Wells Fargo Advisors
Industry: Subsidiary
DescriptionWells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the ninth largest brokerage firm in the United States as of August 17, 2017 with $490 billion retail client assets under management. Headquarters: St. Louis, Missouri, United States Number of employees: 15,000 Advisors Parent organization: Wells Fargo Founded: 4 September 2001 Total assets: 490 billion USD Subsidiaries: Wachovia Securities (Argentina) LLC (Buenos Aires Argentina),
Wells Fargo Advisors List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Wells Fargo Advisors. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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7,010 Wells Fargo Advisors employees in database. Find out everything there's to know about Wells Fargo Advisors employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Wells Fargo Advisors Employees
Wells Fargo Advisors January 2015 - Present
MetLife July 2013 - November 2014
Wells Fargo Advisors 2011 - 2013
Wells Fargo 2009 - 2011
Chase 2006 - 2009
Washington Mutual 2005 - 2006
Skills
Insurance, Mutual Funds, Retirement Planning, Investments, Series 63, Fixed Annuities, Wealth Management, Life Insurance, Series 6, Sales, Investment Strategies, Relationship Management
Education
University of Bridgeport
Business and Finance
Westchester Community College
Morgan Stanley June 2015 - Present
Mtn View/Los Altos 2011 - June 2015
Wells Fargo Advisors December 2007 - February 2011
Skills
Strategy, Strategic Financial..., Retirement Planning, Portfolio Management, Financial Services, Financial Analysis, Finance, Due Diligence, Business Analysis, Mergers, Estate Planning, Wealth Management, Mergers & Acquisitions
Education
University of California, Davis
International Relations/Economics
CyberCoders October 2014 - Present
Workbridge Associates July 2012 - August 2014
Wells Fargo Advisors March 2012 - July 2012
StingyCampus June 2011 - August 2011
Skills
Music Editing, Video Editing, Internet Recruiting, Technical Recruiting, Leadership, Mentoring, Building Relationships, Teamwork, Editing, .NET, C#, SQL, Performing Arts, Karate, Process Improvement, Temporary Placement, Databases, Business Development, Business Intelligence, Applicant Tracking..., Staffing Services, Interviews, Staff Augmentation, Benefits Negotiation, Contract Recruitment, College Recruiting, Permanent Placement, Sourcing, Talent Acquisition, Recruiting
Education
University of California, Irvine 2008 — 2012
BA, Business Economics
Pittsburg High School 2004 — 2008
Self 2009 - Present
Wells Fargo Advisors 2013 - 2014
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, HTML, Efficent
Education
University of California, Irvine 2009 — 2013
Bachelor of Science (B.S.), Chemistry
Diamond Bar High School 2006 — 2009
High School Degree
Wells Fargo Advisors January 2014 - Present
Skills
Community Outreach, Event Planning, Fundraising, Social Media, Public Speaking, Volunteer Management, Media Relations, Public Relations, Social Media Marketing, Nonprofits, Politics, Strategic Communications, Event Management, Social Networking, Facebook, Customer Service, Marketing, Microsoft Office, Team Building
Education
University of California, Berkeley 1997 — 2003
Political Economics
Allegiance Capital Corporation September 2014 - Present
Allegiance Capital February 2013 - September 2014
UA Culverhouse Investment Management Group August 2010 - December 2012
Allegiance Capital June 2012 - August 2012
Wells Fargo Advisors June 2011 - July 2011
Wells Fargo Advisors May 2010 - July 2010
About Thyme Catering August 2008 - May 2010
Skills
Financial Modeling, Financial Analysis, Investments, Portfolio Management, Microsoft Excel, Presentations, Quantitative Risk..., Valuation, Team Building, Team Leadership, Analysis, Finance, Accounting, Mergers & Acquisitions, Private Equity, Corporate Finance, Financial Structuring, Buyouts, Investment Banking, Oil & Gas Industry, Bloomberg Terminal
Education
University of Alabama 2008 — 2012
Finance and Accounting
Wells Fargo Advisors 1998 - Present
Skills
401k Rollovers, Asset Allocation, Estate Investment..., Fixed-Income Strategies, Investment Strategies, Retirement Planning, Retirement Savings, Securities, Tax-Efficient Strategies, Wealth Preservation...
Education
University of Alaska Fairbanks 1986 — 1990
Bachelor's Degree
Kodiak High School
Guinet and Nguyen Wealth Advisory Group of Wells Fargo Advisors November 1994 - Present
Wells Fargo Advisors 1994 - Present
Education
University of California, Irvine 1978 — 1983
Bachelor of Arts (B.A.), Economics
Citi June 2014 - Present
Wells Fargo Advisors May 2012 - August 2012
Nordstrom June 2010 - January 2012
Skills
Microsoft Excel, R, Microsoft Office, Stata, Research, Analysis, Teamwork, Facebook, Customer Service, Sales, Social Media, Social Networking, Finance, Investments, Market Research, PowerPoint, Financial Analysis, Microsoft Word, Portfolio Management, Valuation, Corporate Finance
Education
UC Berkeley 2010 — 2014
Bachelor's degree, Economics, Senior
Wells Fargo Advisors December 2005 - Present
Legg Mason Wood Walker Inc. May 2001 - December 2005
Morgan Keegan & Co., Inc. January 1986 - May 2001
Skills
Investments, Banking, 401k, Wealth Management, Insurance, Mutual Funds, Estate Planning, Series 7, Retirement Planning, Due Diligence, Employee Benefits, Fixed Annuities, Series 63, Asset Allocation, Securities, Financial Advisory, Finance
Education
University of Alabama 1978 — 1982
Bachelors Degree, Business Administration
Wells Fargo Advisors April 1995 - Present
Education
University of Alabama 1990 — 1994
Bachelor of Business Administration (BBA), Finance, General
SnapFiesta Inc. March 2012 - Present
Wells Fargo Bank 2008 - January 2012
Wells Fargo Advisors 2008 - 2012
Skills
Financial Services, Loans, Credit, Mortgage Lending, Banking, Small Business Lending, Commercial Lending, Credit Analysis, Consumer Lending, Series 7, Commercial Banking, Loan Origination, Portfolio Management, Series 63, Investments
Education
UC Davis 2002 — 2007
History, Economics
Wells Fargo Advisors November 2014 - Present
J.P. Morgan November 2008 - November 2014
Wachovia Securities Financial Network August 2001 - November 2008
Morgan Stanley March 1998 - August 2001
Skills
Series 7, Corporate Finance, Due Diligence, Team Leadership, Asset Allocation, Forecasting, Financial Modeling, Finance, Investments, Wealth Management, Mergers, Wealth Management..., Portfolio Management, Banking, Securities, Investment Advisory, Mutual Funds, Strategic Financial..., Leadership, Equities, Valuation, Financial Analysis, Asset Management, Financial Advisory
Education
University of Alabama 1989 — 1993
Bachelor of Science, Finance
Shock Media Group September 2014 - Present
Medix ™ March 2014 - July 2014
DaVinci Business Graphics June 2013 - January 2014
Associated Students - UC Irvine June 2012 - June 2013
Wells Fargo Advisors April 2012 - June 2013
Associated Students - UC Irvine August 2011 - June 2012
Associated Students - UC Irvine September 2010 - June 2012
American Indian Resource Program - UC Irvine September 2011 - December 2011
University of California Irvine Career Center September 2010 - June 2011
Skills
Management, Public Speaking, Event Planning, Event Management, Program Management, Recruiting, Human Resources, Social Media, PowerPoint, Facebook, Microsoft Office, Microsoft Word, Social Networking, Microsoft Excel, Social Media Marketing, Community Outreach, Customer Service, Budgets, Marketing, Leadership, Market Research, Research, Time Management, Teamwork, Communication, Mandarin, SPSS, Data Analysis
Education
University of California, Irvine 2009 — 2013
Bachelor of Arts, Business Economics
Piedmont Hills High School
Wells Fargo Advisors April 2014 - Present
Wells Fargo Advisors April 2014 - Present
Wells Fargo's Alternative Strategies Brokerage Services, Inc. May 2010 - April 2014
Oelzen Capital LLC July 2009 - May 2010
Hall Capital Partners LLC July 2008 - June 2009
Citi September 2006 - March 2008
Avera Global Partners, LP October 2001 - June 2006
Wells Fargo - Private Client Services January 2000 - September 2001
Cadinha & Co. Investment Counsel April 1997 - January 2000
Banc One Investment Advisors January 1995 - April 1997
Skills
Alternative Investments, Hedge Funds, Equities, Capital Markets, Investments, Private Equity, Fund Of Funds, Business Development, Strategy, Finance, Prime Brokerage, Hedging
Education
CFA - Institute of Chartered Financial Analysts 1994 — 1996
CFA, Chartered Financial Analyst
CMT - Market Technicians Association 2001 — 2003
CMT, Technical Analysis
University of Arizona 1982 — 1986
BA, Economics, Software Engineering
Ameriprise Financial Services, Inc. September 2014 - Present
Wells Fargo Advisors June 2003 - January 2014
Wells Fargo June 2001 - July 2003
National Bank of Alaska May 1999 - June 2001
Skills
Series 7
Education
University of Alaska Anchorage
Tradewind Capital Group - Real Estate and Private Equity June 2014 - Present
Travelers October 2013 - June 2014
Travelers September 2010 - October 2013
UC Berkeley February 2013 - May 2013
Wheelhouse Investment Real Estate Brokerage June 2010 - August 2010
Wells Fargo Advisors May 2010 - August 2010
University of San Francisco August 2009 - June 2010
Templar Panama Real Estate June 2009 - August 2009
Skills
PowerPoint, Excel, Word, Microsoft Office, Public Speaking, Enterprise Risk..., Credit Analysis, Financial Analysis, Business Relationship..., Social Media Marketing, Personal Development, Humor, Youth Mentoring, Microsoft Excel, Microsoft Word, University Teaching, Networking, Surety, Risk Management, Marketing
Education
University of California, Berkeley 2012 — 2014
Construction Management Certificate Program
University of San Francisco
B.S, Business Administration - Finance
MixRank June 2015 - Present
Youth Citizenship Seminar May 2012 - Present
Back to the Roots LLC April 2015 - August 2015
Motor Yacht Hilary Lynn April 2014 - January 2015
Sailing Yacht Xiuma December 2013 - September 2014
Sigma Alpha Epsilon Fraternity August 2013 - January 2014
Wells Fargo Advisors January 2013 - September 2013
Marina Del Rey Yacht Club - Del Rey Landing May 2012 - August 2012
Skills
Team Leadership, Public Speaking, Marketing, Microsoft Office, Microsoft Excel, Social Media, Customer Service, Social Networking, Entrepreneurship, Data Analysis, Bloomberg Terminal, Leadership, Financial Analysis, Research, Outlook, Event Planning, Salesforce.com, Spanish, Microsoft Word, PowerPoint, Fundraising, Social Media Marketing, Yacht Charters
Education
University of California, Berkeley 2011 — 2015
Bachelor’s Degree, Interdisciplinary Studies
Loyola High School 2007 — 2011
High School
Corpus Christi School 1998 — 2007
UTC Aerospace Systems May 2014 - Present
Periscope May 2013 - September 2014
Old Chicago Restaurants January 2014 - May 2014
Wells Fargo Advisors April 2013 - August 2013
Billy's on Grand January 2013 - August 2013
University of St. Thomas September 2012 - May 2013
University of St. Thomas October 2011 - May 2013
Voyager Village Country Club May 2011 - August 2012
Homestead Cafe and Bakery July 2010 - August 2012
Skills
Teamwork, Customer Service, Leadership, Critical Thinking, Time Management, PowerPoint, Microsoft Word, Microsoft Excel, Microsoft Office, Community Outreach, Public Speaking, Problem Solving, Conflict Resolution, Community Service, Youth Leadership, Youth Leadership..., Team Building, Multi Tasking, Purchasing, Project Purchasing, SAP, Teamcenter, NDA, Supply Chain Management, SAP Supply Chain
Education
University of St. Thomas 2011 — 2015
Bachelor of Arts (BA), Business/Managerial Economics
University College Cork 2013 — 2013
Business, Management and Marketing in the European Union
Webster High School 2009 — 2011
Deloitte September 2013 - Present
Towers Watson June 2012 - September 2012
Wells Fargo Advisors February 2011 - September 2011
Wells Fargo August 2008 - September 2011
Education
University of California, Los Angeles 2011 — 2013
Business Economics, Accounting Minor
Wells Fargo Advisors February 2014 - Present
Wells Fargo 2012 - January 2014
Wells Fargo Advisors 2010 - 2012
Skills
Financial Services, Finance, Customer Service, Investments, Relationship Management, Community Outreach, Team Building, Securities, Leadership Development, Research, Brokerage, Microsoft Office, Leadership, Teamwork, Time Management
Education
University of Arkansas at Pine Bluff 2003 — 2007
Bachelor of Arts (B.A.), Criminal Justice/Law Enforcement Administration
Wells Fargo Advisors 2015 - Present
Penserra Securities LLC 2014 - 2014
Goldstein Munger + Associates 2013 - 2013
PENSCO Trust Company 2012 - 2012
The Transfinity Group 2011 - 2012
Skills
Microsoft Excel, Securities, Finance, Value Investing, Alternative Investments, SQL, Equities, JavaScript, Investments, Equity Research
Education
University of California, Davis 2004 — 2008
B.S., Finance / Business
University of Córdoba - Córdoba, Spain
Education Abroad Program - Fall Quarter 2006
Monte Vista High School 2000 — 2004
4.33 / 4.00 GPA
Business Owner: Financial Advocates Investment Management - NorCal April 2011 - Present
Wells Fargo Advisors 2004 - March 2011
Merrill Lynch October 1993 - October 2003
Skills
Retirement Planning, Retirement, Series 7, 401k, Wealth Management, FINRA, Series 63, Investment Management, Investments, Pensions, Retirement Plan..., Financial Advisory, Strategic Financial..., Series 65, Asset Allocation, Mutual Funds, Estate Planning, Securities, Insurance, Wealth Management..., Investment Advisory, Wealth, Portfolio Management, Series 24, IRAs, Finance, Investment Strategies
Education
University of Pennsylvania - The Wharton School 1993 — 1994
CIMA®, IMCA Certified Investment Management Analyst Program
University of California, Davis
Bachelor of Arts (B.A.), Economics; Monetary Policy Emphasis
Self-employed August 2014 - Present
Wells Fargo Advisors March 2014 - August 2014
Bank of America Merrill Lynch August 2012 - October 2013
Skills
Music Education, Drum Set Performance, Ableton Live, Audio Mixing, Video Editing, Video Production, Vocal Instruction, Piano Education, Guitar Instruction, Project Management, Piano, Percussion, Music
Education
University of Arkansas-Fort Smith 2006 — 2011
Bachelor of Business Administration (BBA), Minor in Music Education
Southside High School Fort Smith 2004 — 2006
PFITR May 2015 - Present
Olin Business School January 2015 - Present
IDEA Labs: Innovation, Design, & Engineering in Action January 2015 - Present
Olin Business School September 2014 - Present
Wells Fargo Advisors January 2015 - May 2015
Angel Baked Cookies October 2014 - December 2014
KPMG China July 2013 - September 2013
Citi August 2012 - September 2012
ANZ July 2011 - August 2011
Skills
Financial Analysis, Accounting, Financial Reporting, Corporate Finance, Financial Accounting, Microsoft Office, Budgeting, Financial Planning, Valuation, Word, Cash Flow, Economics, Cost Accounting, Spanish, Accounts Receivable, Accounts Payable, English, Problem Solving, General Ledger, Reconciliation, Planning, Research, Microsoft Excel, Budgets, Microsoft Word, PowerPoint, Finance, Analysis, Auditing, Data Analysis
Education
Washington University in St. Louis - Olin Business School 2014 — 2015
Master's Degree, Accounting, 3.9/4.0
University of Macau 2010 — 2014
Bachelor of Science, Accounting
University of Michigan - Stephen M. Ross School of Business 2013 — 2013
Accounting, 4.0/4.0
University of California, Berkeley 2012 — 2012
Summer Exchange, Accounting, 3.6/4.0
J.P. Morgan Securities, LLC July 2015 - Present
Realty Capital Securities February 2015 - June 2015
Strategic Capital Distributors/Realty Capital Securities May 2014 - January 2015
Wells Fargo Advisors September 2013 - May 2014
MetLife Investors February 2010 - September 2013
Wells Fargo May 2009 - February 2010
Skills
Certified Financial..., Series 7, Alternative Investments, Impact Investing, REIT, BDCs, Renewable Energy, Retirement Planning, Variable Annuities, Investments, Estate Planning, Wealth Management, Securities, Life Insurance, Insurance, Retirement, Asset Allocation, Series 63, 401k, Income Tax, Traditional IRA, Roth IRA, Qualified Retirement..., Series 6, Fixed Annuities, Portfolio Management
Education
University of California, Irvine 2004 — 2008
Bachelor of Arts (B.A.), Economics
Nielsen Merksamer April 2015 - Present
Stanford University August 2014 - Present
Hamilton & McInnis February 2014 - July 2014
Wells Fargo Advisors January 2012 - June 2012
Guardian Newspaper UC San Diego December 2010 - May 2012
Northwestern Mutual February 2011 - January 2012
Skills
Contract Law, International Business..., Microsoft Office, Public Speaking, PowerPoint, Microsoft Word, Social Media, Microsoft Excel
Education
University of California, Hastings College of the Law 2014 — 2016
Doctor of Law (J.D.), J.D.
