New England Securities
Industry: Company
DescriptionHeadquarters: Boston, MA Founded: 1968 Parent organizations: MetLife, NEW ENGLAND LIFE INSURANCE CO
New England Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at New England Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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New England Securities Employees
Employee
Years
Job
Industry
Regina DiLorenzo Regina DiLorenzo's New England Securities Experience January 1997 - March 1998
Job President, ASAP VA Helping small businesses increase revenue
Industry Management Consulting
Experience
ASAP Virtual Assistant May 2014 - Present
American Restaurant Association September 2008 - Present
New England Securities January 1997 - March 1998
New England Securities February 1993 - December 1996
Skills
Food Service, Food, Restaurants, Supply Chain, Forecasting, P&L, Management, Team Building, P&L Management, Leadership, Strategic Planning, Budgets
Education
Stonehill College
Bachelor of Arts, Communication and Business Administration
ASAP Virtual Assistant May 2014 - Present
American Restaurant Association September 2008 - Present
New England Securities January 1997 - March 1998
New England Securities February 1993 - December 1996
Skills
Food Service, Food, Restaurants, Supply Chain, Forecasting, P&L, Management, Team Building, P&L Management, Leadership, Strategic Planning, Budgets
Education
Stonehill College
Bachelor of Arts, Communication and Business Administration
Brad Batur Brad Batur's New England Securities Experience August 2007 - Present
Job Registered Representative at New England Securities
Industry Financial Services
Experience
New England Securities August 2007 - Present
New England Securities August 2007 - Present
Skills
Insurance, Asset Allocation, Retirement, Securities, Retirement Planning, Succession Planning, Finance, Disability Insurance, Process Improvement, Sales, Employee Benefits, 401k, Management, Long-term Care, Strategic Planning
Education
Oakland University
Masters in Business Administration, Finance
Central Michigan University
Bachelor of Science, Finance
New England Securities August 2007 - Present
New England Securities August 2007 - Present
Skills
Insurance, Asset Allocation, Retirement, Securities, Retirement Planning, Succession Planning, Finance, Disability Insurance, Process Improvement, Sales, Employee Benefits, 401k, Management, Long-term Care, Strategic Planning
Education
Oakland University
Masters in Business Administration, Finance
Central Michigan University
Bachelor of Science, Finance
Rick A. Baray, CFP®, CLU® Rick A. Baray, CFP®, CLU®'s New England Securities Experience January 2011 - March 2012
Job Wealth Manager at USAA Wealth Management
Industry Financial Services
Experience
USAA Wealth Management December 2013 - Present
JPMorgan Chase Bank, N.A. April 2012 - November 2013
New England Securities January 2011 - March 2012
JPMorgan Chase September 2009 - January 2011
Wescom Credit Union July 2007 - September 2009
Education
San Diego State University-California State University 2007 — 2012
Bachelor of Science in Business Administration, Financial Services
USAA Wealth Management December 2013 - Present
JPMorgan Chase Bank, N.A. April 2012 - November 2013
New England Securities January 2011 - March 2012
JPMorgan Chase September 2009 - January 2011
Wescom Credit Union July 2007 - September 2009
Education
San Diego State University-California State University 2007 — 2012
Bachelor of Science in Business Administration, Financial Services
Steven Testa, ChFC, CLU, CLTC Steven Testa, ChFC, CLU, CLTC's New England Securities Experience January 2004 - September 2004
Job Managing Director at Pioneer Financial Group
Industry Financial Services
Experience
Pioneer Financial Group, Inc. October 2013 - Present
Prudential Financial July 2012 - September 2013
Diversified Financial Group, LLC 2010 - July 2012
MetLife June 2006 - 2009
Citizens Bank September 2004 - June 2006
New England Securities January 2004 - September 2004
Skills
401k, Fixed Annuities, Health Insurance, Life Insurance, Finance, Management, Financial Advisory, Retirement Planning, Insurance, Disability Insurance, Retirement, Financial Services
Education
University of Florida
MA, Education
University of Rhode Island
BS, Education
north providence high school
Pioneer Financial Group, Inc. October 2013 - Present
Prudential Financial July 2012 - September 2013
Diversified Financial Group, LLC 2010 - July 2012
MetLife June 2006 - 2009
Citizens Bank September 2004 - June 2006
New England Securities January 2004 - September 2004
Skills
401k, Fixed Annuities, Health Insurance, Life Insurance, Finance, Management, Financial Advisory, Retirement Planning, Insurance, Disability Insurance, Retirement, Financial Services
Education
University of Florida
MA, Education
University of Rhode Island
BS, Education
north providence high school
Martin D Standish, CFA, CAIA Martin D Standish, CFA, CAIA's New England Securities Experience March 2011 - December 2013
Job Senior Investment Strategist at Comerica Wealth Management
Industry Investment Management
Experience
Comerica Wealth Management October 2014 - Present
The Bahnsen Group, Morgan Stanley Wealth Management December 2013 - October 2014
New England Securities March 2011 - December 2013
Macquarie Funds Group (Macquaries acquisition of Allegiance Capital in 2009) 1997 - August 2010
Highmark Capital Management (asset management division of Union Bank) 1992 - 1998
Security Pacific Bank 1988 - 1990
First Republic Bank 1985 - 1988
Skills
Investments, Wealth Management, Portfolio Management, Retirement Planning, Asset Management, Asset Allocation, Estate Planning, Series 7, Investment Advisory, Business Analysis, Managed Money, Insurance, Wealth Preservation..., Retirement Income..., Financial Planning, Equities, Fixed Income, Retirement, Asset Managment, Wealth, Strategic Financial...
Education
University of Texas at Dallas - Naveen Jindal School of Management 1986 — 1989
MBA, Finance
Colorado State University 1979 — 1984
BS, Finance and Real Estate
Comerica Wealth Management October 2014 - Present
The Bahnsen Group, Morgan Stanley Wealth Management December 2013 - October 2014
New England Securities March 2011 - December 2013
Macquarie Funds Group (Macquaries acquisition of Allegiance Capital in 2009) 1997 - August 2010
Highmark Capital Management (asset management division of Union Bank) 1992 - 1998
Security Pacific Bank 1988 - 1990
First Republic Bank 1985 - 1988
Skills
Investments, Wealth Management, Portfolio Management, Retirement Planning, Asset Management, Asset Allocation, Estate Planning, Series 7, Investment Advisory, Business Analysis, Managed Money, Insurance, Wealth Preservation..., Retirement Income..., Financial Planning, Equities, Fixed Income, Retirement, Asset Managment, Wealth, Strategic Financial...
Education
University of Texas at Dallas - Naveen Jindal School of Management 1986 — 1989
MBA, Finance
Colorado State University 1979 — 1984
BS, Finance and Real Estate
Jess McCarty Jess McCarty's New England Securities Experience May 2003 - May 2004
Job Aligning independent insurance professionals with the resources they need to build a successful business
Industry Insurance
Experience
Brokers International Ltd. March 2007 - Present
McCarty Tax Advisory Group May 2004 - June 2007
New England Securities May 2003 - May 2004
Skills
Insurance, Retirement, 401k, Employee Benefits, Customer Relations, Sales Management, Sales Recruitment, Recruiting, Strategic Financial..., Financial Services, Coaching, Retirement Planning, Fixed Annuities, Financial Planners, Term Life Insurance, Life Insurance, Securities, Long-term Care, Small Business, Financial Advisory, Estate Planning, Personal Finance, Marketing, IRAs, Brokers, Finance, Relationship Management, Investments, Series 7, Universal Life, Wealth, Series 6, Variable Annuities, Mutual Funds, Wealth Management, Series 24, Property & Casualty..., Series 63, 401k Rollovers, Investment Advisory, Income Protection, Financial Planning
Education
Iowa State University 2000 — 2003
BS Finance, Financial Planning and Services
Buena Vista University 1997 — 1999
MIS
Guthrie Center High School 1994 — 1997
Brokers International Ltd. March 2007 - Present
McCarty Tax Advisory Group May 2004 - June 2007
New England Securities May 2003 - May 2004
Skills
Insurance, Retirement, 401k, Employee Benefits, Customer Relations, Sales Management, Sales Recruitment, Recruiting, Strategic Financial..., Financial Services, Coaching, Retirement Planning, Fixed Annuities, Financial Planners, Term Life Insurance, Life Insurance, Securities, Long-term Care, Small Business, Financial Advisory, Estate Planning, Personal Finance, Marketing, IRAs, Brokers, Finance, Relationship Management, Investments, Series 7, Universal Life, Wealth, Series 6, Variable Annuities, Mutual Funds, Wealth Management, Series 24, Property & Casualty..., Series 63, 401k Rollovers, Investment Advisory, Income Protection, Financial Planning
Education
Iowa State University 2000 — 2003
BS Finance, Financial Planning and Services
Buena Vista University 1997 — 1999
MIS
Guthrie Center High School 1994 — 1997
Daniel Grote, CFP's New England Securities Experience 2002 - 2004
Job Certified Financial Planner and Investment Advisor | Most Enthusiastic Airline Passenger in the World | Genuine Nice Guy
Industry Financial Services
Experience
Latitude Financial Group July 2008 - Present
Hornor, Townsend & Kent, Inc. May 2004 - July 2008
New England Securities 2002 - 2004
Qwest March 2000 - October 2001
Skills
Small Business, Wealth Management, Investments, Retirement Planning, Strategy, Financial Advisory, Retirement, Strategic Financial..., Finance, Asset Allocation, Securities, Insurance, Financial Services, Pensions, FINRA, Mutual Funds, Fixed Annuities, Investment Strategies, Series 63, 401k
Education
Fort Lewis College 1994 — 1998
Bachelor of Arts, International Business
J.K. Mullen High School 1990 — 1994
Ken Caryl Middle School 1988 — 1990
Latitude Financial Group July 2008 - Present
Hornor, Townsend & Kent, Inc. May 2004 - July 2008
New England Securities 2002 - 2004
Qwest March 2000 - October 2001
Skills
Small Business, Wealth Management, Investments, Retirement Planning, Strategy, Financial Advisory, Retirement, Strategic Financial..., Finance, Asset Allocation, Securities, Insurance, Financial Services, Pensions, FINRA, Mutual Funds, Fixed Annuities, Investment Strategies, Series 63, 401k
Education
Fort Lewis College 1994 — 1998
Bachelor of Arts, International Business
J.K. Mullen High School 1990 — 1994
Ken Caryl Middle School 1988 — 1990
Alex Reinig's New England Securities Experience January 2012 - August 2012
Job Pittsburgh Sales Manager at Citizens Bank
Industry Real Estate
Experience
Citizens Bank December 2013 - Present
Prospect Mortgage, LLC March 2013 - December 2013
Wells Fargo Home Mortgage August 2012 - March 2013
New England Securities January 2012 - August 2012
PNC Mortgage February 2008 - January 2012
Bank of America January 2003 - February 2008
Skills
•Bilingual- English..., NMLS Licensed, Account Management, Financial Analysis, Mortgage Banking, Branch Management, Marketing Strategy, Banking, Loans, Management, Mortgage Lending, Underwriting, Sales, Wealth Management
Education
University of North Florida 2003 — 2004
Bachelor of Applied Science (BASc), Political Science and Government
Slippery Rock University of Pennsylvania 1997 — 2000
Bachelor of Science (BS), Communication and Political Science
Citizens Bank December 2013 - Present
Prospect Mortgage, LLC March 2013 - December 2013
Wells Fargo Home Mortgage August 2012 - March 2013
New England Securities January 2012 - August 2012
PNC Mortgage February 2008 - January 2012
Bank of America January 2003 - February 2008
Skills
•Bilingual- English..., NMLS Licensed, Account Management, Financial Analysis, Mortgage Banking, Branch Management, Marketing Strategy, Banking, Loans, Management, Mortgage Lending, Underwriting, Sales, Wealth Management
Education
University of North Florida 2003 — 2004
Bachelor of Applied Science (BASc), Political Science and Government
Slippery Rock University of Pennsylvania 1997 — 2000
Bachelor of Science (BS), Communication and Political Science
Peter Weinbaum, CFP®, MBA Peter Weinbaum, CFP®, MBA's New England Securities Experience August 2009 - December 2014
Job Managing Sales Director at MetLife
Industry Financial Services
Experience
MetLife January 2015 - Present
New England Securities August 2009 - December 2014
New England Financial, A MetLife Company August 2009 - December 2014
AXA Advisors September 2003 - August 2009
Delta Air Lines July 1998 - January 2003
Education
University of Illinois at Urbana-Champaign 1990 — 1992
MBA, Marketing & International Business
University of Wisconsin-Madison 1986 — 1990
BA, Economics
MetLife January 2015 - Present
New England Securities August 2009 - December 2014
New England Financial, A MetLife Company August 2009 - December 2014
AXA Advisors September 2003 - August 2009
Delta Air Lines July 1998 - January 2003
Education
University of Illinois at Urbana-Champaign 1990 — 1992
MBA, Marketing & International Business
University of Wisconsin-Madison 1986 — 1990
BA, Economics
Bethany K. Allen, MBA Bethany K. Allen, MBA's New England Securities Experience 2000 - 2002
Job Senior Broker, US Markets/ Order Management at E*TRADE Financial
Industry Financial Services
Experience
E*TRADE Financial January 2003 - March 2015
BrownCo (Acquired by E*Trade in 2006) 2003 - 2006
New England Securities 2000 - 2002
Skills
Series 7, Series 24, Series 4, Series 55, Series 63, Series 6, General Securities..., Options Principal, Margin, Risk Management, Financial Markets, Trading Strategies, Order Management
Education
University of Illinois at Chicago 2011 — 2013
Master of Business Administration (MBA), Finance, Strategic Management
University of Massachusetts, Amherst 1995 — 1999
Bachelor of Arts (BA), Economics, Finance
E*TRADE Financial January 2003 - March 2015
BrownCo (Acquired by E*Trade in 2006) 2003 - 2006
New England Securities 2000 - 2002
Skills
Series 7, Series 24, Series 4, Series 55, Series 63, Series 6, General Securities..., Options Principal, Margin, Risk Management, Financial Markets, Trading Strategies, Order Management
Education
University of Illinois at Chicago 2011 — 2013
Master of Business Administration (MBA), Finance, Strategic Management
University of Massachusetts, Amherst 1995 — 1999
Bachelor of Arts (BA), Economics, Finance
Peter Fuhlbrigge Peter Fuhlbrigge's New England Securities Experience 1987 - 2000
Job SVP at Capital city Securities
Industry Financial Services
Experience
Capital city Securities November 2010 - Present
Capital City Securities 2010 - 2011
Raymond James FS 2000 - 2010
New England Securities 1987 - 2000
Skills
Over 30 Years experience, 401k, Retirement, Wealth Management, Alternative Investments, Retirement Planning, Series 63, Investment Advisory, Finance, Fixed Annuities, Mutual Funds, Investments, Securities, Portfolio Management, Asset Allocation, Financial Advisory, Series 7, Investment Management, Strategic Financial..., Relationship Management, Financial Services, Series 6, Asset Management, Life Insurance, Investment Strategies, Valuation, Estate Planning, Mortgage Lending, Long-term Care, Financial Planning
Education
The Ohio State University 1976 — 1981
B.S. Finance, Business
Capital city Securities November 2010 - Present
Capital City Securities 2010 - 2011
Raymond James FS 2000 - 2010
New England Securities 1987 - 2000
Skills
Over 30 Years experience, 401k, Retirement, Wealth Management, Alternative Investments, Retirement Planning, Series 63, Investment Advisory, Finance, Fixed Annuities, Mutual Funds, Investments, Securities, Portfolio Management, Asset Allocation, Financial Advisory, Series 7, Investment Management, Strategic Financial..., Relationship Management, Financial Services, Series 6, Asset Management, Life Insurance, Investment Strategies, Valuation, Estate Planning, Mortgage Lending, Long-term Care, Financial Planning
Education
The Ohio State University 1976 — 1981
B.S. Finance, Business
Alfredo E. Michael's New England Securities Experience January 2011 - February 2012
Job J.P. Morgan Private Bank LATAM
Industry Financial Services
Experience
J.P. Morgan March 2012 - Present
New England Securities January 2011 - February 2012
Merrill Lynch June 2008 - January 2011
Skills
Fluent English, Fluent Spanish, Series 7, Series 63, Investments, Portfolio Management, Mutual Funds, Fixed Income, Alternative Investments, Asset Allocation, Wealth Management, Investment Strategies, Securities, Asset Management, English, Equities, Finance, Financial Advisory, Financial Analysis, Investment Advisory, Microsoft Office, Uniform Combined State..., Strategic Planning
Education
University of Miami - School of Business 2012 — 2014
Master of Business Administration (M.B.A.)
Florida International University 2004 — 2008
Minor in Arts & Sciences, Economics
Florida International University - College of Business Administration 2004 — 2008
Bachelor of Business Administration, Finance
J.P. Morgan March 2012 - Present
New England Securities January 2011 - February 2012
Merrill Lynch June 2008 - January 2011
Skills
Fluent English, Fluent Spanish, Series 7, Series 63, Investments, Portfolio Management, Mutual Funds, Fixed Income, Alternative Investments, Asset Allocation, Wealth Management, Investment Strategies, Securities, Asset Management, English, Equities, Finance, Financial Advisory, Financial Analysis, Investment Advisory, Microsoft Office, Uniform Combined State..., Strategic Planning
Education
University of Miami - School of Business 2012 — 2014
Master of Business Administration (M.B.A.)
Florida International University 2004 — 2008
Minor in Arts & Sciences, Economics
Florida International University - College of Business Administration 2004 — 2008
Bachelor of Business Administration, Finance
Brian Pedroza Brian Pedroza's New England Securities Experience October 2011 - September 2013
Job Wealth Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2014 - Present
Fusion Wealth Management December 2011 - September 2013
New England Securities October 2011 - September 2013
Skills
Series 7, Securities, Retirement, Investment Advisory..., Wealth Management, Retirement Planning, IRAs, Finance, FINRA
Education
University of Phoenix 2009 — 2010
Associate of Arts, Hospitality, Travel, Tourism
LPL Financial May 2014 - Present
Fusion Wealth Management December 2011 - September 2013
New England Securities October 2011 - September 2013
Skills
Series 7, Securities, Retirement, Investment Advisory..., Wealth Management, Retirement Planning, IRAs, Finance, FINRA
Education
University of Phoenix 2009 — 2010
Associate of Arts, Hospitality, Travel, Tourism
Jeffrey Rosenthal's New England Securities Experience September 2013 - January 2015
Job Owner at Cornerstone Recovery Services
Industry Financial Services
Experience
Cornerstone Recovery Services January 2015 - Present
New England Securities September 2013 - January 2015
VonChurch May 2012 - July 2012
Atel Securities Corporation March 2008 - October 2011
Marcus & Millichap August 2007 - February 2008
Finance 500, Inc. June 2006 - June 2007
Global Dominion Logisticas, B.V. July 2004 - April 2005
Somera Communications, B.V. July 2002 - July 2004
Somera Communications August 1998 - June 2001
Skills
Mutual Funds, Investment Strategies, Stocks & Stock Options, Bonds, Fixed & Variable..., Charitable Giving..., Disability Income..., Estate Conservation..., Education Funding..., Health Insurance, Retirement Planning, IRA Consolidation /..., Long-Term Care Insurance, Mortgage Protection..., Risk Management, Lump Sum Pension..., Medicare Supplement..., Pension Payout..., Pension Transfer /..., Tax Sheltered..., Term Insurance, Universal Life Insurance, Variable Universal Life..., Whole Life Insurance, Wholesaler, Portfolio Management, Commercial Real Estate, International Sales, International..., Technology, Recruiting, Console Games, Financial Advisory, Holistic Financial..., Marketing Communications, Marketing Strategy, Product Marketing, Sales, Internal Marketing, Film Production, Networking, Executive Producing, MMO, Public Relations, Strategic Public..., Manage Client..., Ethical Decision Making
Education
University of California, Santa Barbara 1994 — 1998
B.A., Mass Communication/Media Studies, 3.8
Torrey Pines High School 1994 — 1998
High School Diploma, College Preparation, -
Cornerstone Recovery Services January 2015 - Present
New England Securities September 2013 - January 2015
VonChurch May 2012 - July 2012
Atel Securities Corporation March 2008 - October 2011
Marcus & Millichap August 2007 - February 2008
Finance 500, Inc. June 2006 - June 2007
Global Dominion Logisticas, B.V. July 2004 - April 2005
Somera Communications, B.V. July 2002 - July 2004
Somera Communications August 1998 - June 2001
Skills
Mutual Funds, Investment Strategies, Stocks & Stock Options, Bonds, Fixed & Variable..., Charitable Giving..., Disability Income..., Estate Conservation..., Education Funding..., Health Insurance, Retirement Planning, IRA Consolidation /..., Long-Term Care Insurance, Mortgage Protection..., Risk Management, Lump Sum Pension..., Medicare Supplement..., Pension Payout..., Pension Transfer /..., Tax Sheltered..., Term Insurance, Universal Life Insurance, Variable Universal Life..., Whole Life Insurance, Wholesaler, Portfolio Management, Commercial Real Estate, International Sales, International..., Technology, Recruiting, Console Games, Financial Advisory, Holistic Financial..., Marketing Communications, Marketing Strategy, Product Marketing, Sales, Internal Marketing, Film Production, Networking, Executive Producing, MMO, Public Relations, Strategic Public..., Manage Client..., Ethical Decision Making
Education
University of California, Santa Barbara 1994 — 1998
B.A., Mass Communication/Media Studies, 3.8
Torrey Pines High School 1994 — 1998
High School Diploma, College Preparation, -
SHANE OMALLEY, CFP® SHANE OMALLEY, CFP®'s New England Securities Experience January 2000 - November 2003
Job Business Owner at OMalley Wealth Management Group
Industry Financial Services
Experience
OMalley Wealth Management Group August 2013 - Present
BDF Investments December 2011 - August 2013
Wells Fargo Advisors December 2003 - December 2011
New England Securities January 2000 - November 2003
Petersen-Hill Insurance January 1996 - December 1998
Principal Financial Group January 1994 - December 1995
US Navy February 1987 - February 1991
Skills
Retirement Planning, Retirement, Strategic Financial..., Mutual Funds, Asset Allocation, Life Insurance, Long-term Care, Management, Budgets, Coaching, Wealth Management, Investments, Series 7, 401k, Fixed Annuities, Series 63, Portfolio Management, Estate Planning, Securities, Investment Advisory, Finance, Financial Services, Financial Planning
Education
University of Northern Iowa 1991 — 1996
Bachelor of Arts, Mathematics
Jesup Community 1983 — 1986
Diploma, General
OMalley Wealth Management Group August 2013 - Present
BDF Investments December 2011 - August 2013
Wells Fargo Advisors December 2003 - December 2011
New England Securities January 2000 - November 2003
Petersen-Hill Insurance January 1996 - December 1998
Principal Financial Group January 1994 - December 1995
US Navy February 1987 - February 1991
Skills
Retirement Planning, Retirement, Strategic Financial..., Mutual Funds, Asset Allocation, Life Insurance, Long-term Care, Management, Budgets, Coaching, Wealth Management, Investments, Series 7, 401k, Fixed Annuities, Series 63, Portfolio Management, Estate Planning, Securities, Investment Advisory, Finance, Financial Services, Financial Planning
Education
University of Northern Iowa 1991 — 1996
Bachelor of Arts, Mathematics
Jesup Community 1983 — 1986
Diploma, General
Mark A. Halby, CFP®, AIF® Mark A. Halby, CFP®, AIF®'s New England Securities Experience June 2008 - June 2013
Job Financial Planner at Nautilus Advisors
Industry Financial Services
Experience
The Halby Group, Inc. January 2014 - Present
Nautilus Advisors June 2013 - Present
New England Securities June 2008 - June 2013
Citibank July 2006 - May 2008
Nordstrom 2005 - 2006
Skills
Personal Financial..., Retirement Planning, Employee Benefits, Qualified Retirement..., Securities, Group Insurance, Disability Insurance, Long Term Care Insurance, Strategic Financial..., Financial Advisory, Finance, Insurance, Portfolio Management, Investments, Wealth Management..., Wealth Management, Strategy, 401k, Financial Planning
Education
San Diego State University-California State University 2004 — 2008
Business Administration, Financial Services
The Halby Group, Inc. January 2014 - Present
Nautilus Advisors June 2013 - Present
New England Securities June 2008 - June 2013
Citibank July 2006 - May 2008
Nordstrom 2005 - 2006
Skills
Personal Financial..., Retirement Planning, Employee Benefits, Qualified Retirement..., Securities, Group Insurance, Disability Insurance, Long Term Care Insurance, Strategic Financial..., Financial Advisory, Finance, Insurance, Portfolio Management, Investments, Wealth Management..., Wealth Management, Strategy, 401k, Financial Planning
Education
San Diego State University-California State University 2004 — 2008
Business Administration, Financial Services
Derek Happy Derek Happy's New England Securities Experience January 2012 - Present
Job Financial Advisor / Registered Representative at New England Securities
Industry Financial Services
Experience
New England Securities January 2012 - Present
Baystate Financial Services June 2011 - Present
New York Life Insurance Company August 2008 - February 2012
Ultimate Parking LLC. March 2004 - August 2008
Skills
Insurance, Investments, Customer Service, Retirement Services, Health Insurance, Disability Insurance, Term Life Insurance
Education
University of Massachusetts Boston 2004 — 2008
Bachelor's, Finance
St. Peter Marian
St. Peter Marian
New England Securities January 2012 - Present
Baystate Financial Services June 2011 - Present
New York Life Insurance Company August 2008 - February 2012
Ultimate Parking LLC. March 2004 - August 2008
Skills
Insurance, Investments, Customer Service, Retirement Services, Health Insurance, Disability Insurance, Term Life Insurance
Education
University of Massachusetts Boston 2004 — 2008
Bachelor's, Finance
St. Peter Marian
St. Peter Marian
Jon VanderSteeg Jon VanderSteeg's New England Securities Experience December 2010 - April 2013
Job Finance Manager
Industry Automotive
Experience
Landers Nissan March 2015 - Present
Fisher Investments February 2014 - March 2015
SammySak, LLC April 2013 - December 2014
New England Securities December 2010 - April 2013
JB Hunt Transport Services, Inc. March 2010 - December 2010
Education
University of Arkansas at Fayetteville 2006 — 2010
B.S.B.A, Financial Managment/Investments
ECS
Landers Nissan March 2015 - Present
Fisher Investments February 2014 - March 2015
SammySak, LLC April 2013 - December 2014
New England Securities December 2010 - April 2013
JB Hunt Transport Services, Inc. March 2010 - December 2010
Education
University of Arkansas at Fayetteville 2006 — 2010
B.S.B.A, Financial Managment/Investments
ECS
Bruce Ward CFP®, ChFC®, CLU® Bruce Ward CFP®, ChFC®, CLU®'s New England Securities Experience November 2007 - December 2014
Job Financial Advisor and Financial Services Representative at MetLife Premier Client Group, an Office of Metlife
Industry Financial Services
Experience
MetLife Premier Client Group of the Midwest, an Office of MetLife January 2015 - Present
New England Securities November 2007 - December 2014
Greater St. Louis Group May 1991 - October 2007
U.S. Coast Guard 1978 - 1991
U.S. Coast Guard Academy 1974 - 1978
Skills
Investment Advisory, Business Succession..., Retirement Income..., Leadership, 401k, Asset Management, Qualified Retirement..., Pensions, Investments, Life and Disability..., Annuities
Education
Golden Gate University 1986 — 1988
MBA, Financial Planning
US Coast Guard Academy 1974 — 1978
BS, Management
MetLife Premier Client Group of the Midwest, an Office of MetLife January 2015 - Present
New England Securities November 2007 - December 2014
Greater St. Louis Group May 1991 - October 2007
U.S. Coast Guard 1978 - 1991
U.S. Coast Guard Academy 1974 - 1978
Skills
Investment Advisory, Business Succession..., Retirement Income..., Leadership, 401k, Asset Management, Qualified Retirement..., Pensions, Investments, Life and Disability..., Annuities
Education
Golden Gate University 1986 — 1988
MBA, Financial Planning
US Coast Guard Academy 1974 — 1978
BS, Management
Bryant Clayton, CMT's New England Securities Experience December 2009 - February 2011
Job Managing Partner/IAR/Chartered Market Technician
Industry Investment Management
Experience
Clayton Fell Advisors, LLC February 2011 - Present
New England Securities December 2009 - February 2011
Mediterranean Shipping Company September 2008 - October 2009
Skills
Portfolio Management, Investments, Portfolio Optimization, Technical Analysis, Time Series Analysis, GARCH, ARIMA, Artificial Neural..., Asset Allocation, Financial Forecasting, Trading Strategies, Management
Education
Clemson University - College of Business and Behavioral Science 2002 — 2007
Bachelor of Science (BS), Business Administration and Management, General
Clayton Fell Advisors, LLC February 2011 - Present
New England Securities December 2009 - February 2011
Mediterranean Shipping Company September 2008 - October 2009
Skills
Portfolio Management, Investments, Portfolio Optimization, Technical Analysis, Time Series Analysis, GARCH, ARIMA, Artificial Neural..., Asset Allocation, Financial Forecasting, Trading Strategies, Management
Education
Clemson University - College of Business and Behavioral Science 2002 — 2007
Bachelor of Science (BS), Business Administration and Management, General
Angelo Tardi Angelo Tardi's New England Securities Experience February 2007 - December 2014
Job Financial Professional
Industry Financial Services
Experience
Levine & Reid, Inc. January 2015 - Present
New England Securities February 2007 - December 2014
Skills
Disability Insurance, Long-term Care, Retirement Planning, Investments, Life Insurance, Insurance, Executive Benefit..., Fixed Annuities, Variable Products
Education
Illinois State University 2003 — 2007
Business, Finance, Marketing, Sales, and Economics
Levine & Reid, Inc. January 2015 - Present
New England Securities February 2007 - December 2014
Skills
Disability Insurance, Long-term Care, Retirement Planning, Investments, Life Insurance, Insurance, Executive Benefit..., Fixed Annuities, Variable Products
Education
Illinois State University 2003 — 2007
Business, Finance, Marketing, Sales, and Economics
Scott Bergan,ChFC,CLU,AWMA Scott Bergan,ChFC,CLU,AWMA's New England Securities Experience April 2002 - January 2006
Job Senior Wealth Manager at Vineyard Financial Group & Owner, Vineyard Wealth Management,LLC
Industry Investment Management
Experience
Vineyard Wealth Managment, LLC January 2006 - Present
Vineyard Financial Group January 2006 - Present
New England Securities April 2002 - January 2006
American Express Financial Advisors November 1999 - March 2002
IDS Life Insurance Company November 1999 - March 2002
Skills
Strategic Financial..., Estate Planning, Wealth Management, Retirement Planning, Investment Advisory, Securities, Wealth Management..., Personal Finance, Financial Services, Pensions, Financial Goals, Retirement, Life Insurance, Long Term Care Insurance, Disability Insurance, Long-term Care, Alternative Investments, Variable Annuities, Financial Planning, Fee Based Advisory..., Financial Advisory, Fixed Annuities, Wealth, Investments
Education
College for Financial Planning 2007 — 2008
AWMA, Wealth Management
The American College 2003 — 2005
ChFC,CLU, Financial Planning
University of Colorado Boulder 1976 — 1980
BA, cum laude, Psychology
Vineyard Wealth Managment, LLC January 2006 - Present
Vineyard Financial Group January 2006 - Present
New England Securities April 2002 - January 2006
American Express Financial Advisors November 1999 - March 2002
IDS Life Insurance Company November 1999 - March 2002
Skills
Strategic Financial..., Estate Planning, Wealth Management, Retirement Planning, Investment Advisory, Securities, Wealth Management..., Personal Finance, Financial Services, Pensions, Financial Goals, Retirement, Life Insurance, Long Term Care Insurance, Disability Insurance, Long-term Care, Alternative Investments, Variable Annuities, Financial Planning, Fee Based Advisory..., Financial Advisory, Fixed Annuities, Wealth, Investments
Education
College for Financial Planning 2007 — 2008
AWMA, Wealth Management
The American College 2003 — 2005
ChFC,CLU, Financial Planning
University of Colorado Boulder 1976 — 1980
BA, cum laude, Psychology
Chris Morelli Chris Morelli's New England Securities Experience June 2012 - Present
Job Premier Banker, Santander Bank
Industry Banking
Experience
New England Securities June 2012 - Present
Greater Cranston Chamber of Commerce 2014 - 2014
Greater Cranston Chamber of Commerce 2014 - 2014
Greater Cranston Chamber of Commerce 2014 - 2014
Aidells Sausage Company March 2010 - July 2012
Next Generation Sales & Marketing November 2011 - January 2012
The Bartech Group June 2010 - April 2011
Rhode Island Student Loan Authority December 2007 - February 2009
Wyatt Detention Facility July 2004 - December 2007
Cornell Companies June 2004 - December 2007
Skills
Life Insurance, Annuity Sales, Disability Insurance, Retirement Planning, Investments, Health Insurance, Securities, Leadership, Training, Management, Employee Benefits, Human Resources, Conflict Resolution, Interviews, Sales, Analysis, Insurance, Program Management, Customer Service, Coaching, Time Management, Team Building, Technical Support, Access, Troubleshooting, Servers, Active Directory, Software Installation, Employee Relations, Microsoft Exchange, Citrix, Help Desk Support, Outlook, Leadership Development, Software Documentation, Microsoft Office, Windows Server
Education
Rhode Island College 1983 — 1990
BSW, Social Work
New England Securities June 2012 - Present
Greater Cranston Chamber of Commerce 2014 - 2014
Greater Cranston Chamber of Commerce 2014 - 2014
Greater Cranston Chamber of Commerce 2014 - 2014
Aidells Sausage Company March 2010 - July 2012
Next Generation Sales & Marketing November 2011 - January 2012
The Bartech Group June 2010 - April 2011
Rhode Island Student Loan Authority December 2007 - February 2009
Wyatt Detention Facility July 2004 - December 2007
Cornell Companies June 2004 - December 2007
Skills
