Wells Fargo Advisors
Industry: Subsidiary
DescriptionWells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the ninth largest brokerage firm in the United States as of August 17, 2017 with $490 billion retail client assets under management. Headquarters: St. Louis, Missouri, United States Number of employees: 15,000 Advisors Parent organization: Wells Fargo Founded: 4 September 2001 Total assets: 490 billion USD Subsidiaries: Wachovia Securities (Argentina) LLC (Buenos Aires Argentina),
Wells Fargo Advisors List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Wells Fargo Advisors. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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7,010 Wells Fargo Advisors employees in database. Find out everything there's to know about Wells Fargo Advisors employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Wells Fargo Advisors Employees
HYC Management Services January 2012 - Present
HYC Finacial, LLC February 2011 - Present
House Your Credit 2009 - Present
Wells Fargo Advisors July 2008 - July 2010
Skills
Financial Analysis, Due Diligence, Financial Modeling, Investments, Venture Capital, Management, Leadership, Mergers & Acquisitions, Corporate Finance, Private Equity, Finance, Sales, Team Building
Education
University of South Carolina-Columbia 2000 — 2003
BS in Economics, Economics and Finance
Wells Fargo Insurance Services October 2014 - Present
Wells Fargo Advisors February 2012 - Present
Wells Fargo Advisors November 2008 - February 2012
WWBT/NBC12 Raycom Media June 2006 - July 2008
Skills
Microsoft Office, Mutual Funds, Security, Microsoft Word, Finance, Financial Services, MS Excel Pivot Tables, Microsoft Excel, ENPS, Outlook, NewsEdit, Final Cut Pro, Audacity, Separately Managed...
Education
University of South Carolina-Columbia 1998 — 2002
Bachelor of Arts (B.A.), Media Arts
Wells Fargo January 2013 - Present
Wells Fargo Advisors February 2012 - December 2012
University of South Florida June 2011 - December 2012
Sears Holdings Corporation May 2006 - January 2012
Enterprise Holdings Inc. May 2011 - August 2011
Skills
Microsoft Excel, Financial Analysis, Customer Service, PowerPoint, Budgets, Accounting, Outlook, Microsoft Office, Microsoft Word, Time Management, Financial Reporting, Data Analysis, Public Speaking, Event Planning, Facebook
Education
University of South Florida 2008 — 2013
Bachelor of Arts, Accounting and Finance
University of South Florida 2008 — 2012
Current Student, Finance
Wells Fargo Advisors July 2001 - Present
Prudential Securities August 1999 - July 2001
Prudential Retirement Services 1990 - 1999
Skills
Investments, Investment Strategies, Asset Allocation, Insurance, Retirement Planning, 401k Rollovers, Fixed Income Strategies
Education
University of Scranton 1987 — 1989
bs, Accounting
Kings College 1984 — 1987
Accounting
Seton Catholic High School 1980 — 1984
Wells Fargo Advisors July 2010 - Present
Lilly & Lopker, LLC 2002 - 2010
BizBuyer 2000 - 2001
The Walt Disney Company 1999 - 2000
The Walt Disney Company 1986 - 1999
The Times Mirror Company July 1979 - August 1986
Coopers & Lybrand CPAs 1977 - 1979
Skills
Investments, Strategic Planning, Retirement Planning, Retirement Plan..., Wealth Accumulation..., Leadership, Risk Management, Strategic Leadership, Nonprofits, Management
Education
University of Southern California 1973 — 1977
BS, Business/Accounting
Apple May 2015 - Present
Wells Fargo Advisors June 2014 - August 2014
workzones June 2013 - August 2013
Endless Summer Bar & Grill May 2013 - August 2013
Longboards Grill June 2012 - November 2012
Skills
Public Speaking, Management Consulting, Investments, Financial Analysis, Microsoft Excel, PowerPoint, Financial Modeling, Teamwork, Customer Service, Economics, Valuation, Entrepreneurship, Building Relationships, Market Research, Leadership, Finance, Analysis
Education
University of Southern California 2012 — 2016
Bachelor of Business Administration (B.B.A.), Business Administration, Real Estate Development
University of Southern California - Marshall School of Business
Bachelor of Business Administration (B.B.A.)
MetLife, Premier Client Group March 2014 - Present
MetLife July 2013 - February 2014
Wells Fargo Advisors May 2010 - June 2013
Wells Fargo Advisors 2009 - 2010
Principal Financial Group 2006 - 2007
Wachovia, A Wells Fargo Company 2003 - 2006
TIAA-CREF 2000 - 2003
Skills
Series 7, Mutual Funds, Investments, Risk Management, Fixed Annuities, Retirement, Insurance, Public Speaking, Training, Employee Benefits, Relationship Management, Management, 401k, Life Insurance, Financial Advisory, New Business Development, Project Management
Education
University of South Carolina-Columbia 1995 — 2000
Bachelor of Science, Psychology & Business Administration
Camden High School 1991 — 1995
marrick wealth May 2015 - Present
Regal Entertainment Group April 2011 - August 2015
USC Roski School of Art and Design October 2014 - May 2015
University of Southern California September 2013 - May 2015
Wells Fargo Advisors December 2014 - February 2015
Skills
Microsoft Excel, Teamwork, Time Management, Leadership, Microsoft Word, Microsoft Office, PowerPoint, Customer Service
Education
University of Southern California 2013 — 2016
Bachelor of Science, Business Administration
Comerica Bank May 2015 - Present
Comerica Bank July 2014 - May 2015
FastPay May 2013 - June 2014
Warner Bros. Studios May 2012 - August 2012
Wells Fargo Advisors April 2011 - August 2011
Red Bull April 2010 - December 2010
Skills
Financial Analysis, Credit Analysis, Market Research, Sales, Digital Media, Spanish, Public Speaking, Salesforce.com, Economics, Adobe Creative Suite, Business Development
Education
University of Southern California 2011 — 2013
BA, Economics
Stella & Stella Financial Group January 1970 - Present
Wells Fargo Advisors 2001 - January 2011
Pacific Mutual Life January 1966 - August 1969
Skills
Finance, Series 7, Wealth Management, Series 63, Asset Allocation, Retirement Planning, Mutual Funds, Investments, Insurance, Real Estate, Fixed Income, Alternative Investments, New Business Development, Equities, Portfolio Management, Investment Strategies, Securities, Retirement
Education
University of Southern California 1963 — 1967
B.S., Finance, Investments
California State University-Northridge 62-64 1962 — 1964
Finance, General
KPMG US July 2014 - Present
Rothstein Kass 2012 - June 2014
Wells Fargo Advisors June 2011 - January 2012
JPMorgan Chase May 2005 - July 2010
Skills
Sales, Financial Reporting, CRM, Financial Accounting, Auditing, Accounting, Microsoft Excel, Microsoft Office, Bloomberg, Banking, Account Reconciliation, Financial Analysis, Leadership
Education
University of San Francisco 2010 — 2012
B.S., Finance/Accounting
Wells Fargo Advisors July 2014 - Present
Kepler Cannon June 2013 - June 2014
MBO Partners January 2013 - June 2014
Headstrong May 2011 - January 2013
Apartofny llc June 2008 - April 2011
Morgan Stanley December 2001 - May 2008
Morgan Stanley December 1998 - December 2001
Skills
Portfolio Management, Vendor Management, Program Management, Order Management, Data Management, Performance Measurement, Trading Systems, Equities, Fixed Income, Asset Managment, Capital Markets, Business Analysis, Financial Services, Asset Management, SDLC, Management Consulting, Outsourcing, Wealth Management, Consulting, Management, Business Development, Business Strategy, Alternative Investments, Strategy, Investment Management
Education
University of South Wales 1985 — 1989
BSc (Hons), Computer Studies
Archdiocese of San Francisco May 2014 - Present
Merrill Lynch 2009 - Present
Charles Schwab 2005 - 2009
Wells Fargo Advisors 2004 - 2005
Wachovia Securities Financial Network 2001 - 2004
UBS 1999 - 2001
Prudential Financial 1992 - 1999
Lehman Brothers 1990 - 1992
Skills
Series 7, Investment Advisory, Alternative Investments, Securities, Equities, Investments, Strategic Financial..., Risk Management, Wealth Management, Series 63, Business Strategy, Series 65, Investment Strategies, Mutual Funds, 401k Rollovers, 401k, Bonds, Portfolio Management, Investment Management, Asset Management, Trading, Mortgage Lending, Asset Allocation, Due Diligence, Estate Planning, Finance, Mergers & Acquisitions, Strategic Planning, Uniform Combined State..., Wealth Management..., Retirement Planning, ETFs, Financial Advisory, FINRA
Education
Saint Ignatius College Preparatory
University of San Francisco
Wells Fargo Advisors November 2013 - Present
Wells Fargo November 2011 - Present
Hertz November 2009 - August 2011
Skills
Loans, Credit, Banking, Consumer Lending, Credit Analysis, Small Business Lending, Retail Banking, Portfolio Management, Refinance, Wealth Management, Investments, Series 63, Lines Of Credit, Financial Analysis, Cross Selling, Retirement Planning, Mutual Funds, Series 6, Financial Services, Cash Management, Securities
Education
University of South Carolina-Columbia 1999 — 2005
Bachelor of Science (B.S.), Criminal Justice/Political Science
Wells Fargo Advisors May 2006 - Present
Skills
Retirement Planning, Insurance, Risk Management, Retirement Savings, Financial Advisory, Mutual Funds, Investment Planning, Bonds, 401k Rollovers, Asset Allocation, Estate Investment..., Tax-efficient Strategies, Wealth-preservation..., Fixed-income Strategies, Multi-generational..., Annuities, Investment Strategies, Investments, Relationship Management, Securities
Education
University of South Carolina-Columbia
Masters of Business Administration
Wofford College
BA, Business Economics, Spanish
Janney Montgomery Scott April 2012 - Present
Morgan Keegan & Company, Inc. February 2010 - April 2012
Wells Fargo Advisors July 2009 - February 2010
Skills
Insurance, Credit, Equity Research, Trading, Finance, Hedge Funds, Loans, Derivatives, Financial Services, Private Equity, Life Insurance, Due Diligence, 401k, Financial Risk, Uniform Combined State...
Education
University of South Florida
Bachelor of Science, Finance
Wells Fargo Advisors March 2014 - Present
Flaunt Model Managment January 2009 - Present
HFP Capital Markets LLC August 2012 - February 2013
Skills
Microsoft Excel, Microsoft Word, Microsoft Office, Statistics, Bloomberg Terminal, Marketing, Project Management, Operations Management, Sales Management, Sales, Series 7, Series 66, Wealth Management, Investments, Retirement Planning, Investment Advisory, Asset Allocation
Education
University of Scranton 2008 — 2012
Bachelor of Science (BS), Finance
Wells Fargo Advisors September 2014 - Present
Merrill Lynch January 2014 - September 2014
OppenheimerFunds June 2013 - October 2013
Merrill Lynch January 2012 - May 2013
J.Crew May 2010 - August 2010
Keane Capital Management June 2008 - August 2009
Skills
Microsoft Word, Microsoft Excel, PowerPoint, Financial Analysis, Marketing, Retail, Sales, Mutual Funds, Market Research, Microsoft Office, Time Management, Investments, Salesforce.com, Series 7, Budgets, Outlook, Customer Service, Business Analysis
Education
University of South Carolina-Columbia 2009 — 2013
Bachelor of Science (B.S.), Finance and Marketing
Bayview/Hunters Point Community Legal June 2015 - Present
Wells Fargo Advisors October 2012 - Present
Vision Community Management October 2007 - May 2008
Skills
Analitical Skills, Communication, Microsoft Office, Type 30 words per min., Customer Service, PowerPoint, Microsoft Word, Leadership, Microsoft Excel, Public Policy, Public Speaking, Community Development, Social Networking
Education
University of San Francisco 2014 — 2017
Doctor of Law (J.D.), Law
California State University, East Bay 2008 — 2013
Bachelor of Science (B.S.), Political Science, Pre-Law option
Wells Fargo Advisors October 2013 - Present
Merrill Lynch Wealth Management May 2011 - October 2013
First South Bank July 2010 - June 2011
Humana September 2009 - July 2010
National Bank of South Carolina June 2005 - September 2009
National Bank of South Carolina July 2003 - June 2005
Columbia Athletic Club December 2001 - July 2003
Sixers Camps January 1996 - January 2001
Skills
401k Rollovers, Portfolio Management, Investments, Mutual Funds, Wealth Management, Finance, Securities, Asset Management, Long-term Care, Equities, Asset Managment, Bonds, Retirement Planning, Fixed Income, Retirement, Cash Management, Life Insurance, Strategic Financial..., Real Estate, Insurance, Annuity, Health, Long Term Care, Settlements, Annuities
Education
Newberry College 1997 — 2001
BS, Sport and Fitness Administration/Management
Synovus Leadership Institute 2003 — 2005
University of South Carolina-Columbia 2006 — 2008
Banking, Banking
SunTrust Bank September 2013 - Present
Allstate Financial Services, LLC December 2012 - September 2013
Wells Fargo Advisors January 2007 - December 2012
Alltel Wireless January 2005 - January 2007
Skills
Banking, Mortgage Lending, Consumer Lending, Small Business Lending, Investments, Relationship Management, Building Relationships, Credit, Credit Management, Credit Scoring, Life Insurance, Small Business, Finance, Lines Of Credit, Loans, Loan Origination, Cross Selling, Home Equity Lines of..., Retail Banking, Financial Services, Series 63, Series 6, Refinance, Deposits, Securities, Private Banking, Credit Cards, IRAs, Wealth, Home Equity Loans, Fixed Annuities, Mutual Funds, Wealth Management
Education
University of South Carolina-Columbia 1992 — 1996
Bachelor of Arts (B.A.), Communication and Media Studies
Wells Fargo Securities August 2011 - Present
Wells Fargo Advisors April 2009 - August 2011
Wachovia 2004 - 2007
Skills
Talent Acquisition, Talent Management, Onboarding, Diversity, Leadership Development, Strategic Planning, Compensation Structure..., Strategic Human...
Education
University of South Carolina-Columbia 1984 — 1988
BS, Marketing
Merrill Lynch July 2013 - Present
Morgan Stanley Wealth Management August 2009 - July 2013
Wells Fargo Advisors December 2006 - August 2009
Education
University of South Carolina - Darla Moore School of Business 2001 — 2005
Bachelor of Science in Business Administration, Finance, Marketing, Political Science
Wells Fargo Advisors January 2014 - Present
Wells Fargo October 2012 - December 2013
Wells Fargo 2001 - 2012
Skills
Retirement Planning, Investment Planning, Educational Planning, Financial Services, Asset Allocation, Financial Advisory, Wealth Management, Insurance, Securities, Relationship Management
Education
University of South Carolina - The Moore School of Business 1998 — 2001
Bachelor of Science (B.S.), Business Adminstration - Finance & Management
PwC September 2014 - Present
Wells Fargo Advisors May 2013 - May 2014
PwC June 2012 - August 2012
Merrill Lynch May 2011 - August 2011
Skills
Microsoft Office, Accounting, Financial Reporting, Financial Accounting, Auditing, Investments, Economics, Portfolio Management, Internal Controls
Education
University of Southern California 2009 — 2013
Bachelor of Science, Business Administration & Accounting
Wells Fargo Advisors March 1995 - Present
Education
University of South Carolina-Columbia 1975 — 1978
BS, Accounting
Wells Fargo Wealth, Brokerage, and Retirement May 2015 - Present
Saint Louis Public Radio 2011 - Present
University of South Carolina Darla Moore School of Business 2012 - Present
Center for Finance and Accounting Research 2015 - Present
Wells Fargo Advisors July 2010 - August 2015
PriceWaterhouse Coopers 2007 - July 2010
Jefferies 2004 - 2006
Bridge Trading, A Reuters Company 1999 - 2004
The Interstate Group 1994 - 1999
Cantor Fitzgerald 1990 - 1994
Skills
Financial Risk, Banking, Corporate Finance, Capital Markets, Equities, Trading, Credit, Internal Controls, Governance, Operational Risk, Strategic Planning, Risk Management, Portfolio Management, Financial Analysis, Credit Risk
Education
Washington University in St. Louis 2013 — 2017
Doctor of Business Administration (DBA) in Finance, Finance
University of South Carolina-Columbia 1980 — 1982
Wells Fargo Advisors February 2011 - June 2011
Skills
Microsoft Excel, Microsoft Office, Financial Analysis, Customer Service, PowerPoint, Sales, Event Planning, Management
Education
University of South Carolina-Columbia 2005 — 2009
Economics
Wells Fargo Advisors October 2014 - Present
E*TRADE Financial April 2012 - August 2014
Securities Industry and Financial Markets Association January 2010 - April 2012
E*TRADE Financial February 2004 - January 2010
Morgan, Lewis & Bockius LLP August 1999 - January 2004
US Securities and Exchange Commission 1995 - 1999
Skills
Securities Regulation, FINRA, Securities, SEC, Capital Markets, Corporate Governance, Equities, Series 7, Derivatives, AML, Hedge Funds, Series 24, Due Diligence, Mergers, Financial Services, FCPA, Investments, Fraud, Licensing, Mutual Funds, Financial Regulation, OFAC, Alternative Investments, Series 63, Broker-Dealer, Options, Mergers & Acquisitions, USA PATRIOT Act, Risk Management, KYC, Private Equity, Investment Advisers Act
Education
University of South Carolina School of Law 1989 — 1991
Bank of Tampa September 2011 - Present
Wells Fargo Advisors 2003 - September 2011
First Union National Bank 1997 - 1997
First Union National Bank 1995 - 1997
Bank of America 1989 - 1995
Bank of America 1993 - 1993
Suncoast Schools FCU 1986 - 1988
Coast Federal Savings and Loan Association 1984 - 1987
USF Federal Credit Union 1984 - 1986
Skills
Banking, Commercial Banking, Process Improvement, Retail Banking, Public Speaking, Credit, Relationship Management, Consumer Lending
Education
University of South Florida 1983 — 1986
BS, Business, Marketing
Venice High School
Wells Fargo Advisors July 2014 - December 2014
Pet Essentials March 2012 - October 2012
Skills
Microsoft Office, Customer Service, Microsoft Excel, Microsoft Word, Leadership, PowerPoint
Education
University of South Carolina-Columbia 2014 — 2018
Bachelor's Degree, International Finance, Sophomore
Kiewit May 2015 - Present
Mulcahy's Pub & Concert Hall 2011 - January 2015
Wells Fargo Advisors July 2014 - August 2014
Advertising Database December 2013 - January 2014
Ocean Club Inc July 2011 - August 2013
Skills
Data Analysis, Sales, Microsoft Excel, Public Speaking, Leadership, Microsoft Word, PowerPoint, Finance, Databases, FileMaker, Marketing
Education
University of South Carolina - The Moore School of Business 2012 — 2015
Bachelor of Science (B.S.), Business Administration, Major: Finance, Dual Areas of Expertise: Corporate and Investment
Sullivan Petroleum Co., LLC June 2015 - Present
Brown Armstrong Accountancy Corporation February 2013 - May 2015
Wells Fargo Advisors June 2011 - December 2011
Mission Bank June 2010 - August 2010
Education
University of San Diego
J.P. Morgan 2014 - Present
U.S. Trust February 2008 - November 2013
Merrill Lynch, Pierce, Fenner & Smith Incorporated 2008 - 2013
Bank of America 2008 - 2013
Wells Fargo Advisors May 2007 - February 2008
Wells Fargo November 2006 - February 2008
Skills
Strategic Financial..., Real Estate Financing, Mortgage Lending, Credit Negotiations, Secured Financing, Risk Assessment, Investment Properties, Credit Risk, Relationship Management, Mortgage Modification, Refinancings, Mortgage Underwriting, Mortgage Servicing, Real Estate Transactions, Construction Finance, Unsecured Loans, Private Banking, Securities, Securities Lending, Securities License, Trading, Bonds, Equities, Banking Solutions, Financial Structuring, Asset Managment, Wealth Management, Fiduciary Services, Wealth Accumulation..., Wealth Preservation..., Investment Strategies, Investment Management, Asset Management
Education
University of Southern California 2002 — 2006
Bachelor of Arts (B.A.), Political Science
University of Southern California 2002 — 2006
Academic Minor, Marketing & Advertising
Sheldon High School
Wells Fargo Advisors October 2010 - Present
Skills
Investments, Retirement Planning, Financial Goals, Finance, Mutual Funds, Equities, Bonds, Financial Guidance, Wealth Management, Financial Planners
Education
University of South Carolina - The Moore School of Business 2003 — 2006
Bachelor's Degree, Finance
Beaufort High School
Vanguard 2015 - Present
Vanguard August 2013 - Present
Wells Fargo Advisors February 2013 - August 2013
Edward Jones June 2011 - November 2012
Edward Jones June 2011 - March 2012
Wells Fargo July 2010 - July 2011
Converse June 2009 - August 2009