University of California San Diego 2008 — 2012
BA, Political Science International Relations
Little Elm High Shcool 2004 — 2008
Wells Fargo Advisors November 1999 - Present
MF Global July 1995 - October 1999
Skills
Retirement Planning, 401k Rollovers, Insurance, Risk Management, IRAs, Financial Advisory, Investment Planning, Asset Allocation, Tax-efficient Strategies, Wealth Accumulation..., Retirement Income..., Wealth Transfer, Beneficiary Planning, Customer Service, Financial Planning, Financial Services
Education
University of California, Davis 2003 — 2005
Certificate Program, Personal Financial Planning
University of Minnesota-Twin Cities 1991 — 1995
Wells Fargo Advisors June 2009 - Present
Smith Barney November 2003 - June 2009
UBS Financial services November 1998 - November 2003
Skills
Retirement Planning, Asset Allocation, Retirement, Alternative Investments, Investment Strategies, Separately Managed..., ETFs
Education
University of Arizona
Wells Fargo Advisors May 2001 - Present
US Department of Commerce June 1997 - January 2001
US Department of Education April 1994 - June 1997
Skills
Insurance, Management, Finance, Mutual Funds, Bonds, Financial Services, Retirement, Private Equity, Valuation, Mergers & Acquisitions, Due Diligence, Risk Management, 401k, Strategic Planning, Asset Allocation...
Education
University of Arkansas at Fayetteville 1989 — 1994
Bachelor of Arts (BA), History
Wells Fargo Securities July 2015 - Present
Wells Fargo Advisors July 2013 - July 2015
The Princeton Review March 2012 - June 2013
US Trust-Bank of America June 2012 - August 2012
Center for Evaluation of Global Action (CEGA) May 2011 - May 2012
Magoosh March 2011 - July 2011
Haas School of Business January 2011 - June 2011
Jamba Juice May 2010 - September 2010
Skills
Microsoft Excel, Microsoft Powerpoint, Stata, Wealth Management, Investment Strategies, Business Development, Public Speaking, Fluent in English,..., Tennis, Basketball, Spanish, Investments
Education
University of California, Berkeley 2009 — 2013
Bachelor of Arts (B.A.), Economics
University of California, Berkeley 2009 — 2013
Bachelor's degree, Business Administration and Management, General
Wells Fargo Advisors February 2014 - Present
Wells Fargo Advisors September 2010 - February 2014
Wachovia Bank July 2006 - September 2010
VALIC July 2003 - July 2006
The Hanover Insurance Group February 2002 - November 2002
Alfa Insurance Company December 1997 - February 2002
Skills
Series 7, Annuities, Series 66, Mutual Funds, Fixed Annuities, Retirement Planning, Credit, Commercial Lending, Financial Services, Strategic Financial..., Banking, Financial Advisory, Securities, Mortgage Lending, Loans, Investments, Finance, Wealth Management
Education
University of Alabama 1991 — 1993
B.A., International Relations
Wells Fargo Advisors January 2008 - Present
A.G. Edwards & Sons, Inc. January 1990 - January 2008
Shearson Lehman Hutton Inc February 1988 - January 1990
EF Hutton August 1983 - February 1988
Skills
Asset Allocation, Financial Advisory, Financial Services, Fixed Income Strategies, Insurance, Investment Strategies, Retirement Planning, Securities, Wealth Preservation..., Investment Planning
Education
University of Arkansas 1977 — 1981
Bachelor's Degree, Business Administration and Management, General
Veritone June 2014 - Present
Bank of Southern California April 2014 - June 2014
Havas Edge 2012 - 2014
Conservation Strategy Group September 2012 - November 2012
Conservation Strategy Group October 2011 - September 2012
City of Sacramento January 2011 - June 2011
Wells Fargo Advisors July 2010 - September 2010
The Levinson Law Group March 2008 - June 2008
Skills
Social Media, Event Planning, Public Relations, Research, Facebook, Customer Service, Marketing Strategy, Microsoft Excel, Media Planning, PowerPoint, Social Networking, Strategic Planning, Direct Response..., Radio Advertising, Digital Marketing, Advertising, Marketing Communications, Microsoft Office, Media Relations, Organizational..., Social Media Marketing
Education
UCSD Extension 2015 — 2015
Marketing
University of California, Davis 2008 — 2012
Dual Bachelor of Arts (B.A.), Political Science and Sociology
San Dieguito Academy High School 2004 — 2008
Wells Fargo Advisors September 1997 - Present
Skills
Budgets, Investments, Marketing Strategy, Public Speaking, Sales, Finance, Microsoft Excel, Event Planning
Education
University of California, Davis
Bachelor of Science (B.S.)
RBC Wealth Management August 2011 - Present
Merrill Lynch 2002 - August 2011
Wells Fargo Advisors 1992 - 2002
Education
University of Arizona 1981 — 1986
Bachelor of Science (B.S.), Accounting and Finance
Westwood High School
Wells Fargo Advisors June 1994 - Present
Skills
Retirement Planning, Financial Advisory, Risk Management, 401k Rollovers, Insurance, Asset Allocation, Mutual Funds, Securities, Business-succession..., Concentrated Stock..., Estate Investment..., Investment Planning, Retirement Plan..., Fixed Income Strategies, Stocks, Bonds, Annuities, Stock Analysis, Tax Efficient Strategies, Wealth Preservation...
Education
University of Alabama 1991 — 1994
Bachelor's degree, Accounting
PNC June 2015 - Present
BBVA Compass June 2014 - August 2014
Reit Management & Research, LLC May 2013 - August 2013
NorthMarq May 2013 - May 2013
Wells Fargo Advisors May 2012 - July 2012
Sutton Properties, LLP May 2010 - July 2012
Skills
Real Estate, Finance, Spanish, Leadership, Budgets, Marketing, Market Research, Teamwork
Education
University of Alabama 2011 — 2015
Bachelor's degree, Finance- Investment Management, Spanish, Senior
Wells Fargo Advisors May 2014 - Present
Korean Health Association June 2011 - June 2012
Education
University of California, Irvine 2010 — 2014
Bachelor's degree, Business Information Management
Wells Fargo Advisors December 1996 - Present
Skills
Investments, Retirement Planning, Financial Analysis, Budgets
Education
University of Arizona 1991 — 1995
Edward Jones October 2010 - Present
Wells Fargo Advisors June 2006 - February 2010
Wells Fargo Advisors December 2007 - 2010
Skills
Retirement Planning, Investments, Mutual Funds, Series 7, Wealth Management, 401k Rollovers, Financial Analysis, Fixed Annuities, Insurance, Series 63, Investment Advisory, Financial Modeling, Asset Allocation, Financial Advisory, Investment Strategies, Strategic Planning, wealth preservation..., Estate Considerations
Education
University of California, Los Angeles 2004 — 2007
Bachelor, Political Science, Global Studies
Mira Costa Community College 2000 — 2003
Associate of Arts and Sciences (A.A.S.), Sociology
La Costa Canyon
La Costa Canyon
Deutsche Bank Private Wealth Management 2006 - Present
Deutsche Bank 2006 - Present
Banc of America 2000 - 2006
Wells Fargo Advisors 1990 - 2000
Skills
Investments, Asset Management, Alternative Investments, Hedge Funds, Private Equity, Lending
Education
UCLA
Bacherlor of Science, Math and Economics
USC Marshall School of Business
Master of Business Administration (MBA), Finan
Pensionmark Retirement Group May 2012 - Present
Wells Fargo Advisors May 2009 - May 2012
UBS Financial Services, Inc May 2001 - April 2009
Merrill Lynch April 1995 - May 2001
Skills
401k, Retirement Planning, Estate Planning, Financial Planning
Education
University of California, Los Angeles 1988 — 1993
BA, Economics
Google October 2012 - Present
Deloitte Consulting August 2006 - October 2012
Kiva.org November 2009 - March 2010
Wells Fargo Advisors March 2005 - May 2005
Skills
Analytics, Financial Analysis, Management Consulting, Management, Financial Modeling, Strategic Planning, Financial Accounting, Strategic Financial..., Business Process..., Financial Services, Finance, Customer Experience, Finance Transformation, PMO, Non-profit Development, Valuation, Business Optimization, Corporate FP&A, Financial Planning, Revenue Management, Cost Reduction Analysis, Financial Sector, Technology Sector, Strategy
Education
University of California, Berkeley
BA
Deutsch January 2015 - June 2015
Agfa January 2014 - December 2014
DIRECTV October 2010 - December 2013
Wells Fargo Advisors June 2010 - September 2010
Sony Pictures Entertainment January 2010 - May 2010
Infotech Enterprises IT Services Pvt Ltd ( Infotech IT ) August 2005 - December 2006
Skills
jQuery, HTML 5, Flex, HTML + CSS, JavaScript, Core Java, Adobe Creative Suite, Omniture, SQL, Advanced CSS, Cross-browser..., Web Services, Python, Unix Shell Scripting, Core Java, Bootstrapping, AngularJS, Backbone.js, PhoneGap, HTML5, HTML, CSS
Education
University of Alabama in Huntsville
MS
Wells Fargo Advisors March 2013 - July 2013
Cranford Johnson Robinson Woods September 2012 - November 2012
NovaSys Health June 2012 - August 2012
Blue Cross and Blue Shield of Oklahoma June 2011 - December 2011
SELF MAGAZINE June 2009 - July 2009
The Razorback yearbook September 2008 - May 2009
TulsaKids Magazine May 2008 - August 2008
Skills
Public Relations Writing, Social Media, Public Relations, Advertising, Newsletters, Press Releases, Facebook, Editing, Blogging, Proofreading, Microsoft Office, Marketing, Public Speaking, Media Relations, Journalism, AP Style, Internal Communications
Education
University of Arkansas
Bachelor of Arts, Journalism: Advertising/Public Relations
Wells Fargo Advisors June 2005 - Present
H&R Block Financial Advisors(HRBFA). HRBFA was a firm which was merged into Ameriprise Financial. January 1999 - March 2005
Skills
Estate Planning, 401k Rollovers, investment planning, Stocks, Mutual Funds, Bonds, CDS, annuities, Investments
Education
University of Arizona 1995 — 1998
Bachelor of Business Administration (BBA), Finance, General
San Pedro High School 1991 — 1994
Diploma
Merrill Lynch April 2014 - Present
Wells Fargo Advisors June 2012 - April 2014
Human Performance Fitness Center November 2008 - May 2012
Grapevine Insurance Brokers November 2005 - December 2009
International Trading Group June 2003 - November 2005
Education
University of California, Davis 1998 — 2003
BS, Exercise Science, Psychology
Wells Fargo Advisors June 2012 - Present
Merrill Lynch 2011 - 2012
HSBC Canada 2008 - 2011
ATB Financial April 2005 - September 2008
Bank of Montreal 2001 - 2005
Skills
Investment Strategies, Retirement Planning, Retirement Income..., Finance, Investments, Retirement, Strategic Financial..., Wealth Management, Credit, Financial Services, Portfolio Management
Education
The University of Calgary 1996 — 2000
BA, Political Science
Bishop Grandin
Wells Fargo Advisors December 2005 - Present
Legg Mason December 2003 - December 2005
NEXUS Financial Network August 1994 - December 2003
American Express Financial Advisors November 1986 - August 1994
Skills
Retirement Planning, Strategic Planning, Risk Management, Securities, Mutual Funds, Investments, Fixed Income, Equities
Education
University of Alabama at Birmingham 1974 — 1978
Bachelor of Science
University of Alabama 1972 — 1973
The City of West Sacramento June 2015 - Present
Prenovost, Normandin, Bergh & Dawe, APC June 2014 - August 2014
Wells Fargo Advisors July 2012 - September 2012
City of Irvine June 2011 - June 2012
Skills
PowerPoint, Public Speaking, Microsoft Excel, Leadership, Microsoft Word, Customer Service, Event Planning, Teamwork
Education
University of California, Davis 2012 — 2017
Environmental Policy Analysis and Planning (B.S.), International Relations with an emphasis in Natural Resources (B.A.)
Texas A&M University - Texarkana September 2014 - Present
Texas A&M University - Texarkana March 2011 - Present
LifeShare Blood Centers August 2010 - March 2011
Wells Fargo Advisors November 2009 - May 2010
Sackvilles Solicitors May 2007 - August 2007
Skills
Event Planning, Research, Customer Service, Microsoft Office, Social Media, Strategic Planning, Microsoft Excel, Public Speaking, Nonprofits, Public Relations, Advertising, Training, Community Outreach, Employee Training, Salesforce.com
Education
University of Arkansas at Fayetteville 2005 — 2009
Bachelor of Arts (BA), International Relations and Affairs
Arkansas Realtors® Association 2015 - Present
FTS Investment Group LLC January 2013 - Present
Fuzzy's Taco Shop January 2013 - Present
Wells Fargo Advisors October 2009 - Present
Wells Fargo Advisors October 2009 - Present
Independent Registered Investment Advisor October 2009 - November 2012
Wells Fargo Advisor January 2009 - November 2011
Porter Hauling May 2005 - September 2010
2004-2010 Lavender & Lime Day Spa February 2005 - September 2010
Lavender And Lime Day Spa February 2004 - September 2010
Skills
Registered Investment..., Financial Analysis, Financial Management, Series 7, Series 66, Health Insurance, Term Life Insurance, Annuities, CDL Classs A Licenses, Commercial Pilot, Commercial Aviation, Retirement, Investments, Fixed Annuities, Retirement Planning, Uniform Combined State..., Managerial Finance, Entrepreneurship, Portfolio Management, Mortgage Lending, Finance, Management, Accounting, Customer Service, Team Building, Strategic Planning
Education
FINRA 2009 — 2010
Series 7 Securities Licenses, Financial
UA Fort Smith 1979 — 1981
Business Law
Kaplan
Registered Investment Advisor, Finance
Southside
University of Arkansas
Wells Fargo Advisors January 2013 - Present
J.P. Morgan Chase March 2011 - January 2013
Skills
Financial Planning
Education
University of Alabama 1991 — 1996
Bachelors, Hospitality Management/Marketing
Wells Fargo Advisors May 2012 - Present
Morgan Stanley October 1999 - May 2012
Cohn & Wolfe January 1999 - October 1999
Skills
Strategic Financial..., Investments, Portfolio Management, Leadership, Financial Services, Series 7, Retirement Planning, Wealth Management, Asset Allocation, Mutual Funds, Series 63, Coaching, 401k, Retirement, Asset Management, Estate Planning, Management, Fixed Annuities, IRAs
Education
University of Alabama 1994 — 1998
BA
Murphy High School
Ameriprise Financial Services, Inc. 2012 - Present
Wells Fargo Advisors 2005 - 2012
Merrill Lynch 2000 - 2002
Merrill Lynch 2000 - 2002
Education
UCLA 1986 — 1991
Bachelor's degree, Economics
Wells Fargo Advisors February 2015 - Present
Wells Fargo Advisors April 2013 - February 2015
Wells Fargo Advisors July 2012 - April 2013
V. Wright and Associates January 2011 - April 2011
Ball June 2010 - July 2010
University of Arkansas at Pine Bluff September 2009 - November 2009
Monsanto May 2009 - August 2009
Skills
Microsoft Excel, Microsoft Word, PowerPoint, Financial Analysis, Data Entry, SAP, Public Speaking, Leadership, Access, Outlook, Management, Finance, Analysis, Data Analysis
Education
Washington University in St. Louis - Olin Business School 2011 — 2012
M.S., Finance
University of Arkansas at Pine Bluff 2007 — 2011
Bachelor of Science, Business Administration
Wells Fargo October 2011 - Present
Wells Fargo Advisors October 2011 - Present
Bank of America March 2011 - September 2011
Wells Fargo October 2009 - March 2011
Bank of America April 2008 - October 2009
Lowe's Home Improvement 2004 - 2005
Education
University of Arkansas at Little Rock 1981 — 1983
no, Teaching
William Blair and Company October 2010 - Present
Guggenheim Funds Distributors August 2009 - September 2010
Wells Fargo October 2006 - April 2009
Centex Homes March 2003 - September 2006
Wells Fargo Advisors September 2000 - February 2003
Stephens Inc. June 1999 - August 2000
Skills
Wealth Management, Investments, Program Management, Banking, Loans, Financial Services, CRM, Finance, Financial Advisory
Education
University of Arkansas 1995 — 1999
BS, Finance
Wells Fargo Advisors November 2014 - Present
Bancwest Investment Services August 2013 - November 2014
Independent Capital Management December 2012 - August 2013
Education
University of California, Irvine 2009 — 2011
Bachelor of Arts (BA), English Language and Literature, General
University of California, Riverside 2007 — 2009
SMHS
LSI Solutions October 2013 - Present
LSI Solutions November 2012 - October 2013
Wells Fargo Advisors December 2009 - October 2012
Skills
Medical Devices, Sales, Account Management, Sales Management, Operating Room, Surgeons, Capital Equipment, Series 63, Series 6, OB/GYN, Cardiothoracic Surgery, Healthcare, Surgical Instruments, Negotiation, Surgery, Valve Repair, Territory Development, Disposables, Product Development, Portfolio Management, Minimally Invasive..., Relationship Management, Sales Operations, Social Media Marketing, Investments, Product Launch, Employee Training, Trade Shows, Customer Education, Hospital Sales
Education
University of Arizona 2005 — 2009
Bachelor's Degree, Business Administration and Management, Graduated with Advanced Standing.
Axiom Asset Management 2013 - Present
Wells Fargo Advisors 2009 - 2013
Goldman Sachs 2007 - 2009
Skills
Equities, Investments, Portfolio Management, Fixed Income, Alternative Investments, Wealth Management
Education
University of Alabama 1983 — 1987
Bachelor of Arts
The Webb School 1980 — 1983
Wells Fargo Advisors January 2010 - Present
Skills
401k Rollovers, Financial Advisory, Insurance, Investment Planning, Retirement Planning, Securities, Mutual Funds, Strategic Planning, Wealth Preservation...
Education
University of Arkansas 1984 — 1989
BSBA, Finance
Wells Fargo Advisors May 2014 - Present
TradeKing August 2012 - May 2014
Wells Fargo Advisors January 2012 - June 2012
Centerplate @ The Baltimore Convention Center December 2009 - February 2011
Chef's Expressions January 2006 - October 2009
Education
University of Baltimore 2006 — 2007
B.A., Marketing
ADP 2013 - Present
Wells Fargo Advisors March 2009 - November 2010
Skills
Salesforce.com, Recruiting, Employee Benefits, ADP Payroll, Human Resources, Performance Management, Talent Management, Benefits Administration
Education
El Camino High School
University of Arizona
Wells Fargo Advisors June 2012 - Present
Epic insurance April 2009 - July 2012
Morgan Stanley Wealth Management January 2002 - July 2004
Prudential Financial April 1999 - June 2002
Skills
Investments, Finance, Asset Allocation, Retirement Planning, Financial Analysis, Mutual Funds, Analysis, Fixed Annuities, Retirement, Financial Advisory, Small Business, Public Speaking, 401k Rollovers, Directing, Investment Strategies, Private Equity, IRAs, Social Media, Entertainment, Corporate Finance, Editing, Commercials, 401k, IPO, Fixed Assets
Education
University of California, Los Angeles 2006 — 2010
Masters of Fine Arts, Film and Entertainment Law, 3.8
Teaneck high school 1982 — 1986
High School Diploma, Finance, General
Wells Fargo Advisors April 2015 - Present
Wells Fargo Advisors May 2014 - April 2015
WebsiteBiz August 2013 - April 2014
TEKsystems June 2012 - July 2013
Outlined Productions June 2011 - August 2011
Gilt City June 2011 - August 2011
Alabama Heritage October 2010 - May 2011
Education
University of Alabama 2008 — 2012
Bachelor of Science (B.S.), Marketing
Hiscox April 2014 - Present
Hiscox September 2012 - April 2014
JPMorgan Chase May 2011 - July 2011
Wells Fargo Advisors May 2010 - August 2010
Wells Fargo Advisors May 2009 - August 2009
Skills
Microsoft Excel, PowerPoint, Microsoft Word, Microsoft Office, Customer Service, Financial Analysis, Fundraising, Nonprofits, Data Analysis
Education
University of Alabama 2008 — 2012
Economics, International Economics and Spanish
Wells Fargo Advisors January 1997 - Present
First Vice President - Investments at Wells Fargo Advisors, LLC January 1997 - Present
Skills
Investments, Retirement Planning, Finance, Mutual Funds, Insurance, Financial Services, Financial Analysis, 401k Rollovers, Investment Planning for...
Education
University of California, Los Angeles 1967 — 1970
Bachelor's degree, English Language and Literature, General
Wells Fargo Advisors January 2013 - Present
Morgan Stanley Smith Barney June 2005 - December 2012
Hampton Restaurant September 2003 - June 2005
Skills
Series 7, Certified Financial..., Financial Advisory, Asset Managment, Saving for Education, Retirement Planning, Wealth Management, Strategic Financial..., Investments, 401k Rollovers, Retirement, IRAs, Life Insurance, 401k, Life, Uniform Combined State..., Investment Strategies, Asset Management, Mutual Funds, Financial Planning
Education
University of Baltimore 2001 — 2005
BS, International Business/Marketing
Robert Half February 2015 - Present
Leidos March 2014 - December 2014
The University of Arizona September 2012 - May 2014
Staples June 2013 - March 2014
The Great Escape/Chicago Home Fitness August 2011 - August 2012
Wells Fargo Advisors February 2010 - June 2010
Skills
Microsoft Excel, PowerPoint, Microsoft Office, Teamwork, Sales, Microsoft Word, Public Speaking, Customer Service, Research, Social Media, Leadership, Time Management, Access, Social Networking, Financial Analysis, Java, Accounting, SQL, C++, HTML, Healthcare, Health Insurance, Investment Strategies, Hyperion, ADP Payroll, Salesforce.com, Micro J, Microsoft Outlook, Market Development, Hospital Revenue Cycle, Hospital Operations, Outlook
Education
University of Arizona 2010 — 2014
Bachelor of Business Administration (B.B.A.), Major: Finance Minor: Communications
University of Arizona 2010 — 2014
Bachelor's degree, Finance, General
Credit Suisse October 2008 - Present
Wells Fargo Advisors 2006 - 2008
Skills
Portfolio Management, Strategy, Investments, Finance, Management, CRM, Investment Strategies, Financial Reporting, Trading, Financial Advisory, Series 7, Equities
Education
University of California, Davis
Managerial Economics
Northwestern Mutual August 2015 - Present
Northwestern Mutual April 2015 - August 2015
Northwestern Mutual May 2014 - April 2015
Northwestern Mutual April 2013 - April 2014
Wells Fargo Advisors April 2010 - July 2012
Wachovia Securities Financial Network January 2008 - April 2010
Citi February 2007 - January 2008
Wells Fargo January 2004 - February 2007
Education
University of California, Davis
Communications, Psychology
Wells Fargo Advisors July 2014 - Present
Energizer May 2013 - July 2014
Energizer November 2011 - May 2013
Energizer November 2009 - November 2011
Energizer March 2005 - November 2009
Ernst & Young August 1993 - September 1995
Skills
Internal Controls, Forecasting, Financial Reporting, Sarbanes-Oxley Act, Auditing, Financial Audits, Leadership, US GAAP, Finance, Consolidation, Budgets, Financial Analysis, General Ledger, Internal Audit, Accounting
Education
University of Arizona 1990 — 1993
BSBA Business Administration, Accounting, 3.7/4.0
The Van Holstyn Investment Management Group January 2015 - Present
Wells Fargo Advisors January 2015 - Present
Waddell & Reed 2014 - 2014
Alaska Regional Hospital 2006 - 2010
Skills
Investments, Financial Advice, Family Retirement..., Business Retirement..., Financial Risk, Financial Analysis, Financial Services
Education
University of Alaska Anchorage 2005 — 2010
Biology Science
Washington State University 1998 — 2003
Bachelor of Arts (BA), Economics
Moss Adams LLP June 2015 - Present
Wells Fargo Advisors July 2013 - June 2015
Volunteer Income Tax Assistant at UCLA October 2011 - May 2015
MoneyThink at UCLA April 2012 - September 2013
Ameriprise Financial Services, Inc. February 2013 - July 2013
Undergraduate Business Society October 2012 - June 2013
The Union Tribune, FS News 2007 - September 2012
Skills
Wealth Management, Finance, Accounting, Microsoft Office, Microsoft Excel, Management, PowerPoint, Public Speaking
Education
UCLA 2011 — 2015
Bachelor of Arts (B.A.), Business Economics
Mira Mesa High School 2007 — 2011
Bank of America Merrill Lynch May 2014 - August 2014
Wells Fargo Advisors June 2013 - August 2013
Mulholland Vista Capital Advisors, LP June 2013 - August 2013
Holthouse Carlin & Van Trigt LLP May 2012 - January 2013
Skills
Microsoft Office, PowerPoint, Microsoft Word, Microsoft Excel, Public Speaking, Facebook, Tutoring, Fundraising, Time Management, Teamwork, Customer Service, Training, Research, Event Planning, Social Networking, Recruiting, Social Media, Leadership
Education
University of California, Berkeley - Walter A. Haas School of Business 2011 — 2015
Bachelor of Science (BS), Business
Long Beach Poly High School 2007 — 2011
Fenox Venture Capital December 2014 - April 2015
Wells Fargo Advisors January 2013 - December 2014
Solid Roots, LLC June 2011 - December 2012
Morgan Stanley Smith Barney April 2012 - June 2012
Louis Vuitton July 2011 - February 2012
Skills