Life Insurance, Annuity Sales, Disability Insurance, Retirement Planning, Investments, Health Insurance, Securities, Leadership, Training, Management, Employee Benefits, Human Resources, Conflict Resolution, Interviews, Sales, Analysis, Insurance, Program Management, Customer Service, Coaching, Time Management, Team Building, Technical Support, Access, Troubleshooting, Servers, Active Directory, Software Installation, Employee Relations, Microsoft Exchange, Citrix, Help Desk Support, Outlook, Leadership Development, Software Documentation, Microsoft Office, Windows Server
Education
Rhode Island College 1983 — 1990
BSW, Social Work
Bill Snyder, CRPC Bill Snyder, CRPC's New England Securities Experience March 2012 - March 2013
Job Private Banker at Wells Fargo
Industry Financial Services
Experience
Wells Fargo May 2013 - Present
New England Securities March 2012 - March 2013
Wells Fargo Advisors January 2008 - December 2011
Wells Fargo Advisors February 2006 - February 2008
Wells Fargo Bank August 2004 - February 2006
New England Financial 2003 - 2004
Skills
Series 7, Sales Management, Consultative Selling, Sales Trainings, Securities, Wealth Management, Mutual Funds, Investments, Series 63, Retirement, Financial Advisory, Retirement Planning, FINRA, Sales Process, Uniform Combined State..., Financial Services, IRAs, Asset, Options, Insurance, Equities, Mortgage Lending, Finance, 401k, Series 65, Wealth, Fixed Annuities, Asset Allocation, Banking, Telecommunications, Estate Planning, Strategic Financial..., Selling, Financial Analysis, Financial Risk, CRM, Investment Advisory, Credit, Risk Management, Investment Strategies, Fixed Income, Portfolio Management, Small Business, Wealth Management..., 401k Rollovers, Financial Planning, Problem Solving, Telecommunications Sales, Leadership
Education
Metropolitan State University 2008 — 2012
Bachelor's Degree, Finance, 3.25
Fenwick Alum 1988 — 1992
Wells Fargo May 2013 - Present
New England Securities March 2012 - March 2013
Wells Fargo Advisors January 2008 - December 2011
Wells Fargo Advisors February 2006 - February 2008
Wells Fargo Bank August 2004 - February 2006
New England Financial 2003 - 2004
Skills
Series 7, Sales Management, Consultative Selling, Sales Trainings, Securities, Wealth Management, Mutual Funds, Investments, Series 63, Retirement, Financial Advisory, Retirement Planning, FINRA, Sales Process, Uniform Combined State..., Financial Services, IRAs, Asset, Options, Insurance, Equities, Mortgage Lending, Finance, 401k, Series 65, Wealth, Fixed Annuities, Asset Allocation, Banking, Telecommunications, Estate Planning, Strategic Financial..., Selling, Financial Analysis, Financial Risk, CRM, Investment Advisory, Credit, Risk Management, Investment Strategies, Fixed Income, Portfolio Management, Small Business, Wealth Management..., 401k Rollovers, Financial Planning, Problem Solving, Telecommunications Sales, Leadership
Education
Metropolitan State University 2008 — 2012
Bachelor's Degree, Finance, 3.25
Fenwick Alum 1988 — 1992
Phillip Barringer Phillip Barringer's New England Securities Experience February 2012 - December 2014
Job Financial Services Representative at MetLife Premier Group of the Midwest
Industry Financial Services
Experience
MetLife Premier Client Group of the Midwest, an office of MetLife January 2015 - Present
New England Securities February 2012 - December 2014
Konica Minolta Business Solutions June 2008 - February 2011
Cingular Wireless July 1989 - January 2006
Skills
Sales
Education
University of Oklahoma 1978 — 1982
Business Administration; Marketing Management
MetLife Premier Client Group of the Midwest, an office of MetLife January 2015 - Present
New England Securities February 2012 - December 2014
Konica Minolta Business Solutions June 2008 - February 2011
Cingular Wireless July 1989 - January 2006
Skills
Sales
Education
University of Oklahoma 1978 — 1982
Business Administration; Marketing Management
Daniel N. Luber Daniel N. Luber's New England Securities Experience June 2011 - December 2013
Job Investment Advisor Representative, Armor Wealth Group, LLC
Industry Financial Services
Experience
Level Four Wealth Management / Armor Wealth Group, LLC [DBA] January 2014 - Present
Level Four Wealth Management, Armor Wealth Group, LLC [DBA] January 2014 - Present
New England Financial Group June 2011 - December 2013
New England Securities June 2011 - December 2013
Skills
Investments, Mergers & Acquisitions, Entrepreneurship, Business Strategy, Retirement, Real Estate, Finance, Securities, Portfolio Management, Asset Management, Fundraising, Retirement Planning -..., Estate Planning, Business & Individual..., Comprehensive Portfolio..., College Planning
Education
Lake Forest Graduate School of Management 1990 — 1994
MBA, Business
University of Illinois 1966 — 1970
B.A., Psychology
Level Four Wealth Management / Armor Wealth Group, LLC [DBA] January 2014 - Present
Level Four Wealth Management, Armor Wealth Group, LLC [DBA] January 2014 - Present
New England Financial Group June 2011 - December 2013
New England Securities June 2011 - December 2013
Skills
Investments, Mergers & Acquisitions, Entrepreneurship, Business Strategy, Retirement, Real Estate, Finance, Securities, Portfolio Management, Asset Management, Fundraising, Retirement Planning -..., Estate Planning, Business & Individual..., Comprehensive Portfolio..., College Planning
Education
Lake Forest Graduate School of Management 1990 — 1994
MBA, Business
University of Illinois 1966 — 1970
B.A., Psychology
Anthony J. Zelayandia's New England Securities Experience June 2011 - July 2012
Job Corporate Investment Bank Transaction Processing Specialist at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase 2013 - Present
John Hancock Financial Services August 2012 - August 2013
Baystate Financial Services June 2011 - July 2012
New England Securities June 2011 - July 2012
College of the Holy Cross October 2007 - May 2011
L.A.S.O. August 2007 - May 2011
Cass Information Systems June 2010 - August 2010
Sports Alive October 2008 - May 2010
Skills
Management, Fixed Annuities, Spanish, Insurance, Investments, Finance, Teamwork, Research, Retirement, Financial Analysis, Mutual Funds, Series 63, Securities, Series 7
Education
College of the Holy Cross 2007 — 2011
Liberal Arts, Economics and Modern Languages and Literature (Spanish)
South High School 2003 — 2007
JPMorgan Chase 2013 - Present
John Hancock Financial Services August 2012 - August 2013
Baystate Financial Services June 2011 - July 2012
New England Securities June 2011 - July 2012
College of the Holy Cross October 2007 - May 2011
L.A.S.O. August 2007 - May 2011
Cass Information Systems June 2010 - August 2010
Sports Alive October 2008 - May 2010
Skills
Management, Fixed Annuities, Spanish, Insurance, Investments, Finance, Teamwork, Research, Retirement, Financial Analysis, Mutual Funds, Series 63, Securities, Series 7
Education
College of the Holy Cross 2007 — 2011
Liberal Arts, Economics and Modern Languages and Literature (Spanish)
South High School 2003 — 2007
Rick Botwinick Rick Botwinick's New England Securities Experience March 2011 - May 2014
Job Financial Advisor and Registered Representative at Principal Financial Group
Industry Financial Services
Experience
Principal Financial Group June 2014 - Present
New England Securities March 2011 - May 2014
Penn Mutual March 2003 - February 2011
Washington Mutual Bank June 1984 - September 2002
Education
LIU Post 1977 — 1979
BA, Accounting
Principal Financial Group June 2014 - Present
New England Securities March 2011 - May 2014
Penn Mutual March 2003 - February 2011
Washington Mutual Bank June 1984 - September 2002
Education
LIU Post 1977 — 1979
BA, Accounting
Ryan Christensen's New England Securities Experience March 2011 - October 2012
Job Account Manager at Adviser Investments
Industry Financial Services
Experience
Adviser Investments November 2014 - Present
Adviser Investments October 2012 - November 2014
New England Financial Group, LLC March 2011 - October 2012
New England Securities March 2011 - October 2012
Education
Roger Williams University 2006 — 2010
Finance, Business
GMHS
Adviser Investments November 2014 - Present
Adviser Investments October 2012 - November 2014
New England Financial Group, LLC March 2011 - October 2012
New England Securities March 2011 - October 2012
Education
Roger Williams University 2006 — 2010
Finance, Business
GMHS
Arnold Davis Arnold Davis's New England Securities Experience September 2007 - December 2011
Job Managing Associate at MassMutual Financial Group
Industry Financial Services
Experience
MassMutual Financial Group July 2014 - Present
New York Life Insurance Company December 2011 - June 2014
New England Securities September 2007 - December 2011
New York Life Insurance Company September 2003 - September 2007
AD Strategic Communications September 1993 - September 2003
The Port Authority of New York and New Jersey September 1971 - September 1993
Skills
Annuities, Investments, Securities, Wealth Accumulation, Pensions, Sales Skills Training, Crisis Management, Investor Relations, Fixed Annuities, Estate Planning, Financial Planning, Life Insurance, Financial Services, Retirement, Finance, Sales, Long Term Care Insurance, Retirement Planning, Insurance, Selling Skills, Disability Insurance, Employee Benefits, Mutual Funds, Long-term Care, Term Life Insurance, Small Business
Education
American University 2003 — 2010
Finance
Saint John's University - Peter J. Tobin College of Business 1970 — 1973
MBA, Marketing
Eastern Michigan University 1965 — 1970
BBA, International Marketing
New York University
Crisis Management/Communications
MassMutual Financial Group July 2014 - Present
New York Life Insurance Company December 2011 - June 2014
New England Securities September 2007 - December 2011
New York Life Insurance Company September 2003 - September 2007
AD Strategic Communications September 1993 - September 2003
The Port Authority of New York and New Jersey September 1971 - September 1993
Skills
Annuities, Investments, Securities, Wealth Accumulation, Pensions, Sales Skills Training, Crisis Management, Investor Relations, Fixed Annuities, Estate Planning, Financial Planning, Life Insurance, Financial Services, Retirement, Finance, Sales, Long Term Care Insurance, Retirement Planning, Insurance, Selling Skills, Disability Insurance, Employee Benefits, Mutual Funds, Long-term Care, Term Life Insurance, Small Business
Education
American University 2003 — 2010
Finance
Saint John's University - Peter J. Tobin College of Business 1970 — 1973
MBA, Marketing
Eastern Michigan University 1965 — 1970
BBA, International Marketing
New York University
Crisis Management/Communications
Monita Kuan's New England Securities Experience August 2010 - December 2014
Job Financial Services Representative, Financial Advisor at MetLife
Industry Financial Services
Experience
MetLife Premier Client Group of Houston, an office of MetLife January 2015 - Present
New England Securities August 2010 - December 2014
Addison Avenue Investment Services April 2008 - August 2010
Citicorp Investment Services/Smith Barney, Citigroup June 2004 - December 2007
Chase Investment Services, JP Morgan Chase February 2001 - May 2004
MetLife Financial Services/MetLife Securities August 1998 - February 2001
Education
University of Houston
MBA, Marketing and Finance
University of Houston
BA, Communications
MetLife Premier Client Group of Houston, an office of MetLife January 2015 - Present
New England Securities August 2010 - December 2014
Addison Avenue Investment Services April 2008 - August 2010
Citicorp Investment Services/Smith Barney, Citigroup June 2004 - December 2007
Chase Investment Services, JP Morgan Chase February 2001 - May 2004
MetLife Financial Services/MetLife Securities August 1998 - February 2001
Education
University of Houston
MBA, Marketing and Finance
University of Houston
BA, Communications
Ricky Thomas Ricky Thomas's New England Securities Experience January 1986 - August 1996
Job Owner Registered Investment Adviser
Industry Financial Services
Experience
Maguire & Moore Capital Advisors, Inc. August 1997 - Present
New England Securities January 1986 - August 1996
New England Financial 1986 - 1996
Skills
Strategic Planning, Team Building, Alternative Investments, Portfolio Management, Business Development, Risk Management, Wealth Management, Relationship Management, Customer Acquisition, Program Management, KYC, Operations Management, Securities, AML, Operational Risk..., Due Diligence, Operational Risk, Investment Banking, Banking, Equities, Derivatives, Fixed Income, Trading, Capital Markets, Financial Analysis, Investments, Financial Risk, Hedge Funds, Business Process..., Mutual Funds, Financial Services, Asset Management, Series 63, Series 7
Education
Iona College 1980 — 1984
BA, Mathematics, Business
Power Memorial Academy 1976 — 1980
Maguire & Moore Capital Advisors, Inc. August 1997 - Present
New England Securities January 1986 - August 1996
New England Financial 1986 - 1996
Skills
Strategic Planning, Team Building, Alternative Investments, Portfolio Management, Business Development, Risk Management, Wealth Management, Relationship Management, Customer Acquisition, Program Management, KYC, Operations Management, Securities, AML, Operational Risk..., Due Diligence, Operational Risk, Investment Banking, Banking, Equities, Derivatives, Fixed Income, Trading, Capital Markets, Financial Analysis, Investments, Financial Risk, Hedge Funds, Business Process..., Mutual Funds, Financial Services, Asset Management, Series 63, Series 7
Education
Iona College 1980 — 1984
BA, Mathematics, Business
Power Memorial Academy 1976 — 1980
Christopher Tinsley Christopher Tinsley's New England Securities Experience June 2011 - August 2011
Job Investment Associate at Cambridge Associates
Industry Financial Services
Experience
Cambridge Associates June 2014 - Present
Merrill Lynch 2013 - 2014
Saint Anselm College September 2009 - May 2013
Merrill Lynch September 2012 - December 2012
Fidelity Investments June 2012 - August 2012
New England Securities June 2011 - August 2011
Skills
Financial Analysis, PowerPoint, Research, Public Speaking, Microsoft Excel, Microsoft Word, Microsoft Office, SPSS, Access, Statistics, Social Media, Customer Service, Critical Thinking, Leadership, Data Analysis
Education
Saint Anselm College 2009 — 2013
Bachelor of Arts (B.A.), Financial Economics, 2013
Investment Banking Institute 2012 — 2012
University College London, U. of London 2012 — 2012
Management Science
Cambridge Associates June 2014 - Present
Merrill Lynch 2013 - 2014
Saint Anselm College September 2009 - May 2013
Merrill Lynch September 2012 - December 2012
Fidelity Investments June 2012 - August 2012
New England Securities June 2011 - August 2011
Skills
Financial Analysis, PowerPoint, Research, Public Speaking, Microsoft Excel, Microsoft Word, Microsoft Office, SPSS, Access, Statistics, Social Media, Customer Service, Critical Thinking, Leadership, Data Analysis
Education
Saint Anselm College 2009 — 2013
Bachelor of Arts (B.A.), Financial Economics, 2013
Investment Banking Institute 2012 — 2012
University College London, U. of London 2012 — 2012
Management Science
Emily Pattee's New England Securities Experience January 2012 - October 2013
Job Registered Associate at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Wealth Management December 2013 - Present
New England Securities January 2012 - October 2013
Independent April 2010 - December 2011
Skills
Retirement Planning, Asset Allocation, Investment Strategies, Wealth Accumulation..., Equity Trading, Estate Planning, Client Relations Skills, ETFs, Portfolio Management
Education
Kansas State University 2005 — 2009
Bachelor of Science, Education
Palatine High School
Morgan Stanley Wealth Management December 2013 - Present
New England Securities January 2012 - October 2013
Independent April 2010 - December 2011
Skills
Retirement Planning, Asset Allocation, Investment Strategies, Wealth Accumulation..., Equity Trading, Estate Planning, Client Relations Skills, ETFs, Portfolio Management
Education
Kansas State University 2005 — 2009
Bachelor of Science, Education
Palatine High School
Chad Stott's New England Securities Experience July 2013 - May 2014
Job Registered Representative and Financial Advisor at New England Securities
Industry Financial Services
Experience
New England Securities July 2013 - May 2014
SIHO Insurance Services May 2012 - July 2013
Skills
Insurance, Life Insurance, Health Insurance, Disability Insurance, Term Life Insurance, Employee Benefits, Risk Management, Sales, Customer Service, Financial Analysis, Commercial Insurance, Retirement Planning
Education
Indiana University Bloomington 2008 — 2012
Bachelor of Arts, Economics with a Minor in Business
Columbus North HS 2004 — 2008
New England Securities July 2013 - May 2014
SIHO Insurance Services May 2012 - July 2013
Skills
Insurance, Life Insurance, Health Insurance, Disability Insurance, Term Life Insurance, Employee Benefits, Risk Management, Sales, Customer Service, Financial Analysis, Commercial Insurance, Retirement Planning
Education
Indiana University Bloomington 2008 — 2012
Bachelor of Arts, Economics with a Minor in Business
Columbus North HS 2004 — 2008
Laura (Germani) Caton's New England Securities Experience January 1991 - September 1993
Job Partner, Senior Consultant at The Cornerstone Group, Inc.
Industry Management Consulting
Experience
The Cornerstone Group, Inc. April 2008 - Present
New England Financial 1999 - 2002
NVEST Funds 1996 - 1999
Natixis Global Associates 1994 - 1996
Natixis Global Associates 1993 - 1995
New England Securities January 1991 - September 1993
Putnam Investments January 1985 - April 1989
Skills
Leadership, Leadership Development, Talent Management, Management, Training, Selling, Sales Management, Team Building, Recruiting, Organizational..., Customer Retention, Sales Presentations, Sales Process, Interviews, Sales Operations, Sales, Business Planning, Consulting, Strategy, Small Business, Coaching, Marketing, Strategic Planning, Time Management, Start-ups, Employee Training, Comedian, Qualifying Prospects, Selling Skills, Public Speaking, Engaging Speaker, Succession Planning, Hiring, Team Motivator, Mother of the Year, Closing Deals, Deal Closure, Customer Insight, Executive Management, Executive Coaching, Seminars, Strategic Partnerships, Business Development, Talent Acquisition, Building Relationships, CRM, Organizational..., Salesforce.com, Management Consulting, New Business Development
Education
Ohio University 1981 — 1984
English
Pittsford Sutherland High School 1977 — 1981
The Cornerstone Group, Inc. April 2008 - Present
New England Financial 1999 - 2002
NVEST Funds 1996 - 1999
Natixis Global Associates 1994 - 1996
Natixis Global Associates 1993 - 1995
New England Securities January 1991 - September 1993
Putnam Investments January 1985 - April 1989
Skills
Leadership, Leadership Development, Talent Management, Management, Training, Selling, Sales Management, Team Building, Recruiting, Organizational..., Customer Retention, Sales Presentations, Sales Process, Interviews, Sales Operations, Sales, Business Planning, Consulting, Strategy, Small Business, Coaching, Marketing, Strategic Planning, Time Management, Start-ups, Employee Training, Comedian, Qualifying Prospects, Selling Skills, Public Speaking, Engaging Speaker, Succession Planning, Hiring, Team Motivator, Mother of the Year, Closing Deals, Deal Closure, Customer Insight, Executive Management, Executive Coaching, Seminars, Strategic Partnerships, Business Development, Talent Acquisition, Building Relationships, CRM, Organizational..., Salesforce.com, Management Consulting, New Business Development
Education
Ohio University 1981 — 1984
English
Pittsford Sutherland High School 1977 — 1981
Scott Marsh Scott Marsh's New England Securities Experience February 1996 - July 1999
Job Experienced and innovative presentation designer
Industry Marketing and Advertising
Experience
Blackboard November 2014 - Present
Self-employed September 2010 - Present
Electric Pen April 2013 - September 2014
Digitas July 1999 - September 2010
New England Securities February 1996 - July 1999
Skills
Creative Direction, PowerPoint, Microsoft Word, Photoshop, Illustrator, Flash, Microsoft Excel, Visio, Multimedia, Dreamweaver, Adobe Creative Suite, Graphic Design, Graphics
Education
University of Alaska Anchorage
Drawing, Photography, Sculpture
Blackboard November 2014 - Present
Self-employed September 2010 - Present
Electric Pen April 2013 - September 2014
Digitas July 1999 - September 2010
New England Securities February 1996 - July 1999
Skills
Creative Direction, PowerPoint, Microsoft Word, Photoshop, Illustrator, Flash, Microsoft Excel, Visio, Multimedia, Dreamweaver, Adobe Creative Suite, Graphic Design, Graphics
Education
University of Alaska Anchorage
Drawing, Photography, Sculpture
Jonathan Van Eck's New England Securities Experience August 2012 - August 2013
Job Registered Representative at New England Securities
Industry Financial Services
Experience
New England Securities August 2012 - August 2013
New England Financial June 2012 - August 2012
Skills
Economics, Data Analysis, Series 7, Series 63, Analytics, Financial Markets, Financial Risk, Econometrics, Capital Markets, Problem Solving, Money Market, Economic Research, Leadership, Microsoft Excel, Microsoft Word, PowerPoint
Education
Armstrong Atlantic State University 2010 — 2012
Bachelor of Arts (B.A.), Economics
Auburn University 2008 — 2010
New England Securities August 2012 - August 2013
New England Financial June 2012 - August 2012
Skills
Economics, Data Analysis, Series 7, Series 63, Analytics, Financial Markets, Financial Risk, Econometrics, Capital Markets, Problem Solving, Money Market, Economic Research, Leadership, Microsoft Excel, Microsoft Word, PowerPoint
Education
Armstrong Atlantic State University 2010 — 2012
Bachelor of Arts (B.A.), Economics
Auburn University 2008 — 2010
Matt Muskrat Matt Muskrat's New England Securities Experience March 2003 - March 2004
Job Compliance Analyst at GMO
Industry Investment Management
Experience
Grantham, Mayo and Van Otterloo April 2007 - Present
MFS Investment Management January 2005 - April 2007
MetLife March 2004 - January 2005
New England Securities March 2003 - March 2004
New England Financial January 2001 - January 2003
Skills
Mutual Funds, Securities, FINRA, Fixed Income, Alternative Investments, Series 7, Series 24, Hedge Funds, Derivatives, Investments, Legal Compliance, Securities Regulation
Education
Cambridge College 2005 — 2007
Masters, Management; Business
Keene State College 1995 — 1997
Southern Vermont College 1993 — 1995
Grantham, Mayo and Van Otterloo April 2007 - Present
MFS Investment Management January 2005 - April 2007
MetLife March 2004 - January 2005
New England Securities March 2003 - March 2004
New England Financial January 2001 - January 2003
Skills
Mutual Funds, Securities, FINRA, Fixed Income, Alternative Investments, Series 7, Series 24, Hedge Funds, Derivatives, Investments, Legal Compliance, Securities Regulation
Education
Cambridge College 2005 — 2007
Masters, Management; Business
Keene State College 1995 — 1997
Southern Vermont College 1993 — 1995
Jim Mickles, CLU Jim Mickles, CLU's New England Securities Experience 1982 - 2008
Job President at Mickles Agency Inc.
Industry Insurance
Experience
Mickles Agency Inc. February 1998 - Present
New England Securities 1982 - 2008
Don Allen Agency, Inc. 1990 - 1998
A. J. Mickles Agency Inc 1982 - 1990
CNA Insurance Companies 1981 - 1981
MONY 1976 - 1980
Skills
Risk Management, Professional Liability, Investments, Workers Compensation, Disability Insurance, Property & Casualty..., Long-term Care, Casualty, Brokers, Retirement Planning, Life Insurance, Umbrella Insurance, Insurance, Health Insurance, Fixed Annuities, Long Term Care Insurance, Small Business, Term Life Insurance, Estate Planning, Universal Life
Education
Rochester Institute of Technology 1972 — 1976
B.S. with Honors, Criminal Justice, 3.3
Mickles Agency Inc. February 1998 - Present
New England Securities 1982 - 2008
Don Allen Agency, Inc. 1990 - 1998
A. J. Mickles Agency Inc 1982 - 1990
CNA Insurance Companies 1981 - 1981
MONY 1976 - 1980
Skills
Risk Management, Professional Liability, Investments, Workers Compensation, Disability Insurance, Property & Casualty..., Long-term Care, Casualty, Brokers, Retirement Planning, Life Insurance, Umbrella Insurance, Insurance, Health Insurance, Fixed Annuities, Long Term Care Insurance, Small Business, Term Life Insurance, Estate Planning, Universal Life
Education
Rochester Institute of Technology 1972 — 1976
B.S. with Honors, Criminal Justice, 3.3
Peter Conneely Peter Conneely's New England Securities Experience May 1998 - October 1999
Job Vice President, Senior Advisor Consultant
Industry Financial Services
Experience
Franklin Templeton Investments January 2014 - Present
Franklin Templeton Investments October 2012 - Present
Franklin Templeton Investments March 2009 - September 2012
Franklin Templeton Investments November 2003 - March 2009
Dreyfus 1999 - 2003
New England Securities May 1998 - October 1999
Education
Fordham University - Graduate School of Business Administration 2006 — 2008
MBA
Fairfield University 1994 — 1998
BS, Major: Marketing, Minor: Finance
Franklin Templeton Investments January 2014 - Present
Franklin Templeton Investments October 2012 - Present
Franklin Templeton Investments March 2009 - September 2012
Franklin Templeton Investments November 2003 - March 2009
Dreyfus 1999 - 2003
New England Securities May 1998 - October 1999
Education
Fordham University - Graduate School of Business Administration 2006 — 2008
MBA
Fairfield University 1994 — 1998
BS, Major: Marketing, Minor: Finance
Geno Berchiatti CLU, ChFC, CASL Geno Berchiatti CLU, ChFC, CASL's New England Securities Experience July 2000 - May 2007
Job LPL Financial Planner, DBA Innovative Wealth Strategies
Industry Investment Management
Experience
Innovative Wealth Strategies May 2007 - Present
New England Securities July 2000 - May 2007
MassMutual July 1997 - July 2000
Prudential Financial March 1989 - April 1997
Skills
Retirement, Securities, Investments, Financial Services, IRAs, Wealth, Leadership, Strategic Planning, Retirement Planning, FINRA, Account Management, 401k, Fixed Annuities, Marketing, Insurance, Investment Advisory, Series 7, Asset Allocation, Financial Advisory, Investment Strategies, Wealth Management, Alternative Investments, Strategic Financial..., Financial Analysis, Series 63, Mutual Funds, Series 24, Financial Planners, Business Analysis, Recruiting, Sales, Leadership Development
Education
Adrian College 1978 — 1982
BS, Geology
The American College
Innovative Wealth Strategies May 2007 - Present
New England Securities July 2000 - May 2007
MassMutual July 1997 - July 2000
Prudential Financial March 1989 - April 1997
Skills
Retirement, Securities, Investments, Financial Services, IRAs, Wealth, Leadership, Strategic Planning, Retirement Planning, FINRA, Account Management, 401k, Fixed Annuities, Marketing, Insurance, Investment Advisory, Series 7, Asset Allocation, Financial Advisory, Investment Strategies, Wealth Management, Alternative Investments, Strategic Financial..., Financial Analysis, Series 63, Mutual Funds, Series 24, Financial Planners, Business Analysis, Recruiting, Sales, Leadership Development
Education
Adrian College 1978 — 1982
BS, Geology
The American College
Yilmaz Rona Yilmaz Rona's New England Securities Experience November 2009 - August 2010
Job Data Coordinator at Odysseys Unlimited
Industry Leisure, Travel & Tourism
Experience
Odysseys Unlimited March 2012 - Present
IEEE Boston Entrepreneurs' Network 2010 - May 2015
Waverley Computer Services January 2007 - December 2013
Nemonix Engineering, Inc. August 2011 - March 2012
Trilogy Financial Services September 2010 - August 2011
New England Securities November 2009 - August 2010
MCPHS September 2007 - December 2009
Eliza Corporation May 2006 - November 2006
Shire HGT March 2004 - April 2006
North Star BlueScope Steel October 2001 - November 2003
Skills
Business Process..., Business Process, Process Improvement, Process Control, Software Project..., Databases, Database Design, Data Analysis, SQL, HSQLDB, SQL Server 2005/2000, MySQL, Visual Basic, Filemaker Pro, C, C#, Python, C++, PHP, Fortran, .NET, VBA, Perl, Java, Linux server..., Bash, Unix Administration, VMS, DCL, Technical Writing, LibreOffice, Microsoft Office, Wordpress, Wordpress Design
Education
Case Western Reserve University 1999 — 2001
ME, Control & Automation Engineering
Navy Nuclear Power School 1993 — 1994
Nuclear Propulsion Officer Training
University of Maryland College Park 1988 — 1992
BS (Honors), Physics
Buckingham Browne & Nichols 1982 — 1988
HS
Odysseys Unlimited March 2012 - Present
IEEE Boston Entrepreneurs' Network 2010 - May 2015
Waverley Computer Services January 2007 - December 2013
Nemonix Engineering, Inc. August 2011 - March 2012
Trilogy Financial Services September 2010 - August 2011
New England Securities November 2009 - August 2010
MCPHS September 2007 - December 2009
Eliza Corporation May 2006 - November 2006
Shire HGT March 2004 - April 2006
North Star BlueScope Steel October 2001 - November 2003
Skills
Business Process..., Business Process, Process Improvement, Process Control, Software Project..., Databases, Database Design, Data Analysis, SQL, HSQLDB, SQL Server 2005/2000, MySQL, Visual Basic, Filemaker Pro, C, C#, Python, C++, PHP, Fortran, .NET, VBA, Perl, Java, Linux server..., Bash, Unix Administration, VMS, DCL, Technical Writing, LibreOffice, Microsoft Office, Wordpress, Wordpress Design
Education
Case Western Reserve University 1999 — 2001
ME, Control & Automation Engineering
Navy Nuclear Power School 1993 — 1994
Nuclear Propulsion Officer Training
University of Maryland College Park 1988 — 1992
BS (Honors), Physics
Buckingham Browne & Nichols 1982 — 1988
HS
Les Neudorf Les Neudorf's New England Securities Experience February 2010 - October 2010
Job Stifel Financial
Industry Financial Services
Experience
Stifel Financial Corp. July 2015 - Present
TIAA-CREF October 2010 - July 2015
New England Securities February 2010 - October 2010
Banc of America Investment Services August 2004 - February 2010
Morgan Stanley Dean Witter October 1998 - August 2004
Skills
Series 7, Retirement Planning, Wealth Management, Series 63, Retirement, Investment Advisory, Fixed Annuities, Mutual Funds, Investments, Asset Allocation, Strategic Financial..., 401k, Estate Planning, Investment Strategies, 401k Rollovers, Securities
Education
Northern Illinois University
Stifel Financial Corp. July 2015 - Present
TIAA-CREF October 2010 - July 2015
New England Securities February 2010 - October 2010
Banc of America Investment Services August 2004 - February 2010
Morgan Stanley Dean Witter October 1998 - August 2004
Skills
Series 7, Retirement Planning, Wealth Management, Series 63, Retirement, Investment Advisory, Fixed Annuities, Mutual Funds, Investments, Asset Allocation, Strategic Financial..., 401k, Estate Planning, Investment Strategies, 401k Rollovers, Securities
Education
Northern Illinois University
Katherine Piscopo Stein, CFP (R), MBA Katherine Piscopo Stein, CFP (R), MBA's New England Securities Experience May 2011 - June 2013
Job CERTIFIED FINANCIAL PLANNER TM
Industry Financial Services
Experience
Halliday Financial Group July 2013 - Present
New England Securities May 2011 - June 2013
New England Securities May 2011 - June 2013
DealerTrack March 2008 - 2010
Proginet September 2006 - March 2008
US Army Corps of Engineers April 2005 - September 2006
Congressman Peter J. Visclosky May 2002 - April 2005
U.S. Representative Peter Visclosky 2002 - 2005
House in Bellmore 2003 - 2003
Skills
Management, Asset Allocation, Certified Financial..., Finance, Retirement Planning, Investments, Strategy, Securities, Mutual Funds, FINRA, Investment Advisory..., Personal Finance, Registered Investment..., Portfolio Management, Investor Relations, Strategic Planning, Investment Strategies, Financial Advisory
Education
Adelphi University 2007 — 2009
MBA, Managment & Finance
University of Notre Dame 1998 — 2002
Halliday Financial Group July 2013 - Present
New England Securities May 2011 - June 2013
New England Securities May 2011 - June 2013
DealerTrack March 2008 - 2010
Proginet September 2006 - March 2008
US Army Corps of Engineers April 2005 - September 2006
Congressman Peter J. Visclosky May 2002 - April 2005
U.S. Representative Peter Visclosky 2002 - 2005
House in Bellmore 2003 - 2003
Skills
Management, Asset Allocation, Certified Financial..., Finance, Retirement Planning, Investments, Strategy, Securities, Mutual Funds, FINRA, Investment Advisory..., Personal Finance, Registered Investment..., Portfolio Management, Investor Relations, Strategic Planning, Investment Strategies, Financial Advisory
Education
Adelphi University 2007 — 2009
MBA, Managment & Finance
University of Notre Dame 1998 — 2002
Aaron Gordon, CFP® Aaron Gordon, CFP®'s New England Securities Experience 1997 - October 2013
Job Financial Advisor at Watermark Wealth Strategies
Industry Financial Services
Experience
Watermark Wealth Strategies October 2013 - Present
New England Securities 1997 - October 2013
New England Financial / Metlife June 1996 - October 2013
US Navy 1986 - 1990
Skills
Wealth Management, Retirement Planning, Strategic Planning, Strategic Financial..., Retirement, Insurance, Investments, 401k, Employee Benefits, Financial Advisory, Securities, IRAs, Estate Planning, Asset Management, Mutual Funds, Personal Finance, Financial Planning, Disability Insurance, Life Insurance
Education
Arizona State University 1991 — 1996
Finance, School of Business
Shadow Mountain 1982 — 1986
Watermark Wealth Strategies October 2013 - Present
New England Securities 1997 - October 2013
New England Financial / Metlife June 1996 - October 2013
US Navy 1986 - 1990
Skills
Wealth Management, Retirement Planning, Strategic Planning, Strategic Financial..., Retirement, Insurance, Investments, 401k, Employee Benefits, Financial Advisory, Securities, IRAs, Estate Planning, Asset Management, Mutual Funds, Personal Finance, Financial Planning, Disability Insurance, Life Insurance
Education
Arizona State University 1991 — 1996
Finance, School of Business
Shadow Mountain 1982 — 1986
David Rasch, RFC, LIC David Rasch, RFC, LIC's New England Securities Experience 1986 - 1998
Job Owner/President: Harvest Wealth Advisors
Industry Financial Services
Experience
Harvest Wealth Advisors 2014 - Present
Strategies Wealth Advisors 1998 - 2014
New England Securities 1986 - 1998
Skills
Asset Management, Wealth Management, Asset Managment, Retirement, Investment Advisory, Trusts, Estate Planning, Strategic Financial..., Insurance, Retirement Planning, Investments, Life Insurance, Employee Benefits, Financial Planning
Education
Michigan State University
Harvest Wealth Advisors 2014 - Present
Strategies Wealth Advisors 1998 - 2014
New England Securities 1986 - 1998
Skills
Asset Management, Wealth Management, Asset Managment, Retirement, Investment Advisory, Trusts, Estate Planning, Strategic Financial..., Insurance, Retirement Planning, Investments, Life Insurance, Employee Benefits, Financial Planning
Education
Michigan State University
Scooter Womack Scooter Womack's New England Securities Experience December 2010 - September 2012
Job Investor Relations at Spicewood Energy Management & 5 Star SWD, LLC
Industry Oil & Energy
Experience
Spicewood Energy Management April 2014 - Present
SpareFoot January 2013 - August 2013
New England Securities December 2010 - September 2012
Tradecast.com September 2009 - October 2010
Mercedes Benz January 2007 - September 2009
The Herb Chambers Companies. August 2005 - June 2006
Skills
Oil & Gas, Commodity Markets, Limited Partnerships, Oil & Gas Exploration, CRM, Sales Process, Sales, Negotiation, Upstream, Finance, Futures Trading, Lead Generation, Commodity Pricing, New Business Development, Marketing, Start-ups, Business Strategy, Microsoft Office, Training, Marketing Strategy, Sales Prospecting, Online Advertising, SaaS, Salesforce.com, Investment Advisory, Business Analysis, Email Marketing, Client Relations Skills, Client Retention..., Strengthening Client..., Maintaining Strong..., Marketing Copy, Copy Editing, Spanish, Qualifying Prospects, Inbound Lead Generation, Outbound Marketing, Start-up Environment
Education
Schreiner University 2001 — 2005
Bachelor of Business Administration (B.B.A.), Finance and Management
Spicewood Energy Management April 2014 - Present
SpareFoot January 2013 - August 2013
New England Securities December 2010 - September 2012
Tradecast.com September 2009 - October 2010
Mercedes Benz January 2007 - September 2009
The Herb Chambers Companies. August 2005 - June 2006
Skills
Oil & Gas, Commodity Markets, Limited Partnerships, Oil & Gas Exploration, CRM, Sales Process, Sales, Negotiation, Upstream, Finance, Futures Trading, Lead Generation, Commodity Pricing, New Business Development, Marketing, Start-ups, Business Strategy, Microsoft Office, Training, Marketing Strategy, Sales Prospecting, Online Advertising, SaaS, Salesforce.com, Investment Advisory, Business Analysis, Email Marketing, Client Relations Skills, Client Retention..., Strengthening Client..., Maintaining Strong..., Marketing Copy, Copy Editing, Spanish, Qualifying Prospects, Inbound Lead Generation, Outbound Marketing, Start-up Environment
Education
Schreiner University 2001 — 2005
Bachelor of Business Administration (B.B.A.), Finance and Management
Peggy Bergan ChFC, CLU, AEP Peggy Bergan ChFC, CLU, AEP's New England Securities Experience April 2002 - January 2006
Job Independent Financial Advisor at Cambridge Investment Research
Industry Financial Services
Experience
Cambridge Investment Research October 2011 - Present
Vineyard Wealth Management LLC January 2006 - Present
Vineyard Financial Group January 2006 - Present
sheknows.com June 2010 - August 2011
Geneos Wealth Management 2006 - 2011
Necessary Comfort 2009 - 2010
New England Securities April 2002 - January 2006
American Express Financial Advisors August 2000 - May 2001
IDS Life Insurance Company August 2000 - May 2001
Skills
Strategic Financial..., Strategic Planning, Financial Advisory, Insurance, Finance, Disability Insurance, Retirement Planning, Long-term Care, Investment Advisory, Retirement, Estate Planning, Wealth Management, Financial Planners, Investments
Education
National Association of Estate Planners & Councils through The American College 2007 — 2008
AEP, Estate Planning
The American College 2004 — 2006
ChFC,CLU, Financial Planning
Cambridge Investment Research October 2011 - Present
Vineyard Wealth Management LLC January 2006 - Present
Vineyard Financial Group January 2006 - Present
sheknows.com June 2010 - August 2011
Geneos Wealth Management 2006 - 2011
Necessary Comfort 2009 - 2010
New England Securities April 2002 - January 2006
American Express Financial Advisors August 2000 - May 2001
IDS Life Insurance Company August 2000 - May 2001
Skills
Strategic Financial..., Strategic Planning, Financial Advisory, Insurance, Finance, Disability Insurance, Retirement Planning, Long-term Care, Investment Advisory, Retirement, Estate Planning, Wealth Management, Financial Planners, Investments
Education
National Association of Estate Planners & Councils through The American College 2007 — 2008
AEP, Estate Planning
The American College 2004 — 2006
ChFC,CLU, Financial Planning
Russell M. Jones, CFP® AIF® Russell M. Jones, CFP® AIF®'s New England Securities Experience February 2007 - September 2012
Job Managing Member at RMJ Financial
Industry Financial Services
Experience
RMJ Financial July 2014 - Present
AMDG Financial September 2012 - July 2014
New England Securities February 2007 - September 2012
Sigma Financial December 2005 - December 2006
AXA Advisors March 2003 - October 2005
Archway Marketing Services 1997 - 2002
Kmart Corporation 1973 - 1992
Skills
Investment Advisory, Wealth Management, Comprehensive...
Education
University of Michigan - Stephen M. Ross School of Business 1980 — 1984
MBA with honors
Eastern Michigan University 1974 — 1978
BBA with honors, Finance
University of Michigan 1970 — 1972
none, Naval Architecture
RMJ Financial July 2014 - Present
AMDG Financial September 2012 - July 2014
New England Securities February 2007 - September 2012
Sigma Financial December 2005 - December 2006
AXA Advisors March 2003 - October 2005
Archway Marketing Services 1997 - 2002
Kmart Corporation 1973 - 1992
Skills
Investment Advisory, Wealth Management, Comprehensive...
Education
University of Michigan - Stephen M. Ross School of Business 1980 — 1984
MBA with honors
Eastern Michigan University 1974 — 1978
BBA with honors, Finance
University of Michigan 1970 — 1972
none, Naval Architecture
Jason L. Bird, CFP® Jason L. Bird, CFP®'s New England Securities Experience June 2012 - December 2014
Job Financial Services Representative, Financial Advisor, at MetLife Premier Client Group of Upstate New York
Industry Financial Services
Experience
MetLife Premier Client Group of Upstate New York, an office of MetLife January 2015 - Present
Inspired Wealth Management, LLC January 2015 - Present
New England Securities June 2012 - December 2014
Bird Financial Services June 2012 - December 2014
AXA Advisors November 2005 - June 2012
Education
SUNY at Buffalo 2001 — 2005
Bachelor of Arts (B.A.), Economics
Bryant and Stratton College-Amherst
MetLife Premier Client Group of Upstate New York, an office of MetLife January 2015 - Present
Inspired Wealth Management, LLC January 2015 - Present
New England Securities June 2012 - December 2014
Bird Financial Services June 2012 - December 2014
AXA Advisors November 2005 - June 2012
Education
SUNY at Buffalo 2001 — 2005
Bachelor of Arts (B.A.), Economics
Bryant and Stratton College-Amherst
Kevin Toohill Kevin Toohill's New England Securities Experience August 1999 - January 2002
Job First Vice President Investments at UBS Financial Services Inc.
Industry Investment Management
Experience
UBS Financial Services Inc. February 2009 - Present
Morgan Stanley January 2007 - February 2009
Legg Mason February 2002 - December 2006
New England Securities August 1999 - January 2002
Education
Fairfield University 1995 — 1999
Bachelor of Science (BS), Marketing
Seton Hall Prep 1991 — 1995
UBS Financial Services Inc. February 2009 - Present
Morgan Stanley January 2007 - February 2009
Legg Mason February 2002 - December 2006
New England Securities August 1999 - January 2002
Education
Fairfield University 1995 — 1999
Bachelor of Science (BS), Marketing
Seton Hall Prep 1991 — 1995
Hrishe Chakkalath Hrishe Chakkalath's New England Securities Experience January 2003 - October 2003
Job Client Service Specialist at Charles Schwab
Industry Financial Services
Experience
Charles Schwab March 2011 - Present
Vanguard Group, Inc September 2007 - December 2010
Vanguard Group, Inc October 2006 - August 2007
Vanguard Group, Inc December 2004 - September 2006
Secured Benefit Group November 2003 - November 2004
New England Securities January 2003 - October 2003
Prudential Financial July 2000 - December 2002
Air Care, Inc October 1998 - July 2000
Suffolk University September 1996 - July 1998
Skills
Retirement Plan...
Education
Suffolk University - Sawyer Business School 1993 — 1996
MBA, Accounting and Finance
Charles Schwab March 2011 - Present
Vanguard Group, Inc September 2007 - December 2010
Vanguard Group, Inc October 2006 - August 2007
Vanguard Group, Inc December 2004 - September 2006
Secured Benefit Group November 2003 - November 2004
New England Securities January 2003 - October 2003
Prudential Financial July 2000 - December 2002
Air Care, Inc October 1998 - July 2000
Suffolk University September 1996 - July 1998
Skills
Retirement Plan...
Education
Suffolk University - Sawyer Business School 1993 — 1996
MBA, Accounting and Finance
Nick Krol's New England Securities Experience September 2010 - April 2011
Job Infantry Officer, United States Marine Corps
Industry Military
Experience
USMC April 2013 - Present
Innovative Financial Solutions, Inc. September 2010 - April 2011
New England Securities September 2010 - April 2011
Education
Indiana University Bloomington 2006 — 2010
BA, Economics and English
USMC April 2013 - Present
Innovative Financial Solutions, Inc. September 2010 - April 2011
New England Securities September 2010 - April 2011
Education
Indiana University Bloomington 2006 — 2010
BA, Economics and English
Tom (TJ) Rogers Tom (TJ) Rogers's New England Securities Experience October 1998 - Present
Job Financial Advisor at New England Securities
Industry Financial Services
Experience
New England Securities October 1998 - Present
Education
Providence College 1973 — 1977
Bachelor of Arts, Economics
New England Securities October 1998 - Present
Education
Providence College 1973 — 1977
Bachelor of Arts, Economics
Scott W. Miller, MBA Scott W. Miller, MBA's New England Securities Experience June 2004 - November 2012
Job Founding Partner of Millennium Financial Group and Financial Advisor / Financial Planner at Cetera Advisors LLC
Industry Financial Services
Experience
Cetera Advisors LLC December 2012 - Present
New England Securities June 2004 - November 2012
AXA Advisors January 2003 - June 2004
LSI Logic, Inc February 2000 - December 2002
US Navy May 1985 - October 2000
Atmel Corporation November 1998 - February 2000
Rockwell Collins January 1997 - November 1998
VLSI Technologies, Inc April 1993 - January 1997
Skills
Strategic Financial..., Disability Insurance, Securities, Investments, Retirement Planning, Life Insurance, Insurance, Estate Planning, Fixed Annuities, Series 7, Retirement, Financial Services, Finance, Pensions, Financial Advisory, IRAs
Education
Santa Clara University 1993 — 1997
MBA, Finance & Investments
University of Nebraska-Lincoln 1981 — 1985
Bachelor's of Science, Geology
Cetera Advisors LLC December 2012 - Present
New England Securities June 2004 - November 2012
AXA Advisors January 2003 - June 2004
LSI Logic, Inc February 2000 - December 2002
US Navy May 1985 - October 2000
Atmel Corporation November 1998 - February 2000
Rockwell Collins January 1997 - November 1998
VLSI Technologies, Inc April 1993 - January 1997
Skills
Strategic Financial..., Disability Insurance, Securities, Investments, Retirement Planning, Life Insurance, Insurance, Estate Planning, Fixed Annuities, Series 7, Retirement, Financial Services, Finance, Pensions, Financial Advisory, IRAs
Education
Santa Clara University 1993 — 1997
MBA, Finance & Investments
University of Nebraska-Lincoln 1981 — 1985
Bachelor's of Science, Geology
George Goulas George Goulas's New England Securities Experience 2008 - February 2014
Job Registered Representative and Finacial Advisor at Girard Financial Group, LLC
Industry Financial Services
Experience
Girard Financial Group, LLC February 2014 - Present
New England Securities 2008 - February 2014
Financial Services Industry 2008 - 2008
Financial Services 2007 - 2008
MassMEP 2006 - 2008
Vaupell 2005 - 2006
Accellent (MedSource) January 2004 - December 2004
Boston Scientific January 1994 - December 2002
Skills
Retirement Planning, Disability Insurance, Mutual Funds, Insurance, Life Insurance, Cross-functional Team..., Employee Benefits, Financial Advisory, Process Improvement, Strategic Planning, Medical Devices, Long Term Care Insurance, New Business Development, IRAs, Term Life Insurance, Leadership, Training, Small Business, Sales, Series 63
Education
Worcester Polytechnic Institute
MBA
Austin Preparatory School
Suffolk University
BS, Biology
Girard Financial Group, LLC February 2014 - Present
New England Securities 2008 - February 2014
Financial Services Industry 2008 - 2008
Financial Services 2007 - 2008
MassMEP 2006 - 2008
Vaupell 2005 - 2006
Accellent (MedSource) January 2004 - December 2004
Boston Scientific January 1994 - December 2002
Skills
Retirement Planning, Disability Insurance, Mutual Funds, Insurance, Life Insurance, Cross-functional Team..., Employee Benefits, Financial Advisory, Process Improvement, Strategic Planning, Medical Devices, Long Term Care Insurance, New Business Development, IRAs, Term Life Insurance, Leadership, Training, Small Business, Sales, Series 63
Education
Worcester Polytechnic Institute
MBA
Austin Preparatory School
Suffolk University
BS, Biology
Daniel Sigman, MBA, CFP® Daniel Sigman, MBA, CFP®'s New England Securities Experience July 2010 - March 2012
Job Financial Advisor at Focus Retirement Group, Inc.
Industry Financial Services
Experience
SagePoint Financial March 2012 - Present
Focus Retirement Group, Inc. March 2012 - Present
Focus Retirement Group, Inc. March 2012 - Present
New England Securities July 2010 - March 2012
Ameriprise Financial Services, Inc. May 2005 - July 2010
Citicorp Investment Services May 2004 - May 2005
American Express Financial Advisors May 2002 - May 2004
Skills
Retirement, Securities, Retirement Planning, Wealth Management, Employee Benefits, Series 7, Wealth, Estate Planning, Personal Finance, Strategic Financial...
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1999 — 2001
MBA, International Business, Entrepreneurship
Illinois State University 1983 — 1987
BA, Communications, English
SagePoint Financial March 2012 - Present
Focus Retirement Group, Inc. March 2012 - Present
Focus Retirement Group, Inc. March 2012 - Present
New England Securities July 2010 - March 2012
Ameriprise Financial Services, Inc. May 2005 - July 2010
Citicorp Investment Services May 2004 - May 2005
American Express Financial Advisors May 2002 - May 2004
Skills
Retirement, Securities, Retirement Planning, Wealth Management, Employee Benefits, Series 7, Wealth, Estate Planning, Personal Finance, Strategic Financial...
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1999 — 2001
MBA, International Business, Entrepreneurship
Illinois State University 1983 — 1987
BA, Communications, English
Bill Ebs, CPA, CFP® Bill Ebs, CPA, CFP®'s New England Securities Experience 2008 - December 2014
Job Broker, Financial Planner & Registered Representative at MetLife Securities, Inc.
Industry Financial Services
Experience
MetLife Securities January 2015 - Present
MetLife Center for Special Needs Planning 2009 - Present
New England Securities 2008 - December 2014
Sheshunoff Information Services 2003 - 2008
EDS/NHIC 2002 - 2003
IntelliQuest 1998 - 2001
EDS 1989 - 1998
Education
Baylor University 1978 — 1982
bba, accounting
MetLife Securities January 2015 - Present
MetLife Center for Special Needs Planning 2009 - Present
New England Securities 2008 - December 2014
Sheshunoff Information Services 2003 - 2008
EDS/NHIC 2002 - 2003
IntelliQuest 1998 - 2001
EDS 1989 - 1998
Education
Baylor University 1978 — 1982
bba, accounting
Joe Mueller Joe Mueller's New England Securities Experience January 2011 - December 2014
Job Financial Planner, Financial Services Representative at Metlife
Industry Financial Services
Experience
Metlife January 2015 - Present
New England Securities January 2011 - December 2014
National Financial Services Group July 2006 - December 2010
Shepherd Center 2007 - 2008
Peachtree Planning Corporation 2001 - 2006
Towne Lake Optimist Club 2002 - 2003
NorthPoint Community Church-men's bible 2002 - 2002
Optimist International-TowneLake 2001 - 2002
TIF 1994 - 2002
Alfa Wassermann 1997 - 2001
Education
The University of Akron 1974 — 1975
MA
Long Island University, C.W. Post Campus 1972 — 1974
MS
Miami University 1968 — 1972
BS
CHS
Metlife January 2015 - Present
New England Securities January 2011 - December 2014
National Financial Services Group July 2006 - December 2010
Shepherd Center 2007 - 2008
Peachtree Planning Corporation 2001 - 2006
Towne Lake Optimist Club 2002 - 2003
NorthPoint Community Church-men's bible 2002 - 2002
Optimist International-TowneLake 2001 - 2002
TIF 1994 - 2002
Alfa Wassermann 1997 - 2001
Education
The University of Akron 1974 — 1975
MA
Long Island University, C.W. Post Campus 1972 — 1974
MS
Miami University 1968 — 1972
BS
CHS
Jonathan Bolton Jonathan Bolton's New England Securities Experience January 2003 - October 2003
Job Vice President, Client Success at BombBomb
Industry Consumer Services
Experience
BombBomb May 2012 - Present
BombBomb May 2012 - November 2012
N/A April 2011 - April 2012
T. Rowe Price March 2010 - April 2011
T. Rowe Price January 2009 - March 2010
T. Rowe Price October 2007 - January 2009
T. Rowe Price July 2005 - October 2007
T. Rowe Price October 2003 - July 2005
New England Securities January 2003 - October 2003
College America January 2002 - September 2002
Skills
Customer Success, Leadership, Marketing, Coaching, Sales, Team Building, Customer Service, Public Speaking, Social Media, Public Relations, Team Leadership, Negotiation, Operations Management, Leadership Development, Research, Process Improvement, Employee Relations, Creative Strategy, New Business Development, Teaching, Sales Management, Consulting, Emerging Technologies, Critique, Investigation, Inspiration, Written Communication, Conflict Resolution, Conflict Management, Creative Problem Solving, Personal Development, Career Counseling, Thought Leadership, Beard Growing, Communications Strategy, Challenges, Learning, Change Leadership, Creative Design, Facilitation, Consumer Technology, Humor, Presentations, Professional Networking, Customer Relations, Innovation, Consultative Selling, Persuasive Communication, Client Relationship...
Education
University of Colorado 1997 — 2000
B.A, Communications
Colorado State University 1996 — 1997
Colorado Springs Christian School
BombBomb May 2012 - Present
BombBomb May 2012 - November 2012
N/A April 2011 - April 2012
T. Rowe Price March 2010 - April 2011
T. Rowe Price January 2009 - March 2010
T. Rowe Price October 2007 - January 2009
T. Rowe Price July 2005 - October 2007
T. Rowe Price October 2003 - July 2005
New England Securities January 2003 - October 2003
College America January 2002 - September 2002
Skills
Customer Success, Leadership, Marketing, Coaching, Sales, Team Building, Customer Service, Public Speaking, Social Media, Public Relations, Team Leadership, Negotiation, Operations Management, Leadership Development, Research, Process Improvement, Employee Relations, Creative Strategy, New Business Development, Teaching, Sales Management, Consulting, Emerging Technologies, Critique, Investigation, Inspiration, Written Communication, Conflict Resolution, Conflict Management, Creative Problem Solving, Personal Development, Career Counseling, Thought Leadership, Beard Growing, Communications Strategy, Challenges, Learning, Change Leadership, Creative Design, Facilitation, Consumer Technology, Humor, Presentations, Professional Networking, Customer Relations, Innovation, Consultative Selling, Persuasive Communication, Client Relationship...
Education
University of Colorado 1997 — 2000
B.A, Communications
Colorado State University 1996 — 1997
Colorado Springs Christian School
Kory Budinger's New England Securities Experience July 1998 - February 2014
Job Financial Advisor at SagePoint Financial
Industry Financial Services
Experience
SagePoint Financial February 2014 - Present
Progressive Financial Concepts September 1995 - Present
New England Securities July 1998 - February 2014
Skills
Retirement Planning, Estate Planning, Insurance, Investment Strategies, Employee Benefits, Strategic Planning, Wealth Accumulation..., Team Leadership, Retirement Income..., Investment Advisory, Financial Planning
Education
Iowa State University
Ag Business/Ag Finance
Kirkwood Community College 1987 — 1989
AAS, Ag Business/Ag Finance
DeWitt Central
SagePoint Financial February 2014 - Present
Progressive Financial Concepts September 1995 - Present
New England Securities July 1998 - February 2014
Skills
Retirement Planning, Estate Planning, Insurance, Investment Strategies, Employee Benefits, Strategic Planning, Wealth Accumulation..., Team Leadership, Retirement Income..., Investment Advisory, Financial Planning
Education
Iowa State University
Ag Business/Ag Finance
Kirkwood Community College 1987 — 1989
AAS, Ag Business/Ag Finance
DeWitt Central
Audrey Schwartz, MBA Audrey Schwartz, MBA's New England Securities Experience January 2009 - September 2011
Job Motivating clients to pursue a sound financial strategy in the Greater New York area
Industry Financial Services
Experience
New York Life Insurance Company October 2011 - Present
NYLIFE Securities LLC, Member FINRA/SIPC, a Licensed Insurance Agency October 2011 - Present
New England Securities January 2009 - September 2011
New England Wealth Strategies 2009 - 2011
Merrill Lynch June 1988 - January 2008
Federal Farm Credit Banks Funding Corporation 1983 - 1987
Skills
Insurance, Retirement, 401k Rollovers, annuity sales, wealth preservations, famility security, multigenerational..., gifting strategies, Licensed Life Insurance..., Estate Planning, asset protecion, investments, Retirement Planning, Small Business, Succession Planning, Licensed in Long -Term..., Annuity Sales, Asset Allocation, Bonds, Fixed Annuities, Gifting Strategies, Investments, Long-term Care, Series 7
Education
New York University - Leonard N. Stern School of Business 1983 — 1986
MBA, Finance
Cornell University 1977 — 1979
BS, Communication Arts
Stony Brook University 1975 — 1977
Plainview Old-Bethpage High School
New York Life Insurance Company October 2011 - Present
NYLIFE Securities LLC, Member FINRA/SIPC, a Licensed Insurance Agency October 2011 - Present
New England Securities January 2009 - September 2011
New England Wealth Strategies 2009 - 2011
Merrill Lynch June 1988 - January 2008
Federal Farm Credit Banks Funding Corporation 1983 - 1987
Skills
Insurance, Retirement, 401k Rollovers, annuity sales, wealth preservations, famility security, multigenerational..., gifting strategies, Licensed Life Insurance..., Estate Planning, asset protecion, investments, Retirement Planning, Small Business, Succession Planning, Licensed in Long -Term..., Annuity Sales, Asset Allocation, Bonds, Fixed Annuities, Gifting Strategies, Investments, Long-term Care, Series 7
Education
New York University - Leonard N. Stern School of Business 1983 — 1986
MBA, Finance
Cornell University 1977 — 1979
BS, Communication Arts
Stony Brook University 1975 — 1977
Plainview Old-Bethpage High School
Keith W. Splain Keith W. Splain's New England Securities Experience July 1987 - December 1996
Job Long established Retirement & Financial Advisor. Also helps Individuals & Businesses protect against Identity Theft.
Industry Financial Services
Experience
Identity Protection Now, LLC January 2012 - Present
William Warren Associates, LLC October 1998 - Present
SII Investments December 1996 - Present
New England Securities July 1987 - December 1996
Skills
Identity Theft, Business Strategy, Small Business, Retirement Income..., Investments, Investment Strategies, Investment Advisory, Life Insurance, Term Life Insurance, Long Term Care Insurance, Fixed Annuities, Mutual Funds, Variable Annuities, Strategic Financial..., Financial Advisory
Education
Rochester Institute of Technology 1978 — 1982
State University of New York College at Potsdam 1976 — 1978
Identity Protection Now, LLC January 2012 - Present
William Warren Associates, LLC October 1998 - Present
SII Investments December 1996 - Present
New England Securities July 1987 - December 1996
Skills
Identity Theft, Business Strategy, Small Business, Retirement Income..., Investments, Investment Strategies, Investment Advisory, Life Insurance, Term Life Insurance, Long Term Care Insurance, Fixed Annuities, Mutual Funds, Variable Annuities, Strategic Financial..., Financial Advisory
Education
Rochester Institute of Technology 1978 — 1982
State University of New York College at Potsdam 1976 — 1978
Ryan S. Carr Ryan S. Carr's New England Securities Experience 2012 - 2013
Job Founder/CEO Eastern Financial Network
Industry Financial Services
Experience
Eastern Financial Network 2012 - Present
Pizza Express 2014 - Present
New England Securities 2012 - 2013
Northwestern Mutual 2008 - 2012
Salem High School 2003 - 2011
Carr Companies 1999 - 2008
Skills
Public Speaking, Retirement Planning, Customer Service, Estate Planning, Disability Insurance, Microsoft Office, Sales, Series 6, Long-term Care, Event Planning, Social Media, Coaching, Wealth Accumulation..., Long Term Care Insurance, Small Business, Retirement, Management, Securities, Insurance, Life Insurance, Fixed Annuities
Education
Massachusetts School of Law 2013 — 2016
Doctor of Law (JD)
Plymouth State University 1995 — 2000
Education, Education
Salem High School 1991 — 1995
Eastern Financial Network 2012 - Present
Pizza Express 2014 - Present
New England Securities 2012 - 2013
Northwestern Mutual 2008 - 2012
Salem High School 2003 - 2011
Carr Companies 1999 - 2008
Skills
Public Speaking, Retirement Planning, Customer Service, Estate Planning, Disability Insurance, Microsoft Office, Sales, Series 6, Long-term Care, Event Planning, Social Media, Coaching, Wealth Accumulation..., Long Term Care Insurance, Small Business, Retirement, Management, Securities, Insurance, Life Insurance, Fixed Annuities
Education
Massachusetts School of Law 2013 — 2016
Doctor of Law (JD)
Plymouth State University 1995 — 2000
Education, Education
Salem High School 1991 — 1995
Daniel McDermott Daniel McDermott's New England Securities Experience July 1995 - June 2003
Job Advisory Representative at Lincoln Financial Securities Corporation
Industry Facilities Services
Experience
Lincoln Financial Securities Corporation July 2008 - Present
New England Securities July 1995 - June 2003
Penn Mutual Life Insurance / Hornor, Townsend & Kent, Inc. June 1989 - June 1995
Skills
Advisory Representative, Securities, Retirement Planning, 401k, Strategic Financial..., Disability Insurance, Mutual Funds, Public Speaking, Financial Planning, Casualty, Insurance, Life Insurance, Risk Mamagment
Education
Rio Hondo College 1974 — 1976
Geology/Earth Science, General
Cantwell High School 1968 — 1972
High School, College/University Preparatory and Advanced High School/Secondary Diploma Program, Honor roll
Lincoln Financial Securities Corporation July 2008 - Present
New England Securities July 1995 - June 2003
Penn Mutual Life Insurance / Hornor, Townsend & Kent, Inc. June 1989 - June 1995
Skills
Advisory Representative, Securities, Retirement Planning, 401k, Strategic Financial..., Disability Insurance, Mutual Funds, Public Speaking, Financial Planning, Casualty, Insurance, Life Insurance, Risk Mamagment
Education
Rio Hondo College 1974 — 1976
Geology/Earth Science, General
Cantwell High School 1968 — 1972
High School, College/University Preparatory and Advanced High School/Secondary Diploma Program, Honor roll
Derek Tawa Derek Tawa's New England Securities Experience April 2002 - August 2004
Job Associate Director, Sales Practice Compliance at Babson Capital Management
Industry Financial Services
Experience
Babson Capital Management August 2015 - Present
Loomis, Sayles & Company April 2014 - August 2015
Natixis Global Asset Management June 2005 - April 2014
MetLife September 2004 - June 2005
New England Securities April 2002 - August 2004
Skills
Series 7, Mutual Funds, Securities, Investments, Series 24, Alternative Investments, Asset Managment, Asset Allocation, ETFs, Equities, FINRA, Financial Services, Fixed Income, Hedge Funds, Investment Advisory, Risk Management, Wealth Management, Asset Management
Education
Bryant College 1993 — 1997
B.S., Marketing
Babson Capital Management August 2015 - Present
Loomis, Sayles & Company April 2014 - August 2015
Natixis Global Asset Management June 2005 - April 2014
MetLife September 2004 - June 2005
New England Securities April 2002 - August 2004
Skills
Series 7, Mutual Funds, Securities, Investments, Series 24, Alternative Investments, Asset Managment, Asset Allocation, ETFs, Equities, FINRA, Financial Services, Fixed Income, Hedge Funds, Investment Advisory, Risk Management, Wealth Management, Asset Management
Education
Bryant College 1993 — 1997
B.S., Marketing
Dan Sheaffer Dan Sheaffer's New England Securities Experience August 1986 - September 1992
Job Founder/CEO, GardenAire, LLC
Industry Consumer Goods
Experience
Garden-Aire, LLC December 2007 - Present
Sheaffer Financial Group October 1992 - December 2007
New England Securities August 1986 - September 1992
AdGravers, Inc. August 1981 - July 1986
Skills
Management, Entrepreneurship, Marketing Strategy, Strategic Planning, Asset Management, Budgets, Product Development, Sales, Marketing, Customer Service, Public Speaking, New Business Development, Consumer Products, Team Building, Start-ups, Business Development, Business Strategy, Sales Management
Education
Ohio Wesleyan University 1977 — 1981
B.A.
University of Findlay 1976 — 1977
Garden-Aire, LLC December 2007 - Present
Sheaffer Financial Group October 1992 - December 2007
New England Securities August 1986 - September 1992
AdGravers, Inc. August 1981 - July 1986
Skills
Management, Entrepreneurship, Marketing Strategy, Strategic Planning, Asset Management, Budgets, Product Development, Sales, Marketing, Customer Service, Public Speaking, New Business Development, Consumer Products, Team Building, Start-ups, Business Development, Business Strategy, Sales Management
Education
Ohio Wesleyan University 1977 — 1981
B.A.
University of Findlay 1976 — 1977
Anthony Del Pozzo's New England Securities Experience July 1992 - January 1994
Job LPL Financial Advisor at Vista Financial Group
Industry Financial Services
Experience
Vista Financial Group March 2007 - Present
CUNA Mutual Group January 1994 - February 2007
New England Securities July 1992 - January 1994
Skills
Financial Analysis, Mentoring, Strategic Financial..., Customer Service, Research, Teaching, Public Speaking, Strategic Planning, Budgets, Retirement Planning, Retirement Income..., Personal Tax Planning, Estate Tax Planning, Investment Strategies, Insurance Analysis
Education
St. John's University 1982 — 1986
BS Pre-Law, Criminal Justice/Police Science
Vista Financial Group March 2007 - Present
CUNA Mutual Group January 1994 - February 2007
New England Securities July 1992 - January 1994
Skills
Financial Analysis, Mentoring, Strategic Financial..., Customer Service, Research, Teaching, Public Speaking, Strategic Planning, Budgets, Retirement Planning, Retirement Income..., Personal Tax Planning, Estate Tax Planning, Investment Strategies, Insurance Analysis
Education
St. John's University 1982 — 1986
BS Pre-Law, Criminal Justice/Police Science
Cristine Minneman Cristine Minneman's New England Securities Experience 2002 - 2005
Job Director of Operations at Concordia Lutheran Schools of Omaha
Industry Financial Services
Experience
Concordia Lutheran Schools of Omaha September 2014 - Present
Concordia Lutheran Schools of Omaha July 2011 - Present
Verity Impact August 2010 - July 2011
Carson Wealth Managment Group 2006 - 2010
New England Securities 2002 - 2005
Ranson & Associates 1994 - 2002
Education
Nebraska Wesleyan University 1988 — 1992
B.S., Business Administration, Management
Concordia Lutheran Schools of Omaha September 2014 - Present
Concordia Lutheran Schools of Omaha July 2011 - Present
Verity Impact August 2010 - July 2011
Carson Wealth Managment Group 2006 - 2010
New England Securities 2002 - 2005
Ranson & Associates 1994 - 2002
Education
Nebraska Wesleyan University 1988 — 1992
B.S., Business Administration, Management
Lynn McDowell Lynn McDowell's New England Securities Experience 2000 - 2002
Job Executive Assistant at Loomis, Sayles & Company
Industry Financial Services
Experience
Loomis, Sayles & Company June 2014 - Present
Beth Israel Deaconess Hospital-Plymouth January 2012 - June 2014
State Street Corporation April 2005 - December 2011
Holden School 2002 - 2007
Russell Reynolds 2003 - 2005
New England Securities 2000 - 2002
Berkeley Investments, Inc. 1992 - 2000
Northeastern University 1995 - 1999
Boston Latin School Association 1989 - 1992
Skills
PowerPoint, Outlook, Microsoft Excel, QuickBooks, Microsoft Office, Event Planning, Administrative..., Non-profits, Microsoft Word, Access, Office Management, Data Entry, Onboarding, Research, Accounting, Employee Benefits, Nonprofits, Team Building, Human Resources, Leadership, Recruiting, Administrative...
Education
Lesley University 1991 — 1994
MS, Business
Northeastern University 1980 — 1985
BS, Sociology
Loomis, Sayles & Company June 2014 - Present
Beth Israel Deaconess Hospital-Plymouth January 2012 - June 2014
State Street Corporation April 2005 - December 2011
Holden School 2002 - 2007
Russell Reynolds 2003 - 2005
New England Securities 2000 - 2002
Berkeley Investments, Inc. 1992 - 2000
Northeastern University 1995 - 1999
Boston Latin School Association 1989 - 1992
Skills
PowerPoint, Outlook, Microsoft Excel, QuickBooks, Microsoft Office, Event Planning, Administrative..., Non-profits, Microsoft Word, Access, Office Management, Data Entry, Onboarding, Research, Accounting, Employee Benefits, Nonprofits, Team Building, Human Resources, Leadership, Recruiting, Administrative...
Education
Lesley University 1991 — 1994
MS, Business
Northeastern University 1980 — 1985
BS, Sociology
Sean Cooper, CFP® Sean Cooper, CFP®'s New England Securities Experience June 2004 - December 2014
Job Senior Financial Planner & Financial Services Representative at MetLife Premier Client Group, ChicagoO'Hare
Industry Financial Services
Experience
MetLife Premier Client Group, Chicago-O'Hare December 2014 - Present
New England Securities June 2004 - December 2014
Skills
Financial Planning, Investments, Insurance Planning, Retirement Planning
Education
Illinois State University 2000 — 2004
Bachelor of Science, Finance
MetLife Premier Client Group, Chicago-O'Hare December 2014 - Present
New England Securities June 2004 - December 2014
Skills
Financial Planning, Investments, Insurance Planning, Retirement Planning
Education
Illinois State University 2000 — 2004
Bachelor of Science, Finance
Reg Burroughs's New England Securities Experience 1986 - 2005
Job Executive Vice President at Mercadien Asset Management
Industry Investment Management
Experience
Mercadien Asset Management March 2005 - Present
New England Securities 1986 - 2005
Skills
Retirement Planning
Education
The College of New Jersey 1985 — 1986
Bachelor of Science (B.S.), Finance, General
Mercadien Asset Management March 2005 - Present
New England Securities 1986 - 2005
Skills
Retirement Planning
Education
The College of New Jersey 1985 — 1986
Bachelor of Science (B.S.), Finance, General
Desiree Nunes's New England Securities Experience June 2009 - June 2013
Job Private Wealth Associate
Industry Financial Services
Experience
Merrill Lynch July 2013 - Present
New England Securities June 2009 - June 2013
AXA Advisors June 2008 - December 2008
UBS Wealth Management September 2007 - April 2008
Smith Barney January 2007 - August 2007
Mamaroneck Village Tile June 2006 - May 2007
Henri Bendel March 2005 - December 2005
McDonald's owner operator October 2000 - August 2004
Skills
Mutual Funds, Series 7, Retirement Planning, Securities, Sales
Education
Fordham University 2004 — 2008
BS
Merrill Lynch July 2013 - Present
New England Securities June 2009 - June 2013
AXA Advisors June 2008 - December 2008
UBS Wealth Management September 2007 - April 2008
Smith Barney January 2007 - August 2007
Mamaroneck Village Tile June 2006 - May 2007
Henri Bendel March 2005 - December 2005
McDonald's owner operator October 2000 - August 2004
Skills
Mutual Funds, Series 7, Retirement Planning, Securities, Sales
Education
Fordham University 2004 — 2008
BS
Nick Lennox's New England Securities Experience October 2000 - August 2003
Job VP Business Development at Accel Entertainment
Industry Entertainment
Experience
Accel Entertainment February 2014 - Present
Accel Entertainment May 2010 - February 2014
Infosys Consulting, Inc. April 2009 - May 2010
Infosys Consulting, Inc. April 2007 - October 2009
Infosys Consulting, Inc. October 2005 - March 2007
Long-Term Solutions August 2003 - September 2005
New England Securities October 2000 - August 2003
Skills
Strategy, Program Management, CRM, Market Research, Change Management, Marketing Strategy, Marketing
Education
University of Rochester - William E. Simon Graduate School of Business Administration 2003 — 2005
Master of Business Administration (MBA)
University of Richmond 1995 — 1999
BS, Business Administration
Accel Entertainment February 2014 - Present
Accel Entertainment May 2010 - February 2014
Infosys Consulting, Inc. April 2009 - May 2010
Infosys Consulting, Inc. April 2007 - October 2009
Infosys Consulting, Inc. October 2005 - March 2007
Long-Term Solutions August 2003 - September 2005
New England Securities October 2000 - August 2003
Skills
Strategy, Program Management, CRM, Market Research, Change Management, Marketing Strategy, Marketing
Education
University of Rochester - William E. Simon Graduate School of Business Administration 2003 — 2005
Master of Business Administration (MBA)
University of Richmond 1995 — 1999
BS, Business Administration
Cortney Sevenski's New England Securities Experience May 2008 - Present
Job Financial Representative at New England Financial
Industry Financial Services
Experience
Toys R Us April 2014 - Present
New England Securities May 2008 - Present
Building Innovation Group January 2006 - April 2008
Damiani Concrete June 2005 - January 2006
Education
State University of New York College at Buffalo 1999 — 2006
Medina High School 1991 — 1995
GED
Toys R Us April 2014 - Present
New England Securities May 2008 - Present
Building Innovation Group January 2006 - April 2008
Damiani Concrete June 2005 - January 2006
Education
State University of New York College at Buffalo 1999 — 2006
Medina High School 1991 — 1995
GED
Diane Critchet's New England Securities Experience 1987 - 1988
Job SVP Marketing Operations Director at Huntington National Bank
Industry Banking
Experience
Huntington National Bank June 2012 - Present
Huntington National Bank 2007 - June 2012
Sky Financial Group 1988 - 2007
New England Securities 1987 - 1988
Skills
Mortgage Lending, Management, Retail, Incentive Programs, Retail Banking, Loans, Banking, Credit Analysis, Credit, Underwriting, Credit Risk, Portfolio Management, Risk Management, Mergers
Education
Heidelberg University 1994 — 1996
BA, Business Administration
Bluffton University 1982 — 1984
N/A, Chemistry, Biology
Huntington National Bank June 2012 - Present
Huntington National Bank 2007 - June 2012
Sky Financial Group 1988 - 2007
New England Securities 1987 - 1988
Skills
Mortgage Lending, Management, Retail, Incentive Programs, Retail Banking, Loans, Banking, Credit Analysis, Credit, Underwriting, Credit Risk, Portfolio Management, Risk Management, Mergers
Education
Heidelberg University 1994 — 1996
BA, Business Administration
Bluffton University 1982 — 1984
N/A, Chemistry, Biology
Laura Whalen's New England Securities Experience 1975 - 1985
Job Head Chef/Owner ~ Laura Whalen Cooks Personal Chef Service
Industry Health, Wellness and Fitness
Experience
Thyme to Savor Personal Chef Service 2002 - Present
Innoveda 1999 - 2000
New England Securities 1975 - 1985
ExecuTrain 1975 - 1985
Forbes Homes 1975 - 1985
Skills
Human Resources, Wellness Coaching, Public Speaking, Strategic Planning, Coaching, Marketing, Customer Service, Team Building, Social Media, Marketing Strategy, New Business Development, Holistic Health, Lifestyle, Cooking, Event Management, Social Networking, Nutritional Counseling, Menu Development
Education
Boston University
Culinary Arts/Chef Training
State University of New York College at Buffalo
Bachelor of Science (B.S.), Business/Managerial Economics
Thyme to Savor Personal Chef Service 2002 - Present
Innoveda 1999 - 2000
New England Securities 1975 - 1985
ExecuTrain 1975 - 1985
Forbes Homes 1975 - 1985
Skills
Human Resources, Wellness Coaching, Public Speaking, Strategic Planning, Coaching, Marketing, Customer Service, Team Building, Social Media, Marketing Strategy, New Business Development, Holistic Health, Lifestyle, Cooking, Event Management, Social Networking, Nutritional Counseling, Menu Development
Education
Boston University
Culinary Arts/Chef Training
State University of New York College at Buffalo
Bachelor of Science (B.S.), Business/Managerial Economics
Aaron Cannata's New England Securities Experience March 2012 - March 2014
Job Investment Consultant at Scottrade
Industry Financial Services
Experience
Scottrade April 2014 - Present
New England Securities March 2012 - March 2014
Honest Label Foods May 2011 - January 2012
LPL Financial December 2009 - May 2011
Remington International July 2007 - January 2008
Skills
Management, Strategic Planning, Investments, Sales, Analysis, Research, Strategic Financial..., Account Management, New Business Development, Sales Management, Customer Service, Salesforce.com, Business Development, Microsoft Excel, Microsoft Office
Education
University of California, Santa Cruz 2003 — 2007
BS, Finance
Irvine High School 1999 — 2003
Scottrade April 2014 - Present
New England Securities March 2012 - March 2014
Honest Label Foods May 2011 - January 2012
LPL Financial December 2009 - May 2011
Remington International July 2007 - January 2008
Skills
Management, Strategic Planning, Investments, Sales, Analysis, Research, Strategic Financial..., Account Management, New Business Development, Sales Management, Customer Service, Salesforce.com, Business Development, Microsoft Excel, Microsoft Office
Education
University of California, Santa Cruz 2003 — 2007
BS, Finance
Irvine High School 1999 — 2003
Laura Jeanne's New England Securities Experience September 2000 - February 2001
Job Project Manager at Jefferies & Company
Industry Banking
Experience
Jefferies & Company September 2012 - April 2014
Virtusa July 2010 - September 2012
Societe Generale September 2009 - January 2010
BNP Paribas RCC, Inc September 2008 - September 2009
BNP Paribas, SA April 2006 - August 2008
BNP Paribas March 2003 - March 2006
FleetBoston Financial Corporation February 2001 - September 2002
MATCH School February 2002 - May 2002
New England Securities September 2000 - February 2001
Introduction to Business Course September 1999 - December 1999
Skills
Risk Management, Analysis, Visio, Training, Management, Capital Markets, MS Project, Corporate Finance, Requirements Analysis, Process Improvement, Integration, Testing, Microsoft Excel, Project Planning, Leadership, Investments, Databases, Product Development, Budgets, PowerPoint
Education
Lehigh University 1996 — 2000
Bachelor of Science, Finance and; French
Jefferies & Company September 2012 - April 2014
Virtusa July 2010 - September 2012
Societe Generale September 2009 - January 2010
BNP Paribas RCC, Inc September 2008 - September 2009
BNP Paribas, SA April 2006 - August 2008
BNP Paribas March 2003 - March 2006
FleetBoston Financial Corporation February 2001 - September 2002
MATCH School February 2002 - May 2002
New England Securities September 2000 - February 2001
Introduction to Business Course September 1999 - December 1999
Skills
Risk Management, Analysis, Visio, Training, Management, Capital Markets, MS Project, Corporate Finance, Requirements Analysis, Process Improvement, Integration, Testing, Microsoft Excel, Project Planning, Leadership, Investments, Databases, Product Development, Budgets, PowerPoint
Education
Lehigh University 1996 — 2000
Bachelor of Science, Finance and; French
Heidi Martin, CFP®'s New England Securities Experience March 2008 - December 2013
Job Certified Financial Planner Practitioner, Princor Registered Representative, Investment Advisor Representative
Industry Financial Services
Experience
Principal Financial Group January 2014 - Present
Cornerstone Financial Group March 2008 - December 2013
New England Securities March 2008 - December 2013
The BANCServices Group, Inc May 2003 - February 2008
Spirit of St. Louis Credit Union April 2002 - May 2003
Gateway Federal Employees Credit Union August 2000 - March 2002
Missouri Valley Federal Credit Union October 1985 - August 2000
First Bank of St. Charles County November 1981 - October 1985
J.D. Streett & Co. March 1979 - November 1981
Brown Shoe Company September 1977 - September 1978
Skills
401k, 403 b, SEP IRA, Simple IRA, Annuities, Variable Annuities, Asset Allocation, Business Continuation..., Business Overhead..., Buy-sell Agreements, Buy-Sell Review, Charitable Giving, College Funding..., Deferred Compensation..., Dental Insurance, Disability Income..., Estate Planning, Executive Benefits..., Financial Needs Analysis, Health Insurance, Income Protection, Informal Business..., IRAs (Traditional and..., Key-Person Insurance, Long Term Care Insurance, Mutual Funds, Pension Plans, Salary Continuation, Social Security, Split Dollar Plans, Supplemental Retirement..., Survivor Income, Tax-Deferred Savings, Term Life Insurance, Universal Life, Variable Life, Wellness Programs, Whole Life, Wealth Accumulation
Education
The American College 2012 — 2014
University of Missouri-St. Louis 2002 — 2007
Bachelor of Science in Business Administration
Credit Union Nat'l Association 1996 — 1996
University of Colorado Boulder 1994 — 1995
University of Wisconsin-Madison - School of Business 1991 — 1993
Principal Financial Group January 2014 - Present
Cornerstone Financial Group March 2008 - December 2013
New England Securities March 2008 - December 2013
The BANCServices Group, Inc May 2003 - February 2008
Spirit of St. Louis Credit Union April 2002 - May 2003
Gateway Federal Employees Credit Union August 2000 - March 2002
Missouri Valley Federal Credit Union October 1985 - August 2000
First Bank of St. Charles County November 1981 - October 1985
J.D. Streett & Co. March 1979 - November 1981
Brown Shoe Company September 1977 - September 1978
Skills
401k, 403 b, SEP IRA, Simple IRA, Annuities, Variable Annuities, Asset Allocation, Business Continuation..., Business Overhead..., Buy-sell Agreements, Buy-Sell Review, Charitable Giving, College Funding..., Deferred Compensation..., Dental Insurance, Disability Income..., Estate Planning, Executive Benefits..., Financial Needs Analysis, Health Insurance, Income Protection, Informal Business..., IRAs (Traditional and..., Key-Person Insurance, Long Term Care Insurance, Mutual Funds, Pension Plans, Salary Continuation, Social Security, Split Dollar Plans, Supplemental Retirement..., Survivor Income, Tax-Deferred Savings, Term Life Insurance, Universal Life, Variable Life, Wellness Programs, Whole Life, Wealth Accumulation
Education
The American College 2012 — 2014
University of Missouri-St. Louis 2002 — 2007
Bachelor of Science in Business Administration
Credit Union Nat'l Association 1996 — 1996
University of Colorado Boulder 1994 — 1995
University of Wisconsin-Madison - School of Business 1991 — 1993
Dante Amatucci's New England Securities Experience September 1990 - October 1996
Job Financial Services Professional
Industry Financial Services
Experience
Morgan Stanley 2008 - Present
Investors Bank & Trust / State Street Global Markets August 2002 - January 2008
MetLife / NEF January 2000 - April 2002
Scudder Financial Services Inc. October 1996 - January 2000
New England Securities September 1990 - October 1996
Shaerson Lehman Bros. March 1989 - July 1990
State Street Bank & Trust Company November 1987 - December 1988
Education
Suffolk University 1984 — 1987
Morgan Stanley 2008 - Present
Investors Bank & Trust / State Street Global Markets August 2002 - January 2008
MetLife / NEF January 2000 - April 2002
Scudder Financial Services Inc. October 1996 - January 2000
New England Securities September 1990 - October 1996
Shaerson Lehman Bros. March 1989 - July 1990
State Street Bank & Trust Company November 1987 - December 1988
Education
Suffolk University 1984 — 1987
Quentin Moore's New England Securities Experience April 2003 - June 2004
Job Business Development Specialist
Industry Investment Management
Experience
MetLife Securities August 2007 - July 2014
MetLife Securities April 2006 - July 2007
MetLife Securities June 2004 - April 2006
New England Securities April 2003 - June 2004
New England Securities April 2001 - April 2003
New England Securities December 2000 - April 2001
New England Securities December 1999 - December 2000
T.R. Miller Company Inc. January 1994 - November 1997
Skills
Sales, Mutual Funds, Business Development, Insurance, Training, Management, Investments, Business Strategy, Fixed Annuities, Financial Services, Retirement Planning, Retirement, Series 7, Life Insurance, Wealth Management, Disability Insurance, Term Life Insurance, Sales Management, Relationship Management, Team Building, Mentoring, Portfolio Analysis, Wholesaling, Strategic Planning, Partnership Development, Distribution Management, Channel Management, Process Improvement, Project Management, Portfolio Management
Education
Centenary College
Business Administration
Marquette University
MetLife Securities August 2007 - July 2014
MetLife Securities April 2006 - July 2007
MetLife Securities June 2004 - April 2006
New England Securities April 2003 - June 2004
New England Securities April 2001 - April 2003
New England Securities December 2000 - April 2001
New England Securities December 1999 - December 2000
T.R. Miller Company Inc. January 1994 - November 1997
Skills
Sales, Mutual Funds, Business Development, Insurance, Training, Management, Investments, Business Strategy, Fixed Annuities, Financial Services, Retirement Planning, Retirement, Series 7, Life Insurance, Wealth Management, Disability Insurance, Term Life Insurance, Sales Management, Relationship Management, Team Building, Mentoring, Portfolio Analysis, Wholesaling, Strategic Planning, Partnership Development, Distribution Management, Channel Management, Process Improvement, Project Management, Portfolio Management
Education
Centenary College
Business Administration
Marquette University
Jeremy Tevald's New England Securities Experience July 2000 - January 2004
Job Senior Director, National Financial Client Management, Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments July 2008 - Present
Fidelity Investments October 2005 - July 2008
Strategic Financial Partners February 2004 - September 2005
New England Securities July 2000 - January 2004
American Express Financial Advisors August 1999 - July 2000
Skills
Mutual Funds, Series 7, Investments, Securities, Financial Services, Relationship Management, Fixed Income, Asset Management, Wealth Management, Asset Allocation, Equities, Retirement, Financial Analysis, Retirement Planning, Defined Benefit
Education
Boston University - School of Management 2010 — 2013
Master of Business Administration (M.B.A.), Finance, Leadership
College of the Holy Cross 1995 — 1999
Bachelor of Arts, History
Avon Old Farms School 1992 — 1995
Fidelity Investments July 2008 - Present
Fidelity Investments October 2005 - July 2008
Strategic Financial Partners February 2004 - September 2005
New England Securities July 2000 - January 2004
American Express Financial Advisors August 1999 - July 2000
Skills
Mutual Funds, Series 7, Investments, Securities, Financial Services, Relationship Management, Fixed Income, Asset Management, Wealth Management, Asset Allocation, Equities, Retirement, Financial Analysis, Retirement Planning, Defined Benefit
Education
Boston University - School of Management 2010 — 2013
Master of Business Administration (M.B.A.), Finance, Leadership
College of the Holy Cross 1995 — 1999
Bachelor of Arts, History
Avon Old Farms School 1992 — 1995
Glen Gibbons's New England Securities Experience 1991 - 1995
Job Director, Product Development at John Hancock Investment Management Services
Industry Financial Services
Experience
John Hancock Investment Management Services February 2013 - Present
John Hancock Financial Network April 2007 - January 2013
Commonwealth Financial Network April 2002 - March 2007
Fidelity Investments June 1999 - April 2002
Citizens Investment Services January 1995 - June 1999
New England Securities 1991 - 1995
Skills
Investments, Management, Mutual Funds, Portfolio Management, Strategic Financial..., FINRA, Asset Allocation, Retirement Planning, Due Diligence
Education
University of New Hampshire
Bachelors of Arts, Political Science
John Hancock Investment Management Services February 2013 - Present
John Hancock Financial Network April 2007 - January 2013
Commonwealth Financial Network April 2002 - March 2007
Fidelity Investments June 1999 - April 2002
Citizens Investment Services January 1995 - June 1999
New England Securities 1991 - 1995
Skills
Investments, Management, Mutual Funds, Portfolio Management, Strategic Financial..., FINRA, Asset Allocation, Retirement Planning, Due Diligence
Education
University of New Hampshire
Bachelors of Arts, Political Science
Rick Bianchi's New England Securities Experience January 1995 - April 2013
Job Financial Advisor at GameTime Financial Concepts
Industry Financial Services
Experience
GameTime Financial Concepts April 2013 - Present
New England Securities January 1995 - April 2013
Mid American Financial Group January 1995 - April 2013
Skills
FINRA
Education
Grand View College
Business Administration and Accounting
GameTime Financial Concepts April 2013 - Present
New England Securities January 1995 - April 2013
Mid American Financial Group January 1995 - April 2013
Skills
FINRA
Education
Grand View College
Business Administration and Accounting
Barbara McKinley-Welans's New England Securities Experience December 2008 - December 2010
Job SelfEmployed Acctg/Benefits Consultant
Industry Management Consulting
Experience
New England Securities December 2008 - December 2010
Strategic Financial Partners December 2008 - December 2010
Beacon Interactive Systems August 2006 - April 2008
Beaver Builders, LLC January 1987 - December 2004
Skills
Life Insurance, Employee Benefits, Insurance, Retirement Planning, Asset Allocation, Disability Insurance, Wealth, Sales, Retirement, 401k, Succession Planning, Strategic Financial..., Mutual Funds, Investments
Education
Cambridge College 1994 — 1998
Master of Management, Organization Development
Bentley University 1982 — 1983
Accounting
Northeastern University 1980 — 1982
Business
New England Securities December 2008 - December 2010
Strategic Financial Partners December 2008 - December 2010
Beacon Interactive Systems August 2006 - April 2008
Beaver Builders, LLC January 1987 - December 2004
Skills
Life Insurance, Employee Benefits, Insurance, Retirement Planning, Asset Allocation, Disability Insurance, Wealth, Sales, Retirement, 401k, Succession Planning, Strategic Financial..., Mutual Funds, Investments
Education
Cambridge College 1994 — 1998
Master of Management, Organization Development
Bentley University 1982 — 1983
Accounting
Northeastern University 1980 — 1982
Business
James Abels's New England Securities Experience July 2010 - December 2014
Job Financial Services Representative & Financial Advisor at Financial Partners Group, an Office of MetLife
Industry Financial Services
Experience
Financial Partners Group, an office of MetLife and part of the MetLife Premier Client Group January 2015 - Present
New England Securities July 2010 - December 2014
First Investors Corporation May 2003 - July 2010
First Investors Corporation 2003 - 2005
United States Air Force 1996 - 2000
Skills
Finance, Investments, Retirement Planning, Mutual Funds, Retirement, Fixed Annuities, Wealth Management, Series 7, Securities, Life Insurance, Financial Analysis, Financial Services, Insurance
Education
Ball State University - College of Business 2001 — 2003
Bachler, Entrepreneurship
Rochester College 1994 — 1996
Associates, Business
Financial Partners Group, an office of MetLife and part of the MetLife Premier Client Group January 2015 - Present
New England Securities July 2010 - December 2014
First Investors Corporation May 2003 - July 2010
First Investors Corporation 2003 - 2005
United States Air Force 1996 - 2000
Skills
Finance, Investments, Retirement Planning, Mutual Funds, Retirement, Fixed Annuities, Wealth Management, Series 7, Securities, Life Insurance, Financial Analysis, Financial Services, Insurance
Education
Ball State University - College of Business 2001 — 2003
Bachler, Entrepreneurship
Rochester College 1994 — 1996
Associates, Business
J.D. Lewis's New England Securities Experience January 2008 - January 2011
Job Office Division at HPI Real Estate Services & Investments
Industry Commercial Real Estate
Experience
HPI Real Estate Services & Investments May 2013 - Present
Border Media February 2011 - May 2013
New England Securities January 2008 - January 2011
Skills
Contract Negotiation, Sales, Press Releases, Salesforce.com, Microsoft Office, Account Management, Leadership, PowerPoint, Event Management, Strategic Planning, Marketing, Digital Media
Education
The University of Texas at Austin 2005 — 2008
B.S., Corporate Communications
HPI Real Estate Services & Investments May 2013 - Present
Border Media February 2011 - May 2013
New England Securities January 2008 - January 2011
Skills
Contract Negotiation, Sales, Press Releases, Salesforce.com, Microsoft Office, Account Management, Leadership, PowerPoint, Event Management, Strategic Planning, Marketing, Digital Media
Education
The University of Texas at Austin 2005 — 2008
B.S., Corporate Communications
Cory Underwood, CFA®, MBA, CFP®'s New England Securities Experience July 2010 - January 2012
Job Financial Consultant serving families and business in Financial Planning, Retirement Planning and Investment Management
Industry Financial Services
Experience
Underwood Retirement Management, LLC. January 2012 - Present
Foothill Securities, Inc. Member FINRA & SIPC January 2012 - Present
CUE Financial Group, Inc. a SEC Registered Investment Advisor January 2012 - Present
Creative Financial Strategies Group July 2010 - January 2012
New England Securities July 2010 - January 2012
Bank of the West 2009 - 2010
CPA Wealth Advisors 2005 - 2008
Smith Barney 2003 - 2005
Skills
Securities, Investments, Investment Advisory, Financial Advisory, FINRA, Finance, Investment Advisory..., Registered Investment..., Retirement Planning, Retirement, Wealth Management, Estate Planning, Asset Allocation, Series 7, Strategic Financial..., Employee Benefits, Mutual Funds, IRAs, Financial Planning
Education
Texas Tech University - Rawls College of Business 2002 — 2003
MBA, Finance
The University of New Mexico - Robert O. Anderson School of Management 1997 — 2001
Bachelor of Business Administration, Finance
Clovis High School 1994 — 1997
High School, General Academics
Underwood Retirement Management, LLC. January 2012 - Present
Foothill Securities, Inc. Member FINRA & SIPC January 2012 - Present
CUE Financial Group, Inc. a SEC Registered Investment Advisor January 2012 - Present
Creative Financial Strategies Group July 2010 - January 2012
New England Securities July 2010 - January 2012
Bank of the West 2009 - 2010
CPA Wealth Advisors 2005 - 2008
Smith Barney 2003 - 2005
Skills
Securities, Investments, Investment Advisory, Financial Advisory, FINRA, Finance, Investment Advisory..., Registered Investment..., Retirement Planning, Retirement, Wealth Management, Estate Planning, Asset Allocation, Series 7, Strategic Financial..., Employee Benefits, Mutual Funds, IRAs, Financial Planning
Education
Texas Tech University - Rawls College of Business 2002 — 2003
MBA, Finance
The University of New Mexico - Robert O. Anderson School of Management 1997 — 2001
Bachelor of Business Administration, Finance
Clovis High School 1994 — 1997
High School, General Academics
Richard Marcil's New England Securities Experience February 1987 - February 2001
Job Partner, The Thorndike Company
Industry Financial Services
Experience
Retirement Plan Advisory Group 2009 - Present
The Thorndike Company LLP/Centaurus Financial, Inc. June 1995 - Present
New England Securities February 1987 - February 2001
Skills
Investments, Retirement Planning, Estate Planning, Financial Analysis, Business Strategy, Insurance
Education
FI360 2011 — 2011
AIF®, Fiduciary compliance
The American College 1989 — 1990
CLU, ChFC, Insurance, Financial Planning
Boston College 1967 — 1971
BA, Philosophy and Political Science
Retirement Plan Advisory Group 2009 - Present
The Thorndike Company LLP/Centaurus Financial, Inc. June 1995 - Present
New England Securities February 1987 - February 2001
Skills
Investments, Retirement Planning, Estate Planning, Financial Analysis, Business Strategy, Insurance
Education
FI360 2011 — 2011
AIF®, Fiduciary compliance
The American College 1989 — 1990
CLU, ChFC, Insurance, Financial Planning
Boston College 1967 — 1971
BA, Philosophy and Political Science
Max Padrid's New England Securities Experience June 2009 - August 2009
Job Solution Partners
Industry Banking
Experience
Credit Suisse July 2014 - Present
Credit Suisse March 2012 - July 2014
Citigroup Global Markets Inc. June 2010 - March 2012
New England Securities June 2009 - August 2009
Skills
Series 7, Alternative Investments, Asset Management, Asset Managment, Bloomberg, FINRA, Finance, Investments, Management, Private Equity
Education
The University of Chicago
The University of Chicago
University of Kansas
Bachelors, Economics, Business Administration(concentration)
Credit Suisse July 2014 - Present
Credit Suisse March 2012 - July 2014
Citigroup Global Markets Inc. June 2010 - March 2012
New England Securities June 2009 - August 2009
Skills
Series 7, Alternative Investments, Asset Management, Asset Managment, Bloomberg, FINRA, Finance, Investments, Management, Private Equity
Education
The University of Chicago
The University of Chicago
University of Kansas
Bachelors, Economics, Business Administration(concentration)
Robert Dalldorf's New England Securities Experience 1984 - 1997
Job President at Falcon Capital Management, Inc.
Industry Investment Management
Experience
Falcon Capital Management, Inc. April 1994 - Present
New England Securities 1984 - 1997
Skills
Portfolio Management, Asset Management, Investments, Alternative Investments, Asset Managment, Fixed Income, Business Strategy, Wealth Management, Hedge Funds
Education
Penn State University 1972 — 1974
Master of Arts (M.A.), Mathematics and Computer Science
University of Vermont 1968 — 1972
BS, Mathematics
Falcon Capital Management, Inc. April 1994 - Present
New England Securities 1984 - 1997
Skills
Portfolio Management, Asset Management, Investments, Alternative Investments, Asset Managment, Fixed Income, Business Strategy, Wealth Management, Hedge Funds
Education
Penn State University 1972 — 1974
Master of Arts (M.A.), Mathematics and Computer Science
University of Vermont 1968 — 1972
BS, Mathematics
Eric Johnson, CFP®'s New England Securities Experience October 2008 - June 2010
Job Financial Consultant
Industry Financial Services
Experience
Fidelity Investments June 2010 - Present
New England Securities October 2008 - June 2010
Edward Jones Investment June 2007 - October 2008
Coca Cola Enterprises 2003 - 2007
Skills
Strategic Financial...
Education
Stephen F. Austin State University 2003 — 2007
Marketing
State of TexasHealth & Life Insurance License - State of Texas
Degree: B.A, Marketing 2007
Fidelity Investments June 2010 - Present
New England Securities October 2008 - June 2010
Edward Jones Investment June 2007 - October 2008
Coca Cola Enterprises 2003 - 2007
Skills
Strategic Financial...
Education
Stephen F. Austin State University 2003 — 2007
Marketing
State of TexasHealth & Life Insurance License - State of Texas
Degree: B.A, Marketing 2007
Stephen Israel's New England Securities Experience December 1971 - Present
Job Registered Rep and Financial Advisor, New England Securities, Financial Representative of Baystate Financial Services
Industry Financial Services
Experience
New England Securities December 1971 - Present
Baystate Financial Services December 1971 - Present
Education
New Bedford High School 1960 — 1964
High School Diploma
Northeastern University
Accounting
New England Securities December 1971 - Present
Baystate Financial Services December 1971 - Present
Education
New Bedford High School 1960 — 1964
High School Diploma
Northeastern University
Accounting
Vince Sabatino's New England Securities Experience October 2011 - Present
Job
Industry Financial Services
Experience
New England Securities October 2011 - Present
Skills
Insurance, Annuities, Term Life Insurance, Customer Relations, Customer Service, Excel
Education
Eastern Michigan University 1985 — 1986
Macomb Community College
New England Securities October 2011 - Present
Skills
Insurance, Annuities, Term Life Insurance, Customer Relations, Customer Service, Excel
Education
Eastern Michigan University 1985 — 1986
Macomb Community College
Ronald Kashmanian's New England Securities Experience 2004 - Present
Job Registered Representative at New England Securities
Industry Financial Services
Experience
New England Securities 2004 - Present
Skills
FINRA, Broker-Dealer, Registered Investment..., Financial Advisory, Securities, Retirement Planning, Investment Advisory..., Retirement
Education
Bryant University 1976 — 1981
MBA
New England Securities 2004 - Present
Skills
FINRA, Broker-Dealer, Registered Investment..., Financial Advisory, Securities, Retirement Planning, Investment Advisory..., Retirement
Education
Bryant University 1976 — 1981
MBA
Jesse Guthrie's New England Securities Experience January 2012 - Present
Job Financial Advisor and Registered Representative at New England Securities
Industry Financial Services
Experience
New England Securities January 2012 - Present
Skills
Retirement Planning, Wealth Management, Investments, Asset Managment, Series 7, Mutual Funds, Insurance, Investment Advisory, Risk Management, Asset Allocation, Retirement
Education
University of Nevada-Las Vegas 1997 — 2003
Bachelors of Science, Hotel Administration
New England Securities January 2012 - Present
Skills
Retirement Planning, Wealth Management, Investments, Asset Managment, Series 7, Mutual Funds, Insurance, Investment Advisory, Risk Management, Asset Allocation, Retirement
Education
University of Nevada-Las Vegas 1997 — 2003
Bachelors of Science, Hotel Administration
Joel Malick's New England Securities Experience June 2001 - December 2003
Job Financial Advisor at Strategic Financial Partners
Industry Financial Services
Experience
Strategic Financial Partners January 2004 - Present
New England Securities June 2001 - December 2003
Skills
Asset Management, Personal Financial..., 403 b, Investment Advisory, Estate Planning, Qualified Retirement..., Retirement Planning, 401k, Social Security, Cash Flow Forecasting
Education
Seattle Pacific University 1998 — 2001
Bachelor's degree in Business Administration and Finance, Finance, General
Missouri State University 1997 — 1998
Strategic Financial Partners January 2004 - Present
New England Securities June 2001 - December 2003
Skills
Asset Management, Personal Financial..., 403 b, Investment Advisory, Estate Planning, Qualified Retirement..., Retirement Planning, 401k, Social Security, Cash Flow Forecasting
Education
Seattle Pacific University 1998 — 2001
Bachelor's degree in Business Administration and Finance, Finance, General
Missouri State University 1997 — 1998
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY