Experience
Nu-Devco Partners   May 2015 - Present
Marlin Midstream Partners, LP  May 2014 - May 2015
Wunderlich Securities   August 2012 - May 2014
Crowd Pleasers Dance Camps, Inc   May 2009 - August 2011
Mustang Gas Compression   May 2008 - August 2008

Skills
Marketing, Recruiting, Management, Human Resources, Banking, PowerPoint, Microsoft Excel, Microsoft Office, Event Planning, Microsoft Word, Project Planning, Social Media, Customer Service, Social Networking, Facebook, Outlook, Social Media Marketing, Public Relations, Research, Sales, Event Management

Education
Texas A&M University   2008 — 2012
Bachelor of Arts, Psychology

Experience
Channing Capital Management, LLC   October 2013 - Present
Robert W. Baird & Co. Inc.   August 2010 - September 2013
Wunderlich Securities   2009 - 2010
Capital Management Group  August 2001 - January 2008

Skills
Trading, Equities, CRM, Series 7, Asset Management, Securities, Mutual Funds, Series 63, Investments, Asset Allocation, Alternative Investments, Portfolio Management, Wealth Management, Hedge Funds, Investment Strategies, Series 24, Series 66, Series 55, Claritas Investment...

Education
Menomonee Falls High School   1986 — 1990
Diploma, General Studies

DePaul University
Organizational Management

Experience
Gray & Company  May 2013 - Present
Wunderlich Securities   August 2011 - March 2013

Skills
Financial Modeling, Financial Analysis, Research, Valuation, Investments, Securities, Equities, Capital Markets, Portfolio Management, Equity Research, Asset Management

Education
University of Mississippi School of Law   2008 — 2011
J.D.

Louisiana State University   2004 — 2008
B.A.

Experience
Quatrro  November 2014 - Present
Thomson Reuters  September 2014 - November 2014
City Colleges of Chicago  July 2014 - September 2014
GoPicnic  April 2013 - May 2014
Wunderlich Securities   May 2012 - March 2013
JPMorgan Chase  January 2012 - May 2012
JPMorganChase  May 2010 - January 2012
EXPRESS  May 2007 - December 2010
Northwestern Mutual  August 2009 - May 2010
Louisville Metro Government  May 2009 - December 2009

Skills
Investments, Finance, Leadership, Commercial Banking, Wealth Management, Financial Analysis, Access, Series 7, Accounting, Analysis, Series 63, Marketing, Banking, MS Project, Budgets, Financial Services, Microsoft Word, Training, Microsoft Excel, Sales, Loans, Word, Excel, NetSuite, PeopleSoft

Education
Keller Graduate School of Management of DeVry University   2012 — 2014
MBA

University of Louisville   2007 — 2009
Bacherlor's

University of Illinois at Urbana-Champaign   2005 — 2006

Experience
Wunderlich Securities   March 2009 - Present
SE Michigan Mensa   May 2008 - April 2011
Smith Barney  September 2004 - February 2009
Quick & Reilly  October 2002 - September 2004
Morgan Stanley  May 1999 - October 2002
Benjamin Moore & Co.   1977 - 1991

Skills
Wealth Management, Series 7, Investments, Asset Management, Asset Allocation, Portfolio Management, Equities, Retirement Planning, Retirement, Financial Advisory, Series 63, Asset Managment, Mutual Funds, Mergers & Acquisitions, Leadership, Alternative Investments, Investment Strategies, Finance, Strategic Financial..., Investment Advisory, FINRA, Wealth, Hedge Funds, 401k, Fixed Income, Series 24, Bonds, Securities, Estate Planning, IRAs, Series 65, Fixed Annuities, Financial Services, Separately Managed...

Education
Northwestern University - Kellogg School of Management   1986 — 1991
Master of Management, Marketing, Finance

University of Wisconsin-Madison   1968 — 1972
BA, Political Science

Riverside University High School ~ Milwaukee, WI   1964 — 1968
Diploma, College Prep

Experience
Wunderlich Securities   2014 - Present
Gerber/Taylor Management Co.   2006 - 2014
FMT Capital Management   2004 - 2006
FedEx Corporation  2001 - 2004
FedEx Express  1999 - 2001
Arthur Andersen, LLP  1996 - 1999

Skills
Hedge Funds, Financial Analysis, Tax, Accounting, Due Diligence, Financial Reporting, Corporate Tax, Valuation, Auditing, Income Tax, Investments, Asset Allocation, Alternative Investments

Education
Christian Brothers University
Master of Business Administration (M.B.A.), Accountancy

Mississippi State University
B.B.A, Banking and Finance & Management

GHS

Experience
Wunderlich Securities   February 2012 - August 2013
Massachusetts Mutual Insurance   August 2006 - August 2009
Morgan Stanley  January 2000 - January 2006
Carr Futures Inc   January 1996 - January 1999
Fuji Securities, Inc  January 1987 - January 1996
ACLI Futures Inc   August 1982 - July 1986
Shearson Lehman Brothers Inc  January 1984 - January 1986
Refco Futures, Inc   January 1982 - January 1984
ContiCommodity Services Inc   January 1978 - January 1981

Skills
Military History, Asset Management, Public Speaking, Research, Sales

Education
Lake Forest College   1976 — 1978
BA, International Relations/European History

University of Denver   1971 — 1975
None, History

Berkshire School   1967 — 1971
HS

Latin School of Chicago   1957 — 1967

Experience
Wunderlich Securities   2010 - Present
RBC Capital Markets  March 2009 - October 2010
Ferris, Baker Watts, LLC   January 2001 - March 2009
Ann Arbor Business Review   2005 - 2009
Raymond James Financial Inc.  September 1999 - February 2001

Skills
Traditional IRA, Roth IRA

Education
Eastern Michigan University   1975 — 1979
Bachelor of Arts (B.A.), Music Education

