HSBC Securities
Description
Address: 1-2 Lochside Way, Edinburgh EH12 9DT Phone: 0131 338 2000Hours: Category: : : Website: : : : : Place name: Website: https://www.gbm.hsbc.com/solutions/securities-services Category: Corporate office Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. · Own this business?Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThank you for sharing!Your photo will be posted publicly on Google.Contribute MoreFinishedUpload public photos of HSBC Securities Services Posting publicly on the Web Write a review Reviews"HSBC office, quick access is through nearby tram" "Nice place for an office" View all Google reviews
HSBC Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at HSBC Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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1,099 HSBC Securities employees in database. Find out everything there's to know about HSBC Securities employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
HSBC Securities Employees
Employee
Years
Job
Industry
Courtney (Meyers) Wright Courtney (Meyers) Wright's HSBC Securities Experience February 2012 - Present
Job International Manager at HSBC
Industry Banking
Experience
HSBC Securities February 2012 - Present
HSBC Bank Middle East April 2009 - April 2011
HSBC Bank Plc October 2006 - April 2009
HSBC Bank plc March 2005 - October 2006
HSBC Life (International) Limited September 2003 - March 2005
Skills
Banking, Financial Modeling
Education
Illinois Mathematics and Science Academy
Wharton School, University of Pennsylvania
BS, Economics
HSBC Securities February 2012 - Present
HSBC Bank Middle East April 2009 - April 2011
HSBC Bank Plc October 2006 - April 2009
HSBC Bank plc March 2005 - October 2006
HSBC Life (International) Limited September 2003 - March 2005
Skills
Banking, Financial Modeling
Education
Illinois Mathematics and Science Academy
Wharton School, University of Pennsylvania
BS, Economics
Rick Trotman Rick Trotman's HSBC Securities Experience 2010 - 2012
Job Associate at Resource Capital Funds
Industry Mining & Metals
Experience
Resource Capital Funds January 2015 - Present
Resource Capital Funds July 2012 - December 2014
HSBC Securities 2010 - 2012
Yamana Gold Inc. 2007 - 2010
Meridian Gold 2007 - 2007
Barrick Gold Corporation 2006 - 2007
Skills
Commodity, Mineral Exploration, Private Equity, Financial Modeling, Gold, Valuation, Minerals, Mining, Due Diligence, Equities, Base Metals, Equity Research
Education
University of Nevada-Reno 2004 — 2006
M.S., Geology
Washington State University 2002 — 2004
B.S., Geology
University of Alaska Fairbanks 1999 — 2002
Geology and Computer Science
Resource Capital Funds January 2015 - Present
Resource Capital Funds July 2012 - December 2014
HSBC Securities 2010 - 2012
Yamana Gold Inc. 2007 - 2010
Meridian Gold 2007 - 2007
Barrick Gold Corporation 2006 - 2007
Skills
Commodity, Mineral Exploration, Private Equity, Financial Modeling, Gold, Valuation, Minerals, Mining, Due Diligence, Equities, Base Metals, Equity Research
Education
University of Nevada-Reno 2004 — 2006
M.S., Geology
Washington State University 2002 — 2004
B.S., Geology
University of Alaska Fairbanks 1999 — 2002
Geology and Computer Science
Scott Meredith Scott Meredith's HSBC Securities Experience June 2005 - December 2005
Job Director at Shore Consulting Group
Industry Management Consulting
Experience
Shore Consulting Group May 2009 - Present
HSBC Bank Canada December 2005 - April 2009
HSBC Securities June 2005 - December 2005
Shore Consulting Group 1998 - 2005
Skills
Strategy, IT Strategy, Business Process..., Quality Assurance, Strategic Planning, PMO, Change Management, Process Improvement, Business Process, Business Analysis, Business Requirements, Business Analytics, Risk Management, SDLC, Project Delivery, Business Transformation, Project Management, Web Analytics, Requirements Gathering, Enterprise Architecture, Business Intelligence, Information Design, Project Portfolio..., Organizational...
Education
University of Toronto 1997 — 1998
MA
University of Saskatchewan
Bachelor of Arts (BA)
Shore Consulting Group May 2009 - Present
HSBC Bank Canada December 2005 - April 2009
HSBC Securities June 2005 - December 2005
Shore Consulting Group 1998 - 2005
Skills
Strategy, IT Strategy, Business Process..., Quality Assurance, Strategic Planning, PMO, Change Management, Process Improvement, Business Process, Business Analysis, Business Requirements, Business Analytics, Risk Management, SDLC, Project Delivery, Business Transformation, Project Management, Web Analytics, Requirements Gathering, Enterprise Architecture, Business Intelligence, Information Design, Project Portfolio..., Organizational...
Education
University of Toronto 1997 — 1998
MA
University of Saskatchewan
Bachelor of Arts (BA)
Everett Estes Everett Estes's HSBC Securities Experience 1997 - 2000
Job Senior Manager at Sia Partners
Industry Financial Services
Experience
Sia Partners June 2013 - Present
Jefferies LLC January 2008 - June 2013
Citi Group June 2005 - January 2008
NYSE June 2003 - June 2005
Investec November 2000 - April 2003
HSBC Securities 1997 - 2000
Arnhold and S. Bleichroeder April 1993 - June 1997
Skills
Operations Management, Cash Management, Problem Solving, Vendor Management, Change Management, Process Engineering, Business Analysis, SDLC, Product Management, Project Implementation, Application Management, Project Execution, Project Management, Application Lifecycle..., Risk Management, Frontier, Accurate NXG, Reconcilement, Mergers & Acquisitions, Equities, Securities, Fixed Income, Capital Markets, Operational Streamlining, Increasing Operational..., Business Process, Back Office, Process Improvement, Investment Banking, Trading Systems, Management, Financial Services, Banking, Portfolio Management, Settlement, Trading, Middle Office, Program Management, Options, Electronic Trading, Financial Markets, Bonds, Series 7, Corporate Actions, Securities Lending, Series 63, Derivatives, Structured Products, Operational Risk, Interest Rate...
Education
New York University - Leonard N. Stern School of Business
Leadership
Garden City High School 1978 — 1982
University of Massachusetts at Lowell
Computer Science
Sia Partners June 2013 - Present
Jefferies LLC January 2008 - June 2013
Citi Group June 2005 - January 2008
NYSE June 2003 - June 2005
Investec November 2000 - April 2003
HSBC Securities 1997 - 2000
Arnhold and S. Bleichroeder April 1993 - June 1997
Skills
Operations Management, Cash Management, Problem Solving, Vendor Management, Change Management, Process Engineering, Business Analysis, SDLC, Product Management, Project Implementation, Application Management, Project Execution, Project Management, Application Lifecycle..., Risk Management, Frontier, Accurate NXG, Reconcilement, Mergers & Acquisitions, Equities, Securities, Fixed Income, Capital Markets, Operational Streamlining, Increasing Operational..., Business Process, Back Office, Process Improvement, Investment Banking, Trading Systems, Management, Financial Services, Banking, Portfolio Management, Settlement, Trading, Middle Office, Program Management, Options, Electronic Trading, Financial Markets, Bonds, Series 7, Corporate Actions, Securities Lending, Series 63, Derivatives, Structured Products, Operational Risk, Interest Rate...
Education
New York University - Leonard N. Stern School of Business
Leadership
Garden City High School 1978 — 1982
University of Massachusetts at Lowell
Computer Science
Joseph Di Vico, CFA Joseph Di Vico, CFA's HSBC Securities Experience October 2005 - January 2011
Job Senior Wealth Management Advisor at TIAACREF
Industry Financial Services
Experience
TIAA-CREF January 2011 - Present
HSBC Securities October 2005 - January 2011
E*TRADE Financial March 2004 - October 2005
Skills
Managing High Net Worth..., Client Portfolio..., Portfolio Analysis, Estate Planning, Generational Wealth..., Retirement Planning, Financial Planning, Fee-Based Accounts, Investment Vehicles, Insurance Vehicles, Wealth Management..., Strategic Financial..., Finance, Portfolio Management, Wealth Management, Asset Allocation, High Net Worth..., Mutual Funds, Investment Advisory, Alternative Investments, Series 63, Investment Strategies, Series 7
Education
University of Maryland College Park 1995 — 1999
Bachelor of Arts (BA), Economics
TIAA-CREF January 2011 - Present
HSBC Securities October 2005 - January 2011
E*TRADE Financial March 2004 - October 2005
Skills
Managing High Net Worth..., Client Portfolio..., Portfolio Analysis, Estate Planning, Generational Wealth..., Retirement Planning, Financial Planning, Fee-Based Accounts, Investment Vehicles, Insurance Vehicles, Wealth Management..., Strategic Financial..., Finance, Portfolio Management, Wealth Management, Asset Allocation, High Net Worth..., Mutual Funds, Investment Advisory, Alternative Investments, Series 63, Investment Strategies, Series 7
Education
University of Maryland College Park 1995 — 1999
Bachelor of Arts (BA), Economics
Rick Ziolkoski Rick Ziolkoski's HSBC Securities Experience April 2002 - December 2011
Job Vice President, Investment Advisor National Bank Financial
Industry Financial Services
Experience
National Bank Financial January 2012 - Present
HSBC Securities April 2002 - December 2011
Merrill Lynch April 1998 - April 2002
RBC Dominion Securities May 1997 - April 1998
Skills
Wealth Management..., Risk Management, Investments, Alternative Investment..., Financial Planning, Portfolio Management, Wealth Management, Wealth, Strategic Financial..., High Net Worth..., Financial Advisory, Investment Strategies, Equities, Investment Advisory, Mutual Funds
Education
University of Manitoba 1991 — 1996
B.Comm (Hons.), Finance
National Bank Financial January 2012 - Present
HSBC Securities April 2002 - December 2011
Merrill Lynch April 1998 - April 2002
RBC Dominion Securities May 1997 - April 1998
Skills
Wealth Management..., Risk Management, Investments, Alternative Investment..., Financial Planning, Portfolio Management, Wealth Management, Wealth, Strategic Financial..., High Net Worth..., Financial Advisory, Investment Strategies, Equities, Investment Advisory, Mutual Funds
Education
University of Manitoba 1991 — 1996
B.Comm (Hons.), Finance
Gonzalo Villena, CLU®, ChFC®, LUTCF® Gonzalo Villena, CLU®, ChFC®, LUTCF®'s HSBC Securities Experience March 2003 - August 2012
Job Financial Advisor, Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC October 2012 - Present
HSBC Securities March 2003 - August 2012
AXA Advisors October 1985 - March 2003
Education
University of Miami - School of Business 1976 — 1980
Bachelor of Business Administration (BBA), Business Administration and Management, General
Colegio Santa Maria Lima - Peru 1966 — 1975
High School, Junior High/Intermediate/Middle School Education
Wells Fargo Advisors, LLC October 2012 - Present
HSBC Securities March 2003 - August 2012
AXA Advisors October 1985 - March 2003
Education
University of Miami - School of Business 1976 — 1980
Bachelor of Business Administration (BBA), Business Administration and Management, General
Colegio Santa Maria Lima - Peru 1966 — 1975
High School, Junior High/Intermediate/Middle School Education
Jeffrey R. Diehl's HSBC Securities Experience August 2013 - April 2015
Job Managing Partner at Strategic Sovereign Advisors LLC
Industry Investment Banking
Experience
Strategic Sovereign Advisors LLC May 2015 - Present
Business Council for International Understanding (BCIU) April 2014 - Present
HSBC Securities August 2013 - April 2015
HSBC August 2011 - August 2013
HSBC 1996 - September 2011
HSBC 1996 - September 2011
Smith Barney, Inc January 1994 - January 1996
Swiss Bank Corporation January 1991 - January 1994
First Boston Corporation January 1984 - January 1991
Bankers Trust 1991 - 1991
Skills
Capital Markets, Fixed Income, Investment Banking, Financial Markets, Derivatives, Corporate Finance, Risk Management, Investments, Banking, Trading, Securitization, Financial Risk, Credit, Cash Management, Funding, Loans, Strategic Planning, Leveraged Finance, Management, Leadership, Currency, New Business Development, Hedge Funds, Asset Management, Treasury Management, FX Options, Bonds, Finance, Financial Institutions, Hedging, Project Finance, Treasury, Trade Finance, Relationship Management, Operational Risk, Investment Management, Commercial Banking, Strategic Financial..., Structured Products, Emerging Markets, Portfolio Management, Structured Finance, Strategy, Financial Services, Mergers
Education
University of Michigan - Stephen M. Ross School of Business 1980 — 1981
MBA, International Finance
University of Michigan 1974 — 1977
BA, Psychology
Strategic Sovereign Advisors LLC May 2015 - Present
Business Council for International Understanding (BCIU) April 2014 - Present
HSBC Securities August 2013 - April 2015
HSBC August 2011 - August 2013
HSBC 1996 - September 2011
HSBC 1996 - September 2011
Smith Barney, Inc January 1994 - January 1996
Swiss Bank Corporation January 1991 - January 1994
First Boston Corporation January 1984 - January 1991
Bankers Trust 1991 - 1991
Skills
Capital Markets, Fixed Income, Investment Banking, Financial Markets, Derivatives, Corporate Finance, Risk Management, Investments, Banking, Trading, Securitization, Financial Risk, Credit, Cash Management, Funding, Loans, Strategic Planning, Leveraged Finance, Management, Leadership, Currency, New Business Development, Hedge Funds, Asset Management, Treasury Management, FX Options, Bonds, Finance, Financial Institutions, Hedging, Project Finance, Treasury, Trade Finance, Relationship Management, Operational Risk, Investment Management, Commercial Banking, Strategic Financial..., Structured Products, Emerging Markets, Portfolio Management, Structured Finance, Strategy, Financial Services, Mergers
Education
University of Michigan - Stephen M. Ross School of Business 1980 — 1981
MBA, International Finance
University of Michigan 1974 — 1977
BA, Psychology
Mirza Nagji Mirza Nagji's HSBC Securities Experience October 2005 - December 2014
Job Capital Markets Sales & Development
Industry Financial Services
Experience
HSBC Securities October 2005 - December 2014
Barclays Capital August 2003 - October 2005
J.P. Morgan May 2002 - August 2002
Skills
Capital Markets, Fixed Income, Credit Trading, Financial Analysis, Valuation, Credit, Financial Modeling, Hedge Funds, Investments, Derivatives, Debt & Equity Capital..., Bonds, Securities, Electronic Trading, Financial Risk, Credit Risk
Education
University of North Carolina at Chapel Hill 1999 — 2003
Bachelor of Science (B.S.), Mathematics and Computer Science
HSBC Securities October 2005 - December 2014
Barclays Capital August 2003 - October 2005
J.P. Morgan May 2002 - August 2002
Skills
Capital Markets, Fixed Income, Credit Trading, Financial Analysis, Valuation, Credit, Financial Modeling, Hedge Funds, Investments, Derivatives, Debt & Equity Capital..., Bonds, Securities, Electronic Trading, Financial Risk, Credit Risk
Education
University of North Carolina at Chapel Hill 1999 — 2003
Bachelor of Science (B.S.), Mathematics and Computer Science
Bradley Olsen Bradley Olsen's HSBC Securities Experience April 2006 - November 2013
Job Managing Director at The Private Bank
Industry Financial Services
Experience
The PrivateBank National Commercial Banking December 2014 - Present
HSBC Commercial Banking November 2013 - August 2014
HSBC Securities April 2006 - November 2013
HSBC May 2004 - April 2006
Bank of the West June 2001 - May 2004
Skills
Relationship Management, Manage Client..., Global Cash Management, Revolving Lines of..., International Strategy, Financing Alternatives, Credit Analysis, Trade Finance, Contract Negotiation, Capital Markets, Credit, Securitization, Banking
Education
University of Southern California 1999 — 2001
Bachelor of Science (BS), Business Administration and Management, Finance
The PrivateBank National Commercial Banking December 2014 - Present
HSBC Commercial Banking November 2013 - August 2014
HSBC Securities April 2006 - November 2013
HSBC May 2004 - April 2006
Bank of the West June 2001 - May 2004
Skills
Relationship Management, Manage Client..., Global Cash Management, Revolving Lines of..., International Strategy, Financing Alternatives, Credit Analysis, Trade Finance, Contract Negotiation, Capital Markets, Credit, Securitization, Banking
Education
University of Southern California 1999 — 2001
Bachelor of Science (BS), Business Administration and Management, Finance
Sam Mahapatra Sam Mahapatra's HSBC Securities Experience July 2012 - May 2014
Job Executive Director, ACCE, JP Morgan Agency Collateral Operations
Industry Investment Banking
Experience
JPMorgan Chase May 2014 - Present
HSBC Securities July 2012 - May 2014
HSBC Securities May 2010 - July 2012
HSBC Securities October 2006 - May 2010
JP Morgan Chase Bank NA June 1989 - September 2006
Skills
Collateral Management, Change Management, Derivatives, Equities, FX, Middle Office, Bonds, Back Office, ISDA, FX Options, Fixed Income, Investment Banking, Trading, Structured Products, Prime Brokerage, Electronic Trading, Options, Credit Derivatives, Hedge Funds, Bloomberg, Banking, Swaps, Capital Markets, Financial Markets, Trading Systems, Interest Rate..., Securities Lending, Equity Derivatives, Risk Management, Emerging Markets, Market Data, Market Risk, CDS, Securities, Reference Data, Commodity, Financial Services, Management
Education
University of Scranton 1986 — 1988
MBA, Marketing & Operations Mgmt
University of Mumbai 1981 — 1986
B.Com, Accounting
Bombay Scottish 1978 — 1981
JPMorgan Chase May 2014 - Present
HSBC Securities July 2012 - May 2014
HSBC Securities May 2010 - July 2012
HSBC Securities October 2006 - May 2010
JP Morgan Chase Bank NA June 1989 - September 2006
Skills
Collateral Management, Change Management, Derivatives, Equities, FX, Middle Office, Bonds, Back Office, ISDA, FX Options, Fixed Income, Investment Banking, Trading, Structured Products, Prime Brokerage, Electronic Trading, Options, Credit Derivatives, Hedge Funds, Bloomberg, Banking, Swaps, Capital Markets, Financial Markets, Trading Systems, Interest Rate..., Securities Lending, Equity Derivatives, Risk Management, Emerging Markets, Market Data, Market Risk, CDS, Securities, Reference Data, Commodity, Financial Services, Management
Education
University of Scranton 1986 — 1988
MBA, Marketing & Operations Mgmt
University of Mumbai 1981 — 1986
B.Com, Accounting
Bombay Scottish 1978 — 1981
Simon K Chan's HSBC Securities Experience January 2013 - Present
Job .
Industry Financial Services
Experience
HSBC Securities January 2013 - Present
HSBC Securities February 2009 - September 2012
HSBC July 2006 - May 2008
Mellon Financial Corp. 2004 - 2006
Skills
Series 7, Series 66, Financial Analysis, Microsoft Excel, Relationship Management, Investments, Bloomberg, Mutual Funds, Equities, Insurance, PowerPoint, Financial Services, Banking, Microsoft Office, Retirement Planning, Property & Casualty..., Private Equity, Disability Insurance, Securities, Investment Advisory, Financial Advisory, Asset Allocation, Strategic Financial..., Retirement, FINRA, Life Insurance, Brokers, PeopleSoft, Cross Selling, Financial Modeling, Risk Management
Education
University of Massachusetts Boston 2000 — 2004
Bachelor of Science (BS), Management/MSIS
HSBC Securities January 2013 - Present
HSBC Securities February 2009 - September 2012
HSBC July 2006 - May 2008
Mellon Financial Corp. 2004 - 2006
Skills
Series 7, Series 66, Financial Analysis, Microsoft Excel, Relationship Management, Investments, Bloomberg, Mutual Funds, Equities, Insurance, PowerPoint, Financial Services, Banking, Microsoft Office, Retirement Planning, Property & Casualty..., Private Equity, Disability Insurance, Securities, Investment Advisory, Financial Advisory, Asset Allocation, Strategic Financial..., Retirement, FINRA, Life Insurance, Brokers, PeopleSoft, Cross Selling, Financial Modeling, Risk Management
Education
University of Massachusetts Boston 2000 — 2004
Bachelor of Science (BS), Management/MSIS
Kelly Betts's HSBC Securities Experience August 2011 - August 2013
Job Manager at The Blackstone Group
Industry Financial Services
Experience
The Blackstone Group January 2015 - Present
The Blackstone Group August 2013 - January 2015
HSBC Securities August 2011 - August 2013
HSBC August 2009 - August 2011
Education
University of Notre Dame 2005 — 2009
Finance & Economics
The Blackstone Group January 2015 - Present
The Blackstone Group August 2013 - January 2015
HSBC Securities August 2011 - August 2013
HSBC August 2009 - August 2011
Education
University of Notre Dame 2005 — 2009
Finance & Economics
Scott Rodman Scott Rodman's HSBC Securities Experience September 2013 - Present
Job Managing Director Head of Strategic Solutions Group, Americas at HSBC Securities
Industry Investment Banking
Experience
HSBC Securities September 2013 - Present
Nomura June 2005 - September 2013
Deutsche Bank Securities 2002 - 2005
Skills
Capital Markets, Structured Finance, Securitization, Alternative Investments, Structured Products, Derivatives, Investments, Fixed Income, Investment Banking, Swaps, Financial Structuring, Electronic Trading, Trading Systems, Securities, Bloomberg, FX Options, Portfolio Management, Credit Risk
Education
University of Maryland College Park 1987 — 1991
BS, Accounting and Economics
HSBC Securities September 2013 - Present
Nomura June 2005 - September 2013
Deutsche Bank Securities 2002 - 2005
Skills
Capital Markets, Structured Finance, Securitization, Alternative Investments, Structured Products, Derivatives, Investments, Fixed Income, Investment Banking, Swaps, Financial Structuring, Electronic Trading, Trading Systems, Securities, Bloomberg, FX Options, Portfolio Management, Credit Risk
Education
University of Maryland College Park 1987 — 1991
BS, Accounting and Economics
Robert (Bobby) Pabon Robert (Bobby) Pabon's HSBC Securities Experience March 2005 - Present
Job Office/Facilities Services Manager at HSBC Securities
Industry Financial Services
Experience
HSBC Securities March 2005 - Present
Bank of Bermuda (New York), LTD (acquired by HSBC in 2005) May 2005 - June 2006
Bank of Bermuda (New York), LTD August 2004 - May 2005
Thomson Financial 2000 - June 2004
Thomson Financial 1998 - 2000
Skills
Back Office, Budgets, Space planning, Securities, Office Management, Disaster Recovery, Business Continuity..., Vendor Management, Records Retention..., Vendor Management Skills, Human Resources, Space-planning, Facilities Management, Risk Management, Finance, Auditing, Asset Management
Education
University of Phoenix
Business Administration and Management, General
HSBC Securities March 2005 - Present
Bank of Bermuda (New York), LTD (acquired by HSBC in 2005) May 2005 - June 2006
Bank of Bermuda (New York), LTD August 2004 - May 2005
Thomson Financial 2000 - June 2004
Thomson Financial 1998 - 2000
Skills
Back Office, Budgets, Space planning, Securities, Office Management, Disaster Recovery, Business Continuity..., Vendor Management, Records Retention..., Vendor Management Skills, Human Resources, Space-planning, Facilities Management, Risk Management, Finance, Auditing, Asset Management
Education
University of Phoenix
Business Administration and Management, General
David Wunder's HSBC Securities Experience September 2006 - April 2009
Job Principal at Wunderkind Consulting
Industry Insurance
Experience
Wunderkind Consulting April 2015 - Present
AXA-Equitable November 2009 - Present
HSBC Securities September 2006 - April 2009
Duane Morris LLP February 2004 - September 2006
KPMG LLP 1998 - 2003
Skills
Tax, Financial Markets, Corporate Tax, Income Tax, Tax Law, Tax Advisory, International Tax..., Transfer Pricing, Tax Audits, International Tax, Financial Services, Due Diligence, Tax Accounting, Tax Research
Education
University of Michigan Law School 1985 — 1987
Juris Doctor, Law
Wunderkind Consulting April 2015 - Present
AXA-Equitable November 2009 - Present
HSBC Securities September 2006 - April 2009
Duane Morris LLP February 2004 - September 2006
KPMG LLP 1998 - 2003
Skills
Tax, Financial Markets, Corporate Tax, Income Tax, Tax Law, Tax Advisory, International Tax..., Transfer Pricing, Tax Audits, International Tax, Financial Services, Due Diligence, Tax Accounting, Tax Research
Education
University of Michigan Law School 1985 — 1987
Juris Doctor, Law
Blair Abernethy Blair Abernethy's HSBC Securities Experience 1999 - 2002
Job Managing Director Equity Research, Technology Analyst at Industrial Alliance Securities
Industry Investment Banking
Experience
Industrial Alliance Securities July 2015 - Present
Cantor Fitzgerald November 2013 - October 2014
Stifel Nicolaus April 2010 - August 2013
Thomas Weisel Partners June 2007 - April 2010
Clarus Securities May 2006 - May 2007
Paradigm Capital March 2002 - April 2006
HSBC Securities 1999 - 2002
GE Capital 1995 - 1999
Bank of Nova Scotia 1989 - 1995
Schlumberger Technologies July 1984 - December 1988
Skills
Venture Capital, Telecommunications, Valuation, Technical Analysis, Investment Banking, Financial Modeling, Equities, Due Diligence, Capital Markets, Bloomberg, Management, Research, Equity Research, Investments, Equity Valuation, Securities
Education
University of Toronto 1988 — 1989
MBA, Finance
University of Michigan 1980 — 1984
BSc, Electrical Engineering
Industrial Alliance Securities July 2015 - Present
Cantor Fitzgerald November 2013 - October 2014
Stifel Nicolaus April 2010 - August 2013
Thomas Weisel Partners June 2007 - April 2010
Clarus Securities May 2006 - May 2007
Paradigm Capital March 2002 - April 2006
HSBC Securities 1999 - 2002
GE Capital 1995 - 1999
Bank of Nova Scotia 1989 - 1995
Schlumberger Technologies July 1984 - December 1988
Skills
Venture Capital, Telecommunications, Valuation, Technical Analysis, Investment Banking, Financial Modeling, Equities, Due Diligence, Capital Markets, Bloomberg, Management, Research, Equity Research, Investments, Equity Valuation, Securities
Education
University of Toronto 1988 — 1989
MBA, Finance
University of Michigan 1980 — 1984
BSc, Electrical Engineering
Lee York's HSBC Securities Experience April 2013 - November 2013
Job Markit EDM Implementation Consultant at Apollo Global Management
Industry Computer Software
Experience
Apollo Global Management LLC November 2013 - Present
Pentagon Consulting April 2012 - Present
HSBC Securities April 2013 - November 2013
DONG Energy November 2012 - April 2013
Friends Life UK July 2012 - October 2012
COR Financial Solutions April 2007 - April 2012
Science Warehouse Ltd January 2006 - March 2007
Jabil May 2000 - September 2001
Skills
Microsoft SQL Server, Java, Cadis, Software Engineering, Agile Methodologies, SWIFT payments, SQL, Middleware, Derivatives, C#, STP, Requirements Analysis, Back Office, SDLC, Markit EDM, Markit EDM Datastore, Business Requirements, Middle Office, .NET, Business Analysis, Integration, Salerio, CTM, Tableau, MI Reporting, Post Trade Processing, MicroStrategy Reporting, SSIS
Education
University of Portsmouth 2004 — 2005
Bsc, Multimedia Programming
University of Portsmouth 2002 — 2004
Hnd, Software Engineering
Apollo Global Management LLC November 2013 - Present
Pentagon Consulting April 2012 - Present
HSBC Securities April 2013 - November 2013
DONG Energy November 2012 - April 2013
Friends Life UK July 2012 - October 2012
COR Financial Solutions April 2007 - April 2012
Science Warehouse Ltd January 2006 - March 2007
Jabil May 2000 - September 2001
Skills
Microsoft SQL Server, Java, Cadis, Software Engineering, Agile Methodologies, SWIFT payments, SQL, Middleware, Derivatives, C#, STP, Requirements Analysis, Back Office, SDLC, Markit EDM, Markit EDM Datastore, Business Requirements, Middle Office, .NET, Business Analysis, Integration, Salerio, CTM, Tableau, MI Reporting, Post Trade Processing, MicroStrategy Reporting, SSIS
Education
University of Portsmouth 2004 — 2005
Bsc, Multimedia Programming
University of Portsmouth 2002 — 2004
Hnd, Software Engineering
Pam Malik QA Lead Pam Malik QA Lead's HSBC Securities Experience January 2008 - June 2009
Job Looking for new project in Chicago or nearby area.
Industry Banking
Experience
JP Morgan Chase June 2009 - May 2011
HSBC Securities January 2008 - June 2009
The Guardian Life Insurance Company of America October 2006 - December 2007
Skills
Quality Center, Test Planning, User Acceptance Testing, SDLC, Regression Testing, Test Automation, QTP, Software Quality..., Manual Testing, Unix Shell Scripting, Testing, Requirements Analysis, Integration, Requirements Gathering, Quality Assurance, WinRunner, Scrum, Waterfall, Business Analysis, Bug Tracking, Black Box Testing, SQL, Oracle, HP QTP, LoadRunner, Analysis, Defect Tracking, Test Cases, System Testing, PL/SQL, Automation, Third Parties, Microsoft SQL Server, Business Requirements, C++
Education
Oxford University
BS, Finance
JP Morgan Chase June 2009 - May 2011
HSBC Securities January 2008 - June 2009
The Guardian Life Insurance Company of America October 2006 - December 2007
Skills
Quality Center, Test Planning, User Acceptance Testing, SDLC, Regression Testing, Test Automation, QTP, Software Quality..., Manual Testing, Unix Shell Scripting, Testing, Requirements Analysis, Integration, Requirements Gathering, Quality Assurance, WinRunner, Scrum, Waterfall, Business Analysis, Bug Tracking, Black Box Testing, SQL, Oracle, HP QTP, LoadRunner, Analysis, Defect Tracking, Test Cases, System Testing, PL/SQL, Automation, Third Parties, Microsoft SQL Server, Business Requirements, C++
Education
Oxford University
BS, Finance
Dave Herbert's HSBC Securities Experience 2003 - 2004
Job Managing Partner, Castle Capital Inc.
Industry Capital Markets
Experience
Castle Capital Inc. April 2008 - Present
HSBC Securities 2003 - 2004
Education
University of Ottawa 1983 — 1986
High School
Castle Capital Inc. April 2008 - Present
HSBC Securities 2003 - 2004
Education
University of Ottawa 1983 — 1986
High School
Girish Dwivedi's HSBC Securities Experience October 2007 - Present
Job VP at HSBC
Industry Financial Services
Experience
HSBC Securities October 2007 - Present
E-Business International Inc September 2005 - October 2007
Diverse Lynx October 2004 - September 2005
Nutech Information Systems April 2004 - October 2004
Siemens Information Systems Ltd. August 2003 - April 2004
Mastek Ltd September 2002 - August 2003
PMAM IT Services August 2001 - September 2002
Datacomp web technologies Pvt. Ltd May 1999 - August 2001
Skills
Fixed Income, SDLC, Equities, Trading Systems, Business Analysis, Software Project..., SQL, Oracle, CDS, .NET, C#, Java, Sybase Adaptive Server, Sybase IQ
Education
University of Mumbai 1996 — 1999
Bachelor of Engineering (BEng), Computer Engineering
Shree N. D. Bhuta High School
High School
HSBC Securities October 2007 - Present
E-Business International Inc September 2005 - October 2007
Diverse Lynx October 2004 - September 2005
Nutech Information Systems April 2004 - October 2004
Siemens Information Systems Ltd. August 2003 - April 2004
Mastek Ltd September 2002 - August 2003
PMAM IT Services August 2001 - September 2002
Datacomp web technologies Pvt. Ltd May 1999 - August 2001
Skills
Fixed Income, SDLC, Equities, Trading Systems, Business Analysis, Software Project..., SQL, Oracle, CDS, .NET, C#, Java, Sybase Adaptive Server, Sybase IQ
Education
University of Mumbai 1996 — 1999
Bachelor of Engineering (BEng), Computer Engineering
Shree N. D. Bhuta High School
High School
Ram Rajamani , PMP,CSM's HSBC Securities Experience February 2006 - May 2008
Job Sr. Project Manager & Agile Enthusiast.
Industry Management Consulting
Experience
Carlisle & Gallagher Consulting Group September 2013 - Present
RRC CONSULTING INC September 2008 - August 2013
HSBC Securities February 2006 - May 2008
Headstrong June 2004 - January 2006
Primus Software Corp. December 1999 - June 2004
Primus Software Corp. 2002 - 2004
Primus Software Corp. 2001 - 2002
Skills
Agile Project Management, Scrum, Change Management, Project Planning, Project Execution, Project Delivery, Project Implementation, Process Improvement, Process, Business Process, Business Process..., Process Mapping, JIRA, MS Project, SharePoint, Program Management, Project Management, PMP, PMO, Cross-functional Team..., Management, Governance, SDLC, Project Portfolio..., Software Project..., IT Strategy, Visio, Consulting, Risk Management, Stakeholder Management, Waterfall, Strategy, Software Development, Agile Methodologies, Leadership, Business Process Mapping, Business Analysis, Integration, Vendor Management, Analysis
Education
University of Mumbai 1986 — 1989
Bachelors, Commerce and Accounting
R. A. Podar College of Commerce and economics 1985 — 1989
Bachelors, Commerce & Accounting Computer Systems
Carlisle & Gallagher Consulting Group September 2013 - Present
RRC CONSULTING INC September 2008 - August 2013
HSBC Securities February 2006 - May 2008
Headstrong June 2004 - January 2006
Primus Software Corp. December 1999 - June 2004
Primus Software Corp. 2002 - 2004
Primus Software Corp. 2001 - 2002
Skills
Agile Project Management, Scrum, Change Management, Project Planning, Project Execution, Project Delivery, Project Implementation, Process Improvement, Process, Business Process, Business Process..., Process Mapping, JIRA, MS Project, SharePoint, Program Management, Project Management, PMP, PMO, Cross-functional Team..., Management, Governance, SDLC, Project Portfolio..., Software Project..., IT Strategy, Visio, Consulting, Risk Management, Stakeholder Management, Waterfall, Strategy, Software Development, Agile Methodologies, Leadership, Business Process Mapping, Business Analysis, Integration, Vendor Management, Analysis
Education
University of Mumbai 1986 — 1989
Bachelors, Commerce and Accounting
R. A. Podar College of Commerce and economics 1985 — 1989
Bachelors, Commerce & Accounting Computer Systems
Michael Heiser's HSBC Securities Experience April 2008 - June 2010
Job Retirement Education Counselor at Empower Retirement
Industry Financial Services
Experience
EMPOWER Retirement August 2014 - Present
J.P. Morgan Retirement Plan Services May 2014 - August 2014
Centurion Group April 2013 - November 2013
Merrill Lynch March 2011 - September 2012
Merrill Lynch June 2010 - March 2011
HSBC Securities April 2008 - June 2010
Skills
Series 7, Series 63, Series 65, Financial Services, Asset Allocation, Retirement Planning
Education
University of Pittsburgh
BS, Economics
EMPOWER Retirement August 2014 - Present
J.P. Morgan Retirement Plan Services May 2014 - August 2014
Centurion Group April 2013 - November 2013
Merrill Lynch March 2011 - September 2012
Merrill Lynch June 2010 - March 2011
HSBC Securities April 2008 - June 2010
Skills
Series 7, Series 63, Series 65, Financial Services, Asset Allocation, Retirement Planning
Education
University of Pittsburgh
BS, Economics
Jim Lees's HSBC Securities Experience June 2006 - January 2008
Job Managing Director, AssetBacked Finance at Wells Fargo Securities
Industry Banking
Experience
Wells Fargo Securities August 2012 - Present
Wells Fargo Capital Finance LLC March 2008 - August 2012
HSBC Securities June 2006 - January 2008
CIBC World Markets March 1998 - May 2006
MBIA June 1996 - January 1998
CapMAC 1996 - 1998
Westinghouse Savannah River Company 1992 - 1996
United States Navy 1987 - 1991
Education
University of South Carolina - Darla Moore School of Business 1995 — 1996
MBA, Finance
Vanderbilt University 1983 — 1987
BE, Mechanical Engineering
Wells Fargo Securities August 2012 - Present
Wells Fargo Capital Finance LLC March 2008 - August 2012
HSBC Securities June 2006 - January 2008
CIBC World Markets March 1998 - May 2006
MBIA June 1996 - January 1998
CapMAC 1996 - 1998
Westinghouse Savannah River Company 1992 - 1996
United States Navy 1987 - 1991
Education
University of South Carolina - Darla Moore School of Business 1995 — 1996
MBA, Finance
Vanderbilt University 1983 — 1987
BE, Mechanical Engineering
Kevin Satchell's HSBC Securities Experience November 2005 - October 2008
Job Reorganization Corporate Actions Analysis . Janney Montgomery Scott LLC
Industry Investment Banking
Experience
Janney Montgomery Scott LLC February 2015 - Present
Full Circle Computing May 2014 - October 2014
BNY Mellon Investor Service October 2010 - February 2014
Morgan Stanley October 2008 - October 2010
HSBC Securities November 2005 - October 2008
Miletus Trading September 2005 - November 2005
Credit Suisse First Boston November 2004 - September 2005
UBS WARBURG / Painwebber December 2003 - November 2004
BEAR STEARNS SECURITIES CORPORATION December 1997 - January 2003
Skills
Accounting, Access, Derivatives, Equities, Finance, Financial Services, Fixed Income, Management, Portfolio Management, Securities, Trading, Back Office, Bonds, Middle Office, Settlement, Capital Markets
Education
University of Maryland College Park 1982 — 1984
Janney Montgomery Scott LLC February 2015 - Present
Full Circle Computing May 2014 - October 2014
BNY Mellon Investor Service October 2010 - February 2014
Morgan Stanley October 2008 - October 2010
HSBC Securities November 2005 - October 2008
Miletus Trading September 2005 - November 2005
Credit Suisse First Boston November 2004 - September 2005
UBS WARBURG / Painwebber December 2003 - November 2004
BEAR STEARNS SECURITIES CORPORATION December 1997 - January 2003
Skills
Accounting, Access, Derivatives, Equities, Finance, Financial Services, Fixed Income, Management, Portfolio Management, Securities, Trading, Back Office, Bonds, Middle Office, Settlement, Capital Markets
Education
University of Maryland College Park 1982 — 1984
Erik Brown's HSBC Securities Experience May 2005 - May 2007
Job Fixed Income Valuation Manager
Industry Investment Banking
Experience
Markit August 2011 - Present
Fannie Mae Corporation June 2008 - August 2011
Countrywide Securities Corporation May 2007 - June 2008
HSBC Securities May 2005 - May 2007
Deutsche Bank Securities July 2004 - May 2005
JPMorgan Chase March 2003 - July 2004
Fannie Mae Corporation August 2000 - March 2003
GE Capital November 1998 - August 2000
PricewaterhouseCoopers August 1995 - November 1998
Skills
Valuation, Derivatives, Risk Management, Structured Finance, Loans, Financial Risk, Securitization, MBS, Financial Markets, Bonds, Securities, Financial Reporting, ABS, Finance, Capital Markets
Education
University of Pennsylvania 1991 — 1995
Bachelor of Arts (B.A.), Economics (With Honors)
University of Pennsylvania - The Wharton School 1991 — 1995
Bachelor of Science (B.S.), Banking, Corporate, Finance, and Securities Law
Moorestown Friends School
Markit August 2011 - Present
Fannie Mae Corporation June 2008 - August 2011
Countrywide Securities Corporation May 2007 - June 2008
HSBC Securities May 2005 - May 2007
Deutsche Bank Securities July 2004 - May 2005
JPMorgan Chase March 2003 - July 2004
Fannie Mae Corporation August 2000 - March 2003
GE Capital November 1998 - August 2000
PricewaterhouseCoopers August 1995 - November 1998
Skills
Valuation, Derivatives, Risk Management, Structured Finance, Loans, Financial Risk, Securitization, MBS, Financial Markets, Bonds, Securities, Financial Reporting, ABS, Finance, Capital Markets
Education
University of Pennsylvania 1991 — 1995
Bachelor of Arts (B.A.), Economics (With Honors)
University of Pennsylvania - The Wharton School 1991 — 1995
Bachelor of Science (B.S.), Banking, Corporate, Finance, and Securities Law
Moorestown Friends School
Tony Bustamante's HSBC Securities Experience June 2006 - August 2008
Job Credit Analyst II for Chrysler Capital.
Industry Automotive
Experience
Chrysler Capital April 2013 - Present
Auto Once Acceptance LLC May 2012 - April 2013
TouchPay Holdings, LP April 2009 - 2012
hsbc June 2005 - June 2009
HSBC Securities June 2006 - August 2008
HSBC 2006 - 2008
Mercedes Benz Credit January 2000 - January 2006
Skills
Customer Service, Leadership, Analysis, Credit, Loans, Portfolio Management, Retail, Risk Management, Sales Management, Management, Sales, Training, Finance, Banking
Education
University of Phoenix 2002 — 2005
Bachelors, Bachelor of Science in Business Management
Chrysler Capital April 2013 - Present
Auto Once Acceptance LLC May 2012 - April 2013
TouchPay Holdings, LP April 2009 - 2012
hsbc June 2005 - June 2009
HSBC Securities June 2006 - August 2008
HSBC 2006 - 2008
Mercedes Benz Credit January 2000 - January 2006
Skills
Customer Service, Leadership, Analysis, Credit, Loans, Portfolio Management, Retail, Risk Management, Sales Management, Management, Sales, Training, Finance, Banking
Education
University of Phoenix 2002 — 2005
Bachelors, Bachelor of Science in Business Management
Jim Brucia, CFA's HSBC Securities Experience 2001 - 2006
Job Managing Director, Head of US Syndicate at BBVA Securities Inc.
Industry Financial Services
Experience
BBVA Securities Inc. November 2010 - Present
Mitsubishi UFJ Securities 2009 - 2009
RBS Greenwich Capital 2006 - 2008
HSBC Securities 2001 - 2006
JP Morgan Chase 1993 - 2001
UBS Securities Co., Ltd 1993 - 1994
UBS Securities Co., Ltd 1993 - 1994
Skills
Fixed Income, Loan Origination, Capital Markets, Investment Banking, Derivatives, Structured Finance, Hedge Funds, Bond Markets, Structured Products, Trading, Bonds, Portfolio Management, Equities, Financial Markets, Emerging Markets, Credit Derivatives
Education
University of Pennsylvania - The Wharton School 1982 — 1986
BS Economics, Finance, Political Science
BBVA Securities Inc. November 2010 - Present
Mitsubishi UFJ Securities 2009 - 2009
RBS Greenwich Capital 2006 - 2008
HSBC Securities 2001 - 2006
JP Morgan Chase 1993 - 2001
UBS Securities Co., Ltd 1993 - 1994
UBS Securities Co., Ltd 1993 - 1994
Skills
Fixed Income, Loan Origination, Capital Markets, Investment Banking, Derivatives, Structured Finance, Hedge Funds, Bond Markets, Structured Products, Trading, Bonds, Portfolio Management, Equities, Financial Markets, Emerging Markets, Credit Derivatives
Education
University of Pennsylvania - The Wharton School 1982 — 1986
BS Economics, Finance, Political Science
Matthew Wank's HSBC Securities Experience 2004 - Present
Job Senior Vice President at HSBC Bank USA, N.A.
Industry Financial Services
Experience
HSBC Bank USA, N.A. August 2004 - Present
HSBC Securities 2004 - Present
HSBC 2004 - Present
HSBC Securities (USA) Inc 2004 - 2010
Skills
Options, Derivatives, Capital Markets, Rates, Interest Rate..., FX Options, Equities, Fixed Income, Hedge Funds, Bloomberg, Structured Products, Bonds, Credit Derivatives, Electronic Trading, Equity Derivatives, Financial Markets, Swaps, Trading, Trading Systems
Education
University of Michigan 1988 — 1992
BS, Mathematics
HSBC Bank USA, N.A. August 2004 - Present
HSBC Securities 2004 - Present
HSBC 2004 - Present
HSBC Securities (USA) Inc 2004 - 2010
Skills
Options, Derivatives, Capital Markets, Rates, Interest Rate..., FX Options, Equities, Fixed Income, Hedge Funds, Bloomberg, Structured Products, Bonds, Credit Derivatives, Electronic Trading, Equity Derivatives, Financial Markets, Swaps, Trading, Trading Systems
Education
University of Michigan 1988 — 1992
BS, Mathematics
Catherine Yelverton's HSBC Securities Experience April 2011 - Present
Job MDGlobal Head of Loan Trading at HSBC Securities
Industry Investment Banking
Experience
HSBC Securities April 2011 - Present
Cabrera Capital Markets, LLC July 2010 - March 2011
ABN AMRO 2001 - 2008
Paribas Corporation 1998 - 2000
First Chicago NBD 1997 - 1998
JP Morgan 1992 - 1997
JP Morgan 1992 - 1997
Skills
Loans, Capital Markets, Credit, Trading, Risk Management, High Yield, Investments, Portfolio Management, Structured Finance, Bonds, Private Equity, Asset Management, Investment Banking, Derivatives, Fixed Income, Credit Derivatives, Valuation, Equities, Hedge Funds, Equity Derivatives, Securities, Bloomberg, Alternative Investments, Emerging Markets, CDS, Structured Products, Financial Markets, Financial Structuring, Credit Risk, FX Options, Leveraged Finance, Options, Securitization, Series 63, Series 7, Swaps, Syndications, Fund Of Funds
Education
University of Mississippi
BA, Finance
HSBC Securities April 2011 - Present
Cabrera Capital Markets, LLC July 2010 - March 2011
ABN AMRO 2001 - 2008
Paribas Corporation 1998 - 2000
First Chicago NBD 1997 - 1998
JP Morgan 1992 - 1997
JP Morgan 1992 - 1997
Skills
Loans, Capital Markets, Credit, Trading, Risk Management, High Yield, Investments, Portfolio Management, Structured Finance, Bonds, Private Equity, Asset Management, Investment Banking, Derivatives, Fixed Income, Credit Derivatives, Valuation, Equities, Hedge Funds, Equity Derivatives, Securities, Bloomberg, Alternative Investments, Emerging Markets, CDS, Structured Products, Financial Markets, Financial Structuring, Credit Risk, FX Options, Leveraged Finance, Options, Securitization, Series 63, Series 7, Swaps, Syndications, Fund Of Funds
Education
University of Mississippi
BA, Finance
Roy Gibson's HSBC Securities Experience January 2000 - February 2009
Job IT Consultant at Hewlett Packard
Industry Information Technology and Services
Experience
Hewlett Packard May 2015 - Present
Freelance IT Consultant February 2009 - January 2015
HSBC Securities January 2000 - February 2009
Skills
Databases, SDLC, Business Analysis, Agile Methodologies, Microsoft SQL Server, IT Management, Equities, Analysis, CRM, IT Strategy, Software Development, Disaster Recovery, XML, Business Intelligence, Project Management, Strategy, Security, SQL, Visio, Management, VBA, Visual Basic for..., Visual Basic, Investment Banking
Education
University of Maryland College Park 1987 — 1993
Bachelor of Science, Computer Studies
Community College of the Air Force, Tokyo 1989 — 1992
Associates, Logistics and Business Management
University of Maryland 1987 — 1991
Associates, Management Information Systems
College of Idaho
Hewlett Packard May 2015 - Present
Freelance IT Consultant February 2009 - January 2015
HSBC Securities January 2000 - February 2009
Skills
Databases, SDLC, Business Analysis, Agile Methodologies, Microsoft SQL Server, IT Management, Equities, Analysis, CRM, IT Strategy, Software Development, Disaster Recovery, XML, Business Intelligence, Project Management, Strategy, Security, SQL, Visio, Management, VBA, Visual Basic for..., Visual Basic, Investment Banking
Education
University of Maryland College Park 1987 — 1993
Bachelor of Science, Computer Studies
Community College of the Air Force, Tokyo 1989 — 1992
Associates, Logistics and Business Management
University of Maryland 1987 — 1991
Associates, Management Information Systems
College of Idaho
Trent Smith, CFA, CMT, CIM, FCSI's HSBC Securities Experience June 2008 - January 2010
Job Portfolio Manager at Crestridge Asset Management
Industry Investment Management
Experience
Crestridge Asset Management January 2010 - Present
HSBC Securities June 2008 - January 2010
Scotia McLeod January 2000 - February 2008
Education
University of Ottawa / Université d'Ottawa 1987 — 1990
Economics
Crestridge Asset Management January 2010 - Present
HSBC Securities June 2008 - January 2010
Scotia McLeod January 2000 - February 2008
Education
University of Ottawa / Université d'Ottawa 1987 — 1990
Economics
Brian Vo's HSBC Securities Experience June 2005 - August 2005
Job Ex McKinsey engagement manager with Strategy, Corporate Finance background; Interested in business strategy
Industry Information Technology and Services
Experience
LinkedIn May 2015 - August 2015
McKinsey & Company January 2013 - August 2014
McKinsey & Company June 2011 - December 2012
McKinsey & Company October 2010 - May 2011
Macquarie Group January 2009 - September 2010
Macquarie Group August 2008 - December 2008
Jefferies & Company June 2006 - July 2008
HSBC Securities June 2005 - August 2005
Skills
Private Equity, Business Strategy, Management Consulting, Investment Banking, Financial Modeling, Nonprofits, Leadership, Valuation, Corporate Development, Emerging Markets, Strategy, Corporate Finance, Business Development, Management, Due Diligence, Mergers & Acquisitions
Education
University of Pennsylvania - The Wharton School 2014 — 2016
University of Pennsylvania - The Wharton School 2002 — 2006
BS
Thomas Jefferson HS Sci and Tech 1998 — 2002
LinkedIn May 2015 - August 2015
McKinsey & Company January 2013 - August 2014
McKinsey & Company June 2011 - December 2012
McKinsey & Company October 2010 - May 2011
Macquarie Group January 2009 - September 2010
Macquarie Group August 2008 - December 2008
Jefferies & Company June 2006 - July 2008
HSBC Securities June 2005 - August 2005
Skills
Private Equity, Business Strategy, Management Consulting, Investment Banking, Financial Modeling, Nonprofits, Leadership, Valuation, Corporate Development, Emerging Markets, Strategy, Corporate Finance, Business Development, Management, Due Diligence, Mergers & Acquisitions
Education
University of Pennsylvania - The Wharton School 2014 — 2016
University of Pennsylvania - The Wharton School 2002 — 2006
BS
Thomas Jefferson HS Sci and Tech 1998 — 2002
Sam Oh, CPA CFA's HSBC Securities Experience 1997 - 1999
Job Founder, Mountain Capital
Industry Investment Management
Experience
Mountain Capital Mananagment July 2015 - Present
Apollo Management April 2008 - December 2014
Morgan Stanley 1998 - 2008
HSBC Securities 1997 - 1999
Lehman Brothers 1994 - 1996
Price Waterhouse 1992 - 1994
Education
Yale University - Yale School of Management 1997 — 1999
MBA, Accounting and Finance
University of Pennsylvania - The Wharton School 1988 — 1992
B.Sc., Accounting & Finance
Mountain Capital Mananagment July 2015 - Present
Apollo Management April 2008 - December 2014
Morgan Stanley 1998 - 2008
HSBC Securities 1997 - 1999
Lehman Brothers 1994 - 1996
Price Waterhouse 1992 - 1994
Education
Yale University - Yale School of Management 1997 — 1999
MBA, Accounting and Finance
University of Pennsylvania - The Wharton School 1988 — 1992
B.Sc., Accounting & Finance
Nicole Ferszt's HSBC Securities Experience June 2008 - June 2010
Job Director Global Organization Design & Development at The Estée Lauder Companies Inc.
Industry Retail
Experience
The Estée Lauder Companies Inc. January 2015 - Present
The Estée Lauder Companies Inc. July 2014 - December 2014
The Wharton School August 2012 - May 2014
LVMH Fashion Division NA 2013 - 2013
Credit Suisse June 2010 - June 2012
HSBC Securities June 2008 - June 2010
Skills
Organizational Design, Strategy, Organizational..., Human Resources, Valuation, Private Equity, Investments, Operations Management, Strategic Planning, Banking, Finance, Investment Banking, Corporate Finance, Asset Management, Risk Management, Leadership, Capital Markets, Portfolio Management, Equities, Financial Modeling, Due Diligence, Hedge Funds
Education
University of Pennsylvania - The Wharton School 2004 — 2008
BSc, Finance, Marketing
The Estée Lauder Companies Inc. January 2015 - Present
The Estée Lauder Companies Inc. July 2014 - December 2014
The Wharton School August 2012 - May 2014
LVMH Fashion Division NA 2013 - 2013
Credit Suisse June 2010 - June 2012
HSBC Securities June 2008 - June 2010
Skills
Organizational Design, Strategy, Organizational..., Human Resources, Valuation, Private Equity, Investments, Operations Management, Strategic Planning, Banking, Finance, Investment Banking, Corporate Finance, Asset Management, Risk Management, Leadership, Capital Markets, Portfolio Management, Equities, Financial Modeling, Due Diligence, Hedge Funds
Education
University of Pennsylvania - The Wharton School 2004 — 2008
BSc, Finance, Marketing
Matt Clingerman's HSBC Securities Experience 2013 - Present
Job Licensing Manager at HSBC Securities
Industry Financial Services
Experience
HSBC Securities 2013 - Present
HSBC Securities 2006 - 2013
Essex National Securities 1996 - 2006
Skills
Series 7, Equities, Mutual Funds, Fixed Income, Securities, CLU, Series 24, Retail Banking, Brokerage, Wealth Management, Training, Retirement Planning, Series 63, Fixed Annuities, Financial Services, Portfolio Management, FINRA, Investment Advisory, Investments, Series 6, Relationship Management, Strategic Financial..., Life Insurance, Retirement, Series 65, Asset Allocation, Variable Annuities, Financial Planning
Education
University of Rochester 1984 — 1987
Bachelor's degree, Economics
Lyons Central School 1968 — 1980
High School Diploma, Salutatorian
HSBC Securities 2013 - Present
HSBC Securities 2006 - 2013
Essex National Securities 1996 - 2006
Skills
Series 7, Equities, Mutual Funds, Fixed Income, Securities, CLU, Series 24, Retail Banking, Brokerage, Wealth Management, Training, Retirement Planning, Series 63, Fixed Annuities, Financial Services, Portfolio Management, FINRA, Investment Advisory, Investments, Series 6, Relationship Management, Strategic Financial..., Life Insurance, Retirement, Series 65, Asset Allocation, Variable Annuities, Financial Planning
Education
University of Rochester 1984 — 1987
Bachelor's degree, Economics
Lyons Central School 1968 — 1980
High School Diploma, Salutatorian
Eun Jung Park's HSBC Securities Experience 2008 - 2008
Job Wharton, Univ of Pennsylvania
Industry Financial Services
Experience
HSBC Securities 2008 - 2008
Education
University of Pennsylvania - The Wharton School 2007 — 2010
MBA, Finance
HSBC Securities 2008 - 2008
Education
University of Pennsylvania - The Wharton School 2007 — 2010
MBA, Finance
Daniel Crinion's HSBC Securities Experience February 2010 - Present
Job Experienced Manager in Collateral and Clearing Services
Industry Financial Services
Experience
HSBC Securities February 2010 - Present
Deutsche Bank 2007 - 2010
CSFB 1998 - 2000
Skills
Equities, Fixed Income, Hedge Funds, Capital Markets, Derivatives, Middle Office, Investment Banking, Securities, Prime Brokerage, Credit Derivatives, Bloomberg, Equity Derivatives, Swaps, FX Options, Collateral Management
Education
University of Notre Dame 1995 — 1997
BS, Finance
Chaminade HS 1989 — 1993
High School Diploma
HSBC Securities February 2010 - Present
Deutsche Bank 2007 - 2010
CSFB 1998 - 2000
Skills
Equities, Fixed Income, Hedge Funds, Capital Markets, Derivatives, Middle Office, Investment Banking, Securities, Prime Brokerage, Credit Derivatives, Bloomberg, Equity Derivatives, Swaps, FX Options, Collateral Management
Education
University of Notre Dame 1995 — 1997
BS, Finance
Chaminade HS 1989 — 1993
High School Diploma
Todd Almasi's HSBC Securities Experience January 2010 - January 2012
Job Vice President Investment Advisor at Dundee Goodman Private Wealth
Industry Financial Services
Experience
Dundee Goodman Private Wealth September 2015 - Present
National Bank Financial January 2012 - August 2015
HSBC Securities January 2010 - January 2012
GMP Private Client L.P. March 2005 - January 2010
RBC Dominion Securities 1991 - 2002
Skills
Investment Advisory, Wealth Management, Retirement Planning, Mutual Funds, Investment Strategies, Asset Allocation, Alternative Investments, ETFs, Securities, Equities, Investment Management, Investments, Wealth Management..., Fixed Income, Portfolio Management, Asset Managment, High Net Worth..., Bonds, Wealth
Education
University of Saskatchewan
Dundee Goodman Private Wealth September 2015 - Present
National Bank Financial January 2012 - August 2015
HSBC Securities January 2010 - January 2012
GMP Private Client L.P. March 2005 - January 2010
RBC Dominion Securities 1991 - 2002
Skills
Investment Advisory, Wealth Management, Retirement Planning, Mutual Funds, Investment Strategies, Asset Allocation, Alternative Investments, ETFs, Securities, Equities, Investment Management, Investments, Wealth Management..., Fixed Income, Portfolio Management, Asset Managment, High Net Worth..., Bonds, Wealth
Education
University of Saskatchewan
Brannigan Judge's HSBC Securities Experience October 2012 - July 2014
Job Wealth Management Advisor, TIAACREF
Industry Financial Services
Experience
Santander Investment Securities Inc December 2014 - Present
HSBC Securities October 2012 - July 2014
Citigroup February 2010 - October 2011
Pinnacle Investments January 2009 - July 2009
Northwestern Mutual July 2008 - January 2009
Ameriprise Financial July 2007 - January 2008
Skills
Investments, Portfolio Management, Asset Managment, Series 7, Asset Allocation, Retirement Planning, Capital Markets, Financial Markets, Financial Advisory, Estate Planning, Uniform Combined State..., Insurance, Equities, Asset Management, Finance, Fixed Income, Financial Planning
Education
University of Rochester - Simon Business School 2011 — 2012
Master's of Science, Finance
St. John Fisher College 2003 — 2007
B.S, Management
Santander Investment Securities Inc December 2014 - Present
HSBC Securities October 2012 - July 2014
Citigroup February 2010 - October 2011
Pinnacle Investments January 2009 - July 2009
Northwestern Mutual July 2008 - January 2009
Ameriprise Financial July 2007 - January 2008
Skills
Investments, Portfolio Management, Asset Managment, Series 7, Asset Allocation, Retirement Planning, Capital Markets, Financial Markets, Financial Advisory, Estate Planning, Uniform Combined State..., Insurance, Equities, Asset Management, Finance, Fixed Income, Financial Planning
Education
University of Rochester - Simon Business School 2011 — 2012
Master's of Science, Finance
St. John Fisher College 2003 — 2007
B.S, Management
Laura Johnston, CFP's HSBC Securities Experience September 2007 - October 2011
Job Investment Advisor Associate
Industry Financial Services
Experience
CIBC Wood Gundy October 2011 - Present
HSBC Securities September 2007 - October 2011
BMO Nesbitt Burns October 2005 - August 2007
Education
University of Ottawa / Université d'Ottawa 2001 — 2005
Bachelor of Commerce (BCom)
CIBC Wood Gundy October 2011 - Present
HSBC Securities September 2007 - October 2011
BMO Nesbitt Burns October 2005 - August 2007
Education
University of Ottawa / Université d'Ottawa 2001 — 2005
Bachelor of Commerce (BCom)
Patrick Fox's HSBC Securities Experience January 1999 - September 2012
Job Assistant Controller at Angelo, Gordon & Co
Industry Financial Services
Experience
Angelo, Gordon & Co. October 2012 - Present
HSBC Securities January 1999 - September 2012
J.P. Morgan February 1997 - December 1998
Citi May 1995 - February 1997
Skills
Accounting, Business Relationship..., Hedge Funds, Fund Administration, Fund Of Funds, Fund Accounting, Mutual Funds, Private Equity, Operational Due..., Project Management, Maintaining Strong..., Investor Relations, Operations Management
Education
University of Scranton 1991 — 1995
Bachelor of Science, Accounting
Angelo, Gordon & Co. October 2012 - Present
HSBC Securities January 1999 - September 2012
J.P. Morgan February 1997 - December 1998
Citi May 1995 - February 1997
Skills
Accounting, Business Relationship..., Hedge Funds, Fund Administration, Fund Of Funds, Fund Accounting, Mutual Funds, Private Equity, Operational Due..., Project Management, Maintaining Strong..., Investor Relations, Operations Management
Education
University of Scranton 1991 — 1995
Bachelor of Science, Accounting
Alexandra Crawford's HSBC Securities Experience October 2007 - April 2008
Job Vice President at HSBC
Industry Financial Services
Experience
HSBC January 2015 - Present
HSBC May 2008 - December 2014
HSBC Securities October 2007 - April 2008
HSBC Securities June 2006 - August 2006
Skills
Structured Finance, Covered Bonds, Capital Markets, CAS, Bloomberg, Microsoft Office, Fixed Income Analysis, Loans, Securitization, Structured Products, ABS, Emerging Markets, Financial Structuring
Education
University of Pennsylvania - The Wharton School 2003 — 2007
Finance, Finance, General, Summa Cum Laude
HSBC January 2015 - Present
HSBC May 2008 - December 2014
HSBC Securities October 2007 - April 2008
HSBC Securities June 2006 - August 2006
Skills
Structured Finance, Covered Bonds, Capital Markets, CAS, Bloomberg, Microsoft Office, Fixed Income Analysis, Loans, Securitization, Structured Products, ABS, Emerging Markets, Financial Structuring
Education
University of Pennsylvania - The Wharton School 2003 — 2007
Finance, Finance, General, Summa Cum Laude
Kodi Palmer's HSBC Securities Experience May 2010 - Present
Job Life Insurance New Business Case Manager at HSBC Securities
Industry Insurance
Experience
HSBC Securities May 2010 - Present
HSBC July 2009 - May 2010
HSBC July 2008 - July 2009
Skills
Relationship Management, Life Insurance, Commercial Banking, Insurance, Fixed Annuities, Banking, Portfolio Management, Employee Benefits, New Business Development, Mutual Funds, Wealth Management, Financial Services, Series 6, Process Improvement, Term Life Insurance, Sales, Call Centers, Microsoft Excel, Customer Experience, Variable Annuities, Team Leadership, Educational Leadership, Operational Risk..., Middle Office, Process Management, Customer Service, Customer Oriented, Social Media, Public Speaking, Microsoft Word, Marketing Communications, Event Planning
Education
University of Nevada-Las Vegas 2004 — 2006
Bachelor of Arts (B.A.) with Honors, Communication Studies
University of Nevada-Las Vegas 1998 — 2000
Bachelor's degree, Communication Studies
HSBC Securities May 2010 - Present
HSBC July 2009 - May 2010
HSBC July 2008 - July 2009
Skills
Relationship Management, Life Insurance, Commercial Banking, Insurance, Fixed Annuities, Banking, Portfolio Management, Employee Benefits, New Business Development, Mutual Funds, Wealth Management, Financial Services, Series 6, Process Improvement, Term Life Insurance, Sales, Call Centers, Microsoft Excel, Customer Experience, Variable Annuities, Team Leadership, Educational Leadership, Operational Risk..., Middle Office, Process Management, Customer Service, Customer Oriented, Social Media, Public Speaking, Microsoft Word, Marketing Communications, Event Planning
Education
University of Nevada-Las Vegas 2004 — 2006
Bachelor of Arts (B.A.) with Honors, Communication Studies
University of Nevada-Las Vegas 1998 — 2000
Bachelor's degree, Communication Studies