HSBC Securities
Description
Address: 1-2 Lochside Way, Edinburgh EH12 9DT Phone: 0131 338 2000Hours: Category: : : Website: : : : : Place name: Website: https://www.gbm.hsbc.com/solutions/securities-services Category: Corporate office Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. · Own this business?Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThank you for sharing!Your photo will be posted publicly on Google.Contribute MoreFinishedUpload public photos of HSBC Securities Services Posting publicly on the Web Write a review Reviews"HSBC office, quick access is through nearby tram" "Nice place for an office" View all Google reviews
HSBC Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at HSBC Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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1,099 HSBC Securities employees in database. Find out everything there's to know about HSBC Securities employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
HSBC Securities Employees
Employee
Years
Job
Industry
Catalina Hallock Catalina Hallock's HSBC Securities Experience July 2013 - Present
Job Associate at HSBC Securities
Industry Banking
Experience
HSBC Securities July 2013 - Present
BBVA October 2011 - October 2012
MetLife June 2011 - August 2011
Refinery29.com October 2010 - May 2011
Skills
Spanish, Microsoft Office, Social Media Marketing, InDesign, Graphic Design, Online Marketing, SPSS, Financial Analysis, Market Research, Digital Marketing, Advertising, English, Management, Research, Finance
Education
Fordham University 2007 — 2011
Bachelor of Science, Business Administration with a concentration in Marketing and a minor in Visual Arts
Universitat Ramon Llull 2009 — 2009
Publicidad, Finanzas, Gestion de Recursos Humanos
HSBC Securities July 2013 - Present
BBVA October 2011 - October 2012
MetLife June 2011 - August 2011
Refinery29.com October 2010 - May 2011
Skills
Spanish, Microsoft Office, Social Media Marketing, InDesign, Graphic Design, Online Marketing, SPSS, Financial Analysis, Market Research, Digital Marketing, Advertising, English, Management, Research, Finance
Education
Fordham University 2007 — 2011
Bachelor of Science, Business Administration with a concentration in Marketing and a minor in Visual Arts
Universitat Ramon Llull 2009 — 2009
Publicidad, Finanzas, Gestion de Recursos Humanos
Jennifer Im Jennifer Im's HSBC Securities Experience October 2011 - August 2013
Job Project Managing Officer
Industry Financial Services
Experience
HSBC August 2013 - Present
HSBC Securities October 2011 - August 2013
TD Ameritrade Institutional January 2006 - April 2011
Image Solutions, Inc August 2001 - January 2006
Education
Fairleigh Dickinson University 2002 — 2004
HSBC August 2013 - Present
HSBC Securities October 2011 - August 2013
TD Ameritrade Institutional January 2006 - April 2011
Image Solutions, Inc August 2001 - January 2006
Education
Fairleigh Dickinson University 2002 — 2004
Carol Chia-Ju Chou Carol Chia-Ju Chou's HSBC Securities Experience July 2007 - July 2008
Job Senior Transfer Pricing Analyst at EY
Industry Financial Services
Experience
Ernst & Young International Tax Services December 2014 - Present
Ernst & Young International Tax Services September 2010 - October 2013
Fuqua School of Business August 2008 - May 2010
HSBC Securities July 2007 - July 2008
Skills
Economics, Econometrics, Quantitative Analytics, SAS, Statistics, Transfer Pricing, Stata, Financial Analysis, Business Valuation, Due Diligence, Marketing Research, Financial Modeling, Forecasting, International Tax, Business Analysis, Leadership
Education
Duke University 2008 — 2010
Master's Degree
Tamkang University 2005 — 2007
Master of Business Administration (M.B.A.)
Tamkang University 2001 — 2005
Bachelor's Degree
Ernst & Young International Tax Services December 2014 - Present
Ernst & Young International Tax Services September 2010 - October 2013
Fuqua School of Business August 2008 - May 2010
HSBC Securities July 2007 - July 2008
Skills
Economics, Econometrics, Quantitative Analytics, SAS, Statistics, Transfer Pricing, Stata, Financial Analysis, Business Valuation, Due Diligence, Marketing Research, Financial Modeling, Forecasting, International Tax, Business Analysis, Leadership
Education
Duke University 2008 — 2010
Master's Degree
Tamkang University 2005 — 2007
Master of Business Administration (M.B.A.)
Tamkang University 2001 — 2005
Bachelor's Degree
Jason Apostolides Jason Apostolides's HSBC Securities Experience August 2008 - Present
Job Vice President, HSBC Securities
Industry Financial Services
Experience
HSBC Securities August 2008 - Present
Skills
Fixed Income, Equities, Derivatives, Hedge Funds, Bloomberg, Series 7, Capital Markets, Alternative Investments, Portfolio Management, Asset Managment, Securities, Prime Brokerage, Series 63, Financial Markets, Asset Management, Bonds
Education
Fairfield University 2004 — 2008
B.S., Finance, Economics
HSBC Securities August 2008 - Present
Skills
Fixed Income, Equities, Derivatives, Hedge Funds, Bloomberg, Series 7, Capital Markets, Alternative Investments, Portfolio Management, Asset Managment, Securities, Prime Brokerage, Series 63, Financial Markets, Asset Management, Bonds
Education
Fairfield University 2004 — 2008
B.S., Finance, Economics
Yanick Midyette Yanick Midyette's HSBC Securities Experience February 2009 - September 2013
Job Vice PresidentInvestment Specialist | Institutional Trading | Securities Sales Supervision | Compliance
Industry Financial Services
Experience
SunTrust November 2013 - April 2014
HSBC Securities February 2009 - September 2013
Smith Barney, Inc. September 2000 - January 2009
Skills
Series 7, Wealth Management, Portfolio Management, Mutual Funds, Asset Allocation, Equities, Series 63, Fixed Income, Financial Markets, Asset Management, Banking, Investment Advisory, Series 65, Investment Strategies, Securities, Wealth Management..., Capital Markets, Finance, Strategy, Derivatives, AML, Investment Banking, Strategic Financial..., Emerging Markets, Investment Management, Series 9, Series 10, Securities Regulation, Securities Sales..., Trade Compliance, GA Life, Accident &..., Series 6, Series 31, Revenue & Profit Growth, Business Development, Financial Advisory, Retirement Planning, Bloomberg, Trading Systems, Options, Structured Products, Foreign Exchange, Precious Metals, Home Equity Loans, Compliance, Private Banking, Investment Brokerage, Retail Banking, Employee Training, Microsoft Office
Education
University of Miami - School of Business 2003 — 2004
MBA, International Business
Florida International University 1992 — 1994
B.S., Mass Communication & Journalism
Lake Mary High School
SunTrust November 2013 - April 2014
HSBC Securities February 2009 - September 2013
Smith Barney, Inc. September 2000 - January 2009
Skills
Series 7, Wealth Management, Portfolio Management, Mutual Funds, Asset Allocation, Equities, Series 63, Fixed Income, Financial Markets, Asset Management, Banking, Investment Advisory, Series 65, Investment Strategies, Securities, Wealth Management..., Capital Markets, Finance, Strategy, Derivatives, AML, Investment Banking, Strategic Financial..., Emerging Markets, Investment Management, Series 9, Series 10, Securities Regulation, Securities Sales..., Trade Compliance, GA Life, Accident &..., Series 6, Series 31, Revenue & Profit Growth, Business Development, Financial Advisory, Retirement Planning, Bloomberg, Trading Systems, Options, Structured Products, Foreign Exchange, Precious Metals, Home Equity Loans, Compliance, Private Banking, Investment Brokerage, Retail Banking, Employee Training, Microsoft Office
Education
University of Miami - School of Business 2003 — 2004
MBA, International Business
Florida International University 1992 — 1994
B.S., Mass Communication & Journalism
Lake Mary High School
Ashley Crowe, CPA Ashley Crowe, CPA's HSBC Securities Experience September 2011 - August 2013
Job Vice President at BBR Partners
Industry Accounting
Experience
BBR Partners August 2013 - Present
HSBC Securities September 2011 - August 2013
Rothstein Kass November 2010 - August 2011
Skills
Hedge Funds, Finance, Financial Services, Auditing, Fund Of Funds, Financial Statements, Derivatives, Financial Analysis, Accounting, Financial Accounting, Tax, Internal Controls, Equities, Bloomberg, Financial Risk
Education
Fordham University 2010 — 2011
MS in Professional Accounting, Accounting
Villanova University 2006 — 2009
BS in Accountancy, BA of Business Administration, Finance
Universita 'di Urbino
BBR Partners August 2013 - Present
HSBC Securities September 2011 - August 2013
Rothstein Kass November 2010 - August 2011
Skills
Hedge Funds, Finance, Financial Services, Auditing, Fund Of Funds, Financial Statements, Derivatives, Financial Analysis, Accounting, Financial Accounting, Tax, Internal Controls, Equities, Bloomberg, Financial Risk
Education
Fordham University 2010 — 2011
MS in Professional Accounting, Accounting
Villanova University 2006 — 2009
BS in Accountancy, BA of Business Administration, Finance
Universita 'di Urbino
Abdoul Sylla, MBA Abdoul Sylla, MBA's HSBC Securities Experience 2011 - 2012
Job Officer, at Mizuho Securities
Industry Financial Services
Experience
Mizuho Securities Co., Ltd. April 2013 - Present
Cognizant Technology Solutions October 2012 - 2013
HSBC Securities 2011 - 2012
State Street Bank April 2005 - July 2011
AC MOORE July 2004 - April 2005
Skills
Bloomberg Terminal, Advent Geneva, Multi Currency Horizon, NTAS, Partner, Microsoft Office, Microsoft Excel, MS Project, Windows 7, Mac OS, Lotus Notes, Financial Accounting, Business Analysis, Process Improvement, Hedge Funds, Account Reconciliation, Mutual Funds, Bloomberg, Accounting, Equities, Securities, Finance, Management
Education
New Jersey Institute of Technology 2011 — 2013
Master of Business Administration (MBA), 3.87
New Jersey Institute of Technology 2002 — 2004
Bachelor of Science (BS), Business Administration and Management, General, 3.5
County College of Morris 1999 — 2001
Associate of Science (A.S.), Business Management, General, 3.3
Mizuho Securities Co., Ltd. April 2013 - Present
Cognizant Technology Solutions October 2012 - 2013
HSBC Securities 2011 - 2012
State Street Bank April 2005 - July 2011
AC MOORE July 2004 - April 2005
Skills
Bloomberg Terminal, Advent Geneva, Multi Currency Horizon, NTAS, Partner, Microsoft Office, Microsoft Excel, MS Project, Windows 7, Mac OS, Lotus Notes, Financial Accounting, Business Analysis, Process Improvement, Hedge Funds, Account Reconciliation, Mutual Funds, Bloomberg, Accounting, Equities, Securities, Finance, Management
Education
New Jersey Institute of Technology 2011 — 2013
Master of Business Administration (MBA), 3.87
New Jersey Institute of Technology 2002 — 2004
Bachelor of Science (BS), Business Administration and Management, General, 3.5
County College of Morris 1999 — 2001
Associate of Science (A.S.), Business Management, General, 3.3
Shawn Doherty Shawn Doherty's HSBC Securities Experience December 2000 - August 2010
Job Head of Central Bank Sales America's at Citigroup
Industry Financial Services
Experience
Citigroup August 2010 - Present
HSBC Securities December 2000 - August 2010
BNY Mellon 1997 - 2000
UBS (formerly Swiss Bank Corporation) 1991 - 1997
Skills
Fixed Income, Securities Lending, Series 24, Series 7, Series 63, Alternative Investments, Financial Risk, Investment Banking, Structured Products, Financial Services, Derivatives, Capital Markets, Financial Markets, Trading, Equities, Asset Allocation, Securities, Financial Modeling, Swaps, Interest Rate..., Hedge Funds, Bloomberg, Bonds, Investments, Asset Management, Corporate Finance, Banking, Options, Portfolio Management, FX Options
Education
Fordham University - Graduate School of Business Administration 1989 — 1991
MBA, Finance
St. Peter's College 1981 — 1985
Bachelor of Science (BS), Marketing/Management
Christian Brothers Academy
Citigroup August 2010 - Present
HSBC Securities December 2000 - August 2010
BNY Mellon 1997 - 2000
UBS (formerly Swiss Bank Corporation) 1991 - 1997
Skills
Fixed Income, Securities Lending, Series 24, Series 7, Series 63, Alternative Investments, Financial Risk, Investment Banking, Structured Products, Financial Services, Derivatives, Capital Markets, Financial Markets, Trading, Equities, Asset Allocation, Securities, Financial Modeling, Swaps, Interest Rate..., Hedge Funds, Bloomberg, Bonds, Investments, Asset Management, Corporate Finance, Banking, Options, Portfolio Management, FX Options
Education
Fordham University - Graduate School of Business Administration 1989 — 1991
MBA, Finance
St. Peter's College 1981 — 1985
Bachelor of Science (BS), Marketing/Management
Christian Brothers Academy
Schuyler Vreeland Schuyler Vreeland's HSBC Securities Experience August 2009 - October 2012
Job FX Trader at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank November 2012 - Present
HSBC Securities August 2009 - October 2012
Skills
Fixed Income, Hedge Funds, Portfolio Management, Bloomberg, Securities, Capital Markets, Equities, Foreign Exchange
Education
Cornell University 2005 — 2009
Bachelor of Arts (B.A.), Economics
The Lawrenceville School 2000 — 2004
Deutsche Bank November 2012 - Present
HSBC Securities August 2009 - October 2012
Skills
Fixed Income, Hedge Funds, Portfolio Management, Bloomberg, Securities, Capital Markets, Equities, Foreign Exchange
Education
Cornell University 2005 — 2009
Bachelor of Arts (B.A.), Economics
The Lawrenceville School 2000 — 2004
Frank Adjodha Frank Adjodha's HSBC Securities Experience July 2013 - Present
Job Operations Manager at HSBC Securities
Industry Financial Services
Experience
HSBC Securities July 2013 - Present
Barclays August 2004 - July 2012
UBS Investment Bank July 1994 - August 2004
Skills
•Proficient in MS..., Broadridge IMPACT, Bloomberg, SunGuard Intellimatch, DTCC, Bank of NY GSCX, Creation Online, ADP, Business Objects, CISCO Meetingplace, ADP Payroll, Trading, Banking, Fixed Income, Back Office, Cisco Technologies, PMP, Project Management, Middle Office, Securities, Series 7, Series 63, Business Analysis, Corporate Actions, Financial Services, Derivatives, Settlement, Equities
Education
BTII 2012 — 2013
Project Management, completed
Excelsior College 1996 — 2000
Bachelor of Science (BS), Finance, General
HSBC Securities July 2013 - Present
Barclays August 2004 - July 2012
UBS Investment Bank July 1994 - August 2004
Skills
•Proficient in MS..., Broadridge IMPACT, Bloomberg, SunGuard Intellimatch, DTCC, Bank of NY GSCX, Creation Online, ADP, Business Objects, CISCO Meetingplace, ADP Payroll, Trading, Banking, Fixed Income, Back Office, Cisco Technologies, PMP, Project Management, Middle Office, Securities, Series 7, Series 63, Business Analysis, Corporate Actions, Financial Services, Derivatives, Settlement, Equities
Education
BTII 2012 — 2013
Project Management, completed
Excelsior College 1996 — 2000
Bachelor of Science (BS), Finance, General
Kelly Vanegas Kelly Vanegas's HSBC Securities Experience March 2009 - December 2011
Job Certified Scrum Master (CSM), Project Manager at HSBC Private Bank
Industry Information Technology and Services
Experience
HSBC Private Bank January 2012 - Present
HSBC Securities March 2009 - December 2011
Eastern Financial Florida Credit Union May 2004 - March 2009
Skills
Banking, Business Analysis, Auditing, Change Management, Financial Analysis, Financial Risk, Process Improvement, Program Management, Project Management, Requirements Analysis, Requirements Gathering, Retail Banking, SDLC, Software Project..., Project Delivery, Team Leadership, PMO, Business Process, Business Intelligence, Integration, Analysis, Team Building, Business Development, IT Strategy, Team Management, CRM, Business Transformation, Strategy, Management, Risk Management, Vendor Management
Education
Nova Southeastern University 2007 — 2008
Masters, Business Adminstration
Florida International University - College of Business Administration 1999 — 2003
Bachelor of Business Administration (BBA), Major in Finance and Management Information Systems
HSBC Private Bank January 2012 - Present
HSBC Securities March 2009 - December 2011
Eastern Financial Florida Credit Union May 2004 - March 2009
Skills
Banking, Business Analysis, Auditing, Change Management, Financial Analysis, Financial Risk, Process Improvement, Program Management, Project Management, Requirements Analysis, Requirements Gathering, Retail Banking, SDLC, Software Project..., Project Delivery, Team Leadership, PMO, Business Process, Business Intelligence, Integration, Analysis, Team Building, Business Development, IT Strategy, Team Management, CRM, Business Transformation, Strategy, Management, Risk Management, Vendor Management
Education
Nova Southeastern University 2007 — 2008
Masters, Business Adminstration
Florida International University - College of Business Administration 1999 — 2003
Bachelor of Business Administration (BBA), Major in Finance and Management Information Systems
William Nowood William Nowood's HSBC Securities Experience September 2005 - June 2007
Job Residential Manager/ QIDP at Avancer, LLC
Industry Nonprofit Organization Management
Experience
Avancer, LLC June 2014 - Present
Aunt Martha's Youth Service Center January 2013 - Present
Robert Half Finance & Accounting March 2012 - June 2012
OfficeMax April 2011 - March 2012
Dakotabilities April 2008 - February 2011
PepsiCo June 2007 - April 2008
HSBC Securities September 2005 - June 2007
Skills
Sales, Software Documentation, Customer Service, Data Entry, Recruiting, Teamwork, Analysis, Cold Calling, Supervisory Experience, Grant Writing, Management Skills, Written Correspondence, Powerpoint programs..., Crisis Management, Computer Savvy, Accurate Record Keeping, Case Management Services, Excel and Access..., Office..., Preparation Of Reports, Word, and Work Software..., QIDP Certified
Education
Globe University-Sioux Falls 2009 — 2010
Master of Business Administration (M.B.A.), Business Administration and Management, General
Dakota Wesleyan University 1988 — 1993
Bachelor's degree, Human Services, General
Avancer, LLC June 2014 - Present
Aunt Martha's Youth Service Center January 2013 - Present
Robert Half Finance & Accounting March 2012 - June 2012
OfficeMax April 2011 - March 2012
Dakotabilities April 2008 - February 2011
PepsiCo June 2007 - April 2008
HSBC Securities September 2005 - June 2007
Skills
Sales, Software Documentation, Customer Service, Data Entry, Recruiting, Teamwork, Analysis, Cold Calling, Supervisory Experience, Grant Writing, Management Skills, Written Correspondence, Powerpoint programs..., Crisis Management, Computer Savvy, Accurate Record Keeping, Case Management Services, Excel and Access..., Office..., Preparation Of Reports, Word, and Work Software..., QIDP Certified
Education
Globe University-Sioux Falls 2009 — 2010
Master of Business Administration (M.B.A.), Business Administration and Management, General
Dakota Wesleyan University 1988 — 1993
Bachelor's degree, Human Services, General
Donal O'Shea Donal O'Shea's HSBC Securities Experience May 2013 - Present
Job SVP at HSBC Securities
Industry Investment Management
Experience
HSBC Securities May 2013 - Present
Gain Capital October 2008 - Present
BlackRock October 2006 - October 2008
Merrill Lynch Technology September 1999 - September 2006
Deutsche Asset Management April 1992 - September 1999
Digitial Equipment Corp. April 1989 - April 1992
Security Pacific Software Systems 1987 - 1992
Skills
Trading, Asset Management, Business Analysis, Equities, Process Improvement, Outsourcing, FX, Asset Managment, Fixed Income, Trading Systems, Electronic Trading, Vendor Management, Investments, Financial Services, Prime Brokerage, Financial Markets, Sybase, Management, Commodity, Equity Trading, FX trading, Project Portfolio..., Market Data, Risk Management, SDLC, Global Delivery, Strategy, Business Partner..., Program Management, Disaster Recovery, Derivatives, Strategic Planning, Portfolio Management, Back Office, Banking, Foreign Exchange, FX Options, FX Trading
Education
Dublin City University 1982 — 1986
Bachelor of Science (B.Sc.), Computer Applications
HSBC Securities May 2013 - Present
Gain Capital October 2008 - Present
BlackRock October 2006 - October 2008
Merrill Lynch Technology September 1999 - September 2006
Deutsche Asset Management April 1992 - September 1999
Digitial Equipment Corp. April 1989 - April 1992
Security Pacific Software Systems 1987 - 1992
Skills
Trading, Asset Management, Business Analysis, Equities, Process Improvement, Outsourcing, FX, Asset Managment, Fixed Income, Trading Systems, Electronic Trading, Vendor Management, Investments, Financial Services, Prime Brokerage, Financial Markets, Sybase, Management, Commodity, Equity Trading, FX trading, Project Portfolio..., Market Data, Risk Management, SDLC, Global Delivery, Strategy, Business Partner..., Program Management, Disaster Recovery, Derivatives, Strategic Planning, Portfolio Management, Back Office, Banking, Foreign Exchange, FX Options, FX Trading
Education
Dublin City University 1982 — 1986
Bachelor of Science (B.Sc.), Computer Applications
Joseph Beecher Joseph Beecher's HSBC Securities Experience October 2009 - September 2011
Job Vice President Wilmington Trust
Industry Financial Services
Experience
Wilmington Trust February 2014 - Present
Merrill Lynch September 2011 - February 2014
HSBC Securities October 2009 - September 2011
Skills
Alternative Investments, Asset Allocation, Asset Management, Bloomberg, Employee Benefits, Capital Markets, Equities, Estate Planning, Finance, Financial Advisory, Financial Analysis, Financial Modeling, Fixed Income, Investment Advisory, Investment Strategies, Mutual Funds, Portfolio Management, Retirement, Retirement Planning, Investments, Series 63, Series 7, Strategic Financial..., Securities, Wealth Management, Hedge Funds
Education
State University of New York College at Buffalo 2002 — 2005
Bachelor of Science (BS), Economics
Fordham University 1999 — 2001
Economics
Canisius high school 1995 — 1999
1999, College/University Preparatory and Advanced High School/Secondary Diploma Program
Wilmington Trust February 2014 - Present
Merrill Lynch September 2011 - February 2014
HSBC Securities October 2009 - September 2011
Skills
Alternative Investments, Asset Allocation, Asset Management, Bloomberg, Employee Benefits, Capital Markets, Equities, Estate Planning, Finance, Financial Advisory, Financial Analysis, Financial Modeling, Fixed Income, Investment Advisory, Investment Strategies, Mutual Funds, Portfolio Management, Retirement, Retirement Planning, Investments, Series 63, Series 7, Strategic Financial..., Securities, Wealth Management, Hedge Funds
Education
State University of New York College at Buffalo 2002 — 2005
Bachelor of Science (BS), Economics
Fordham University 1999 — 2001
Economics
Canisius high school 1995 — 1999
1999, College/University Preparatory and Advanced High School/Secondary Diploma Program
Michael Ordway Michael Ordway's HSBC Securities Experience June 2013 - August 2013
Job Investment Banking Analyst, Wells Fargo
Industry Investment Banking
Experience
Wells Fargo Securities June 2014 - Present
Goizueta Investors August 2013 - May 2014
Goizueta Investment Management Group September 2012 - May 2014
HSBC Securities June 2013 - August 2013
Goizueta Investors September 2012 - May 2013
Morgan Stanley May 2012 - August 2012
Finance Department, Goizueta Business School October 2011 - April 2012
Skills
Microsoft Excel, PowerPoint, Microsoft Word, Financial Research, C/C++ STL, Java, Golf, Tennis, Backpacking, Economics, Financial Analysis, Data Analysis, Statistics, Investment Banking, Corporate Finance, Financial Modeling, Microsoft Office, Valuation
Education
Goizueta Business School, Emory University 2010 — 2014
Bachelor of Business Administration (BBA), Finance and Computer Science
Wells Fargo Securities June 2014 - Present
Goizueta Investors August 2013 - May 2014
Goizueta Investment Management Group September 2012 - May 2014
HSBC Securities June 2013 - August 2013
Goizueta Investors September 2012 - May 2013
Morgan Stanley May 2012 - August 2012
Finance Department, Goizueta Business School October 2011 - April 2012
Skills
Microsoft Excel, PowerPoint, Microsoft Word, Financial Research, C/C++ STL, Java, Golf, Tennis, Backpacking, Economics, Financial Analysis, Data Analysis, Statistics, Investment Banking, Corporate Finance, Financial Modeling, Microsoft Office, Valuation
Education
Goizueta Business School, Emory University 2010 — 2014
Bachelor of Business Administration (BBA), Finance and Computer Science
Bryan Hom Bryan Hom's HSBC Securities Experience July 2011 - September 2013
Job Associate Investment Team at EIG Global Energy Partners
Industry Venture Capital & Private Equity
Experience
EIG Global Energy Partners September 2013 - Present
HSBC Securities July 2011 - September 2013
Macquarie Capital Advisors June 2010 - August 2010
Lincoln Financial Group August 2009 - May 2010
Gates, Hudson & Associates, Inc. May 2008 - January 2010
Education
Emory University 2007 — 2011
BBA, Finance, Accounting, Economics
Walter Johnson High School 2003 — 2007
EIG Global Energy Partners September 2013 - Present
HSBC Securities July 2011 - September 2013
Macquarie Capital Advisors June 2010 - August 2010
Lincoln Financial Group August 2009 - May 2010
Gates, Hudson & Associates, Inc. May 2008 - January 2010
Education
Emory University 2007 — 2011
BBA, Finance, Accounting, Economics
Walter Johnson High School 2003 — 2007
Steven Masor Steven Masor's HSBC Securities Experience November 2013 - Present
Job Equity Derivatives Trade Support at HSBC Securities
Industry Financial Services
Experience
HSBC Securities November 2013 - Present
HSBC Securities October 2012 - November 2013
HSBC Securities July 2011 - October 2012
Cambridge Southern Financial Advisors June 2010 - July 2010
Skills
Equities, Fixed Income, Equity Derivatives, Operations Management, Series 63, Strategic Planning, Strategic Thinking, Capital Markets, Dodd-Frank, Operational Risk, Series 7, Derivatives, Interest Rate Swaps, OTC, Clearing, Collateral Management, CDS, Six Sigma, Options, Futures, Swaps, Risk Analysis, Bloomberg Terminal
Education
Emory University 2007 — 2011
BBA, Accounting, Finance
Emory University - Goizueta Business School 2007 — 2011
BBA, Accounting and Finance
HSBC Securities November 2013 - Present
HSBC Securities October 2012 - November 2013
HSBC Securities July 2011 - October 2012
Cambridge Southern Financial Advisors June 2010 - July 2010
Skills
Equities, Fixed Income, Equity Derivatives, Operations Management, Series 63, Strategic Planning, Strategic Thinking, Capital Markets, Dodd-Frank, Operational Risk, Series 7, Derivatives, Interest Rate Swaps, OTC, Clearing, Collateral Management, CDS, Six Sigma, Options, Futures, Swaps, Risk Analysis, Bloomberg Terminal
Education
Emory University 2007 — 2011
BBA, Accounting, Finance
Emory University - Goizueta Business School 2007 — 2011
BBA, Accounting and Finance
Matthieu Seveau Matthieu Seveau's HSBC Securities Experience December 2005 - March 2007
Job Senior Associate in Project and Acquisition Finance at Commonwealth Bank of Australia
Industry Investment Banking
Experience
Commonwealth Bank of Australia September 2007 - Present
HSBC Securities December 2005 - March 2007
Credit Agricole CIB August 2004 - November 2005
Credit Agricole CIB May 2003 - June 2004
CIC Securities January 2002 - June 2002
Skills
Fluent in French,..., Expertise in Bloomberg,..., Project Finance, Investment Banking, Corporate Finance, Risk Management, Syndications, Capital Markets, Financial Modeling, Equity Research, Bloomberg, Equity Capital Markets, Finance, Equities, Financial Analysis, Valuation, Derivatives, Portfolio Management, Due Diligence, Leveraged Finance, Term Sheets, Documentation, Risk Analysis
Education
ESCP Europe 2002 — 2003
Master, Finance
ISTM 1998 — 2002
Engineer / Management, Biology / Finance
Commonwealth Bank of Australia September 2007 - Present
HSBC Securities December 2005 - March 2007
Credit Agricole CIB August 2004 - November 2005
Credit Agricole CIB May 2003 - June 2004
CIC Securities January 2002 - June 2002
Skills
Fluent in French,..., Expertise in Bloomberg,..., Project Finance, Investment Banking, Corporate Finance, Risk Management, Syndications, Capital Markets, Financial Modeling, Equity Research, Bloomberg, Equity Capital Markets, Finance, Equities, Financial Analysis, Valuation, Derivatives, Portfolio Management, Due Diligence, Leveraged Finance, Term Sheets, Documentation, Risk Analysis
Education
ESCP Europe 2002 — 2003
Master, Finance
ISTM 1998 — 2002
Engineer / Management, Biology / Finance
Todd S. Douglas Todd S. Douglas's HSBC Securities Experience 2004 - 2006
Job Managing Partner, Frog Pond Capital, LLC
Industry Management Consulting
Experience
Frog Pond Capital, LLC April 2014 - Present
Mizuho Securities USA Inc. 2010 - 2012
Soleil Securities Corporation 2008 - 2010
Credit Agricole 2007 - 2008
HSBC Securities 2004 - 2006
UBS Investment Bank 1998 - 2004
Skills
Investor Relations, Financial Institutions, Institutional Investors, Institutional Research, Institutional Marketing, Institutional Relations, Corporate Communications, Corporate Events, Corporate Finance, Marketing Communications, Institutional..., Equity Valuation, Competitive Analysis, Strategy, Investments, Equities, Equity Research, Management, Marketing, Capital Markets, Hedge Funds, FINRA, Business Development, Fixed Income, Private Equity, Alternative Investments, Emerging Markets, Financial Markets, Portfolio Management, Investment Banking, Valuation, Equity Trading, Bloomberg, Securities, Series 7, Trading, Asset Management, Public Relations
Education
Fordham University - Graduate School of Business Administration
SUNY Albany
Frog Pond Capital, LLC April 2014 - Present
Mizuho Securities USA Inc. 2010 - 2012
Soleil Securities Corporation 2008 - 2010
Credit Agricole 2007 - 2008
HSBC Securities 2004 - 2006
UBS Investment Bank 1998 - 2004
Skills
Investor Relations, Financial Institutions, Institutional Investors, Institutional Research, Institutional Marketing, Institutional Relations, Corporate Communications, Corporate Events, Corporate Finance, Marketing Communications, Institutional..., Equity Valuation, Competitive Analysis, Strategy, Investments, Equities, Equity Research, Management, Marketing, Capital Markets, Hedge Funds, FINRA, Business Development, Fixed Income, Private Equity, Alternative Investments, Emerging Markets, Financial Markets, Portfolio Management, Investment Banking, Valuation, Equity Trading, Bloomberg, Securities, Series 7, Trading, Asset Management, Public Relations
Education
Fordham University - Graduate School of Business Administration
SUNY Albany
Gabriella Deponte Gabriella Deponte's HSBC Securities Experience September 2003 - February 2008
Job CEO, Vent'Acqua, LLC, editing services
Industry Writing and Editing
Experience
Vent'Acqua LLC, dba GDProofs May 2008 - Present
HSBC Securities September 2003 - February 2008
HSBC Bank USA 2003 - 2008
HSBC Securities (USA) Inc. 2003 - 2008
Citigroup April 1989 - August 2003
Citibank Securities Inc., New York, USA 1997 - 2003
Skills
Non-fiction, Writing, Editing, Banking, Fiction, Books, English, French, Financial Markets, Italian, Equities, Portfolio Management, Financial Services, Trading, Credit Risk, Cash Management, Strategic Financial..., CRM, Proofreading, Management, Marketing, Finance, Leadership
Education
New York University - Leonard N. Stern School of Business 1981 — 1987
MBA
Fordham University 1975 — 1979
BA
Vent'Acqua LLC, dba GDProofs May 2008 - Present
HSBC Securities September 2003 - February 2008
HSBC Bank USA 2003 - 2008
HSBC Securities (USA) Inc. 2003 - 2008
Citigroup April 1989 - August 2003
Citibank Securities Inc., New York, USA 1997 - 2003
Skills
Non-fiction, Writing, Editing, Banking, Fiction, Books, English, French, Financial Markets, Italian, Equities, Portfolio Management, Financial Services, Trading, Credit Risk, Cash Management, Strategic Financial..., CRM, Proofreading, Management, Marketing, Finance, Leadership
Education
New York University - Leonard N. Stern School of Business 1981 — 1987
MBA
Fordham University 1975 — 1979
BA
Emma Sako Emma Sako's HSBC Securities Experience January 2010 - April 2010
Job Student at Law at Torys LLP
Industry Financial Services
Experience
Torys LLP August 2015 - Present
Torys LLP May 2014 - Present
Sport Solution Clinic, Western Law/AthletesCan September 2013 - Present
Western Business Law Clinic May 2013 - Present
Sport Solution Clinic, Western Law/AthletesCan September 2012 - September 2013
Western Business Law Clinic September 2012 - April 2013
DundeeWealth Inc July 2011 - August 2012
HSBC Securities January 2010 - April 2010
Scotiabank Global Banking and Markets April 2008 - August 2008
Scotiabank Global Banking and Markets May 2007 - August 2007
Education
The University of Western Ontario 2012 — 2015
Juris Doctorate, Law
ESADE Business & Law School 2014 — 2014
Juris Doctor (J.D.), Law
McMaster University 2005 — 2009
Honours Bachelor of Commerce, Finance, DeGroote School of Business
Torys LLP August 2015 - Present
Torys LLP May 2014 - Present
Sport Solution Clinic, Western Law/AthletesCan September 2013 - Present
Western Business Law Clinic May 2013 - Present
Sport Solution Clinic, Western Law/AthletesCan September 2012 - September 2013
Western Business Law Clinic September 2012 - April 2013
DundeeWealth Inc July 2011 - August 2012
HSBC Securities January 2010 - April 2010
Scotiabank Global Banking and Markets April 2008 - August 2008
Scotiabank Global Banking and Markets May 2007 - August 2007
Education
The University of Western Ontario 2012 — 2015
Juris Doctorate, Law
ESADE Business & Law School 2014 — 2014
Juris Doctor (J.D.), Law
McMaster University 2005 — 2009
Honours Bachelor of Commerce, Finance, DeGroote School of Business
Paul Scarpelli Paul Scarpelli's HSBC Securities Experience September 2001 - Present
Job Experienced Financial Services Professional
Industry Financial Services
Experience
HSBC Securities September 2001 - Present
HSBC April 1999 - September 2001
HSBC April 1995 - April 1999
Citibank N.A. April 1987 - April 1995
Skills
Strategic Financial..., Leadership, Economics, Financial Services, Banking Relationships, Business Relationship..., Relationship Mgmt, New Business Development, Problem Solving, Analytics, Negotiation, Customer Service, Recruiting, Mentoring, Coaching, Community Outreach, Fixed Annuities, Retirement Planning, Retirement, Banking, Series 63, Series 7, Mutual Funds, Financial Advisory, 401k, Credit, Bonds, Investment Advisory, Wealth Management, Investment Management, Asset Allocation, Alternative Investments, Investments, Insurance, Securities, Life Insurance, Wealth, Portfolio Management, Financial Analysis, FINRA, Relationship Management, Asset Management, Uniform Combined State..., Series 24, ETFs, Investment Strategies, Private Banking, Fixed Income, Separately Managed..., Equities
Education
Graduate School of Retail Banking University of Virginia 2000 — 2002
Masters Certificate, Retail Bank Management
Fordham University 1980 — 1984
BA, Economics Political Science
HSBC Securities September 2001 - Present
HSBC April 1999 - September 2001
HSBC April 1995 - April 1999
Citibank N.A. April 1987 - April 1995
Skills
Strategic Financial..., Leadership, Economics, Financial Services, Banking Relationships, Business Relationship..., Relationship Mgmt, New Business Development, Problem Solving, Analytics, Negotiation, Customer Service, Recruiting, Mentoring, Coaching, Community Outreach, Fixed Annuities, Retirement Planning, Retirement, Banking, Series 63, Series 7, Mutual Funds, Financial Advisory, 401k, Credit, Bonds, Investment Advisory, Wealth Management, Investment Management, Asset Allocation, Alternative Investments, Investments, Insurance, Securities, Life Insurance, Wealth, Portfolio Management, Financial Analysis, FINRA, Relationship Management, Asset Management, Uniform Combined State..., Series 24, ETFs, Investment Strategies, Private Banking, Fixed Income, Separately Managed..., Equities
Education
Graduate School of Retail Banking University of Virginia 2000 — 2002
Masters Certificate, Retail Bank Management
Fordham University 1980 — 1984
BA, Economics Political Science
Alden Wong Alden Wong's HSBC Securities Experience August 2002 - September 2007
Job Vice President, Futures & Options at J.P. Morgan Securities LLC
Industry Investment Banking
Experience
JP Morgan September 2007 - Present
HSBC Securities August 2002 - September 2007
JP Morgan October 2001 - August 2002
UBS October 1996 - October 2001
GL Trade February 2001 - August 2001
Banc of America Securities June 1989 - October 1996
Skills
Equities, Prime Brokerage, Options, Fixed Income, Derivatives, Trading Systems, Electronic Trading, Middle Office, Asset Management, Back Office, Banking, Bloomberg
Education
Elmhurst College 1985 — 1989
JP Morgan September 2007 - Present
HSBC Securities August 2002 - September 2007
JP Morgan October 2001 - August 2002
UBS October 1996 - October 2001
GL Trade February 2001 - August 2001
Banc of America Securities June 1989 - October 1996
Skills
Equities, Prime Brokerage, Options, Fixed Income, Derivatives, Trading Systems, Electronic Trading, Middle Office, Asset Management, Back Office, Banking, Bloomberg
Education
Elmhurst College 1985 — 1989
Matt Battistella Matt Battistella's HSBC Securities Experience April 2008 - August 2009
Job FICC eSales at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch September 2014 - Present
Bank of America Merrill Lynch May 2011 - Present
HSBC Securities April 2008 - August 2009
HSBC Securities July 2002 - August 2009
Prescient Securities January 2000 - January 2002
AppOnline January 1999 - January 2000
Credit Suisse First Boston January 1996 - January 1999
Spear Leeds & Kellogg January 1993 - January 1996
US Army & NATO January 1991 - January 1993
Skills
Electronic Trading, MBS, Fixed Income, Money Market, CDS, Trading, Hedge Funds, Rates, Alternative Investments, Financial Markets, Trading Systems, ABS, Portfolio Management, Equities, Asset Management, Investments, Derivatives, Bloomberg, Wealth Management, Business Development, Series 7
Education
Cornell University
B.S, Policy Analysis; Economics & International Relations
Bank of America Merrill Lynch September 2014 - Present
Bank of America Merrill Lynch May 2011 - Present
HSBC Securities April 2008 - August 2009
HSBC Securities July 2002 - August 2009
Prescient Securities January 2000 - January 2002
AppOnline January 1999 - January 2000
Credit Suisse First Boston January 1996 - January 1999
Spear Leeds & Kellogg January 1993 - January 1996
US Army & NATO January 1991 - January 1993
Skills
Electronic Trading, MBS, Fixed Income, Money Market, CDS, Trading, Hedge Funds, Rates, Alternative Investments, Financial Markets, Trading Systems, ABS, Portfolio Management, Equities, Asset Management, Investments, Derivatives, Bloomberg, Wealth Management, Business Development, Series 7
Education
Cornell University
B.S, Policy Analysis; Economics & International Relations
Linda Ambjor Linda Ambjor's HSBC Securities Experience 2003 - 2004
Job Dock Operations at Tiffany & Co.
Industry Luxury Goods & Jewelry
Experience
Tiffany & Co. September 2005 - Present
HSBC Securities 2003 - 2004
Household International 2001 - 2003
Skills
Inventory Management, Sales, Microsoft Office, Customer Service, Business Analysis, Customer Satisfaction, Team Building, Operations Management, Marketing, Microsoft Excel, Microsoft Word, Management, Sales Management, Budgets, Merchandising, Retail, Leadership
Education
ACE Healthcare Training Institute 2013 — 2013
Certification, EKG / Phlebotomy Technician
The Chubb Institute 1998 — 1999
Diploma, Computer Programing
County College of Morris 1995 — 1997
Associates, Arts
Tiffany & Co. September 2005 - Present
HSBC Securities 2003 - 2004
Household International 2001 - 2003
Skills
Inventory Management, Sales, Microsoft Office, Customer Service, Business Analysis, Customer Satisfaction, Team Building, Operations Management, Marketing, Microsoft Excel, Microsoft Word, Management, Sales Management, Budgets, Merchandising, Retail, Leadership
Education
ACE Healthcare Training Institute 2013 — 2013
Certification, EKG / Phlebotomy Technician
The Chubb Institute 1998 — 1999
Diploma, Computer Programing
County College of Morris 1995 — 1997
Associates, Arts
Aaron Fehr's HSBC Securities Experience July 2009 - August 2009
Job Accounting Assistant at Orchard Place
Industry Accounting
Experience
Hebei Normal University 2011 - 2012
ORCHARD PLACE October 2009 - December 2010
HSBC Securities July 2009 - August 2009
WEST BANK April 2007 - June 2009
American Eagle Outfitters October 2006 - June 2009
TAX DOCTOR, INC January 2007 - April 2008
Skills
Microsoft Excel, Credit, Accounts Receivable, Banking, Auditing, Analysis, Account Reconciliation, Accounting, QuickBooks, Customer Service
Education
Drake University 2008 — 2010
Bachelors, Accounting
AIB College of Business 2006 — 2008
Associates, Accounting
Hebei Normal University 2011 - 2012
ORCHARD PLACE October 2009 - December 2010
HSBC Securities July 2009 - August 2009
WEST BANK April 2007 - June 2009
American Eagle Outfitters October 2006 - June 2009
TAX DOCTOR, INC January 2007 - April 2008
Skills
Microsoft Excel, Credit, Accounts Receivable, Banking, Auditing, Analysis, Account Reconciliation, Accounting, QuickBooks, Customer Service
Education
Drake University 2008 — 2010
Bachelors, Accounting
AIB College of Business 2006 — 2008
Associates, Accounting
Ron Melody Ron Melody's HSBC Securities Experience April 2010 - December 2010
Job AVP US Operations at Marex North America, LLC
Industry Financial Services
Experience
Marex North America, LLC November 2010 - Present
HSBC Securities April 2010 - December 2010
Deutsche Bank Securities July 2004 - April 2009
Nomura Securities International, Inc January 1994 - June 2004
Alaron Trading 2003 - 2004
First Options of Chicago September 1991 - January 1994
Refco January 1984 - August 1991
Des Plaines Publishing Company January 1982 - January 1984
Skills
Forecasting, Options, Financial Risk, Trading Systems, Back Office, Risk Management, Financial Services, Commodity, Equities, Confirmation, Insurance, Trading, Brokerage, Electronic Trading, Account Reconciliation, Fixed Income, FX Options, Derivatives, Business Analysis, Operations Management, Mergers, Deliveries, Management, Loan Servicing, Securities, Hedge Funds, Technical Analysis, Financial Markets, Marketing, Asset, Portfolio Management, CRM, Lotus Notes, ETFs, Finance, Asset Allocation, Sales, Business Process..., Euroclear, Settlement, Middle Office, Equity Derivatives, Capital Markets, Investment Banking, Equity Trading, Bonds
Education
Essex County College 2009 — 2011
Pre Engineering
Northern Illinois University 1977 — 1982
Bachelor of Science, Journalism
Reavis High School 1973 — 1977
Marex North America, LLC November 2010 - Present
HSBC Securities April 2010 - December 2010
Deutsche Bank Securities July 2004 - April 2009
Nomura Securities International, Inc January 1994 - June 2004
Alaron Trading 2003 - 2004
First Options of Chicago September 1991 - January 1994
Refco January 1984 - August 1991
Des Plaines Publishing Company January 1982 - January 1984
Skills
Forecasting, Options, Financial Risk, Trading Systems, Back Office, Risk Management, Financial Services, Commodity, Equities, Confirmation, Insurance, Trading, Brokerage, Electronic Trading, Account Reconciliation, Fixed Income, FX Options, Derivatives, Business Analysis, Operations Management, Mergers, Deliveries, Management, Loan Servicing, Securities, Hedge Funds, Technical Analysis, Financial Markets, Marketing, Asset, Portfolio Management, CRM, Lotus Notes, ETFs, Finance, Asset Allocation, Sales, Business Process..., Euroclear, Settlement, Middle Office, Equity Derivatives, Capital Markets, Investment Banking, Equity Trading, Bonds
Education
Essex County College 2009 — 2011
Pre Engineering
Northern Illinois University 1977 — 1982
Bachelor of Science, Journalism
Reavis High School 1973 — 1977
Maria Cristina Bergomi's HSBC Securities Experience July 2013 - Present
Job Associate Director Project Export Finance at HSBC Securities
Industry Investment Banking
Experience
HSBC Securities July 2013 - Present
HSBC Securities May 2010 - June 2013
Societe Generale Equipment Finance December 2008 - April 2010
SGCIB - New York June 2006 - December 2008
SG CIB- Milan April 2005 - June 2006
Corporate Finance September 2004 - March 2005
Alexander McQueen January 2004 - January 2004
Alexander McQueen October 2003 - October 2003
Skills
Structured Finance, Corporate Finance, Bloomberg, Capital Markets, Derivatives, Emerging Markets, Equities, Export Finance, Finance, Financial Modeling, Financial Structuring, Fixed Income, Investment Banking, Private Equity, Management, Portfolio Management, Project Finance, Valuation
Education
INSEAD 2007 — 2007
Société Générale Advanced Program, Société Générale Advanced Program
Università Commerciale 'Luigi Bocconi' 1999 — 2004
Erasmus University Rotterdam 2002 — 2003
Erasmus University Rotterdam 2002 — 2002
Finance
Locatelli
HSBC Securities July 2013 - Present
HSBC Securities May 2010 - June 2013
Societe Generale Equipment Finance December 2008 - April 2010
SGCIB - New York June 2006 - December 2008
SG CIB- Milan April 2005 - June 2006
Corporate Finance September 2004 - March 2005
Alexander McQueen January 2004 - January 2004
Alexander McQueen October 2003 - October 2003
Skills
Structured Finance, Corporate Finance, Bloomberg, Capital Markets, Derivatives, Emerging Markets, Equities, Export Finance, Finance, Financial Modeling, Financial Structuring, Fixed Income, Investment Banking, Private Equity, Management, Portfolio Management, Project Finance, Valuation
Education
INSEAD 2007 — 2007
Société Générale Advanced Program, Société Générale Advanced Program
Università Commerciale 'Luigi Bocconi' 1999 — 2004
Erasmus University Rotterdam 2002 — 2003
Erasmus University Rotterdam 2002 — 2002
Finance
Locatelli
Dan Stusnick Dan Stusnick's HSBC Securities Experience January 1996 - January 1999
Job Executive Director at Morgan Stanley
Industry Banking
Experience
Morgan Stanley May 2012 - Present
Barclays Capital May 2011 - May 2012
Credit Suisse September 2008 - April 2011
HSBC Bank USA N.A. February 2005 - August 2008
HSBC Bank USA February 2002 - February 2005
HSBC Bank USA January 1999 - January 2002
HSBC Securities January 1996 - January 1999
HSBC Securities January 1994 - January 1996
HSBC Bank USA November 1992 - January 1994
Smith Barney 1990 - November 1992
Skills
Six Sigma, Process Improvement, Capital Markets, Credit Risk, Continuous Improvement, Change Management, Strategic Planning, Client Onboarding, Coaching, Process Mapping, Business Analysis, Credit Analysis, Lean Sigma, Program Management, JMP, Process Simulation, Activity Based..., Operational Risk..., Operational Excellence, Business Process..., Offshoring, Fixed Income, Investment Banking, Middle Office, Business Process Mapping, Banking, Vendor Management, Management, Financial Risk, Hedge Funds, Portfolio Management, Operational Risk, FX Options, Back Office, KYC, AML, Strategy, Operations Management
Education
Six Sigma Qualtec 2002 — 2003
Black Belt
Fordham University 1984 — 1988
BS, Finance, Marketing
Chaminade H.S. 1980 — 1984
Morgan Stanley May 2012 - Present
Barclays Capital May 2011 - May 2012
Credit Suisse September 2008 - April 2011
HSBC Bank USA N.A. February 2005 - August 2008
HSBC Bank USA February 2002 - February 2005
HSBC Bank USA January 1999 - January 2002
HSBC Securities January 1996 - January 1999
HSBC Securities January 1994 - January 1996
HSBC Bank USA November 1992 - January 1994
Smith Barney 1990 - November 1992
Skills
Six Sigma, Process Improvement, Capital Markets, Credit Risk, Continuous Improvement, Change Management, Strategic Planning, Client Onboarding, Coaching, Process Mapping, Business Analysis, Credit Analysis, Lean Sigma, Program Management, JMP, Process Simulation, Activity Based..., Operational Risk..., Operational Excellence, Business Process..., Offshoring, Fixed Income, Investment Banking, Middle Office, Business Process Mapping, Banking, Vendor Management, Management, Financial Risk, Hedge Funds, Portfolio Management, Operational Risk, FX Options, Back Office, KYC, AML, Strategy, Operations Management
Education
Six Sigma Qualtec 2002 — 2003
Black Belt
Fordham University 1984 — 1988
BS, Finance, Marketing
Chaminade H.S. 1980 — 1984
Dudley Stephens Dudley Stephens's HSBC Securities Experience January 2011 - May 2013
Job Wealth Advisor, President DFS Investments
Industry Financial Services
Experience
DFS Investments, LLC April 2014 - Present
Wells Fargo Advisors May 2013 - April 2014
HSBC Securities January 2011 - May 2013
DFS Investments April 2004 - January 2011
Skills
Investments, Business Analysis, Series 7, Financial Analysis, Portfolio Management, Finance, Wealth Management, Mutual Funds, Asset Allocation, Equities, Financial Services, Investment Advisory, Retirement Planning, Securities, Strategic Financial...
Education
CUNY Medgar Evers College 1997 — 2000
Canarsie High School 1993 — 1997
DFS Investments, LLC April 2014 - Present
Wells Fargo Advisors May 2013 - April 2014
HSBC Securities January 2011 - May 2013
DFS Investments April 2004 - January 2011
Skills
Investments, Business Analysis, Series 7, Financial Analysis, Portfolio Management, Finance, Wealth Management, Mutual Funds, Asset Allocation, Equities, Financial Services, Investment Advisory, Retirement Planning, Securities, Strategic Financial...
Education
CUNY Medgar Evers College 1997 — 2000
Canarsie High School 1993 — 1997
Edmund Hoi Edmund Hoi's HSBC Securities Experience June 2013 - August 2013
Job Analyst at TIAACREF
Industry Higher Education
Experience
TIAA-CREF July 2014 - Present
Cornell University August 2013 - May 2014
Cornell University January 2012 - May 2014
HSBC Securities June 2013 - August 2013
Skills
Financial Modeling, Economics, Start-ups, Statistics, Corporate Finance, Finance, Equity Research, Strategy, Data Analysis, Research, R
Education
Cornell University 2010 — 2014
Bachelor of Science (B.S.), Charles H. Dyson School of Applied Economics and Management
TIAA-CREF July 2014 - Present
Cornell University August 2013 - May 2014
Cornell University January 2012 - May 2014
HSBC Securities June 2013 - August 2013
Skills
Financial Modeling, Economics, Start-ups, Statistics, Corporate Finance, Finance, Equity Research, Strategy, Data Analysis, Research, R
Education
Cornell University 2010 — 2014
Bachelor of Science (B.S.), Charles H. Dyson School of Applied Economics and Management
James Wright's HSBC Securities Experience January 2013 - Present
Job Director HSBC Project Finance
Industry Investment Banking
Experience
HSBC Securities January 2013 - Present
HSBC Bank Middle East April 2009 - December 2012
HSBC Bank April 2008 - April 2009
HSBC Bank March 2005 - April 2008
HSBC Bank August 2004 - March 2005
HSBC Bank September 2003 - August 2004
HSBC Bank September 2002 - March 2003
Skills
Project Execution, Financial Modeling, Financial Advisory, People Management, Strategic Analysis, Credit Analysis, Risk Analysis, Relationship Development, Management, Analysis, Project Management, Project Finance, Financial Structuring, Credit Risk, Structured Finance, Trade Finance, Loan Origination, Financial Analysis, Investment Banking, Banking
Education
Durham University 1999 — 2002
BA (Hons), Politics
Haileybury Imperial Services College 1992 — 1998
HSBC Securities January 2013 - Present
HSBC Bank Middle East April 2009 - December 2012
HSBC Bank April 2008 - April 2009
HSBC Bank March 2005 - April 2008
HSBC Bank August 2004 - March 2005
HSBC Bank September 2003 - August 2004
HSBC Bank September 2002 - March 2003
Skills
Project Execution, Financial Modeling, Financial Advisory, People Management, Strategic Analysis, Credit Analysis, Risk Analysis, Relationship Development, Management, Analysis, Project Management, Project Finance, Financial Structuring, Credit Risk, Structured Finance, Trade Finance, Loan Origination, Financial Analysis, Investment Banking, Banking
Education
Durham University 1999 — 2002
BA (Hons), Politics
Haileybury Imperial Services College 1992 — 1998
Angelica Pineda Angelica Pineda's HSBC Securities Experience October 2003 - March 2005
Job Technical Client Support at JPMorgan Chase
Industry Investment Banking
Experience
JPMorgan Chase March 2008 - Present
Bear Stearns Sec March 2005 - March 2008
HSBC Securities October 2003 - March 2005
HSBC Securities February 2001 - October 2003
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, Troubleshooting, Securities, Fixed Income, Prime Brokerage
Education
New York Institute of Finance 2007 — 2007
Brokerage Operations
Farmingdale State University of New York
JPMorgan Chase March 2008 - Present
Bear Stearns Sec March 2005 - March 2008
HSBC Securities October 2003 - March 2005
HSBC Securities February 2001 - October 2003
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, Troubleshooting, Securities, Fixed Income, Prime Brokerage
Education
New York Institute of Finance 2007 — 2007
Brokerage Operations
Farmingdale State University of New York
Lucienne Lozada, Esq. Lucienne Lozada, Esq.'s HSBC Securities Experience November 2012 - July 2013
Job VP, Compliance Officer Global Investigations Unit
Industry Banking
Experience
Citi July 2013 - Present
HSBC Securities November 2012 - July 2013
NYC DOI July 2012 - October 2012
Cook County Public Defender's Office October 2011 - May 2012
Law Office of David L. Rudolph March 2011 - December 2011
Federal Defender Program January 2011 - May 2011
Circuit Court of Cook County August 2010 - December 2010
KELLY SCOTT MADISON July 2006 - July 2009
Skills
Westlaw
Education
DePaul University College of Law 2009 — 2012
Juris Doctor
University of Miami 2002 — 2006
Bachelor of Science (B.S.), Journalism/Political Science
Citi July 2013 - Present
HSBC Securities November 2012 - July 2013
NYC DOI July 2012 - October 2012
Cook County Public Defender's Office October 2011 - May 2012
Law Office of David L. Rudolph March 2011 - December 2011
Federal Defender Program January 2011 - May 2011
Circuit Court of Cook County August 2010 - December 2010
KELLY SCOTT MADISON July 2006 - July 2009
Skills
Westlaw
Education
DePaul University College of Law 2009 — 2012
Juris Doctor
University of Miami 2002 — 2006
Bachelor of Science (B.S.), Journalism/Political Science
Robert Juliana, CPA Robert Juliana, CPA's HSBC Securities Experience May 2013 - Present
Job Manager of Sales MI, America's Global Markets at HSBC Securities
Industry Banking
Experience
HSBC Securities May 2013 - Present
Stroke Saver Golf 1990 - 2014
The Stellina Group, LLC April 2012 - April 2013
CRT Capital Group June 2011 - April 2012
Braver Stern Securities, LLC July 2009 - June 2011
JP Morgan June 2008 - November 2008
Bear Stearns 1990 - 2008
Skills
Series 7, Business Strategy, Analysis, Internal Controls, Fixed Income, Process Improvement, Project Planning, Project Execution, Project Implementation, Business Management, Sales Operations, Sales Support, Financial Reporting, Financial Analysis, Financial Accounting, P&L Analysis, Insurance, Project Management, Management, Financial Services, Finance, Leadership, Trading, Capital Markets, Cross-functional Team..., Derivatives, Equities
Education
Fairleigh Dickinson University
Finance
Wilkes University
BS, Accounting
HSBC Securities May 2013 - Present
Stroke Saver Golf 1990 - 2014
The Stellina Group, LLC April 2012 - April 2013
CRT Capital Group June 2011 - April 2012
Braver Stern Securities, LLC July 2009 - June 2011
JP Morgan June 2008 - November 2008
Bear Stearns 1990 - 2008
Skills
Series 7, Business Strategy, Analysis, Internal Controls, Fixed Income, Process Improvement, Project Planning, Project Execution, Project Implementation, Business Management, Sales Operations, Sales Support, Financial Reporting, Financial Analysis, Financial Accounting, P&L Analysis, Insurance, Project Management, Management, Financial Services, Finance, Leadership, Trading, Capital Markets, Cross-functional Team..., Derivatives, Equities
Education
Fairleigh Dickinson University
Finance
Wilkes University
BS, Accounting
Maryan Kim's HSBC Securities Experience May 2011 - August 2011
Job Analyst at TD
Industry Financial Services
Experience
TD Securities August 2014 - Present
TD Securities August 2012 - August 2014
Students in Free Enterprise (SIFE) September 2009 - May 2012
HSBC Securities May 2011 - August 2011
Education
York University - Schulich School of Business 2008 — 2012
Bachelor of Business Administration (BBA), Finance
Essec Business School Paris
Undergraduate Exchange Program
Yonsei University
Advanced Korean
The Woodlands Secondary School 2004 — 2008
TD Securities August 2014 - Present
TD Securities August 2012 - August 2014
Students in Free Enterprise (SIFE) September 2009 - May 2012
HSBC Securities May 2011 - August 2011
Education
York University - Schulich School of Business 2008 — 2012
Bachelor of Business Administration (BBA), Finance
Essec Business School Paris
Undergraduate Exchange Program
Yonsei University
Advanced Korean
The Woodlands Secondary School 2004 — 2008
David Burman's HSBC Securities Experience May 2011 - Present
Job Global Rates Trading
Industry Banking
Experience
HSBC Securities May 2011 - Present
HSBC Securities June 2010 - August 2010
Dinosaur Securities LLC April 2009 - August 2009
Banc of America Securities September 2004 - June 2008
Education
Emory University - Goizueta Business School 2009 — 2011
MBA, Finance
University of Virginia 1999 — 2003
BA, Economics
HSBC Securities May 2011 - Present
HSBC Securities June 2010 - August 2010
Dinosaur Securities LLC April 2009 - August 2009
Banc of America Securities September 2004 - June 2008
Education
Emory University - Goizueta Business School 2009 — 2011
MBA, Finance
University of Virginia 1999 — 2003
BA, Economics
Jared Malavé's HSBC Securities Experience 2005 - 2006
Job
Industry Financial Services
Experience
Aleutian Capital Partners 2013 - 2014
Dominick & Dominick LLC 2011 - 2013
Malavé Capital, LLC 2009 - 2011
UBS Investment Bank 2006 - 2009
HSBC Securities 2005 - 2006
Peregrine Capital Partners 2005 - 2005
Medco 2004 - 2004
Skills
Financial Modeling, Valuation, Corporate Finance, Mergers, Due Diligence, Investment Banking, Strategy, Business Strategy, Leveraged Finance, Finance, Private Placements, Capital Markets, Private Equity, Equities, Mergers & Acquisitions, Venture Capital, Investments, LBO, Hedge Funds, Corporate Development
Education
University of Rochester - William E. Simon Graduate School of Business Administration
Master of Business Administration (MBA), Finance & Accounting
Cornell University
Master of Science (MS), Nutritional Biochemistry
Cornell University
Bachelor of Science (BS), Biology & Society
Aleutian Capital Partners 2013 - 2014
Dominick & Dominick LLC 2011 - 2013
Malavé Capital, LLC 2009 - 2011
UBS Investment Bank 2006 - 2009
HSBC Securities 2005 - 2006
Peregrine Capital Partners 2005 - 2005
Medco 2004 - 2004
Skills
Financial Modeling, Valuation, Corporate Finance, Mergers, Due Diligence, Investment Banking, Strategy, Business Strategy, Leveraged Finance, Finance, Private Placements, Capital Markets, Private Equity, Equities, Mergers & Acquisitions, Venture Capital, Investments, LBO, Hedge Funds, Corporate Development
Education
University of Rochester - William E. Simon Graduate School of Business Administration
Master of Business Administration (MBA), Finance & Accounting
Cornell University
Master of Science (MS), Nutritional Biochemistry
Cornell University
Bachelor of Science (BS), Biology & Society
Pervez Khan Pervez Khan's HSBC Securities Experience September 2013 - May 2015
Job Broker/Investor
Industry Real Estate
Experience
P&S Assets August 2014 - Present
Provident Realty Group November 2013 - Present
HSBC Securities September 2013 - May 2015
AIG March 2013 - September 2013
BGC Partners November 2011 - March 2013
Capital One July 2009 - October 2011
Skills
Short Sales, REO, Research, Marketing, Financial Analysis, Microsoft Office, Commercial Real Estate, Microsoft Excel, Microsoft Word, Residential Homes, SDLC
Education
Fordham University 2008 — 2011
Bachelor of Applied Science (B.A.Sc.), Economics
P&S Assets August 2014 - Present
Provident Realty Group November 2013 - Present
HSBC Securities September 2013 - May 2015
AIG March 2013 - September 2013
BGC Partners November 2011 - March 2013
Capital One July 2009 - October 2011
Skills
Short Sales, REO, Research, Marketing, Financial Analysis, Microsoft Office, Commercial Real Estate, Microsoft Excel, Microsoft Word, Residential Homes, SDLC
Education
Fordham University 2008 — 2011
Bachelor of Applied Science (B.A.Sc.), Economics
Eion D'Anjou Eion D'Anjou's HSBC Securities Experience June 2006 - Present
Job U.S. Government Bond Trading at HSBC Securities
Industry Investment Banking
Experience
HSBC Securities June 2006 - Present
HSBC 2006 - Present
Skills
Capital Markets, Fixed Income, Equities, Bloomberg, Valuation, Hedge Funds, Investment Banking, Equity Research, Financial Modeling, Financial Analysis, Asset Management
Education
Cornell University 2001 — 2005
Bachelor of Science (BS) in Applied Economics and Management, Applied Economics
Deerfield Academy 1997 — 2001
HSBC Securities June 2006 - Present
HSBC 2006 - Present
Skills
Capital Markets, Fixed Income, Equities, Bloomberg, Valuation, Hedge Funds, Investment Banking, Equity Research, Financial Modeling, Financial Analysis, Asset Management
Education
Cornell University 2001 — 2005
Bachelor of Science (BS) in Applied Economics and Management, Applied Economics
Deerfield Academy 1997 — 2001
Matthew Millahn Matthew Millahn's HSBC Securities Experience October 2013 - June 2015
Job Client Service Associate at Bleakley Financial Group
Industry Financial Services
Experience
Bleakley Financial Group June 2015 - Present
HSBC Securities October 2013 - June 2015
Wells Fargo January 2013 - October 2013
Morgan Stanley March 2012 - January 2013
Bank of America September 2007 - March 2012
Skills
Personal Financial..., Customer Service, Team-oriented, Estate Planning, College Education..., Microsoft Office, Strategic Financial..., Financial Advisory, Sales, Asset Allocation, Notary Public, Personal Banking, Public Speaking, Series 7, Uniform Combined State..., Equities, Fixed Income, Mutual Funds, ETFs, Retirement Planning, Life Insurance, Credit, Investments, Loans, Financial Services, Finance, IRAs, Financial Planning
Education
Ramapo College of New Jersey-Anisfield School of Business(AACSB Accredited) 2008 — 2010
Bachelor of Sciences, Business Administration and Management, General
County College of Morris 2005 — 2007
Associates of Arts, Business Administration, Liberal Arts and Sciences
Kinnelon High School 2001 — 2005
Bleakley Financial Group June 2015 - Present
HSBC Securities October 2013 - June 2015
Wells Fargo January 2013 - October 2013
Morgan Stanley March 2012 - January 2013
Bank of America September 2007 - March 2012
Skills
Personal Financial..., Customer Service, Team-oriented, Estate Planning, College Education..., Microsoft Office, Strategic Financial..., Financial Advisory, Sales, Asset Allocation, Notary Public, Personal Banking, Public Speaking, Series 7, Uniform Combined State..., Equities, Fixed Income, Mutual Funds, ETFs, Retirement Planning, Life Insurance, Credit, Investments, Loans, Financial Services, Finance, IRAs, Financial Planning
Education
Ramapo College of New Jersey-Anisfield School of Business(AACSB Accredited) 2008 — 2010
Bachelor of Sciences, Business Administration and Management, General
County College of Morris 2005 — 2007
Associates of Arts, Business Administration, Liberal Arts and Sciences
Kinnelon High School 2001 — 2005
Francesca Pierini Francesca Pierini's HSBC Securities Experience 2005 - 2008
Job Director, Project Finance, Credit Analysis at WestLB
Industry Renewables & Environment
Experience
WestLB August 2011 - Present
Dexia Credit Local March 2008 - March 2009
HSBC Securities 2005 - 2008
Skills
Alternative Energy, Capital Markets, Corporate Finance, Due Diligence, Emerging Markets, Equities, Financial Modeling, Fixed Income, Infrastructure, Investment Banking, Private Equity, Project Finance, Renewable Energy, Structured Finance
Education
Thunderbird School of Global Management 2003 — 2004
MBA, International Finance
Fashion Institute of Technology
BS, Marketing
WestLB August 2011 - Present
Dexia Credit Local March 2008 - March 2009
HSBC Securities 2005 - 2008
Skills
Alternative Energy, Capital Markets, Corporate Finance, Due Diligence, Emerging Markets, Equities, Financial Modeling, Fixed Income, Infrastructure, Investment Banking, Private Equity, Project Finance, Renewable Energy, Structured Finance
Education
Thunderbird School of Global Management 2003 — 2004
MBA, International Finance
Fashion Institute of Technology
BS, Marketing
craig lawless's HSBC Securities Experience May 2008 - August 2008
Job Expansion at WeWork
Industry Real Estate
Experience
WeWork June 2015 - Present
Tech and Bowery July 2014 - June 2015
Life Time - The Healthy Way of Life Company September 2013 - July 2014
Bloomberg April 2011 - September 2013
JP Morgan June 2010 - April 2011
The Medicines Company June 2009 - June 2010
HSBC Securities May 2008 - August 2008
Aksia LLC May 2007 - August 2007
Skills
Bloomberg Terminal, Equities, Hedge Funds, Financial Modeling, Derivatives, Microsoft Excel, Foreign Exchange, Economics, Financial Analysis, Bloomberg Software, Bloomberg, Finance, Financial Markets, Bloomberg Data License, Commodity Markets, Tough Mudder, Portfolio Management, Analysis, Sales, New Business Development, Business Development, Business Analysis, Account Management, Customer Service, Customer Experience, Customer Retention, FX Trading, Trading, Brand Development, Brand Awareness, Fixed Income, Investments
Education
Fordham University 2005 — 2009
B.A., Economics
WeWork June 2015 - Present
Tech and Bowery July 2014 - June 2015
Life Time - The Healthy Way of Life Company September 2013 - July 2014
Bloomberg April 2011 - September 2013
JP Morgan June 2010 - April 2011
The Medicines Company June 2009 - June 2010
HSBC Securities May 2008 - August 2008
Aksia LLC May 2007 - August 2007
Skills
Bloomberg Terminal, Equities, Hedge Funds, Financial Modeling, Derivatives, Microsoft Excel, Foreign Exchange, Economics, Financial Analysis, Bloomberg Software, Bloomberg, Finance, Financial Markets, Bloomberg Data License, Commodity Markets, Tough Mudder, Portfolio Management, Analysis, Sales, New Business Development, Business Development, Business Analysis, Account Management, Customer Service, Customer Experience, Customer Retention, FX Trading, Trading, Brand Development, Brand Awareness, Fixed Income, Investments
Education
Fordham University 2005 — 2009
B.A., Economics
Joshua Karczewski's HSBC Securities Experience November 2005 - September 2007
Job A marketing manager with your business's success in mind.
Industry Marketing and Advertising
Experience
Ambit Energy September 2015 - Present
'Freelance' March 2015 - Present
Buffalo Niagara Homes, LLC November 2014 - Present
Tracy's Treasures November 2008 - January 2015
Columbus McKinnon October 2010 - November 2014
Columbus McKinnon October 2009 - March 2012
APA Solutions October 2009 - December 2009
Fisher-Price June 2008 - December 2008
Fisher-Price March 2008 - June 2008
HSBC Securities November 2005 - September 2007
Skills
Marketing, Business Development, Product Management, New Business Development, Integrated Marketing, Event Planning, Marketing Strategy, Advertising, Project Management, Team Building, Process Improvement, Product Development, Microsoft Excel, Management, Leadership, Forecasting, Analysis, Product Marketing, Microsoft Office, Customer Service, B2B, Business Planning, Business Strategy, Competitive Analysis, Social Media Marketing, Project Planning, Marketing Research, Marketing Management, Market Research, Market Analysis, Cross-functional Team..., Strategy, Trade Shows, Team Leadership
Education
Cornell University 2012 — 2012
Marketing Strategy for Business Leaders Certificate
State University of New York at Buffalo - School of Management 2006 — 2009
Master of Business Administration (M.B.A.), Business, 3.74 out of 4.00
State University of New York College at Buffalo 2000 — 2004
BS, Economics with a concentration in Finance
Starpoint High School 1996 — 2000
High School
Ambit Energy September 2015 - Present
'Freelance' March 2015 - Present
Buffalo Niagara Homes, LLC November 2014 - Present
Tracy's Treasures November 2008 - January 2015
Columbus McKinnon October 2010 - November 2014
Columbus McKinnon October 2009 - March 2012
APA Solutions October 2009 - December 2009
Fisher-Price June 2008 - December 2008
Fisher-Price March 2008 - June 2008
HSBC Securities November 2005 - September 2007
Skills
Marketing, Business Development, Product Management, New Business Development, Integrated Marketing, Event Planning, Marketing Strategy, Advertising, Project Management, Team Building, Process Improvement, Product Development, Microsoft Excel, Management, Leadership, Forecasting, Analysis, Product Marketing, Microsoft Office, Customer Service, B2B, Business Planning, Business Strategy, Competitive Analysis, Social Media Marketing, Project Planning, Marketing Research, Marketing Management, Market Research, Market Analysis, Cross-functional Team..., Strategy, Trade Shows, Team Leadership
Education
Cornell University 2012 — 2012
Marketing Strategy for Business Leaders Certificate
State University of New York at Buffalo - School of Management 2006 — 2009
Master of Business Administration (M.B.A.), Business, 3.74 out of 4.00
State University of New York College at Buffalo 2000 — 2004
BS, Economics with a concentration in Finance
Starpoint High School 1996 — 2000
High School
Julie Watterson's HSBC Securities Experience January 1998 - February 2002
Job Yin Yoga Teacher
Industry Health, Wellness and Fitness
Experience
Harmony Yoga May 2015 - Present
Wildtree Herbs, Inc. January 2015 - Present
Kiwanis Club October 2013 - Present
Self Employed August 2012 - May 2015
Three Village Kiwanis Club October 2012 - October 2013
Snap Fitness 24/7 of East Setauket January 2010 - September 2012
Always Bagels February 2002 - February 2004
HSBC Securities January 1998 - February 2002
HSBC June 1988 - January 1998
Skills
Nutrition, Fitness Training, Entrepreneurship, Fitness, Wellness, Budgets, People Skills, Personal Training, Strength Training, Athletics, Public Speaking, Sports Nutrition, Customer Service, Sales, Exercise Physiology, Sports, New Business Development, Weight Training, Small Business, Cardio, Operant Conditioning, Lifestyle, Event Management, Time Management, Wellness Coaching, Event Planning, Endurance, Functional Training, Supplements, Nutritional Counseling, Team Building, Management, Leadership, Strategic Planning
Education
Dowling College
BSPLS, Business Management & Marketing
Harmony Yoga May 2015 - Present
Wildtree Herbs, Inc. January 2015 - Present
Kiwanis Club October 2013 - Present
Self Employed August 2012 - May 2015
Three Village Kiwanis Club October 2012 - October 2013
Snap Fitness 24/7 of East Setauket January 2010 - September 2012
Always Bagels February 2002 - February 2004
HSBC Securities January 1998 - February 2002
HSBC June 1988 - January 1998
Skills
Nutrition, Fitness Training, Entrepreneurship, Fitness, Wellness, Budgets, People Skills, Personal Training, Strength Training, Athletics, Public Speaking, Sports Nutrition, Customer Service, Sales, Exercise Physiology, Sports, New Business Development, Weight Training, Small Business, Cardio, Operant Conditioning, Lifestyle, Event Management, Time Management, Wellness Coaching, Event Planning, Endurance, Functional Training, Supplements, Nutritional Counseling, Team Building, Management, Leadership, Strategic Planning
Education
Dowling College
BSPLS, Business Management & Marketing
Spenser Allaway's HSBC Securities Experience December 2009 - January 2010
Job Equity Research Associate at Green Street Advisors
Industry Financial Services
Experience
Green Street Advisors November 2013 - Present
Citi June 2012 - October 2013
Fairfield University September 2008 - May 2012
CFA Institute Research Challenge September 2011 - February 2012
Morgan Stanley Smith Barney March 2011 - August 2011
HSBC Securities December 2009 - January 2010
Skills
Portfolio Management, Research, Financial Modeling, Event Planning, PowerPoint, Bloomberg Terminal, Analysis, Valuation, Data Analysis, Microsoft Excel, Bloomberg
Education
Fairfield University 2008 — 2012
Bachelor of Science (BS), Finance, General, 3.95
Green Street Advisors November 2013 - Present
Citi June 2012 - October 2013
Fairfield University September 2008 - May 2012
CFA Institute Research Challenge September 2011 - February 2012
Morgan Stanley Smith Barney March 2011 - August 2011
HSBC Securities December 2009 - January 2010
Skills
Portfolio Management, Research, Financial Modeling, Event Planning, PowerPoint, Bloomberg Terminal, Analysis, Valuation, Data Analysis, Microsoft Excel, Bloomberg
Education
Fairfield University 2008 — 2012
Bachelor of Science (BS), Finance, General, 3.95
Caroline G. Kulik Caroline G. Kulik's HSBC Securities Experience September 2010 - February 2012
Job Director of DoddFrankSwap Dealer Compliance at Scotiabank
Industry Financial Services
Experience
INTL FCStone Inc. June 2013 - June 2014
Barclays Investment Bank October 2012 - March 2013
HSBC Securities September 2010 - February 2012
Greenwich Capital Markets, Inc. November 1997 - December 2008
National Westminster Bank plc 1993 - 1997
Chemical Bank 1986 - 1993
Manufacturers Hanover Trust 1988 - 1992
Skills
US Rates Business..., OTC Rate Derivatives..., Dodd Frank Title VII..., Client Clearing -..., Fixed Income, Derivatives, Trading, Structured Products, Capital Markets, Rates, Interest Rate..., Financial Services, FX Options, Securities, Risk Management, Banking, Credit, Finance, Financial Risk, Valuation, Hedge Funds
Education
Fordham University 1980 — 1984
Ba
INTL FCStone Inc. June 2013 - June 2014
Barclays Investment Bank October 2012 - March 2013
HSBC Securities September 2010 - February 2012
Greenwich Capital Markets, Inc. November 1997 - December 2008
National Westminster Bank plc 1993 - 1997
Chemical Bank 1986 - 1993
Manufacturers Hanover Trust 1988 - 1992
Skills
US Rates Business..., OTC Rate Derivatives..., Dodd Frank Title VII..., Client Clearing -..., Fixed Income, Derivatives, Trading, Structured Products, Capital Markets, Rates, Interest Rate..., Financial Services, FX Options, Securities, Risk Management, Banking, Credit, Finance, Financial Risk, Valuation, Hedge Funds
Education
Fordham University 1980 — 1984
Ba
Dan Indiviglio Dan Indiviglio's HSBC Securities Experience June 2006 - November 2008
Job Washington Columnist, Reuters Breakingviews at Thomson Reuters
Industry Writing and Editing
Experience
Thomson Reuters December 2011 - Present
The Atlantic June 2009 - November 2011
Forbes Magazine January 2009 - June 2009
HSBC Securities June 2006 - November 2008
Ernst & Young July 2003 - June 2006
Skills
Editing, Politics, Copy Editing, Financial Services, Social Media, Journalism, Finance, Blogging, New Media, Analysis, Writing, Data Analysis, Economics, Policy, Asset-backed..., Monetary Policy, Excel Models, Investment Banking, Structured Finance, Transaction Advisory..., Housing Finance, Market Research, Qualitative Research, Financial Regulation
Education
Cornell University
BA, Physics, Philosophy, & Economics (Triple Major)
Thomson Reuters December 2011 - Present
The Atlantic June 2009 - November 2011
Forbes Magazine January 2009 - June 2009
HSBC Securities June 2006 - November 2008
Ernst & Young July 2003 - June 2006
Skills
Editing, Politics, Copy Editing, Financial Services, Social Media, Journalism, Finance, Blogging, New Media, Analysis, Writing, Data Analysis, Economics, Policy, Asset-backed..., Monetary Policy, Excel Models, Investment Banking, Structured Finance, Transaction Advisory..., Housing Finance, Market Research, Qualitative Research, Financial Regulation
Education
Cornell University
BA, Physics, Philosophy, & Economics (Triple Major)
Kristen (Romanillos) Sidebottom's HSBC Securities Experience January 2011 - January 2013
Job Marketing Communications | Events Specialist at Proskauer
Industry Events Services
Experience
Proskauer Rose LLP February 2013 - Present
HSBC Securities January 2011 - January 2013
Tishman Speyer August 2009 - January 2011
L-3 Communications August 2008 - July 2009
Bear Stearns May 2006 - June 2008
Skills
Event Planning, Corporate Events, Travel Management, Managing Events, Meeting Planning, Marketing Communications, Marketing, Investor Relations, Capital Markets, Equities, Social Media Marketing, Strategy, Roadshows, Budgets, Equity Capital Markets, Event Management
Education
Florida State University 2002 — 2006
B.S., Marketing and Communications
Proskauer Rose LLP February 2013 - Present
HSBC Securities January 2011 - January 2013
Tishman Speyer August 2009 - January 2011
L-3 Communications August 2008 - July 2009
Bear Stearns May 2006 - June 2008
Skills
Event Planning, Corporate Events, Travel Management, Managing Events, Meeting Planning, Marketing Communications, Marketing, Investor Relations, Capital Markets, Equities, Social Media Marketing, Strategy, Roadshows, Budgets, Equity Capital Markets, Event Management
Education
Florida State University 2002 — 2006
B.S., Marketing and Communications
Nicholas Amirkhan Dias Alves Hellstrom Nicholas Amirkhan Dias Alves Hellstrom's HSBC Securities Experience September 2001 - Present
Job Financial Analyst S.A. Market at HSBC Securities
Industry Financial Services
Experience
HSBC Securities September 2001 - Present
Education
Erasmus Universiteit Rotterdam
Bachelor of Business Administration (BBA), Finance and Financial Management Services
HSBC Securities September 2001 - Present
Education
Erasmus Universiteit Rotterdam
Bachelor of Business Administration (BBA), Finance and Financial Management Services
Guy Prisciandaro Guy Prisciandaro's HSBC Securities Experience December 2005 - May 2012
Job Branch Manager / Financial Services Representative at KeyBank
Industry Financial Services
Experience
KeyBank September 2015 - Present
Key Bank January 2015 - Present
KeyBank January 2014 - January 2015
First Niagara Bank 2012 - 2013
HSBC Securities December 2005 - May 2012
First Investors 2004 - 2005
First Guarantee Mortgage 2003 - 2004
Skills
Series 6, Series 63, NYS Notary Public, NYS Life, NMLS, FINRA, Relationship Management, Mortgage Lending, Financial Services, Life Insurance, Mutual Funds, Insurance, Investments, Banking, Loans, Finance, Sales, Retail Banking, Credit, Customer Service, Management
Education
State University of New York at Albany 2000 — 2002
Bachelor of Arts in Sociology / Minor: Political Science
Dutchess Community College 1998 — 2000
Associate's degree, Criminal Justice, 3.85
Arlington High School
KeyBank September 2015 - Present
Key Bank January 2015 - Present
KeyBank January 2014 - January 2015
First Niagara Bank 2012 - 2013
HSBC Securities December 2005 - May 2012
First Investors 2004 - 2005
First Guarantee Mortgage 2003 - 2004
Skills
Series 6, Series 63, NYS Notary Public, NYS Life, NMLS, FINRA, Relationship Management, Mortgage Lending, Financial Services, Life Insurance, Mutual Funds, Insurance, Investments, Banking, Loans, Finance, Sales, Retail Banking, Credit, Customer Service, Management
Education
State University of New York at Albany 2000 — 2002
Bachelor of Arts in Sociology / Minor: Political Science
Dutchess Community College 1998 — 2000
Associate's degree, Criminal Justice, 3.85
Arlington High School
Jazzmin Lamas Jazzmin Lamas's HSBC Securities Experience September 2009 - July 2010
Job Managing Director at Schecter Capital
Industry Investment Management
Experience
Schecter Capital April 2013 - Present
Diamondback Capital July 2011 - December 2012
HSBC Securities September 2009 - July 2010
Diamondback Capital June 2009 - August 2009
HSBC Securities January 2007 - July 2008
HSBC September 2005 - December 2006
Skills
Entrepreneurship, Risk Management, Equity Research, Derivatives, Bloomberg, Arbitrage, Capital Markets, Options
Education
Harvard Business School 2009 — 2011
MBA
Cornell University 2001 — 2005
BS, Human Development
Buckley
Schecter Capital April 2013 - Present
Diamondback Capital July 2011 - December 2012
HSBC Securities September 2009 - July 2010
Diamondback Capital June 2009 - August 2009
HSBC Securities January 2007 - July 2008
HSBC September 2005 - December 2006
Skills
Entrepreneurship, Risk Management, Equity Research, Derivatives, Bloomberg, Arbitrage, Capital Markets, Options
Education
Harvard Business School 2009 — 2011
MBA
Cornell University 2001 — 2005
BS, Human Development
Buckley
Aman Hussain Aman Hussain's HSBC Securities Experience 1989 - 2002
Job Director at Infomatiq
Industry Information Technology and Services
Experience
Infomatiq May 2001 - Present
HSBC Securities 1989 - 2002
Mercantile Bank Limited 1985 - 1989
Mercantile Bank Limited 1979 - 1985
Mercantile Bank Limited 1975 - 1979
Mercantile Bank Limited 1975 - 1977
Mercantile Bank Limited 1972 - 1975
Mercantile Bank Limited 1971 - 1972
Mercantile Bank Limited 1969 - 1971
Education
Delhi University 1962 — 1967
Economics
Infomatiq May 2001 - Present
HSBC Securities 1989 - 2002
Mercantile Bank Limited 1985 - 1989
Mercantile Bank Limited 1979 - 1985
Mercantile Bank Limited 1975 - 1979
Mercantile Bank Limited 1975 - 1977
Mercantile Bank Limited 1972 - 1975
Mercantile Bank Limited 1971 - 1972
Mercantile Bank Limited 1969 - 1971
Education
Delhi University 1962 — 1967
Economics
Jeff Starr Jeff Starr's HSBC Securities Experience 2005 - 2007
Job Vice President at Charles Schwab
Industry Financial Services
Experience
Charles Schwab March 2010 - Present
Credit Suisse 2007 - 2009
HSBC Securities 2005 - 2007
Lehman Brothers 2003 - 2005
Skills
Capital Markets, Valuation, Investment Banking, Equities, Fixed Income, Alternative Investments, Hedge Funds, Securities
Education
Cornell University 2001 — 2003
Master of Business Administration (M.B.A.)
McGill University 1992 — 1996
Bachelor of Commerce (BCom)
Charles Schwab March 2010 - Present
Credit Suisse 2007 - 2009
HSBC Securities 2005 - 2007
Lehman Brothers 2003 - 2005
Skills
Capital Markets, Valuation, Investment Banking, Equities, Fixed Income, Alternative Investments, Hedge Funds, Securities
Education
Cornell University 2001 — 2003
Master of Business Administration (M.B.A.)
McGill University 1992 — 1996
Bachelor of Commerce (BCom)
George Raul Audi George Raul Audi's HSBC Securities Experience May 2004 - April 2008
Job CoFounder RJA Advisors
Industry Capital Markets
Experience
RJA Advisors April 2010 - Present
University of South Carolina August 2009 - December 2010
Aribiton Holdings, LLC June 2007 - April 2010
HSBC Securities May 2004 - April 2008
Skills
Investments, Research, Financial Analysis, Public Speaking, Strategic Planning, Data Analysis, Budgets, Insurance, Contract Negotiation, Accounting, Healthcare, Financial Modeling, Mergers, Valuation
Education
University of South Carolina-Columbia 2009 — 2013
PhD, Health Services Policy and Management
University of Notre Dame - Mendoza College of Business 2008 — 2009
Certificate, Corporate Negotiations
East Carolina University 2005 — 2007
MBA, Business
UNC Chapel Hill 2001 — 2005
BA, Sociology
RJA Advisors April 2010 - Present
University of South Carolina August 2009 - December 2010
Aribiton Holdings, LLC June 2007 - April 2010
HSBC Securities May 2004 - April 2008
Skills
Investments, Research, Financial Analysis, Public Speaking, Strategic Planning, Data Analysis, Budgets, Insurance, Contract Negotiation, Accounting, Healthcare, Financial Modeling, Mergers, Valuation
Education
University of South Carolina-Columbia 2009 — 2013
PhD, Health Services Policy and Management
University of Notre Dame - Mendoza College of Business 2008 — 2009
Certificate, Corporate Negotiations
East Carolina University 2005 — 2007
MBA, Business
UNC Chapel Hill 2001 — 2005
BA, Sociology
Karen Ferris's HSBC Securities Experience 2005 - 2007
Job Retirement is better than you can imagine!
Industry Financial Services
Experience
Retired! November 2013 - Present
Swiss Re September 2007 - November 2013
HSBC Securities 2005 - 2007
GE 1991 - 2005
Goldman, Sachs & Co. 1985 - 1991
BP Amoco 1981 - 1985
Skills
Talent Management, Succession Planning, Employee Engagement, Deferred Compensation, Change Management, Mergers, Organizational Design, Performance Management, Employee Benefits, Organizational..., Human Resources, Employee Relations, Executive Pay, Organizational..., Workforce Planning, Internal Communications, HRIS, Talent Acquisition, Onboarding, Six Sigma, Coaching, Leadership Development, Personnel Management, Strategy, Mergers & Acquisitions, Leadership, Process Improvement
Education
Northwestern University - Kellogg School of Management 1981 — 1984
MBA, Accounting and Information Systems
Cornell University 1978 — 1981
BS - ILR, Industrial & Labor Relations
Retired! November 2013 - Present
Swiss Re September 2007 - November 2013
HSBC Securities 2005 - 2007
GE 1991 - 2005
Goldman, Sachs & Co. 1985 - 1991
BP Amoco 1981 - 1985
Skills
Talent Management, Succession Planning, Employee Engagement, Deferred Compensation, Change Management, Mergers, Organizational Design, Performance Management, Employee Benefits, Organizational..., Human Resources, Employee Relations, Executive Pay, Organizational..., Workforce Planning, Internal Communications, HRIS, Talent Acquisition, Onboarding, Six Sigma, Coaching, Leadership Development, Personnel Management, Strategy, Mergers & Acquisitions, Leadership, Process Improvement
Education
Northwestern University - Kellogg School of Management 1981 — 1984
MBA, Accounting and Information Systems
Cornell University 1978 — 1981
BS - ILR, Industrial & Labor Relations
Christopher Verdon's HSBC Securities Experience September 2012 - Present
Job EM Credit Trading at HSBC
Industry Financial Services
Experience
HSBC Securities September 2012 - Present
HSBC Securities January 2011 - September 2012
HSBC Securities June 2010 - August 2010
Chubb January 2009 - August 2009
Zurich Financial Services May 2007 - August 2009
Skills
Credit Trading, Emerging Markets, FX Options, Equity Derivatives, CDS, FX Derivatives, Options, Quantitative Finance, Precious Metals, Emerging Market..., Derivatives, Financial Structuring, Capital Markets, Financial Engineering, Trading, Equities, Investment Banking
Education
Cornell University 2009 — 2010
M.Eng., Financial Engineering
New Jersey Institute of Technology 2005 — 2008
B.S., Mathematics of Finance & Actuarial Science
HSBC Securities September 2012 - Present
HSBC Securities January 2011 - September 2012
HSBC Securities June 2010 - August 2010
Chubb January 2009 - August 2009
Zurich Financial Services May 2007 - August 2009
Skills
Credit Trading, Emerging Markets, FX Options, Equity Derivatives, CDS, FX Derivatives, Options, Quantitative Finance, Precious Metals, Emerging Market..., Derivatives, Financial Structuring, Capital Markets, Financial Engineering, Trading, Equities, Investment Banking
Education
Cornell University 2009 — 2010
M.Eng., Financial Engineering
New Jersey Institute of Technology 2005 — 2008
B.S., Mathematics of Finance & Actuarial Science
Helen Wu's HSBC Securities Experience August 2011 - March 2013
Job at
Industry Financial Services
Experience
HSBC Global Banking and Markets September 2014 - Present
HSBC Global Banking and Markets April 2013 - September 2014
HSBC Securities August 2011 - March 2013
InvestorGrade July 2010 - August 2011
Deutsche Bank October 2009 - July 2010
G2 Systems LLC September 2007 - April 2009
Motorola Mobile Devices January 2006 - September 2007
Skills
XML, XSLT, Matlab, Perl, SQL, Derivatives, Fixed Income, Hedge Funds
Education
Cornell University 2005 — 2006
MEng, Mechanical Engineering
Cornell University 2001 — 2005
BS, Mechanical Engineering
HSBC Global Banking and Markets September 2014 - Present
HSBC Global Banking and Markets April 2013 - September 2014
HSBC Securities August 2011 - March 2013
InvestorGrade July 2010 - August 2011
Deutsche Bank October 2009 - July 2010
G2 Systems LLC September 2007 - April 2009
Motorola Mobile Devices January 2006 - September 2007
Skills
XML, XSLT, Matlab, Perl, SQL, Derivatives, Fixed Income, Hedge Funds
Education
Cornell University 2005 — 2006
MEng, Mechanical Engineering
Cornell University 2001 — 2005
BS, Mechanical Engineering
Kaye-Ann Grant's HSBC Securities Experience August 1998 - November 2002
Job
Industry Investment Management
Experience
Prudential Financial January 2013 - Present
Ivy Exec (IvyExec.com) November 2010 - January 2013
HSBC Bank USA November 2002 - March 2010
HSBC Securities August 1998 - November 2002
Wall Street Access August 1997 - August 1998
Education
Cornell University - S.C. Johnson Graduate School of Management
MBA
Saint John's University
Bachelor of Arts
Prudential Financial January 2013 - Present
Ivy Exec (IvyExec.com) November 2010 - January 2013
HSBC Bank USA November 2002 - March 2010
HSBC Securities August 1998 - November 2002
Wall Street Access August 1997 - August 1998
Education
Cornell University - S.C. Johnson Graduate School of Management
MBA
Saint John's University
Bachelor of Arts
John D Cooper Jr's HSBC Securities Experience November 2002 - May 2005
Job Risk Manager Derivatives
Industry Financial Services
Experience
RBC Capital Markets September 2005 - Present
HSBC Securities November 2002 - May 2005
CSFB Securities July 1999 - November 2002
Skills
Fixed Income, Futures, Derivatives, Commodity, Equities, Financial Risk, Options, Electronic Trading, Capital Markets, Financial Markets, Trading, Bloomberg, FX Options, Trading Systems, Hedge Funds, Risk Management, Market Risk
Education
DePaul University
MBA, Financial Management and Control
Penn State University
BA, Economics
RBC Capital Markets September 2005 - Present
HSBC Securities November 2002 - May 2005
CSFB Securities July 1999 - November 2002
Skills
Fixed Income, Futures, Derivatives, Commodity, Equities, Financial Risk, Options, Electronic Trading, Capital Markets, Financial Markets, Trading, Bloomberg, FX Options, Trading Systems, Hedge Funds, Risk Management, Market Risk
Education
DePaul University
MBA, Financial Management and Control
Penn State University
BA, Economics
Belinda Blanchfield, PMP's HSBC Securities Experience August 2011 - April 2012
Job
Industry Banking
Experience
HSBC Securities August 2011 - April 2012
HSBC March 2008 - August 2011
Lehman Brothers May 2007 - March 2008
Capco October 1999 - October 2006
Merrill Lynch 2003 - 2005
Omgeo 2001 - 2003
Clearstream January 2000 - December 2000
The Bank of New York October 1997 - October 2000
Skills
SDLC, PMO, Strategy, Program Management, Project Delivery, Change Management, Business Transformation, Business Analysis, CRM, SOA, Project Planning, Governance, Management, PMP, Organizational Design, MS Project, SharePoint, Business Requirements, User Acceptance Testing, IT Strategy, Visio, Management Consulting, Project Management, Business Process..., Business Process Design, Stakeholder Management, Certified Project..., Business Process..., Financial Services, Cross-functional Team..., Vendor Management, Software Project..., Banking
Education
The Ohio State University - The Max M. Fisher College of Business 1995 — 1996
MBA
University of Cape Town 1991 — 1992
BSc (Honors)
University of Cape Town 1989 — 1991
BSc
Edith Cowan University
MBA
HSBC Securities August 2011 - April 2012
HSBC March 2008 - August 2011
Lehman Brothers May 2007 - March 2008
Capco October 1999 - October 2006
Merrill Lynch 2003 - 2005
Omgeo 2001 - 2003
Clearstream January 2000 - December 2000
The Bank of New York October 1997 - October 2000
Skills
SDLC, PMO, Strategy, Program Management, Project Delivery, Change Management, Business Transformation, Business Analysis, CRM, SOA, Project Planning, Governance, Management, PMP, Organizational Design, MS Project, SharePoint, Business Requirements, User Acceptance Testing, IT Strategy, Visio, Management Consulting, Project Management, Business Process..., Business Process Design, Stakeholder Management, Certified Project..., Business Process..., Financial Services, Cross-functional Team..., Vendor Management, Software Project..., Banking
Education
The Ohio State University - The Max M. Fisher College of Business 1995 — 1996
MBA
University of Cape Town 1991 — 1992
BSc (Honors)
University of Cape Town 1989 — 1991
BSc
Edith Cowan University
MBA
Carol Duffy, MBA's HSBC Securities Experience 1997 - 1998
Job
Industry Staffing and Recruiting
Experience
BMO Financial Group January 2014 - Present
The Abacus Resource Group Inc. August 2010 - January 2014
Robert Half International April 2006 - August 2010
KeyPoint Market Analytics Inc June 2000 - December 2005
HSBC Securities 1997 - 1998
Morgan Stanley April 1993 - April 1995
Morgan Stanley August 1988 - April 1993
Morgan Stanley May 1987 - August 1988
Skills
Recruiting, Talent Management, Talent Acquisition, Temporary Staffing, Executive Search, Human Capital, Business Development, Applicant Tracking..., Contract Recruitment, Financial Services, Technical Recruiting, Employee Benefits, Staffing Services, Internet Recruiting, Permanent Placement, Benefits Negotiation, Employer Branding, Payroll
Education
Fordham University - Graduate School of Business Administration 1988 — 1991
MBA, International Finance / Marketing
Fordham University 1983 — 1987
Bachelor of Science, Finance / Accounting
London School of Economics and Political Science
Pre-Law Studies
BMO Financial Group January 2014 - Present
The Abacus Resource Group Inc. August 2010 - January 2014
Robert Half International April 2006 - August 2010
KeyPoint Market Analytics Inc June 2000 - December 2005
HSBC Securities 1997 - 1998
Morgan Stanley April 1993 - April 1995
Morgan Stanley August 1988 - April 1993
Morgan Stanley May 1987 - August 1988
Skills
Recruiting, Talent Management, Talent Acquisition, Temporary Staffing, Executive Search, Human Capital, Business Development, Applicant Tracking..., Contract Recruitment, Financial Services, Technical Recruiting, Employee Benefits, Staffing Services, Internet Recruiting, Permanent Placement, Benefits Negotiation, Employer Branding, Payroll
Education
Fordham University - Graduate School of Business Administration 1988 — 1991
MBA, International Finance / Marketing
Fordham University 1983 — 1987
Bachelor of Science, Finance / Accounting
London School of Economics and Political Science
Pre-Law Studies
Robert Hetherington's HSBC Securities Experience July 2001 - October 2002
Job Estate & Retirement Planning
Industry Financial Services
Experience
United Integrity Group February 2014 - Present
JPMorgan Chase July 2007 - July 2012
Bear Stearns July 2007 - March 2008
Barclays Capital October 2005 - August 2007
JPMorgan Chase October 2002 - October 2005
HSBC Securities July 2001 - October 2002
DLJdirect May 1999 - May 2001
UBS PaineWebber October 1998 - May 1999
Skills
Derivatives, Series 7, Fixed Income, Capital Markets, Equities, Trading, Hedge Funds, Investments, Investment Banking, Securities, Management, Financial Services, Portfolio Management, Risk Management, Asset Management, Options, Bloomberg, Credit Derivatives, Bonds, Series 63, Trading Systems
Education
Fordham Gabelli School of Business 2004 — 2009
MBA, Banking and Finance
University of Delaware 1993 — 1997
Finance
United Integrity Group February 2014 - Present
JPMorgan Chase July 2007 - July 2012
Bear Stearns July 2007 - March 2008
Barclays Capital October 2005 - August 2007
JPMorgan Chase October 2002 - October 2005
HSBC Securities July 2001 - October 2002
DLJdirect May 1999 - May 2001
UBS PaineWebber October 1998 - May 1999
Skills
Derivatives, Series 7, Fixed Income, Capital Markets, Equities, Trading, Hedge Funds, Investments, Investment Banking, Securities, Management, Financial Services, Portfolio Management, Risk Management, Asset Management, Options, Bloomberg, Credit Derivatives, Bonds, Series 63, Trading Systems
Education
Fordham Gabelli School of Business 2004 — 2009
MBA, Banking and Finance
University of Delaware 1993 — 1997
Finance
Justin Portnoy's HSBC Securities Experience April 2010 - July 2013
Job Vice President at Goldman Sachs
Industry Financial Services
Experience
Goldman Sachs March 2014 - Present
HSBC Securities April 2010 - July 2013
Deutsche Bank September 2007 - February 2010
Citigroup July 2002 - September 2007
Merrill Lynch 2001 - 2002
Skills
Structured Products, Derivatives, Equities, Options, FX Options, Hedge Funds, Equity Derivatives, Equity Trading, Credit Derivatives, Fixed Income, Interest Rate..., Financial Structuring, Electronic Trading, Scripting, Hedging, Portfolio Management, Currency
Education
Cornell University 1998 — 2002
B.A., Physics, Astrophysics, French Literature
Cornell University 1998 — 2002
M.A., French Literature
Goldman Sachs March 2014 - Present
HSBC Securities April 2010 - July 2013
Deutsche Bank September 2007 - February 2010
Citigroup July 2002 - September 2007
Merrill Lynch 2001 - 2002
Skills
Structured Products, Derivatives, Equities, Options, FX Options, Hedge Funds, Equity Derivatives, Equity Trading, Credit Derivatives, Fixed Income, Interest Rate..., Financial Structuring, Electronic Trading, Scripting, Hedging, Portfolio Management, Currency
Education
Cornell University 1998 — 2002
B.A., Physics, Astrophysics, French Literature
Cornell University 1998 — 2002
M.A., French Literature
Balwinder (Bal) Singh, CFA, CFP's HSBC Securities Experience October 2010 - December 2011
Job Investment Advisor, National Bank Financial : Providing professional, disciplined, honest and transparent wealth advice
Industry Financial Services
Experience
National Bank Financial January 2012 - Present
HSBC Securities October 2010 - December 2011
RBC Dominion Securities Inc April 2005 - October 2010
Stock Holding Corporation of India Limited 1994 - 2000
Skills
Wealth Management, Investment Advisory, Asset Allocation, Financial Advisory, Retirement Planning, Personal Finance, Wealth, Portfolio Management, Strategic Financial..., Investment Strategies, Wealth Management..., Equities, Securities, Fixed Income, Capital Markets, Alternative Investments, Asset Management, Investment Management, Derivatives, Hedge Funds, Bonds, Public Speaking, Insurance, Investments, Mutual Funds, Stocks, GICs, ETFs, RRSP, TFSA, High Net Worth...
Education
University of Mumbai 1996 — 1999
MBA, Finance
Delhi University 1989 — 1994
National Bank Financial January 2012 - Present
HSBC Securities October 2010 - December 2011
RBC Dominion Securities Inc April 2005 - October 2010
Stock Holding Corporation of India Limited 1994 - 2000
Skills
Wealth Management, Investment Advisory, Asset Allocation, Financial Advisory, Retirement Planning, Personal Finance, Wealth, Portfolio Management, Strategic Financial..., Investment Strategies, Wealth Management..., Equities, Securities, Fixed Income, Capital Markets, Alternative Investments, Asset Management, Investment Management, Derivatives, Hedge Funds, Bonds, Public Speaking, Insurance, Investments, Mutual Funds, Stocks, GICs, ETFs, RRSP, TFSA, High Net Worth...
Education
University of Mumbai 1996 — 1999
MBA, Finance
Delhi University 1989 — 1994
Richard Winder's HSBC Securities Experience July 2012 - January 2014
Job Implementation Manager at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan January 2014 - Present
HSBC Securities July 2012 - January 2014
HSBC Securities July 2012 - December 2012
HSBC Securities July 2010 - July 2012
Citigroup August 2005 - July 2010
Credit Suisse January 2005 - August 2005
Citco Fund Services April 2004 - July 2004
JPMorgan Chase February 2003 - April 2004
Bank of New York Mellon November 2000 - August 2002
Chase Manhattan Bank/JPMorgan Chase 1995 - 2000
Skills
Client Relationship..., Client Service, Dodd Frank, Operations Management, Middle Office, Securities Regulation, ISDA, Foriegn Exchange, Fail Reporting, Project Management, Creative Problem Solving, MBA Finance, OMGEO, Fixed Income Products, Equity Products, Emerging Markets, Trade Processing, Client Management, Event Planning, Credit Derivatives, Interest Rate..., Equity Derivatives, DTCC, Markit, FX, Derivative Clearing, Collateral Management, Management, master trust accounting, Matrix Management, ISITC, Management Information, Product Management, Derivserv, Derivatives, Markitserv, CRM, Clearing, Client Services, Dodd-Frank, FX Options, Financial Services, Fixed Income, Investment Banking, Securities
Education
Fordham University 1998 — 2000
MBA, Finance & International Business, 3.98
Grove City College 1985 — 1989
BA, History & Political Science
J.P. Morgan January 2014 - Present
HSBC Securities July 2012 - January 2014
HSBC Securities July 2012 - December 2012
HSBC Securities July 2010 - July 2012
Citigroup August 2005 - July 2010
Credit Suisse January 2005 - August 2005
Citco Fund Services April 2004 - July 2004
JPMorgan Chase February 2003 - April 2004
Bank of New York Mellon November 2000 - August 2002
Chase Manhattan Bank/JPMorgan Chase 1995 - 2000
Skills
Client Relationship..., Client Service, Dodd Frank, Operations Management, Middle Office, Securities Regulation, ISDA, Foriegn Exchange, Fail Reporting, Project Management, Creative Problem Solving, MBA Finance, OMGEO, Fixed Income Products, Equity Products, Emerging Markets, Trade Processing, Client Management, Event Planning, Credit Derivatives, Interest Rate..., Equity Derivatives, DTCC, Markit, FX, Derivative Clearing, Collateral Management, Management, master trust accounting, Matrix Management, ISITC, Management Information, Product Management, Derivserv, Derivatives, Markitserv, CRM, Clearing, Client Services, Dodd-Frank, FX Options, Financial Services, Fixed Income, Investment Banking, Securities
Education
Fordham University 1998 — 2000
MBA, Finance & International Business, 3.98
Grove City College 1985 — 1989
BA, History & Political Science
Laura Southerland's HSBC Securities Experience 2006 - 2007
Job Executive Director Compensation at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Wealth Management January 2014 - Present
Morgan Stanley Smith Barney January 2012 - December 2013
Morgan Stanley June 2010 - December 2011
Morgan Stanley May 2007 - May 2010
HSBC Securities 2006 - 2007
Skills
Business Analytics, Executive Pay, Deferred Compensation
Education
Cornell University 2002 — 2006
Morgan Stanley Wealth Management January 2014 - Present
Morgan Stanley Smith Barney January 2012 - December 2013
Morgan Stanley June 2010 - December 2011
Morgan Stanley May 2007 - May 2010
HSBC Securities 2006 - 2007
Skills
Business Analytics, Executive Pay, Deferred Compensation
Education
Cornell University 2002 — 2006
Marvin Zamora's HSBC Securities Experience January 1999 - January 2006
Job Director Head of Electronic Execution & Connectivity RBC Capital Markets Futures
Industry Investment Banking
Experience
RBC Capital Markets Corp January 2006 - Present
HSBC Securities January 1999 - January 2006
HSBC Securities 1999 - 2006
Rosenthal Collins Group 1996 - 1999
Skills
Commodity, Commodity Markets, Trading Systems, Market Data, Technical Analysis, Equities, Derivatives, Trading, Options, Electronic Trading, ETFs, Hedge Funds, Banking, Financial Markets, Middle Office, Capital Markets, Investment Banking, Financial Analysis, Credit Derivatives, Credit, Emerging Markets, Relationship Management, Equity Derivatives, Fixed Income, Alternative Investments, Securities, Trading Strategies, Exchange Connectivity, Hedging, Financial Services, Currency, Equity Trading, Bloomberg, Investments, FX trading, FINRA, Portfolio Management, Swaps, Bonds, Proprietary Trading, Market Risk, Financial Risk, FX Options, Low Latency, Asset Management, Series 7, Interest Rate..., Back Office, Risk Management, Financial Modeling
Education
DePaul University 2009 — 2011
BA, Finance, Computer Science
American
RBC Capital Markets Corp January 2006 - Present
HSBC Securities January 1999 - January 2006
HSBC Securities 1999 - 2006
Rosenthal Collins Group 1996 - 1999
Skills
Commodity, Commodity Markets, Trading Systems, Market Data, Technical Analysis, Equities, Derivatives, Trading, Options, Electronic Trading, ETFs, Hedge Funds, Banking, Financial Markets, Middle Office, Capital Markets, Investment Banking, Financial Analysis, Credit Derivatives, Credit, Emerging Markets, Relationship Management, Equity Derivatives, Fixed Income, Alternative Investments, Securities, Trading Strategies, Exchange Connectivity, Hedging, Financial Services, Currency, Equity Trading, Bloomberg, Investments, FX trading, FINRA, Portfolio Management, Swaps, Bonds, Proprietary Trading, Market Risk, Financial Risk, FX Options, Low Latency, Asset Management, Series 7, Interest Rate..., Back Office, Risk Management, Financial Modeling
Education
DePaul University 2009 — 2011
BA, Finance, Computer Science
American
Fred Pisculli's HSBC Securities Experience January 2009 - February 2012
Job Managing Director
Industry Financial Services
Experience
Aegis Capital December 2011 - Present
HSBC Securities January 2009 - February 2012
Mclaughlin, Piven Vogel Securities, Inc January 1997 - December 2008
Skills
Securities, Investments, Equities, Series 7, Fixed Income, Capital Markets, Mutual Funds, Hedge Funds, Alternative Investments, Bloomberg, Series 63, Asset Managment, Investment Banking, Wealth Management, Portfolio Management
Education
Shin Budo Kai 1996 — 2001
Fordham University 1992 — 1996
BS, Finance, Accounting
Aegis Capital December 2011 - Present
HSBC Securities January 2009 - February 2012
Mclaughlin, Piven Vogel Securities, Inc January 1997 - December 2008
Skills
Securities, Investments, Equities, Series 7, Fixed Income, Capital Markets, Mutual Funds, Hedge Funds, Alternative Investments, Bloomberg, Series 63, Asset Managment, Investment Banking, Wealth Management, Portfolio Management
Education
Shin Budo Kai 1996 — 2001
Fordham University 1992 — 1996
BS, Finance, Accounting
Jonathan Paterson's HSBC Securities Experience March 2012 - April 2013
Job DNB
Industry Capital Markets
Experience
DNB Markets May 2014 - Present
Simply Outside January 2012 - Present
Berenberg Capital Markets July 2013 - January 2014
HSBC Securities March 2012 - April 2013
RBS Global Banking & Markets HQ Stamford, USA August 2010 - February 2012
JP Morgan July 2006 - August 2010
Citigroup 2003 - 2006
Rathbone Brothers Plc 1998 - 2003
Adam & Company 1994 - 1998
Skills
Equities, Private Equity, Asset Management, Fixed Income, Wealth Management, Asset Managment, Corporate Finance, Investments, Trading, Investment Management, Hedge Funds
Education
Edinburgh Napier University 1988 — 1992
DNB Markets May 2014 - Present
Simply Outside January 2012 - Present
Berenberg Capital Markets July 2013 - January 2014
HSBC Securities March 2012 - April 2013
RBS Global Banking & Markets HQ Stamford, USA August 2010 - February 2012
JP Morgan July 2006 - August 2010
Citigroup 2003 - 2006
Rathbone Brothers Plc 1998 - 2003
Adam & Company 1994 - 1998
Skills
Equities, Private Equity, Asset Management, Fixed Income, Wealth Management, Asset Managment, Corporate Finance, Investments, Trading, Investment Management, Hedge Funds
Education
Edinburgh Napier University 1988 — 1992
Dan Bliss's HSBC Securities Experience January 2005 - Present
Job Business Analyst at HSBC Securities
Industry Financial Services
Experience
HSBC Securities January 2005 - Present
Nomura 2000 - 2004
Donaldson, Lufkin & Jenrette 1990 - 1999
Skills
Fixed Income, Trading Systems, Capital Markets, Financial Markets, Financial Analysis, Bonds, Financial Reporting
Education
Fairleigh Dickinson University 1991 — 1993
MBA, Finance
St. Francis University
HSBC Securities January 2005 - Present
Nomura 2000 - 2004
Donaldson, Lufkin & Jenrette 1990 - 1999
Skills
Fixed Income, Trading Systems, Capital Markets, Financial Markets, Financial Analysis, Bonds, Financial Reporting
Education
Fairleigh Dickinson University 1991 — 1993
MBA, Finance
St. Francis University
Hector Ivan Velez's HSBC Securities Experience July 2013 - Present
Job Senior Legal Counsel at HSBC Securities (USA) Inc.
Industry Banking
Experience
HSBC Securities July 2013 - Present
Barclays Capital September 2008 - July 2013
Lehman Brothers February 2006 - September 2008
Citi October 2004 - February 2006
Bovis Lend Lease June 2001 - October 2004
Peckar & Abramson, P.C. September 1999 - May 2001
Education
Fordham University School of Law 1996 — 1999
JD, Legal
Fairfield University 1992 — 1996
HSBC Securities July 2013 - Present
Barclays Capital September 2008 - July 2013
Lehman Brothers February 2006 - September 2008
Citi October 2004 - February 2006
Bovis Lend Lease June 2001 - October 2004
Peckar & Abramson, P.C. September 1999 - May 2001
Education
Fordham University School of Law 1996 — 1999
JD, Legal
Fairfield University 1992 — 1996
Legna Gonzalez's HSBC Securities Experience October 2009 - Present
Job Client Directed Invesment Desk Associate at HSBC Securities
Industry Financial Services
Experience
HSBC Securities October 2009 - Present
Fairfield Greenwich Group February 2006 - October 2008
Credit Suisse First Boston October 2000 - January 2006
Skills
Alternative Investments, Asset Allocation, Bloomberg, Capital Markets, Fixed Income, Series 7
Education
Florida International University 2005 — 2006
MSF, Finance
Florida International University 1997 — 2000
B.A, Economics
HSBC Securities October 2009 - Present
Fairfield Greenwich Group February 2006 - October 2008
Credit Suisse First Boston October 2000 - January 2006
Skills
Alternative Investments, Asset Allocation, Bloomberg, Capital Markets, Fixed Income, Series 7
Education
Florida International University 2005 — 2006
MSF, Finance
Florida International University 1997 — 2000
B.A, Economics
Maureen Fiske's HSBC Securities Experience July 1997 - November 2011
Job Vice President at Bank of TokyoMitsubishi UFJ
Industry Financial Services
Experience
Bank of Tokyo-Mitsubishi UFJ August 2013 - Present
New York University April 2011 - August 2013
HSBC Securities July 1997 - November 2011
Wilco International September 1995 - July 1997
Price Waterhouse January 1994 - September 1995
Sanford C Bernstein 1989 - 1994
Skills
Fixed Income, Risk Management, Capital Markets, Hedge Funds, Series 63, Derivatives, Investment Banking, Equities, Asset Management, Portfolio Management, Trading Systems, Bloomberg, FX Options, Securities
Education
Fordham University 1984 — 1988
BS Management information Systems, Finance and Financial Management Services
Bank of Tokyo-Mitsubishi UFJ August 2013 - Present
New York University April 2011 - August 2013
HSBC Securities July 1997 - November 2011
Wilco International September 1995 - July 1997
Price Waterhouse January 1994 - September 1995
Sanford C Bernstein 1989 - 1994
Skills
Fixed Income, Risk Management, Capital Markets, Hedge Funds, Series 63, Derivatives, Investment Banking, Equities, Asset Management, Portfolio Management, Trading Systems, Bloomberg, FX Options, Securities
Education
Fordham University 1984 — 1988
BS Management information Systems, Finance and Financial Management Services
Manoj Chauhan, PMP's HSBC Securities Experience October 2000 - September 2005
Job Sr Project Manager at US State DHHS
Industry Information Technology and Services
Experience
HSBC Securities October 2000 - September 2005
Sequoyah Technologies November 1999 - May 2000
Chrysalis Information Systems Ltd January 1998 - March 1999
Omni infotech 1991 - 1999
Skills
Derivatives, Investment Banking, Software Project..., Project Management, Requirements Analysis, Process Improvement, Back Office, Business Analysis, Requirements Gathering, Java Enterprise Edition, Program Management, Programme Delivery, Change Management, Release Management, Incident Management, Cross-functional Team..., Leadership, Management, SDLC, Banking, PMP, Agile Methodologies, Project Planning, Sybase, PMO, Project Delivery, Vendor Management, Project Portfolio..., Business Requirements, IT Strategy, Financial Services, Risk Management, FX Options, Stakeholder Management, Business Process
Education
Rutgers, The State University of New Jersey-Newark 2004 — 2004
Mini MBA
Devi Ahilya Vishwavidyalaya 1987 — 1990
Bachelor
HSBC Securities October 2000 - September 2005
Sequoyah Technologies November 1999 - May 2000
Chrysalis Information Systems Ltd January 1998 - March 1999
Omni infotech 1991 - 1999
Skills
Derivatives, Investment Banking, Software Project..., Project Management, Requirements Analysis, Process Improvement, Back Office, Business Analysis, Requirements Gathering, Java Enterprise Edition, Program Management, Programme Delivery, Change Management, Release Management, Incident Management, Cross-functional Team..., Leadership, Management, SDLC, Banking, PMP, Agile Methodologies, Project Planning, Sybase, PMO, Project Delivery, Vendor Management, Project Portfolio..., Business Requirements, IT Strategy, Financial Services, Risk Management, FX Options, Stakeholder Management, Business Process
Education
Rutgers, The State University of New Jersey-Newark 2004 — 2004
Mini MBA
Devi Ahilya Vishwavidyalaya 1987 — 1990
Bachelor
Stephen Mahanna's HSBC Securities Experience 2004 - 2011
Job Compliance Officer at Stone Harbor Investment Partners
Industry Financial Services
Experience
First Derivatives plc 2011 - May 2014
HSBC Securities 2004 - 2011
Pragma Group, LLC 2000 - 2004
Skills
Derivatives, Trading Systems, Equities, Electronic Trading, Capital Markets, Trading, Market Data, Fixed Income, Financial Markets, FX Options, Middle Office
Education
Creighton University School of Law
JD
Fairfield University
Westford Academy
First Derivatives plc 2011 - May 2014
HSBC Securities 2004 - 2011
Pragma Group, LLC 2000 - 2004
Skills
Derivatives, Trading Systems, Equities, Electronic Trading, Capital Markets, Trading, Market Data, Fixed Income, Financial Markets, FX Options, Middle Office
Education
Creighton University School of Law
JD
Fairfield University
Westford Academy
Ekrem Nurhan's HSBC Securities Experience 2006 - 2009
Job Market Risk Manager
Industry Investment Banking
Experience
Deutsche Bank 2010 - Present
HSBC Securities 2006 - 2009
Citigroup 2003 - 2006
KPMG 2002 - 2003
Arthur Andersen 2000 - 2002
Education
DePaul University
Deutsche Bank 2010 - Present
HSBC Securities 2006 - 2009
Citigroup 2003 - 2006
KPMG 2002 - 2003
Arthur Andersen 2000 - 2002
Education
DePaul University
Andrew Horn's HSBC Securities Experience July 2010 - December 2013
Job Senior Vice President
Industry Investment Banking
Experience
HSBC December 2014 - Present
HSBC Bank plc December 2013 - December 2014
HSBC Securities July 2010 - December 2013
Credit Suisse July 2006 - March 2010
Luse Gorman Pomerenk & Schick September 2001 - June 2004
Skills
Private Equity, Investment Banking, Capital Markets, Structured Finance, DCF, Valuation, Fixed Income, Bonds, High Yield, Leveraged Finance, Loan Origination, Restructuring
Education
New York University - Leonard N. Stern School of Business 2004 — 2006
MBA, Finance and Accounting
Emory University School of Law 1998 — 2001
JD, Law
University of Illinois at Urbana-Champaign - College of Business 1994 — 1998
BA, Economics and Political Science
HSBC December 2014 - Present
HSBC Bank plc December 2013 - December 2014
HSBC Securities July 2010 - December 2013
Credit Suisse July 2006 - March 2010
Luse Gorman Pomerenk & Schick September 2001 - June 2004
Skills
Private Equity, Investment Banking, Capital Markets, Structured Finance, DCF, Valuation, Fixed Income, Bonds, High Yield, Leveraged Finance, Loan Origination, Restructuring
Education
New York University - Leonard N. Stern School of Business 2004 — 2006
MBA, Finance and Accounting
Emory University School of Law 1998 — 2001
JD, Law
University of Illinois at Urbana-Champaign - College of Business 1994 — 1998
BA, Economics and Political Science
Jeremy Warren's HSBC Securities Experience July 2010 - Present
Job Director Head of Americas Liability Management at HSBC Securities
Industry Banking
Experience
HSBC Securities July 2010 - Present
Morgan Stanley May 2006 - February 2008
ABN AMRO October 2003 - May 2006
Merrill Lynch July 1999 - September 2003
Skills
Capital Markets, Investment Banking, Corporate Finance, Financial Structuring, Debt Restructuring, High Yield, Restructuring, Finance, Banking, Financial Institutions, Credit, Financial Analysis
Education
Fordham University - Graduate School of Business Administration 2009 — 2014
MBA, Finance and Accounting
University of St. Andrews 1995 — 1999
MA, Economics and Management
Radley College 1990 — 1995
HSBC Securities July 2010 - Present
Morgan Stanley May 2006 - February 2008
ABN AMRO October 2003 - May 2006
Merrill Lynch July 1999 - September 2003
Skills
Capital Markets, Investment Banking, Corporate Finance, Financial Structuring, Debt Restructuring, High Yield, Restructuring, Finance, Banking, Financial Institutions, Credit, Financial Analysis
Education
Fordham University - Graduate School of Business Administration 2009 — 2014
MBA, Finance and Accounting
University of St. Andrews 1995 — 1999
MA, Economics and Management
Radley College 1990 — 1995
G. Douyon's HSBC Securities Experience March 2000 - July 2007
Job Middle Office Operations Specialist at BNY Mellon
Industry Financial Services
Experience
BNY Mellon January 2013 - December 2013
Royal Bank of Scotland August 2010 - November 2011
BNY Mellon October 2009 - August 2010
Deutsche bank May 2008 - March 2009
Banc of America Securities September 2007 - April 2008
HSBC Securities March 2000 - July 2007
HSBC Securities November 1996 - February 2000
Education
Fordham University 2011 — 2015
BA/MBA
Saint Peter's University
BNY Mellon January 2013 - December 2013
Royal Bank of Scotland August 2010 - November 2011
BNY Mellon October 2009 - August 2010
Deutsche bank May 2008 - March 2009
Banc of America Securities September 2007 - April 2008
HSBC Securities March 2000 - July 2007
HSBC Securities November 1996 - February 2000
Education
Fordham University 2011 — 2015
BA/MBA
Saint Peter's University
Laura Beekman's HSBC Securities Experience November 2010 - August 2012
Job Consultant at Capco
Industry Financial Services
Experience
Capco February 2014 - Present
HSBC August 2012 - Present
HSBC Securities November 2010 - August 2012
HSBC June 2008 - November 2010
HSBC Securities September 2004 - July 2008
AllianceBernstein December 1999 - September 2004
Morgan Stanley March 1999 - December 1999
AXA Equitable March 1995 - March 1999
Skills
Process Improvement, Banking, Management, PMO, Budgets, Governance, Vendor Management, Stakeholder Management, Financial Services, Business Process..., Portfolio Management, Change Management, Management Consulting, SDLC
Education
East Stroudsburg University of Pennsylvania 1990 — 1994
BS, Psychology
Capco February 2014 - Present
HSBC August 2012 - Present
HSBC Securities November 2010 - August 2012
HSBC June 2008 - November 2010
HSBC Securities September 2004 - July 2008
AllianceBernstein December 1999 - September 2004
Morgan Stanley March 1999 - December 1999
AXA Equitable March 1995 - March 1999
Skills
Process Improvement, Banking, Management, PMO, Budgets, Governance, Vendor Management, Stakeholder Management, Financial Services, Business Process..., Portfolio Management, Change Management, Management Consulting, SDLC
Education
East Stroudsburg University of Pennsylvania 1990 — 1994
BS, Psychology
Mitchell Klaben's HSBC Securities Experience 2001 - 2003
Job Bloomberg Toms Product Manager
Industry Information Technology and Services
Experience
Bloomberg LP December 2014 - Present
JPMorgan June 2008 - June 2010
Bear Stearns February 2005 - June 2008
HSBC Securities 2001 - 2003
Fuji Bank 1994 - 1996
Skills
Fixed Income, Derivatives, Equities, Business Analysis, Trading Systems, Investment Banking, Capital Markets, Risk Management, Middle Office, Hedge Funds, Program Management, Calypso, Settlement
Education
Fordham Gabelli School of Business 1996 — 1999
MBA, Finance
University of Massachusetts, Amherst 1985 — 1989
Bloomberg LP December 2014 - Present
JPMorgan June 2008 - June 2010
Bear Stearns February 2005 - June 2008
HSBC Securities 2001 - 2003
Fuji Bank 1994 - 1996
Skills
Fixed Income, Derivatives, Equities, Business Analysis, Trading Systems, Investment Banking, Capital Markets, Risk Management, Middle Office, Hedge Funds, Program Management, Calypso, Settlement
Education
Fordham Gabelli School of Business 1996 — 1999
MBA, Finance
University of Massachusetts, Amherst 1985 — 1989
Susan Helfrick's HSBC Securities Experience May 2005 - August 2007
Job General Counsel at Chewy.com, LLC
Industry Internet
Experience
Chewy.com, LLC December 2014 - Present
GfK February 2009 - July 2014
Goldman Sachs August 2007 - January 2009
HSBC Securities May 2005 - August 2007
UBS May 2000 - May 2005
Skadden Arps May 1997 - May 2000
Securities & Exchange Commission May 1995 - May 1997
Skills
Capital Markets, Mergers & Acquisitions, Corporate Law, Securities, Structured Finance, Intellectual Property, Corporate Governance, Corporate Finance, Securities Regulation, Joint Ventures, Risk Management, Management, Finance, Private Equity, Mergers, Investments, Licensing, Strategy, Cross-border...
Education
Georgetown University Law Center 2005 — 2007
LLM, Securities; Tax
Cornell University - Johnson Graduate School of Management 2003 — 2005
MBA, Corporate Finance
Dickinson Law 1988 — 1991
JD, Law
Chewy.com, LLC December 2014 - Present
GfK February 2009 - July 2014
Goldman Sachs August 2007 - January 2009
HSBC Securities May 2005 - August 2007
UBS May 2000 - May 2005
Skadden Arps May 1997 - May 2000
Securities & Exchange Commission May 1995 - May 1997
Skills
Capital Markets, Mergers & Acquisitions, Corporate Law, Securities, Structured Finance, Intellectual Property, Corporate Governance, Corporate Finance, Securities Regulation, Joint Ventures, Risk Management, Management, Finance, Private Equity, Mergers, Investments, Licensing, Strategy, Cross-border...
Education
Georgetown University Law Center 2005 — 2007
LLM, Securities; Tax
Cornell University - Johnson Graduate School of Management 2003 — 2005
MBA, Corporate Finance
Dickinson Law 1988 — 1991
JD, Law
Andrea Bulla Rossiter's HSBC Securities Experience September 2005 - July 2010
Job Director, UBS Investment Bank
Industry Financial Services
Experience
UBS Investment Bank July 2010 - Present
HSBC Securities September 2005 - July 2010
Deutshe Bank June 2004 - September 2005
Merrill Lynch December 2002 - June 2004
Merrill Lynch September 2001 - November 2002
Merrill Lynch July 2000 - August 2001
Skills
Financial Modeling, Finance, Banking, Equities, Analysis, Accounting, Analytics, Leveraged Finance, Internal Audit, Fixed Income, Commercial Banking, Derivatives, Sales Management, Hedge Funds, Capital Markets
Education
Fordham Gabelli School of Business 2004 — 2008
MBA, Finance
Fairfield University 1996 — 2000
Bachelor of Science, Finance
UBS Investment Bank July 2010 - Present
HSBC Securities September 2005 - July 2010
Deutshe Bank June 2004 - September 2005
Merrill Lynch December 2002 - June 2004
Merrill Lynch September 2001 - November 2002
Merrill Lynch July 2000 - August 2001
Skills
Financial Modeling, Finance, Banking, Equities, Analysis, Accounting, Analytics, Leveraged Finance, Internal Audit, Fixed Income, Commercial Banking, Derivatives, Sales Management, Hedge Funds, Capital Markets
Education
Fordham Gabelli School of Business 2004 — 2008
MBA, Finance
Fairfield University 1996 — 2000
Bachelor of Science, Finance
Shiv Chadha's HSBC Securities Experience April 2013 - Present
Job at HSBC
Industry Capital Markets
Experience
HSBC Securities April 2013 - Present
Morgan Stanley June 2010 - March 2013
Oppenheimer & Co. February 2009 - May 2010
JPMorgan Chase & Co. June 2008 - January 2009
Bear, Stearns & Co. Inc. August 2006 - May 2008
Bear, Stearns & Co. Inc. September 2005 - July 2006
Skills
Equity Derivatives, Hedge Funds, Equities, Bloomberg, Emerging Markets, Structured Finance
Education
Denison University 2001 — 2005
BA, Economics, Cinema
HSBC Securities April 2013 - Present
Morgan Stanley June 2010 - March 2013
Oppenheimer & Co. February 2009 - May 2010
JPMorgan Chase & Co. June 2008 - January 2009
Bear, Stearns & Co. Inc. August 2006 - May 2008
Bear, Stearns & Co. Inc. September 2005 - July 2006
Skills
Equity Derivatives, Hedge Funds, Equities, Bloomberg, Emerging Markets, Structured Finance
Education
Denison University 2001 — 2005
BA, Economics, Cinema
Dave Leto's HSBC Securities Experience 2006 - 2010
Job Actively seeking a new position in the Financial Services Industry
Industry Banking
Experience
BNY Mellon April 2013 - June 2015
Broadridge Financial Services 2010 - February 2013
HSBC Securities 2006 - 2010
ABN AMRO 2002 - 2006
Deutsche Bank January 1993 - January 2002
Bankers Trust January 1993 - January 1999
YAMAICHI INTERNATIONAL AMERICA January 1988 - January 1993
WERTHEIM SECURITIES January 1986 - January 1987
SECURITY PACIFIC CLEARING & SERVICES January 1982 - January 1986
Skills
Trading, Fixed Income, Back Office, Equities, Financial Services, Securities, Financial Markets, Investment Banking, Banking, Settlement, Business Analysis, Analysis, Prime Brokerage, Collateral Management, Securities Lending, Middle Office, Capital Markets, Bonds, Finance, Trading Systems
Education
Fairleigh Dickinson University
Glen Rock High School 1972 — 1976
BNY Mellon April 2013 - June 2015
Broadridge Financial Services 2010 - February 2013
HSBC Securities 2006 - 2010
ABN AMRO 2002 - 2006
Deutsche Bank January 1993 - January 2002
Bankers Trust January 1993 - January 1999
YAMAICHI INTERNATIONAL AMERICA January 1988 - January 1993
WERTHEIM SECURITIES January 1986 - January 1987
SECURITY PACIFIC CLEARING & SERVICES January 1982 - January 1986
Skills
Trading, Fixed Income, Back Office, Equities, Financial Services, Securities, Financial Markets, Investment Banking, Banking, Settlement, Business Analysis, Analysis, Prime Brokerage, Collateral Management, Securities Lending, Middle Office, Capital Markets, Bonds, Finance, Trading Systems
Education
Fairleigh Dickinson University
Glen Rock High School 1972 — 1976
Christian Flores's HSBC Securities Experience April 2013 - December 2014
Job Associate Director, FATCA Onboarding Control Officer
Industry Investment Banking
Experience
UBS Investment Bank January 2015 - Present
HSBC Securities April 2013 - December 2014
UBS Investment Bank December 2009 - March 2013
Foundation Source 2006 - 2009
Skills
Tax, FATCA, KYC, Capital Markets, Financial Analysis, Due Diligence, Tax Reporting, Withholding, 1099 and 1042-S..., Securities Lending, Microsoft Excel, Access, Spanish
Education
Fairfield University 2002 — 2006
BS, Finance
UBS Investment Bank January 2015 - Present
HSBC Securities April 2013 - December 2014
UBS Investment Bank December 2009 - March 2013
Foundation Source 2006 - 2009
Skills
Tax, FATCA, KYC, Capital Markets, Financial Analysis, Due Diligence, Tax Reporting, Withholding, 1099 and 1042-S..., Securities Lending, Microsoft Excel, Access, Spanish
Education
Fairfield University 2002 — 2006
BS, Finance
Jon Bottorff's HSBC Securities Experience June 2010 - October 2012
Job Financial Advisor at GolfBoard and Vibrant TV
Industry Financial Services
Experience
GolfBoard June 2015 - Present
Vibrant TV June 2013 - Present
Srinidhi Capital Group October 2012 - Present
HSBC October 2012 - March 2013
HSBC Securities June 2010 - October 2012
HSBC Securities March 2002 - February 2007
Dresdner Kleinwort 1999 - 2002
ABN AMRO 1996 - 1999
ABN AMRO Bank 1996 - 1999
Skills
Investment Banking, Hedge Funds, Equities, Credit Risk, Securities, Financial Markets, Credit Analysis, Commercial Banking, Portfolio Management, Trading, Series 7, 24, 63, Private Equity, Product Development, Structured Finance
Education
DePaul University 1978 — 1982
MBA, Finance
Miami University 1970 — 1974
BA, Accountancy
GolfBoard June 2015 - Present
Vibrant TV June 2013 - Present
Srinidhi Capital Group October 2012 - Present
HSBC October 2012 - March 2013
HSBC Securities June 2010 - October 2012
HSBC Securities March 2002 - February 2007
Dresdner Kleinwort 1999 - 2002
ABN AMRO 1996 - 1999
ABN AMRO Bank 1996 - 1999
Skills
Investment Banking, Hedge Funds, Equities, Credit Risk, Securities, Financial Markets, Credit Analysis, Commercial Banking, Portfolio Management, Trading, Series 7, 24, 63, Private Equity, Product Development, Structured Finance
Education
DePaul University 1978 — 1982
MBA, Finance
Miami University 1970 — 1974
BA, Accountancy
Scott Millman's HSBC Securities Experience March 2006 - April 2009
Job Consultant at CohnReznick
Industry Investment Banking
Experience
CohnReznick October 2012 - Present
Cohn Consulting Group July 2012 - October 2012
PwC January 2012 - June 2012
BNY Mellon October 2011 - January 2012
Caxton Associates, L.P. January 2010 - July 2011
HSBC Securities March 2006 - April 2009
Deutsche Bank Securities October 2003 - March 2006
Merrill Lynch September 1998 - October 2003
Skills
CPA Candidate one part...
Education
Faileigh Dickinson University 2009 — 2011
MS, Accounting
Loyola University Maryland 1995 — 1998
MBA, Finance
University of Delaware 1988 — 1992
BA, Political Science
CohnReznick October 2012 - Present
Cohn Consulting Group July 2012 - October 2012
PwC January 2012 - June 2012
BNY Mellon October 2011 - January 2012
Caxton Associates, L.P. January 2010 - July 2011
HSBC Securities March 2006 - April 2009
Deutsche Bank Securities October 2003 - March 2006
Merrill Lynch September 1998 - October 2003
Skills
CPA Candidate one part...
Education
Faileigh Dickinson University 2009 — 2011
MS, Accounting
Loyola University Maryland 1995 — 1998
MBA, Finance
University of Delaware 1988 — 1992
BA, Political Science
Chris Liljestrand's HSBC Securities Experience March 1998 - August 2008
Job Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley July 2015 - Present
Liberty Mutual Insurance February 2014 - June 2015
Jefferies & Company October 2008 - February 2014
HSBC Securities March 1998 - August 2008
Chicago Futures Group 1996 - 1998
Refco 1992 - 1996
Skills
Property & Casualty..., Account Management, Life Insurance, Umbrella Insurance, Options, Presentation Skills, Trading Systems, Commodity, Trading, Equities, Derivatives, Electronic Trading, Hedging, Currency, Financial Markets, Hedge Funds, Fixed Income, Trading Strategies, Technical Analysis, Bloomberg, Equity Derivatives, Series 7, Proprietary Trading, FX Options, Managed Futures, Swaps, Traders, FINRA, Mentoring New Hires
Education
Eastern Illinois University 1988 — 1992
Business, Finance
Montini Catholic High School 1984 — 1988
Lewis University
MBA, Concentration Finance
Morgan Stanley July 2015 - Present
Liberty Mutual Insurance February 2014 - June 2015
Jefferies & Company October 2008 - February 2014
HSBC Securities March 1998 - August 2008
Chicago Futures Group 1996 - 1998
Refco 1992 - 1996
Skills
Property & Casualty..., Account Management, Life Insurance, Umbrella Insurance, Options, Presentation Skills, Trading Systems, Commodity, Trading, Equities, Derivatives, Electronic Trading, Hedging, Currency, Financial Markets, Hedge Funds, Fixed Income, Trading Strategies, Technical Analysis, Bloomberg, Equity Derivatives, Series 7, Proprietary Trading, FX Options, Managed Futures, Swaps, Traders, FINRA, Mentoring New Hires
Education
Eastern Illinois University 1988 — 1992
Business, Finance
Montini Catholic High School 1984 — 1988
Lewis University
MBA, Concentration Finance
Noel Caccamo's HSBC Securities Experience 1993 - 1997
Job Network Security Manager at MTA MetroNorth Railroad
Industry Transportation/Trucking/Railroad
Experience
MTA Metro-North Railroad September 1997 - Present
HSBC Securities 1993 - 1997
Carroll McEntee & McGinley March 1987 - July 1993
Monchik Weber December 1983 - February 1986
Duffy-Motts Co. July 1981 - October 1982
Skills
CISSP, VPN, Vulnerability Scanning, PCI DSS, Vulnerability Management, Security, Firewalls, Information Security..., Data Center, Security Awareness, Management, Network Security, Networking, Data Security, VMware
Education
Farmingdale State College
Criminal Justice - Security Systems
MTA Metro-North Railroad September 1997 - Present
HSBC Securities 1993 - 1997
Carroll McEntee & McGinley March 1987 - July 1993
Monchik Weber December 1983 - February 1986
Duffy-Motts Co. July 1981 - October 1982
Skills
CISSP, VPN, Vulnerability Scanning, PCI DSS, Vulnerability Management, Security, Firewalls, Information Security..., Data Center, Security Awareness, Management, Network Security, Networking, Data Security, VMware
Education
Farmingdale State College
Criminal Justice - Security Systems
Francois Bouscarle's HSBC Securities Experience February 2014 - Present
Job Structured Equity Trader
Industry Investment Banking
Experience
HSBC Securities February 2014 - Present
HSBC February 2011 - January 2014
Oddo & Cie October 2009 - January 2011
BNP Paribas May 2008 - December 2008
Arbitragis September 2007 - March 2008
Société Générale Corporate and Investment Banking February 2007 - August 2007
Education
Ecole Centrale Paris 2004 — 2008
Applied Mathematics
Lycée Sainte Geneviève
HSBC Securities February 2014 - Present
HSBC February 2011 - January 2014
Oddo & Cie October 2009 - January 2011
BNP Paribas May 2008 - December 2008
Arbitragis September 2007 - March 2008
Société Générale Corporate and Investment Banking February 2007 - August 2007
Education
Ecole Centrale Paris 2004 — 2008
Applied Mathematics
Lycée Sainte Geneviève
Peter Spano, CPA, MBA's HSBC Securities Experience May 2007 - August 2007
Job Associate at Goldman Sachs
Industry Accounting
Experience
Goldman Sachs August 2013 - Present
PricewaterhouseCoopers September 2010 - August 2013
PricewaterhouseCoopers June 2008 - August 2008
HSBC Securities May 2007 - August 2007
HSBC Securities May 2006 - August 2006
The New York Botanical Garden 2001 - 2005
O. Ragoo Realty Management May 2004 - September 2004
Education
Fordham Gabelli School of Business 2009 — 2010
MBA, Finance
Fordham University 2005 — 2009
BS, Accounting
Goldman Sachs August 2013 - Present
PricewaterhouseCoopers September 2010 - August 2013
PricewaterhouseCoopers June 2008 - August 2008
HSBC Securities May 2007 - August 2007
HSBC Securities May 2006 - August 2006
The New York Botanical Garden 2001 - 2005
O. Ragoo Realty Management May 2004 - September 2004
Education
Fordham Gabelli School of Business 2009 — 2010
MBA, Finance
Fordham University 2005 — 2009
BS, Accounting
Kim Henningsen Pratt's HSBC Securities Experience May 2011 - Present
Job at HSBC Securities
Industry Financial Services
Experience
HSBC Securities May 2011 - Present
UBS Investment Bank 2009 - February 2011
UBS Investment Bank 2008 - 2009
UBS Investment Bank 2007 - 2008
UBS Investment Bank 2004 - 2007
UBS Investment Bank 2000 - 2004
Education
Cornell University
BS, Economics
HSBC Securities May 2011 - Present
UBS Investment Bank 2009 - February 2011
UBS Investment Bank 2008 - 2009
UBS Investment Bank 2007 - 2008
UBS Investment Bank 2004 - 2007
UBS Investment Bank 2000 - 2004
Education
Cornell University
BS, Economics
Jorge Fonseca's HSBC Securities Experience January 2012 - Present
Job Head of Enterprise Stress Testing at HSBC Securities
Industry Banking
Experience
HSBC Securities January 2012 - Present
HSBC February 2005 - December 2011
American Express 1990 - 2004
Skills
Treasury Management, Reporting & Analysis, Financial Modeling, Business Analysis, Basel II, FSA, Wholesale Banking, Process Improvement, Integrated Management..., Regulatory Requirements, Business Planning, Forecasting, Pricing, Strategic Financial..., Risk Management, Financial Services, Financial Risk, Portfolio Management, Financial Analysis, Banking, Credit Risk, Finance, Corporate Finance
Education
Fordham University 1990 — 1994
BA, Economics
St Francis Prep 1986 — 1990
Fordham Gabelli School of Business
HSBC Securities January 2012 - Present
HSBC February 2005 - December 2011
American Express 1990 - 2004
Skills
Treasury Management, Reporting & Analysis, Financial Modeling, Business Analysis, Basel II, FSA, Wholesale Banking, Process Improvement, Integrated Management..., Regulatory Requirements, Business Planning, Forecasting, Pricing, Strategic Financial..., Risk Management, Financial Services, Financial Risk, Portfolio Management, Financial Analysis, Banking, Credit Risk, Finance, Corporate Finance
Education
Fordham University 1990 — 1994
BA, Economics
St Francis Prep 1986 — 1990
Fordham Gabelli School of Business
Juan Manuel Velasco, CFP®'s HSBC Securities Experience May 2013 - Present
Job Vice President. Premier Relationship Advisor at HSBC
Industry Financial Services
Experience
HSBC Securities May 2013 - Present
HSBC Securities March 2011 - May 2013
National Western Life October 2010 - March 2011
EAGiL Financial Group, LLC November 2009 - October 2010
North Star Resource Group May 2009 - November 2009
Skills
Financial Analysis, Microsoft Excel, Business Strategy, Financial Reporting, Investments, English, Financial Planning
Education
Florida International University 2005 — 2006
Masters in International Business, Masters in International Business
Universidad del Norte 2004 — 2005
Master of Business Administration (MBA) candidate, MBA candidate
Universidad del Norte 1999 — 2003
Bachelor in Business Administration, Business Administration and Management, General, Graduated as a Distinguished Student
HSBC Securities May 2013 - Present
HSBC Securities March 2011 - May 2013
National Western Life October 2010 - March 2011
EAGiL Financial Group, LLC November 2009 - October 2010
North Star Resource Group May 2009 - November 2009
Skills
Financial Analysis, Microsoft Excel, Business Strategy, Financial Reporting, Investments, English, Financial Planning
Education
Florida International University 2005 — 2006
Masters in International Business, Masters in International Business
Universidad del Norte 2004 — 2005
Master of Business Administration (MBA) candidate, MBA candidate
Universidad del Norte 1999 — 2003
Bachelor in Business Administration, Business Administration and Management, General, Graduated as a Distinguished Student
Frank Weigand's HSBC Securities Experience April 2006 - Present
Job Associate General Counsel at HSBC Securities
Industry Banking
Experience
HSBC Securities April 2006 - Present
Davis Polk & Wardwell September 2003 - March 2006
Arthur Andersen 1997 - 2000
Skills
Securities Regulation, Capital Markets, Hedge Funds, Securities, Fixed Income, Derivatives, Structured Finance, Structured Products, Equities, Alternative Investments, Corporate Finance, Mergers & Acquisitions, Private Equity, Investment Banking, Due Diligence
Education
Fordham University School of Law 2000 — 2003
JD
Fordham University 1993 — 1997
BS, Finance
HSBC Securities April 2006 - Present
Davis Polk & Wardwell September 2003 - March 2006
Arthur Andersen 1997 - 2000
Skills
Securities Regulation, Capital Markets, Hedge Funds, Securities, Fixed Income, Derivatives, Structured Finance, Structured Products, Equities, Alternative Investments, Corporate Finance, Mergers & Acquisitions, Private Equity, Investment Banking, Due Diligence
Education
Fordham University School of Law 2000 — 2003
JD
Fordham University 1993 — 1997
BS, Finance
Margaret Adaniel's HSBC Securities Experience August 2006 - November 2009
Job Vice President Marketing and Head of Planning and Effectiveness, North America
Industry Financial Services
Experience
HSBC Retail Banking and Wealth Management December 2011 - Present
HSBC Retail Banking and Wealth Management October 2009 - November 2011
HSBC Securities August 2006 - November 2009
RBC Dominion Securities January 2001 - August 2006
Skills
Relationship Management, Marketing Strategy, Marketing Management, Business Development, Business Strategy, Wealth Management, Retail Banking, Commercial Banking, Event Management, Credit Cards, Customer Insight, Direct Marketing, Market Planning, Banking, Marketing, Financial Services, Segmentation, Portfolio Management, Customer Acquisition, Analytics, Strategy, Market Research, Leadership, Strategic Planning, Risk Management, Team Leadership
Education
Durham College
Marketing Management
HSBC Retail Banking and Wealth Management December 2011 - Present
HSBC Retail Banking and Wealth Management October 2009 - November 2011
HSBC Securities August 2006 - November 2009
RBC Dominion Securities January 2001 - August 2006
Skills
Relationship Management, Marketing Strategy, Marketing Management, Business Development, Business Strategy, Wealth Management, Retail Banking, Commercial Banking, Event Management, Credit Cards, Customer Insight, Direct Marketing, Market Planning, Banking, Marketing, Financial Services, Segmentation, Portfolio Management, Customer Acquisition, Analytics, Strategy, Market Research, Leadership, Strategic Planning, Risk Management, Team Leadership
Education
Durham College
Marketing Management
Shafiq Perry's HSBC Securities Experience June 2013 - Present
Job Vice President & Senior Legal Counsel at HSBC Securities
Industry Law Practice
Experience
HSBC Securities June 2013 - Present
Paul Hastings July 2011 - May 2013
Curtis Mallet-Prevost, Colt & Mosle LLP 2008 - August 2011
UBS 2011 - 2011
Miami-Dade Public Defender's Office 2006 - 2006
Skills
Finance, Restructuring, Fixed Income, Legal Research, Legal Writing, Corporate Law, Civil Litigation, Bankruptcy, Intellectual Property, Mergers & Acquisitions, Due Diligence, Corporate Governance, Westlaw, Leveraged Finance
Education
Emory University School of Law 2005 — 2008
JD
Middlebury College 2001 — 2005
BA, Spanish Literature and Political Science
HSBC Securities June 2013 - Present
Paul Hastings July 2011 - May 2013
Curtis Mallet-Prevost, Colt & Mosle LLP 2008 - August 2011
UBS 2011 - 2011
Miami-Dade Public Defender's Office 2006 - 2006
Skills
Finance, Restructuring, Fixed Income, Legal Research, Legal Writing, Corporate Law, Civil Litigation, Bankruptcy, Intellectual Property, Mergers & Acquisitions, Due Diligence, Corporate Governance, Westlaw, Leveraged Finance
Education
Emory University School of Law 2005 — 2008
JD
Middlebury College 2001 — 2005
BA, Spanish Literature and Political Science
Bernardo Jorge's HSBC Securities Experience January 1997 - March 2000
Job Director of Corporate Relations Financial Mathematics Program at The University of Chicago
Industry Capital Markets
Experience
The University of Chicago June 2014 - Present
Algorithmic Trading May 2006 - Present
Fisher Investments January 2004 - January 2006
Fisher Investments December 2001 - January 2004
Fisher Investments March 2000 - December 2001
HSBC Securities January 1997 - March 2000
TJM Institutional Services August 1995 - January 1997
Skills
Fixed Income, Equities, Derivatives, Portfolio Management, Options, Capital Markets, Quantitative Analytics, Asset Management, Trading, Investments, Risk Management, Valuation, Bloomberg, Asset Allocation, Electronic Trading, Mutual Funds, Hedging, Trading Strategies, Economics, Macroeconomics, Finance, Investment Management, ETFs, Technical Analysis, Alternative Investments, Quantitative Finance, Financial Modeling, Financial Analysis, Financial Services, Financial Markets, Management
Education
University of Chicago 2011 — 2015
Master of Science (MS)
DePaul University 2009 — 2011
Master of Science (MS)
Florida State University 1992 — 1994
Master of Business Administration (MBA)
University of Miami 1986 — 1991
Bachelor of Arts (BA)
The University of Chicago June 2014 - Present
Algorithmic Trading May 2006 - Present
Fisher Investments January 2004 - January 2006
Fisher Investments December 2001 - January 2004
Fisher Investments March 2000 - December 2001
HSBC Securities January 1997 - March 2000
TJM Institutional Services August 1995 - January 1997
Skills
Fixed Income, Equities, Derivatives, Portfolio Management, Options, Capital Markets, Quantitative Analytics, Asset Management, Trading, Investments, Risk Management, Valuation, Bloomberg, Asset Allocation, Electronic Trading, Mutual Funds, Hedging, Trading Strategies, Economics, Macroeconomics, Finance, Investment Management, ETFs, Technical Analysis, Alternative Investments, Quantitative Finance, Financial Modeling, Financial Analysis, Financial Services, Financial Markets, Management
Education
University of Chicago 2011 — 2015
Master of Science (MS)
DePaul University 2009 — 2011
Master of Science (MS)
Florida State University 1992 — 1994
Master of Business Administration (MBA)
University of Miami 1986 — 1991
Bachelor of Arts (BA)
Bruce Foster's HSBC Securities Experience 2005 - 2007
Job Adjunct Professor Finance at California State University, Northridge
Industry Financial Services
Experience
California State University, Northridge July 2012 - Present
HSBC Securities 2005 - 2007
Household International/HSBC 1987 - 2007
Skills
Credit, Asset Managment, Research, Valuation, Financial Modeling, Financial Analysis, Investments, Corporate Finance, Risk Management, Strategic Financial..., Due Diligence, Equities, Leadership, Strategic Planning, Finance, Mergers, Investment Banking, Analysis, Hedge Funds, Asset Management, Mergers & Acquisitions
Education
University of Chicago 1983 — 1984
Master of Business Administration (MBA), Finance
Drake University 1974 — 1978
Bachelor of Science (BS), Accounting and Economics
California State University, Northridge July 2012 - Present
HSBC Securities 2005 - 2007
Household International/HSBC 1987 - 2007
Skills
Credit, Asset Managment, Research, Valuation, Financial Modeling, Financial Analysis, Investments, Corporate Finance, Risk Management, Strategic Financial..., Due Diligence, Equities, Leadership, Strategic Planning, Finance, Mergers, Investment Banking, Analysis, Hedge Funds, Asset Management, Mergers & Acquisitions
Education
University of Chicago 1983 — 1984
Master of Business Administration (MBA), Finance
Drake University 1974 — 1978
Bachelor of Science (BS), Accounting and Economics
Michael Spano, CPA's HSBC Securities Experience 2001 - Present
Job SVP Finance at HSBC Securities
Industry Banking
Experience
HSBC Securities 2001 - Present
Bank of Tokyo-Mitsubishi 1997 - 2001
UBS 1993 - 1997
Lehman Brothers 1992 - 1993
Ernst & Young 1984 - 1992
Weinick, Sanders & Co. 1981 - 1984
Paine Webber 1980 - 1981
Skills
Derivatives, Financial Analysis, Capital Markets, Treasury, Trading, Strategic Financial..., Financial Reporting, US GAAP, IFRS, MIS, Accounting, Hedge Funds, Fixed Income, Product Control, Business Intelligence
Education
Fordham University 1976 — 1980
BS, Accounting
HSBC Securities 2001 - Present
Bank of Tokyo-Mitsubishi 1997 - 2001
UBS 1993 - 1997
Lehman Brothers 1992 - 1993
Ernst & Young 1984 - 1992
Weinick, Sanders & Co. 1981 - 1984
Paine Webber 1980 - 1981
Skills
Derivatives, Financial Analysis, Capital Markets, Treasury, Trading, Strategic Financial..., Financial Reporting, US GAAP, IFRS, MIS, Accounting, Hedge Funds, Fixed Income, Product Control, Business Intelligence
Education
Fordham University 1976 — 1980
BS, Accounting
Donald Watson's HSBC Securities Experience 1987 - 1990
Job EVPFinance at Arch Capital Services Inc
Industry Insurance
Experience
Arch Capital Services Inc July 2005 - Present
ACE Limted August 2002 - August 2005
Standard & Poor's June 1990 - July 2002
HSBC Securities 1987 - 1990
Irving Trust Company 1984 - 1987
Skills
Capital Management, Corporate Finance, Risk Management, Investor Relations, Capital Markets, Rating Agency Relations, Corporate Communications, Insurance Industry...
Education
Duke University - The Fuqua School of Business 1982 — 1984
MBA
Illinois State University 1979 — 1982
BA, Economics and Political Science
Arch Capital Services Inc July 2005 - Present
ACE Limted August 2002 - August 2005
Standard & Poor's June 1990 - July 2002
HSBC Securities 1987 - 1990
Irving Trust Company 1984 - 1987
Skills
Capital Management, Corporate Finance, Risk Management, Investor Relations, Capital Markets, Rating Agency Relations, Corporate Communications, Insurance Industry...
Education
Duke University - The Fuqua School of Business 1982 — 1984
MBA
Illinois State University 1979 — 1982
BA, Economics and Political Science
Mario Dubovici's HSBC Securities Experience 2005 - 2007
Job Vice President at Merrill Lynch
Industry Investment Banking
Experience
Bank of America Merrill Lynch 2007 - Present
Citigroup 2007 - 2007
HSBC Securities 2005 - 2007
Barclays Capital 2004 - 2005
Scotiabank April 2002 - March 2004
Skills
Securities, Securities Lending, Finance, Capital Markets, Fixed Income, Equities, Hedge Funds, Negotiation, Investment Banking, Structured Products, Structured Finance, Alternative Investments, Management, Bonds, Valuation, Financial Services, Asset Management, Due Diligence, Credit Derivatives, Derivatives
Education
Fordham Gabelli School of Business 2004 — 2008
MBA, Finance and Management
Fordham University 1994 — 1998
BA, Economics and Computer Science
St George Academy 1990 — 1994
Bank of America Merrill Lynch 2007 - Present
Citigroup 2007 - 2007
HSBC Securities 2005 - 2007
Barclays Capital 2004 - 2005
Scotiabank April 2002 - March 2004
Skills
Securities, Securities Lending, Finance, Capital Markets, Fixed Income, Equities, Hedge Funds, Negotiation, Investment Banking, Structured Products, Structured Finance, Alternative Investments, Management, Bonds, Valuation, Financial Services, Asset Management, Due Diligence, Credit Derivatives, Derivatives
Education
Fordham Gabelli School of Business 2004 — 2008
MBA, Finance and Management
Fordham University 1994 — 1998
BA, Economics and Computer Science
St George Academy 1990 — 1994
Craig Knebel's HSBC Securities Experience 1994 - 2002
Job Science teacher at Unquowa Middle School
Industry Education Management
Experience
Unquowa School July 2011 - Present
BWT Professional Trading 2003 - 2009
HSBC Securities 1994 - 2002
Credit Lyonnais 1987 - 1994
Education
Sacred Heart University 2010 — 2013
MAT, Biology/Biological Sciences, General, secondary
University of Pennsylvania - The Wharton School 1985 — 1986
MBA, finance
Duke University 1978 — 1982
ba, economics
Unquowa School July 2011 - Present
BWT Professional Trading 2003 - 2009
HSBC Securities 1994 - 2002
Credit Lyonnais 1987 - 1994
Education
Sacred Heart University 2010 — 2013
MAT, Biology/Biological Sciences, General, secondary
University of Pennsylvania - The Wharton School 1985 — 1986
MBA, finance
Duke University 1978 — 1982
ba, economics
Anna Bane's HSBC Securities Experience Tax Analyst ConsultantRoyal Bank of Scotland2010 - 2011
Job Client Liaison at HSBC Securities
Industry Financial Services
Experience
HSBC Securities Tax Analyst ConsultantRoyal Bank of Scotland2010 - 2011
Education
Eastern Michigan University 2003 — 2005
MBA, Business Administration
HSBC Securities Tax Analyst ConsultantRoyal Bank of Scotland2010 - 2011
Education
Eastern Michigan University 2003 — 2005
MBA, Business Administration
John Wersan's HSBC Securities Experience October 2001 - Present
Job AVP at HSBC Securities
Industry Financial Services
Experience
HSBC Securities October 2001 - Present
Rich Inc. 1985 - 2000
Education
Daemen College 1980 — 1986
HSBC Securities October 2001 - Present
Rich Inc. 1985 - 2000
Education
Daemen College 1980 — 1986
Hugh Stewart's HSBC Securities Experience June 2012 - August 2012
Job Financial Management Program at GE Aviation
Industry Accounting
Experience
GE Aviation July 2013 - Present
HSBC Securities June 2012 - August 2012
Merrill Lynch May 2010 - July 2010
Skills
Bloomberg, Spanish, Microsoft Excel, Financial Modeling, Financial Analysis, Valuation, Strategic Financial..., Managerial Finance, Trading, Leadership, Statistics, Analysis, Data Analysis, Economics, Corporate Finance, Financial Planning
Education
Cornell University 2009 — 2013
Applied Economics and Management, Finance, Cum Laude, 3.7
GE Aviation July 2013 - Present
HSBC Securities June 2012 - August 2012
Merrill Lynch May 2010 - July 2010
Skills
Bloomberg, Spanish, Microsoft Excel, Financial Modeling, Financial Analysis, Valuation, Strategic Financial..., Managerial Finance, Trading, Leadership, Statistics, Analysis, Data Analysis, Economics, Corporate Finance, Financial Planning
Education
Cornell University 2009 — 2013
Applied Economics and Management, Finance, Cum Laude, 3.7
Brandon Fisk's HSBC Securities Experience May 2007 - May 2012
Job Regional Sales Vice President at MetLife
Industry Financial Services
Experience
MetLife May 2012 - Present
HSBC Securities May 2007 - May 2012
Acorn Financial Services - John Hanock August 2004 - May 2007
IWS 1999 - 2004
Skills
Public Speaking, Strategic Planning, Sales Management, Series 7, Insurance, Financial Planning, Wealth Management, Long Term Care, Series 63
Education
Denison University 1993 — 1997
BA, Economics
Summit High School 1989 — 1993
MetLife May 2012 - Present
HSBC Securities May 2007 - May 2012
Acorn Financial Services - John Hanock August 2004 - May 2007
IWS 1999 - 2004
Skills
Public Speaking, Strategic Planning, Sales Management, Series 7, Insurance, Financial Planning, Wealth Management, Long Term Care, Series 63
Education
Denison University 1993 — 1997
BA, Economics
Summit High School 1989 — 1993
Eden Chuang's HSBC Securities Experience June 2007 - August 2007
Job Real Estate Acquisitions & Development
Industry Real Estate
Experience
The Rockefeller Group February 2013 - June 2013
Castellan Real Estate Partners February 2012 - September 2012
Pharus Advisors, LLC June 2009 - January 2012
HSBC Securities June 2007 - August 2007
Skills
Valuation, Financial Modeling, Investment Banking, Private Equity, Due Diligence, M&A experience, Corporate Development, Venture Capital, Corporate Finance, Private Placements, Financial Analysis, Mergers, Mergers & Acquisitions, Hedge Funds, Real Estate Development, Capital Markets, DCF, Leveraged Finance
Education
Cornell University 2013 — 2013
Certificate Program, Hotel Real Estate Investment and Asset Management
New York University 2012 — 2013
Master's degree, Real Estate Finance / Investments
New York University 2003 — 2008
BS, Economics & Communications
The Rockefeller Group February 2013 - June 2013
Castellan Real Estate Partners February 2012 - September 2012
Pharus Advisors, LLC June 2009 - January 2012
HSBC Securities June 2007 - August 2007
Skills
Valuation, Financial Modeling, Investment Banking, Private Equity, Due Diligence, M&A experience, Corporate Development, Venture Capital, Corporate Finance, Private Placements, Financial Analysis, Mergers, Mergers & Acquisitions, Hedge Funds, Real Estate Development, Capital Markets, DCF, Leveraged Finance
Education
Cornell University 2013 — 2013
Certificate Program, Hotel Real Estate Investment and Asset Management
New York University 2012 — 2013
Master's degree, Real Estate Finance / Investments
New York University 2003 — 2008
BS, Economics & Communications
Andre Packer's HSBC Securities Experience June 2006 - March 2007
Job Rates Middle Office Analyst, Barclays
Industry Financial Services
Experience
Barclays March 2015 - Present
Barclays Investment Bank May 2013 - January 2015
Morgan Stanley May 2011 - April 2012
Merrill Lynch January 2008 - January 2009
Citigroup March 2007 - December 2007
HSBC Securities June 2006 - March 2007
SunTrust Robinson Humphrey January 2005 - June 2006
JP Morgan Chase August 2001 - December 2004
Skills
Derivatives, Interest Rate..., CDS, Hedge Funds, Swaps, Fixed Income, Back Office, Middle Office
Education
Dekalb Technical College
Barclays March 2015 - Present
Barclays Investment Bank May 2013 - January 2015
Morgan Stanley May 2011 - April 2012
Merrill Lynch January 2008 - January 2009
Citigroup March 2007 - December 2007
HSBC Securities June 2006 - March 2007
SunTrust Robinson Humphrey January 2005 - June 2006
JP Morgan Chase August 2001 - December 2004
Skills
Derivatives, Interest Rate..., CDS, Hedge Funds, Swaps, Fixed Income, Back Office, Middle Office
Education
Dekalb Technical College
Ara Markarian's HSBC Securities Experience August 2004 - October 2007
Job Assistant Vice President Senior Compliance Officer at Legg Mason
Industry Financial Services
Experience
Legg Mason October 2007 - Present
HSBC Securities August 2004 - October 2007
Skills
Mutual Funds, Series 7, Series 24, Series 63, Equities, Securities, Fixed Income
Education
Fairleigh Dickinson University
Finance
Legg Mason October 2007 - Present
HSBC Securities August 2004 - October 2007
Skills
Mutual Funds, Series 7, Series 24, Series 63, Equities, Securities, Fixed Income
Education
Fairleigh Dickinson University
Finance
Christopher Malling's HSBC Securities Experience July 2002 - March 2007
Job Director Business Development at Calypso Technology
Industry Capital Markets
Experience
Calypso Technology September 2012 - March 2014
Eurex January 2011 - September 2012
Credit Agricole CIB June 2007 - August 2008
HSBC Securities July 2002 - March 2007
Commerzbank AG May 2001 - July 2002
Homeside Lending November 1998 - May 2001
AMRESCO Commercial Finance, LLC October 1997 - October 1998
Nomura Securities September 1990 - October 1997
Skills
Trading Systems
Education
DePauw University 1986 — 1990
Bachelor's degree, Economics
Calypso Technology September 2012 - March 2014
Eurex January 2011 - September 2012
Credit Agricole CIB June 2007 - August 2008
HSBC Securities July 2002 - March 2007
Commerzbank AG May 2001 - July 2002
Homeside Lending November 1998 - May 2001
AMRESCO Commercial Finance, LLC October 1997 - October 1998
Nomura Securities September 1990 - October 1997
Skills
Trading Systems
Education
DePauw University 1986 — 1990
Bachelor's degree, Economics
Ajit Nayak's HSBC Securities Experience December 2007 - November 2010
Job Storage Operations Specialist at EMC
Industry Information Technology and Services
Experience
EMC January 2011 - Present
HSBC Securities December 2007 - November 2010
Skills
Disaster Recovery, Clariion, Storage Area Networks, Unix, EMC Storage, SAN, Data Migration, VMware, Storage, VNX, VMAX, Cisco MDS SAN switches, Brocade Fibre Switches, DMX, SRDF, RecoverPoint, Symmetrix, ECC, Brocade, HP-UX, Replication, Storage Architecture, Enterprise Storage, Storage Virtualization, VPLEX, Performance Tuning, Cisco Technologies, Fibre Channel, Solaris, NetApp
Education
Northeastern University - Graduate School of Business Administration 2014 — 2017
Master of Business Administration (MBA)
Southern Illinois University, Carbondale 2006 — 2007
Master's degree, Electrical and Computers Engineering
University College of Engineering ( KU) 2001 — 2005
Bachelor of Technology (B.Tech.), Electrical and Electronics Engineering
EMC January 2011 - Present
HSBC Securities December 2007 - November 2010
Skills
Disaster Recovery, Clariion, Storage Area Networks, Unix, EMC Storage, SAN, Data Migration, VMware, Storage, VNX, VMAX, Cisco MDS SAN switches, Brocade Fibre Switches, DMX, SRDF, RecoverPoint, Symmetrix, ECC, Brocade, HP-UX, Replication, Storage Architecture, Enterprise Storage, Storage Virtualization, VPLEX, Performance Tuning, Cisco Technologies, Fibre Channel, Solaris, NetApp
Education
Northeastern University - Graduate School of Business Administration 2014 — 2017
Master of Business Administration (MBA)
Southern Illinois University, Carbondale 2006 — 2007
Master's degree, Electrical and Computers Engineering
University College of Engineering ( KU) 2001 — 2005
Bachelor of Technology (B.Tech.), Electrical and Electronics Engineering
douglas modico's HSBC Securities Experience October 1994 - June 1999
Job Managing Director Equity Sales at Knight Trading Group
Industry Financial Services
Experience
Knight Trading Group July 2003 - Present
HSBC Securities October 1994 - June 1999
SalomonSmithBarney June 1993 - June 1998
PaineWebber June 1985 - October 1994
Skills
Investment Sales, Equity Derivatives, Series 7, Series 63, Equities, Equity Trading, Alternative Investments, Electronic Trading, Portfolio Management, Investment Banking, Derivatives, Asset Management, Investments, Equity Sales, FINRA, Proprietary Trading, ETFs, Securities, Fixed Income
Education
Fordham Gabelli School of Business 1990 — 1993
MBA
State University of New York College at Cortland 1980 — 1983
Knight Trading Group July 2003 - Present
HSBC Securities October 1994 - June 1999
SalomonSmithBarney June 1993 - June 1998
PaineWebber June 1985 - October 1994
Skills
Investment Sales, Equity Derivatives, Series 7, Series 63, Equities, Equity Trading, Alternative Investments, Electronic Trading, Portfolio Management, Investment Banking, Derivatives, Asset Management, Investments, Equity Sales, FINRA, Proprietary Trading, ETFs, Securities, Fixed Income
Education
Fordham Gabelli School of Business 1990 — 1993
MBA
State University of New York College at Cortland 1980 — 1983
Charles Guyton's HSBC Securities Experience August 2012 - April 2015
Job Associate at H.I.G. Capital H.I.G. WhiteHorse
Industry Financial Services
Experience
H.I.G. Capital - H.I.G. WhiteHorse May 2015 - Present
HSBC Securities August 2012 - April 2015
HSBC Securities June 2011 - August 2011
Education
Emory University - Goizueta Business School 2008 — 2012
Bachelor of Business Administration (B.B.A.), Finance
H.I.G. Capital - H.I.G. WhiteHorse May 2015 - Present
HSBC Securities August 2012 - April 2015
HSBC Securities June 2011 - August 2011
Education
Emory University - Goizueta Business School 2008 — 2012
Bachelor of Business Administration (B.B.A.), Finance
Vanessa Akerman's HSBC Securities Experience September 2010 - May 2011
Job Analyst at Barclays OTC Client Clearing
Industry Financial Services
Experience
Untzstix.com January 2012 - Present
Barclays May 2013 - July 2015
Nomura Securities May 2011 - May 2013
HSBC Securities September 2010 - May 2011
Skills
Data Analysis, Microsoft Excel, Financial Services, Account Reconciliation, Securities, Settlement, Back Office, Prime Brokerage, Salesforce.com, Interest Rate..., Derivatives, Microsoft Office, Finance
Education
Dickinson College 2007 — 2010
Bachelor of Arts (B.A.), International Business
Untzstix.com January 2012 - Present
Barclays May 2013 - July 2015
Nomura Securities May 2011 - May 2013
HSBC Securities September 2010 - May 2011
Skills
Data Analysis, Microsoft Excel, Financial Services, Account Reconciliation, Securities, Settlement, Back Office, Prime Brokerage, Salesforce.com, Interest Rate..., Derivatives, Microsoft Office, Finance
Education
Dickinson College 2007 — 2010
Bachelor of Arts (B.A.), International Business
elliott solomon's HSBC Securities Experience September 1998 - February 2003
Job Partner at EPS Trading
Industry Financial Services
Experience
EPS Trading July 2009 - Present
Dawa Securities June 2006 - April 2009
Credit Suisse September 2003 - March 2006
HSBC Securities September 1998 - February 2003
Skills
Investments, Mergers, Estate Planning, Private Equity, Due Diligence, Corporate Finance, Strategic Financial..., Financial Analysis, Securities, Accounting, Strategic Planning, Business Strategy
Education
University of Michigan Business School 1978 — 1980
MBA, Finance, General
Cornell University 1974 — 1978
Bachelor of Science (BS), Mechanical Engineering
EPS Trading July 2009 - Present
Dawa Securities June 2006 - April 2009
Credit Suisse September 2003 - March 2006
HSBC Securities September 1998 - February 2003
Skills
Investments, Mergers, Estate Planning, Private Equity, Due Diligence, Corporate Finance, Strategic Financial..., Financial Analysis, Securities, Accounting, Strategic Planning, Business Strategy
Education
University of Michigan Business School 1978 — 1980
MBA, Finance, General
Cornell University 1974 — 1978
Bachelor of Science (BS), Mechanical Engineering
James Kiernan's HSBC Securities Experience July 2011 - Present
Job HSBC Securities (USA), Inc: Program, Quantitative & Direct Market Access Products, Americas
Industry Financial Services
Experience
HSBC Securities July 2011 - Present
TRANZACT July 2009 - June 2011
Education
Fairfield University 2005 — 2009
Marketing
HSBC Securities July 2011 - Present
TRANZACT July 2009 - June 2011
Education
Fairfield University 2005 — 2009
Marketing
Joshua Castillo's HSBC Securities Experience 2005 - 2007
Job Renewable Energy Investments
Industry Investment Management
Experience
Innovatus, LLC 2012 - 2013
Talos Partners 2010 - 2011
Quantek Asset Management 2007 - 2009
HSBC Securities 2005 - 2007
Santander Central Hispano 2002 - 2005
Goldman Sachs 2000 - 2002
Skills
Financial Modeling, Hedge Funds, Equities, Fixed Income, Valuation, Risk Management, Business Development, Strategic Planning, Investment Management, Emerging Markets, Alternative Investments, Corporate Finance, Asset Management, Private Equity, Capital Markets, Investments, Trading, Options, Derivatives, Venture Capital, Finance, Portfolio Management, Investment Banking, Entrepreneurship, Banking, Economics, Due Diligence, Analysis, Financial Analysis, Mergers & Acquisitions
Education
Cornell University
Bachelor of Science, School of Hotel Administration
Innovatus, LLC 2012 - 2013
Talos Partners 2010 - 2011
Quantek Asset Management 2007 - 2009
HSBC Securities 2005 - 2007
Santander Central Hispano 2002 - 2005
Goldman Sachs 2000 - 2002
Skills
Financial Modeling, Hedge Funds, Equities, Fixed Income, Valuation, Risk Management, Business Development, Strategic Planning, Investment Management, Emerging Markets, Alternative Investments, Corporate Finance, Asset Management, Private Equity, Capital Markets, Investments, Trading, Options, Derivatives, Venture Capital, Finance, Portfolio Management, Investment Banking, Entrepreneurship, Banking, Economics, Due Diligence, Analysis, Financial Analysis, Mergers & Acquisitions
Education
Cornell University
Bachelor of Science, School of Hotel Administration
Michael Friedberg's HSBC Securities Experience July 2013 - Present
Job Analyst Leveraged and Acquisition Finance at HSBC Securities
Industry Financial Services
Experience
HSBC Securities July 2013 - Present
HSBC Securities June 2012 - August 2012
Elliott Management Corporation June 2011 - August 2011
Hersha Hospitality June 2010 - August 2010
Skills
Microsoft Excel, VBA, Bloomberg, Financial Modeling, Capital Markets, Fixed Income, Investments, Analysis, Leveraged Finance, Credit, Commodity, High Yield, Financial Analysis
Education
Emory University - Goizueta Business School 2009 — 2013
Bachelor of Business Administration, Finance
HSBC Securities July 2013 - Present
HSBC Securities June 2012 - August 2012
Elliott Management Corporation June 2011 - August 2011
Hersha Hospitality June 2010 - August 2010
Skills
Microsoft Excel, VBA, Bloomberg, Financial Modeling, Capital Markets, Fixed Income, Investments, Analysis, Leveraged Finance, Credit, Commodity, High Yield, Financial Analysis
Education
Emory University - Goizueta Business School 2009 — 2013
Bachelor of Business Administration, Finance
Agnese Amato's HSBC Securities Experience March 2014 - Present
Job Financial Institutions Group Hedge Fund Coverage
Industry Banking
Experience
HSBC Securities March 2014 - Present
HSBC Securities March 2011 - March 2014
Ernst & Young August 2006 - February 2011
Skills
Customer Service, Microsoft Excel, KYC, Internal Controls, Accounting, IFRS, PowerPoint, External Audit, Risk Management, Hedge Funds, IT Audit, Microsoft Office, Sarbanes-Oxley Act, Microsoft Word, Auditing, Internal Audit, AML
Education
Fordham University 2002 — 2006
Bachelor of Science (B.S.), Accounting
Our Lady of Victory Academy 1998 — 2002
HSBC Securities March 2014 - Present
HSBC Securities March 2011 - March 2014
Ernst & Young August 2006 - February 2011
Skills
Customer Service, Microsoft Excel, KYC, Internal Controls, Accounting, IFRS, PowerPoint, External Audit, Risk Management, Hedge Funds, IT Audit, Microsoft Office, Sarbanes-Oxley Act, Microsoft Word, Auditing, Internal Audit, AML
Education
Fordham University 2002 — 2006
Bachelor of Science (B.S.), Accounting
Our Lady of Victory Academy 1998 — 2002
Nicholas Capezzuto's HSBC Securities Experience DirectorBarclays CapitalMarch 2002 - April 2009
Job Senior Vice President at HSBC Securities
Industry Financial Services
Experience
HSBC Securities DirectorBarclays CapitalMarch 2002 - April 2009
Skills
Equities, Capital Markets, Series 7, Fixed Income, Series 63, Hedge Funds, Bonds, Bloomberg, Securities, Investments, Derivatives, Electronic Trading, Alternative Investments, Structured Products
Education
East Stroudsburg University of Pennsylvania 1984 — 1988
Bachelor of Arts, Economics
HSBC Securities DirectorBarclays CapitalMarch 2002 - April 2009
Skills
Equities, Capital Markets, Series 7, Fixed Income, Series 63, Hedge Funds, Bonds, Bloomberg, Securities, Investments, Derivatives, Electronic Trading, Alternative Investments, Structured Products
Education
East Stroudsburg University of Pennsylvania 1984 — 1988
Bachelor of Arts, Economics
Alfonso Montoya's HSBC Securities Experience September 2005 - January 2012
Job First Vice President Senior Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2012 - Present
HSBC Securities September 2005 - January 2012
Citi April 1996 - August 2005
Education
Florida International University - College of Business Administration
Bachelor of Arts (BA), Business Administration and Management, Finance
Wells Fargo Advisors, LLC January 2012 - Present
HSBC Securities September 2005 - January 2012
Citi April 1996 - August 2005
Education
Florida International University - College of Business Administration
Bachelor of Arts (BA), Business Administration and Management, Finance
Emery Cyrus's HSBC Securities Experience February 2008 - January 2012
Job
Industry Financial Services
Experience
InvestTech Systems Consulting May 2012 - December 2014
HSBC Securities February 2008 - January 2012
HSBC Securities February 2004 - February 2008
TIAA-CREF August 2001 - September 2003
Skills
Software Implementation, User Acceptance Testing, Reference Data, End User Training, Functional Testing, Advent Geneva, Advent Partner, Unix, Business Analysis, Swaps, FX Hedging, SQL, Visual Basic, Bloomberg Terminal, Microsoft Office, C++, Koger NTAS, Fund Administration, Fund Accounting, Equities, Equity Derivatives, Mutual Funds, Fund Of Funds, Financial Accounting, Alternative Investments, Valuation, Investments, Securities, Account Reconciliation, Back Office, Middle Office, Multi-currency..., Fixed Income, Hedge Funds, Bloomberg, Portfolio Management, Financial Services, Derivatives, Asset Management, Accounting, Software Development...
Education
DeVry Institute of Technology
Bachelor of Science (BS), Information Technology
Saint John's University
BS, Accounting
InvestTech Systems Consulting May 2012 - December 2014
HSBC Securities February 2008 - January 2012
HSBC Securities February 2004 - February 2008
TIAA-CREF August 2001 - September 2003
Skills
Software Implementation, User Acceptance Testing, Reference Data, End User Training, Functional Testing, Advent Geneva, Advent Partner, Unix, Business Analysis, Swaps, FX Hedging, SQL, Visual Basic, Bloomberg Terminal, Microsoft Office, C++, Koger NTAS, Fund Administration, Fund Accounting, Equities, Equity Derivatives, Mutual Funds, Fund Of Funds, Financial Accounting, Alternative Investments, Valuation, Investments, Securities, Account Reconciliation, Back Office, Middle Office, Multi-currency..., Fixed Income, Hedge Funds, Bloomberg, Portfolio Management, Financial Services, Derivatives, Asset Management, Accounting, Software Development...
Education
DeVry Institute of Technology
Bachelor of Science (BS), Information Technology
Saint John's University
BS, Accounting
Olga Santoro's HSBC Securities Experience September 2007 - June 2012
Job VP of Fundraising at Long Lots School PTA
Industry Financial Services
Experience
Long Lots School PTA May 2013 - Present
HSBC Securities September 2007 - June 2012
Credit Suisse January 2000 - February 2005
Citibank (Banamex USA) April 1998 - December 1999
Skills
Mergers, Private Equity, Due Diligence, Data Analysis, Venture Capital, Cross-functional Team..., Performance Management, Investment Banking, Business Analysis, Financial Modeling, Mergers & Acquisitions, Financial Analysis, Investments, Equities
Education
Boston university 1993 — 1994
Master of Business Administration (MBA), Finance
Florida Atlantic University
Bachelor of Science (BS), International business
Long Lots School PTA May 2013 - Present
HSBC Securities September 2007 - June 2012
Credit Suisse January 2000 - February 2005
Citibank (Banamex USA) April 1998 - December 1999
Skills
Mergers, Private Equity, Due Diligence, Data Analysis, Venture Capital, Cross-functional Team..., Performance Management, Investment Banking, Business Analysis, Financial Modeling, Mergers & Acquisitions, Financial Analysis, Investments, Equities
Education
Boston university 1993 — 1994
Master of Business Administration (MBA), Finance
Florida Atlantic University
Bachelor of Science (BS), International business
Kimberly Ebling's HSBC Securities Experience May 1988 - June 2006
Job
Industry Health, Wellness and Fitness
Experience
Ccs Oncology February 2015 - Present
Dent Neurologic Institute July 2011 - February 2015
Citizens Bank April 2007 - December 2009
Citizen's Financial Group Inc March 2007 - December 2009
HSBC Insurance Agency, Inc January 2004 - July 2006
HSBC Securities May 1988 - June 2006
HSBC Brokerage, Inc May 1988 - December 2003
Skills
Financial Analysis, Back Office, Customer Service, Deposits, Management, Finance, Auditing, Microsoft Money, Financial Planners, Risk Management, Stocks, Mutual Funds, Healthcare, Training, Healthcare Management, Hospitals, Public Speaking, Leadership, Insurance, Strategic Planning, Microsoft Office, Team Building, HIPAA, Coaching, Organizational..., Nursing, EMR, Long-term Care, CPR Certified, Sales, Healthcare Information...
Education
Excelsior College 2015 — 2016
Bachelor's Degree, Registered Nursing/Registered Nurse
Trocaire College 2010 — 2014
Associate's Degree, Nursing
University at Buffalo 1984 — 1986
BS, Business Management
Hilbert College 1982 — 1984
AAS, Accounting/Computer Tech
Ccs Oncology February 2015 - Present
Dent Neurologic Institute July 2011 - February 2015
Citizens Bank April 2007 - December 2009
Citizen's Financial Group Inc March 2007 - December 2009
HSBC Insurance Agency, Inc January 2004 - July 2006
HSBC Securities May 1988 - June 2006
HSBC Brokerage, Inc May 1988 - December 2003
Skills
Financial Analysis, Back Office, Customer Service, Deposits, Management, Finance, Auditing, Microsoft Money, Financial Planners, Risk Management, Stocks, Mutual Funds, Healthcare, Training, Healthcare Management, Hospitals, Public Speaking, Leadership, Insurance, Strategic Planning, Microsoft Office, Team Building, HIPAA, Coaching, Organizational..., Nursing, EMR, Long-term Care, CPR Certified, Sales, Healthcare Information...
Education
Excelsior College 2015 — 2016
Bachelor's Degree, Registered Nursing/Registered Nurse
Trocaire College 2010 — 2014
Associate's Degree, Nursing
University at Buffalo 1984 — 1986
BS, Business Management
Hilbert College 1982 — 1984
AAS, Accounting/Computer Tech
Alfonso Montoya's HSBC Securities Experience September 2005 - Present
Job Vice President Senior Financial Advisor with 20+ years of experience
Industry Financial Services
Experience
HSBC Securities September 2005 - Present
Citi June 1996 - April 2005
Skills
Wealth Management, Series 7, Fixed Income, Mutual Funds, Alternative Investments, Equities, Portfolio Management, Securities, Strategic Financial..., Investments, Asset Managment, Financial Analysis, Financial Modeling, Finance, Derivatives, Life Insurance, Estate Planning, Banking, Bonds, Investment Advisory, Financial Advisory, ETFs, Private Banking, Mortgage Lending, Wealth Management..., Series 65, High Net Worth..., Asset Allocation, Asset Management, Financial Planning, Investment Strategies, Series 63
Education
Florida International University
Bachelor's degree, Finance, General
HSBC Securities September 2005 - Present
Citi June 1996 - April 2005
Skills
Wealth Management, Series 7, Fixed Income, Mutual Funds, Alternative Investments, Equities, Portfolio Management, Securities, Strategic Financial..., Investments, Asset Managment, Financial Analysis, Financial Modeling, Finance, Derivatives, Life Insurance, Estate Planning, Banking, Bonds, Investment Advisory, Financial Advisory, ETFs, Private Banking, Mortgage Lending, Wealth Management..., Series 65, High Net Worth..., Asset Allocation, Asset Management, Financial Planning, Investment Strategies, Series 63
Education
Florida International University
Bachelor's degree, Finance, General
David Streit's HSBC Securities Experience 2008 - 2011
Job Financial Services Professional
Industry Financial Services
Experience
MarketAxess July 2012 - Present
HSBC Securities 2008 - 2011
HSBC Bank UK 2007 - 2008
Merrill Lynch 2005 - 2006
Skills
Visual Basic, Microsoft Word, Microsoft Excel, PowerPoint, Reuters, Bloomberg, FINRA
Education
Cornell University 2003 — 2007
Bachelor's degree, Applied Economics and Management, 3.6
MarketAxess July 2012 - Present
HSBC Securities 2008 - 2011
HSBC Bank UK 2007 - 2008
Merrill Lynch 2005 - 2006
Skills
Visual Basic, Microsoft Word, Microsoft Excel, PowerPoint, Reuters, Bloomberg, FINRA
Education
Cornell University 2003 — 2007
Bachelor's degree, Applied Economics and Management, 3.6