Experience
Wunderlich Securities   August 2014 - Present
C&C Auctions and Estate Sales   January 2013 - Present
Cellular World Corporate Office  January 2014 - August 2014
NewWave Link  May 2007 - January 2014
Net-Works South   September 2006 - May 2007
Allison Rodgers Photography   September 2004 - July 2006
Youth Villages  April 2001 - October 2003
Sacred Heart Southern Missions  March 1999 - April 2001
Crye-Leike Realtors, Inc.   May 1995 - March 1999
ATS Telephone & Data Systems   June 1990 - May 1995

Skills
Inventory Management, Retail, Strategic Partnerships, Sales Operations, Telecommunications, Team Building, Sales Management, Purchasing, Process Improvement, Sales, Team Leadership, Forecasting, Product Management, M2M, Microsoft Office, Leadership, Management, Account Management

Education
Christian Brothers University   1987 — 1991
Bachelor of Science, Telecommunications and Information Systems Management, 3.17

Raleigh Egypt High School   1983 — 1987
Diploma, Math, 4.2

Experience
Wunderlich Securities   October 2010 - Present
RBC Wealth Management  March 2008 - October 2010
Ferris, Baker Watts  October 2005 - March 2008
Comerica Securities  1994 - 2005

Skills
Equities, Alternative Investments, Series 65, Investment Strategies, Uniform Combined State..., Asset Management, Fixed Annuities, FINRA, Mutual Funds, Finance

Education
College for Financial Planning   2003 — 2004
AAMS

Wayne State University   1981 — 1985
Liberal Arts and Sciences, General Studies and Humanities

St. Agatha High School   1977 — 1981

Experience
Moneta Group  September 2006 - Present
Argent Capital Management  September 2006 - Present
MetLife Resources  May 2004 - September 2006
Wunderlich Securities   September 2001 - May 2004

Education
Southwestern Illinois College

Experience
Morgan Stanley  March 2013 - Present
ICMA-RC  March 2012 - March 2013
Doggywalker.com  November 2011 - March 2012
Wunderlich Securities   June 2011 - October 2011
BesTemps   January 2011 - May 2011
Salisbury University  September 2010 - May 2011
Salisbury University  September 2010 - December 2010
Salisbury University  January 2010 - January 2010
Salisbury University  August 2009 - August 2009
Moyaone Community Pool   June 2005 - September 2008

Skills
Microsoft Office, Google Docs, PeopleSoft, BD Vision, BlueMatrix

Education
Salisbury   2007 — 2011
for Bachelor of Science, Finance, Management; Finance, and Information Systems

Salisbury University   2007 — 2011
Bachelor of Science, Finance and Managment

Salisbury University - Perdue School of Business   2007 — 2011
Bachelor of Science, Finance and Managment

Queen Anne School   2000 — 2007

Experience
VGT  August 2014 - Present
Wunderlich Securities   June 2013 - August 2014
Northcoast Research  January 2013 - June 2013
AVONDALE PARTNERS LLC  May 2012 - December 2012

Skills
Investments, Leadership, VBA, Microsoft Excel, Financial Modeling, Analysis, Equities, Social Media, Financial Analysis, Research

Education
Middle Tennessee State University   2008 — 2012
Bachelor of Business Administration Degree, Business Finance; Business Administration

Experience
HomeAgain  April 2015 - Present
ClearTrail Capital LLC   August 2014 - Present
Shelter Legal Services  July 2009 - May 2015
Wunderlich Securities   November 2010 - July 2014
Anderson & Strudwick  July 2008 - November 2010
Ferris, Baker Watts  March 2006 - June 2008
GE Energy Financial Services  July 2003 - February 2006
GE Healthcare Financial Services  January 2003 - June 2003
GE Global Sponsor Finance – Private Equity Investments   June 2002 - December 2002
BAE SYSTEMS NORTH AMERICA  June 2001 - December 2001

Skills
Private Equity, Equities, Financial Modeling, Investments, Mergers, Valuation, Strategy, Mergers & Acquisitions, Investment Banking, Corporate Finance, Management, IPO

Education
The College of William and Mary - The Mason School of Business   2000 — 2002
MBA, Finance

United States Military Academy at West Point   1990 — 1994

Norfolk Academy

Experience
Wunderlich Securities   2010 - Present

Education
Indiana University - Kelley School of Business   1968 — 1970
Master of Business Administration (MBA), Finance, General

University of Dayton   1964 — 1968
Bachelor's Degree, Business Management

Experience
AXIS Capital  2011 - Present
AXIS Capital  2010 - 2011
Wunderlich Securities   2009 - 2010
KeyBanc Capital Markets  2005 - 2009
Advest, Inc.   1998 - 2005
PwC  1991 - 1998
Mutual of America  1988 - 1991

Skills
Reinsurance, Insurance, Corporate Finance, Property & Casualty..., Finance, Financial Analysis, Financial Reporting, Strategic Planning, Due Diligence, Operations Management, Business Strategy, Investment Banking, Mergers & Acquisitions, Management, Mergers, Auditing, Banking

Education
Columbia University - Columbia Business School
MBA, Finance

Villanova University
B.S., Accountancy

Experience
Loftus & O'Meara Staffing   August 2012 - Present
Season's Harvest   November 2012 - December 2012
Thomas Master   April 2012 - July 2012
Columbia College Chicago  May 2009 - May 2012
Harbert House Bed, Breakfast and Catering   June 2012 - 2012
eFollett®  August 2011 - September 2011
Wunderlich Securities   August 2010 - September 2010
Wheaton College Library   January 2008 - May 2009

Education
Columbia College Chicago   2009 — 2012
Bachelor's Degree, Creative Writing

Experience
OCC  April 2014 - Present
Self Employed  September 2013 - November 2013
Belltower Books  April 2013 - May 2013
Wunderlich Securities   June 2012 - August 2012
Stonebridge Advisors   June 2011 - August 2011
Wilmette Park District  May 2011 - August 2011
Wilmette Park District  May 2010 - August 2010
Vector Marketing  May 2009 - August 2009
Newedge  April 2009 - May 2009
Wilmette Park District  May 2008 - August 2008

Skills
Critical Thinking, Time Management, Networking, Leadership, Analysis, Teamwork, Building Relationships, Direct Sales, Team Leadership, Customer Satisfaction, Training, Sales Presentations, Bloomberg Terminal, Written & Oral..., Microsoft Excel, PowerPoint, Analytical Skills, Financial Accounting, Microsoft Word, Interpersonal Skill, Volunteering, Customer Service, Sales, Social Skills, Public Speaking, LinkedIn, Options, Mentoring, Outlook, Reconciliation, Back Office

Education
The University of Chicago
Graduate Student at Large Business

Rollins College   2009 — 2013
Bachelor's Degree, Economics

New Trier High School   2005 — 2009
High School Diploma

Experience
Wunderlich Securities   July 2013 - Present
David A. Noyes & Co.   April 2009 - July 2013
UBS Financial Services  January 2006 - April 2009
Treasury Strategies  September 2001 - May 2005
Bearing Point  1998 - 2001
FIrst National Bank of Chicago  1983 - 1990

Skills
Wealth Management, Comprehensive financial..., Risk mitigation, Capital preservation, Retirement income..., Investments, Financial Goals

Education
Loyola University of Chicago
MBA, Financial Management

University of Notre Dame
BBA, Finance

St Mary's College
Business

Experience
Wunderlich Securities   July 2000 - Present

Skills
Investments

Education
Mississippi State University   1994 — 1999
B.S., Agricultural Economics

Experience
Wunderlich Securities   May 2012 - Present
Ziegler  June 2009 - May 2012
Smith Barney  April 2003 - June 2009
Morgan Stanley  April 2001 - March 2003
Wild Flavors  June 1982 - September 2000

Skills
Financial Planning, Wealth Management, Alternative Investments, Retirement Planning, Investments, Asset Allocation, Bonds, 401k, Investment Advisory, Annuities, Retirement, Strategic Financial..., Fixed Annuities, Fixed Income, Financial Services

Education
Macalester College   1974 — 1978
BS, psychology

Wyoming High School   1970 — 1974

Experience
Curian Capital  January 2013 - Present
Curian Capital  January 2012 - December 2012
Steve Hansen and Associates   November 2009 - December 2010
Wunderlich Securities   November 2009 - June 2010
Lipper  2009 - 2009
Bellco Credit Union  April 2001 - June 2008
CUSO Financial Services, L.P.   April 2001 - June 2008
Gateway Services Group, LLC   April 2001 - June 2008
King Soopers  June 1997 - October 2001

Skills
Outlook, Word, PowerPoint, Mutual Funds, Customer Service, Microsoft Office, Excel, Investments, Insurance, Financial Analysis, Financial Planning, Series 6, Banking, Financial Services, Time Management, Fixed Annuities, Portfolio Management, Training, Sales, Securities, Microsoft Word, Strategic Financial..., Microsoft Excel, Financial Advisory, Access, Management, Retirement, IRAs, Accounting

Education
University of Denver   2009 — 2011
BBA, Business Administration

Community College of Denver   2000 — 2009
Associate of Arts, Business Administration

Experience
Hi Five Pics   January 2012 - Present
Heartland Payment Systems  April 2014 - April 2015
Wunderlich Securities   February 2012 - April 2013
Alaris Trading Partners/ Concept Capital Markets   January 2009 - December 2011
Smith Barney  December 2006 - January 2009
Spear Leeds and Kellogg / Goldman Sachs   1994 - December 2005
Bordenabe Photography   May 1995 - 2005
Bank of Tokyo  1989 - 1994
Dollar Dry Dock   1988 - 1989
Powers Research   1986 - 1988

Skills
Fixed Income, Hedge Funds, Equities, Alternative Investments, Portfolio Management, Investments, Trading, Capital Markets, Asset Management, Finance, Financial Services, Securities, Investment Banking, Banking, Prime Brokerage, Options, Client Relations, Problem Solving, Credit Cards, Human Resources, Payroll, Cash Flow, Marketing Strategy

Education
New Jersey City University
BS, Finance

Fairleigh Dickinson University
Certificate, CFP

Experience
Dorsey, Wright & Associates   July 2013 - Present
www.bo-parrish.com   September 2012 - Present
Wunderlich Securities   July 2012 - July 2013
Research Financial Strategies   March 2011 - July 2012
Prosperity Planning   October 2010 - April 2011
Morgan Keegan  September 2003 - October 2010

Skills
Public Speaking, Writing, Consulting, Financial Coaching, Technical Analysis, Investments, Wealth Management, Asset Allocation, Risk Management, Received formal..., Investment Research, Investment Strategies, Financial Services, Strategic Planning, Equities, Portfolio Management, Finance, Retirement

Education
Auburn University, College of Business   1998 — 2002
Bachelor's degree, Finance

Franklin Road Academy   1996 — 1998

Experience
Wunderlich Securities   October 2010 - Present
RBC Wealth Management  March 2009 - October 2010
Ferris, Baker Watts, Inc.   January 2001 - March 2009
City of Plymouth, Michigan  November 1997 - November 2001
Raymond James Financial Inc.  September 1999 - February 2001
Roney & Company LLC   June 1989 - September 1999
Korn, Womack and Stern- Hamilton Investments   1986 - 1989

Skills
Sorry But due to FINRA, guidelines I CANNOT, Endorse or be Endorsed, on Linked In service, Wealth Management, Securities, Mutual Funds, Retirement Planning, Variable Annuities, Fixed Annuities, Certified Financial..., Diversification, Economics, Stocks, Municipal Bonds, Corporate Notes and..., Investments, Series 7, Finance, Retirement, Financial Services, Estate Planning, Asset Allocation, Financial Planning

Education
College for Financial Planning   1992 — 1994
CFP® Professional Education Program, Certified Financial Planner

Western Michigan University   1982 — 1985
Bachelor of Business Administration, Finance, Economics & General Business

