Charles Schwab Investment Management
Industry: Company
DescriptionFounded: 1989 Parent organization: Charles Schwab Corporation
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Charles Schwab Investment Management Employees
Employee
Years
Job
Industry
Frank Galea, CFA Frank Galea, CFA's Charles Schwab Investment Management Experience September 2006 - May 2010
Job Compliance Officer
Industry Investment Management
Experience
TIAA-CREF May 2010 - Present
Each One Reach One May 2009 - April 2014
Charles Schwab Investment Management September 2006 - May 2010
Wells Fargo February 2001 - September 2006
Charles Schwab 1997 - 2000
The Share Group 1996 - 1997
Providian Bancorp 1995 - 1996
Prudential Financial 1993 - 1995
Earth Island Institute 1991 - 1992
Frontline Campaigns October 1988 - June 1991
Skills
Business Process, Leadership, Due Diligence, CRM, Alternative Investments, Access, Portfolio Management, Equities, Financial Risk, Management, Visio, Training, Process Improvement, Integration, Securities, Nonprofits, Mergers & Acquisitions, Investments, Mutual Funds, Vendor Management, SDLC, Asset Managment, Information Security, Finance, Trading, Records Management, Analysis, Chartered Financial..., Program Management, IT Audit, Financial Services, Strategic Financial..., Strategy, Start-ups, Project Management, Anti-bribery
Education
San Francisco State University 1987 — 1993
BS, Economics
Lycee Francais San Francisco 1983 — 1986
Baccalaureat, Economics and Social Science (French High School Diploma)
Landmark Education
Landmark Education
TIAA-CREF May 2010 - Present
Each One Reach One May 2009 - April 2014
Charles Schwab Investment Management September 2006 - May 2010
Wells Fargo February 2001 - September 2006
Charles Schwab 1997 - 2000
The Share Group 1996 - 1997
Providian Bancorp 1995 - 1996
Prudential Financial 1993 - 1995
Earth Island Institute 1991 - 1992
Frontline Campaigns October 1988 - June 1991
Skills
Business Process, Leadership, Due Diligence, CRM, Alternative Investments, Access, Portfolio Management, Equities, Financial Risk, Management, Visio, Training, Process Improvement, Integration, Securities, Nonprofits, Mergers & Acquisitions, Investments, Mutual Funds, Vendor Management, SDLC, Asset Managment, Information Security, Finance, Trading, Records Management, Analysis, Chartered Financial..., Program Management, IT Audit, Financial Services, Strategic Financial..., Strategy, Start-ups, Project Management, Anti-bribery
Education
San Francisco State University 1987 — 1993
BS, Economics
Lycee Francais San Francisco 1983 — 1986
Baccalaureat, Economics and Social Science (French High School Diploma)
Landmark Education
Landmark Education
Christian Skegrud Christian Skegrud's Charles Schwab Investment Management Experience June 2014 - August 2014
Job
Industry Venture Capital & Private Equity
Experience
Standish Management, LLC March 2015 - Present
StepStone Group September 2014 - December 2014
Aztec Equity Fund August 2014 - December 2014
Charles Schwab Investment Management June 2014 - August 2014
Internet Marketing Inc. September 2013 - December 2013
Skills
Financial Analysis, Microsoft Excel, Financial Modeling, Public Speaking, Teamwork, Accounting, Research, Spanish, Finance, PowerPoint, Bloomberg Terminal, Valuation, Mathematics
Education
San Diego State University-California State University 2010 — 2014
Bachelor's Degree, Finance (Honors)
Standish Management, LLC March 2015 - Present
StepStone Group September 2014 - December 2014
Aztec Equity Fund August 2014 - December 2014
Charles Schwab Investment Management June 2014 - August 2014
Internet Marketing Inc. September 2013 - December 2013
Skills
Financial Analysis, Microsoft Excel, Financial Modeling, Public Speaking, Teamwork, Accounting, Research, Spanish, Finance, PowerPoint, Bloomberg Terminal, Valuation, Mathematics
Education
San Diego State University-California State University 2010 — 2014
Bachelor's Degree, Finance (Honors)
Ben Douglas Ben Douglas's Charles Schwab Investment Management Experience January 2002 - December 2003
Job Partner at Rimon Law
Industry Law Practice
Experience
Rimon January 2015 - Present
Private Practice March 2014 - January 2015
Forward June 2013 - February 2014
Dodge & Cox February 2013 - June 2013
RS Investments December 2003 - March 2012
Charles Schwab Investment Management January 2002 - December 2003
Charles Schwab Investment Management July 1999 - January 2002
Shartsis Friese LLP December 1995 - July 1999
Skills
Investment Management..., Mutual Funds, Private Funds, Asset Management, Compliance, Securities, Hedge Funds, Alternative Investments, Mergers, Due Diligence, Investments, Corporate Governance, Securities Law, Equities, Investment Management, Fixed Income, Finance, Portfolio Management, Private Equity, Capital Markets, Financial Services, Management, Intellectual Property
Education
UC Berkeley, Boalt Hall School of Law
J.D.
UC Berkeley, Goldman School of Public Policy
M.P.P.
UC Berkeley
B.A., History
Harvard-Westlake School
Rimon January 2015 - Present
Private Practice March 2014 - January 2015
Forward June 2013 - February 2014
Dodge & Cox February 2013 - June 2013
RS Investments December 2003 - March 2012
Charles Schwab Investment Management January 2002 - December 2003
Charles Schwab Investment Management July 1999 - January 2002
Shartsis Friese LLP December 1995 - July 1999
Skills
Investment Management..., Mutual Funds, Private Funds, Asset Management, Compliance, Securities, Hedge Funds, Alternative Investments, Mergers, Due Diligence, Investments, Corporate Governance, Securities Law, Equities, Investment Management, Fixed Income, Finance, Portfolio Management, Private Equity, Capital Markets, Financial Services, Management, Intellectual Property
Education
UC Berkeley, Boalt Hall School of Law
J.D.
UC Berkeley, Goldman School of Public Policy
M.P.P.
UC Berkeley
B.A., History
Harvard-Westlake School
Laura McDowell Laura McDowell's Charles Schwab Investment Management Experience April 2015 - Present
Job at
Industry Investment Management
Experience
Charles Schwab Investment Management April 2015 - Present
Charles Schwab May 2013 - April 2015
IndexIQ April 2009 - May 2013
Morgan Stanley June 2007 - April 2009
Education
Manhattanville College 2003 — 2007
Bachelor of Arts (B.A.), International Management and Psychology
Charles Schwab Investment Management April 2015 - Present
Charles Schwab May 2013 - April 2015
IndexIQ April 2009 - May 2013
Morgan Stanley June 2007 - April 2009
Education
Manhattanville College 2003 — 2007
Bachelor of Arts (B.A.), International Management and Psychology
David H. Lui David H. Lui's Charles Schwab Investment Management Experience July 1997 - June 2000
Job Principal at Galliard Capital Management
Industry Financial Services
Experience
Galliard Capital Management December 2010 - Present
U.S. Bancorp Asset Management (FAF Advisors) & First American Funds March 2005 - December 2010
Franklin Templeton Investments February 2004 - March 2005
Charles Schwab & Co., Inc. July 2000 - February 2004
Charles Schwab Investment Management July 1997 - June 2000
Charles Schwab Investment Management July 1992 - July 1997
Thelen, Marrin, Johnson & Bridges August 1989 - July 1992
Rosen, Wachtell & Gilbert May 1987 - July 1989
Skills
Admitted to Practice, State Bar of California, Securities, Securities Regulation, FINRA, Investment Advisers Act, Mutual Funds, Corporate Governance, Asset Managment, Investment Company Act, Investments, SEC, Investment Advisory, Risk Management, Derivatives, Uniform Combined State..., Asset Management, Bloomberg, Fund Of Funds, Due Diligence, Investment Management, Financial Regulation, Series 7, Series 24, Corporate Law, Series 65, Broker-Dealer, Portfolio Management, Financial Services, FCPA, Mergers & Acquisitions, Private Placements, KYC, Start-ups, Alternative Investments, OFAC, SEC filings, Legal Writing, Securities Litigation, Series 63, ERISA, ETFs, Fixed Income, Equities, Legal Compliance, Private Equity
Education
University of California, Hastings College of the Law 1985 — 1988
J.D., Law
Brown University 1978 — 1982
A.B. Honors, History
Galliard Capital Management December 2010 - Present
U.S. Bancorp Asset Management (FAF Advisors) & First American Funds March 2005 - December 2010
Franklin Templeton Investments February 2004 - March 2005
Charles Schwab & Co., Inc. July 2000 - February 2004
Charles Schwab Investment Management July 1997 - June 2000
Charles Schwab Investment Management July 1992 - July 1997
Thelen, Marrin, Johnson & Bridges August 1989 - July 1992
Rosen, Wachtell & Gilbert May 1987 - July 1989
Skills
Admitted to Practice, State Bar of California, Securities, Securities Regulation, FINRA, Investment Advisers Act, Mutual Funds, Corporate Governance, Asset Managment, Investment Company Act, Investments, SEC, Investment Advisory, Risk Management, Derivatives, Uniform Combined State..., Asset Management, Bloomberg, Fund Of Funds, Due Diligence, Investment Management, Financial Regulation, Series 7, Series 24, Corporate Law, Series 65, Broker-Dealer, Portfolio Management, Financial Services, FCPA, Mergers & Acquisitions, Private Placements, KYC, Start-ups, Alternative Investments, OFAC, SEC filings, Legal Writing, Securities Litigation, Series 63, ERISA, ETFs, Fixed Income, Equities, Legal Compliance, Private Equity
Education
University of California, Hastings College of the Law 1985 — 1988
J.D., Law
Brown University 1978 — 1982
A.B. Honors, History
Emre Erdogan, Ph.D., CFA Emre Erdogan, Ph.D., CFA's Charles Schwab Investment Management Experience August 2014 - Present
Job
Industry Investment Management
Experience
Charles Schwab Investment Management August 2014 - Present
Charles Schwab Investment Management October 2011 - August 2014
Bloomberg October 2010 - September 2011
ING Investment Management August 2006 - August 2009
Skills
Portfolio Management, Asset Allocation, Financial Risk, Factor Analysis, Quantitative Finance, Fixed Income, Quantitative Analytics, Equities, Bloomberg, Hedge Funds, Portfolio Optimization, Options, Alternative Investments, Quantitative Investing, Market Risk, Financial Modeling
Education
Columbia University in the City of New York 2000 — 2006
Ph.D., Operations Research
Charles Schwab Investment Management August 2014 - Present
Charles Schwab Investment Management October 2011 - August 2014
Bloomberg October 2010 - September 2011
ING Investment Management August 2006 - August 2009
Skills
Portfolio Management, Asset Allocation, Financial Risk, Factor Analysis, Quantitative Finance, Fixed Income, Quantitative Analytics, Equities, Bloomberg, Hedge Funds, Portfolio Optimization, Options, Alternative Investments, Quantitative Investing, Market Risk, Financial Modeling
Education
Columbia University in the City of New York 2000 — 2006
Ph.D., Operations Research
Simone Fevola, CRA Simone Fevola, CRA's Charles Schwab Investment Management Experience 1996 - 1996
Job Grants Director, Higher Education
Industry Higher Education
Experience
Mid-State Technical College September 2014 - Present
Daedalus Solutions LLC November 2008 - Present
University of Wisconsin, Office of Grants and Faculty Development March 2011 - August 2014
Wealth Management LLC September 2002 - October 2008
Bank Hapoalim (New York) 1998 - 2002
Brookside Capital (San Francisco) 1997 - 1997
Charles Schwab Investment Management 1996 - 1996
Merrill Lynch Asset Management 1984 - 1996
Skills
Leadership, Financial Analysis, Strategic Planning, Public Speaking, Higher Education, Grant Writing, Strategic Financial..., Fundraising, Fixed Income, Investments, Analysis, Asset Management, Microsoft Office, Nonprofits, Budgets, Customer Service, Microsoft Excel, Insurance, PowerPoint, Accounting, Outlook, Financial Modeling, Research, Coaching, Alternative Investments, Grants, Business Strategy, Financial Reporting, Grant Administration, Organizational..., Literary Criticism, Capital Markets, Budget Process, Managerial Finance, Fixed Income Analysis, Client Development, Business Process..., Financial Planning, Asset Managment, Budgeting, Writing, Excel, Word, Certified Grant Writer, Program Development, Project Planning
Education
New York University - Leonard N. Stern School of Business 1979 — 1982
Bachelor's Degree, Finance
Capella University
Master's Degree, Higher Education Leadership
University of Wisconsin-Oshkosh 2009 — 2012
Graduate Program, English
Mid-State Technical College September 2014 - Present
Daedalus Solutions LLC November 2008 - Present
University of Wisconsin, Office of Grants and Faculty Development March 2011 - August 2014
Wealth Management LLC September 2002 - October 2008
Bank Hapoalim (New York) 1998 - 2002
Brookside Capital (San Francisco) 1997 - 1997
Charles Schwab Investment Management 1996 - 1996
Merrill Lynch Asset Management 1984 - 1996
Skills
Leadership, Financial Analysis, Strategic Planning, Public Speaking, Higher Education, Grant Writing, Strategic Financial..., Fundraising, Fixed Income, Investments, Analysis, Asset Management, Microsoft Office, Nonprofits, Budgets, Customer Service, Microsoft Excel, Insurance, PowerPoint, Accounting, Outlook, Financial Modeling, Research, Coaching, Alternative Investments, Grants, Business Strategy, Financial Reporting, Grant Administration, Organizational..., Literary Criticism, Capital Markets, Budget Process, Managerial Finance, Fixed Income Analysis, Client Development, Business Process..., Financial Planning, Asset Managment, Budgeting, Writing, Excel, Word, Certified Grant Writer, Program Development, Project Planning
Education
New York University - Leonard N. Stern School of Business 1979 — 1982
Bachelor's Degree, Finance
Capella University
Master's Degree, Higher Education Leadership
University of Wisconsin-Oshkosh 2009 — 2012
Graduate Program, English
David Vallon's Charles Schwab Investment Management Experience August 2002 - March 2005
Job SVP, CCO at Natixis Global Asset Management
Industry Financial Services
Experience
Natixis Global Asset Management March 2005 - Present
Charles Schwab Investment Management August 2002 - March 2005
Wells Fargo Funds Management, LLC February 1999 - August 2002
Franklin Templeton Investments July 1997 - February 1999
Skills
Series 7, Securities, Mutual Funds, Financial Services, Investments, Portfolio Management, Program Management, Auditing, Internal Controls, Internal Audit, Policy, SEC, Training, Governance, Trading, Due Diligence, Compliance, CFTC, AML
Education
UC Irvine
Bachelor of Arts, Political Science
Natixis Global Asset Management March 2005 - Present
Charles Schwab Investment Management August 2002 - March 2005
Wells Fargo Funds Management, LLC February 1999 - August 2002
Franklin Templeton Investments July 1997 - February 1999
Skills
Series 7, Securities, Mutual Funds, Financial Services, Investments, Portfolio Management, Program Management, Auditing, Internal Controls, Internal Audit, Policy, SEC, Training, Governance, Trading, Due Diligence, Compliance, CFTC, AML
Education
UC Irvine
Bachelor of Arts, Political Science
Vivienne Hsu, CFA Vivienne Hsu, CFA's Charles Schwab Investment Management Experience August 2004 - August 2011
Job Fin Tech Entrepreneur
Industry Financial Services
Experience
US Trust September 2012 - August 2015
Charles Schwab Investment Management August 2004 - August 2011
American Century Investments August 1997 - August 2004
Barra April 1993 - August 1997
Lawrence Johnson and Associates 1991 - 1992
Skills
Client Communications, Board Presentations, Investment Strategies, Product Strategy, Product Management, Portfolio Management, Investments, Equities, Alternative Investments, Asset Management, Asset Managment, Wealth Management, Mutual Funds, Asset Allocation
Education
University of California, Berkeley - Walter A. Haas School of Business 1999 — 2001
MBA
University of California, Berkeley 1987 — 1991
AB, Applied Mathematics
US Trust September 2012 - August 2015
Charles Schwab Investment Management August 2004 - August 2011
American Century Investments August 1997 - August 2004
Barra April 1993 - August 1997
Lawrence Johnson and Associates 1991 - 1992
Skills
Client Communications, Board Presentations, Investment Strategies, Product Strategy, Product Management, Portfolio Management, Investments, Equities, Alternative Investments, Asset Management, Asset Managment, Wealth Management, Mutual Funds, Asset Allocation
Education
University of California, Berkeley - Walter A. Haas School of Business 1999 — 2001
MBA
University of California, Berkeley 1987 — 1991
AB, Applied Mathematics
David Bader David Bader's Charles Schwab Investment Management Experience November 2009 - Present
Job Managing Director at Charles Schwab Investment Management
Industry Investment Management
Experience
Charles Schwab Investment Management November 2009 - Present
McMorgan & Company August 2002 - November 2009
JP Morgan Chase June 2001 - August 2001
Bank of America July 1996 - April 2000
Skills
Portfolio Management, Credit Analysis, Financial Analysis, Forecasting, Business Strategy
Education
UCLA Anderson School of Management 2000 — 2002
MBA, Finance and Strategy
University of Arizona 1992 — 1996
Bachelor of Science (B.S.), Economics and Finance
Charles Schwab Investment Management November 2009 - Present
McMorgan & Company August 2002 - November 2009
JP Morgan Chase June 2001 - August 2001
Bank of America July 1996 - April 2000
Skills
Portfolio Management, Credit Analysis, Financial Analysis, Forecasting, Business Strategy
Education
UCLA Anderson School of Management 2000 — 2002
MBA, Finance and Strategy
University of Arizona 1992 — 1996
Bachelor of Science (B.S.), Economics and Finance
Starla Sireno Starla Sireno's Charles Schwab Investment Management Experience August 1999 - January 2001
Job Facilitator and Executive Coach
Industry Professional Training & Coaching
Experience
SmartfulWorks January 2012 - Present
Sireno Professional Development 2004 - Present
Action Resources July 2011 - Present
Barclays Global Investors September 2001 - April 2004
Charles Schwab Investment Management August 1999 - January 2001
Fannie Mae May 1996 - August 1999
Fannie Mae January 1994 - May 1996
Skills
Leadership Development, Coaching, Strategy, Entrepreneurship, Executive Coaching, Public Speaking, Team Building, Strategic Planning, Training, Business Planning, Leadership, Inspiration, Organizational..., Employee Engagement, Business Strategy, Strategic Partnerships, Staff Development, Organizational..., Conflict Resolution, Emotional Intelligence, Management Consulting, Consulting, Change Management, Training Skills, Workshop Facilitation, Program Management, Management, Mergers & Acquisitions
Education
Hudson Institute 2013 — 2013
Certified Hudson Institute Coach
Institute for Professional Excellence in Coaching 2004 — 2005
Coaching Certification
The George Washington University
MA, International Economics/Finance
University of California, San Diego
BA, Political Science
SmartfulWorks January 2012 - Present
Sireno Professional Development 2004 - Present
Action Resources July 2011 - Present
Barclays Global Investors September 2001 - April 2004
Charles Schwab Investment Management August 1999 - January 2001
Fannie Mae May 1996 - August 1999
Fannie Mae January 1994 - May 1996
Skills
Leadership Development, Coaching, Strategy, Entrepreneurship, Executive Coaching, Public Speaking, Team Building, Strategic Planning, Training, Business Planning, Leadership, Inspiration, Organizational..., Employee Engagement, Business Strategy, Strategic Partnerships, Staff Development, Organizational..., Conflict Resolution, Emotional Intelligence, Management Consulting, Consulting, Change Management, Training Skills, Workshop Facilitation, Program Management, Management, Mergers & Acquisitions
Education
Hudson Institute 2013 — 2013
Certified Hudson Institute Coach
Institute for Professional Excellence in Coaching 2004 — 2005
Coaching Certification
The George Washington University
MA, International Economics/Finance
University of California, San Diego
BA, Political Science
James Sempere James Sempere's Charles Schwab Investment Management Experience 2007 - 2009
Job SVP, Global Indices at Real Capital Analytics
Industry International Trade and Development
Experience
Real Capital Analytics July 2012 - Present
Gnu Foundation January 2009 - Present
IPD 2009 - February 2012
Charles Schwab Investment Management 2007 - 2009
Global Real Analytics 2002 - 2007
Guggenheim Real Estate 2001 - 2002
Ernst & Young 1996 - 2001
Fidelity Investments - FMRCo 1995 - 1996
Skills
Investment Banking, Asset Management, Real Estate Economics, Investments, Valuation, Due Diligence, Financial Modeling, Private Equity, Real Estate, Commercial Real Estate, Real Estate Development, Corporate Real Estate, Market Research, Financial Analysis, Real Estate Transactions
Education
Yale University 1976 — 1978
MFS
University of Michigan 1972 — 1976
BS
Real Capital Analytics July 2012 - Present
Gnu Foundation January 2009 - Present
IPD 2009 - February 2012
Charles Schwab Investment Management 2007 - 2009
Global Real Analytics 2002 - 2007
Guggenheim Real Estate 2001 - 2002
Ernst & Young 1996 - 2001
Fidelity Investments - FMRCo 1995 - 1996
Skills
Investment Banking, Asset Management, Real Estate Economics, Investments, Valuation, Due Diligence, Financial Modeling, Private Equity, Real Estate, Commercial Real Estate, Real Estate Development, Corporate Real Estate, Market Research, Financial Analysis, Real Estate Transactions
Education
Yale University 1976 — 1978
MFS
University of Michigan 1972 — 1976
BS
Korina Edwards Korina Edwards's Charles Schwab Investment Management Experience December 2005 - June 2006
Job Schwab Institutional Sales Relationship Manager
Industry Financial Services
Experience
Charles Schwab June 2006 - Present
Charles Schwab Investment Management December 2005 - June 2006
Union Bank of California March 2005 - December 2005
Reliance Trust Company March 1999 - October 2004
Reliance Trust Company March 1999 - July 2004
Skills
Miller Heiman, Series 7, Series 63, Consultative Approach, Business Relationship..., Strategic Planning, RIAs, Solution Selling, Trusted Advisor, Negotiation, Relationship Management, Securities, Retirement Planning, Investments
Education
University of Pretoria/Universiteit van Pretoria 2012 — 2015
Programme for Management Development
Cape Wine Academy 2012 — 2014
Cannon Trust School - Pepperdine University Campus 2003 — 2003
The University of Texas at El Paso 1990 — 1995
BA
The University of Texas at El Paso 1990 — 1995
BA
The University of Texas at El Paso 1990 — 1995
BS
Charles Schwab June 2006 - Present
Charles Schwab Investment Management December 2005 - June 2006
Union Bank of California March 2005 - December 2005
Reliance Trust Company March 1999 - October 2004
Reliance Trust Company March 1999 - July 2004
Skills
Miller Heiman, Series 7, Series 63, Consultative Approach, Business Relationship..., Strategic Planning, RIAs, Solution Selling, Trusted Advisor, Negotiation, Relationship Management, Securities, Retirement Planning, Investments
Education
University of Pretoria/Universiteit van Pretoria 2012 — 2015
Programme for Management Development
Cape Wine Academy 2012 — 2014
Cannon Trust School - Pepperdine University Campus 2003 — 2003
The University of Texas at El Paso 1990 — 1995
BA
The University of Texas at El Paso 1990 — 1995
BA
The University of Texas at El Paso 1990 — 1995
BS
Cesar Blengino Cesar Blengino's Charles Schwab Investment Management Experience December 2010 - January 2013
Job Middle Office Specialist at Mellon Capital
Industry Financial Services
Experience
Franklin Templeton Investments February 2015 - Present
Mellon Capital September 2013 - January 2015
Charles Schwab Investment Management December 2010 - January 2013
Charles Schwab & Co. July 2008 - December 2010
Charles Schwab & Co. 2000 - 2008
Charles Schwab & Co. 1996 - 2000
Education
Golden Gate University
Masters of Science in Finance
St. Mary's College of California
Bachelor of Arts (B.A.), Business/Commerce, General
Franklin Templeton Investments February 2015 - Present
Mellon Capital September 2013 - January 2015
Charles Schwab Investment Management December 2010 - January 2013
Charles Schwab & Co. July 2008 - December 2010
Charles Schwab & Co. 2000 - 2008
Charles Schwab & Co. 1996 - 2000
Education
Golden Gate University
Masters of Science in Finance
St. Mary's College of California
Bachelor of Arts (B.A.), Business/Commerce, General
Walter Beveridge Walter Beveridge's Charles Schwab Investment Management Experience April 1992 - January 2006
Job Portfolio Coordinator at Wells Capital Management
Industry Investment Management
Experience
Self Employed January 1977 - Present
Wells Capital Management August 2006 - May 2011
Charles Schwab Investment Management April 1992 - January 2006
Benham Capital Management (now American Century) 1983 - 1992
Skills
Portfolio Management, Mutual Funds, Money Market, Cash Management, Bloomberg, Fixed Income, Investments, Trading, Microsoft Office, Compliance
Education
St. Mary's College of California 1991 — 1992
BA, Business Management
De Anza College 1987 — 1990
Associate of Arts (AA), Business Administration and Management, General
Self Employed January 1977 - Present
Wells Capital Management August 2006 - May 2011
Charles Schwab Investment Management April 1992 - January 2006
Benham Capital Management (now American Century) 1983 - 1992
Skills
Portfolio Management, Mutual Funds, Money Market, Cash Management, Bloomberg, Fixed Income, Investments, Trading, Microsoft Office, Compliance
Education
St. Mary's College of California 1991 — 1992
BA, Business Management
De Anza College 1987 — 1990
Associate of Arts (AA), Business Administration and Management, General
Tim Argenziano, CFA's Charles Schwab Investment Management Experience June 2011 - Present
Job Manager, Research & Competitive Analysis at Charles Schwab Investment Management
Industry Investment Management
Experience
Charles Schwab Investment Management June 2011 - Present
Mountain Asset Management 2007 - 2010
Evergreen Investments 1997 - 2007
Skills
Securities, Investments, Portfolio Management, Equities
Education
University of Central Florida
Bachelor's, Finance
Charles Schwab Investment Management June 2011 - Present
Mountain Asset Management 2007 - 2010
Evergreen Investments 1997 - 2007
Skills
Securities, Investments, Portfolio Management, Equities
Education
University of Central Florida
Bachelor's, Finance
Joseph Monks Joseph Monks's Charles Schwab Investment Management Experience May 1995 - December 1996
Job Global Head of Risk Management at MarketAxess
Industry Banking
Experience
MarketAxess July 2013 - Present
Citigroup June 2011 - June 2013
Citigroup March 2007 - January 2011
Morgan Stanley Securities Japan June 2003 - March 2007
Banc of America Securities July 2000 - June 2003
Pacific Gas and Electric Co December 1996 - July 2000
Charles Schwab Investment Management May 1995 - December 1996
Federal Reserve Bank April 1986 - May 1995
Bank of the West (BNP) July 1983 - April 1986
Skills
Internal Audit, Risk, Compliance Management, Investment Banking, Basel II, FX, Operational Risk..., Consumer Products, Sales and Trading, Equities, Fixed Income Trading, Energy Trading, Fixed Income, FX Options, Financial Risk, Commodity Markets, Portfolio Management, Capital Markets, Risk Management, Banking, Finance, Operational Risk, Leadership, Credit, Management, Asset Management, Insurance, Strategy, Investments, Securities, Trading, Emerging Markets, Financial Services
Education
Golden Gate University 1991 — 1993
Executive MBA, Banking and Finance
California State University 1980 — 1983
Bachelor of Science, Finance and Management Information Systems
MarketAxess July 2013 - Present
Citigroup June 2011 - June 2013
Citigroup March 2007 - January 2011
Morgan Stanley Securities Japan June 2003 - March 2007
Banc of America Securities July 2000 - June 2003
Pacific Gas and Electric Co December 1996 - July 2000
Charles Schwab Investment Management May 1995 - December 1996
Federal Reserve Bank April 1986 - May 1995
Bank of the West (BNP) July 1983 - April 1986
Skills
Internal Audit, Risk, Compliance Management, Investment Banking, Basel II, FX, Operational Risk..., Consumer Products, Sales and Trading, Equities, Fixed Income Trading, Energy Trading, Fixed Income, FX Options, Financial Risk, Commodity Markets, Portfolio Management, Capital Markets, Risk Management, Banking, Finance, Operational Risk, Leadership, Credit, Management, Asset Management, Insurance, Strategy, Investments, Securities, Trading, Emerging Markets, Financial Services
Education
Golden Gate University 1991 — 1993
Executive MBA, Banking and Finance
California State University 1980 — 1983
Bachelor of Science, Finance and Management Information Systems
Peter Washburn Peter Washburn's Charles Schwab Investment Management Experience July 1999 - February 2004
Job Senior Applications Developer at Charles Schwab
Industry Financial Services
Experience
Charles Schwab March 2004 - Present
Charles Schwab Investment Management July 1999 - February 2004
Charles Schwab Investment Management May 1998 - June 1999
Pacific Bell Internet Services November 1996 - January 1998
Skills
Troubleshooting, Software Development, Software Engineering, Object Oriented Design, Objective-C, C#, C++, C, Java, Visual Basic, Python, HTML, Perl, Eclipse, Operations Research, Performance Tuning, Windows, Agile Methodologies, Linux, Unix, Programming, Scrum, XML, Visual Studio, Arduino, Atmel AVR, Device Drivers, Guitar, Circuit Design, SQL, Database Design, Database Administration, Xcode, iOS development, Financial Modeling, Financial Reporting, Matlab
Education
Hampshire College 1991 — 1995
Bachelor of Arts (BA), Physics
University of New Hampshire 1989 — 1990
NA, Physics
Charles Schwab March 2004 - Present
Charles Schwab Investment Management July 1999 - February 2004
Charles Schwab Investment Management May 1998 - June 1999
Pacific Bell Internet Services November 1996 - January 1998
Skills
Troubleshooting, Software Development, Software Engineering, Object Oriented Design, Objective-C, C#, C++, C, Java, Visual Basic, Python, HTML, Perl, Eclipse, Operations Research, Performance Tuning, Windows, Agile Methodologies, Linux, Unix, Programming, Scrum, XML, Visual Studio, Arduino, Atmel AVR, Device Drivers, Guitar, Circuit Design, SQL, Database Design, Database Administration, Xcode, iOS development, Financial Modeling, Financial Reporting, Matlab
Education
Hampshire College 1991 — 1995
Bachelor of Arts (BA), Physics
University of New Hampshire 1989 — 1990
NA, Physics
Henry Suen Henry Suen's Charles Schwab Investment Management Experience September 2011 - Present
Job Fixed Income Research Analyst at Charles Schwab
Industry Financial Services
Experience
Charles Schwab Investment Management September 2011 - Present
National Football League August 2013 - Present
KPMG August 2010 - September 2011
Federal Reserve Bank of San Francisco February 2010 - August 2010
Federal Reserve Bank of New York August 2008 - January 2010
Merrill Lynch May 2007 - August 2007
Moody's KMV June 2004 - June 2006
Charles Schwab & Co. December 2002 - May 2004
SmartForce July 2000 - November 2002
Skills
Financial Modeling, Finance, Portfolio Management, Valuation, Bloomberg, Financial Analysis, Equities, Investments, Analysis, Strategy
Education
Georgetown University - The McDonough School of Business 2006 — 2008
MBA, Finance
University of California, Berkeley 1995 — 2000
BS, Civil & Environmental Engineering
Charles Schwab Investment Management September 2011 - Present
National Football League August 2013 - Present
KPMG August 2010 - September 2011
Federal Reserve Bank of San Francisco February 2010 - August 2010
Federal Reserve Bank of New York August 2008 - January 2010
Merrill Lynch May 2007 - August 2007
Moody's KMV June 2004 - June 2006
Charles Schwab & Co. December 2002 - May 2004
SmartForce July 2000 - November 2002
Skills
Financial Modeling, Finance, Portfolio Management, Valuation, Bloomberg, Financial Analysis, Equities, Investments, Analysis, Strategy
Education
Georgetown University - The McDonough School of Business 2006 — 2008
MBA, Finance
University of California, Berkeley 1995 — 2000
BS, Civil & Environmental Engineering
Luke Murphy Luke Murphy's Charles Schwab Investment Management Experience May 2007 - August 2007
Job MBA Candidate at Kellogg School of Management
Industry Financial Services
Experience
Nasdaq Private Market April 2013 - July 2015
Nasdaq January 2011 - April 2013
Bloomberg November 2010 - January 2011
Bloomberg July 2009 - November 2010
Capital Servicing Co. June 2008 - July 2008
Charles Schwab Investment Management May 2007 - August 2007
Skills
Excel, Bloomberg, Factset, Bloomberg Terminal, Financial Modeling, Direct Sales, Fixed Income Products, NASDAQ, Stock Exchange, Microsoft Office, Sales Contracts, Contract Negotiation, Investor Relations, Fixed Income, Microsoft Excel, Financial Analysis, Mergers & Acquisitions, Business Strategy, New Business Development, Analysis, Due Diligence, Investments, Valuation, Product Management, Analytics, Finance, Financial Markets, Sales, Mutual Funds, Equities, Capital Markets, Trading, Derivatives, Securities, Corporate Development
Education
Northwestern University - Kellogg School of Management 2015 — 2017
Master of Business Administration (MBA)
University of Southern California
Bacheler of Arts, History, Business Administration
University of Southern California - Marshall School of Business
Syracuse University in Florence
History, Fine Arts
Campolindo High School
Nasdaq Private Market April 2013 - July 2015
Nasdaq January 2011 - April 2013
Bloomberg November 2010 - January 2011
Bloomberg July 2009 - November 2010
Capital Servicing Co. June 2008 - July 2008
Charles Schwab Investment Management May 2007 - August 2007
Skills
Excel, Bloomberg, Factset, Bloomberg Terminal, Financial Modeling, Direct Sales, Fixed Income Products, NASDAQ, Stock Exchange, Microsoft Office, Sales Contracts, Contract Negotiation, Investor Relations, Fixed Income, Microsoft Excel, Financial Analysis, Mergers & Acquisitions, Business Strategy, New Business Development, Analysis, Due Diligence, Investments, Valuation, Product Management, Analytics, Finance, Financial Markets, Sales, Mutual Funds, Equities, Capital Markets, Trading, Derivatives, Securities, Corporate Development
Education
Northwestern University - Kellogg School of Management 2015 — 2017
Master of Business Administration (MBA)
University of Southern California
Bacheler of Arts, History, Business Administration
University of Southern California - Marshall School of Business
Syracuse University in Florence
History, Fine Arts
Campolindo High School
Eric Thaller Eric Thaller's Charles Schwab Investment Management Experience 2008 - 2010
Job
Industry Information Technology and Services
Experience
Prosper Marketplace March 2013 - Present
Adelante Capital Management 2010 - 2012
Charles Schwab Investment Management 2008 - 2010
Standard Pacific Capital 2005 - 2007
AIM Investments 2001 - 2005
Wilshire Associates, Asset Management Division 1994 - 1998
Skills
Quantitative Portfolio..., Quantitative Finance, Quantitative Research, Portfolio Optimization, Portfolio Management, Equities, International Equities, Risk Management, Hedge Funds, Asset Management, Investments, Alternative Investments, Risk, Securities, Factset, Strategy, Credit Risk, Credit Analysis, Crowdfunding, Peer-to-peer, Financial Services, Mutual Funds, Valuation, Investment Management, Private Equity, Financial Modeling, Asset Allocation, Financial Risk
Education
University of Pennsylvania - The Wharton School 1998 — 2000
MBA, Finance & Statistics
University of California, San Diego 1989 — 1993
BA, Economics, Magna Cum Laude
The London School of Economics and Political Science (LSE) 1991 — 1992
General Course, Economics
Prosper Marketplace March 2013 - Present
Adelante Capital Management 2010 - 2012
Charles Schwab Investment Management 2008 - 2010
Standard Pacific Capital 2005 - 2007
AIM Investments 2001 - 2005
Wilshire Associates, Asset Management Division 1994 - 1998
Skills
Quantitative Portfolio..., Quantitative Finance, Quantitative Research, Portfolio Optimization, Portfolio Management, Equities, International Equities, Risk Management, Hedge Funds, Asset Management, Investments, Alternative Investments, Risk, Securities, Factset, Strategy, Credit Risk, Credit Analysis, Crowdfunding, Peer-to-peer, Financial Services, Mutual Funds, Valuation, Investment Management, Private Equity, Financial Modeling, Asset Allocation, Financial Risk
Education
University of Pennsylvania - The Wharton School 1998 — 2000
MBA, Finance & Statistics
University of California, San Diego 1989 — 1993
BA, Economics, Magna Cum Laude
The London School of Economics and Political Science (LSE) 1991 — 1992
General Course, Economics
Shanna Weber Shanna Weber's Charles Schwab Investment Management Experience March 2015 - Present
Job Managing Director Product Strategy & Development
Industry Financial Services
Experience
Charles Schwab Investment Management March 2015 - Present
Janus Capital Group January 2008 - March 2015
ING Funds 2003 - 2008
Ajilon Finance Solutions 2002 - 2003
Arthur Andersen 2000 - 2002
Skills
Mutual Funds, Pricing, UCITS, Closed-end Funds, Series 7, Alternative Investments, Investments, Asset Managment, Equities, Asset Allocation, Investment Strategies, Investment Advisory, Relationship Management, Mergers, Investment Management, Competitive Analysis, Derivatives, Process Improvement, Separately Managed..., Strategy, Asset Management, Capital Markets, Cross-functional Team..., Due Diligence, Hedge Funds
Education
University of Arizona, Eller College of Management 2007 — 2008
MBA, Executive MBA
Arizona State University 1997 — 2001
BA in Finance and BA in Management, Business, Finance, Derivatives, Investing, 4.0
Arizona State University - W. P. Carey School of Business 1997 — 2001
BA, Finance, Management
Charles Schwab Investment Management March 2015 - Present
Janus Capital Group January 2008 - March 2015
ING Funds 2003 - 2008
Ajilon Finance Solutions 2002 - 2003
Arthur Andersen 2000 - 2002
Skills
Mutual Funds, Pricing, UCITS, Closed-end Funds, Series 7, Alternative Investments, Investments, Asset Managment, Equities, Asset Allocation, Investment Strategies, Investment Advisory, Relationship Management, Mergers, Investment Management, Competitive Analysis, Derivatives, Process Improvement, Separately Managed..., Strategy, Asset Management, Capital Markets, Cross-functional Team..., Due Diligence, Hedge Funds
Education
University of Arizona, Eller College of Management 2007 — 2008
MBA, Executive MBA
Arizona State University 1997 — 2001
BA in Finance and BA in Management, Business, Finance, Derivatives, Investing, 4.0
Arizona State University - W. P. Carey School of Business 1997 — 2001
BA, Finance, Management
Shelley Gardewick, B. Comm, RPA's Charles Schwab Investment Management Experience September 2014 - July 2015
Job CLevel Executive Assistant
Industry Executive Office
Experience
Charles Schwab Investment Management September 2014 - July 2015
The Essential Feminine Company September 2012 - July 2014
BlackRock June 2010 - August 2012
Heller Ehrman LLP May 2006 - October 2008
Maureen Simon Consulting October 2003 - May 2006
Skills
Office Management, Human Resources, Administrative..., Recruiting, Corporate Governance, Office Administration, Customer Service, Management, Time Management, System Administration, Interviews, Negotiation, Fundraising, Employee Benefits, Employee Relations, Leadership, Training, Event Planning, Onboarding, Organizational..., Social Networking, Administrative...
Education
Sentinel Secondary
The University of British Columbia
Bachelor’s Degree, Business Administration and Management
Charles Schwab Investment Management September 2014 - July 2015
The Essential Feminine Company September 2012 - July 2014
BlackRock June 2010 - August 2012
Heller Ehrman LLP May 2006 - October 2008
Maureen Simon Consulting October 2003 - May 2006
Skills
Office Management, Human Resources, Administrative..., Recruiting, Corporate Governance, Office Administration, Customer Service, Management, Time Management, System Administration, Interviews, Negotiation, Fundraising, Employee Benefits, Employee Relations, Leadership, Training, Event Planning, Onboarding, Organizational..., Social Networking, Administrative...
Education
Sentinel Secondary
The University of British Columbia
Bachelor’s Degree, Business Administration and Management
Erica Gates's Charles Schwab Investment Management Experience February 2013 - Present
Job Senior Team Manager, Business Strategy
Industry Financial Services
Experience
Charles Schwab Investment Management February 2013 - Present
Charles Schwab Investment Management 2008 - 2013
Charles Schwab 2003 - 2008
Charles Schwab 2000 - 2003
Credit Suisse (CS First Boston, Credit Suisse First Boston) 1993 - 1999
Skills
Series 7, Series 63, Thought Leadership, Strategic Communications, Executive..., Leadership, Marketing, Strategy, Project Management, Product Management, Mutual Funds, Financial Services, Investments, Fixed Income, Capital Markets, Equities
Education
University of Massachusetts, Amherst 1988 — 1992
Bachelor's Degree
Charles Schwab Investment Management February 2013 - Present
Charles Schwab Investment Management 2008 - 2013
Charles Schwab 2003 - 2008
Charles Schwab 2000 - 2003
Credit Suisse (CS First Boston, Credit Suisse First Boston) 1993 - 1999
Skills
Series 7, Series 63, Thought Leadership, Strategic Communications, Executive..., Leadership, Marketing, Strategy, Project Management, Product Management, Mutual Funds, Financial Services, Investments, Fixed Income, Capital Markets, Equities
Education
University of Massachusetts, Amherst 1988 — 1992
Bachelor's Degree
Silvina Seron Silvina Seron's Charles Schwab Investment Management Experience January 2014 - Present
Job Associate Portfolio Manager at Charles Schwab Investment Management
Industry Financial Services
Experience
Charles Schwab Investment Management January 2014 - Present
Indxis, Ltd. December 2011 - July 2013
Indxis, Ltd. July 2011 - December 2011
Skills
Analysis, Finance, Securities, Fixed Income, Equities, Bloomberg, Financial Statement..., Quantitative Investing, Corporate Actions, Investments, Alternative Investments, ETFs, Financial Modeling, Mutual Funds, Portfolio Management
Education
University of Central Florida - College of Business Administration
B.S.B.A., Finance, 3.9/4.0
Charles Schwab Investment Management January 2014 - Present
Indxis, Ltd. December 2011 - July 2013
Indxis, Ltd. July 2011 - December 2011
Skills
Analysis, Finance, Securities, Fixed Income, Equities, Bloomberg, Financial Statement..., Quantitative Investing, Corporate Actions, Investments, Alternative Investments, ETFs, Financial Modeling, Mutual Funds, Portfolio Management
Education
University of Central Florida - College of Business Administration
B.S.B.A., Finance, 3.9/4.0
Xi (Kevin) Chen Xi (Kevin) Chen's Charles Schwab Investment Management Experience June 2014 - August 2014
Job Global Risk Analyst at Citigroup
Industry Banking
Experience
Citi June 2015 - Present
UC Berkeley Economics Department September 2014 - December 2014
UC Berkeley Statistics Department January 2014 - December 2014
Charles Schwab Investment Management June 2014 - August 2014
Skills
Portfolio Management, Python, Java, R, FactSet, Stata, PowerPoint, Microsoft Office, Data Analysis, Research, Microsoft Excel
Education
University of California, Berkeley 2011 — 2015
Bachelor of Arts (B.A.), Computer Science, Economics
Citi June 2015 - Present
UC Berkeley Economics Department September 2014 - December 2014
UC Berkeley Statistics Department January 2014 - December 2014
Charles Schwab Investment Management June 2014 - August 2014
Skills
Portfolio Management, Python, Java, R, FactSet, Stata, PowerPoint, Microsoft Office, Data Analysis, Research, Microsoft Excel
Education
University of California, Berkeley 2011 — 2015
Bachelor of Arts (B.A.), Computer Science, Economics
Erin Gebes Erin Gebes's Charles Schwab Investment Management Experience June 2014 - August 2014
Job Assurance Intern at Pwc
Industry Accounting
Experience
PwC 2015 - 2015
PwC 2015 - 2015
Charles Schwab Investment Management June 2014 - August 2014
Life After Tennis Consulting Group January 2013 - December 2013
Colorado Academy June 2012 - August 2013
Skills
Leadership, Time Management, Teamwork, Microsoft Excel, Public Speaking, Management, Microsoft Office, PowerPoint, Finance, Teaching
Education
Marquette University 2012 — 2016
Bachelor of Business Administration (B.B.A.), Finance, General
PwC 2015 - 2015
PwC 2015 - 2015
Charles Schwab Investment Management June 2014 - August 2014
Life After Tennis Consulting Group January 2013 - December 2013
Colorado Academy June 2012 - August 2013
Skills
Leadership, Time Management, Teamwork, Microsoft Excel, Public Speaking, Management, Microsoft Office, PowerPoint, Finance, Teaching
Education
Marquette University 2012 — 2016
Bachelor of Business Administration (B.B.A.), Finance, General
Jeff Dudeck, CIPM Jeff Dudeck, CIPM's Charles Schwab Investment Management Experience June 2014 - Present
Job Manager Research & Competitive Analysis Performance Reporting and Research
Industry Investment Management
Experience
Charles Schwab Investment Management June 2014 - Present
Ashland Partners June 2013 - May 2014
Janus Capital Group October 2008 - June 2013
Janus Capital Group October 2007 - October 2008
Putnam Investments 1999 - 2002
Skills
Performance Measurement, Performance Verification, GIPS, CIPM, Portfolio Performance..., Performance Analysis, Performance Attribution, Finance, Accounting, Performance Consulting, Derivatives, Microsoft Office, Banking, Leadership, Training, Retirement Planning, Performance Testing, Performance Auditing
Education
Bryant University 1995 — 1999
Bachelor of Science (BS), Finance and Financial Management Services
West Morris Central
Charles Schwab Investment Management June 2014 - Present
Ashland Partners June 2013 - May 2014
Janus Capital Group October 2008 - June 2013
Janus Capital Group October 2007 - October 2008
Putnam Investments 1999 - 2002
Skills
Performance Measurement, Performance Verification, GIPS, CIPM, Portfolio Performance..., Performance Analysis, Performance Attribution, Finance, Accounting, Performance Consulting, Derivatives, Microsoft Office, Banking, Leadership, Training, Retirement Planning, Performance Testing, Performance Auditing
Education
Bryant University 1995 — 1999
Bachelor of Science (BS), Finance and Financial Management Services
West Morris Central
Agnes Hong, CFA's Charles Schwab Investment Management Experience 2009 - Present
Job Managing Director, Head of Equity ETF and Index Portfolio Management at Charles Schwab
Industry Investment Management
Experience
Charles Schwab Investment Management 2009 - Present
Charles Schwab Investment Management 2009 - Present
Barclays Global Investors 2004 - 2009
Wells Fargo 2003 - 2004
Oracle (Siebel Systems) 2001 - 2003
PwC 1995 - 1999
Skills
Asset Management, Portfolio Management, Quantitative Investing, Mutual Funds, ETFs, Emerging Markets, Capital Markets, Management Consulting, Global Investment...
Education
University of Pennsylvania - The Wharton School 1999 — 2001
MBA
University of New South Wales
BSc
Charles Schwab Investment Management 2009 - Present
Charles Schwab Investment Management 2009 - Present
Barclays Global Investors 2004 - 2009
Wells Fargo 2003 - 2004
Oracle (Siebel Systems) 2001 - 2003
PwC 1995 - 1999
Skills
Asset Management, Portfolio Management, Quantitative Investing, Mutual Funds, ETFs, Emerging Markets, Capital Markets, Management Consulting, Global Investment...
Education
University of Pennsylvania - The Wharton School 1999 — 2001
MBA
University of New South Wales
BSc
Todd Fraser Todd Fraser's Charles Schwab Investment Management Experience 1999 - 2003
Job Freelance Finance Contractor at Self Employed
Industry Venture Capital & Private Equity
Experience
Self Employed January 2011 - Present
Paperboy Ventures LLC 2004 - 2008
Charles Schwab Investment Management 1999 - 2003
Charles Schwab Investment Management November 1997 - September 1999
Zenger Miller August 1994 - November 1997
The Academy of Art College September 1993 - August 1994
Metrobank April 1990 - March 1993
Skills
Corporate Finance, Finance, Financial Analysis, Analysis, Portfolio Management, Fixed Income, Investments, Banking, Mergers & Acquisitions, Financial Modeling, Asset Management
Education
William E. Simon School of Business 1987 — 1989
Master of Business Administration (M.B.A.), Finance/Accounting
Hamilton College 1983 — 1987
Bachelor of Arts (B.A.), Economics/History
Wilson Central
Self Employed January 2011 - Present
Paperboy Ventures LLC 2004 - 2008
Charles Schwab Investment Management 1999 - 2003
Charles Schwab Investment Management November 1997 - September 1999
Zenger Miller August 1994 - November 1997
The Academy of Art College September 1993 - August 1994
Metrobank April 1990 - March 1993
Skills
Corporate Finance, Finance, Financial Analysis, Analysis, Portfolio Management, Fixed Income, Investments, Banking, Mergers & Acquisitions, Financial Modeling, Asset Management
Education
William E. Simon School of Business 1987 — 1989
Master of Business Administration (M.B.A.), Finance/Accounting
Hamilton College 1983 — 1987
Bachelor of Arts (B.A.), Economics/History
Wilson Central
Jeff Malfatti Jeff Malfatti's Charles Schwab Investment Management Experience March 2002 - June 2006
Job Contract Manager
Industry Hospital & Health Care
Experience
Tulane University March 2013 - Present
Tulane University May 2010 - March 2013
Louisiana Public Health Institute January 2009 - December 2009
Freelance June 2006 - January 2009
Charles Schwab Investment Management March 2002 - June 2006
Freelance January 2001 - March 2002
LookSmart January 2000 - December 2000
Skills
Healthcare, Non-profits, Project Management, Management, Healthcare Information..., HIPAA, Policy, Public Health, Research, Access, Strategic Planning, Data Analysis, Analysis, Public Speaking, Healthcare Management, Microsoft Office, Program Management, Leadership, Microsoft Excel, Nonprofits, Legal Research, Contract Management, Health Policy, Program Evaluation, Hospitals, Program Development, Community Outreach, Physicians, Health Education, Medicaid, Grant Writing
Education
Tulane Law School 2006 — 2010
Juris Doctor (J.D.), Law
Tulane University School of Public Health and Tropical Medicine 2006 — 2010
Master of Health Administration (M.H.A.), Health Systems Management
UCLA
Bachelor of Arts (B.A.), English Language and Literature/Letters
Tulane University March 2013 - Present
Tulane University May 2010 - March 2013
Louisiana Public Health Institute January 2009 - December 2009
Freelance June 2006 - January 2009
Charles Schwab Investment Management March 2002 - June 2006
Freelance January 2001 - March 2002
LookSmart January 2000 - December 2000
Skills
Healthcare, Non-profits, Project Management, Management, Healthcare Information..., HIPAA, Policy, Public Health, Research, Access, Strategic Planning, Data Analysis, Analysis, Public Speaking, Healthcare Management, Microsoft Office, Program Management, Leadership, Microsoft Excel, Nonprofits, Legal Research, Contract Management, Health Policy, Program Evaluation, Hospitals, Program Development, Community Outreach, Physicians, Health Education, Medicaid, Grant Writing
Education
Tulane Law School 2006 — 2010
Juris Doctor (J.D.), Law
Tulane University School of Public Health and Tropical Medicine 2006 — 2010
Master of Health Administration (M.H.A.), Health Systems Management
UCLA
Bachelor of Arts (B.A.), English Language and Literature/Letters
Karla Washington Karla Washington's Charles Schwab Investment Management Experience June 2004 - August 2010
Job
Industry Health, Wellness and Fitness
Experience
Kaiser Permanente June 2011 - July 2012
Charles Schwab Investment Management June 2004 - August 2010
Education
University of Phoenix 1997 — 1998
BSBA, Business, 3.8
Kaiser Permanente June 2011 - July 2012
Charles Schwab Investment Management June 2004 - August 2010
Education
University of Phoenix 1997 — 1998
BSBA, Business, 3.8
Russell Martin, CFA Russell Martin, CFA's Charles Schwab Investment Management Experience May 2011 - November 2012
Job Associate Portfolio Manager at City National Rochdale
Industry Financial Services
Experience
City National Rochdale May 2014 - Present
Charles Schwab November 2012 - May 2014
Charles Schwab Investment Management May 2011 - November 2012
Charles Schwab Investment Management November 2009 - May 2011
Shareholder Representative Services LLC March 2009 - November 2009
Dale Carnegie Training February 2007 - March 2009
Charles Schwab Investment Management August 2006 - January 2009
Bay Area Homes Sales & Evaluations March 2006 - June 2006
Education
Saint Mary's College of California 2007 — 2008
M.S., Financial Analysis & Investment Management
California Polytechnic State University-San Luis Obispo 2002 — 2006
B.S., Business Administration - Finance
The Dale Carnegie Course 2005 — 2005
Human Relations & Communication
City National Rochdale May 2014 - Present
Charles Schwab November 2012 - May 2014
Charles Schwab Investment Management May 2011 - November 2012
Charles Schwab Investment Management November 2009 - May 2011
Shareholder Representative Services LLC March 2009 - November 2009
Dale Carnegie Training February 2007 - March 2009
Charles Schwab Investment Management August 2006 - January 2009
Bay Area Homes Sales & Evaluations March 2006 - June 2006
Education
Saint Mary's College of California 2007 — 2008
M.S., Financial Analysis & Investment Management
California Polytechnic State University-San Luis Obispo 2002 — 2006
B.S., Business Administration - Finance
The Dale Carnegie Course 2005 — 2005
Human Relations & Communication
Michael Winnick Michael Winnick's Charles Schwab Investment Management Experience September 2015 - Present
Job Head of Institutional Sales at Charles Schwab Investment Management
Industry Investment Management
Experience
Charles Schwab Investment Management September 2015 - Present
Russell Investments August 2004 - August 2015
Education
Yale University - Yale School of Management 1991 — 1993
MBA, Finance, Marketing
Colgate University 1984 — 1988
BA, Economics, Political Science
Charles Schwab Investment Management September 2015 - Present
Russell Investments August 2004 - August 2015
Education
Yale University - Yale School of Management 1991 — 1993
MBA, Finance, Marketing
Colgate University 1984 — 1988
BA, Economics, Political Science
Ferian Juwono, CFA's Charles Schwab Investment Management Experience May 2010 - Present
Job Portfolio Manager Passive Strategies Equity
Industry Investment Management
Experience
Charles Schwab Investment Management May 2010 - Present
BlackRock January 2007 - May 2010
Barclays Global Investors February 2005 - December 2006
Union Bank of California 2001 - 2005
Accounting Solutions 1999 - 2000
ABN AMRO NV 1997 - 1998
Education
Bachelor, Economics/Accounting
California State University-Los Angeles
MBA, Finance
Charles Schwab Investment Management May 2010 - Present
BlackRock January 2007 - May 2010
Barclays Global Investors February 2005 - December 2006
Union Bank of California 2001 - 2005
Accounting Solutions 1999 - 2000
ABN AMRO NV 1997 - 1998
Education
Bachelor, Economics/Accounting
California State University-Los Angeles
MBA, Finance
Sam Grenning's Charles Schwab Investment Management Experience September 2010 - April 2013
Job Owner/Director, Private Client Group at EG Shares/Emerging Global Advisors; LLC.
Industry Financial Services
Experience
Charles Schwab Investment Management September 2010 - April 2013
EGShares 2013 - 2013
Charles Schwab Investment Management December 2009 - September 2010
Barclays GlobaI Investors January 2007 - December 2009
Barclays Global Investors January 2003 - December 2006
Barclays Global Investors August 2000 - December 2002
Skills
ETFs, Equities, Asset Management, Institutional, Client Service, Asset Allocation, Portfolio Management, Series 7, Alternative Investments, Investments, Investment Strategies, Trading, Commodities, Hedge Funds, Investment Management, Fixed Income, Asset Managment, Mutual Funds, Securities
Education
Golden Gate University 2004 — 2009
MS, Finance
Western State Colorado University 1990 — 1994
Charles Schwab Investment Management September 2010 - April 2013
EGShares 2013 - 2013
Charles Schwab Investment Management December 2009 - September 2010
Barclays GlobaI Investors January 2007 - December 2009
Barclays Global Investors January 2003 - December 2006
Barclays Global Investors August 2000 - December 2002
Skills
ETFs, Equities, Asset Management, Institutional, Client Service, Asset Allocation, Portfolio Management, Series 7, Alternative Investments, Investments, Investment Strategies, Trading, Commodities, Hedge Funds, Investment Management, Fixed Income, Asset Managment, Mutual Funds, Securities
Education
Golden Gate University 2004 — 2009
MS, Finance
Western State Colorado University 1990 — 1994
Matt Hastings, CFA's Charles Schwab Investment Management Experience 1999 - Present
Job Vice President, Head of Taxable Bond Strategies at Charles Schwab Investment Management
Industry Financial Services
Experience
Charles Schwab Investment Management 1999 - Present
Lehman Brothers 1995 - 1999
Skills
Mutual Funds, Fixed Income, Asset Allocation, Portfolio Management, Trading, Equities, Series 7, Alternative Investments, Asset Management, Capital Markets
Education
University of San Diego 1991 — 1995
Bachelor of Arts, Economics
Charles Schwab Investment Management 1999 - Present
Lehman Brothers 1995 - 1999
Skills
Mutual Funds, Fixed Income, Asset Allocation, Portfolio Management, Trading, Equities, Series 7, Alternative Investments, Asset Management, Capital Markets
Education
University of San Diego 1991 — 1995
Bachelor of Arts, Economics
Henry Tam's Charles Schwab Investment Management Experience September 2014 - Present
Job Data Consultant assisting organizations with gaining greater visibility and insight into their data
Industry Financial Services
Experience
Charles Schwab Investment Management September 2014 - Present
Sabbatical June 2014 - September 2014
Cigna HealthCare December 2013 - May 2014
Apex Systems January 2013 - December 2013
Statera February 2012 - January 2013
Perficient February 2010 - February 2012
Atlantic Partners Corp. May 2008 - November 2009
Standard & Poor's November 1998 - March 2008
Merrill Lynch June 1997 - July 1998
US Embassy - Beijing, China 1995 - 1995
Skills
Data Analysis, Data Management, Data Quality, Data Mining, Data Profiling, Business Analysis, Data Warehousing, Business Intelligence, Master Data Management, Reference Data, Data Quality Assurance, Global Financial Markets, SQL, Oracle, Microsoft SQL Server, Salesforce.com, Informatica Data..., Informatica Data Quality, QlikView, Cognos, TS Quality, TS Discovery, Business Process..., Financial Markets, Business Process, SDLC, Agile Methodologies, Data Integration, Business Development, Enterprise Architecture, Databases, Leadership, Analytics, Analysis, Software Documentation, CRM
Education
University of Colorado Boulder 1991 — 1996
BS, Finance and International Business
Peking University 1995 — 1995
Study Abroad, Mandarin
Metropolitan State University of Denver 1992 — 1993
Denver North High School 1988 — 1991
Charles Schwab Investment Management September 2014 - Present
Sabbatical June 2014 - September 2014
Cigna HealthCare December 2013 - May 2014
Apex Systems January 2013 - December 2013
Statera February 2012 - January 2013
Perficient February 2010 - February 2012
Atlantic Partners Corp. May 2008 - November 2009
Standard & Poor's November 1998 - March 2008
Merrill Lynch June 1997 - July 1998
US Embassy - Beijing, China 1995 - 1995
Skills
Data Analysis, Data Management, Data Quality, Data Mining, Data Profiling, Business Analysis, Data Warehousing, Business Intelligence, Master Data Management, Reference Data, Data Quality Assurance, Global Financial Markets, SQL, Oracle, Microsoft SQL Server, Salesforce.com, Informatica Data..., Informatica Data Quality, QlikView, Cognos, TS Quality, TS Discovery, Business Process..., Financial Markets, Business Process, SDLC, Agile Methodologies, Data Integration, Business Development, Enterprise Architecture, Databases, Leadership, Analytics, Analysis, Software Documentation, CRM
Education
University of Colorado Boulder 1991 — 1996
BS, Finance and International Business
Peking University 1995 — 1995
Study Abroad, Mandarin
Metropolitan State University of Denver 1992 — 1993
Denver North High School 1988 — 1991
Dionisio Meneses Jr's Charles Schwab Investment Management Experience January 2007 - February 2012
Job Managing Director
Industry Investment Management
Experience
Charles Schwab Investment Management January 2007 - February 2012
Charles Schwab January 2007 - February 2012
Skills
Equities, Alternative Investments, Financial Services, Securities, Mutual Funds, Fixed Income, Investments, Valuation, Asset Management, Series 7, Capital Markets, Financial Modeling, Hedge Funds, Portfolio Management, Investment Strategies, Asset Allocation, Wealth Management, Investment Management, Series 63, Investment Advisory, Bloomberg
Education
University of California, San Diego 1987 — 1989
BA, ECONOMICS
University of California, Davis 1984 — 1987
Engineering
Charles Schwab Investment Management January 2007 - February 2012
Charles Schwab January 2007 - February 2012
Skills
Equities, Alternative Investments, Financial Services, Securities, Mutual Funds, Fixed Income, Investments, Valuation, Asset Management, Series 7, Capital Markets, Financial Modeling, Hedge Funds, Portfolio Management, Investment Strategies, Asset Allocation, Wealth Management, Investment Management, Series 63, Investment Advisory, Bloomberg
Education
University of California, San Diego 1987 — 1989
BA, ECONOMICS
University of California, Davis 1984 — 1987
Engineering
Daniel Kern's Charles Schwab Investment Management Experience October 2008 - July 2011
Job President of Advisor Partners
Industry Investment Management
Experience
Advisor Partners August 2011 - Present
Charles Schwab Investment Management October 2008 - July 2011
Charles Schwab & Co. 2003 - September 2008
Montgomery Asset Management 1995 - 2003
Skills
Alternative Investments, Wealth Management, Investments, Strategic Financial..., Mutual Funds, Hedge Funds, Investment Management, Asset Allocation, Equities, Valuation, Asset Management, Management, Securities, Fixed Income, Portfolio Management, Finance, Financial Modeling, Mergers & Acquisitions, ETFs, Derivatives, Bloomberg, Investment Strategies, Financial Planning, Equity Research, Capital Markets, Investment Advisory
Education
University of California, Berkeley - Walter A. Haas School of Business 1992 — 1994
MBA, Finance
Brandeis University 1979 — 1983
BA, Economics
Advisor Partners August 2011 - Present
Charles Schwab Investment Management October 2008 - July 2011
Charles Schwab & Co. 2003 - September 2008
Montgomery Asset Management 1995 - 2003
Skills
Alternative Investments, Wealth Management, Investments, Strategic Financial..., Mutual Funds, Hedge Funds, Investment Management, Asset Allocation, Equities, Valuation, Asset Management, Management, Securities, Fixed Income, Portfolio Management, Finance, Financial Modeling, Mergers & Acquisitions, ETFs, Derivatives, Bloomberg, Investment Strategies, Financial Planning, Equity Research, Capital Markets, Investment Advisory
Education
University of California, Berkeley - Walter A. Haas School of Business 1992 — 1994
MBA, Finance
Brandeis University 1979 — 1983
BA, Economics
Keon Khamsehpour, CAIA's Charles Schwab Investment Management Experience May 2007 - May 2008
Job Senior Associate at Wetherby Asset Management
Industry Investment Management
Experience
Wetherby Asset Management January 2014 - Present
Wetherby Asset Management April 2011 - December 2013
Charles Schwab June 2008 - March 2011
Charles Schwab Investment Management May 2007 - May 2008
Franklin Templeton 2005 - 2007
Skills
Mutual Funds
Education
University of California, San Diego 2001 — 2005
BA, Economics
Wetherby Asset Management January 2014 - Present
Wetherby Asset Management April 2011 - December 2013
Charles Schwab June 2008 - March 2011
Charles Schwab Investment Management May 2007 - May 2008
Franklin Templeton 2005 - 2007
Skills
Mutual Funds
Education
University of California, San Diego 2001 — 2005
BA, Economics
Nic Risser's Charles Schwab Investment Management Experience July 2008 - June 2012
Job Portfolio Associate at Bersot Capital Management
Industry Investment Management
Experience
Bersot Capital Management January 2014 - Present
Charles Schwab Investment Management July 2008 - June 2012
The Bank of New York Mellon March 2008 - June 2008
Independence Capital Management January 2007 - December 2007
BlackRock January 2006 - December 2006
Skills
Equities, Investments, Fixed Income, Trading, Hedge Funds, Portfolio Management, Bloomberg, Financial Analysis, Finance, Due Diligence, Valuation, Mutual Funds, Equity Research, Bloomberg Terminal, Analysis, Financial Modeling, ETFs, Asset Allocation, Investment Strategies, Alternative Investments
Education
San Diego State University-California State University 2002 — 2007
Bachelor of Science, Finance
La Jolla Country Day School 1997 — 2001
Bersot Capital Management January 2014 - Present
Charles Schwab Investment Management July 2008 - June 2012
The Bank of New York Mellon March 2008 - June 2008
Independence Capital Management January 2007 - December 2007
BlackRock January 2006 - December 2006
Skills
Equities, Investments, Fixed Income, Trading, Hedge Funds, Portfolio Management, Bloomberg, Financial Analysis, Finance, Due Diligence, Valuation, Mutual Funds, Equity Research, Bloomberg Terminal, Analysis, Financial Modeling, ETFs, Asset Allocation, Investment Strategies, Alternative Investments
Education
San Diego State University-California State University 2002 — 2007
Bachelor of Science, Finance
La Jolla Country Day School 1997 — 2001
Mona Palacios's Charles Schwab Investment Management Experience 1997 - 1998
Job
Industry Investment Management
Experience
Charles Schwab July 2006 - Present
Matthews International Capital Management June 2004 - July 2006
Fremont Investment Advisors, Inc. 1998 - 2001
Charles Schwab Investment Management 1997 - 1998
Wells Fargo 1995 - 1997
Wells Fargo July 1994 - July 1995
Skills
Compliance, Risk Management, Asset Management, Investment Advisory, Investments
Education
University of Missouri-Kansas City 1986 — 1993
Accounting
Charles Schwab July 2006 - Present
Matthews International Capital Management June 2004 - July 2006
Fremont Investment Advisors, Inc. 1998 - 2001
Charles Schwab Investment Management 1997 - 1998
Wells Fargo 1995 - 1997
Wells Fargo July 1994 - July 1995
Skills
Compliance, Risk Management, Asset Management, Investment Advisory, Investments
Education
University of Missouri-Kansas City 1986 — 1993
Accounting
Bill DeSanto, CIMA's Charles Schwab Investment Management Experience August 2013 - December 2014
Job Executive Director at UBS Global Asset Management
Industry Investment Management
Experience
UBS Global Asset Management August 2015 - Present
Charles Schwab Investment Management August 2013 - December 2014
Russell Investments June 2011 - August 2013
Eagle Asset Management December 2008 - June 2011
J. & W. Seligman & Co. Incorporated January 2005 - November 2008
J&W Seligman 2000 - 2004
Harris Bretall Sullivan & Smith 2000 - 2000
Murray Johnstone 1998 - 1999
Salomon Smith Barney 1996 - 1998
Skills
Mutual Funds, Hedge Funds, Asset Management, Product Management, Institutional, Marketing Strategy, Product Marketing, Investments, Fixed Income, Wealth Management, Alternative Investments, Investment Management, ETFs, Asset Allocation, Strategy, Investment Strategies, Separately Managed..., Series 7, Equities
Education
Northeastern University 1991 — 1995
BS, Finance, Management
UBS Global Asset Management August 2015 - Present
Charles Schwab Investment Management August 2013 - December 2014
Russell Investments June 2011 - August 2013
Eagle Asset Management December 2008 - June 2011
J. & W. Seligman & Co. Incorporated January 2005 - November 2008
J&W Seligman 2000 - 2004
Harris Bretall Sullivan & Smith 2000 - 2000
Murray Johnstone 1998 - 1999
Salomon Smith Barney 1996 - 1998
Skills
Mutual Funds, Hedge Funds, Asset Management, Product Management, Institutional, Marketing Strategy, Product Marketing, Investments, Fixed Income, Wealth Management, Alternative Investments, Investment Management, ETFs, Asset Allocation, Strategy, Investment Strategies, Separately Managed..., Series 7, Equities
Education
Northeastern University 1991 — 1995
BS, Finance, Management
Cynthia Schaffer's Charles Schwab Investment Management Experience 2000 - 2002
Job Proactive Business Attorney
Industry Law Practice
Experience
ZipRealty, Inc 2007 - 2007
Alain Pinel Realtors 2003 - 2006
Charles Schwab Investment Management 2000 - 2002
Barra 1993 - 1998
Education
University of California, Hastings College of the Law 1987 — 1990
New York University - Leonard N. Stern School of Business 1983 — 1987
B.S., Management, Marketing
ZipRealty, Inc 2007 - 2007
Alain Pinel Realtors 2003 - 2006
Charles Schwab Investment Management 2000 - 2002
Barra 1993 - 1998
Education
University of California, Hastings College of the Law 1987 — 1990
New York University - Leonard N. Stern School of Business 1983 — 1987
B.S., Management, Marketing
Deborah Meade's Charles Schwab Investment Management Experience July 2013 - March 2015
Job Office Manager
Industry Marketing and Advertising
Experience
Carbon8 August 2015 - Present
Charles Schwab Investment Management July 2013 - March 2015
Charles Schwab March 2010 - July 2013
Fiserv ISS April 2006 - October 2009
Fiserv Trust Company 2006 - October 2009
Private Capital Management 2005 - 2006
Skills
Financial Services, Banking, Mutual Funds, Management, Investments, Finance, Asset Management
Education
Loyola Marymount University, College of Business Administration 2000 — 2004
Colorado Academy 1996 — 2000
Carbon8 August 2015 - Present
Charles Schwab Investment Management July 2013 - March 2015
Charles Schwab March 2010 - July 2013
Fiserv ISS April 2006 - October 2009
Fiserv Trust Company 2006 - October 2009
Private Capital Management 2005 - 2006
Skills
Financial Services, Banking, Mutual Funds, Management, Investments, Finance, Asset Management
Education
Loyola Marymount University, College of Business Administration 2000 — 2004
Colorado Academy 1996 — 2000
Kevin Lindholm's Charles Schwab Investment Management Experience 2006 - Present
Job Senior Equity Trader at Charles Schwab
Industry Financial Services
Experience
Charles Schwab Investment Management 2006 - Present
Charles Schwab 2006 - Present
Skills
Mutual Funds, Asset Managment, Asset Allocation, Trading, Equities, Financial Modeling, Series 63, Hedge Funds, FINRA, Separately Managed..., Options, Series 7, Fixed Income, Wealth Management, Equity Trading, Strategic Financial..., Banking, Investment Strategies, Portfolio Management, ETFs, Investments, Alternative Investments, Financial Analysis, Securities, Retirement Planning, Bloomberg, Capital Markets, Investment Advisory, Financial Services, Investment Management, Equity Research, Derivatives, Asset Management
Education
Golden Gate University 2007 — 2011
MBA, Finance
University of Wisconsin-Madison 1992 — 1996
MS, Consumer Science
University of Wisconsin-Madison - School of Business 1992 — 1996
BS, Consumer Science
Charles Schwab Investment Management 2006 - Present
Charles Schwab 2006 - Present
Skills
Mutual Funds, Asset Managment, Asset Allocation, Trading, Equities, Financial Modeling, Series 63, Hedge Funds, FINRA, Separately Managed..., Options, Series 7, Fixed Income, Wealth Management, Equity Trading, Strategic Financial..., Banking, Investment Strategies, Portfolio Management, ETFs, Investments, Alternative Investments, Financial Analysis, Securities, Retirement Planning, Bloomberg, Capital Markets, Investment Advisory, Financial Services, Investment Management, Equity Research, Derivatives, Asset Management
Education
Golden Gate University 2007 — 2011
MBA, Finance
University of Wisconsin-Madison 1992 — 1996
MS, Consumer Science
University of Wisconsin-Madison - School of Business 1992 — 1996
BS, Consumer Science
Dede Dunegan's Charles Schwab Investment Management Experience 1999 - 2000
Job Experienced Registered Investment Adviser / Investment Company CCO Seeking a New Opportunity
Industry Investment Management
Experience
Wells Fargo October 2004 - October 2014
Osterweis Capital Management June 2000 - October 2004
Charles Schwab Investment Management 1999 - 2000
Dresdner RCM Global Investors 1992 - 1999
Equitable Capital Management 1989 - 1992
Fried Frank 1986 - 1989
Education
American University
Bachelor's Degree
Wells Fargo October 2004 - October 2014
Osterweis Capital Management June 2000 - October 2004
Charles Schwab Investment Management 1999 - 2000
Dresdner RCM Global Investors 1992 - 1999
Equitable Capital Management 1989 - 1992
Fried Frank 1986 - 1989
Education
American University
Bachelor's Degree
Jessica (Buis) Seidlitz's Charles Schwab Investment Management Experience June 2013 - Present
Job Charles Schwab Investment Management Managing Director
Industry Investment Management
Experience
Charles Schwab Investment Management June 2013 - Present
AICPA Investment Company Expert Panel October 2009 - October 2013
ICON Advisers January 2013 - June 2013
ICON Advisers January 2005 - December 2012
PricewaterhouseCoopers 2001 - 2004
Education
University of Denver 1996 — 2001
University of Denver - Daniels College of Business 1996 — 2001
MAcc, Accounting
Charles Schwab Investment Management June 2013 - Present
AICPA Investment Company Expert Panel October 2009 - October 2013
ICON Advisers January 2013 - June 2013
ICON Advisers January 2005 - December 2012
PricewaterhouseCoopers 2001 - 2004
Education
University of Denver 1996 — 2001
University of Denver - Daniels College of Business 1996 — 2001
MAcc, Accounting
Katie Van Der Wal's Charles Schwab Investment Management Experience January 2006 - August 2008
Job Vice President in Wealth Managment
Industry Financial Services
Experience
Bank of the West January 2011 - Present
Compliance Advisory Services September 2008 - December 2010
Charles Schwab Investment Management January 2006 - August 2008
Compliance Advisory Services June 2004 - December 2005
Charles Schwab & Co. March 1999 - May 2004
Franklin Templeton Investments 1995 - March 1999
Skills
FINRA, Securities, Investments, Financial Risk, Investment Management, SEC, Series 7, Series 63, Financial Services, Asset Management, Series 24, Risk Management, Fixed Income
Education
Lynchburg College
Bachelor's Degree, Business Management
Bank of the West January 2011 - Present
Compliance Advisory Services September 2008 - December 2010
Charles Schwab Investment Management January 2006 - August 2008
Compliance Advisory Services June 2004 - December 2005
Charles Schwab & Co. March 1999 - May 2004
Franklin Templeton Investments 1995 - March 1999
Skills
FINRA, Securities, Investments, Financial Risk, Investment Management, SEC, Series 7, Series 63, Financial Services, Asset Management, Series 24, Risk Management, Fixed Income
Education
Lynchburg College
Bachelor's Degree, Business Management
Amy Cheng Valentine, CFA (鄭佳雯)'s Charles Schwab Investment Management Experience July 2011 - January 2014
Job Wealth management professional
Industry Investment Management
Experience
Ameriprise Financial Services, Inc. February 2014 - Present
Charles Schwab Investment Management July 2011 - January 2014
RMS Management Company, Forest City Enterprises, Inc July 2008 - August 2010
CFA Society of Cleveland 2010 - 2010
Forest City Enterprises / Commercial Development March 2004 - May 2007
Forest City Enterprises / Land Development December 2002 - March 2004
Metrobank July 2000 - September 2000
National Taiwan University July 1998 - June 1999
Citibank June 1997 - June 1999
Skills
Portfolio Management, Financial Modeling, Asset Managment, Due Diligence, Financial Analysis, Real Estate Development, Valuation, Investments, Asset Management, Finance, Market Research, Competitive Analysis, Private Equity, Strategic Planning, Corporate Finance, Risk Management
Education
Weatherhead School of Management at Case Western Reserve University 2000 — 2002
MBA, Finance and Banking
National Taiwan University 1992 — 1997
B.A., Ecnomics
Taipei First Girls' High School 1989 — 1992
Ameriprise Financial Services, Inc. February 2014 - Present
Charles Schwab Investment Management July 2011 - January 2014
RMS Management Company, Forest City Enterprises, Inc July 2008 - August 2010
CFA Society of Cleveland 2010 - 2010
Forest City Enterprises / Commercial Development March 2004 - May 2007
Forest City Enterprises / Land Development December 2002 - March 2004
Metrobank July 2000 - September 2000
National Taiwan University July 1998 - June 1999
Citibank June 1997 - June 1999
Skills
Portfolio Management, Financial Modeling, Asset Managment, Due Diligence, Financial Analysis, Real Estate Development, Valuation, Investments, Asset Management, Finance, Market Research, Competitive Analysis, Private Equity, Strategic Planning, Corporate Finance, Risk Management
Education
Weatherhead School of Management at Case Western Reserve University 2000 — 2002
MBA, Finance and Banking
National Taiwan University 1992 — 1997
B.A., Ecnomics
Taipei First Girls' High School 1989 — 1992
Johanne Chan's Charles Schwab Investment Management Experience May 2011 - November 2014
Job Director, Product Marketing at Motif Investing
Industry Financial Services
Experience
Motif Investing November 2014 - Present
Charles Schwab Investment Management May 2011 - November 2014
Charles Schwab Investment Management January 2009 - April 2011
Charles Schwab July 2006 - December 2008
Washington Mutual Card Services April 2005 - June 2006
Mamma.com January 2002 - August 2002
Deloitte & Touche May 1998 - June 2001
Education
McGill University 2002 — 2004
Master of Business Administration (MBA)
Concordia University 1996 — 1999
Bachelor of Commerce (B.Com.)
Motif Investing November 2014 - Present
Charles Schwab Investment Management May 2011 - November 2014
Charles Schwab Investment Management January 2009 - April 2011
Charles Schwab July 2006 - December 2008
Washington Mutual Card Services April 2005 - June 2006
Mamma.com January 2002 - August 2002
Deloitte & Touche May 1998 - June 2001
Education
McGill University 2002 — 2004
Master of Business Administration (MBA)
Concordia University 1996 — 1999
Bachelor of Commerce (B.Com.)
Joseph M Cali, CIMA®'s Charles Schwab Investment Management Experience December 2006 - Present
Job Regional Investment Consultant, Charles Schwab Investment Management
Industry Investment Management
Experience
Charles Schwab Investment Management December 2006 - Present
Charles Schwab 2006 - Present
Cole Capital 2005 - 2006
ING Funds 2004 - 2005
Skills
Business Development, Relationship Management, Retirement, Investment Management, Series 7, Mutual Funds, Wealth Management, Investments, Series 63, Asset Allocation, Portfolio Management, Asset Management, Alternative Investments, Investment Advisory, Financial Services, Retirement Planning, Investment Strategies, Equities, Securities, Strategic Financial...
Education
The University of Chicago Booth School of Business 2014 — 2014
Executive Education Program, Investment Management
Arizona State University 1996 — 2000
Bachelor of Science (B.S.), International Finance
Charles Schwab Investment Management December 2006 - Present
Charles Schwab 2006 - Present
Cole Capital 2005 - 2006
ING Funds 2004 - 2005
Skills
Business Development, Relationship Management, Retirement, Investment Management, Series 7, Mutual Funds, Wealth Management, Investments, Series 63, Asset Allocation, Portfolio Management, Asset Management, Alternative Investments, Investment Advisory, Financial Services, Retirement Planning, Investment Strategies, Equities, Securities, Strategic Financial...
Education
The University of Chicago Booth School of Business 2014 — 2014
Executive Education Program, Investment Management
Arizona State University 1996 — 2000
Bachelor of Science (B.S.), International Finance
Michael Ginestro's Charles Schwab Investment Management Experience January 2004 - September 2008
Job Director of Research
Industry Investment Management
Experience
Bel Air Investment Advisors September 2013 - Present
Wells Fargo September 2008 - September 2013
Charles Schwab Investment Management January 2004 - September 2008
Highmark Capital Management August 1999 - January 2004
Morgan Stanley January 1995 - August 1999
Skills
Fixed Income Portfolio..., Fixed Income Strategies, Public Finance, Municipal Bonds, Municipal Law, Risk Management, Fixed Income Analysis, Credit Analysis, Wealth Management, Business Development, Bonds, Mergers, Marketing, Securities, Alternative Investments, Bloomberg, Credit
Education
Saint Lawrence University
Bachelor of Arts (B.A.)
Bel Air Investment Advisors September 2013 - Present
Wells Fargo September 2008 - September 2013
Charles Schwab Investment Management January 2004 - September 2008
Highmark Capital Management August 1999 - January 2004
Morgan Stanley January 1995 - August 1999
Skills
Fixed Income Portfolio..., Fixed Income Strategies, Public Finance, Municipal Bonds, Municipal Law, Risk Management, Fixed Income Analysis, Credit Analysis, Wealth Management, Business Development, Bonds, Mergers, Marketing, Securities, Alternative Investments, Bloomberg, Credit
Education
Saint Lawrence University
Bachelor of Arts (B.A.)
Amy Morris's Charles Schwab Investment Management Experience March 1997 - May 2002
Job SVP, Brown Brothers Harriman
Industry Financial Services
Experience
Brown Brothers Harriman November 2010 - Present
Brown Brothers Harriman January 2009 - November 2010
Brown Brothers Harriman July 2003 - December 2009
Charles Schwab Investment Management March 1997 - May 2002
Fidelity Investments April 1995 - March 1997
Skills
Compliance, Mutual Funds, Securities, Asset Management, Investments, Financial Services, Due Diligence, Corporate Governance, Risk Management, Alternative Investments, Securities Regulation
Education
Suffolk University Law School 1991 — 1994
Doctor of Law (J.D.)
University of Massachusetts Dartmouth 1987 — 1991
Bachelor of Science (B.S.), Finance, General
Brown Brothers Harriman November 2010 - Present
Brown Brothers Harriman January 2009 - November 2010
Brown Brothers Harriman July 2003 - December 2009
Charles Schwab Investment Management March 1997 - May 2002
Fidelity Investments April 1995 - March 1997
Skills
Compliance, Mutual Funds, Securities, Asset Management, Investments, Financial Services, Due Diligence, Corporate Governance, Risk Management, Alternative Investments, Securities Regulation
Education
Suffolk University Law School 1991 — 1994
Doctor of Law (J.D.)
University of Massachusetts Dartmouth 1987 — 1991
Bachelor of Science (B.S.), Finance, General
Chris Lanza's Charles Schwab Investment Management Experience 1992 - 1996
Job Business Head, Exchange Traded Product Services at Foreside Financial Group, LLC
Industry Investment Management
Experience
Foreside Financial Group, LLC September 2007 - Present
Citigroup May 2004 - August 2007
AGF Management Limited February 1998 - December 2000
Price Waterhouse Management Consultants February 1996 - February 1998
Charles Schwab Investment Management 1992 - 1996
Mitsubishi Bank of California March 1987 - February 1992
Skills
Hedge Funds, Email Marketing
Education
Northeastern University 1979 — 1984
Bachelor of Science (BS), Accounting
Foreside Financial Group, LLC September 2007 - Present
Citigroup May 2004 - August 2007
AGF Management Limited February 1998 - December 2000
Price Waterhouse Management Consultants February 1996 - February 1998
Charles Schwab Investment Management 1992 - 1996
Mitsubishi Bank of California March 1987 - February 1992
Skills
Hedge Funds, Email Marketing
Education
Northeastern University 1979 — 1984
Bachelor of Science (BS), Accounting
Jessica Yuan's Charles Schwab Investment Management Experience January 2006 - June 2013
Job Investment Manager at eBay Inc
Industry Investment Management
Experience
eBay Inc July 2013 - Present
Charles Schwab investment Management January 2006 - June 2013
Macromedia 2002 - 2005
Williams Energy 2002 - 2002
Skills
Bloomberg, Structured Products, Structured Finance, Financial Analysis, Fixed Income, Investments, Credit Analysis, Financial Modeling, Risk Management, Credit
Education
Tulane University - A.B. Freeman School of Business 2000 — 2002
MBA, finance
Fudan University 1993 — 1997
bachelor, International Finance
eBay Inc July 2013 - Present
Charles Schwab investment Management January 2006 - June 2013
Macromedia 2002 - 2005
Williams Energy 2002 - 2002
Skills
Bloomberg, Structured Products, Structured Finance, Financial Analysis, Fixed Income, Investments, Credit Analysis, Financial Modeling, Risk Management, Credit
Education
Tulane University - A.B. Freeman School of Business 2000 — 2002
MBA, finance
Fudan University 1993 — 1997
bachelor, International Finance
Scott Caulfield's Charles Schwab Investment Management Experience March 2012 - Present
Job Managing Director, Policies & Controls, Charles Schwab Investment Management
Industry Investment Management
Experience
Charles Schwab Investment Management March 2012 - Present
Charles Schwab Investment Advisory January 2006 - March 2012
Insight Capital Research & Management February 2004 - January 2006
Insight Capital Research & Management October 2003 - February 2004
Kelmoore Investment Company October 2001 - March 2003
Prudential Volpe Technology Group March 2000 - June 2001
Skills
Investments, Mutual Funds, Asset Managment, Series 7, Alternative Investments, Equity Trading, Trade Compliance, Wrap Accounts, ETFs, RIAs, Portfolio Management, Investment Strategies, Asset Allocation, Investment Advisory, Securities, Trading, Investment Management, Wealth Management, FINRA, Hedge Funds, Fixed Income, Bloomberg, Trading Systems, Options, Asset Management, Equities, Series 63, Management, Financial Services
Education
University of Massachusetts, Amherst 1993 — 1996
Bachelor of Science
Boston College 1992 — 1993
Cushing Academy
Optionetics
Charles Schwab Investment Management March 2012 - Present
Charles Schwab Investment Advisory January 2006 - March 2012
Insight Capital Research & Management February 2004 - January 2006
Insight Capital Research & Management October 2003 - February 2004
Kelmoore Investment Company October 2001 - March 2003
Prudential Volpe Technology Group March 2000 - June 2001
Skills
Investments, Mutual Funds, Asset Managment, Series 7, Alternative Investments, Equity Trading, Trade Compliance, Wrap Accounts, ETFs, RIAs, Portfolio Management, Investment Strategies, Asset Allocation, Investment Advisory, Securities, Trading, Investment Management, Wealth Management, FINRA, Hedge Funds, Fixed Income, Bloomberg, Trading Systems, Options, Asset Management, Equities, Series 63, Management, Financial Services
Education
University of Massachusetts, Amherst 1993 — 1996
Bachelor of Science
Boston College 1992 — 1993
Cushing Academy
Optionetics
Carolyn Stewart's Charles Schwab Investment Management Experience August 2004 - August 2010
Job Director of Investment Products Marketing at AssetMark
Industry Financial Services
Experience
AssetMark 2012 - Present
Aria Retirement Solutions 2011 - October 2012
Charles Schwab Investment Management August 2004 - August 2010
Charles Schwab February 2002 - July 2004
Charles Schwab November 1996 - February 2002
Charles Schwab December 1992 - November 1996
Charles Schwab July 1989 - December 1992
Republic Federal, A Weyerhauser Company June 1986 - June 1989
Skills
Product Management, Product Development, Marketing, Leadership, Process Improvement, Financial Services, Investments, Portfolio Management, Strategic Communications, Mutual Funds, Marketing Strategy, Series 7, Alternative Investments, Strategy
Education
Georgetown University
BA, Economics
University of California, Los Angeles - The Anderson School of Management
MBA
AssetMark 2012 - Present
Aria Retirement Solutions 2011 - October 2012
Charles Schwab Investment Management August 2004 - August 2010
Charles Schwab February 2002 - July 2004
Charles Schwab November 1996 - February 2002
Charles Schwab December 1992 - November 1996
Charles Schwab July 1989 - December 1992
Republic Federal, A Weyerhauser Company June 1986 - June 1989
Skills
Product Management, Product Development, Marketing, Leadership, Process Improvement, Financial Services, Investments, Portfolio Management, Strategic Communications, Mutual Funds, Marketing Strategy, Series 7, Alternative Investments, Strategy
Education
Georgetown University
BA, Economics
University of California, Los Angeles - The Anderson School of Management
MBA
Shina Culberson, CFA's Charles Schwab Investment Management Experience 1995 - 2000
Job President at Quist
Industry Financial Services
Experience
Quist Financial 2012 - Present
Quist - Valuation Services 2007 - Present
Charles Schwab Investment Management 1995 - 2000
Skills
Mergers & Acquisitions, Valuation, Investments, Portfolio Management, Corporate Finance, Business Valuation, Asset Management, Financial Reporting, Financial Modeling, Financial Analysis, Securities
Education
Claremont McKenna College 1987 — 1991
Bachelors, Economics
Quist Financial 2012 - Present
Quist - Valuation Services 2007 - Present
Charles Schwab Investment Management 1995 - 2000
Skills
Mergers & Acquisitions, Valuation, Investments, Portfolio Management, Corporate Finance, Business Valuation, Asset Management, Financial Reporting, Financial Modeling, Financial Analysis, Securities
Education
Claremont McKenna College 1987 — 1991
Bachelors, Economics
Omar Aguilar's Charles Schwab Investment Management Experience May 2011 - Present
Job Chief Investment Officer (CIO) at Charles Schwab Investment Management
Industry Investment Management
Experience
Charles Schwab Investment Management May 2011 - Present
Financial Engines May 2009 - May 2011
ING June 2004 - February 2009
Lehman Brothers February 2002 - May 2004
Merrill Lynch Investment Managers September 1999 - February 2002
Bankers Trust August 1996 - June 1999
Skills
Portfolio Optimization, Asset Allocation, Portfolio Management, Quantitative Research, Bayesian statistics
Education
Duke University 1994 — 1998
PhD, Statistics and Decision Sciences
Duke University 1994 — 1996
MS, Statistics and Decision Sciences
Instituto Tecnológico Autónomo de México 1988 — 1992
BS, Actuarial Sciences
Charles Schwab Investment Management May 2011 - Present
Financial Engines May 2009 - May 2011
ING June 2004 - February 2009
Lehman Brothers February 2002 - May 2004
Merrill Lynch Investment Managers September 1999 - February 2002
Bankers Trust August 1996 - June 1999
Skills
Portfolio Optimization, Asset Allocation, Portfolio Management, Quantitative Research, Bayesian statistics
Education
Duke University 1994 — 1998
PhD, Statistics and Decision Sciences
Duke University 1994 — 1996
MS, Statistics and Decision Sciences
Instituto Tecnológico Autónomo de México 1988 — 1992
BS, Actuarial Sciences
Lisa Liley's Charles Schwab Investment Management Experience September 2013 - Present
Job Manager at Charles Schwab Investment Management
Industry Financial Services
Experience
Charles Schwab Investment Management September 2013 - Present
OppenheimerFunds August 2012 - August 2013
Brown Brothers Harriman September 2010 - August 2012
OppenheimerFunds June 2005 - September 2010
Skills
Mutual Funds, Bloomberg, Alternative Investments, Equities, Fixed Income, Asset Allocation, Fund Accounting, Investment Strategies, Securities, Investments, Investment Management
Education
University of Northern Colorado 2001 — 2005
Bachelors, Finance
Charles Schwab Investment Management September 2013 - Present
OppenheimerFunds August 2012 - August 2013
Brown Brothers Harriman September 2010 - August 2012
OppenheimerFunds June 2005 - September 2010
Skills
Mutual Funds, Bloomberg, Alternative Investments, Equities, Fixed Income, Asset Allocation, Fund Accounting, Investment Strategies, Securities, Investments, Investment Management
Education
University of Northern Colorado 2001 — 2005
Bachelors, Finance
Brett Wander's Charles Schwab Investment Management Experience June 2011 - Present
Job Chief Investment Officer Fixed Income at Charles Schwab Investment Management
Industry Investment Management
Experience
Charles Schwab Investment Management June 2011 - Present
State Street 2008 - 2010
Loomis, Sayles & Company 2006 - 2008
State Street Research 2003 - 2005
Payden & Rygel 1996 - 2001
Mellon Capital Management 1994 - 1996
Education
The University of Chicago 1984 — 1986
MBA, Finance
University of California, Los Angeles 1979 — 1984
B.S., Engneering
Charles Schwab Investment Management June 2011 - Present
State Street 2008 - 2010
Loomis, Sayles & Company 2006 - 2008
State Street Research 2003 - 2005
Payden & Rygel 1996 - 2001
Mellon Capital Management 1994 - 1996
Education
The University of Chicago 1984 — 1986
MBA, Finance
University of California, Los Angeles 1979 — 1984
B.S., Engneering
Eduardo Velasco, CFA's Charles Schwab Investment Management Experience December 2012 - March 2015
Job WM Investment Specialist at Wells Fargo Private Bank
Industry Investment Management
Experience
Wells Fargo Private Bank April 2015 - Present
Charles Schwab Investment Management December 2012 - March 2015
Bank of America - Merrill Lynch August 2011 - November 2012
Wells Fargo Advisors March 2011 - August 2011
Wells Fargo Bank June 2010 - February 2011
US Bank November 2009 - May 2010
Skills
Wealth Management, Investments, Banking, Investment Management, Personal Finance, Cash Flow Forecasting, Equity Valuation, Economics, Quantitative Analysis, Customer Service, Insurance, Portfolio Optimization, Equity Research, Accounting, Retirement Planning, ETFs, Bloomberg Terminal, Equities, Mutual Funds, Portfolio Management, Finance, Financial Services, Risk Management, Quantitative Analytics, Fixed Income, Financial Modeling, Asset Management
Education
Saint Mary's College of California 2011 — 2012
Masters, Financial Analysis and Investment Management
San Jose State University 2009 — 2010
Bachelor of Science, Finance
Wells Fargo Private Bank April 2015 - Present
Charles Schwab Investment Management December 2012 - March 2015
Bank of America - Merrill Lynch August 2011 - November 2012
Wells Fargo Advisors March 2011 - August 2011
Wells Fargo Bank June 2010 - February 2011
US Bank November 2009 - May 2010
Skills
Wealth Management, Investments, Banking, Investment Management, Personal Finance, Cash Flow Forecasting, Equity Valuation, Economics, Quantitative Analysis, Customer Service, Insurance, Portfolio Optimization, Equity Research, Accounting, Retirement Planning, ETFs, Bloomberg Terminal, Equities, Mutual Funds, Portfolio Management, Finance, Financial Services, Risk Management, Quantitative Analytics, Fixed Income, Financial Modeling, Asset Management
Education
Saint Mary's College of California 2011 — 2012
Masters, Financial Analysis and Investment Management
San Jose State University 2009 — 2010
Bachelor of Science, Finance
Vijaya Anand Karuppiah's Charles Schwab Investment Management Experience June 2005 - Present
Job Senior Operation Specialist at Charles Schwab Investment Management
Industry Investment Management
Experience
Charles Schwab Investment Management June 2005 - Present
Skills
Asset Management, Analysis, Equities, Financial Services, Mutual Funds, Fixed Income, Banking, Finance, Securities
Education
University of California, Berkeley 1991 — 1995
Bachelor of Arts (B.A.), Mathematics
Charles Schwab Investment Management June 2005 - Present
Skills
Asset Management, Analysis, Equities, Financial Services, Mutual Funds, Fixed Income, Banking, Finance, Securities
Education
University of California, Berkeley 1991 — 1995
Bachelor of Arts (B.A.), Mathematics
James Cortez, CFA's Charles Schwab Investment Management Experience December 2006 - Present
Job Managing Director at Charles Schwab Investment Management
Industry Investment Management
Experience
Charles Schwab Investment Management December 2006 - Present
Standard & Poor's April 2002 - December 2006
Driehaus Capital Management December 1996 - May 1999
Education
University of California, Berkeley - Walter A. Haas School of Business 1999 — 2001
Master of Business Administration (MBA), Finance
University of Illinois at Urbana-Champaign 1991 — 1995
Bachelor of Science (BS), Finance
Charles Schwab Investment Management December 2006 - Present
Standard & Poor's April 2002 - December 2006
Driehaus Capital Management December 1996 - May 1999
Education
University of California, Berkeley - Walter A. Haas School of Business 1999 — 2001
Master of Business Administration (MBA), Finance
University of Illinois at Urbana-Champaign 1991 — 1995
Bachelor of Science (BS), Finance
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY