Mitsubishi UFJ Securities
Industry: Company
DescriptionMitsubishi UFJ Securities Co., Ltd. is the investment banking arm of the Mitsubishi UFJ Financial Group, a financial services company which is the largest in Japan measured by assets. The company's headquarters are in Tokyo, Japan. CEO: Saburo Araki (Apr 1, 2018–) Founded: 2009 Subsidiaries: Mitsubishi UFJ Morgan Stanley PB Securities, Parent organizations: Mitsubishi UFJ Financial Group, Mitsubishi UFJ Securities Holdings Co., Ltd.
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Mitsubishi UFJ Securities Employees
Goldman Sachs June 2015 - Present
Mitsubishi UFJ Securities August 2013 - May 2015
BNY Mellon June 2012 - August 2012
Morgan Joseph TriArtisan LLC January 2012 - March 2012
Education
Dartmouth College 2009 — 2013
B.A., Economics
Barclays Capital, LLC July 2013 - Present
Javelin Capital Markets, LLC March 2011 - November 2012
Hexagon Securities LLC April 2009 - January 2011
Mitsubishi UFJ Securities December 1998 - March 2009
Nomura Securities June 1986 - September 1998
Skills
Hedge Funds, Bloomberg, Fixed Income, Derivatives, Capital Markets, Asset Managment, Trading, Securities, Bonds, Investments, Emerging Markets, CDS, Settlement, Alternative Investments, Money Market, Back Office, Risk Management, Electronic Trading, Financial Risk, Financial Services, Options, Finance, Credit Derivatives, Investment Banking, Asset Management, Financial Markets, Trading Systems, Structured Finance, Start-ups, FX Options, Prime Brokerage, Middle Office, Structured Products, MBS
Education
Pace University - Lubin School of Business 1981 — 1985
BBA, Accounting, Economics
Xaverian High School 1977 — 1981
Academic, Academic
Self-employed June 2013 - Present
Mitsubishi UFJ Securities May 2008 - June 2013
Adidas Japan March 2005 - April 2008
Nissan Motor Co., Ltd. September 2003 - February 2005
US-China Business Council June 2001 - June 2002
Fukuoka International Association July 1997 - July 2000
Skills
Equity Research, Copy Editing, English, Japanese, Translation, Research, Chinese, Language Services, International Relations, Mandarin, Japanese culture, French, Japanese to English..., Linguistics, Editing
Education
Monterey Institute of International Studies 2013 — 2014
Master of Arts (MA), Conference Interpretation (Japanese<>English), graduated with Distinction
Indiana University Bloomington 1993 — 1997
BA, Japanese language and literature, graduated with Highest Distinction (3.95 GPA)
Nanzan University 1995 — 1996
Center for Japanese Studies, intensive Japanese language course, valedictorian among 180 international students
National Taiwan Normal University 2000 — 2001
Mandarin Training Center, Chinese language course, awarded a scholarship by Taiwan's Ministry of Education
Inter-University Center for Japanese Language Studies 2002 — 2003
10-month intensive Japanese language course
RBC Capital Markets July 2015 - Present
RBS Markets and International Banking August 2014 - 2015
Circle C Swim Center September 2013 - July 2014
Sylvan Learning April 2013 - June 2014
Mitsubishi UFJ Securities August 2011 - April 2013
Kaplan Test Prep June 2010 - August 2010
Skills
Capital Markets, Structured Products, Portfolio Management, Fixed Income, Options, Equities, Bloomberg, Bonds, Financial Markets, Derivatives, Emerging Markets, Hedge Funds, Quantitative Finance, Trading Systems, Market Risk, Investment Banking, Financial Analysis, Investments, Corporate Finance, Financial Modeling, Microsoft Office, Microsoft Excel
Education
University of Massachusetts, Amherst 2007 — 2011
BS, Mathematics
TrueBlue Inc. January 2015 - Present
OneAmerica Financial Partners Inc. February 2013 - January 2015
Vela Capital 2008 - February 2013
Mitsubishi UFJ Securities 2007 - 2007
Skills
Risk Management, Financial Modeling, Investments, Analysis, Portfolio Management, Business Strategy, Investment Banking, Forecasting, Fixed Income, Economics, Finance, Trading, Accounting, Financial Analysis, Valuation
Education
Columbia University - Columbia Business School 2011 — 2012
Executive MBA, Business
Wheaton College 2002 — 2006
BA, Business/Economics
Mitsubishi UFJ Securities June 2015 - Present
FactSet July 2013 - November 2014
The Nittany Lion Fund, LLC. December 2009 - December 2010
Citadel Securities June 2010 - August 2010
The Nittany Lion Fund, LLC. November 2008 - December 2009
Credit Suisse June 2009 - August 2009
The Nittany Lion Fund, LLC. November 2007 - December 2008
Citi Smith Barney May 2008 - August 2008
Capital Blue Cross June 2006 - August 2007
Skills
Bloomberg, Stock Valuation, Financial Modeling, Data Analysis, Valuation, Microsoft Excel, Financial Analysis, PowerPoint, Valuation Modeling, Microsoft Office, FactSet, Portfolio Management, Fixed Income, Capital Markets, Entrepreneurship, Finance, Analysis, Corporate Finance, Equities
Education
Penn State University 2007 — 2011
Schreyer Honors College, B.S. Finance, 3.89
Mitsubishi UFJ Securities March 2014 - Present
Jefferies LLC August 2011 - March 2014
Guggenheim Partners February 2008 - August 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching
Education
Pace University - Lubin School of Business 2001 — 2004
Master of Business Administration (M.B.A.), Accounting and Finance
State University of New York at New Paltz 1994 — 1997
Bachelor's degree, Finance, General
Debevoise & Plimpton March 2015 - Present
Freshfields Bruckhaus Deringer March 2014 - February 2015
Mitsubishi UFJ Securities April 2013 - October 2013
Soros Fund Management August 2012 - November 2012
Dewey & LeBoeuf LLP February 2012 - July 2012
Knight Capital Group June 2011 - November 2011
Quantitative Management Associates (Prudential Subsidiary) April 2011 - June 2011
Apex Technology Systems, Inc. September 2010 - February 2011
Spherion Staffing March 2010 - September 2010
Skills
Onboarding, Human Resources, Employee Benefits, Employee Relations, Talent Management, Performance Management, Talent Acquisition, Benefits Administration, Resume Writing, Public Speaking, PeopleSoft, Deferred Compensation, Outlook, Recruiting, Training, Technical Recruiting, HRIS, Applicant Tracking..., College Recruiting, Microsoft Excel, Interviews, Internet Recruiting, Sourcing, Organizational..., Employee Training
Education
Lehigh University 2005 — 2009
Bachelor of Arts (B.A.), Psychology
Wilton High School 2005 2001 — 2005
JP Morgan 2000 - Present
Christiania Bank 1998 - 2000
Erste Bank 1997 - 1998
Paine Webber 1996 - 1997
Credit Agricole 1993 - 1996
Mitsubishi UFJ Securities 1990 - 1993
Manufacturers Hanover Trust 1979 - 1990
Skills
Electronic Trading, Trading Systems, FX trading
Education
Assumption College 1974 — 1978
BA, Economics
Chaminade High School 1970 — 1974
Talpion Fund Management LP March 2015 - Present
Mitsubishi UFJ Securities 2014 - February 2015
Citi 2012 - 2014
Citi 2011 - 2011
Strategic Asia December 2009 - January 2010
The Boston Consulting Group 2010 - 2010
Ogilvy & Mather 2009 - 2009
Draftfcb 2009 - 2009
HSBC 2008 - 2008
Skills
Trading, Java, VBA, English, R, Angry Birds, Typing Without Looking..., FX Options, Bloomberg, Matlab, Python, Haskell, SQL
Education
Carnegie Mellon University - Tepper School of Business 2008 — 2012
B.S., Business Administration; B.S. Statistics, Mathematics; Computational Finance
Mitsubishi UFJ Securities September 2012 - Present
U.S. Attorney's Office D.N.J. June 2011 - August 2011
Hon. Faith Hochberg United States District Court, D.N.J. June 2010 - January 2011
Education
Brooklyn Law School 2009 — 2012
Juris Doctor
Trinity College-Hartford 2002 — 2006
BA, Philosophy
Mitsubishi UFJ Securities 2008 - Present
Nomura Securities 1997 - 2007
Skills
Derivatives, Equities, Fixed Income, Investment Banking, Capital Markets, Institutional Sales, algorithmic trading, Index Arbitrage, ETFs, Stock Loan, Trade Structuring, Prime Brokerage, Securities Lending, Electronic Trading, Swaps, Equity Trading, Hedge Funds, Proprietary Trading, Trading Systems, Options, Hedging, Equity Derivatives, Equity Capital Markets, Trading Strategies, Program Trading, Credit Derivatives, Interest Rate..., Trading System, Bloomberg
Education
Iona College
MFS Investment Management December 2014 - Present
National Futures Association October 2013 - Present
Mitsubishi UFJ Securities September 2011 - August 2013
Rabobank International London Branch August 2009 - August 2011
Dewey & LeBoeuf LLP September 2007 - September 2008
at Boston University School of Law for Tamar Frankel, Professor of Law October 2006 - January 2007
Withers LLp September 2004 - December 2004
Studio Legale Chiaia Noya November 2002 - November 2004
Skills
Capital Markets, Investments, Corporate Law, Due Diligence, International Law, Financial Markets, Derivatives, Financial Regulation, Finance, Dodd-Frank, Securities Regulation, Litigation, Corporate Governance, Investment Banking, Equities
Education
Boston University School of Law 2005 — 2006
LL.M., American Law, International Business Practice
Università degli Studi di Bari 2002 — 2003
Post-Graduate School in Legal Professions, Law
Università degli Studi di Bari
Law, Law
Global Hunter Securities May 2015 - August 2015
Imperial Capital, LLC June 2014 - August 2014
True Drilling September 2013 - November 2013
Magnetar Capital July 2013 - August 2013
Mitsubishi UFJ Securities June 2012 - July 2012
BreitBurn Energy June 2009 - August 2011
Skills
Economics, Energy, Capital Markets, Entrepreneurship, Analysis, Corporate Finance, Valuation, Financial Modeling
Education
Trinity College 2011 — 2015
Bachelor of Arts (B.A.), Economics
London School of Economics and Political Science 2012 — 2012
Fixed Income Securities, Debt Markets and the Macro Economy
Deutsche Bank May 2015 - Present
Mitsubishi UFJ Securities November 2013 - March 2015
The Seaport Group November 2011 - November 2013
MF Global August 2011 - November 2011
ING Capital Markets March 2010 - June 2011
MF Global August 2009 - March 2010
Patchwork Consulting May 2009 - August 2009
AIG Trading Group May 1998 - October 2008
DLJ 1996 - 1998
Citibank August 1989 - May 1996
Skills
Fixed Income, Emerging Markets, Trading, Commodity, Hedge Funds, Capital Markets, Derivatives, Credit Risk
Education
Middlebury College 1985 — 1989
BA, Russian/Int Politics & Economics
Pushkin State Russian Language Institute
Russian Language and Literature
Mitsubishi UFJ Securities August 2015 - Present
Chimera Securities May 2014 - August 2015
PepsiCo December 2012 - May 2014
Bloomberg June 2011 - November 2012
RBC Capital Markets June 2010 - August 2010
RBC Capital Markets December 2009 - January 2010
Skills
Hedge Funds, Bloomberg Terminal, Portfolio Management, Bloomberg, Valuation, Stata, Investments, Mutual Funds, Options, Investment Banking, Trading
Education
Middlebury College 2007 — 2011
B.A., Economics
Charles University in Prague 2010 — 2010
Center for Economic Research and Graduate Education
Pomfret School 2004 — 2007
HS Diploma
Princeton University August 2009 - Present
Mitsubishi UFJ Securities August 2007 - July 2009
Zhivagos Restaurant December 2006 - April 2007
Grameen Bank August 2006 - September 2006
Education
Princeton University 2009 — 2015
PhD, History, East Asia, Development Economics
University of Oxford 2002 — 2006
BA, History, Japanese
Freeelance October 2014 - Present
Mitsubishi UFJ Securities August 2014 - October 2014
Freelance April 2012 - 2014
Skills
XML, XSLT, Functional Programming, Machine Learning, XML Schema, XQuery, SPARQL, SQL, JSON, REST, RDF, XPath, MapReduce, Semantic Web, Algorithms, Python, Racket, eXist, Data Science, Relational Databases, OOP, Scheme, Programming Languages, XForms, RELAX NG, Schematron, Standard ML, RDFS, Metadata, Databases, Big Data, Murex, awk
Education
UCL 2005 — 2009
Master of Engineering (MEng), Computer Science (International Programme), 2nd Class Upper
Purdue University 2007 — 2008
Study Abroad, Computer Science
Coursera 2013 — 2013
MOOC
IBM April 2014 - Present
IBM July 2013 - March 2014
Binghamton University August 2012 - May 2013
Computer Robotics and Engineering August 2011 - May 2013
Binghamton University January 2011 - May 2013
Finger Lakes Instrumentation January 2013 - April 2013
Mitsubishi UFJ Securities 2011 - 2012
Mitsubishi UFJ Securities May 2011 - August 2011
Skills
C++, Windows 7, Programming, Eclipse, C, Linux, Java, Unix, Mathematica, Ruby, Object Oriented Design, Technical Support, x86 Assembly, Red Hat Linux, Ubuntu, HTML, Visual Studio, Visual Basic, OpenStack, OpenGL, SQL*Plus, PL/SQL, Socket Programming, Microsoft Visual Studio..., Microsoft Office, Windows Vista, Debian, Cygwin, Putty, Open Office, Photoshop, Microsoft Office 2007, Microsoft Office 2003, Microsoft Excel, Microsoft Word, Notepad++, Windows XP Pro, Outlook, Vim, WinSCP, VMware, VDI, Norton Ghost, Illustrator, Dreamweaver, Sysprep, System Administration, Python
Education
SUNY Binghamton 2009 — 2013
Bachelor of Science, Computer Science
Mitsubishi UFJ Securities March 2015 - Present
South Asian Council for Social Services (SACSS) September 2014 - Present
DYNAMO TECH Inc (Self-Employed) June 2011 - Present
Skillshare.com August 2011 - Present
Private WiFi June 2011 - June 2014
PRIVATE WiFi June 2010 - June 2013
South Asian Council for Social Services (SACSS) June 2012 - February 2013
AIESEC 2006 - 2008
Sakhi Electronics Corp 2004 - 2006
Skills
Business Development, Entrepreneurship, Product Development, Strategic Partnerships, Digital Marketing, Management, Market Research, Social Media, Start-ups, Strategy, Product Management, Business Strategy, Mobile Applications, Mobile Strategy, Marketing, Brand Strategy, Growth Hacker, Growth Management, Sales, Market Development, Brand Developement, Business Intelligence, Creative Strategy, Public Relations, Mobile Product..., Mobile Devices, Brand Development
Education
Zicklin School of Business - Baruch College - MS 2013 — 2014
Master of Science (MS)
City University of New York-Baruch College - Zicklin School of Business 2006 — 2010
BBA
BBVA July 2015 - Present
Mitsubishi UFJ Securities November 2010 - April 2015
Cantor Fitzgerald April 2006 - November 2010
Mezz Cap May 2005 - April 2006
BNY Capital Markets April 2000 - May 2005
Deutsche Bank/ Bankers Trust/ Alex Brown August 1996 - April 2000
Skills
Fixed Income, Equities, Trading, Portfolio Management, Derivatives, Capital Markets, Hedge Funds, Securities, Bonds, Investment Banking, Bloomberg, Investments
Education
Georgetown University 1979 — 1983
BSBA, Marketing, Finance
Cantor Fitzgerald April 2014 - Present
Mitsubishi UFJ Securities March 2011 - April 2014
Morgan Stanley Smith Barney May 2010 - March 2011
Deutsche Bank March 2005 - May 2010
Cantor Fitzgerald November 2003 - March 2005
Glenwood Securities June 2000 - May 2003
Skills
Fixed Income, Bonds, Bloomberg, Series 7, Series 63, Trading, Sales, Munis, FINRA, Hedge Funds, Structured Products, Capital Markets, Portfolio Management, Securities
Education
Fordham University 1999 — 2003
B.S., Finance, Economics
Mitsubishi UFJ Securities May 2015 - September 2015
Bermuda Commercial Bank August 2014 - December 2014
Consultant November 2013 - March 2014
Barclays Investment Bank April 2013 - September 2013
Morgan Stanley March 2012 - February 2013
Barclays Capital January 2011 - October 2011
Bank of New York Mellon September 2007 - July 2009
JPMorganChase August 2006 - July 2007
BNY Mellon August 2005 - November 2005
National City Mortgage January 2005 - June 2005
Skills
Analysis, Program Management, Financial Services, Banking, Risk Management, Equities, Investment Banking, Corporate Finance, PMO, Securities, Business Analysis, Process Improvement, Strategy, SDLC, Portfolio Management, Strategic Financial..., Internal Audit, Integration, Auditing, Managerial Finance, Vendor Management, Project Management, Management Consulting, Management, Governance, Financial Modeling, Change Management, Executive Management, Due Diligence, Finance, Data Analysis, Investments, Mergers & Acquisitions, MS Project, Fixed Income, Derivatives, Capital Markets, Business Process..., Hedge Funds, Back Office, User Acceptance Testing, Consulting, Asset Management, Valuation, Financial Markets, Trading Systems, Financial Risk, Business Transformation, Emerging Markets, Relationship Management
Education
University of Puget Sound
MBA, Finance and Management
Seattle University
B.A.
Mitsubishi UFJ Securities October 2013 - Present
Jefferies LLC May 2010 - October 2013
Jefferies LLC June 2008 - October 2013
Goldman Sachs April 2008 - June 2008
Morgan Stanley July 2000 - April 2008
Ernst & Young November 1998 - July 2000
Edward Isaacs and Company (acquired by McGladrey) November 1996 - November 1998
Skills
FX Options, Managerial Finance, Emerging Markets, Hedge Funds, Valuation, Bloomberg, Financial Modeling, Alternative Investments, Private Equity, Fixed Income, Equities, Investment Banking, Auditing, Accounting, Capital Markets, Derivatives, Finance, Financial Services, Mergers
Education
Binghamton University - School of Management 1995 — 1996
MS, Accounting
Binghamton University - School of Management 1992 — 1995
BS, Accounting
Mitsubishi UFJ Securities July 2015 - Present
PwC October 2013 - July 2015
McGladrey October 2012 - October 2013
Empire State Development April 2012 - September 2012
EisnerAmper LLP January 2012 - April 2012
Berdon LLP January 2011 - December 2011
CBS Corporation May 2010 - August 2010
Viacom January 2010 - May 2010
ALPFA - Queens College September 2009 - May 2010
MTV Networks June 2008 - December 2008
Skills
Accounting, Audit, Tax, Auditing, Excel, Tax Returns, Tax Compliance, Internal Audit, General Ledger, Financial Analysis, PowerPoint, Tax Preparation, Fixed Assets, Income Tax, Corporate Tax, Financial Accounting, Journal Entries, Assurance, Outlook, Reconciliation, Non-profits, Bookkeeping, Compliance, Financial Reporting, Cash Flow, Microsoft Office, Due Diligence, Billing, Accounts Receivable, Quickbooks, Internal Controls, SOX 404, OMB Circular A-133, GAAS, US GAAP reporting, Healthcare, Not for Profit, Real Estate, Investments, Alternative Investments, US GAAP, Microsoft Excel, QuickBooks, Account Reconciliation, GAAP, Finance, Financial Statements, SEC filings, Sarbanes-Oxley Act, Sarbanes-Oxley
Education
City University of New York-Queens College 2009 — 2012
BA, Accounting
Bramson ORT College 2008 — 2009
Associate's degree, Accounting and Business/Management
Bronx leadership academy 2005 — 2008
BNP Paribas September 2015 - Present
Mitsubishi UFJ Securities September 2014 - July 2015
Fidelity Investments April 2011 - September 2014
Morgan Stanley April 2005 - April 2011
Skills
Financial Analysis, Financial Modeling, Corporate Finance, Equities, Finance, Fixed Income, Financial Reporting, Bloomberg
Education
Hofstra University
Bachelor of Business Administration (B.B.A.)
Mitsubishi UFJ Securities August 2013 - Present
Fortress Investment Group June 2012 - August 2012
MF Global June 2011 - August 2011
Skills
Valuation, Financial Modeling, Capital Markets, Securities, Emerging Markets, Structured Products, Bloomberg, Research, PowerPoint, Microsoft Office, Microsoft Excel, Public Speaking
Education
Columbia University in the City of New York 2009 — 2013
Bachelor of Arts (B.A.), Economics
Marshall Wace North America LP April 2014 - July 2015
Mitsubishi UFJ Securities 2012 - 2013
Resources Global Professionals 2010 - 2012
Oberon Media 2008 - 2010
Genesis Networks 2006 - 2008
NYFIX 2002 - 2006
Metromedia Fiber Network 1998 - 2002
V Band 1994 - 1998
Business Express Airlines 1990 - 1994
Waldenbooks 1987 - 1990
Skills
Internal Audit, Finance, Mergers, Investments, Private Equity, Mergers & Acquisitions, Business Process, Risk Management, Business Strategy, Treasury, Forecasting, Leadership, Accounting, Oracle, Corporate Development, Business Analysis, Financial Analysis, Management Consulting, Executive Management, Budgets, Hyperion Enterprise, Sarbanes-Oxley, Process Improvement, Strategy, Banking, Sarbanes-Oxley Act, Venture Capital, Business Intelligence, Business Planning, Refinance, Management, Acquisition Integration, ERP, Corporate Finance, Financial Reporting, Investor Relations, Strategic Planning, Change Management, Due Diligence, Trading, Project Management, Managerial Finance, Corporate Law, GAAP, Auditing, Start-ups, Internal Controls, Financial Accounting, Restructuring, Valuation
Education
University of New Haven 1975 — 1979
BS, Financial Accounting
Trumbull 1972 — 1975
Citadel September 2013 - Present
The Federal Reserve Bank of New York April 2013 - June 2013
Deloitte January 2013 - April 2013
The Federal Reserve Bank of New York March 2012 - June 2012
Nine Alpha Capital April 2011 - June 2011
USAID January 2011 - March 2011
Mitsubishi UFJ Securities February 2006 - September 2010
Countrywide Securities September 2004 - September 2005
Newedge April 2002 - September 2004
Skills
OIS, Capital Markets, Structured Products, Arbitrage, Finance, Fixed Income, Bloomberg, Derivatives, Money Market, Financial Markets, Bonds, FX Options, Swaps, Electronic Trading, Hedge Funds, Equities, Collateral Management, Trading, Trading Systems, VBA, US Treasuries, Financial Modeling, Quantitative Finance, Financial Risk
Education
Fordham University 2011 — 2013
MBA, Quanitative finance
Boston University 1998 — 2001
BA, Finance and Economics
BBR Partners 2014 - Present
Mitsubishi UFJ Securities 2013 - 2013
Credit Suisse - Asset Management Finance 2009 - 2012
AllianceBernstein 2008 - 2008
Gunderson Dettmer 2005 - 2008
Cravath, Swaine & Moore LLP 2001 - 2005
Skills
Private Equity, Hedge Funds, Mergers, Venture Capital, Joint Ventures, Regulatory Requirements, Investments, Alternative Investments, Compliance, Securities, Corporate Law, Transactional Law, Contract Negotiation, Contractual Agreements, Securities Regulation, Investment Banking, Asset Management, Portfolio Management, Mergers & Acquisitions
Education
Columbia University - Columbia Business School 1997 — 2001
MBA
Columbia University School of Law 1997 — 2001
JD
University of California, Los Angeles 1992 — 1996
BA, Political Science
McCord & Associates March 2009 - Present
Windsor Group,LLC April 2003 - March 2009
Mitsubishi UFJ Securities June 1989 - March 2003
JP Morgan Chase February 1979 - June 1989
Education
University of Oxford 1975 — 1978
M. Phil, History & Economics
American University 1970 — 1974
BA, History
Mitsubishi UFJ Securities June 2015 - August 2015
Sokrati June 2014 - August 2014
Leneve School of Art July 2012 - August 2012
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Java, Public Speaking, Art Education, Google Analytics, Bloomberg Terminal
Education
Emory University 2012 — 2016
Bachelor of Arts (B.A.), Economics & Mathematics
Mitsubishi UFJ Securities August 2013 - Present
ROC Resources, LLC May 2012 - August 2012
Eurofish International Organisation June 2011 - August 2011
Credit Suisse June 2010 - August 2010
Skills
Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Customer Service, Teamwork, Research, Java, Financial Analysis, Economics
Education
Princeton University 2009 — 2013
Bachelor of Arts (BA), Economics
J.P. Morgan November 2010 - Present
Mitsubishi UFJ Securities June 2010 - August 2010
Cardiovascular Research Foundation May 2010 - June 2010
Cook Children's Health Care System May 2008 - April 2010
Education
Texas Christian University 2006 — 2010
Bachelor of Science, Biology, Chemistry, Psychology
Mitsubishi UFJ Securities October 2014 - Present
Ambition Point, Inc. July 2014 - Present
Morgan Stanley August 2011 - June 2014
The NorthPark Group, LLC August 2011 - August 2012
Tower Group Companies January 2010 - August 2011
Forbes Media March 2009 - January 2010
Partner Promotions May 2004 - August 2009
Springfield Public Schools August 2007 - July 2008
Spectrum Analytical May 2007 - August 2007
Springfield College May 2004 - May 2007
Skills
Process Improvement, Technical Training, Process Optimization, Analysis, Inventory Management, PowerPoint, Excel, Microsoft Excel, Vendor Management, Corporate Training, Project Management, Program Management, Leadership, Strategy, Change Management, Access, SharePoint, Quality Assurance, Business Analysis, Visio, Software Documentation, Management Consulting, Databases, Training, Project Planning, Management, Team Leadership, Business Process..., Team Building, Project Portfolio..., Telecommunications, Risk Management, SDLC, MS Project, PMO, IT Strategy, PMP
Education
Springfield College 2003 — 2007
Bachelors of Science, Biology
Villanova University 2011 — 2011
Contract Management
Mitsubishi UFJ Securities January 2014 - Present
Union Bank June 2012 - December 2013
Merrill Lynch May 2011 - June 2012
ePromos Promotional Products May 2008 - August 2008
Education
Boston University - School of Management 2007 — 2011
Bachelor of Business Administration (B.B.A.), Finance
Norwood Highschool 2003 — 2007
Mitsubishi UFJ Securities September 2009 - Present
SMITH HAYES Financial Services January 2007 - September 2009
SMITH HAYES Financial Services August 2005 - December 2006
Skills
Equities, Portfolio Management, Series 7, Capital Markets, Investments, Securities, Sales, Customer Service, Cold Calling, Series 63, Asset Management, Equity Research, Bonds, Institutional...
Education
University of Nebraska-Lincoln 2002 — 2006
BS, Finance
Mitsubishi UFJ Securities January 2012 - Present
Carnegie Mellon University January 2011 - December 2011
Mitsubishi UFJ Securities June 2011 - August 2011
Bloomberg February 2010 - December 2010
Bloomberg July 2007 - January 2010
The Austrian-American Educational Commission (Fulbright Austria) September 2006 - May 2007
Education
Carnegie Mellon University 2011 — 2011
Master of Science (MS)
Boston College 2002 — 2006
BA
University of Sydney 2005 — 2005
The Pingry School 1994 — 2002
Mitsubishi UFJ Securities July 2015 - Present
Nomura Securities September 2014 - July 2015
Nomura Securities March 2014 - September 2014
Morgan Stanley March 2012 - March 2014
PTS Consulting September 2011 - March 2014
State University of New York at Geneseo May 2010 - May 2011
Skills
Project Management, Leadership, Risk Management, Technical Analysis, Data Visualization, Algorithmic Trading, Quantitative Analytics
Education
State University of New York College at Geneseo 2007 — 2011
Bachelor of Arts (B.A.), International Relations / Global Economy
Mitsubishi UFJ Securities July 2015 - Present
Rockwood Equity Partners March 2015 - May 2015
Bank of America Merrill Lynch June 2014 - August 2014
AUA Private Equity Partners February 2014 - May 2014
Bank of Tokyo-Mitsubishi UFJ June 2013 - August 2013
BGC Partners July 2012 - August 2012
United States Marine Corps April 2007 - January 2012
WW1 Source December 2008 - July 2009
The Trenches - Half-Life Mod 2004 - 2006
Skills
Leadership, Microsoft Excel, Analysis, Microsoft Office, Project Planning, Financial Modeling, PowerPoint, Data Analysis, Microsoft Word, Training, Valuation, Economics, Organization, Project Management, Leadership Development, Critical Thinking, Team Management, Military, Mergers & Acquisitions, Equities, Credit Analysis, Capital IQ, Security Clearance, Econometrics, Credit, Financial Analysis, Capital Markets, Corporate Finance, Private Equity, Factiva, Pivot Tables, Finance, Management
Education
Columbia University in the City of New York 2012 — 2015
Bachelor of Arts (BA), Economics
San Diego Miramar College 2011 — 2011
Bishop Blanchet High School
Villa Academy
J.P. Morgan September 2012 - Present
J.P. Morgan June 2011 - August 2011
Mitsubishi UFJ Securities June 2010 - August 2010
Skills
Financial Modeling, Financial Analysis, Valuation, Investment Banking, Microsoft Excel, Corporate Finance, Finance, PowerPoint, Capital Markets, Due Diligence
Education
University of Michigan - Stephen M. Ross School of Business 2008 — 2012
Bachelor of Business Administration (B.B.A.), Finance, General
Morgan Stanley September 2012 - Present
Mitsubishi UFJ Securities February 2009 - June 2012
The Winter Group May 2007 - October 2008
Citibank April 2005 - May 2007
Nomura September 1989 - April 2005
Skills
Financial Analysis, Accounting, Account Reconciliation, Management, Asset Management, Fixed Income, Valuation, Derivatives, Product Control, Financial Services, Bloomberg, Risk Management, Finance
Education
Pace University 1992 — 1997
MBA, Financial Management
Binghamton University - School of Management 1985 — 1989
BS, Accounting
UBS July 2014 - Present
Moody's Investors Service December 2012 - July 2014
Deloitte October 2010 - December 2012
Rebellion Research April 2010 - September 2010
Mitsubishi UFJ Securities July 2009 - August 2009
Bain & Company May 2009 - July 2009
Skills
Valuation, Financial Modeling, Structured Products, Equity Research, Quantitative Analytics, Options, Quantitative Finance, Bloomberg, Monte Carlo Simulation, VBA, Matlab, Fixed Income, Portfolio Management, R, Equities, Derivatives, SAS Programming, SAS
Education
University of Michigan 2008 — 2009
Master, Financial Engineering
Mitsubishi UFJ Securities April 2013 - Present
Three Rivers Brokerage, LLC April 2011 - April 2013
The Williams Capital Group, L.P. June 2007 - April 2013
Deloitte January 2007 - June 2007
Delphi May 2006 - August 2006
Skills
Financial Analysis, Public Speaking, Debt Capital Markets, Presentation Development, Group Presentations, Market Analysis, Financial Modeling, Business Relationship...
Education
Columbia University - School of International and Public Affairs 2005 — 2007
Master of Public Administration (M.P.A.), International Finance
American University 2000 — 2004
Bachelor of Arts (B.A.), Economics and International Affairs, Magna cum Laude
Mitsubishi UFJ Securities July 2014 - Present
Chapwood Investments July 2012 - September 2012
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Customer Service, Social Media, Research, Investments, Data Analysis, Public Speaking, Bloomberg, Teamwork
Education
Princeton University 2010 — 2014
Politics
Princeton University
Mitsubishi UFJ Securities March 2012 - Present
Broadridge Financial Solutions January 2010 - March 2012
Broadridge Financial Solutions October 2008 - August 2010
Credit Suisse May 2007 - August 2007
Credit Suisse May 2006 - August 2006
Skills
Fixed Income, Operations Research, Bonds, Settlement, Access, Bloomberg, Account Reconciliation, Treasury, Leadership, FINRA, Back Office, Securities, Financial Analysis, Middle Office, Analysis, Options, Bloomberg Terminal, MBS, Operational Risk, Treasury Management, Collateral Management, Series 7
Education
Rutgers University-New Brunswick 2004 — 2008
Economics
Saint Peter’s College
M.B.A Prospect, Finance
Mitsubishi UFJ Securities February 2013 - Present
Signal Investment Research August 2012 - February 2013
Sterne Agee June 2010 - January 2012
Mitsubishi UFJ Trust 2005 - October 2009
Jemmco Capital 2003 - 2004
Oppenheimer & Co. 1997 - 2003
bear woodworks 1995 - 1997
Skills
Equities, Hedge Funds, Portfolio Management, Industry Analysis, Funding, Competitive Analysis, Oil/Gas, Oil Analysis, Natural Resources, Quantitative Analytics, Financial Analysis, Financial Accounting, Finance, Upstream, Alternative Investments, Capital Markets, Equity Research, Investments, Asset Managment, Fixed Income, Trading, Financial Modeling, Valuation, Securities, Due Diligence
Education
New York University 1990 — 1994
Bachelor of Arts (B.A.), International Relations
Friends Seminary
New York University
Gen II Fund Services, LLC July 2015 - Present
Mitsubishi UFJ Securities May 2014 - January 2015
Mutino & Chan CPA LLP November 2013 - May 2014
Byrne Poh LLP May 2012 - January 2013
BNY Mellon July 2011 - August 2011
Skills
Microsoft Excel, Microsoft Word, QuickBooks, Peachtree, PowerPoint, Account Reconciliation, Accounting, Bookkeeping, Timeslips, Accounts Receivable, Accounts Payable, Oracle Financials
Education
Baruch College 2011 — 2015
Bachelor's Degree, Accounting, 3.6
Nova Southeastern University June 2010 - August 2012
JPMorgan Chase July 2008 - April 2010
Mitsubishi UFJ Securities May 2007 - July 2008
Mitsubishi UFJ Securities July 2005 - April 2007
Harvard Institute of Medicine 2003 - 2004
Skills
Investment Banking, Microsoft Excel, Medical Devices, Medicine, Microsoft Office, Clinical Research, Strategic Planning, Healthcare, Medical Education, BLS, Financial Modeling, Research, Financial Markets, Hospitals, Microsoft Word, Data Analysis, PowerPoint, Bloomberg, Securities, ACLS, Equities
Education
Nova Southeastern University 2010 — 2012
Masters, Anesthesia
University of New Hampshire 1999 — 2003
BA/BS, Biochemistry, International Affairs
AXA Advisors 2012 - Present
JPMorgan Chase Bank 2009 - 2011
Mitsubishi UFJ Securities 2008 - 2009
Accenture Corporation 2001 - 2006
Skills
Investments, Equities, Portfolio Management, Series 7, Financial Services, Capital Markets, Fixed Income, Asset Management, Alternative Investments
Education
The George Washington University - School of Business 1999 — 2001
MBA, International Business
The George Washington University 1992 — 1996
BA, International Affairs
St. Mary's International School 1980 — 1992
High School Diploma
Mitsubishi UFJ Securities October 2014 - Present
BMO Capital Markets June 2014 - September 2014
RBS, Markets & International Banking June 2006 - May 2014
Linklaters August 2004 - May 2006
Sidley Austin September 1996 - August 2004
Bech-Bruun 1990 - 1993
Skills
International Law, Corporate Governance, Corporate Law, Legal Advice, Cross-border..., Financial Structuring, Capital Markets, Securities Regulation, Corporate Finance, Hedge Funds, Derivatives, Dodd-Frank, European Law, Securitization, Structured Products, Fixed Income, Financial Regulation, Investment Banking, CFTC, ISDA, Financial Risk, Credit Derivatives, Financial Services, Swaps, Structured Finance, AML
Education
New York University School of Law 2002 — 2003
Master of Laws (LLM), Specialization in Corporate and Bankruptcy Law;
University College London, U. of London 1993 — 1994
Master of Laws, Private International Law, International Finance and the EU Regulation
Københavns Universitet 1985 — 1990
Juris Doctor (J.D.), Law
Mitsubishi UFJ Securities December 2013 - Present
Taylor Asset Management, Inc. July 2009 - December 2012
The Bank Notes 2007 - July 2009
MF Global June 2005 - December 2007
Citigroup Global Markets, Inc. 1999 - 2005
West Merchant Bank 1997 - 1999
Deutsche Bank 1994 - 1997
Keefe, Bruyette & Woods 1978 - 1982
American Savings Bank 1973 - 1978
Skills
Capital Markets, Derivatives, Investments, Credit Risk, Banking, Hedge Funds, Private Equity, Credit, Emerging Markets, Trading, Financial Services, Due Diligence, Community Banks, Research, Ratings, Risk Management, Counterparty Risk, Credit Analysis, Credit Rating, Credit Monitoring, Risk Monitoring, Equity Research, Equity Research Analysis, Value Investing, Investment Research, Bloomberg, Alternative Investments
Education
Pace University 1972 — 1978
Bachelor of Business Administration (BBA), Finance
Euromoney/Institutional Investor December 2013 - Present
Nova Capital Africa April 2012 - August 2012
Naeem SA November 2010 - December 2011
BeltoneEnclave Securities October 2007 - October 2010
Mitsubishi UFJ Securities October 2004 - October 2007
WestLB - VP Japanese Sales trading October 1997 - March 2003
Robert Fleming 1996 - 1997
ANZ McCaughan Securities March 1993 - February 1996
Skills
Multilingual, Problem Solving, Team builder and team..., Details oriented, Series 7, French, Equities, Trading, Hedge Funds, Fixed Income, Capital Markets, Bloomberg, Investment Banking, Emerging Markets, Investments, Asset Managment, Derivatives, Equity Research, Securities, Financial Markets, Portfolio Management, Equity Trading, FX Options, Electronic Trading, FINRA, Options, Asset Management, Equity Derivatives, Structured Products, Trading Systems, Settlement, Alternative Investments, Series 63, ETFs, Bonds, Proprietary Trading, Institutional..., Commodity, Mutual Funds, FX trading, Currency, Financial Services, Investment Management, Middle Office, Swaps, Back Office, Prime Brokerage, Valuation, Private Equity, Relationship Management
Education
École professionelle de Montreux Clarens 1984 — 1987
Business, Business
Mitsubishi UFJ Securities May 2011 - Present
Natixis Capital Markets July 2006 - May 2011
BASF October 2005 - July 2006
Morgan Stanley October 2002 - March 2005
Merrill Lynch May 1998 - October 2002
Education
Fairleigh Dickinson University 1992 — 1996
Mitsubishi UFJ Securities April 2014 - Present
Credit Suisse October 2012 - April 2013
Morgan Stanley July 2009 - April 2012
Merrill Lynch April 2005 - June 2009
GE Capital 2002 - 2005
Moodys Investor Services 1997 - 2002
U.S. Senator Thomas R. Carper 1991 - 1994
Skills
Investor Relations, ABS, Money Market, Asset, Marketing Strategy, Origination, Sales Origination
Education
Columbia University - Columbia Business School 1994 — 1996
MBA
Boston University 1987 — 1991
BA, Political Science and Government
Mitsubishi UFJ Securities October 2011 - Present
Credit Suisse September 2007 - August 2011
Rothschild 2001 - 2007
Prudential Capital Group 1999 - 2001
Skills
Fixed Income, Investment Banking, Structured Finance, Capital Markets, Leveraged Finance
Education
University of Pennsylvania - The Wharton School 1997 — 1999
MBA, Finance
Fordham University 1989 — 1993
BA, Economics
Lloyds Banking Group November 2013 - April 2014
eSecLending June 2010 - 2013
Alliance Bernstein April 2008 - May 2010
Brevan Howard 2006 - 2007
Man Securities 2004 - 2006
Mitsubishi UFJ Securities 1997 - 2004
Bank of New York Mellon 1996 - 1997
JP Morgan 1988 - 1996
Skills
Portfolio Management, Trading, Hedge Funds, Finance, Banking, Financial Risk, Securities, Management, Prime Brokerage, Bloomberg, Securities Lending, Relationship Management, Global Custody, Project Management, Risk Management, Equities, Capital Markets, Cash Management, Repo Trading, stock loan, Collateral Management, Sales, Asset Management, Fixed Income, Alternative Investments, Investments, Emerging Markets, Financial Markets, Financial Modeling, Structured Products, Trading Systems, Valuation, Settlement, Strategy, Swaps, Financial Services, Structured Finance, Bonds, Options, Investment Banking, Corporate Actions, Electronic Trading
Education
University of Rhode Island 1984 — 1988
BS, Natural Resources / Economics
Consultant January 2008 - Present
Christian Brothers Investment Services February 2007 - November 2007
LaBranche & Co. August 2006 - February 2007
Mitsubishi UFJ Securities February 2005 - August 2006
Banco Safra September 2003 - February 2005
Schwab Capital Markets February 2001 - September 2003
Donaldson, Lufkin & Jenrette January 1995 - June 2000
Bear Stearns June 1989 - September 1994
Merrill Lynch May 1987 - May 1989
Oppenheim Appel Dixon 1980 - 1982
Skills
Hedge Funds, Investment Banking, Auditing, Financial Modeling, Investments, Equities, Capital Markets, Fixed Income, Trading, Strategic Financial..., Asset Management, Securities
Education
City University of New York-Baruch College 1975 — 1978
Bachelor of Business Administration (B.B.A.), Accounting
RoundTable Financial Group May 2014 - Present
Enclave Capital, LLC June 2011 - October 2013
Mitsubishi UFJ Securities January 2009 - March 2011
UBS Investment Bank August 1996 - April 2008
Robert Fleming July 1993 - July 1996
Baring Securities June 1990 - July 1993
Kidder Peabody July 1983 - July 1987
Skills
Equities, Capital Markets, Hedge Funds, Investment Banking, Emerging Markets, Equity Research, Trading, Securities, Investments, Financial Markets, Valuation, Electronic Trading, Series 7
Education
Duke University - The Fuqua School of Business 1988 — 1990
Master of Business Administration (MBA), Finance, General
University of Vermont 1979 — 1983
BA, Economics & Political Science
Mitsubishi UFJ Securities September 2008 - Present
Bear Stearns July 2001 - August 2008
Education
Bucknell University 1997 — 2001
Corporate Finance, Economics, English, U.S. History, Geology, Investment Banking
MICDS 1987 — 2000
RH Advisors July 2008 - Present
Mitsubishi UFJ Securities, Tokyo October 2007 - June 2008
Mitsubishi UFJ Securities May 2006 - September 2007
Mizuho Financial Group April 2005 - April 2006
WestLB February 2001 - July 2004
WestLB June 1997 - January 2001
Skills
Investment Strategies, Econometric Modeling, Translation, Macroeconomics, Data Analysis, Econometrics, Technical Translation, Economic Forecasting, Forecasting, Financial Forecasting, Japanese, Financial Modeling, Deal Structuring, Management Consulting, Investment Banking, Corporate Finance, Equities, Capital Markets, Derivatives, Equity Research, Trading, Hedge Funds, Finance, Financial Markets, Mergers, Structured Finance, FX Options, Valuation, Fixed Income, Investments, Options, Economics, Strategy, Treasury
Education
University of South Carolina - The Moore School of Business 1994 — 1997
International MBA (MIBS), Finance
Waseda University 1995 — 1996
Japanese Language Certificate, Japanese Language and Literature
Wheaton College 1986 — 1990
BA, Philosophy
BBVA Securities Inc. November 2010 - Present
Mitsubishi UFJ Securities 2009 - 2009
RBS Greenwich Capital 2006 - 2008
HSBC Securities 2001 - 2006
JP Morgan Chase 1993 - 2001
UBS Securities Co., Ltd 1993 - 1994
UBS Securities Co., Ltd 1993 - 1994
Skills
Fixed Income, Loan Origination, Capital Markets, Investment Banking, Derivatives, Structured Finance, Hedge Funds, Bond Markets, Structured Products, Trading, Bonds, Portfolio Management, Equities, Financial Markets, Emerging Markets, Credit Derivatives
Education
University of Pennsylvania - The Wharton School 1982 — 1986
BS Economics, Finance, Political Science
Mitsubishi UFJ Securities August 2002 - April 2009
Gruntal & Co. December 1999 - November 2001
Deutsche Bank May 1999 - December 1999
Brown Brothers Harriman April 1996 - May 1999
Skills
Fixed Income, Capital Markets, Derivatives, Investment Banking, Equities, Hedge Funds, Bloomberg, Credit Derivatives, Swaps, Structured Products, Equity Research
Education
Queens College
Finance
Mitsubishi UFJ Securities April 2011 - Present
Aladdin Capital May 2009 - April 2011
Muriel Siebert & Co., Inc. June 2008 - May 2009
Bear Stearns March 2006 - June 2008
Bear Stearns May 2004 - August 2004
Skills
Syndicate, Capital Markets, Fixed Income, Emerging Markets, Credit
Education
Denison University 2001 — 2005
BA, Political Science
Gradible July 2013 - Present
Swychd LLC March 2013 - July 2013
Tough Mudder LLC March 2012 - March 2013
InterviewBeast September 2008 - April 2012
Mitsubishi UFJ Securities April 2011 - March 2012
Citi August 2007 - April 2011
Skills
Fixed Income, New Business Development, Strategy, Finance, Derivatives, Private Equity, Strategic Planning, Management, Corporate Finance, Financial Modeling, Valuation, Financial Analysis, Marketing, Economics, Investments, Mergers & Acquisitions, Venture Capital, Entrepreneurship, Start-ups, Analytics
Education
London School of Economics and Political Science 2004 — 2007
BSc, Mathematics & Economics
Caistor Grammar School 1997 — 2004
Mitsubishi UFJ Securities 2015 - Present
UBS Securities December 2009 - 2014
Mill Hill Advisors January 2009 - December 2009
Barclays Capital September 2008 - December 2008
Lehman Brothers April 2007 - September 2008
RBS Greenwich Capital December 2004 - April 2007
JPMorgan August 1997 - December 2004
Education
University of Cambridge
MA, Engineering
Mill Hill School
Mitsubishi UFJ Securities 2009 - May 2015
Bear Stearns June 1999 - July 2008
Bankers Trust June 1987 - July 1999
Skills
Fixed Income, Derivatives, Options, Trading, Capital Markets, Hedge Funds, Equities, Investment Banking, Bonds, Structured Products, CDS, Bloomberg, Emerging Markets, Swaps, Portfolio Management, Risk Management, Interest Rate..., Credit Derivatives, Equity Trading, FX Options, Financial Structuring, Securities, Valuation, Alternative Investments
Education
Brown University 1982 — 1986
Sc. B, Applied Mathematics / Economics
East Greenwich High School 1978 — 1982
Mitsubishi UFJ Securities TranslatorAso Lafarge Cement Co., Ltd.September 2004 - July 2006
Education
Kobe University 1997 — 2001
B.A., Communication
University College Cork 1999 — 2000
None, Visiting Student
Janney Montgomery Scott LLC September 2012 - Present
Mitsubishi UFJ Securities 2012 - 2012
Chapdelaine Credit Partners / Citadel Securities June 2009 - September 2011
SAC Capital January 2008 - July 2008
Merrill Lynch January 2007 - June 2007
UBS Investment Bank January 2006 - June 2006
Skills
Trading, Fixed Income, Credit, Bloomberg, Capital Markets, Series 7, Equities, Hedge Funds
Education
Northeastern University 2004 — 2009
BS in Business Administration, Finance, Political Science
Mitsubishi UFJ Securities March 2012 - Present
Sidoti & Company, LLC February 2010 - March 2012
AllianceBernstein May 2008 - September 2009
Bear Stearns August 2007 - May 2008
American Institute of Chemical Engineers June 2006 - July 2007
Skills
Hedge Funds, Series 7, Equities, Series 63, Financial Services, Bloomberg, Financial Modeling, Fixed Income
Education
New York University 2007 — 2007
Accounting
Clark University 2002 — 2006
Bachelor of Arts, International Relations
University of London
Anchor Medical Supply Inc. 2007 - Present
Keefe, Bruyette & Woods, Inc. 2004 - 2007
Keefe, Bruyette & Woods, Inc. 2001 - 2004
Orbitex Financial Services Inc. 1998 - 2000
CIBC World Markets, Credit Lyonnais 1994 - 1998
Mitsubishi UFJ Securities 1992 - 1994
Dollar Dry Dock Bank 1988 - 1992
Skills
Medical Devices, Strategic Planning, Budgets, Forecasting, Accounting, Financial Reporting, Start-ups, Team Building, Financial Analysis, Business Planning, Process Improvement, Healthcare, Microsoft Excel, Contract Negotiation, Mergers, Executive Management, Business Development, Sales Management, Mergers & Acquisitions, Risk Management, Banking, Asset Management, Financial Modeling, Capital Markets, Corporate Finance, Investments, Finance, Investment Banking
Education
Boston University
Master of Science (M.S.), Financial Management
Fairfield University
Bachelor of Science (B.S.), Finance and Economics
ABN AMRO Securities (USA) LLC 2013 - Present
Mitsubishi UFJ Securities 2008 - 2013
Nomura Securities International, Inc May 2005 - July 2008
Merrill Lynch April 1999 - April 2005
Yamaichi Securities USA 1997 - 1998
HSBC Securities 1995 - 1997
Chemical Securities Inc. 1993 - 1995
Donaldson, Lufkin & Jenrette Inc. 1987 - 1993
Skills
Fixed Income, Middle Office, Hedge Funds, Capital Markets, Investment Banking, Accounting, Bonds, Derivatives, FINRA, Financial Reporting, Swaps, Equities, Asset Management, Prime Brokerage, Securities, Valuation, Credit Derivatives, Bloomberg, Finance, Financial Analysis, Financial Risk
Education
City University of New York-Brooklyn College 1980 — 1985
BS, Accounting
Mitsubishi UFJ Securities July 2003 - Present
Commerzbank Capital Markets Corporation March 2001 - April 2003
Edwards and Kelcey July 1994 - March 2001
Education
NYU Stern School of Business 1997 — 2000
MBA
The Cooper Union for the Advancement of Science and Art 1990 — 1994
Engineering
Mitsubishi UFJ Securities December 2014 - Present
Baker Tilly Virchow Krause, LLP June 2013 - December 2014
Burr Pilger Mayer November 2010 - May 2013
PricewaterhouseCoopers June 2009 - July 2009
Key Bank May 2007 - August 2007
Skills
Financial Statements, Auditing, Financial Reporting, Accounting, Financial Analysis, Financial Accounting, Microsoft Excel, Assurance
Education
Case Western Reserve University 2005 — 2009
BA/BS, Accounting and French Language, 3.91/4.0
Weatherhead School of Management at Case Western Reserve University 2005 — 2009
bs, Accounting
Mitsubishi UFJ Securities October 2014 - Present
Bank of America Merrill Lynch February 2011 - September 2014
Bank of America Merrill Lynch August 2010 - January 2011
Sterling Monroe Securities LLC December 2007 - September 2009
Fixed Income Securities September 2006 - August 2007
Skills
Settlement, Trading, Management, Financial Services, Bonds, Securities, Fixed Income, Equities, Financial Analysis, Business Development, Banking, Finance
Education
Hofstra University 2008 — 2010
MBA, Finance
Mitsubishi UFJ Securities September 2014 - Present
Credit Agricole CIB June 2013 - September 2014
Morgan Stanley Smith Barney July 2012 - August 2012
Genworth Financial May 2011 - August 2011
Deutsche Bank June 2010 - August 2010
Education
Fordham University 2012 — 2013
Master of Science (MS), Quantitative Finance
Bentley University 2009 — 2012
Bachelor of Science (BS), Finance / Economics
Deloitte October 2014 - Present
BNY Mellon February 2013 - April 2014
Capco June 2012 - February 2013
HSBC September 2011 - May 2012
Mitsubishi UFJ Securities March 2011 - June 2011
Capco May 2008 - January 2011
City Practitioners May 2007 - May 2008
Citigroup December 2006 - March 2007
FDM Group May 2006 - November 2006
TTI Telecom February 2005 - April 2006
Skills
Business Requirements, Commodity, Credit Derivatives, Data Migration, FX Options, Derivatives, Equities, Fixed Income, Integration, Interest Rate..., Investment Banking, Market Data, Risk Management, Sybase, SQL, Unix
Education
Stevens Institute of Technology 1998 — 2001
Master of Science, Information Management
Saint Peter's University 1995 — 1998
BS, Computer Science
Citi January 2015 - Present
Mitsubishi UFJ Securities May 2012 - January 2015
RBC Capital Markets August 2010 - April 2012
Citigroup September 2009 - August 2010
Citi International Settlements July 2008 - September 2009
Citigroup July 2006 - July 2008
Cendant May 2005 - May 2006
Universal Alliance Mortgage Group June 2004 - June 2005
Skills
Equities, Fixed Income, Capital Markets, Securities, Finance, Financial Risk, Middle Office, Account Reconciliation, Settlement
Education
St. John's University 2002 — 2006
Bachelor of Science, Finance
St. John's University, The Peter J. Tobin College of Business 2002 — 2006
Bachelor of Science, Finance
Cantor Fitzgerald March 2014 - Present
Mitsubishi UFJ Securities January 2011 - March 2014
Deutsche Bank Securities April 1997 - September 2009
Alex. Brown & Sons, Inc. October 1990 - April 1997
Skills
Fixed Income, Trading, Capital Markets, Credit, Equities, Investment Banking, Bonds, Bloomberg, Series 7, Derivatives, Hedge Funds, Securities, Investments, Series 63, Asset Management
Education
Loyola University Maryland 1993 — 1997
Master of Business Administration (MBA), Finance, General
Denison University 1986 — 1990
Bachelor's degree, Economics/ Spanish
USA Mobile Drug Testing of Long Island March 2011 - Present
Mitsubishi UFJ Securities 2006 - 2010
Oppenheimer & Co. 1988 - 2006
Skills
Certified Drug and...
Education
Baruch College 1979 — 1983
BBA, Finance
Amnet September 2012 - Present
Mitsubishi UFJ Securities April 2009 - Present
Skills
Equities, Fixed Income, Bonds, Investment Banking, Investments, Structured Products, Derivatives, Securities, Series 7, Capital Markets, Financial Markets, Portfolio Management, Equity Derivatives, Asset Managment, Series 63, Swaps, Investment Strategies, Options, Hedge Funds
Education
横浜商科大学 / Yokohama College of Commerce 2005 — 2009
commerce, bachelor's degree
横浜商科大学 / Yokohama College of Commerce 2005 — 2009
Bachelor of Commerce (B.Com.), Finance and Financial Management Services
FBR May 2011 - Present
FBR & Co May 2011 - Present
Mitsubishi UFJ Securities December 2008 - April 2011
Trayport Incorporated November 2006 - August 2008
BNY Mellon October 1999 - November 2006
Skills
Technical Support, Troubleshooting, Cisco Technologies, Microsoft Exchange, Fixed Income, Unix, VMware
Education
Long Island University
BS Degree, Computer Science
New York University
School, Continuing and
Citigroup Global Markets Inc. February 2008 - Present
BNY Mellon June 2006 - January 2008
Mitsubishi UFJ Securities August 2004 - May 2006
Skills
Cash Management, Compliance, Tax Reporting, Wall Street Concepts..., Account Reconciliation, NRA/Domestic Tax, Customer Service, Bloomberg, Euroclear, DTC, Netx360, MS Office Suite, Outlook, Lotus Notes, AWD, Analysis, Accounting, Financial Services
Education
Laguardia Community College 2004 — 2006
Associate's degree, Paralegal
MUFG Union Bank July 2014 - Present
Union Bank September 2011 - June 2014
Mitsubishi UFJ Financial Group, Inc. June 2008 - September 2011
Mitsubishi UFJ Securities December 2004 - June 2008
Skills
Banking, Portfolio Management, Loans, Credit Risk, Financial Analysis, Risk Management, Corporate Finance, Capital Markets, Financial Modeling
Education
Kennedy School of Government, Harvard University 2001 — 2002
Public Administration, Master of Public Administration (MPA)
Hult International Business School 2000 — 2001
Management, Master of Science
R. Seelaus & Co., Inc. January 2012 - Present
Mitsubishi UFJ Securities 2009 - 2011
Commerzbank AG 2007 - 2009
HSBC 2002 - 2007
Paine Webber 1985 - 2000
Skills
Fixed Income, Equities, Investments, Bonds, Securities, Series 7, Bloomberg, Capital Markets
Education
Northeastern University
University of Massachusetts Boston
Mitsubishi UFJ Securities February 2013 - Present
Sullivan & Cromwell LLP June 2008 - June 2012
Simpson Thacher & Bartlett LLP June 2002 - June 2008
Skills
Securities, Contract Negotiation, Financial Analysis, Corporate Governance, Securities Regulation, Capital Markets, Cross-border..., IPO, Private Equity, Due Diligence
Education
Columbia University School of Law
Juris Doctor, Law
Mitsubishi UFJ Securities 2012 - 2013
Newedge May 2011 - March 2012
Merrill Lynch June 2009 - March 2011
BNP Paribas November 2000 - June 2009
Education
Adelphi University 1995 — 2000
Master's degree, Mathematics