Harrison High School

Experience
Wunderlich Securities (fka Banc of Manhattan Capital)   March 2013 - Present
Hudson Advisors, LLC  February 2012 - December 2012
Performance Trust Capital Partners  September 2009 - February 2012
Xzerta, LLC   October 2008 - August 2009
The Winter Group  September 2006 - September 2008
AION Mortgage Corporation   January 2002 - September 2006
ABN AMRO  July 2000 - January 2002
Wunderlich Securities   January 2000 - July 2000
Hanover Capital Partners   November 1996 - January 2000
Norwest Mortgage Corporation   January 1994 - November 1996

Skills
Underwriting, FHA, Management, Alt A, Subprime, Payroll, Capital Markets, Loan Origination, Mortgage Lending, Loans, Asset Managment, Valuation, Fixed Income, Securitization, Due Diligence, Mortgage Banking, Commercial Lending, Investments, Commercial Mortgages, Financial Institutions, Banking, Credit, Finance, Funding, Portfolio Management, Structured Finance, Trading

Education
Marquette University
BA, Psychology

Experience
Wunderlich Securities   May 2010 - Present
UBS Financial  2007 - 2010
Piper Jaffray  2005 - 2007
RBC Dain Rauscher  1994 - 2003
Kemper Securities  1993 - 1994

Skills
Coaching, Recruiting, General Management, Financial Planning, Wealth Management, Insurance, Experienced Branch...

Education
Northwestern University - Kellogg School of Management   1978 — 1980
MM, Finance

Dartmouth College   1972 — 1976

Experience
David A. Noyes & Co.   May 2014 - Present
Wunderlich Securities   November 2010 - April 2014
The GMS Group  2005 - 2010

Skills
Investments, Bonds, Fixed Income, Securities, Series 7

Education
Illinois State University   1996 — 2001
BS, Finance

Experience
Wunderlich Securities   May 2012 - Present
Morgan Keegan  2007 - May 2012
Morgan Keegan  2005 - 2007
Morgan Keegan  1998 - 2004
PricewaterhouseCoopers  1998 - 1998

Skills
Series 7, Memphis In May BBQ Team..., 2nd Presbyterian Church..., Series 66, Insurance, Financial planning

Education
University of Pennsylvania - The Wharton School   2013 — 2015
Securities Industry Institute - SIFMA

Christian Brothers University   2003 — 2004
Executive Certificate, Financial Planning Services

Christian Brothers University   1997 — 1998
MBA, Finance

University of Tennessee-Knoxville   1991 — 1995
BA, History and Political Science

ECS   1987 — 1991
Humanities, Arts

Experience
JDByrider  December 2014 - Present
Lincare  December 2012 - December 2014
Pioneer Investments  May 2011 - October 2011
Wunderlich Securities   November 2010 - April 2011

Skills
Medical Sales

Education
Rensselaer Polytechnic Institute   2006 — 2008
MGMT, MGMT and Finance

Experience
Wunderlich Securities   2015 - Present
Moss Adams Capital LLC  2011 - 2014
Bainbridge Capital  2010 - 2011
Waveland Capital Group  2010 - 2010
UBS Wealth Management  2009 - 2010
Torrey Pines Securities   2009 - 2009

Skills
Corporate Finance, Business Valuation, Accounting, Leadership, Microsoft Excel, Financial Analysis, Private Equity, Mergers & Acquisitions, Investment Banking, Due Diligence, Investments

Education
San Diego State University-California State University   2008 — 2011
BS, Finance

Experience
Wunderlich Securities   January 2012 - Present
Raymond James Financial Inc.  April 2011 - January 2012
Howe Barnes Hoefer & Arnett  September 2005 - June 2011
Morgan Stanley DW Inc  April 1999 - September 2005

Skills
Financial Planning, Retirement Planning, Retirement Income..., Private Wealth..., Investments, Asset Allocation, Portfolio Management, Financial Advice, Mutual Funds, Separately Managed..., Equities, Equity Research, Fixed Income Products, Options, College Savings Plans, Whole Life, Term Life Insurance, Long Term Care, IRA Rollovers, IRA's, Annuities, Estate Planning, Commodities, ETFs, Money Market, Long-term Care, Strategic Financial..., IRAs, Asset Management

Education
DePaul University   2002 — 2003
Certificate Program in Financial Planning, Finance

Michigan State University   1987 — 1991
Bachelor of Science, Economics and Management

Experience
ED&F MAN Capital Markets Ltd  May 2015 - Present
Wunderlich Securities   March 2014 - May 2015
Banc Of Manhattan/Capital  July 2013 - March 2014
Credit Suisse  February 2004 - July 2013

Skills
Fixed Income, Bloomberg, Financial Markets, Securities, Investment Banking, Trading, MBS, Series 7, Investments, Bonds

Education
Villanova University   2001 — 2003
Bachelor of Arts (B.A.), Liberal Arts / Economics

Manhattan College   1999 — 2001
Bachelor of Business Administration (B.B.A.), Finance, General

Experience
Salesforce  February 2015 - Present
salesforce.com  February 2014 - January 2015
salesforce.com  September 2013 - February 2014
Genius (Rap Genius)   January 2012 - May 2013
New York Life Insurance Company  May 2011 - August 2011
Wunderlich Securities   May 2010 - August 2010

Skills
Social Media, Market Research, PowerPoint, Microsoft Word, Microsoft Office, Marketing Strategy, Economics, Microsoft Excel, Investments, French, Marketing, Blogging, Research, Public Speaking, Final Cut Pro, Radian6, Adobe InDesign, Adobe Photoshop, Stata, Financial Analysis, iMovie, Sales, Enterprise Technology..., CRM, SaaS, Entrepreneurship, Salesforce.com, Hoovers, Data.com, Jigsaw, Poise

Education
Brown University   2010 — 2013
Bachelor of Arts, Economics

Emory University   2009 — 2010
B.A., Physics and Economics

Rhode Island School of Design   2013 — 2013

Experience
THG Consultants   September 2015 - Present
Wellington Shields & Co., LLC   September 2013 - January 2014
Wunderlich Securities   March 2010 - April 2012
FTN EQUITY CAPITAL MARKETS, New York, NY   September 2005 - February 2010
CITIGROUP SMITH BARNEY  May 2003 - September 2005
Credit Suisse First Boston  January 1997 - April 2003
Alex Brown & Sons  1990 - 1996
Alex Brown & Sons  1990 - 1996
Alex Brown & Sons  1990 - 1996

Skills
Hedge Funds, Capital Markets, Institutional..., Series 7, Securities, Portfolio Management, Financial Services, Financial Advisory, Equities, Financial Modeling, Investments, Investment Banking, Training, Equity Research, Series 63, Leveraged Finance, Management, Sales Management, Sales, Mutual Funds, Recruiting, Equity Capital Markets, Financial Analysis, Pension Funds, Valuation, Strategic Planning, Private Equity, Bloomberg, Alternative Investments

Education
Adelphi University   1969 — 1972
BBA, Cum Laude, Business Administration

Experience
KPMG  July 2014 - Present
Rothstein Kass  November 2013 - June 2014
Park Place Dealerships  May 2013 - November 2013
The Ward Group, Inc.   October 2012 - May 2013
Rothstein Kass  January 2012 - March 2012
Kappa Sigma Fraternity  May 2010 - May 2011
Wunderlich Securities   December 2009 - January 2010
Vector Marketing Company  May 2009 - November 2009

Skills
Financial Analysis, Microsoft Excel, Accounting, Auditing, Leadership, Financial Reporting, Microsoft Word, Financial Statements, Finance, Financial Modeling, Microsoft Office, Sales, PowerPoint, Financial Accounting, Forecasting, Investments, Getting to Yes

Education
The University of Texas at Dallas   2012 — 2013
Master of Science (MS), Accounting

Southern Methodist University - Cox School of Business   2008 — 2012
Bachelor of Business Administration, Accounting

Experience
Roth Capital Partners  October 2013 - Present
Wunderlich Securities   August 2011 - October 2013
Signal Hill Capital  June 2010 - July 2011
Canaccord Adams  June 2007 - May 2010
Broadpoint Capital (First Albany Capital)   April 2005 - June 2007
Roth Capital Partners  2003 - 2005

Skills
SaaS, Enterprise Software, Equity Research, Equities, Capital Markets, Valuation, Equity Valuation, Financial Modeling, Investment Banking, Bloomberg, Hedge Funds, Investments, Fixed Income

Education
Angelo State University   1990 — 1994
Bachelor of Business Administration, Finance & Real Estate Double Major

Experience
Wunderlich Securities   March 2014 - Present
Banc Of Manhattan/Capital  June 2010 - March 2014
State Street Bank  July 2008 - June 2010
Countrywide  June 2007 - August 2007
Coe Capital Management  2006 - 2006

Skills
spec pools, non-agency, subprime, Bberg, Intex, ABSNet, Structured Products, Fixed Income, Bloomberg, Securitization, Financial Analysis, Capital Markets, Valuation, Series 7, MBS, Alternative Investments, Securities, Hedge Funds, Structured Finance

Education
Harvard University   2004 — 2008
Bachelors, Ecnomics

Marina High School

Experience
Wunderlich Securities   November 2014 - Present
Sterne Agee  August 2007 - August 2014
Piper Jaffray  2005 - 2007
Merrill Lynch  March 1993 - September 2002

Skills
Investments, Series 7, Valuation, Asset Management, Bonds, Finance, Structured Finance, ABS, Fixed Income, Bloomberg, Hedge Funds, CMBS

Education
University of Pennsylvania - The Wharton School   1989 — 1991
MBA, Finance

The George Washington University   1979 — 1983
BA, Psychology

Germantown Friends School

Experience
Wunderlich Securities   August 2015 - Present
Wright Investment Properties  January 2008 - August 2015
Gateway Group Personnel & Accountemps   January 2007 - January 2008
Land O' Lakes Inc. (IDD)   December 2005 - January 2007
ARS  January 2004 - December 2005
O'Connor Kenny Partners Inc.   2000 - 2005

Skills
Monthly Close Process, Hotel Management, Journal Entries, Mas 90, General Ledger, Hotels, Bank Reconciliation, Hospitality Industry, Year-end Close, Fixed Assets, Account Reconciliation, Cash Management, Accounting, Great Plains Software, Accounts Receivable, Accounts Payable, Budgets, Financial Statements, Variance Analysis, Payroll

Education
The University of Memphis
Accounting

Southwest Tennessee Community College
Associate's degree, Accounting

Experience
Cloudwords, Inc.   June 2015 - Present
Brownstone Investment Group  February 2014 - May 2015
KGS-Alpha Capital Markets, L.P.   February 2012 - January 2014
Wunderlich Securities   September 2011 - February 2012
NestWorth Inc   January 2011 - September 2011
MF Global  October 2009 - January 2011
Stone & Youngberg  April 2009 - October 2009
Braveco Ventures   October 2008 - April 2009
Raub Brock Capital Management   April 2006 - September 2008
FTN Financial  January 2005 - April 2006

Skills
Investments, Portfolio Management, Fixed Income, Equities, Asset Management, Capital Markets, Hedge Funds, Alternative Investments, Bloomberg, Securities

Education
Georgetown University   1986 — 1990

Tabor Academy   1982 — 1986
High School

Hollis

Experience
Fabricating Services, Inc.   March 2013 - Present
Wunderlich Securities   January 2001 - February 2013
Morgan Keegan & Company  1992 - 2000
Wolters Kluwer  July 1988 - May 1991

Skills
Mergers & Acquisitions, Finance, Middle Market, Growth Capital, Investment Banking, Capital Markets, Series 7, Valuation, Private Equity, Investments, Equities, Financial Modeling, Corporate Finance, Portfolio Management, Hedge Funds, Mergers, Business Valuation, LBO

Education
Emory University - Goizueta Business School   1991 — 1993
MBA, Finance

Millsaps College   1983 — 1987
BBA, Finance

Experience
CG Capital Markets, LLC   February 2015 - Present
Wunderlich Securities   March 2014 - February 2015
Banc Of Manhattan/Capital  July 2011 - March 2014
The PrinceRidge Group  May 2010 - July 2011
Maxim Group  February 2005 - May 2010

Skills
Fixed Income, MBS, Capital Markets, Hedge Funds, Bloomberg, Bonds, Structured Products, Structured Finance, Securitization, ABS, Portfolio Management, Credit, Series 7, Series 63, Trading, Loans, Alternative Investments, Securities, Residential Mortgages, CMBS, Finance, Derivatives, CDO, Loan Origination, Investments, Mortgage Lending, Trading Systems, Mortgage Banking, Institutional Sales

Education
Rutgers, The State University of New Jersey-Newark   2004 — 2007
B.Sc, Finance

Punjab University, Ludhiana, Punjab, India   1998 — 2001
BA, World Politics

Experience
Stifel Financial Corp.  July 2014 - Present
Wunderlich Securities, Inc.   October 2008 - July 2014
Wunderlich Securities   October 2008 - July 2012
Caris Company   June 2007 - October 2008
Friedman, Billings, Ramsey & Company, Inc.   May 2002 - March 2007
FBR Capital Markets  2002 - 2007
Credit Suisse  July 1999 - January 2002
Credit Suisse First Boston  January 1992 - July 1999
Robertson & Stephens   January 1991 - January 1992
Salomon Brothers  1986 - 1991

Education
Cornell University - Johnson Graduate School of Management   1985 — 1987
MBA

Widener University   1979 — 1981
BSE

Ursinus College   1977 — 1978

Experience
Wunderlich Securities   September 2011 - Present
Cantor Fitzgerald  May 2005 - September 2007
Citigroup  May 1998 - March 2005

Education
State University of New York College at Oneonta   1994 — 1998
BS, Business Economics and Finance

Experience
Sigma Financial Corporation  June 2006 - Present
Sigma Planning Corporation   June 2006 - Present
Morgan Stanley  January 2005 - May 2006
Wunderlich Securities   July 2003 - December 2004
Gaylord Container Corporation  June 1999 - June 2003
MacMillan Bloedel Packaging   May 1996 - May 1999
MacMillan Bloedel Packaging   1993 - 1996
MacMillan Bloedel Packaging   1985 - 1993

Education
Auburn University   1991 — 1995
MBA, Information Systems

University of Alabama   1979 — 1985
BS, Chemistry, Spanish, Music

Experience
Wunderlich Securities   March 2009 - Present
Stanford Group  February 2006 - February 2009
Davenport & Company LLC  January 2002 - January 2006
Tucker Anthony  October 1992 - October 2001

Skills
Series 7, Equities, Series 63, Equity Sales, Institutional, Capital Markets, Hedge Funds

Education
University of Virginia   1989 — 1991
Master's Degree, Foreign Affairs

Georgetown University   1985 — 1989
B.A., Government

Experience
Marathon Capital Management   August 2015 - Present
Wunderlich Securities   August 2011 - July 2015
Avondale Partners LLC  July 2005 - June 2011
Legg Mason  April 2001 - June 2003

Skills
Equities, Equity Research, Bloomberg, Series 7, Asset Managment, Series 63, Financial Markets, Alternative Investments, Capital Markets, Hedge Funds, Investments, Trading, Valuation, Asset Management, Wealth Management, Securities

Education
Georgetown University - The McDonough School of Business   2003 — 2005
MBA, Business Administration and Management, General

Sewanee-The University of the South   1996 — 2000
B.A., Economics

Experience
BMO Capital Markets  March 2013 - Present
ED&F Man  August 2012 - February 2013
Wunderlich Securities   February 2010 - September 2012
Wunderlich Securities   October 2008 - February 2010
Aksia  November 2007 - December 2009
Ernst & Young  2005 - 2007

Education
Georgetown University - The McDonough School of Business   2001 — 2005
Bachelor of Science, Finance, Accounting

University College Dublin   2004 — 2004
Commerce

Chaminade High School   1997 — 2001

Experience
Wunderlich Securities   Senior Vice PresidentWunderlich SecuritiesOctober 2007 - Present

Education
Indiana University Bloomington   1978 — 1980

Experience
Wunderlich Securities   September 2011 - July 2015
Waddell & Reed  March 2009 - December 2010
The Woodward Group  January 2000 - March 2009
Birchtree Financial Services Inc   April 1994 - November 1999

Skills
Due Diligence, Securities, Compliance, Supervisory Skills, Litigation Support

Education
Purdue University   1971 — 1975

Experience
Wunderlich Securities   November 2012 - Present
Sandler O'Neill + Partners LP   January 2011 - October 2012
Bank Hapoalim (NY)   November 2006 - January 2011
Allianz Global Investors  March 1995 - September 2005

Skills
Fixed Income, Bloomberg, Series 63, Capital Markets, Series 7, Equities, Alternative Investments, FX Options, Banking, Bonds, Hedge Funds, Investments, Portfolio Management, Securities, Structured Products, Swaps, Trading

Education
Penn State Smeal College of Business   1994 — 1996
Master of Business Administration (MBA)

Penn State University   1989 — 1993
Bachelor of Science (B.S.), Economics

Queen of Peace HS   1985 — 1988

Experience
Wunderlich Securities   January 2015 - Present
Dominick & Dominick LLC  January 2006 - January 2015
Credit-Suisse  December 2000 - February 2005
Donaldson, Lufkin & Jenrette   1990 - 2000

Education
Providence College   1984 — 1988
BA, Economics

Experience
Saratoga Springs Capital   October 2014 - Present
Cantor Fitzgerald  December 2013 - October 2014
Sterne Agee  January 2012 - December 2013
Wunderlich Securities   July 2011 - January 2012
Southwest Securities, Inc.   November 2009 - July 2011
CNBC  June 2008 - November 2009
Knight Capital Markets LLC   May 2007 - May 2008
Ryan Beck & Co.   April 2004 - November 2006
RBC  May 2001 - November 2004

Skills
Management, Strategy, Portfolio Management, Hedge Funds, Investments, Sales, Trading, Bonds, Risk Management, Options, Fixed Income, Investment Banking, Marketing, Negotiation, New Business Development, Series 7, Strategic Planning

Education
Rowan University   1989 — 1993
Bachelor of Applied Science (B.A.Sc.), Economics

Rowan University
B.S, Economics

Experience
Wunderlich Securities   March 2011 - Present
Merriman Capital, Inc.   September 2004 - March 2011
Natexis Bleichroeder Inc   February 1998 - September 2004
Lehman Brothers  May 1993 - January 1998

Education
Boston University
Bachelor's Degree, Finance, General

Experience
R. Seelaus & Co., Inc.   March 2015 - Present
Wunderlich Securities   August 2013 - March 2015
Southwest Securities  October 2009 - July 2013
Chicago Youth Lacrosse  April 2009 - June 2013
Wells Fargo Investments  March 2006 - October 2009

Skills
Series 7, Finance, Bloomberg, Series 63, Bloomberg Terminal, Uniform Combined State..., Investments, FINRA, Market Access, Microsoft Excel, Microsoft Office, Municipal Bonds

Education
St. Lawrence University   2001 — 2005

Experience
Sterne, Agee & Leach, Inc.   December 2013 - Present
Wunderlich Securities   December 2009 - December 2013
Howe Barnes Hoefer & Arnett  June 2005 - December 2009
Chicago Board Options Exchange  May 2002 - June 2005
Chicago Board Options Exchange  December 1997 - May 2002
Gimbel Abrams & Singer  February 1996 - December 1997
Philip Rootberg & Company  January 1994 - February 1996

Education
Northwestern University - Kellogg School of Management   2000 — 2002
MBA, Finance, Org. Behavior & Marketing

Indiana State University   1989 — 1993
BS, Accounting

Experience
Live Oak Management Fund, I   February 2012 - Present
FBSciences, Inc.   October 2007 - November 2011
Wunderlich Securities   June 2004 - October 2007
Bass, Berry & Sims   May 1999 - June 2004
Baker Donelson  March 1997 - May 1999
Glankler Brown, PLLC  August 1992 - March 1997

Skills
Securities Regulation, Capital Markets, Corporate Governance, Venture Capital, Investments, Bankruptcy, Corporate Finance, Trusts, Private Placements, Mergers & Acquisitions

Education
Southern Methodist University Dedman School of Law   1994 — 1995
LLM, Taxation

Tulane University Law School   1989 — 1992
JD, Law

University of North Carolina at Chapel Hill   1983 — 1987
BA, Economics, History

Baylor   1979 — 1983

Experience
Wunderlich Securities   June 2007 - Present
FPA of Greater Memphis   2013 - Present
3 Shades of Blue   2006 - Present
Smith Barney  August 1994 - June 2007

Skills
Retirement Planning, Financial Planning, Investments, Asset Management, Estate Planning, Series 7, Wealth Management, Investment Advisory, Portfolio Management, Financial Advisory, Asset Allocation, Annuities, Mutual Funds, Financial Analysis, Equities, Retirement, Investment Strategies, Securities, Series 63, Insurance, Fixed Income, Wealth, Bonds, Risk Management, Trusts, Options, Long Term Care, Alternative Investments, Insurance Planning, IRA's, Financial Modeling, Capital Markets, 401k, Comprehensive Wealth..., Financial Advice, Personal Finance, Hedge Funds, Business Planning, Pensions, Compliance, Retirement Income..., Succession Planning, Employee Benefits, Disability Insurance, Series 24, Wealth Accumulation, Private Banking, Tax, Private Wealth..., Finance

Education
The University of Memphis   1993 — 1994
Finance, Financial Services

Southern Methodist University   1980 — 1985
Journalism, Political Science, Philosophy

The Baylor School   1976 — 1980

The Baylor School

Experience
Invictus Consulting Group, LLC  May 2014 - March 2015
The Sinon Group   June 2008 - April 2014
Wunderlich Securities   October 2007 - June 2008
BGC Partners  September 2004 - February 2007
Eurobrokers  June 2002 - September 2004
Natsource Inc. LLC   March 2001 - October 2001
Liberty Brokerage  September 1986 - November 2000

Skills
Fixed Income, Government Securities, Hedge Funds, Bonds, Credit, Trading, Series 63, Bloomberg, Securities, Financial Markets, Equities, Options, Derivatives, Capital Markets, Electronic Trading, Alternative Investments, Banking

Education
LIU Post
BS, Accounting

Experience
Citeline, Inc.   January 2013 - Present
Informa  January 2013 - Present
Wunderlich Securities   May 2011 - January 2012
Natixis  July 2007 - May 2011
Ladenburg Thalmann  2005 - 2007

Skills
Financial Modeling, Venture Capital, Valuation, Mergers & Acquisitions, Financial Analysis, Private Equity, Investment Banking, Capital Markets, Equities, Management, Strategy, Investments, Market Research, Corporate Finance, Hedge Funds, Portfolio Management, Finance, Data Analysis, Due Diligence, Analysis

Education
Emory University - Goizueta Business School   2001 — 2005
bba, finance

Experience
Wunderlich Securities   May 2014 - Present
Grant Thornton LLP  June 2012 - May 2014
Grant Thornton LLP  January 2011 - June 2012
Grant Thornton LLP  May 2010 - August 2010

Skills
Restructuring, Business Valuation, Financial Analysis, Financial Modeling, Corporate Advisory, Corporate Finance, Mergers & Acquisitions, Due Diligence, US GAAP, Private Equity

Education
Baylor University - Hankamer School of Business   2009 — 2010
MBA, Finance

Baylor University   2004 — 2008
B.S., Mechanical Engineering

Experience
Wunderlich Securities   July 2010 - Present
Jesup & Lamont  November 2008 - July 2010
Financial Northeastern Companies  September 1992 - December 2008

Skills
Securities

Education
Muhlenberg College
Bachelor of Arts (B.A.), Accounting

Experience
Wunderlich Securities   October 2013 - Present
Raymond James Financial Inc.  February 2012 - September 2013
Raymond James / Morgan Keegan   June 2011 - February 2012
Morgan Keegan & Company, Inc.   March 2008 - June 2011
First Tennessee Brokerage / First Horizon Investment Services   January 2004 - March 2008
First Tennessee Brokerage / First Horizon Investment Services   December 2000 - December 2003

Skills
Securities, Risk Management, Series 24, Financial Risk, Series 7, Series 63, Finance, Compliance Regulations, Insurance, Banking, Loans, Investments, General Securities..., Sales Management, Personnel Supervision, Series 65, Investment Sales, Investment Advisory, Bank Management, Financial Advisory, Credit, Soccer Coaching

Education
Auburn University   1989 — 1993
Bachelor of Science in Business Administration, Finance

Experience
Wunderlich Securities   September 2015 - Present
Avatar Securities, LLC  April 2015 - June 2015
William Blair & Company  December 2012 - November 2014
Citadel Securities Inc   August 2010 - August 2011
Weeden & Co.   September 2009 - August 2010
Credit Suisse First Boston  July 2007 - December 2008
Merrill Lynch  January 1994 - May 2007

Skills
Equity Derivatives, Equity Trading, Electronic Trading, Hedge Funds, Equities, Trading Systems, Series 7, Options, Series 63, Bloomberg, Derivatives, Capital Markets, Fixed Income, Investment Banking, Portfolio Management, Trading, Credit Derivatives, Finance, Management

Education
Rutgers University – Camden   1986 — 1990
BS, Business

Experience
Wunderlich Securities   October 2014 - Present
Wunderlich Securities   June 2010 - July 2012
Ferris, Baker Watts, Inc.   December 1999 - June 2008

Skills
Equities, Series 7, Equity Research

Education
Hood College   1987 — 1990
B.S., Law & Society

Experience
Wunderlich Securities   2011 - 2013
H.C. Wainwright & Co., LLC   2008 - 2010
Sterne Agee  2006 - 2008
Advest, Inc.   2001 - 2005
Freeman Securities Inc   1996 - 2001
Nomura  1994 - 1996
Smith Barney  1989 - 1994

Skills
Fixed Income, Capital Markets, Investment Banking, Valuation, Hedge Funds, Financial Modeling, Trading, Corporate Finance, Equities, Electronic Trading, Series 7, Public Speaking

Education
New York University   1978 — 1981
MBA, Security Analysis

Manhattan College
Bachelor’s Degree, Accounting

The La Salle Academy
High School

Experience
USD Group LLC  March 2015 - Present
Wunderlich Securities   November 2013 - January 2015
LINN Energy, LLC  April 2012 - November 2013
KPMG  January 2010 - April 2012

Skills
Sarbanes-Oxley Act, Financial Modeling, Microsoft Excel, Mergers & Acquisitions, Due Diligence, Corporate Finance, Investment Banking, IFRS

Education
Texas A&M University   2005 — 2009
Bachelors of Business Administration, Accounting

Texas A&M University   2005 — 2009
Masters of Science, Finance

Experience
Wunderlich Securities   January 2010 - Present

Education
Northwood University   2011 — 2014
Finanace, Entrepreneurship

Experience
MSCI Inc.  November 2014 - Present
Wunderlich Securities   June 2012 - April 2014
Cantor Fitzgerald  August 2005 - August 2011
Lehman Brothers  April 2000 - May 2003

Skills
Fixed Income, Capital Markets, Equities, Series 7, Bloomberg, Bonds, Securities, Hedge Funds, Investments, Alternative Investments, Portfolio Management, Investment Banking, Series 63

Education
Emory University - Goizueta Business School   2003 — 2005
Master of Business Administration (MBA), Finance, General

Boston University   1994 — 1998
Bachelor of Business Administration (BBA), Finance, General

Experience
Wunderlich Securities   April 2011 - Present
Howe Barnes Hoefer & Arnett, Inc   March 1998 - March 2011
Rodman & Renshaw Inc   March 1982 - February 1998
Bacon Whipple & Co   May 1978 - March 1982
Blunt Ellis & Simmons, Inc   March 1971 - April 1978

Skills
Financial Analysis, Strategic Financial..., Investments, Mutual Funds, Equities, Securities, Corporate Finance, Finance, Asset Management, Alternative Investments, Hedge Funds, Series 7, Private Equity, Valuation, Capital Markets

Education
Loyola University of Chicago
Master of Business Administration (M.B.A.), Finance, General

Experience
Brown Advisory  March 2015 - Present
Wunderlich Securities   August 2011 - Present
Singal Hill   June 2007 - August 2011
Ferris Baker Watts  May 2005 - June 2007
Alex Brown/Deutsche Bank   1997 - 2005

Education
Guilford College   1992 — 1996
BS Sports Management

Experience
Wunderlich Securities   April 2012 - Present
Morgan Keegan  September 2004 - April 2012
Stephens Inc.  December 1999 - September 2004

Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Public Speaking, HTML, Strategic Planning, Budgets, Negotiation, Editing, C++, C

Education
Oklahoma State University   1996 — 1998
Master of Business Administration (M.B.A.), International Business

Oklahoma State University   1994 — 1996
Bachelor of Business Administration (B.B.A.), Finance, General

Southern Methodist University   1992 — 1994
Business Administration and Management, General

Experience
ED&F Man Capital Markets Inc.   August 2012 - Present
Wunderlich Securities   March 2011 - August 2012

Education
Dickinson College   2004 — 2008
Bachelor's Degree, International Business & Management

The Pingry School