Cowen & Co.
Industry: Investment banking company
DescriptionCowen Inc., is an American multinational independent investment bank and financial services company that operates through two business segments: a broker-dealer and an investment management division. CEO: Jeffrey M. Solomon (Dec 27, 2017–) Headquarters: New York City, NY Assets under management: 11 billion USD (2018) Subsidiaries: SG COWEN SECURITIES Corp,
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Cowen & Co. Employees
Employee
Years
Job
Industry
Danae Ringelmann, CFA Danae Ringelmann, CFA's Cowen & Co. Experience 2004 - 2006
Job Founder & Chief Development Officer at Indiegogo
Industry Fund-Raising
Experience
Indiegogo 2006 - Present
Indiegogo 2006 - 2013
Double Day 1978 - 2009
Lester Center for Entrepreneurship & Innovation, University of California at Berkeley, 2006 - 2007
Cowen & Co. 2004 - 2006
Wall Street Wizards 2004 - 2005
JPMorgan 2000 - 2004
Skills
Fundraising, Start-ups, Leadership, Entrepreneurship, Content Strategy, Venture Capital, Video, Film Production, Entertainment, Product Management, Social Networking, Project Management, Public Speaking, Investment Banking, Strategic Partnerships, Business Strategy, Strategy, Social Media, Social Media Marketing, E-commerce, Social Entrepreneurship, Financial Modeling, Hedge Funds, Customer Service, New Media, Digital Media, Business Development, User Experience, Strategic Planning, Analytics, Mergers & Acquisitions, Awesomeness, General Awesomeness
Education
University of California, Berkeley - Walter A. Haas School of Business 2006 — 2008
MBA
University of North Carolina at Chapel Hill 1996 — 2000
BA
Indiegogo 2006 - Present
Indiegogo 2006 - 2013
Double Day 1978 - 2009
Lester Center for Entrepreneurship & Innovation, University of California at Berkeley, 2006 - 2007
Cowen & Co. 2004 - 2006
Wall Street Wizards 2004 - 2005
JPMorgan 2000 - 2004
Skills
Fundraising, Start-ups, Leadership, Entrepreneurship, Content Strategy, Venture Capital, Video, Film Production, Entertainment, Product Management, Social Networking, Project Management, Public Speaking, Investment Banking, Strategic Partnerships, Business Strategy, Strategy, Social Media, Social Media Marketing, E-commerce, Social Entrepreneurship, Financial Modeling, Hedge Funds, Customer Service, New Media, Digital Media, Business Development, User Experience, Strategic Planning, Analytics, Mergers & Acquisitions, Awesomeness, General Awesomeness
Education
University of California, Berkeley - Walter A. Haas School of Business 2006 — 2008
MBA
University of North Carolina at Chapel Hill 1996 — 2000
BA
Christian Buhl's Cowen & Co. Experience March 1990 - May 1997
Job Independent Photography Professional
Industry Photography
Experience
west marine 1999 - 2000
Cowen & Co. March 1990 - May 1997
ACE Homeless Program New York City February 1989 - September 1990
Skills
Event Photography, Digital Photography, Portrait Photography, Architectural..., Advertising, Editorial, Fine Art, Portraits, Photography, Travel Photography, Fine Art Photography, Image Editing, Creative Direction, Commercial Photography, Environmental..., Social Media, Still Life, On Location, Black & White
Education
Boston University 1985 — 1989
Bachelor o Arts, Urban Design
Loomis Chaffe School Windsor, Ct 1980 — 1984
High School Degree, Photography
west marine 1999 - 2000
Cowen & Co. March 1990 - May 1997
ACE Homeless Program New York City February 1989 - September 1990
Skills
Event Photography, Digital Photography, Portrait Photography, Architectural..., Advertising, Editorial, Fine Art, Portraits, Photography, Travel Photography, Fine Art Photography, Image Editing, Creative Direction, Commercial Photography, Environmental..., Social Media, Still Life, On Location, Black & White
Education
Boston University 1985 — 1989
Bachelor o Arts, Urban Design
Loomis Chaffe School Windsor, Ct 1980 — 1984
High School Degree, Photography
Peter Appel Peter Appel's Cowen & Co. Experience September 1990 - October 1991
Job VP Business Development, ITE Management
Industry Financial Services
Experience
ITE Management March 2014 - Present
E*TRADE Financial May 2008 - September 2013
E*TRADE Financial May 2006 - May 2008
Jefferson National January 2001 - March 2005
FHLMC SS&TG January 2000 - January 2001
Telebanc Financial Corporation January 1995 - January 2000
Barclay Investments October 1993 - January 1995
RMJ Securities October 1992 - October 1993
Cantor Fitzgerald September 1990 - October 1991
Cowen & Co September 1990 - October 1991
Skills
Portfolio Management, Securities, Fixed Income, Financial Services, Banking, Financial Analysis, Risk Management, Derivatives, Credit, Trading, Capital Markets, Mortgage Lending, Operations Management, Credit Risk, Bloomberg, MBS
Education
Franklin Pierce College
Bachelor's degree, Economic Theory
ITE Management March 2014 - Present
E*TRADE Financial May 2008 - September 2013
E*TRADE Financial May 2006 - May 2008
Jefferson National January 2001 - March 2005
FHLMC SS&TG January 2000 - January 2001
Telebanc Financial Corporation January 1995 - January 2000
Barclay Investments October 1993 - January 1995
RMJ Securities October 1992 - October 1993
Cantor Fitzgerald September 1990 - October 1991
Cowen & Co September 1990 - October 1991
Skills
Portfolio Management, Securities, Fixed Income, Financial Services, Banking, Financial Analysis, Risk Management, Derivatives, Credit, Trading, Capital Markets, Mortgage Lending, Operations Management, Credit Risk, Bloomberg, MBS
Education
Franklin Pierce College
Bachelor's degree, Economic Theory
Alex Coppersmith Alex Coppersmith's Cowen & Co. Experience 2005 - 2008
Job Chief Financial Officer at Bacchus Management Group
Industry Restaurants
Experience
Bacchus Management Group February 2011 - Present
Raymond James & Associates 2008 - January 2011
Cowen & Co. 2005 - 2008
Piper Jaffray 2001 - 2005
Skills
Financial Analysis, Accounting, Operations, Private Equity, Mergers, Financial Modeling, Valuation, Due Diligence, Corporate Finance, Investment Banking, Venture Capital, Corporate Development, IPO, Investments, Equities, Private Placements, Capital Markets, Strategic Financial..., Finance, Mergers & Acquisitions, Strategy, Restructuring
Education
University of Pennsylvania - The Wharton School 1997 — 1999
MBA, Finance & Entrepreneurship
University of Southern California 1986 — 1990
BS, Accounting
Bacchus Management Group February 2011 - Present
Raymond James & Associates 2008 - January 2011
Cowen & Co. 2005 - 2008
Piper Jaffray 2001 - 2005
Skills
Financial Analysis, Accounting, Operations, Private Equity, Mergers, Financial Modeling, Valuation, Due Diligence, Corporate Finance, Investment Banking, Venture Capital, Corporate Development, IPO, Investments, Equities, Private Placements, Capital Markets, Strategic Financial..., Finance, Mergers & Acquisitions, Strategy, Restructuring
Education
University of Pennsylvania - The Wharton School 1997 — 1999
MBA, Finance & Entrepreneurship
University of Southern California 1986 — 1990
BS, Accounting
Michael G. Mullen CFA CAIA's Cowen & Co. Experience September 1990 - August 1999
Job Assistant Professor of Business Administration at Stonehill College
Industry Higher Education
Experience
Stonehill College January 2010 - Present
Tarvos Capital Management, LLC June 2006 - Present
Bellevue Research, Inc. September 1999 - April 2006
Cowen & Co. September 1990 - August 1999
Skills
Chartered Financial..., Statistics, Econometrics, Financial Modeling, Higher Education, Research, Financial Analysis, Valuation, Economics, SPSS, Stata, Public Speaking, Corporate Finance, Data Analysis, Bloomberg, Non-profits, Microsoft Excel, Teaching, PowerPoint, Bloomberg Terminal, Quantitative Analytics, Analysis, Equity Research, Investments, Financial Reporting, Spanish
Education
Indiana University Bloomington 1982 — 1984
Master of Business Administration (MBA), Finance
Fordham University 1976 — 1980
Bachelor of Science (BS), Accounting and Finance
Stonehill College January 2010 - Present
Tarvos Capital Management, LLC June 2006 - Present
Bellevue Research, Inc. September 1999 - April 2006
Cowen & Co. September 1990 - August 1999
Skills
Chartered Financial..., Statistics, Econometrics, Financial Modeling, Higher Education, Research, Financial Analysis, Valuation, Economics, SPSS, Stata, Public Speaking, Corporate Finance, Data Analysis, Bloomberg, Non-profits, Microsoft Excel, Teaching, PowerPoint, Bloomberg Terminal, Quantitative Analytics, Analysis, Equity Research, Investments, Financial Reporting, Spanish
Education
Indiana University Bloomington 1982 — 1984
Master of Business Administration (MBA), Finance
Fordham University 1976 — 1980
Bachelor of Science (BS), Accounting and Finance
Imran Babar Imran Babar's Cowen & Co. Experience September 2011 - June 2013
Job Private Equity / Venture Capital at OrbiMed Advisors
Industry Financial Services
Experience
OrbiMed Advisors July 2013 - Present
Rare Genomics Institute March 2011 - Present
Cowen & Co. September 2011 - June 2013
Skills
Molecular Biology, Lifesciences, Data Analysis, R, Science, Biotechnology, Biochemistry, Genomics, Bioinformatics, Pharmaceutical Industry, Oncology, Research, PCR, Cell Culture, Cell Biology, Big Brother, Equity Research, Neuroscience, Shepherding, Cell, Western Blotting, Biopharmaceuticals, Molecular Cloning, Cancer, Drug Discovery, Life Sciences
Education
Yale University 2005 — 2011
Ph.D., Molecular Biology
Carleton College 2000 — 2004
BA
OrbiMed Advisors July 2013 - Present
Rare Genomics Institute March 2011 - Present
Cowen & Co. September 2011 - June 2013
Skills
Molecular Biology, Lifesciences, Data Analysis, R, Science, Biotechnology, Biochemistry, Genomics, Bioinformatics, Pharmaceutical Industry, Oncology, Research, PCR, Cell Culture, Cell Biology, Big Brother, Equity Research, Neuroscience, Shepherding, Cell, Western Blotting, Biopharmaceuticals, Molecular Cloning, Cancer, Drug Discovery, Life Sciences
Education
Yale University 2005 — 2011
Ph.D., Molecular Biology
Carleton College 2000 — 2004
BA
Russell Linnebur,'s Cowen & Co. Experience October 1988 - October 2002
Job Wealth/Investment Management
Industry Financial Services
Experience
Diagnostic Nutrition 2013 - 2013
New England, Zacks Wealth Management Group June 2006 - January 2009
ZACKS WEALTH MANAGEMENT GROUP June 2006 - January 2009
Zacks Investment Research April 2003 - January 2009
Investment, Merrill Lynch April 2003 - June 2006
Merrill Lynch April 2003 - June 2006
Cowen & Co October 1988 - October 2002
UBS PaineWebber January 1994 - January 2002
UBS PAINEWEBBER January 1994 - January 2002
Rice University August 1994 - June 1996
Skills
Financial Advisory, Investment Strategies, Investments, Asset Managment
Education
University of Houston 1991 — 1993
MBA, business management
The University of Texas at Austin 1975 — 1978
BBA, finance
Institute of Chartered Financial Analysts
CFA
University of Houston
M.B.A, Management
University of Houston
Master of Business Administration, Business Management
University of Texas
B.B.A, Finance
University of Texas
Bachelor of Business Administration, Finance
Diagnostic Nutrition 2013 - 2013
New England, Zacks Wealth Management Group June 2006 - January 2009
ZACKS WEALTH MANAGEMENT GROUP June 2006 - January 2009
Zacks Investment Research April 2003 - January 2009
Investment, Merrill Lynch April 2003 - June 2006
Merrill Lynch April 2003 - June 2006
Cowen & Co October 1988 - October 2002
UBS PaineWebber January 1994 - January 2002
UBS PAINEWEBBER January 1994 - January 2002
Rice University August 1994 - June 1996
Skills
Financial Advisory, Investment Strategies, Investments, Asset Managment
Education
University of Houston 1991 — 1993
MBA, business management
The University of Texas at Austin 1975 — 1978
BBA, finance
Institute of Chartered Financial Analysts
CFA
University of Houston
M.B.A, Management
University of Houston
Master of Business Administration, Business Management
University of Texas
B.B.A, Finance
University of Texas
Bachelor of Business Administration, Finance
Steven Garbarino Steven Garbarino's Cowen & Co. Experience 1985 - 1988
Job Director / Treasury Finance at Citigroup
Industry Financial Services
Experience
Citigroup September 1988 - Present
Cowen & Co. 1985 - 1988
Moseley Hallgarten Estabrook 1983 - 1985
Skills
Interest Rate..., Equity Derivatives, Credit Derivatives, Internal Audit, Middle Office, Financial Reporting, Regulatory Reporting, Series 7, Certified Fraud Examiner, Derivatives Financial..., Derivatives..., Balance Sheet Control, Financial Risk, Rates, Derivatives, Credit, Prime Brokerage, Equities, Financial Services, Product Control, Financial Audits, Accounting, Swaps, Investment Banking, Capital Markets, Portfolio Management, Financial Analysis, Fixed Income, Structured Products, Balance Sheet, Credit Risk, General Ledger, Risk Management, Internal Controls, Securities, Auditing, Hedge Funds, Analysis, Operational Risk, Finance, Operational Risk..., FX Options
Education
Dowling College 1977 — 1981
BBA - Accounting, Accounting / Business Administration
Citigroup September 1988 - Present
Cowen & Co. 1985 - 1988
Moseley Hallgarten Estabrook 1983 - 1985
Skills
Interest Rate..., Equity Derivatives, Credit Derivatives, Internal Audit, Middle Office, Financial Reporting, Regulatory Reporting, Series 7, Certified Fraud Examiner, Derivatives Financial..., Derivatives..., Balance Sheet Control, Financial Risk, Rates, Derivatives, Credit, Prime Brokerage, Equities, Financial Services, Product Control, Financial Audits, Accounting, Swaps, Investment Banking, Capital Markets, Portfolio Management, Financial Analysis, Fixed Income, Structured Products, Balance Sheet, Credit Risk, General Ledger, Risk Management, Internal Controls, Securities, Auditing, Hedge Funds, Analysis, Operational Risk, Finance, Operational Risk..., FX Options
Education
Dowling College 1977 — 1981
BBA - Accounting, Accounting / Business Administration
Eric Laub Eric Laub's Cowen & Co. Experience August 1994 - June 1999
Job Managing Partner Access Capital Advisors
Industry Financial Services
Experience
Access Capital Advisors May 2013 - Present
MMA Foundation Trustee April 1995 - Present
Burrill & Company June 2012 - May 2013
Capital Insight, L.L.C. December 2005 - June 2012
Execution Noble / Formerly Clear Capital December 2007 - June 2009
Summer Street Research Partners December 2002 - September 2005
Leerink Swann June 1999 - December 2002
Cowen & Co. August 1994 - June 1999
Skills
Healthcare, Biotechnology, Equities, Technical Analysis, Equity Research, Trading, Investments, Small Business, Securities, Portfolio Management, Asset Management, Mergers, Funding, Capital Markets, Due Diligence, Venture Capital, Asset Managment, Private Equity, Corporate Development, Strategic Partnerships, Start-ups, Leadership, Mergers & Acquisitions, Bloomberg, Entrepreneurship, Strategy, Executive Management, Fixed Income, Valuation, Emerging Markets, Hedge Funds, Management, Corporate Finance, Investment Banking, Investor Relations, Alternative Investments, Private Placements, Financial Modeling, IPO, Equity Trading, Investment Management, Investment Strategies, Series 7, Financial Advisory, Options, Equity Valuation, Series 63
Education
Massachusetts Maritime Academy 1989 — 1993
Bachelor of Science, Engineering
Ithaca College 1988 — 1989
Business Managemant
Tabor Academy 1985 — 1988
Fessenden School
Access Capital Advisors May 2013 - Present
MMA Foundation Trustee April 1995 - Present
Burrill & Company June 2012 - May 2013
Capital Insight, L.L.C. December 2005 - June 2012
Execution Noble / Formerly Clear Capital December 2007 - June 2009
Summer Street Research Partners December 2002 - September 2005
Leerink Swann June 1999 - December 2002
Cowen & Co. August 1994 - June 1999
Skills
Healthcare, Biotechnology, Equities, Technical Analysis, Equity Research, Trading, Investments, Small Business, Securities, Portfolio Management, Asset Management, Mergers, Funding, Capital Markets, Due Diligence, Venture Capital, Asset Managment, Private Equity, Corporate Development, Strategic Partnerships, Start-ups, Leadership, Mergers & Acquisitions, Bloomberg, Entrepreneurship, Strategy, Executive Management, Fixed Income, Valuation, Emerging Markets, Hedge Funds, Management, Corporate Finance, Investment Banking, Investor Relations, Alternative Investments, Private Placements, Financial Modeling, IPO, Equity Trading, Investment Management, Investment Strategies, Series 7, Financial Advisory, Options, Equity Valuation, Series 63
Education
Massachusetts Maritime Academy 1989 — 1993
Bachelor of Science, Engineering
Ithaca College 1988 — 1989
Business Managemant
Tabor Academy 1985 — 1988
Fessenden School
Diane Kane's Cowen & Co. Experience 1989 - 1991
Job Financial Advisor at VALIC Financial Advisors, Inc.
Industry Financial Services
Experience
VALIC Financial Advisors, Inc. July 2014 - Present
BPV Capital Management 2012 - 2013
Capital Markets June 2011 - June 2012
Quick Cuisine, LLC August 2005 - June 2011
B. Riley & Co. 2001 - 2004
Sutro & Co. 1996 - 2001
Schroder Wertheim & Co 1991 - 1996
Cowen & Co. 1989 - 1991
Lehman Brothers 1983 - 1989
Skills
Series 7, Alternative Investments, ETFs, Fixed Income, High Yield, Distressed Securities, Consultative Selling, Research, Financial Analysis, New Business Development, Cold Calling, Follow-up, Series 63, Hedge Funds, Cross Selling
Education
Florida Atlantic University 1976 — 1978
BS, Marketing/Finance
Florida State University - College of Business 1973 — 1975
BS, Business
VALIC Financial Advisors, Inc. July 2014 - Present
BPV Capital Management 2012 - 2013
Capital Markets June 2011 - June 2012
Quick Cuisine, LLC August 2005 - June 2011
B. Riley & Co. 2001 - 2004
Sutro & Co. 1996 - 2001
Schroder Wertheim & Co 1991 - 1996
Cowen & Co. 1989 - 1991
Lehman Brothers 1983 - 1989
Skills
Series 7, Alternative Investments, ETFs, Fixed Income, High Yield, Distressed Securities, Consultative Selling, Research, Financial Analysis, New Business Development, Cold Calling, Follow-up, Series 63, Hedge Funds, Cross Selling
Education
Florida Atlantic University 1976 — 1978
BS, Marketing/Finance
Florida State University - College of Business 1973 — 1975
BS, Business
Michael K. McCarty Michael K. McCarty's Cowen & Co. Experience 1989 - 1994
Job Managing Partner at Differential Research, LLC
Industry Financial Services
Experience
Differential Research, LLC January 2010 - Present
Differential Investment Partners July 2009 - Present
Meridian Equity Partners Inc. January 2007 - June 2009
Morgan Joseph & Company January 2005 - August 2006
IRG Research 2004 - 2005
Miller Tabak 1998 - 2004
Cowen & Co. 1989 - 1994
Oppenheimer & Co. 1985 - 1988
Oppenheimer & Co. 1985 - 1988
Skills
Options, Derivatives, Volatility, Game Theory, Trading, Equities, Portfolio Management, Investment Banking, Equity Research, Electronic Trading, Start-ups, Strategy, Capital Markets, Trading Strategies, Economics, Hedging, Alternative Investments, Options Strategies, Financial Risk, Hedge Funds, Derivatives Trading, ETFs, Institutional..., Quantitative Finance, Equity Trading, Financial Markets, Trading Systems, Bloomberg, Emerging Markets, Equity Derivatives, Proprietary Trading, Global Macro
Education
Baruch College, City University of New York (CUNY) 1997 — 1998
MS, Finance
Emory University 1978 — 1983
Economics
Differential Research, LLC January 2010 - Present
Differential Investment Partners July 2009 - Present
Meridian Equity Partners Inc. January 2007 - June 2009
Morgan Joseph & Company January 2005 - August 2006
IRG Research 2004 - 2005
Miller Tabak 1998 - 2004
Cowen & Co. 1989 - 1994
Oppenheimer & Co. 1985 - 1988
Oppenheimer & Co. 1985 - 1988
Skills
Options, Derivatives, Volatility, Game Theory, Trading, Equities, Portfolio Management, Investment Banking, Equity Research, Electronic Trading, Start-ups, Strategy, Capital Markets, Trading Strategies, Economics, Hedging, Alternative Investments, Options Strategies, Financial Risk, Hedge Funds, Derivatives Trading, ETFs, Institutional..., Quantitative Finance, Equity Trading, Financial Markets, Trading Systems, Bloomberg, Emerging Markets, Equity Derivatives, Proprietary Trading, Global Macro
Education
Baruch College, City University of New York (CUNY) 1997 — 1998
MS, Finance
Emory University 1978 — 1983
Economics
Yvette Guzman-Smith Yvette Guzman-Smith's Cowen & Co. Experience 1995 - 1998
Job Over 15 yrs of operations, customer svc & technical exp Mutual Funds,Insurance,Alternative Investments, ACATS,& CBRS.
Industry Financial Services
Experience
The Depository Trust & Clearing Corporation April 2013 - Present
The Depository Trust & Clearing Corporation March 2012 - April 2013
The Depository Trust & Clearing Corporation May 2006 - March 2012
CITIGROUP 2005 - 2006
DEUTSCHE BANK 2000 - 2005
DEUTSCHE BANK TRUST CO. AMERICASE 2000 - 2005
VAN ECK 1998 - 2000
COWEN & CO 1995 - 1998
Skills
Mutual Funds, Financial Services, Series 63, Private Banking, Business, Wealth Management, Relationship Management, Equities, Alternative Investments, Portfolio Management, Derivatives, Risk Management, Asset Allocation, Capital Markets, Business Process..., Hedge Funds, Back Office, Securities Lending, Wealth Management..., Middle Office, High Net Worth..., Asset Management, Fixed Income
Education
Nyack College 1992 — 1994
Instituto El Yodi 1989 — 1990
The Depository Trust & Clearing Corporation April 2013 - Present
The Depository Trust & Clearing Corporation March 2012 - April 2013
The Depository Trust & Clearing Corporation May 2006 - March 2012
CITIGROUP 2005 - 2006
DEUTSCHE BANK 2000 - 2005
DEUTSCHE BANK TRUST CO. AMERICASE 2000 - 2005
VAN ECK 1998 - 2000
COWEN & CO 1995 - 1998
Skills
Mutual Funds, Financial Services, Series 63, Private Banking, Business, Wealth Management, Relationship Management, Equities, Alternative Investments, Portfolio Management, Derivatives, Risk Management, Asset Allocation, Capital Markets, Business Process..., Hedge Funds, Back Office, Securities Lending, Wealth Management..., Middle Office, High Net Worth..., Asset Management, Fixed Income
Education
Nyack College 1992 — 1994
Instituto El Yodi 1989 — 1990
Nancy Vassilakis Nancy Vassilakis's Cowen & Co. Experience July 1996 - March 1997
Job Designer at Edessa Studio; www.edessastudio.com
Industry Luxury Goods & Jewelry
Experience
Edessa Studio January 2003 - Present
Holy Trinity Orthodox Church September 2001 - Present
Lord & Taylor Fine Jewelry November 2012 - February 2013
Deerfield Management May 2002 - August 2002
Morgan Stanley Dean Witter August 1998 - April 2001
Argonaut Capital Management March 1997 - January 1998
Cowen & Co. July 1996 - March 1997
American Stock Exchange November 1995 - June 1996
Hardy Holzman Pfeiffer Architects April 1992 - December 1993
Edward Larrabee Barnes Architects August 1986 - December 1990
Skills
Jewelry Design, Jewelry, Online Advertising, Earrings, Community Outreach, Handmade Jewelry, Fashion, Luxury Goods, Luxury, Diamonds, Product Development, Event Planning, Public Relations, Retail, Gemology, Watches, Styling, Gems, Pearl, Fashion Jewelry, Beading, Bracelets, Trend, Craft, Designer Jewelry, Wholesale, Silver, Leather, Stone Setting, Necklaces, Gold, Gifts, Apparel, Advertising, Brand Development, Merchandising, Art, Lapidary, Luxury Lifestyle, Gem Identification, Fashion Design
Education
Fashion Institute of Technology 1982 — 1986
Bachelor's of Fine Arts, Interior Design (Minor: Fine Arts-Painting), 3.84 GPA
Edessa Studio January 2003 - Present
Holy Trinity Orthodox Church September 2001 - Present
Lord & Taylor Fine Jewelry November 2012 - February 2013
Deerfield Management May 2002 - August 2002
Morgan Stanley Dean Witter August 1998 - April 2001
Argonaut Capital Management March 1997 - January 1998
Cowen & Co. July 1996 - March 1997
American Stock Exchange November 1995 - June 1996
Hardy Holzman Pfeiffer Architects April 1992 - December 1993
Edward Larrabee Barnes Architects August 1986 - December 1990
Skills
Jewelry Design, Jewelry, Online Advertising, Earrings, Community Outreach, Handmade Jewelry, Fashion, Luxury Goods, Luxury, Diamonds, Product Development, Event Planning, Public Relations, Retail, Gemology, Watches, Styling, Gems, Pearl, Fashion Jewelry, Beading, Bracelets, Trend, Craft, Designer Jewelry, Wholesale, Silver, Leather, Stone Setting, Necklaces, Gold, Gifts, Apparel, Advertising, Brand Development, Merchandising, Art, Lapidary, Luxury Lifestyle, Gem Identification, Fashion Design
Education
Fashion Institute of Technology 1982 — 1986
Bachelor's of Fine Arts, Interior Design (Minor: Fine Arts-Painting), 3.84 GPA
Alberto Pontonio's Cowen & Co. Experience March 1993 - December 1996
Job Principal at Portfolio.me
Industry Financial Services
Experience
DP Trading, LLC January 2014 - March 2015
KB Finance LLC December 2012 - December 2013
G.A.A. SIM S.p.A. August 2012 - December 2012
Giampaolo Abbondio Associati SIM S.p.A. April 2009 - August 2012
Execution Noble May 2007 - September 2008
Bear Stearns June 2001 - February 2007
Bank of America Merrill Lynch January 1998 - July 2001
Merrill Lynch January 1997 - December 1997
Cowen & co March 1993 - December 1996
Skills
Equities, Investment Banking, Investments, Trading, Financial Markets, Portfolio Management, Asset Managment, Fixed Income, Series 7, Alternative Investments, Equity Research, Bloomberg, Investment Advisory, Mutual Funds, Derivatives, Bonds, Equity Derivatives, Equity Trading, Asset Management, Options, Private Banking, US Equities, Capital Markets, Financial Advisory, Securities, Trading Systems, Electronic Trading
Education
New York University 1997 — 2000
Information Technology
Universita Cattolica del Sacro Cuore 1987 — 1993
Economics, Financial Services
DP Trading, LLC January 2014 - March 2015
KB Finance LLC December 2012 - December 2013
G.A.A. SIM S.p.A. August 2012 - December 2012
Giampaolo Abbondio Associati SIM S.p.A. April 2009 - August 2012
Execution Noble May 2007 - September 2008
Bear Stearns June 2001 - February 2007
Bank of America Merrill Lynch January 1998 - July 2001
Merrill Lynch January 1997 - December 1997
Cowen & co March 1993 - December 1996
Skills
Equities, Investment Banking, Investments, Trading, Financial Markets, Portfolio Management, Asset Managment, Fixed Income, Series 7, Alternative Investments, Equity Research, Bloomberg, Investment Advisory, Mutual Funds, Derivatives, Bonds, Equity Derivatives, Equity Trading, Asset Management, Options, Private Banking, US Equities, Capital Markets, Financial Advisory, Securities, Trading Systems, Electronic Trading
Education
New York University 1997 — 2000
Information Technology
Universita Cattolica del Sacro Cuore 1987 — 1993
Economics, Financial Services
John Mottes's Cowen & Co. Experience September 1990 - March 2011
Job Managing Director Head Of Sales & Electronic Trading MISMI
Industry Investment Banking
Experience
Mismi Inc September 2011 - Present
Cowen and Company September 1990 - March 2011
Cowen & Co September 1990 - March 2011
Skills
Equity Trading, Algorithmic Trading, Trading, Series 7, Electronic Trading, Series 63, Equities, Bloomberg, Trading Technology, Securities, Smart Order Routing, Trading Strategies, Traders, Series 24, Sell Side, Trade Execution, Order Routing, Financial Markets, Investments, Sales Management, Trading System, Market Structure, Risk Management, Capital Markets, Market Making, Options, Alternative Investments, Trading Systems, ETFs, Routing, Derivatives, Hedging, FINRA, Fixed Income, Proprietary Trading, Emerging Markets, Equity Derivatives, Equity Research, Prime Brokerage, Hedge Funds
Education
Niagara University 1986 — 1990
Bachelor of Science Degree, Business Administration (Marketing)
Red Bank Catholic High School 1982 — 1986
Mismi Inc September 2011 - Present
Cowen and Company September 1990 - March 2011
Cowen & Co September 1990 - March 2011
Skills
Equity Trading, Algorithmic Trading, Trading, Series 7, Electronic Trading, Series 63, Equities, Bloomberg, Trading Technology, Securities, Smart Order Routing, Trading Strategies, Traders, Series 24, Sell Side, Trade Execution, Order Routing, Financial Markets, Investments, Sales Management, Trading System, Market Structure, Risk Management, Capital Markets, Market Making, Options, Alternative Investments, Trading Systems, ETFs, Routing, Derivatives, Hedging, FINRA, Fixed Income, Proprietary Trading, Emerging Markets, Equity Derivatives, Equity Research, Prime Brokerage, Hedge Funds
Education
Niagara University 1986 — 1990
Bachelor of Science Degree, Business Administration (Marketing)
Red Bank Catholic High School 1982 — 1986
Bonnie Herman Bonnie Herman's Cowen & Co. Experience 1981 - 1987
Job Compliance Professional
Industry Financial Services
Experience
Wachovia Securities 2004 - 2007
Prudential Securities 1987 - 2004
Prudential Financial 1987 - 2004
Prudential-Bache 1987 - 1989
Cowen & Co 1981 - 1987
Skills
Analysis, Securities, FINRA, Organization, Series 7, Series 63, Series 24, Wealth Management, AML, Fixed Income, Equities, Portfolio Management, Investments, Mutual Funds, Alternative Investments, Investment Advisory, Financial Services, Asset Management
Education
State University of New York College at Cortland
Wachovia Securities 2004 - 2007
Prudential Securities 1987 - 2004
Prudential Financial 1987 - 2004
Prudential-Bache 1987 - 1989
Cowen & Co 1981 - 1987
Skills
Analysis, Securities, FINRA, Organization, Series 7, Series 63, Series 24, Wealth Management, AML, Fixed Income, Equities, Portfolio Management, Investments, Mutual Funds, Alternative Investments, Investment Advisory, Financial Services, Asset Management
Education
State University of New York College at Cortland
Yongbai Choi Yongbai Choi's Cowen & Co. Experience July 2002 - November 2003
Job Venture Capital at Vulcan Capital
Industry Venture Capital & Private Equity
Experience
Vulcan Capital February 2008 - Present
Microsoft March 2005 - February 2008
Oppenheimer & Co. November 2003 - February 2005
Cowen & Co. July 2002 - November 2003
Skills
Mergers, Venture Capital, Investments, Healthcare, Start-ups, Valuation, Mergers & Acquisitions, Business Strategy, Managerial Finance, Corporate Development, Analytics, Strategy, Strategic Partnerships, Due Diligence, Financial Modeling
Education
Columbia University in the City of New York 1997 — 2001
Bachelor of Science (B.S.), Engineering Management Systems
Lakeside School 1994 — 1997
Vulcan Capital February 2008 - Present
Microsoft March 2005 - February 2008
Oppenheimer & Co. November 2003 - February 2005
Cowen & Co. July 2002 - November 2003
Skills
Mergers, Venture Capital, Investments, Healthcare, Start-ups, Valuation, Mergers & Acquisitions, Business Strategy, Managerial Finance, Corporate Development, Analytics, Strategy, Strategic Partnerships, Due Diligence, Financial Modeling
Education
Columbia University in the City of New York 1997 — 2001
Bachelor of Science (B.S.), Engineering Management Systems
Lakeside School 1994 — 1997
Stephen Bombardiere's Cowen & Co. Experience October 2010 - Present
Job Outsource Trader Cowen & Co
Industry Financial Services
Experience
Cowen & Co October 2010 - Present
Conifer June 2008 - September 2015
UBS Investment Bank December 2003 - May 2008
ABN AMRO April 2001 - December 2003
ING 1998 - April 2001
Furman Selz February 1991 - 1998
Asiel & Co. October 1984 - August 1989
Skills
General Securities..., Bloomberg Terminal, Microsoft Excel, Options, Hedge Funds, Electronic Trading, Soft Dollar Budget..., Asset Management, Equities, Trading, Prime Brokerage, Securities, Capital Markets, Outsourcing, Financial Services, Bloomberg, Series 7, Series 63, Portfolio Management, Trading Systems, Equity Trading, Sales, Investments
Education
Boston University - School of Management 1980 — 1984
Bachelor of Science (BS), Finance
Cowen & Co October 2010 - Present
Conifer June 2008 - September 2015
UBS Investment Bank December 2003 - May 2008
ABN AMRO April 2001 - December 2003
ING 1998 - April 2001
Furman Selz February 1991 - 1998
Asiel & Co. October 1984 - August 1989
Skills
General Securities..., Bloomberg Terminal, Microsoft Excel, Options, Hedge Funds, Electronic Trading, Soft Dollar Budget..., Asset Management, Equities, Trading, Prime Brokerage, Securities, Capital Markets, Outsourcing, Financial Services, Bloomberg, Series 7, Series 63, Portfolio Management, Trading Systems, Equity Trading, Sales, Investments
Education
Boston University - School of Management 1980 — 1984
Bachelor of Science (BS), Finance
Eric Bentley's Cowen & Co. Experience April 2004 - March 2007
Job
Industry Investment Banking
Experience
Finisar 2011 - Present
LRG Capital/BayStar Capital March 2007 - March 2011
Cowen & Co. April 2004 - March 2007
Thomas Weisel Partners 2000 - 2004
New Focus 2000 - 2003
Merrill Lynch & Co 1997 - 2000
Arthur Andersen LLP 1990 - 1995
Arthur Andersen 1990 - 1995
Skills
Venture Capital, Strategic Partnerships, Due Diligence, Corporate Development, Mergers & Acquisitions, Management, Portfolio Management, Mergers, M&A experience, Business Development, Start-ups, Financial Analysis, Contract Negotiation, Investments, Product Management, Enterprise Software, Telecommunications, Financial Modeling, Strategy, Business Strategy, Private Equity, Investment Banking, Acquisition Integration, Competitive Analysis, Executive Management, Entrepreneurship, Corporate Finance, Valuation
Education
University of Pennsylvania - The Wharton School 1995 — 1997
MBA
Harvard University 1986 — 1990
AB
Finisar 2011 - Present
LRG Capital/BayStar Capital March 2007 - March 2011
Cowen & Co. April 2004 - March 2007
Thomas Weisel Partners 2000 - 2004
New Focus 2000 - 2003
Merrill Lynch & Co 1997 - 2000
Arthur Andersen LLP 1990 - 1995
Arthur Andersen 1990 - 1995
Skills
Venture Capital, Strategic Partnerships, Due Diligence, Corporate Development, Mergers & Acquisitions, Management, Portfolio Management, Mergers, M&A experience, Business Development, Start-ups, Financial Analysis, Contract Negotiation, Investments, Product Management, Enterprise Software, Telecommunications, Financial Modeling, Strategy, Business Strategy, Private Equity, Investment Banking, Acquisition Integration, Competitive Analysis, Executive Management, Entrepreneurship, Corporate Finance, Valuation
Education
University of Pennsylvania - The Wharton School 1995 — 1997
MBA
Harvard University 1986 — 1990
AB
Avi Sahi's Cowen & Co. Experience May 2002 - March 2006
Job Vice President, Global Innovation at Johnson Controls
Industry Venture Capital & Private Equity
Experience
Johnson Controls November 2014 - Present
Nike, Inc. 2010 - November 2014
Perseus, LLC April 2006 - December 2008
Cowen & Co. May 2002 - March 2006
Cisco Systems Capital Corp. September 2000 - June 2001
GE Capital Corp. August 1997 - August 2000
Skills
Venture Capital, Valuation, Due Diligence, Strategy, Private Equity, Financial Modeling, Mergers & Acquisitions, Corporate Development, Cleantech, Start-ups, Corporate Finance, Investment Banking, Business Development, Strategic Partnerships, Entrepreneurship, Asset Management
Education
Georgetown University 2001 — 2003
MBA, Management
New York University 1995 — 1997
MA, Latin American Economics
Rutgers, The State University of New Jersey-New Brunswick
BS, Finance & Spanish
J.P. Stevens High School
Johnson Controls November 2014 - Present
Nike, Inc. 2010 - November 2014
Perseus, LLC April 2006 - December 2008
Cowen & Co. May 2002 - March 2006
Cisco Systems Capital Corp. September 2000 - June 2001
GE Capital Corp. August 1997 - August 2000
Skills
Venture Capital, Valuation, Due Diligence, Strategy, Private Equity, Financial Modeling, Mergers & Acquisitions, Corporate Development, Cleantech, Start-ups, Corporate Finance, Investment Banking, Business Development, Strategic Partnerships, Entrepreneurship, Asset Management
Education
Georgetown University 2001 — 2003
MBA, Management
New York University 1995 — 1997
MA, Latin American Economics
Rutgers, The State University of New Jersey-New Brunswick
BS, Finance & Spanish
J.P. Stevens High School
Boris Peaker, PhD, CFA's Cowen & Co. Experience July 2007 - November 2008
Job Managing Director at Cowen and Company
Industry Biotechnology
Experience
Cowen and Company July 2014 - Present
Oppenheimer & Co. March 2011 - July 2014
Rodman & Renshaw December 2008 - February 2011
Cowen & Co. July 2007 - November 2008
Keelin Reeds Partners August 2005 - August 2007
Skills
Financial Modeling, Equity Research, Valuation, Biotechnology, Research, Negotiation, Equities, Analysis, Hedge Funds, Capital Markets, Investments, Healthcare, Life Sciences, Financial Analysis, Science, Value Investing, Due Diligence, Mergers & Acquisitions
Education
Stanford University 2000 — 2005
PhD, Biophysics
State University of New York at Stony Brook 1996 — 2000
BS, Physics, Chemistry
Cowen and Company July 2014 - Present
Oppenheimer & Co. March 2011 - July 2014
Rodman & Renshaw December 2008 - February 2011
Cowen & Co. July 2007 - November 2008
Keelin Reeds Partners August 2005 - August 2007
Skills
Financial Modeling, Equity Research, Valuation, Biotechnology, Research, Negotiation, Equities, Analysis, Hedge Funds, Capital Markets, Investments, Healthcare, Life Sciences, Financial Analysis, Science, Value Investing, Due Diligence, Mergers & Acquisitions
Education
Stanford University 2000 — 2005
PhD, Biophysics
State University of New York at Stony Brook 1996 — 2000
BS, Physics, Chemistry
Deborah Flam's Cowen & Co. Experience 1990 - 1999
Job Director, Human Resources & Office Manager at Private Label Manufacturers Association
Industry Human Resources
Experience
Private Label Manufacturers Association August 2012 - Present
Risk and Insurance Management Society (RIMS) January 2011 - May 2012
Risk and Insurance Management Society (RIMS) January 2000 - December 2010
Cowen & Co. 1990 - 1999
BlackRock 1997 - 1998
Skills
Employee Relations, Organizational..., Non-profits, Benefits, Compensation, Employee Benefits, HR Policies, Employee Engagement, Human Resources, Deferred Compensation, Nonprofits, Performance Management, Training, Workers Compensation, Recruiting, Strategic Planning, HRIS, Employment Law, Management, Onboarding, Leadership, Succession Planning, Talent Acquisition, Business Process..., Talent Management, Interviews, Career Development, College Recruiting, Applicant Tracking...
Education
Montclair State College
MA, Educational Psychology
Rutgers, The State University of New Jersey-Newark
BA, Psychology
Private Label Manufacturers Association August 2012 - Present
Risk and Insurance Management Society (RIMS) January 2011 - May 2012
Risk and Insurance Management Society (RIMS) January 2000 - December 2010
Cowen & Co. 1990 - 1999
BlackRock 1997 - 1998
Skills
Employee Relations, Organizational..., Non-profits, Benefits, Compensation, Employee Benefits, HR Policies, Employee Engagement, Human Resources, Deferred Compensation, Nonprofits, Performance Management, Training, Workers Compensation, Recruiting, Strategic Planning, HRIS, Employment Law, Management, Onboarding, Leadership, Succession Planning, Talent Acquisition, Business Process..., Talent Management, Interviews, Career Development, College Recruiting, Applicant Tracking...
Education
Montclair State College
MA, Educational Psychology
Rutgers, The State University of New Jersey-Newark
BA, Psychology
John Ptak's Cowen & Co. Experience 1995 - 2001
Job Vice PresidentClient Relationship Manager
Industry Financial Services
Experience
Merrill Lynch Wealth Management January 2010 - September 2010
Merrill Lynch June 2006 - March 2009
Smith Barney June 2004 - June 2006
Tucker Anthony, Inc/RBC Dain Rauscher May 2001 - October 2003
Cowen & Co 1995 - 2001
Dean Witter 1978 - 1995
Skills
Series 63, Series 7, Securities, FINRA, Mutual Funds, Series 8
Education
Harvard University 1988 — 1996
John Dickinson High School
Merrill Lynch Wealth Management January 2010 - September 2010
Merrill Lynch June 2006 - March 2009
Smith Barney June 2004 - June 2006
Tucker Anthony, Inc/RBC Dain Rauscher May 2001 - October 2003
Cowen & Co 1995 - 2001
Dean Witter 1978 - 1995
Skills
Series 63, Series 7, Securities, FINRA, Mutual Funds, Series 8
Education
Harvard University 1988 — 1996
John Dickinson High School
Derek Mattson's Cowen & Co. Experience December 1997 - March 2004
Job Managing Director at Inverness Advisors, LLC
Industry Investment Banking
Experience
Inverness Advisors, LLC March 2009 - Present
Montgomery & Co. March 2008 - January 2009
FBR Capital Markets July 2004 - March 2008
Cowen & Co. December 1997 - March 2004
Allianz AG August 1994 - December 1996
Skills
Investment Banking, Mergers, Venture Capital, Private Placements, Capital Markets, Mergers & Acquisitions, Acquisitions, Financial Modeling, Due Diligence, Valuation, Management, Private Equity, Capital Raising, Start-ups, Financial Services
Education
University of California, Berkeley - Walter A. Haas School of Business 1993 — 1998
MBA
Inverness Advisors, LLC March 2009 - Present
Montgomery & Co. March 2008 - January 2009
FBR Capital Markets July 2004 - March 2008
Cowen & Co. December 1997 - March 2004
Allianz AG August 1994 - December 1996
Skills
Investment Banking, Mergers, Venture Capital, Private Placements, Capital Markets, Mergers & Acquisitions, Acquisitions, Financial Modeling, Due Diligence, Valuation, Management, Private Equity, Capital Raising, Start-ups, Financial Services
Education
University of California, Berkeley - Walter A. Haas School of Business 1993 — 1998
MBA
Maleeha Metla's Cowen & Co. Experience 1999 - 2006
Job Vice President, Corporate Access at Raymond James Financial, Inc.
Industry Capital Markets
Experience
Raymond James Financial, Inc. May 2015 - Present
Barclays November 2012 - May 2015
Oppenheimer & Co. Inc. May 2006 - January 2011
Cowen & Co. 1999 - 2006
Skills
IPO, Investment Banking, Equities, Venture Capital, Equity Capital Markets, Hedge Funds, Valuation, Trading, Fixed Income, Private Placements, Capital Markets, Emerging Markets, Equity Research, Corporate Development, Securities, Investor Relations, Financial Modeling, Investments, Finance, Series 7, Corporate Finance, Equity Valuation, Private Equity, LBO, Alternative Investments, Bloomberg, Equity Trading, Financial Markets, Leveraged Finance, Derivatives, Series 63, Bonds, Options
Education
Columbia University - Columbia Business School
Kinnaird College
Smith College
B.A, Economics & English Literature
Raymond James Financial, Inc. May 2015 - Present
Barclays November 2012 - May 2015
Oppenheimer & Co. Inc. May 2006 - January 2011
Cowen & Co. 1999 - 2006
Skills
IPO, Investment Banking, Equities, Venture Capital, Equity Capital Markets, Hedge Funds, Valuation, Trading, Fixed Income, Private Placements, Capital Markets, Emerging Markets, Equity Research, Corporate Development, Securities, Investor Relations, Financial Modeling, Investments, Finance, Series 7, Corporate Finance, Equity Valuation, Private Equity, LBO, Alternative Investments, Bloomberg, Equity Trading, Financial Markets, Leveraged Finance, Derivatives, Series 63, Bonds, Options
Education
Columbia University - Columbia Business School
Kinnaird College
Smith College
B.A, Economics & English Literature
Bill Papandreou's Cowen & Co. Experience August 2005 - November 2011
Job Application Architect at VI Software Corp
Industry Computer Software
Experience
Viacom October 2013 - Present
VI Software Corp January 2012 - Present
Where is My Media/ Pronology January 2012 - October 2013
Cowen & Co August 2005 - November 2011
CIBC Oppenheimer 1999 - 2005
Skills
PMP, Microsoft SQL Server, Oracle, Business Analysis, SQL, Requirements Analysis, JavaScript, ASP.NET, Software Development, C#, Derivatives, .NET, Trading Systems, Project Management, Software Project..., Program Management, Sybase, SDLC, VB.NET, Requirements Gathering, Databases, XML, Unix, Enterprise Architecture, Agile Methodologies
Education
New York University
MS, Computer Science
Viacom October 2013 - Present
VI Software Corp January 2012 - Present
Where is My Media/ Pronology January 2012 - October 2013
Cowen & Co August 2005 - November 2011
CIBC Oppenheimer 1999 - 2005
Skills
PMP, Microsoft SQL Server, Oracle, Business Analysis, SQL, Requirements Analysis, JavaScript, ASP.NET, Software Development, C#, Derivatives, .NET, Trading Systems, Project Management, Software Project..., Program Management, Sybase, SDLC, VB.NET, Requirements Gathering, Databases, XML, Unix, Enterprise Architecture, Agile Methodologies
Education
New York University
MS, Computer Science
Herbert Maher, CFA's Cowen & Co. Experience June 1983 - August 1990
Job Experienced investment professional
Industry Financial Services
Experience
Topside Marine Services, LLC March 2012 - Present
North Atlantic Marine Services LLC September 2009 - September 2011
State Street May 2007 - July 2008
H.C. Wainwright March 1998 - June 2002
Advest, Inc. June 1995 - March 1998
Tucker Anthony Sutro August 1990 - June 1995
Cowen & Co. June 1983 - August 1990
Skills
Investment Banking, Due Diligence, Management, Derivatives, Trading, Marketing, Business Planning, Research, Valuation, Bloomberg, Private Equity, Asset Management, Alternative Investments, Equities, Strategy, Capital Markets, Financial Modeling, Portfolio Management, Asset Managment, Investments, Equity Research
Education
American University - Kogod School of Business 1969 — 1971
MBA, Finance
Syracuse University 1962 — 1966
BA, American Studies
Topside Marine Services, LLC March 2012 - Present
North Atlantic Marine Services LLC September 2009 - September 2011
State Street May 2007 - July 2008
H.C. Wainwright March 1998 - June 2002
Advest, Inc. June 1995 - March 1998
Tucker Anthony Sutro August 1990 - June 1995
Cowen & Co. June 1983 - August 1990
Skills
Investment Banking, Due Diligence, Management, Derivatives, Trading, Marketing, Business Planning, Research, Valuation, Bloomberg, Private Equity, Asset Management, Alternative Investments, Equities, Strategy, Capital Markets, Financial Modeling, Portfolio Management, Asset Managment, Investments, Equity Research
Education
American University - Kogod School of Business 1969 — 1971
MBA, Finance
Syracuse University 1962 — 1966
BA, American Studies
Bud Satchell's Cowen & Co. Experience 1978 - 1991
Job Senior Operations Manager at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments January 1992 - Present
Fidelity Investments 1994 - 2004
Cowen & Co 1978 - 1991
Skills
Financial Services, Fixed Income, Equities, Risk Management, Process Improvement, Vendor Management, Portfolio Management, Business Analysis, Investments, Banking, Financial Analysis, Trading, Derivatives, Series 7, Operations Management
Education
Thomas More College 2000 — 2000
MBA, Business Administration
Fidelity Investments January 1992 - Present
Fidelity Investments 1994 - 2004
Cowen & Co 1978 - 1991
Skills
Financial Services, Fixed Income, Equities, Risk Management, Process Improvement, Vendor Management, Portfolio Management, Business Analysis, Investments, Banking, Financial Analysis, Trading, Derivatives, Series 7, Operations Management
Education
Thomas More College 2000 — 2000
MBA, Business Administration
Oscar Vera's Cowen & Co. Experience 1996 - 1998
Job Project Executive at Cauldwell Wingate
Industry Real Estate
Experience
Cauldwell Wingate September 2014 - Present
JP Morgan Chase July 2007 - September 2014
Société Générale 1998 - 2007
Cowen & Co 1996 - 1998
Computron Technology Corp. 1993 - 1996
Skills
Real Estate, Real Estate Development, Real Estate Transactions, Corporate Real Estate, Operations Management, Construction Management, Engineering Management, Architectural Design, Capital Budgeting, Operating Budgets, Facilities Management, Facilities Operations, Facilities Engineering, Critical Systems, Building Automation, Staff Management, Asset Management, Strategy, Budgets, Construction, Contract Management, Project Management, Contract Negotiation, Management
Education
Rutgers, The State University of New Jersey - Rutgers Business School
Master of Business Administration (M.B.A.), Finance
Rutgers, The State University of New Jersey - Rutgers Business School
Bachelor of Science (B.S.), Finance, with Honors
Boston University
Mechanical Engineering
Cauldwell Wingate September 2014 - Present
JP Morgan Chase July 2007 - September 2014
Société Générale 1998 - 2007
Cowen & Co 1996 - 1998
Computron Technology Corp. 1993 - 1996
Skills
Real Estate, Real Estate Development, Real Estate Transactions, Corporate Real Estate, Operations Management, Construction Management, Engineering Management, Architectural Design, Capital Budgeting, Operating Budgets, Facilities Management, Facilities Operations, Facilities Engineering, Critical Systems, Building Automation, Staff Management, Asset Management, Strategy, Budgets, Construction, Contract Management, Project Management, Contract Negotiation, Management
Education
Rutgers, The State University of New Jersey - Rutgers Business School
Master of Business Administration (M.B.A.), Finance
Rutgers, The State University of New Jersey - Rutgers Business School
Bachelor of Science (B.S.), Finance, with Honors
Boston University
Mechanical Engineering
Phillip J. Vicinanzo's Cowen & Co. Experience December 1989 - June 1997
Job Meridian Capital Partners
Industry Investment Management
Experience
Meridian Capital Partners April 2005 - Present
RBC Dain Rauscher February 2001 - April 2005
Morgan Stanley December 1998 - January 2001
Cowen & Co. December 1989 - June 1997
Raymond James May 1988 - August 1989
First Albany Capital December 1985 - January 1988
Skills
Financial Analysis, Risk Management, Financial Markets, Portfolio Optimization, Options, FX Options, Commodity, Investment Management, Series 63, Bloomberg, Currency, Venture Capital, ETFs, Public Finance, Hedge Funds, Bonds, Institutional Sales, Institutional..., Investments, Securities, Trading, Series 7, Financial Modeling, Wealth Management, Equity Derivatives, FINRA, Structured Products, Credit Derivatives, Valuation, Trading Strategies, Equity Valuation, Technical Analysis, Mutual Funds, High Yield, Derivatives, Investment Advisory
Education
Harvard University 1979 — 1984
BA, Economics
University of Kent 1984 — 1986
MA, Economics
Rensselaer Polytechnic Institute 1997 — 1998
MA, Management
BS High School
NYS HS Regents
Meridian Capital Partners April 2005 - Present
RBC Dain Rauscher February 2001 - April 2005
Morgan Stanley December 1998 - January 2001
Cowen & Co. December 1989 - June 1997
Raymond James May 1988 - August 1989
First Albany Capital December 1985 - January 1988
Skills
Financial Analysis, Risk Management, Financial Markets, Portfolio Optimization, Options, FX Options, Commodity, Investment Management, Series 63, Bloomberg, Currency, Venture Capital, ETFs, Public Finance, Hedge Funds, Bonds, Institutional Sales, Institutional..., Investments, Securities, Trading, Series 7, Financial Modeling, Wealth Management, Equity Derivatives, FINRA, Structured Products, Credit Derivatives, Valuation, Trading Strategies, Equity Valuation, Technical Analysis, Mutual Funds, High Yield, Derivatives, Investment Advisory
Education
Harvard University 1979 — 1984
BA, Economics
University of Kent 1984 — 1986
MA, Economics
Rensselaer Polytechnic Institute 1997 — 1998
MA, Management
BS High School
NYS HS Regents
Elenita Escobar's Cowen & Co. Experience 1988 - 1992
Job AVP at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank February 2007 - Present
Dresdner Kleinwort 2006 - 2007
ABN AMRO 2004 - 2006
Deutsche Bank April 2000 - November 2004
UBS 1994 - 2000
Bear Stearns 1992 - 1994
Cowen & Co 1988 - 1992
Skills
Fixed Income, Middle Office, Prime Brokerage, KYC, Equities, Back Office, Banking, Capital Markets, Bloomberg, FX Options, Securities, Trading, Derivatives, Corporate Actions, Collateral Management, Settlement, Financial Risk, Risk Management, Equity Derivatives, Structured Products, Options, AML, Bonds, Alternative Investments, Credit Derivatives, Trading Systems, Hedge Funds, Financial Institutions, Financial Markets, Operational Risk, Electronic Trading, Interest Rate..., Market Risk, Swaps, SWIFT payments, Securities Lending, Financial Services, Equity Trading, FINRA, Market Data, Emerging Markets
Education
Queens Vocational High School 1986 — 1989
Business
Laguardia Community College
Deutsche Bank February 2007 - Present
Dresdner Kleinwort 2006 - 2007
ABN AMRO 2004 - 2006
Deutsche Bank April 2000 - November 2004
UBS 1994 - 2000
Bear Stearns 1992 - 1994
Cowen & Co 1988 - 1992
Skills
Fixed Income, Middle Office, Prime Brokerage, KYC, Equities, Back Office, Banking, Capital Markets, Bloomberg, FX Options, Securities, Trading, Derivatives, Corporate Actions, Collateral Management, Settlement, Financial Risk, Risk Management, Equity Derivatives, Structured Products, Options, AML, Bonds, Alternative Investments, Credit Derivatives, Trading Systems, Hedge Funds, Financial Institutions, Financial Markets, Operational Risk, Electronic Trading, Interest Rate..., Market Risk, Swaps, SWIFT payments, Securities Lending, Financial Services, Equity Trading, FINRA, Market Data, Emerging Markets
Education
Queens Vocational High School 1986 — 1989
Business
Laguardia Community College
Mark Schulte's Cowen & Co. Experience May 2013 - Present
Job Managing Director & Group Head Transportation
Industry Investment Banking
Experience
Cowen & Co. May 2013 - Present
Dahlman Rose & Co. August 2008 - May 2013
Mesa Airlines 2011 - 2011
Seabury Group 2006 - 2008
Taurus Corporate Finance Group 2002 - 2006
Merrill Lynch 1984 - 2002
Education
Dartmouth College
A.B., Economics
University of Chicago Graduate School of Business
MBA, Finance and Accounting
Cowen & Co. May 2013 - Present
Dahlman Rose & Co. August 2008 - May 2013
Mesa Airlines 2011 - 2011
Seabury Group 2006 - 2008
Taurus Corporate Finance Group 2002 - 2006
Merrill Lynch 1984 - 2002
Education
Dartmouth College
A.B., Economics
University of Chicago Graduate School of Business
MBA, Finance and Accounting
Lourdes DeSimone's Cowen & Co. Experience June 1993 - March 1997
Job Accountant
Industry Accounting
Experience
AIG February 2001 - October 2012
Citibank May 1998 - February 2001
Execusearch April 1997 - April 1998
Cowen & Co. June 1993 - March 1997
Skills
Accounting, Proficient in Excel, Forecasting, Employee Benefits, Analysis, Investments, Internal Controls, People Skills, Dependable Team Player, Financial Reporting, Account Reconciliation, Budgets, Asset Management, Journal Entries, Financial Modeling, Financial Audits, General Ledger, Variance Analysis, SAP, Financial Analysis, Management, Financial Statements, Microsoft Excel, Capital Budgeting, Human Resources, Finance, Essbase
Education
Hofstra University
Certtificate, Accounting and Finance
Queens College
BA, Liberal Arts & Business
AIG February 2001 - October 2012
Citibank May 1998 - February 2001
Execusearch April 1997 - April 1998
Cowen & Co. June 1993 - March 1997
Skills
Accounting, Proficient in Excel, Forecasting, Employee Benefits, Analysis, Investments, Internal Controls, People Skills, Dependable Team Player, Financial Reporting, Account Reconciliation, Budgets, Asset Management, Journal Entries, Financial Modeling, Financial Audits, General Ledger, Variance Analysis, SAP, Financial Analysis, Management, Financial Statements, Microsoft Excel, Capital Budgeting, Human Resources, Finance, Essbase
Education
Hofstra University
Certtificate, Accounting and Finance
Queens College
BA, Liberal Arts & Business
Scott Weis's Cowen & Co. Experience January 1995 - April 2009
Job Founder and President of Semco Group L.P
Industry Investment Management
Experience
Semco Capital, LP and Semco Realty Group, LLC January 1998 - Present
Lazard Capital Markets June 2009 - January 2014
Cowen & Co January 1995 - April 2009
Skills
Equity Research, Equities, Hedge Funds, Valuation, Investments, Bloomberg, Equity Trading, Real Estate
Education
Indiana University Bloomington 1989 — 1991
B.A, Economics
Kentucky Country Day School 1984 — 1987
Semco Capital, LP and Semco Realty Group, LLC January 1998 - Present
Lazard Capital Markets June 2009 - January 2014
Cowen & Co January 1995 - April 2009
Skills
Equity Research, Equities, Hedge Funds, Valuation, Investments, Bloomberg, Equity Trading, Real Estate
Education
Indiana University Bloomington 1989 — 1991
B.A, Economics
Kentucky Country Day School 1984 — 1987
Malea Hornback's Cowen & Co. Experience September 1995 - January 1997
Job Client Relationship Manager
Industry Financial Services
Experience
Wealth Planning Corporation August 2014 - Present
Merrill Lynch March 2012 - June 2014
Merrill Lynch March 2007 - April 2009
Merrill Lynch January 1997 - November 1998
Cowen & Co September 1995 - January 1997
Dean Witter Reynolds, Inc January 1993 - September 1995
Skills
Series 7, PowerPoint, Microsoft Excel, Microsoft Word, Salesforce.com, Data Management, Customer Service
Education
Miami University 1988 — 1992
Bachelor of Arts (B.A.), Political Science and Government
Community InvolvementMiami University
Bachelor of Arts, Political Science - Diplomacy and Foreign Affairs
Wealth Planning Corporation August 2014 - Present
Merrill Lynch March 2012 - June 2014
Merrill Lynch March 2007 - April 2009
Merrill Lynch January 1997 - November 1998
Cowen & Co September 1995 - January 1997
Dean Witter Reynolds, Inc January 1993 - September 1995
Skills
Series 7, PowerPoint, Microsoft Excel, Microsoft Word, Salesforce.com, Data Management, Customer Service
Education
Miami University 1988 — 1992
Bachelor of Arts (B.A.), Political Science and Government
Community InvolvementMiami University
Bachelor of Arts, Political Science - Diplomacy and Foreign Affairs
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS