spear leeds and kellogg
Industry: Capital market company
DescriptionHeadquarters: New York City, NY Founded: 1931 Parent organizations: Goldman Sachs, GS Financial Services II, LLC, GSTM LLC
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spear leeds and kellogg Employees
New York Life Insurance Company June 2015 - Present
Morgan Stanley May 2012 - November 2014
MTA- Business Service Center February 2012 - April 2012
NYC Department of Information Technology & Telecommunications June 2004 - February 2012
Schunk-IT Consulting June 1998 - May 2004
Spear, Leeds And Kellogg February 1997 - May 1998
The Great Atlantic & Pacific Tea Company February 1991 - January 1997
Prudential Relocation June 1989 - January 1991
BNY Mellon October 1986 - May 1989
Skills
Unix, Unix Shell Scripting, SAN, Storage Area Networks, Storage, Perl, Netbackup, Servers, Solaris, MVS, NAS, Networking, z/OS, Linux, Information Security, Red Hat Linux, Operating Systems, Disaster Recovery, NetBackup, Shell Scripting, Virtualization
Education
New York University - Polytechnic School of Engineering 1993 — 1996
Master’s Degree, Computer Science, 4.00/4.00
Syracuse University 1977 — 1982
Bachelor’s Degree, Philosophy, 3.76/4.00
Syracuse University 1977 — 1982
Bachelor’s Degree, Computer Science, 3.76/4.00
Procter & Gamble November 2009 - April 2014
Federated Department Stores October 1989 - November 2009
Spear Leeds and Kellogg September 1982 - October 1989
Skills
Store Management, CPFR, Microsoft Excel, Cosmetics, Beauty Industry, Fragrance, Time Management, Inventory Control, Forecasting
Education
City University of New York-Hunter College 1979 — 1981
Nursing
Clara Barton High School for Health Profession 1975 — 1979
HIGH SCHOOL DIPLOMA, DLT- DENTAL LAB TECHICIAN
Hertz Car Sales March 2014 - Present
Independent Life and Health Agent May 2012 - Present
American Legion Post 390 January 2008 - Present
Independent January 1987 - Present
FINRA Dispute Resolution January 1988 - January 2013
MetLife May 2011 - May 2012
Florida Farm Bureau Insurance November 2009 - May 2011
Allstate Financial November 2005 - June 2008
Spear Leeds and Kellogg January 1994 - August 1998
Skills
Protection and..., Registered Financial..., Property & Casualty..., Insurance, Commercial Insurance, Casualty, General Liability, General Insurance, Umbrella, Microsoft Office, Health Insurance, Excel, Compliance, Sales Management, Term Life Insurance, Financial Planning, Medicare and Medicare..., Final Expense Planning, Homeowners Insurance, Strategic Financial..., Homeowners, Investments
Education
Kaplan University-Davenport Campus 2005 — 2007
Certificate in Financial Planning, Financial Planning
City College of NY School of Engineering
RGIS 2009 - Present
Societe Generale January 2005 - October 2008
UBS Investment Bank 1999 - 2005
Spear Leeds and Kellogg 1997 - 1998
CHASE/CHEMICAL BANK January 1996 - January 1997
Bank Leumi January 1995 - January 1996
GRUNTAL AND COMPANY INCORPORATED January 1994 - June 1995
DTCC 1986 - 1994
Drexel Burnham Lambert 1982 - 1986
Paine Webber 1981 - 1982
Skills
Account Reconciliation, Banking, Accounting, General Ledger, Auditing, Derivatives, Accounts Payable, Financial Statements, PeopleSoft, Fixed Income, Equities, Financial Analysis, Internal Audit, Securities, Budgets, Financial Services, Finance, Analysis, FX Options, Process Improvement, Cash, Trading, Forecasting, Cash Management, Back Office, Options, Bank Reconciliation, Accruals, Business Analysis, Bonds, Accounts Receivable, Monthly Close, Oracle, Brokerage, Internal Controls, Treasury Management, Spreadsheets, Financial Reporting, Journal Entries, GAAP, Cash Flow, Financial Accounting, Variance Analysis, Cost Accounting, Cognos ReportNet, Operations Analyst, Trade Support, Futures, Workflow, cash reconciliation
Education
City University of New York The College of Staten Island 1991 — 1993
Bachelor of Science Degree, Accounting
Kingsborough Community College 1977 — 1980
Associate of Arts (AA), Liberal Arts and Sciences/Liberal Studies
Tennessee Consolidated Retirement System (TCRS) July 2014 - Present
Espial Capital February 2013 - July 2014
Quad Capital April 2011 - December 2012
Libra Advisors May 2009 - April 2011
WJB Capital Group, Inc. June 2008 - April 2009
Goldman Sachs November 2000 - May 2008
Spear, Leeds and Kellogg September 1999 - October 2000
Skills
Equities, Trading, Hedge Funds, Alternative Investments, Portfolio Management, Asset Managment, Series 7, Series 63, Bloomberg, Equity Trading, Securities, Derivatives, Investments, Trading Systems, Equity Research, Electronic Trading, Fixed Income
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2013 — 2015
Master of Business Administration (MBA)
Cornell University 1995 — 1999
Bachelor of Science (B.S.), Industrial & Labor Relations
CEMEX June 2015 - Present
World Education Group March 2013 - August 2015
AFLAC and other insurance companies September 2002 - June 2013
Spike Broadband Systems January 1999 - September 2001
The Yankee Group December 1996 - January 1999
World Research Group January 1995 - January 1997
Array Technologies, Inc. 1993 - 1994
Spear, Leeds and Kellogg June 1990 - January 1992
Arthur Andersen & Co. May 1989 - May 1990
Skills
Business Process..., Sales Management, Staff Development, Program Development, Business Development, Marketing Strategy, Sales, Latin American Business, Innovation Development, Sales Management..., Market Research, Public Speaking, Teaching Adults, Sales Prospecting, Project Management, Business Coaching, International Business...
Education
The University of New Mexico 1992 — 1994
Master of Business Administration (MBA) and MA, International Business and Latin America Studies
State University of New York at Binghamton 1985 — 1989
Bachelor's degree, Accounting and Business/Management
Bonwick Capital Partners November 2014 - Present
Lgreen NAV November 2013 - Present
Trioptimal LLC June 2010 - December 2014
National Securities April 2014 - November 2014
Sofos Asset Management LLC July 2012 - April 2014
Quad Capital Management May 2007 - June 2010
MF Global May 2005 - May 2007
Goldman Sachs September 2001 - May 2005
Spear Leeds and Kellogg 1995 - 2001
Skills
Equities, Fixed Income, Options, Hedge Funds, Equity Trading, Mutual Funds, Portfolio Management, Commodity, Asset Management, Trading, Derivatives, Investments, Market Risk, Securities, Investment Management, Bloomberg, Market Making, Trading Systems, Volatility, Hedging, Series 7, Series 63, Alternative Investments, Electronic Trading, Capital Markets, Financial Markets
Education
New York University 2000 — 2003
MA, Economics
Baruch College, City University of New York (CUNY) 1991 — 1995
BBA, Economics
NetCentric Technology, Inc. January 2012 - Present
Goldman Sachs October 2000 - January 2012
Spear Leeds and Kellogg October 1996 - October 2000
Bellcore 1991 - 1996
Skills
Perl, C++, Unix, Software Development, Market Data, Trading Systems, Java, Electronic Trading, Risk Management, Multithreading, Distributed Systems, Low Latency, Sybase, Trading, Object Oriented Design, Agile Methodologies, Solaris, Algorithms, Exchange Connectivity, System Architecture
Education
SUNY Albany 1984 — 1985
MS, Computer Science
SUNY Albany 1981 — 1984
BS, Computer Science / Mathematics
JPMorgan Chase & Co. February 2014 - May 2015
JPMorgan Chase August 2012 - February 2014
Pride Technologies September 2011 - August 2012
PIPC April 2010 - August 2011
Goldman Sachs April 2001 - February 2009
Spear, Leeds and Kellogg 1996 - 2001
Dean Witter 1994 - 1997
Verizon 1980 - 1994
Skills
Strategic Planning, Spanish, Project Management, Program Management, Risk Management, Business Analysis, Vendor Management, MS Project, Project Portfolio..., Change Management, PMO, Resource Management, Business Process..., Financial Services, Project Planning, Banking, Business Intelligence, Business Process, Business Process..., Business Transformation, IT Strategy, Infrastructure, Integration, Leadership, Management, Management Consulting, Project Finance, SDLC, Stakeholder Management, Requirements Analysis, Business Development, Project Delivery, Visio, Quality Assurance, Outsourcing, Process Improvement, Information Technology, Software Project...
Education
Columbia University in the City of New York 2008 — 2009
EITM
Saint Peter's University 1980 — 1990
BS
New Jersey Institute of Technology
5 Semesters
Oneida's Dance Studio 1968 — 1978
Dance Educator
Wacker Polysilicon N.A. May 2015 - Present
InvestingMinds, Inc. 2007 - 2011
Nashville Police Department June 2009 - October 2009
ePacific, Inc. August 2001 - December 2003
EJ Financial Enterprises October 1997 - March 2001
Spear Leeds and Kellogg 1992 - 1995
Discount Corp of New York 1984 - 1990
Resource Economics 1980 - 1982
Kaiser Aluminum and Chemicals 1978 - 1980
Skills
Portfolio Management, Due Diligence, Investments, Valuation, Equities, Alternative Investments, Capital Markets, Investment Strategies, Investment Management, Process Technology, Chemical Engineer..., Teaching, Securities Analysis, Bond Trading
Education
Northwestern University - Kellogg School of Management 1982 — 1983
MBA, Finance, Marketing
Illinois State University 1974 — 1978
BS, Chemistry, Biology
Wacker Institute @ Chattanooga State 2011 — 2012
Associates of Applied Sciences, Chemical Engineering Technology/Technician
BNP Paribas March 2011 - Present
Goldman Sachs February 2005 - July 2009
Bank of New York Mellon August 1987 - December 2004
Spear Leeds and Kellogg July 1980 - August 1987
Skills
Prime Brokerage, DTC, Reorganization, Corporate Actions, Settlements, Securities, Equities, Back Office, Securities Lending, Wealth Management, Banking, Compliance, ADP, Global Custody, Self Clearing, Asset Management, Derivatives, Finance, Financial Services, Financial Risk, Fixed Income, Hedge Funds, Investment Banking, Investments, Mutual Funds, Settlement, Trading, Middle Office, Mergers, Capital Markets, Bloomberg, ADP Payroll, Business Analysis
Education
Kingsborough Community College 1980 — 1981
Charles Schwab March 2013 - Present
Charles Schwab September 2012 - March 2013
Merrill Lynch a wholly owned subsidiary of Bank of America January 2011 - August 2012
Rhino Trading Partners March 2009 - September 2010
Alliance Bernstein December 2002 - March 2009
Spear Leeds and Kellogg June 1995 - July 2002
Troster Singer Corp. 1995 - 2000
Sherwood securities 1994 - 1995
Skills
Risk Management, Investment Strategies, Electronic Trading, Equity Trading, Financial Services, Wealth Management, Mutual Funds, Alternative Investments, Bonds, Portfolio Management, Financial Modeling, Equities, Finance, Investment Advisory, Fixed Income, Retirement Planning, Equity Research, Asset Allocation, Financial Analysis, Options, FINRA, Strategic Financial..., Asset Management, ETFs, Valuation, Investments, Derivatives, Capital Markets, Hedge Funds, Securities, Wealth Management..., Trading Systems, Uniform Combined State..., Trading, Private Equity, Investment Management, Financial Markets, Bloomberg, Investment Banking, Series 63, Series 7, Bloomberg Terminal, Equity Derivatives, Prime Brokerage, Series 24, Series 65
Education
New Jersey City University
Payabillity LLC October 2013 - Present
NextLife 2009 - October 2013
Laser Partners/ Pokeruniverse.com July 2006 - May 2009
Verde Trading January 1996 - July 2006
spear leeds and kellogg 1985 - 1996
Skills
Business Strategy, Investments, Manufacturing, Mergers & Acquisitions, Business Development, New Business Development, Private Equity, Product Development, Selling, Sourcing, Strategic Partnerships, Forecasting, Plastics, Strategic Planning, Strategy, Trading, Mergers
Education
University of Maryland College Park 1984 — 1988
BS, Accounting, Finance
University of Maryland College Park
Diane Turton Realtors July 2009 - Present
UBS Investment Bank May 2003 - November 2008
Schwab Soundview Capital Markets 2003 - 2005
Goldman Sachs 2001 - 2003
spear leeds and kellogg 1997 - 2001
troster singer 1992 - 1997
Ladenburg Thalmann 1982 - 1990
Skills
Real Estate, Investment Properties, Selling, Investments, Equities, Series 63, Equity Trading, Trading, Series 7, Securities, Asset Managment, Options, Capital Markets, Brokerage, Valuation, Hedge Funds, Leadership, Rentals, Sellers, Asset Management, Waterfront, Referrals, Property, Buyers, REO, Condos, New Homes, Vacation Homes, Luxury, Relocation, Real Estate Transactions, Investors, Short Sales, Foreclosures, e-PRO, Single Family Homes, Townhomes, Real Property, New Home Sales, SFR, First Time Home Buyers, Listings, Relocation Buyers, Real Estate Development, Seniors, Residential Homes, Sales
Education
Levin Institute
Rutgers University-New Brunswick
BS, Economics and Finance
www.debbieabazia.com September 1997 - Present
Austin Chemical Company September 2004 - October 2005
Conexant January 2001 - June 2001
Conexant May 1999 - January 2001
Spear, Leeds and Kellogg December 1997 - May 1999
Guy Carpenter September 1994 - October 1997
BEP International August 1991 - September 1994
Skills
Dance, Trade Shows, Photoshop, Event Planning, Event Management, Events Coordination, Public Relations, Social Media Marketing, Editing, Marketing, Creative Direction, Outlook, Teamwork, Management, Fashion, Newsletters, Advertising, Magazines, Press Releases, Art, Social Networking, Fashion Shows, Entertainment, Photo Shoots, Photography, Weddings, Film, Modeling
Education
Pace University
Cuttone & Co. 2005 - Present
Goldman Sachs 2002 - 2003
spear, leeds and kellogg 2000 - 2002
bear stearns 1997 - 2000
Skills
Series 63, Series 7, Equity Trading, Securities, Equities, Hedge Funds, Electronic Trading, Bloomberg, Series 24, Trading, Prime Brokerage, Options, FINRA
Education
Northeastern University 1992 — 1997
Bachelor of Science (BS)
BNY Mellon Bank April 2015 - Present
Keller Williams At The Parks May 2013 - Present
INTL Trading August 2010 - August 2012
Hill, Thompson, Magid & Co., Inc. April 2003 - November 2008
Spear Leeds & Kellogg Capital Markets, a Goldman Sachs Co. April 1995 - April 2003
Spear Leeds and Kellogg 1995 - 2001
Troster Singer Stevens Rothchild & Co. a subsidiary of Spear Leeds & Kellogg December 1982 - April 1995
Skills
Equity Trading, Equities, Bloomberg, Trading, Investments, Securities, Series 63, Series 7, Portfolio Management, Capital Markets, Asset Management, Electronic Trading, Wealth Management, Options, Derivatives, Hedge Funds, Proprietary Trading, FINRA, ETFs, Trading Systems, Trading Strategies, Fixed Income, Financial Markets, Hedging, Alternative Investments, Market Making, FX Options, Commodity, Equity Derivatives, Bonds, Currency, Technical Analysis, Equity Research, Bloomberg Terminal, Asset Allocation, Traders, Mutual Funds, Investment Strategies
Education
Seton Hall University 1974 — 1978
BS, Finance
Seton Hall University 1974 — 1978
Bachelor of Science (B.S.), Finance, General
IMC financial markets & asset management August 2014 - Present
Goldman Sachs September 2000 - August 2014
Spear, Leeds and Kellogg October 1997 - September 2000
Skills
Capital Markets, Equities, Series 7, Trading Systems, Options, Equity Trading, Securities, Electronic Trading, Management, Bloomberg, Fixed Income
Education
Baruch College, City University of New York (CUNY)
Finance, General
JP Morgan Chase June 2010 - Present
JP Morgan Chase September 2009 - May 2010
Goldman Sachs March 1999 - April 2009
Spear, Leeds and Kellogg March 1999 - June 2001
Lehman Brothers September 1994 - March 1999
Telekurs 1991 - 1994
Wall Street Data Systems 1988 - 1994
Education
NYU Stern 1996 — 1999
MBA
SUNY at Stony Brook, NY 1982 — 1983
MS
Stony Brook University 1982 — 1983
MS
MS University of Baroda (Vadodra) 1977 — 1982
BE
BTIG November 2008 - Present
BTIG October 2003 - November 2008
Sothebys 2001 - 2002
Goldman Sachs 2001 - 2001
Spear Leeds and Kellogg 1999 - 2001
NDB Capital 1995 - 1999
Skills
Trading, Executive Management, Confidentiality, Employee Management, Business Expansion, Contract Management, Public Relations, Human Resources, Content Management, Writing, Crisis Management, Cost Reduction, Lease Administration, Business Planning, Contract Negotiation, Equity Trading, Sell Side, Equities, Partnerships, Web Content, Press Releases, Media Relations, Team Building, Incentive Programs, Employee Benefits, Employee Handbooks, New Hire Orientation, Terminations, International Expansion, Business Process, Hiring, Cost Analysis, Budgeting, Space Planning, Special Events, Customer Relations, Customer Service, Organizational Change, Organizational..., Strategic Partnerships, Partner Management, Facilities Management, Bloomberg, Series 24, Series 7, Series 55, FINRA, Series 63, Trading Systems, Securities
Education
College of the Holy Cross 1988 — 1992
BA, History
Fordham University 1992 — 1994
MA, International Political Economy and Developement
Barclays Investment Bank July 2014 - Present
NYSE Euronext December 2007 - December 2013
Merrill Lynch 2006 - 2007
Archipelago 2000 - 2006
Bloomberg Tradebook 1998 - 2000
Spear Leeds and Kellogg 1993 - 1996
W.H. Reaves & Co 1989 - 1993
Skills
Electronic Trading, Financial Structuring, Financial Markets, Equity Trading, Equities, Capital Markets, Options, Market Data, Trading Systems, Trading, Hedge Funds, Prime Brokerage, Securities, Fixed Income, Bloomberg, Series 7, Investor Relations, ETFs, Equity Derivatives, Series 63, Series 24, FINRA, Alternative Investments, Financial Services, Derivatives, Bonds, Proprietary Trading, FX Options, Trading Strategies, Asset Management, Low Latency, Commodity, Hedging, Structured Products, Portfolio Management, Emerging Markets, Mutual Funds, Investment Banking, Credit Derivatives, Investments
Education
Stony Brook University 1981 — 1986
BA, Economics
Cub Trading - Hound Partners/Tiger Veda/ Teewinot Capital Advisors August 2013 - Present
Copia Capital September 2010 - January 2013
Driehaus Securities LLC September 2006 - July 2010
TD Waterhouse Capital Markets 2003 - 2006
Fleet Trading 1999 - 2002
Spear Leeds and Kellogg 1994 - 1999
Skills
Equities, Portfolio Management, Alternative Investments, Investments, Hedge Funds, Capital Markets, Asset Management, Trading, Fixed Income, Trading Systems, Asset Allocation, Bloomberg, Derivatives, Electronic Trading, Equity Research, Options, Equity Trading, Securities, Series 7, Valuation
Education
Northwestern University - Kellogg School of Management 2007 — 2009
MBA
Southern Methodist University 1990 — 1994
BBA, Real Estate and Finance
Southern Methodist University - Cox School of Business 1990 — 1994
BBA, Real Estate and Finance
SunGard July 2009 - Present
NYU Financial Risk Management January 2008 - May 2009
CIBC World Markets March 2000 - January 2008
Spear Leeds and Kellogg February 1999 - March 2000
JP Morgan July 1995 - February 1999
J.P. Morgan July 1995 - February 1999
Skills
Product Strategy, Customer Relations, Compliance, Equities, Trading, Securities, Capital Markets, Trading Systems, Equity Trading, Risk Management, Business Analysis, Series 7, Order Management, Process Engineering, Product Management, Product Development, Process Improvement, Business Strategy, Client Development, Software Implementation
Education
New York University - Leonard N. Stern School of Business 2008 — 2010
Graduate, Financial Risk Management
Rutgers University-New Brunswick 1991 — 1995
B.S., Industrial Engineering, Minor Economics
Lehigh University - College of Business and Economics 1990 — 1991
Finance
Kennedy Development January 2003 - Present
Morgan Stanley June 1997 - May 2003
GA Kraut 1995 - 1997
Spear Leeds and Kellogg January 1993 - June 1995
CNBC April 1992 - June 1993
United States Senate, Senator J. Bennett Johnston (La) August 1987 - October 1988
Skills
Investments, Real Estate Development, Investment Properties, Fixed Income, Real Estate
Education
American University - Kogod School of Business 1988 — 1991
MBA, Finance
Washington University in St. Louis 1983 — 1987
Economics
Masters School 1980 — 1983
High school, Masters School
Washington University in St. Louis
BA economics
NASDAQ OMX April 2013 - Present
Phoenix Partners Group April 2011 - April 2013
Bay Crest Partners, LLC December 2008 - May 2011
EW Trading August 2007 - November 2008
Van Der Moolen Specialists, LLC June 1997 - August 2007
VDM Specialists USA 1999 - 2007
Lawrence O'Donnell Marcus June 1994 - August 1999
Spear Leeds and Kellogg 1992 - 1994
Skills
Equities, Capital Markets, Derivatives, Hedge Funds, FINRA, Trading, Securities, Options, Management, Investments, Mutual Funds, Equity Trading, Investor Relations
Education
University of Dayton 1987 — 1991
Chaminade High School, Mineola, NY 1983 — 1987
Nursing Home Owner/OperatorNursing HomeDecember 2011 - Present
Concept Capital Markets LLC July 2004 - December 2011
Goldman Sachs Execution and Clearing May 2000 - July 2004
Spear Leeds and Kellogg 2000 - 2004
Skills
Hedge Funds, Equities, Series 7, Options, Securities, Trading, Series 63, Asset Management, Fixed Income, Capital Markets, Portfolio Management, Bloomberg, Alternative Investments, Risk Management, Equity Trading, Financial Modeling, Trading Systems, Investment Banking, Electronic Trading, Derivatives, Financial Analysis, Back Office, Fund Of Funds, Due Diligence, Middle Office, Series 24, Prime Brokerage, Asset Allocation, Mutual Funds, Clearing Houses, Investments, Technical Analysis
Education
Hofstra University 2012 — 2013
University at Albany, SUNY 1996 — 2000
Bachelors, Chinese Studies and International Business
Cantor Fitzgerald May 2004 - Present
Cantor Fitzgerald 2004 - 2008
Fannie Mae January 1998 - May 2004
Spear Leeds and Kellogg July 1995 - October 1997
Yamaichi Securities February 1992 - June 1995
Donaldson, Lufkin & Jenrette May 1988 - January 1992
Buttonwood Securitiies 1987 - 1988
Skills
Series 7, Series 63, MBS, Bonds, Securities, Trading, Options, Mortgage Banking, Bloomberg, Strategic Financial..., Fixed Income, Mortgage Lending, Hedging, Loans, Capital Markets, Portfolio Management, Financial Planning
Education
Syracuse University - Maxwell School 1984 — 1988
BA, Economics
Bank of Tokyo-Mitsubishi UFJ December 2014 - Present
NASDAQ OMX February 2013 - Present
MAXIMUS November 2008 - January 2013
Intertec Consulting 2008 - January 2013
Lehman Brothers 2007 - 2008
Deutsche Bank 1996 - 2003
Skandia Re 1994 - 1996
Spear Leeds and Kellogg 1989 - 1994
Skills
Business Analysis, SQL, Project Management, Requirements Analysis, C#, Microsoft SQL Server, Business Process, Data Modeling, Data Warehousing, SDLC, Quality Assurance, Requirements Gathering
Education
Queens College 1980 — 1984
Fidessa Equity DerivativesCitadel Investment GroupOctober 2004 - June 2006
International Securities Exchange January 2001 - October 2004
Spear, Leeds and Kellogg October 1999 - October 2001
Education
Georgetown University 1994 — 1999
Stifel Financial Corp. 2012 - Present
Gleacher and Company July 2008 - July 2012
Goldman Sachs 2001 - 2008
Spear. Leeds and Kellogg July 1998 - June 2001
Skills
Series 7, Fixed Income, Hedge Funds, Equities, Trading, ETFs, Management, Training, Equity Trading, FINRA, Finance, High Yield, Investments, Options, Portfolio Management, Bloomberg, Capital Markets, Securities, Series 63
Education
Fairfield University 1994 — 1998
B.A., Economics
BlueCrest Capital Management, LLP 2013 - Present
Nomura Securities International 2012 - 2013
KELLOGG CAPITAL GROUP 2002 - January 2011
SPEAR LEEDS AND KELLOGG 1994 - 2002
GABELLI & COMPANY INC 1990 - 1994
GABELLI & COMPANY INC 1990 - 1994
GABELLI & COMPANY INC 1986 - 1990
Education
Fordham Gabelli School of Business
MBA, Finance
Pace University
BA, Finance
Voice America Business Radio July 2012 - Present
The Growth Management Group LLC January 1989 - Present
CoachInc 2001 - July 2012
Coach Inc. 2001 - 2012
American Stock Exchange February 1988 - September 2008
Spear Leeds and Kellogg 1988 - 2002
American Women Economic Development Corp. 1992 - 2001
Sabin & Associates February 1988 - December 1999
Skills
Executive Coaching, Leadership Development, Coaching, Public Speaking, Organizational..., Entrepreneurship, Personal Development, Emotional Intelligence, Business Coaching, Team Building, Change Management, Executive Development, Training, Personal Branding, Consulting, Social Networking, Strategic Planning, Small Business, Management, Leadership, Organizational..., Workshop Facilitation, Strategy, Career Development, Start-ups, Conflict Resolution, Management Consulting, Life Coaching, 360 Feedback, Staff Development, Motivational Speaking, Management Development, Employee Training, MBTI, Culture Change
Education
University of Pennsylvania 1984 — 1988
BA, Amer Civ: Politics and Law, US History: Minor Soviet Studies Concentration Wharton, Soc Sci Systems
Coach Inc.
New York University
MA candidate, John W Draprer Program Global Business Culture
Harris Associates May 2005 - Present
ABN AMRO January 1998 - April 2005
Spear Leeds and Kellogg December 1997 - January 1998
Firstar Bank June 1992 - December 1997
Skills
Fixed Income, Series 7, Equities, Asset Management, Bloomberg, Bonds, Hedge Funds, Securities, Portfolio Management, Asset Allocation, Trading, Investments, Alternative Investments, Mutual Funds, Capital Markets, Investment Management, Financial Markets, Derivatives, Options, Investment Strategies
Education
Marquette University
MBA, Finance/Marketing
Cantor Fitzgerald September 2013 - Present
Knight Equity Markets June 2009 - September 2013
NewEdge USA June 2008 - May 2009
Bear Stearns February 2007 - June 2008
Bear Hunter Structured Products February 2004 - January 2007
Bear Wagner Specialists 2001 - 2004
Spear, Leeds and Kellogg September 1999 - February 2001
Skills
ETFs, Fixed Income, Equities, Trading, Market Making, Electronic Trading, Series 7, Equity Derivatives, Trading Systems, Derivatives, Financial Markets, Bloomberg, Arbitrage, Securities, Equity Trading, Series 63, Proprietary Trading, Bonds, Hedging, FX, Series 3, Structured Products, Swaps, Trading Strategies, Risk Management, Securities Lending, Volatility, Prime Brokerage, Investment Strategies, Commodities, Credit Derivatives, Valuation, Mutual Funds, Emerging Markets, Program Trading, Delta One, FX trading, Currency, Foreign Exchange, Index Arbitrage, Portfolio Optimization, Convertible Bonds, Bloomberg Terminal, Stocks, High Yield, Market Risk, Commodity Markets, FINRA
Education
Baruch College, City University of New York (CUNY) 1998 — 1999
Bachelors Degree, Finance
University of Colorado Boulder 1994 — 1995
Engineering
Global Cash Access December 2013 - Present
BGC Partners February 2010 - December 2013
ISI Cap August 2004 - February 2010
Spear Leeds and Kellogg August 2002 - August 2004
Brownstone Investment Group, LLC 2000 - 2002
Education
University of North Carolina at Charlotte 1996 — 2000
History, Business/History
University of California, Los Angeles 1995 — 1996
Business
Deutsche Bank AVP - Operational Risk ControlCredit Suisse2001 - 2004
Spear, Leeds and Kellogg 1998 - 2001
National Futures Association 1997 - 1998
Education
Baruch College, City University of New York (CUNY) 1994 — 1997
BBA, Accounting
BTIG March 2009 - Present
Banc of America Securities April 2003 - February 2009
Goldman Sachs September 2002 - April 2003
Spear, Leeds and Kellogg December 1997 - September 2002
Skills
Series 7, Series 63, Equity Trading, Bloomberg, Fidessa, Equities
Education
Syracuse University - Martin J. Whitman School of Management 1990 — 1993
BS, Finance
Delta Systems Inc. September 2005 - Present
Russell Reynolds Associates 1992 - 1993
The Zivic Group 1991 - 1992
Drum Associates, Inc. 1989 - 1991
CJ Lawrence 1985 - 1989
Spear Leeds and Kellogg 1983 - 1985
Federal Reserve Bank of New York 1980 - 1983
Skills
Electronics, Continuous Improvement, Product Development, Leadership, Process Improvement, Manufacturing, Strategic Planning, PCB design, Cross-functional Team...
Education
Fordham University 1987 — 1989
Master of Business Administration (MBA), Business Administration and Management, General
Middlebury College 1976 — 1980
Bachelor's degree, Economics
Kretschmer Homes July 2008 - Present
Self Employed March 2004 - July 2010
The Altera Group, LLC 2007 - 2009
Quantlab Financial 2003 - 2005
Goldman Sachs 2001 - 2003
Goldman Sachs 2000 - 2003
Spear, Leeds and Kellogg 1998 - 2001
Skills
Trading Systems, Trading, Equities, Derivatives, Electronic Trading, Options, Hedge Funds, Fixed Income, Capital Markets, Leadership, Sales, Risk Management, Financial Markets, Asset Management, Series 7, Equity Trading, Management, Series 63, Market Data, Securities, Financial Services, Integration, Home building, Speck home building
Education
Sam Houston State University 1986 — 1989
BBA, Finance
The University of Texas at Austin
Broadreach Staffing Solutions October 2013 - Present
Alfstad Capital LLC August 2011 - October 2013
Susquehanna International Group February 2010 - January 2011
FTN Financial 2004 - 2009
Goldman Sachs January 2002 - December 2004
Spear, Leeds and Kellogg May 1999 - January 2002
Morgan Stanley 1996 - 1999
Chase Securities (UK) Ltd 1993 - 1996
Skills
Investments, Securities, Series 63, Series 7, Hedge Funds, Fixed Income, Bonds, Bloomberg, Electronic Trading
Education
Hobart and William Smith Colleges 1988 — 1992
B.A., History
Capco ConsultantThe Blackstone GroupFebruary 2013 - March 2013
Capco December 2012 - February 2013
Capco June 2012 - December 2012
Milieu Group, LLC April 2010 - June 2012
Cohen Capital Group, LLC August 2008 - April 2010
AIM Secutrities March 1997 - August 2008
Spear Leeds and Kellogg August 1986 - March 1997
Skills
BS Computer Science, PMP, Series 7, Electronic Trading, Options, Equities, ETFs, Structured Products, Banking
Education
William Paterson University of New Jersey 1980 — 1986
BS, Computer Science
Princeton University
Economics
Scotiabank July 2013 - Present
Bradesco December 2011 - November 2012
Bloomberg LP April 2011 - December 2011
Knight Capital Group January 2011 - April 2011
Kellogg Capital Group December 2002 - December 2010
Goldman Sachs December 2001 - December 2002
Spear Leeds and Kellogg May 1999 - December 2001
Skills
Algorithms, Market Structure, Trading, ETFs, Electronic Trading, REIT, Series 7, Series 63, Trading Systems, Bloomberg, Financial Markets, Equities, ADRs, Risk Management, trading and execution, Equity Trading, FINRA, Hedging
Education
Iona College 1996 — 1998
Master of Business Administration (M.B.A.), Finance
Iona College 1992 — 1996
Bachelor of Business Administration (BBA), International Business
Bank of America Merrill Lynch August 2013 - Present
Knight Capital Americas, LLC May 2012 - July 2013
Goldman Sachs July 2006 - May 2012
Goldman Sachs Execution and Clearing , LLC January 2003 - January 2006
Goldman Sachs Execution and Clearing, LLC January 2000 - January 2003
Spear, Leeds and Kellogg July 1997 - January 2000
Skills
Prime Brokerage, Risk Assessment, Settlement, Series 7, Loans, Capital Markets, Bloomberg, Options, Fixed Income, Derivatives, Operational Risk..., Corporate Actions, Trading Systems, Middle Office, Back Office, Trading, Risk Management, Hedge Funds, Financial Services, Financial Risk, Operational Risk, Portfolio Management, Equities, FINRA, Finance, Electronic Trading, Investment Banking, Equity Derivatives
Education
City University of New York-Brooklyn College 1988 — 1993
Bachelor of Arts (B.A.), Psychology
Tampa September 2012 - Present
Morgan Stanley Smith Barney November 2010 - July 2011
Merrill Lynch July 2008 - November 2010
Goldman Sachs & Co. 2000 - 2007
Spear, Leeds and Kellogg December 1993 - August 2000
Skills
Trading, ETFs, Risk Management, Equities, Options, Trading Systems, Derivatives, Hedging, Equity Trading, Commodities, Market Making, Portfolio Management
Education
Seton Hall University 1988 — 1993
BA, Political Science
VPTheta June 2005 - Present
Powercast 2003 - Present
pihms, Inc 2004 - 2012
Goldman Sachs January 2000 - June 2003
Spear Leeds and Kellogg January 1993 - January 2000
Gilder Gagnon Howe January 1989 - January 1993
Skills
Equities, Investments, Capital Markets, Asset Management, Hedge Funds, Asset Managment, Financial Markets, Management, Options, Fixed Income, Alternative Investments, Equity Trading, Derivatives, Private Equity, Securities, Equity Derivatives, Mergers & Acquisitions, Portfolio Management
Education
Syracuse University 1981 — 1985
ba, business
Bank of America Merrill Lynch June 2014 - Present
Merrill Lynch July 2000 - July 2005
Spear, Leeds and Kellogg July 1998 - July 2000
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Outlook, English, Photoshop, Windows, Teaching, Budgets, Training
Education
Boston College 1994 — 1998
Bachelor of Science (B.S.), Finance
Trinity Derivatives Group LLC 2004 - 2012
Goldman Sachs September 2000 - October 2004
Spear, Leeds and Kellogg January 1981 - September 2000
Skills
Organizational..., Problem Solving, Highly motivated..., Analytical Skills, Team Leadership, Equity Derivatives, Derivatives, ETFs, Electronic Trading, Equities, Equity Trading, Hedge Funds, Options, Proprietary Trading, Securities, Series 63, Trading Strategies, Trading, Trading Systems
Education
Southern Connecticut State University 1976 — 1980
Bachelor of Science (BS), Economics
Dealertrack Technologies October 2011 - Present
Dealertrack Technologies October 2011 - Present
Goldman Sachs September 2000 - September 2011
Spear Leeds and Kellogg 2000 - 2011
Skills
Networking, Network Engineering, Infrastructure, Data Center, Cloud Computing, Linux, Disaster Recovery, Enterprise Architecture, TCP/IP, Unix, Virtualization, Cisco Technologies, Perl, Network Security, Vendor Management, IT Strategy, Trading Systems, Business Analysis, Integration
Education
State University of New York College at Oswego 1985 — 1987
Bachelor's Degree, Computer Sc
Nassau Community College 1982 — 1984
Associate's degree, Information Science/Studies
Nassau Community College