Nomura Securities International
Description
Address: 309 W 49th St, New York, NY 10019 Phone: (212) 667-9000: Category: : : : Place name: Website: : Hours: : Website: http://www.nomura.com/ Category: Investment Bank Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. · Own this business?Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a question See all questions (1) Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of Nomura Securities International, Inc Posting publicly on the Web Write a review Reviews 8 Google reviews
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Nomura Securities International Employees
Employee
Years
Job
Industry
Rick Weissman Rick Weissman's Nomura Securities International Experience June 1989 - September 1994
Job President at Pro Services I, LLC
Industry Computer Software
Experience
Pro Services I, LLC July 2015 - Present
ProLink Solutions October 2014 - June 2015
Gleacher & Company June 2008 - April 2013
RBS - Greenwich Capital Markets September 1994 - May 2008
Nomura Securities International June 1989 - September 1994
LF Rothschild & Company September 1986 - March 1989
Powers Research, Inc. June 1981 - September 1986
Thomson McKinnon Securities May 1980 - August 1980
Thomson McKinnon Securities June 1979 - August 1979
Skills
Enterprise Software, Management, Account Management, Sales, Business Development, Derivatives, Risk Management, Fixed Income, Portfolio Management, Trading, Bonds, Hedge Funds, Asset Management, Capital Markets
Education
Cornell University - Johnson Graduate School of Management 1979 — 1981
Master of Business Administration (M.B.A.), Finance and Accounting, 3.8
University of Pennsylvania - The Wharton School 1974 — 1978
Bachelor's Degree, Finance and Marketing, 3.1
Pro Services I, LLC July 2015 - Present
ProLink Solutions October 2014 - June 2015
Gleacher & Company June 2008 - April 2013
RBS - Greenwich Capital Markets September 1994 - May 2008
Nomura Securities International June 1989 - September 1994
LF Rothschild & Company September 1986 - March 1989
Powers Research, Inc. June 1981 - September 1986
Thomson McKinnon Securities May 1980 - August 1980
Thomson McKinnon Securities June 1979 - August 1979
Skills
Enterprise Software, Management, Account Management, Sales, Business Development, Derivatives, Risk Management, Fixed Income, Portfolio Management, Trading, Bonds, Hedge Funds, Asset Management, Capital Markets
Education
Cornell University - Johnson Graduate School of Management 1979 — 1981
Master of Business Administration (M.B.A.), Finance and Accounting, 3.8
University of Pennsylvania - The Wharton School 1974 — 1978
Bachelor's Degree, Finance and Marketing, 3.1
Larry Ludwig's Nomura Securities International Experience March 1997 - April 1998
Job Entrepreneur & technology guru.
Industry Information Technology and Services
Experience
Empowering Media, Inc. January 2002 - Present
Delta Internet Services April 1999 - December 2001
Commerce One April 1998 - June 1999
Nomura Securities International March 1997 - April 1998
Bozell/Poppe Tyson (now Modem Media) November 1995 - March 1997
ABSG 1994 - 1995
QS Information Services February 1994 - December 1994
Skills
Puppet, Ruby on Rails, Perl, Java, C, Cloud Computing, C++, Agile Methodologies, Linux, Ruby, Enterprise Architecture, Architecture, SaaS, Apache, Software Development, PostgreSQL, Enterprise Software, Web Development, System Administration, Web Services, PHP, E-commerce, Open Source, Xen, Product Management, Data Center, Web Applications, Virtualization, MySQL, Start-ups
Education
Clemson University 1989 — 1993
BS
Empowering Media, Inc. January 2002 - Present
Delta Internet Services April 1999 - December 2001
Commerce One April 1998 - June 1999
Nomura Securities International March 1997 - April 1998
Bozell/Poppe Tyson (now Modem Media) November 1995 - March 1997
ABSG 1994 - 1995
QS Information Services February 1994 - December 1994
Skills
Puppet, Ruby on Rails, Perl, Java, C, Cloud Computing, C++, Agile Methodologies, Linux, Ruby, Enterprise Architecture, Architecture, SaaS, Apache, Software Development, PostgreSQL, Enterprise Software, Web Development, System Administration, Web Services, PHP, E-commerce, Open Source, Xen, Product Management, Data Center, Web Applications, Virtualization, MySQL, Start-ups
Education
Clemson University 1989 — 1993
BS
Michelle Samson Michelle Samson's Nomura Securities International Experience November 2009 - July 2011
Job IT Project Manager at Royal Caribbean International
Industry Information Technology and Services
Experience
Royal Caribbean International May 2012 - Present
TMCM Property Management, LLC June 2011 - Present
Nomura Securities International November 2009 - July 2011
UBS Financial Services June 2006 - November 2009
Siemens Business Services June 2004 - May 2006
CS Technology April 2000 - June 2004
Skills
Vendor Management, Program Management, Project Portfolio..., Change Management, Business Analysis, Software Project..., ITIL, Project Management, Management, Team Leadership, SDLC, PMO, Project Delivery, Risk Management, IT Management, PMP, Process Improvement, IT Strategy, Business Process, IT Service Management, Requirements Analysis, Software Documentation, Disaster Recovery, Integration, Business Process..., Data Center, MS Project, Enterprise Architecture, Enterprise Software, Requirements Gathering, SharePoint, Information Technology, Outsourcing, Project Planning, Leadership, Infrastructure, Governance, Business Intelligence, IT Operations, Resource Management, Visio, Service Delivery, Microsoft Project
Education
Stevens Institute of Technology 2004 — 2006
Rutgers, The State University of New Jersey-Newark 1996 — 2000
Bachelors of Arts
NYU
Royal Caribbean International May 2012 - Present
TMCM Property Management, LLC June 2011 - Present
Nomura Securities International November 2009 - July 2011
UBS Financial Services June 2006 - November 2009
Siemens Business Services June 2004 - May 2006
CS Technology April 2000 - June 2004
Skills
Vendor Management, Program Management, Project Portfolio..., Change Management, Business Analysis, Software Project..., ITIL, Project Management, Management, Team Leadership, SDLC, PMO, Project Delivery, Risk Management, IT Management, PMP, Process Improvement, IT Strategy, Business Process, IT Service Management, Requirements Analysis, Software Documentation, Disaster Recovery, Integration, Business Process..., Data Center, MS Project, Enterprise Architecture, Enterprise Software, Requirements Gathering, SharePoint, Information Technology, Outsourcing, Project Planning, Leadership, Infrastructure, Governance, Business Intelligence, IT Operations, Resource Management, Visio, Service Delivery, Microsoft Project
Education
Stevens Institute of Technology 2004 — 2006
Rutgers, The State University of New Jersey-Newark 1996 — 2000
Bachelors of Arts
NYU
James Blanco's Nomura Securities International Experience July 2005 - July 2006
Job Managing Director at Barclays Investment Bank
Industry Investment Banking
Experience
Barclays Investment Bank December 2014 - Present
Barclays Investment Bank March 2012 - December 2014
Barclays Investment Bank September 2009 - March 2012
Barclays Investment Bank March 2009 - September 2009
Barclays Investment Bank August 2006 - March 2009
Nomura Securities International July 2005 - July 2006
Altria 2001 - 2003
Burson-Marsteller 1999 - 2000
State of New Jersey 1998 - 1999
Skills
Real Estate Investment, Financial Institutions, Investment Banking, Structured Finance, Trading, Mergers & Acquisitions
Education
Columbia University - Columbia Business School 2003 — 2005
MBA, Finance
New York University 2001 — 2003
MS, Systems and Management
Cornell University 1993 — 1997
BS, Industrial and Labor Relations
Barclays Investment Bank December 2014 - Present
Barclays Investment Bank March 2012 - December 2014
Barclays Investment Bank September 2009 - March 2012
Barclays Investment Bank March 2009 - September 2009
Barclays Investment Bank August 2006 - March 2009
Nomura Securities International July 2005 - July 2006
Altria 2001 - 2003
Burson-Marsteller 1999 - 2000
State of New Jersey 1998 - 1999
Skills
Real Estate Investment, Financial Institutions, Investment Banking, Structured Finance, Trading, Mergers & Acquisitions
Education
Columbia University - Columbia Business School 2003 — 2005
MBA, Finance
New York University 2001 — 2003
MS, Systems and Management
Cornell University 1993 — 1997
BS, Industrial and Labor Relations
Tom Castriota's Nomura Securities International Experience May 2007 - December 2007
Job Managing Principal at Capco
Industry Information Technology and Services
Experience
Capco June 2012 - Present
West Shore, L.L.C. September 2005 - Present
NY based Financial Services Consulting Firm June 2011 - May 2012
Capco January 2010 - June 2011
Bridgewater Associates March 2008 - January 2010
OppenheimerFunds, Inc September 2007 - February 2008
Nomura Securities, International May 2007 - December 2007
Nomura Securities, International September 2004 - May 2007
Deutsche Bank May 2002 - September 2004
Alphablox May 1998 - May 2002
Skills
Business Intelligence, Data Warehousing, Master Data Management, Program Management, Data Integration, Outsourcing, Management Consulting, Data Governance, Banking, IT Strategy, SDLC, Start-ups, Data Management, Trading Systems, Capital Markets, Sybase, Data Quality, Data Warehouse..., Cross-functional Team..., Investment Banking, Asset Managment, Asset Management, Business Analysis, Analytics, Enterprise Software, Management, Strategy, Vendor Management
Education
Marist College 1984 — 1988
BS
Capco June 2012 - Present
West Shore, L.L.C. September 2005 - Present
NY based Financial Services Consulting Firm June 2011 - May 2012
Capco January 2010 - June 2011
Bridgewater Associates March 2008 - January 2010
OppenheimerFunds, Inc September 2007 - February 2008
Nomura Securities, International May 2007 - December 2007
Nomura Securities, International September 2004 - May 2007
Deutsche Bank May 2002 - September 2004
Alphablox May 1998 - May 2002
Skills
Business Intelligence, Data Warehousing, Master Data Management, Program Management, Data Integration, Outsourcing, Management Consulting, Data Governance, Banking, IT Strategy, SDLC, Start-ups, Data Management, Trading Systems, Capital Markets, Sybase, Data Quality, Data Warehouse..., Cross-functional Team..., Investment Banking, Asset Managment, Asset Management, Business Analysis, Analytics, Enterprise Software, Management, Strategy, Vendor Management
Education
Marist College 1984 — 1988
BS
Michael Inguardi Michael Inguardi's Nomura Securities International Experience November 2004 - May 2008
Job Consulting MPI&SCI
Industry Banking
Experience
Consulting April 2012 - Present
JPMorgan Chase September 1994 - May 2012
Braver Stern Securities Corp November 2009 - April 2012
JFI Family Investments LLC May 2008 - November 2009
Cantor Fitzgerald May 2003 - November 2008
Nomura Securities International November 2004 - May 2008
Goldman Sachs August 1990 - September 1994
Bear Stearns December 1987 - August 1990
KPMG Peat Marwick August 1985 - December 1987
Skills
Securities, Fixed Income, Equities, Finance, Derivatives, Swaps, Hedge Funds, Private Equity, Financial Reporting, Mutual Funds, Credit, Financial Services, Credit Derivatives, Accounting, Capital Markets
Education
Pace University - Lubin School of Business 1981 — 1987
BBA, MBA, Accounting & Finance
Lafayette High School
Lafayette High School
Lafayette High School
Consulting April 2012 - Present
JPMorgan Chase September 1994 - May 2012
Braver Stern Securities Corp November 2009 - April 2012
JFI Family Investments LLC May 2008 - November 2009
Cantor Fitzgerald May 2003 - November 2008
Nomura Securities International November 2004 - May 2008
Goldman Sachs August 1990 - September 1994
Bear Stearns December 1987 - August 1990
KPMG Peat Marwick August 1985 - December 1987
Skills
Securities, Fixed Income, Equities, Finance, Derivatives, Swaps, Hedge Funds, Private Equity, Financial Reporting, Mutual Funds, Credit, Financial Services, Credit Derivatives, Accounting, Capital Markets
Education
Pace University - Lubin School of Business 1981 — 1987
BBA, MBA, Accounting & Finance
Lafayette High School
Lafayette High School
Lafayette High School
Jane Benton Beatty Jane Benton Beatty's Nomura Securities International Experience 1997 - 1999
Job Available for new opportunities
Industry Nonprofit Organization Management
Experience
Private events and various non-profit organizations 2004 - Present
Prudential Mortgage Capital Company 2001 - 2004
BrixandMortar.com 1999 - 2001
Nomura Securities International 1997 - 1999
Wells Fargo 1992 - 1997
NCNB 1989 - 1992
Jane and Vics Texas Pecan Pralines 1987 - 1989
Sheshunoff Consulting + Solutions 1986 - 1987
Education
The University of Texas at Austin 1984 — 1986
MBA, Finance and Accounting
Stetson University 1978 — 1980
Bachelor of Arts (B.A.), Violin Performance
Loyola University New Orleans 1973 — 1978
Music
Private events and various non-profit organizations 2004 - Present
Prudential Mortgage Capital Company 2001 - 2004
BrixandMortar.com 1999 - 2001
Nomura Securities International 1997 - 1999
Wells Fargo 1992 - 1997
NCNB 1989 - 1992
Jane and Vics Texas Pecan Pralines 1987 - 1989
Sheshunoff Consulting + Solutions 1986 - 1987
Education
The University of Texas at Austin 1984 — 1986
MBA, Finance and Accounting
Stetson University 1978 — 1980
Bachelor of Arts (B.A.), Violin Performance
Loyola University New Orleans 1973 — 1978
Music
Ashish Gambhir Ashish Gambhir's Nomura Securities International Experience May 2010 - August 2010
Job Quantitative Analyst at Freddie Mac
Industry Financial Services
Experience
Freddie Mac July 2013 - Present
Credit Suisse May 2011 - July 2013
Nomura Securities International May 2010 - August 2010
Tata Consultancy Services September 2000 - June 2009
Skills
Capital Markets, Equities, Fixed Income, Electronic Trading, Investment Banking, Trading Systems, Derivatives, Options, Quantitative Finance, Back Office, Equity Derivatives, Equity Trading, Sybase, Financial Modeling, Financial Markets, Market Risk, FX Options, Trading, Bloomberg, VBA
Education
Carnegie Mellon University - Tepper School of Business 2009 — 2010
Masters, Master in Computational Finance
University of Mumbai 1996 — 2000
Bachelor's degree, Electrical Engineering
Atomic Energy Central School 1984 — 1996
Freddie Mac July 2013 - Present
Credit Suisse May 2011 - July 2013
Nomura Securities International May 2010 - August 2010
Tata Consultancy Services September 2000 - June 2009
Skills
Capital Markets, Equities, Fixed Income, Electronic Trading, Investment Banking, Trading Systems, Derivatives, Options, Quantitative Finance, Back Office, Equity Derivatives, Equity Trading, Sybase, Financial Modeling, Financial Markets, Market Risk, FX Options, Trading, Bloomberg, VBA
Education
Carnegie Mellon University - Tepper School of Business 2009 — 2010
Masters, Master in Computational Finance
University of Mumbai 1996 — 2000
Bachelor's degree, Electrical Engineering
Atomic Energy Central School 1984 — 1996
Bob Fitzsimmons Bob Fitzsimmons's Nomura Securities International Experience 1990 - 1999
Job Founder at Coveney Trading LLC
Industry Financial Services
Experience
Coveney Trading LLC April 2013 - Present
Optionshop January 2012 - Present
ITG Derivatives LLC 2007 - August 2011
RedSky Financial LLC 2006 - 2007
NQLX 1999 - 2004
Nomura Securities International 1990 - 1999
Kidder Peabody 1985 - 1990
Skills
Equities, Trading, Electronic Trading, Investment Banking, Project Management, Options, Equity Trading, Relationship Management, Hedge Funds, Investments, Asset Managment, Loans, Vendor Management, Consulting, Derivatives, Analysis, Series 7, Bloomberg, Bonds, Leadership, Management, Accounting, Trading Systems, Marketing, Commodity, Executive Management, Team Building, Risk Management, Capital Markets, Competitive Analysis, Trading Strategies, Proprietary Trading, Equity Derivatives, Program Management, Financial Structuring, Financial Markets, Securities, Fixed Income, Portfolio Management, FX Options, Alternative Investments, Mergers & Acquisitions, Finance, Financial Risk, Asset Management, FX trading, Currency, ETFs, Market Data, Hedging
Education
The University of Chicago Booth School of Business 1987 — 1989
MBA, Finance
Harvard University 1980 — 1984
BA, Economics
Msgr Farrell
Coveney Trading LLC April 2013 - Present
Optionshop January 2012 - Present
ITG Derivatives LLC 2007 - August 2011
RedSky Financial LLC 2006 - 2007
NQLX 1999 - 2004
Nomura Securities International 1990 - 1999
Kidder Peabody 1985 - 1990
Skills
Equities, Trading, Electronic Trading, Investment Banking, Project Management, Options, Equity Trading, Relationship Management, Hedge Funds, Investments, Asset Managment, Loans, Vendor Management, Consulting, Derivatives, Analysis, Series 7, Bloomberg, Bonds, Leadership, Management, Accounting, Trading Systems, Marketing, Commodity, Executive Management, Team Building, Risk Management, Capital Markets, Competitive Analysis, Trading Strategies, Proprietary Trading, Equity Derivatives, Program Management, Financial Structuring, Financial Markets, Securities, Fixed Income, Portfolio Management, FX Options, Alternative Investments, Mergers & Acquisitions, Finance, Financial Risk, Asset Management, FX trading, Currency, ETFs, Market Data, Hedging
Education
The University of Chicago Booth School of Business 1987 — 1989
MBA, Finance
Harvard University 1980 — 1984
BA, Economics
Msgr Farrell
Steven Krup Steven Krup's Nomura Securities International Experience July 1992 - October 1995
Job Senior Corporate Property Consultant at PSEG
Industry Real Estate
Experience
PSEG April 2014 - Present
PSEG September 2007 - April 2014
Avis Budget Group May 2003 - September 2007
Free Lance Spanish Interpreter/Translator 2001 - 2007
ABN AMRO June 2000 - December 2001
BNP Paribas July 1998 - June 2000
Caspian Securities November 1995 - July 1998
Nomura Securities International July 1992 - October 1995
SG Securities September 1989 - June 1992
Skills
Real Estate, Compliance, French, Spanish, Due Diligence, Emerging Markets, Budgets, New Business Development, Translation, Forecasting, Financial Analysis, Mergers & Acquisitions, Negotiation, Equities, Real Estate Transactions, Contract Negotiation, Financial Services, Investments, Management
Education
Seton Hall University School of Law 2007 — 2011
JD
Montclair State University 2002 — 2004
Certificate, Spanish Translation/Interpretation
Montclair State University 1982 — 1987
BA, French, Italian
PSEG April 2014 - Present
PSEG September 2007 - April 2014
Avis Budget Group May 2003 - September 2007
Free Lance Spanish Interpreter/Translator 2001 - 2007
ABN AMRO June 2000 - December 2001
BNP Paribas July 1998 - June 2000
Caspian Securities November 1995 - July 1998
Nomura Securities International July 1992 - October 1995
SG Securities September 1989 - June 1992
Skills
Real Estate, Compliance, French, Spanish, Due Diligence, Emerging Markets, Budgets, New Business Development, Translation, Forecasting, Financial Analysis, Mergers & Acquisitions, Negotiation, Equities, Real Estate Transactions, Contract Negotiation, Financial Services, Investments, Management
Education
Seton Hall University School of Law 2007 — 2011
JD
Montclair State University 2002 — 2004
Certificate, Spanish Translation/Interpretation
Montclair State University 1982 — 1987
BA, French, Italian
Anthony M. Marino's Nomura Securities International Experience May 2011 - August 2011
Job Analyst at Deutsche Bank Securities
Industry Investment Banking
Experience
Deutsche Bank May 2014 - Present
Deloitte & Touche LLP September 2012 - May 2014
Student Managed Investment Fund (SMIF) March 2011 - April 2012
Nomura Securities International May 2011 - August 2011
Nassau County Legislature May 2008 - August 2010
Skills
Bloomberg Terminal, Capital IQ, Excel, Investments, Fixed Income, Equities, Trading, Bloomberg, Financial Analysis, Financial Modeling, Economics, PowerPoint, Accounting, Valuation, Investment Banking, Access, Analysis, Microsoft Word, Securitization, Portfolio Management, Microsoft Excel
Education
University of Richmond - Robins School of Business 2008 — 2012
BSBA, Finance
Chaminade High School 2004 — 2008
Deutsche Bank May 2014 - Present
Deloitte & Touche LLP September 2012 - May 2014
Student Managed Investment Fund (SMIF) March 2011 - April 2012
Nomura Securities International May 2011 - August 2011
Nassau County Legislature May 2008 - August 2010
Skills
Bloomberg Terminal, Capital IQ, Excel, Investments, Fixed Income, Equities, Trading, Bloomberg, Financial Analysis, Financial Modeling, Economics, PowerPoint, Accounting, Valuation, Investment Banking, Access, Analysis, Microsoft Word, Securitization, Portfolio Management, Microsoft Excel
Education
University of Richmond - Robins School of Business 2008 — 2012
BSBA, Finance
Chaminade High School 2004 — 2008
Todd M. Smith Todd M. Smith's Nomura Securities International Experience 1988 - 1998
Job CFP® CERTIFIED FINANCIAL PLANNER™ Professional at R.I.C.H. Planning Group, LLC.
Industry Financial Services
Experience
R.I.C.H. Planning Group, LLC. April 2001 - Present
Nomura Securities International 1988 - 1998
Skills
Retirement Planning, Investments, Securities, Fixed Annuities, Insurance, Sales, Fixed Income, FINRA
Education
The College of William and Mary 1983 — 1987
BBA, Finance
University of Pennsylvania - The Wharton School
Certificate, Retirement Planning
R.I.C.H. Planning Group, LLC. April 2001 - Present
Nomura Securities International 1988 - 1998
Skills
Retirement Planning, Investments, Securities, Fixed Annuities, Insurance, Sales, Fixed Income, FINRA
Education
The College of William and Mary 1983 — 1987
BBA, Finance
University of Pennsylvania - The Wharton School
Certificate, Retirement Planning
Linda Thomas Shaw Linda Thomas Shaw's Nomura Securities International Experience 1996 - 1998
Job Creative Director Interactive
Industry Marketing and Advertising
Experience
Liquidity Services, Inc. January 2008 - Present
Boston University Center for Digital Imaging Arts (CDIA) 2008 - 2009
Eclectis Systems, LLC 2002 - 2007
RTCRM 2001 - 2002
Deutsch, Inc. 1999 - 2000
Zefer January 1999 - December 1999
IPnetwork.com 1998 - 1999
Nomura Securities International 1996 - 1998
Whitney Museum of American Art 1994 - 1996
Skills
User Experience, E-commerce, User Interface Design, Email Marketing, Online Marketing, Information Architecture, Web Development, Art Direction, Social Media Marketing, CRM Integration, Branding & Identity, Experience Design, Brand Development, CRM, Mobile Design, Mobile Applications, Strategy, Creative Direction, Responsive Web Design, Direct Response..., Web Design, Graphic Design, CSS, Digital Marketing
Education
Florida State University 1987 — 1989
MFA, Painting
University of Colorado Boulder 1976 — 1982
BFA, Studio Arts
Liquidity Services, Inc. January 2008 - Present
Boston University Center for Digital Imaging Arts (CDIA) 2008 - 2009
Eclectis Systems, LLC 2002 - 2007
RTCRM 2001 - 2002
Deutsch, Inc. 1999 - 2000
Zefer January 1999 - December 1999
IPnetwork.com 1998 - 1999
Nomura Securities International 1996 - 1998
Whitney Museum of American Art 1994 - 1996
Skills
User Experience, E-commerce, User Interface Design, Email Marketing, Online Marketing, Information Architecture, Web Development, Art Direction, Social Media Marketing, CRM Integration, Branding & Identity, Experience Design, Brand Development, CRM, Mobile Design, Mobile Applications, Strategy, Creative Direction, Responsive Web Design, Direct Response..., Web Design, Graphic Design, CSS, Digital Marketing
Education
Florida State University 1987 — 1989
MFA, Painting
University of Colorado Boulder 1976 — 1982
BFA, Studio Arts
Michelle Moriya's Nomura Securities International Experience January 1997 - January 2002
Job Company Operations/Order Entry/Office Assistant at Oved Apparel
Industry Retail
Experience
PRPS Goods/Oved Apparel June 2012 - Present
PARSLEY LANE GIFT BASKETS, LLC 2002 - June 2012
Nomura Securities International January 1997 - January 2002
NRIA Research Dept January 1991 - January 1996
NRIA Research Dept January 1988 - January 1990
Skills
MS Suite: Outlook,..., Languages:..., Research, Editing, Nonprofits, Microsoft Office, Sales, Management, Market Research, PowerPoint, Advertising, Databases, E-commerce, Customer Service, Microsoft Excel
Education
Pratt Institute
M.S, Library and Information ScienceInformation Studies International; Information Studies
Fairleigh Dickinson University
B.A, French
Pace University
PRPS Goods/Oved Apparel June 2012 - Present
PARSLEY LANE GIFT BASKETS, LLC 2002 - June 2012
Nomura Securities International January 1997 - January 2002
NRIA Research Dept January 1991 - January 1996
NRIA Research Dept January 1988 - January 1990
Skills
MS Suite: Outlook,..., Languages:..., Research, Editing, Nonprofits, Microsoft Office, Sales, Management, Market Research, PowerPoint, Advertising, Databases, E-commerce, Customer Service, Microsoft Excel
Education
Pratt Institute
M.S, Library and Information ScienceInformation Studies International; Information Studies
Fairleigh Dickinson University
B.A, French
Pace University
Junko Gentry Funabiki's Nomura Securities International Experience November 1999 - August 2002
Job Journalist at JIJI PRESS
Industry Newspapers
Experience
Jiji Press November 2002 - Present
Nomura Securities International November 1999 - August 2002
Daiwa Securities June 1999 - November 1999
Skills
・English-Japanese..., ・ Journalist with..., ・Trained and polished..., ・Self-motivated,..., ・Exceptionally..., ・Noted as a quick &..., ・ Expertise in research..., ・Outstanding..., ・Intelligent,..., Media Relations, Research, Analysis, Energy, Strategic Communications, Corporate Communications, Journalism, Public Relations, Editing, Blogging, Social Media
Education
Sophia University 1983 — 1987
Bachelor of Arts, English Language and Literature
Jiji Press November 2002 - Present
Nomura Securities International November 1999 - August 2002
Daiwa Securities June 1999 - November 1999
Skills
・English-Japanese..., ・ Journalist with..., ・Trained and polished..., ・Self-motivated,..., ・Exceptionally..., ・Noted as a quick &..., ・ Expertise in research..., ・Outstanding..., ・Intelligent,..., Media Relations, Research, Analysis, Energy, Strategic Communications, Corporate Communications, Journalism, Public Relations, Editing, Blogging, Social Media
Education
Sophia University 1983 — 1987
Bachelor of Arts, English Language and Literature
Sonia Chand's Nomura Securities International Experience September 2012 - December 2012
Job Aspiring Author
Industry Law Practice
Experience
Law Office of Sonia K. Chand December 2014 - June 2015
Macquarie Group February 2014 - July 2014
Bank of America/ Merrill Lynch January 2013 - July 2013
New York Law School August 2011 - May 2013
Nomura Securities International September 2012 - December 2012
Bank of America June 2012 - August 2012
Skills
Legal Issues, Legal Advice, Hearings, Trials, Special Education Law, Due Process Hearings, IEP meetings, Civil Litigation
Education
New York Law School 2011 — 2013
LLM, Financial Services
Thomas M. Cooley Law School 2006 — 2009
J.D., Law
Purdue University 2001 — 2004
B.A., Law and Society
Law Office of Sonia K. Chand December 2014 - June 2015
Macquarie Group February 2014 - July 2014
Bank of America/ Merrill Lynch January 2013 - July 2013
New York Law School August 2011 - May 2013
Nomura Securities International September 2012 - December 2012
Bank of America June 2012 - August 2012
Skills
Legal Issues, Legal Advice, Hearings, Trials, Special Education Law, Due Process Hearings, IEP meetings, Civil Litigation
Education
New York Law School 2011 — 2013
LLM, Financial Services
Thomas M. Cooley Law School 2006 — 2009
J.D., Law
Purdue University 2001 — 2004
B.A., Law and Society
Justin Sharp Justin Sharp's Nomura Securities International Experience January 2014 - March 2015
Job Goldman, Sachs & Co.
Industry Legal Services
Experience
Goldman Sachs March 2015 - Present
Nomura Securities International January 2014 - March 2015
Pantano & Gupta September 2013 - January 2014
Napoli Bern Ripka Shkolnik, LLP January 2013 - April 2013
Qualcomm, Inc. May 2012 - August 2012
Imbesi Christensen & Michael January 2012 - May 2012
Tsyngauz & Associates, P.C. May 2011 - June 2011
Skills
Legal Writing, Legal Research, Securities Litigation, Document Drafting, Insurance Law, Arbitration
Education
New York Law School 2010 — 2013
Juris Doctor
San Francisco State University
Bachelors of Science, Business Administration; International Business
Goldman Sachs March 2015 - Present
Nomura Securities International January 2014 - March 2015
Pantano & Gupta September 2013 - January 2014
Napoli Bern Ripka Shkolnik, LLP January 2013 - April 2013
Qualcomm, Inc. May 2012 - August 2012
Imbesi Christensen & Michael January 2012 - May 2012
Tsyngauz & Associates, P.C. May 2011 - June 2011
Skills
Legal Writing, Legal Research, Securities Litigation, Document Drafting, Insurance Law, Arbitration
Education
New York Law School 2010 — 2013
Juris Doctor
San Francisco State University
Bachelors of Science, Business Administration; International Business
Trey Schalk Trey Schalk's Nomura Securities International Experience October 1996 - November 1999
Job Wealth Manager at Schalk and Smith, LLC
Industry Financial Services
Experience
Schalk and Smith, LLC September 2014 - Present
ClientWise LLC September 2011 - September 2014
Rodgers Financial Inc. November 2009 - July 2010
Planco/Hartford July 2002 - October 2009
Nomura Securities International October 1996 - November 1999
Price Waterhouse LLP January 1993 - October 1996
Skills
Marketing, Sales, Finance, Executive Management, Management, Microsoft Office, Leadership, Teaching, Marketing Strategy, Training, Team Building, Business Development, Strategy, Coaching, Strategic Planning, Competitive Analysis
Education
Baylor University - Hankamer School of Business 1991 — 1992
MBA, Finance
Austin College 1987 — 1991
BA, Liberal Arts
Austin College 1987 — 1991
BA, Computer Science and Business
Gainesville High School
Schalk and Smith, LLC September 2014 - Present
ClientWise LLC September 2011 - September 2014
Rodgers Financial Inc. November 2009 - July 2010
Planco/Hartford July 2002 - October 2009
Nomura Securities International October 1996 - November 1999
Price Waterhouse LLP January 1993 - October 1996
Skills
Marketing, Sales, Finance, Executive Management, Management, Microsoft Office, Leadership, Teaching, Marketing Strategy, Training, Team Building, Business Development, Strategy, Coaching, Strategic Planning, Competitive Analysis
Education
Baylor University - Hankamer School of Business 1991 — 1992
MBA, Finance
Austin College 1987 — 1991
BA, Liberal Arts
Austin College 1987 — 1991
BA, Computer Science and Business
Gainesville High School
Jerome L. (Jerry) Fritsche, II Jerome L. (Jerry) Fritsche, II's Nomura Securities International Experience June 1986 - June 1991
Job CEO at FCG Advisors, LLC
Industry Investment Banking
Experience
FCG Advisors, LLC November 1992 - Present
Moskowitz Capital Consulting June 1991 - February 1993
Nomura Securities International June 1986 - June 1991
Skills
Mergers, Entrepreneurship, Equities, Biotechnology, Venture Capital, Private Equity, Due Diligence, Corporate Finance, Financial Modeling, Start-ups, Corporate Development, Investments, Valuation, Investment Banking, Restructuring, Business Strategy, M&A experience, Strategy, Financial Analysis, Capital Markets, Business Development, Strategic Planning, Management, New Business Development, Finance, Marketing Strategy, Executive Management, Consulting, Business Planning, Funding, Negotiation
Education
Tulane University - A.B. Freeman School of Business 2002 — 2003
MBA Certificate, Business Administration
University of Denver 1964 — 1967
Business Administration, Economics
USC Marshall School of Business
eCommerce
Lakeside School
University of Colorado at Colorado Springs
Economics, Political Science
FCG Advisors, LLC November 1992 - Present
Moskowitz Capital Consulting June 1991 - February 1993
Nomura Securities International June 1986 - June 1991
Skills
Mergers, Entrepreneurship, Equities, Biotechnology, Venture Capital, Private Equity, Due Diligence, Corporate Finance, Financial Modeling, Start-ups, Corporate Development, Investments, Valuation, Investment Banking, Restructuring, Business Strategy, M&A experience, Strategy, Financial Analysis, Capital Markets, Business Development, Strategic Planning, Management, New Business Development, Finance, Marketing Strategy, Executive Management, Consulting, Business Planning, Funding, Negotiation
Education
Tulane University - A.B. Freeman School of Business 2002 — 2003
MBA Certificate, Business Administration
University of Denver 1964 — 1967
Business Administration, Economics
USC Marshall School of Business
eCommerce
Lakeside School
University of Colorado at Colorado Springs
Economics, Political Science
Keiko Matsumura Keiko Matsumura's Nomura Securities International Experience January 1993 - September 2000
Job Independent Real Estate Professional
Industry Real Estate
Experience
The Corcoran Group June 2001 - Present
Nomura Securities International January 1993 - September 2000
Skills
CBR, Certified Short Sales, Real Estate, Sellers, Investment Properties, Condos, Investors, Relocation, Real Estate Transactions, Luxury, Residential Homes, Townhomes, Rentals, Listings, Investments, Property Management, Selling, Real Estate Financing, Real Estate Development, Single Family Homes, Relocation Buyers, 1031 Exchanges, Real Property, Buyers, Referrals, Apartments, Foreclosures, Short Sales, Buyer Representation, First Time Home Buyers, REO, Property, New Home Sales, Brokerage, Commercial Real Estate, Leases, Real Estate Economics, Real Estate License, Home Staging, Income Properties, Seller Representation, Waterfront, e-PRO, Listing Homes, Real Estate Marketing, Vacation Homes, Move Up Buyers, Real Estate Investor, Corporate Relocation, Landlords
Education
Southern Connecticut State University 1991 — 1993
Bachelor's degree, Busniess Administration Marketing
Mitchelle College 1989 — 1991
AS, General Studies
The Corcoran Group June 2001 - Present
Nomura Securities International January 1993 - September 2000
Skills
CBR, Certified Short Sales, Real Estate, Sellers, Investment Properties, Condos, Investors, Relocation, Real Estate Transactions, Luxury, Residential Homes, Townhomes, Rentals, Listings, Investments, Property Management, Selling, Real Estate Financing, Real Estate Development, Single Family Homes, Relocation Buyers, 1031 Exchanges, Real Property, Buyers, Referrals, Apartments, Foreclosures, Short Sales, Buyer Representation, First Time Home Buyers, REO, Property, New Home Sales, Brokerage, Commercial Real Estate, Leases, Real Estate Economics, Real Estate License, Home Staging, Income Properties, Seller Representation, Waterfront, e-PRO, Listing Homes, Real Estate Marketing, Vacation Homes, Move Up Buyers, Real Estate Investor, Corporate Relocation, Landlords
Education
Southern Connecticut State University 1991 — 1993
Bachelor's degree, Busniess Administration Marketing
Mitchelle College 1989 — 1991
AS, General Studies
Anthony Spataro Anthony Spataro's Nomura Securities International Experience January 2006 - May 2007
Job Audit Consultant Advanced Monetary Solutions Inc.
Industry Banking
Experience
Advanced Monerary Solutions Inc. Consulting April 2004 - Present
Grant Thornton LLP October 2014 - December 2014
Sterling National Bank May 2007 - October 2013
Nomura Securities International January 2006 - May 2007
JP Morgan FCS April 1970 - April 1998
Skills
Fixed Income, Loans, Business Analysis, Risk Management, Investment Banking, Equities, Portfolio Management, Banking, Microsoft Office, Corporate Finance, IT Audit, Middle Office, Sarbanes-Oxley Act, Internal Audit, Management, Auditing, Internal Controls
Education
Queensborough Community College 1973 — 1975
Advanced Monerary Solutions Inc. Consulting April 2004 - Present
Grant Thornton LLP October 2014 - December 2014
Sterling National Bank May 2007 - October 2013
Nomura Securities International January 2006 - May 2007
JP Morgan FCS April 1970 - April 1998
Skills
Fixed Income, Loans, Business Analysis, Risk Management, Investment Banking, Equities, Portfolio Management, Banking, Microsoft Office, Corporate Finance, IT Audit, Middle Office, Sarbanes-Oxley Act, Internal Audit, Management, Auditing, Internal Controls
Education
Queensborough Community College 1973 — 1975
Brett Dvorak's Nomura Securities International Experience 2004 - 2005
Job Global M&A and Corporate Finance Professional
Industry Venture Capital & Private Equity
Experience
Private Equity Advisory 2015 - Present
Morgan Advanced Materials October 2011 - August 2014
Cooper Industries (acquired by Eaton in 2012) 2005 - September 2011
Nomura Securities International 2004 - 2005
GE Capital - Commercail Finance 2003 - 2004
PwC Securities - Shattuck Hammond Partners 2000 - 2003
Skills
Strategy, Acquisition Integration, Financial Modeling, Financial Analysis, Leadership, International Business, P&L Management, Manufacturing, Corporate Finance, Valuation, Corporate Development, M&A experience, Investment Banking, Restructuring, Oil & Gas Industry, Energy Markets, Marine Industry, Mining, Electrical Equipment, Connectivity Solutions, Advanced Materials, Health & Wellness, Healthcare Industry, International M&A, Emerging Markets, Sensors, Business Valuation, Due Diligence, Acquisitions, Financial Advisory, Holding Companies, Mergers & Acquisitions, Transaction Origination, International Joint..., Negotiation, Risk Assessment, Deal Sourcing, Divestitures, Cross-border M&A, Private Equity, Business Transformation, New Venture Development, Start-ups, Entrepreneurship, C&I Lending, Corporate Venture..., Industrial Markets, LBO, Corporate Lending
Education
New York University - Leonard N. Stern School of Business
Master of Business Administration (MBA), Corporate Finance and Strategy
Le Moyne College
Bachelor of Science (BS) in Business Administration, Finance and Economics
Private Equity Advisory 2015 - Present
Morgan Advanced Materials October 2011 - August 2014
Cooper Industries (acquired by Eaton in 2012) 2005 - September 2011
Nomura Securities International 2004 - 2005
GE Capital - Commercail Finance 2003 - 2004
PwC Securities - Shattuck Hammond Partners 2000 - 2003
Skills
Strategy, Acquisition Integration, Financial Modeling, Financial Analysis, Leadership, International Business, P&L Management, Manufacturing, Corporate Finance, Valuation, Corporate Development, M&A experience, Investment Banking, Restructuring, Oil & Gas Industry, Energy Markets, Marine Industry, Mining, Electrical Equipment, Connectivity Solutions, Advanced Materials, Health & Wellness, Healthcare Industry, International M&A, Emerging Markets, Sensors, Business Valuation, Due Diligence, Acquisitions, Financial Advisory, Holding Companies, Mergers & Acquisitions, Transaction Origination, International Joint..., Negotiation, Risk Assessment, Deal Sourcing, Divestitures, Cross-border M&A, Private Equity, Business Transformation, New Venture Development, Start-ups, Entrepreneurship, C&I Lending, Corporate Venture..., Industrial Markets, LBO, Corporate Lending
Education
New York University - Leonard N. Stern School of Business
Master of Business Administration (MBA), Corporate Finance and Strategy
Le Moyne College
Bachelor of Science (BS) in Business Administration, Finance and Economics
Gontran de Quillacq Gontran de Quillacq's Nomura Securities International Experience January 2006 - December 2006
Job Managing Director Head of Quantitative & Risk Practice at IJC Partners
Industry Financial Services
Experience
The Atlantic Group 2014 - 2014
HSBC 2007 - 2013
Nomura Securities International January 2006 - December 2006
Tykhe Capital LLC January 2004 - December 2005
Lehman Brothers January 2000 - December 2003
Société Générale September 1995 - December 1999
Various universities 1990 - 1995
University of California at Berkeley 1993 - 1993
Stanford Research Institute 1992 - 1992
Skills
Derivatives, Equities, Equity Derivatives, Volatility, Structured Products, Hedge Funds, Trading, Statistical Arbitrage, Credit Derivatives, Fixed Income, Proprietary Trading, Options, Delta One, Interest Rate..., Leadership, Factset, MatLab, vba, Microsoft Excel, Matlab, VBA, Investment Strategies, Portable Alpha, Alternative Investment..., Investment Theory, Tactical Asset..., Trading Strategies, Quantitative Investing, Portfolio Optimization, Financial Engineering, Financial Risk, Portfolio Management, Arbitrage, ETFs, Quantitative Finance, Market Risk, Hedging, FX Options, Trading Systems, Volatility Arbitrage, Market Making, Electronic Trading, Equity Trading, Exotic Derivatives, Structured Finance, Financial Markets, Bloomberg, Bonds, Traders, Capital Markets
Education
HEC School of Management 1993 — 1995
5 year MSc. Management, Finance Major, passed in 2 years. Honors.
École Supérieure d'Électricité 1992 — 1993
Doctoral Studies, Automation & Signal Treatment. Honors.
Ecole normale supérieure de Lyon 1989 — 1993
Master's Degree, Theoretical Physics, third place at admission. Honors.
Ecole d'Officiers de Reserve (EOR) 1990 — 1991
Military Academy, Lieutenant, Platoon commander during the first Gulf War.
Faidherbe 1986 — 1989
Undergraduate studies (preparatory classes), Mathematics, Physics, Chemistry
The Atlantic Group 2014 - 2014
HSBC 2007 - 2013
Nomura Securities International January 2006 - December 2006
Tykhe Capital LLC January 2004 - December 2005
Lehman Brothers January 2000 - December 2003
Société Générale September 1995 - December 1999
Various universities 1990 - 1995
University of California at Berkeley 1993 - 1993
Stanford Research Institute 1992 - 1992
Skills
Derivatives, Equities, Equity Derivatives, Volatility, Structured Products, Hedge Funds, Trading, Statistical Arbitrage, Credit Derivatives, Fixed Income, Proprietary Trading, Options, Delta One, Interest Rate..., Leadership, Factset, MatLab, vba, Microsoft Excel, Matlab, VBA, Investment Strategies, Portable Alpha, Alternative Investment..., Investment Theory, Tactical Asset..., Trading Strategies, Quantitative Investing, Portfolio Optimization, Financial Engineering, Financial Risk, Portfolio Management, Arbitrage, ETFs, Quantitative Finance, Market Risk, Hedging, FX Options, Trading Systems, Volatility Arbitrage, Market Making, Electronic Trading, Equity Trading, Exotic Derivatives, Structured Finance, Financial Markets, Bloomberg, Bonds, Traders, Capital Markets
Education
HEC School of Management 1993 — 1995
5 year MSc. Management, Finance Major, passed in 2 years. Honors.
École Supérieure d'Électricité 1992 — 1993
Doctoral Studies, Automation & Signal Treatment. Honors.
Ecole normale supérieure de Lyon 1989 — 1993
Master's Degree, Theoretical Physics, third place at admission. Honors.
Ecole d'Officiers de Reserve (EOR) 1990 — 1991
Military Academy, Lieutenant, Platoon commander during the first Gulf War.
Faidherbe 1986 — 1989
Undergraduate studies (preparatory classes), Mathematics, Physics, Chemistry
Jennifer Rolls's Nomura Securities International Experience July 1997 - June 2003
Job Account Manager at Midwest Medical Supply (MMS)
Industry Medical Devices
Experience
Midwest Medical Supply March 2011 - Present
Tri-anim Health Services June 2004 - August 2009
Nomura Securities International July 1997 - June 2003
Skills
Selling, Sales Operations, Sales, Capital Equipment, Disposables, Medical Devices, Market Development, Capital Equipment Sales, Operating Room, Sales Force Development, Cold Calling, Sales Management, Product Launch, Selling Skills, Medical Sales, Cardiology, Sales Process, Surgeons, Sales Presentations, Surgical Instruments, Medical Equipment
Education
University of Missouri-Saint Louis 1985 — 1989
BS, Finance
Midwest Medical Supply March 2011 - Present
Tri-anim Health Services June 2004 - August 2009
Nomura Securities International July 1997 - June 2003
Skills
Selling, Sales Operations, Sales, Capital Equipment, Disposables, Medical Devices, Market Development, Capital Equipment Sales, Operating Room, Sales Force Development, Cold Calling, Sales Management, Product Launch, Selling Skills, Medical Sales, Cardiology, Sales Process, Surgeons, Sales Presentations, Surgical Instruments, Medical Equipment
Education
University of Missouri-Saint Louis 1985 — 1989
BS, Finance
Richard Bewighouse Richard Bewighouse's Nomura Securities International Experience January 1992 - January 2000
Job Account Executive
Industry Business Supplies and Equipment
Experience
Imagetech Office Supplies June 2011 - Present
Columbia Omnicorp 2009 - 2011
mack trading 2007 - 2008
smalls mackenzie 2005 - 2008
Mogavero, Lee & Co., Inc May 2007 - December 2007
Smalls Mackenzie Group/Mack Trading LLC September 2004 - April 2007
New York Board of Trade - 2003-2004 April 2003 - August 2004
G & L Partners, LLC January 2001 - July 2004
SunGard Global Execution Services, LLC January 2000 - January 2001
Nomura Securities International January 1992 - January 2000
Skills
New Business Development, Customer Relations, Sales Management, Direct Sales, Customer Service, Negotiation, B2B, Problem Solving, Strategic Planning, Business Planning
Education
Kean University 1976 — 1982
finance, Economics
Fairleigh Dickinson University 1976 — 1981
St Mary's high School 1972 — 1976
Kean University College of Education
Economics
New School of Social Research - Technical
New York Institute of Finance
Imagetech Office Supplies June 2011 - Present
Columbia Omnicorp 2009 - 2011
mack trading 2007 - 2008
smalls mackenzie 2005 - 2008
Mogavero, Lee & Co., Inc May 2007 - December 2007
Smalls Mackenzie Group/Mack Trading LLC September 2004 - April 2007
New York Board of Trade - 2003-2004 April 2003 - August 2004
G & L Partners, LLC January 2001 - July 2004
SunGard Global Execution Services, LLC January 2000 - January 2001
Nomura Securities International January 1992 - January 2000
Skills
New Business Development, Customer Relations, Sales Management, Direct Sales, Customer Service, Negotiation, B2B, Problem Solving, Strategic Planning, Business Planning
Education
Kean University 1976 — 1982
finance, Economics
Fairleigh Dickinson University 1976 — 1981
St Mary's high School 1972 — 1976
Kean University College of Education
Economics
New School of Social Research - Technical
New York Institute of Finance
Robert Corwin, CFA Robert Corwin, CFA's Nomura Securities International Experience March 1999 - September 2001
Job Director of Quantitative Research at EVA Dimensions
Industry Investment Management
Experience
EVA Dimensions January 2007 - Present
The Rohatyn Group May 2003 - June 2006
Citigroup December 2002 - February 2003
Nomura Securities International March 1999 - September 2001
Skills
Equity Research, Fixed Income, Hedge Funds, Emerging Markets, Equities, Bloomberg, Trading, Portfolio Management, Valuation, Options, Financial Risk, Investments, Financial Modeling, Asset Management, Quantitative Finance, Derivatives, Equity Valuation, Investment Banking, Credit Derivatives, Quantitative Analytics, Alternative Investments, Capital Markets, Portfolio Optimization, Equity Derivatives, SQL, MongoDB, C++, .NET, PHP, JavaScript, Matlab, R, SAS
Education
University of California, Berkeley, Haas School of Business 2002 — 2003
MFE, Financial Engineering
Cornell University 1994 — 1998
BSE, Chemical Engineering
EVA Dimensions January 2007 - Present
The Rohatyn Group May 2003 - June 2006
Citigroup December 2002 - February 2003
Nomura Securities International March 1999 - September 2001
Skills
Equity Research, Fixed Income, Hedge Funds, Emerging Markets, Equities, Bloomberg, Trading, Portfolio Management, Valuation, Options, Financial Risk, Investments, Financial Modeling, Asset Management, Quantitative Finance, Derivatives, Equity Valuation, Investment Banking, Credit Derivatives, Quantitative Analytics, Alternative Investments, Capital Markets, Portfolio Optimization, Equity Derivatives, SQL, MongoDB, C++, .NET, PHP, JavaScript, Matlab, R, SAS
Education
University of California, Berkeley, Haas School of Business 2002 — 2003
MFE, Financial Engineering
Cornell University 1994 — 1998
BSE, Chemical Engineering
Bill Ehling, CFA's Nomura Securities International Experience August 1990 - October 1992
Job Fixed Income Market Strategist, Client Portfolio Manager
Industry Financial Services
Experience
Federated Investors November 2008 - Present
Federated Investors September 2004 - November 2008
Sparta High School September 2002 - June 2004
Barclays Capital December 2000 - June 2002
Deutsche Bank August 1996 - June 2000
Morgan Stanley November 1992 - November 1995
Nomura Securities International August 1990 - October 1992
Skills
Portfolio Management, Trading, Fixed Income, Investments, Currency, Alternative Investments, Asset Management, Investment Strategies, Options, Bonds, Credit, Equities, Bloomberg, Derivatives, Banking, Asset Allocation, Investment Management, Hedge Funds, Capital Markets, Mutual Funds
Education
New York University - Leonard N. Stern School of Business 1987 — 1990
MBA, Finance
Princeton University 1982 — 1987
AB, English Language and Literature
Federated Investors November 2008 - Present
Federated Investors September 2004 - November 2008
Sparta High School September 2002 - June 2004
Barclays Capital December 2000 - June 2002
Deutsche Bank August 1996 - June 2000
Morgan Stanley November 1992 - November 1995
Nomura Securities International August 1990 - October 1992
Skills
Portfolio Management, Trading, Fixed Income, Investments, Currency, Alternative Investments, Asset Management, Investment Strategies, Options, Bonds, Credit, Equities, Bloomberg, Derivatives, Banking, Asset Allocation, Investment Management, Hedge Funds, Capital Markets, Mutual Funds
Education
New York University - Leonard N. Stern School of Business 1987 — 1990
MBA, Finance
Princeton University 1982 — 1987
AB, English Language and Literature
Odell Hall Odell Hall's Nomura Securities International Experience June 1997 - June 2000
Job Full Time MBA Student, UNC Charlotte
Industry Management Consulting
Experience
PlanetIll.com February 2009 - Present
Bank of America 2011 - 2014
Brownstonesdirect.com February 2002 - December 2010
AllHipHop.com 2005 - February 2009
Cuttone & Company June 2000 - February 2002
Nomura Securities International June 1997 - June 2000
Skills
Management, Editorial, Digital Media, Journalism, Public Relations, Conflict Resolution, Copy Editing, Blogging, Publishing, Marketing, Publicity, Social Media, Entertainment, Interviews, Social Networking, Creative Writing, Social Media Marketing, Editing, Media Relations, Video Production, New Media, Web Content, Copywriting, Leadership, Radio, Default Servicing, Training & Development, Digital Marketing, Online Advertising, Online Marketing
Education
University of North Carolina at Charlotte 2014 — 2017
Master of Business Administration (MBA), Global Business/Entreprenuership
University of Rochester 1994 — 1998
Bachelor of Arts, History/Economics
PlanetIll.com February 2009 - Present
Bank of America 2011 - 2014
Brownstonesdirect.com February 2002 - December 2010
AllHipHop.com 2005 - February 2009
Cuttone & Company June 2000 - February 2002
Nomura Securities International June 1997 - June 2000
Skills
Management, Editorial, Digital Media, Journalism, Public Relations, Conflict Resolution, Copy Editing, Blogging, Publishing, Marketing, Publicity, Social Media, Entertainment, Interviews, Social Networking, Creative Writing, Social Media Marketing, Editing, Media Relations, Video Production, New Media, Web Content, Copywriting, Leadership, Radio, Default Servicing, Training & Development, Digital Marketing, Online Advertising, Online Marketing
Education
University of North Carolina at Charlotte 2014 — 2017
Master of Business Administration (MBA), Global Business/Entreprenuership
University of Rochester 1994 — 1998
Bachelor of Arts, History/Economics
Joshua Pritikin Joshua Pritikin's Nomura Securities International Experience 1994 - 1995
Job Software Engineer
Industry Information Technology and Services
Experience
Palo Alto Software 2009 - 2010
Deutsche Bank 1996 - March 2001
Nomura Securities International 1994 - 1995
Education
University of Oregon 2007 — 2009
B.S., Psychology (Honors)
Palo Alto Software 2009 - 2010
Deutsche Bank 1996 - March 2001
Nomura Securities International 1994 - 1995
Education
University of Oregon 2007 — 2009
B.S., Psychology (Honors)
Mike Lanese Mike Lanese's Nomura Securities International Experience 1997 - 1999
Job CoFounder/Managing Partner at SmartCrowdz, LLC
Industry Internet
Experience
SmartCrowdz, LLC January 2013 - Present
United States Army Reserve September 2009 - Present
ClearSaleing, Inc February 2006 - March 2012
Linmar Systems 2004 - 2006
National City Corporation 2002 - 2004
National City Corporation 1999 - 2002
Nomura Securities International 1997 - 1999
TradePoint USA 1994 - 1997
USS Sterett (CG-31) 1989 - 1993
Skills
Management
Education
University of Oxford 1986 — 1988
B.A., PPE
The Ohio State University 1982 — 1986
BA, English, Politcal Science
Mayfield High School 1979 — 1982
SmartCrowdz, LLC January 2013 - Present
United States Army Reserve September 2009 - Present
ClearSaleing, Inc February 2006 - March 2012
Linmar Systems 2004 - 2006
National City Corporation 2002 - 2004
National City Corporation 1999 - 2002
Nomura Securities International 1997 - 1999
TradePoint USA 1994 - 1997
USS Sterett (CG-31) 1989 - 1993
Skills
Management
Education
University of Oxford 1986 — 1988
B.A., PPE
The Ohio State University 1982 — 1986
BA, English, Politcal Science
Mayfield High School 1979 — 1982
Jennifer Liu Jennifer Liu's Nomura Securities International Experience April 2009 - December 2012
Job
Industry Financial Services
Experience
Instinet LLC December 2012 - Present
Nomura Securities International April 2009 - December 2012
Lehman Brothers September 2007 - April 2009
Lehman Brothers July 2003 - August 2007
Education
Carnegie Mellon University - Tepper School of Business 1999 — 2003
B.S., Finance and Information Technology
Carnegie Mellon University
Instinet LLC December 2012 - Present
Nomura Securities International April 2009 - December 2012
Lehman Brothers September 2007 - April 2009
Lehman Brothers July 2003 - August 2007
Education
Carnegie Mellon University - Tepper School of Business 1999 — 2003
B.S., Finance and Information Technology
Carnegie Mellon University
Kiril Girin Kiril Girin's Nomura Securities International Experience 2010 - 2013
Job Consultant at BMO Financial Group
Industry Investment Banking
Experience
BMO Financial Group November 2014 - Present
Deutsche Bank March 2014 - November 2014
Morgan Stanley December 2013 - March 2014
Nomura Securities International 2010 - 2013
Deutsche Bank 2007 - 2010
Deutsche Bank 2006 - 2007
Deutsche Bank 2003 - 2006
CIBC World Markets Corp. 2000 - 2003
ING 2000 - 2000
Nomura Securities International, Inc. 1998 - 2000
Skills
Controlling, Equities, Securities Lending, Prime Brokerage, Swaps, Middle Office, Bloomberg, Hedge Funds, Series 7, Excel, Customer Relations, VBA, Access, Securities, Fixed Income, Derivatives, Trading, Microsoft Excel
Education
Rutgers, The State University of New Jersey 1992 — 1996
BS, Accounting / Statistics
JPM Core 1997 — 1997
Finance
BMO Financial Group November 2014 - Present
Deutsche Bank March 2014 - November 2014
Morgan Stanley December 2013 - March 2014
Nomura Securities International 2010 - 2013
Deutsche Bank 2007 - 2010
Deutsche Bank 2006 - 2007
Deutsche Bank 2003 - 2006
CIBC World Markets Corp. 2000 - 2003
ING 2000 - 2000
Nomura Securities International, Inc. 1998 - 2000
Skills
Controlling, Equities, Securities Lending, Prime Brokerage, Swaps, Middle Office, Bloomberg, Hedge Funds, Series 7, Excel, Customer Relations, VBA, Access, Securities, Fixed Income, Derivatives, Trading, Microsoft Excel
Education
Rutgers, The State University of New Jersey 1992 — 1996
BS, Accounting / Statistics
JPM Core 1997 — 1997
Finance
Robert Leggiero Robert Leggiero's Nomura Securities International Experience June 1996 - June 2002
Job Analyst at TUDOR INVESTMENT CORPORATION
Industry Investment Management
Experience
TUDOR INVESTMENT CORPORATION April 2003 - April 2014
Nomura Securities International June 1996 - June 2002
Bear Stearns May 1996 - July 1996
Nomura Securities April 1995 - May 1996
TUDOR INVESTMENT CORPORATION November 1991 - December 1994
NYNEX Science and Technology Center September 1989 - November 1991
New York Hospital/Cornell Univ. Medical College August 1987 - October 1989
New York Hospital - Cornell Medical Center February 1986 - May 1987
State University of New York, Buffalo June 1985 - February 1986
Skills
Trading Systems, Equities, Equity Derivatives, Hedge Funds, Electronic Trading, Prime Brokerage, Fixed Income, Derivatives, Alternative Investments, Global Macro, Quantitative Finance, Proprietary Trading, Options, Equity Research, Equity Trading, Trading Strategies, Market Data, Capital Markets, Quantitative Investing, Swaps, Trading, FX Options
Education
SUNY at Buffalo
TUDOR INVESTMENT CORPORATION April 2003 - April 2014
Nomura Securities International June 1996 - June 2002
Bear Stearns May 1996 - July 1996
Nomura Securities April 1995 - May 1996
TUDOR INVESTMENT CORPORATION November 1991 - December 1994
NYNEX Science and Technology Center September 1989 - November 1991
New York Hospital/Cornell Univ. Medical College August 1987 - October 1989
New York Hospital - Cornell Medical Center February 1986 - May 1987
State University of New York, Buffalo June 1985 - February 1986
Skills
Trading Systems, Equities, Equity Derivatives, Hedge Funds, Electronic Trading, Prime Brokerage, Fixed Income, Derivatives, Alternative Investments, Global Macro, Quantitative Finance, Proprietary Trading, Options, Equity Research, Equity Trading, Trading Strategies, Market Data, Capital Markets, Quantitative Investing, Swaps, Trading, FX Options
Education
SUNY at Buffalo
Bruce James Bruce James's Nomura Securities International Experience May 1987 - August 1993
Job COO Managing Director Amherst Pierpont Securities LLC
Industry Financial Services
Experience
Amherst Pierpont Securities LLC August 2009 - Present
SEI March 2008 - June 2009
INsurance - Aircraft 2004 - 2008
JP Morgan 1993 - 2007
JPMC 1993 - 2007
JPM Securities Inc 1993 - 2007
JPMorgan 1993 - 2007
JPMorgan Chase 1993 - 2007
JP Morgan Chase 1993 - 2007
Nomura Securities International May 1987 - August 1993
Education
Pace University 1983 — 1984
MBA Candidate, Finance
Hofstra University 1977 — 1980
bba, accounting
Amherst Pierpont Securities LLC August 2009 - Present
SEI March 2008 - June 2009
INsurance - Aircraft 2004 - 2008
JP Morgan 1993 - 2007
JPMC 1993 - 2007
JPM Securities Inc 1993 - 2007
JPMorgan 1993 - 2007
JPMorgan Chase 1993 - 2007
JP Morgan Chase 1993 - 2007
Nomura Securities International May 1987 - August 1993
Education
Pace University 1983 — 1984
MBA Candidate, Finance
Hofstra University 1977 — 1980
bba, accounting
Scott Reding Scott Reding's Nomura Securities International Experience 1987 - 1996
Job Entrepeneur seeking company(ies) to purchase
Industry Health, Wellness and Fitness
Experience
Aerie Pharmaceuticals August 2011 - June 2012
CFO Leadership Group 2008 - July 2011
Biodel Inc. 2006 - 2007
Molecular Staging 2000 - 2005
Zonagen 1998 - 2000
ImmunoTherapy 1995 - 1998
Nomura Securities International 1987 - 1996
Dean Witter Reynolds 1980 - 1987
Union Trust Company 1974 - 1979
Skills
IPO Expert, Capital Raising, Investor Relations, Mergers & Acquisitions, Strategy, Venture Capital, IPO, Finance, Leadership, Investment Banking, Joint Ventures, Strategic Planning, Management, Equities, Biotechnology, Start-ups, Mergers, Sarbanes-Oxley Act, Lifesciences, Private Placements, Executive Management, Due Diligence, New Business Development, Program Management, Corporate Development, Acquisition Integration, Restructuring, Commercialization, Private Equity, International Business, Managerial Finance, Entrepreneurship, Turn Around Management, M&A experience, P&L Management, Business Planning, Divestitures, Strategic Partnerships, Emerging Markets, Corporate Finance, Competitive Analysis, Strategic Financial..., Financial Modeling, Strategic Consulting, Valuation, Strategic Alliances, Acquisitions, Treasury Management, Financial Analysis
Education
Columbia University - Columbia Business School 1979 — 1980
MBA, Major: Finance; Minors: Accounting & International Business
Brown University 1969 — 1973
AB, Political Science, English
Aerie Pharmaceuticals August 2011 - June 2012
CFO Leadership Group 2008 - July 2011
Biodel Inc. 2006 - 2007
Molecular Staging 2000 - 2005
Zonagen 1998 - 2000
ImmunoTherapy 1995 - 1998
Nomura Securities International 1987 - 1996
Dean Witter Reynolds 1980 - 1987
Union Trust Company 1974 - 1979
Skills
IPO Expert, Capital Raising, Investor Relations, Mergers & Acquisitions, Strategy, Venture Capital, IPO, Finance, Leadership, Investment Banking, Joint Ventures, Strategic Planning, Management, Equities, Biotechnology, Start-ups, Mergers, Sarbanes-Oxley Act, Lifesciences, Private Placements, Executive Management, Due Diligence, New Business Development, Program Management, Corporate Development, Acquisition Integration, Restructuring, Commercialization, Private Equity, International Business, Managerial Finance, Entrepreneurship, Turn Around Management, M&A experience, P&L Management, Business Planning, Divestitures, Strategic Partnerships, Emerging Markets, Corporate Finance, Competitive Analysis, Strategic Financial..., Financial Modeling, Strategic Consulting, Valuation, Strategic Alliances, Acquisitions, Treasury Management, Financial Analysis
Education
Columbia University - Columbia Business School 1979 — 1980
MBA, Major: Finance; Minors: Accounting & International Business
Brown University 1969 — 1973
AB, Political Science, English
Christopher Lutton's Nomura Securities International Experience August 2010 - August 2015
Job CoFounder, Managing Partner at HonTe Investments, LLC
Industry Investment Management
Experience
HonTe Investments, LLC August 2015 - Present
Nomura Securities International August 2010 - August 2015
Deutsche Bank 2008 - 2010
Banc of America Securities May 2005 - March 2008
Goldman Sachs August 1999 - February 2005
Skills
Hedge Funds, Investments, Fixed Income, Derivatives, Capital Markets, Investment Banking, Bloomberg, Financial Modeling, Alternative Investments, Valuation, Equity Derivatives, Structured Products, Emerging Markets, Financial Markets, Business Development, Business Strategy, New Business Development, Product Marketing, Fundraising
Education
Northwestern University - Kellogg School of Management 1998 — 2000
MBA, Finance, Marketing
IESE Business School - University of Navarra 1999 — 1999
Finance, General
Bucknell University 1989 — 1993
Bachelor of Arts (B.A.), Japanese Language and Economics
Kansai Gaidai University 1991 — 1992
Japanese Studies
HonTe Investments, LLC August 2015 - Present
Nomura Securities International August 2010 - August 2015
Deutsche Bank 2008 - 2010
Banc of America Securities May 2005 - March 2008
Goldman Sachs August 1999 - February 2005
Skills
Hedge Funds, Investments, Fixed Income, Derivatives, Capital Markets, Investment Banking, Bloomberg, Financial Modeling, Alternative Investments, Valuation, Equity Derivatives, Structured Products, Emerging Markets, Financial Markets, Business Development, Business Strategy, New Business Development, Product Marketing, Fundraising
Education
Northwestern University - Kellogg School of Management 1998 — 2000
MBA, Finance, Marketing
IESE Business School - University of Navarra 1999 — 1999
Finance, General
Bucknell University 1989 — 1993
Bachelor of Arts (B.A.), Japanese Language and Economics
Kansai Gaidai University 1991 — 1992
Japanese Studies
Ralph Lepore's Nomura Securities International Experience July 2004 - November 2007
Job VP of Engineering at Noodle Education
Industry Computer Software
Experience
Noodle Education August 2014 - Present
Noodle Education March 2013 - August 2014
Prudential Financial April 2009 - March 2013
Thumbplay (acquired by Clear Channel) November 2007 - November 2008
Nomura Securities International July 2004 - November 2007
Anysystem.com July 2001 - July 2004
Skills
Python, Django, PostgreSQL, Java, Hibernate, Spring, HTML, CSS, JavaScript, SQL, Linux, MySQL, Microsoft SQL Server, jQuery, Amazon Web Services..., Git, Solaris, Unix, Testing, Software Development, XML, Spring Framework
Education
Framingham State University 1998 — 2002
BS, Computer Science
Wethersfield High School
Noodle Education August 2014 - Present
Noodle Education March 2013 - August 2014
Prudential Financial April 2009 - March 2013
Thumbplay (acquired by Clear Channel) November 2007 - November 2008
Nomura Securities International July 2004 - November 2007
Anysystem.com July 2001 - July 2004
Skills
Python, Django, PostgreSQL, Java, Hibernate, Spring, HTML, CSS, JavaScript, SQL, Linux, MySQL, Microsoft SQL Server, jQuery, Amazon Web Services..., Git, Solaris, Unix, Testing, Software Development, XML, Spring Framework
Education
Framingham State University 1998 — 2002
BS, Computer Science
Wethersfield High School
Greg Petty - ITMI Certified Tour Director Greg Petty - ITMI Certified Tour Director's Nomura Securities International Experience July 2004 - August 2007
Job Greg Petty Tour Director
Industry Publishing
Experience
Greg Petty ITMI Certified Tour Director April 2014 - Present
Boom! Magazine March 2006 - January 2014
Nomura Securities International July 2004 - August 2007
Credit Suisse First Boston 2003 - 2004
Skills
Blogging, Marketing, Advertising, Publishing, Media Relations, Editing, Magazines, Online Advertising, Newsletters, Content Development, Copy Editing, Copywriting, Marketing Communications, Management, Social Media, Social Media Marketing
Education
Thunderbird School of Global Management 1974 — 1974
16 Graduate hours- Did Not Graduate, Finance, General
New Mexico Highlands University 1969 — 1973
BA, Political Science, History
Greg Petty ITMI Certified Tour Director April 2014 - Present
Boom! Magazine March 2006 - January 2014
Nomura Securities International July 2004 - August 2007
Credit Suisse First Boston 2003 - 2004
Skills
Blogging, Marketing, Advertising, Publishing, Media Relations, Editing, Magazines, Online Advertising, Newsletters, Content Development, Copy Editing, Copywriting, Marketing Communications, Management, Social Media, Social Media Marketing
Education
Thunderbird School of Global Management 1974 — 1974
16 Graduate hours- Did Not Graduate, Finance, General
New Mexico Highlands University 1969 — 1973
BA, Political Science, History
Hector Escobar Hector Escobar's Nomura Securities International Experience 1998 - 2005
Job Software Engineer at 3M Health Information Systems
Industry Information Technology and Services
Experience
3M Health Information Systems June 2013 - Present
Tekmark Global Solutions January 2012 - October 2012
Nomura Securitites International 2008 - 2011
Morgan Stanley 2005 - 2008
Nomura Securities International 1998 - 2005
American Management Systems, Inc. 1992 - 1998
Skills
Leadership, SDLC, Business Analysis, Software Project..., Data Warehousing, Agile Methodologies, Contract Negotiation, Business Process..., Small Business, Positive Youth..., Athlete Development, Youth Mentoring, Non-profit Volunteer, Development Of Employees, Lean Six Sigma, Integration, Software Development, Consulting, Project Management, Unix, Business Intelligence, Java, Requirements Analysis, Databases, Program Management, SQL
Education
City University of New York City College 1982 — 1988
Bachelors, Computer Science
3M Health Information Systems June 2013 - Present
Tekmark Global Solutions January 2012 - October 2012
Nomura Securitites International 2008 - 2011
Morgan Stanley 2005 - 2008
Nomura Securities International 1998 - 2005
American Management Systems, Inc. 1992 - 1998
Skills
Leadership, SDLC, Business Analysis, Software Project..., Data Warehousing, Agile Methodologies, Contract Negotiation, Business Process..., Small Business, Positive Youth..., Athlete Development, Youth Mentoring, Non-profit Volunteer, Development Of Employees, Lean Six Sigma, Integration, Software Development, Consulting, Project Management, Unix, Business Intelligence, Java, Requirements Analysis, Databases, Program Management, SQL
Education
City University of New York City College 1982 — 1988
Bachelors, Computer Science
ali dada ali dada's Nomura Securities International Experience January 2005 - November 2010
Job Financial Services Professional currently working as a full time consultant. Always open to change.
Industry Financial Services
Experience
Linium Resources May 2015 - Present
Broadridge Financial Solutions January 2011 - March 2013
Nomura Securities International January 2005 - November 2010
ING Financial Markets LLC May 1997 - December 2004
Newbridge Securities April 1993 - May 1997
Oppenheimer & Company April 1987 - April 1993
The Bank of NewYork November 1986 - April 1987
Skills
Securities, Account Reconciliation, Equities, Back Office, Financial Risk, Outsourcing, Internal Controls, Finance, Internal Audit, Prime Brokerage, Software Documentation, Fixed Income, Settlement, Management, Business Analysis, Middle Office, Business Requirements, Capital Markets, Derivatives
Education
St. John's University 1981 — 1985
Bachelor's degree, Political Science and Government
Saint John's University
Bachelors of Arts, Political Science
Linium Resources May 2015 - Present
Broadridge Financial Solutions January 2011 - March 2013
Nomura Securities International January 2005 - November 2010
ING Financial Markets LLC May 1997 - December 2004
Newbridge Securities April 1993 - May 1997
Oppenheimer & Company April 1987 - April 1993
The Bank of NewYork November 1986 - April 1987
Skills
Securities, Account Reconciliation, Equities, Back Office, Financial Risk, Outsourcing, Internal Controls, Finance, Internal Audit, Prime Brokerage, Software Documentation, Fixed Income, Settlement, Management, Business Analysis, Middle Office, Business Requirements, Capital Markets, Derivatives
Education
St. John's University 1981 — 1985
Bachelor's degree, Political Science and Government
Saint John's University
Bachelors of Arts, Political Science
Harpreet Bajwa Harpreet Bajwa's Nomura Securities International Experience June 2006 - August 2006
Job at UBS Investment Bank
Industry Computer Software
Experience
UBS Investment Bank July 2007 - Present
University of Pennsylvania May 2006 - May 2007
The Wharton School 2006 - 2007
Nomura Securities International June 2006 - August 2006
Skills
C++, Linux, Java, Perl, Shell Scripting, Oracle SQL, Microsoft SQL Server, Unix, SQL, Oracle, Python, Eclipse
Education
University of Pennsylvania 2005 — 2007
MSE
UBS Investment Bank July 2007 - Present
University of Pennsylvania May 2006 - May 2007
The Wharton School 2006 - 2007
Nomura Securities International June 2006 - August 2006
Skills
C++, Linux, Java, Perl, Shell Scripting, Oracle SQL, Microsoft SQL Server, Unix, SQL, Oracle, Python, Eclipse
Education
University of Pennsylvania 2005 — 2007
MSE
Charles Geer, PMP Charles Geer, PMP's Nomura Securities International Experience April 1996 - October 2007
Job Senior Project Manager at Wells Fargo Securities
Industry Information Technology and Services
Experience
Wells Fargo Securities May 2011 - Present
Bank of America April 2010 - May 2011
Commerzbank AG March 2009 - April 2010
Wachovia February 2008 - April 2009
Nomura Securities International April 1996 - October 2007
Skills
SDLC, Business Analysis, Requirements Analysis, Integration, Project Management, Risk Management, Analysis, Vendor Management, Fixed Income, Leadership
Education
Durban Institute of Technology 1980 — 1982
bsc, Electronic data processing
Wells Fargo Securities May 2011 - Present
Bank of America April 2010 - May 2011
Commerzbank AG March 2009 - April 2010
Wachovia February 2008 - April 2009
Nomura Securities International April 1996 - October 2007
Skills
SDLC, Business Analysis, Requirements Analysis, Integration, Project Management, Risk Management, Analysis, Vendor Management, Fixed Income, Leadership
Education
Durban Institute of Technology 1980 — 1982
bsc, Electronic data processing
Susan Sci Susan Sci's Nomura Securities International Experience 2006 - 2008
Job Managing Principal at Capco
Industry Financial Services
Experience
Capco 2011 - Present
FPS Consulting Inc. February 2011 - September 2011
Nomura February 2011 - July 2011
JPMorgan Chase 2008 - 2010
Nomura Securities International 2006 - 2008
Deutsche Bank Securities 1998 - 2005
Deutsche Bank Securities 1998 - 2001
NatWest Markets 1994 - 1998
Morgan Stanley 1987 - 1994
Skills
Vendor Management, Change Management, Equities, Back Office, PMO, Program Management, Stakeholder Management, Acquisition Integration, Information Systems, SDLC, Risk Management, Mutual Funds, Cross-functional Team..., Derivatives, Fixed Income, Business Process, Middle Office, Banking, Management Consulting, Capital Markets, Portfolio Management, Business Transformation, Financial Services, Strategy
Education
Southern New Hampshire University 1982 — 1985
BS, Economics/Finance
Capco 2011 - Present
FPS Consulting Inc. February 2011 - September 2011
Nomura February 2011 - July 2011
JPMorgan Chase 2008 - 2010
Nomura Securities International 2006 - 2008
Deutsche Bank Securities 1998 - 2005
Deutsche Bank Securities 1998 - 2001
NatWest Markets 1994 - 1998
Morgan Stanley 1987 - 1994
Skills
Vendor Management, Change Management, Equities, Back Office, PMO, Program Management, Stakeholder Management, Acquisition Integration, Information Systems, SDLC, Risk Management, Mutual Funds, Cross-functional Team..., Derivatives, Fixed Income, Business Process, Middle Office, Banking, Management Consulting, Capital Markets, Portfolio Management, Business Transformation, Financial Services, Strategy
Education
Southern New Hampshire University 1982 — 1985
BS, Economics/Finance
Jean Donnelly's Nomura Securities International Experience May 1988 - October 2004
Job VP, Operational Risk ManagementDepository Trust and Clearing Corporation
Industry Financial Services
Experience
Depository Trust and Clearing Corporation April 2011 - Present
Federal Reserve Bank of New York March 2008 - May 2011
Depository Trust and Clearing Corporation November 2004 - January 2008
Nomura Securities International May 1988 - October 2004
Skills
Compliance, Operational Risk, Internal Controls, Operational Risk..., Capital Markets, Fixed Income, Enterprise Risk..., Risk Management, Due Diligence, Financial Risk, Derivatives, AML, Hedge Funds, Banking, Risk Assessment, Financial Services, OFAC, Securities, Credit Risk
Education
St. John's University, The Peter J. Tobin College of Business 2006 — 2010
MBA, Finance
Saint Joseph's College 1984 — 1988
BS, Accounting
Depository Trust and Clearing Corporation April 2011 - Present
Federal Reserve Bank of New York March 2008 - May 2011
Depository Trust and Clearing Corporation November 2004 - January 2008
Nomura Securities International May 1988 - October 2004
Skills
Compliance, Operational Risk, Internal Controls, Operational Risk..., Capital Markets, Fixed Income, Enterprise Risk..., Risk Management, Due Diligence, Financial Risk, Derivatives, AML, Hedge Funds, Banking, Risk Assessment, Financial Services, OFAC, Securities, Credit Risk
Education
St. John's University, The Peter J. Tobin College of Business 2006 — 2010
MBA, Finance
Saint Joseph's College 1984 — 1988
BS, Accounting
Jean-Pierre Pezzella Jean-Pierre Pezzella's Nomura Securities International Experience January 1992 - December 1994
Job
Industry Fund-Raising
Experience
United States Department of the Interior, National Park Service April 2011 - March 2013
Department of Defense, United States Navy August 2009 - April 2011
Prudential Zack Shore Properties 2006 - 2009
Heritage House Sotheby's International Realty 2003 - 2006
Morgan Stanley Asia Limited January 1997 - March 2000
ABN AMRO Bank N.V. (MeesPierson) January 1995 - December 1996
Nomura Securities International January 1992 - December 1994
Barclays Bank of New York 1989 - 1992
United States Marine Corps September 1979 - July 1983
Education
Babson College - Franklin W. Olin Graduate School of Business 2000 — 2001
Master of Business Administration (M.B.A.), Entrepreneurial Business Management
Pepperdine University 1987 — 1988
Bachelor's Degree, International Business/Trade/Commerce
American University of Paris 1985 — 1986
International Business/Trade/Commerce
Brookdale Community College 1983 — 1985
Associate's Degree, International/Global Studies
United States Department of the Interior, National Park Service April 2011 - March 2013
Department of Defense, United States Navy August 2009 - April 2011
Prudential Zack Shore Properties 2006 - 2009
Heritage House Sotheby's International Realty 2003 - 2006
Morgan Stanley Asia Limited January 1997 - March 2000
ABN AMRO Bank N.V. (MeesPierson) January 1995 - December 1996
Nomura Securities International January 1992 - December 1994
Barclays Bank of New York 1989 - 1992
United States Marine Corps September 1979 - July 1983
Education
Babson College - Franklin W. Olin Graduate School of Business 2000 — 2001
Master of Business Administration (M.B.A.), Entrepreneurial Business Management
Pepperdine University 1987 — 1988
Bachelor's Degree, International Business/Trade/Commerce
American University of Paris 1985 — 1986
International Business/Trade/Commerce
Brookdale Community College 1983 — 1985
Associate's Degree, International/Global Studies
Michael Egleston, CFA's Nomura Securities International Experience November 2009 - Present
Job Executive Director at Nomura
Industry Capital Markets
Experience
Nomura Securities International November 2009 - Present
Skills
Trading, Fixed Income, Hedge Funds, Prime Brokerage, Series 7, Portfolio Management, Investments, Series 63, Securitization, Capital Markets, Alternative Investments, Equities, Bonds, Derivatives, Structured Products, Investment Banking
Education
University of Michigan - Stephen M. Ross School of Business 2000 — 2002
MBA, Finance & Accounting
Lafayette College 1988 — 1992
BA, International Affairs
Nomura Securities International November 2009 - Present
Skills
Trading, Fixed Income, Hedge Funds, Prime Brokerage, Series 7, Portfolio Management, Investments, Series 63, Securitization, Capital Markets, Alternative Investments, Equities, Bonds, Derivatives, Structured Products, Investment Banking
Education
University of Michigan - Stephen M. Ross School of Business 2000 — 2002
MBA, Finance & Accounting
Lafayette College 1988 — 1992
BA, International Affairs
Chetan Patel's Nomura Securities International Experience 2005 - 2006
Job
Industry Management Consulting
Experience
Adecco Group May 2015 - Present
Hays August 2008 - Present
Newbury Consulting Group 2008 - Present
Kforce Technology Inc January 2007 - Present
Kforce Professional Staffing 2007 - Present
Apex Systems 2014 - 2014
Hays 2008 - 2008
Nomura Securities Inc January 2005 - December 2006
Nomura Securities International 2005 - 2006
AMS Corporation May 2004 - May 2005
Skills
SQL, PeopleSoft, Business Intelligence, Financials, SQR, Integration, CRM, PeopleCode, PeopleTools, Human Resources, Interfaces, Payroll, Accounts Receivable, Data Conversion, HRIS, ERP, Accounts Payable, Production Support
Education
University of South Florida 1990 — 1996
BS, MIS
University of South Florida 1990 — 1995
M.I.S, Information Systems
Osmania University
Adecco Group May 2015 - Present
Hays August 2008 - Present
Newbury Consulting Group 2008 - Present
Kforce Technology Inc January 2007 - Present
Kforce Professional Staffing 2007 - Present
Apex Systems 2014 - 2014
Hays 2008 - 2008
Nomura Securities Inc January 2005 - December 2006
Nomura Securities International 2005 - 2006
AMS Corporation May 2004 - May 2005
Skills
SQL, PeopleSoft, Business Intelligence, Financials, SQR, Integration, CRM, PeopleCode, PeopleTools, Human Resources, Interfaces, Payroll, Accounts Receivable, Data Conversion, HRIS, ERP, Accounts Payable, Production Support
Education
University of South Florida 1990 — 1996
BS, MIS
University of South Florida 1990 — 1995
M.I.S, Information Systems
Osmania University
Mark Zhang's Nomura Securities International Experience March 2006 - August 2007
Job Independent IT Architecture Consulting
Industry Investment Banking
Experience
KVS Enterprise LLC June 2005 - Present
AGT International November 2009 - Present
4D Security Solutions, Inc. November 2009 - Present
Symantec April 2009 - November 2009
Perry Capital December 2008 - February 2009
Fidelity Investments June 2008 - December 2008
Merrill Lynch August 2007 - May 2008
Nomura Securities International March 2006 - August 2007
Coach Inc. May 2005 - February 2006
Commerzbank Capital Market Corp. October 1998 - April 2005
Skills
VMware Infrastructure, NetApp Filers, Enterprise Vault, Microsoft Technologies, Cisco Switches, Scripting, Visio, VCP, Active Directory, NetApp, Windows Server, HP, VMware, Cisco UCS, Flexpod Archetict (UCS..., Microsoft Exchange, IT Management, Disaster Recovery, Cisco Nexus, Firewalls, Networking, High Availability, Data Center, Storage, Business Continuity, WAN, Infrastructure, Switches, Dell PowerEdge Servers, Integration, Cisco Technologies, TCP/IP, IT Strategy, HP Proliant, Project Management, Storage Area Networks, Cluster, iSCSI, Architectures, Group Policy, Virtualization, IT Operations, Enterprise Architecture, VMware ESX, Architecture
Education
Shanghai Jiao Tong University, Shanghai China 1979 — 1983
BS, Electronic Instrumentation
KVS Enterprise LLC June 2005 - Present
AGT International November 2009 - Present
4D Security Solutions, Inc. November 2009 - Present
Symantec April 2009 - November 2009
Perry Capital December 2008 - February 2009
Fidelity Investments June 2008 - December 2008
Merrill Lynch August 2007 - May 2008
Nomura Securities International March 2006 - August 2007
Coach Inc. May 2005 - February 2006
Commerzbank Capital Market Corp. October 1998 - April 2005
Skills
VMware Infrastructure, NetApp Filers, Enterprise Vault, Microsoft Technologies, Cisco Switches, Scripting, Visio, VCP, Active Directory, NetApp, Windows Server, HP, VMware, Cisco UCS, Flexpod Archetict (UCS..., Microsoft Exchange, IT Management, Disaster Recovery, Cisco Nexus, Firewalls, Networking, High Availability, Data Center, Storage, Business Continuity, WAN, Infrastructure, Switches, Dell PowerEdge Servers, Integration, Cisco Technologies, TCP/IP, IT Strategy, HP Proliant, Project Management, Storage Area Networks, Cluster, iSCSI, Architectures, Group Policy, Virtualization, IT Operations, Enterprise Architecture, VMware ESX, Architecture
Education
Shanghai Jiao Tong University, Shanghai China 1979 — 1983
BS, Electronic Instrumentation
Ravindranath Gnanaiah's Nomura Securities International Experience 1992 - 1993
Job Vice President at Morgan Stanley
Industry Information Technology and Services
Experience
Morgan Stanley September 2013 - Present
Goldman Sachs September 2010 - August 2013
Mphasis June 2008 - September 2010
Merrill Lynch March 2006 - May 2008
Goldman Sachs February 2001 - February 2006
JP Morgan 1994 - 2000
CS First Boston 1993 - 1994
Nomura Securities International 1992 - 1993
Information Builders 1990 - 1992
City University of New York (CUNY 1988 - 1989
Skills
Trading Systems, Fixed Income, FX Options, Equities, Risk Management, Financial Markets, Credit Risk, Business Development, Financial Services, Treasury Management, Finance, Derivatives, Capital Markets, Management, Investment Banking, OOAD, Architecture, Analysis, Databases, Business Analysis, Financial Modeling, SDLC
Education
Indian Institute of Management, Ahmedabad 1984 — 1986
PGDM (MBA)
Indian Institute of Technology, Madras 1979 — 1984
B Tech
Sainik School, Amaravathinagar
Morgan Stanley September 2013 - Present
Goldman Sachs September 2010 - August 2013
Mphasis June 2008 - September 2010
Merrill Lynch March 2006 - May 2008
Goldman Sachs February 2001 - February 2006
JP Morgan 1994 - 2000
CS First Boston 1993 - 1994
Nomura Securities International 1992 - 1993
Information Builders 1990 - 1992
City University of New York (CUNY 1988 - 1989
Skills
Trading Systems, Fixed Income, FX Options, Equities, Risk Management, Financial Markets, Credit Risk, Business Development, Financial Services, Treasury Management, Finance, Derivatives, Capital Markets, Management, Investment Banking, OOAD, Architecture, Analysis, Databases, Business Analysis, Financial Modeling, SDLC
Education
Indian Institute of Management, Ahmedabad 1984 — 1986
PGDM (MBA)
Indian Institute of Technology, Madras 1979 — 1984
B Tech
Sainik School, Amaravathinagar
José Miguel Ruiz Luque's Nomura Securities International Experience April 2015 - Present
Job Executive Director at Nomura Securities International
Industry Investment Banking
Experience
Nomura Securities International April 2015 - Present
Nomura Securities International October 2012 - March 2015
Deutsche Bank Securities February 2012 - October 2012
Deutsche Bank Securities July 2008 - January 2012
Deutsche Bank Securities June 2007 - August 2007
Tenaris July 2005 - May 2006
Tenaris April 2001 - June 2005
Bovis Lend Lease February 2001 - March 2001
Ernst & Young January 2000 - February 2000
Skills
Corporate Finance, Valuation, Financial Modeling, Investment Banking, Equities, Latin America, Banking, Capital Markets, Emerging Markets, Joint Ventures, Cross-border M&A, Asset Management, Equity Capital Markets, Private Equity, Debt Capital Markets
Education
Columbia University - Columbia Business School 2006 — 2008
MBA, Concentration in Finance and Economics
Instituto Tecnológico de Buenos Aires 1996 — 2000
Industrial Engineer, Engineering
Colegio Champagnat 1991 — 1995
Nomura Securities International April 2015 - Present
Nomura Securities International October 2012 - March 2015
Deutsche Bank Securities February 2012 - October 2012
Deutsche Bank Securities July 2008 - January 2012
Deutsche Bank Securities June 2007 - August 2007
Tenaris July 2005 - May 2006
Tenaris April 2001 - June 2005
Bovis Lend Lease February 2001 - March 2001
Ernst & Young January 2000 - February 2000
Skills
Corporate Finance, Valuation, Financial Modeling, Investment Banking, Equities, Latin America, Banking, Capital Markets, Emerging Markets, Joint Ventures, Cross-border M&A, Asset Management, Equity Capital Markets, Private Equity, Debt Capital Markets
Education
Columbia University - Columbia Business School 2006 — 2008
MBA, Concentration in Finance and Economics
Instituto Tecnológico de Buenos Aires 1996 — 2000
Industrial Engineer, Engineering
Colegio Champagnat 1991 — 1995
Stephen Zagar's Nomura Securities International Experience 2002 - 2004
Job
Industry Capital Markets
Experience
SSTK, LLC May 2012 - Present
Nomura Securities International, Inc. 2004 - December 2010
Nomura Securities International 2002 - 2004
Nomura Securities International 1998 - 2002
Sakura Global Capital 1996 - 1997
Merrill Lynch 1994 - 1996
Grumman Aerospace 1986 - 1994
Skills
Electronic Trading, Trading Systems, Sybase, Equities, Equity Derivatives, Derivatives, Fixed Income, Program Trading, Equity Trading, Options, Proprietary Trading, Capital Markets, Bloomberg, Trading, Ruby, Market Data, Investment Banking, Low Latency, Financial Markets
Education
Hofstra University
MBA, Finance
New York University - Polytechnic School of Engineering
MS, Computer Science
SSTK, LLC May 2012 - Present
Nomura Securities International, Inc. 2004 - December 2010
Nomura Securities International 2002 - 2004
Nomura Securities International 1998 - 2002
Sakura Global Capital 1996 - 1997
Merrill Lynch 1994 - 1996
Grumman Aerospace 1986 - 1994
Skills
Electronic Trading, Trading Systems, Sybase, Equities, Equity Derivatives, Derivatives, Fixed Income, Program Trading, Equity Trading, Options, Proprietary Trading, Capital Markets, Bloomberg, Trading, Ruby, Market Data, Investment Banking, Low Latency, Financial Markets
Education
Hofstra University
MBA, Finance
New York University - Polytechnic School of Engineering
MS, Computer Science
Ilya Fishteyn's Nomura Securities International Experience December 2006 - July 2007
Job Enterprise Change Management at The Guardian Life Insurance Company of America
Industry Investment Banking
Experience
The Guardian Life Insurance Company of America March 2011 - Present
Commerzbank AG October 2007 - March 2011
Nomura Securities International December 2006 - July 2007
LH Funding April 2002 - March 2007
Waterfield / marchFirst 1997 - 2001
Pepsi-Cola January 1996 - January 1997
Skills
Change Management, ITIL, Service Delivery..., Project Management, SDLC, Business Analysis, Risk Management, Release Management, PMO, Process Improvement, ITIL Certified, IT Management, Insurance, Business Continuity, IT Service Management, Business Requirements, Functional Requirements
Education
Queens College 1990 — 1994
BA, Business, Industrial Psychology
Universitatea Tehnică a Moldovei 1987 — 1990
Associate's degree, Computer Software Engineering
The Guardian Life Insurance Company of America March 2011 - Present
Commerzbank AG October 2007 - March 2011
Nomura Securities International December 2006 - July 2007
LH Funding April 2002 - March 2007
Waterfield / marchFirst 1997 - 2001
Pepsi-Cola January 1996 - January 1997
Skills
Change Management, ITIL, Service Delivery..., Project Management, SDLC, Business Analysis, Risk Management, Release Management, PMO, Process Improvement, ITIL Certified, IT Management, Insurance, Business Continuity, IT Service Management, Business Requirements, Functional Requirements
Education
Queens College 1990 — 1994
BA, Business, Industrial Psychology
Universitatea Tehnică a Moldovei 1987 — 1990
Associate's degree, Computer Software Engineering
Larry Posses's Nomura Securities International Experience 1998 - 2007
Job Information Technology and Services Professional
Industry Banking
Experience
HSBC 2008 - Present
Nomura Securities October 1998 - July 2007
Morgan Stanley 2007 - 2007
Nomura 1998 - 2007
Nomura Securities International 1998 - 2007
Skills
Fixed Income, Derivatives, Capital Markets, Equities, Investment Banking, Business Analysis, SDLC, Trading Systems, Risk Management, Banking
Education
University at Buffalo 1987 — 1991
HSBC 2008 - Present
Nomura Securities October 1998 - July 2007
Morgan Stanley 2007 - 2007
Nomura 1998 - 2007
Nomura Securities International 1998 - 2007
Skills
Fixed Income, Derivatives, Capital Markets, Equities, Investment Banking, Business Analysis, SDLC, Trading Systems, Risk Management, Banking
Education
University at Buffalo 1987 — 1991
Si (Alan) Yu's Nomura Securities International Experience March 2004 - February 2006
Job Associate at JPMorgan Chase
Industry Investment Banking
Experience
JPMorgan Chase July 2013 - Present
Deutsche Bank February 2013 - July 2013
Deutsche Bank March 2006 - January 2013
Nomura Securities International March 2004 - February 2006
Skills
Fixed Income, MBS, CMBS, VBA, SQL, Java, C++, Clojure
Education
State University of New York at Stony Brook 1999 — 2003
BS, Applied Math, Computer Science
JPMorgan Chase July 2013 - Present
Deutsche Bank February 2013 - July 2013
Deutsche Bank March 2006 - January 2013
Nomura Securities International March 2004 - February 2006
Skills
Fixed Income, MBS, CMBS, VBA, SQL, Java, C++, Clojure
Education
State University of New York at Stony Brook 1999 — 2003
BS, Applied Math, Computer Science
Brian Comer's Nomura Securities International Experience 2005 - October 2007
Job Director Data Informatics at Medidata Solutions
Industry Information Technology and Services
Experience
Medidata Solutions February 2015 - Present
Medidata Solutions April 2013 - January 2015
APS Healthcare November 2010 - April 2013
Bank of Tokyo-Mitsubishi October 2009 - November 2010
Business Objects, an SAP Company 2008 - October 2009
BriCom Consulting May 1999 - October 2009
Arch Insurance Group 2007 - January 2008
Nomura Securities, International 2005 - October 2007
Nomura Securities 2005 - 2007
SunGard Data Systems April 2001 - March 2004
Skills
Business Intelligence, Business Objects, Data Warehousing, ETL, Data Modeling, Data Integration, SDLC, Crystal Reports, SSIS, Data Warehouse..., Business Analysis, SSRS, Requirements Analysis, OLAP, SQL, Enterprise Architecture, Dashboard, Master Data Management, Informatica, Microsoft SQL Server, Data Quality, Databases, T-SQL, Performance Tuning, Data Governance, PL/SQL, Big Data, Oracle, Business Intelligence..., Requirements Gathering, Database Design, Teradata, Data Migration, Solution Architecture, Dimensional Modeling, Management, Cognos, Report Writing, Analytics, BOE, Project Management
Education
Bergen Community College 1995 — 1998
AA, Liberal Arts
Rutgers, The State University of New Jersey-Newark
Computer Science
Medidata Solutions February 2015 - Present
Medidata Solutions April 2013 - January 2015
APS Healthcare November 2010 - April 2013
Bank of Tokyo-Mitsubishi October 2009 - November 2010
Business Objects, an SAP Company 2008 - October 2009
BriCom Consulting May 1999 - October 2009
Arch Insurance Group 2007 - January 2008
Nomura Securities, International 2005 - October 2007
Nomura Securities 2005 - 2007
SunGard Data Systems April 2001 - March 2004
Skills
Business Intelligence, Business Objects, Data Warehousing, ETL, Data Modeling, Data Integration, SDLC, Crystal Reports, SSIS, Data Warehouse..., Business Analysis, SSRS, Requirements Analysis, OLAP, SQL, Enterprise Architecture, Dashboard, Master Data Management, Informatica, Microsoft SQL Server, Data Quality, Databases, T-SQL, Performance Tuning, Data Governance, PL/SQL, Big Data, Oracle, Business Intelligence..., Requirements Gathering, Database Design, Teradata, Data Migration, Solution Architecture, Dimensional Modeling, Management, Cognos, Report Writing, Analytics, BOE, Project Management
Education
Bergen Community College 1995 — 1998
AA, Liberal Arts
Rutgers, The State University of New Jersey-Newark
Computer Science
Sanjeewa Amaradiwakara's Nomura Securities International Experience August 2009 - Present
Job Sr. Unix Systems Engineer/Architect
Industry Investment Banking
Experience
Nomura Securities International August 2009 - Present
JPMorgan Chase 2001 - August 2009
Credit Suisse ( CSFB) December 2006 - February 2007
Merrill Lynch July 2000 - 2001
Informatics 1997 - 2000
Skills
Veritas Cluster Server, Veritas Volume Manager, Unix, Unix Shell Scripting, Solaris, VMware, RHEL, Red Hat Linux, Cluster, Data Center, Disaster Recovery, High Availability, Infrastructure, Linux, Low Latency, Perl, Shell Scripting, Sybase, Virtualization, Weblogic, Enterprise Architecture, SAN, Storage Area Networks, DNS, Performance Tuning, VMware ESX, Servers
Education
University of Moratuwa 1993 — 1997
B.Sc., Electrical Engineering
Ananda College 1982 — 1989
O/Ls & A/Ls, Mathematics and Statistics
Nomura Securities International August 2009 - Present
JPMorgan Chase 2001 - August 2009
Credit Suisse ( CSFB) December 2006 - February 2007
Merrill Lynch July 2000 - 2001
Informatics 1997 - 2000
Skills
Veritas Cluster Server, Veritas Volume Manager, Unix, Unix Shell Scripting, Solaris, VMware, RHEL, Red Hat Linux, Cluster, Data Center, Disaster Recovery, High Availability, Infrastructure, Linux, Low Latency, Perl, Shell Scripting, Sybase, Virtualization, Weblogic, Enterprise Architecture, SAN, Storage Area Networks, DNS, Performance Tuning, VMware ESX, Servers
Education
University of Moratuwa 1993 — 1997
B.Sc., Electrical Engineering
Ananda College 1982 — 1989
O/Ls & A/Ls, Mathematics and Statistics
Mark Sobrin's Nomura Securities International Experience 1996 - 2000
Job Senior CMBS Evaluator at Bloomberg
Industry Financial Services
Experience
Bloomberg March 2011 - Present
ING Financial Markets LLC March 2010 - March 2011
Radian Asset Assurance Inc February 2007 - December 2009
Capmark Finance, Inc. 2003 - 2007
Nomura Securities International 1996 - 2000
Yasuda Trust and Banking Company 1988 - 1994
Skills
Investment Banking, Risk Management, Structured Finance, Fixed Income, Capital Markets, Portfolio Management, Financial Modeling, Derivatives, Equities, Bloomberg, Financial Services, Financial Analysis, Banking, Valuation
Education
Rutgers Business School 2000 — 2002
Executive MBA, Accounting and Supply Chain Management
University of Hawaii at Manoa 1980 — 1983
BA, Teaching English as a Second Language
Bloomberg March 2011 - Present
ING Financial Markets LLC March 2010 - March 2011
Radian Asset Assurance Inc February 2007 - December 2009
Capmark Finance, Inc. 2003 - 2007
Nomura Securities International 1996 - 2000
Yasuda Trust and Banking Company 1988 - 1994
Skills
Investment Banking, Risk Management, Structured Finance, Fixed Income, Capital Markets, Portfolio Management, Financial Modeling, Derivatives, Equities, Bloomberg, Financial Services, Financial Analysis, Banking, Valuation
Education
Rutgers Business School 2000 — 2002
Executive MBA, Accounting and Supply Chain Management
University of Hawaii at Manoa 1980 — 1983
BA, Teaching English as a Second Language
Alex Kontoleon's Nomura Securities International Experience August 1996 - May 2000
Job Assistant Vice President Operations at International Fund Services
Industry Financial Services
Experience
International Fund Services August 2000 - Present
Nomura Securities International August 1996 - May 2000
Skills
Equities, Fixed Income, MBS, CMOS, Futures, Options, FX Options, Interest Rate Swaps, Equity Swaps, Credit Derivatives, Operations Management, Middle Office, Back Office, Hedge Funds, Writing, Swaps, Trading Systems, Investments, Trading, Financial Services, Securities, Alternative Investments, Corporate Actions, Mutual Funds
Education
Dickinson College 1992 — 1996
Bachelor of Arts (B.A.), Economics
International Fund Services August 2000 - Present
Nomura Securities International August 1996 - May 2000
Skills
Equities, Fixed Income, MBS, CMOS, Futures, Options, FX Options, Interest Rate Swaps, Equity Swaps, Credit Derivatives, Operations Management, Middle Office, Back Office, Hedge Funds, Writing, Swaps, Trading Systems, Investments, Trading, Financial Services, Securities, Alternative Investments, Corporate Actions, Mutual Funds
Education
Dickinson College 1992 — 1996
Bachelor of Arts (B.A.), Economics
Alex Gorelik's Nomura Securities International Experience October 1998 - June 1999
Job Vice President at JP Morgan Chase
Industry Financial Services
Experience
J.P. Morgan July 1999 - Present
Nomura Securities International October 1998 - June 1999
fashionmall.com June 1998 - September 1998
Union Bank of Switzerland November 1997 - May 1998
Comvision Inc. 1997 - 1997
Skills
SDLC, Vendor Management, Trading Systems, Java, Sybase, Fixed Income, SQL
Education
New York University 1996 — 1999
J.P. Morgan July 1999 - Present
Nomura Securities International October 1998 - June 1999
fashionmall.com June 1998 - September 1998
Union Bank of Switzerland November 1997 - May 1998
Comvision Inc. 1997 - 1997
Skills
SDLC, Vendor Management, Trading Systems, Java, Sybase, Fixed Income, SQL
Education
New York University 1996 — 1999
Toribio Chang's Nomura Securities International Experience September 2011 - Present
Job Associate at Nomura Securities International
Industry Financial Services
Experience
Nomura Securities International September 2011 - Present
NYSE Euronext June 2006 - September 2011
SIAC September 1998 - June 2006
Skills
Electronic Trading, Trading Systems, Market Data, Prime Brokerage, Equity Trading, Financial Markets, Unix, Capital Markets, Sybase, FINRA, Fixed Income, Equities, Bloomberg
Education
New York University - Polytechnic School of Engineering 1996 — 2000
ME
Nomura Securities International September 2011 - Present
NYSE Euronext June 2006 - September 2011
SIAC September 1998 - June 2006
Skills
Electronic Trading, Trading Systems, Market Data, Prime Brokerage, Equity Trading, Financial Markets, Unix, Capital Markets, Sybase, FINRA, Fixed Income, Equities, Bloomberg
Education
New York University - Polytechnic School of Engineering 1996 — 2000
ME
Curtis V. Charles, M.B.A.'s Nomura Securities International Experience 1998 - 2007
Job
Industry Higher Education
Experience
Stony Brook University August 2014 - Present
Self Employed May 2009 - Present
Curtis Charles Photography, LLC January 2001 - Present
Wilmington Trust 2007 - 2009
Nomura Securities International 1998 - 2007
Skills
Information Technology, System Administration, Project Management, Network Administration, Active Directory, Microsoft Exchange, Disaster Recovery, Vendor Management, Integration, Servers, ITIL, Troubleshooting, Security, Technical Support, Video Production, Team Building, Photography, Event Photography, Wedding Photography, Video Editing, IT Management, Networking, IT Infrastructure..., Business Analysis, Systems Engineering, Operating Systems, System Deployment, Windows, Real Estate, IT Operations, DNS, Enterprise Architecture, Group Policy, Business Continuity, Problem Solving, Real Estate Photography
Education
Stony Brook University
Project Management Certificate
Dowling College
Master of Business Administration (M.B.A.), Management
Stony Brook University August 2014 - Present
Self Employed May 2009 - Present
Curtis Charles Photography, LLC January 2001 - Present
Wilmington Trust 2007 - 2009
Nomura Securities International 1998 - 2007
Skills
Information Technology, System Administration, Project Management, Network Administration, Active Directory, Microsoft Exchange, Disaster Recovery, Vendor Management, Integration, Servers, ITIL, Troubleshooting, Security, Technical Support, Video Production, Team Building, Photography, Event Photography, Wedding Photography, Video Editing, IT Management, Networking, IT Infrastructure..., Business Analysis, Systems Engineering, Operating Systems, System Deployment, Windows, Real Estate, IT Operations, DNS, Enterprise Architecture, Group Policy, Business Continuity, Problem Solving, Real Estate Photography
Education
Stony Brook University
Project Management Certificate
Dowling College
Master of Business Administration (M.B.A.), Management
Alexander Magazinnik's Nomura Securities International Experience April 1999 - July 2011
Job Mitsubishi UFJ Securities (USA), Inc.
Industry Investment Banking
Experience
Mitsubishi UFJ Securities (USA), Inc. July 2011 - Present
Nomura Securities International April 1999 - July 2011
PaineWebber Group November 1994 - April 1999
Republic New York Securities January 1994 - November 1994
Skills
Market Data, Multithreading, Sybase, Bloomberg, Perl, Oracle, Java, TCP/IP, XML, Databases, Messaging, HTML, Message Queue, UDP, Trading Systems, Low Latency, Electronic Trading, Equities, Fixed Income, TIBCO, SQL, Bonds, Software Development, Unix Shell Scripting, Software Project..., Series 7, Solaris, Unix, Series 63, Equity Derivatives, Options, Derivatives, Middle Office, Credit Derivatives, Reference Data, Equity Trading, Interest Rate..., Swaps, Object Oriented Design, Exchange Connectivity, Quantitative Finance, High Frequency Trading, Securities, Middleware, Statistical Arbitrage, JIRA, Agile Project Management, Performance Tuning, Shell Scripting, Web Applications
Education
New York University - Polytechnic School of Engineering 1989 — 1992
BS
Mitsubishi UFJ Securities (USA), Inc. July 2011 - Present
Nomura Securities International April 1999 - July 2011
PaineWebber Group November 1994 - April 1999
Republic New York Securities January 1994 - November 1994
Skills
Market Data, Multithreading, Sybase, Bloomberg, Perl, Oracle, Java, TCP/IP, XML, Databases, Messaging, HTML, Message Queue, UDP, Trading Systems, Low Latency, Electronic Trading, Equities, Fixed Income, TIBCO, SQL, Bonds, Software Development, Unix Shell Scripting, Software Project..., Series 7, Solaris, Unix, Series 63, Equity Derivatives, Options, Derivatives, Middle Office, Credit Derivatives, Reference Data, Equity Trading, Interest Rate..., Swaps, Object Oriented Design, Exchange Connectivity, Quantitative Finance, High Frequency Trading, Securities, Middleware, Statistical Arbitrage, JIRA, Agile Project Management, Performance Tuning, Shell Scripting, Web Applications
Education
New York University - Polytechnic School of Engineering 1989 — 1992
BS
Brenda Kao's Nomura Securities International Experience October 2004 - September 2007
Job Sr. Software Engineer at Auction.com
Industry Information Technology and Services
Experience
Auction.com August 2014 - Present
Intuit September 2010 - April 2014
Acellent Technologies, Inc. August 2009 - September 2010
Lockheed Martin January 2008 - April 2009
Nomura Securities International October 2004 - September 2007
Brown Brothers Harriman - Private Bank/Financial 2000 - 2004
Skills
Data Warehousing, Unix, Solaris, Data Modeling, Oracle, Agile Methodologies, SQL, Integration, Enterprise Architecture, Web Services, Unix Shell Scripting, SOA, SDLC, Sybase, Perl, Python, Java, C++, Databases, PL/SQL, Shell Scripting
Education
Polytechnic University
Master of Science (M.S.), Computer Science
Soochow University
Bachelor's degree, Computer Science
Auction.com August 2014 - Present
Intuit September 2010 - April 2014
Acellent Technologies, Inc. August 2009 - September 2010
Lockheed Martin January 2008 - April 2009
Nomura Securities International October 2004 - September 2007
Brown Brothers Harriman - Private Bank/Financial 2000 - 2004
Skills
Data Warehousing, Unix, Solaris, Data Modeling, Oracle, Agile Methodologies, SQL, Integration, Enterprise Architecture, Web Services, Unix Shell Scripting, SOA, SDLC, Sybase, Perl, Python, Java, C++, Databases, PL/SQL, Shell Scripting
Education
Polytechnic University
Master of Science (M.S.), Computer Science
Soochow University
Bachelor's degree, Computer Science
Thomas Borer's Nomura Securities International Experience June 1993 - May 1995
Job Mortgage Industry Professional
Industry Banking
Experience
Private Investor and consultant January 2009 - Present
WAMU Capital Corp/Washington Mutual Bank October 2001 - January 2009
Countrywide Securities Corporation June 1999 - September 2001
GMAC/RFC October 1995 - May 1999
Nomura Securities, International June 1993 - May 1995
American Savings Bank, FA November 1987 - May 1993
E.F. Hutton and Company, Inc December 1986 - October 1987
American Savings and Loan Association May 1984 - December 1986
Delson Financial/Mission Hills Mortgage September 1982 - May 1984
Education
University of California, Los Angeles 1978 — 1982
Bachelor of Arts, Economics, Political Science
Private Investor and consultant January 2009 - Present
WAMU Capital Corp/Washington Mutual Bank October 2001 - January 2009
Countrywide Securities Corporation June 1999 - September 2001
GMAC/RFC October 1995 - May 1999
Nomura Securities, International June 1993 - May 1995
American Savings Bank, FA November 1987 - May 1993
E.F. Hutton and Company, Inc December 1986 - October 1987
American Savings and Loan Association May 1984 - December 1986
Delson Financial/Mission Hills Mortgage September 1982 - May 1984
Education
University of California, Los Angeles 1978 — 1982
Bachelor of Arts, Economics, Political Science
Kelly Graf's Nomura Securities International Experience June 2001 - June 2002
Job Director of Development and Alumni Relations Communications at University of Delaware
Industry Fund-Raising
Experience
University of Delaware June 2014 - Present
University of Pennsylvania - The Penn Fund July 2012 - June 2014
University of Pennsylvania - The Penn Fund September 2006 - June 2012
Temple University, Office of Development and Alumni Affairs December 2004 - September 2006
Drexel University August 2002 - December 2004
Nomura Securities International June 2001 - June 2002
Skills
Newsletters, Marketing Communications, Fundraising, Social Media, Social Networking, Editing, Alumni Relations, Email Marketing, Adobe Creative Suite, Advertising, Annual Giving, Blogging, Budgets, Community Development, Community Outreach, Corporate Communications, Internal Communications, Marketing, Strategy, Creative Writing, Volunteer Management, Program Development, Philanthropy, Event Planning, Direct Mail, Leadership, Media Relations, Public Relations, Grant Writing, Strategic Communications, Marketing Strategy, Public Speaking, Copywriting, Social Media Marketing, Graphic Design, Facebook, Content Strategy, Higher Education, Copy Editing, Proofreading, Research, Event Management, Publications, Stewardship, Press Releases, Web Content, Nonprofits
Education
Fordham University 1997 — 2001
BA, Communications/Journalism
The Wharton School, Business Essentials Certificate
University of Delaware June 2014 - Present
University of Pennsylvania - The Penn Fund July 2012 - June 2014
University of Pennsylvania - The Penn Fund September 2006 - June 2012
Temple University, Office of Development and Alumni Affairs December 2004 - September 2006
Drexel University August 2002 - December 2004
Nomura Securities International June 2001 - June 2002
Skills
Newsletters, Marketing Communications, Fundraising, Social Media, Social Networking, Editing, Alumni Relations, Email Marketing, Adobe Creative Suite, Advertising, Annual Giving, Blogging, Budgets, Community Development, Community Outreach, Corporate Communications, Internal Communications, Marketing, Strategy, Creative Writing, Volunteer Management, Program Development, Philanthropy, Event Planning, Direct Mail, Leadership, Media Relations, Public Relations, Grant Writing, Strategic Communications, Marketing Strategy, Public Speaking, Copywriting, Social Media Marketing, Graphic Design, Facebook, Content Strategy, Higher Education, Copy Editing, Proofreading, Research, Event Management, Publications, Stewardship, Press Releases, Web Content, Nonprofits
Education
Fordham University 1997 — 2001
BA, Communications/Journalism
The Wharton School, Business Essentials Certificate
Jay Frank's Nomura Securities International Experience December 2005 - July 2013
Job Associate at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan July 2013 - Present
Eastside Marketing Group May 2009 - Present
Nomura Securities International December 2005 - July 2013
Skills
Electronic Trading, Equities, Trading Systems, Options, Trading, Fixed Income, Equity Derivatives, Derivatives, Hedge Funds, Market Data, Bloomberg, Investment Banking, Bonds, Financial Markets, Capital Markets, FINRA, Equity Trading, Commodity, VBA, Low Latency, Proprietary Trading, Series 7, FX Options, Futures, Futures Trading, Series 63, Risk Management, Finance, Securities
Education
University of Hartford 2003 — 2007
J.P. Morgan July 2013 - Present
Eastside Marketing Group May 2009 - Present
Nomura Securities International December 2005 - July 2013
Skills
Electronic Trading, Equities, Trading Systems, Options, Trading, Fixed Income, Equity Derivatives, Derivatives, Hedge Funds, Market Data, Bloomberg, Investment Banking, Bonds, Financial Markets, Capital Markets, FINRA, Equity Trading, Commodity, VBA, Low Latency, Proprietary Trading, Series 7, FX Options, Futures, Futures Trading, Series 63, Risk Management, Finance, Securities
Education
University of Hartford 2003 — 2007
Trey Hanlan's Nomura Securities International Experience July 2008 - July 2013
Job Bank of America Merrill Lynch Associate Global Healthcare Group
Industry Financial Services
Experience
Moelis & Company June 2015 - Present
Bank of America August 2013 - June 2015
Nomura Securities International July 2008 - July 2013
Skills
Financial Analysis, Mergers, Valuation, Due Diligence, Capital Markets, Investments, Strategic Planning
Education
Babson College 2005 — 2008
Moelis & Company June 2015 - Present
Bank of America August 2013 - June 2015
Nomura Securities International July 2008 - July 2013
Skills
Financial Analysis, Mergers, Valuation, Due Diligence, Capital Markets, Investments, Strategic Planning
Education
Babson College 2005 — 2008
Rick Keller's Nomura Securities International Experience January 1994 - January 2000
Job Former Global Wealth Management at Merrill Lynch
Industry Financial Services
Experience
Wells Fargo Advisors August 2014 - Present
Merrill Lynch September 2011 - February 2014
Northwestern Mutual Financial Network April 2010 - September 2011
Pamrapo Savings Bank April 2008 - April 2009
CodeStreet May 2007 - September 2007
ICAP, plc/Brokertec January 2001 - January 2005
TruMarkets, Inc January 2000 - January 2001
Nomura Securities International January 1994 - January 2000
Mabon Securities Corporation January 1986 - January 1994
Paine Webber Inc January 1985 - January 1986
Skills
Fixed Income, Investments, Portfolio Management, Hedge Funds, Account Management, Structured Products, Strategic Financial..., Trading, Sales, Wealth Management, Securities, Banking, Derivatives, Business Planning, Business Development, Financial Risk, Analysis, Finance, Structured Finance, New Business Development, ABS, CRM, Electronic Trading, MBS, Management, Series 63, Series 24, Marketing, CMBS, Bloomberg Terminal, Financial Markets, FX Options, Relationship Management, Building Relationships
Education
Mount St. Mary's University 1976 — 1980
BS, Business & Finance
Holy Trinity H.S. 1972 — 1976
Dale Carnegie Training
Wells Fargo Advisors August 2014 - Present
Merrill Lynch September 2011 - February 2014
Northwestern Mutual Financial Network April 2010 - September 2011
Pamrapo Savings Bank April 2008 - April 2009
CodeStreet May 2007 - September 2007
ICAP, plc/Brokertec January 2001 - January 2005
TruMarkets, Inc January 2000 - January 2001
Nomura Securities International January 1994 - January 2000
Mabon Securities Corporation January 1986 - January 1994
Paine Webber Inc January 1985 - January 1986
Skills
Fixed Income, Investments, Portfolio Management, Hedge Funds, Account Management, Structured Products, Strategic Financial..., Trading, Sales, Wealth Management, Securities, Banking, Derivatives, Business Planning, Business Development, Financial Risk, Analysis, Finance, Structured Finance, New Business Development, ABS, CRM, Electronic Trading, MBS, Management, Series 63, Series 24, Marketing, CMBS, Bloomberg Terminal, Financial Markets, FX Options, Relationship Management, Building Relationships
Education
Mount St. Mary's University 1976 — 1980
BS, Business & Finance
Holy Trinity H.S. 1972 — 1976
Dale Carnegie Training
Sree Ramesh Adusumilli's Nomura Securities International Experience 2009 - March 2013
Job Vice President, Trading Systems and Support at Instinet Incorporated
Industry Investment Banking
Experience
Lehman Brothers Vice President, Head of Latency Sensitive Trading Systems SupportInstinet IncorporatedApril 2013 - Present
Nomura Securities August 2009 - March 2013
Nomura Securities International 2009 - March 2013
Barclays Capital June 2007 - August 2009
Lehman Brothers 2007 - 2009
JP Morgan 2006 - 2007
Skills
Low Latency, Trading Systems, Electronic Trading, Equities, Market Data, Equity Derivatives, Options, Prime Brokerage, Investment Banking, Exchange Connectivity, Fixed Income, Reference Data, Derivatives, Equity Trading, Capital Markets, Interest Rate..., Middle Office
Education
PSG College of Technology 1988 — 1990
M.Tech
Manipal Institute of Technology 1984 — 1988
B.Tech
Lehman Brothers Vice President, Head of Latency Sensitive Trading Systems SupportInstinet IncorporatedApril 2013 - Present
Nomura Securities August 2009 - March 2013
Nomura Securities International 2009 - March 2013
Barclays Capital June 2007 - August 2009
Lehman Brothers 2007 - 2009
JP Morgan 2006 - 2007
Skills
Low Latency, Trading Systems, Electronic Trading, Equities, Market Data, Equity Derivatives, Options, Prime Brokerage, Investment Banking, Exchange Connectivity, Fixed Income, Reference Data, Derivatives, Equity Trading, Capital Markets, Interest Rate..., Middle Office
Education
PSG College of Technology 1988 — 1990
M.Tech
Manipal Institute of Technology 1984 — 1988
B.Tech
Kyle Elliott's Nomura Securities International Experience November 1997 - March 2004
Job Managing Director at Waterfall Asset Management, LLC
Industry Financial Services
Experience
Waterfall Asset Management, LLC April 2012 - Present
Credit Suisse July 2004 - March 2012
Nomura Securities International November 1997 - March 2004
E&Y Kenneth Leventhal Real Estate Group May 1994 - November 1997
Kenneth Leventhal 1994 - 1995
Skills
CMBS, High Yield, Securities Lending, Structured Products, Securitization, Special Situations, Structured Finance, Fixed Income, Hedge Funds, Financial Structuring, Capital Markets, Investment Banking, Mezzanine, Equities, FX Options, Alternative Investments, Private Equity, Valuation, Leveraged Finance, Asset Managment
Education
The University of Connecticut 1982 — 1986
Bachelor of Science (BS), Finance, General
Waterfall Asset Management, LLC April 2012 - Present
Credit Suisse July 2004 - March 2012
Nomura Securities International November 1997 - March 2004
E&Y Kenneth Leventhal Real Estate Group May 1994 - November 1997
Kenneth Leventhal 1994 - 1995
Skills
CMBS, High Yield, Securities Lending, Structured Products, Securitization, Special Situations, Structured Finance, Fixed Income, Hedge Funds, Financial Structuring, Capital Markets, Investment Banking, Mezzanine, Equities, FX Options, Alternative Investments, Private Equity, Valuation, Leveraged Finance, Asset Managment
Education
The University of Connecticut 1982 — 1986
Bachelor of Science (BS), Finance, General
Hsi-yun Hsiung's Nomura Securities International Experience 1998 - 2005
Job Tech Guy
Industry Financial Services
Experience
Citi August 2012 - March 2013
Mitsubishi UFJ Securities (USA), Inc. January 2011 - June 2012
Mitsubishi UFJ Securities (USA), Inc. November 2008 - January 2011
NYC Cabinetry & Millwork Inc. January 2008 - May 2008
Nomura August 2004 - May 2007
Nomura Securities International 1998 - 2005
Nomura April 1998 - August 2004
Skills
Electronic Trading, Fixed Income
Education
Bates College 1994 — 1998
BS, Biochemistry
United Nations International School
Citi August 2012 - March 2013
Mitsubishi UFJ Securities (USA), Inc. January 2011 - June 2012
Mitsubishi UFJ Securities (USA), Inc. November 2008 - January 2011
NYC Cabinetry & Millwork Inc. January 2008 - May 2008
Nomura August 2004 - May 2007
Nomura Securities International 1998 - 2005
Nomura April 1998 - August 2004
Skills
Electronic Trading, Fixed Income
Education
Bates College 1994 — 1998
BS, Biochemistry
United Nations International School
Hector Cortes's Nomura Securities International Experience September 2009 - November 2011
Job Director Structured Investments Trading at Maxim Group
Industry Capital Markets
Experience
Maxim Group August 2013 - May 2015
The PrinceRidge Group January 2012 - November 2012
Nomura Securities International September 2009 - November 2011
Alliance Bernstein August 2008 - September 2009
Banc of America Securities June 2005 - November 2007
Lehman Brothers July 1988 - May 2005
Skills
Commodity, Credit, Currency, Derivatives, Fixed Income, Foreign Exchange, Funding, Investment Strategies, Management, Trading, Securitization, Hedge Funds, Bloomberg, Capital Markets, Equities, Bonds
Education
Saint John's University - Peter J. Tobin College of Business 1984 — 1988
Bachelor of Science (B.S.)
Wagner College
Master of Business Administration
Maxim Group August 2013 - May 2015
The PrinceRidge Group January 2012 - November 2012
Nomura Securities International September 2009 - November 2011
Alliance Bernstein August 2008 - September 2009
Banc of America Securities June 2005 - November 2007
Lehman Brothers July 1988 - May 2005
Skills
Commodity, Credit, Currency, Derivatives, Fixed Income, Foreign Exchange, Funding, Investment Strategies, Management, Trading, Securitization, Hedge Funds, Bloomberg, Capital Markets, Equities, Bonds
Education
Saint John's University - Peter J. Tobin College of Business 1984 — 1988
Bachelor of Science (B.S.)
Wagner College
Master of Business Administration
Jim Zurovchak's Nomura Securities International Experience 1994 - 2000
Job Financial Services Professional
Industry Financial Services
Experience
Federal Home Loan Bank 2001 - 2008
Federal Home Loan Bank of Chicago 2001 - 2007
Nomura Securities, LLC 1994 - 2000
Nomura Securities International 1994 - 2000
Education
Allegheny College 1982 — 1986
Clemson University
Clemson University
Federal Home Loan Bank 2001 - 2008
Federal Home Loan Bank of Chicago 2001 - 2007
Nomura Securities, LLC 1994 - 2000
Nomura Securities International 1994 - 2000
Education
Allegheny College 1982 — 1986
Clemson University
Clemson University
J. Daniel Holden's Nomura Securities International Experience 1994 - 1996
Job President at UnifiedMarket Worldwide
Industry Financial Services
Experience
UnifiedMarket Worldwide October 2005 - Present
Holden Financial LLC January 2000 - October 2006
American Fronteer Financial 1998 - 2000
Core Pacific Securities USA 1996 - 1998
Nomura Securities International 1994 - 1996
The Chicago Corporation 1991 - 1994
Kidder Peabody 1986 - 1991
Morgan Stanley Dean Witter 1984 - 1986
Prudential Securities 1980 - 1984
Education
Millikin University
B.S., Business Administration & Economics
UnifiedMarket Worldwide October 2005 - Present
Holden Financial LLC January 2000 - October 2006
American Fronteer Financial 1998 - 2000
Core Pacific Securities USA 1996 - 1998
Nomura Securities International 1994 - 1996
The Chicago Corporation 1991 - 1994
Kidder Peabody 1986 - 1991
Morgan Stanley Dean Witter 1984 - 1986
Prudential Securities 1980 - 1984
Education
Millikin University
B.S., Business Administration & Economics
Jason Northrup's Nomura Securities International Experience January 2000 - October 2006
Job Software Engineer at ViaSat
Industry Computer & Network Security
Experience
ViaSat Inc. January 2015 - Present
Ntrepid Corporation May 2010 - January 2015
Think Trade, LLC January 2007 - January 2010
Nomura Securities International January 2000 - October 2006
Skills
Java, Linux, Software Development, Software Engineering, Mac OS X, Computer Science, Databases, XML, Perl, SQL, Web Applications, MySQL, Python, Unix, SQL Server, Eclipse, OOP, Architecture, Scripting, J2EE, Algorithms, C++, C, HTML, Agile Methodologies, Subversion, Shell Scripting, Object Oriented Design, Web Services, Bash, Unix Shell Scripting, Oracle, PL/SQL, Tomcat, Trading Systems, Equities, Agile Project Management, Software Design, Test Driven Development, JIRA, Apache, RESTful WebServices, JSON, Cassandra, Git, Maven2, JSP development, AJAX, Scrum, REST
Education
San Diego State University-California State University
BS, Computer Science
ViaSat Inc. January 2015 - Present
Ntrepid Corporation May 2010 - January 2015
Think Trade, LLC January 2007 - January 2010
Nomura Securities International January 2000 - October 2006
Skills
Java, Linux, Software Development, Software Engineering, Mac OS X, Computer Science, Databases, XML, Perl, SQL, Web Applications, MySQL, Python, Unix, SQL Server, Eclipse, OOP, Architecture, Scripting, J2EE, Algorithms, C++, C, HTML, Agile Methodologies, Subversion, Shell Scripting, Object Oriented Design, Web Services, Bash, Unix Shell Scripting, Oracle, PL/SQL, Tomcat, Trading Systems, Equities, Agile Project Management, Software Design, Test Driven Development, JIRA, Apache, RESTful WebServices, JSON, Cassandra, Git, Maven2, JSP development, AJAX, Scrum, REST
Education
San Diego State University-California State University
BS, Computer Science
David Gaudette's Nomura Securities International Experience 2005 - 2010
Job Managing Director at Golden Seeds
Industry Venture Capital & Private Equity
Experience
Golden Seeds 2013 - Present
Bloomberg Institute 2011 - 2013
Nomura Securities International 2005 - 2010
Citigroup 2003 - 2005
ACE 2000 - 2003
Centre Solutions 1998 - 2000
Bankers Trust Company 1996 - 1998
Harvard University 1991 - 1996
Education
Columbia University in the City of New York
BA, Economics, summa cum laude
Harvard University
PhD program in Economics
Golden Seeds 2013 - Present
Bloomberg Institute 2011 - 2013
Nomura Securities International 2005 - 2010
Citigroup 2003 - 2005
ACE 2000 - 2003
Centre Solutions 1998 - 2000
Bankers Trust Company 1996 - 1998
Harvard University 1991 - 1996
Education
Columbia University in the City of New York
BA, Economics, summa cum laude
Harvard University
PhD program in Economics
xiaobo xie's Nomura Securities International Experience February 2010 - Present
Job at Nomura Securities International
Industry Financial Services
Experience
Nomura Securities International February 2010 - Present
Lehman Brothers May 2007 - March 2010
Science Systems & Applications June 2003 - May 2007
Skills
Equities, Quantitative Finance, Derivatives, Analytics, Fixed Income, Investment Banking
Education
The Johns Hopkins University
Ph.D, Physics
The Institute of High Energy Physics, Chinese Academy
Nomura Securities International February 2010 - Present
Lehman Brothers May 2007 - March 2010
Science Systems & Applications June 2003 - May 2007
Skills
Equities, Quantitative Finance, Derivatives, Analytics, Fixed Income, Investment Banking
Education
The Johns Hopkins University
Ph.D, Physics
The Institute of High Energy Physics, Chinese Academy
Howard Haykin, Compliance-Insights's Nomura Securities International Experience 2006 - 2007
Job Founder, Executive Editor at ComplianceInsights.com
Industry Financial Services
Experience
Compliance-Insights.com January 2011 - Present
Compliance-Insights June 2006 - January 2011
Nomura Securities International 2006 - 2007
AEFA 2004 - 2004
Skills
Series 24, FINRA, Securities, AML, Broker-Dealer
Education
Baruch College 1973 — 1976
MBA, Accounting
Brooklyn College 1969 — 1973
BA, Economics
Compliance-Insights.com January 2011 - Present
Compliance-Insights June 2006 - January 2011
Nomura Securities International 2006 - 2007
AEFA 2004 - 2004
Skills
Series 24, FINRA, Securities, AML, Broker-Dealer
Education
Baruch College 1973 — 1976
MBA, Accounting
Brooklyn College 1969 — 1973
BA, Economics
Marc Weinberg's Nomura Securities International Experience September 1987 - March 1990
Job Managing Director Capital Markets Risk Management at Fifth Third Bank
Industry Financial Services
Experience
Fifth Third Bank October 2014 - Present
Citi March 2013 - October 2014
Citi January 2001 - March 2013
Deutsche Bank May 2000 - December 2000
Deutsche Bank March 1999 - May 2000
Deutsche Bank November 1996 - March 1999
Deutsche Bank April 1992 - November 1996
Deutsche Bank March 1990 - April 1992
Nomura Securities International September 1987 - March 1990
Citicorp May 1984 - September 1987
Skills
Capital Markets, Risk Management, Fixed Income, Financial Risk, Financial Services, Liquidity Management, Market Risk Management, People Management, Legal Entity Management, Regulatory Affairs &...
Education
Ithaca College 1976 — 1980
BS, Accounting, 3.96
Fifth Third Bank October 2014 - Present
Citi March 2013 - October 2014
Citi January 2001 - March 2013
Deutsche Bank May 2000 - December 2000
Deutsche Bank March 1999 - May 2000
Deutsche Bank November 1996 - March 1999
Deutsche Bank April 1992 - November 1996
Deutsche Bank March 1990 - April 1992
Nomura Securities International September 1987 - March 1990
Citicorp May 1984 - September 1987
Skills
Capital Markets, Risk Management, Fixed Income, Financial Risk, Financial Services, Liquidity Management, Market Risk Management, People Management, Legal Entity Management, Regulatory Affairs &...
Education
Ithaca College 1976 — 1980
BS, Accounting, 3.96
Gregg Villany's Nomura Securities International Experience 2012 - 2013
Job Portfolio Manager at BlueCrest Capital Management, LLP
Industry Financial Services
Experience
BlueCrest Capital Management, LLP 2013 - Present
Nomura Securities International 2012 - 2013
KELLOGG CAPITAL GROUP 2002 - January 2011
SPEAR LEEDS AND KELLOGG 1994 - 2002
GABELLI & COMPANY INC 1990 - 1994
GABELLI & COMPANY INC 1990 - 1994
GABELLI & COMPANY INC 1986 - 1990
Education
Fordham Gabelli School of Business
MBA, Finance
Pace University
BA, Finance
BlueCrest Capital Management, LLP 2013 - Present
Nomura Securities International 2012 - 2013
KELLOGG CAPITAL GROUP 2002 - January 2011
SPEAR LEEDS AND KELLOGG 1994 - 2002
GABELLI & COMPANY INC 1990 - 1994
GABELLI & COMPANY INC 1990 - 1994
GABELLI & COMPANY INC 1986 - 1990
Education
Fordham Gabelli School of Business
MBA, Finance
Pace University
BA, Finance
Roland Aviles's Nomura Securities International Experience February 2010 - May 2014
Job Regulatory Operations
Industry Financial Services
Experience
Morgan Stanley May 2014 - Present
Nomura Securities International February 2010 - May 2014
Royal Bank of Scotland (formerly ABN AMRO) July 2007 - October 2009
Merrill Lynch May 2005 - July 2007
Morgan Stanley March 2004 - April 2005
Skills
Derivatives, Equities, Equity Trading, Trading, Settlement, Financial Risk, Middle Office, Fixed Income, Swaps, Bloomberg, Equity Derivatives, Structured Products, Hedge Funds, Capital Markets, Securities, Investments, Risk Management, Bonds, Options, Prime Brokerage, Investment Banking
Education
Pace University - Lubin School of Business 1997 — 2001
Bachelor of Business Science, Marketing / Advertising and Promotion
Morgan Stanley May 2014 - Present
Nomura Securities International February 2010 - May 2014
Royal Bank of Scotland (formerly ABN AMRO) July 2007 - October 2009
Merrill Lynch May 2005 - July 2007
Morgan Stanley March 2004 - April 2005
Skills
Derivatives, Equities, Equity Trading, Trading, Settlement, Financial Risk, Middle Office, Fixed Income, Swaps, Bloomberg, Equity Derivatives, Structured Products, Hedge Funds, Capital Markets, Securities, Investments, Risk Management, Bonds, Options, Prime Brokerage, Investment Banking
Education
Pace University - Lubin School of Business 1997 — 2001
Bachelor of Business Science, Marketing / Advertising and Promotion
Darren Marco's Nomura Securities International Experience June 2003 - June 2007
Job Treasury Funding & Liquidity Management
Industry Automotive
Experience
Toyota Financial Services June 2013 - Present
Toyota Financial Services December 2011 - June 2013
Bank of America July 2011 - December 2011
Indymac Bank June 2007 - May 2009
NOMURA SECURITIES INTERNATIONAL June 2003 - June 2007
Education
The University of Texas at Austin - Red McCombs School of Business 2009 — 2011
MBA, Corporate & Real Estate Finance
Princeton University 1998 — 2002
B.A., Political Science
Toyota Financial Services June 2013 - Present
Toyota Financial Services December 2011 - June 2013
Bank of America July 2011 - December 2011
Indymac Bank June 2007 - May 2009
NOMURA SECURITIES INTERNATIONAL June 2003 - June 2007
Education
The University of Texas at Austin - Red McCombs School of Business 2009 — 2011
MBA, Corporate & Real Estate Finance
Princeton University 1998 — 2002
B.A., Political Science
Dan Orlow's Nomura Securities International Experience August 2001 - September 2005
Job Game Sports Network, Inc.
Industry Sports
Experience
Game Sports Network February 2014 - Present
Orlow & Orlow January 2009 - Present
Game Sports Network 2014 - 2015
Game Sports Network 2014 - 2015
RationalWave Analytics October 2012 - January 2014
Omega Advisors January 2007 - December 2008
Merrill Lynch & Co., Inc January 2006 - December 2006
Nomura Securities International August 2001 - September 2005
Lord, Abbett & Co July 1998 - August 2001
Credit Suisse First Boston September 1997 - July 1998
Skills
Investments, Capital Markets, Portfolio Management, Financial Modeling, Equities, Financial Analysis, Equity Research, Asset Management, Hedge Funds, Alternative Investments, Series 7, Valuation, Bloomberg, Risk Management, Equity Valuation, Predictive Analytics
Education
Temple University School of Law 1992 — 1995
Juris Doctor, UCC and public law
University of Pennsylvania 1990 — 1992
MGA, Finance
Wesleyan University 1984 — 1987
Bachelor of Arts, History and East Asian Studies (Mandarin)
Game Sports Network February 2014 - Present
Orlow & Orlow January 2009 - Present
Game Sports Network 2014 - 2015
Game Sports Network 2014 - 2015
RationalWave Analytics October 2012 - January 2014
Omega Advisors January 2007 - December 2008
Merrill Lynch & Co., Inc January 2006 - December 2006
Nomura Securities International August 2001 - September 2005
Lord, Abbett & Co July 1998 - August 2001
Credit Suisse First Boston September 1997 - July 1998
Skills
Investments, Capital Markets, Portfolio Management, Financial Modeling, Equities, Financial Analysis, Equity Research, Asset Management, Hedge Funds, Alternative Investments, Series 7, Valuation, Bloomberg, Risk Management, Equity Valuation, Predictive Analytics
Education
Temple University School of Law 1992 — 1995
Juris Doctor, UCC and public law
University of Pennsylvania 1990 — 1992
MGA, Finance
Wesleyan University 1984 — 1987
Bachelor of Arts, History and East Asian Studies (Mandarin)
John Devaney's Nomura Securities International Experience July 2006 - October 2012
Job International Sales Trading SVP at Jefferies & Company
Industry Financial Services
Experience
Jefferies & Company November 2012 - Present
Nomura Securities International July 2006 - October 2012
Skills
Trading, Series 63, Capital Markets, Fixed Income, Hedge Funds, Alternative Investments, Bloomberg, Equity Trading, Equities, Mutual Funds, Securities, Derivatives, Equity Research, Investments, Financial Markets, Electronic Trading, Options, Bonds, Trading Systems, Investment Banking, Series 7, Swaps, Investment Management, Emerging Markets, Proprietary Trading, Prime Brokerage, FINRA, FX Options, Asset Allocation, Portfolio Management, Commodity, Asset Management, Equity Derivatives, Structured Products, Financial Services, ETFs, Wealth Management, Hedging, Credit Derivatives, Market Data, Middle Office, Securities Lending, Investment Advisory, Interest Rate..., Trading Strategies, Equity Valuation, Currency
Education
Chaminade High School
Fordham University
Economics
Jefferies & Company November 2012 - Present
Nomura Securities International July 2006 - October 2012
Skills
Trading, Series 63, Capital Markets, Fixed Income, Hedge Funds, Alternative Investments, Bloomberg, Equity Trading, Equities, Mutual Funds, Securities, Derivatives, Equity Research, Investments, Financial Markets, Electronic Trading, Options, Bonds, Trading Systems, Investment Banking, Series 7, Swaps, Investment Management, Emerging Markets, Proprietary Trading, Prime Brokerage, FINRA, FX Options, Asset Allocation, Portfolio Management, Commodity, Asset Management, Equity Derivatives, Structured Products, Financial Services, ETFs, Wealth Management, Hedging, Credit Derivatives, Market Data, Middle Office, Securities Lending, Investment Advisory, Interest Rate..., Trading Strategies, Equity Valuation, Currency
Education
Chaminade High School
Fordham University
Economics
Lisa-Lynn Boron's Nomura Securities International Experience October 2009 - Present
Job Executive Director at Nomura
Industry Financial Services
Experience
Nomura Securities International October 2009 - Present
Barclays Capital September 2008 - October 2009
Lehman Brothers September 1997 - September 2008
Skills
ISDA, Securities Lending, Options, Management, Fixed Income, Capital Markets, Derivatives, Equities, Hedge Funds, Software Documentation, Securities, Bloomberg, Negotiation, Swaps, Equity Derivatives, Credit Derivatives, Trading
Education
Dowling College 1995 — 1997
MBA, General Management
Dowling College 1991 — 1995
BS, Social Sciences
Nomura Securities International October 2009 - Present
Barclays Capital September 2008 - October 2009
Lehman Brothers September 1997 - September 2008
Skills
ISDA, Securities Lending, Options, Management, Fixed Income, Capital Markets, Derivatives, Equities, Hedge Funds, Software Documentation, Securities, Bloomberg, Negotiation, Swaps, Equity Derivatives, Credit Derivatives, Trading
Education
Dowling College 1995 — 1997
MBA, General Management
Dowling College 1991 — 1995
BS, Social Sciences
Rajesh Bharatia's Nomura Securities International Experience July 2010 - Present
Job Vice President, CVA Trading at Nomura Sec
Industry Capital Markets
Experience
Nomura Securities International July 2010 - Present
Nomura Services October 2008 - July 2010
Lehman Brothers July 2008 - September 2008
Lehman Brothers 2006 - 2008
Skills
Derivatives, Fixed Income, Structured Products, Credit Derivatives, Trading, Interest Rate..., Hedging, Capital Markets, Investment Banking, Quantitative Finance, Strategy, Equities
Education
Indian Institute of Technology, Delhi 2001 — 2006
B. Tech & M. Tech, Electronics and Communication
Nomura Securities International July 2010 - Present
Nomura Services October 2008 - July 2010
Lehman Brothers July 2008 - September 2008
Lehman Brothers 2006 - 2008
Skills
Derivatives, Fixed Income, Structured Products, Credit Derivatives, Trading, Interest Rate..., Hedging, Capital Markets, Investment Banking, Quantitative Finance, Strategy, Equities
Education
Indian Institute of Technology, Delhi 2001 — 2006
B. Tech & M. Tech, Electronics and Communication
G. Kurt von Uffel's Nomura Securities International Experience March 2004 - April 2007
Job Sales Director at ELX Futures
Industry Financial Services
Experience
ELX Futures Sales DirectorELX Futures, L.P.
Nomura Securities International March 2004 - April 2007
Morgan Stanley October 1989 - March 2004
Education
University of Pennsylvania - The Wharton School 1977 — 1981
B.S. Economics, Management
ELX Futures Sales DirectorELX Futures, L.P.
Nomura Securities International March 2004 - April 2007
Morgan Stanley October 1989 - March 2004
Education
University of Pennsylvania - The Wharton School 1977 — 1981
B.S. Economics, Management
Julia Ilyutovich's Nomura Securities International Experience November 2009 - October 2012
Job Application Developer at MarketAxess
Industry Computer Software
Experience
MarketAxess October 2012 - Present
Nomura Securities International November 2009 - October 2012
Mismi Inc. August 2008 - November 2009
Knight Equity Markets June 2003 - April 2007
Lehman Brothers October 2000 - June 2003
Volvo Finance North America May 1998 - October 2000
Telxon March 1996 - June 1997
Education
Case Western Reserve University 1992 — 1996
BS, Computer Engineering
moscow institute of steel and alloys 1991 — 1992
Computer Engineering
MarketAxess October 2012 - Present
Nomura Securities International November 2009 - October 2012
Mismi Inc. August 2008 - November 2009
Knight Equity Markets June 2003 - April 2007
Lehman Brothers October 2000 - June 2003
Volvo Finance North America May 1998 - October 2000
Telxon March 1996 - June 1997
Education
Case Western Reserve University 1992 — 1996
BS, Computer Engineering
moscow institute of steel and alloys 1991 — 1992
Computer Engineering
Shelley Habif's Nomura Securities International Experience 1987 - 2002
Job Owner at Mountain Mojo Coffee House
Industry Information Technology and Services
Experience
Mountain Mojo Coffee House April 2013 - Present
Nomura Securities International 1987 - 2002
Skills
Equities, Derivatives, Capital Markets, Fixed Income, Trading Systems, Business Analysis, Hedge Funds, Risk Management, Electronic Trading, Market Data, Back Office, Securities, SDLC, Asset Management, Options
Education
SUNY New Paltz 1970 — 1973
Bachelor of Science (BS)
Mountain Mojo Coffee House April 2013 - Present
Nomura Securities International 1987 - 2002
Skills
Equities, Derivatives, Capital Markets, Fixed Income, Trading Systems, Business Analysis, Hedge Funds, Risk Management, Electronic Trading, Market Data, Back Office, Securities, SDLC, Asset Management, Options
Education
SUNY New Paltz 1970 — 1973
Bachelor of Science (BS)
Drew Laudando's Nomura Securities International Experience March 2004 - May 2007
Job Financial Services Professional
Industry Financial Services
Experience
Macquarie Bank March 2010 - Present
Financial Industry Technical Services, Inc February 2009 - March 2010
UBS Securities LLC May 2007 - February 2009
UBS Securities LLC 2007 - 2009
Nomura Securities International March 2004 - May 2007
Nomura Securities International 2004 - 2007
Pershing April 1999 - July 2001
Pershing 1999 - 2001
Pershing January 1999 - January 2000
National Financial Services February 1997 - April 1999
Education
Hofstra University
State University of New York at Stony Brook
Stony Brook University
Bachelor of Arts
University of Hofstra
Masters of Arts
Macquarie Bank March 2010 - Present
Financial Industry Technical Services, Inc February 2009 - March 2010
UBS Securities LLC May 2007 - February 2009
UBS Securities LLC 2007 - 2009
Nomura Securities International March 2004 - May 2007
Nomura Securities International 2004 - 2007
Pershing April 1999 - July 2001
Pershing 1999 - 2001
Pershing January 1999 - January 2000
National Financial Services February 1997 - April 1999
Education
Hofstra University
State University of New York at Stony Brook
Stony Brook University
Bachelor of Arts
University of Hofstra
Masters of Arts
Fei Hua's Nomura Securities International Experience May 2010 - Present
Job Quantitative Research Associate at Nomura Securities International
Industry Financial Services
Experience
Nomura Securities International May 2010 - Present
New York University September 2009 - May 2010
Education
Florida State University 2004 — 2009
PhD, Applied Mathematics
Fudan University 2000 — 2004
B. Sc., Applied Mathematics
Nomura Securities International May 2010 - Present
New York University September 2009 - May 2010
Education
Florida State University 2004 — 2009
PhD, Applied Mathematics
Fudan University 2000 — 2004
B. Sc., Applied Mathematics
Ohmsatya Ravi's Nomura Securities International Experience December 2009 - December 2014
Job Managing Director at Nomura Structured Finance Services
Industry Investment Banking
Experience
Nomura Structured Finance Services January 2015 - Present
Nomura Securities International December 2009 - December 2014
Bank of America 2003 - 2009
Congressional Budget Office 2002 - 2003
Fluent Incorporated 1998 - 2002
Education
Northwestern University - Kellogg School of Management 2000 — 2003
MBA, Finance
Purdue University 1996 — 1998
PhD, Mechanical Engineering
Indian Institute of Technology Mumbai 1988 — 1994
BS & MS, Mechanical Engineering
Nomura Structured Finance Services January 2015 - Present
Nomura Securities International December 2009 - December 2014
Bank of America 2003 - 2009
Congressional Budget Office 2002 - 2003
Fluent Incorporated 1998 - 2002
Education
Northwestern University - Kellogg School of Management 2000 — 2003
MBA, Finance
Purdue University 1996 — 1998
PhD, Mechanical Engineering
Indian Institute of Technology Mumbai 1988 — 1994
BS & MS, Mechanical Engineering
Michael Guarnieri's Nomura Securities International Experience 2013 - Present
Job Managing Director at Nomura Securities
Industry Financial Services
Experience
Nomura Securities International 2013 - Present
Nomura Securities International 2011 - 2013
Nomura Securities International 2009 - 2011
Lehman Brothers 1994 - 2009
Kidder Peabody 1990 - 1994
Education
Fordham University 1983 — 1987
Bachelor of Science, Finance
Nomura Securities International 2013 - Present
Nomura Securities International 2011 - 2013
Nomura Securities International 2009 - 2011
Lehman Brothers 1994 - 2009
Kidder Peabody 1990 - 1994
Education
Fordham University 1983 — 1987
Bachelor of Science, Finance
Sanjeev Khullar's Nomura Securities International Experience 1990 - 1997
Job at
Industry Financial Services
Experience
Auriga Partners LLC 1997 - Present
Nomura Securities International 1990 - 1997
Skills
Fixed Income, Derivatives, Equities, Trading, Investments, Portfolio Management, Options, Capital Markets, Hedge Funds, Valuation, Financial Markets, Investment Banking, Structured Finance, Financial Risk, Risk Management
Education
Harvard Business School
MBA, General management and Finance
Indian Institute of Technology, Kanpur
B. Tech., Electrical Engineering
University of Wisconsin, Madison
M.S., Computer Science
Auriga Partners LLC 1997 - Present
Nomura Securities International 1990 - 1997
Skills
Fixed Income, Derivatives, Equities, Trading, Investments, Portfolio Management, Options, Capital Markets, Hedge Funds, Valuation, Financial Markets, Investment Banking, Structured Finance, Financial Risk, Risk Management
Education
Harvard Business School
MBA, General management and Finance
Indian Institute of Technology, Kanpur
B. Tech., Electrical Engineering
University of Wisconsin, Madison
M.S., Computer Science
Jessica Beneduce's Nomura Securities International Experience November 2004 - August 2006
Job Financial Services Professional
Industry Financial Services
Experience
Prudential Financial August 2006 - March 2009
Nomura Securities International November 2004 - August 2006
TD Waterhouse Investor Services June 2001 - November 2004
TD Waterhouse Investor Services August 2000 - June 2001
AT&T June 1995 - August 1999
Skills
Account Reconciliation, Corporate Actions
Education
Penn State University 1995 — 2000
Bachelors, Management
Prudential Financial August 2006 - March 2009
Nomura Securities International November 2004 - August 2006
TD Waterhouse Investor Services June 2001 - November 2004
TD Waterhouse Investor Services August 2000 - June 2001
AT&T June 1995 - August 1999
Skills
Account Reconciliation, Corporate Actions
Education
Penn State University 1995 — 2000
Bachelors, Management
Joseph Dorilio's Nomura Securities International Experience January 1993 - January 1996
Job Managind Director at G&L Partners
Industry Financial Services
Experience
G & L Partners, Inc March 2009 - Present
WR Hambrecht & Co November 2005 - November 2008
Global Direct Equities, Inc June 2005 - November 2005
NYFIX, Inc October 2002 - June 2005
ING Financial Markets January 1996 - February 2002
Nomura Securities International January 1993 - January 1996
Skills
Options, Trading, Securities, Equities, Trading Systems, Electronic Trading, Equity Trading, Series 7, Bloomberg, Analysis, Derivatives, Proprietary Trading, Risk Management, ETFs, Business Development, Start-ups, FINRA, Series 63, Capital Markets, Series 24
Education
Long Island University
Bachelor of Arts degree, Political Science; Public Administration
G & L Partners, Inc March 2009 - Present
WR Hambrecht & Co November 2005 - November 2008
Global Direct Equities, Inc June 2005 - November 2005
NYFIX, Inc October 2002 - June 2005
ING Financial Markets January 1996 - February 2002
Nomura Securities International January 1993 - January 1996
Skills
Options, Trading, Securities, Equities, Trading Systems, Electronic Trading, Equity Trading, Series 7, Bloomberg, Analysis, Derivatives, Proprietary Trading, Risk Management, ETFs, Business Development, Start-ups, FINRA, Series 63, Capital Markets, Series 24
Education
Long Island University
Bachelor of Arts degree, Political Science; Public Administration
Yuri Grabovsky's Nomura Securities International Experience 2005 - 2007
Job FinOp at Leumi Investment Services Inc.
Industry Financial Services
Experience
Leumi Investment Services Inc. November 2013 - Present
Barclays Capital August 2008 - November 2013
Macquarie Bank February 2007 - June 2008
Nomura Securities International 2005 - 2007
Skills
FINOP, series 27, CPA, 15c3-3 customer..., 15c3-1 Net Capital, Financial Reporting, Auditing, Financial Analysis, Capital Markets, Investment Banking, Derivatives, Fixed Income, Equities, Corporate Finance, Accounting, Financial Accounting, Financial Audits, Banking, Private Equity, Internal Controls, Project Finance, Series 24, Series 7, Finance, Management, Risk Management, Financial Services, Securities, Process Improvement
Education
Baruch College, City University of New York (CUNY) 1998 — 2000
MBA, Finance
Baruch College, City University of New York (CUNY) 1993 — 1996
Bachelor of Business Administration (BBA), Accounting
Leumi Investment Services Inc. November 2013 - Present
Barclays Capital August 2008 - November 2013
Macquarie Bank February 2007 - June 2008
Nomura Securities International 2005 - 2007
Skills
FINOP, series 27, CPA, 15c3-3 customer..., 15c3-1 Net Capital, Financial Reporting, Auditing, Financial Analysis, Capital Markets, Investment Banking, Derivatives, Fixed Income, Equities, Corporate Finance, Accounting, Financial Accounting, Financial Audits, Banking, Private Equity, Internal Controls, Project Finance, Series 24, Series 7, Finance, Management, Risk Management, Financial Services, Securities, Process Improvement
Education
Baruch College, City University of New York (CUNY) 1998 — 2000
MBA, Finance
Baruch College, City University of New York (CUNY) 1993 — 1996
Bachelor of Business Administration (BBA), Accounting
Charles Smallwood's Nomura Securities International Experience June 1989 - November 1997
Job Senior Contract Manager at Women In Need, Inc.
Industry Accounting
Experience
Women In Need, Inc. May 2012 - Present
1199 National Benefit Fund January 2010 - May 2012
Robert Half Finance & Accounting August 2009 - November 2009
United Business Media January 2008 - June 2009
Global Home Loans September 2001 - December 2007
Merrill Lynch November 1997 - June 2001
Nomura Securities International June 1989 - November 1997
Skills
QuickBooks, Accounting, Financial Analysis, Financial Reporting, Account Reconciliation, Forecasting, Finance, Auditing, Accounts Payable, Accounts Receivable, Analysis, Budgets, Customer Service, Internal Audit, Invoicing, Management, Microsoft Excel, Microsoft Office, Payroll, Team Building, Training, Variance Analysis, General Ledger, Cash Management, Financial Statements, Journal Entries
Education
New York Real Estate Institute, New York
New York State Real Estate Salesperson License, Real Estate
University of Phoenix
Bachelors of Science in Business, Finance
City University of New York City College
Associates Degree, Accounting
Women In Need, Inc. May 2012 - Present
1199 National Benefit Fund January 2010 - May 2012
Robert Half Finance & Accounting August 2009 - November 2009
United Business Media January 2008 - June 2009
Global Home Loans September 2001 - December 2007
Merrill Lynch November 1997 - June 2001
Nomura Securities International June 1989 - November 1997
Skills
QuickBooks, Accounting, Financial Analysis, Financial Reporting, Account Reconciliation, Forecasting, Finance, Auditing, Accounts Payable, Accounts Receivable, Analysis, Budgets, Customer Service, Internal Audit, Invoicing, Management, Microsoft Excel, Microsoft Office, Payroll, Team Building, Training, Variance Analysis, General Ledger, Cash Management, Financial Statements, Journal Entries
Education
New York Real Estate Institute, New York
New York State Real Estate Salesperson License, Real Estate
University of Phoenix
Bachelors of Science in Business, Finance
City University of New York City College
Associates Degree, Accounting
James DePalma's Nomura Securities International Experience 2005 - 2007
Job President, Seneca Mortgage Servicing LLC
Industry Financial Services
Experience
Seneca Mortgage Servicing LLC ( Formerly known as AMS Servicing LLC) April 2008 - Present
Arbor Residential Mortgage, LLC 2006 - Present
Nomura 2005 - 2007
Nomura Securities 2005 - 2007
Nomura Securities International 2005 - 2007
Wells Fargo Home Mortgage 2002 - 2005
Education
Saint Bonaventure University 1978 — 1981
BS, Business Administration
Seneca Mortgage Servicing LLC ( Formerly known as AMS Servicing LLC) April 2008 - Present
Arbor Residential Mortgage, LLC 2006 - Present
Nomura 2005 - 2007
Nomura Securities 2005 - 2007
Nomura Securities International 2005 - 2007
Wells Fargo Home Mortgage 2002 - 2005
Education
Saint Bonaventure University 1978 — 1981
BS, Business Administration
Leslie L. Johnson's Nomura Securities International Experience September 1996 - October 1997
Job Student
Industry International Affairs
Experience
Rare Conservation February 2010 - May 2010
Artisans Microfinance Pvt. Ltd., India December 2008 - April 2009
All India Artisans & Craftworkers Welfare Association, India March 2008 - September 2008
Merrill Lynch Foundation July 2005 - August 2007
Merrill Lynch & Co. June 2001 - May 2005
Lehman Brothers, Inc. October 1997 - December 1999
Nomura Securities International September 1996 - October 1997
Education
The Wharton School, University of Pennsylvania 2000 — 2002
Master, Business Administration, Global Corporate Strategy
Dartmouth College 1991 — 1995
Bachelor of Arts, Economics; Sociology
Rare Conservation February 2010 - May 2010
Artisans Microfinance Pvt. Ltd., India December 2008 - April 2009
All India Artisans & Craftworkers Welfare Association, India March 2008 - September 2008
Merrill Lynch Foundation July 2005 - August 2007
Merrill Lynch & Co. June 2001 - May 2005
Lehman Brothers, Inc. October 1997 - December 1999
Nomura Securities International September 1996 - October 1997
Education
The Wharton School, University of Pennsylvania 2000 — 2002
Master, Business Administration, Global Corporate Strategy
Dartmouth College 1991 — 1995
Bachelor of Arts, Economics; Sociology
Joy Song's Nomura Securities International Experience January 2005 - July 2007
Job Cybersecurity Researcher
Industry Information Technology and Services
Experience
New York County District Attorney's Office May 2014 - January 2015
NY State Governor's Executive Chamber June 2013 - August 2013
Research Foundation of CUNY April 2012 - May 2013
JPMorgan July 2007 - March 2013
Nomura Securities International January 2005 - July 2007
Nomura Securities International July 2001 - August 2003
Morgan Stanley Smith Barney June 1998 - June 2001
Princeton Information September 1997 - June 1998
Cornell University October 1995 - May 1996
PriceWaterhouseCoopers LLP February 1994 - August 1995
Skills
SDLC, Sybase, Testing, Business Requirements, Business Analysis, Software Documentation, Analysis, Unix Shell Scripting, Fixed Income, Databases, Programming, Risk Management, VBA, Graphic Design, CRM, Visual Basic, Management, Web Development, HTML, Java, Finance, Banking, Research, SQL, Leadership, Visio, Security, Integration, SharePoint, Software Project..., Vendor Management, System Administration, Software Development, Unix, Disaster Recovery, Business Continuity, Networking, Network Security, Enterprise Architecture, Computer Security, Information Security..., IT Strategy, Penetration Testing, Information Security
Education
John Jay College of Criminal Justice 2010 — 2014
Master of Science (MS)
Pepperdine University, The George L. Graziadio School of Business and Management 2002 — 2004
MBA
Ecole Supérieur de Commerce de Rouen 2003 — 2004
Graduate Certificate
Cornell University
BA
New York County District Attorney's Office May 2014 - January 2015
NY State Governor's Executive Chamber June 2013 - August 2013
Research Foundation of CUNY April 2012 - May 2013
JPMorgan July 2007 - March 2013
Nomura Securities International January 2005 - July 2007
Nomura Securities International July 2001 - August 2003
Morgan Stanley Smith Barney June 1998 - June 2001
Princeton Information September 1997 - June 1998
Cornell University October 1995 - May 1996
PriceWaterhouseCoopers LLP February 1994 - August 1995
Skills
SDLC, Sybase, Testing, Business Requirements, Business Analysis, Software Documentation, Analysis, Unix Shell Scripting, Fixed Income, Databases, Programming, Risk Management, VBA, Graphic Design, CRM, Visual Basic, Management, Web Development, HTML, Java, Finance, Banking, Research, SQL, Leadership, Visio, Security, Integration, SharePoint, Software Project..., Vendor Management, System Administration, Software Development, Unix, Disaster Recovery, Business Continuity, Networking, Network Security, Enterprise Architecture, Computer Security, Information Security..., IT Strategy, Penetration Testing, Information Security
Education
John Jay College of Criminal Justice 2010 — 2014
Master of Science (MS)
Pepperdine University, The George L. Graziadio School of Business and Management 2002 — 2004
MBA
Ecole Supérieur de Commerce de Rouen 2003 — 2004
Graduate Certificate
Cornell University
BA
He Zhiyuan's Nomura Securities International Experience May 2014 - August 2014
Job Marketing Intern at GuideVine
Industry
Experience
GuideVine November 2014 - Present
Nomura Securities International May 2014 - August 2014
Columbia University Economics Department February 2014 - May 2014
Situation Interactive March 2014 - April 2014
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Economics, Microsoft Word, Research, Public Speaking, English, Mandarin, Policy Analysis, Event Management, Social Entrepreneurship
Education
Columbia University in the City of New York 2012 — 2016
Bachelor of Arts (B.A.), Economics-Mathematics
Raffles Junior College 2006 — 2011
GCE A Levels
GuideVine November 2014 - Present
Nomura Securities International May 2014 - August 2014
Columbia University Economics Department February 2014 - May 2014
Situation Interactive March 2014 - April 2014
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Economics, Microsoft Word, Research, Public Speaking, English, Mandarin, Policy Analysis, Event Management, Social Entrepreneurship
Education
Columbia University in the City of New York 2012 — 2016
Bachelor of Arts (B.A.), Economics-Mathematics
Raffles Junior College 2006 — 2011
GCE A Levels
Sean McClenin's Nomura Securities International Experience September 2011 - April 2015
Job Vice President at Nomura Securities
Industry Financial Services
Experience
Nomura Securities April 2015 - Present
Nomura Securities International September 2011 - April 2015
MACQUARIE BANK, Ltd November 2010 - September 2011
SWISS RE ASSET MANAGEMENT May 2007 - October 2010
BNP Paribas May 2005 - May 2007
ABN AMRO, INC October 2001 - May 2005
Credit Suisse February 2000 - October 2001
Skills
Fixed Income, Settlements, Bonds, Reconciliations, Risk Management, Asset Management, Prime Brokerage, Settlement, Account Reconciliation, Financial Services, Corporate Actions, Operational Risk, Back Office, DTC, Credit, Funding, Structured Products, FINRA, ABS, Underwriting, Asset Managment, Equities, Middle Office, Securities, Trading, Valuation
Education
St. John's University 1994 — 1999
Additional; Bachelor of Science, Information; Business Administration; Finance
Nomura Securities April 2015 - Present
Nomura Securities International September 2011 - April 2015
MACQUARIE BANK, Ltd November 2010 - September 2011
SWISS RE ASSET MANAGEMENT May 2007 - October 2010
BNP Paribas May 2005 - May 2007
ABN AMRO, INC October 2001 - May 2005
Credit Suisse February 2000 - October 2001
Skills
Fixed Income, Settlements, Bonds, Reconciliations, Risk Management, Asset Management, Prime Brokerage, Settlement, Account Reconciliation, Financial Services, Corporate Actions, Operational Risk, Back Office, DTC, Credit, Funding, Structured Products, FINRA, ABS, Underwriting, Asset Managment, Equities, Middle Office, Securities, Trading, Valuation
Education
St. John's University 1994 — 1999
Additional; Bachelor of Science, Information; Business Administration; Finance
Scott Noble's Nomura Securities International Experience January 2009 - August 2010
Job Equity Trader at AMR Capital Trading
Industry Financial Services
Experience
AMR Capital Trading January 2012 - Present
MKM Partners March 2011 - November 2011
Nomura Securities International January 2009 - August 2010
Lehman Brothers September 2007 - January 2009
Lehman Brothers January 2006 - September 2007
Skills
Equities, Derivatives, Options, Capital Markets, Bloomberg, Series 7, Trading, Valuation, Portfolio Management, Equity Derivatives, Financial Markets, Electronic Trading, Equity Trading, Hedge Funds, Investments
Education
Duke University 1998 — 2002
BA, Economics
Christian Brothers High School 1994 — 1998
AMR Capital Trading January 2012 - Present
MKM Partners March 2011 - November 2011
Nomura Securities International January 2009 - August 2010
Lehman Brothers September 2007 - January 2009
Lehman Brothers January 2006 - September 2007
Skills
Equities, Derivatives, Options, Capital Markets, Bloomberg, Series 7, Trading, Valuation, Portfolio Management, Equity Derivatives, Financial Markets, Electronic Trading, Equity Trading, Hedge Funds, Investments
Education
Duke University 1998 — 2002
BA, Economics
Christian Brothers High School 1994 — 1998
Robert Mankin's Nomura Securities International Experience March 1987 - April 1994
Job CEO Lakeside Financial Services, L.L.C.
Industry Management Consulting
Experience
TechPar Group 2002 - Present
Lakeside Financial Services 1995 - Present
Thomson Financial June 1997 - March 1998
PaineWebber April 1994 - March 1995
Nomura Securities International March 1987 - April 1994
First Interstate Bank 1984 - 1987
The Chase Manhattan Bank April 1974 - September 1984
Skills
Risk Management, Change Management, Business Transformation, Management Consulting, Business Strategy, Business Intelligence, Strategic Planning, Organizational Design, Consultancy, Organizational Change, Governance, IT Strategy, Fixed Income, Financial Services, Banking, Capital Markets, Portfolio Management, Mergers & Acquisitions, Business Development, Derivatives, Investment Banking
Education
Pace University 1974 — 1980
Doctor Professional Studies (with distinction), Finance, Management, International Business
Baruch College, City University of New York (CUNY)
MBA, Administration & Policy
City University of New York-Brooklyn College
BA (cum laude), Mathematics
TechPar Group 2002 - Present
Lakeside Financial Services 1995 - Present
Thomson Financial June 1997 - March 1998
PaineWebber April 1994 - March 1995
Nomura Securities International March 1987 - April 1994
First Interstate Bank 1984 - 1987
The Chase Manhattan Bank April 1974 - September 1984
Skills
Risk Management, Change Management, Business Transformation, Management Consulting, Business Strategy, Business Intelligence, Strategic Planning, Organizational Design, Consultancy, Organizational Change, Governance, IT Strategy, Fixed Income, Financial Services, Banking, Capital Markets, Portfolio Management, Mergers & Acquisitions, Business Development, Derivatives, Investment Banking
Education
Pace University 1974 — 1980
Doctor Professional Studies (with distinction), Finance, Management, International Business
Baruch College, City University of New York (CUNY)
MBA, Administration & Policy
City University of New York-Brooklyn College
BA (cum laude), Mathematics
Cecilia Williams's Nomura Securities International Experience November 2008 - Present
Job Sales Assistant at Nomura Securities
Industry Financial Services
Experience
NOMURA SECURITIES INTERNATIONAL November 2008 - Present
LEHMAN BROTHERS/BARCLAYS CAPITAL March 2006 - October 2008
Perry Capital May 2003 - January 2006
CITIGROUP/SALOMON SMITH BARNEY April 1997 - May 2003
Loral Space & Communications May 1992 - April 1997
Education
City University of New York, Bernard Baruch 2004 — 2008
BA, Finance 2008
State University of New York at Delhi 1987 — 1990
AAS, Technology
Dance BDC
NOMURA SECURITIES INTERNATIONAL November 2008 - Present
LEHMAN BROTHERS/BARCLAYS CAPITAL March 2006 - October 2008
Perry Capital May 2003 - January 2006
CITIGROUP/SALOMON SMITH BARNEY April 1997 - May 2003
Loral Space & Communications May 1992 - April 1997
Education
City University of New York, Bernard Baruch 2004 — 2008
BA, Finance 2008
State University of New York at Delhi 1987 — 1990
AAS, Technology
Dance BDC
Charles (Chip) McGuire's Nomura Securities International Experience May 1995 - January 2005
Job registered representative at Bache Commodities
Industry Financial Services
Experience
Prudential Bache Securities, LLC July 2006 - November 2010
Nomura Securities, International May 1995 - January 2005
Dean Witter Discover January 1994 - January 1995
REFCO, Incorporated January 1989 - January 1994
Skills
Options, Options Strategies, Trading, Back Office, Traders, FINRA, Equities, Series 63, Technical Analysis, Analysis, Bonds, Trading Systems, Fundamental Analysis, Securities
Education
Northern Illinois University 1984 — 1989
bachelor of science, communications
Prudential Bache Securities, LLC July 2006 - November 2010
Nomura Securities, International May 1995 - January 2005
Dean Witter Discover January 1994 - January 1995
REFCO, Incorporated January 1989 - January 1994
Skills
Options, Options Strategies, Trading, Back Office, Traders, FINRA, Equities, Series 63, Technical Analysis, Analysis, Bonds, Trading Systems, Fundamental Analysis, Securities
Education
Northern Illinois University 1984 — 1989
bachelor of science, communications
Yoshikazu Yasuoka's Nomura Securities International Experience September 1991 - April 2003
Job The Prudential Insurance Company of America Financial Professional
Industry Insurance
Experience
The Prudential Insurance Company of America October 2012 - Present
Mizuho Securities USA May 2010 - December 2011
Mitsubishi UFJ Securities USA November 2006 - April 2010
Mizuho Securities USA May 2003 - October 2006
Nomura Securities International September 1991 - April 2003
Nomura Securities Co. Tokyo HQ May 1989 - August 1991
Nomura International Plc. London June 1985 - April 1989
Nomura Securities Co. Tokyo HQ August 1984 - May 1985
Education
University of California, Riverside 1981 — 1984
Business, Linguistics
The Prudential Insurance Company of America October 2012 - Present
Mizuho Securities USA May 2010 - December 2011
Mitsubishi UFJ Securities USA November 2006 - April 2010
Mizuho Securities USA May 2003 - October 2006
Nomura Securities International September 1991 - April 2003
Nomura Securities Co. Tokyo HQ May 1989 - August 1991
Nomura International Plc. London June 1985 - April 1989
Nomura Securities Co. Tokyo HQ August 1984 - May 1985
Education
University of California, Riverside 1981 — 1984
Business, Linguistics
Akiko Himeno's Nomura Securities International Experience 1995 - 1998
Job Account Manager at Thomson Reuters
Industry Information Technology and Services
Experience
Thomson Reuters Account MangerBridge Information Systems2000 - 2001
Nomura Securities International 1995 - 1998
Skills
Market Data, Trading Systems, Financial Markets, Electronic Trading, Trading, Fixed Income, Account Management, FX Options, Financial Services, Salesforce.com, Vendor Management, Equities, Business Analysis, Options, Derivatives, Relationship Management, Capital Markets, Hedge Funds, Equity Trading, Back Office
Education
聖心女子大学 / University of the Sacred Heart, Tokyo
BA, English
Thomson Reuters Account MangerBridge Information Systems2000 - 2001
Nomura Securities International 1995 - 1998
Skills
Market Data, Trading Systems, Financial Markets, Electronic Trading, Trading, Fixed Income, Account Management, FX Options, Financial Services, Salesforce.com, Vendor Management, Equities, Business Analysis, Options, Derivatives, Relationship Management, Capital Markets, Hedge Funds, Equity Trading, Back Office
Education
聖心女子大学 / University of the Sacred Heart, Tokyo
BA, English
Bob Phelan's Nomura Securities International Experience January 1993 - April 2000
Job SVP, Global Risk Management at American Express
Industry Financial Services
Experience
American Express June 2000 - Present
Nomura Securities International January 1993 - April 2000
Fitch Ratings March 1991 - January 2000
Education
NYU 1982 — 1984
Advanced Post-MBA Degree, Financial Engineering
The University of Connecticut School of Business 1978 — 1980
MBA, Financial Accounting/MIS
American Express June 2000 - Present
Nomura Securities International January 1993 - April 2000
Fitch Ratings March 1991 - January 2000
Education
NYU 1982 — 1984
Advanced Post-MBA Degree, Financial Engineering
The University of Connecticut School of Business 1978 — 1980
MBA, Financial Accounting/MIS
Tom Jarck's Nomura Securities International Experience May 2013 - May 2015
Job Equity Derivatives Trader at Credit Suisse
Industry Investment Banking
Experience
Credit Suisse July 2015 - Present
Nomura Securities International May 2013 - May 2015
Deutsche Bank September 2011 - February 2013
Citigroup October 2004 - June 2011
Credit Suisse First Boston April 2002 - September 2004
Letco April 1992 - April 2002
Skills
Equity Derivatives, Trading, Equities, Derivatives, Volatility, ETFs, Futures Trading, Fixed Income, Options, Index Options, Market Making, Management, Series 7, Series 63, Series 24, series 3, series 4, series 55
Education
Penn State University 1987 — 1991
Bachelor of Science (BS), Economics
Credit Suisse July 2015 - Present
Nomura Securities International May 2013 - May 2015
Deutsche Bank September 2011 - February 2013
Citigroup October 2004 - June 2011
Credit Suisse First Boston April 2002 - September 2004
Letco April 1992 - April 2002
Skills
Equity Derivatives, Trading, Equities, Derivatives, Volatility, ETFs, Futures Trading, Fixed Income, Options, Index Options, Market Making, Management, Series 7, Series 63, Series 24, series 3, series 4, series 55
Education
Penn State University 1987 — 1991
Bachelor of Science (BS), Economics