial Services
Experience
Cetera Advisors LLC April 1996 - Present
Education
College for Financial Planning 1992 — 1996
CFP, Financial Planning
University of Cincinnati 1970 — 1973
Master of Business Administration (MBA), Quantitative Analysis
ROTC (Signal Corps Commission 2LT) 1962 — 1967
University of Cincinnati 1962 — 1967
Bachelor of Science (BS), Electrical Engineering
Cetera Advisors LLC April 1996 - Present
Education
College for Financial Planning 1992 — 1996
CFP, Financial Planning
University of Cincinnati 1970 — 1973
Master of Business Administration (MBA), Quantitative Analysis
ROTC (Signal Corps Commission 2LT) 1962 — 1967
University of Cincinnati 1962 — 1967
Bachelor of Science (BS), Electrical Engineering
Peter Timmerman's Cetera Advisors LLC Experience December 2006 - Present
Job Registered Representative / General Securities Principal at Cetera Advisors LLC
Industry Financial Services
Experience
Cetera Advisors LLC December 2006 - Present
The Beacon Financial Group Inc. March 1999 - Present
Education
RSM Erasmus University 1982 — 1985
Drs., Business Administration
Nyenrode Business University 1979 — 1982
BBA, Business Administration
Cetera Advisors LLC December 2006 - Present
The Beacon Financial Group Inc. March 1999 - Present
Education
RSM Erasmus University 1982 — 1985
Drs., Business Administration
Nyenrode Business University 1979 — 1982
BBA, Business Administration
Jeneen Paul Jeneen Paul's Cetera Advisors LLC Experience November 2013 - Present
Job CFP® at C.U. Financial Partners, LLC. Registered Representive at Cetera Advisors, LLC.
Industry Financial Services
Experience
C.U. Financial Partners, LLC December 2010 - Present
Cetera Advisors LLC November 2013 - Present
Foothill Securities, Inc. December 2010 - November 2013
Alamo Capital September 2009 - December 2010
Lincoln Financial Advisors January 2006 - September 2009
Skills
Investments, Securities, Finance, Retirement Planning, Mutual Funds, Series 7, Investment Strategies, IRAs, Alternative Investments, Asset Management, Portfolio Management, Wealth Accumulation, Series 63, Strategic Financial..., Wealth Management
Education
UCSC 2012 — 2013
Certified Financial Planning
California State University-Hayward - School of Business and Economics 2001 — 2006
B.S., Finance
C.U. Financial Partners, LLC December 2010 - Present
Cetera Advisors LLC November 2013 - Present
Foothill Securities, Inc. December 2010 - November 2013
Alamo Capital September 2009 - December 2010
Lincoln Financial Advisors January 2006 - September 2009
Skills
Investments, Securities, Finance, Retirement Planning, Mutual Funds, Series 7, Investment Strategies, IRAs, Alternative Investments, Asset Management, Portfolio Management, Wealth Accumulation, Series 63, Strategic Financial..., Wealth Management
Education
UCSC 2012 — 2013
Certified Financial Planning
California State University-Hayward - School of Business and Economics 2001 — 2006
B.S., Finance
Jeffrey Heitzman, CFP, ChFC's Cetera Advisors LLC Experience 2000 - Present
Job Certified Financial Planner at Heitzman & Associates, Inc.
Industry Financial Services
Experience
Heitzman & Associates, Inc. September 2000 - Present
Heitzman & Associates, Inc. January 2000 - Present
Cetera Advisors, LLC 2000 - Present
St Anthony of Padua 2000 - Present
Skills
Securities, Investments, Retirement Planning, 401k, Investment Advisory, Wealth Management, Asset Allocation, Estate Planning, Mutual Funds, Fixed Annuities, Strategic Financial..., Series 7, Alternative Investments, Long-term Care
Education
Purdue University 1986 — 1989
BS, Financial Planning
West Catholic High School 1980 — 1984
Heitzman & Associates, Inc. September 2000 - Present
Heitzman & Associates, Inc. January 2000 - Present
Cetera Advisors, LLC 2000 - Present
St Anthony of Padua 2000 - Present
Skills
Securities, Investments, Retirement Planning, 401k, Investment Advisory, Wealth Management, Asset Allocation, Estate Planning, Mutual Funds, Fixed Annuities, Strategic Financial..., Series 7, Alternative Investments, Long-term Care
Education
Purdue University 1986 — 1989
BS, Financial Planning
West Catholic High School 1980 — 1984
Cregg Miyat CFP® Cregg Miyat CFP®'s Cetera Advisors LLC Experience May 2008 - Present
Job Financial Advisor Investment Executive
Industry Financial Services
Experience
Cetera Advisors LLC May 2008 - Present
Smith Barney January 1998 - May 2008
Illinois Farm Bureau September 1992 - January 1997
Callahan Seeds April 1989 - September 1992
University of Missouri Extension Service September 1982 - April 1989
University of Tennessee November 1981 - March 1982
Indian Farm Bureau Coop June 1977 - August 1979
Skills
Strategic Financial..., Investment Strategies, Investments, Financial Planning, Financial Analysis, Financial Advisory, Estate Planning, Independent Financial..., Retirement, Long-term Care, Asset Management, Securities, IRAs, Barbershop Chorus..., Barbershop Quartet..., Show Script Writing, Agricultural Grain &..., Aquarium hobbist, Victory Motorcycle Owner, Football, Soccer,..., Marketing and Public..., Creative Problem Solving, Animal Science..., Home Improvement Skills..., Project Planning and...
Education
University of Tennessee-Knoxville 1979 — 1981
Master of Science, Agricultural Economics, 3.70/4.00
Purdue University 1973 — 1977
Bachelor of Science, Animal Science
Greenfield Central High School 1969 — 1973
Diploma, College Prep
Cetera Advisors LLC May 2008 - Present
Smith Barney January 1998 - May 2008
Illinois Farm Bureau September 1992 - January 1997
Callahan Seeds April 1989 - September 1992
University of Missouri Extension Service September 1982 - April 1989
University of Tennessee November 1981 - March 1982
Indian Farm Bureau Coop June 1977 - August 1979
Skills
Strategic Financial..., Investment Strategies, Investments, Financial Planning, Financial Analysis, Financial Advisory, Estate Planning, Independent Financial..., Retirement, Long-term Care, Asset Management, Securities, IRAs, Barbershop Chorus..., Barbershop Quartet..., Show Script Writing, Agricultural Grain &..., Aquarium hobbist, Victory Motorcycle Owner, Football, Soccer,..., Marketing and Public..., Creative Problem Solving, Animal Science..., Home Improvement Skills..., Project Planning and...
Education
University of Tennessee-Knoxville 1979 — 1981
Master of Science, Agricultural Economics, 3.70/4.00
Purdue University 1973 — 1977
Bachelor of Science, Animal Science
Greenfield Central High School 1969 — 1973
Diploma, College Prep
Kyle Geoghegan Kyle Geoghegan's Cetera Advisors LLC Experience August 2014 - Present
Job Resource Specialist at Cetera Advisors LLC
Industry Outsourcing/Offshoring
Experience
Cetera Advisors LLC August 2014 - Present
24-7 Intouch August 2011 - July 2014
MSL Inc. February 2008 - August 2011
Alter Trading January 2007 - February 2008
Skills
Customer Satisfaction, Call Centers, Workforce Management, Customer Experience, Payroll, Customer Service, BPO
Education
Community College of Aurora 2011 — 2015
Hospitality
Cetera Advisors LLC August 2014 - Present
24-7 Intouch August 2011 - July 2014
MSL Inc. February 2008 - August 2011
Alter Trading January 2007 - February 2008
Skills
Customer Satisfaction, Call Centers, Workforce Management, Customer Experience, Payroll, Customer Service, BPO
Education
Community College of Aurora 2011 — 2015
Hospitality
Jiafu(Jeff) Zhou Jiafu(Jeff) Zhou's Cetera Advisors LLC Experience July 2014 - December 2014
Job CPA Candidate, Master's Degree in Accounting
Industry Accounting
Experience
CITIC Securities International April 2015 - May 2015
Cetera Advisors LLC July 2014 - December 2014
Urban Upbound February 2014 - April 2014
Grant Thornton LLP September 2013 - October 2013
Bank of China June 2013 - July 2013
Skills
Auditing, Microsoft Word, Microsoft Excel, Microsoft Access, Mandarin, English, Accounting, Financial Analysis, Financial Reporting, Bookkeeping, Internal Controls, Tax
Education
Fordham University - Graduate School of Business Administration 2013 — 2015
Master's degree, Accounting
Zhongnan University of Economic and Law 2009 — 2013
Bachelor's degree, Accounting
CITIC Securities International April 2015 - May 2015
Cetera Advisors LLC July 2014 - December 2014
Urban Upbound February 2014 - April 2014
Grant Thornton LLP September 2013 - October 2013
Bank of China June 2013 - July 2013
Skills
Auditing, Microsoft Word, Microsoft Excel, Microsoft Access, Mandarin, English, Accounting, Financial Analysis, Financial Reporting, Bookkeeping, Internal Controls, Tax
Education
Fordham University - Graduate School of Business Administration 2013 — 2015
Master's degree, Accounting
Zhongnan University of Economic and Law 2009 — 2013
Bachelor's degree, Accounting
Jessie Austermann Jessie Austermann's Cetera Advisors LLC Experience 2013 - 2014
Job Manager of HR Projects at Panera Bread
Industry Financial Services
Experience
Panera Bread May 2015 - Present
Panera Bread May 2014 - May 2015
Cetera Advisors LLC 2013 - 2014
Edward Jones 2010 - 2013
Aerotek Professional Services August 2008 - September 2010
KOMU-TV August 2006 - January 2007
Skills
Recruiting, Talent Acquisition, Interviews, Human Resources, Sourcing, Leadership, Account Management, Employee Relations, Management, Temporary Placement, Sales Management, CRM, Employee Benefits, Team Leadership, Training, Employee Training, Leadership Development, Coaching, Sales, Internet Recruiting, Staffing Services, Social Networking, Applicant Tracking..., Onboarding, Contract Recruitment, Sales Process, Marketing, College Recruiting, Temporary Staffing, Time Management, Networking, Succession Planning, Behavioral Interviewing, Cold Calling, Benefits Administration, Talent Management, Technical Recruiting, Hiring, Building Relationships, Resume Writing, Screening Resumes, Benefits Negotiation, New Hire Orientations, Executive Search, Recruitment/Retention, Taleo, Inter-personal, Client Relationship..., Relationship Development, Interviewing
Education
University of Missouri-Columbia 2003 — 2007
Bachelor's degree, Communications
Panera Bread May 2015 - Present
Panera Bread May 2014 - May 2015
Cetera Advisors LLC 2013 - 2014
Edward Jones 2010 - 2013
Aerotek Professional Services August 2008 - September 2010
KOMU-TV August 2006 - January 2007
Skills
Recruiting, Talent Acquisition, Interviews, Human Resources, Sourcing, Leadership, Account Management, Employee Relations, Management, Temporary Placement, Sales Management, CRM, Employee Benefits, Team Leadership, Training, Employee Training, Leadership Development, Coaching, Sales, Internet Recruiting, Staffing Services, Social Networking, Applicant Tracking..., Onboarding, Contract Recruitment, Sales Process, Marketing, College Recruiting, Temporary Staffing, Time Management, Networking, Succession Planning, Behavioral Interviewing, Cold Calling, Benefits Administration, Talent Management, Technical Recruiting, Hiring, Building Relationships, Resume Writing, Screening Resumes, Benefits Negotiation, New Hire Orientations, Executive Search, Recruitment/Retention, Taleo, Inter-personal, Client Relationship..., Relationship Development, Interviewing
Education
University of Missouri-Columbia 2003 — 2007
Bachelor's degree, Communications
Carina Diamond, CFP's Cetera Advisors LLC Experience 2002 - Present
Job Managing Director at SS&G Wealth Management
Industry Investment Management
Experience
SS&G Wealth Management August 2002 - Present
Cetera Advisors LLC 2002 - Present
Diabetes Association of Greater Cleveland 2008 - 2011
Metropolitan Bank & Trust September 1997 - August 2002
Education
University at Albany, SUNY
MBA, Finance
SS&G Wealth Management August 2002 - Present
Cetera Advisors LLC 2002 - Present
Diabetes Association of Greater Cleveland 2008 - 2011
Metropolitan Bank & Trust September 1997 - August 2002
Education
University at Albany, SUNY
MBA, Finance
Dawn (Willis) Drewitz Dawn (Willis) Drewitz's Cetera Advisors LLC Experience April 2015 - Present
Job Director of Relationship Management at Cetera Advisors LLC
Industry Financial Services
Experience
Cetera Advisors LLC April 2015 - Present
Education
The University of Texas at Dallas 2008 — 2009
Graduate Certificate, Executive and Professional Coaching
Texas Woman's University 2001 — 2003
MBA
University of Central Arkansas 1992 — 1995
BS, Political Science
Ouachita Baptist University 1990 — 1992
Cetera Advisors LLC April 2015 - Present
Education
The University of Texas at Dallas 2008 — 2009
Graduate Certificate, Executive and Professional Coaching
Texas Woman's University 2001 — 2003
MBA
University of Central Arkansas 1992 — 1995
BS, Political Science
Ouachita Baptist University 1990 — 1992
Lewis Chamberlain Lewis Chamberlain's Cetera Advisors LLC Experience March 2012 - Present
Job Retirement Planning Professional & Financial Columnist
Industry Financial Services
Experience
Cetera Advisors LLC March 2012 - Present
Record Searchlight 2009 - Present
Next Level Investment Management March 1994 - Present
Pacific West Financial Group 1994 - February 2012
Education
California Polytechnic State University-San Luis Obispo 1987 — 1990
Bachelors of Arts, Political Science/Pre-Law
Cetera Advisors LLC March 2012 - Present
Record Searchlight 2009 - Present
Next Level Investment Management March 1994 - Present
Pacific West Financial Group 1994 - February 2012
Education
California Polytechnic State University-San Luis Obispo 1987 — 1990
Bachelors of Arts, Political Science/Pre-Law
Mark Havanec Mark Havanec's Cetera Advisors LLC Experience 1982 - 2015
Job Owner, ChFC, CLU, Financial Consultant at State Street Advisers, LLC
Industry Financial Services
Experience
State Street Advisers, LLC February 1982 - Present
Cetera Advisors LLC 1982 - 2015
Cetera Advisors LLC 1982 - 2015
Education
The Ohio State University 1971 — 1976
B.S.B.A., International Business, Marketing, Geography
Brunswick High School
State Street Advisers, LLC February 1982 - Present
Cetera Advisors LLC 1982 - 2015
Cetera Advisors LLC 1982 - 2015
Education
The Ohio State University 1971 — 1976
B.S.B.A., International Business, Marketing, Geography
Brunswick High School
Charles Gary Lutrick Charles Gary Lutrick's Cetera Advisors LLC Experience March 2004 - Present
Job Investment Advisor Representative
Industry Financial Services
Experience
Cetera Advisors LLC March 2004 - Present
New England Securites 1989 - 2004
Sun Exploration August 1982 - April 1986
ConocoPhillips January 1980 - August 1982
Education
Lamar University
BBA, Marketing
Louisiana State University
MBA, Real Estate Finance
Cetera Advisors LLC March 2004 - Present
New England Securites 1989 - 2004
Sun Exploration August 1982 - April 1986
ConocoPhillips January 1980 - August 1982
Education
Lamar University
BBA, Marketing
Louisiana State University
MBA, Real Estate Finance
David Wren David Wren's Cetera Advisors LLC Experience May 2006 - Present
Job Certified Financial Planner (CFP) @ Safe Harbor Financial (Owner)
Industry Financial Services
Experience
Safe Harbor Financial, LLC May 2006 - Present
Cetera Advisors LLC May 2006 - Present
Morgan Stanley Smith Barney May 1991 - May 2006
United States Army June 1987 - February 1991
Education
Rutgers University-New Brunswick 1983 — 1987
Bachelors, Economics
Fairleigh Dickinson University-Florham Campus 2000 — 2002
Certified Financial Planner, Finance
Safe Harbor Financial, LLC May 2006 - Present
Cetera Advisors LLC May 2006 - Present
Morgan Stanley Smith Barney May 1991 - May 2006
United States Army June 1987 - February 1991
Education
Rutgers University-New Brunswick 1983 — 1987
Bachelors, Economics
Fairleigh Dickinson University-Florham Campus 2000 — 2002
Certified Financial Planner, Finance
Allen Bronton, AIF® Allen Bronton, AIF®'s Cetera Advisors LLC Experience March 2011 - September 2013
Job FeeOnly Wealth Management
Industry Financial Services
Experience
Clear Financial Strategies, Ltd May 2006 - Present
Wealth Preservers, LLC February 2006 - Present
Cetera Advisors LLC March 2011 - September 2013
Financial Network Investment Corporation, Member SIPC 1991 - 2006
Skills
Wealth Management, 401k, Pensions, Employee Benefits, Estate Planning, Retirement, Asset Management, Investment Strategies, Investments, Retirement Planning, Investment Advisory, Wealth, Securities, Mutual Funds, Strategic Financial..., Asset Allocation, Financial Advisory, Financial Services, Financial Planning, Portfolio Management, IRAs, Series 7, Series 63, Alternative Investments, Fixed Annuities, Insurance, Trust Services, Asset, Long Term Care, Group Benefits, Annuities, IRA's, Equities, Disability Insurance, Wealth Accumulation, Finance
Education
Southern Illinois University, Carbondale 1981 — 1985
Business Finance, Computer Science, Electrical Engineering
Howe Military Acadamy 1979 — 1981
Clear Financial Strategies, Ltd May 2006 - Present
Wealth Preservers, LLC February 2006 - Present
Cetera Advisors LLC March 2011 - September 2013
Financial Network Investment Corporation, Member SIPC 1991 - 2006
Skills
Wealth Management, 401k, Pensions, Employee Benefits, Estate Planning, Retirement, Asset Management, Investment Strategies, Investments, Retirement Planning, Investment Advisory, Wealth, Securities, Mutual Funds, Strategic Financial..., Asset Allocation, Financial Advisory, Financial Services, Financial Planning, Portfolio Management, IRAs, Series 7, Series 63, Alternative Investments, Fixed Annuities, Insurance, Trust Services, Asset, Long Term Care, Group Benefits, Annuities, IRA's, Equities, Disability Insurance, Wealth Accumulation, Finance
Education
Southern Illinois University, Carbondale 1981 — 1985
Business Finance, Computer Science, Electrical Engineering
Howe Military Acadamy 1979 — 1981
Jerry Hefley Jerry Hefley's Cetera Advisors LLC Experience January 2005 - Present
Job Investment Advisor, Financial Advisor, retirement specialist, retirement incomes, Annuities, Life insurance
Industry Financial Services
Experience
Cetera Advisors, LLC January 2005 - Present
New England Financial May 2000 - January 2005
AXA Advisors January 1998 - May 2000
Skills
Retirement Planning, Retirement, Financial Services, Securities, Financial Advisory, Life Insurance, Finance, FINRA, Series 7, Wealth Management, Mutual Funds, Investment Advisory, Asset Allocation, Series 63, Investments, Fixed Annuities, 401k
Education
State University of New York College at Brockport 1995 — 1997
Masters in Educational Administration, Administrative Finance
East Central University Ada, Oklahoma 1970 — 1975
Bachelor's Degree, Music, 4.0
Cetera Advisors, LLC January 2005 - Present
New England Financial May 2000 - January 2005
AXA Advisors January 1998 - May 2000
Skills
Retirement Planning, Retirement, Financial Services, Securities, Financial Advisory, Life Insurance, Finance, FINRA, Series 7, Wealth Management, Mutual Funds, Investment Advisory, Asset Allocation, Series 63, Investments, Fixed Annuities, 401k
Education
State University of New York College at Brockport 1995 — 1997
Masters in Educational Administration, Administrative Finance
East Central University Ada, Oklahoma 1970 — 1975
Bachelor's Degree, Music, 4.0
Jaskirat (Jason) Sandhu Jaskirat (Jason) Sandhu's Cetera Advisors LLC Experience October 2013 - June 2014
Job Financial Analyst and Accountant
Industry Accounting
Experience
Profit Watch Systems March 2015 - Present
Robert Half Accounting January 2015 - March 2015
Cetera Advisors LLC October 2013 - June 2014
SBC Liquor Corporation August 2010 - August 2012
Zereh Chiropractic January 2010 - June 2010
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Social Media, Public Speaking, English, Accounting, Bookkeeping, Financial Accounting, Accounts Receivable, Inventory Management, Data Analysis, Tax Preparation, Income Tax, Tax Accounting, Tax Returns, Financial Analysis, Finance, QuickBooks, Payroll, Financial Statements, Leadership, Accounts Payable, Auditing, Account Reconciliation, Analysis, Tax, Sales, Financial Reporting, Budgets, Data Entry, General Ledger
Education
University of California, Santa Barbara 2010 — 2014
Bachelor of Arts (BA), Economics and Accounting, 3.5 Cummulative GPA; Top 10% Student in Income Taxation
Profit Watch Systems March 2015 - Present
Robert Half Accounting January 2015 - March 2015
Cetera Advisors LLC October 2013 - June 2014
SBC Liquor Corporation August 2010 - August 2012
Zereh Chiropractic January 2010 - June 2010
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Social Media, Public Speaking, English, Accounting, Bookkeeping, Financial Accounting, Accounts Receivable, Inventory Management, Data Analysis, Tax Preparation, Income Tax, Tax Accounting, Tax Returns, Financial Analysis, Finance, QuickBooks, Payroll, Financial Statements, Leadership, Accounts Payable, Auditing, Account Reconciliation, Analysis, Tax, Sales, Financial Reporting, Budgets, Data Entry, General Ledger
Education
University of California, Santa Barbara 2010 — 2014
Bachelor of Arts (BA), Economics and Accounting, 3.5 Cummulative GPA; Top 10% Student in Income Taxation
Bill Zdinak Bill Zdinak's Cetera Advisors LLC Experience April 2014 - June 2014
Job Vendor Oversight and Fund Operations Specialist at Transamerica
Industry Financial Services
Experience
Transamerica June 2014 - Present
Cetera Advisors LLC April 2014 - June 2014
TIAA-CREF June 2010 - December 2013
TIAA-CREF January 2009 - May 2009
Old Mutual Capital Inc June 2005 - September 2008
Old Mutual Capital June 2005 - May 2006
American Century Investments May 2001 - May 2005
American Century Investments January 1997 - May 2001
Environmental Chemical Corporation March 1993 - November 1996
Rocky Mountain Analytical LAboratory February 1986 - January 1993
Skills
CRM, Process Improvement, Analysis, SDLC, Vendor Management, Microsoft SQL Server, Mutual Funds, Business Analysis, Program Management, Finance, Financial Services, Leadership, Investments, Training, SharePoint, Customer Service
Education
Colorado School of Mines 1985 — 1988
MS, Geochemistry
New England College 1983 — 1985
Geology
Transamerica June 2014 - Present
Cetera Advisors LLC April 2014 - June 2014
TIAA-CREF June 2010 - December 2013
TIAA-CREF January 2009 - May 2009
Old Mutual Capital Inc June 2005 - September 2008
Old Mutual Capital June 2005 - May 2006
American Century Investments May 2001 - May 2005
American Century Investments January 1997 - May 2001
Environmental Chemical Corporation March 1993 - November 1996
Rocky Mountain Analytical LAboratory February 1986 - January 1993
Skills
CRM, Process Improvement, Analysis, SDLC, Vendor Management, Microsoft SQL Server, Mutual Funds, Business Analysis, Program Management, Finance, Financial Services, Leadership, Investments, Training, SharePoint, Customer Service
Education
Colorado School of Mines 1985 — 1988
MS, Geochemistry
New England College 1983 — 1985
Geology
Jerry Deatherage Jerry Deatherage's Cetera Advisors LLC Experience January 1988 - Present
Job Benefits & Insurance Professional
Industry Financial Services
Experience
National Employer Solutions Team, LLC. (NEST) 2011 - Present
Diversified Asset Management September 1995 - Present
Cetera Advisors LLC January 1988 - Present
Skills
Employee Benefits, Insurance, Small Business, Management, Start-ups, CRM, Entrepreneurship, Sales, Health Insurance, Strategic Planning, Disability Insurance, Coaching, Customer Service, Business Strategy, Retirement Planning, Business Intelligence, Strategy, Account Management, Team Building, Investments, New Business Development, Analysis, Underwriting, Sales Management, Microsoft Office, Leadership, Budgets, Contract Negotiation, Business Development, Business Planning, Life Insurance, Negotiation, Time Management, Payroll, Risk Management, Mergers & Acquisitions, 401k, ACA and Health Care...
Education
Hanover College 1984 — 1988
Bachelor of Arts
National Employer Solutions Team, LLC. (NEST) 2011 - Present
Diversified Asset Management September 1995 - Present
Cetera Advisors LLC January 1988 - Present
Skills
Employee Benefits, Insurance, Small Business, Management, Start-ups, CRM, Entrepreneurship, Sales, Health Insurance, Strategic Planning, Disability Insurance, Coaching, Customer Service, Business Strategy, Retirement Planning, Business Intelligence, Strategy, Account Management, Team Building, Investments, New Business Development, Analysis, Underwriting, Sales Management, Microsoft Office, Leadership, Budgets, Contract Negotiation, Business Development, Business Planning, Life Insurance, Negotiation, Time Management, Payroll, Risk Management, Mergers & Acquisitions, 401k, ACA and Health Care...
Education
Hanover College 1984 — 1988
Bachelor of Arts
John L. Connors John L. Connors's Cetera Advisors LLC Experience October 2014 - Present
Job Financial Advisor at Cetera Advisors LLC
Industry Financial Services
Experience
Cetera Advisors, LLC October 2014 - Present
Gilford Securities January 2012 - September 2014
Merrill Lynch September 2007 - January 2012
Ameriprise Financial Services, Inc. 2003 - 2007
NCR Corporation 1999 - 2001
AT&T 1988 - 1998
NCR Corporation 1986 - 1988
The Systems Center 1984 - 1986
Online Systems 1983 - 1984
DATAGRAPHICS, Division of General Dynamics 1981 - 1983
Skills
Wealth Management..., Investments, Financial Services, ETFs, Retirement Plan..., Pensions, Asset Management, Fixed Income, Estate Planning, Strategy, Retirement, Variable Annuities, Whole Life Insurance, Tax Advisory, Individual Retirement...
Education
New York University 1978 — 1980
Studied Computer Sciences, Data Base Architectures
Computer Educational Institute 1969 — 1970
Computer Programimg, Systems Design
DON BOSCO Prep 1965 — 1969
Diploma, College Prep
Cetera Advisors, LLC October 2014 - Present
Gilford Securities January 2012 - September 2014
Merrill Lynch September 2007 - January 2012
Ameriprise Financial Services, Inc. 2003 - 2007
NCR Corporation 1999 - 2001
AT&T 1988 - 1998
NCR Corporation 1986 - 1988
The Systems Center 1984 - 1986
Online Systems 1983 - 1984
DATAGRAPHICS, Division of General Dynamics 1981 - 1983
Skills
Wealth Management..., Investments, Financial Services, ETFs, Retirement Plan..., Pensions, Asset Management, Fixed Income, Estate Planning, Strategy, Retirement, Variable Annuities, Whole Life Insurance, Tax Advisory, Individual Retirement...
Education
New York University 1978 — 1980
Studied Computer Sciences, Data Base Architectures
Computer Educational Institute 1969 — 1970
Computer Programimg, Systems Design
DON BOSCO Prep 1965 — 1969
Diploma, College Prep
Shiyu Lei Shiyu Lei's Cetera Advisors LLC Experience September 2014 - Present
Job Fordham MSGF student; Fulltime Job Seeker;Financial Advisor Assistant at KG Private Wealth ManagementCetera Advisors
Industry Financial Services
Experience
Cetera Advisors LLC September 2014 - Present
Clearer Horizons Consulting January 2014 - Present
Agricultural Bank of China September 2012 - November 2012
GF Securities July 2012 - August 2012
Agricultural Bank of China July 2011 - August 2011
Skills
Microsoft Excel, PowerPoint, Financial Modeling, Financial Analysis, Teamwork, Microsoft Word, SPSS, Bloomberg, Risk Management, Financial Advisory, Alternative Investments, clean energy
Education
Fordham University - Graduate School of Business Administration 2013 — 2014
Master's Degree, Finance, General, 3.9
Nanchang University 2009 — 2013
Bachelor of Business Administration (BBA), Finance, 3.3
Cetera Advisors LLC September 2014 - Present
Clearer Horizons Consulting January 2014 - Present
Agricultural Bank of China September 2012 - November 2012
GF Securities July 2012 - August 2012
Agricultural Bank of China July 2011 - August 2011
Skills
Microsoft Excel, PowerPoint, Financial Modeling, Financial Analysis, Teamwork, Microsoft Word, SPSS, Bloomberg, Risk Management, Financial Advisory, Alternative Investments, clean energy
Education
Fordham University - Graduate School of Business Administration 2013 — 2014
Master's Degree, Finance, General, 3.9
Nanchang University 2009 — 2013
Bachelor of Business Administration (BBA), Finance, 3.3
Karen Trekell Karen Trekell's Cetera Advisors LLC Experience August 2011 - Present
Job Financial Advisor
Industry Financial Services
Experience
Cetera Advisors LLC August 2011 - Present
Edward Jones January 2008 - August 2011
Domino's Pizza February 1996 - January 2006
Skills
Series 7, Series 66, Investments, Fixed Income, Fixed Annuities, Asset Allocation, Portfolio Management, Term Life Insurance, Permanent Life Insurance, Retirement Planning, College Savings Plans, Mutual Funds, Retirement Income, Stock Market, Bonds
Education
Texas A&M University 1982 — 1986
Bachelor of Environmental Design, Architecture
Cetera Advisors LLC August 2011 - Present
Edward Jones January 2008 - August 2011
Domino's Pizza February 1996 - January 2006
Skills
Series 7, Series 66, Investments, Fixed Income, Fixed Annuities, Asset Allocation, Portfolio Management, Term Life Insurance, Permanent Life Insurance, Retirement Planning, College Savings Plans, Mutual Funds, Retirement Income, Stock Market, Bonds
Education
Texas A&M University 1982 — 1986
Bachelor of Environmental Design, Architecture
David Cherry's Cetera Advisors LLC Experience December 2012 - Present
Job Financial Advisor
Industry Financial Services
Experience
Cetera Advisors LLC December 2012 - Present
Metlife Financial Group of Upstate New York October 2008 - December 2012
Martial Arts America August 2002 - August 2008
Probe Services June 2001 - August 2002
Skills
Insurance, Investments, Strategic Financial..., Public Speaking, Asset Protection, Protection, Series 7, Strategic Planning, Team Building, Risk Management, Disability Insurance, Account Management, Leadership, Life Insurance, Retirement Planning
Education
SUNY Brockport 1998 — 2002
Bachelors, Criminal Justice, 3.65
penfield high school 1994 — 1998
Cetera Advisors LLC December 2012 - Present
Metlife Financial Group of Upstate New York October 2008 - December 2012
Martial Arts America August 2002 - August 2008
Probe Services June 2001 - August 2002
Skills
Insurance, Investments, Strategic Financial..., Public Speaking, Asset Protection, Protection, Series 7, Strategic Planning, Team Building, Risk Management, Disability Insurance, Account Management, Leadership, Life Insurance, Retirement Planning
Education
SUNY Brockport 1998 — 2002
Bachelors, Criminal Justice, 3.65
penfield high school 1994 — 1998
Cathy Maestas, MBA Cathy Maestas, MBA's Cetera Advisors LLC Experience May 2013 - Present
Job
Industry Financial Services
Experience
Cetera Advisors LLC May 2013 - Present
Skills
Series 7, Series 24, Series 66, Process Improvement, Cross-functional Team..., Risk Management, Software Documentation, Problem Solving, Change Management, Finance, Mutual Funds, Project Management, Strategy, Performance Management, Outsourcing, Securities, Customer Service, Operations Management, Business Process..., Analytical Skills, Analysis, Call Centers, Call Center Management, Vendor Management..., Analytics, Financial Services, Vendor Management
Education
University of Colorado Denver 1995 — 2000
MBA/MS, Finance
University of Colorado Denver
BS, Finance/Marketing
Cetera Advisors LLC May 2013 - Present
Skills
Series 7, Series 24, Series 66, Process Improvement, Cross-functional Team..., Risk Management, Software Documentation, Problem Solving, Change Management, Finance, Mutual Funds, Project Management, Strategy, Performance Management, Outsourcing, Securities, Customer Service, Operations Management, Business Process..., Analytical Skills, Analysis, Call Centers, Call Center Management, Vendor Management..., Analytics, Financial Services, Vendor Management
Education
University of Colorado Denver 1995 — 2000
MBA/MS, Finance
University of Colorado Denver
BS, Finance/Marketing
Brent Steiner Brent Steiner's Cetera Advisors LLC Experience 2000 - Present
Job Investment Advisor Representative at Ramsier Financial Services
Industry Financial Services
Experience
Ramsier Financial Services 2001 - Present
Ramsier Financial Services March 2000 - Present
Ramsier Financial Services 2000 - Present
Ramsier Financial Services 2000 - Present
Cetera Advisors LLC 2000 - Present
Syngenta Crop Protection 1993 - 2000
Skills
Strategic Financial..., Insurance, Retirement Planning, Public Speaking, Retirement, Executive Benefit..., Small Business, Customer Service, Variable Products, SEP IRA, Strategic Planning, IRAs, Simple IRA, Variable Life
Education
Ohio University 1988 — 1992
BBA, Business Management, Human Resource Management
Norwayne High School 1984 — 1988
Ramsier Financial Services 2001 - Present
Ramsier Financial Services March 2000 - Present
Ramsier Financial Services 2000 - Present
Ramsier Financial Services 2000 - Present
Cetera Advisors LLC 2000 - Present
Syngenta Crop Protection 1993 - 2000
Skills
Strategic Financial..., Insurance, Retirement Planning, Public Speaking, Retirement, Executive Benefit..., Small Business, Customer Service, Variable Products, SEP IRA, Strategic Planning, IRAs, Simple IRA, Variable Life
Education
Ohio University 1988 — 1992
BBA, Business Management, Human Resource Management
Norwayne High School 1984 — 1988
Scott W. Miller, MBA Scott W. Miller, MBA's Cetera Advisors LLC Experience December 2012 - Present
Job Founding Partner of Millennium Financial Group and Financial Advisor / Financial Planner at Cetera Advisors LLC
Industry Financial Services
Experience
Cetera Advisors LLC December 2012 - Present
New England Securities June 2004 - November 2012
AXA Advisors January 2003 - June 2004
LSI Logic, Inc February 2000 - December 2002
US Navy May 1985 - October 2000
Atmel Corporation November 1998 - February 2000
Rockwell Collins January 1997 - November 1998
VLSI Technologies, Inc April 1993 - January 1997
Skills
Strategic Financial..., Disability Insurance, Securities, Investments, Retirement Planning, Life Insurance, Insurance, Estate Planning, Fixed Annuities, Series 7, Retirement, Financial Services, Finance, Pensions, Financial Advisory, IRAs
Education
Santa Clara University 1993 — 1997
MBA, Finance & Investments
University of Nebraska-Lincoln 1981 — 1985
Bachelor's of Science, Geology
Cetera Advisors LLC December 2012 - Present
New England Securities June 2004 - November 2012
AXA Advisors January 2003 - June 2004
LSI Logic, Inc February 2000 - December 2002
US Navy May 1985 - October 2000
Atmel Corporation November 1998 - February 2000
Rockwell Collins January 1997 - November 1998
VLSI Technologies, Inc April 1993 - January 1997
Skills
Strategic Financial..., Disability Insurance, Securities, Investments, Retirement Planning, Life Insurance, Insurance, Estate Planning, Fixed Annuities, Series 7, Retirement, Financial Services, Finance, Pensions, Financial Advisory, IRAs
Education
Santa Clara University 1993 — 1997
MBA, Finance & Investments
University of Nebraska-Lincoln 1981 — 1985
Bachelor's of Science, Geology
Grant M. Trimble, AIF® Grant M. Trimble, AIF®'s Cetera Advisors LLC Experience June 2009 - May 2013
Job Trimble Investment Group, LLC
Industry Financial Services
Experience
LPL Financial May 2013 - Present
Cetera Advisors LLC June 2009 - May 2013
Wachovia Securities Financial Network May 2007 - June 2009
RBC Dain Rauscher March 2004 - May 2007
Education
Northwestern University 1998 — 2002
BA, Economics
LPL Financial May 2013 - Present
Cetera Advisors LLC June 2009 - May 2013
Wachovia Securities Financial Network May 2007 - June 2009
RBC Dain Rauscher March 2004 - May 2007
Education
Northwestern University 1998 — 2002
BA, Economics
Jack Dolan Jack Dolan's Cetera Advisors LLC Experience April 2015 - Present
Job Registered Representative at Cetera Advisors LLC
Industry Financial Services
Experience
Cetera Advisors LLC April 2015 - Present
Cetera Advisors LLC 2014 - April 2015
Skills
Finance, Investments, Securities, Equities, Fixed Income, Client Relations, Portfolio Management, Series 7, Series 63, Retirement Planning, College Education..., Business, Research, Time Management, Public Speaking, Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Social Media
Education
High Point University 2010 — 2014
Bachelor of Science (BS), Business Administration and Management, General
Cetera Advisors LLC April 2015 - Present
Cetera Advisors LLC 2014 - April 2015
Skills
Finance, Investments, Securities, Equities, Fixed Income, Client Relations, Portfolio Management, Series 7, Series 63, Retirement Planning, College Education..., Business, Research, Time Management, Public Speaking, Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Social Media
Education
High Point University 2010 — 2014
Bachelor of Science (BS), Business Administration and Management, General
Bradley Bridwell Bradley Bridwell's Cetera Advisors LLC Experience January 2014 - February 2015
Job Analyst at Bloomberg LP
Industry Financial Services
Experience
Bloomberg LP February 2015 - Present
Cetera Advisors LLC January 2014 - February 2015
Gametime United October 2014 - January 2015
Vivafresh Technologies March 2014 - June 2014
Nordstrom June 2012 - December 2012
Skills
Fixed Income Analysis, Microsoft Excel, Bloomberg Terminal, Interest Rate..., Credit Derivatives, Microsoft Office, Investment Research, Administrative..., Customer Service, Public Speaking, Portfolio Research, Time Management, Social Networking, Merchandising, Telephone Skills, Cash Register, Data Entry, Cashiering, Phone Etiquette, Retail, Retail Sales, Inventory Management, Portfolio Assessment, Model Portfolios
Education
University of Washington, Michael G. Foster School of Business 2010 — 2014
Bachelor's Degree, Finance, General; Certificate of International Studies in Business: Spanish Track, 3.47
Universidad de Cádiz 2013 — 2013
Spanish Language and Culture, 3.95
Monte Vista High School 2006 — 2010
Bloomberg LP February 2015 - Present
Cetera Advisors LLC January 2014 - February 2015
Gametime United October 2014 - January 2015
Vivafresh Technologies March 2014 - June 2014
Nordstrom June 2012 - December 2012
Skills
Fixed Income Analysis, Microsoft Excel, Bloomberg Terminal, Interest Rate..., Credit Derivatives, Microsoft Office, Investment Research, Administrative..., Customer Service, Public Speaking, Portfolio Research, Time Management, Social Networking, Merchandising, Telephone Skills, Cash Register, Data Entry, Cashiering, Phone Etiquette, Retail, Retail Sales, Inventory Management, Portfolio Assessment, Model Portfolios
Education
University of Washington, Michael G. Foster School of Business 2010 — 2014
Bachelor's Degree, Finance, General; Certificate of International Studies in Business: Spanish Track, 3.47
Universidad de Cádiz 2013 — 2013
Spanish Language and Culture, 3.95
Monte Vista High School 2006 — 2010
Margaret E. Hall, CRPC® Margaret E. Hall, CRPC®'s Cetera Advisors LLC Experience April 2015 - Present
Job Financial Advisor; Chartered Retirement Planning Counselor
Industry Financial Services
Experience
Cetera Advisors LLC April 2015 - Present
Ameriprise Financial Advisors June 2004 - April 2015
Skills
Strategic Financial..., Mutual Funds, Retirement, Investment Strategies, Finance, Financial Services
Education
Maryville College 1998 — 2002
Bachelor's, International Business
Montevallo High School 1994 — 1998
Cetera Advisors LLC April 2015 - Present
Ameriprise Financial Advisors June 2004 - April 2015
Skills
Strategic Financial..., Mutual Funds, Retirement, Investment Strategies, Finance, Financial Services
Education
Maryville College 1998 — 2002
Bachelor's, International Business
Montevallo High School 1994 — 1998
Keith Condemi Keith Condemi's Cetera Advisors LLC Experience August 1999 - Present
Job CFA, OSJ Branch Manager at Cetera Advisors LLC
Industry Investment Management
Experience
Cetera Advisors LLC August 1999 - Present
Skills
Securities, Series 7, Mutual Funds, Financial Services, Investments, Wealth Management, Retirement Planning, Series 63, FINRA, Asset Allocation, Chartered Financial...
Education
Cornell University 1989 — 1992
Bachelors of Science
Paul Smith's College 1986 — 1987
Associates
Cetera Advisors LLC August 1999 - Present
Skills
Securities, Series 7, Mutual Funds, Financial Services, Investments, Wealth Management, Retirement Planning, Series 63, FINRA, Asset Allocation, Chartered Financial...
Education
Cornell University 1989 — 1992
Bachelors of Science
Paul Smith's College 1986 — 1987
Associates
Maria Winters Maria Winters's Cetera Advisors LLC Experience June 2005 - Present
Job Registered Representative; Cetera Advisors LLC
Industry Financial Services
Experience
Cetera Advisors LLC June 2005 - Present
Skills
Series 7, Life Insurance, Series 66
Education
Centenary College
Cetera Advisors LLC June 2005 - Present
Skills
Series 7, Life Insurance, Series 66
Education
Centenary College
Darren Yoder Darren Yoder's Cetera Advisors LLC Experience 2000 - Present
Job Financial Advisor, Financial Resource Advisors. Owner, Yoder Financial
Industry Financial Services
Experience
Financial Resource Advisors December 2000 - Present
Cetera Advisors LLC 2000 - Present
Skills
Financial Advisory, Investment Advisory, Investments, Mutual Funds, Finance, Retirement Planning, Wealth Management, Portfolio Management, 401k, IRAs
Education
University of Northern Iowa 1996 — 2000
BA, Finance, Economics
Financial Resource Advisors December 2000 - Present
Cetera Advisors LLC 2000 - Present
Skills
Financial Advisory, Investment Advisory, Investments, Mutual Funds, Finance, Retirement Planning, Wealth Management, Portfolio Management, 401k, IRAs
Education
University of Northern Iowa 1996 — 2000
BA, Finance, Economics
Brian Neustrom's Cetera Advisors LLC Experience June 2013 - March 2014
Job Direct Alternative Investment Supervision Analyst at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group March 2014 - Present
Cetera Advisors LLC June 2013 - March 2014
MassMutual Financial Group January 2012 - June 2013
Iberia Financial Services September 2009 - January 2012
MassMutual Financial Group August 2008 - May 2009
Education
University of Louisiana at Lafayette 2002 — 2007
B.S. in Business Administration, Finance, Risk Management
Cetera Financial Group March 2014 - Present
Cetera Advisors LLC June 2013 - March 2014
MassMutual Financial Group January 2012 - June 2013
Iberia Financial Services September 2009 - January 2012
MassMutual Financial Group August 2008 - May 2009
Education
University of Louisiana at Lafayette 2002 — 2007
B.S. in Business Administration, Finance, Risk Management
Julie D'Anastasio Julie D'Anastasio's Cetera Advisors LLC Experience March 2014 - Present
Job at Cetera Advisors, LLC
Industry Financial Services
Experience
Cetera Advisors LLC March 2014 - Present
Curian Capital January 2011 - March 2014
Ameriprise Financial Services, Inc. January 2008 - January 2011
Elder Automotive Group October 2004 - December 2007
Skills
Marketing, Negotiation, Event Management, Event Planning, Sales Management, Budgets, Leadership, Strategic Planning, Press Releases, Sales, Project Management, Management, Microsoft Excel, Customer Service, Training, Account Management, Strategy, Microsoft Office, CRM
Education
Oakland University 2002 — 2003
B.A, Communications
Oakland University
B.A, Communications
Saint Mary's College 1999 — 2002
Communications
CommunicationsSaint Mary's College
Cetera Advisors LLC March 2014 - Present
Curian Capital January 2011 - March 2014
Ameriprise Financial Services, Inc. January 2008 - January 2011
Elder Automotive Group October 2004 - December 2007
Skills
Marketing, Negotiation, Event Management, Event Planning, Sales Management, Budgets, Leadership, Strategic Planning, Press Releases, Sales, Project Management, Management, Microsoft Excel, Customer Service, Training, Account Management, Strategy, Microsoft Office, CRM
Education
Oakland University 2002 — 2003
B.A, Communications
Oakland University
B.A, Communications
Saint Mary's College 1999 — 2002
Communications
CommunicationsSaint Mary's College
Mahmud Shah Mahmud Shah's Cetera Advisors LLC Experience September 2014 - December 2014
Job Accounting Professional | CPA Candidate
Industry Accounting
Experience
Cetera Advisors LLC September 2014 - December 2014
Sound Advice Consulting Services June 2014 - August 2014
Domino's Pizza July 2012 - March 2014
Skills
Accounts Payable, Accounts Receivable, Customer Service, Accounting, Strategic Planning, Microsoft Excel, Microsoft Word, Research, Inventory Management, Cost Accounting, Team Management, Team Leadership, Analysis, Microsoft Office, Restaurants, English, Teaching, Invoicing, Bloomberg, QuickBooks
Education
Colorado Technical University 2014 — 2015
Bachelor's Degree, Accounting, 3.88
Cetera Advisors LLC September 2014 - December 2014
Sound Advice Consulting Services June 2014 - August 2014
Domino's Pizza July 2012 - March 2014
Skills
Accounts Payable, Accounts Receivable, Customer Service, Accounting, Strategic Planning, Microsoft Excel, Microsoft Word, Research, Inventory Management, Cost Accounting, Team Management, Team Leadership, Analysis, Microsoft Office, Restaurants, English, Teaching, Invoicing, Bloomberg, QuickBooks
Education
Colorado Technical University 2014 — 2015
Bachelor's Degree, Accounting, 3.88
Nicole Summerlin's Cetera Advisors LLC Experience February 2007 - Present
Job Relationship Manager at Cetera Advisors LLC
Industry Financial Services
Experience
Cetera Advisors LLC February 2007 - Present
Education
University of Colorado at Denver 2002 — 2004
Bachelor of Arts (BA)
Cetera Advisors LLC February 2007 - Present
Education
University of Colorado at Denver 2002 — 2004
Bachelor of Arts (BA)
Richard Carver Richard Carver's Cetera Advisors LLC Experience November 2009 - Present
Job Financial Advisor at Cetera Advisors LLC
Industry Financial Services
Experience
Cetera Advisors LLC November 2009 - Present
Merrill Lynch August 2007 - November 2009
Multi-Financial Securities Corporation February 2004 - August 2007
Aflac October 2002 - February 2004
HOK 2000 - October 2002
Land Plus 1998 - 2000
Skills
Wealth Management, Investments, Investment Advisory, Personal Financial..., Retirement Planning, College Education..., Life Insurance
Education
The University of Georgia 1994 — 1998
Bachelor of Landscape Architecture
Kennesaw State University 1993 — 1994
Lee University 1992 — 1993
Mount Paran Christian School 1988 — 1992
Cetera Advisors LLC November 2009 - Present
Merrill Lynch August 2007 - November 2009
Multi-Financial Securities Corporation February 2004 - August 2007
Aflac October 2002 - February 2004
HOK 2000 - October 2002
Land Plus 1998 - 2000
Skills
Wealth Management, Investments, Investment Advisory, Personal Financial..., Retirement Planning, College Education..., Life Insurance
Education
The University of Georgia 1994 — 1998
Bachelor of Landscape Architecture
Kennesaw State University 1993 — 1994
Lee University 1992 — 1993
Mount Paran Christian School 1988 — 1992
Judie Ritchie's Cetera Advisors LLC Experience April 2014 - Present
Job Resource Center Specialist at Cetera Advisors LLC
Industry Financial Services
Experience
Cetera Advisors LLC April 2014 - Present
The Browning Group II, LLC June 2012 - December 2013
Chadwick Financial Corporation January 1998 - February 2012
CreativiTea /Non Profit Art Show & Craft Fair 2004 - 2012
Hallmark Consulting Group January 1998 - January 2004
Source One Staffing July 1996 - August 1997
Plimpton & Associates 1997 - 1997
Brown Shoe Company January 1988 - July 1996
Skills
Proposal Writing, Brand Development, Microsoft Office, Quickbooks, Client Relationship..., Vendor Relations, Fundraising, Small Groups, Vision Development, Business Planning, Training & Development, Business Management, Organizational..., Project Coordination, Office Administration, Seminar Presentations, Strategic Planning, Management Development, Problem Solving, Customer Relations, Event Planning, Public Speaking, Customer Service, Coaching, Account Management, Management, Employee Training, Human Resources, Time Management, Leadership, QuickBooks, CRM, Marketing Strategy, Nonprofits, New Business Development, Entrepreneurship, Retail, Operations Management, Insurance, Forecasting, Team Building, Administration, Training
Education
Colorado Christian University 1996 — 1997
Bachelor of Science, Organizational Management Emphasis in HR
Mohawk Valley Community College 1975 — 1977
AAS, Retail Business Management
Cetera Advisors LLC April 2014 - Present
The Browning Group II, LLC June 2012 - December 2013
Chadwick Financial Corporation January 1998 - February 2012
CreativiTea /Non Profit Art Show & Craft Fair 2004 - 2012
Hallmark Consulting Group January 1998 - January 2004
Source One Staffing July 1996 - August 1997
Plimpton & Associates 1997 - 1997
Brown Shoe Company January 1988 - July 1996
Skills
Proposal Writing, Brand Development, Microsoft Office, Quickbooks, Client Relationship..., Vendor Relations, Fundraising, Small Groups, Vision Development, Business Planning, Training & Development, Business Management, Organizational..., Project Coordination, Office Administration, Seminar Presentations, Strategic Planning, Management Development, Problem Solving, Customer Relations, Event Planning, Public Speaking, Customer Service, Coaching, Account Management, Management, Employee Training, Human Resources, Time Management, Leadership, QuickBooks, CRM, Marketing Strategy, Nonprofits, New Business Development, Entrepreneurship, Retail, Operations Management, Insurance, Forecasting, Team Building, Administration, Training
Education
Colorado Christian University 1996 — 1997
Bachelor of Science, Organizational Management Emphasis in HR
Mohawk Valley Community College 1975 — 1977
AAS, Retail Business Management
Mike Pieza, AWMA®'s Cetera Advisors LLC Experience Supervision SupervisorCetera Advisors LLCMay 2008 - Present
Job Supervision Supervisor at Cetera Advisors LLC
Industry Financial Services
Experience
Cetera Advisors LLC Supervision SupervisorCetera Advisors LLCMay 2008 - Present
Wealth Concepts LLC April 2005 - May 2008
Charles Schwab July 2000 - December 2003
U.S. Bank February 1999 - July 2000
Brokerage Administrators Corp. March 1997 - February 1999
Sunset Financial Services, Inc November 1994 - March 1997
Chicago Research & Trading Group, LTD March 1989 - January 1993
Salomon Brothers July 1984 - March 1989
Conti Commodities Services, Inc September 1980 - July 1984
A.G. Becker, Inc. July 1978 - September 1980
Skills
Series 24, Series 7, Series 8, Series 53, Series 4, Series 3, Series 31, Series 63, Series 66
Education
DePaul University
Illinois Institute of Technology
Cetera Advisors LLC Supervision SupervisorCetera Advisors LLCMay 2008 - Present
Wealth Concepts LLC April 2005 - May 2008
Charles Schwab July 2000 - December 2003
U.S. Bank February 1999 - July 2000
Brokerage Administrators Corp. March 1997 - February 1999
Sunset Financial Services, Inc November 1994 - March 1997
Chicago Research & Trading Group, LTD March 1989 - January 1993
Salomon Brothers July 1984 - March 1989
Conti Commodities Services, Inc September 1980 - July 1984
A.G. Becker, Inc. July 1978 - September 1980
Skills
Series 24, Series 7, Series 8, Series 53, Series 4, Series 3, Series 31, Series 63, Series 66
Education
DePaul University
Illinois Institute of Technology
Jim Mancuso Jim Mancuso's Cetera Advisors LLC Experience August 2012 - Present
Job Financial Advisor at Cetera Financial Group
Industry Financial Services
Experience
Miller and Associates August 2012 - Present
Cetera Advisors LLC August 2012 - Present
Skills
Retirement Planning, Financial Planning, Investments, Retirement Income..., Finance, Series 7, Wealth Management, Mutual Funds, Asset Allocation, Investment Advisory, 401k, Fixed Annuities, Financial Advisory, Saving for Education
Education
University of Missouri-Columbia 1998 — 2003
BS, Consumer and Family Economics with an Emphasis on Financial Planning
St. Pius X Highschool
Miller and Associates August 2012 - Present
Cetera Advisors LLC August 2012 - Present
Skills
Retirement Planning, Financial Planning, Investments, Retirement Income..., Finance, Series 7, Wealth Management, Mutual Funds, Asset Allocation, Investment Advisory, 401k, Fixed Annuities, Financial Advisory, Saving for Education
Education
University of Missouri-Columbia 1998 — 2003
BS, Consumer and Family Economics with an Emphasis on Financial Planning
St. Pius X Highschool
Anthony Abruzzo Anthony Abruzzo's Cetera Advisors LLC Experience September 2014 - May 2015
Job Diversified Financial Services Professional
Industry Financial Services
Experience
Capital One Investing March 2015 - Present
Cetera Advisors LLC September 2014 - May 2015
New England Financial October 2013 - September 2014
AXA Advisors April 2012 - August 2013
MF Global Securities USA September 2011 - April 2012
Cantor Fitzgerald LLC January 2010 - September 2011
Newedge USA LLC March 2009 - January 2011
Hold Brothers Online Investment Services June 2008 - March 2009
Bear Wagner Specialists, LLC April 1999 - March 2008
Van Der Moolen Specialists U.S July 1998 - March 1999
Skills
FINRA, Fixed Income, Options, Settlement, Middle Office, Prime Brokerage, Risk Management, Back Office, Trading, Derivatives, Capital Markets, Series 24, Equity Operations..., Series 7, DTC, Operations Management, Investment Banking, Trading Systems, Series 63, Annuity Sales, NJ Life and Anuuity..., NJ Accident and helath..., Customer Service..., OCC, Oasys, Advent, OFAC, Trace, NASDAQ, AML, Operational Risk, Equity Derivatives, Bonds, Process Improvement, Outlook, Equities, Securities, Project Planning, Compliance, Audit, client onboarding, Sungard, SIS, Customer Relations, Microsoft Office, Problem Solving, Word, PowerPoint, Customer Service, Program Management
Education
On-Site Insurance School 2011 — 2012
NJ Life and Health Producer License, Insurance
Securities Training Corporation 2006 — 2006
Series 7, 24, 55, 63 and 65, Investments and Securities
St. John's University 1996 — 1998
Bachelor's degree, Business Management
Christ the King Regional High School 1992 — 1996
diploma, academics
Capital One Investing March 2015 - Present
Cetera Advisors LLC September 2014 - May 2015
New England Financial October 2013 - September 2014
AXA Advisors April 2012 - August 2013
MF Global Securities USA September 2011 - April 2012
Cantor Fitzgerald LLC January 2010 - September 2011
Newedge USA LLC March 2009 - January 2011
Hold Brothers Online Investment Services June 2008 - March 2009
Bear Wagner Specialists, LLC April 1999 - March 2008
Van Der Moolen Specialists U.S July 1998 - March 1999
Skills
FINRA, Fixed Income, Options, Settlement, Middle Office, Prime Brokerage, Risk Management, Back Office, Trading, Derivatives, Capital Markets, Series 24, Equity Operations..., Series 7, DTC, Operations Management, Investment Banking, Trading Systems, Series 63, Annuity Sales, NJ Life and Anuuity..., NJ Accident and helath..., Customer Service..., OCC, Oasys, Advent, OFAC, Trace, NASDAQ, AML, Operational Risk, Equity Derivatives, Bonds, Process Improvement, Outlook, Equities, Securities, Project Planning, Compliance, Audit, client onboarding, Sungard, SIS, Customer Relations, Microsoft Office, Problem Solving, Word, PowerPoint, Customer Service, Program Management
Education
On-Site Insurance School 2011 — 2012
NJ Life and Health Producer License, Insurance
Securities Training Corporation 2006 — 2006
Series 7, 24, 55, 63 and 65, Investments and Securities
St. John's University 1996 — 1998
Bachelor's degree, Business Management
Christ the King Regional High School 1992 — 1996
diploma, academics
Luca Procel Luca Procel's Cetera Advisors LLC Experience March 2012 - Present
Job President at Advisor Support Services, LLC.
Industry Financial Services
Experience
Cetera Advisors, LLC March 2012 - Present
Advisor Support Services, LLC. January 2012 - Present
Pacific West Financial Group June 2007 - March 2012
First Allied Securities 2000 - 2005
Skills
Series 7, Securities, Mutual Funds, Series 63, Alternative Investments, Investments, Wealth Management, Investment Advisory, Asset Allocation, Retirement Planning, Equities, Financial Advisory, Retirement, FINRA, Series 24, Trading
Education
Instituto Tecnológico y de Estudios Superiores de Monterrey 1993 — 1997
Bachelor of Science (BS), International Business
Cetera Advisors, LLC March 2012 - Present
Advisor Support Services, LLC. January 2012 - Present
Pacific West Financial Group June 2007 - March 2012
First Allied Securities 2000 - 2005
Skills
Series 7, Securities, Mutual Funds, Series 63, Alternative Investments, Investments, Wealth Management, Investment Advisory, Asset Allocation, Retirement Planning, Equities, Financial Advisory, Retirement, FINRA, Series 24, Trading
Education
Instituto Tecnológico y de Estudios Superiores de Monterrey 1993 — 1997
Bachelor of Science (BS), International Business
Michael Argiro's Cetera Advisors LLC Experience September 2011 - Present
Job Owner at 4T Financial ★ Financial Advisor ★ Financial Educator ★ Insurance Advisor ★
Industry Financial Services
Experience
Cetera Advisors, LLC September 2011 - Present
4T Financial August 2007 - Present
Securities America, Inc. Member FINRA/SIPC June 2006 - September 2011
Tower Square December 1996 - June 2006
Mass Mutual December 1990 - December 1996
Skills
Investments
Education
Orville H. Platt High School
University of New Haven
BA
Manchester Community College
Cetera Advisors, LLC September 2011 - Present
4T Financial August 2007 - Present
Securities America, Inc. Member FINRA/SIPC June 2006 - September 2011
Tower Square December 1996 - June 2006
Mass Mutual December 1990 - December 1996
Skills
Investments
Education
Orville H. Platt High School
University of New Haven
BA
Manchester Community College
Paul Levchenko's Cetera Advisors LLC Experience May 2012 - August 2012
Job Investment Banking Analyst at Perella Weinberg Partners
Industry Investment Banking
Experience
Perella Weinberg Partners July 2015 - Present
Morgan Stanley May 2014 - August 2014
Marlin Equity Partners May 2013 - August 2013
Cetera Advisors LLC May 2012 - August 2012
Education
University of California, Berkeley 2011 — 2015
Economics
Redondo Union High School 2007 — 2011
Perella Weinberg Partners July 2015 - Present
Morgan Stanley May 2014 - August 2014
Marlin Equity Partners May 2013 - August 2013
Cetera Advisors LLC May 2012 - August 2012
Education
University of California, Berkeley 2011 — 2015
Economics
Redondo Union High School 2007 — 2011
Sidney Nemes Sidney Nemes's Cetera Advisors LLC Experience July 2013 - Present
Job Account Executive at Cetera Advisors LLC
Industry Financial Services
Experience
Cetera Advisors LLC July 2013 - Present
Edge Hoboken July 2011 - June 2013
Optis Group LLC May 2004 - July 2011
Skills
Financial Modeling, Microsoft Excel, Wealth Management...
Education
Tufts University 1995 — 1999
Bachelors, Economics
Oratory Preparatory School
Cetera Advisors LLC July 2013 - Present
Edge Hoboken July 2011 - June 2013
Optis Group LLC May 2004 - July 2011
Skills
Financial Modeling, Microsoft Excel, Wealth Management...
Education
Tufts University 1995 — 1999
Bachelors, Economics
Oratory Preparatory School
John Shelton John Shelton's Cetera Advisors LLC Experience December 2010 - July 2012
Job Helping Families Build & Protect Wealth | Ameritas Investment Corporation
Industry Financial Services
Experience
Ameritas Investment Corporation September 2014 - Present
Ameritas Life Insurance Corporation October 2013 - Present
Cetera Advisors LLC December 2010 - July 2012
Centara Capital October 2004 - August 2010
Centerside Capital Management December 2002 - July 2004
Skills
Wealth Management, Investment Advisory, Investment Strategies, Alternative Investments, Financial Advisory, Retirement Planning, Estate Planning, Life Insurance, Fixed Annuities, Mutual Funds, Strategic Financial..., Asset Allocation, Asset Management, Finance, Investments, Financial Planning, Financial Services, Insurance, Disability Insurance, Retirement, Securities, 401k, Series 7, Portfolio Management, IRAs, Series 63
Education
University of Washington 1999 — 2002
Bachelor's Degree
Bellevue College 1997 — 1998
Boston University
Juanita High School
High School
Ameritas Investment Corporation September 2014 - Present
Ameritas Life Insurance Corporation October 2013 - Present
Cetera Advisors LLC December 2010 - July 2012
Centara Capital October 2004 - August 2010
Centerside Capital Management December 2002 - July 2004
Skills
Wealth Management, Investment Advisory, Investment Strategies, Alternative Investments, Financial Advisory, Retirement Planning, Estate Planning, Life Insurance, Fixed Annuities, Mutual Funds, Strategic Financial..., Asset Allocation, Asset Management, Finance, Investments, Financial Planning, Financial Services, Insurance, Disability Insurance, Retirement, Securities, 401k, Series 7, Portfolio Management, IRAs, Series 63
Education
University of Washington 1999 — 2002
Bachelor's Degree
Bellevue College 1997 — 1998
Boston University
Juanita High School
High School
Anne Crabbe, CFP's Cetera Advisors LLC Experience January 2013 - Present
Job Financial Advisor at Cetera Advisors, LLC
Industry Investment Management
Experience
Cetera Advisors, LLC January 2013 - Present
Multi Financial Securities November 2007 - January 2013
Education
University of Illinois at Urbana-Champaign 1985 — 1989
Bachelors, English Literature
Cetera Advisors, LLC January 2013 - Present
Multi Financial Securities November 2007 - January 2013
Education
University of Illinois at Urbana-Champaign 1985 — 1989
Bachelors, English Literature
George Mulwee's Cetera Advisors LLC Experience May 2014 - Present
Job Director of Supervision at Cetera Advisors LLC
Industry Financial Services
Experience
Cetera Advisors LLC May 2014 - Present
Woodbury Financial Services May 2013 - May 2014
Woodbury Financial Services July 2011 - May 2013
Ameriprise Financial September 2010 - July 2011
Woodbury Financial Services August 2007 - September 2010
Woodbury Financial Services June 2004 - August 2007
Woodbury Financial Services June 2002 - June 2004
Fortis Financial Group November 1999 - June 2002
Skills
Series 24, Series 7, Mutual Funds, Uniform Combined State..., Investments, Investment Advisory, Registered Investment..., Trading, Compliance, FINRA, Series 66, Series 4
Education
Augsburg College 2006 — 2010
Cetera Advisors LLC May 2014 - Present
Woodbury Financial Services May 2013 - May 2014
Woodbury Financial Services July 2011 - May 2013
Ameriprise Financial September 2010 - July 2011
Woodbury Financial Services August 2007 - September 2010
Woodbury Financial Services June 2004 - August 2007
Woodbury Financial Services June 2002 - June 2004
Fortis Financial Group November 1999 - June 2002
Skills
Series 24, Series 7, Mutual Funds, Uniform Combined State..., Investments, Investment Advisory, Registered Investment..., Trading, Compliance, FINRA, Series 66, Series 4
Education
Augsburg College 2006 — 2010
Jay Vinson's Cetera Advisors LLC Experience October 2010 - Present
Job Vice President, New Business Development at Cetera Advisors LLC
Industry Financial Services
Experience
Cetera Advisors LLC October 2010 - Present
Next Financial January 2008 - September 2010
Mutual Service Corporation 2000 - 2008
Investors Financial Group 1998 - 2000
H.D. Vest Financial Services 1996 - 1999
Skills
New Business Development, Financial Recruiting, Business Management, Practice Management, Strategic Consulting
Education
The University of Texas at Dallas
Economics, Finance
Cetera Advisors LLC October 2010 - Present
Next Financial January 2008 - September 2010
Mutual Service Corporation 2000 - 2008
Investors Financial Group 1998 - 2000
H.D. Vest Financial Services 1996 - 1999
Skills
New Business Development, Financial Recruiting, Business Management, Practice Management, Strategic Consulting
Education
The University of Texas at Dallas
Economics, Finance
Roger Waller's Cetera Advisors LLC Experience January 2012 - Present
Job Financial Advisor at Cetera Advisors LLC
Industry Investment Management
Experience
Cetera Advisors LLC January 2012 - Present
Pacific West Securities May 1998 - February 2012
Skills
Asset Management, Investments, Retirement Planning
Education
Eastern Washington University
Cetera Advisors LLC January 2012 - Present
Pacific West Securities May 1998 - February 2012
Skills
Asset Management, Investments, Retirement Planning
Education
Eastern Washington University
Jim Witkowski's Cetera Advisors LLC Experience December 2009 - Present
Job Financial Adviser with JW Wealth Management Group
Industry Financial Services
Experience
Cetera Advisors LLC December 2009 - Present
Edward Jones September 2002 - October 2009
American Express Financial Advisors 2000 - 2002
Skills
Investments, Series 7, Securities, Retirement Planning, Wealth Management, FINRA, Uniform Combined State..., Series 63, Investment Advisory, Mutual Funds, Estate Planning, Strategic Financial..., Portfolio Management, Retirement, Fixed Annuities, Asset Allocation, Finance, Financial Advisory, IRAs, 401k
Education
University of Central Missouri 1997 — 2000
BS, Biology
Longview Community College 1995 — 1997
Chemistry
Raytown High School 1990 — 1995
Cetera Advisors LLC December 2009 - Present
Edward Jones September 2002 - October 2009
American Express Financial Advisors 2000 - 2002
Skills
Investments, Series 7, Securities, Retirement Planning, Wealth Management, FINRA, Uniform Combined State..., Series 63, Investment Advisory, Mutual Funds, Estate Planning, Strategic Financial..., Portfolio Management, Retirement, Fixed Annuities, Asset Allocation, Finance, Financial Advisory, IRAs, 401k
Education
University of Central Missouri 1997 — 2000
BS, Biology
Longview Community College 1995 — 1997
Chemistry
Raytown High School 1990 — 1995
Lauren C. Peck, CFP®'s Cetera Advisors LLC Experience September 2007 - September 2014
Job Financial Planning Analyst
Industry Financial Services
Experience
PNC Investments (Unofficial) September 2014 - Present
Main Advisory, Inc. September 2007 - September 2014
Cetera Advisors LLC September 2007 - September 2014
PNC May 2006 - August 2006
Skills
Series 7, CFP®, Series 66, Retirement Planning, Social Security Planning, Asset Management, Asset Allocation, Estate Planning, Cash Management, Asset Protection, Organization, Operations Management
Education
Duquesne University School of Leadership and Professional Development 2009 — 2009
Executive Certificate in Financial Planning, Financial Planning
Penn State University 2003 — 2007
BS, Finance, Business Law (minor)
PNC Investments (Unofficial) September 2014 - Present
Main Advisory, Inc. September 2007 - September 2014
Cetera Advisors LLC September 2007 - September 2014
PNC May 2006 - August 2006
Skills
Series 7, CFP®, Series 66, Retirement Planning, Social Security Planning, Asset Management, Asset Allocation, Estate Planning, Cash Management, Asset Protection, Organization, Operations Management
Education
Duquesne University School of Leadership and Professional Development 2009 — 2009
Executive Certificate in Financial Planning, Financial Planning
Penn State University 2003 — 2007
BS, Finance, Business Law (minor)
KORSA NZIDEE's Cetera Advisors LLC Experience April 2015 - Present
Job VP, Private Client Advisor at JPMorgan Chase Bank N.A
Industry Financial Services
Experience
Cetera Advisors LLC April 2015 - Present
JPMORGAN SECURITIES June 2012 - November 2014
Chase Investment Services, Inc. February 2007 - May 2012
Ameriprise Financial October 2004 - October 2005
Education
Lomonosov Moscow State Academy of Fine Chemical Technology (MITHT) 1987 — 1994
Master's degree, Chemical Engineering
Federal Government College, Port Harcourt
High School
Cetera Advisors LLC April 2015 - Present
JPMORGAN SECURITIES June 2012 - November 2014
Chase Investment Services, Inc. February 2007 - May 2012
Ameriprise Financial October 2004 - October 2005
Education
Lomonosov Moscow State Academy of Fine Chemical Technology (MITHT) 1987 — 1994
Master's degree, Chemical Engineering
Federal Government College, Port Harcourt
High School
Jeffrey Stinedurf, CFP®'s Cetera Advisors LLC Experience June 1995 - Present
Job Registered Principal at Cetera Advisors LLC
Industry Financial Services
Experience
Brighton Township, MI January 2013 - Present
Brighton Township, Michigan January 2012 - Present
Financial Directions, Inc September 2001 - Present
Cetera Advisors LLC June 1995 - Present
AXA Equitable October 1993 - May 1995
State of Michigan 1985 - 1986
Education
College for Financial Planning 1997 — 1999
CFP, Certified Financial Planner ®
Eastern Michigan University 1989 — 1991
BBA, Finance
Michigan State University 1983 — 1988
BA, Social Science
Calvary Christian Academy 1971 — 1983
Brighton Township, MI January 2013 - Present
Brighton Township, Michigan January 2012 - Present
Financial Directions, Inc September 2001 - Present
Cetera Advisors LLC June 1995 - Present
AXA Equitable October 1993 - May 1995
State of Michigan 1985 - 1986
Education
College for Financial Planning 1997 — 1999
CFP, Certified Financial Planner ®
Eastern Michigan University 1989 — 1991
BBA, Finance
Michigan State University 1983 — 1988
BA, Social Science
Calvary Christian Academy 1971 — 1983
Ken (Kei) Nishikawa's Cetera Advisors LLC Experience March 2014 - Present
Job Supervisor / Resource Center at Cetera Advisors LLC
Industry Financial Services
Experience
Cetera Advisors LLC March 2014 - Present
Cetera Advisors LLC January 2012 - February 2014
Cetera Advisors LLC January 2010 - December 2011
Table Bay Financial Network, Inc. March 2009 - December 2009
Jackson National Life March 2008 - February 2009
Ameriprise Financial Services, Inc. October 2005 - February 2008
Skills
Series 7, Series 66, Financial Planning, Advisory / Wealth..., Sales, Securities, Variable Annuities, Fixed Annuities, Life Insurance, Relationship Management, Broker-Dealer Operations, Management, Wealth Management
Education
University of Rochester 1993 — 1997
B.A., Economics & Finance
University of Rochester 1993 — 1997
B.S., Microbiology and Immunology
Cetera Advisors LLC March 2014 - Present
Cetera Advisors LLC January 2012 - February 2014
Cetera Advisors LLC January 2010 - December 2011
Table Bay Financial Network, Inc. March 2009 - December 2009
Jackson National Life March 2008 - February 2009
Ameriprise Financial Services, Inc. October 2005 - February 2008
Skills
Series 7, Series 66, Financial Planning, Advisory / Wealth..., Sales, Securities, Variable Annuities, Fixed Annuities, Life Insurance, Relationship Management, Broker-Dealer Operations, Management, Wealth Management
Education
University of Rochester 1993 — 1997
B.A., Economics & Finance
University of Rochester 1993 — 1997
B.S., Microbiology and Immunology
Collin Lodge's Cetera Advisors LLC Experience June 2009 - August 2011
Job B.S Finance, M.B.A
Industry Financial Services
Experience
Albertsons July 2013 - Present
Cetera Advisors LLC June 2009 - August 2011
Lodge & Associates June 2009 - July 2011
Skills
Financial Analysis, Analysis, Program Management, Management, Cross-functional Team...
Education
Boise State University 2011 — 2013
Master of Business Administration (M.B.A.), Straight A Student
University of Idaho 2005 — 2009
Bachelor of Science (B.S.), Finance
Albertsons July 2013 - Present
Cetera Advisors LLC June 2009 - August 2011
Lodge & Associates June 2009 - July 2011
Skills
Financial Analysis, Analysis, Program Management, Management, Cross-functional Team...
Education
Boise State University 2011 — 2013
Master of Business Administration (M.B.A.), Straight A Student
University of Idaho 2005 — 2009
Bachelor of Science (B.S.), Finance
Cale Flage's Cetera Advisors LLC Experience May 2015 - Present
Job Financial Advisor & Wealth Manager at Cetera Advisors
Industry Investment Management
Experience
Cetera Advisors LLC May 2015 - Present
Tipple's Brews January 2010 - February 2015
R&D Construction Group January 2009 - October 2010
Skills
Independent Financial..., Retirement Planning, Wealth Management..., Economic Research, Investment Portfolio..., Estate Planning, Investment Strategies, Strategic Planning, Business Strategy, Alternative Investments, Global Markets, Life Insurance
Education
University of Florida 2004 — 2008
Economics, Entrepreneurship
Cetera Advisors LLC May 2015 - Present
Tipple's Brews January 2010 - February 2015
R&D Construction Group January 2009 - October 2010
Skills
Independent Financial..., Retirement Planning, Wealth Management..., Economic Research, Investment Portfolio..., Estate Planning, Investment Strategies, Strategic Planning, Business Strategy, Alternative Investments, Global Markets, Life Insurance
Education
University of Florida 2004 — 2008
Economics, Entrepreneurship
Ralph Winn's Cetera Advisors LLC Experience 1999 - Present
Job OSJ/MGR at Cetera Advisors.
Industry Financial Services
Experience
Cetera Advisors LLC 1999 - Present
Skills
Securities, Retirement, Investments, 401k, Retirement Planning, Mutual Funds, Wealth Management, Investment Advisory, Asset Allocation, Financial Advisory, Small Business, Asset Protection, Sales Management, Insurance, Series 7, Pensions, Investment Strategies, Risk Management, Employee Benefits, Wealth Accumulation, Equities, Alternative Investments, Bonds, Personal Finance, Financial Planning, Annuities, Retirement Income..., IRA's, Insurance Planning
Education
California State University-Los Angeles 1977 — 1979
Bachelor's Degree, Criminal Justice and Corrections
California State University-Los Angeles 1977 — 1979
Bachelor's Degree, Business, Management, Marketing, and Related Support Services
Cetera Advisors LLC 1999 - Present
Skills
Securities, Retirement, Investments, 401k, Retirement Planning, Mutual Funds, Wealth Management, Investment Advisory, Asset Allocation, Financial Advisory, Small Business, Asset Protection, Sales Management, Insurance, Series 7, Pensions, Investment Strategies, Risk Management, Employee Benefits, Wealth Accumulation, Equities, Alternative Investments, Bonds, Personal Finance, Financial Planning, Annuities, Retirement Income..., IRA's, Insurance Planning
Education
California State University-Los Angeles 1977 — 1979
Bachelor's Degree, Criminal Justice and Corrections
California State University-Los Angeles 1977 — 1979
Bachelor's Degree, Business, Management, Marketing, and Related Support Services
Ned Reitzes's Cetera Advisors LLC Experience October 2006 - Present
Job Financial Advisor and Attorney
Industry Financial Services
Experience
Cetera Advisors LLC October 2006 - Present
Self-employed July 2006 - Present
City of Overland Park 1995 - Present
University of Pennsylvania Alumni Club 1985 - Present
Lincoln Financial Advisors 1994 - 2006
Skills
Strategic Planning, Estate Planning, Wealth Management, Investments, Business Transactions, Investment Strategies, Insurance, Portfolio Management, Strategic Financial..., Mutual Funds
Education
Washington University in St. Louis School of Law 1977 — 1980
JD, Law
The University of Kansas 1975 — 1977
MBA, Finance
University of Pennsylvania 1970 — 1974
BA, History
Cetera Advisors LLC October 2006 - Present
Self-employed July 2006 - Present
City of Overland Park 1995 - Present
University of Pennsylvania Alumni Club 1985 - Present
Lincoln Financial Advisors 1994 - 2006
Skills
Strategic Planning, Estate Planning, Wealth Management, Investments, Business Transactions, Investment Strategies, Insurance, Portfolio Management, Strategic Financial..., Mutual Funds
Education
Washington University in St. Louis School of Law 1977 — 1980
JD, Law
The University of Kansas 1975 — 1977
MBA, Finance
University of Pennsylvania 1970 — 1974
BA, History
Blake McCrary, MBA's Cetera Advisors LLC Experience August 2013 - Present
Job Director of New Business Development East Coast at Cetera Advisors, LLC
Industry Financial Services
Experience
Cetera Advisors LLC August 2013 - Present
Cambridge Investment Research April 2003 - August 2013
Skills
Financial Services, Due Diligence, Financial Advisory, Investments, Retirement Planning, Wealth Management, Strategic Financial..., Alternative Investments, 401k, Asset Management, Portfolio Management, Series 7
Education
University of Alabama at Birmingham 1998 — 2000
MBA
Georgia State University 1989 — 1993
BS, Economics
Cetera Advisors LLC August 2013 - Present
Cambridge Investment Research April 2003 - August 2013
Skills
Financial Services, Due Diligence, Financial Advisory, Investments, Retirement Planning, Wealth Management, Strategic Financial..., Alternative Investments, 401k, Asset Management, Portfolio Management, Series 7
Education
University of Alabama at Birmingham 1998 — 2000
MBA
Georgia State University 1989 — 1993
BS, Economics
Bryan Foertsch's Cetera Advisors LLC Experience November 2013 - Present
Job Registered Principal at Cetera Advisors
Industry Financial Services
Experience
Cetera Advisors LLC November 2013 - Present
Foothill Securities, Inc. April 2004 - November 2013
Omni International 1994 - 2001
GE Calma 1987 - 1991
Skills
Series 7, Retirement Planning, Retirement, Investment Advisory, Wealth Management, Mutual Funds, Asset Allocation, Securities, 401k, Investments, Strategic Financial..., IRAs, Estate Planning, Investment Strategies, Series 24, Alternative Investments, Asset Management, Portfolio Management, Series 6
Education
Mount Saint Mary's College 1966 — 1970
Bachelor of Science (B.S.), Economics and Finance
Blessed Sacrament School Baltimore 1956 — 1961
Grammar School, Eight
Cetera Advisors LLC November 2013 - Present
Foothill Securities, Inc. April 2004 - November 2013
Omni International 1994 - 2001
GE Calma 1987 - 1991
Skills
Series 7, Retirement Planning, Retirement, Investment Advisory, Wealth Management, Mutual Funds, Asset Allocation, Securities, 401k, Investments, Strategic Financial..., IRAs, Estate Planning, Investment Strategies, Series 24, Alternative Investments, Asset Management, Portfolio Management, Series 6
Education
Mount Saint Mary's College 1966 — 1970
Bachelor of Science (B.S.), Economics and Finance
Blessed Sacrament School Baltimore 1956 — 1961
Grammar School, Eight
Nicoline Smed's Cetera Advisors LLC Experience August 2013 - Present
Job Resource Center Specialist at Cetera Advisors LLC
Industry Financial Services
Experience
Cetera Advisors LLC August 2013 - Present
Cetera Financial Group June 2012 - June 2013
Farm Bureau Financial Services October 2011 - June 2012
Farm Bureau October 2011 - June 2012
Bankers Life and Casualty July 2011 - October 2011
Central College April 2009 - August 2011
Impro 2006 - 2011
Allianz, Central College March 2010 - June 2010
Impro March 2010 - June 2010
Allianz, Central College March 2010 - June 2010
Skills
Annuities, Health, Long Term Care, Medicare Supplements, Insurance, Microsoft Office, General Insurance, Liability, Commercial Insurance, Umbrella, Medicare, Property & Casualty..., Boat, Life Insurance, Long-term Care
Education
Central College 2007 — 2011
Bachelors of Liberal Arts, Mathematics
Central College 2007 — 2011
Bachelor of Arts, Mathematics
Central College 2007 — 2011
Bachelor of Arts, Mathematics
Cetera Advisors LLC August 2013 - Present
Cetera Financial Group June 2012 - June 2013
Farm Bureau Financial Services October 2011 - June 2012
Farm Bureau October 2011 - June 2012
Bankers Life and Casualty July 2011 - October 2011
Central College April 2009 - August 2011
Impro 2006 - 2011
Allianz, Central College March 2010 - June 2010
Impro March 2010 - June 2010
Allianz, Central College March 2010 - June 2010
Skills
Annuities, Health, Long Term Care, Medicare Supplements, Insurance, Microsoft Office, General Insurance, Liability, Commercial Insurance, Umbrella, Medicare, Property & Casualty..., Boat, Life Insurance, Long-term Care
Education
Central College 2007 — 2011
Bachelors of Liberal Arts, Mathematics
Central College 2007 — 2011
Bachelor of Arts, Mathematics
Central College 2007 — 2011
Bachelor of Arts, Mathematics
Lisa Baer's Cetera Advisors LLC Experience April 2014 - Present
Job Financial Advisor
Industry Financial Services
Experience
Cetera Advisors LLC April 2014 - Present
Ameriprise Financial July 1985 - May 2014
Comprehensive Health 1977 - 1984
Education
University of Missouri-Kansas City 1978 — 1981
Master of Arts (MA), Psychology
Cetera Advisors LLC April 2014 - Present
Ameriprise Financial July 1985 - May 2014
Comprehensive Health 1977 - 1984
Education
University of Missouri-Kansas City 1978 — 1981
Master of Arts (MA), Psychology
Dennis O'Connor's Cetera Advisors LLC Experience September 2013 - Present
Job Cetera Advisors LLC.
Industry Investment Management
Experience
Cetera Advisors LLC September 2013 - Present
LPL Financial December 1993 - August 2013
Merrill Lynch May 1991 - December 1993
Shearson Lehman American Express May 1989 - May 1991
Prudential Bache Securities September 1986 - May 1989
Skills
Series 24, Series 7, Series 63, Life Insurance, Variable Annuities, Health Insurance, Wealth Management
Education
City University of New York-John Jay College of Criminal Justice 1977 — 1979
Criminal Justice
Baruch College, City University of New York (CUNY) 1974 — 1977
Finance
Mater Christi High School 1970 — 1974
High School Diploma, Liberal Arts
Most Precious Blood 1961 — 1970
Cetera Advisors LLC September 2013 - Present
LPL Financial December 1993 - August 2013
Merrill Lynch May 1991 - December 1993
Shearson Lehman American Express May 1989 - May 1991
Prudential Bache Securities September 1986 - May 1989
Skills
Series 24, Series 7, Series 63, Life Insurance, Variable Annuities, Health Insurance, Wealth Management
Education
City University of New York-John Jay College of Criminal Justice 1977 — 1979
Criminal Justice
Baruch College, City University of New York (CUNY) 1974 — 1977
Finance
Mater Christi High School 1970 — 1974
High School Diploma, Liberal Arts
Most Precious Blood 1961 — 1970
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY