Financial West Group
Description
Address: 100 Spear St # 930, San Francisco, CA 94105 Phone: (415) 274-3211: Website: : Hours: Category: : Place name: : : : Category: Financial Planner Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. · Own this business?Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Add website Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of Financial West Group Posting publicly on the Web Write a review Reviews 1 Google review
Financial West Group List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Financial West Group. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Financial West Group Salaries. You can even request information on how much does Financial West Group pay if you want to. Learn about salaries, pros and cons of working for Financial West Group directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
89 Financial West Group employees in database. Find out everything there's to know about Financial West Group employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Financial West Group Employees
Employee
Years
Job
Industry
Heather Worden Heather Worden's Financial West Group Experience February 2006 - July 2009
Job Account Executive, Commercial and Personal Lines, at Vinsa Insurance Associates
Industry Insurance
Experience
Vinsa Insurance Associates January 2015 - Present
Blackboard September 2011 - January 2015
H.M. Barth & Company May 2011 - September 2011
Financial West Group February 2006 - July 2009
Viewpoint School July 2008 - June 2009
California Lutheran University July 2006 - May 2007
Skills
Teacher Training, Salesforce.com, Instructor-led Training, Blackboard, Key Account Management, SaaS, Market Research, Microsoft Office, Spanish-speaking, Visual Basic, QuarkXPress, Sports Coaching, Recruiting, Online Research, Financial Analysis, Market Analysis, Phone Etiquette, CRM, Account Management, Social Media, Leadership, Spanish, Training, Management, Sales, Team Building, Marketing, Customer Service
Education
Paraclete High School
Paraclete High School
California Lutheran University 2002 — 2006
Bachelor of Arts (B.A.), Communications, Journalism
Universidad Latina de Panamá 2009 — 2010
Spanish Language and Literature
California Lutheran University 2002 — 2006
Minor, Spanish Language and Literature
Vinsa Insurance Associates January 2015 - Present
Blackboard September 2011 - January 2015
H.M. Barth & Company May 2011 - September 2011
Financial West Group February 2006 - July 2009
Viewpoint School July 2008 - June 2009
California Lutheran University July 2006 - May 2007
Skills
Teacher Training, Salesforce.com, Instructor-led Training, Blackboard, Key Account Management, SaaS, Market Research, Microsoft Office, Spanish-speaking, Visual Basic, QuarkXPress, Sports Coaching, Recruiting, Online Research, Financial Analysis, Market Analysis, Phone Etiquette, CRM, Account Management, Social Media, Leadership, Spanish, Training, Management, Sales, Team Building, Marketing, Customer Service
Education
Paraclete High School
Paraclete High School
California Lutheran University 2002 — 2006
Bachelor of Arts (B.A.), Communications, Journalism
Universidad Latina de Panamá 2009 — 2010
Spanish Language and Literature
California Lutheran University 2002 — 2006
Minor, Spanish Language and Literature
Ricardo De La Cruz, II Ricardo De La Cruz, II's Financial West Group Experience January 2012 - Present
Job Operations at Financial West Group
Industry Financial Services
Experience
Financial West Group January 2012 - Present
The Walking Company June 2010 - January 2012
Skills
Wealth Management..., Time Management, Client Relations, Money Management, Cash Handling, Wealth Management..., Back Office, Account Management, Electronic Funds..., Wire Transfers, Money Transfers, Customer Service, Financial Services, Microsoft Office, Operational Planning, Back-end Operations, Client Services, Series 99, Photoshop, Outlook, Mac, Spanish, Social Media, Data Entry, Mutual Funds, Securities, Microsoft Excel, Microsoft Word
Education
California State University-Northridge 2011 — 2013
Bachelor of Business Administration (B.B.A.), Business, Management, Marketing, and Related Support Services
Moorpark College 2008 — 2011
Associate’s Degree, Business Administration and Management, General
Financial West Group January 2012 - Present
The Walking Company June 2010 - January 2012
Skills
Wealth Management..., Time Management, Client Relations, Money Management, Cash Handling, Wealth Management..., Back Office, Account Management, Electronic Funds..., Wire Transfers, Money Transfers, Customer Service, Financial Services, Microsoft Office, Operational Planning, Back-end Operations, Client Services, Series 99, Photoshop, Outlook, Mac, Spanish, Social Media, Data Entry, Mutual Funds, Securities, Microsoft Excel, Microsoft Word
Education
California State University-Northridge 2011 — 2013
Bachelor of Business Administration (B.B.A.), Business, Management, Marketing, and Related Support Services
Moorpark College 2008 — 2011
Associate’s Degree, Business Administration and Management, General
Andrea Steiner Andrea Steiner's Financial West Group Experience 2010 - Present
Job Financial Professional
Industry Financial Services
Experience
Financial West Group 2010 - Present
AXA Advisors 2009 - 2010
ACE 2006 - 2008
NSA 2001 - 2008
AIG 2005 - 2006
General Reinsurance / La Kölnische Rück 1998 - 2001
Skills
Languages - French &..., tax advantaged..., Estate Planning, Strategic Financial..., Financial Goals, Financial Planners, Investment Management, Mutual Funds, Income Protection, Long-term Care, Disability Insurance, Life Insurance, Insurance Planning, 401k, 401k Rollovers, Healthcare, Variable Annuities, Fixed Annuities, Term Life Insurance, Deferred Compensation, Funding Buy Sell..., Voluntary Employee..., Legacy Giving, Dental Insurance, Vision Insurance, Charitable Gift Planning
Education
Thunderbird School of Global Management
Masters, International Management
University of California, Los Angeles
Bachelors, Economics
Financial West Group 2010 - Present
AXA Advisors 2009 - 2010
ACE 2006 - 2008
NSA 2001 - 2008
AIG 2005 - 2006
General Reinsurance / La Kölnische Rück 1998 - 2001
Skills
Languages - French &..., tax advantaged..., Estate Planning, Strategic Financial..., Financial Goals, Financial Planners, Investment Management, Mutual Funds, Income Protection, Long-term Care, Disability Insurance, Life Insurance, Insurance Planning, 401k, 401k Rollovers, Healthcare, Variable Annuities, Fixed Annuities, Term Life Insurance, Deferred Compensation, Funding Buy Sell..., Voluntary Employee..., Legacy Giving, Dental Insurance, Vision Insurance, Charitable Gift Planning
Education
Thunderbird School of Global Management
Masters, International Management
University of California, Los Angeles
Bachelors, Economics
Brandon Onstead, CFA Brandon Onstead, CFA's Financial West Group Experience September 2014 - Present
Job Fixed Income Trader at Financial West Group
Industry Financial Services
Experience
Financial West Group September 2014 - Present
BMA Securities, Inc. January 2014 - September 2014
Equibond, Inc May 1995 - November 2013
Drake Capital November 1988 - May 1995
Los Angeles Securites January 1986 - November 1988
Skills
Trading, Hedge Funds, Series 7, Investments, Equities, Bonds, Portfolio Management, Alternative Investments, Asset Management, Finance, Securities, Options, High Yield, Market Making, Fixed Income
Education
California State University-Northridge 1985 — 1994
Bachelor, Finance
Financial West Group September 2014 - Present
BMA Securities, Inc. January 2014 - September 2014
Equibond, Inc May 1995 - November 2013
Drake Capital November 1988 - May 1995
Los Angeles Securites January 1986 - November 1988
Skills
Trading, Hedge Funds, Series 7, Investments, Equities, Bonds, Portfolio Management, Alternative Investments, Asset Management, Finance, Securities, Options, High Yield, Market Making, Fixed Income
Education
California State University-Northridge 1985 — 1994
Bachelor, Finance
Nancy Eichelberger Nancy Eichelberger's Financial West Group Experience June 1990 - Present
Job Financial Advisor
Industry Financial Services
Experience
Financial West Group June 1990 - Present
Great Western Bank June 1983 - June 1990
Education
California State University-San Bernardino 1981 — 1983
Bachelor of Arts (B.A.), Social Sciences
Crafton Hills College 1979 — 1981
Associate of Arts (A.A.), Social Sciences
Financial West Group June 1990 - Present
Great Western Bank June 1983 - June 1990
Education
California State University-San Bernardino 1981 — 1983
Bachelor of Arts (B.A.), Social Sciences
Crafton Hills College 1979 — 1981
Associate of Arts (A.A.), Social Sciences
Jill Jaglowski Jill Jaglowski's Financial West Group Experience July 1997 - Present
Job RIA Department Manager Fee Based Services at Financial West Group
Industry Financial Services
Experience
Financial West Group July 1997 - Present
Securities America Advisors, Inc. February 1996 - July 1997
Skills
Series 24, Series 63, Series 7, Series 6, Series 66, Investments, Uniform Combined State..., Investment Advisory, Strategic Financial..., Asset Allocation, Risk Management, Retirement Planning, Mutual Funds, Wealth Management, Securities, FINRA, Financial Planning, Financial Advisory, Asset Management
Education
California Lutheran University 1992 — 1996
BA, Communications
Financial West Group July 1997 - Present
Securities America Advisors, Inc. February 1996 - July 1997
Skills
Series 24, Series 63, Series 7, Series 6, Series 66, Investments, Uniform Combined State..., Investment Advisory, Strategic Financial..., Asset Allocation, Risk Management, Retirement Planning, Mutual Funds, Wealth Management, Securities, FINRA, Financial Planning, Financial Advisory, Asset Management
Education
California Lutheran University 1992 — 1996
BA, Communications
Jennifer Frew Jennifer Frew's Financial West Group Experience May 2013 - Present
Job Financial Consultant at Financial West Group
Industry Financial Services
Experience
Financial West Group May 2013 - Present
Financial West Group August 2011 - May 2013
Financial West Group Tarzana Branch July 2010 - August 2011
Skills
Retirement Planning, Series 7, Securities, Investments, Strategic Financial..., Investment Strategies, Retirement, Mutual Funds, Equities, Portfolio Management, Series 63, Asset Management, Financial Advisory, FINRA, IRAs
Education
Kaplan University 2010 — 2011
Series 7 and 63, Business Administration and Management, General
Pima Community College 2005 — 2010
Associate's degree
Financial West Group May 2013 - Present
Financial West Group August 2011 - May 2013
Financial West Group Tarzana Branch July 2010 - August 2011
Skills
Retirement Planning, Series 7, Securities, Investments, Strategic Financial..., Investment Strategies, Retirement, Mutual Funds, Equities, Portfolio Management, Series 63, Asset Management, Financial Advisory, FINRA, IRAs
Education
Kaplan University 2010 — 2011
Series 7 and 63, Business Administration and Management, General
Pima Community College 2005 — 2010
Associate's degree
Konni Harrison Konni Harrison's Financial West Group Experience May 2011 - September 2012
Job President at KMH Unlimited LLC
Industry Financial Services
Experience
KMH Unlimited LLC April 2003 - Present
Integrated Staffing Corporation 2014 - 2014
Financial West Group May 2011 - September 2012
Euro Pacific Capital January 2006 - January 2011
Oakbrook Investment Brokers Inc September 1999 - December 2009
Skills
Strategic Planning, Business Strategy, Financial Analysis, Marketing Strategy, Insurance, Project Management, Negotiation, Public Speaking, Connecting People, Compliance, administration, Administration, Mutual Funds, Financial Services, Securities, Finance, Investments, Management, Marketing, Customer Service, Entrepreneurship, Sales, Financial Advisory, Team Building, Small Business
Education
University of Illinois at Chicago 1987 — 1990
Bachelor of Science (BS), Marketing/Finance
KMH Unlimited LLC April 2003 - Present
Integrated Staffing Corporation 2014 - 2014
Financial West Group May 2011 - September 2012
Euro Pacific Capital January 2006 - January 2011
Oakbrook Investment Brokers Inc September 1999 - December 2009
Skills
Strategic Planning, Business Strategy, Financial Analysis, Marketing Strategy, Insurance, Project Management, Negotiation, Public Speaking, Connecting People, Compliance, administration, Administration, Mutual Funds, Financial Services, Securities, Finance, Investments, Management, Marketing, Customer Service, Entrepreneurship, Sales, Financial Advisory, Team Building, Small Business
Education
University of Illinois at Chicago 1987 — 1990
Bachelor of Science (BS), Marketing/Finance
Emily Bowen Emily Bowen's Financial West Group Experience January 2006 - December 2013
Job Financial Advisor at Kennard Wealth Management
Industry Financial Services
Experience
Kennard Wealth Management January 2014 - Present
Financial West Group January 2006 - December 2013
Emily C Bowen PLLC November 2006 - December 2011
Bowen and Barber January 1995 - November 2006
H D Vest November 1991 - December 2005
Skills
Retirement Planning, Investments, Wealth Management, Strategic Financial..., Series 7, Mutual Funds, Portfolio Management, Retirement, Financial Analysis, Investment Advisory, Asset Allocation, Asset Management, Insurance, Financial Advisory, Securities, Socially Responsible..., Financial Planning
Education
Miami University 1963 — 1967
Bachelor of Science, Education
East Grand Rapids High School 1960 — 1963
Kennard Wealth Management January 2014 - Present
Financial West Group January 2006 - December 2013
Emily C Bowen PLLC November 2006 - December 2011
Bowen and Barber January 1995 - November 2006
H D Vest November 1991 - December 2005
Skills
Retirement Planning, Investments, Wealth Management, Strategic Financial..., Series 7, Mutual Funds, Portfolio Management, Retirement, Financial Analysis, Investment Advisory, Asset Allocation, Asset Management, Insurance, Financial Advisory, Securities, Socially Responsible..., Financial Planning
Education
Miami University 1963 — 1967
Bachelor of Science, Education
East Grand Rapids High School 1960 — 1963
Lubena Johar, MBA's Financial West Group Experience March 1999 - August 2000
Job Account Executive at Leavitt Insurance Services of Los Angeles
Industry Management Consulting
Experience
Leavitt Insurance Services of Los Angeles December 2014 - Present
Arthur J. Gallagher & Co. March 2013 - December 2014
Latham & Watkins February 2010 - May 2011
Brotman Medical Center (presently called Southern California Hospital) July 2009 - February 2010
Contemporary Services Corporation August 2006 - October 2008
Irell & Manella 2005 - 2006
Financial West Group March 1999 - August 2000
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2010 — 2012
Master of Business Administration (M.B.A.)
University of California, San Diego 2001 — 2003
Bachelor of Arts, Communication and Media Studies
Leavitt Insurance Services of Los Angeles December 2014 - Present
Arthur J. Gallagher & Co. March 2013 - December 2014
Latham & Watkins February 2010 - May 2011
Brotman Medical Center (presently called Southern California Hospital) July 2009 - February 2010
Contemporary Services Corporation August 2006 - October 2008
Irell & Manella 2005 - 2006
Financial West Group March 1999 - August 2000
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2010 — 2012
Master of Business Administration (M.B.A.)
University of California, San Diego 2001 — 2003
Bachelor of Arts, Communication and Media Studies
Hans D. Backlund Hans D. Backlund's Financial West Group Experience April 2014 - Present
Job Financial Advisor at Financial West Group
Industry Financial Services
Experience
Financial West Group April 2014 - Present
Skills
Financial Services, Mutual Funds, Retirement Planning, Investment Advisory, IRAs, Alternative Investments, Wealth Management
Education
Orange Coast College
Business/Art
Financial West Group April 2014 - Present
Skills
Financial Services, Mutual Funds, Retirement Planning, Investment Advisory, IRAs, Alternative Investments, Wealth Management
Education
Orange Coast College
Business/Art
William Wheeler, CFP® William Wheeler, CFP®'s Financial West Group Experience October 1990 - September 1993
Job Financial Planner and Registered Representive at LPL Financial
Industry Financial Services
Experience
LPL Financial October 1993 - Present
Financial West Group October 1990 - September 1993
Golden Bear Securities February 1989 - September 1990
Baraban Secuirties September 1986 - January 1989
Skills
Retirement Planning, Investment Advisory, Wealth Management, Retirement, Series 7, Estate Planning, Mutual Funds, Strategic Financial..., Fixed Annuities, Financial Advisory, Investment Strategies, Asset Allocation
Education
UCSB 1975 — 1978
Doctor of Philosophy (Ph.D.), Biology/Biological Sciences, General
UCSB 1972 — 1975
Master of Arts (M.A.), Biology/Biological Sciences, General
UCLA 1968 — 1972
Bachelor of Arts (B.A.), Zoology/Animal Biology
LPL Financial October 1993 - Present
Financial West Group October 1990 - September 1993
Golden Bear Securities February 1989 - September 1990
Baraban Secuirties September 1986 - January 1989
Skills
Retirement Planning, Investment Advisory, Wealth Management, Retirement, Series 7, Estate Planning, Mutual Funds, Strategic Financial..., Fixed Annuities, Financial Advisory, Investment Strategies, Asset Allocation
Education
UCSB 1975 — 1978
Doctor of Philosophy (Ph.D.), Biology/Biological Sciences, General
UCSB 1972 — 1975
Master of Arts (M.A.), Biology/Biological Sciences, General
UCLA 1968 — 1972
Bachelor of Arts (B.A.), Zoology/Animal Biology
Jay Akerstein Jay Akerstein's Financial West Group Experience 2009 - November 2011
Job at Producer Pros Insurance Services, LLC
Industry Financial Services
Experience
Producer Pros Insurance Services, LLC October 2010 - Present
Financial West Group 2009 - November 2011
DORIN, Inc. August 2009 - September 2011
CUSTOMatrix, Inc. January 2010 - October 2010
Asset Marketing Systems January 1997 - October 2009
Skills
Insurance, Strategic Planning, Leadership Development, Leadership, Team Building, Retirement, Coaching, Organizational..., Training, Human Resources, Fixed Annuities, Business Strategy, Sales, Strategic Financial...
Education
Ashford University 2007 — 2009
BA, Organizational Management
Producer Pros Insurance Services, LLC October 2010 - Present
Financial West Group 2009 - November 2011
DORIN, Inc. August 2009 - September 2011
CUSTOMatrix, Inc. January 2010 - October 2010
Asset Marketing Systems January 1997 - October 2009
Skills
Insurance, Strategic Planning, Leadership Development, Leadership, Team Building, Retirement, Coaching, Organizational..., Training, Human Resources, Fixed Annuities, Business Strategy, Sales, Strategic Financial...
Education
Ashford University 2007 — 2009
BA, Organizational Management
Jeffrey K Rose Jeffrey K Rose's Financial West Group Experience 1998 - 2004
Job Due Diligence at VFG Securities, Inc.
Industry Financial Services
Experience
Jeffrey K. Rose January 1975 - Present
VFG Securities, Inc. November 2013 - Present
Burning Man Project August 1998 - Present
Normandy Capital Group 2005 - 2012
CapWest Securities February 2006 - July 2011
Pacco Capital Solutions 2006 - 2011
Financial West Group 1998 - 2004
Unicorp Financial Group 1989 - 1996
Christopher Weil & Company 1985 - 1989
Planned Investments 1981 - 1985
Skills
Due Diligence, Investments, Negotiation, Alternative Investments, Performance Tuning, Mediation, Asset Managment, Series 7, Securities, Mergers, Expert witness for due..., Deal Structuring, Due Diligence Reports, Performance Updates, Investment Products, FINRA, Private Placements, Asset Management, Financial Structuring, Private Equity, Series 63, Investment Advisory, Start-ups, Real Estate Due..., Mergers & Acquisitions, Insurance, Investment Strategies, Equities, Management, Business Development, Portfolio Management, Retirement Planning, Entrepreneurship, Mutual Funds, Financial Modeling, Strategic Financial..., Executive Management, Asset Allocation, Financial Advisory, Venture Capital, Financial Analysis, Valuation, Wealth Management, Hedge Funds, Investment Management, Investor Relations, Funding, Financial Services, Corporate Finance, Restructuring
Education
Stanford University 1968 — 1969
MS, Economic Systems Planning
Cornell University 1963 — 1967
BA, Industrial Engineering
US Air Force Undergraduate Pilot Training 1972 — 1973
US Air Force Pilot Wings
US Air Force Navigation School 1967 — 1968
US Air Force Undergraduate Navigator Training, Navigator Wings
Jeffrey K. Rose January 1975 - Present
VFG Securities, Inc. November 2013 - Present
Burning Man Project August 1998 - Present
Normandy Capital Group 2005 - 2012
CapWest Securities February 2006 - July 2011
Pacco Capital Solutions 2006 - 2011
Financial West Group 1998 - 2004
Unicorp Financial Group 1989 - 1996
Christopher Weil & Company 1985 - 1989
Planned Investments 1981 - 1985
Skills
Due Diligence, Investments, Negotiation, Alternative Investments, Performance Tuning, Mediation, Asset Managment, Series 7, Securities, Mergers, Expert witness for due..., Deal Structuring, Due Diligence Reports, Performance Updates, Investment Products, FINRA, Private Placements, Asset Management, Financial Structuring, Private Equity, Series 63, Investment Advisory, Start-ups, Real Estate Due..., Mergers & Acquisitions, Insurance, Investment Strategies, Equities, Management, Business Development, Portfolio Management, Retirement Planning, Entrepreneurship, Mutual Funds, Financial Modeling, Strategic Financial..., Executive Management, Asset Allocation, Financial Advisory, Venture Capital, Financial Analysis, Valuation, Wealth Management, Hedge Funds, Investment Management, Investor Relations, Funding, Financial Services, Corporate Finance, Restructuring
Education
Stanford University 1968 — 1969
MS, Economic Systems Planning
Cornell University 1963 — 1967
BA, Industrial Engineering
US Air Force Undergraduate Pilot Training 1972 — 1973
US Air Force Pilot Wings
US Air Force Navigation School 1967 — 1968
US Air Force Undergraduate Navigator Training, Navigator Wings
Kim Last's Financial West Group Experience May 2014 - Present
Job Registered Representative (RR) and Investement Advisory Representative (IAR) at Financial West Group
Industry Financial Services
Experience
Financial West Group May 2014 - Present
Kimberley A. Last Financial Services, Inc. November 2006 - Present
Century Securities Associates, Inc. April 2006 - December 2010
AXA Advisors May 1998 - March 2006
Skills
Personal Financial..., Retirement Planning, Business Succession..., Insurance, Fixed Annuities, Life Insurance, Long Term Care Insurance, Disability Insurance, Long Term Care, Retirement, Financial Advisory, Succession Planning, Estate Planning, IRAs
Education
The University of New Mexico 1987 — 1989
Bachelor of Arts, Journalism and Languages
Queen's University 1980 — 1982
Pre-Med Studies
Financial West Group May 2014 - Present
Kimberley A. Last Financial Services, Inc. November 2006 - Present
Century Securities Associates, Inc. April 2006 - December 2010
AXA Advisors May 1998 - March 2006
Skills
Personal Financial..., Retirement Planning, Business Succession..., Insurance, Fixed Annuities, Life Insurance, Long Term Care Insurance, Disability Insurance, Long Term Care, Retirement, Financial Advisory, Succession Planning, Estate Planning, IRAs
Education
The University of New Mexico 1987 — 1989
Bachelor of Arts, Journalism and Languages
Queen's University 1980 — 1982
Pre-Med Studies
Raymond Kim's Financial West Group Experience August 2001 - February 2009
Job Data Sales/Business Development at Mattermark
Industry Financial Services
Experience
Mattermark September 2014 - Present
Private Client January 2014 - August 2014
ETF.com October 2012 - January 2014
L2F Inc. October 2011 - November 2012
Advanced Equities, Inc March 2009 - February 2011
Financial West Group August 2001 - February 2009
Skills
Sales, Research, Writing, Venture Capital, Private Equity, Mobile Communications, Investment Banking, Due Diligence, Asset Managment, Alternative Investments, Equities, Portfolio Management, Financial Modeling, Investments, Financial Analysis, Series 7, Wealth Management, Investment Strategies, Hedge Funds, Mergers & Acquisitions, Asset Management, Strategic Planning, Finance, Start-ups, ETFs, Investor Relations, Trading, Mutual Funds, Securities, Asset Allocation, Investment Management, Emerging Markets, Fixed Income, Series 63
Education
University of California, Berkeley 1997 — 2001
B.A, Political Science
Mattermark September 2014 - Present
Private Client January 2014 - August 2014
ETF.com October 2012 - January 2014
L2F Inc. October 2011 - November 2012
Advanced Equities, Inc March 2009 - February 2011
Financial West Group August 2001 - February 2009
Skills
Sales, Research, Writing, Venture Capital, Private Equity, Mobile Communications, Investment Banking, Due Diligence, Asset Managment, Alternative Investments, Equities, Portfolio Management, Financial Modeling, Investments, Financial Analysis, Series 7, Wealth Management, Investment Strategies, Hedge Funds, Mergers & Acquisitions, Asset Management, Strategic Planning, Finance, Start-ups, ETFs, Investor Relations, Trading, Mutual Funds, Securities, Asset Allocation, Investment Management, Emerging Markets, Fixed Income, Series 63
Education
University of California, Berkeley 1997 — 2001
B.A, Political Science
Paul Werts Paul Werts's Financial West Group Experience March 2001 - Present
Job Registered Representative at Financial West Group
Industry Financial Services
Experience
Financial West Group March 2001 - Present
Skills
Series 7, 401k Rollovers, Retirement Planning, Financial Analysis
Education
Gonzaga University 1969 — 1973
B A, Economics
Loyola High
Financial West Group March 2001 - Present
Skills
Series 7, 401k Rollovers, Retirement Planning, Financial Analysis
Education
Gonzaga University 1969 — 1973
B A, Economics
Loyola High
William Stant William Stant's Financial West Group Experience May 2001 - Present
Job Investment Advisor Representative at Financial West Group
Industry Investment Management
Experience
Financial West Group May 2001 - Present
L. B. Stant and Associates, LLC June 1996 - Present
Education
Loyola University Chicago 1986 — 1992
ABD, Political Science, unfinished
Indiana University Bloomington 1982 — 1984
Master's Degree, Latin American Studies
Indiana University Bloomington 1978 — 1982
Bachelor's degree, Political Science and Government
Financial West Group May 2001 - Present
L. B. Stant and Associates, LLC June 1996 - Present
Education
Loyola University Chicago 1986 — 1992
ABD, Political Science, unfinished
Indiana University Bloomington 1982 — 1984
Master's Degree, Latin American Studies
Indiana University Bloomington 1978 — 1982
Bachelor's degree, Political Science and Government
Sheri Strain Sheri Strain's Financial West Group Experience November 2012 - October 2014
Job Trading, Compliance and Operations for BrokerDealer
Industry Financial Services
Experience
Monarch Bay Securities May 2015 - Present
Financial West Group November 2012 - October 2014
FirstCommand Financial Planning December 2010 - November 2012
Financial West Group June 2010 - December 2010
Financial West Group, Inc. March 2005 - June 2008
Financial West Group March 2003 - March 2005
William O'Neil + Co. Inc. May 1999 - September 2001
Interfirst Capital/Baraban Securities February 1994 - April 1998
Skills
Equity Trading, Series 7, Series 63, Series 66, Series 24, Series 55, Investments, Life, Health and..., Financial Advisory, Asset Allocation and..., NASDAQ Workstation, Trading, Compliance, Financial Risk, Microsoft Excel, Microsoft Word, PowerPoint, Superior Client Service, Block Trading, Asset Allocation, Bonds, Client Services, FINRA, Financial Services, Fixed Income, Insurance, Leadership, Uniform Combined State..., Securities
Education
University of Florida 1982 — 1984
B.S.Journalism, Broadcast Journalism, Business Minor, 3.9/4.0
University of Arizona 1980 — 1982
A.A. Broadcast Journalism, Broadcast Journalism Major with Business Minor
Monarch Bay Securities May 2015 - Present
Financial West Group November 2012 - October 2014
FirstCommand Financial Planning December 2010 - November 2012
Financial West Group June 2010 - December 2010
Financial West Group, Inc. March 2005 - June 2008
Financial West Group March 2003 - March 2005
William O'Neil + Co. Inc. May 1999 - September 2001
Interfirst Capital/Baraban Securities February 1994 - April 1998
Skills
Equity Trading, Series 7, Series 63, Series 66, Series 24, Series 55, Investments, Life, Health and..., Financial Advisory, Asset Allocation and..., NASDAQ Workstation, Trading, Compliance, Financial Risk, Microsoft Excel, Microsoft Word, PowerPoint, Superior Client Service, Block Trading, Asset Allocation, Bonds, Client Services, FINRA, Financial Services, Fixed Income, Insurance, Leadership, Uniform Combined State..., Securities
Education
University of Florida 1982 — 1984
B.S.Journalism, Broadcast Journalism, Business Minor, 3.9/4.0
University of Arizona 1980 — 1982
A.A. Broadcast Journalism, Broadcast Journalism Major with Business Minor
Simon Vogt Simon Vogt's Financial West Group Experience May 2005 - August 2005
Job Principal at Lee & Associate East Bay Inc.
Industry Commercial Real Estate
Experience
Lee & Associates East Bay, Inc February 2014 - Present
Lee & Associates East Bay, Inc June 2010 - February 2014
Fortress Capital Partners 2006 - 2010
Financial West Group May 2005 - August 2005
Skills
Commercial Real Estate, Tenant Representation, Lease Negotiations, Lease Audit, Lease Documentation, Corporate Real Estate, Real Estate Transactions, Real Estate Investment...
Education
Sonoma State University 2002 — 2004
Bachelor of Science (B.S.), International Business
The University of Texas at El Paso 2000 — 2002
Bachelor of Science (B.S.), International Business
Lee & Associates East Bay, Inc February 2014 - Present
Lee & Associates East Bay, Inc June 2010 - February 2014
Fortress Capital Partners 2006 - 2010
Financial West Group May 2005 - August 2005
Skills
Commercial Real Estate, Tenant Representation, Lease Negotiations, Lease Audit, Lease Documentation, Corporate Real Estate, Real Estate Transactions, Real Estate Investment...
Education
Sonoma State University 2002 — 2004
Bachelor of Science (B.S.), International Business
The University of Texas at El Paso 2000 — 2002
Bachelor of Science (B.S.), International Business
Chris Polimeni Chris Polimeni's Financial West Group Experience June 2002 - Present
Job Branch Manager at Financial West Group
Industry Investment Management
Experience
Financial West Group June 2002 - Present
Financial West Group June 2002 - Present
Education
Oregon State University 1985 — 1987
MBA, Finance
University of Nevada-Reno 1980 — 1985
Bachelor of Science, Finance
Financial West Group June 2002 - Present
Financial West Group June 2002 - Present
Education
Oregon State University 1985 — 1987
MBA, Finance
University of Nevada-Reno 1980 — 1985
Bachelor of Science, Finance
Ronald Mead Ronald Mead's Financial West Group Experience June 2014 - Present
Job Financial West Group
Industry Financial Services
Experience
Financial West Group June 2014 - Present
Primerica November 2011 - March 2014
Venture Financial Svcs February 2012 - July 2012
State Street June 2007 - August 2010
Investors Bank & Trust September 1998 - July 2007
BankBoston October 1985 - April 1993
Skills
Investments, Customer Service, Trading, Securities, Fixed Income, Client Service, Insurance, Reconciliation, Corporate Actions, Settlement, Equities, Settlements, Mutual Funds, Accounting, Account Reconciliation, Financial Services, Finance
Education
Utah State University 1975 — 1978
BS, Environmental Studies
Dean College 1972 — 1974
AA, Liberal Studies
Financial West Group June 2014 - Present
Primerica November 2011 - March 2014
Venture Financial Svcs February 2012 - July 2012
State Street June 2007 - August 2010
Investors Bank & Trust September 1998 - July 2007
BankBoston October 1985 - April 1993
Skills
Investments, Customer Service, Trading, Securities, Fixed Income, Client Service, Insurance, Reconciliation, Corporate Actions, Settlement, Equities, Settlements, Mutual Funds, Accounting, Account Reconciliation, Financial Services, Finance
Education
Utah State University 1975 — 1978
BS, Environmental Studies
Dean College 1972 — 1974
AA, Liberal Studies
Al Humphrey Al Humphrey's Financial West Group Experience Senior Managing PartnerThe Shemano GroupMarch 2002 - July 2008
Job Senior Financial Consultant at Financial West Group
Industry Financial Services
Experience
Financial West Group Senior Managing PartnerThe Shemano GroupMarch 2002 - July 2008
Van Kasper & Company August 1993 - April 2001
Paine Webber November 1981 - July 1993
Skills
Series 7, Investment Advisory, Wealth Management, Private Equity, Series 63, Equities, Hedge Funds, Investments, Derivatives, Credit, Asset Managment, Financial Analysis, Portfolio Management, Risk Management, Alternative Investments, Asset Allocation, Financial Advisory, Retirement Planning, Securities, Strategic Financial..., Asset Management, Finance
Education
University of California, Santa Barbara 1977 — 1981
BA Business Economics, Economics
Palo Alto Senior High School 1974 — 1977
Financial West Group Senior Managing PartnerThe Shemano GroupMarch 2002 - July 2008
Van Kasper & Company August 1993 - April 2001
Paine Webber November 1981 - July 1993
Skills
Series 7, Investment Advisory, Wealth Management, Private Equity, Series 63, Equities, Hedge Funds, Investments, Derivatives, Credit, Asset Managment, Financial Analysis, Portfolio Management, Risk Management, Alternative Investments, Asset Allocation, Financial Advisory, Retirement Planning, Securities, Strategic Financial..., Asset Management, Finance
Education
University of California, Santa Barbara 1977 — 1981
BA Business Economics, Economics
Palo Alto Senior High School 1974 — 1977
Brian Schwartz, JD Brian Schwartz, JD's Financial West Group Experience January 2013 - Present
Job Financial Advisor at Financial West Group
Industry Financial Services
Experience
Financial West Group January 2013 - Present
Ameriprise Financial May 2009 - November 2012
Citi Smith Barney October 2007 - April 2009
Merrill Lynch August 2002 - September 2007
Morgan Stanley Smith Barney June 2001 - September 2002
Skills
Financial Planning, Investments, Insurance, Retirement Planning, Estate Planning, Wealth Management, Investment Advisory, Retirement Income..., Long Term Care, Saving for Education, Asset Allocation, Series 7, Wealth Preservation..., High Net Worth..., Mutual Funds, Retirement, IRA's, Annuities, Asset Management, 401k, Insurance Planning, Wealth Accumulation, Financial Advisory, Investment Strategies, Alternative Investments, Wealth Preservation, Bonds, 401k Rollovers, Strategic Financial..., Life Insurance
Education
University of La Verne Law School 1991 — 1995
J.D., Law
California State University-Northridge 1979 — 1984
B.S., Accounting
Financial West Group January 2013 - Present
Ameriprise Financial May 2009 - November 2012
Citi Smith Barney October 2007 - April 2009
Merrill Lynch August 2002 - September 2007
Morgan Stanley Smith Barney June 2001 - September 2002
Skills
Financial Planning, Investments, Insurance, Retirement Planning, Estate Planning, Wealth Management, Investment Advisory, Retirement Income..., Long Term Care, Saving for Education, Asset Allocation, Series 7, Wealth Preservation..., High Net Worth..., Mutual Funds, Retirement, IRA's, Annuities, Asset Management, 401k, Insurance Planning, Wealth Accumulation, Financial Advisory, Investment Strategies, Alternative Investments, Wealth Preservation, Bonds, 401k Rollovers, Strategic Financial..., Life Insurance
Education
University of La Verne Law School 1991 — 1995
J.D., Law
California State University-Northridge 1979 — 1984
B.S., Accounting
Thomas Krueger Thomas Krueger's Financial West Group Experience March 2010 - July 2011
Job Alyssum Benefits LLC
Industry Financial Services
Experience
Alyssum Benefits LLC May 2013 - Present
Compliance Works Inc. October 2013 - Present
Hub International Investment Services Inc. October 2011 - March 2013
Financial West Group March 2010 - July 2011
SunAmerica 2004 - 2009
Skills
Risk Management, Investments, Due Diligence, Leadership, Management, Product Management, Mutual Funds, Insurance, Retirement Planning, Securities, Wealth Management, Employee Benefits, Financial Risk, Series 63, Asset Allocation, Series 7, Consulting, Finance, Portfolio Management, Financial Analysis, Alternative Investments, 401k, Financial Advisory, Investment Advisory, Retirement
Education
University of Southern California - Marshall School of Business 2001 — 2004
MBA, Finance / Entrepreneurship
University of California, Los Angeles 1991 — 1995
BA, Psychology
TOHS
Alyssum Benefits LLC May 2013 - Present
Compliance Works Inc. October 2013 - Present
Hub International Investment Services Inc. October 2011 - March 2013
Financial West Group March 2010 - July 2011
SunAmerica 2004 - 2009
Skills
Risk Management, Investments, Due Diligence, Leadership, Management, Product Management, Mutual Funds, Insurance, Retirement Planning, Securities, Wealth Management, Employee Benefits, Financial Risk, Series 63, Asset Allocation, Series 7, Consulting, Finance, Portfolio Management, Financial Analysis, Alternative Investments, 401k, Financial Advisory, Investment Advisory, Retirement
Education
University of Southern California - Marshall School of Business 2001 — 2004
MBA, Finance / Entrepreneurship
University of California, Los Angeles 1991 — 1995
BA, Psychology
TOHS
Beverly Zoller, LUTCF, FSS Beverly Zoller, LUTCF, FSS's Financial West Group Experience December 2008 - Present
Job Financial Professional
Industry Financial Services
Experience
Financial West Group December 2008 - Present
Nationwide Financial 2002 - 2008
Provident Mutual Insurance Co. 1977 - 2002
Skills
Retirement Planning, Series 7, Retirement, Investments, 401k
Education
Mills College 1975 — 1977
BA, Business
Financial West Group December 2008 - Present
Nationwide Financial 2002 - 2008
Provident Mutual Insurance Co. 1977 - 2002
Skills
Retirement Planning, Series 7, Retirement, Investments, 401k
Education
Mills College 1975 — 1977
BA, Business
Dane Northcutt Dane Northcutt's Financial West Group Experience June 2000 - April 2005
Job Independent Consultant
Industry Insurance
Experience
Self-Employed December 2008 - Present
Zecco December 2007 - December 2008
Zecco Trading, Inc. May 2006 - December 2007
Dane Northcutt August 1995 - December 2007
Equinox Securities, Inc. April 2005 - May 2006
Financial West Group June 2000 - April 2005
Aflac January 1999 - January 2001
Skills
Mutual Funds, Financial Services, Sales, Fixed Income, Business Development, Salesforce.com, Leadership, Retirement Planning, Competitive Analysis, Investment Advisory, Risk Management, Employee Benefits, Equities, Investment Strategies, Financial Advisory, FINRA, Asset Management, Trading, Investments, Project Management, Management, Wealth Management, Series 63, Start-ups, Securities, Product Marketing, Analytics, Fixed Annuities, Options, Series 7, Asset Allocation, Series 24, Retirement, Portfolio Management
Education
Huntingdon College 1990 — 2005
University of Alabama 1988 — 1992
Sidney Lanier high school 1986 — 1990
Self-Employed December 2008 - Present
Zecco December 2007 - December 2008
Zecco Trading, Inc. May 2006 - December 2007
Dane Northcutt August 1995 - December 2007
Equinox Securities, Inc. April 2005 - May 2006
Financial West Group June 2000 - April 2005
Aflac January 1999 - January 2001
Skills
Mutual Funds, Financial Services, Sales, Fixed Income, Business Development, Salesforce.com, Leadership, Retirement Planning, Competitive Analysis, Investment Advisory, Risk Management, Employee Benefits, Equities, Investment Strategies, Financial Advisory, FINRA, Asset Management, Trading, Investments, Project Management, Management, Wealth Management, Series 63, Start-ups, Securities, Product Marketing, Analytics, Fixed Annuities, Options, Series 7, Asset Allocation, Series 24, Retirement, Portfolio Management
Education
Huntingdon College 1990 — 2005
University of Alabama 1988 — 1992
Sidney Lanier high school 1986 — 1990
Stephen Ripic Stephen Ripic's Financial West Group Experience January 2000 - November 2011
Job Financial Advisor at Rapp Financial Services
Industry Financial Services
Experience
Capital Synergy Partners July 2009 - Present
Rapp Financial Services January 2000 - Present
Financial West Group January 2000 - November 2011
American Skandia October 1996 - July 1999
Skills
Retirement Planning, Series 7, Investments, Wealth Management, Strategic Financial..., Mutual Funds, Retirement, Portfolio Management, Securities, Investment Advisory, Series 63, Asset Management, Asset Allocation, Equities, Fixed Annuities, Estate Planning, Financial Advisory, Insurance, Alternative Investments, Investment Strategies
Education
Lafayette College 1991 — 1995
AB, Economics
Capital Synergy Partners July 2009 - Present
Rapp Financial Services January 2000 - Present
Financial West Group January 2000 - November 2011
American Skandia October 1996 - July 1999
Skills
Retirement Planning, Series 7, Investments, Wealth Management, Strategic Financial..., Mutual Funds, Retirement, Portfolio Management, Securities, Investment Advisory, Series 63, Asset Management, Asset Allocation, Equities, Fixed Annuities, Estate Planning, Financial Advisory, Insurance, Alternative Investments, Investment Strategies
Education
Lafayette College 1991 — 1995
AB, Economics
Kimberly Kelly-Rolfe Kimberly Kelly-Rolfe's Financial West Group Experience July 2007 - July 2011
Job CEO, Tax Accountant
Industry Accounting
Experience
Kelly Rolfe Financial Services January 2005 - Present
Financial Empowerment Seminars July 2007 - January 2013
Financial West Group July 2007 - July 2011
Skills
Small Business, Public Speaking, Accounting, Tax Preparation, Entrepreneurship, Business Development, Coaching, Training, Sales, Business Strategy, Personal Finance, Radio Host, Insurance, Budgets, Investments, Non-profit Accounting
Education
University of California, Los Angeles 2014 — 2015
Accounting Certificate, Pursing CPA License
CSUN 1992 — 1997
Bachelor of Science (B.S.), Business Administration
Kelly Rolfe Financial Services January 2005 - Present
Financial Empowerment Seminars July 2007 - January 2013
Financial West Group July 2007 - July 2011
Skills
Small Business, Public Speaking, Accounting, Tax Preparation, Entrepreneurship, Business Development, Coaching, Training, Sales, Business Strategy, Personal Finance, Radio Host, Insurance, Budgets, Investments, Non-profit Accounting
Education
University of California, Los Angeles 2014 — 2015
Accounting Certificate, Pursing CPA License
CSUN 1992 — 1997
Bachelor of Science (B.S.), Business Administration
Russell Rybicki, AIF®'s Financial West Group Experience February 2001 - May 2015
Job Will Update Soon
Industry Financial Services
Experience
Will Update Soon June 2015 - Present
Financial West Group February 2001 - May 2015
Community Agencies 1990 - 2000
Skills
Investment Strategies, Investments, Retirement Planning, Wealth Management, Investment Management, Socially Responsible..., Series 7, Life Insurance, Retirement Income..., Series 66, Sustainable Investing
Education
Ball State University 1988 — 1990
MA, Counseling
Butler University 1984 — 1988
BA
Will Update Soon June 2015 - Present
Financial West Group February 2001 - May 2015
Community Agencies 1990 - 2000
Skills
Investment Strategies, Investments, Retirement Planning, Wealth Management, Investment Management, Socially Responsible..., Series 7, Life Insurance, Retirement Income..., Series 66, Sustainable Investing
Education
Ball State University 1988 — 1990
MA, Counseling
Butler University 1984 — 1988
BA
Catherine Cartier Catherine Cartier's Financial West Group Experience August 1999 - April 2008
Job President, Board Chair at Progressive Asset Management, Inc.
Industry Financial Services
Experience
Progressive Asset Management, Inc. December 2012 - Present
Camejo Group October 2009 - Present
Progressive Asset Management 1987 - November 2012
Portfolio Resources Group Inc April 2008 - 2011
Financial West Group August 1999 - April 2008
Skills
Socially Responsible..., Investments, Portfolio Management, Series 7, Securities, Investment Advisory, Retirement Planning, Asset Allocation, Wealth Management, Retirement, Financial Advisory, Investment Strategies, Mutual Funds, Alternative Investments, Finance, FINRA
Education
St. Mary's College of California
BA, Liberal Arts
Progressive Asset Management, Inc. December 2012 - Present
Camejo Group October 2009 - Present
Progressive Asset Management 1987 - November 2012
Portfolio Resources Group Inc April 2008 - 2011
Financial West Group August 1999 - April 2008
Skills
Socially Responsible..., Investments, Portfolio Management, Series 7, Securities, Investment Advisory, Retirement Planning, Asset Allocation, Wealth Management, Retirement, Financial Advisory, Investment Strategies, Mutual Funds, Alternative Investments, Finance, FINRA
Education
St. Mary's College of California
BA, Liberal Arts
Ahmed Abu deiab Ahmed Abu deiab's Financial West Group Experience April 2013 - December 2013
Job To gain employment as an Investment Associate
Industry Investment Banking
Experience
Netcirq, LLC December 2013 - June 2015
Ocean Limousine leasing company November 2009 - May 2014
Financial West Group April 2013 - December 2013
Skills
Investments, Equities, Private Equity, Valuation, Bloomberg, Portfolio Management, Analysis, Equity Trading, Equity Research, Financial Analysis, fi, Microsoft Office, Research, Project Management, PowerPoint, Public Speaking, Microsoft Excel, Microsoft Word, Customer Service, Management, Leadership, Venture Capital, Finance, Financial Modeling
Education
Golden Gate University 2014 — 2015
MS in Finance, Investment Management, GPA 3.8
Golden Gate University 2014 — 2015
Graduate Certificate in Technical Market Analysis, MS in Finance: Investment Management
San Francisco State University 2008 — 2011
B.S. in Business Administration, Finance, General
Netcirq, LLC December 2013 - June 2015
Ocean Limousine leasing company November 2009 - May 2014
Financial West Group April 2013 - December 2013
Skills
Investments, Equities, Private Equity, Valuation, Bloomberg, Portfolio Management, Analysis, Equity Trading, Equity Research, Financial Analysis, fi, Microsoft Office, Research, Project Management, PowerPoint, Public Speaking, Microsoft Excel, Microsoft Word, Customer Service, Management, Leadership, Venture Capital, Finance, Financial Modeling
Education
Golden Gate University 2014 — 2015
MS in Finance, Investment Management, GPA 3.8
Golden Gate University 2014 — 2015
Graduate Certificate in Technical Market Analysis, MS in Finance: Investment Management
San Francisco State University 2008 — 2011
B.S. in Business Administration, Finance, General
Robert Kelsey Robert Kelsey's Financial West Group Experience January 1995 - Present
Job Owner / Financial Advisor at Kelsey Financial
Industry Financial Services
Experience
Kelsey Financial November 2014 - Present
Financial West Group January 1995 - Present
Skills
Investments, Strategic Financial..., Retirement Planning, Mutual Funds, Portfolio Management, Wealth Management, Securities, Asset Management
Education
California Lutheran University 1980 — 1984
Master of Business Administration (MBA)
The University of Connecticut 1969 — 1973
Bachelor of Arts (B.A.), Chemistry
Kelsey Financial November 2014 - Present
Financial West Group January 1995 - Present
Skills
Investments, Strategic Financial..., Retirement Planning, Mutual Funds, Portfolio Management, Wealth Management, Securities, Asset Management
Education
California Lutheran University 1980 — 1984
Master of Business Administration (MBA)
The University of Connecticut 1969 — 1973
Bachelor of Arts (B.A.), Chemistry
Scott Costi Scott Costi's Financial West Group Experience 2013 - Present
Job Pension & Retirement Plan Consultant
Industry Financial Services
Experience
Retirement Systems of California 2014 - Present
Financial West Group 2013 - Present
MetLife Resources October 2007 - January 2013
Citigroup 2003 - 2007
Skills
Wealth Management, Mutual Funds, Retirement, Series 7, Fixed Annuities, Investment Advisory, Retirement Planning, Asset Allocation, Wealth, Financial Planners, Investment Strategies, Long-term Care, Finance, Pensions, Financial Planning, 401k
Education
Arizona State University 1983 — 1988
Bachelor of Science (B.S.), Finance, General
Retirement Systems of California 2014 - Present
Financial West Group 2013 - Present
MetLife Resources October 2007 - January 2013
Citigroup 2003 - 2007
Skills
Wealth Management, Mutual Funds, Retirement, Series 7, Fixed Annuities, Investment Advisory, Retirement Planning, Asset Allocation, Wealth, Financial Planners, Investment Strategies, Long-term Care, Finance, Pensions, Financial Planning, 401k
Education
Arizona State University 1983 — 1988
Bachelor of Science (B.S.), Finance, General
John Starke's Financial West Group Experience March 2014 - June 2015
Job Registered Principal at Centaurus Financial, Inc.®
Industry Financial Services
Experience
Centaurus Financial, Inc.® June 2015 - Present
Financial West Group March 2014 - June 2015
Allied Beacon Partners 2012 - June 2013
Skills
Real Estate, Retirement Planning, Alternative Investments, Estate Planning, REIT, Oil & Gas Investments, Fuel Oil & Gasoline..., Brokerage, Commercial Real Estate, Securities License, Life & Annuity License, Investments, Finance, Wealth Management, Personal Finance, Asset Management, Wealth Accumulation, IRAs, First Time Home Buyers, Series 7, Asset Allocation, FINRA, Fixed Annuities, Retirement, Investment Management, Strategic Financial..., Financial Services, Series 24, Investment Advisory, Series 65, Mutual Funds, Small Business, Securities, Wealth, Financial Advisory, Series 63, Portfolio Management, Investment Strategies, Financial Planning
Education
The University of Texas at Austin 1984 — 1988
Bachelor’s Degree, Petroleum Engineering
Douglas Freeman High School 1971 — 1975
Centaurus Financial, Inc.® June 2015 - Present
Financial West Group March 2014 - June 2015
Allied Beacon Partners 2012 - June 2013
Skills
Real Estate, Retirement Planning, Alternative Investments, Estate Planning, REIT, Oil & Gas Investments, Fuel Oil & Gasoline..., Brokerage, Commercial Real Estate, Securities License, Life & Annuity License, Investments, Finance, Wealth Management, Personal Finance, Asset Management, Wealth Accumulation, IRAs, First Time Home Buyers, Series 7, Asset Allocation, FINRA, Fixed Annuities, Retirement, Investment Management, Strategic Financial..., Financial Services, Series 24, Investment Advisory, Series 65, Mutual Funds, Small Business, Securities, Wealth, Financial Advisory, Series 63, Portfolio Management, Investment Strategies, Financial Planning
Education
The University of Texas at Austin 1984 — 1988
Bachelor’s Degree, Petroleum Engineering
Douglas Freeman High School 1971 — 1975
Landis Thompson's Financial West Group Experience May 2013 - November 2013
Job Director, Business Development at Fund America Securities; CEO, Angel Space International
Industry Capital Markets
Experience
Fund America Securities February 2015 - Present
Angel Space International October 2014 - Present
SANDLAPPER Securities, LLC (Member FINRA/SIPC) November 2013 - September 2014
Financial West Group May 2013 - November 2013
Berthel Fisher & Company Financial Services September 2012 - December 2012
Principal Financial Group January 2012 - November 2012
Workman Securities April 2011 - January 2012
Workman Securities October 2009 - April 2011
Hartman Income REIT October 2007 - July 2009
Skills
Crowdfunding, Angel Investing, Merges and Acquisitions, Portfolio Management, Investment Banking, Venture Capital, Equities, Private Equity, Broker-Dealer Compliance, Finance, Team Leadership, Due Diligence, Organizational..., Alternative Investments, Corporate Finance, Investments, Business Model..., Investment Strategies, Entrepreneurship, Risk Management, Enlightenment, Mergers & Acquisitions, Secondary Market, Early-stage Startups, Securities, Systems Theory, 401k, Stocks, Fiduciary, IPO, Financial Services, Management, Financial Analysis, Insurance, Financial Advisory, Financial Strategies, Fiduciary Responsibility, Insurance Risk..., Bega Portfolio, Ebased Advisory, Credit Risk Receivables..., Stock equities, Initial Public Offering, Non-Medical Employee..., Series 7, Fixed Annuities, Real Estate, Series 24, Series 27
Education
Mount Mercy College 2011 — 2013
Master's degree, Business Administration and Management, General
Iowa State University 2000 — 2004
B.S., Finance, Management
Fund America Securities February 2015 - Present
Angel Space International October 2014 - Present
SANDLAPPER Securities, LLC (Member FINRA/SIPC) November 2013 - September 2014
Financial West Group May 2013 - November 2013
Berthel Fisher & Company Financial Services September 2012 - December 2012
Principal Financial Group January 2012 - November 2012
Workman Securities April 2011 - January 2012
Workman Securities October 2009 - April 2011
Hartman Income REIT October 2007 - July 2009
Skills
Crowdfunding, Angel Investing, Merges and Acquisitions, Portfolio Management, Investment Banking, Venture Capital, Equities, Private Equity, Broker-Dealer Compliance, Finance, Team Leadership, Due Diligence, Organizational..., Alternative Investments, Corporate Finance, Investments, Business Model..., Investment Strategies, Entrepreneurship, Risk Management, Enlightenment, Mergers & Acquisitions, Secondary Market, Early-stage Startups, Securities, Systems Theory, 401k, Stocks, Fiduciary, IPO, Financial Services, Management, Financial Analysis, Insurance, Financial Advisory, Financial Strategies, Fiduciary Responsibility, Insurance Risk..., Bega Portfolio, Ebased Advisory, Credit Risk Receivables..., Stock equities, Initial Public Offering, Non-Medical Employee..., Series 7, Fixed Annuities, Real Estate, Series 24, Series 27
Education
Mount Mercy College 2011 — 2013
Master's degree, Business Administration and Management, General
Iowa State University 2000 — 2004
B.S., Finance, Management
Jerome Aron's Financial West Group Experience April 2011 - Present
Job
Industry Financial Services
Experience
Financial West Group April 2011 - Present
Southwest Securities September 2006 - April 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, Strategic Planning, Budgets, Negotiation, Editing
Education
San Jose State University 2004 — 2006
Bachelor's degree, Business Administration and Management, General
Moorpark College 2001 — 2004
Associate of Arts (AA), General Studies
Financial West Group April 2011 - Present
Southwest Securities September 2006 - April 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, Strategic Planning, Budgets, Negotiation, Editing
Education
San Jose State University 2004 — 2006
Bachelor's degree, Business Administration and Management, General
Moorpark College 2001 — 2004
Associate of Arts (AA), General Studies
Nancy Wilson Nancy Wilson's Financial West Group Experience May 2011 - Present
Job Secondary Trader of nontraded REITS and LPs at Partnership Marketing Company
Industry Financial Services
Experience
Partnership Marketing Company October 1995 - Present
Financial West Group May 2011 - Present
Rotary Club of Sebastopol Sunrise 2000 - Present
AFA Financial Group 2007 - 2010
AFA Financial Group 2007 - 2010
Nationwide Partnership Marketplace February 1986 - March 1995
Skills
Securities, Series 7, Series 63, Wealth Management, Investments, Asset Allocation, Portfolio Management, Investment Advisory, Alternative Investments, Asset Managment, Retirement Planning, Mutual Funds, Retirement, Strategic Financial..., Estate Planning, IRAs, Limited Partnerships, Non-Traded REITs, Secondary Market, Secondary Market -..., Fixed Annuities, Uniform Combined State..., 401k Rollovers, Financial Advisory, Equities, FINRA, Asset Management, Investment Strategies, 401k, Series 65, Series 24, Wealth, Wealth Management..., Bonds, Options, Secondary Offerings, Secondary Trading, Investment Management, Financial Services
Education
Golden Gate University 1996 — 2000
Bachelor of Science (BS), Finance, General
Partnership Marketing Company October 1995 - Present
Financial West Group May 2011 - Present
Rotary Club of Sebastopol Sunrise 2000 - Present
AFA Financial Group 2007 - 2010
AFA Financial Group 2007 - 2010
Nationwide Partnership Marketplace February 1986 - March 1995
Skills
Securities, Series 7, Series 63, Wealth Management, Investments, Asset Allocation, Portfolio Management, Investment Advisory, Alternative Investments, Asset Managment, Retirement Planning, Mutual Funds, Retirement, Strategic Financial..., Estate Planning, IRAs, Limited Partnerships, Non-Traded REITs, Secondary Market, Secondary Market -..., Fixed Annuities, Uniform Combined State..., 401k Rollovers, Financial Advisory, Equities, FINRA, Asset Management, Investment Strategies, 401k, Series 65, Series 24, Wealth, Wealth Management..., Bonds, Options, Secondary Offerings, Secondary Trading, Investment Management, Financial Services
Education
Golden Gate University 1996 — 2000
Bachelor of Science (BS), Finance, General
Jerome Aron's Financial West Group Experience April 2011 - Present
Job Financial Advisor at Financial West Group
Industry Investment Management
Experience
Financial West Group April 2011 - Present
ML Stern September 2006 - April 2011
24 Hour Fitness 2001 - 2004
Education
San Jose State University 2004 — 2006
BS Business Administration, Business
Moorpark College 2001 — 2004
AA, General Studies
Financial West Group April 2011 - Present
ML Stern September 2006 - April 2011
24 Hour Fitness 2001 - 2004
Education
San Jose State University 2004 — 2006
BS Business Administration, Business
Moorpark College 2001 — 2004
AA, General Studies
Marc Tucker Marc Tucker's Financial West Group Experience July 1995 - Present
Job Financial Advisor and Branch Manager, Financial West Group
Industry Financial Services
Experience
Boy Scouts of America 2014 - Present
American JuJitsu Association April 1999 - Present
Financial West Group July 1995 - Present
Budoshin JuJitsu 1972 - Present
NAUI 1987 - 2014
Doubletree Hotels 1991 - 1993
Holiday Inn Hotels 1978 - 1988
Skills
Strategic Financial..., Asset Allocation, Insurance, Portfolio Management, Asset Managment, Bonds, Equities, Fixed Income, Public Speaking, Strategic Planning, Retirement Planning, Series..., Commercial Pilot,..., Asset Management, Series 7, Management, Retirement, Investment Advisory, Investment Strategies, Financial Advisory, Finance, Mutual Funds, Fixed Annuities, Investments, Estate Planning, Securities, Wealth Management, Alternative Investments, Long-term Care, 401k
Education
California State University-Northridge 1970 — 2012
BS BA, Financial Services
Boy Scouts of America 2014 - Present
American JuJitsu Association April 1999 - Present
Financial West Group July 1995 - Present
Budoshin JuJitsu 1972 - Present
NAUI 1987 - 2014
Doubletree Hotels 1991 - 1993
Holiday Inn Hotels 1978 - 1988
Skills
Strategic Financial..., Asset Allocation, Insurance, Portfolio Management, Asset Managment, Bonds, Equities, Fixed Income, Public Speaking, Strategic Planning, Retirement Planning, Series..., Commercial Pilot,..., Asset Management, Series 7, Management, Retirement, Investment Advisory, Investment Strategies, Financial Advisory, Finance, Mutual Funds, Fixed Annuities, Investments, Estate Planning, Securities, Wealth Management, Alternative Investments, Long-term Care, 401k
Education
California State University-Northridge 1970 — 2012
BS BA, Financial Services
Paul Seglund's Financial West Group Experience January 2005 - Present
Job Wealth Advisor at Financial West Group
Industry Financial Services
Experience
Financial West Group January 2005 - Present
Merrill Lynch April 1997 - October 2004
Education
California State University-Sacramento 1979 — 1982
BS, Finbance & Economics
Financial West Group January 2005 - Present
Merrill Lynch April 1997 - October 2004
Education
California State University-Sacramento 1979 — 1982
BS, Finbance & Economics
Jacqueline Mokszycki's Financial West Group Experience 2000 - 2003
Job Account Executive at CT Corporation
Industry Legal Services
Experience
CT Corporation September 2003 - August 2012
Financial West Group 2000 - 2003
Pope and John 1995 - 2000
Skills
Litigation Support, Document Review, Sales, Corporate Law, Legal Research, Legal Assistance, Contract Negotiation, Mergers & Acquisitions, Account Management, Business Development, Legal Writing, Leadership, Licensing, Management, Customer Service, Solution Selling, New Business Development, Salesforce.com, Marketing, Corporate Governance, Strategic Planning
Education
The John Marshall Law School 1995 — 1998
JD, Law
Loyola University Chicago 1994 — 1997
BA, Sociology, English
CT Corporation September 2003 - August 2012
Financial West Group 2000 - 2003
Pope and John 1995 - 2000
Skills
Litigation Support, Document Review, Sales, Corporate Law, Legal Research, Legal Assistance, Contract Negotiation, Mergers & Acquisitions, Account Management, Business Development, Legal Writing, Leadership, Licensing, Management, Customer Service, Solution Selling, New Business Development, Salesforce.com, Marketing, Corporate Governance, Strategic Planning
Education
The John Marshall Law School 1995 — 1998
JD, Law
Loyola University Chicago 1994 — 1997
BA, Sociology, English
Dan Maughan's Financial West Group Experience May 2010 - Present
Job investment executive at FWG
Industry Financial Services
Experience
Financial West Group May 2010 - Present
Education
University of California, Riverside 1988 — 1992
Bachelor of Science (B.S.), Business Administration and Management, General
Financial West Group May 2010 - Present
Education
University of California, Riverside 1988 — 1992
Bachelor of Science (B.S.), Business Administration and Management, General
Carol Henry Prata's Financial West Group Experience 2003 - Present
Job Financial Planner, Financial West Group
Industry Financial Services
Experience
Financial West Group 2003 - Present
Education
San Jose State University
University of California, Los Angeles
Financial Planning
Financial West Group 2003 - Present
Education
San Jose State University
University of California, Los Angeles
Financial Planning
Seth Osche, CPA's Financial West Group Experience May 2003 - August 2003
Job Finance Manager, AVP at PNC
Industry Financial Services
Experience
PNC August 2011 - Present
ING August 2010 - August 2011
PricewaterhouseCoopers LLP September 2006 - August 2010
Leopold Co. Inc June 2004 - August 2006
Maronda Homes December 2003 - May 2004
Financial West Group May 2003 - August 2003
GNC November 2002 - May 2003
Skills
Tax, Auditing, Internal Audit, Accounting, CPA, Project Management, Finance, Financial Statements, Assurance, Financial Analysis, US GAAP, Management, Variance Analysis, Analysis, Process Improvement, Financial Accounting, Financial Reporting, Budgets
Education
Duquesne University 1999 — 2003
Bachelors, Science Business Administration
PNC August 2011 - Present
ING August 2010 - August 2011
PricewaterhouseCoopers LLP September 2006 - August 2010
Leopold Co. Inc June 2004 - August 2006
Maronda Homes December 2003 - May 2004
Financial West Group May 2003 - August 2003
GNC November 2002 - May 2003
Skills
Tax, Auditing, Internal Audit, Accounting, CPA, Project Management, Finance, Financial Statements, Assurance, Financial Analysis, US GAAP, Management, Variance Analysis, Analysis, Process Improvement, Financial Accounting, Financial Reporting, Budgets
Education
Duquesne University 1999 — 2003
Bachelors, Science Business Administration
Efrain Trujillo's Financial West Group Experience June 2012 - Present
Job Registered Principal, Investment Representative
Industry Financial Services
Experience
Financial West Group June 2012 - Present
Education
University of Southern California 1991 — 1996
Financial West Group June 2012 - Present
Education
University of Southern California 1991 — 1996
Mark Lamb's Financial West Group Experience June 2008 - Present
Job Senior Financial Consultant at Financial West Group
Industry Financial Services
Experience
Financial West Group June 2008 - Present
The Shemano Group 2002 - 2008
Well Fargo Advisors 2000 - 2001
Van Kasper & Co 1997 - 2000
Kidder Peabody 1994 - 1996
Smith Barney 1989 - 1993
Drexel Burnham Lambert 1985 - 1989
Skills
Wealth Management, Hedge Funds, Series 7, Investments, Finance, Private Equity, Risk Management, Strategic Planning, Series 63, Securities, Equities
Education
University of California, Santa Barbara 1980 — 1985
BA Business Economics, Finance
Financial West Group June 2008 - Present
The Shemano Group 2002 - 2008
Well Fargo Advisors 2000 - 2001
Van Kasper & Co 1997 - 2000
Kidder Peabody 1994 - 1996
Smith Barney 1989 - 1993
Drexel Burnham Lambert 1985 - 1989
Skills
Wealth Management, Hedge Funds, Series 7, Investments, Finance, Private Equity, Risk Management, Strategic Planning, Series 63, Securities, Equities
Education
University of California, Santa Barbara 1980 — 1985
BA Business Economics, Finance
Sean Gomez's Financial West Group Experience June 2007 - October 2008
Job US Bancorp Municipal Securities Group
Industry Banking
Experience
US Bank October 2014 - Present
US Bank July 2013 - October 2014
US Bank August 2010 - July 2013
Sumitomo Mitsui Banking Corporation October 2008 - August 2010
Financial West Group June 2007 - October 2008
Skills
Financial Modeling, Financial Analysis, Credit Analysis, Investment Banking, Fixed Income, Management, Portfolio Management, Valuation, Banking, Microsoft Office, Sales, Securities, Investments
Education
University of California, Davis
US Bank October 2014 - Present
US Bank July 2013 - October 2014
US Bank August 2010 - July 2013
Sumitomo Mitsui Banking Corporation October 2008 - August 2010
Financial West Group June 2007 - October 2008
Skills
Financial Modeling, Financial Analysis, Credit Analysis, Investment Banking, Fixed Income, Management, Portfolio Management, Valuation, Banking, Microsoft Office, Sales, Securities, Investments
Education
University of California, Davis
Dennis DeYoung, CFP®'s Financial West Group Experience November 2008 - Present
Job Registered Tax Preparer at The Martin Group
Industry Financial Services
Experience
Financial West Group November 2008 - Present
Financial West Group November 2008 - Present
The Martin Group January 2009 - Present
TMG Properties January 2007 - Present
Skills
Asset Managment, Selling, Mutual Funds, Retirement Planning, Finance, Real Estate, Retirement, Fixed Annuities, Life Insurance, Investments, Public Speaking, Series 7, Mortgage Lending, Strategic Financial..., Tax Preparation, Bonds, Microsoft Office, Sales, Portfolio Management, 401k, Small Business, Accounting, Asset Management, Strategic Planning, Management, Customer Service, Credit, Time Management, Loans
Education
California State University-Northridge 1983 — 1987
BS, Business Administration - Finance and Real Estate
Westmont College 1982 — 1983
Village Christian 1969 — 1982
Financial West Group November 2008 - Present
Financial West Group November 2008 - Present
The Martin Group January 2009 - Present
TMG Properties January 2007 - Present
Skills
Asset Managment, Selling, Mutual Funds, Retirement Planning, Finance, Real Estate, Retirement, Fixed Annuities, Life Insurance, Investments, Public Speaking, Series 7, Mortgage Lending, Strategic Financial..., Tax Preparation, Bonds, Microsoft Office, Sales, Portfolio Management, 401k, Small Business, Accounting, Asset Management, Strategic Planning, Management, Customer Service, Credit, Time Management, Loans
Education
California State University-Northridge 1983 — 1987
BS, Business Administration - Finance and Real Estate
Westmont College 1982 — 1983
Village Christian 1969 — 1982
Jeff Machnij's Financial West Group Experience July 2004 - January 2009
Job Operations Specialist at BMA Securities
Industry Financial Services
Experience
BMA Securities May 2011 - Present
Oaktree Capital Management March 2009 - March 2011
Financial West Group July 2004 - January 2009
Oaktree Capital Management May 2003 - June 2004
Kaplan Test Preparation March 2002 - April 2003
US Marketing and Promotions May 1997 - August 2001
Skills
Microsoft Office, Records Management, Compliance, Project Management, Securities, FINRA, Analysis, Equities
Education
California State University-Northridge 1995 — 1999
Bachelor of Science, Psychology
BMA Securities May 2011 - Present
Oaktree Capital Management March 2009 - March 2011
Financial West Group July 2004 - January 2009
Oaktree Capital Management May 2003 - June 2004
Kaplan Test Preparation March 2002 - April 2003
US Marketing and Promotions May 1997 - August 2001
Skills
Microsoft Office, Records Management, Compliance, Project Management, Securities, FINRA, Analysis, Equities
Education
California State University-Northridge 1995 — 1999
Bachelor of Science, Psychology
Gabrielle Breard's Financial West Group Experience November 2008 - Present
Job Director at Breard & Associates Inc.
Industry Accounting
Experience
Financial West Group November 2008 - Present
Breard & Associates Inc. 1989 - Present
Morgan Peabody March 2008 - November 2008
Brookstreet Securities 2006 - 2007
Paulson Investment Co. 1999 - 2006
glenfed brokerage services 1995 - 1999
glenfed brokerage services 1995 - 1999
glenfed brokerage services 1995 - 1999
GlenFed Brokerage Services 1995 - 1998
Skills
Series 63, FINRA, Series 7, Strategic Planning, Mutual Funds, Sales, Accounting, Series 24, Business Strategy, Auditing, New Business Development, Equities, Securities, Team Building, Investments, Financial Analysis, Portfolio Management
Education
California State University-Northridge 1980 — 1985
B.S., Finance
Financial West Group November 2008 - Present
Breard & Associates Inc. 1989 - Present
Morgan Peabody March 2008 - November 2008
Brookstreet Securities 2006 - 2007
Paulson Investment Co. 1999 - 2006
glenfed brokerage services 1995 - 1999
glenfed brokerage services 1995 - 1999
glenfed brokerage services 1995 - 1999
GlenFed Brokerage Services 1995 - 1998
Skills
Series 63, FINRA, Series 7, Strategic Planning, Mutual Funds, Sales, Accounting, Series 24, Business Strategy, Auditing, New Business Development, Equities, Securities, Team Building, Investments, Financial Analysis, Portfolio Management
Education
California State University-Northridge 1980 — 1985
B.S., Finance
Bryan Erickson's Financial West Group Experience October 1998 - November 2000
Job President at highWAY Financial Networks
Industry Financial Services
Experience
highWAY Financial Networks March 2000 - Present
Community Transformation Wellspring, Inc. September 2002 - Present
Carenet Pregnancy Center and Medical Clinic 2005 - 2011
GA Gepple & Company June 2002 - September 2004
Cambridge Investment Research November 2000 - May 2002
Financial West Group October 1998 - November 2000
Merrill Lynch June 1995 - October 1998
Skills
Retirement Planning, Wealth Management, Investment Advisory, Charitable Giving..., Strategic Financial..., Retirement, Strategy, Investments, 401k, Financial Analysis, Investment Strategies, Estate Planning, Asset Allocation, Financial Advisory, Finance, Fixed Annuities, Financial Planners, Wealth, Securities, Mutual Funds, Portfolio Management, Asset Management, Life Insurance, Wealth Management..., High Net Worth..., Philanthropy, Business Planning, Financial Planning
Education
Chapman University 1983 — 1985
highWAY Financial Networks March 2000 - Present
Community Transformation Wellspring, Inc. September 2002 - Present
Carenet Pregnancy Center and Medical Clinic 2005 - 2011
GA Gepple & Company June 2002 - September 2004
Cambridge Investment Research November 2000 - May 2002
Financial West Group October 1998 - November 2000
Merrill Lynch June 1995 - October 1998
Skills
Retirement Planning, Wealth Management, Investment Advisory, Charitable Giving..., Strategic Financial..., Retirement, Strategy, Investments, 401k, Financial Analysis, Investment Strategies, Estate Planning, Asset Allocation, Financial Advisory, Finance, Fixed Annuities, Financial Planners, Wealth, Securities, Mutual Funds, Portfolio Management, Asset Management, Life Insurance, Wealth Management..., High Net Worth..., Philanthropy, Business Planning, Financial Planning
Education
Chapman University 1983 — 1985
Gene C Valentine's Financial West Group Experience 1985 - Present
Job Never too old to learn about life...
Industry Financial Services
Experience
IMD January 2010 - Present
GC Valetnine TRUSTS November 1986 - Present
Financial West Group, Inc 1985 - Present
Financial West Group 1985 - Present
Lear Silver 2013 - 2013
Cengenics 2012 - 2013
imd lausanne 2009 - 2010
Aspen Manor 2006 - 2010
Bethany College 1999 - 2003
Peace Point Equestrian Center 1999 - 2003
Skills
Venture Capital, Strategic Planning, Investments, Asset Allocation, Public Speaking, Insurance, New Business Development, Business Strategy, Investment Advisory, Securities, Portfolio Management, Strategic Communications, Asset Management, Equities, Team Building, Investment Banking, Entrepreneurship, Start-ups, Strategic Financial..., Retirement Planning, Asset Managment, Private Equity, Mergers & Acquisitions, Series 7, Due Diligence, Mutual Funds, Risk Management, Bonds, Investment Strategies, Alternative Investments, Financial Advisory, Wealth Management, Financial Planning
Education
IMD Business School 2010 — 2011
MBA Candidate, Business
Columbia University - Columbia Business School 1999 — 1999
Certificate, MBA Execiutive Program
Bethany College 1968 — 1972
Psychology, Economics
IMD January 2010 - Present
GC Valetnine TRUSTS November 1986 - Present
Financial West Group, Inc 1985 - Present
Financial West Group 1985 - Present
Lear Silver 2013 - 2013
Cengenics 2012 - 2013
imd lausanne 2009 - 2010
Aspen Manor 2006 - 2010
Bethany College 1999 - 2003
Peace Point Equestrian Center 1999 - 2003
Skills
Venture Capital, Strategic Planning, Investments, Asset Allocation, Public Speaking, Insurance, New Business Development, Business Strategy, Investment Advisory, Securities, Portfolio Management, Strategic Communications, Asset Management, Equities, Team Building, Investment Banking, Entrepreneurship, Start-ups, Strategic Financial..., Retirement Planning, Asset Managment, Private Equity, Mergers & Acquisitions, Series 7, Due Diligence, Mutual Funds, Risk Management, Bonds, Investment Strategies, Alternative Investments, Financial Advisory, Wealth Management, Financial Planning
Education
IMD Business School 2010 — 2011
MBA Candidate, Business
Columbia University - Columbia Business School 1999 — 1999
Certificate, MBA Execiutive Program
Bethany College 1968 — 1972
Psychology, Economics
Howard Davis's Financial West Group Experience 2008 - 2013
Job President at SANDLAPPER Securities, LLC (Member FINRA/SIPC)
Industry Financial Services
Experience
SANDLAPPER Securities, LLC (Member FINRA/SIPC) August 2013 - Present
Financial West Group 2008 - 2013
Skills
Investments, Equities, Investment Strategies, Securities, Portfolio Management, Strategic Financial..., Investment Banking, Due Diligence, Asset Managment, Private Equity, Asset Management, Alternative Investments, Investment Advisory, Mutual Funds, Financial Advisory, Mergers & Acquisitions, Venture Capital
Education
California State University-Northridge 1973 — 1981
SANDLAPPER Securities, LLC (Member FINRA/SIPC) August 2013 - Present
Financial West Group 2008 - 2013
Skills
Investments, Equities, Investment Strategies, Securities, Portfolio Management, Strategic Financial..., Investment Banking, Due Diligence, Asset Managment, Private Equity, Asset Management, Alternative Investments, Investment Advisory, Mutual Funds, Financial Advisory, Mergers & Acquisitions, Venture Capital
Education
California State University-Northridge 1973 — 1981
Jason Luhan's Financial West Group Experience July 2014 - April 2015
Job Chief Compliance Officer / Senior Legal Counsel
Industry Financial Services
Experience
EQIS - Reinventing Wealth Management May 2015 - Present
Financial West Group July 2014 - April 2015
Centaurus Financial® December 2011 - July 2014
Centaurus Financial® December 2007 - December 2011
Centaurus Financial® December 2007 - December 2011
Skills
Alternative Investments, FINRA, Series 7, Series 66, Series 24, Series 53, Series 99, Investment Advisory, 401k, Estate Planning, Mutual Funds, Wealth Management, Asset Management, Financial Services, Investments, Due Diligence, Portfolio Management, Retirement
Education
Chapman University, School of Law 2004 — 2007
JD, Law
University of San Diego 1991 — 1993
BA, Business Administration
Ohio Wesleyan University 1989 — 1991
Undergraduate studies
EQIS - Reinventing Wealth Management May 2015 - Present
Financial West Group July 2014 - April 2015
Centaurus Financial® December 2011 - July 2014
Centaurus Financial® December 2007 - December 2011
Centaurus Financial® December 2007 - December 2011
Skills
Alternative Investments, FINRA, Series 7, Series 66, Series 24, Series 53, Series 99, Investment Advisory, 401k, Estate Planning, Mutual Funds, Wealth Management, Asset Management, Financial Services, Investments, Due Diligence, Portfolio Management, Retirement
Education
Chapman University, School of Law 2004 — 2007
JD, Law
University of San Diego 1991 — 1993
BA, Business Administration
Ohio Wesleyan University 1989 — 1991
Undergraduate studies
Dennis Magaldi's Financial West Group Experience July 2007 - Present
Job Realtor / Broker at Magaldi Real Estate
Industry Financial Services
Experience
Financial West Group July 2007 - Present
Magaldi Real Estate January 1987 - Present
Magaldi Financial February 1973 - Present
Morgan Stanley July 2004 - June 2007
Education
University of San Fernando Valley School of Law 1973 — 1977
Juris Doctor, General Law
City University of New York-Brooklyn College 1968 — 1972
Bachelor of Science, Accounting
Financial West Group July 2007 - Present
Magaldi Real Estate January 1987 - Present
Magaldi Financial February 1973 - Present
Morgan Stanley July 2004 - June 2007
Education
University of San Fernando Valley School of Law 1973 — 1977
Juris Doctor, General Law
City University of New York-Brooklyn College 1968 — 1972
Bachelor of Science, Accounting
Mitchell Morrison's Financial West Group Experience April 2013 - April 2015
Job Executive Vice President Payson Petroleum
Industry Financial Services
Experience
Financial Literacy Project October 2014 - Present
Charitable Alliance Foundation March 1999 - Present
Financial West Group April 2013 - April 2015
Vertical Capital Markets Group April 2012 - March 2013
undisclosed April 2012 - June 2012
President Paladin Realty Securities June 2010 - July 2011
Vertical Capital Markets Group, LLC October 2008 - September 2010
Hartman Management October 2005 - November 2008
Morgan Stanley Smith Barney 2004 - 2005
Travelers 1996 - 2000
Skills
Registered Fiduciary, Registered Principal, Certified Estate Planner, Securities, Financial Services, Series 7, Series 63, Series 24, Alternative Investments, Investment Advisory, Equities, Mutual Funds, Private Placements, Financial Advisory, Wealth Management, Retirement, Capital Markets, Investments, Investment Banking, Portfolio Management, FINRA, Entrepreneurship, Retirement Planning, Finance, Asset Management, Strategic Financial..., Investment Strategies, IRAs, Asset Allocation, Estate Planning, Fixed Annuities, 401k, Investment Management, Hedge Funds, Bonds, ETFs, Fixed Income, Wealth, Private Equity, Due Diligence, Financial Planning
Education
The George Washington University 1976 — 1978
Master of Science, Forensic Science
University of Southern California 1972 — 1975
B A, Journalism
Financial Literacy Project October 2014 - Present
Charitable Alliance Foundation March 1999 - Present
Financial West Group April 2013 - April 2015
Vertical Capital Markets Group April 2012 - March 2013
undisclosed April 2012 - June 2012
President Paladin Realty Securities June 2010 - July 2011
Vertical Capital Markets Group, LLC October 2008 - September 2010
Hartman Management October 2005 - November 2008
Morgan Stanley Smith Barney 2004 - 2005
Travelers 1996 - 2000
Skills
Registered Fiduciary, Registered Principal, Certified Estate Planner, Securities, Financial Services, Series 7, Series 63, Series 24, Alternative Investments, Investment Advisory, Equities, Mutual Funds, Private Placements, Financial Advisory, Wealth Management, Retirement, Capital Markets, Investments, Investment Banking, Portfolio Management, FINRA, Entrepreneurship, Retirement Planning, Finance, Asset Management, Strategic Financial..., Investment Strategies, IRAs, Asset Allocation, Estate Planning, Fixed Annuities, 401k, Investment Management, Hedge Funds, Bonds, ETFs, Fixed Income, Wealth, Private Equity, Due Diligence, Financial Planning
Education
The George Washington University 1976 — 1978
Master of Science, Forensic Science
University of Southern California 1972 — 1975
B A, Journalism
Wayne Toteff's Financial West Group Experience May 2002 - December 2011
Job Realtor at Keller Williams Lakeside Properties
Industry Real Estate
Experience
Keller Williams Lakeside Properties March 2013 - Present
Blue Cross Blue Shield of Michigan January 1997 - March 2013
Priority Health January 1996 - March 2013
Financial West Group May 2002 - December 2011
FSC Securities October 1996 - May 2002
Traverse Bay Manufacturing January 1991 - June 1996
Skills
Real Estate Transactions, Real Estate Marketing, Small Business, Insurance, Underwriting, Sales, Financial Analysis, Customer Service, Risk Management, Microsoft Excel, Uniform Combined State..., Strategic Planning, Banking, Real Estate
Education
Albion College 1977 — 1981
BA, Economics/Finance
Albion College 1977 — 1981
BA in Economics
Keller Williams Lakeside Properties March 2013 - Present
Blue Cross Blue Shield of Michigan January 1997 - March 2013
Priority Health January 1996 - March 2013
Financial West Group May 2002 - December 2011
FSC Securities October 1996 - May 2002
Traverse Bay Manufacturing January 1991 - June 1996
Skills
Real Estate Transactions, Real Estate Marketing, Small Business, Insurance, Underwriting, Sales, Financial Analysis, Customer Service, Risk Management, Microsoft Excel, Uniform Combined State..., Strategic Planning, Banking, Real Estate
Education
Albion College 1977 — 1981
BA, Economics/Finance
Albion College 1977 — 1981
BA in Economics
Lilya Garrison's Financial West Group Experience June 1998 - June 1999
Job QA Analyst II at Batesville Casket Company
Industry Information Technology and Services
Experience
Batesville Casket Company August 2014 - Present
TEKsystems June 2012 - August 2014
Fifth Gear December 2011 - June 2012
ADESA December 2006 - December 2011
Safis Solutions June 2006 - December 2006
NSI Software April 2001 - February 2006
EDS Advanced Solutions November 1999 - April 2001
Financial West Group June 1998 - June 1999
Skills
Software Testing Life..., Test Planning, Test Cases, Manual Testing, User Acceptance Testing, Regression Testing, System Testing, Requirements Analysis, Requirements Gathering, JIRA, Quality Center, Microsoft SQL Server, Oracle SQL, Troubleshooting, Software Quality..., Agile Methodologies, Agile Testing, Waterfall, Agile & Waterfall..., Testing, SQL, SDLC, Business Requirements, Performance Testing, Software Documentation, Quality Assurance, QTP, SharePoint, Test Automation, ClearQuest, Test Management, Visio, Integration Testing, Test Execution, Defect Tracking
Education
Rochester Institute of Technology 1997 — 1999
Bachelors of Science, Networking
Batesville Casket Company August 2014 - Present
TEKsystems June 2012 - August 2014
Fifth Gear December 2011 - June 2012
ADESA December 2006 - December 2011
Safis Solutions June 2006 - December 2006
NSI Software April 2001 - February 2006
EDS Advanced Solutions November 1999 - April 2001
Financial West Group June 1998 - June 1999
Skills
Software Testing Life..., Test Planning, Test Cases, Manual Testing, User Acceptance Testing, Regression Testing, System Testing, Requirements Analysis, Requirements Gathering, JIRA, Quality Center, Microsoft SQL Server, Oracle SQL, Troubleshooting, Software Quality..., Agile Methodologies, Agile Testing, Waterfall, Agile & Waterfall..., Testing, SQL, SDLC, Business Requirements, Performance Testing, Software Documentation, Quality Assurance, QTP, SharePoint, Test Automation, ClearQuest, Test Management, Visio, Integration Testing, Test Execution, Defect Tracking
Education
Rochester Institute of Technology 1997 — 1999
Bachelors of Science, Networking
Sean Waters, MBA's Financial West Group Experience December 2010 - Present
Job Financial Advisor at Financial West Group
Industry Financial Services
Experience
Financial West Group December 2010 - Present
Arque Capital, Ltd. July 2010 - December 2010
M.L. Stern/Southwest Securities August 2006 - April 2010
UBS 2002 - 2006
Los Angeles Times 1986 - 1998
Skills
Series 7, Wealth Management, Portfolio Management, Investment Advisory, Retirement Planning, Asset Allocation, Investment Strategies, Series 63, 401k Rollovers, Retirement, Financial Advisory, Insurance, Alternative Investments, Fixed Annuities, Estate Planning, Mutual Funds, Strategic Financial..., Financial Analysis, Equities, Securities, Bonds, IRAs, Wealth, Investments, 401k, Uniform Combined State..., Wealth Management..., Pensions, FINRA, Asset Managment, Financial Planners, Series 65, Finance, Investment Management, Asset Management, Fixed Income, Financial Planning, Saving for Education
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2008 — 2010
MBA, Business
UCLA 1981 — 1984
Economics
Financial West Group December 2010 - Present
Arque Capital, Ltd. July 2010 - December 2010
M.L. Stern/Southwest Securities August 2006 - April 2010
UBS 2002 - 2006
Los Angeles Times 1986 - 1998
Skills
Series 7, Wealth Management, Portfolio Management, Investment Advisory, Retirement Planning, Asset Allocation, Investment Strategies, Series 63, 401k Rollovers, Retirement, Financial Advisory, Insurance, Alternative Investments, Fixed Annuities, Estate Planning, Mutual Funds, Strategic Financial..., Financial Analysis, Equities, Securities, Bonds, IRAs, Wealth, Investments, 401k, Uniform Combined State..., Wealth Management..., Pensions, FINRA, Asset Managment, Financial Planners, Series 65, Finance, Investment Management, Asset Management, Fixed Income, Financial Planning, Saving for Education
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2008 — 2010
MBA, Business
UCLA 1981 — 1984
Economics
John Silberman's Financial West Group Experience March 2012 - Present
Job Senior Financial Consultant
Industry Financial Services
Experience
Financial West Group March 2012 - Present
Wunderlich Securities July 2010 - March 2012
Jesup & Lamont March 2006 - July 2010
The Shemano Group September 1995 - March 2006
Education
University of Michigan 1984 — 1988
BA, History
Financial West Group March 2012 - Present
Wunderlich Securities July 2010 - March 2012
Jesup & Lamont March 2006 - July 2010
The Shemano Group September 1995 - March 2006
Education
University of Michigan 1984 — 1988
BA, History
Ryan Disselhorst's Financial West Group Experience December 2011 - May 2014
Job Operations at Mutual Securities, Inc. Member FINRA, SIPC
Industry Financial Services
Experience
Mutual Securities, Inc. Member FINRA, SIPC May 2014 - Present
Financial West Group December 2011 - May 2014
Skills
Management, Investments, Customer Service, Sales, Finance, Mutual Funds, Series 7, Marketing, Leadership, Securities, Training, Microsoft Office, Team Building, Public Speaking, Broker-Dealer Operations, IRAs, Broker-Dealer, Retirement Planning, Teaching, Series 66, Series 24, Alternative Investments
Education
California Lutheran University 2005 — 2008
Bachelors in Business Administration, Marketing, Finance, Economics, Advertising, Market Research, Information Technology
High School at Moorpark College 2001 — 2003
Mutual Securities, Inc. Member FINRA, SIPC May 2014 - Present
Financial West Group December 2011 - May 2014
Skills
Management, Investments, Customer Service, Sales, Finance, Mutual Funds, Series 7, Marketing, Leadership, Securities, Training, Microsoft Office, Team Building, Public Speaking, Broker-Dealer Operations, IRAs, Broker-Dealer, Retirement Planning, Teaching, Series 66, Series 24, Alternative Investments
Education
California Lutheran University 2005 — 2008
Bachelors in Business Administration, Marketing, Finance, Economics, Advertising, Market Research, Information Technology
High School at Moorpark College 2001 — 2003
Dennis DeYoung, CFP®'s Financial West Group Experience October 2008 - Present
Job Stockbroker at Financial West Group
Industry Financial Services
Experience
Financial West Group October 2008 - Present
Skills
Registered Principal, Registered Investment..., Branch Manager, Mutual Funds, Investments, Strategic Financial..., Retirement, Fixed Annuities, Financial Advisory, Finance, Insurance, Series 7, Retirement Planning, Wealth Management, Securities, Real Estate
Education
College for Financial Planning 1991 — 1992
Certified Financial Planner, Financial Planning and Services
California State University-Northridge 1983 — 1987
B.S. Business Administration, Finance and Real Estate
Westmont College 1982 — 1983
Financial West Group October 2008 - Present
Skills
Registered Principal, Registered Investment..., Branch Manager, Mutual Funds, Investments, Strategic Financial..., Retirement, Fixed Annuities, Financial Advisory, Finance, Insurance, Series 7, Retirement Planning, Wealth Management, Securities, Real Estate
Education
College for Financial Planning 1991 — 1992
Certified Financial Planner, Financial Planning and Services
California State University-Northridge 1983 — 1987
B.S. Business Administration, Finance and Real Estate
Westmont College 1982 — 1983
Dorothy Gibbens's Financial West Group Experience July 2011 - December 2012
Job Manager of FFS Operations at Farmers Financial Solutions, LLC
Industry Financial Services
Experience
Farmers Financial Solutions, LLC August 2014 - Present
Morgan Stanley December 2012 - June 2014
Financial West Group July 2011 - December 2012
Financial West Group August 2006 - July 2011
Partnervest Financial Group May 2003 - June 2005
Skills
Securities, Compliance, Auditing, Series 7, FINRA, Series 24, Equities, Bonds, Series 63, Uniform Combined State..., Investments, Financial Analysis, Mutual Funds, Investment Advisory, Insurance, Asset Allocation, Retirement Planning
Education
University of California, Davis 1980 — 1981
BA, Sociology
Farmers Financial Solutions, LLC August 2014 - Present
Morgan Stanley December 2012 - June 2014
Financial West Group July 2011 - December 2012
Financial West Group August 2006 - July 2011
Partnervest Financial Group May 2003 - June 2005
Skills
Securities, Compliance, Auditing, Series 7, FINRA, Series 24, Equities, Bonds, Series 63, Uniform Combined State..., Investments, Financial Analysis, Mutual Funds, Investment Advisory, Insurance, Asset Allocation, Retirement Planning
Education
University of California, Davis 1980 — 1981
BA, Sociology
Randall Randy Stern's Financial West Group Experience July 2011 - October 2012
Job Senior Municipal Bond & UIT Trader at Ladenburg Thalmann & Co., Inc
Industry Financial Services
Experience
Isaak Bond Investments, Inc. August 2015 - Present
Ladenburg Thalmann October 2012 - July 2015
Financial West Group July 2011 - October 2012
Financial West Group July 2011 - October 2012
StockCross July 2009 - July 2011
StockCross July 2009 - July 2011
M.L. Stern & Co. LLC May 1984 - June 2009
Skills
Fixed Income Trading, Retail Brokerage, Market Analysis, Series 7, Securities, Managed Accounts, Traders, Stocks, Bonds, Equities, Fixed Income, Portfolios, Insurance, Managing Accounts, Portfolio Management, Strategic Financial..., Investment Advisory, Mutual Funds, Retirement Planning, Investments, Financial Markets, FINRA, Financial Advisory, Finance, Brokers, Trading, Series 63, Asset Management, Alternative Investments, Wealth Management, Asset Allocation, Capital Markets, Hedge Funds, Management, Bloomberg, Financial Services, Investment Strategies
Education
University of Southern California 1982 — 1986
Bachelor of Science, Public Administration
William Howard Taft High School 1979 — 1982
Pinecrest 1968 — 1976
Isaak Bond Investments, Inc. August 2015 - Present
Ladenburg Thalmann October 2012 - July 2015
Financial West Group July 2011 - October 2012
Financial West Group July 2011 - October 2012
StockCross July 2009 - July 2011
StockCross July 2009 - July 2011
M.L. Stern & Co. LLC May 1984 - June 2009
Skills
Fixed Income Trading, Retail Brokerage, Market Analysis, Series 7, Securities, Managed Accounts, Traders, Stocks, Bonds, Equities, Fixed Income, Portfolios, Insurance, Managing Accounts, Portfolio Management, Strategic Financial..., Investment Advisory, Mutual Funds, Retirement Planning, Investments, Financial Markets, FINRA, Financial Advisory, Finance, Brokers, Trading, Series 63, Asset Management, Alternative Investments, Wealth Management, Asset Allocation, Capital Markets, Hedge Funds, Management, Bloomberg, Financial Services, Investment Strategies
Education
University of Southern California 1982 — 1986
Bachelor of Science, Public Administration
William Howard Taft High School 1979 — 1982
Pinecrest 1968 — 1976
Jennifer Lindgren's Financial West Group Experience July 1994 - December 1994
Job Certified Financial Planner at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC December 2012 - Present
Eagle One Investments June 2000 - December 2012
Investment Centers of America January 1995 - June 2000
Financial West Group July 1994 - December 1994
Interfirst Capital Corporation/Baraban Securities October 1989 - July 1994
Skills
Competent Ethical..., Investment Securities, Brokerage Services, Portfolio Review, Strategic Financial..., Insurance Planning, Retirement & Estate..., Qualified Retirement..., College Savings Plans, Leadership in Community..., Investments, Financial Planners, Series 7, Series 63, Portfolio Management
Education
University of California, Los Angeles
Bachelor's degree, Psychology/Graduate Studies
College for Financial Planning 1991 — 1994
CFP (TM) Certified Financial Planner, Certified Financial Planner Professional Educational Program
Pepperdine University 1968 — 1969
Graduate Studies towards California Lifetime Teaching Credential
Mt. Saint Mary's College, Los Angeles 1968 — 1969
Graduate studies toward California Lifetime Teaching Credential
University of Redlands
Under Graduate Studies
Securities America, Inc. Member FINRA/SIPC December 2012 - Present
Eagle One Investments June 2000 - December 2012
Investment Centers of America January 1995 - June 2000
Financial West Group July 1994 - December 1994
Interfirst Capital Corporation/Baraban Securities October 1989 - July 1994
Skills
Competent Ethical..., Investment Securities, Brokerage Services, Portfolio Review, Strategic Financial..., Insurance Planning, Retirement & Estate..., Qualified Retirement..., College Savings Plans, Leadership in Community..., Investments, Financial Planners, Series 7, Series 63, Portfolio Management
Education
University of California, Los Angeles
Bachelor's degree, Psychology/Graduate Studies
College for Financial Planning 1991 — 1994
CFP (TM) Certified Financial Planner, Certified Financial Planner Professional Educational Program
Pepperdine University 1968 — 1969
Graduate Studies towards California Lifetime Teaching Credential
Mt. Saint Mary's College, Los Angeles 1968 — 1969
Graduate studies toward California Lifetime Teaching Credential
University of Redlands
Under Graduate Studies
Sean Waters's Financial West Group Experience December 2010 - Present
Job Financial Advisor
Industry Financial Services
Experience
Financial West Group December 2010 - Present
Sean Waters Sports Agent 1997 - 2015
Sean Waters Sports Agent 1997 - 2015
Skills
Retirement Planning, Portfolio Management, Investment Strategies, Investment Advisory..., Strategic Financial..., Series 7, Asset Allocation, Asset Managment, Bonds, Investment Advisory, Wealth Management, Finance, IRAs, Retirement, Securities, Mutual Funds
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2008 — 2010
Executive Masters Business Administration, Business Administration, Management and Operations
UCLA 1981 — 1984
Bachelor of Arts (B.A.), Economics
Financial West Group December 2010 - Present
Sean Waters Sports Agent 1997 - 2015
Sean Waters Sports Agent 1997 - 2015
Skills
Retirement Planning, Portfolio Management, Investment Strategies, Investment Advisory..., Strategic Financial..., Series 7, Asset Allocation, Asset Managment, Bonds, Investment Advisory, Wealth Management, Finance, IRAs, Retirement, Securities, Mutual Funds
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2008 — 2010
Executive Masters Business Administration, Business Administration, Management and Operations
UCLA 1981 — 1984
Bachelor of Arts (B.A.), Economics
joseph merback's Financial West Group Experience February 2009 - Present
Job Financial Advisor at Financial West Group
Industry Financial Services
Experience
Financial West Group February 2009 - Present
T.R. Winston 2006 - 2009
Wilder Industries 1960 - 1988
Skills
Retirement Planning, Securities, Investments, Asset Management, Portfolio Management, Investment Banking, Asset Allocation, Investment Advisory, Equities, IRA's, Mutual Funds, Strategic Financial..., Wealth Management, Finance, Alternative Investments, Hedge Funds, Series 7, IRAs, Financial Services, Investment Strategies, Uniform Combined State...
Education
Temple University 1954 — 1958
BS, Marketing & Finance, honors
Central High School of Philadelphia 1950 — 1954
BA
Financial West Group February 2009 - Present
T.R. Winston 2006 - 2009
Wilder Industries 1960 - 1988
Skills
Retirement Planning, Securities, Investments, Asset Management, Portfolio Management, Investment Banking, Asset Allocation, Investment Advisory, Equities, IRA's, Mutual Funds, Strategic Financial..., Wealth Management, Finance, Alternative Investments, Hedge Funds, Series 7, IRAs, Financial Services, Investment Strategies, Uniform Combined State...
Education
Temple University 1954 — 1958
BS, Marketing & Finance, honors
Central High School of Philadelphia 1950 — 1954
BA
Darrell Roberts's Financial West Group Experience September 2013 - Present
Job Private Wealth Manager at Financial West Group
Industry Financial Services
Experience
Financial West Group September 2013 - Present
Ameriprise Financial Services, Inc. June 1999 - September 2013
Skills
Retirement Planning, Investments, Series 7, Risk Management, Asset Management, Wealth Management, Insurance, Portfolio Management, Investment Strategies, Strategic Financial..., Product Marketing, Investment Advisory, Financial Planning, Retirement Income..., Asset Managment, Asset Allocation, Sales Management, Financial Analysis, Mutual Funds, Equities, Bonds, Investment Management, Financial Planners, Alternative Investments, Fixed Income Analysis, Retirement Savings
Education
University at Buffalo 1994 — 1998
Bachelors, Political Science / Finance
Financial West Group September 2013 - Present
Ameriprise Financial Services, Inc. June 1999 - September 2013
Skills
Retirement Planning, Investments, Series 7, Risk Management, Asset Management, Wealth Management, Insurance, Portfolio Management, Investment Strategies, Strategic Financial..., Product Marketing, Investment Advisory, Financial Planning, Retirement Income..., Asset Managment, Asset Allocation, Sales Management, Financial Analysis, Mutual Funds, Equities, Bonds, Investment Management, Financial Planners, Alternative Investments, Fixed Income Analysis, Retirement Savings
Education
University at Buffalo 1994 — 1998
Bachelors, Political Science / Finance
Tom Calder's Financial West Group Experience November 2014 - Present
Job Branch Manager
Industry Financial Services
Experience
Financial West Group November 2014 - Present
Raymond James Financial Services February 2002 - Present
A.G. Edwards January 1994 - January 2002
Marshall Industries December 1987 - March 1989
Skills
Wealth Management, Retirement Planning, Retirement Plan..., Retirement Income..., IRA's, Wealth Transfer, Investment Advisory, Financial Advisory
Education
Claremont McKenna College 1969 — 1973
Bachelor of Arts, Economics and Latin American Studies
Yucaipa High School 1965 — 1968
high school diploma, college preparation
Financial West Group November 2014 - Present
Raymond James Financial Services February 2002 - Present
A.G. Edwards January 1994 - January 2002
Marshall Industries December 1987 - March 1989
Skills
Wealth Management, Retirement Planning, Retirement Plan..., Retirement Income..., IRA's, Wealth Transfer, Investment Advisory, Financial Advisory
Education
Claremont McKenna College 1969 — 1973
Bachelor of Arts, Economics and Latin American Studies
Yucaipa High School 1965 — 1968
high school diploma, college preparation
Jeffrey Untersee's Financial West Group Experience November 2012 - Present
Job Real Estate Consultant at Wynne Group
Industry Real Estate
Experience
Wynne Group March 2013 - Present
Financial West Group November 2012 - Present
Skills
Certified Financial..., Strategic Financial..., Real Estate Transactions, Asset Management, Fixed Annuities, Variable Annuities, Alternative Investments, ETFs, Bonds, Estate Planning
Education
College for Financial Planning 1993 — 1995
Certified Financial Planner
Baylor University - Hankamer School of Business 1986 — 1989
Bachelor of Business Administration (BBA), Financial Planning and Real Estate
Wynne Group March 2013 - Present
Financial West Group November 2012 - Present
Skills
Certified Financial..., Strategic Financial..., Real Estate Transactions, Asset Management, Fixed Annuities, Variable Annuities, Alternative Investments, ETFs, Bonds, Estate Planning
Education
College for Financial Planning 1993 — 1995
Certified Financial Planner
Baylor University - Hankamer School of Business 1986 — 1989
Bachelor of Business Administration (BBA), Financial Planning and Real Estate
Scott L. Olson's Financial West Group Experience October 2014 - Present
Job Registered Investment Advisor at Atlantic Financial Advisors, LLC
Industry Financial Services
Experience
Atlantic Financial Advisors, LLC, Registered Investment Advisor May 2010 - Present
Financial West Group October 2014 - Present
InsuredIncome, LLC August 1978 - Present
First Financial Resources, LLC 2003 - 2012
Skills
FMV Roth-Conversion, Alternative Investments, Endowment Style..., Retirement Planning, Financial Planning, Investments, Estate Planning, Fixed Annuities, Actively Managed..., Life Insurance, Continuing Education..., Strategic Financial..., Annuity Arbitrage, Financial Services, Financial Advisory, Finance, Insurance, Long-term Care, 401k, Strategic Planning, Pensions, Trusts, Management, Legal Research, Retirement, Legal Writing
Education
University of Minnesota-Twin Cities 1973 — 1975
Instititute of Technology, Chemical Engineering
Patrick Henry High School, Mpls, MN 1969 — 1973
Gymnastics, National Arm Wrestling Champion, Kung Fu, Weight Lifting, Scuba Diving
Atlantic Financial Advisors, LLC, Registered Investment Advisor May 2010 - Present
Financial West Group October 2014 - Present
InsuredIncome, LLC August 1978 - Present
First Financial Resources, LLC 2003 - 2012
Skills
FMV Roth-Conversion, Alternative Investments, Endowment Style..., Retirement Planning, Financial Planning, Investments, Estate Planning, Fixed Annuities, Actively Managed..., Life Insurance, Continuing Education..., Strategic Financial..., Annuity Arbitrage, Financial Services, Financial Advisory, Finance, Insurance, Long-term Care, 401k, Strategic Planning, Pensions, Trusts, Management, Legal Research, Retirement, Legal Writing
Education
University of Minnesota-Twin Cities 1973 — 1975
Instititute of Technology, Chemical Engineering
Patrick Henry High School, Mpls, MN 1969 — 1973
Gymnastics, National Arm Wrestling Champion, Kung Fu, Weight Lifting, Scuba Diving
Joshua Santik's Financial West Group Experience January 2007 - May 2007
Job Corporate Controller at Heartland Restaurant Group
Industry Restaurants
Experience
Heartland Restaurant Group June 2015 - Present
Valspar August 2014 - December 2014
Eaton Corporation February 2012 - August 2014
ANH Refractories February 2011 - February 2012
ANH Refractories August 2008 - February 2011
Wheeling Pittsburgh Steel Corp August 2007 - August 2008
Financial West Group January 2007 - May 2007
Skills
Accounting, Excel, Financial Reporting, Financial Analysis, General Ledger, Access, Variance Analysis, Financial Accounting, Forecasting, Account Reconciliation, Sarbanes-Oxley Act, Internal Controls, Cost Accounting, Strategic Financial..., Microsoft Excel, Financial Planning, Process Improvement
Education
Duquesne University 2009 — 2011
MBA, Finance
West Liberty University 2003 — 2007
Bachelor of Science, Accounting
Heartland Restaurant Group June 2015 - Present
Valspar August 2014 - December 2014
Eaton Corporation February 2012 - August 2014
ANH Refractories February 2011 - February 2012
ANH Refractories August 2008 - February 2011
Wheeling Pittsburgh Steel Corp August 2007 - August 2008
Financial West Group January 2007 - May 2007
Skills
Accounting, Excel, Financial Reporting, Financial Analysis, General Ledger, Access, Variance Analysis, Financial Accounting, Forecasting, Account Reconciliation, Sarbanes-Oxley Act, Internal Controls, Cost Accounting, Strategic Financial..., Microsoft Excel, Financial Planning, Process Improvement
Education
Duquesne University 2009 — 2011
MBA, Finance
West Liberty University 2003 — 2007
Bachelor of Science, Accounting
Jacob Doyle's Financial West Group Experience April 2012 - Present
Job Registered Representative at Financial West Group
Industry Financial Services
Experience
Financial West Group April 2012 - Present
Skills
Series 7, Series 63, Asset Allocation, Securities, FINRA
Education
Muskingum College 2000 — 2004
Financial West Group April 2012 - Present
Skills
Series 7, Series 63, Asset Allocation, Securities, FINRA
Education
Muskingum College 2000 — 2004
Frank Gately's Financial West Group Experience January 2007 - January 2009
Job Project Controls at US Army Corps of Engineers
Industry Military
Experience
US Army Corps of Engineers October 2010 - July 2011
Barnhart School August 2007 - June 2010
Financial West Group January 2007 - January 2009
Clearwater Bagel Company January 1994 - November 1999
Education
California State Polytechnic University-Pomona
BA, English
California State Polytechnic University-Pomona
Teaching Credential, California State Multiple Subject Teaching Credential.
US Army Corps of Engineers October 2010 - July 2011
Barnhart School August 2007 - June 2010
Financial West Group January 2007 - January 2009
Clearwater Bagel Company January 1994 - November 1999
Education
California State Polytechnic University-Pomona
BA, English
California State Polytechnic University-Pomona
Teaching Credential, California State Multiple Subject Teaching Credential.
Stan Dungca's Financial West Group Experience May 2013 - Present
Job Operations/IT at Financial West Group
Industry Retail
Experience
Financial West Group May 2013 - Present
Kohl's Department Stores August 2007 - May 2013
Skills
Retail, Store Management
Education
University of Maryland Baltimore County 1998 — 2001
Computer Science
Financial West Group May 2013 - Present
Kohl's Department Stores August 2007 - May 2013
Skills
Retail, Store Management
Education
University of Maryland Baltimore County 1998 — 2001
Computer Science
Ed McClaskey's Financial West Group Experience February 1999 - September 2009
Job Territory Manager at Waste Management
Industry Environmental Services
Experience
Waste Management December 2011 - Present
Financial West Group February 1999 - September 2009
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, Strategic Planning, Sales
Education
San Diego State University-California State University 1989 — 1994
Bachelor of Science (B.S.), Finance/Economics
Waste Management December 2011 - Present
Financial West Group February 1999 - September 2009
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, Strategic Planning, Sales
Education
San Diego State University-California State University 1989 — 1994
Bachelor of Science (B.S.), Finance/Economics
Jeff Alstot's Financial West Group Experience December 2013 - Present
Job Junior Associate at Financial West Group
Industry Financial Services
Experience
Financial West Group December 2013 - Present
Target October 2012 - November 2013
Financial West Group September 2010 - March 2012
Moorpark Country Club October 2009 - August 2010
Skills
Microsoft Word, Leadership, Microsoft Excel, Microsoft Office, Customer Service
Education
Azusa Pacific University 2007 — 2009
Bachelor of Arts (B.A.), Business Administration
Moorpark College 2005 — 2007
Financial West Group December 2013 - Present
Target October 2012 - November 2013
Financial West Group September 2010 - March 2012
Moorpark Country Club October 2009 - August 2010
Skills
Microsoft Word, Leadership, Microsoft Excel, Microsoft Office, Customer Service
Education
Azusa Pacific University 2007 — 2009
Bachelor of Arts (B.A.), Business Administration
Moorpark College 2005 — 2007
Jeffrey Kusich's Financial West Group Experience October 2012 - Present
Job VP Business Development at Financial West Group
Industry
Experience
Financial West Group October 2012 - Present
Education
California University of Pennsylvania 2006 — 2009
Bachelor of Business Administration (B.B.A.)
Financial West Group October 2012 - Present
Education
California University of Pennsylvania 2006 — 2009
Bachelor of Business Administration (B.B.A.)
Daniel McFarlane's Financial West Group Experience October 2005 - Present
Job Investment adviser at Financial West Group
Industry Financial Services
Experience
Financial West Group October 2005 - Present
Skills
Investment Advisory, Retirement Planning, Asset Allocation, Series 7, Investment Strategies, Wealth Management
Education
University of California, Berkeley
Financial West Group October 2005 - Present
Skills
Investment Advisory, Retirement Planning, Asset Allocation, Series 7, Investment Strategies, Wealth Management
Education
University of California, Berkeley
arthur edelman's Financial West Group Experience v pubsfinancialservicesFebruary 1985 - January 2015
Job Wealth Manager at Financial West Group
Industry Financial Services
Experience
Financial West Group v pubsfinancialservicesFebruary 1985 - January 2015
Education
University of California, Los Angeles
Mba, Business
Financial West Group v pubsfinancialservicesFebruary 1985 - January 2015
Education
University of California, Los Angeles
Mba, Business