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Research, Windows, Outlook, Photoshop, Teaching, HTML, Project Management, Project Planning, MS Project, MS Excel Pivot Tables, MS programs, Multi Tasking, Team Leadership, Organizational..., Relationship Management, Building Relationships, Banking Relationships, Human Relationship, Benefits Administration, Sales, Marketing, Strategic Planning, Marketing Strategy, Access
Education
University of South Carolina-Columbia 2007 — 2011
Bachelor of Science (B.S.), Business, Management, Marketing, and Related Support Services
Santander Bank, N.A. January 2015 - Present
J.P. Morgan June 2012 - January 2015
Wells Fargo Advisors May 2011 - February 2012
City of Largo October 2010 - December 2010
Skills
Financial Modeling, Financial Analysis, Access, Training, Data Analysis, Finance, Business Analysis, Bloomberg, Analysis, Excel, Microsoft Excel, VBA, Macros, Risk Management, financial Strategy, Basel III, Product Management, Product Marketing, Project Management
Education
University of South Florida - College of Business Administration 2008 — 2011
B.S., Finance
Robert Shaylor Academy
High School
Morgan Stanley Smith Barney April 2009 - Present
Wells Fargo Advisors May 1985 - April 2009
Bear Stearns August 1984 - May 1985
Education
University of Scranton 1980 — 1984
Bachelor of Science, Business Management
Lynbrook High School 1976 — 1980
SendHub January 2014 - June 2015
Venture Capital Investment Competition November 2014 - November 2014
Riviera Finance September 2013 - January 2014
Sagaria Law, P.C. May 2013 - August 2013
Entrepreneurship Legal Clinic May 2013 - August 2013
Black & LoBello May 2012 - August 2012
Wells Fargo Advisors September 2010 - February 2011
Mesquite Gaming December 2009 - January 2010
The River - Retail/Clothing 2009 - 2010
Skills
Legal Writing, Finance, Leadership, Microsoft Excel, Management, Research, PowerPoint, Marketing, Microsoft Office, Analysis, Financial Analysis, Public Speaking, Microsoft Word, Due Diligence, Negotiation, Strategic Planning, Nonprofits, Real Estate, Contract Negotiation, Financial Modeling, Investments, Start-ups, Venture Capital, Private Equity, Corporate Development
Education
Santa Clara University - Leavey School of Business 2013 — 2015
Master of Business Administration (MBA), Finance Emphasis
Santa Clara University School of Law 2012 — 2015
Juris Doctor (J.D.), Emery Merit Scholarship
University of San Diego 2008 — 2012
Bachelors of Arts in, Economics and History
Faith Lutheran High School 2004 — 2008
Wells Fargo Capital Finance July 2013 - Present
Wells Fargo Advisors May 2011 - July 2013
UBS Wealth Management July 2009 - September 2009
Skills
Financial Analysis, Series 63, Asset Managment, Securities, Series 6, Credit Analysis, Investments, Mutual Funds, Syndications, Asset Based Lending, Asset Based Finance, Asset Management
Education
University of Richmond - Robins School of Business
BSBA, Finance and Marketing
The Hartford July 2014 - Present
The Hartford April 2013 - Present
The Hartford October 2011 - April 2013
Aberdeen Catery August 2008 - November 2011
Carolina Insurance and Risk Management Club August 2010 - May 2011
Alpha Tau Omega Fraternity January 2009 - May 2011
Wells Fargo Advisors May 2010 - August 2010
Alpha Tau Omega Fraternity January 2008 - January 2009
Skills
Microsoft Excel, Investments, Recruiting, Microsoft Word, Time Management, Management, Public Relations, Sales, Budgets, New Business Development, Financial Risk, Microsoft Office, Finance, Advertising, PowerPoint, Marketing
Education
University of South Carolina - Darla Moore School of Business 2007 — 2011
Bachelor of Finance, Insurance & Risk Management
Coquest Advisors 2015 - Present
Altegris Advisors 2009 - 2014
Wells Fargo Advisors 2008 - 2009
Meritage Capital, L.P. 2007 - 2008
Franklin Templeton Investments 2002 - 2006
Skills
Alternative Investments, Portfolio Management, Investments, Hedge Funds, Asset Management, Asset Allocation, Due Diligence, Fund Of Funds, Investment Management, Investment Strategies, Mutual Funds, Wealth Management, Investment Research, Manager Selection, Risk Management, Portfolio Optimization, Tactical Asset..., Quantitative Analytics, Business Development, Leadership, Strategic Initiatives, Team Management, Product Development, Thought Leadership, Trading Strategies, Long/Short Equity, Event Driven, Global Macro, Managed Futures
Education
University of San Diego 1998 — 2002
BBA, Finance, Magna Cum Laude
Wells Fargo July 2014 - Present
Wells Fargo February 2012 - June 2014
Wells Fargo Advisors January 2011 - November 2011
LPL Financial February 2010 - 2010
Merrill Lynch May 2009 - December 2009
First Command Financial Services May 2009 - December 2009
Northwestern Mutual May 2008 - August 2008
Skills
LoanIQ, ClearPar, Syndtrak, Commercial Loan..., Credit, Financial Analysis, Finance, Loans, Marketing, Portfolio Management, Wealth Management, Asset Management, Financial Modeling, Management, Investments, Credit Analysis, Strategic Planning, Customer Service, Leadership
Education
University of South Carolina - The Moore School of Business 2005 — 2009
Bachelor's, Finance, Real Estate
Wells Fargo Advisors March 2012 - Present
First Investors Corporation June 2009 - March 2012
P.G. Series, Inc May 2002 - March 2009
Applied Restoration Services January 2001 - January 2002
Skills
Sales, Team Building, Financial Services, Time Management, Small Business, Asset Allocation, Investments, Customer Service, Accounting, Salesforce.com
Education
University of San Diego 2004 — 2008
Bachelor of Business Administration (BBA), Business Management Science, Finance, Marketing, and Supply Chain Management, 3.2
Zenetex July 2015 - Present
Wells Fargo Advisors June 2015 - Present
Tennyson Custom Builders May 2014 - July 2015
Kevin's Corner Kafe March 2011 - August 2014
Skills
Microsoft Office, Customer Service, Microsoft Word, PowerPoint, Management, Public Speaking, Microsoft Excel, Budgets, Research, Teamwork, Social Media, Foreign Military Sales, Security, Government Contracting, International Logistics, Social Networking, Financial Analysis, Time Management, Marketing
Education
University of South Carolina-Columbia 2013 — 2017
Finance, Risk Management and Insurance
Merrill Lynch July 2011 - July 2013
Wells Fargo Advisors April 2008 - August 2011
Wachovia Corporation June 2007 - April 2008
Skills
Series 7, Investments, Financial Analysis
Education
University of Richmond 2003 — 2007
Bachelor of Science in Business Administration, Marketing
Salesforce April 2015 - Present
UPS June 2013 - April 2015
FXCM June 2010 - June 2013
Wells Fargo Advisors November 2009 - May 2010
University of San Francisco August 2008 - May 2010
Northwestern Mutual June 2009 - August 2009
Skills
Investments, Portfolio Management, Finance, Trading, Management, CRM, Asset Management, Financial Services, Equities, Securities, Bloomberg, Customer Service, Financial Analysis, Sales, Microsoft Excel, Access, ERP Software, PowerPoint, Business Intelligence..., Data Warehousing, Financial Modeling, Project Management, Presentations, Relationship Management
Education
University of San Francisco 2006 — 2010
B.S., Finance
Iolani 2002 — 2006
High School
IMS Consulting Group April 2015 - Present
IMS Consulting Group July 2013 - March 2015
Pfizer June 2012 - July 2012
Wells Fargo Advisors July 2011 - August 2011
Ansell Healthcare May 2010 - July 2010
Skills
Data Analysis, Research, Public Speaking, Marketing Strategy, PowerPoint, Spanish, Microsoft Excel, Social Media, Social Networking, Microsoft Office, Time Management, Economics, Access, Event Planning, Facebook, SPSS, Strategy, Intermediate spoken and..., Microsoft Access
Education
University of Richmond - Robins School of Business 2009 — 2013
BSBA, Economics, Marketing, Spanish, Magna Cum Laude
Vienna University of Economics and Business Administration 2011 — 2011
Economics & Marketing
Wells Fargo Advisors February 2011 - Present
Citi 2009 - 2011
Citi March 2003 - September 2009
Citi August 1997 - February 2003
Skills
Mortgage Lending, Residential Mortgages, Banking, Financial Services, Sales Management, Credit, Wealth Management, Risk Management, Product Management, Investments, Portfolio Management, Securities, Loans, Insurance, Relationship Management, Management
Education
University of Scranton 1991 — 1995
Bachelor of Science (B.S.), Business Administration and Management, General
Wells Fargo Advisors August 2014 - Present
Wells Fargo Advisors October 2010 - August 2014
Merrill Lynch March 2008 - October 2010
E*TRADE Financial Corporation June 2007 - March 2008
Skills
Finance, Trading, Supervision, Trade Compliance, Mutual Funds, Stocks, Managed Money, General Securities...
Education
University of South Carolina-Columbia 2003 — 2007
Bachelor's Degree, Economics, 2.8
The Ballentine Group of Wells Fargo Advisors January 2015 - Present
Wells Fargo Advisors January 2014 - December 2014
Wells Fargo Advisors August 2007 - December 2013
Skills
asset allocation, securities, annuities, estate planning..., mutual funds, investments, bonds, fixed income strategies, retirement planning, 401k rollovers
Education
University of South Carolina-Columbia 1992 — 1996
Bachelor's of Science in Business Administration, Finance
Northrop Grumman Corporation April 2014 - Present
Institute for Supply Management October 2013 - December 2013
Williams-Sonoma, Inc. June 2013 - August 2013
Wells Fargo Advisors September 2012 - December 2012
Nazareth Ice Oasis January 2008 - December 2012
Pacific Athletic Club June 2012 - August 2012
University of San Diego September 2011 - May 2012
Skills
Time Management, Microsoft Excel, Financial Analysis, Supply Management, Analytical Skills, Customer Service, Leadership, PowerPoint, Microsoft Word, Community Outreach, Event Planning, Fundraising, Close Attention to..., Cpr Certified, Teamwork, Outlook, Supply Chain Management, Inventory Management, Highly detail oriented, Microsoft Office
Education
University of San Diego 2010 — 2014
Bachelor of Business Administration (BBA), Finance and Supply Chain Management, Early Graduate - January 2014
Carlmont High School 2006 — 2010
Wells Fargo Advisors December 2014 - Present
Skills
Financial Advisory, Investment Planning, Retirement Planning, Wealth Preservation..., Fixed Income Strategies, Risk Management, Portfolio Management, Tax-Efficient..., Fiduciary, 529 Plans, IRAs, Roth IRA, Estate Planning, Higher Education Savings, Life Insurance, Long Term Care Insurance
Education
University of Southern California - Marshall School of Business 2010 — 2013
MBA.PM, Business, 3.7
University of Southern California 2001 — 2005
Bachelor of Arts (B.A.), Global Business/International Relations, 3.4
Brophy College Prep
LLBH Private Wealth Management LLC July 2015 - Present
Wells Fargo Advisors January 2012 - June 2015
Carolina Panthers September 2011 - March 2014
Denver Broncos September 2010 - August 2011
CaridianBCT February 2011 - July 2011
Education
University of Southern California - Marshall School of Business 2007 — 2009
MBA
University of Southern California 2004 — 2009
USC Marshall School of Business 2004 — 2007
Bachelor's degree, Business Administration, Management and Operations
Wells Fargo Advisors April 2015 - Present
Wells Fargo Advisors August 2007 - April 2015
Wells Fargo Bank November 1995 - August 2007
J. Friedman Consulting 1986 - 1995
International Playtex January 1982 - January 1985
Skills
Marketing Strategy, Customer Lifecycle..., Customer Acquisition, Marketing Communications, Product Management, Online Marketing, Product Marketing, Marketing, Strategy, Strategic Planning, Market Research, Management, Product Development, Business Strategy, Business Analysis, CRM, Account Management, Financial Services
Education
New York University Stern School of Business
M.B.A, Marketing
University of Rochester
B.A, Political Science
Pacific Union January 2014 - Present
Seligman Western Enterprises May 2001 - May 2003
Wells Fargo Advisors January 1996 - December 1999
Skills
Sellers, Buyer Representation, Single Family Homes, Relocation, Short Sales, Listings, First Time Home Buyers, Condos, REO, Foreclosures, Investment Properties, Real Estate, New Home Sales, Investors, Referrals, Luxury, Real Estate Transactions, Buyers, Residential Homes, Move Up Buyers
Education
University of San Francisco 1996 — 1999
Bachelor of Science (B.S.), Business Administration
zulily December 2014 - Present
zulily July 2013 - December 2014
USC Marshall School of Business, Major Gifts Team January 2013 - May 2013
UBS Wealth Management January 2012 - April 2012
K1 Capital Advisors September 2011 - December 2011
Wells Fargo Advisors May 2011 - August 2011
Mercerwood Shore Club May 2008 - August 2011
Skills
Microsoft Excel, Financial Analysis, Budget Forecasts, Equities, Management, Wealth Management, Market Research, Valuation, Portfolio Management, Investments
Education
University of Southern California - Marshall School of Business 2009 — 2013
Business Administration, Finance
USC
Wells Fargo Advisors January 2013 - Present
Vivint November 2012 - Present
Avila Golf and Country Club 2010 - 2012
Skills
Sales, Direct Sales, Public Speaking, Negotiation, Retirement Planning, Finance, Investments, Investment Management, Investment Strategies, Time Management, Social Media Marketing, Marketing, Marketing Strategy, Customer Acquisition, Customer Satisfaction, Long-term Customer..., Microsoft Excel, Advertising, Team Leadership, Teamwork, Reference
Education
University of South Florida 2010 — 2014
Bachelor of Science (B.S.), Finance and Financial Management Services
WellsFargo December 2013 - Present
Wells Fargo Advisors October 2006 - December 2013
Wachovia Securities Financial Network August 2003 - October 2006
Wachovia Securities Capital Markets May 2001 - October 2003
Securities Operation Specialist Consultants May 2000 - May 2001
Bank of America May 1998 - April 2000
Branch Bank and Trust Capital Markets January 1989 - April 1998
Skills
Brokerage Risk..., Finance, Leadership, Series 7, Series 99, Operational Control, Securities Operations, Security Clearance, Back Office, Mentoring
Education
Villanova University 2007 — 2007
Green Belt, Six Simga
Virginia Union University 1987 — 1990
Sociology, Social Sciences
United State Army Quarter Master School 1987 — 1988
Material Control and Accounting
University of Richmond 1986 — 1986
Sociology, Social Sciences
USDA / Natural Resources Conservation Service June 2009 - Present
Ace Realty LLP June 2006 - Present
Wells Fargo Advisors July 1997 - June 2006
Skills
Budgets, Contract Negotiation, Customer Service, Financial Analysis, Investments, Historic Preservation, Leadership, Real Estate, Mergers, Management, Licensing, Marketing, Microsoft Excel, Microsoft Office, Negotiation, Outlook, Public Speaking, Strategic Planning, Mortgage Lending, PowerPoint, Project Management, Sales
Education
University of Sioux Falls 2000 — 2005
Business Administration and Management, General
Huron Senior High School 1980 — 1983
Northern Trust Securities October 2014 - Present
Wells Fargo Securities 2012 - Present
Wells Fargo Securities 2008 - 2012
Jackson National Life 2006 - 2008
Wells Fargo Advisors 2005 - 2006
Skills
Fixed Income, Financial Modeling, Financial Analysis, Equities, Investments, Credit Analysis, Trading, Capital Markets, Investment Management, Relationship Management, Asset Management, Portfolio Management
Education
UCLA Anderson School of Management 2011 — 2014
MBA, Finance
University of Southern California 2000 — 2004
BA, Political Science & Russian
Wells Fargo Advisors May 2012 - Present
Self-employed April 2012 - Present
