UBS Securities
Industry: Bank
DescriptionUBS Securities Co., Ltd. is a Chinese investment bank and brokerage firm that affiliated to Swiss investment bank UBS, which was the second largest shareholder for 24.99% stake. Headquarters: Beijing, China Revenue: 1.232 billion CNY (2015) Founded: 2006 Net income: 301 million CNY (2015) Predecessor: Beijing Securities Total assets: 3.731 billion CNY (2015)
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UBS Securities Employees
Employee
Years
Job
Industry
Jennifer Burrows Jennifer Burrows's UBS Securities Experience July 2006 - April 2009
Job Project Manager
Industry Financial Services
Experience
Trading Technologies 2009 - Present
UBS Securities July 2006 - April 2009
Born Capital 2004 - 2006
Draftfcb 2005 - 2005
ABN AMRO Asset Management 2002 - 2004
Education
Dickinson College 1999 — 2001
BA, International Business and Management
Trading Technologies 2009 - Present
UBS Securities July 2006 - April 2009
Born Capital 2004 - 2006
Draftfcb 2005 - 2005
ABN AMRO Asset Management 2002 - 2004
Education
Dickinson College 1999 — 2001
BA, International Business and Management
Donald McIntyre Donald McIntyre's UBS Securities Experience August 1992 - August 1995
Job Building Etherplan
Industry Internet
Experience
Etherplan June 2015 - Present
Naation January 2013 - Present
McIntyresa November 2002 - August 2012
Dineronet June 1999 - April 2002
Morgan Stanley September 1995 - May 1999
UBS Securities August 1992 - August 1995
Skills
Entrepreneurship, Wealth Management, Financial Services, Crypto-currencies, Business Strategy, Management, Start-ups, Leadership, Finance, Investments, Strategy
Education
Universidad de Belgrano 1987 — 1992
Attended, Economics
Etherplan June 2015 - Present
Naation January 2013 - Present
McIntyresa November 2002 - August 2012
Dineronet June 1999 - April 2002
Morgan Stanley September 1995 - May 1999
UBS Securities August 1992 - August 1995
Skills
Entrepreneurship, Wealth Management, Financial Services, Crypto-currencies, Business Strategy, Management, Start-ups, Leadership, Finance, Investments, Strategy
Education
Universidad de Belgrano 1987 — 1992
Attended, Economics
Ian Pereira Ian Pereira's UBS Securities Experience 2004 - 2008
Job Partner, Atlas Technology Group
Industry Investment Banking
Experience
Atlas Technology Group LLC 2011 - Present
Elgon Capital Partners LLC 2008 - 2011
UBS Securities 2004 - 2008
Morgan Stanley 1997 - 2004
Morgan Stanley 1987 - 1997
Skills
Mergers & Acquisitions, Corporate Finance, Due Diligence, Private Equity, Investment Banking, Strategy, LBO, Divestitures, Management, Valuation, Venture Capital, Financial Modeling, M&A experience, Corporate Development, IPO, Private Placements, Capital Markets, Equities, Start-ups, Hedge Funds, Investments, Emerging Markets, Entrepreneurship, Financial Structuring, Structured Finance
Education
Columbia Business School 1985 — 1987
MBA, Finance and Accounting
King's College London, U. of London 1978 — 1981
BSc (Eng), Civil Engineering
Atlas Technology Group LLC 2011 - Present
Elgon Capital Partners LLC 2008 - 2011
UBS Securities 2004 - 2008
Morgan Stanley 1997 - 2004
Morgan Stanley 1987 - 1997
Skills
Mergers & Acquisitions, Corporate Finance, Due Diligence, Private Equity, Investment Banking, Strategy, LBO, Divestitures, Management, Valuation, Venture Capital, Financial Modeling, M&A experience, Corporate Development, IPO, Private Placements, Capital Markets, Equities, Start-ups, Hedge Funds, Investments, Emerging Markets, Entrepreneurship, Financial Structuring, Structured Finance
Education
Columbia Business School 1985 — 1987
MBA, Finance and Accounting
King's College London, U. of London 1978 — 1981
BSc (Eng), Civil Engineering
Wim Ludington's UBS Securities Experience 2002 - September 2008
Job EVP at Swett & Crawford, A CGSC Company
Industry Financial Services
Experience
Swett & Crawford, A CGSC Company January 2015 - Present
Canaccord Genuity Inc. August 2013 - January 2015
Mayfair Capital Markets January 2013 - August 2013
CapRok Capital November 2008 - September 2012
UBS Securities 2002 - September 2008
JPMorgan Chase 2000 - 2002
Marsh & McLennan Companies, Inc. 1999 - 2000
AIG 1989 - 1991
Skills
Structured Products, Fixed Income, Capital Markets, Hedge Funds, Alternative Investments, Securities, Financial Structuring, Series 7, Trading, Credit, Securitization, Credit Derivatives, Investments, Financial Modeling, Financial Analysis, Commercial Real Estate, Directors & Officers..., Errors & Omissions, Insurance Linked..., Catastrophe, Commercial Insurance
Education
Denison University 1983 — 1987
Bachelor's degree, Economics
St. Louis Country Day School 1979 — 1983
Swett & Crawford, A CGSC Company January 2015 - Present
Canaccord Genuity Inc. August 2013 - January 2015
Mayfair Capital Markets January 2013 - August 2013
CapRok Capital November 2008 - September 2012
UBS Securities 2002 - September 2008
JPMorgan Chase 2000 - 2002
Marsh & McLennan Companies, Inc. 1999 - 2000
AIG 1989 - 1991
Skills
Structured Products, Fixed Income, Capital Markets, Hedge Funds, Alternative Investments, Securities, Financial Structuring, Series 7, Trading, Credit, Securitization, Credit Derivatives, Investments, Financial Modeling, Financial Analysis, Commercial Real Estate, Directors & Officers..., Errors & Omissions, Insurance Linked..., Catastrophe, Commercial Insurance
Education
Denison University 1983 — 1987
Bachelor's degree, Economics
St. Louis Country Day School 1979 — 1983
Daniel Kau Daniel Kau's UBS Securities Experience 1989 - 1996
Job Realtor at Alain Pinel Realtors
Industry Real Estate
Experience
Alain Pinel Realtors 2014 - Present
Morgan Stanley Smith Barney 2007 - 2009
Charles Schwab & Co. 1999 - 2006
UBS Securities 1989 - 1996
Skills
First Time Home Buyers, Real Estate Transactions, Residential Homes, Listing Homes, Investment Advisory, Asset Allocation, ETFs
Education
Columbia University - Columbia Business School
MBA, Finance
Rensselaer Polytechnic Institute
B.S. & M.S., Chemical Engineering
Alain Pinel Realtors 2014 - Present
Morgan Stanley Smith Barney 2007 - 2009
Charles Schwab & Co. 1999 - 2006
UBS Securities 1989 - 1996
Skills
First Time Home Buyers, Real Estate Transactions, Residential Homes, Listing Homes, Investment Advisory, Asset Allocation, ETFs
Education
Columbia University - Columbia Business School
MBA, Finance
Rensselaer Polytechnic Institute
B.S. & M.S., Chemical Engineering
Edward (Kan) Wang Edward (Kan) Wang's UBS Securities Experience July 2013 - December 2013
Job MIT Sloan Master of Finance Candidate
Industry Financial Services
Experience
Carleton College September 2014 - December 2014
Bank of China International February 2014 - April 2014
ICBC Credit Suisse Asset Management December 2013 - February 2014
UBS Securities July 2013 - December 2013
Bank of China June 2013 - July 2013
Laser Interferometer Gravitational-Wave Observatory (LIGO) October 2011 - August 2012
Peking University, The State Key Laboratory of Protein and Plant Gene Research June 2008 - January 2009
Carnegie Institution for Science, Department of Embryology June 2007 - August 2007
Skills
Microsoft Office, Data Analysis, PowerPoint, Microsoft Excel, Research, English, Program Development, SPSS, Stata, Economics, Python, Financial Modeling, R, Financial Analysis, Financial Accounting
Education
Massachusetts Institute of Technology - Sloan School of Management 2015 — 2016
Master’s Degree, Finance
Carleton College 2010 — 2015
Bachelor’s Degree, Mathematics and Economics, 3.85 / 4.00
High School Affiliated to Peking University
High School
Princeton High School
Carleton College September 2014 - December 2014
Bank of China International February 2014 - April 2014
ICBC Credit Suisse Asset Management December 2013 - February 2014
UBS Securities July 2013 - December 2013
Bank of China June 2013 - July 2013
Laser Interferometer Gravitational-Wave Observatory (LIGO) October 2011 - August 2012
Peking University, The State Key Laboratory of Protein and Plant Gene Research June 2008 - January 2009
Carnegie Institution for Science, Department of Embryology June 2007 - August 2007
Skills
Microsoft Office, Data Analysis, PowerPoint, Microsoft Excel, Research, English, Program Development, SPSS, Stata, Economics, Python, Financial Modeling, R, Financial Analysis, Financial Accounting
Education
Massachusetts Institute of Technology - Sloan School of Management 2015 — 2016
Master’s Degree, Finance
Carleton College 2010 — 2015
Bachelor’s Degree, Mathematics and Economics, 3.85 / 4.00
High School Affiliated to Peking University
High School
Princeton High School
Peter Cook, CFA Peter Cook, CFA's UBS Securities Experience August 1987 - April 1992
Job Currently in job search for Chief Investment Officer or other senior leadership position within an asset management firm
Industry Investment Management
Experience
Performance Trust Investment Advisors, LLC (PTIA) July 2008 - February 2013
Rochester Partners October 1997 - July 2008
Franklin Templeton Investments April 1994 - April 1997
UBS Securities August 1987 - April 1992
PepsiCo International October 1984 - June 1986
Deloitte, Haskins, & Sells June 1982 - September 1984
Skills
Portfolio Management, Manager of Investment..., Asset Management..., Asset Management, Investments, Fixed Income, Hedge Funds, Budgets, Finance, Investment Strategies, Equities, Bonds, Mutual Funds, Strategy, Leadership
Education
University of Chicago 1983 — 1987
Master of Business Administration (MBA), Specialization in International Finance
University of Illinois at Urbana-Champaign 1978 — 1982
Bachelor of Science (B.S.), Accountancy
Performance Trust Investment Advisors, LLC (PTIA) July 2008 - February 2013
Rochester Partners October 1997 - July 2008
Franklin Templeton Investments April 1994 - April 1997
UBS Securities August 1987 - April 1992
PepsiCo International October 1984 - June 1986
Deloitte, Haskins, & Sells June 1982 - September 1984
Skills
Portfolio Management, Manager of Investment..., Asset Management..., Asset Management, Investments, Fixed Income, Hedge Funds, Budgets, Finance, Investment Strategies, Equities, Bonds, Mutual Funds, Strategy, Leadership
Education
University of Chicago 1983 — 1987
Master of Business Administration (MBA), Specialization in International Finance
University of Illinois at Urbana-Champaign 1978 — 1982
Bachelor of Science (B.S.), Accountancy
John Mooney John Mooney's UBS Securities Experience January 2010 - May 2012
Job Director, Capital Markets
Industry Investment Banking
Experience
DME Securities February 2015 - Present
Source Capital Group February 2014 - December 2014
UBS Securities January 2010 - May 2012
Goldman Sachs August 1987 - February 2008
United States Marine Corps 1972 - 1978
Skills
Start-ups, Investments, Business Strategy, Derivatives, Financial Modeling, Entrepreneurship, Strategy, New Business Development, Financial Analysis, Hedge Funds, Fixed Income, Financial Services, Management, Equity Derivatives, Banking, Finance, Corporate Finance, Business Development, Management Consulting, Alternative Investments, Trading Systems, Bonds, Wealth Management, Business Planning, Structured Products, Financial Markets, Marketing Strategy, Investment Management, Series 7, Credit Derivatives, Proprietary Trading, Interest Rate..., Series 63, Relationship Management, Cloud Computing, Business Intelligence, Change Management, Trading, Structured Finance, Investment Banking, Asset Management, Private Equity, Capital Markets, Valuation
Education
Stanford Graduate School of Business 1985 — 1987
MBA
University of Southern California
MS, Information Technology
United States Naval Academy
BS, Electrical Engineering
DME Securities February 2015 - Present
Source Capital Group February 2014 - December 2014
UBS Securities January 2010 - May 2012
Goldman Sachs August 1987 - February 2008
United States Marine Corps 1972 - 1978
Skills
Start-ups, Investments, Business Strategy, Derivatives, Financial Modeling, Entrepreneurship, Strategy, New Business Development, Financial Analysis, Hedge Funds, Fixed Income, Financial Services, Management, Equity Derivatives, Banking, Finance, Corporate Finance, Business Development, Management Consulting, Alternative Investments, Trading Systems, Bonds, Wealth Management, Business Planning, Structured Products, Financial Markets, Marketing Strategy, Investment Management, Series 7, Credit Derivatives, Proprietary Trading, Interest Rate..., Series 63, Relationship Management, Cloud Computing, Business Intelligence, Change Management, Trading, Structured Finance, Investment Banking, Asset Management, Private Equity, Capital Markets, Valuation
Education
Stanford Graduate School of Business 1985 — 1987
MBA
University of Southern California
MS, Information Technology
United States Naval Academy
BS, Electrical Engineering
Ronald Bonifacio Ronald Bonifacio's UBS Securities Experience January 2005 - May 2011
Job Director at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities March 2015 - Present
ISF Management LLC May 2013 - March 2015
Conifer Securities December 2012 - May 2013
UBS Securities January 2005 - May 2011
UBS Securities LLC May 1995 - May 2011
UBS 1995 - 2011
UBS Securities January 2002 - January 2005
UBS Securities January 1997 - January 2002
Oppenheimer Capital June 1992 - May 1995
Skills
Series 7, Series 63, Prime Brokerage, Fixed Income, Securities, Middle Office, Equities, Mutual Funds, Bloomberg, Series 24, Hedge Funds, Derivatives, FINRA, Securities Lending, Bonds
Education
Fordham University - Graduate School of Business Administration 1997 — 2000
MBA, Finance
Pace University-Pleasantville/Briarcliff Campus 1988 — 1992
BBA, Accounting
Wells Fargo Securities March 2015 - Present
ISF Management LLC May 2013 - March 2015
Conifer Securities December 2012 - May 2013
UBS Securities January 2005 - May 2011
UBS Securities LLC May 1995 - May 2011
UBS 1995 - 2011
UBS Securities January 2002 - January 2005
UBS Securities January 1997 - January 2002
Oppenheimer Capital June 1992 - May 1995
Skills
Series 7, Series 63, Prime Brokerage, Fixed Income, Securities, Middle Office, Equities, Mutual Funds, Bloomberg, Series 24, Hedge Funds, Derivatives, FINRA, Securities Lending, Bonds