Bloomberg, Sales, Retail Sales Analysis, Merchandising, Customer Service, Microsoft Excel, PowerPoint, Investments, Banking, Facebook, Finance, Social Media, Teamwork, Public Speaking, Time Management, Portfolio Management, Management, Microsoft Office, Microsoft Word, Financial Analysis, CRM, Leadership, Retail
Education
University of California, Davis 2010 — 2012
Bachelor of Arts (B.A.), Economics
BBVA Asset Management August 2015 - Present
First Tennessee Bank November 2013 - Present
SunTrust Investment Services, Inc. July 2012 - November 2013
Wells Fargo Advisors February 2008 - July 2013
SunTrust Investment Services, Inc. April 1999 - February 2008
MetLife December 1995 - April 1999
Skills
Financial Analysis, Investments, Series 7, Portfolio Management, Wealth Management, Retirement Planning, Finance, Asset Allocation
Education
University of Alabama
Commerce and Buisness Administration, Finance, General
CRAIN HYUNDAI OF NORTH LITTLE ROCK July 2015 - Present
Lead Referral Partner - Level 3, Windstream, and Comcast July 2014 - July 2015
C Spire June 2013 - June 2014
Wells Fargo Advisors February 2010 - April 2013
Sprint August 2008 - May 2009
Emmix March 2007 - August 2008
TW Telecom January 2005 - March 2007
NuVox September 2001 - January 2005
Alltel Wireless December 2000 - September 2001
SCA - Hygiene and Forest Products Company October 1997 - December 2000
Skills
Automotive, Automotive Finance and..., Telecommunications, VoIP, Sales, Sales Operations, Solution Selling, Investment Strategies, Management, Sales Management, Financial Advisory, Account Management, Options Strategies, New Business Development, Asset Allocation, 401k, Portfolio Management, Strategic Financial..., Equities, Variable Annuities, Securities, Wireline, GPS Applications, Finance
Education
University of Arkansas 1990 — 1995
BSBA, Finance and Banking
Hall High School
Wells Fargo Advisors February 2009 - Present
Skills
Investments, Insurance, Financial Analysis, Mutual Funds
Education
UCLA
Bachelor of Arts, Economics & Business
Wells Fargo Advisors September 2011 - Present
Valvtechnologies, Inc. February 2008 - August 2011
Invesco US 2007 - 2008
Education
University of Arizona, Eller College of Management 2004 — 2007
Bachelor of Science (B.S.), Business Management
University of Westminster
Bachelor of Science (B.S.), Business Management Coursework
Episcopal High School
River Oaks Elementary
Trafton Academy
Cisco Systems April 2013 - Present
J.P. Morgan July 2011 - April 2013
Tacka Financial April 2010 - July 2011
Wells Fargo Advisors December 2008 - September 2009
Skills
Data Analysis, Derivatives, Fixed Income, Financial Modeling, Equities, Corporate Finance, Analysis, Financial Analysis, Risk Management, Finance, Bloomberg, Equity Research, Bloomberg Terminal, Retirement Planning, Financial Services, Accounting, Capital Markets, Credit Derivatives, Alternative Investments, Portfolio Management
Education
University of Maryland University College 2014 — 2016
Master of Science (M.S.), Data Analytics
University of Baltimore
Business, Finance
Wells Fargo Advisors 2011 - Present
Education
University of Arizona 2007 — 2011
Bachelor of Arts (BA), Economics
Wells Fargo Advisors 2009 - Present
Wells Fargo 1989 - Present
Wachovia Securities, LLC 2007 - 2009
A.G. Edwards & Sons, Inc. 1989 - 2007
Dean Witter Reynolds 1983 - 1989
Skills
Investments, Finance, Customer Service, Retirement Planning, Retirement, Strategic Planning, Mutual Funds, Sales Management, Economics, Financial Services
Education
University of California, Berkeley 1976 — 1980
Bachelor of Arts (BA), Political Economics
Holds Series 7, 63 registrations
CUSO Financial Services, LP July 2014 - Present
Wells Fargo Advisors December 2012 - July 2014
JPMorgan Chase September 2009 - November 2012
Wells Fargo Advisors August 2008 - September 2009
California Wine Country Homes Inc May 2005 - August 2008
Luther Burbank Savings January 1999 - January 2007
Bank of America November 1995 - December 1998
California Federal November 1991 - December 1995
Continental Savings 1991 - 1995
Education
York University 1984 — 1987
Bachelor of Arts (B.A.)
University of California, Berkeley
Human Resource Management
University of California, Berkeley
Business and Marketing
University of Paris
French & International Studies
Ameriprise Financial Services, Inc. 2013 - Present
Wells Fargo Advisors 2002 - 2013
Education
University of California, Davis 1968 — 1972
Bachelor's Degree, Political Science and Government
Robert W. Baird & Co. March 2013 - Present
Wells Fargo Advisors February 2000 - March 2013
Skills
Series 7, Wealth Management, Retirement Planning, Mutual Funds
Education
University of Arizona 1992 — 1996
Bachelor's degree, Finance, General
Wheat Ridge 1989 — 1992
High School
Wells Fargo Advisors February 2008 - Present
Education
University of Alabama in Huntsville 2002 — 2003
Bachelor of Science in Business Adminstration, Finance
Columbus East High School 1994 — 1998
Antares Pharma Inc March 2015 - Present
Quintiles July 2012 - March 2015
Wells Fargo Advisors March 2010 - October 2011
sanofi-aventis January 1989 - December 2009
SAINT EDWARD MERCY MEDICAL CENTER May 1986 - December 1988
Skills
Managed Care, Healthcare, Cardiology, Forecasting, Marketing, ENT, Oncology, Strategic Planning, Selling, Urology, Rheumatology, Internal Medicine, Medical Devices, Pharmaceutical Sales, Allergy, Management, Diabetes, New Business Development, Endocrinology, Sales, Direct Sales, Pharmaceutical Industry, Sales Operations, Business Planning, Leadership, Sales Process, Sales Force Development, Cold Calling, Program Management, Customer Satisfaction, Retail, Training, Pulmonology, Sales Effectiveness, Neurology, Team Building, Product Launch, Sales Presentations, Human Resources, Pediatrics, Hospitals, Selling Skills, Customer Service, Investments, Networking, Competitive Analysis, Infectious Diseases, Community Service, Capital Equipment, Hospital Sales
Education
University of Arkansas at Fayetteville 1980 — 1983
BSBA, Marketing, Finance and Real Estate
University of Arkansas at Fort Smith 1978 — 1980
Associate's degree, Business Administration and Management, General
Wells Fargo Advisors 1982 - Present
Skills
Asset Allocation, Investments, Investment Management, Mutual Funds, Portfolio Management, Alternative Investments, Asset Management, Retirement Planning, Retirement Benefits, Retirement Solutions
Education
University of California, Davis 1976 — 1980
Bachelors Degree with Honors, Economics
The Wharton School, University of Pennsylvania 2000 — 2000
Certified Investment Management Analyst® Designation
Holds FINRA Series 7, 63, and 65 Registrations
Santa Barbara High School 1974 — 1976
Wells Fargo Advisors March 2009 - Present
Smith Barney March 1986 - March 2009
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Research, Windows, Outlook, Teaching, HTML, Public Speaking, Budgets, Strategic Planning, Risk Management, Access, Investments, Management, Social Media, Sales Management, Marketing, Team Building, Business Development
Education
UCLA 1982 — 1986
Bachelor of Arts (BA), Economics
Wells Fargo Advisors Senior Vice President - InvestmentsEvans, Watts, Henshaw & Flowers Wealth Management Group of Wells Fargo Advisors LLCJanuary 2015 - Present
Wells Fargo Advisors January 2001 - December 2014
Skills
Retirement Planning, Asset Allocation, Investments, Strategic Planning, Securities, Mutual Funds, Financial Services, Retirement, Strategic Financial..., Finance, Management, Marketing Strategy, Strategic Investment, Financial Analysis, Team Building, Financial Planning
Education
University of Alabama in Huntsville 1987 — 1992
BSBA, Finance
Decatur High School 1982 — 1986
Creighton University
MS Finance
Wells Fargo Advisors July 2003 - Present
Skills
Investments, Financial Services, Asset Management, Insurance, Retirement Planning, Retirement Income..., Retirement Plan..., Estate Investment...
Education
University of California, Berkeley 1997 — 2001
Bachelor's Degree
Wells Fargo Advisors December 2013 - Present
Wells Fargo April 2011 - Present
UCLA Extension - American Language Center March 2004 - October 2010
Skills
Budgets, Social Media Marketing, Public Speaking, Social Media, Event Planning, Marketing, Customer Service, Sales, Fundraising, Leadership, Social Networking, Community Outreach, Program Management
Education
University of California, Los Angeles 2009 — 2010
Certificate, Interpretation & Translation for Korean-English
University of California, Los Angeles 2007 — 2010
Certificate, Marketing
University of California, Los Angeles 2000 — 2005
B.A., Psychology & Asian Humanities
Wells Fargo Advisors June 2010 - Present
Ocean Club/The Atlantic October 2007 - June 2010
Club Paris November 2004 - August 2007
NGA/Hooters Tour, Buy.Com Tour, Moonlight Golf Tour September 2000 - November 2004
Skills
Retirement Planning, Financial Advisory, Financial Services, Investment Strategies, Insurance, Risk Management, Asset Allocation, 401k Rollovers, Multi-generational...
Education
University of Arkansas at Little Rock 1998 — 2000
BBA, Finance/Economics
University of Nebraska at Kearney 1996 — 1998
Finance/Economics
Wells Fargo Advisors December 2014 - Present
Cognizant Technology Solutions June 2013 - December 2014
Deloitte June 2012 - August 2012
Marathon Oil Corporation May 2011 - August 2011
Skills
Business Analysis, IT Audit, Business Process, Visio, Business Intelligence, Business Process..., Requirements Analysis, Sarbanes-Oxley Act, Business Process Design, Project Management, SQL, SDLC, Requirements Gathering, Sales, Problem Solving, Data Analysis, Consulting, System Testing, MS Project, Software Documentation, Agile Methodologies, Databases, Analysis, User Acceptance Testing, Business Requirements, Systems Analysis, Software Project..., Quality Center, Agile Project Management, Functional..., Scrum, Software Development, Microsoft Excel
Education
University of Arizona 2009 — 2013
BS/BA, Management Information Systems, Operations Management, Entrepreneurship
Raymond James & Associates, Inc. September 2014 - Present
Wells Fargo Advisors September 2005 - September 2014
SunTrust Investment Services, Inc. 2003 - 2005
Protected Investors of America 1999 - 2005
H&R Block 2001 - 2004
Skills
Series 7, Fixed Annuities, Investments, Sales, Life Insurance, Variable Annuities, Asset Based Lending, Tax Preparation, Leadership, Microsoft Office, Process Improvement, Training, Microsoft Word
Education
University of California, Davis
Bachelor of Arts (B.A.), Psychology
University of California, Davis
Wells Fargo Advisors March 2008 - Present
E*TRADE FINANCIAL April 2006 - March 2008
Merrill Lynch 2003 - 2006
Estate Planning of California 2001 - 2003
Skills
Investment Strategies, Retirement Planning, Investment Planning, Asset Allocation, 401k Rollovers, Relationship Management, Financial Advisory, Financial Services, Financial Analysis, Wealth Accumulation..., Estate Investment..., Intergenerational..., Wealth Preservation..., Fixed Income Strategies, Stock Research, ETFs, Investments, Stock Trading, Bond Markets, Unit Investment Trusts, 529 Plans, Mutual Funds, Long Term Care Insurance, Life Insurance
Education
University of Arizona 1987 — 1992
B.S
Wells Fargo Advisors January 2009 - Present
Education
University of California, Berkeley 1979 — 1983
Political Economy of Industrialized Societies (PEIS)
Wells Fargo Advisors 1996 - Present
Kissinger Financial Services February 1994 - August 1996
Education
University of California, Irvine 1989 — 1992
Bachelor of Arts (B.A.), Economics
Lazard 2014 - Present
Morgan Stanley December 2010 - September 2013
Wells Fargo Advisors April 2008 - November 2010
UBS May 2007 - March 2008
Education
University of Oxford
Master of Business Administration (MBA)
University of California, Berkeley
Bachelor of Arts
Wells Fargo Advisors January 2010 - January 2011
Column Capital, LLC May 2005 - June 2008
Guilford Capital March 2003 - May 2005
Wilson, Price, Barranco, Blankenship & Billingsley, PC February 1996 - March 2003
Kenmore, Gray & Company October 1992 - January 1996
Skills
Accounting, Financial Analysis, Tax, CPA, Strategic Financial...
Education
University of Alabama 1988 — 1992
BS, Accounting
Wells Fargo Advisors October 2012 - Present
Cato Capital LLC June 2010 - June 2011
The Riderwood Group February 2008 - April 2009
Skills
Finance, Investments, Alternative Investments, Private Equity, Financial Analysis, Securities, Hedge Funds, Equities, Capital Markets, Strategic Planning, Due Diligence, Public Speaking, Valuation, Fixed Income, Mutual Funds, Financial Services
Education
University of Baltimore
MBA
University of Connecticut
HAFTR
Merrill Lynch April 2015 - Present
Wells Fargo Advisors March 2013 - April 2015
Wells Fargo Advisors LLC April 2011 - February 2013
PNC Wealth Management 2008 - 2011
PNC Wealth Management 2006 - 2008
Skills
Banking, Alternative Investments, Asset Management, Securities, Portfolio Management, Financial Analysis, Uniform Combined State..., Credit Analysis, Fixed Income
Education
University of Baltimore 2006 — 2009
BS, Finance
Wells Fargo Advisors October 2011 - Present
Genesis Travel Group July 2008 - October 2011
Genesis Real Estate and Loan Services July 2004 - October 2011
AHS October 1999 - July 2004
San Bruno Police Department February 1992 - October 1999
Skills
Real Estate, Investments, Portfolio Management, Estate Planning, Insurance, Finance, Retirement Planning, Entrepreneurship, Small Business, Mergers & Acquisitions, Management, Investment Strategies, New Business Development, Retirement, Loans, Customer Service, Coaching, Mortgage Lending, Financial Services, Securities, Wealth
Education
UCLA
Wells Fargo Advisors July 2015 - Present
US Trust January 2011 - June 2015
Wells Fargo Advisors 2007 - 2011
Banc of America Investment Services 2004 - 2007
Morgan Stanley 1991 - 2004
Skills
Asset Allocation, Securities, Alternative Investments, Investment Management, Mutual Funds, Asset Managment, 401k
Education
University of California, Los Angeles
BA, Political Science
University of California, Los Angeles
MasterCard July 2015 - Present
Ameren March 2014 - May 2015
Reinsurance Group of America September 2012 - September 2013
Elsevier (Reed) / Fusion Tech December 2011 - March 2012
Wells Fargo Advisors February 2011 - July 2011
U. S. Bank February 2010 - January 2011
Amedisys October 2009 - December 2009
NWP Services Corporation April 1997 - October 2008
Cashmere House, Inc. January 1993 - April 1997
Skills
Process Improvement, SDLC, Microsoft SQL Server, Quality Assurance, Project Management, Testing, Software Documentation, Requirements Gathering, Integration, Business Process, Scrum, SQL, Business Analysis, Agile Methodologies, Management, Leadership, Software Quality..., Business Intelligence, User Acceptance Testing, Software Development
Education
University of California, Irvine 1999 — 2001
Computer Science
UEI College May 2015 - Present
Everest College Ontario Campus February 2014 - May 2015
WyoTech September 2012 - September 2013
Wells Fargo Advisors March 2010 - September 2012
Skyline Management Associates 2005 - 2010
Geary Automotive Service, Inc. 1990 - 2005
Skills
Management Consulting, Change Management, Business Transformation, Business Strategy, Business Process..., Organizational Design, Organizational..., Strategic Planning, Program Management, Leadership Development, Performance Improvement, Strategy, Business Planning, Business Analysis, Process Improvement, Project Management, Performance Management, Risk Management, Budgets, Operations Management, Business Development, Management, Forecasting, Public Speaking, Customer Service, Human Resources, Higher Education, Staff Development, Team Building, Microsoft Office, Leadership
Education
University of California, Berkeley
Bachelor of Arts (B.A.), PEIS Political Economies of Industrial Societies)
Wells Fargo Advisors, LLC October 2007 - Present
Wells Fargo Advisors October 2007 - Present
Merrill Lynch August 1995 - September 2007
Skills
Investments, Finance, Asset Allocation, Insurance, Mutual Funds, Retirement, Investment Strategies, Retirement Planning, 401k, IRAs
Education
University of Alabama at Birmingham
BS-Business, Finance
Merrill Lynch April 2011 - Present
Wells Fargo Advisors April 2010 - April 2011
Wells Fargo June 2009 - March 2010
Wachovia Bank October 2006 - May 2009
Education
University of Alabama 2001 — 2005
Bachelor of Arts (B.A.), History
Wells Fargo Advisors October 2012 - Present
BlackRock January 2007 - June 2011
Franklin Templeton Investments November 1996 - February 2006
Skills
401K Rollovers, Retirement Planning, Investment Strategies, Mutual Funds, 401k, Asset Managment, Separately Managed..., Equities, Fixed Income, Annuities, Insurance
Education
University of California, Davis 1990 — 1994
BA, Exercise Physiology
Castro Valley High School
Wells Fargo Advisors August 1984 - Present
Wachovia Securities Financial Network August 1984 - May 2009
Skills
Investments, Securities, Mutual Funds, Asset Allocation, Investment Strategies, Alternative Investments, Insurance, Retirement, Retirement Planning, Portfolio Management, Asset Management
Education
University of California, Davis 1979 — 1985
University of California, Davis 1980 — 1984
BA, Economics, Political Science
Wells Fargo Advisors May 2007 - Present
Hilltop Investments at Mechanics Bank March 1999 - May 2007
Bank of America 1997 - March 1999
Skills
Financial Services, 401k Rollovers, Asset Allocation, Business Succession..., 401k, Deferred Compensation, Fixed Income Strategies, Insurance, Investment Retirement..., Risk Management, Mutual Funds, ETFs, Annuities, Bonds, Stocks, Wealth Preservation...
Education
University of California, Berkeley 1967 — 1971
Bachelor of Arts, Sociology and Economics
Wells Fargo Advisors February 2009 - Present
Merrill Lynch April 1996 - February 2009
Skills
Retirement, Investments, Finance, Retirement Planning, Strategic Planning, Mutual Funds, Securities, Insurance, Financial Reporting, Asset Allocation, Alternative Investments, Equities, Financial Analysis
Education
University of California, Irvine 1986 — 1990
BA, Criminal Law -- Social Ecology
Thomas Downey High School
Wells Fargo Private Bank August 2008 - Present
Wells Fargo Advisors August 2006 - August 2008
Northwestern Mutual August 2001 - August 2006
RE/MAX Dynamic Realty November 1976 - May 1987
Skills
Customer Service, Management, Microsoft Office, Leadership, Sales, Banking, Financial Analysis, Microsoft Word, Risk Management, Marketing, Public Speaking, Business Strategy, Finance
Education
University of Alaska Anchorage
Business Administration and Management, General
University of Northern Colorado
Business Administration and Management, General
DS CORPORATE CONSULTANTS LTD 2008 - Present
Ideal Pacific Management Group LLC Mountain Equity Partners LLC January 2007 - Present
Mountain Equity Funding Goup LLC 2007 - 2012
First Merchants Securities 2004 - 2007
Wells Fargo Advisors 1999 - 2004
Marcus & Millichap 1988 - 1991
Dallas Cowboys 1988 - 1988
Education
University of Arizona 1983 — 1988
Wells Fargo Advisors April 2010 - Present
Citigroup October 2005 - April 2010
Marketing One Securities 1993 - 1998
Education
University of California, Berkeley
Bachelor’s Degree
University of Phoenix
Master of Business Administration (M.B.A.)
Tiffany & Co. January 2014 - Present
Target April 2010 - January 2014
7-Eleven, Inc January 2008 - April 2010
Sedalia Food and Vending January 1999 - January 2008
Wells Fargo Advisors January 1997 - January 1999
Skills
Leadership, Management, Sales, Coaching, Budgets, Operations Management, Retail, Strategy, Team Leadership, Merchandising, CRM, Business Development, Inventory Management, P&L Management, Customer Service, Store Management, Time Management, Team Building, Inventory Control, Sales Management, Visual Merchandising, Loss Prevention, Store Operations, Profit
Education
University of Missouri-Columbia 2001 — 2003
MBA, Management
University of Arizona 1993 — 1997
BA, Economics
Vantiv March 2014 - Present
Wells Fargo May 2013 - February 2014
Wells Fargo Advisors July 2011 - April 2013
Wells Fargo October 2008 - August 2010
Enterprise Rent-A-Car August 2007 - September 2008
Absolutely Kosher Records May 2006 - August 2006
Skills
Customer Service, Direct Sales, Account Management, Pricing Strategy, Retail Banking, Customer Retention, Marketing, Inventory Management, Cross-functional Team..., Portfolio Management, Marketing Communications, Strategic Partnerships, Negotiation, Wealth Management, Team Building, Credit, Small Business Lending, Loan Origination, Loans, Consumer Lending, Credit Risk, Credit Analysis, Commercial Banking, Banking, Mortgage Lending, Commercial Lending
Education
University of Arizona 2003 — 2007
Bachelor of Business Administration (B.B.A.), Marketing
Wells Fargo Advisors, LLC August 2012 - November 2014
Wells Fargo Advisors January 2011 - August 2012
E*TRADE Financial 2008 - 2008
E*TRADE Financial 2007 - 2008
Skills
Research, Escalation, Customer Service, IRAs, Asset, AML, Retirement, Trading, Options, Call Center, Fixed Income, Series 7, Series 63, Series 9, Series 10, Situational Leadership
Education
The Manchester Metropolitan University 2002 — 2003
University of California, Davis 1998 — 2000
Wells Fargo Advisors Mortgage Loan OfficerWells FargoDecember 2005 - July 2006
Skills
Retirement Planning, Series 7, Mortgage, Financial Advisory, Bonds, Mortgage Lending, Securities, Options, Refinance, Equities
Education
University of Arkansas at Little Rock 1998 — 2004
BBA, International Business
UBS Financial Services Inc. February 2011 - Present
Wells Fargo Advisors 2008 - 2011
Education
UCLA
Bachelor of Arts (B.A.), Economics
Wells Fargo Advisors November 1997 - Present
Samuel Specialty Metals April 1996 - November 1997
Reynolds Metals February 1985 - April 1996
Skills
Investments, Mutual Funds, Retirement Planning, Retirement, Estate Planning...
Education
University of Alabama 1992 — 1994
MBA, Finance
Woodlawn High 1978 — 1982
Wells Fargo Advisors 2005 - 2011
Lomita, CA September 1999 - June 2005
Education
University of California, Berkeley
Wells Fargo Advisors August 2001 - Present
Skills
Series 63, Wealth Management, Retirement Planning, Investments, Mutual Funds, Series 65, Portfolio Management, Securities, Fixed Income, Investment Advisory, Alternative Investments, Equities, Series 24, Asset Allocation
Education
University of Alabama 1978 — 1982
Merrill Lynch July 2009 - Present
Wells Fargo Advisors April 2001 - July 2009
Merrill Lynch April 1997 - April 2001
Education
University of Alabama 1991 — 1995
Bachelor of Science (BS), Finance
Arbor Capital Management February 2013 - Present
Wells Fargo Advisors May 2006 - February 2013
Morgan Stanley November 1994 - May 2006
Skills
Portfolio Management, Equities, Investments, Asset Allocation, Finance
Education
University of Alaska Fairbanks 1989 — 1993
Bachelor of Business Administration (BBA), Business Administration and Management, General
Cahaba GBA August 2011 - Present
Kappa Nu Kappa (Kappa League) July 2009 - Present
Wells Fargo Advisors April 2008 - July 2011
Skills
ANSI X12, EDI, HIPAA, 837P, 837I, Customer Service
Education
University of Alabama at Birmingham 2003 — 2008
Bachelor of Science (BS), Psychology
Wells Fargo Advisors November 2008 - Present
Merrill Lynch May 2000 - November 2008
Education
University of Alabama
Bachelor of Science (B.S.), Finance
Wells Fargo Advisors May 2009 - Present
Education
University of California, Irvine 1983 — 1988
ECONOMICS
STORE Capital June 2013 - Present
Wells Fargo Advisors January 2009 - June 2013
Skills
Financial Analysis, Financial Modeling, Investments, Portfolio Management, Real Estate Transactions
Education
University of Arizona, Eller College of Management 2004 — 2008
Bachelor of Science (B.S.), Finance and Entrepreneurship
Wells Fargo Advisors 2001 - 2012
AT&T 1997 - 2000
AT&T 1992 - 1996
AT&T 1987 - 1992
AT&T 1986 - 1987
Skills
Management, Human Resources, Budgets, Procurement, Problem Solving, Securities, Customer Service, Project Management, Risk Management, Change Management
Education
University of California, Davis
Bachelor's Degree, Social Sciences
Wells Fargo Advisors November 2008 - Present
Bank of America August 2008 - November 2008
Wells Fargo Advisors March 2007 - July 2008
Skills
Investments, Retirement Planning, Financial Analysis, Portfolio Management, Financial Planning, Insurance, Risk Management, Mutual Funds, Financial Services, 401k Rollovers, Asset Allocation, series 7, series 66, series 9/10, CRPC, Annuity License
Education
University of Alaska Anchorage 2000 — 2004
Bachelor's Degree, Business Administration and Management, General