HSBC Securities
Description
Address: 1-2 Lochside Way, Edinburgh EH12 9DT Phone: 0131 338 2000Hours: Category: : : Website: : : : : Place name: Website: https://www.gbm.hsbc.com/solutions/securities-services Category: Corporate office Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. · Own this business?Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThank you for sharing!Your photo will be posted publicly on Google.Contribute MoreFinishedUpload public photos of HSBC Securities Services Posting publicly on the Web Write a review Reviews"HSBC office, quick access is through nearby tram" "Nice place for an office" View all Google reviews
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HSBC Securities Employees
Employee
Years
Job
Industry
Bill Siegel Bill Siegel's HSBC Securities Experience June 1998 - March 2003
Job EVP, Seaweed Bath Company
Industry Consumer Goods
Experience
Seaweed Bath Company January 2009 - Present
HSBC Securities June 1998 - March 2003
Skills
Valuation, Portfolio Management, Mergers & Acquisitions, Financial Analysis, Capital Markets, Management, Private Equity, Financial Modeling, Investments, Hedge Funds, Alternative Investments, Venture Capital, Executive Management, Corporate Finance, Start-ups
Education
NYU School of Law 1979 — 1982
J.D.
Seaweed Bath Company January 2009 - Present
HSBC Securities June 1998 - March 2003
Skills
Valuation, Portfolio Management, Mergers & Acquisitions, Financial Analysis, Capital Markets, Management, Private Equity, Financial Modeling, Investments, Hedge Funds, Alternative Investments, Venture Capital, Executive Management, Corporate Finance, Start-ups
Education
NYU School of Law 1979 — 1982
J.D.
Ravindra Saha, PMP®, ITIL® Ravindra Saha, PMP®, ITIL®'s HSBC Securities Experience May 1997 - August 1997
Job Program Manager
Industry Information Technology and Services
Experience
HCL Technologies April 2012 - Present
Mphasis an HP Company July 2005 - April 2012
CMC Ltd a TATA Enterprise June 1999 - July 2005
HSBC Securities May 1997 - August 1997
Skills
Project Portfolio..., Java, Crystal Reports, C, PL/SQL, ITIL, Account Management, Statistics, Grooming, Healthcare, Financial Management, Airlines, Program Management, Team Management, Data Warehousing, Software Project..., Global Delivery, Project Management, Business Analysis, SDLC, Business Process, PMP, Service Delivery, Project Delivery, Process Improvement, Management, Leadership, Oracle, Analysis, Project Planning, Requirements Analysis, Risk Management
Education
Narsee Monjee Institute of Management Studies 2002 — 2005
MFM, Finance
Veermata Jijabai Technological Institute (VJTI) 1997 — 2000
MCA, Computer
Watumull Institute of Electrical Engineering and Computer Technology 1995 — 1996
University of Mumbai 1990 — 1995
BSc, Mathematics
University of Mumbai 1990 — 1992
HSC, Science
South Indian Education Society High School 1980 — 1990
SSC, General
HCL Technologies April 2012 - Present
Mphasis an HP Company July 2005 - April 2012
CMC Ltd a TATA Enterprise June 1999 - July 2005
HSBC Securities May 1997 - August 1997
Skills
Project Portfolio..., Java, Crystal Reports, C, PL/SQL, ITIL, Account Management, Statistics, Grooming, Healthcare, Financial Management, Airlines, Program Management, Team Management, Data Warehousing, Software Project..., Global Delivery, Project Management, Business Analysis, SDLC, Business Process, PMP, Service Delivery, Project Delivery, Process Improvement, Management, Leadership, Oracle, Analysis, Project Planning, Requirements Analysis, Risk Management
Education
Narsee Monjee Institute of Management Studies 2002 — 2005
MFM, Finance
Veermata Jijabai Technological Institute (VJTI) 1997 — 2000
MCA, Computer
Watumull Institute of Electrical Engineering and Computer Technology 1995 — 1996
University of Mumbai 1990 — 1995
BSc, Mathematics
University of Mumbai 1990 — 1992
HSC, Science
South Indian Education Society High School 1980 — 1990
SSC, General
Robert Quagliata Robert Quagliata's HSBC Securities Experience June 2010 - August 2013
Job Client Delivery Manager at Fidessa
Industry Information Technology and Services
Experience
Fidessa October 2013 - Present
HSBC Securities June 2010 - August 2013
Portware October 2008 - March 2010
Lehman Brothers February 2004 - October 2008
ABN AMRO 2000 - 2003
Brown Brothers Harriman 1997 - 2000
Merrill Lynch 1987 - 1997
Skills
Series 3, Service Desk, Equities, Analysis, Brokerage, Trading Systems, Electronic Trading, Derivatives, Options, Trading, Fixed Income, FINRA, Business Analysis, Market Data, Financial Markets, Hedge Funds, Middle Office, Equity Trading, FX Options, Low Latency, Financial Services, Order Management, Equity Derivatives, FX trading, Back Office, Exchange Connectivity, Bloomberg, Prime Brokerage, Settlement, SDLC
Education
Baruch College (CUNY) 1989 — 2010
Queensborough Community College 1975 — 1978
AAS
NYU 1977 — 1977
Certificate Program
Fidessa October 2013 - Present
HSBC Securities June 2010 - August 2013
Portware October 2008 - March 2010
Lehman Brothers February 2004 - October 2008
ABN AMRO 2000 - 2003
Brown Brothers Harriman 1997 - 2000
Merrill Lynch 1987 - 1997
Skills
Series 3, Service Desk, Equities, Analysis, Brokerage, Trading Systems, Electronic Trading, Derivatives, Options, Trading, Fixed Income, FINRA, Business Analysis, Market Data, Financial Markets, Hedge Funds, Middle Office, Equity Trading, FX Options, Low Latency, Financial Services, Order Management, Equity Derivatives, FX trading, Back Office, Exchange Connectivity, Bloomberg, Prime Brokerage, Settlement, SDLC
Education
Baruch College (CUNY) 1989 — 2010
Queensborough Community College 1975 — 1978
AAS
NYU 1977 — 1977
Certificate Program
Deborah Chirichello-Rozario Deborah Chirichello-Rozario's HSBC Securities Experience 1998 - 2005
Job Vice President Financial Crime Compliance at HSBC
Industry Financial Services
Experience
HSBC Global Asset Management December 2011 - Present
HSBC Asset Management March 2007 - December 2011
HSBC Electronic Data Processing India May 2005 - March 2007
HSBC Securities 1998 - 2005
Skills
Series 7, Series 24
Education
New York Law School 1995 — 1998
JD, Law
The College of New Jersey
BA, Political Science with a Concentration in Public Administration
HSBC Global Asset Management December 2011 - Present
HSBC Asset Management March 2007 - December 2011
HSBC Electronic Data Processing India May 2005 - March 2007
HSBC Securities 1998 - 2005
Skills
Series 7, Series 24
Education
New York Law School 1995 — 1998
JD, Law
The College of New Jersey
BA, Political Science with a Concentration in Public Administration
Allison Niiya Allison Niiya's HSBC Securities Experience August 2012 - Present
Job Structured Equity Derivatives
Industry Capital Markets
Experience
HSBC Securities August 2012 - Present
Citibank March 1998 - February 2012
Skills
Capital Markets, Derivatives
Education
McGill University 1992 — 1996
BA, History/Political Science
HSBC Securities August 2012 - Present
Citibank March 1998 - February 2012
Skills
Capital Markets, Derivatives
Education
McGill University 1992 — 1996
BA, History/Political Science
Allison Janell Allison Janell's HSBC Securities Experience September 2013 - December 2013
Job Associate at Blank Rome LLP
Industry Law Practice
Experience
Blank Rome LLP January 2014 - Present
HSBC Securities September 2013 - December 2013
Nomura Securities January 2013 - May 2013
Financial Industry Regulatory Authority May 2012 - August 2012
Law Offices of Gerstein and Yu January 2012 - May 2012
Office of the Attorney General of the State of New York May 2011 - August 2011
DOUGLAS L. FROMME P.C., December 2009 - August 2010
Skills
LexisNexis, Westlaw, Microsoft Office, Litigation, Wordperfect
Education
New York Law School 2010 — 2013
JD, cum laude
University of Wisconsin-Madison 2005 — 2009
Bachelor of Science, Legal Studies and Business
Blank Rome LLP January 2014 - Present
HSBC Securities September 2013 - December 2013
Nomura Securities January 2013 - May 2013
Financial Industry Regulatory Authority May 2012 - August 2012
Law Offices of Gerstein and Yu January 2012 - May 2012
Office of the Attorney General of the State of New York May 2011 - August 2011
DOUGLAS L. FROMME P.C., December 2009 - August 2010
Skills
LexisNexis, Westlaw, Microsoft Office, Litigation, Wordperfect
Education
New York Law School 2010 — 2013
JD, cum laude
University of Wisconsin-Madison 2005 — 2009
Bachelor of Science, Legal Studies and Business
Malcolm Rollo Malcolm Rollo's HSBC Securities Experience February 2006 - July 2007
Job First Vice President at MFA Financial
Industry Investment Management
Experience
MFA Financial August 2013 - Present
Goldman Sachs July 2007 - August 2013
HSBC Securities February 2006 - July 2007
Skills
Middle Office, Operations Management, Fixed Income, Agency MBS, Equities, Securities, Securities Lending, Series 7, DTC, Microsoft Office, Hedge Funds, Settlement, Bloomberg, Series 63
Education
University of Northumbria 2001 — 2005
Bachelor of Arts (BA), Art History, Criticism and Conservation
MFA Financial August 2013 - Present
Goldman Sachs July 2007 - August 2013
HSBC Securities February 2006 - July 2007
Skills
Middle Office, Operations Management, Fixed Income, Agency MBS, Equities, Securities, Securities Lending, Series 7, DTC, Microsoft Office, Hedge Funds, Settlement, Bloomberg, Series 63
Education
University of Northumbria 2001 — 2005
Bachelor of Arts (BA), Art History, Criticism and Conservation
Charles A. Rabus Charles A. Rabus's HSBC Securities Experience June 1992 - February 1998
Job Enabling My Clients to Provide the Highest Levels of Alpha, Asset Intermediation, Risk Management, and Valuation.
Industry Financial Services
Experience
Bloomberg LP June 2013 - Present
Bloomberg June 2011 - May 2013
Bloomberg January 2011 - June 2011
Bloomberg 2005 - January 2011
Bloomberg 2004 - 2005
Bloomberg 2002 - 2004
Bloomberg 2000 - 2002
Cantor Fitzgerald February 1998 - June 2000
HSBC Securities June 1992 - February 1998
Skills
Trading Systems, Fixed Income, Investments, Bloomberg, Market Data, Financial Markets, FX Options, Bloomberg Terminal, Trading, Derivatives, Equities, Reference Data, Electronic Trading, Equity Derivatives
Education
Pace University - Lubin School of Business 1995 — 2000
MBA, Investment Managment
Stony Brook University 1988 — 1992
BA, US History
Archbishop Molloy 1984 — 1988
St Thomas the Apostle
Bloomberg LP June 2013 - Present
Bloomberg June 2011 - May 2013
Bloomberg January 2011 - June 2011
Bloomberg 2005 - January 2011
Bloomberg 2004 - 2005
Bloomberg 2002 - 2004
Bloomberg 2000 - 2002
Cantor Fitzgerald February 1998 - June 2000
HSBC Securities June 1992 - February 1998
Skills
Trading Systems, Fixed Income, Investments, Bloomberg, Market Data, Financial Markets, FX Options, Bloomberg Terminal, Trading, Derivatives, Equities, Reference Data, Electronic Trading, Equity Derivatives
Education
Pace University - Lubin School of Business 1995 — 2000
MBA, Investment Managment
Stony Brook University 1988 — 1992
BA, US History
Archbishop Molloy 1984 — 1988
St Thomas the Apostle
Alistair Toward's HSBC Securities Experience 1999 - 2002
Job
Industry Financial Services
Experience
PI Financial Corp. May 2010 - September 2014
Hugessen Consulting Inc. April 2009 - April 2010
West Energy Ltd. February 2009 - April 2009
Thomas Weisel Partners January 2008 - February 2009
Westwind Partners May 2005 - January 2008
Clarus Securities September 2004 - March 2005
Research Capital Corporation (Now MackieResearch) August 2002 - September 2004
UTS Energy Corp January 2002 - July 2002
HSBC Securities 1999 - 2002
Gordon Capital Corporation June 1998 - November 2001
Skills
Financial Analysis, Equity Research, Valuation, Energy Industry, Equities, Financial Modeling, Investment Banking, Business Development, Private Equity, Capital Markets, Corporate Finance, Executive Pay, Business Strategy, Investments, Hedge Funds, Due Diligence, Finance
Education
McGill University 1989 — 1992
B.Comm, Finance & Real Estate
PI Financial Corp. May 2010 - September 2014
Hugessen Consulting Inc. April 2009 - April 2010
West Energy Ltd. February 2009 - April 2009
Thomas Weisel Partners January 2008 - February 2009
Westwind Partners May 2005 - January 2008
Clarus Securities September 2004 - March 2005
Research Capital Corporation (Now MackieResearch) August 2002 - September 2004
UTS Energy Corp January 2002 - July 2002
HSBC Securities 1999 - 2002
Gordon Capital Corporation June 1998 - November 2001
Skills
Financial Analysis, Equity Research, Valuation, Energy Industry, Equities, Financial Modeling, Investment Banking, Business Development, Private Equity, Capital Markets, Corporate Finance, Executive Pay, Business Strategy, Investments, Hedge Funds, Due Diligence, Finance
Education
McGill University 1989 — 1992
B.Comm, Finance & Real Estate
Bob Masi Bob Masi's HSBC Securities Experience October 2000 - September 2008
Job Risk Management Executive at Citi
Industry Financial Services
Experience
Citigroup May 2009 - Present
HSBC Securities October 2000 - September 2008
BNY Mellon 1998 - 2001
Citigroup January 1988 - September 1996
Skills
Ability to lead and..., Broad and deep credit..., Corporate Banking &..., Managerial experience, Risk Management, Portfolio Management, Financial Risk, Strategy, Financial Institutions, Structured Products, Management, Commodity, Financial Analysis, Finance
Education
Pace University - Lubin School of Business
Master of Business Administration (MBA), Finance
Citigroup May 2009 - Present
HSBC Securities October 2000 - September 2008
BNY Mellon 1998 - 2001
Citigroup January 1988 - September 1996
Skills
Ability to lead and..., Broad and deep credit..., Corporate Banking &..., Managerial experience, Risk Management, Portfolio Management, Financial Risk, Strategy, Financial Institutions, Structured Products, Management, Commodity, Financial Analysis, Finance
Education
Pace University - Lubin School of Business
Master of Business Administration (MBA), Finance
Judy-Ann Chung Judy-Ann Chung's HSBC Securities Experience September 2000 - September 2005
Job Vice President, Regulatory Risk & Control at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank October 2007 - Present
Financial Industry Technical Services, Inc. (FITS-Inc.) 2006 - 2007
HSBC Securities September 2000 - September 2005
Trade.Com January 2000 - September 2000
RMJ Securities 1999 - 2000
Skills
Capital Markets, Equities, Securities, Financial Services, Prime Brokerage, Fixed Income, Middle Office, OFAC, Series 24, Settlement, Operational Risk, Back Office, Banking, Hedge Funds, AML, Derivatives, Risk Management, Anti Money Laundering
Education
University of Maryland University College 2004 — 2006
MBA
Mercy College
BS
Deutsche Bank October 2007 - Present
Financial Industry Technical Services, Inc. (FITS-Inc.) 2006 - 2007
HSBC Securities September 2000 - September 2005
Trade.Com January 2000 - September 2000
RMJ Securities 1999 - 2000
Skills
Capital Markets, Equities, Securities, Financial Services, Prime Brokerage, Fixed Income, Middle Office, OFAC, Series 24, Settlement, Operational Risk, Back Office, Banking, Hedge Funds, AML, Derivatives, Risk Management, Anti Money Laundering
Education
University of Maryland University College 2004 — 2006
MBA
Mercy College
BS
Punam Sachdeva Punam Sachdeva's HSBC Securities Experience November 2010 - May 2011
Job Human Resources Specialist, Operations Team at National MS Society
Industry Human Resources
Experience
National MS Society March 2013 - Present
HSBC Securities November 2010 - May 2011
Credit Suisse June 2010 - October 2010
New York University September 2008 - May 2010
Warner Music Group February 2009 - June 2009
Andrews Kurth LLP February 2007 - May 2008
Seeger Weiss LLP May 2006 - January 2007
Mendes & Mount LLP August 2005 - April 2006
Skills
Employee Relations, Human Resources, Recruiting, Talent Acquisition, Talent Management, Onboarding, Business Strategy, Interviews, Leadership, Leadership Development, HRIS, Training, Personnel Management, Employee Benefits, Organizational..., Management
Education
New York University 2008 — 2010
Master of Science, Human Resource Management & Development
Saint John's University 2003 — 2005
Bachelor of Science, Legal Studies
National MS Society March 2013 - Present
HSBC Securities November 2010 - May 2011
Credit Suisse June 2010 - October 2010
New York University September 2008 - May 2010
Warner Music Group February 2009 - June 2009
Andrews Kurth LLP February 2007 - May 2008
Seeger Weiss LLP May 2006 - January 2007
Mendes & Mount LLP August 2005 - April 2006
Skills
Employee Relations, Human Resources, Recruiting, Talent Acquisition, Talent Management, Onboarding, Business Strategy, Interviews, Leadership, Leadership Development, HRIS, Training, Personnel Management, Employee Benefits, Organizational..., Management
Education
New York University 2008 — 2010
Master of Science, Human Resource Management & Development
Saint John's University 2003 — 2005
Bachelor of Science, Legal Studies
James Gennarelli, CPA's HSBC Securities Experience September 2000 - May 2006
Job SVP, ICG Operations Control at Citigroup
Industry Capital Markets
Experience
Citigroup April 2010 - Present
Broadridge Financial Services August 2008 - April 2010
UBS Investment Bank May 2006 - May 2008
HSBC Securities September 2000 - May 2006
ING Barings March 1999 - September 2000
New York Life Insurance Company 1996 - 1999
Credit lyonnais 1994 - 1996
Skills
Financial Risk, Fixed Income, Equities, AML, Securities, Auditing, FINRA, Derivatives, Capital Markets, Financial Services, Credit Risk, Hedge Funds, Operational Risk..., Operational Risk, Investment Banking, Finance, Anti Money Laundering
Education
Pace University - Lubin School of Business 2004 — 2006
MBA, Finance
Saint John's University
BS, Accounting
Brentwood High School 1986 — 1988
General
Citigroup April 2010 - Present
Broadridge Financial Services August 2008 - April 2010
UBS Investment Bank May 2006 - May 2008
HSBC Securities September 2000 - May 2006
ING Barings March 1999 - September 2000
New York Life Insurance Company 1996 - 1999
Credit lyonnais 1994 - 1996
Skills
Financial Risk, Fixed Income, Equities, AML, Securities, Auditing, FINRA, Derivatives, Capital Markets, Financial Services, Credit Risk, Hedge Funds, Operational Risk..., Operational Risk, Investment Banking, Finance, Anti Money Laundering
Education
Pace University - Lubin School of Business 2004 — 2006
MBA, Finance
Saint John's University
BS, Accounting
Brentwood High School 1986 — 1988
General
Victor Loperfido Victor Loperfido's HSBC Securities Experience October 2004 - September 2006
Job Allstate Agency Owner
Industry Insurance
Experience
allstate March 2010 - Present
chase investment services August 2006 - October 2009
HSBC Securities October 2004 - September 2006
Astoria bank October 2001 - September 2004
Prudential Securities April 1999 - September 2001
Atlantic Marketing Forces January 1994 - January 1999
nichirei foods americq January 1987 - June 1995
Skills
Investments, Fixed Annuities, IRAs, Insurance, Retirement, Retirement Planning, 401k, Series 63, Mutual Funds, Financial Planners, Life Insurance, Commercial Insurance, Wealth Management, Disability Insurance, Health Insurance, Universal Life, Series 7, Strategic Financial..., Long-term Care, Financial Advisory, Series 6, Portfolio Management, Term Life Insurance, Property & Casualty..., Wealth, Homeowners, Underwriting, General Insurance, Umbrella Insurance, Whole Life, Variable Annuities, Investment Strategies, FINRA, Estate Planning, Wealth Management..., Securities, Liability, Wealth Accumulation, Finance, Investment Advisory, Motorcycle, Mortgage Lending, Financial Services, Banking, Legal Liability
Education
University of Denver - Daniels College of Business 1978 — 1982
bsba, mgt
Middlesex County College 1978 — 1980
A.A., Liberal Arts
allstate March 2010 - Present
chase investment services August 2006 - October 2009
HSBC Securities October 2004 - September 2006
Astoria bank October 2001 - September 2004
Prudential Securities April 1999 - September 2001
Atlantic Marketing Forces January 1994 - January 1999
nichirei foods americq January 1987 - June 1995
Skills
Investments, Fixed Annuities, IRAs, Insurance, Retirement, Retirement Planning, 401k, Series 63, Mutual Funds, Financial Planners, Life Insurance, Commercial Insurance, Wealth Management, Disability Insurance, Health Insurance, Universal Life, Series 7, Strategic Financial..., Long-term Care, Financial Advisory, Series 6, Portfolio Management, Term Life Insurance, Property & Casualty..., Wealth, Homeowners, Underwriting, General Insurance, Umbrella Insurance, Whole Life, Variable Annuities, Investment Strategies, FINRA, Estate Planning, Wealth Management..., Securities, Liability, Wealth Accumulation, Finance, Investment Advisory, Motorcycle, Mortgage Lending, Financial Services, Banking, Legal Liability
Education
University of Denver - Daniels College of Business 1978 — 1982
bsba, mgt
Middlesex County College 1978 — 1980
A.A., Liberal Arts
Avanish Pandya Avanish Pandya's HSBC Securities Experience 2008 - 2009
Job Operations/trade support Associate at Knight Capital
Industry Financial Services
Experience
Td Securities USA Inc May 2015 - Present
KCG Holdings, Inc. April 2010 - April 2015
Goldman Sachs 2009 - 2010
HSBC Securities 2008 - 2009
HSBC Securities March 2007 - August 2008
FXCM 2006 - 2007
Enterprise Rent-A-Car 2000 - 2006
Skills
Equities, Fixed Income, Hedge Funds, Bloomberg, Securities, Derivatives, Trading, Capital Markets, Asset Management, Options
Education
Pace University - Lubin School of Business
Td Securities USA Inc May 2015 - Present
KCG Holdings, Inc. April 2010 - April 2015
Goldman Sachs 2009 - 2010
HSBC Securities 2008 - 2009
HSBC Securities March 2007 - August 2008
FXCM 2006 - 2007
Enterprise Rent-A-Car 2000 - 2006
Skills
Equities, Fixed Income, Hedge Funds, Bloomberg, Securities, Derivatives, Trading, Capital Markets, Asset Management, Options
Education
Pace University - Lubin School of Business
Josh Reich, CFP® Josh Reich, CFP®'s HSBC Securities Experience October 2004 - February 2007
Job Helping Investment Advisors/RIAs understand and capitalize on industry trends VP Institutional Sales TDAI
Industry Financial Services
Experience
TD Ameritrade Institutional February 2007 - Present
HSBC Securities October 2004 - February 2007
JP Morgan Chase September 2002 - October 2004
Morgan Stanley October 1996 - June 2002
Fidelity Investments May 1994 - October 1996
Education
Pace University - Lubin School of Business
MBA, Finance
TD Ameritrade Institutional February 2007 - Present
HSBC Securities October 2004 - February 2007
JP Morgan Chase September 2002 - October 2004
Morgan Stanley October 1996 - June 2002
Fidelity Investments May 1994 - October 1996
Education
Pace University - Lubin School of Business
MBA, Finance
Raymundo Felicia Raymundo Felicia's HSBC Securities Experience 2000 - 2004
Job Vice President at Bank of America Merrill Lynch
Industry Information Technology and Services
Experience
Bank of America Merrill Lynch September 2013 - Present
Citigroup August 2010 - August 2013
JP Morgan April 2005 - August 2010
Credit Suisse April 2004 - March 2005
HSBC Securities 2000 - 2004
Paine Webber 1996 - 1997
CRT 1990 - 1996
Chicago Research & Trading 1990 - 1996
Skills
Equity Derivatives, Fixed Income, Back Office, Prime Brokerage, Derivatives
Education
New Jersey Institute of Technology
BS, Computer and Information Science
UPIS
UPIS
University of the Philippines
Bank of America Merrill Lynch September 2013 - Present
Citigroup August 2010 - August 2013
JP Morgan April 2005 - August 2010
Credit Suisse April 2004 - March 2005
HSBC Securities 2000 - 2004
Paine Webber 1996 - 1997
CRT 1990 - 1996
Chicago Research & Trading 1990 - 1996
Skills
Equity Derivatives, Fixed Income, Back Office, Prime Brokerage, Derivatives
Education
New Jersey Institute of Technology
BS, Computer and Information Science
UPIS
UPIS
University of the Philippines
Claire Nguyen Claire Nguyen's HSBC Securities Experience April 2009 - Present
Job Vice President at HSBC Securities
Industry Financial Services
Experience
HSBC Securities April 2009 - Present
HSBC Securities May 2004 - March 2009
Citi July 2001 - April 2004
Education
New York University 1997 — 2001
Bachelor of Arts (B.A.), Economics
HSBC Securities April 2009 - Present
HSBC Securities May 2004 - March 2009
Citi July 2001 - April 2004
Education
New York University 1997 — 2001
Bachelor of Arts (B.A.), Economics
Tonia Hughes-Smith Tonia Hughes-Smith's HSBC Securities Experience June 2009 - June 2012
Job Compliance Analyst @ Standard Chartered
Industry Financial Services
Experience
Standard Chartered September 2012 - Present
HSBC Securities June 2009 - June 2012
HSBC Securities April 2006 - May 2009
HSBC Securities May 2004 - March 2006
Federal Home Loan Bank of New York February 2003 - May 2004
Sumitomo Mitsui Banking Corporation April 2000 - February 2003
Sumitomo Mitsui Banking Corporation May 1997 - March 2000
Skills
Fund Of Funds, Hedge Funds, Reconciliations, Experience in balancing..., Enthusiastic, creative,..., Effectively works on..., Cash Management, Customer Service, Superior Client Service, Some F/X Exposure, AML, Account Reconciliation, Portfolio Management, Bloomberg Terminal, Mutual Funds, Finance, KYC, Alternative Investments, Fund Administration, Anti Money Laundering, Equities
Education
Pace University
Business Management
Standard Chartered September 2012 - Present
HSBC Securities June 2009 - June 2012
HSBC Securities April 2006 - May 2009
HSBC Securities May 2004 - March 2006
Federal Home Loan Bank of New York February 2003 - May 2004
Sumitomo Mitsui Banking Corporation April 2000 - February 2003
Sumitomo Mitsui Banking Corporation May 1997 - March 2000
Skills
Fund Of Funds, Hedge Funds, Reconciliations, Experience in balancing..., Enthusiastic, creative,..., Effectively works on..., Cash Management, Customer Service, Superior Client Service, Some F/X Exposure, AML, Account Reconciliation, Portfolio Management, Bloomberg Terminal, Mutual Funds, Finance, KYC, Alternative Investments, Fund Administration, Anti Money Laundering, Equities
Education
Pace University
Business Management
Michael Balanovsky Michael Balanovsky's HSBC Securities Experience October 2000 - Present
Job Senior Developer at HSBC Securities
Industry Financial Services
Experience
HSBC Securities October 2000 - Present
Price Waterhouse Coopers March 1999 - October 2000
Credit Suisse First Boston January 1998 - March 1999
Skills
Sybase, SDLC, Oracle, Java, C#, Microsoft SQL Server, SQL, Spring, Data Warehousing, Unix, XML, Crystal Reports, Databases, Web Services, Visual Basic, Trading Systems, Software Project..., Business Analysis, Requirements Analysis, Enterprise Architecture, Requirements Gathering, T-SQL, Unix Shell Scripting, ETL, SOA, Software Documentation, Testing, Systems Analysis, Java Enterprise Edition, Agile Methodologies, .NET, Integration, SSIS, SharePoint, IIS, Business Intelligence, VBA, Spring Framework
Education
NYU
State University
HSBC Securities October 2000 - Present
Price Waterhouse Coopers March 1999 - October 2000
Credit Suisse First Boston January 1998 - March 1999
Skills
Sybase, SDLC, Oracle, Java, C#, Microsoft SQL Server, SQL, Spring, Data Warehousing, Unix, XML, Crystal Reports, Databases, Web Services, Visual Basic, Trading Systems, Software Project..., Business Analysis, Requirements Analysis, Enterprise Architecture, Requirements Gathering, T-SQL, Unix Shell Scripting, ETL, SOA, Software Documentation, Testing, Systems Analysis, Java Enterprise Edition, Agile Methodologies, .NET, Integration, SSIS, SharePoint, IIS, Business Intelligence, VBA, Spring Framework
Education
NYU
State University
Rob Thorne Rob Thorne's HSBC Securities Experience December 2008 - December 2011
Job Vice President, Private Client Advisor at J.P. Morgan Chase Bank N.A.
Industry Financial Services
Experience
J.P. Morgan Chase Bank, N.A. December 2011 - Present
New York Army National Guard September 2011 - Present
HSBC Securities December 2008 - December 2011
Merrill Lynch March 2007 - December 2008
Global Industrial (A Systmax Company) 2006 - 2007
Education
Providence College 2001 — 2005
Bachelor of Arts, Psychology
Chaminade High School 1997 — 2001
J.P. Morgan Chase Bank, N.A. December 2011 - Present
New York Army National Guard September 2011 - Present
HSBC Securities December 2008 - December 2011
Merrill Lynch March 2007 - December 2008
Global Industrial (A Systmax Company) 2006 - 2007
Education
Providence College 2001 — 2005
Bachelor of Arts, Psychology
Chaminade High School 1997 — 2001
Anne Sylvester Anne Sylvester's HSBC Securities Experience August 2001 - August 2007
Job Managing Director, Wealth Management at JPMorgan
Industry Banking
Experience
J.P. Morgan August 2007 - Present
HSBC Securities August 2001 - August 2007
Lehman Brothers Holdings Inc. September 1987 - March 1996
Education
Northwestern University
BA
J.P. Morgan August 2007 - Present
HSBC Securities August 2001 - August 2007
Lehman Brothers Holdings Inc. September 1987 - March 1996
Education
Northwestern University
BA
William Wider, CFA William Wider, CFA's HSBC Securities Experience December 2004 - March 2006
Job
Industry Financial Services
Experience
Thomson Reuters August 2014 - Present
Barclays Capital August 2011 - Present
HSBC Alternative Fund Services March 2006 - August 2011
HSBC Securities December 2004 - March 2006
HSBC Securities December 2002 - March 2006
Bank of Bermuda December 2002 - March 2004
Orbitex Fund Services 2001 - 2002
Skills
Hedge Funds, Alternative Investments, Fund Of Funds, Financial Markets, Valuation, Financial Analysis, Due Diligence, Business Analysis, Investments, Fund Administration, Project Management, Operational Risk, Change Management, Account Reconciliation, Equities, Portfolio Management
Education
New York University 2004 — 2006
MBA, Financial Markets & Instruments, Quantitative Finance
Saint John's University - Peter J. Tobin College of Business 1998 — 2002
B.S, Finance
Thomson Reuters August 2014 - Present
Barclays Capital August 2011 - Present
HSBC Alternative Fund Services March 2006 - August 2011
HSBC Securities December 2004 - March 2006
HSBC Securities December 2002 - March 2006
Bank of Bermuda December 2002 - March 2004
Orbitex Fund Services 2001 - 2002
Skills
Hedge Funds, Alternative Investments, Fund Of Funds, Financial Markets, Valuation, Financial Analysis, Due Diligence, Business Analysis, Investments, Fund Administration, Project Management, Operational Risk, Change Management, Account Reconciliation, Equities, Portfolio Management
Education
New York University 2004 — 2006
MBA, Financial Markets & Instruments, Quantitative Finance
Saint John's University - Peter J. Tobin College of Business 1998 — 2002
B.S, Finance
Siew Ching Yeo Siew Ching Yeo's HSBC Securities Experience October 2010 - April 2011
Job Equity Research Associate Euro Pacific Canada
Industry Financial Services
Experience
Euro Pacific Canada July 2013 - Present
5i Research November 2011 - October 2013
Byron Capital Markets April 2013 - June 2013
SimEx-Iwerks Entertainment February 2012 - July 2012
Strategic Sustainable Investments July 2011 - February 2012
Strategic Analysis Corporation June 2011 - January 2012
Rational Capital Investment Fund Club September 2010 - June 2011
HSBC Securities October 2010 - April 2011
Toronto Singapore Film Festival September 2008 - April 2009
Brown Cow Industries February 2005 - June 2006
Skills
Market Research, Competitive Analysis, Social Media Marketing, Bloomberg, Excel, Equities, Investments, Financial Modeling, Capital Markets, Derivatives, Microsoft Excel, Analysis, Investment Strategies, Equity Valuation, Portfolio Management, Bloomberg Terminal, Business Analysis, Equity Research, Mutual Funds, Corporate Finance, Valuation, Economics, Finance, Financial Analysis, DCF, Investment Banking
Education
University of Toronto Mississauga 2007 — 2011
B.Comm, Finance, Economics
Ngee Ann Polytechnic 2005 — 2007
Diploma, Biotechnology
Euro Pacific Canada July 2013 - Present
5i Research November 2011 - October 2013
Byron Capital Markets April 2013 - June 2013
SimEx-Iwerks Entertainment February 2012 - July 2012
Strategic Sustainable Investments July 2011 - February 2012
Strategic Analysis Corporation June 2011 - January 2012
Rational Capital Investment Fund Club September 2010 - June 2011
HSBC Securities October 2010 - April 2011
Toronto Singapore Film Festival September 2008 - April 2009
Brown Cow Industries February 2005 - June 2006
Skills
Market Research, Competitive Analysis, Social Media Marketing, Bloomberg, Excel, Equities, Investments, Financial Modeling, Capital Markets, Derivatives, Microsoft Excel, Analysis, Investment Strategies, Equity Valuation, Portfolio Management, Bloomberg Terminal, Business Analysis, Equity Research, Mutual Funds, Corporate Finance, Valuation, Economics, Finance, Financial Analysis, DCF, Investment Banking
Education
University of Toronto Mississauga 2007 — 2011
B.Comm, Finance, Economics
Ngee Ann Polytechnic 2005 — 2007
Diploma, Biotechnology
Polly Ho Polly Ho's HSBC Securities Experience April 2005 - July 2005
Job Sales Manager at Miracle Wedding Studio
Industry Fine Art
Experience
Miracle Wedding Studio TreasuryNYC Department of FinanceNovember 2005 - June 2006
HSBC Securities April 2005 - July 2005
Education
Pace University 2002 — 2006
BBA CPA, Public Accounting
Miracle Wedding Studio TreasuryNYC Department of FinanceNovember 2005 - June 2006
HSBC Securities April 2005 - July 2005
Education
Pace University 2002 — 2006
BBA CPA, Public Accounting
Raymond T. Hennessy Raymond T. Hennessy's HSBC Securities Experience September 2011 - December 2011
Job Sr. Data Analyst & Project Manager
Industry Financial Services
Experience
Project Manager with Oxford Solutions March 2015 - Present
Marsh & McLennan Companies, Inc. March 2014 - June 2014
Citi January 2013 - August 2013
Citi July 2012 - December 2012
HSBC Securities September 2011 - December 2011
BNY Mellon December 2010 - June 2011
RH Consulting January 2009 - December 2010
GSO Capital Partners/Blackstone October 2007 - January 2009
Sungard Portfolio Systems February 2005 - January 2007
State Street Corporation June 2002 - February 2005
Skills
Proficent in all..., Data Analysis, Data Warehousing, Data Mining, Data Management, Account Management, Risk Management, Business Analysis, Agile Project Management, Business Liaison, Corporate Management, Corporate Communications, Microsoft Office, Liaison, Fixed Income, MS Project, Management, Process Improvement, Analysis, Project Management, Derivatives, Portfolio Management, Change Management, Vendor Management, SDLC, Financial Risk, Finance, Leadership
Education
Ramapo College of New Jersey 1984 — 1986
BS, MARKETING
Muhlenberg College 1981 — 1983
BS, Business
Project Manager with Oxford Solutions March 2015 - Present
Marsh & McLennan Companies, Inc. March 2014 - June 2014
Citi January 2013 - August 2013
Citi July 2012 - December 2012
HSBC Securities September 2011 - December 2011
BNY Mellon December 2010 - June 2011
RH Consulting January 2009 - December 2010
GSO Capital Partners/Blackstone October 2007 - January 2009
Sungard Portfolio Systems February 2005 - January 2007
State Street Corporation June 2002 - February 2005
Skills
Proficent in all..., Data Analysis, Data Warehousing, Data Mining, Data Management, Account Management, Risk Management, Business Analysis, Agile Project Management, Business Liaison, Corporate Management, Corporate Communications, Microsoft Office, Liaison, Fixed Income, MS Project, Management, Process Improvement, Analysis, Project Management, Derivatives, Portfolio Management, Change Management, Vendor Management, SDLC, Financial Risk, Finance, Leadership
Education
Ramapo College of New Jersey 1984 — 1986
BS, MARKETING
Muhlenberg College 1981 — 1983
BS, Business
Diana Namkoong Diana Namkoong's HSBC Securities Experience 2004 - 2005
Job Relationship Banker
Industry Financial Services
Experience
JP Morgan Chase Bank N.A. July 2014 - Present
Morgan Stanley Smith Barney 2006 - 2010
HSBC Securities 2004 - 2005
JPMorgan Chase Bank 2001 - 2005
Morgan Stanley Dean Witter 1997 - 2001
Education
Ohio University
BFA, Dance
Shaker Hts. High
JP Morgan Chase Bank N.A. July 2014 - Present
Morgan Stanley Smith Barney 2006 - 2010
HSBC Securities 2004 - 2005
JPMorgan Chase Bank 2001 - 2005
Morgan Stanley Dean Witter 1997 - 2001
Education
Ohio University
BFA, Dance
Shaker Hts. High
Peter Mohr Peter Mohr's HSBC Securities Experience May 2004 - June 2011
Job Senior Consultant at Capco
Industry Financial Services
Experience
Finserv Consulting, LLC August 2011 - September 2012
HSBC Securities May 2004 - June 2011
HSBC Securities January 2000 - May 2004
HSBC Securities January 1999 - December 1999
HSBC Securities August 1992 - December 1998
Kidder Peabody March 1988 - August 1992
EF Hutton April 1986 - March 1988
MetLife July 1985 - April 1986
Skills
Business Analysis, Cash Management, Accounting, Project Coordination, Back Office, Middle Office, Capital Markets
Education
New York University - Leonard N. Stern School of Business 1986 — 1991
MBA, Finance
Union College 1981 — 1985
BA, Managerial Economics
Pace University
Finserv Consulting, LLC August 2011 - September 2012
HSBC Securities May 2004 - June 2011
HSBC Securities January 2000 - May 2004
HSBC Securities January 1999 - December 1999
HSBC Securities August 1992 - December 1998
Kidder Peabody March 1988 - August 1992
EF Hutton April 1986 - March 1988
MetLife July 1985 - April 1986
Skills
Business Analysis, Cash Management, Accounting, Project Coordination, Back Office, Middle Office, Capital Markets
Education
New York University - Leonard N. Stern School of Business 1986 — 1991
MBA, Finance
Union College 1981 — 1985
BA, Managerial Economics
Pace University
Nitesh Jhaveri Nitesh Jhaveri's HSBC Securities Experience 2006 - Present
Job VP at HSBC
Industry Financial Services
Experience
HSBC July 2006 - Present
HSBC Securities 2006 - Present
JP Morgan Chase July 1998 - July 2006
Electronics data systems June 1990 - March 1997
Education
New Jersey Institute of Technology 1986 — 1990
BS, Electical Engineering with Computers
HSBC July 2006 - Present
HSBC Securities 2006 - Present
JP Morgan Chase July 1998 - July 2006
Electronics data systems June 1990 - March 1997
Education
New Jersey Institute of Technology 1986 — 1990
BS, Electical Engineering with Computers
Ronald Alejandro Abarca Ronald Alejandro Abarca's HSBC Securities Experience January 2010 - February 2012
Job Information Technology Services at Rockwell Group
Industry Information Technology and Services
Experience
Rockwell Group March 2012 - Present
HSBC Securities January 2010 - February 2012
Perigee Designs November 2001 - October 2009
Skills
Network Administration, Technical Support, Windows Server, Architecture, Visio, HTML, SQL, Microsoft Office, Windows 7, Access, IT Operations, Illustrator, Active Directory, Photoshop, System Administration, Troubleshooting, Networking, Management, Windows, Lotus Notes, Virtualization, Mac OS, Linux, Citrix, Lightroom, VMware, Disaster Recovery, MS Project, XP, QuickBooks, Computer Hardware, Vendor Management, Help Desk Support, IT Management, OS X, Databases, Servers, Windows Server Update..., Group Policy, Symantec Endpoint..., Microsoft Visio, Microsoft Project, Adobe Dreamweaver, AutoCAD 2D & 3D, Microsoft Access, Microsoft Office 2013, Windows XP, Information Technology, Information Security, Infrastructure
Education
New York University 2012 — 2014
BS, Information Systems Management - Network Administration & Security
New York University 2011 — 2014
Bachelor of Science Information Systems Management / Network Security & Administration
Rockwell Group March 2012 - Present
HSBC Securities January 2010 - February 2012
Perigee Designs November 2001 - October 2009
Skills
Network Administration, Technical Support, Windows Server, Architecture, Visio, HTML, SQL, Microsoft Office, Windows 7, Access, IT Operations, Illustrator, Active Directory, Photoshop, System Administration, Troubleshooting, Networking, Management, Windows, Lotus Notes, Virtualization, Mac OS, Linux, Citrix, Lightroom, VMware, Disaster Recovery, MS Project, XP, QuickBooks, Computer Hardware, Vendor Management, Help Desk Support, IT Management, OS X, Databases, Servers, Windows Server Update..., Group Policy, Symantec Endpoint..., Microsoft Visio, Microsoft Project, Adobe Dreamweaver, AutoCAD 2D & 3D, Microsoft Access, Microsoft Office 2013, Windows XP, Information Technology, Information Security, Infrastructure
Education
New York University 2012 — 2014
BS, Information Systems Management - Network Administration & Security
New York University 2011 — 2014
Bachelor of Science Information Systems Management / Network Security & Administration
Olufemi Ifaturoti II Olufemi Ifaturoti II's HSBC Securities Experience June 2008 - August 2008
Job M.S Energy Policy at NYU
Industry Oil & Energy
Experience
Axelrod Energy Projects LLC March 2015 - April 2015
Zero Trace Procurement April 2014 - August 2014
Àrgentil Capital Partners May 2012 - November 2013
University of Exeter Finance & Investment Society (ExFIS) February 2009 - June 2011
Morgan Stanley UK Investment Banking Series M&A Challenge 2010 October 2010 - November 2010
Chapel Hill Denham June 2009 - August 2009
Goldman Sachs March 2009 - April 2009
HSBC Securities June 2008 - August 2008
Skills
Investment Banking, Investments, Derivatives, Equities, Portfolio Management, Fixed Income, Asset Managment, Investment Management, Economics, Financial Markets, Corporate Finance, Eviews, Due Diligence, Asset Management, Mergers & Acquisitions, Valuation, Analysis, Strategy
Education
New York University 2014 — 2016
Master of Science (M.S.) Energy Policy, Global Affairs
University of Exeter 2008 — 2011
B.A Honors, Economics and Politics
Axelrod Energy Projects LLC March 2015 - April 2015
Zero Trace Procurement April 2014 - August 2014
Àrgentil Capital Partners May 2012 - November 2013
University of Exeter Finance & Investment Society (ExFIS) February 2009 - June 2011
Morgan Stanley UK Investment Banking Series M&A Challenge 2010 October 2010 - November 2010
Chapel Hill Denham June 2009 - August 2009
Goldman Sachs March 2009 - April 2009
HSBC Securities June 2008 - August 2008
Skills
Investment Banking, Investments, Derivatives, Equities, Portfolio Management, Fixed Income, Asset Managment, Investment Management, Economics, Financial Markets, Corporate Finance, Eviews, Due Diligence, Asset Management, Mergers & Acquisitions, Valuation, Analysis, Strategy
Education
New York University 2014 — 2016
Master of Science (M.S.) Energy Policy, Global Affairs
University of Exeter 2008 — 2011
B.A Honors, Economics and Politics
Mackenzie Parke's HSBC Securities Experience March 2009 - December 2010
Job Underwriter at Zurich North America
Industry Financial Services
Experience
Zurich North America October 2013 - Present
CRT Capital Group June 2012 - October 2013
HSBC Securities March 2009 - December 2010
HSBC Securities July 2006 - February 2009
HSBC Securities September 2004 - June 2006
HSBC Securities June 2003 - August 2003
Skills
Equities, Bloomberg, Fixed Income, Currency, High Yield, Series 7, Hedge Funds, Series 63, Portfolio Management, Capital Markets, Trading, Securities, Investment Banking, Bonds, Electronic Trading, Banking
Education
Muhlenberg College 2000 — 2004
Bachelor of Science, Economics and Political Science, 3.85
Zurich North America October 2013 - Present
CRT Capital Group June 2012 - October 2013
HSBC Securities March 2009 - December 2010
HSBC Securities July 2006 - February 2009
HSBC Securities September 2004 - June 2006
HSBC Securities June 2003 - August 2003
Skills
Equities, Bloomberg, Fixed Income, Currency, High Yield, Series 7, Hedge Funds, Series 63, Portfolio Management, Capital Markets, Trading, Securities, Investment Banking, Bonds, Electronic Trading, Banking
Education
Muhlenberg College 2000 — 2004
Bachelor of Science, Economics and Political Science, 3.85
Tony Santos Tony Santos's HSBC Securities Experience 2008 - August 2013
Job Vice President at TD Wealth
Industry Financial Services
Experience
TD Wealth August 2013 - Present
HSBC Securities 2008 - August 2013
Bank of America 2003 - 2008
UBS Investment Bank 1997 - 2003
Skills
Asset Allocation, Alternative Investments, Asset Management, Asset Managment, Equities, FINRA, Finance, Fixed Income, Hedge Funds, Investment Advisory, Investments, Mortgage Lending, Mutual Funds, Portfolio Management, Retirement Planning, Securities, Series 63, Series 7, Uniform Combined State..., Valuation, Wealth Management
Education
Muhlenberg College
BA, Philosophy, Business Administration
TD Wealth August 2013 - Present
HSBC Securities 2008 - August 2013
Bank of America 2003 - 2008
UBS Investment Bank 1997 - 2003
Skills
Asset Allocation, Alternative Investments, Asset Management, Asset Managment, Equities, FINRA, Finance, Fixed Income, Hedge Funds, Investment Advisory, Investments, Mortgage Lending, Mutual Funds, Portfolio Management, Retirement Planning, Securities, Series 63, Series 7, Uniform Combined State..., Valuation, Wealth Management
Education
Muhlenberg College
BA, Philosophy, Business Administration
Bob Santry Bob Santry's HSBC Securities Experience June 1998 - October 2004
Job Senior Compliance Officer
Industry Financial Services
Experience
Gary Allen Custom Homes LLC 2012 - Present
ConvergEx Group 2008 - 2012
B-Trade Securities LLC October 2004 - April 2008
HSBC Securities June 1998 - October 2004
J.P. Morgan August 1994 - May 1998
Skills
Securities Regulation, Electronic Trading..., Securities, Trading, Options, Series 7, Series 8, Series 14, Series 24, Series 55, Series 63, Financial Markets, Fixed Income, Emerging Markets, AML, FINRA, NYSE
Education
Pace University-New York
Bachelor of Arts (BA)
Gary Allen Custom Homes LLC 2012 - Present
ConvergEx Group 2008 - 2012
B-Trade Securities LLC October 2004 - April 2008
HSBC Securities June 1998 - October 2004
J.P. Morgan August 1994 - May 1998
Skills
Securities Regulation, Electronic Trading..., Securities, Trading, Options, Series 7, Series 8, Series 14, Series 24, Series 55, Series 63, Financial Markets, Fixed Income, Emerging Markets, AML, FINRA, NYSE
Education
Pace University-New York
Bachelor of Arts (BA)
Ben Katz Ben Katz's HSBC Securities Experience August 2010 - Present
Job Managing Director at HSBC Securities
Industry Financial Services
Experience
HSBC Securities August 2010 - Present
Institute for Responsible Nutrition 2013 - 2014
Lehman Brothers November 1996 - September 2008
Skills
Certified Public..., CPA, Business Valuation, Capital Markets, Cash Management, Corporate Finance, Derivatives
Education
New York University
MBA Stern School of Business, Finance
HSBC Securities August 2010 - Present
Institute for Responsible Nutrition 2013 - 2014
Lehman Brothers November 1996 - September 2008
Skills
Certified Public..., CPA, Business Valuation, Capital Markets, Cash Management, Corporate Finance, Derivatives
Education
New York University
MBA Stern School of Business, Finance
Michael Chewning Michael Chewning's HSBC Securities Experience 1999 - 2000
Job Regional Advisor Consultant at OppenheimerFunds
Industry Financial Services
Experience
OppenheimerFunds August 2012 - Present
5280 Beef®/5280 Land & Cattle Co. LLC March 2012 - August 2013
Wm Smith & Co. February 2011 - March 2012
Macquarie Group September 2009 - December 2010
Tristone Capital (acquired by Macquarie) January 2007 - August 2009
Petrie Parkman & Co. (acquired by Merrill Lynch) April 2006 - December 2006
Morgan Keegan 2000 - 2006
HSBC Securities 1999 - 2000
OppenheimerFunds 1995 - 1999
Education
Seton Hall University 1990 — 1993
Bachelor of Science, Marketing
Monmouth University 1989 — 1990
OppenheimerFunds August 2012 - Present
5280 Beef®/5280 Land & Cattle Co. LLC March 2012 - August 2013
Wm Smith & Co. February 2011 - March 2012
Macquarie Group September 2009 - December 2010
Tristone Capital (acquired by Macquarie) January 2007 - August 2009
Petrie Parkman & Co. (acquired by Merrill Lynch) April 2006 - December 2006
Morgan Keegan 2000 - 2006
HSBC Securities 1999 - 2000
OppenheimerFunds 1995 - 1999
Education
Seton Hall University 1990 — 1993
Bachelor of Science, Marketing
Monmouth University 1989 — 1990
Nagham Aboul-Naja, MBA Nagham Aboul-Naja, MBA's HSBC Securities Experience January 2010 - April 2010
Job Senior Analyst, Planning and Analysis at Northbridge Financial Corporation
Industry Insurance
Experience
Northbridge Financial Corporation July 2015 - Present
Northbridge Financial Corporation April 2013 - Present
Ernst & Young September 2010 - September 2011
HSBC Securities January 2010 - April 2010
Byblos Bank Syria June 2009 - July 2009
Islamic Development Bank July 2008 - August 2008
TRACCS 2008 - 2008
Skills
Financial Modeling, Valuation, Banking, Business Valuation, Corporate Finance, Bloomberg, Financial Analysis, Investment Banking, Due Diligence, Financial Accounting, DCF, Financial Reporting, Equities, Investments, Economics, Accounting, Strategic Financial..., Financial Statement...
Education
McMaster University 2011 — 2012
Masters of Business Administration, Finance
Canadian Securities Institute
Canadian Securities Course
University of Toronto 2006 — 2010
Bachelor of Commerce, Finance Specialist & Economics Major
Northbridge Financial Corporation July 2015 - Present
Northbridge Financial Corporation April 2013 - Present
Ernst & Young September 2010 - September 2011
HSBC Securities January 2010 - April 2010
Byblos Bank Syria June 2009 - July 2009
Islamic Development Bank July 2008 - August 2008
TRACCS 2008 - 2008
Skills
Financial Modeling, Valuation, Banking, Business Valuation, Corporate Finance, Bloomberg, Financial Analysis, Investment Banking, Due Diligence, Financial Accounting, DCF, Financial Reporting, Equities, Investments, Economics, Accounting, Strategic Financial..., Financial Statement...
Education
McMaster University 2011 — 2012
Masters of Business Administration, Finance
Canadian Securities Institute
Canadian Securities Course
University of Toronto 2006 — 2010
Bachelor of Commerce, Finance Specialist & Economics Major
Jennifer Knox Jennifer Knox's HSBC Securities Experience June 1996 - October 2011
Job Associate
Industry Financial Services
Experience
ScotiaMcLeod October 2011 - Present
HSBC Securities June 1996 - October 2011
HSBC Securities 1996 - 2011
Skills
Mutual Funds, Securities, Wealth Management, Investments, Asset Managment, Equities, Fixed Income, Portfolio Management, Hedge Funds, Investment Strategies, Asset Allocation, Investment Advisory, Bonds, Capital Markets, Financial Services, ETFs, Derivatives, Options, Alternative Investments, Bloomberg, Asset Management
Education
McGill University 1992 — 1996
Vanier College
ScotiaMcLeod October 2011 - Present
HSBC Securities June 1996 - October 2011
HSBC Securities 1996 - 2011
Skills
Mutual Funds, Securities, Wealth Management, Investments, Asset Managment, Equities, Fixed Income, Portfolio Management, Hedge Funds, Investment Strategies, Asset Allocation, Investment Advisory, Bonds, Capital Markets, Financial Services, ETFs, Derivatives, Options, Alternative Investments, Bloomberg, Asset Management
Education
McGill University 1992 — 1996
Vanier College
AiRung Liu, CFP® AiRung Liu, CFP®'s HSBC Securities Experience December 2008 - October 2009
Job Providing comprehensive financial planning and investment advice customized for your goals and circumstances
Industry Financial Services
Experience
High Valley Financial Planning Services November 2009 - Present
HSBC Securities December 2008 - October 2009
Morgan Stanley April 2003 - November 2008
KLA-Tencor Corporation February 1993 - December 2002
Skills
Alternative Investments, Retirement Planning, Investment Advisory..., Strategic Financial..., Investments, Portfolio Management, Financial Goals, Financial Advisory, Series 7, Financial Planners, Equities, Financial Modeling, Financial Analysis, Asset Managment, Mutual Funds, Investment Advisory, Investment Strategies, Insurance, Wealth Management, Securities
Education
San Diego State University-California State University 1986 — 1989
M.S., Accounting
National Taiwan University 1981 — 1985
B.A., Political Science
High Valley Financial Planning Services November 2009 - Present
HSBC Securities December 2008 - October 2009
Morgan Stanley April 2003 - November 2008
KLA-Tencor Corporation February 1993 - December 2002
Skills
Alternative Investments, Retirement Planning, Investment Advisory..., Strategic Financial..., Investments, Portfolio Management, Financial Goals, Financial Advisory, Series 7, Financial Planners, Equities, Financial Modeling, Financial Analysis, Asset Managment, Mutual Funds, Investment Advisory, Investment Strategies, Insurance, Wealth Management, Securities
Education
San Diego State University-California State University 1986 — 1989
M.S., Accounting
National Taiwan University 1981 — 1985
B.A., Political Science
Jaime Verias Jaime Verias's HSBC Securities Experience December 2009 - December 2010
Job Financial Services Professional
Industry Financial Services
Experience
First Eagle Investment Management November 2014 - Present
BNY Mellon February 2011 - August 2014
HSBC Securities December 2009 - December 2010
Brown Brothers Harriman April 2007 - November 2009
Skills
Mutual Funds, Equities, Hedge Funds, Settlement, Portfolio Management, Corporate Actions, Fixed Income, Securities, Alternative Investments, Derivatives, Financial Services, Capital Markets, Asset Management, Series 7, Investments, Foreign Exchange, Structured Products, Bloomberg, Risk Management
Education
Pace University 2000 — 2004
BA, Marketing
Saint Saviour High School 1996 — 2000
First Eagle Investment Management November 2014 - Present
BNY Mellon February 2011 - August 2014
HSBC Securities December 2009 - December 2010
Brown Brothers Harriman April 2007 - November 2009
Skills
Mutual Funds, Equities, Hedge Funds, Settlement, Portfolio Management, Corporate Actions, Fixed Income, Securities, Alternative Investments, Derivatives, Financial Services, Capital Markets, Asset Management, Series 7, Investments, Foreign Exchange, Structured Products, Bloomberg, Risk Management
Education
Pace University 2000 — 2004
BA, Marketing
Saint Saviour High School 1996 — 2000
Stephen Mackin's HSBC Securities Experience July 2002 - June 2011
Job Viteos Fund Services LLC
Industry Financial Services
Experience
VITEOS Fund Services, LLC November 2013 - Present
Koger Inc March 2012 - November 2013
HSBC Securities July 2002 - June 2011
Seligman Data Corp May 1998 - July 2002
JP Morgan Chase September 1995 - May 1998
US Trust February 1984 - September 1995
Skills
Alternative Investments, Fund Administration, Securities, Private Equity, Investor Relations, Back Office, Transfer Agency, Mutual Funds, Fund Of Funds, AML, Hedge Funds, Fixed Income, Risk Management, Due Diligence, Equities, Investments, Asset Management, Financial Services, Global Custody, Relationship Management, Fund Accounting, Financial Risk, Derivatives, Banking, Bloomberg, FX Options, Middle Office, Trading Systems, Financial Markets, Corporate Actions, Portfolio Management, Series 7, Prime Brokerage, Capital Markets, Investment Management, Series 63
Education
New Jersey City University
VITEOS Fund Services, LLC November 2013 - Present
Koger Inc March 2012 - November 2013
HSBC Securities July 2002 - June 2011
Seligman Data Corp May 1998 - July 2002
JP Morgan Chase September 1995 - May 1998
US Trust February 1984 - September 1995
Skills
Alternative Investments, Fund Administration, Securities, Private Equity, Investor Relations, Back Office, Transfer Agency, Mutual Funds, Fund Of Funds, AML, Hedge Funds, Fixed Income, Risk Management, Due Diligence, Equities, Investments, Asset Management, Financial Services, Global Custody, Relationship Management, Fund Accounting, Financial Risk, Derivatives, Banking, Bloomberg, FX Options, Middle Office, Trading Systems, Financial Markets, Corporate Actions, Portfolio Management, Series 7, Prime Brokerage, Capital Markets, Investment Management, Series 63
Education
New Jersey City University
Andy Tam's HSBC Securities Experience June 2006 - August 2006
Job Director at Perella Weinberg Partners
Industry Investment Banking
Experience
Perella Weinberg Partners May 2014 - Present
Credit Suisse January 2014 - May 2014
Credit Suisse July 2010 - December 2013
Credit Suisse October 2007 - June 2010
HSBC Securities June 2006 - August 2006
Skills
Economics, Corporate Finance, Valuation, Financial Institutions, Insurance, Mergers & Acquisitions, Corporate Development, Private Equity, Investment Banking, Investments, Asset Management, Equities, Finance, IPO, Capital Markets, Financial Modeling
Education
New York University 2003 — 2007
Bachelor's Degree, Economics
Perella Weinberg Partners May 2014 - Present
Credit Suisse January 2014 - May 2014
Credit Suisse July 2010 - December 2013
Credit Suisse October 2007 - June 2010
HSBC Securities June 2006 - August 2006
Skills
Economics, Corporate Finance, Valuation, Financial Institutions, Insurance, Mergers & Acquisitions, Corporate Development, Private Equity, Investment Banking, Investments, Asset Management, Equities, Finance, IPO, Capital Markets, Financial Modeling
Education
New York University 2003 — 2007
Bachelor's Degree, Economics
Stamatis Zapantiotis Stamatis Zapantiotis's HSBC Securities Experience July 2006 - April 2007
Job Marketing Manager at Dun & Bradstreet/Eloqua Master
Industry Marketing and Advertising
Experience
Dun & Bradstreet January 2012 - Present
Dun & Bradstreet Credibility Corp. August 2010 - January 2012
DISH Network May 2007 - February 2010
HSBC Securities July 2006 - April 2007
Skills
Email Marketing, Marketing, Vendor Management, Management, Analytics, Project Management, Direct Marketing, Marketing Strategy, CRM, Product Management, Market Research, Analysis, Sales, Campaign Management, Eloqua, Competitive Analysis, Lead Generation, Salesforce.com, Product Marketing, Segmentation, Digital Marketing, Online Marketing, B2B
Education
New Jersey City University 2001 — 2005
B.A, Marketing
Dun & Bradstreet January 2012 - Present
Dun & Bradstreet Credibility Corp. August 2010 - January 2012
DISH Network May 2007 - February 2010
HSBC Securities July 2006 - April 2007
Skills
Email Marketing, Marketing, Vendor Management, Management, Analytics, Project Management, Direct Marketing, Marketing Strategy, CRM, Product Management, Market Research, Analysis, Sales, Campaign Management, Eloqua, Competitive Analysis, Lead Generation, Salesforce.com, Product Marketing, Segmentation, Digital Marketing, Online Marketing, B2B
Education
New Jersey City University 2001 — 2005
B.A, Marketing
Rohan Sivaram's HSBC Securities Experience September 2006 - July 2007
Job Senior Director, Finance at Palo Alto Networks
Industry Computer Software
Experience
Palo Alto Networks October 2014 - Present
McKesson Corporation May 2014 - October 2014
Symantec July 2013 - May 2014
Symantec August 2012 - August 2013
Symantec August 2011 - August 2012
Symantec August 2009 - August 2011
Morgan Stanley Investment Management June 2008 - August 2008
HSBC Securities September 2006 - July 2007
Morgan Stanley Investment Management January 2004 - August 2006
Skills
Valuation, Forecasting, Pricing, Leadership, Mergers, Financial Modeling, Corporate Finance, Equities, Financial Analysis, Due Diligence, Strategy, Finance, Strategic Planning, Investor Relations, Business Analysis, Mergers & Acquisitions, Cross-functional Team..., Business Strategy, Portfolio Management, Product Management, Analysis, Business Planning, Management
Education
Northwestern University - Kellogg School of Management 2007 — 2009
MBA, Analytical Finance
St James School
St. Xavier's College
B.Com, Business
Palo Alto Networks October 2014 - Present
McKesson Corporation May 2014 - October 2014
Symantec July 2013 - May 2014
Symantec August 2012 - August 2013
Symantec August 2011 - August 2012
Symantec August 2009 - August 2011
Morgan Stanley Investment Management June 2008 - August 2008
HSBC Securities September 2006 - July 2007
Morgan Stanley Investment Management January 2004 - August 2006
Skills
Valuation, Forecasting, Pricing, Leadership, Mergers, Financial Modeling, Corporate Finance, Equities, Financial Analysis, Due Diligence, Strategy, Finance, Strategic Planning, Investor Relations, Business Analysis, Mergers & Acquisitions, Cross-functional Team..., Business Strategy, Portfolio Management, Product Management, Analysis, Business Planning, Management
Education
Northwestern University - Kellogg School of Management 2007 — 2009
MBA, Analytical Finance
St James School
St. Xavier's College
B.Com, Business
Daniel Susanto Daniel Susanto's HSBC Securities Experience 1996 - 2001
Job Staff Accountant at Ankrom Moisan Architects
Industry Insurance
Experience
Ankrom Moisan Architects December 2014 - Present
Essential Wholesale July 2014 - October 2014
Brown and Brown Northwest LLC August 2012 - May 2014
AT&T Mobility June 2006 - June 2012
US Bank September 2004 - May 2006
HSBC Securities 1996 - 2001
Skills
Financial Analysis, Cross Selling, Banking, Customer Relations, Accounts Receivable, Meet Deadlines, Highly detail oriented, Consistency, Negotiation, Punctuation, Customer Service, Finance, Access, Accounting, Data Entry, General Ledger, Financial Reporting, Financial Accounting, Payments, Outlook, CRM, Teamwork, Microsoft Excel, SAP, Internal Controls, PeopleSoft, Accounts Payable, Team Management, Strategic Planning, Auditing, Retail, Forecasting, Process Improvement, Budgets, Account Reconciliation, Insurance, Invoicing, Journal Entries
Education
Monash University
Bachelor's degree, Banking and Financial Support Services
Ankrom Moisan Architects December 2014 - Present
Essential Wholesale July 2014 - October 2014
Brown and Brown Northwest LLC August 2012 - May 2014
AT&T Mobility June 2006 - June 2012
US Bank September 2004 - May 2006
HSBC Securities 1996 - 2001
Skills
Financial Analysis, Cross Selling, Banking, Customer Relations, Accounts Receivable, Meet Deadlines, Highly detail oriented, Consistency, Negotiation, Punctuation, Customer Service, Finance, Access, Accounting, Data Entry, General Ledger, Financial Reporting, Financial Accounting, Payments, Outlook, CRM, Teamwork, Microsoft Excel, SAP, Internal Controls, PeopleSoft, Accounts Payable, Team Management, Strategic Planning, Auditing, Retail, Forecasting, Process Improvement, Budgets, Account Reconciliation, Insurance, Invoicing, Journal Entries
Education
Monash University
Bachelor's degree, Banking and Financial Support Services
Matt Bringardner Matt Bringardner's HSBC Securities Experience June 2004 - January 2008
Job Portfolio Manager at MKP Capital
Industry Financial Services
Experience
MKP Capital Management, L.L.C. April 2013 - Present
Morgan Stanley January 2008 - April 2013
HSBC Securities June 2004 - January 2008
Education
Miami University 2000 — 2004
Bachelor of Business Administration, Double Major: Finance and General Business Minor: Political Science
MKP Capital Management, L.L.C. April 2013 - Present
Morgan Stanley January 2008 - April 2013
HSBC Securities June 2004 - January 2008
Education
Miami University 2000 — 2004
Bachelor of Business Administration, Double Major: Finance and General Business Minor: Political Science
George Covo's HSBC Securities Experience March 2013 - Present
Job Director at HSBC Securities
Industry Banking
Experience
HSBC Securities March 2013 - Present
HSBC Private Bank - Alternative Investments Group March 2006 - February 2013
Citigroup January 2000 - March 2006
ING Barings, LLC March 1997 - January 2000
Skills
Operational Due..., Alternative Investments, hedge funds, Latin America, Treasury, Correspondent Banking, Trade Finance, International Trade, Trading Strategies, Prime Brokerage, Compliance, Operational Control, Valuation, Credit Analysis, Financial Statement..., Due Diligence, Investments, Risk Management, Fixed Income, Hedge Funds, Asset Management, Mutual Funds, Portfolio Management
Education
Pace University - Lubin School of Business
International Management
Bank of New York Credit (Stroble) Training Program
HSBC Securities March 2013 - Present
HSBC Private Bank - Alternative Investments Group March 2006 - February 2013
Citigroup January 2000 - March 2006
ING Barings, LLC March 1997 - January 2000
Skills
Operational Due..., Alternative Investments, hedge funds, Latin America, Treasury, Correspondent Banking, Trade Finance, International Trade, Trading Strategies, Prime Brokerage, Compliance, Operational Control, Valuation, Credit Analysis, Financial Statement..., Due Diligence, Investments, Risk Management, Fixed Income, Hedge Funds, Asset Management, Mutual Funds, Portfolio Management
Education
Pace University - Lubin School of Business
International Management
Bank of New York Credit (Stroble) Training Program
Daimeon Savage's HSBC Securities Experience September 2011 - February 2012
Job Senior Derivatives Specialist at GE Capital
Industry Financial Services
Experience
GE Asset Management September 2015 - Present
RR Donnelley Financial October 2012 - June 2015
Goldman Sachs February 2012 - September 2012
HSBC Securities September 2011 - February 2012
PECO Pallet, Inc. October 2009 - September 2011
GE Capital June 2009 - October 2009
Acuity Capital Management, LLC March 2007 - April 2009
GlobeOp Financial Services February 2006 - March 2007
Fidelis Care October 2005 - February 2006
Mercy College July 2001 - October 2005
Skills
Bonds, FX, Fixed Income, Accounting, Hedge Funds, Asset Management, Compliance, Financial Reporting, Options, Excel, Financial Analysis, Equities, Bloomberg, PowerPoint, Microsoft Office, Due Diligence, Corporate Finance, Fluent in Spanish, Fund Of Funds, XBRL, Trade Reconciliation, Investments, Trading, Account Reconciliation, Microsoft Excel, FX Options, Valuation, Finance
Education
Mercy College 2001 — 2004
Master of Business Administration, Finance
Mercy College 1999 — 2001
Bachelor's Degree, International Relations and Affairs, 3.9
North Carolina Wesleyan College 1997 — 1999
Food Service, Tourism and Hotel Management
Kingston College High School 1988 — 1994
Diploma
GE Asset Management September 2015 - Present
RR Donnelley Financial October 2012 - June 2015
Goldman Sachs February 2012 - September 2012
HSBC Securities September 2011 - February 2012
PECO Pallet, Inc. October 2009 - September 2011
GE Capital June 2009 - October 2009
Acuity Capital Management, LLC March 2007 - April 2009
GlobeOp Financial Services February 2006 - March 2007
Fidelis Care October 2005 - February 2006
Mercy College July 2001 - October 2005
Skills
Bonds, FX, Fixed Income, Accounting, Hedge Funds, Asset Management, Compliance, Financial Reporting, Options, Excel, Financial Analysis, Equities, Bloomberg, PowerPoint, Microsoft Office, Due Diligence, Corporate Finance, Fluent in Spanish, Fund Of Funds, XBRL, Trade Reconciliation, Investments, Trading, Account Reconciliation, Microsoft Excel, FX Options, Valuation, Finance
Education
Mercy College 2001 — 2004
Master of Business Administration, Finance
Mercy College 1999 — 2001
Bachelor's Degree, International Relations and Affairs, 3.9
North Carolina Wesleyan College 1997 — 1999
Food Service, Tourism and Hotel Management
Kingston College High School 1988 — 1994
Diploma
Julie Kemps-Rowley's HSBC Securities Experience September 2001 - April 2003
Job Sales Associate at Keller Williams Realty, Accredited Home Staging Professional
Industry Real Estate
Experience
Keller Williams Realty August 2010 - Present
RE/MAX Village Square June 2008 - August 2010
Rhodes, Van Note & Co. June 2004 - June 2008
HSBC Securities September 2001 - April 2003
Credit Suisse First Boston September 2000 - September 2001
Donaldson, Lufkin & Jenrette October 1996 - September 2000
Unilever 1995 - 1996
Empire Entertainment November 1993 - February 1995
Skills
Accredited Staging..., Investment Properties, Residential Homes, Real Estate, Home Staging, Buyer Representation, Investments, Asset Management, First Time Home Buyers, Short Sales, Marketing, Sellers, Relocation, Condos, Investors, Townhomes, Luxury, New Home Sales, Single Family Homes, Listings
Education
New York University 1991 — 1993
BFA - Tisch School of the Arts, Film/TV
Keller Williams Realty August 2010 - Present
RE/MAX Village Square June 2008 - August 2010
Rhodes, Van Note & Co. June 2004 - June 2008
HSBC Securities September 2001 - April 2003
Credit Suisse First Boston September 2000 - September 2001
Donaldson, Lufkin & Jenrette October 1996 - September 2000
Unilever 1995 - 1996
Empire Entertainment November 1993 - February 1995
Skills
Accredited Staging..., Investment Properties, Residential Homes, Real Estate, Home Staging, Buyer Representation, Investments, Asset Management, First Time Home Buyers, Short Sales, Marketing, Sellers, Relocation, Condos, Investors, Townhomes, Luxury, New Home Sales, Single Family Homes, Listings
Education
New York University 1991 — 1993
BFA - Tisch School of the Arts, Film/TV
Robert Gaudio Robert Gaudio's HSBC Securities Experience July 2008 - November 2011
Job Financial Services Professional; Specializing in Operational Efficiency and Product Management
Industry Financial Services
Experience
HSBC Retail Banking and Wealth Management November 2011 - November 2014
HSBC Securities July 2008 - November 2011
Pershing March 2006 - June 2008
Pershing, a BNY Mellon company March 2002 - March 2006
Skills
Series 7, Securities, Equities, Series 63, Fixed Income, Wealth Management, Investments, Bloomberg, Portfolio Management, Mutual Funds, Trading, Capital Markets
Education
Pace University-Pleasantville/Briarcliff Campus 1994 — 1999
Bachelor of Science (B.S.), Criminal Justice
HSBC Retail Banking and Wealth Management November 2011 - November 2014
HSBC Securities July 2008 - November 2011
Pershing March 2006 - June 2008
Pershing, a BNY Mellon company March 2002 - March 2006
Skills
Series 7, Securities, Equities, Series 63, Fixed Income, Wealth Management, Investments, Bloomberg, Portfolio Management, Mutual Funds, Trading, Capital Markets
Education
Pace University-Pleasantville/Briarcliff Campus 1994 — 1999
Bachelor of Science (B.S.), Criminal Justice
Fernando Ascenso Fernando Ascenso's HSBC Securities Experience September 2009 - Present
Job Vice President in Futures at HSBC Securities
Industry Financial Services
Experience
HSBC Securities September 2009 - Present
UBS Securities LLC February 2001 - September 2009
UBS Investment Bank February 2001 - August 2009
Skills
Series 7, Derivatives, Fixed Income, Equities, Options, FX Options, Commodity, Swaps, Asset Management, Trading Strategies, Back Office, ETFs, Finance
Education
Pace University-Pleasantville/Briarcliff Campus 1997 — 2001
BS, Finance
HSBC Securities September 2009 - Present
UBS Securities LLC February 2001 - September 2009
UBS Investment Bank February 2001 - August 2009
Skills
Series 7, Derivatives, Fixed Income, Equities, Options, FX Options, Commodity, Swaps, Asset Management, Trading Strategies, Back Office, ETFs, Finance
Education
Pace University-Pleasantville/Briarcliff Campus 1997 — 2001
BS, Finance
Bobbie King Jr. Bobbie King Jr.'s HSBC Securities Experience June 2005 - August 2005
Job Senior Attorney at NextEra
Industry Renewables & Environment
Experience
NextEra Energy Resources November 2014 - Present
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates October 2013 - October 2014
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates October 2011 - October 2013
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates October 2010 - October 2011
Emerson College September 2009 - May 2010
Deval Patrick Committee August 2009 - May 2010
Skadden Arps May 2008 - August 2008
Greenberg Traurig May 2007 - August 2007
HSBC Securities June 2005 - August 2005
Skills
Legal Research, Legal Writing, Private Equity, Public Policy, Policy Analysis, Corporate Law, Corporate Governance, Securities Regulation, International Law, Westlaw, Commercial Litigation, Mergers & Acquisitions, Research
Education
University of Virginia School of Law 2006 — 2009
JD, Law
Princeton University 2002 — 2006
A.B., Economics, Finance
NextEra Energy Resources November 2014 - Present
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates October 2013 - October 2014
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates October 2011 - October 2013
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates October 2010 - October 2011
Emerson College September 2009 - May 2010
Deval Patrick Committee August 2009 - May 2010
Skadden Arps May 2008 - August 2008
Greenberg Traurig May 2007 - August 2007
HSBC Securities June 2005 - August 2005
Skills
Legal Research, Legal Writing, Private Equity, Public Policy, Policy Analysis, Corporate Law, Corporate Governance, Securities Regulation, International Law, Westlaw, Commercial Litigation, Mergers & Acquisitions, Research
Education
University of Virginia School of Law 2006 — 2009
JD, Law
Princeton University 2002 — 2006
A.B., Economics, Finance
Stephanie Fair Stephanie Fair's HSBC Securities Experience April 2009 - September 2011
Job Reference and Instruction Librarian @ Tidewater Community College
Industry Higher Education
Experience
Tidewater Community College August 2014 - Present
ITT Technical Institute September 2013 - July 2014
ITT Technical Institute June 2012 - September 2013
Wayne State University August 2012 - August 2013
Rochester College May 2013 - July 2013
HSBC Securities April 2009 - September 2011
JPMorgan Chase December 2007 - January 2009
Panera Bread August 2005 - December 2007
Skills
Library, LibGuides, Leadership, Employee Training, Express Scribe, Proficient with..., XHTML, Horizon, Millennium ILS :..., LibraryWorld, HTML, CSS, Course Management..., Blackboard, Cindex, Windows 7, Windows Vista, MeLCat, OCLC, Notepad++, FreeMind, Jing, Camtasia, Adobe Creative Suite, SIRSI, Library of Congress..., Library Instruction, Cataloging, Collection Development, Information Literacy, Library Science, Library Research, History, Access, Virtual Reference, Circulation, Research, Academic Libraries, Microsoft Office, Libraries
Education
Wayne State University 2011 — 2013
Master of Library & Information Science (M.L.I.S.), Library and Information Science, 4.0
Oakland University
Bachelor's degree, History
Tidewater Community College August 2014 - Present
ITT Technical Institute September 2013 - July 2014
ITT Technical Institute June 2012 - September 2013
Wayne State University August 2012 - August 2013
Rochester College May 2013 - July 2013
HSBC Securities April 2009 - September 2011
JPMorgan Chase December 2007 - January 2009
Panera Bread August 2005 - December 2007
Skills
Library, LibGuides, Leadership, Employee Training, Express Scribe, Proficient with..., XHTML, Horizon, Millennium ILS :..., LibraryWorld, HTML, CSS, Course Management..., Blackboard, Cindex, Windows 7, Windows Vista, MeLCat, OCLC, Notepad++, FreeMind, Jing, Camtasia, Adobe Creative Suite, SIRSI, Library of Congress..., Library Instruction, Cataloging, Collection Development, Information Literacy, Library Science, Library Research, History, Access, Virtual Reference, Circulation, Research, Academic Libraries, Microsoft Office, Libraries
Education
Wayne State University 2011 — 2013
Master of Library & Information Science (M.L.I.S.), Library and Information Science, 4.0
Oakland University
Bachelor's degree, History
Amanda J Shapiro's HSBC Securities Experience March 2012 - July 2012
Job
Industry Legal Services
Experience
South Nassau Dermatology October 2013 - January 2015
Independent September 2011 - January 2015
Long Island International Film Expo October 2011 - July 2014
HSBC Securities March 2012 - July 2012
Edward R. Pressman Film Corp. October 2011 - November 2011
University of Miami August 2009 - May 2011
Skills
Critical Thinking, Photography, Microsoft Office, Writing, Copy Editing, Westlaw, Presentation Boards, Organizational..., Attention To Detail, Positive Personality, Multi-tasking Skills, Typing, Creative Thinking, Data Entry, Receptionist Duties, Social Media Blogging, Appointment Scheduling, Travel Planning, Cultural Diversity, Research, Investigation, Outlook
Education
Stony Brook University 2014 — 2014
Paralegal Certificate
University of Miami 2009 — 2011
Master's Degree, Film Studies, 3.96
Stony Brook University 2006 — 2008
Bachelor's Degree, Cinema and Cultural Studies, 3.87
Nassau Community College 2004 — 2006
Associate's Degree, Liberal Arts and Sciences, 3.65
South Nassau Dermatology October 2013 - January 2015
Independent September 2011 - January 2015
Long Island International Film Expo October 2011 - July 2014
HSBC Securities March 2012 - July 2012
Edward R. Pressman Film Corp. October 2011 - November 2011
University of Miami August 2009 - May 2011
Skills
Critical Thinking, Photography, Microsoft Office, Writing, Copy Editing, Westlaw, Presentation Boards, Organizational..., Attention To Detail, Positive Personality, Multi-tasking Skills, Typing, Creative Thinking, Data Entry, Receptionist Duties, Social Media Blogging, Appointment Scheduling, Travel Planning, Cultural Diversity, Research, Investigation, Outlook
Education
Stony Brook University 2014 — 2014
Paralegal Certificate
University of Miami 2009 — 2011
Master's Degree, Film Studies, 3.96
Stony Brook University 2006 — 2008
Bachelor's Degree, Cinema and Cultural Studies, 3.87
Nassau Community College 2004 — 2006
Associate's Degree, Liberal Arts and Sciences, 3.65
Rich Lancia Rich Lancia's HSBC Securities Experience September 1987 - May 2005
Job Human Resources at HMP Communications, LLC
Industry Publishing
Experience
HMP Communications, LLC January 2013 - Present
Oppenheimer & Co. May 2009 - April 2012
Creative Financial Group of NJ February 2008 - May 2009
RBC Capital Markets December 2005 - September 2007
HSBC Securities September 1987 - May 2005
Skills
Sales, Data Analysis, Microsoft Office, Market Research, Business Development, Human Resources, Salesforce.com, Insurance, Finance, Marketing, Talent Acquisition, Relationship Management, Financial Services, Team Management, Banking, Financial Markets, Trading, Fixed Income, Strategy, Business Strategy, Financial Analysis, Mergers & Acquisitions, Portfolio Management, Investments, Strategic Financial..., Risk Management, Management, New Business Development, Strategic Planning, Leadership, Analysis, Team Building, Small Business, Start-ups, Coaching
Education
Seton Hall University
Middlesex County College
HMP Communications, LLC January 2013 - Present
Oppenheimer & Co. May 2009 - April 2012
Creative Financial Group of NJ February 2008 - May 2009
RBC Capital Markets December 2005 - September 2007
HSBC Securities September 1987 - May 2005
Skills
Sales, Data Analysis, Microsoft Office, Market Research, Business Development, Human Resources, Salesforce.com, Insurance, Finance, Marketing, Talent Acquisition, Relationship Management, Financial Services, Team Management, Banking, Financial Markets, Trading, Fixed Income, Strategy, Business Strategy, Financial Analysis, Mergers & Acquisitions, Portfolio Management, Investments, Strategic Financial..., Risk Management, Management, New Business Development, Strategic Planning, Leadership, Analysis, Team Building, Small Business, Start-ups, Coaching
Education
Seton Hall University
Middlesex County College
Rajni Chugh Rajni Chugh's HSBC Securities Experience August 2010 - May 2011
Job Vice President at Goldman Sachs
Industry Financial Services
Experience
Goldman Sachs May 2011 - Present
HSBC Securities August 2010 - May 2011
Goldman Sachs on behalf of Infosys Consulting November 2007 - August 2010
RBS on behalf of Infosys Consulting August 2007 - October 2007
ABN AMRO on behalf of Infosys Consulting June 2006 - August 2007
DHL January 2003 - June 2006
Fluor Daniel June 2002 - 2003
Skills
PMO, Program Management, Business Analysis, IT Strategy, Requirements Analysis, People Management, Software Project..., Management Consulting, Business Management, Change Management, Project Portfolio..., Stakeholder Management, Project Planning, Investment Banking, Integration, Business Process, Software Documentation, Vendor Management, Risk Management, Management, Requirements Gathering, Project Delivery, SDLC, Equities, Fixed Income, Derivatives, Capital Markets, Project Management, Financial Services, Strategy, Business Intelligence, Banking, Financial Risk, Finance, Business Process..., Trading Systems, Securities, Business Requirements, Portfolio Management, Product Management, Governance, Process Improvement, Back Office, Analysis, Leadership, Financial Modeling, Financial Markets, Executive Management, Middle Office, Hedge Funds
Education
Punjab Engineering College 1998 — 2002
BE, Electrical
Goldman Sachs May 2011 - Present
HSBC Securities August 2010 - May 2011
Goldman Sachs on behalf of Infosys Consulting November 2007 - August 2010
RBS on behalf of Infosys Consulting August 2007 - October 2007
ABN AMRO on behalf of Infosys Consulting June 2006 - August 2007
DHL January 2003 - June 2006
Fluor Daniel June 2002 - 2003
Skills
PMO, Program Management, Business Analysis, IT Strategy, Requirements Analysis, People Management, Software Project..., Management Consulting, Business Management, Change Management, Project Portfolio..., Stakeholder Management, Project Planning, Investment Banking, Integration, Business Process, Software Documentation, Vendor Management, Risk Management, Management, Requirements Gathering, Project Delivery, SDLC, Equities, Fixed Income, Derivatives, Capital Markets, Project Management, Financial Services, Strategy, Business Intelligence, Banking, Financial Risk, Finance, Business Process..., Trading Systems, Securities, Business Requirements, Portfolio Management, Product Management, Governance, Process Improvement, Back Office, Analysis, Leadership, Financial Modeling, Financial Markets, Executive Management, Middle Office, Hedge Funds
Education
Punjab Engineering College 1998 — 2002
BE, Electrical
Gregory Nardiello Gregory Nardiello's HSBC Securities Experience March 2010 - March 2012
Job Global Head of Telecommunications at HSBC
Industry Information Technology and Services
Experience
HSBC October 2013 - Present
HSBC March 2012 - October 2013
HSBC Securities March 2010 - March 2012
HSBC 1996 - October 2010
IBM Global Services 1993 - May 1996
Blue Cross and Blue Shield 1987 - 1993
Blue Cross and Blue Shield 1981 - 1987
Education
New York University 2009 — 2010
Professional Certification, Information Systems Security
Thomas Edison State College 1995 — 2006
Business administration and Information Systems
New York University 1985 — 1989
Professional Certification, Telecommunications Analysis
HSBC October 2013 - Present
HSBC March 2012 - October 2013
HSBC Securities March 2010 - March 2012
HSBC 1996 - October 2010
IBM Global Services 1993 - May 1996
Blue Cross and Blue Shield 1987 - 1993
Blue Cross and Blue Shield 1981 - 1987
Education
New York University 2009 — 2010
Professional Certification, Information Systems Security
Thomas Edison State College 1995 — 2006
Business administration and Information Systems
New York University 1985 — 1989
Professional Certification, Telecommunications Analysis
Sal Arena's HSBC Securities Experience February 2011 - November 2011
Job Business Analyst
Industry Financial Services
Experience
Bank of Tokyo-Mitsubishi UFJ July 2012 - Present
HSBC Securities February 2011 - November 2011
HSBC Securities 2002 - 2011
HSBC Bank USA,N.A. 1995 - 2002
HSBC Bank USA,N.A. 1989 - 1995
Skills
Project Management, Operations Management, Operations Process..., Systems Conversion and..., Mergers and..., Optimization of..., Staff Development, Team Building, Process and Payment..., Derivatives, Information Technology, Mergers, Communications Audits, Murex, Re-engineering, FX Options, Investment Banking, Fixed Income, Banking, Integration, Calypso, Business Process, Capital Markets, Risk Management, SWIFT payments, Back Office, Asset Management, Trading, Securities, Trading Systems, Business Analysis, Mergers & Acquisitions, Middle Office, Payments, Management, Equities, Financial Markets, Credit, Financial Services
Education
American Institute of Banking AIB
Pace University
Bank of Tokyo-Mitsubishi UFJ July 2012 - Present
HSBC Securities February 2011 - November 2011
HSBC Securities 2002 - 2011
HSBC Bank USA,N.A. 1995 - 2002
HSBC Bank USA,N.A. 1989 - 1995
Skills
Project Management, Operations Management, Operations Process..., Systems Conversion and..., Mergers and..., Optimization of..., Staff Development, Team Building, Process and Payment..., Derivatives, Information Technology, Mergers, Communications Audits, Murex, Re-engineering, FX Options, Investment Banking, Fixed Income, Banking, Integration, Calypso, Business Process, Capital Markets, Risk Management, SWIFT payments, Back Office, Asset Management, Trading, Securities, Trading Systems, Business Analysis, Mergers & Acquisitions, Middle Office, Payments, Management, Equities, Financial Markets, Credit, Financial Services
Education
American Institute of Banking AIB
Pace University
Andrew Shook Andrew Shook's HSBC Securities Experience September 2001 - April 2004
Job Head of U.S. Originations & Senior Executive Vice President at A10 Capital
Industry Commercial Real Estate
Experience
A10 Capital December 2014 - Present
FundingTrade January 2014 - December 2014
CurveTrades January 2009 - December 2014
Ischus Capital Management, LLC April 2004 - October 2008
HSBC Securities September 2001 - April 2004
Bank of America 1996 - 2001
Hyperion Capital Management 1994 - 1996
Skills
Commercial Real Estate, Capital Markets, Portfolio Management, Fixed Income, Risk Management, Investments, Private Equity, Alternative Investments, Options, Hedge Funds, Equities, Structured Finance, Credit, Financial Structuring, Executive Management, Hedging, Bonds, Derivatives, Financial Technology, Interest Rate..., Futures Trading, Foreign Exchange, Technical Analysis, Entrepreneurship, Asset Management
Education
University of Alabama, Manderson Graduate School of Business 1993 — 1994
Masters, Finance
North Carolina State University 1989 — 1992
BA, Business Management
Sewanee-The University of the South
Sewanee-The University of the South
Sewanee-The University of the South
Sewanee-The University of the South
A10 Capital December 2014 - Present
FundingTrade January 2014 - December 2014
CurveTrades January 2009 - December 2014
Ischus Capital Management, LLC April 2004 - October 2008
HSBC Securities September 2001 - April 2004
Bank of America 1996 - 2001
Hyperion Capital Management 1994 - 1996
Skills
Commercial Real Estate, Capital Markets, Portfolio Management, Fixed Income, Risk Management, Investments, Private Equity, Alternative Investments, Options, Hedge Funds, Equities, Structured Finance, Credit, Financial Structuring, Executive Management, Hedging, Bonds, Derivatives, Financial Technology, Interest Rate..., Futures Trading, Foreign Exchange, Technical Analysis, Entrepreneurship, Asset Management
Education
University of Alabama, Manderson Graduate School of Business 1993 — 1994
Masters, Finance
North Carolina State University 1989 — 1992
BA, Business Management
Sewanee-The University of the South
Sewanee-The University of the South
Sewanee-The University of the South
Sewanee-The University of the South
Peter Psiachos Peter Psiachos's HSBC Securities Experience August 2010 - January 2013
Job Structured Finance
Industry Investment Banking
Experience
HSBC Securities (USA), Inc. January 2013 - Present
HSBC Securities August 2010 - January 2013
Cleary Gottlieb January 2007 - August 2010
Shearman and Sterling 2005 - 2007
Skills
International Tax, Tax, Mergers & Acquisitions, Mergers, Equities, Financial Structuring, Structured Finance, Cross-border...
Education
New York University School of Law 2006 — 2008
LLM, Tax Law
University of Toronto 2002 — 2005
JD
University of Toronto 1998 — 2002
B.A.Sc., Electrical Engineering (Engineering Science)
HSBC Securities (USA), Inc. January 2013 - Present
HSBC Securities August 2010 - January 2013
Cleary Gottlieb January 2007 - August 2010
Shearman and Sterling 2005 - 2007
Skills
International Tax, Tax, Mergers & Acquisitions, Mergers, Equities, Financial Structuring, Structured Finance, Cross-border...
Education
New York University School of Law 2006 — 2008
LLM, Tax Law
University of Toronto 2002 — 2005
JD
University of Toronto 1998 — 2002
B.A.Sc., Electrical Engineering (Engineering Science)
Jenny Badaylan Jenny Badaylan's HSBC Securities Experience May 2008 - Present
Job Sales Assistant at HSBC Securities
Industry Financial Services
Experience
HSBC Securities May 2008 - Present
Pinnacle Associates Ltd May 2006 - May 2008
Skills
Equities, Asset Allocation, Fixed Income, Mutual Funds, Bonds, Bloomberg, Equity Research, Wealth Management, Portfolio Management, Investments, Investment Banking, Investment Strategies, Financial Modeling, Asset Managment, Financial Analysis, Retirement Planning
Education
Baruch College 2011 — 2015
Masters of Business Administration, progress
Pace University 2002 — 2006
Bachelor of Business Administration (B.B.A.), Marketing and Finance
HSBC Securities May 2008 - Present
Pinnacle Associates Ltd May 2006 - May 2008
Skills
Equities, Asset Allocation, Fixed Income, Mutual Funds, Bonds, Bloomberg, Equity Research, Wealth Management, Portfolio Management, Investments, Investment Banking, Investment Strategies, Financial Modeling, Asset Managment, Financial Analysis, Retirement Planning
Education
Baruch College 2011 — 2015
Masters of Business Administration, progress
Pace University 2002 — 2006
Bachelor of Business Administration (B.B.A.), Marketing and Finance
Christopher Lops Christopher Lops's HSBC Securities Experience 2007 - December 2011
Job Financial Consultant at M&T Securities
Industry Financial Services
Experience
M&T Securities January 2012 - Present
HSBC Securities 2007 - December 2011
Citi Habitats NRT, LLC 2002 - 2007
Skills
Wealth Management, Securities, Investments, Finance, Equities, Real Estate, Investment Strategies, Entrepreneurship, Financial Risk, Management, Series 7, Real Estate Transactions, Series 63, Life Insurance, Portfolio Management, Mutual Funds, Asset Management, Retirement Planning, Financial Services, Strategic Financial..., Trading Strategies, Asset Allocation, Insurance, Retirement, Hedge Funds, Series 26
Education
Northeastern University 1990 — 1994
M&T Securities January 2012 - Present
HSBC Securities 2007 - December 2011
Citi Habitats NRT, LLC 2002 - 2007
Skills
Wealth Management, Securities, Investments, Finance, Equities, Real Estate, Investment Strategies, Entrepreneurship, Financial Risk, Management, Series 7, Real Estate Transactions, Series 63, Life Insurance, Portfolio Management, Mutual Funds, Asset Management, Retirement Planning, Financial Services, Strategic Financial..., Trading Strategies, Asset Allocation, Insurance, Retirement, Hedge Funds, Series 26
Education
Northeastern University 1990 — 1994
Urvashi Kumar's HSBC Securities Experience 2006 - 2008
Job Banking & Finance professional
Industry Financial Services
Experience
Ernst & Young LLP 2011 - 2014
Rabobank 2010 - 2010
HSBC Securities 2006 - 2008
Saffron Capital Partners LLC November 2005 - October 2006
Skills
Investment Banking, Business Strategy, Business Development, Financial Analysis, Consumer Products, Valuation, Equities, Luxury Goods, Capital Markets, Private Equity, Investments, Bloomberg, Financial Modeling, Corporate Strategy...
Education
New York University - Leonard N. Stern School of Business 2009 — 2011
Master of Business Administration (M.B.A.), Finance
University of Oxford 2004 — 2005
Master of Science (MSc), Economics
University of Bristol 2001 — 2004
Bachelor of Science (BSc), Economics and Management, First Class Honours
Parsons
Marketing, 2015
Ernst & Young LLP 2011 - 2014
Rabobank 2010 - 2010
HSBC Securities 2006 - 2008
Saffron Capital Partners LLC November 2005 - October 2006
Skills
Investment Banking, Business Strategy, Business Development, Financial Analysis, Consumer Products, Valuation, Equities, Luxury Goods, Capital Markets, Private Equity, Investments, Bloomberg, Financial Modeling, Corporate Strategy...
Education
New York University - Leonard N. Stern School of Business 2009 — 2011
Master of Business Administration (M.B.A.), Finance
University of Oxford 2004 — 2005
Master of Science (MSc), Economics
University of Bristol 2001 — 2004
Bachelor of Science (BSc), Economics and Management, First Class Honours
Parsons
Marketing, 2015
Boris Breslav's HSBC Securities Experience October 2013 - June 2015
Job
Industry Banking
Experience
Deutsche Bank AG June 2015 - Present
HSBC Securities October 2013 - June 2015
J.P. Morgan, Liquidity Risk October 2012 - October 2013
Citi January 2012 - December 2012
Benchmark Solutions August 2010 - January 2012
JP Morgan IB 1997 - October 2010
City of NY - Dept of Information Technology 1996 - 1998
Group Health Incorporated November 1988 - December 1995
FGIC 1987 - 1989
Skills
SDLC, Business Analysis, Software Project..., SQL, Oracle, Requirements Analysis, User Acceptance Testing, Fixed Income, Derivatives, Sybase, Scrum, Analysis, Agile Methodologies, Trading Systems, Data Analysis, Credit Derivatives, IT Solutions, UML, Requirements Gathering, Credit Cards, IT Asset Management, Business Requirements, Project Planning, Project Management, Agile Project Management, Healthcare Information..., Integration, Business Intelligence, Software Development, Systems Analysis, Financial Services, Interest Rate..., Process Improvement, Architecture, Analytics, Market Data, PMO, Microsoft SQL Server, Project Delivery, IT Management, Business Process..., Reference & Market Data, Agile, Healthcare IT, Volcker Permitted..., Volcker Permitted..., Counterparty Credit Risk, Financial Risk Metrics
Education
Pace University Seidenberg School of Computer Science
Pace University
BS, Computer Science
Deutsche Bank AG June 2015 - Present
HSBC Securities October 2013 - June 2015
J.P. Morgan, Liquidity Risk October 2012 - October 2013
Citi January 2012 - December 2012
Benchmark Solutions August 2010 - January 2012
JP Morgan IB 1997 - October 2010
City of NY - Dept of Information Technology 1996 - 1998
Group Health Incorporated November 1988 - December 1995
FGIC 1987 - 1989
Skills
SDLC, Business Analysis, Software Project..., SQL, Oracle, Requirements Analysis, User Acceptance Testing, Fixed Income, Derivatives, Sybase, Scrum, Analysis, Agile Methodologies, Trading Systems, Data Analysis, Credit Derivatives, IT Solutions, UML, Requirements Gathering, Credit Cards, IT Asset Management, Business Requirements, Project Planning, Project Management, Agile Project Management, Healthcare Information..., Integration, Business Intelligence, Software Development, Systems Analysis, Financial Services, Interest Rate..., Process Improvement, Architecture, Analytics, Market Data, PMO, Microsoft SQL Server, Project Delivery, IT Management, Business Process..., Reference & Market Data, Agile, Healthcare IT, Volcker Permitted..., Volcker Permitted..., Counterparty Credit Risk, Financial Risk Metrics
Education
Pace University Seidenberg School of Computer Science
Pace University
BS, Computer Science
Lucius Millinder's HSBC Securities Experience November 2007 - December 2008
Job Information Technology and Services
Industry Information Technology and Services
Experience
IBM November 2007 - Present
HSBC-Securities November 2007 - December 2008
IBM Solutions Delivery 2007 - 2008
Commercial Metals Co. 2007 - 2008
sanofi-aventis July 2004 - October 2004
HSBC Securities (USA) 2000 - 2001
Education
New York University 1976 — 1981
IBM November 2007 - Present
HSBC-Securities November 2007 - December 2008
IBM Solutions Delivery 2007 - 2008
Commercial Metals Co. 2007 - 2008
sanofi-aventis July 2004 - October 2004
HSBC Securities (USA) 2000 - 2001
Education
New York University 1976 — 1981
Chris Heller's HSBC Securities Experience March 2004 - March 2007
Job Senior Vice President at Hartford Investment Management Co. (HIMCO)
Industry Financial Services
Experience
Hartford Investment Management Co. (HIMCO) January 2013 - Present
Hartford Investment Management Company December 2007 - January 2013
HSBC Securities March 2004 - March 2007
Goldman, Sachs & Co. August 1998 - March 2004
Education
University of California, Berkeley - Walter A. Haas School of Business 1996 — 1998
Master of Business Administration (MBA)
Northeastern University 1985 — 1990
Bachelor of Science with Honors, Computer Science
Hartford Investment Management Co. (HIMCO) January 2013 - Present
Hartford Investment Management Company December 2007 - January 2013
HSBC Securities March 2004 - March 2007
Goldman, Sachs & Co. August 1998 - March 2004
Education
University of California, Berkeley - Walter A. Haas School of Business 1996 — 1998
Master of Business Administration (MBA)
Northeastern University 1985 — 1990
Bachelor of Science with Honors, Computer Science
Ruth Wang's HSBC Securities Experience June 2007 - August 2007
Job Investor Relations at Pershing Square Capital Management
Industry Financial Services
Experience
Pershing Square Capital Management September 2009 - Present
Credit Suisse June 2008 - December 2008
HSBC Securities June 2007 - August 2007
Education
University of Pennsylvania - The Wharton School 2004 — 2007
National Taiwan University 2008 — 2008
Pershing Square Capital Management September 2009 - Present
Credit Suisse June 2008 - December 2008
HSBC Securities June 2007 - August 2007
Education
University of Pennsylvania - The Wharton School 2004 — 2007
National Taiwan University 2008 — 2008
Charley Schmitt's HSBC Securities Experience 1984 - Present
Job Manager/AVPHSBC Credit Risk
Industry Investment Banking
Experience
HSBC Securities 1984 - Present
Skills
Credit Risk, Portfolio Management, Credit Analysis, Mortgage Lending, Banking, AML, Securities, Loans, Risk Management, Underwriting, Credit, Financial Services, Financial Risk, Loan Origination, Valuation, Capital Markets, Mortgage Banking, Operational Risk, Fixed Income, Due Diligence, Asset Management, Investment Banking, Structured Finance, Mergers & Acquisitions, Hedge Funds, Relationship Management, Securitization, Operational Risk..., Basel II, KYC, Finance
Education
Northern Illinois University 1981 — 1983
HSBC Securities 1984 - Present
Skills
Credit Risk, Portfolio Management, Credit Analysis, Mortgage Lending, Banking, AML, Securities, Loans, Risk Management, Underwriting, Credit, Financial Services, Financial Risk, Loan Origination, Valuation, Capital Markets, Mortgage Banking, Operational Risk, Fixed Income, Due Diligence, Asset Management, Investment Banking, Structured Finance, Mergers & Acquisitions, Hedge Funds, Relationship Management, Securitization, Operational Risk..., Basel II, KYC, Finance
Education
Northern Illinois University 1981 — 1983
Raymond Samori's HSBC Securities Experience July 2013 - Present
Job VP Funds Due Diligence & Control at HSBC Securities
Industry Financial Services
Experience
HSBC Securities July 2013 - Present
Nomura Holding America Inc. August 1998 - April 2013
Barclays Capital October 1995 - August 1998
HSBC Securities 1985 - 1994
HSBC 1985 - 1993
Skills
Financial Institutions, Capital Markets, Structured Products, Hedge Funds, REIT, Swaps, Derivatives, Fixed Income, Market Risk, Securitization, Credit Derivatives, Investment Banking, MBS, Structured Finance
Education
Pace University 1991 — 1994
MBA, Finance
Rutgers, The State University of New Jersey-New Brunswick 1981 — 1985
BA, Economics
CPHS
HSBC Securities July 2013 - Present
Nomura Holding America Inc. August 1998 - April 2013
Barclays Capital October 1995 - August 1998
HSBC Securities 1985 - 1994
HSBC 1985 - 1993
Skills
Financial Institutions, Capital Markets, Structured Products, Hedge Funds, REIT, Swaps, Derivatives, Fixed Income, Market Risk, Securitization, Credit Derivatives, Investment Banking, MBS, Structured Finance
Education
Pace University 1991 — 1994
MBA, Finance
Rutgers, The State University of New Jersey-New Brunswick 1981 — 1985
BA, Economics
CPHS
Bassim Alkhafaji's HSBC Securities Experience 1997 - 1998
Job Chief Information Officer FFTW
Industry Investment Management
Experience
Fischer Francis Trees & Watts (FFTW) 1999 - Present
First Union National Bank (Wachovia) 1997 - 1999
HSBC Securities 1997 - 1998
JPMorgan 1993 - 1997
Nomura Securities 1989 - 1993
Education
Pace University
Master of Science, Information Systems and System Design
Pace University
BSc, Computer Science
Fischer Francis Trees & Watts (FFTW) 1999 - Present
First Union National Bank (Wachovia) 1997 - 1999
HSBC Securities 1997 - 1998
JPMorgan 1993 - 1997
Nomura Securities 1989 - 1993
Education
Pace University
Master of Science, Information Systems and System Design
Pace University
BSc, Computer Science
Jianzhong (John) Jiang, PhD, CFA, FRM's HSBC Securities Experience June 2010 - October 2010
Job Partner at SumRidge Partners
Industry Financial Services
Experience
SumRidge Partners February 2011 - Present
HSBC Securities June 2010 - October 2010
Morgan Stanley November 2000 - June 2010
Skills
Fixed Income, Market Risk, Electronic Trading..., Financial Modeling, Municipal Bonds, Bloomberg, Credit Risk, Straight Through..., Portfolio Management, Risk Management, Electronic Trading, Financial Markets, Derivatives, Hedge Funds, Capital Markets
Education
Stony Brook University
Ph.D, Physics/Biophysics/Computer Science
Nanjing University
Physics
中国科学技术大学
BS, Physics
SumRidge Partners February 2011 - Present
HSBC Securities June 2010 - October 2010
Morgan Stanley November 2000 - June 2010
Skills
Fixed Income, Market Risk, Electronic Trading..., Financial Modeling, Municipal Bonds, Bloomberg, Credit Risk, Straight Through..., Portfolio Management, Risk Management, Electronic Trading, Financial Markets, Derivatives, Hedge Funds, Capital Markets
Education
Stony Brook University
Ph.D, Physics/Biophysics/Computer Science
Nanjing University
Physics
中国科学技术大学
BS, Physics
Gudmundur Vigfusson's HSBC Securities Experience SVPHSBC2004 - Present
Job SVP at HSBC Securities
Industry Investment Banking
Experience
HSBC Securities SVPHSBC2004 - Present
Education
New York University
HSBC Securities SVPHSBC2004 - Present
Education
New York University
Evan Hunt's HSBC Securities Experience June 2006 - February 2007
Job VP Algorithmic Trading Development at Bank of America
Industry Computer Software
Experience
Banco Santander October 2010 - March 2012
Bank of America September 2009 - October 2010
TIAA-CREF July 2007 - August 2009
MPower Trading Systems February 2007 - August 2007
HSBC Securities June 2006 - February 2007
MPower Trading Systems August 2004 - June 2006
Education
Pennsylvania State University-Great Valley Graduate Center
Banco Santander October 2010 - March 2012
Bank of America September 2009 - October 2010
TIAA-CREF July 2007 - August 2009
MPower Trading Systems February 2007 - August 2007
HSBC Securities June 2006 - February 2007
MPower Trading Systems August 2004 - June 2006
Education
Pennsylvania State University-Great Valley Graduate Center
Alexander Zinger's HSBC Securities Experience February 2007 - September 2007
Job Financial Advisor at Allied Beacon Partners, Inc
Industry Financial Services
Experience
Allied Beacon Partners, Inc May 2011 - Present
JP Turner & Company, LLC August 2008 - April 2011
HSBC Securities February 2007 - September 2007
Skills
Securities, Equities, Estate Planning, Investments, Portfolio Management, Series 7, Retirement Planning, Wealth Management, Trading, Mutual Funds, Alternative Investments, Asset Allocation
Education
Pohs Institute of Insurance 2002 — 2003
Life, Accident and Health Insurance, Insurance
Pace University - Lubin School of Business 1990 — 1996
Bachelor of Business Administration (BBA), Project Management
Allied Beacon Partners, Inc May 2011 - Present
JP Turner & Company, LLC August 2008 - April 2011
HSBC Securities February 2007 - September 2007
Skills
Securities, Equities, Estate Planning, Investments, Portfolio Management, Series 7, Retirement Planning, Wealth Management, Trading, Mutual Funds, Alternative Investments, Asset Allocation
Education
Pohs Institute of Insurance 2002 — 2003
Life, Accident and Health Insurance, Insurance
Pace University - Lubin School of Business 1990 — 1996
Bachelor of Business Administration (BBA), Project Management
Lisa Jackson's HSBC Securities Experience July 2002 - September 2012
Job Senior Vice President at HSBC Securities
Industry Investment Banking
Experience
RBC Capital Markets January 2014 - Present
BNY Mellon August 2013 - January 2014
HSBC Securities July 2002 - September 2012
ION Trading (Formerly Rolfe& Nolan) September 2001 - July 2002
Banco Santander April 1999 - September 2001
Colonial Futures / Rudolf Wolf January 1998 - April 1999
Financial Trading & Consultancy July 1996 - December 1997
M F Global January 1996 - May 1996
Welton Investment Systems July 1994 - January 1996
Refco Inc. / Refco Overseas LTD. May 1989 - June 1994
Skills
Client Solutions and..., Series 3, Relationship Marketing, Project Management, Project Planning, Marketing Strategy, Management, Business Analysis, New Business Development, Business Strategy, Business Process, Business Process..., Business Development, Integration, Sales, Operations Management, Staff Development, Cross-functional Team..., Team Leadership, Written & Oral..., Technology, Electronic Trading, Derivatives, FINRA, FX Options, Fixed Income, Equities, Middle Office, Trading Systems, Financial Markets, Hedge Funds, Financial Risk, Back Office, Dodd-Frank, Prime Brokerage, Swaps, Interest Rate..., Equity Derivatives, Collateral Management
Education
Montclair State University
Economics & Finance
RBC Capital Markets January 2014 - Present
BNY Mellon August 2013 - January 2014
HSBC Securities July 2002 - September 2012
ION Trading (Formerly Rolfe& Nolan) September 2001 - July 2002
Banco Santander April 1999 - September 2001
Colonial Futures / Rudolf Wolf January 1998 - April 1999
Financial Trading & Consultancy July 1996 - December 1997
M F Global January 1996 - May 1996
Welton Investment Systems July 1994 - January 1996
Refco Inc. / Refco Overseas LTD. May 1989 - June 1994
Skills
Client Solutions and..., Series 3, Relationship Marketing, Project Management, Project Planning, Marketing Strategy, Management, Business Analysis, New Business Development, Business Strategy, Business Process, Business Process..., Business Development, Integration, Sales, Operations Management, Staff Development, Cross-functional Team..., Team Leadership, Written & Oral..., Technology, Electronic Trading, Derivatives, FINRA, FX Options, Fixed Income, Equities, Middle Office, Trading Systems, Financial Markets, Hedge Funds, Financial Risk, Back Office, Dodd-Frank, Prime Brokerage, Swaps, Interest Rate..., Equity Derivatives, Collateral Management
Education
Montclair State University
Economics & Finance
Sang Han's HSBC Securities Experience April 2006 - Present
Job Debt Syndicate at HSBC Securities
Industry Financial Services
Experience
HSBC Securities April 2006 - Present
Ernst & Young September 2005 - February 2006
The Bank of New York Mellon October 2004 - September 2005
Prudential Securities May 1998 - September 2004
Skills
ABS, Capital Markets, Derivatives, Fixed Income, Equities, Hedge Funds, Asset Management, Valuation, Financial Modeling, Bloomberg
Education
New York University 1995 — 1999
HSBC Securities April 2006 - Present
Ernst & Young September 2005 - February 2006
The Bank of New York Mellon October 2004 - September 2005
Prudential Securities May 1998 - September 2004
Skills
ABS, Capital Markets, Derivatives, Fixed Income, Equities, Hedge Funds, Asset Management, Valuation, Financial Modeling, Bloomberg
Education
New York University 1995 — 1999
Matthew Casper's HSBC Securities Experience October 2004 - February 2005
Job at OchZiff Capital Management
Industry Financial Services
Experience
Och-Ziff Capital Management January 2010 - Present
Olympia Capital Associates February 2005 - December 2008
HSBC Securities October 2004 - February 2005
HSBC Securities 2004 - 2005
Skills
Hedge Funds, Investor Relations, Fund Administration, Alternative Investments, Investments
Education
Northeastern University 2001 — 2004
BS, Finance
Mount Ida College 1999 — 2001
BS, Finance, General
Och-Ziff Capital Management January 2010 - Present
Olympia Capital Associates February 2005 - December 2008
HSBC Securities October 2004 - February 2005
HSBC Securities 2004 - 2005
Skills
Hedge Funds, Investor Relations, Fund Administration, Alternative Investments, Investments
Education
Northeastern University 2001 — 2004
BS, Finance
Mount Ida College 1999 — 2001
BS, Finance, General
David McCallin's HSBC Securities Experience 1996 - 1998
Job Director at Barclays Capital
Industry Investment Management
Experience
Barclays Capital June 2009 - Present
Citigroup Global Wealth Management May 2007 - July 2008
Citi 2007 - July 2008
UBS 1998 - 2007
UBS Investment Bank 1998 - 2007
HSBC Securities 1996 - 1998
Education
Northeastern University 1978 — 1982
Barclays Capital June 2009 - Present
Citigroup Global Wealth Management May 2007 - July 2008
Citi 2007 - July 2008
UBS 1998 - 2007
UBS Investment Bank 1998 - 2007
HSBC Securities 1996 - 1998
Education
Northeastern University 1978 — 1982
Ken Deen's HSBC Securities Experience November 2009 - Present
Job Calypso Developer at HSBC Securities
Industry Financial Services
Experience
HSBC Securities November 2009 - Present
CIBC World Markets June 2006 - June 2010
CIBC World Markets April 1999 - June 2006
Skills
Investment Banking
Education
New York University
BS, Computer Science
Queens College
BS, Computer Science
HSBC Securities November 2009 - Present
CIBC World Markets June 2006 - June 2010
CIBC World Markets April 1999 - June 2006
Skills
Investment Banking
Education
New York University
BS, Computer Science
Queens College
BS, Computer Science
Susmith Sarma's HSBC Securities Experience
Job Vice President at HSBC Securities
Industry Investment Banking
Experience
HSBC Securities
Skills
FX Options, CDS
Education
Pace University - Lubin School of Business 1994 — 1998
HSBC Securities
Skills
FX Options, CDS
Education
Pace University - Lubin School of Business 1994 — 1998
Frank V. Mula's HSBC Securities Experience May 2005 - Present
Job Manager at HSBC Securities
Industry Investment Banking
Experience
HSBC Securities May 2005 - Present
Citigroup June 2001 - April 2005
Education
Monmouth University 1996 — 2000
HSBC Securities May 2005 - Present
Citigroup June 2001 - April 2005
Education
Monmouth University 1996 — 2000
Craig Raysor, ITIL's HSBC Securities Experience 2003 - 2006
Job Senior IT Project Manager at Jacobs Federal Network Systems
Industry Information Technology and Services
Experience
Jacobs FNS May 2015 - Present
Jacobs FNS January 2014 - May 2015
Morgan Stanley June 2010 - October 2012
USIS 2011 - 2012
RBS Securities September 2009 - June 2010
Foliofn March 2008 - April 2010
Walsh & Associates 2009 - 2010
Banc of America Securities June 2006 - February 2008
HSBC Securities 2003 - 2006
Nomura 2000 - 2002
Skills
Series 99, Account Management, Derivatives, Disaster Recovery, Equities, Financial Services, Fixed Income, Investment Banking, Management, Operations Management, Prime Brokerage, Process Improvement, Product Management, Program Management, Project Management, Securities, Series, Settlement
Education
Monroe College
Jacobs FNS May 2015 - Present
Jacobs FNS January 2014 - May 2015
Morgan Stanley June 2010 - October 2012
USIS 2011 - 2012
RBS Securities September 2009 - June 2010
Foliofn March 2008 - April 2010
Walsh & Associates 2009 - 2010
Banc of America Securities June 2006 - February 2008
HSBC Securities 2003 - 2006
Nomura 2000 - 2002
Skills
Series 99, Account Management, Derivatives, Disaster Recovery, Equities, Financial Services, Fixed Income, Investment Banking, Management, Operations Management, Prime Brokerage, Process Improvement, Product Management, Program Management, Project Management, Securities, Series, Settlement
Education
Monroe College
Jonathan Eckard, Ph.D.'s HSBC Securities Experience July 2005 - February 2007
Job Biotechnology Analyst at Barclays
Industry Investment Banking
Experience
Barclays March 2015 - Present
Citi July 2012 - March 2015
Leerink Swann April 2007 - June 2012
HSBC Securities July 2005 - February 2007
NYU School of Medicine 1997 - 2005
Skills
HCV, Rheumatology, Cystic Fibrosis, Biotechnology, Pharmaceutical Industry, Lifesciences, Valuation, Financial Modeling, Healthcare, Oncology, Investments, Due Diligence, Equity Research, Research, Financial Analysis, Market Research, Statistics, Equities, Life Sciences
Education
New York University School of Medicine 2000 — 2005
PH.D., Toxicology/Carcinogenesis
New York University School of Medicine 1997 — 2000
MS, Toxicology
Ohio University 1992 — 1996
BS, Biochemistry
Barclays March 2015 - Present
Citi July 2012 - March 2015
Leerink Swann April 2007 - June 2012
HSBC Securities July 2005 - February 2007
NYU School of Medicine 1997 - 2005
Skills
HCV, Rheumatology, Cystic Fibrosis, Biotechnology, Pharmaceutical Industry, Lifesciences, Valuation, Financial Modeling, Healthcare, Oncology, Investments, Due Diligence, Equity Research, Research, Financial Analysis, Market Research, Statistics, Equities, Life Sciences
Education
New York University School of Medicine 2000 — 2005
PH.D., Toxicology/Carcinogenesis
New York University School of Medicine 1997 — 2000
MS, Toxicology
Ohio University 1992 — 1996
BS, Biochemistry
Alexandra Arguedas's HSBC Securities Experience March 2000 - November 2002
Job Executive Assistant at Deutsche Asset & Wealth Management
Industry Banking
Experience
Deutsche Asset Management March 2002 - Present
HSBC Securities March 2000 - November 2002
Salmon Smith Barney September 1996 - December 1999
Skills
Organization &..., Highly effective, C-Level Presentations, Research, Front Office, Euroclear, Fixed Income, Middle Office, Trading, Discretion, Equities, Securities Lending, Equity Trading, Bloomberg Terminal, Series 7, Series 63, Banking
Education
New York University 2002 — 2008
Economics
Deutsche Asset Management March 2002 - Present
HSBC Securities March 2000 - November 2002
Salmon Smith Barney September 1996 - December 1999
Skills
Organization &..., Highly effective, C-Level Presentations, Research, Front Office, Euroclear, Fixed Income, Middle Office, Trading, Discretion, Equities, Securities Lending, Equity Trading, Bloomberg Terminal, Series 7, Series 63, Banking
Education
New York University 2002 — 2008
Economics
Jiasong Zhu's HSBC Securities Experience December 2012 - August 2013
Job VP Project Management at BNY Mellon
Industry Financial Services
Experience
BNY Mellon August 2013 - Present
HSBC Securities December 2012 - August 2013
Bridgewater Associates February 2012 - October 2012
UBS Investment Bank 2008 - November 2011
UBS Investment Bank 2006 - 2008
UBS Investment Bank 2002 - 2006
UBS Investment Bank 1999 - 2002
Skills
Trading Systems
Education
Polytechnic University
BS, Computer Science
Shanghai No.2 High School
BNY Mellon August 2013 - Present
HSBC Securities December 2012 - August 2013
Bridgewater Associates February 2012 - October 2012
UBS Investment Bank 2008 - November 2011
UBS Investment Bank 2006 - 2008
UBS Investment Bank 2002 - 2006
UBS Investment Bank 1999 - 2002
Skills
Trading Systems
Education
Polytechnic University
BS, Computer Science
Shanghai No.2 High School
Peter Kalin's HSBC Securities Experience October 2008 - Present
Job Financial Advisor at HSBC Securities, inc USA
Industry Financial Services
Experience
HSBC Securities October 2008 - Present
Merrill Lynch September 2005 - September 2008
Lebenthal & Co. October 2000 - September 2005
Skills
Portfolio Management, Banking, Wealth, Retirement, Wealth Management..., Financial Markets, Series 7, Uniform Combined State..., Series 63, Retirement Planning, Fixed Income Portfolio..., Asset Allocation...
Education
New York Institute of Technology 1981 — 1986
BA, Architecture, Business, Economics, Finance
HSBC Securities October 2008 - Present
Merrill Lynch September 2005 - September 2008
Lebenthal & Co. October 2000 - September 2005
Skills
Portfolio Management, Banking, Wealth, Retirement, Wealth Management..., Financial Markets, Series 7, Uniform Combined State..., Series 63, Retirement Planning, Fixed Income Portfolio..., Asset Allocation...
Education
New York Institute of Technology 1981 — 1986
BA, Architecture, Business, Economics, Finance
Nancy Betts's HSBC Securities Experience June 2009 - Present
Job Senior Vice President at HSBC Securities
Industry Financial Services
Experience
HSBC Securities June 2009 - Present
HSBC Bank 2009 - Present
Goldman Sachs October 1980 - April 2008
Education
Penn State University 1969 — 1973
BA with Honors, English
HSBC Securities June 2009 - Present
HSBC Bank 2009 - Present
Goldman Sachs October 1980 - April 2008
Education
Penn State University 1969 — 1973
BA with Honors, English
Pano Karambelas's HSBC Securities Experience 2004 - 2005
Job Senior Credit Officer at Moody's Investors Service
Industry Financial Services
Experience
Moody's Investors Service March 2005 - Present
HSBC Securities 2004 - 2005
JPMorgan Chase 1997 - 2001
Winterthur 1994 - 1997
CIGNA 1989 - 1994
Education
New York University
M.S., Mathematics
University of Pennsylvania 1985 — 1989
B.A., Mathematics
Moody's Investors Service March 2005 - Present
HSBC Securities 2004 - 2005
JPMorgan Chase 1997 - 2001
Winterthur 1994 - 1997
CIGNA 1989 - 1994
Education
New York University
M.S., Mathematics
University of Pennsylvania 1985 — 1989
B.A., Mathematics
Anup Kavanakudiyil, PMP's HSBC Securities Experience February 2013 - December 2014
Job Director / C&ORC Chanage Management PM at UBS
Industry Financial Services
Experience
UBS December 2014 - Present
HSBC Securities February 2013 - December 2014
Barclays Capital Inc. March 2007 - August 2010
Wexford Capital LLC June 2005 - March 2007
GlobeOp Financial Services 2004 - 2004
Lord Abbett 2002 - 2004
First Investors Corporation 1999 - 2002
Skills
Compliance, Process Improvement, Risk Management, AML, KYC, Financial Risk, Project Management, Microsoft Excel, Microsoft Word, PowerPoint, Outlook, Quality Center, Hedge Funds, Analysis, Derivatives, Fixed Income, Operational Risk, Strategy, Banking, Securities, Investment Banking, Capital Markets, Financial Services, Middle Office, Asset Management, Operational Risk..., Business Requirements, Team Management, FINRA, Back Office, Governance, Reference Data, Series 63, Due Diligence, Mutual Funds, Business Analysis, Management, Leadership, Anti Money Laundering
Education
Pace University School of Law 2004 — 2005
University of Virginia 1995 — 1999
BA
Byram Hills High School 1990 — 1995
UBS December 2014 - Present
HSBC Securities February 2013 - December 2014
Barclays Capital Inc. March 2007 - August 2010
Wexford Capital LLC June 2005 - March 2007
GlobeOp Financial Services 2004 - 2004
Lord Abbett 2002 - 2004
First Investors Corporation 1999 - 2002
Skills
Compliance, Process Improvement, Risk Management, AML, KYC, Financial Risk, Project Management, Microsoft Excel, Microsoft Word, PowerPoint, Outlook, Quality Center, Hedge Funds, Analysis, Derivatives, Fixed Income, Operational Risk, Strategy, Banking, Securities, Investment Banking, Capital Markets, Financial Services, Middle Office, Asset Management, Operational Risk..., Business Requirements, Team Management, FINRA, Back Office, Governance, Reference Data, Series 63, Due Diligence, Mutual Funds, Business Analysis, Management, Leadership, Anti Money Laundering
Education
Pace University School of Law 2004 — 2005
University of Virginia 1995 — 1999
BA
Byram Hills High School 1990 — 1995
Charles Catalanotto's HSBC Securities Experience December 2007 - Present
Job SVP Regional Wealth Sales Manager at HSBC Securities
Industry Financial Services
Experience
HSBC December 2007 - Present
HSBC Securities December 2007 - Present
HSBC Securities July 2005 - December 2007
JP Morgan Chase & Co. July 1994 - September 2004
Skills
Retirement Planning, Mutual Funds, Wealth Management, Series 7, Strategic Financial..., Investments, Banking, Securities, Financial Advisory, Portfolio Management, Asset Managment, Series 63
Education
Old Dominion University 1980 — 1984
Bus. Admin., Accounting
HSBC December 2007 - Present
HSBC Securities December 2007 - Present
HSBC Securities July 2005 - December 2007
JP Morgan Chase & Co. July 1994 - September 2004
Skills
Retirement Planning, Mutual Funds, Wealth Management, Series 7, Strategic Financial..., Investments, Banking, Securities, Financial Advisory, Portfolio Management, Asset Managment, Series 63
Education
Old Dominion University 1980 — 1984
Bus. Admin., Accounting
Luiz Schlittler's HSBC Securities Experience June 2005 - November 2008
Job Owner of Schlittler Adivisors
Industry Investment Banking
Experience
UBS Investment Bank March 2015 - Present
XP Securities November 2013 - August 2014
Cantor Fitzgerald July 2012 - November 2013
Jefferies & Company March 2011 - November 2011
Standard Bank USA May 2010 - March 2011
Bloomberg June 2009 - April 2010
HSBC Securities June 2005 - November 2008
Banca IMI June 2003 - May 2005
Merrill Lynch September 2002 - April 2003
Ágora Senior January 1996 - March 2000
Skills
Trading, Electronic Trading, Arbitrage, Fixed Income, Emerging Markets, Bonds, Securities, Debt, CDS, Derivatives, Credit, Risk Management, Options, Credit Derivatives, Equities, Portfolio Management, Rates, Investments, Series 7, Financial Markets, FX trading, Bloomberg, Trading Systems, Traders, Valuation, Financial Risk
Education
Polytechnic University 2012 — 2015
Master of Engineering (M.Eng.), Financial Engineering
The University of Chicago Booth School of Business 2000 — 2002
MBA, Finance, Economics, Entrepreneurship
Pontifícia Universidade Católica do Rio de Janeiro 1991 — 1996
BS, Economis
UBS Investment Bank March 2015 - Present
XP Securities November 2013 - August 2014
Cantor Fitzgerald July 2012 - November 2013
Jefferies & Company March 2011 - November 2011
Standard Bank USA May 2010 - March 2011
Bloomberg June 2009 - April 2010
HSBC Securities June 2005 - November 2008
Banca IMI June 2003 - May 2005
Merrill Lynch September 2002 - April 2003
Ágora Senior January 1996 - March 2000
Skills
Trading, Electronic Trading, Arbitrage, Fixed Income, Emerging Markets, Bonds, Securities, Debt, CDS, Derivatives, Credit, Risk Management, Options, Credit Derivatives, Equities, Portfolio Management, Rates, Investments, Series 7, Financial Markets, FX trading, Bloomberg, Trading Systems, Traders, Valuation, Financial Risk
Education
Polytechnic University 2012 — 2015
Master of Engineering (M.Eng.), Financial Engineering
The University of Chicago Booth School of Business 2000 — 2002
MBA, Finance, Economics, Entrepreneurship
Pontifícia Universidade Católica do Rio de Janeiro 1991 — 1996
BS, Economis
Steven Leong's HSBC Securities Experience September 2012 - Present
Job AVP Counterparty Credit Officer at HSBC Securities
Industry Capital Markets
Experience
HSBC Securities September 2012 - Present
Newedge May 2011 - September 2012
UBS Wealth Management January 2010 - May 2011
CC Image It October 2008 - December 2009
Deutsche Bank April 1998 - December 2007
ING March 1997 - May 1998
Citibank 1995 - 1997
Skills
Trading, Credit Risk, Credit, Structured Finance, Hedge Funds, Banking, Counterparty Risk, Risk Management, Securities Lending, Wealth Management, Financial Institutions, Corporate Finance, ISDA negotiations, Emerging Markets, Finance, Derivatives, Credit Analysis, Market Risk, FX Options, Fixed Income, Capital Markets, Investment Banking, Bloomberg, Structured Products, Financial Markets, Securities, Equities, Financial Risk, Loans, Prime Brokerage, Valuation, Alternative Investments, Asset Management, Bloomberg Terminal, Credit Derivatives, Equity Research, Equity Trading, Equity Valuation, Financial Modeling, Financial Services, Fund Of Funds, ISDA, Investment Management, Investments, Mutual Funds, Portfolio Management, Private Banking, Private Equity, Series 7, Trading Systems
Education
New York University
Finance/Math
HSBC Securities September 2012 - Present
Newedge May 2011 - September 2012
UBS Wealth Management January 2010 - May 2011
CC Image It October 2008 - December 2009
Deutsche Bank April 1998 - December 2007
ING March 1997 - May 1998
Citibank 1995 - 1997
Skills
Trading, Credit Risk, Credit, Structured Finance, Hedge Funds, Banking, Counterparty Risk, Risk Management, Securities Lending, Wealth Management, Financial Institutions, Corporate Finance, ISDA negotiations, Emerging Markets, Finance, Derivatives, Credit Analysis, Market Risk, FX Options, Fixed Income, Capital Markets, Investment Banking, Bloomberg, Structured Products, Financial Markets, Securities, Equities, Financial Risk, Loans, Prime Brokerage, Valuation, Alternative Investments, Asset Management, Bloomberg Terminal, Credit Derivatives, Equity Research, Equity Trading, Equity Valuation, Financial Modeling, Financial Services, Fund Of Funds, ISDA, Investment Management, Investments, Mutual Funds, Portfolio Management, Private Banking, Private Equity, Series 7, Trading Systems
Education
New York University
Finance/Math
Cliff Z. Bi's HSBC Securities Experience August 2006 - September 2013
Job Sr Manager, Compliance MIS Strategy at HSBC Technology & Services U.S
Industry Investment Banking
Experience
HSBC North America Holdings October 2013 - Present
HSBC Securities August 2006 - September 2013
HSBC Brokerage USA September 2003 - August 2006
HSBC Brokerage USA February 1999 - August 2003
Skills
Fixed Income, Equities, Capital Markets, Bloomberg, Derivatives, Series 7, Equity Derivatives, Series 63, Series 24, Securities Regulation, Database Design, Data Analysis, Data Mining, Securities, FINRA, Middle Office
Education
Pace University 1996 — 1998
Bachelor of Business Administration (BBA), Finance
HSBC North America Holdings October 2013 - Present
HSBC Securities August 2006 - September 2013
HSBC Brokerage USA September 2003 - August 2006
HSBC Brokerage USA February 1999 - August 2003
Skills
Fixed Income, Equities, Capital Markets, Bloomberg, Derivatives, Series 7, Equity Derivatives, Series 63, Series 24, Securities Regulation, Database Design, Data Analysis, Data Mining, Securities, FINRA, Middle Office
Education
Pace University 1996 — 1998
Bachelor of Business Administration (BBA), Finance
Gayle Nurse's HSBC Securities Experience September 2007 - November 2008
Job at
Industry Higher Education
Experience
New York Junior Tennis League November 2013 - Present
DOE December 2008 - Present
CAMBA July 2013 - August 2013
HSBC Securities September 2007 - November 2008
Skills
Community Outreach, Child Development, Lesson Planning, Staff Development, Conflict Resolution, Critical Thinking, Special Education, Elementary Education, Teaching
Education
Nyack College 2008 — 2012
M. DIV, URBAN THEOLOGY
The College of New Rochelle 1987 — 2007
BA, SOCIAL WORK
New York Junior Tennis League November 2013 - Present
DOE December 2008 - Present
CAMBA July 2013 - August 2013
HSBC Securities September 2007 - November 2008
Skills
Community Outreach, Child Development, Lesson Planning, Staff Development, Conflict Resolution, Critical Thinking, Special Education, Elementary Education, Teaching
Education
Nyack College 2008 — 2012
M. DIV, URBAN THEOLOGY
The College of New Rochelle 1987 — 2007
BA, SOCIAL WORK
Kurt Laubinger's HSBC Securities Experience 2008 - 2009
Job President, Founding Member of Potomac Wealth Management LLC
Industry Investment Management
Experience
Friends of Riverbend Park 2012 - Present
Potomac Wealth Management LLC June 2009 - Present
Potomac Wealth Management LLC May 2009 - Present
Potomac Wealth Management LLC May 2009 - Present
HSBC Securities 2008 - 2009
Wachovia Wealth Management 2003 - 2007
Sandy Spring Bank 2002 - 2004
SunTrust 1996 - 2002
WRFC 1980 - 1986
Skills
Investments, Investment Properties, Retirement Planning, Entrepreneurship, Start-ups, Wealth Management, Mergers & Acquisitions, Strategy, Management, Strategic Financial..., Investment Management, Wealth Management..., Fundraising, Sales, Private Equity, Portfolio Management, Financial Planning
Education
Old Dominion University 1976 — 1980
BS, Business Administration
Langley High School
Friends of Riverbend Park 2012 - Present
Potomac Wealth Management LLC June 2009 - Present
Potomac Wealth Management LLC May 2009 - Present
Potomac Wealth Management LLC May 2009 - Present
HSBC Securities 2008 - 2009
Wachovia Wealth Management 2003 - 2007
Sandy Spring Bank 2002 - 2004
SunTrust 1996 - 2002
WRFC 1980 - 1986
Skills
Investments, Investment Properties, Retirement Planning, Entrepreneurship, Start-ups, Wealth Management, Mergers & Acquisitions, Strategy, Management, Strategic Financial..., Investment Management, Wealth Management..., Fundraising, Sales, Private Equity, Portfolio Management, Financial Planning
Education
Old Dominion University 1976 — 1980
BS, Business Administration
Langley High School
Max Siong Wei Lee's HSBC Securities Experience July 2010 - December 2010
Job Investment Analyst at Fore Research & Management, LP
Industry Financial Services
Experience
Fore Research & Management, LP December 2010 - Present
HSBC Securities July 2010 - December 2010
HSBC Securities June 2007 - June 2010
Skills
Valuation, Leveraged Finance, Financial Modeling, Fixed Income, Bloomberg, Capital Markets, Portfolio Management, Equities, Credit Derivatives, Trading, Investments, Bonds
Education
Northwestern University 2003 — 2007
B.S., Industrial Engineering, Economics
Fore Research & Management, LP December 2010 - Present
HSBC Securities July 2010 - December 2010
HSBC Securities June 2007 - June 2010
Skills
Valuation, Leveraged Finance, Financial Modeling, Fixed Income, Bloomberg, Capital Markets, Portfolio Management, Equities, Credit Derivatives, Trading, Investments, Bonds
Education
Northwestern University 2003 — 2007
B.S., Industrial Engineering, Economics
Jensen Naito's HSBC Securities Experience February 2008 - September 2012
Job Senior Fund Accountant
Industry Financial Services
Experience
HSBC Securities February 2008 - September 2012
HSBC Securities June 2006 - February 2008
Skills
Fund Accounting, Fund Administration, Fund Of Funds, Hedge Funds, Financial Reporting
Education
New York University 2000 — 2004
Bachelor of Arts (B.A.), Psychology
HSBC Securities February 2008 - September 2012
HSBC Securities June 2006 - February 2008
Skills
Fund Accounting, Fund Administration, Fund Of Funds, Hedge Funds, Financial Reporting
Education
New York University 2000 — 2004
Bachelor of Arts (B.A.), Psychology
Laura Ciarkowski McCarron's HSBC Securities Experience 2006 - 2009
Job Director, Head of Value Add Marketing at New York Life & MainStay Investments
Industry Financial Services
Experience
New York Life Insurance Company November 2009 - Present
HSBC Securities 2006 - 2009
HSBC 2005 - 2006
HSBC 2002 - 2005
Metropolitan Life Insurance Company 2000 - 2002
Merrill Lynch 1999 - 2000
Metropolitan Life Insurance Company 1996 - 1999
Metropolitan Life Insurance Company 1994 - 1996
Metropolitan Life Insurance Company 1993 - 1994
Skills
Direct Marketing, Market Research, Relationship Management, Marketing Strategy, Strategy, Management, Leadership, Creative Direction, Marketing, Financial Services, Insurance, Vendor Management, Sales, Strategic Planning, Program Management, Investments, Analysis, Sales Management, Product Development, Team Building, Mutual Funds, Life Insurance
Education
Muhlenberg College 1989 — 1993
BA, Communications; English
New York Life Insurance Company November 2009 - Present
HSBC Securities 2006 - 2009
HSBC 2005 - 2006
HSBC 2002 - 2005
Metropolitan Life Insurance Company 2000 - 2002
Merrill Lynch 1999 - 2000
Metropolitan Life Insurance Company 1996 - 1999
Metropolitan Life Insurance Company 1994 - 1996
Metropolitan Life Insurance Company 1993 - 1994
Skills
Direct Marketing, Market Research, Relationship Management, Marketing Strategy, Strategy, Management, Leadership, Creative Direction, Marketing, Financial Services, Insurance, Vendor Management, Sales, Strategic Planning, Program Management, Investments, Analysis, Sales Management, Product Development, Team Building, Mutual Funds, Life Insurance
Education
Muhlenberg College 1989 — 1993
BA, Communications; English
Diane Kenna's HSBC Securities Experience December 2009 - Present
Job Managing Director, Head of Transaction Management, HSBC Securities (USA) Inc.
Industry Banking
Experience
HSBC Securities December 2009 - Present
Merrill Lynch 1993 - 2009
Bernard Hodes Group 1987 - 1992
Education
Thunderbird School of Global Management 1992 — 1993
MBA, International Business Management
Northeastern University 1982 — 1986
BS, Dual Major: International Business/Marketing
HSBC Securities December 2009 - Present
Merrill Lynch 1993 - 2009
Bernard Hodes Group 1987 - 1992
Education
Thunderbird School of Global Management 1992 — 1993
MBA, International Business Management
Northeastern University 1982 — 1986
BS, Dual Major: International Business/Marketing
Alexander Gross CPA, CGA FCSI's HSBC Securities Experience August 2007 - October 2011
Job Portfolio Manager at CIBC Wood Gundy
Industry Financial Services
Experience
CIBC Wood Gundy October 2011 - Present
HSBC Securities August 2007 - October 2011
RBC Dominion Securities January 2000 - August 2007
Skills
Investment Advisory, Asset Allocation, Investment Strategies, High Net Worth..., Portfolios, Wealth Management, ETFs, Mutual Funds, Stocks, Fixed Income, Segregated Funds, Private Wealth..., Retirement Planning, Bonds, Equities, Investment Products, Fixed Income Products, Wealth, Asset Management, Securities
Education
McGill University 1997 — 2001
Diploma in Accounting, Accountancy
University of Ottawa / Université d'Ottawa 1989 — 1991
Master's degree, Health/Health Care Administration/Management
CIBC Wood Gundy October 2011 - Present
HSBC Securities August 2007 - October 2011
RBC Dominion Securities January 2000 - August 2007
Skills
Investment Advisory, Asset Allocation, Investment Strategies, High Net Worth..., Portfolios, Wealth Management, ETFs, Mutual Funds, Stocks, Fixed Income, Segregated Funds, Private Wealth..., Retirement Planning, Bonds, Equities, Investment Products, Fixed Income Products, Wealth, Asset Management, Securities
Education
McGill University 1997 — 2001
Diploma in Accounting, Accountancy
University of Ottawa / Université d'Ottawa 1989 — 1991
Master's degree, Health/Health Care Administration/Management
Julie Villegas's HSBC Securities Experience August 2011 - Present
Job Conference, Roadshow, and Event Management at HSBC Securities
Industry Financial Services
Experience
HSBC Securities August 2011 - Present
Morgan Stanley January 2008 - May 2011
Morgan Stanley February 2006 - December 2008
Skills
Sales, Budgets, Event Management, Equities, Event Planning, Investments, Management, Marketing, Research, Leadership, Capital Markets, Investment Banking
Education
New York University 2009 — 2015
Masters in Global Affairs, International Relations
Muhlenberg College 2001 — 2005
BACHELORS, INTERNATIONAL STUDIES
HSBC Securities August 2011 - Present
Morgan Stanley January 2008 - May 2011
Morgan Stanley February 2006 - December 2008
Skills
Sales, Budgets, Event Management, Equities, Event Planning, Investments, Management, Marketing, Research, Leadership, Capital Markets, Investment Banking
Education
New York University 2009 — 2015
Masters in Global Affairs, International Relations
Muhlenberg College 2001 — 2005
BACHELORS, INTERNATIONAL STUDIES
Anthony DeRosa's HSBC Securities Experience November 2004 - February 2006
Job Financial Advisor
Industry Financial Services
Experience
Santander Investment Securities Inc/Santander Bank January 2013 - April 2014
Citi Personal Wealth Management/Citi Smith Barney September 2006 - December 2011
Citi Personal Wealth Management October 2006 - November 2011
HSBC January 2005 - March 2006
HSBC Securities November 2004 - February 2006
Clayton Dunning Brokerage Firm June 2004 - October 2004
Special Pace University January 2004 - May 2004
Pace University September 2001 - May 2004
Skills
Series 7, Coaching, Financial Planning, Retirement Planning, PowerPoint, Excel, Series 9, Series 10, Series 63, Series 65, AIF, Investments, Securities, Mutual Funds, Bonds, Insurance, Employee Benefits, Portfolio Management, Word, Strategic Financial..., Wealth Management, Management, Fixed Annuities, Investment Strategies, Investment Advisory, Financial Advisory, Alternative Investments, Asset Allocation, Asset Management, Equities, FINRA, Financial Services, Microsoft Excel, Microsoft Word, Retirement
Education
Pace University 2000 — 2004
Bachelor, Business Administration; Finance
Pace University - Lubin School of Business 2000 — 2004
BBA, Finance
Monsignor Farrell 1996 — 2000
Santander Investment Securities Inc/Santander Bank January 2013 - April 2014
Citi Personal Wealth Management/Citi Smith Barney September 2006 - December 2011
Citi Personal Wealth Management October 2006 - November 2011
HSBC January 2005 - March 2006
HSBC Securities November 2004 - February 2006
Clayton Dunning Brokerage Firm June 2004 - October 2004
Special Pace University January 2004 - May 2004
Pace University September 2001 - May 2004
Skills
Series 7, Coaching, Financial Planning, Retirement Planning, PowerPoint, Excel, Series 9, Series 10, Series 63, Series 65, AIF, Investments, Securities, Mutual Funds, Bonds, Insurance, Employee Benefits, Portfolio Management, Word, Strategic Financial..., Wealth Management, Management, Fixed Annuities, Investment Strategies, Investment Advisory, Financial Advisory, Alternative Investments, Asset Allocation, Asset Management, Equities, FINRA, Financial Services, Microsoft Excel, Microsoft Word, Retirement
Education
Pace University 2000 — 2004
Bachelor, Business Administration; Finance
Pace University - Lubin School of Business 2000 — 2004
BBA, Finance
Monsignor Farrell 1996 — 2000
Henry Ming's HSBC Securities Experience November 1996 - August 1997
Job Vice President at Goldman Sachs Asset Management
Industry Investment Management
Experience
Goldman Sachs Asset Management January 2006 - Present
Jasper Asset Management March 2005 - January 2006
Barclays Capital April 2004 - March 2005
Credit Suisse First Boston 1999 - 2004
Salomon Brothers 1997 - 1999
HSBC Securities November 1996 - August 1997
Knight-Ridder Financial July 1996 - November 1996
Skills
Trading Systems, Equities, Electronic Trading, Quantitative Finance, Fixed Income, Credit Derivatives, Derivatives, Hedge Funds
Education
University at Buffalo 1988 — 1993
Ph.D., Physics
Peking University 1981 — 1988
B.S, Physics
Goldman Sachs Asset Management January 2006 - Present
Jasper Asset Management March 2005 - January 2006
Barclays Capital April 2004 - March 2005
Credit Suisse First Boston 1999 - 2004
Salomon Brothers 1997 - 1999
HSBC Securities November 1996 - August 1997
Knight-Ridder Financial July 1996 - November 1996
Skills
Trading Systems, Equities, Electronic Trading, Quantitative Finance, Fixed Income, Credit Derivatives, Derivatives, Hedge Funds
Education
University at Buffalo 1988 — 1993
Ph.D., Physics
Peking University 1981 — 1988
B.S, Physics
Angqing Ren's HSBC Securities Experience 2005 - Present
Job Senior Vice President at HSBC
Industry Banking
Experience
HSBC Securities 2005 - Present
Citi 1995 - 2005
Skills
Trading Systems, Investment Banking, Fixed Income, Derivatives, Equities, Capital Markets, Risk Management, Business Analysis, FX Options, Portfolio Management, Credit Derivatives, Financial Markets, Interest Rate..., Financial Risk, Credit, Equity Derivatives, Credit Risk, Options, Software Project..., Market Risk, Structured Products, Valuation, Financial Modeling, Management, Leadership, Emerging Markets, Financial Analysis, Analysis, SQL, Requirements Analysis, Market Data, Swaps
Education
New York University - Polytechnic School of Engineering 1989 — 1993
Ph.D, EE
HSBC Securities 2005 - Present
Citi 1995 - 2005
Skills
Trading Systems, Investment Banking, Fixed Income, Derivatives, Equities, Capital Markets, Risk Management, Business Analysis, FX Options, Portfolio Management, Credit Derivatives, Financial Markets, Interest Rate..., Financial Risk, Credit, Equity Derivatives, Credit Risk, Options, Software Project..., Market Risk, Structured Products, Valuation, Financial Modeling, Management, Leadership, Emerging Markets, Financial Analysis, Analysis, SQL, Requirements Analysis, Market Data, Swaps
Education
New York University - Polytechnic School of Engineering 1989 — 1993
Ph.D, EE
Keith Bettencourt's HSBC Securities Experience 2006 - 2009
Job Compliance Manager at Capital One
Industry Financial Services
Experience
Capital One 2009 - Present
HSBC Securities 2006 - 2009
Edward Jones 2003 - 2006
Education
State University of New York College at Oswego 1997 — 1998
BA, Public Justice
Miami University 1993 — 1996
Cincinnati Moeller HS 1989 — 1993
Capital One 2009 - Present
HSBC Securities 2006 - 2009
Edward Jones 2003 - 2006
Education
State University of New York College at Oswego 1997 — 1998
BA, Public Justice
Miami University 1993 — 1996
Cincinnati Moeller HS 1989 — 1993
Jeffrey Flandina's HSBC Securities Experience June 2013 - August 2014
Job Goldman Sachs
Industry Financial Services
Experience
Goldman Sachs August 2014 - Present
HSBC Securities June 2013 - August 2014
HSBC Securities March 2011 - May 2013
Skills
Capital Markets, Fixed Income, Product Control, Derivatives, Equities, Hedge Funds, Investments, Securities
Education
Molloy College 2007 — 2009
BA, Business Management
Goldman Sachs August 2014 - Present
HSBC Securities June 2013 - August 2014
HSBC Securities March 2011 - May 2013
Skills
Capital Markets, Fixed Income, Product Control, Derivatives, Equities, Hedge Funds, Investments, Securities
Education
Molloy College 2007 — 2009
BA, Business Management
josephine wang's HSBC Securities Experience 2011 - 2012
Job Vice President at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley October 2004 - Present
HSBC Securities 2011 - 2012
CCS Architecture 2009 - 2010
UBS Investment Bank July 2000 - October 2004
Deutsche Bank June 1996 - June 2001
CertCapture 1998 - 2000
Certco 1998 - 2000
CertCo 1998 - 2000
The Chase Manhattan Bank 1986 - 1988
Skills
Electronic Trading
Education
New York University
B.A, Computer Science/Mathematics
Morgan Stanley October 2004 - Present
HSBC Securities 2011 - 2012
CCS Architecture 2009 - 2010
UBS Investment Bank July 2000 - October 2004
Deutsche Bank June 1996 - June 2001
CertCapture 1998 - 2000
Certco 1998 - 2000
CertCo 1998 - 2000
The Chase Manhattan Bank 1986 - 1988
Skills
Electronic Trading
Education
New York University
B.A, Computer Science/Mathematics
Glynis Todman's HSBC Securities Experience October 2001 - January 2007
Job Administrative Assistant at City of New York Parks and Recreations,
Industry Banking
Experience
City of New York Parks and Recreations, February 2013 - Present
State Street Corporation May 2012 - December 2012
New York City Citywide Training Center March 2011 - February 2012
US Census Bureau April 2010 - September 2010
JPMorgan Chase July 2007 - December 2008
HSBC Securities October 2001 - January 2007
Education
Monroe College 1990 — 1993
Accounting
Mercy College
City of New York Parks and Recreations, February 2013 - Present
State Street Corporation May 2012 - December 2012
New York City Citywide Training Center March 2011 - February 2012
US Census Bureau April 2010 - September 2010
JPMorgan Chase July 2007 - December 2008
HSBC Securities October 2001 - January 2007
Education
Monroe College 1990 — 1993
Accounting
Mercy College
Michelle Hirsch's HSBC Securities Experience August 2009 - April 2011
Job MBA Candidate at Kellogg School of Management
Industry Financial Services
Experience
HSBC May 2011 - June 2013
HSBC Securities August 2009 - April 2011
Education
Northwestern University - Kellogg School of Management 2013 — 2015
Master of Business Administration (MBA)
Washington University in St. Louis 2005 — 2009
Economics, Marketing, American Culture Studies
Northwestern University - Kellogg School of Management
Master of Business Administration (MBA)
HSBC May 2011 - June 2013
HSBC Securities August 2009 - April 2011
Education
Northwestern University - Kellogg School of Management 2013 — 2015
Master of Business Administration (MBA)
Washington University in St. Louis 2005 — 2009
Economics, Marketing, American Culture Studies
Northwestern University - Kellogg School of Management
Master of Business Administration (MBA)
Dansong Chen's HSBC Securities Experience August 2008 - Present
Job Associate Vice President at HSBC Securities
Industry Investment Banking
Experience
HSBC Securities August 2008 - Present
Morgan Stanley September 2004 - July 2008
Bloomberg July 2002 - September 2004
Skills
Electronic Trading, Equities, Fixed Income, Derivatives, Securities, Hedge Funds
Education
University of Massachusetts, Amherst 1997 — 2002
Master's degree, Computer Science, Physics
Peking University 1992 — 1997
Bachelor's degree, Physics
HSBC Securities August 2008 - Present
Morgan Stanley September 2004 - July 2008
Bloomberg July 2002 - September 2004
Skills
Electronic Trading, Equities, Fixed Income, Derivatives, Securities, Hedge Funds
Education
University of Massachusetts, Amherst 1997 — 2002
Master's degree, Computer Science, Physics
Peking University 1992 — 1997
Bachelor's degree, Physics
Gardner Lydon's HSBC Securities Experience February 2013 - March 2014
Job Front Office Trade Assistant at Societe Generale Corporate and Investment Banking SGCIB
Industry Sports
Experience
Societe Generale Corporate and Investment Banking - SGCIB April 2015 - Present
Blue Mountain Capital Management March 2014 - April 2015
HSBC Securities February 2013 - March 2014
God's Love We Deliver August 2012 - February 2013
ISO September 2011 - March 2012
Obsidian Financial Group April 2011 - September 2011
Liquidity Works, Inc. November 2010 - April 2011
:PMSports March 2010 - September 2010
LockerBlogger September 2009 - February 2010
Skills
FINRA Series 56, Marketing Strategy, Business Strategy, New Business Development, Business Development, Recruiting, Research
Education
New York University 2006 — 2010
Societe Generale Corporate and Investment Banking - SGCIB April 2015 - Present
Blue Mountain Capital Management March 2014 - April 2015
HSBC Securities February 2013 - March 2014
God's Love We Deliver August 2012 - February 2013
ISO September 2011 - March 2012
Obsidian Financial Group April 2011 - September 2011
Liquidity Works, Inc. November 2010 - April 2011
:PMSports March 2010 - September 2010
LockerBlogger September 2009 - February 2010
Skills
FINRA Series 56, Marketing Strategy, Business Strategy, New Business Development, Business Development, Recruiting, Research
Education
New York University 2006 — 2010
Komal Tamara's HSBC Securities Experience October 2004 - February 2007
Job Vice President
Industry Banking
Experience
Citibank September 2007 - January 2015
Swiss Re May 2007 - August 2007
HSBC Securities October 2004 - February 2007
Skills
Sybase Adaptive Server, Perl, Shell Scripting, Autosys, Full SDLC, Unix, ETL, SQL, Process Automation
Education
New Jersey Institute of Technology 2000 — 2003
M.S, Chemical Engineering
Osmania University 1996 — 2000
B.Tech, Chemical Engineering
Citibank September 2007 - January 2015
Swiss Re May 2007 - August 2007
HSBC Securities October 2004 - February 2007
Skills
Sybase Adaptive Server, Perl, Shell Scripting, Autosys, Full SDLC, Unix, ETL, SQL, Process Automation
Education
New Jersey Institute of Technology 2000 — 2003
M.S, Chemical Engineering
Osmania University 1996 — 2000
B.Tech, Chemical Engineering
Langdon Van Ingen's HSBC Securities Experience 2013 - Present
Job Senior Vice President at HSBC Securities
Industry Investment Banking
Experience
HSBC Securities 2013 - Present
BNP Paribas 2011 - 2012
UBS Investment Bank 2009 - 2011
Citi 2003 - 2009
UBS Investment Bank 1997 - 2003
RBS Greenwich Capital 1986 - 1997
Education
New England College
HSBC Securities 2013 - Present
BNP Paribas 2011 - 2012
UBS Investment Bank 2009 - 2011
Citi 2003 - 2009
UBS Investment Bank 1997 - 2003
RBS Greenwich Capital 1986 - 1997
Education
New England College
Christopher Roche's HSBC Securities Experience March 2005 - January 2008
Job Vice President, Deutsche Bank
Industry Investment Banking
Experience
Deutsche Bank June 2015 - Present
UBS Investment Bank November 2012 - June 2015
Deutsche Bank October 2011 - November 2012
Deutsche Bank January 2010 - September 2011
Deutsche Bank January 2008 - January 2010
HSBC Securities March 2005 - January 2008
Education
New York Law School 2000 — 2004
JD, Law
Deutsche Bank June 2015 - Present
UBS Investment Bank November 2012 - June 2015
Deutsche Bank October 2011 - November 2012
Deutsche Bank January 2010 - September 2011
Deutsche Bank January 2008 - January 2010
HSBC Securities March 2005 - January 2008
Education
New York Law School 2000 — 2004
JD, Law
Anna Borgognone's HSBC Securities Experience June 2011 - June 2013
Job Analyst at HSBC Securities
Industry Financial Services
Experience
HSBC Securities June 2011 - June 2013
Merrill Lynch November 2007 - September 2008
RBC Capital Markets February 2005 - August 2006
Merrill Lynch July 2002 - February 2005
Societe Generale January 2002 - May 2002
Skills
Fixed Income, Finance, Money Market, Capital Markets, CMBS, Credit
Education
Pace University 1998 — 2002
BA, Finance
HSBC Securities June 2011 - June 2013
Merrill Lynch November 2007 - September 2008
RBC Capital Markets February 2005 - August 2006
Merrill Lynch July 2002 - February 2005
Societe Generale January 2002 - May 2002
Skills
Fixed Income, Finance, Money Market, Capital Markets, CMBS, Credit
Education
Pace University 1998 — 2002
BA, Finance
Jonathan Basile's HSBC Securities Experience June 1991 - March 1998
Job Head of Business Cycle Research at AIG
Industry Financial Services
Experience
AIG February 2014 - Present
Credit Suisse October 2000 - November 2013
Donaldson, Lufkin & Jenrette June 1998 - October 2000
HSBC Securities June 1991 - March 1998
Skills
Fixed Income, Economics, Financial Markets, Econometrics, Financial Modeling, Bloomberg, Macroeconomics, Equities, Finance, Portfolio Management, Hedge Funds, Economic Research, Risk Management, Investments, Financial Services, Bonds, Time Series Analysis, Structured Products
Education
Princeton University 1987 — 1991
Bachelor of Arts (BA), Economics
AIG February 2014 - Present
Credit Suisse October 2000 - November 2013
Donaldson, Lufkin & Jenrette June 1998 - October 2000
HSBC Securities June 1991 - March 1998
Skills
Fixed Income, Economics, Financial Markets, Econometrics, Financial Modeling, Bloomberg, Macroeconomics, Equities, Finance, Portfolio Management, Hedge Funds, Economic Research, Risk Management, Investments, Financial Services, Bonds, Time Series Analysis, Structured Products
Education
Princeton University 1987 — 1991
Bachelor of Arts (BA), Economics
Stephen Jankovitz's HSBC Securities Experience 2007 - 2010
Job Banking & Finance Professional
Industry Banking
Experience
HSBC Securities 2007 - 2010
Bank of America 2005 - 2007
Deutsche Bank 1999 - 2004
Bankers Trust 1983 - 1999
Skills
Financial Control, Banking Operations, Core Banking, Financial Audits, Capital Markets, Risk Management, Operational Risk, Cash Management, Treasury Management, Financial Risk
Education
Pace University - Lubin School of Business
BBA, Accounting
HSBC Securities 2007 - 2010
Bank of America 2005 - 2007
Deutsche Bank 1999 - 2004
Bankers Trust 1983 - 1999
Skills
Financial Control, Banking Operations, Core Banking, Financial Audits, Capital Markets, Risk Management, Operational Risk, Cash Management, Treasury Management, Financial Risk
Education
Pace University - Lubin School of Business
BBA, Accounting
Margaret Shao's HSBC Securities Experience September 2004 - December 2008
Job Banking Professional
Industry Banking
Experience
Neuberger Berman January 2009 - January 2010
HSBC Securities September 2004 - December 2008
TEAMSTER ASSOCIATED TRUST FUND March 2002 - July 2004
Education
Pace University 1998 — 2002
Bachelor of Business Administration, Accounting
Pace University - Lubin School of Business
Master of Science, Finance
Neuberger Berman January 2009 - January 2010
HSBC Securities September 2004 - December 2008
TEAMSTER ASSOCIATED TRUST FUND March 2002 - July 2004
Education
Pace University 1998 — 2002
Bachelor of Business Administration, Accounting
Pace University - Lubin School of Business
Master of Science, Finance
Ganchao LI's HSBC Securities Experience June 2010 - September 2011
Job VP at SAC Capital
Industry Financial Services
Experience
SAC Capital October 2012 - Present
Nomura Securities September 2011 - September 2012
HSBC Securities June 2010 - September 2011
HSBC December 2004 - May 2010
Skills
KDB, Java, Sybase, C++, FX, Python, Equity Research
Education
New York University 2010 — 2012
Master, Computer Science
Shanghai Jiao Tong University 2000 — 2004
Bachelor, Computer Science, Business Administration
SAC Capital October 2012 - Present
Nomura Securities September 2011 - September 2012
HSBC Securities June 2010 - September 2011
HSBC December 2004 - May 2010
Skills
KDB, Java, Sybase, C++, FX, Python, Equity Research
Education
New York University 2010 — 2012
Master, Computer Science
Shanghai Jiao Tong University 2000 — 2004
Bachelor, Computer Science, Business Administration
Eng Lian's HSBC Securities Experience October 2004 - October 2006
Job VP at Citibank
Industry Banking
Prasad Palla's HSBC Securities Experience April 2012 - Present
Job Head of Traded Credit and Market Risk Control, Americas at HSBC Securities
Industry Financial Services
Experience
HSBC Securities April 2012 - Present
Stanford University 2013 - 2013
HSBC Securities October 2009 - March 2012
HSBC Securities December 2007 - September 2009
Skills
Market Risk, Regulatory Reporting, Portfolio Management, Securities, Credit, Credit Risk, Operational Risk..., Compliance, Risk Management, Process Improvement, Banking, Financial Services, Financial Risk, Operational Risk, Corporate Finance
Education
Pace University - Lubin School of Business 1994 — 1995
MBA, Finance
HSBC Securities April 2012 - Present
Stanford University 2013 - 2013
HSBC Securities October 2009 - March 2012
HSBC Securities December 2007 - September 2009
Skills
Market Risk, Regulatory Reporting, Portfolio Management, Securities, Credit, Credit Risk, Operational Risk..., Compliance, Risk Management, Process Improvement, Banking, Financial Services, Financial Risk, Operational Risk, Corporate Finance
Education
Pace University - Lubin School of Business 1994 — 1995
MBA, Finance
Frank Vasta's HSBC Securities Experience June 1992 - January 1999
Job Vice President Corporate Treasury at The Bank of NY Mellon
Industry Banking
Experience
The Bank of NY Mellon January 2001 - Present
The Bank of NY January 1999 - January 2001
HSBC Securities June 1992 - January 1999
Irving Bancorp/The Bank of NY June 1979 - June 1992
Skills
Banking, Fixed Income, Risk Management, Derivatives, Capital Markets, Investments, Financial Analysis
Education
Pace University - Lubin School of Business 1980 — 1982
Master of Business Administration (MBA), Finance, General
Pace University-New York 1975 — 1979
Bachelor of Business Administration (BBA), Banking, Corporate, Finance, and Securities Law
The Bank of NY Mellon January 2001 - Present
The Bank of NY January 1999 - January 2001
HSBC Securities June 1992 - January 1999
Irving Bancorp/The Bank of NY June 1979 - June 1992
Skills
Banking, Fixed Income, Risk Management, Derivatives, Capital Markets, Investments, Financial Analysis
Education
Pace University - Lubin School of Business 1980 — 1982
Master of Business Administration (MBA), Finance, General
Pace University-New York 1975 — 1979
Bachelor of Business Administration (BBA), Banking, Corporate, Finance, and Securities Law
Christopher Sked's HSBC Securities Experience August 1997 - November 2000
Job Director at BNP Paribas
Industry Banking
Experience
BNP Paribas November 2000 - Present
HSBC Securities August 1997 - November 2000
Sakura Bank September 1996 - August 1997
Skills
Loan Origination, Loan Structuring, Syndications
Education
Monmouth University 1984 — 1987
Bachelor's degree, Business Administration and Management, General
BNP Paribas November 2000 - Present
HSBC Securities August 1997 - November 2000
Sakura Bank September 1996 - August 1997
Skills
Loan Origination, Loan Structuring, Syndications
Education
Monmouth University 1984 — 1987
Bachelor's degree, Business Administration and Management, General
Konstantin Babets's HSBC Securities Experience 2006 - 2011
Job Vice President at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch July 2011 - Present
HSBC Securities 2006 - 2011
Jaros Baum & Bolles January 2001 - May 2006
Skills
Asset Backed Securities...
Education
New York University, Stern School of Business 2004 — 2006
Master of Business Administration (MBA), Finance, General
New Jersey Institute of Technology 1996 — 2001
Doctor of Philosophy (Ph.D.), Mechanical Engineering
Bank of America Merrill Lynch July 2011 - Present
HSBC Securities 2006 - 2011
Jaros Baum & Bolles January 2001 - May 2006
Skills
Asset Backed Securities...
Education
New York University, Stern School of Business 2004 — 2006
Master of Business Administration (MBA), Finance, General
New Jersey Institute of Technology 1996 — 2001
Doctor of Philosophy (Ph.D.), Mechanical Engineering
Bruce Hamilton, CPA's HSBC Securities Experience September 2004 - June 2012
Job AVP, Senior Fund Administration Supervisor A&V at HSBC Security Services
Industry Financial Services
Experience
HSBC Securities September 2004 - June 2012
Credit Suisse/Pershing October 2000 - September 2004
American Express Tax and Business/Goldstein Golub Kessler September 1997 - June 2000
Skills
Specilaized Knowledge..., Knowlege of many..., Team Leadership, Management, Business Planning, Key Client Relationships, Performance Reviews, Leading Meetings, Delegating/Coaching/Teac..., Pro-Active Problem..., Communicating/Listening, Accounting, Fund Of Funds, Hedge Funds, Private Equity, Fund Administration, Portfolio Management, Financial Services, Fund Accounting, Account Reconciliation, Auditing, Fixed Income, Financial Reporting, Equities, Investments, Bloomberg, Securities, Valuation, Asset Management, Analysis, Alternative Investments, Financial Statements, Mutual Funds, Corporate Actions, Derivatives, Middle Office
Education
Pace University - Lubin School of Business 1988 — 1994
Bachelor of Business Administration (BBA), Public Accounting
HSBC Securities September 2004 - June 2012
Credit Suisse/Pershing October 2000 - September 2004
American Express Tax and Business/Goldstein Golub Kessler September 1997 - June 2000
Skills
Specilaized Knowledge..., Knowlege of many..., Team Leadership, Management, Business Planning, Key Client Relationships, Performance Reviews, Leading Meetings, Delegating/Coaching/Teac..., Pro-Active Problem..., Communicating/Listening, Accounting, Fund Of Funds, Hedge Funds, Private Equity, Fund Administration, Portfolio Management, Financial Services, Fund Accounting, Account Reconciliation, Auditing, Fixed Income, Financial Reporting, Equities, Investments, Bloomberg, Securities, Valuation, Asset Management, Analysis, Alternative Investments, Financial Statements, Mutual Funds, Corporate Actions, Derivatives, Middle Office
Education
Pace University - Lubin School of Business 1988 — 1994
Bachelor of Business Administration (BBA), Public Accounting
Sabrina Grandchamps Brockman's HSBC Securities Experience November 2009 - April 2012
Job Vice President Investor Relations at AngloGold Ashanti
Industry Mining & Metals
Experience
AngloGold Ashanti May 2012 - Present
HSBC Securities November 2009 - April 2012
Goldman Sachs June 2003 - May 2009
Education
Polytechnic University
AngloGold Ashanti May 2012 - Present
HSBC Securities November 2009 - April 2012
Goldman Sachs June 2003 - May 2009
Education
Polytechnic University
Clayton Pope's HSBC Securities Experience July 2004 - July 2010
Job Managing Director Emerging Markets Debt Syndicate at Credit Suisse
Industry Banking
Experience
Credit Suisse July 2010 - Present
HSBC Securities July 2004 - July 2010
HSBC Bank plc November 2002 - July 2004
Skills
CFA Charterholder, Series 7, Series 54
Education
McGill University
Bachelor of Arts (B.A.), Major in Economics, Minor in Management (Concentration in Finance)
Credit Suisse July 2010 - Present
HSBC Securities July 2004 - July 2010
HSBC Bank plc November 2002 - July 2004
Skills
CFA Charterholder, Series 7, Series 54
Education
McGill University
Bachelor of Arts (B.A.), Major in Economics, Minor in Management (Concentration in Finance)
Michael Santucci's HSBC Securities Experience August 1996 - March 2013
Job Group DirectorFinancial Advisor Signature Securities Group
Industry Financial Services
Experience
Signature Securities Group March 2013 - Present
HSBC Securities August 1996 - March 2013
Forest Hills Financial Group May 1994 - August 1996
Skills
Retirement Planning,..., Wealth Management, Mutual Funds, Investments, Retirement Planning, Portfolio Management, Strategic Financial..., Retirement, Investment Advisory, Securities, Series 7, Asset Allocation, Investment Strategies, Financial Advisory, Alternative Investments, Series 63, Financial Planning
Education
Pace University - Lubin School of Business 1990 — 1994
Bachelor of Business Administration (BBA), Management
Port Chester Senior High School 1986 — 1990
Regents Diploma
Signature Securities Group March 2013 - Present
HSBC Securities August 1996 - March 2013
Forest Hills Financial Group May 1994 - August 1996
Skills
Retirement Planning,..., Wealth Management, Mutual Funds, Investments, Retirement Planning, Portfolio Management, Strategic Financial..., Retirement, Investment Advisory, Securities, Series 7, Asset Allocation, Investment Strategies, Financial Advisory, Alternative Investments, Series 63, Financial Planning
Education
Pace University - Lubin School of Business 1990 — 1994
Bachelor of Business Administration (BBA), Management
Port Chester Senior High School 1986 — 1990
Regents Diploma
Daniel Ramjohn's HSBC Securities Experience December 2013 - June 2014
Job Vice President Premier Relationship Advisor at HSBC
Industry Financial Services
Experience
HSBC Securities December 2013 - June 2014
J.P. Morgan August 2011 - December 2013
E1 Asset Management November 2007 - June 2011
The Mobile Solution August 2005 - November 2006
Skills
Investment Advisers Act..., Sales Presentations, Market Strategy, Human Resources, Portfolio Management, Vice President, NetEx Pro, NetEx 360, Employee Training, Retirement Planning, PeopleSoft, Investments, Personality Development, Equity Trading, International Relations, Series 7, Series 63, Mutual Funds, Wealth Management, Fixed Income, Lotus Domino, Equities, Social Media Marketing, Securities, Presentation Skills, ETFs, Uniform Combined State..., Series 66, Licensed Life & Health..., eSignal, Morcom, Thomson One, Financial Analysis, HR Policies, Human Resource..., Manufacturing..., Stock Charting, Strategic Planning, Alternative Investments, General Securities..., Personality Assessment, Branding & Identity, CRM Databases, Lotus Notes, Finance, Investment Strategies, Asset Management, Public Speaking, Data Analysis, Investment Advisers Act
Education
Morgan State University 2001 — 2006
Bachelor of Science (BS)
HSBC Securities December 2013 - June 2014
J.P. Morgan August 2011 - December 2013
E1 Asset Management November 2007 - June 2011
The Mobile Solution August 2005 - November 2006
Skills
Investment Advisers Act..., Sales Presentations, Market Strategy, Human Resources, Portfolio Management, Vice President, NetEx Pro, NetEx 360, Employee Training, Retirement Planning, PeopleSoft, Investments, Personality Development, Equity Trading, International Relations, Series 7, Series 63, Mutual Funds, Wealth Management, Fixed Income, Lotus Domino, Equities, Social Media Marketing, Securities, Presentation Skills, ETFs, Uniform Combined State..., Series 66, Licensed Life & Health..., eSignal, Morcom, Thomson One, Financial Analysis, HR Policies, Human Resource..., Manufacturing..., Stock Charting, Strategic Planning, Alternative Investments, General Securities..., Personality Assessment, Branding & Identity, CRM Databases, Lotus Notes, Finance, Investment Strategies, Asset Management, Public Speaking, Data Analysis, Investment Advisers Act
Education
Morgan State University 2001 — 2006
Bachelor of Science (BS)