Education
Fordham University - Graduate School of Business Administration 1997 — 2000
MBA, Finance
Pace University-Pleasantville/Briarcliff Campus 1988 — 1992
BBA, Accounting
Don Kapetanakis Don Kapetanakis's UBS Securities Experience December 1990 - March 1992
Job Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch June 2011 - Present
DK Technicals LLC June 2007 - June 2011
Merrill Lynch June 1997 - May 2007
Odyssey Partners, LP March 1992 - May 1997
UBS Securities December 1990 - March 1992
Skills
Alternative Investments, Series 7, Series 63, Equities, Investments, Hedge Funds, Wealth Management, Trading, Financial Advisory, Mutual Funds, Portfolio Development, Portfolio Management, Fixed Income, Electronic Trading, Leadership, Asset Allocation, Series 24, Trading Systems, Securities, Finance, Investment Management, Investment Strategies, Retirement, Retirement Planning, Investment Advisory
Education
McGill University
Graduate Diploma, Applied Business Management
McGill University
Bachelor of Science (B.Sc.), Psychology
James O'Neill High School
Merrill Lynch June 2011 - Present
DK Technicals LLC June 2007 - June 2011
Merrill Lynch June 1997 - May 2007
Odyssey Partners, LP March 1992 - May 1997
UBS Securities December 1990 - March 1992
Skills
Alternative Investments, Series 7, Series 63, Equities, Investments, Hedge Funds, Wealth Management, Trading, Financial Advisory, Mutual Funds, Portfolio Development, Portfolio Management, Fixed Income, Electronic Trading, Leadership, Asset Allocation, Series 24, Trading Systems, Securities, Finance, Investment Management, Investment Strategies, Retirement, Retirement Planning, Investment Advisory
Education
McGill University
Graduate Diploma, Applied Business Management
McGill University
Bachelor of Science (B.Sc.), Psychology
James O'Neill High School
Matthew Roggenburg's UBS Securities Experience July 2007 - June 2008
Job Managing Director, Debt Strategies at PNC Capital Markets LLC
Industry Financial Services
Experience
PNC Capital Markets LLC November 2013 - Present
Cityview Capital Solutions, LLC October 2008 - November 2013
UBS Securities July 2007 - June 2008
JP Morgan July 1997 - July 2007
J.P. Morgan Securities Inc 1997 - 2007
Goldman Sachs August 1989 - July 1997
Connie Lee Insurance Company/Sallie Mae May 1987 - June 1989
S&B Insurance Services March 1984 - May 1987
Coopers & Lybrand August 1983 - March 1984
Skills
Capital Markets, Derivatives, Bonds, Risk Management, Securities, Financial Structuring, Structured Finance, Swaps, Finance, Financial Services, Management, Fixed Income, Investment Banking
Education
University of Pennsylvania 1979 — 1983
BS Economics, Finance
University of Pennsylvania - The Wharton School 1979 — 1983
Bachelor of Science (BS), Economics/Finance
PNC Capital Markets LLC November 2013 - Present
Cityview Capital Solutions, LLC October 2008 - November 2013
UBS Securities July 2007 - June 2008
JP Morgan July 1997 - July 2007
J.P. Morgan Securities Inc 1997 - 2007
Goldman Sachs August 1989 - July 1997
Connie Lee Insurance Company/Sallie Mae May 1987 - June 1989
S&B Insurance Services March 1984 - May 1987
Coopers & Lybrand August 1983 - March 1984
Skills
Capital Markets, Derivatives, Bonds, Risk Management, Securities, Financial Structuring, Structured Finance, Swaps, Finance, Financial Services, Management, Fixed Income, Investment Banking
Education
University of Pennsylvania 1979 — 1983
BS Economics, Finance
University of Pennsylvania - The Wharton School 1979 — 1983
Bachelor of Science (BS), Economics/Finance
Thomas Leder, CFA's UBS Securities Experience 1993 - 1995
Job Financial Advisor at MassMutual
Industry Financial Services
Experience
MassMutual June 2010 - Present
PENN MUTUAL 1997 - 2009
BARCLAYS de ZOETE WEDD SECURITIES 1995 - 1996
UBS SECURITIES 1993 - 1995
CRT 1990 - 1993
Skills
Insurance, Retirement Planning, Financial Services, Estate Planning, Series 7, Equities, Finance, Fixed Income, Retirement, Financial Analysis, Risk Management, Securities, Trading, Portfolio Management, Investments
Education
Columbia University in the City of New York 1985 — 1989
BA, Political Science
Chaminade High School 1982 — 1985
MassMutual June 2010 - Present
PENN MUTUAL 1997 - 2009
BARCLAYS de ZOETE WEDD SECURITIES 1995 - 1996
UBS SECURITIES 1993 - 1995
CRT 1990 - 1993
Skills
Insurance, Retirement Planning, Financial Services, Estate Planning, Series 7, Equities, Finance, Fixed Income, Retirement, Financial Analysis, Risk Management, Securities, Trading, Portfolio Management, Investments
Education
Columbia University in the City of New York 1985 — 1989
BA, Political Science
Chaminade High School 1982 — 1985
Lori Calamari Lori Calamari's UBS Securities Experience 1987 - 1995
Job Licensed Associate Real Estate Broker at Julia B. Fee Sotheby's International Realty Scarsdale
Industry Real Estate
Experience
Julia B. Fee Sotheby's International Realty January 2015 - Present
Coldwell Banker Residential Brokerage November 2004 - January 2015
UBS 1995 - 1999
ubs securities 1987 - 1995
Skills
Relocation, First Time Home Buyers, Buyer Representation, Sellers, Short Sales, Condos, New Home Sales, Single Family Homes, Investors, ABR, Waterfront, Investment Properties, Real Estate Transactions, Real Estate, Referrals, Listings, Residential Homes, Townhomes
Education
Rutgers, The State University of New Jersey-New Brunswick 1983 — 1987
Bachelor of Arts (B.A.), Economics
Wds
Julia B. Fee Sotheby's International Realty January 2015 - Present
Coldwell Banker Residential Brokerage November 2004 - January 2015
UBS 1995 - 1999
ubs securities 1987 - 1995
Skills
Relocation, First Time Home Buyers, Buyer Representation, Sellers, Short Sales, Condos, New Home Sales, Single Family Homes, Investors, ABR, Waterfront, Investment Properties, Real Estate Transactions, Real Estate, Referrals, Listings, Residential Homes, Townhomes
Education
Rutgers, The State University of New Jersey-New Brunswick 1983 — 1987
Bachelor of Arts (B.A.), Economics
Wds
Dave Tih, CPA, CA, CFA Dave Tih, CPA, CA, CFA's UBS Securities Experience 2000 - 2002
Job Partner at Recruiting in Motion (Downtown) dave@recruitinginmotion.com
Industry Staffing and Recruiting
Experience
Recruiting in Motion June 2012 - Present
Robert Half Finance & Accounting 2003 - May 2012
UBS Securities 2000 - 2002
Coastal Capital 1999 - 2000
PricewaterhouseCoopers 1996 - 1999
Skills
Permanent Placement, Permanent Search, Contract Recruitment, Temporary Staffing, Temporary Placement, Talent Management, Interviews, Hiring, Executive Search, Staffing Services, Technical Recruiting, Leadership, Sourcing, CRM, Finance, Financial Analysis, Management, Sarbanes-Oxley Act, Accounting, Financial Reporting
Education
Queen's University 1991 — 1995
1995, Commerce
CFA Institute
Chartered Financial Analyst (CFA)
Institute of Chartered Accountants of Ontario
Chartered Accountant (CA)
Recruiting in Motion June 2012 - Present
Robert Half Finance & Accounting 2003 - May 2012
UBS Securities 2000 - 2002
Coastal Capital 1999 - 2000
PricewaterhouseCoopers 1996 - 1999
Skills
Permanent Placement, Permanent Search, Contract Recruitment, Temporary Staffing, Temporary Placement, Talent Management, Interviews, Hiring, Executive Search, Staffing Services, Technical Recruiting, Leadership, Sourcing, CRM, Finance, Financial Analysis, Management, Sarbanes-Oxley Act, Accounting, Financial Reporting
Education
Queen's University 1991 — 1995
1995, Commerce
CFA Institute
Chartered Financial Analyst (CFA)
Institute of Chartered Accountants of Ontario
Chartered Accountant (CA)
Brett Burns Brett Burns's UBS Securities Experience 1997 - 2000
Job Managing Director Head of US Institutional Cash Equity Sales at Deutsche Bank
Industry Investment Banking
Experience
Deutsche Bank April 2010 - Present
Deutsche Bank 2005 - 2010
Thomas Weisel Partners 2000 - 2005
UBS Securities 1997 - 2000
Chase Manhattan Bank 1992 - 1996
Skills
Equities, Hedge Funds, Capital Markets, Mutual Funds, Institutional..., Investments, Alternative Investments, Bloomberg
Education
New York University - Leonard N. Stern School of Business 1995 — 1997
MBA, Finance
Boston College 1988 — 1992
Bachelor of Arts, English and Philosophy
Fairfield Prep 1985 — 1988
Deutsche Bank April 2010 - Present
Deutsche Bank 2005 - 2010
Thomas Weisel Partners 2000 - 2005
UBS Securities 1997 - 2000
Chase Manhattan Bank 1992 - 1996
Skills
Equities, Hedge Funds, Capital Markets, Mutual Funds, Institutional..., Investments, Alternative Investments, Bloomberg
Education
New York University - Leonard N. Stern School of Business 1995 — 1997
MBA, Finance
Boston College 1988 — 1992
Bachelor of Arts, English and Philosophy
Fairfield Prep 1985 — 1988
Kim Sutton Golodetz Kim Sutton Golodetz's UBS Securities Experience January 1994 - December 1994
Job Senior Vice President, Principal at LHA
Industry Public Relations and Communications
Experience
LHA, Inc. 1998 - Present
Sheffield Medical Technologies/Pharmaceuticals 1996 - 1998
American Stock Exchange 1995 - 1996
UBS Securities January 1994 - December 1994
Value Line 1992 - 1994
Merrill Lynch 1982 - 1984
Skills
Investor Relations, Corporate Communications, Capital Markets, Mergers, Public Relations, Mergers & Acquisitions, Investment Banking, Corporate Development, Press Releases, Strategy, IPO, Leadership, Equities, Investments, Financial Analysis, Start-ups, Financial Modeling, Venture Capital, Private Equity, Valuation, M&A experience, Capital, Alternative Investments, Private Placements, Divestitures, Equity Research, Hedge Funds, Financial Structuring, Investment Management, Capital Raising, Asset Management, Due Diligence, Equity Capital Markets, Joint Ventures, Executive Management, Venture Financing, Corporate Finance, Emerging Markets, Equity Valuation, Message Development, Securities Regulation
Education
Pace University - Lubin School of Business
MBA, International Business/Finance
State University of New York at Albany
B.A., English, Theater
LHA, Inc. 1998 - Present
Sheffield Medical Technologies/Pharmaceuticals 1996 - 1998
American Stock Exchange 1995 - 1996
UBS Securities January 1994 - December 1994
Value Line 1992 - 1994
Merrill Lynch 1982 - 1984
Skills
Investor Relations, Corporate Communications, Capital Markets, Mergers, Public Relations, Mergers & Acquisitions, Investment Banking, Corporate Development, Press Releases, Strategy, IPO, Leadership, Equities, Investments, Financial Analysis, Start-ups, Financial Modeling, Venture Capital, Private Equity, Valuation, M&A experience, Capital, Alternative Investments, Private Placements, Divestitures, Equity Research, Hedge Funds, Financial Structuring, Investment Management, Capital Raising, Asset Management, Due Diligence, Equity Capital Markets, Joint Ventures, Executive Management, Venture Financing, Corporate Finance, Emerging Markets, Equity Valuation, Message Development, Securities Regulation
Education
Pace University - Lubin School of Business
MBA, International Business/Finance
State University of New York at Albany
B.A., English, Theater
Nelson Lam Nelson Lam's UBS Securities Experience 1990 - 1996
Job Founder & President, The Lam Group
Industry Investment Management
Experience
The Lam Group, Inc. 2001 - Present
Windermere Investment Associates 1999 - 2000
UBS Securities 1990 - 1996
Merrill Lynch Capital Markets 1987 - 1990
JP Morgan 1982 - 1985
Education
University of Pennsylvania - The Wharton School 1985 — 1987
MBA, Finance
Tufts University 1978 — 1982
BS, Mechanical Engineering
The Lawrenceville School 1974 — 1978
The Lam Group, Inc. 2001 - Present
Windermere Investment Associates 1999 - 2000
UBS Securities 1990 - 1996
Merrill Lynch Capital Markets 1987 - 1990
JP Morgan 1982 - 1985
Education
University of Pennsylvania - The Wharton School 1985 — 1987
MBA, Finance
Tufts University 1978 — 1982
BS, Mechanical Engineering
The Lawrenceville School 1974 — 1978
Al Carroccia Al Carroccia's UBS Securities Experience January 1986 - September 1993
Job VP Acquisitions / Market Research at Synergy Star Realty
Industry Real Estate
Experience
Knight Capital America LLC August 2010 - January 2013
AC MBS Inc. September 2008 - August 2010
Chase Bank August 2007 - September 2008
North Shore Financial Group June 2005 - August 2007
Morgan Stanley January 2007 - July 2007
Interactive Data Corp. March 1998 - May 2005
Spear, Leeds & Kellogg August 1994 - February 1998
Gruntal & Co. September 1993 - July 1994
UBS Securities January 1986 - September 1993
Paine Webber Real Estate Securities February 1982 - January 1986
Skills
Trading, MBS, Fixed Income, Bloomberg, Operations Control, Securities, Bonds
Education
New York University 1985 — 1986
Administrative Office Management
State University of New York College of Agriculture and Technology at Cobleskill 1976 — 1977
AAS, Business Administration / Accounting
Knight Capital America LLC August 2010 - January 2013
AC MBS Inc. September 2008 - August 2010
Chase Bank August 2007 - September 2008
North Shore Financial Group June 2005 - August 2007
Morgan Stanley January 2007 - July 2007
Interactive Data Corp. March 1998 - May 2005
Spear, Leeds & Kellogg August 1994 - February 1998
Gruntal & Co. September 1993 - July 1994
UBS Securities January 1986 - September 1993
Paine Webber Real Estate Securities February 1982 - January 1986
Skills
Trading, MBS, Fixed Income, Bloomberg, Operations Control, Securities, Bonds
Education
New York University 1985 — 1986
Administrative Office Management
State University of New York College of Agriculture and Technology at Cobleskill 1976 — 1977
AAS, Business Administration / Accounting
D. Christopher Walker D. Christopher Walker's UBS Securities Experience April 2011 - Present
Job Head of Regulatory Exams at UBS Investment Bank
Industry Financial Services
Experience
UBS Investment Bank November 2014 - Present
UBS Securities April 2011 - Present
CME Group March 2009 - April 2011
FINRA May 2005 - March 2009
Beam & Astarita, LLC November 2002 - May 2005
US Securities and Exchange Commission May 2001 - August 2001
New York Stock Exchange, Inc. February 1999 - May 2001
Paine Webber September 1996 - February 1999
TD Waterhouse October 1994 - July 1996
Skills
Corporate Governance, Securities, Corporate Law, Risk Management, Derivatives, Due Diligence, Capital Markets, Securities Regulation, Financial Regulation, Hedge Funds, FINRA, Series 7, Fixed Income, Equities
Education
New York Law School 2009 — 2013
LL.M., Financial Services Law
Brooklyn Law School 1998 — 2002
J.D., Law
Florida State University 1989 — 1993
B.A., History and International Affairs
UBS Investment Bank November 2014 - Present
UBS Securities April 2011 - Present
CME Group March 2009 - April 2011
FINRA May 2005 - March 2009
Beam & Astarita, LLC November 2002 - May 2005
US Securities and Exchange Commission May 2001 - August 2001
New York Stock Exchange, Inc. February 1999 - May 2001
Paine Webber September 1996 - February 1999
TD Waterhouse October 1994 - July 1996
Skills
Corporate Governance, Securities, Corporate Law, Risk Management, Derivatives, Due Diligence, Capital Markets, Securities Regulation, Financial Regulation, Hedge Funds, FINRA, Series 7, Fixed Income, Equities
Education
New York Law School 2009 — 2013
LL.M., Financial Services Law
Brooklyn Law School 1998 — 2002
J.D., Law
Florida State University 1989 — 1993
B.A., History and International Affairs
Karrie Kindl-Valdez, LCSW Karrie Kindl-Valdez, LCSW's UBS Securities Experience March 1993 - May 1995
Job Mental Health Care Professional
Industry Mental Health Care
Experience
Karrie Kindl-Valdez, LCSW October 2008 - Present
Community Counseling Centers September 2007 - October 2008
Jordan Community School/CPS October 2006 - June 2007
Logandale Middle School/CPS August 2005 - May 2006
Dooley Elementary School/District August 2004 - June 2005
Lincolnwood Elementary School/District September 2001 - June 2004
Self-employed May 1995 - September 2001
UBS Securities March 1993 - May 1995
Shiseido Co., Ltd March 1992 - February 1993
Midland Montagu Securities Ltd August 1987 - October 1988
Skills
Mental Health, ESL, Psychotherapy, Therapists, Spanish, Crisis Intervention, Personal Development, Adolescents, Non-profits, Teaching, Curriculum Design, Editing, Nonprofits, Research, Psychology, Mental Health Counseling, Family Therapy
Education
Rockford University 2007 — 2008
Masters, Education
Columbia University 1989 — 1991
Masters, Social Work
Oberlin College 1975 — 1979
BA, History and East Asian Studies
Aurora University
Columbia UniversityNew
Masters, Social Work
NTEC
Oberlin College
Bachelors, History and East Asian Studies
Rockford University
Masters, Education
Karrie Kindl-Valdez, LCSW October 2008 - Present
Community Counseling Centers September 2007 - October 2008
Jordan Community School/CPS October 2006 - June 2007
Logandale Middle School/CPS August 2005 - May 2006
Dooley Elementary School/District August 2004 - June 2005
Lincolnwood Elementary School/District September 2001 - June 2004
Self-employed May 1995 - September 2001
UBS Securities March 1993 - May 1995
Shiseido Co., Ltd March 1992 - February 1993
Midland Montagu Securities Ltd August 1987 - October 1988
Skills
Mental Health, ESL, Psychotherapy, Therapists, Spanish, Crisis Intervention, Personal Development, Adolescents, Non-profits, Teaching, Curriculum Design, Editing, Nonprofits, Research, Psychology, Mental Health Counseling, Family Therapy
Education
Rockford University 2007 — 2008
Masters, Education
Columbia University 1989 — 1991
Masters, Social Work
Oberlin College 1975 — 1979
BA, History and East Asian Studies
Aurora University
Columbia UniversityNew
Masters, Social Work
NTEC
Oberlin College
Bachelors, History and East Asian Studies
Rockford University
Masters, Education
Kyle Ulep's UBS Securities Experience June 2007 - August 2007
Job Investment Vice President at Prudential Capital Group
Industry Investment Management
Experience
Prudential Capital Group June 2014 - Present
Prudential Capital Group December 2010 - May 2014
Prudential Capital Group July 2008 - November 2010
UBS Securities June 2007 - August 2007
SAIC July 2003 - August 2006
Skills
Due Diligence, Investments, Valuation, Mergers, Corporate Finance, Private Placements, Mezzanine, Private Equity, Financial Modeling, Capital Markets, Portfolio Management, LBO, Equities, Investment Banking, Asset Managment, Mergers & Acquisitions, Venture Capital, Corporate Development, Finance
Education
The University of Chicago - Booth School of Business 2006 — 2008
MBA, Finance, Accounting, and Economics
Washington and Lee University 1998 — 2002
BS, Business Administration
Prudential Capital Group June 2014 - Present
Prudential Capital Group December 2010 - May 2014
Prudential Capital Group July 2008 - November 2010
UBS Securities June 2007 - August 2007
SAIC July 2003 - August 2006
Skills
Due Diligence, Investments, Valuation, Mergers, Corporate Finance, Private Placements, Mezzanine, Private Equity, Financial Modeling, Capital Markets, Portfolio Management, LBO, Equities, Investment Banking, Asset Managment, Mergers & Acquisitions, Venture Capital, Corporate Development, Finance
Education
The University of Chicago - Booth School of Business 2006 — 2008
MBA, Finance, Accounting, and Economics
Washington and Lee University 1998 — 2002
BS, Business Administration
Anthony Marano Anthony Marano's UBS Securities Experience June 2004 - May 2008
Job Financial Services
Industry Financial Services
Experience
Morgan Stanley Wealth Management September 2011 - Present
I.A. Englander May 2009 - June 2010
UBS Securities June 2004 - May 2008
Skills
Customer Service, Equities, Investments, Portfolio Management, Trading, Financial Services, Asset Management, Series 7, Mutual Funds, Capital Markets, Finance, Series 9, Series 10, Securities, Trading Systems, Bloomberg, Series 63, Electronic Trading
Education
Manhattan College 1997 — 2001
BS, Finance/Management
Morgan Stanley Wealth Management September 2011 - Present
I.A. Englander May 2009 - June 2010
UBS Securities June 2004 - May 2008
Skills
Customer Service, Equities, Investments, Portfolio Management, Trading, Financial Services, Asset Management, Series 7, Mutual Funds, Capital Markets, Finance, Series 9, Series 10, Securities, Trading Systems, Bloomberg, Series 63, Electronic Trading
Education
Manhattan College 1997 — 2001
BS, Finance/Management
Peng Jiang Peng Jiang's UBS Securities Experience June 2010 - August 2010
Job Student at University of Southern California
Industry Financial Services
Experience
UBS Securities June 2010 - August 2010
PwC February 2009 - April 2009
HSBC Bank January 2008 - February 2008
China Bank of Communications June 2007 - August 2007
Skills
Research, Microsoft Office, Excel, Microsoft Excel
Education
University of Southern California 2009 — 2011
Capital University of Economics and Business (CUEB) 2005 — 2009
Bachelor of Arts, Finance
UBS Securities June 2010 - August 2010
PwC February 2009 - April 2009
HSBC Bank January 2008 - February 2008
China Bank of Communications June 2007 - August 2007
Skills
Research, Microsoft Office, Excel, Microsoft Excel
Education
University of Southern California 2009 — 2011
Capital University of Economics and Business (CUEB) 2005 — 2009
Bachelor of Arts, Finance
Phil Ivey Phil Ivey's UBS Securities Experience 1988 - 1989
Job Crofton Capital, LLC
Industry Venture Capital & Private Equity
Experience
Crofton Capital, LLC 2009 - Present
Harris Williams & Co. 2002 - 2009
Tucker Anthony 1994 - 2001
KPMG Consulting 1989 - 1992
UBS Securities 1988 - 1989
Skills
Buyouts, Private Equity/Venture..., Private Equity Funding, Private Equity Firms, Company Acquisitions, M&A experience, Private Equity, Recapitalizations, Carve-outs, Strategic Planning, Business Strategy, Business Analysis, Corporate Development, Acquisitions, Private Placements, Start-ups, LBO, Valuation, Executive Management, Capital, Mergers & Acquisitions, Management, Venture Capital, Restructuring, Strategy, Mergers, Equities, Investment Banking, Business Valuation, Corporate Finance, Divestitures, Investments, Financial Services, IPO, Due Diligence, Leveraged Finance
Education
Northwestern University - Kellogg School of Management 1992 — 1994
MBA
University of Bristol 1985 — 1988
BS, Mathematics
Crofton Capital, LLC 2009 - Present
Harris Williams & Co. 2002 - 2009
Tucker Anthony 1994 - 2001
KPMG Consulting 1989 - 1992
UBS Securities 1988 - 1989
Skills
Buyouts, Private Equity/Venture..., Private Equity Funding, Private Equity Firms, Company Acquisitions, M&A experience, Private Equity, Recapitalizations, Carve-outs, Strategic Planning, Business Strategy, Business Analysis, Corporate Development, Acquisitions, Private Placements, Start-ups, LBO, Valuation, Executive Management, Capital, Mergers & Acquisitions, Management, Venture Capital, Restructuring, Strategy, Mergers, Equities, Investment Banking, Business Valuation, Corporate Finance, Divestitures, Investments, Financial Services, IPO, Due Diligence, Leveraged Finance
Education
Northwestern University - Kellogg School of Management 1992 — 1994
MBA
University of Bristol 1985 — 1988
BS, Mathematics
Andrew Heath's UBS Securities Experience August 2004 - March 2007
Job CFO / COOat Bombas Socks
Industry Financial Services
Experience
Bombas Socks June 2013 - Present
Regalis Foods April 2012 - January 2015
Babson College Fund May 2011 - May 2012
PepsiCo June 2011 - August 2011
Shenkman Capital Management August 2008 - August 2010
FirstLight Financial Corporation March 2007 - March 2008
UBS SECURITIES August 2004 - March 2007
Skills
Financial Modeling, Valuation, Corporate Finance, Investments, Portfolio Management, Finance, Capital Markets, Investment Banking, Entrepreneurship, Business Valuation, Problem Solving, M&A Modeling, Equity Valuation, Term Sheets, Selling Businesses
Education
BABSON COLLEGE, F.W. OLIN GRADUATE SCHOOL OF BUSINESS 2010 — 2012
Master, Business Administration
Occidental College 1999 — 2004
Bachelor of Science, Economics for Business and Management
Loomis Chaffee 1996 — 1999
Bombas Socks June 2013 - Present
Regalis Foods April 2012 - January 2015
Babson College Fund May 2011 - May 2012
PepsiCo June 2011 - August 2011
Shenkman Capital Management August 2008 - August 2010
FirstLight Financial Corporation March 2007 - March 2008
UBS SECURITIES August 2004 - March 2007
Skills
Financial Modeling, Valuation, Corporate Finance, Investments, Portfolio Management, Finance, Capital Markets, Investment Banking, Entrepreneurship, Business Valuation, Problem Solving, M&A Modeling, Equity Valuation, Term Sheets, Selling Businesses
Education
BABSON COLLEGE, F.W. OLIN GRADUATE SCHOOL OF BUSINESS 2010 — 2012
Master, Business Administration
Occidental College 1999 — 2004
Bachelor of Science, Economics for Business and Management
Loomis Chaffee 1996 — 1999
Davis Terry Davis Terry's UBS Securities Experience September 1997 - April 2009
Job Founding Partner at TAP Advisors
Industry Investment Banking
Experience
TAP Advisors October 2009 - Present
UBS Securities September 1997 - April 2009
UBS Investment Bank 1997 - April 2009
Dillon, Read & Co. Inc. June 1979 - September 1997
Education
University of Pennsylvania - The Wharton School 1978 — 1979
MBA, Finance
Yale University 1972 — 1976
BA, History
TAP Advisors October 2009 - Present
UBS Securities September 1997 - April 2009
UBS Investment Bank 1997 - April 2009
Dillon, Read & Co. Inc. June 1979 - September 1997
Education
University of Pennsylvania - The Wharton School 1978 — 1979
MBA, Finance
Yale University 1972 — 1976
BA, History
Andrew Szabo's UBS Securities Experience January 1995 - March 1998
Job CEO at Gustavo Cadile
Industry Financial Services
Experience
Greenwich Financial Management Inc. March 2003 - Present
Gustavo Cadile August 2014 - Present
NewOak Capital 2012 - 2013
Double Agent Inc. 1998 - 2001
UBS Securities January 1995 - March 1998
Kidder, Peabody & Co. May 1985 - December 1994
Lehman Brothers August 1984 - May 1985
Curtis, Mallet-Prevost, Colt & Mosle LLP June 1983 - August 1983
Arter Hadden & Hemmendinger June 1982 - August 1982
Skills
Equities, Risk Management, Fixed Income, ABS, CDO, Portfolio Management, Hedge Funds, Investments, Alternative Investments, Bonds, Securities, Sales Management, Venture Capital, Marketing Plan Creation, Capital Raising, Derivatives, Emerging Markets, MBS, Valuation, Private Placements, Fundraising, Financial Modeling, Corporate Finance, Private Equity, Insurance, Trading, High Yield, Entrepreneurship, Investment Banking, Due Diligence, Mergers & Acquisitions, Credit Derivatives, Asset Management, Capital Markets, Loans, Business Writing, Private Placement..., Leveraged Finance, Restructuring, Financial Structuring, Financial Markets, Strategy, Financial Risk, Securitization, Structured Finance, Structured Products
Education
Yale Law School 1981 — 1984
JD, Law
Harvard University 1976 — 1979
MA
Binghamton University 1972 — 1976
BA, Sociology and Math
Greenwich Financial Management Inc. March 2003 - Present
Gustavo Cadile August 2014 - Present
NewOak Capital 2012 - 2013
Double Agent Inc. 1998 - 2001
UBS Securities January 1995 - March 1998
Kidder, Peabody & Co. May 1985 - December 1994
Lehman Brothers August 1984 - May 1985
Curtis, Mallet-Prevost, Colt & Mosle LLP June 1983 - August 1983
Arter Hadden & Hemmendinger June 1982 - August 1982
Skills
Equities, Risk Management, Fixed Income, ABS, CDO, Portfolio Management, Hedge Funds, Investments, Alternative Investments, Bonds, Securities, Sales Management, Venture Capital, Marketing Plan Creation, Capital Raising, Derivatives, Emerging Markets, MBS, Valuation, Private Placements, Fundraising, Financial Modeling, Corporate Finance, Private Equity, Insurance, Trading, High Yield, Entrepreneurship, Investment Banking, Due Diligence, Mergers & Acquisitions, Credit Derivatives, Asset Management, Capital Markets, Loans, Business Writing, Private Placement..., Leveraged Finance, Restructuring, Financial Structuring, Financial Markets, Strategy, Financial Risk, Securitization, Structured Finance, Structured Products
Education
Yale Law School 1981 — 1984
JD, Law
Harvard University 1976 — 1979
MA
Binghamton University 1972 — 1976
BA, Sociology and Math
Donald Kyle Donald Kyle's UBS Securities Experience 1991 - 1997
Job Senior Managing Director at GE Capital Markets, Inc.
Industry Capital Markets
Experience
GE Capital Markets, Inc. November 2004 - Present
Societe Generale 1997 - 2004
UBS Securities 1991 - 1997
Citibank, N.A. 1981 - 1991
Manufacturers Hanover Trust September 1977 - May 1981
Skills
Syndications, Private Placements, Banking, Credit, Loans, Energy, Capital Structure, Renewable Energy, Project Finance, Capital Markets, Corporate Finance, Leveraged Finance, Asset Based Lending, Business Strategy, Divestitures, Executive Management, Financial Advisory, Financial Institutions, Financial Structuring, IPO, Investment Management, Joint Ventures, Leadership, Management, Structured Finance, Trading, Wind
Education
UCLA Anderson School of Management 1984 — 1986
MBA, Management
St. Lawrence University 1973 — 1977
BA, Economics
GE Capital Markets, Inc. November 2004 - Present
Societe Generale 1997 - 2004
UBS Securities 1991 - 1997
Citibank, N.A. 1981 - 1991
Manufacturers Hanover Trust September 1977 - May 1981
Skills
Syndications, Private Placements, Banking, Credit, Loans, Energy, Capital Structure, Renewable Energy, Project Finance, Capital Markets, Corporate Finance, Leveraged Finance, Asset Based Lending, Business Strategy, Divestitures, Executive Management, Financial Advisory, Financial Institutions, Financial Structuring, IPO, Investment Management, Joint Ventures, Leadership, Management, Structured Finance, Trading, Wind
Education
UCLA Anderson School of Management 1984 — 1986
MBA, Management
St. Lawrence University 1973 — 1977
BA, Economics
Jan Hanshaft Jan Hanshaft's UBS Securities Experience 1987 - 2000
Job Vice President Operational Services at Charles Schwab
Industry Investment Banking
Experience
Charles Schwab May 2011 - Present
Charles Schwab November 2009 - May 2011
Curian Capital February 2005 - January 2009
Strong Investments February 2000 - February 2005
UBS Investment Bank February 1987 - February 2000
UBS Securities 1987 - 2000
Skills
Series 7, Securities
Education
University of Pittsburgh 1982 — 1986
BS, Mathmatics, Psychology
Charles Schwab May 2011 - Present
Charles Schwab November 2009 - May 2011
Curian Capital February 2005 - January 2009
Strong Investments February 2000 - February 2005
UBS Investment Bank February 1987 - February 2000
UBS Securities 1987 - 2000
Skills
Series 7, Securities
Education
University of Pittsburgh 1982 — 1986
BS, Mathmatics, Psychology
Craig Sanger Craig Sanger's UBS Securities Experience May 1993 - May 1996
Job Managing Partner at Westwind Partners
Industry Staffing and Recruiting
Experience
Westwind Partners August 2009 - Present
Cromwell Partners July 2006 - September 2009
Canny, Bowen Inc January 2005 - June 2006
360 Search Advisors Inc November 1999 - December 2004
UBS Securities May 1993 - May 1996
Chase Securities, Inc March 1990 - May 1993
Bear Stearns & Company, Inc. December 1984 - March 1990
Skills
Investment Banking, Capital Markets, Asset Managment, Trading, Mergers, Executive Search, Risk Management, Fixed Income, Recruiting, Mergers & Acquisitions, Securities, Structured Products, Management, Structured Finance, Hedge Funds, Asset Management, Financial Services, Executive Management, Investments, Start-ups, Financial Risk
Education
Bowdoin College 1973 — 1977
BA, History
Noble and Greenough School 1969 — 1973
Westwind Partners August 2009 - Present
Cromwell Partners July 2006 - September 2009
Canny, Bowen Inc January 2005 - June 2006
360 Search Advisors Inc November 1999 - December 2004
UBS Securities May 1993 - May 1996
Chase Securities, Inc March 1990 - May 1993
Bear Stearns & Company, Inc. December 1984 - March 1990
Skills
Investment Banking, Capital Markets, Asset Managment, Trading, Mergers, Executive Search, Risk Management, Fixed Income, Recruiting, Mergers & Acquisitions, Securities, Structured Products, Management, Structured Finance, Hedge Funds, Asset Management, Financial Services, Executive Management, Investments, Start-ups, Financial Risk
Education
Bowdoin College 1973 — 1977
BA, History
Noble and Greenough School 1969 — 1973
Fredrick P. Scuteri's UBS Securities Experience December 2003 - February 2005
Job Vice President at AQR Capital Management
Industry Financial Services
Experience
AQR Capital Management August 2013 - Present
Israel A. Englander & Co. November 2012 - August 2013
The Gil Hodges Organization for Children & Families, Inc/ November 2008 - June 2013
Thomson Reuters September 2010 - October 2012
Cuttone & Co. February 2005 - September 2010
UBS Securities December 2003 - February 2005
ABN Amro Securities July 2001 - December 2003
JPMorgan Securities, Inc. 1997 - 2001
Federal Home Loan Bank of New York November 1995 - July 1997
Skills
Electronic Trading, Prime Brokerage, Smart Order Routing, Vendor Management, Settlement, Brokerage, Operations Management, Order Management, Execution Management..., Contract Negotiation, Hedge Funds, Options, Trading, Financial Markets, Portfolio Management, Financial Services, Fund Of Funds, Routing, Alternative Investments, Securities, Equities, Derivatives, Mutual Funds, Strategy, Fixed Income, Investments, Series 7, Trading Systems, Asset Management, Risk Management, Investment Management, Market Data, Start-ups, Equity Trading, Capital Markets
Education
St. John's University, The Peter J. Tobin College of Business 1995 — 1999
MBA, Finance
Saint John's University 1991 — 1995
B.S, Finance
Xaverian High School 1987 — 1991
Finance
AQR Capital Management August 2013 - Present
Israel A. Englander & Co. November 2012 - August 2013
The Gil Hodges Organization for Children & Families, Inc/ November 2008 - June 2013
Thomson Reuters September 2010 - October 2012
Cuttone & Co. February 2005 - September 2010
UBS Securities December 2003 - February 2005
ABN Amro Securities July 2001 - December 2003
JPMorgan Securities, Inc. 1997 - 2001
Federal Home Loan Bank of New York November 1995 - July 1997
Skills
Electronic Trading, Prime Brokerage, Smart Order Routing, Vendor Management, Settlement, Brokerage, Operations Management, Order Management, Execution Management..., Contract Negotiation, Hedge Funds, Options, Trading, Financial Markets, Portfolio Management, Financial Services, Fund Of Funds, Routing, Alternative Investments, Securities, Equities, Derivatives, Mutual Funds, Strategy, Fixed Income, Investments, Series 7, Trading Systems, Asset Management, Risk Management, Investment Management, Market Data, Start-ups, Equity Trading, Capital Markets
Education
St. John's University, The Peter J. Tobin College of Business 1995 — 1999
MBA, Finance
Saint John's University 1991 — 1995
B.S, Finance
Xaverian High School 1987 — 1991
Finance
Alexander Kerdman's UBS Securities Experience September 2005 - May 2006
Job Assistant General Counsel at Bank of America Merrill Lynch
Industry Law Practice
Experience
Bank of America Merrill Lynch May 2013 - Present
Cadwalader, Wickersham & Taft LLP September 2007 - May 2013
Bank of America Merrill Lynch January 2010 - October 2010
J.P. Morgan Securities Inc. December 2008 - February 2009
U.S. District Court, EDNY September 2006 - December 2006
Office of the Attorney General of the State of New York June 2006 - August 2006
UBS Securities September 2005 - May 2006
PricewaterhouseCoopers 2002 - 2004
Skills
Broker-Dealer, Prime Brokerage, ISDA, Negotiation, Legal Writing, Accounting, Русский, Corporations, Financial Services, Arbitration, Alternative Investments, Litigation, Commercial Litigation, Trading, FINRA, Securities Lending, Swaps
Education
Fordham University School of Law 2004 — 2007
J.D.
New York University - Leonard N. Stern School of Business 1999 — 2002
B.S., Accounting and Finance
Stuyvesant High School
Bank of America Merrill Lynch May 2013 - Present
Cadwalader, Wickersham & Taft LLP September 2007 - May 2013
Bank of America Merrill Lynch January 2010 - October 2010
J.P. Morgan Securities Inc. December 2008 - February 2009
U.S. District Court, EDNY September 2006 - December 2006
Office of the Attorney General of the State of New York June 2006 - August 2006
UBS Securities September 2005 - May 2006
PricewaterhouseCoopers 2002 - 2004
Skills
Broker-Dealer, Prime Brokerage, ISDA, Negotiation, Legal Writing, Accounting, Русский, Corporations, Financial Services, Arbitration, Alternative Investments, Litigation, Commercial Litigation, Trading, FINRA, Securities Lending, Swaps
Education
Fordham University School of Law 2004 — 2007
J.D.
New York University - Leonard N. Stern School of Business 1999 — 2002
B.S., Accounting and Finance
Stuyvesant High School
Oksana Marchenko Oksana Marchenko's UBS Securities Experience August 2008 - February 2009
Job Considering new opportunities
Industry International Affairs
Experience
Self-employed December 2009 - February 2015
Moscow School of Management SKOLKOVO April 2009 - November 2009
UBS Securities August 2008 - February 2009
FINRA (Financial Industry Regulatory Authority) Washington, DC June 2007 - August 2008
Embassy of Peru in the United States August 2006 - January 2007
American University August 2005 - January 2006
IREX January 2005 - June 2005
University of Wisconsin Oshkosh September 2001 - June 2003
Skills
International Relations, Capital Markets, Emerging Markets, Economics, Public Relations, Russian, International..., Research, International Business, Equities, Investor Relations, Financial Modeling, Financial Markets, Macroeconomics, SPSS, Microsoft Excel, Microsoft Word, PowerPoint, Access, Policy Analysis, Analysis, Business Strategy, Strategy
Education
American University 2005 — 2007
MA, International Affairs, International Economic Relations
University of Wisconsin-Oshkosh 1999 — 2003
BA, International Business, French
Self-employed December 2009 - February 2015
Moscow School of Management SKOLKOVO April 2009 - November 2009
UBS Securities August 2008 - February 2009
FINRA (Financial Industry Regulatory Authority) Washington, DC June 2007 - August 2008
Embassy of Peru in the United States August 2006 - January 2007
American University August 2005 - January 2006
IREX January 2005 - June 2005
University of Wisconsin Oshkosh September 2001 - June 2003
Skills
International Relations, Capital Markets, Emerging Markets, Economics, Public Relations, Russian, International..., Research, International Business, Equities, Investor Relations, Financial Modeling, Financial Markets, Macroeconomics, SPSS, Microsoft Excel, Microsoft Word, PowerPoint, Access, Policy Analysis, Analysis, Business Strategy, Strategy
Education
American University 2005 — 2007
MA, International Affairs, International Economic Relations
University of Wisconsin-Oshkosh 1999 — 2003
BA, International Business, French
Yoav Stramer Yoav Stramer's UBS Securities Experience June 2009 - July 2009
Job Analyst at Twin Capital Management LLC
Industry Financial Services
Experience
Twin Capital Management LLC May 2013 - Present
UBS Investment Bank July 2010 - May 2013
UBS Securities June 2009 - July 2009
University of Iowa Krause Fund August 2008 - January 2009
DT Trading, CBOT June 2008 - August 2008
Merrill Lynch Global Private Client June 2007 - August 2007
Education
University of Iowa - Henry B. Tippie College of Business 2006 — 2010
Twin Capital Management LLC May 2013 - Present
UBS Investment Bank July 2010 - May 2013
UBS Securities June 2009 - July 2009
University of Iowa Krause Fund August 2008 - January 2009
DT Trading, CBOT June 2008 - August 2008
Merrill Lynch Global Private Client June 2007 - August 2007
Education
University of Iowa - Henry B. Tippie College of Business 2006 — 2010
Harmon Handorf's UBS Securities Experience August 2002 - July 2004
Job Director of Finance at RLJ Lodging Trust
Industry Real Estate
Experience
RLJ Lodging Trust May 2015 - Present
GE Real Estate June 2006 - May 2015
GE Real Estate May 2005 - August 2005
UBS Securities August 2002 - July 2004
UBS Warburg July 2000 - August 2002
Skills
Real estate valuation, Appraisals, Valuation, Due Diligence, Finance, Mergers & Acquisitions, Equity Research, Portfolio Management, Analysis, Asset Management, Loans, Real Estate, Commercial Real Estate, Investment Banking, Credit, Financial Modeling
Education
University of California, Berkeley 2004 — 2006
MBA
Kenyon College 1996 — 2000
BA
The London School of Economics and Political Science (LSE) 1998 — 1999
General Course
Saint Albans 1990 — 1996
Diploma
RLJ Lodging Trust May 2015 - Present
GE Real Estate June 2006 - May 2015
GE Real Estate May 2005 - August 2005
UBS Securities August 2002 - July 2004
UBS Warburg July 2000 - August 2002
Skills
Real estate valuation, Appraisals, Valuation, Due Diligence, Finance, Mergers & Acquisitions, Equity Research, Portfolio Management, Analysis, Asset Management, Loans, Real Estate, Commercial Real Estate, Investment Banking, Credit, Financial Modeling
Education
University of California, Berkeley 2004 — 2006
MBA
Kenyon College 1996 — 2000
BA
The London School of Economics and Political Science (LSE) 1998 — 1999
General Course
Saint Albans 1990 — 1996
Diploma
Lynne Davis's UBS Securities Experience 1988 - 1993
Job
Industry Legal Services
Experience
Jefferies & Company January 2012 - Present
Jefferies & Company October 2009 - Present
Skadden Arps February 2009 - October 2009
Merrill Lynch December 2008 - January 2009
Merrill Lynch April 2005 - August 2008
D.S. Wolf Group International, LLC January 2004 - April 2005
Capco June 2002 - October 2002
Merrill Lynch January 1998 - June 2002
Merrill Lynch June 1993 - January 1998
UBS Securities 1988 - 1993
Skills
Strategy, Derivatives, Business Analysis, Investment Banking, Equities, Management, Leadership, Finance, Program Management, Recruiting, Analysis, Talent Management, Capital Markets, Executive Management, Financial Services, Prime Brokerage, Trading
Education
Lehigh University 1983 — 1987
BS
Emerson Jr. Sr. High School 1978 — 1983
High School
Jefferies & Company January 2012 - Present
Jefferies & Company October 2009 - Present
Skadden Arps February 2009 - October 2009
Merrill Lynch December 2008 - January 2009
Merrill Lynch April 2005 - August 2008
D.S. Wolf Group International, LLC January 2004 - April 2005
Capco June 2002 - October 2002
Merrill Lynch January 1998 - June 2002
Merrill Lynch June 1993 - January 1998
UBS Securities 1988 - 1993
Skills
Strategy, Derivatives, Business Analysis, Investment Banking, Equities, Management, Leadership, Finance, Program Management, Recruiting, Analysis, Talent Management, Capital Markets, Executive Management, Financial Services, Prime Brokerage, Trading
Education
Lehigh University 1983 — 1987
BS
Emerson Jr. Sr. High School 1978 — 1983
High School
Christopher Meredith, CAMS's UBS Securities Experience April 2000 - April 2007
Job Managing DirectorCompliance at Charles Schwab
Industry Capital Markets
Experience
Charles Schwab January 2012 - Present
Bank of America August 2010 - December 2011
Assent LLC a division of SunGard Trading May 2007 - August 2010
UBS Securities April 2000 - April 2007
Griswold Company Inc. September 1997 - March 2000
Skills
Certified Anti-Money..., AML, Compliance, Banking, Internal Audit, Policy, Trading, Series 7, Series 63, Series 9/10, Series 4, Series 24, Series 55, Financial Services, Securities, Equities, Capital Markets, Investments, Asset Management, OFAC, Options, USA PATRIOT Act, Internal Controls, Equity Trading, Fraud, Financial Markets, Financial Regulation, Proprietary Trading, Investment Advisory, Securities Regulation, Wealth Management, Financial Analysis, Broker-Dealer, KYC
Education
Marylhurst University 2007 — 2009
BS, Business and Leadership
Charles Schwab January 2012 - Present
Bank of America August 2010 - December 2011
Assent LLC a division of SunGard Trading May 2007 - August 2010
UBS Securities April 2000 - April 2007
Griswold Company Inc. September 1997 - March 2000
Skills
Certified Anti-Money..., AML, Compliance, Banking, Internal Audit, Policy, Trading, Series 7, Series 63, Series 9/10, Series 4, Series 24, Series 55, Financial Services, Securities, Equities, Capital Markets, Investments, Asset Management, OFAC, Options, USA PATRIOT Act, Internal Controls, Equity Trading, Fraud, Financial Markets, Financial Regulation, Proprietary Trading, Investment Advisory, Securities Regulation, Wealth Management, Financial Analysis, Broker-Dealer, KYC
Education
Marylhurst University 2007 — 2009
BS, Business and Leadership
Richard Levy's UBS Securities Experience October 2006 - Present
Job Director at UBS Securities LLC
Industry Banking
Experience
UBS Securities October 2006 - Present
ABN Amro January 2006 - September 2006
Cargill Investor Services 1999 - 2005
Skills
Derivatives, Electronic Trading, Exchange Traded..., High Frequency Trading, Trading Systems, Commodity, Options, Vendor Management
Education
Bournemouth University 1988 — 1990
Business & Finance
Thornden
UBS Securities October 2006 - Present
ABN Amro January 2006 - September 2006
Cargill Investor Services 1999 - 2005
Skills
Derivatives, Electronic Trading, Exchange Traded..., High Frequency Trading, Trading Systems, Commodity, Options, Vendor Management
Education
Bournemouth University 1988 — 1990
Business & Finance
Thornden
Jorge Lee's UBS Securities Experience January 1996 - June 1996
Job Assistant Vice PresidentBusiness Systems Manager at Moody's Corporation
Industry Financial Services
Experience
Moody's Corporation April 2013 - Present
Magnolia Terrace Condominium Association 2008 - Present
Moody's Corporation February 2010 - March 2013
Moody's Investors Service March 2009 - February 2010
Moody's Investors Service April 2008 - March 2009
Moody's Investor Service, Inc. June 2007 - April 2008
Magnolia Terrace Condominium Association 2006 - 2008
Moody's Investors Service September 2004 - June 2007
Moody's Investors Service July 1996 - September 2004
UBS Securities January 1996 - June 1996
Skills
Business Analysis, Sybase, SQL, SDLC, Project Management, Project Development..., Data Warehousing, ITIL, Databases, Business Intelligence, Microsoft SQL Server, Software Project..., Requirements Gathering, Enterprise Architecture, SharePoint, Requirements Analysis, IT Strategy
Education
Columbia University in the City of New York 1998 — 1999
Information Systems
New York University 1993 — 1995
Information Systems
Case Western Reserve University 1987 — 1992
Bachelor of Applied Science (BASc), Management Information Systems, General
Bronx High School of Science 1983 — 1987
Moody's Corporation April 2013 - Present
Magnolia Terrace Condominium Association 2008 - Present
Moody's Corporation February 2010 - March 2013
Moody's Investors Service March 2009 - February 2010
Moody's Investors Service April 2008 - March 2009
Moody's Investor Service, Inc. June 2007 - April 2008
Magnolia Terrace Condominium Association 2006 - 2008
Moody's Investors Service September 2004 - June 2007
Moody's Investors Service July 1996 - September 2004
UBS Securities January 1996 - June 1996
Skills
Business Analysis, Sybase, SQL, SDLC, Project Management, Project Development..., Data Warehousing, ITIL, Databases, Business Intelligence, Microsoft SQL Server, Software Project..., Requirements Gathering, Enterprise Architecture, SharePoint, Requirements Analysis, IT Strategy
Education
Columbia University in the City of New York 1998 — 1999
Information Systems
New York University 1993 — 1995
Information Systems
Case Western Reserve University 1987 — 1992
Bachelor of Applied Science (BASc), Management Information Systems, General
Bronx High School of Science 1983 — 1987
Fernando Diz's UBS Securities Experience July 2004 - July 2009
Job Managing Director at The Orange Value Fund, LLC
Industry Financial Services
Experience
The Orange Value Fund, LLC October 2006 - Present
M&E Financial Markets Research, LLC January 1998 - Present
MJ Whitman School of Management, Syracuse University September 1989 - Present
UBS Securities July 2004 - July 2009
Bear Stearns & Co. July 2004 - July 2005
Skills
Equities, Financial Modeling, Bloomberg, Valuation, Fixed Income, Investments, Derivatives, Financial Analysis, Hedge Funds, Capital Markets, Equity Research, Trading, Quantitative Analytics, Investment Banking, Corporate Finance, Alternative Investments, Private Equity, Portfolio Management, Asset Managment, Finance, Asset Management
Education
Cornell University 1983 — 1989
PhD, Finance, Agricultural Economics
Cornell University 1983 — 1989
Doctor of Philosophy (PhD), Agricultural Economics, Finance
The Orange Value Fund, LLC October 2006 - Present
M&E Financial Markets Research, LLC January 1998 - Present
MJ Whitman School of Management, Syracuse University September 1989 - Present
UBS Securities July 2004 - July 2009
Bear Stearns & Co. July 2004 - July 2005
Skills
Equities, Financial Modeling, Bloomberg, Valuation, Fixed Income, Investments, Derivatives, Financial Analysis, Hedge Funds, Capital Markets, Equity Research, Trading, Quantitative Analytics, Investment Banking, Corporate Finance, Alternative Investments, Private Equity, Portfolio Management, Asset Managment, Finance, Asset Management
Education
Cornell University 1983 — 1989
PhD, Finance, Agricultural Economics
Cornell University 1983 — 1989
Doctor of Philosophy (PhD), Agricultural Economics, Finance
David Lovely's UBS Securities Experience 2005 - Present
Job Managing Director at UBS Securities
Industry Financial Services
Experience
UBS Securities 2005 - Present
Fidelity Investments 2002 - 2005
J.P. Morgan 1999 - 2002
Skills
Equities, Hedge Funds, Derivatives, Capital Markets, Alternative Investments, Series 7, Structured Products, Investments, Trading Systems, Asset Managment, Prime Brokerage, Portfolio Management
Education
Bowdoin 1995 — 1999
Boston College High School 1991 — 1995
UBS Securities 2005 - Present
Fidelity Investments 2002 - 2005
J.P. Morgan 1999 - 2002
Skills
Equities, Hedge Funds, Derivatives, Capital Markets, Alternative Investments, Series 7, Structured Products, Investments, Trading Systems, Asset Managment, Prime Brokerage, Portfolio Management
Education
Bowdoin 1995 — 1999
Boston College High School 1991 — 1995
Chris Jefferson's UBS Securities Experience 2003 - 2004
Job Managing Partner, Portfolio Manager & Investment Analyst at Celestial Advisors, LLC
Industry Investment Management
Experience
Celestial Advisors, LLC 2008 - Present
Merrill Lynch 2004 - 2008
UBS Securities 2003 - 2004
Goldman Sachs June 1999 - October 2002
SunTrust Robinson Humphrey 1997 - 1998
Wachovia Securities 1995 - 1997
Skills
Investment Banking, Financial Modeling, Mergers, Due Diligence, Hedge Funds, Equity Research, Equity Valuation, Equity Trading, Mergers & Acquisitions, Equities, Investments
Education
The University of Chicago - Booth School of Business 1998 — 2000
MBA, Analytic Finance and Entrepreneurship
Emory University - Goizueta Business School 1992 — 1994
BBA, Accounting and Finance
Celestial Advisors, LLC 2008 - Present
Merrill Lynch 2004 - 2008
UBS Securities 2003 - 2004
Goldman Sachs June 1999 - October 2002
SunTrust Robinson Humphrey 1997 - 1998
Wachovia Securities 1995 - 1997
Skills
Investment Banking, Financial Modeling, Mergers, Due Diligence, Hedge Funds, Equity Research, Equity Valuation, Equity Trading, Mergers & Acquisitions, Equities, Investments
Education
The University of Chicago - Booth School of Business 1998 — 2000
MBA, Analytic Finance and Entrepreneurship
Emory University - Goizueta Business School 1992 — 1994
BBA, Accounting and Finance
Brian Disken's UBS Securities Experience August 1991 - December 2005
Job Director, Fixed Income Product Management
Industry Financial Services
Experience
DTCC July 2011 - Present
DTCC May 2011 - June 2011
DTCC March 2009 - May 2011
Countrywide Securities Corp. January 2006 - September 2008
UBS Securities August 1991 - December 2005
Skills
Capital Markets, Fixed Income, MBS, Derivatives, Hedge Funds, Equities, Investment Banking, Bloomberg, Prime Brokerage, Trading, Series 7, Risk Management, Trading Systems, Securities, Financial Services, Bonds, Credit Derivatives
Education
Pace University - Lubin School of Business 2005 — 2007
MBA, Mangement
Saint John's University
BA
DTCC July 2011 - Present
DTCC May 2011 - June 2011
DTCC March 2009 - May 2011
Countrywide Securities Corp. January 2006 - September 2008
UBS Securities August 1991 - December 2005
Skills
Capital Markets, Fixed Income, MBS, Derivatives, Hedge Funds, Equities, Investment Banking, Bloomberg, Prime Brokerage, Trading, Series 7, Risk Management, Trading Systems, Securities, Financial Services, Bonds, Credit Derivatives
Education
Pace University - Lubin School of Business 2005 — 2007
MBA, Mangement
Saint John's University
BA
Bill Kearns's UBS Securities Experience 1998 - 2007
Job Prime Finance Sales at Wells Fargo Prime Services
Industry Financial Services
Experience
Wells Fargo Prime Services September 2013 - Present
Deutsche Bank 2007 - September 2013
UBS Securities 1998 - 2007
Furman Selz LLC January 1995 - January 1998
DLJ /Pershing January 1993 - January 1995
Skills
Prime Brokerage, Relationship Management, Hedge Funds, Investment Banking, Derivatives, Alternative Investments, Finance, Equities, Series 7, Fixed Income, Bloomberg, Capital Markets, Securities, Series 63, Asset Management
Education
High Point University 1986 — 1990
BS, Business
Hun School of Princeton 1982 — 1986
Wells Fargo Prime Services September 2013 - Present
Deutsche Bank 2007 - September 2013
UBS Securities 1998 - 2007
Furman Selz LLC January 1995 - January 1998
DLJ /Pershing January 1993 - January 1995
Skills
Prime Brokerage, Relationship Management, Hedge Funds, Investment Banking, Derivatives, Alternative Investments, Finance, Equities, Series 7, Fixed Income, Bloomberg, Capital Markets, Securities, Series 63, Asset Management
Education
High Point University 1986 — 1990
BS, Business
Hun School of Princeton 1982 — 1986
Deborah Malden's UBS Securities Experience 1991 - 1997
Job Advocacy and Capacity Building for Arts, Culture and Nonprofits
Industry Public Policy
Experience
Boulder Chamber August 2013 - Present
Social Venture Partners Boulder County 2012 - Present
The Dairy Center for the Arts 2004 - 2008
UBS Securities 1991 - 1997
Nat West 1985 - 1991
Richco Capital 1982 - 1983
JPMorgan Chase & Co. 1977 - 1982
Skills
Fundraising, Entrepreneurship, Management, Volunteer Management, Nonprofits, Event Planning, Grant Writing, Grants, Public Speaking, Non-profits, Board Development, Community Outreach, Program Development, Philanthropy, Leadership Development, Leadership, Strategic Planning
Education
University of Michigan
Bachelor of Business Administration, Marketing/Marketing Management, General
Boulder Chamber August 2013 - Present
Social Venture Partners Boulder County 2012 - Present
The Dairy Center for the Arts 2004 - 2008
UBS Securities 1991 - 1997
Nat West 1985 - 1991
Richco Capital 1982 - 1983
JPMorgan Chase & Co. 1977 - 1982
Skills
Fundraising, Entrepreneurship, Management, Volunteer Management, Nonprofits, Event Planning, Grant Writing, Grants, Public Speaking, Non-profits, Board Development, Community Outreach, Program Development, Philanthropy, Leadership Development, Leadership, Strategic Planning
Education
University of Michigan
Bachelor of Business Administration, Marketing/Marketing Management, General
Chris Ahrens's UBS Securities Experience September 2008 - November 2012
Job Director of Investor Relations and Marketing at Round Table Investment Management Company
Industry Financial Services
Experience
Round Table Investment Management Company February 2013 - Present
UBS Securities September 2008 - November 2012
Countrywide Securities May 2007 - August 2008
Bear Stearns & Co. October 1995 - April 2007
Skills
Fixed Income, Derivatives, Hedge Funds, Equities, Bloomberg, Series 7, Trading, Alternative Investments, Asset Management, Portfolio Management, Structured Products, Bonds, Investments, Options, Securities
Education
Harvard University 1977 — 1982
Bachelor of Arts (B.A.), English Language and Literature
Round Table Investment Management Company February 2013 - Present
UBS Securities September 2008 - November 2012
Countrywide Securities May 2007 - August 2008
Bear Stearns & Co. October 1995 - April 2007
Skills
Fixed Income, Derivatives, Hedge Funds, Equities, Bloomberg, Series 7, Trading, Alternative Investments, Asset Management, Portfolio Management, Structured Products, Bonds, Investments, Options, Securities
Education
Harvard University 1977 — 1982
Bachelor of Arts (B.A.), English Language and Literature
Edward Quackenbush's UBS Securities Experience 1988 - 2002
Job Associate Fixed Income Clearance at Jefferies and Company
Industry Banking
Experience
Jefferies and Company March 2009 - Present
RBS Global Banking & Markets August 2002 - January 2009
ABN Amro Inc / RBS Securities Inc 2002 - 2009
UBS Securities 1988 - 2002
UBS Investment Bank 1988 - 2002
UBS 1988 - 2002
Swiss Bank Corporation (a/k/a UBS) 1988 - 1998
Swiss Bank Corp 1988 - 1997
Skills
Mergers, Derivatives, Equities, FX Options, Swaps, Capital Markets, Alternative Investments, Hedge Funds, Series 63, Asset Managment, Portfolio Management
Education
St. Francis College 1970 — 1975
St Francis Prep 1966 — 1970
Jefferies and Company March 2009 - Present
RBS Global Banking & Markets August 2002 - January 2009
ABN Amro Inc / RBS Securities Inc 2002 - 2009
UBS Securities 1988 - 2002
UBS Investment Bank 1988 - 2002
UBS 1988 - 2002
Swiss Bank Corporation (a/k/a UBS) 1988 - 1998
Swiss Bank Corp 1988 - 1997
Skills
Mergers, Derivatives, Equities, FX Options, Swaps, Capital Markets, Alternative Investments, Hedge Funds, Series 63, Asset Managment, Portfolio Management
Education
St. Francis College 1970 — 1975
St Francis Prep 1966 — 1970
Jorge Roldan's UBS Securities Experience July 1997 - January 1998
Job Associate Director Frontier and Emerging Markets Sales & Trading Exotix USA
Industry Financial Services
Experience
Exotix USA March 2012 - April 2013
Cantor Fitzgerald November 2010 - August 2011
Trans-National Research/Freimark Blair & Co March 2004 - August 2010
Hold Brothers Investment services, LLC February 2003 - February 2004
Worldco Financial Services, LLC March 1998 - January 2003
UBS Securities July 1997 - January 1998
Morgan Stanley & Co January 1994 - August 1995
Morgan Stanley & C0. January 1993 - January 1994
Morgan Stanley & Co. July 1992 - January 1993
Skills
Emerging Markets, Fixed Income, Trading, Currency, Investment Strategies, Institutional, Credit, Valuation, Rates, Economics, Asset Management, Portfolio Management, Hedge Funds, Investments, Bonds, Structured Products, Capital Markets, Options
Education
Columbia University - Columbia Business School 1995 — 1997
MBA, Finance & International Business
State University of New York at Albany 1988 — 1992
BS, Business Administration
Exotix USA March 2012 - April 2013
Cantor Fitzgerald November 2010 - August 2011
Trans-National Research/Freimark Blair & Co March 2004 - August 2010
Hold Brothers Investment services, LLC February 2003 - February 2004
Worldco Financial Services, LLC March 1998 - January 2003
UBS Securities July 1997 - January 1998
Morgan Stanley & Co January 1994 - August 1995
Morgan Stanley & C0. January 1993 - January 1994
Morgan Stanley & Co. July 1992 - January 1993
Skills
Emerging Markets, Fixed Income, Trading, Currency, Investment Strategies, Institutional, Credit, Valuation, Rates, Economics, Asset Management, Portfolio Management, Hedge Funds, Investments, Bonds, Structured Products, Capital Markets, Options
Education
Columbia University - Columbia Business School 1995 — 1997
MBA, Finance & International Business
State University of New York at Albany 1988 — 1992
BS, Business Administration
Katherine Husseini, CFA (Spinola)'s UBS Securities Experience April 2002 - May 2004
Job Investor Relations Consultant
Industry Food & Beverages
Experience
Del Monte Foods November 2009 - April 2014
Del Monte Foods September 2006 - October 2009
Susquehanna International Group September 2004 - August 2006
UBS Securities April 2002 - May 2004
ABN AMRO March 2001 - March 2002
ING Barings July 2000 - March 2001
Skills
Investor Relations, Financial Modeling, Financial Analysis, Competitive Analysis, Equity Research, Valuation, Equities, Bloomberg
Education
Boston College 1996 — 2000
Bachelor of Science (BS), Finance, General
Del Monte Foods November 2009 - April 2014
Del Monte Foods September 2006 - October 2009
Susquehanna International Group September 2004 - August 2006
UBS Securities April 2002 - May 2004
ABN AMRO March 2001 - March 2002
ING Barings July 2000 - March 2001
Skills
Investor Relations, Financial Modeling, Financial Analysis, Competitive Analysis, Equity Research, Valuation, Equities, Bloomberg
Education
Boston College 1996 — 2000
Bachelor of Science (BS), Finance, General
Stephen Cruise's UBS Securities Experience 2004 - April 2013
Job Managing Director, CoHead of Global Industrials at Greenhill & Co., LLC
Industry Investment Banking
Experience
Greenhill & Co., LLC April 2013 - Present
UBS Investment Bank June 2011 - April 2013
UBS Securities 2004 - April 2013
Credit Suisse First Boston 2000 - 2004
Lehman Brothers 1996 - 2000
Skills
Investment Banking
Education
The University of Chicago Booth School of Business 1989 — 1992
MBA, Finance and International Business
Michigan State University - The Eli Broad College of Business 1982 — 1985
BA, Finance, International Business, Accounting
Greenhill & Co., LLC April 2013 - Present
UBS Investment Bank June 2011 - April 2013
UBS Securities 2004 - April 2013
Credit Suisse First Boston 2000 - 2004
Lehman Brothers 1996 - 2000
Skills
Investment Banking
Education
The University of Chicago Booth School of Business 1989 — 1992
MBA, Finance and International Business
Michigan State University - The Eli Broad College of Business 1982 — 1985
BA, Finance, International Business, Accounting
Annie Erner's UBS Securities Experience 1993 - 1998
Job Portfolio Manager/ Managing Director at Deimos Asset Management
Industry Investment Management
Experience
Deimos Asset Management February 2015 - Present
Guggenheim Global Trading September 2012 - January 2015
PAW Partners January 2002 - October 2012
Salomon Smith Barney 1999 - 2001
UBS Securities 1993 - 1998
Skills
Hedge Funds, Asset Management, Financial Modeling, Valuation, Portfolio Management, Alternative Investments, Capital Markets, Equities, Equity Research, Investments
Education
Hofstra University 1981 — 1983
MBA, Finance
City University of New York-Queens College 1976 — 1980
BA, Double Major - Mathematics & Economics
Deimos Asset Management February 2015 - Present
Guggenheim Global Trading September 2012 - January 2015
PAW Partners January 2002 - October 2012
Salomon Smith Barney 1999 - 2001
UBS Securities 1993 - 1998
Skills
Hedge Funds, Asset Management, Financial Modeling, Valuation, Portfolio Management, Alternative Investments, Capital Markets, Equities, Equity Research, Investments
Education
Hofstra University 1981 — 1983
MBA, Finance
City University of New York-Queens College 1976 — 1980
BA, Double Major - Mathematics & Economics
Mary Hogan Preusse's UBS Securities Experience June 1996 - March 1998
Job Managing Director / CoHead Americas Real Estate at APG Asset Management US
Industry Investment Management
Experience
APG Asset Management March 2000 - Present
Bowdoin College June 2012 - Present
Bowdoin College 2008 - 2011
Dresdner Kleinwort Benson March 1998 - February 2000
UBS Securities June 1996 - March 1998
Smith Barney August 1994 - June 1996
Merrill Lynch July 1990 - August 1994
Education
Bowdoin College 1986 — 1990
AB, Mathematics
APG Asset Management March 2000 - Present
Bowdoin College June 2012 - Present
Bowdoin College 2008 - 2011
Dresdner Kleinwort Benson March 1998 - February 2000
UBS Securities June 1996 - March 1998
Smith Barney August 1994 - June 1996
Merrill Lynch July 1990 - August 1994
Education
Bowdoin College 1986 — 1990
AB, Mathematics
Todd Corsair's UBS Securities Experience August 2009 - November 2013
Job Leveraged Credit Analyst
Industry Investment Management
Experience
Fosun Group 复星集团 July 2015 - Present
Morgan Stanley November 2013 - March 2015
UBS Securities August 2009 - November 2013
Bear Stearns February 2007 - August 2008
Bear Stearns August 2001 - February 2007
Bear Stearns April 1997 - August 1999
Skills
High Yield, Credit, Derivatives, Valuation, Financial Statement..., Strategic Analysis, Regulatory Analysis, Bonds, Fixed Income, Financial Modeling, Capital Markets, Equities
Education
Columbia University - Columbia Business School 1999 — 2001
MBA, Finance and Accounting
Brooklyn Law School 1992 — 1995
JD, Law
Emory University 1988 — 1992
BA, Economics
Woodmere Academy 1985 — 1988
High School
Fosun Group 复星集团 July 2015 - Present
Morgan Stanley November 2013 - March 2015
UBS Securities August 2009 - November 2013
Bear Stearns February 2007 - August 2008
Bear Stearns August 2001 - February 2007
Bear Stearns April 1997 - August 1999
Skills
High Yield, Credit, Derivatives, Valuation, Financial Statement..., Strategic Analysis, Regulatory Analysis, Bonds, Fixed Income, Financial Modeling, Capital Markets, Equities
Education
Columbia University - Columbia Business School 1999 — 2001
MBA, Finance and Accounting
Brooklyn Law School 1992 — 1995
JD, Law
Emory University 1988 — 1992
BA, Economics
Woodmere Academy 1985 — 1988
High School
Len Jardine's UBS Securities Experience March 1993 - October 1995
Job BNP Paribas Managing Director Head of Investor Relationship Management
Industry Financial Services
Experience
BNP Paribas Securities May 2001 - Present
Stanton Capital March 1997 - May 2001
Deutsche Bank October 1995 - March 1997
UBS Securities March 1993 - October 1995
Merrill Lynch June 1986 - March 1993
Skills
Securities, Structured Products, Fixed Income, Trading, Institutional..., Bonds, Equities, Derivatives, Financial Markets, Hedge Funds, Alternative Investments, Asset Management, Portfolio Management, Investment Banking, Capital Markets, Investments, Bloomberg, Client Relations, Investor Relations
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1985 — 1987
MBA
NYU Stern School of Business 1981 — 1982
Master of Science (MS), Accounting
Dartmouth College 1977 — 1981
AB - 1981, Economics/ History
LaSalle Academy HS 1973 — 1977
BNP Paribas Securities May 2001 - Present
Stanton Capital March 1997 - May 2001
Deutsche Bank October 1995 - March 1997
UBS Securities March 1993 - October 1995
Merrill Lynch June 1986 - March 1993
Skills
Securities, Structured Products, Fixed Income, Trading, Institutional..., Bonds, Equities, Derivatives, Financial Markets, Hedge Funds, Alternative Investments, Asset Management, Portfolio Management, Investment Banking, Capital Markets, Investments, Bloomberg, Client Relations, Investor Relations
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1985 — 1987
MBA
NYU Stern School of Business 1981 — 1982
Master of Science (MS), Accounting
Dartmouth College 1977 — 1981
AB - 1981, Economics/ History
LaSalle Academy HS 1973 — 1977
David Lefever's UBS Securities Experience 1988 - 1998
Job Managing Director, Axiom Financial Advisors M&A Investment Banking, Strategic Reviews, Valuation
Industry Investment Banking
Experience
Axiom Financial Advisory, LLC 2001 - Present
CIBC World Markets 1998 - 2001
UBS Securities 1988 - 1998
Skadden, Arps, Slate, Meagher & Flom 1985 - 1988
Skills
Valuation, Investment Banking, Business Development, Strategy, Corporate Finance, Management, Finance, Private Equity, Banking, Mergers, Equities, Hedge Funds, Mergers & Acquisitions
Education
The University of Chicago Booth School of Business 1980 — 1984
MBA, Finance
University of Chicago Law School 1980 — 1984
J.D.
Bucknell University 1973 — 1977
B.A., Economics
Axiom Financial Advisory, LLC 2001 - Present
CIBC World Markets 1998 - 2001
UBS Securities 1988 - 1998
Skadden, Arps, Slate, Meagher & Flom 1985 - 1988
Skills
Valuation, Investment Banking, Business Development, Strategy, Corporate Finance, Management, Finance, Private Equity, Banking, Mergers, Equities, Hedge Funds, Mergers & Acquisitions
Education
The University of Chicago Booth School of Business 1980 — 1984
MBA, Finance
University of Chicago Law School 1980 — 1984
J.D.
Bucknell University 1973 — 1977
B.A., Economics
Luke Li's UBS Securities Experience June 2007 - July 2008
Job Research Analyst at Espalier Global Management
Industry Financial Services
Experience
Espalier Global Management March 2012 - Present
AllianceBernstein July 2008 - February 2012
UBS Securities June 2007 - July 2008
Citigroup April 2006 - June 2007
Motorola May 1996 - April 2006
Skills
Financial analysis -..., Communications..., Marketing - competitive..., Communication - strong..., Cross-functional Team..., Equity research - stock...
Education
The University of Chicago Booth School of Business 2001 — 2004
MBA, finance, accounting, strategic management
Shanghai University
Espalier Global Management March 2012 - Present
AllianceBernstein July 2008 - February 2012
UBS Securities June 2007 - July 2008
Citigroup April 2006 - June 2007
Motorola May 1996 - April 2006
Skills
Financial analysis -..., Communications..., Marketing - competitive..., Communication - strong..., Cross-functional Team..., Equity research - stock...
Education
The University of Chicago Booth School of Business 2001 — 2004
MBA, finance, accounting, strategic management
Shanghai University
Yoshiaki Sasamura's UBS Securities Experience December 2009 - 2014
Job Structured Solutions at Mitsubishi UFJ Securities
Industry Financial Services
Experience
Mitsubishi UFJ Securities 2015 - Present
UBS Securities December 2009 - 2014
Mill Hill Advisors January 2009 - December 2009
Barclays Capital September 2008 - December 2008
Lehman Brothers April 2007 - September 2008
RBS Greenwich Capital December 2004 - April 2007
JPMorgan August 1997 - December 2004
Education
University of Cambridge
MA, Engineering
Mill Hill School
Mitsubishi UFJ Securities 2015 - Present
UBS Securities December 2009 - 2014
Mill Hill Advisors January 2009 - December 2009
Barclays Capital September 2008 - December 2008
Lehman Brothers April 2007 - September 2008
RBS Greenwich Capital December 2004 - April 2007
JPMorgan August 1997 - December 2004
Education
University of Cambridge
MA, Engineering
Mill Hill School
Claudia Murphy's UBS Securities Experience 2000 - 2008
Job PreSchool Teacher at New Canaan Nature Center
Industry Financial Services
Experience
New Canaan Nature Center September 2013 - Present
UBS Investment Bank 2001 - 2009
UBS Securities 2000 - 2008
Skills
Equities, Hedge Funds, Derivatives, Capital Markets, Trading Systems, Fixed Income, Bloomberg, Electronic Trading, Financial Markets, Options, Investment Banking
Education
Rutgers University-New Brunswick
BA, EDUCATION/DEV PSYCHOLOGY
New Canaan Nature Center September 2013 - Present
UBS Investment Bank 2001 - 2009
UBS Securities 2000 - 2008
Skills
Equities, Hedge Funds, Derivatives, Capital Markets, Trading Systems, Fixed Income, Bloomberg, Electronic Trading, Financial Markets, Options, Investment Banking
Education
Rutgers University-New Brunswick
BA, EDUCATION/DEV PSYCHOLOGY
Kevin Kingsley's UBS Securities Experience 2002 - 2010
Job Professional Investor
Industry Financial Services
Experience
Seven Seas Capital Management Inc. 2010 - 2014
UBS Securities 2002 - 2010
UBS Securities 1997 - 2002
Skills
Equities, Alternative Investments, Hedge Funds, Capital Markets, Investments
Education
Birkbeck, U. of London 1996 — 1997
MSc Finance
University of Ottawa 1992 — 1996
B. Comm, Finance
Seven Seas Capital Management Inc. 2010 - 2014
UBS Securities 2002 - 2010
UBS Securities 1997 - 2002
Skills
Equities, Alternative Investments, Hedge Funds, Capital Markets, Investments
Education
Birkbeck, U. of London 1996 — 1997
MSc Finance
University of Ottawa 1992 — 1996
B. Comm, Finance
Richard Dawson, CFA's UBS Securities Experience April 2010 - Present
Job at UBS Investment Bank
Industry Financial Services
Experience
UBS Securities April 2010 - Present
JP Morgan June 2008 - January 2009
Bear Stearns 2004 - 2008
Commerzbank 2003 - 2004
Goldman Sachs 2000 - 2003
Citigroup 1992 - 2000
NERA Economic Consulting 1988 - 1990
Skills
Structured Finance, Credit Analysis, Risk Management, Due Diligence, Business Transactions, Fund Derivatives, Fixed Income, Hedge Funds, Asset-based lending, Trading
Education
Columbia University - Columbia Business School 1990 — 1992
MBA, Finance and Accounting
Oberlin College 1984 — 1988
BA, Economics and Government
Saint Ann's 1980 — 1984
UBS Securities April 2010 - Present
JP Morgan June 2008 - January 2009
Bear Stearns 2004 - 2008
Commerzbank 2003 - 2004
Goldman Sachs 2000 - 2003
Citigroup 1992 - 2000
NERA Economic Consulting 1988 - 1990
Skills
Structured Finance, Credit Analysis, Risk Management, Due Diligence, Business Transactions, Fund Derivatives, Fixed Income, Hedge Funds, Asset-based lending, Trading
Education
Columbia University - Columbia Business School 1990 — 1992
MBA, Finance and Accounting
Oberlin College 1984 — 1988
BA, Economics and Government
Saint Ann's 1980 — 1984
David Bradley's UBS Securities Experience April 2002 - March 2009
Job Global Head of Chemicals and Chairman of Industrials at Jefferies & Company
Industry Banking
Experience
Jefferies & Company Global Head of IndustrialsJefferies & CompanyFebruary 2011 - November 2013
Blackstone April 2009 - March 2011
UBS Securities April 2002 - March 2009
Chase Manhattan (now: JP Morgan Chase) 1991 - 2002
Henry Ansbacher June 1988 - December 2001
Chase Securities, Inc. 1991 - 2001
Barclays Bank PLC September 1984 - June 1988
Education
University of Birmingham 1981 — 1984
physics
University of Birmingham 1981 — 1984
physics
Sherburn High School 1974 — 1981
Jefferies & Company Global Head of IndustrialsJefferies & CompanyFebruary 2011 - November 2013
Blackstone April 2009 - March 2011
UBS Securities April 2002 - March 2009
Chase Manhattan (now: JP Morgan Chase) 1991 - 2002
Henry Ansbacher June 1988 - December 2001
Chase Securities, Inc. 1991 - 2001
Barclays Bank PLC September 1984 - June 1988
Education
University of Birmingham 1981 — 1984
physics
University of Birmingham 1981 — 1984
physics
Sherburn High School 1974 — 1981
Maureen B. Kerr's UBS Securities Experience February 1990 - February 1991
Job Senior Managing DirectorHead of Insurance Solutions
Industry Investment Banking
Experience
FocusPoint Private Capital Group (Formerly Forbes Private Capital) January 2015 - Present
Barclays Capital February 2008 - May 2013
Lehman Brothers February 2006 - September 2008
Goldman Sachs February 1991 - February 2006
UBS Securities February 1990 - February 1991
Merrill Lynch & Co. August 1986 - February 1990
Shearson Lehman Brothers Inc. May 1985 - August 1985
PNC August 1980 - August 1984
Skills
Capital Markets, Investment Banking, Hedge Funds, Derivatives, Structured Products, Fixed Income, Emerging Markets, Corporate Finance, Financial Structuring, Finance
Education
University of Pennsylvania - The Wharton School 1984 — 1986
MBA, Finance, Graduated with Distinction
Duke University 1976 — 1980
BA, Economics, Magna cum laude
FocusPoint Private Capital Group (Formerly Forbes Private Capital) January 2015 - Present
Barclays Capital February 2008 - May 2013
Lehman Brothers February 2006 - September 2008
Goldman Sachs February 1991 - February 2006
UBS Securities February 1990 - February 1991
Merrill Lynch & Co. August 1986 - February 1990
Shearson Lehman Brothers Inc. May 1985 - August 1985
PNC August 1980 - August 1984
Skills
Capital Markets, Investment Banking, Hedge Funds, Derivatives, Structured Products, Fixed Income, Emerging Markets, Corporate Finance, Financial Structuring, Finance
Education
University of Pennsylvania - The Wharton School 1984 — 1986
MBA, Finance, Graduated with Distinction
Duke University 1976 — 1980
BA, Economics, Magna cum laude
Brad Gewehr's UBS Securities Experience 2000 - 2008
Job Credit Advisory, Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch May 2010 - Present
UBS Wealth Management July 2008 - April 2010
UBS Securities 2000 - 2008
UBS Investment Bank 1998 - 2008
Moody's Investors Service 1991 - 1998
Education
New York University - Leonard N. Stern School of Business 1989 — 1991
MBA, Finance
Amherst College 1971 — 1975
BA
Bank of America Merrill Lynch May 2010 - Present
UBS Wealth Management July 2008 - April 2010
UBS Securities 2000 - 2008
UBS Investment Bank 1998 - 2008
Moody's Investors Service 1991 - 1998
Education
New York University - Leonard N. Stern School of Business 1989 — 1991
MBA, Finance
Amherst College 1971 — 1975
BA
Diane Handlmaier's UBS Securities Experience February 1992 - January 1994
Job Realtor, Licensed Sales Associate at William Pitt Sotheby's International Realty
Industry Leisure, Travel & Tourism
Experience
William Pitt Sotheby's International Realty July 2013 - Present
Global LT February 2012 - Present
Ecruises.com November 2005 - July 2012
St. Bernhard School January 2003 - April 2004
Berlitz Deutschland GmbH September 1994 - November 1997
Thomas Norton Associates Inc. January 1994 - September 1994
UBS Securities February 1992 - January 1994
Skills
Language Teaching, Tutoring, English, Start-ups, Adult Education, Translation, Curriculum Development, Foreign Languages, Classroom, Teaching, ESL, Japanese, Business English, Teaching English as a..., Sales, Real Estate, Residential Homes, New Home Sales, First Time Home Buyers, Cross-cultural, Customer Satisfaction, Relocation
Education
State University of New York Empire State College
Degree in Business Administration, Business
William Pitt Sotheby's International Realty July 2013 - Present
Global LT February 2012 - Present
Ecruises.com November 2005 - July 2012
St. Bernhard School January 2003 - April 2004
Berlitz Deutschland GmbH September 1994 - November 1997
Thomas Norton Associates Inc. January 1994 - September 1994
UBS Securities February 1992 - January 1994
Skills
Language Teaching, Tutoring, English, Start-ups, Adult Education, Translation, Curriculum Development, Foreign Languages, Classroom, Teaching, ESL, Japanese, Business English, Teaching English as a..., Sales, Real Estate, Residential Homes, New Home Sales, First Time Home Buyers, Cross-cultural, Customer Satisfaction, Relocation
Education
State University of New York Empire State College
Degree in Business Administration, Business
Fred Sanders's UBS Securities Experience April 1994 - March 1996
Job Managing Partner at Quantum Capital Partners
Industry Real Estate
Experience
Quantum Capital Partners February 2004 - Present
Salomon Smith Barney March 1997 - January 1998
UBS Securities April 1994 - March 1996
Skills
Certified Public..., Licensed Real Estate...
Education
Duke University - The Fuqua School of Business 1988 — 1990
MBA, Finance
Savannah State University 1979 — 1983
BS, Accounting
Certified Commercial Investment Management Institute
CCIM, Real Estate Investment Analysis
Quantum Capital Partners February 2004 - Present
Salomon Smith Barney March 1997 - January 1998
UBS Securities April 1994 - March 1996
Skills
Certified Public..., Licensed Real Estate...
Education
Duke University - The Fuqua School of Business 1988 — 1990
MBA, Finance
Savannah State University 1979 — 1983
BS, Accounting
Certified Commercial Investment Management Institute
CCIM, Real Estate Investment Analysis
Dan Rubino's UBS Securities Experience 1991 - 1998
Job Project Delivery at BMO Capital Markets
Industry Financial Services
Experience
BMO Capital Markets June 2011 - Present
TD Securities, Inc. June 2009 - June 2011
BMO Capital Markets 2007 - 2008
Broadridge 1998 - 2007
UBS securities 1991 - 1998
Skills
Fixed Income, Derivatives, Equities, Trading Systems, Capital Markets, Back Office, Bloomberg, Investment Banking, Securities, Business Analysis, Middle Office, Market Data
Education
Baruch College, City University of New York (CUNY) 1980 — 1984
Business Management
BMO Capital Markets June 2011 - Present
TD Securities, Inc. June 2009 - June 2011
BMO Capital Markets 2007 - 2008
Broadridge 1998 - 2007
UBS securities 1991 - 1998
Skills
Fixed Income, Derivatives, Equities, Trading Systems, Capital Markets, Back Office, Bloomberg, Investment Banking, Securities, Business Analysis, Middle Office, Market Data
Education
Baruch College, City University of New York (CUNY) 1980 — 1984
Business Management
Brent Giese's UBS Securities Experience February 1992 - March 1998
Job Executive Director Fixed Income at Daiwa Capital Markets America
Industry Financial Services
Experience
Daiwa Capital Markets America June 2011 - Present
Janney Montgomery Scott March 2010 - May 2011
MountainView Capital Group August 2008 - March 2010
Bear Stearns & Co March 1998 - June 2008
UBS Securities February 1992 - March 1998
JPMorgan Securities May 1986 - February 1992
Education
Duke University 1982 — 1986
BA, Economics
Daiwa Capital Markets America June 2011 - Present
Janney Montgomery Scott March 2010 - May 2011
MountainView Capital Group August 2008 - March 2010
Bear Stearns & Co March 1998 - June 2008
UBS Securities February 1992 - March 1998
JPMorgan Securities May 1986 - February 1992
Education
Duke University 1982 — 1986
BA, Economics
Robin Redford's UBS Securities Experience July 2001 - June 2008
Job Director, Housing Finance Group at Raymond James
Industry Investment Banking
Experience
Raymond James October 2008 - Present
UBS Securities July 2001 - June 2008
Education
Rice University
BA, Economics
The University of Texas at Austin - The LBJ School of Public Affairs
MPAff, Public Affairs
Raymond James October 2008 - Present
UBS Securities July 2001 - June 2008
Education
Rice University
BA, Economics
The University of Texas at Austin - The LBJ School of Public Affairs
MPAff, Public Affairs
Victor Nord Pabarue's UBS Securities Experience July 1989 - October 2009
Job Financial Services Professional
Industry Financial Services
Experience
JPMorgan Chase November 2011 - Present
UBS Securities July 1989 - October 2009
Skills
Financial Services, Commodity, Equities, Derivatives
Education
New York University 1996 — 2000
Fiance
JPMorgan Chase November 2011 - Present
UBS Securities July 1989 - October 2009
Skills
Financial Services, Commodity, Equities, Derivatives
Education
New York University 1996 — 2000
Fiance
Larry Deubler's UBS Securities Experience June 1996 - April 1998
Job Managing Director at SunTrust Robinson Humphrey
Industry Investment Banking
Experience
SunTrust Robinson Humphrey April 2005 - Present
Sandler O'Neill April 2003 - April 2005
FTN Financial June 2002 - April 2003
ING Barings April 1999 - November 2001
ING Barings April 1998 - April 1999
UBS Securities June 1996 - April 1998
Lehman Brothers June 1992 - June 1996
Keefe, Bruyette and Woods May 1986 - June 1992
Skills
Series 7, Equities, Series 24, Capital Markets, Start-ups
Education
University of California, Berkeley 1980 — 1984
BA, Political Economics
SunTrust Robinson Humphrey April 2005 - Present
Sandler O'Neill April 2003 - April 2005
FTN Financial June 2002 - April 2003
ING Barings April 1999 - November 2001
ING Barings April 1998 - April 1999
UBS Securities June 1996 - April 1998
Lehman Brothers June 1992 - June 1996
Keefe, Bruyette and Woods May 1986 - June 1992
Skills
Series 7, Equities, Series 24, Capital Markets, Start-ups
Education
University of California, Berkeley 1980 — 1984
BA, Political Economics
Michael Dimler's UBS Securities Experience 2001 - 2008
Job Senior Credit Analyst at Morningstar
Industry Financial Services
Experience
Morningstar May 2014 - Present
UBS Securities LLC 2008 - 2013
UBS Securities 2001 - 2008
BNK Advisory Group 1993 - 1999
Skills
High Yield, Relative Value, Financial Modeling, Investments, Financial Statement..., Valuation, Credit, Banking, Special Situations, Equity Research, Hedge Funds, Fixed Income, Bonds, Equities, Equity Valuation, LBO, Equity Derivatives, Securities, Capital Structure, Bloomberg, Capital Markets
Education
University of Rochester - Simon Business School 1999 — 2001
MBA, Finance and Accounting
Indiana University of Pennsylvania 1988 — 1992
B.A., Political Science, Economics
Morningstar May 2014 - Present
UBS Securities LLC 2008 - 2013
UBS Securities 2001 - 2008
BNK Advisory Group 1993 - 1999
Skills
High Yield, Relative Value, Financial Modeling, Investments, Financial Statement..., Valuation, Credit, Banking, Special Situations, Equity Research, Hedge Funds, Fixed Income, Bonds, Equities, Equity Valuation, LBO, Equity Derivatives, Securities, Capital Structure, Bloomberg, Capital Markets
Education
University of Rochester - Simon Business School 1999 — 2001
MBA, Finance and Accounting
Indiana University of Pennsylvania 1988 — 1992
B.A., Political Science, Economics
Jianying Liang, CGA's UBS Securities Experience December 2004 - August 2005
Job Financial Analyst at Mackenzie Investments
Industry Capital Markets
Experience
Mackenzie Investments March 2013 - Present
Citco January 2010 - March 2013
Citco (Canada) Inc June 2007 - December 2009
Sears Canada Inc October 2006 - June 2007
UBS Securities December 2004 - August 2005
Skills
Account Reconciliation, Accounting, Financial Statements, Accounts Payable, Variance Analysis, Auditing, Accruals, Bank Reconciliation, Internal Audit, Finance, Journal Entries, Fixed Assets, Tax, Invoicing, SAP
Education
Centennial College 2003 — 2006
Accounting
South China Normal University 1993 — 1997
Bachelor degree in Science, Educational Technology
Mackenzie Investments March 2013 - Present
Citco January 2010 - March 2013
Citco (Canada) Inc June 2007 - December 2009
Sears Canada Inc October 2006 - June 2007
UBS Securities December 2004 - August 2005
Skills
Account Reconciliation, Accounting, Financial Statements, Accounts Payable, Variance Analysis, Auditing, Accruals, Bank Reconciliation, Internal Audit, Finance, Journal Entries, Fixed Assets, Tax, Invoicing, SAP
Education
Centennial College 2003 — 2006
Accounting
South China Normal University 1993 — 1997
Bachelor degree in Science, Educational Technology
Christine Quigley Irish's UBS Securities Experience October 1990 - April 1996
Job Senior Account Executive at Reimbursement Intelligence
Industry Management Consulting
Experience
Reimbursement Intelligence August 2012 - Present
Reimbursement Intelligence October 2011 - August 2012
Reimbursement Intelligence February 2009 - October 2011
UBS Securities October 1990 - April 1996
Skills
Marketing Strategy, Marketing, Marketing Communications, Market Research, Strategic Planning, Strategy, Market Analysis, Account Management, Salesforce.com, Content Management, WordPress, Survey Gizmo, Email Marketing, Managed Care, Microsoft Office, Veeva
Education
Rosemont College 1986 — 1990
BA
Reimbursement Intelligence August 2012 - Present
Reimbursement Intelligence October 2011 - August 2012
Reimbursement Intelligence February 2009 - October 2011
UBS Securities October 1990 - April 1996
Skills
Marketing Strategy, Marketing, Marketing Communications, Market Research, Strategic Planning, Strategy, Market Analysis, Account Management, Salesforce.com, Content Management, WordPress, Survey Gizmo, Email Marketing, Managed Care, Microsoft Office, Veeva
Education
Rosemont College 1986 — 1990
BA
P. Andrew Irish's UBS Securities Experience 1987 - 1998
Job Wellington Shields & Co LLC.
Industry Financial Services
Experience
Wellington Shields August 2014 - Present
Mogavero Lee & Co. Inc. August 2002 - April 2013
Advest Inc. 1999 - 2001
HSBC Securities 1998 - 1999
UBS Securities 1987 - 1998
Skills
ETFs, Proprietary Trading, Risk Management, Equity Derivatives, Equity Capital Markets, Trading, Series 7, Equity Trading, Securities, Hedge Funds, Capital Markets, Trading Systems, Series 63, Equities, 63 Licenses, Hold Series 7, Asset Allocation, Structured Products, Investment Advisory, Hedging, Financial Services, Finance, Technical Analysis, Trading Strategies, Investment Management, Strategy, Investment Strategies
Education
Lycoming College 1977 — 1981
Bachelor of Arts, Business Administration.
Chatham High School 1973 — 1977
Far Brook School
Wellington Shields August 2014 - Present
Mogavero Lee & Co. Inc. August 2002 - April 2013
Advest Inc. 1999 - 2001
HSBC Securities 1998 - 1999
UBS Securities 1987 - 1998
Skills
ETFs, Proprietary Trading, Risk Management, Equity Derivatives, Equity Capital Markets, Trading, Series 7, Equity Trading, Securities, Hedge Funds, Capital Markets, Trading Systems, Series 63, Equities, 63 Licenses, Hold Series 7, Asset Allocation, Structured Products, Investment Advisory, Hedging, Financial Services, Finance, Technical Analysis, Trading Strategies, Investment Management, Strategy, Investment Strategies
Education
Lycoming College 1977 — 1981
Bachelor of Arts, Business Administration.
Chatham High School 1973 — 1977
Far Brook School
Gabrielle Roventini's UBS Securities Experience September 1994 - September 2002
Job Financial/Legal Services Professional
Industry Financial Services
Experience
Tykhe Capital September 2006 - May 2007
UBS Securities September 1994 - September 2002
Skills
Equities, Capital Markets, Strategy, Marketing, Public Speaking, Bloomberg, Social Media, Series 7, Leadership, Investment Banking
Education
University of Pennsylvania Law School 1991 — 1994
JD
Lafayette College 1988 — 1991
BA
The College of William and Mary 1987 — 1988
Poly Prep 1981 — 1987
class of '87
Tykhe Capital September 2006 - May 2007
UBS Securities September 1994 - September 2002
Skills
Equities, Capital Markets, Strategy, Marketing, Public Speaking, Bloomberg, Social Media, Series 7, Leadership, Investment Banking
Education
University of Pennsylvania Law School 1991 — 1994
JD
Lafayette College 1988 — 1991
BA
The College of William and Mary 1987 — 1988
Poly Prep 1981 — 1987
class of '87
Andrea Bennett's UBS Securities Experience February 2004 - April 2004
Job General Manager, Roadshows at Tristar Worldwide
Industry Executive Office
Experience
Tristar Worldwide May 2013 - Present
Bank of America Merrill Lynch June 2004 - May 2013
Deutsche Bank April 2004 - June 2004
UBS Securities February 2004 - April 2004
University of California December 2002 - November 2003
Skills
Event Planning, Vendor Management, Relationship Management, Project Management, Strategy, Product Management, Program Management, Marketing, Financial Services, Business Development, Management, Business Strategy, Account Management, Salesforce.com, Mergers & Acquisitions, Strategic Planning
Education
Tufts University 1994 — 1998
BA, Economics
Rocky Hill School
Tristar Worldwide May 2013 - Present
Bank of America Merrill Lynch June 2004 - May 2013
Deutsche Bank April 2004 - June 2004
UBS Securities February 2004 - April 2004
University of California December 2002 - November 2003
Skills
Event Planning, Vendor Management, Relationship Management, Project Management, Strategy, Product Management, Program Management, Marketing, Financial Services, Business Development, Management, Business Strategy, Account Management, Salesforce.com, Mergers & Acquisitions, Strategic Planning
Education
Tufts University 1994 — 1998
BA, Economics
Rocky Hill School
Karen Thornhill's UBS Securities Experience 1984 - 1986
Job English Professor at CUNY
Industry Higher Education
Experience
CUNY August 2001 - Present
UBS Securities 1984 - 1986
Skills
Literature, Teaching Writing, University Teaching
Education
Queens College 2010 — 2012
Master of Arts (M.A.), English Language and Literature/Letters
University of Hawaii 1999 — 2000
Master of Arts (M.A.), European Languages and Literature
Columbia University in the City of New York 1989 — 1994
Bachelor of Arts (B.A.), Comparative Literature
CUNY August 2001 - Present
UBS Securities 1984 - 1986
Skills
Literature, Teaching Writing, University Teaching
Education
Queens College 2010 — 2012
Master of Arts (M.A.), English Language and Literature/Letters
University of Hawaii 1999 — 2000
Master of Arts (M.A.), European Languages and Literature
Columbia University in the City of New York 1989 — 1994
Bachelor of Arts (B.A.), Comparative Literature
Hui Zhong's UBS Securities Experience July 2012 - September 2012
Job Ms Finance Student at Robert H. Smith School of Business
Industry Financial Services
Experience
Robert H. Smith School of Business September 2011 - Present
UBS securities July 2012 - September 2012
KPMG July 2010 - September 2010
CITIC July 2009 - July 2009
Skills
Financial Analysis, Microsoft Excel, Matlab, Bloomberg, Wind, Non-profit Volunteer
Education
University of Maryland - Robert H. Smith School of Business 2011 — 2012
Master of Science (MS), Finance, General
Fudan University 2007 — 2011
Bachelor of Arts (BA), Finance
Robert H. Smith School of Business September 2011 - Present
UBS securities July 2012 - September 2012
KPMG July 2010 - September 2010
CITIC July 2009 - July 2009
Skills
Financial Analysis, Microsoft Excel, Matlab, Bloomberg, Wind, Non-profit Volunteer
Education
University of Maryland - Robert H. Smith School of Business 2011 — 2012
Master of Science (MS), Finance, General
Fudan University 2007 — 2011
Bachelor of Arts (BA), Finance
Citizens Bank
Indymac Bank
MBNA
First Union National Bank
Prudential Securities
SunTrust Mortgage
Federal Reserve Board
Zions Bancorporation