Wells Fargo Advisors April 2012 - Present
Skills
Banking, Music Production, Computer Hardware, Photography, Training
Education
University of South Carolina-Columbia 2005 — 2009
Bachelor of Arts (B.A.), Political Science and Government
Wells Fargo Advisors Senior Vice President-InvestmentsThe Osborne Smith Wealth Management Group of Wells Fargo Advisors, LLCJanuary 2009 - Present
Morgan Stanley Smith Barney June 2004 - January 2009
UBS November 1999 - June 2004
Skills
Series 7, Insurance, Investments, Retirement, Retirement Planning, Financial Services, Risk Management, Financial Planning, Series 63, Finance
Education
University of Southern California 1967 — 1969
Bachelor of Science (BS) and Business Management, Marketing, Economics, and Accounting
SingleStone (formerly Dominion Digital) June 2008 - Present
SingleStone (Formerly Dominion Digital) September 2012 - December 2013
SingleStone (Formerly Dominion Digital) March 2012 - September 2012
SingleStone (Formerly Dominion Digital) October 2010 - March 2012
SingleStone (Formerly Dominion Digital) June 2008 - October 2010
Wells Fargo Advisors (Formerly Wachovia Securities) June 2006 - June 2008
Wells Fargo Advisors March 2004 - June 2006
Skills
Process Improvement, PMP, Scrum, Six Sigma, Business Process, Agile Methodologies, ITIL, Business Process Design, PMI, Business Analysis, SDLC, Business Process..., Project Portfolio..., IT Strategy, Program Management, Requirements Analysis, Integration, Visio, Project Management, Change Management
Education
Virginia Polytechnic Institute and State University - Pamplin College of Business 1998 — 2003
BS, Finance
University of Richmond 2005 — 2006
Securities & Broker Dealer Law
Wells Fargo Advisors 2009 - Present
Wachovia Securities June 2006 - December 2009
Prudential Securities 1994 - 2006
Skills
Financial Modeling, Mutual Funds, Series 63, Asset Allocation, Investments, Wealth Management, Integrity, Retirement Planning, Client Relations Skills, Series 7, Portfolio Management, Strategic Financial..., Caring, Trusts, Securities, Investment Strategies, Investment Advisory, Wealth Management..., Asset Management, 401k, Retirement, IRAs, Finance, Alternative Investments, Mortgage Lending, Investment Management, Loans, Financial Planners, Wealth, Credit, Financial Services, Life Insurance, Cash Management, 401k Rollovers, Long-term Care, 529 Plans, Commercial Lending, Commercial Banking, Options, Fixed Income, ETFs, Equities, Wealth Accumulation, Variable Annuities, Separately Managed..., High Net Worth..., Equity Research, Qualified Retirement..., Pensions, Insurance
Education
University of South Alabama 1975 — 1978
Bachelor of Business Administration (B.B.A.), Business, Management, Marketing, and Related Support Services
EY October 2013 - Present
Wells Fargo Advisors December 2011 - October 2013
Transcend Capital May 2011 - December 2011
Valenti & Valenti, LLC May 2009 - May 2011
W.P. Stewart & Co., Inc. August 1984 - December 2008
Skills
Equity Trading, Series 7, Series 63, Investments, Equities, Alternative Investments, Wealth Management, Finance, Marketing, Financial Services, Financial Analysis, Options, Portfolio Management, Asset Management, Mutual Funds, Series 65
Education
University of South Carolina-Columbia 1979 — 1983
B.A., Journalism, Public Relations, Advertising
Wells Fargo Advisors 1989 - 2012
Merrill Lynch 1981 - 1989
Tri-Counties Regional Center 1975 - 1981
Fluor Corporation 1970 - 1975
Skills
Management, Financial Analysis, Marketing
Education
University of Southern California 1967 — 1970
Master of Business Administration (M.B.A.)
Fifth Third Bank June 2015 - Present
Fifth Third Bank February 2015 - June 2015
Wells Fargo September 2013 - January 2015
Wells Fargo Advisors October 2012 - January 2015
Wells Fargo February 2013 - September 2013
Wells Fargo October 2012 - February 2013
Waddell & Reed May 2010 - May 2012
Skills
Financial Analysis, Business Strategy, Business Analysis, New Business Development, Strategic Financial..., Market Analysis, Market Research, Financial Risk, Finance, Customer Service, Training, Coaching, Relationship Management, Banking, Credit, Financial Services, Portfolio Management, Investments, Risk Management, Consumer Lending, Management, Human Resources, Career Development, Job Coaching, Analysis, Team Building, Leadership, Customer Retention, Time Management, Sales
Education
University of South Carolina-Columbia 2006 — 2010
Bachelor of Arts (B.A.), Political Science and Government
The Law Offices of Guy Levy & Associates September 2014 - Present
CEP America April 2013 - August 2014
University of San Diego September 2012 - September 2013
Wells Fargo Advisors June 2012 - August 2012
Skills
PowerPoint, Microsoft Excel, Microsoft Office, Visual Studio, Microsoft Word, Spanish, Event Planning, Public Speaking, Data Analysis, Social Networking, Data Entry, Research, Photoshop
Education
University of San Diego 2010 — 2014
St. Augustine High School 2006 — 2010
Coldwell Banker Real Estate May 2015 - Present
University of Southern California Facilities Financial Services January 2015 - Present
Wells Fargo Advisors May 2014 - August 2014
Blackhawk Country Club April 2013 - August 2013
Skills
Microsoft Office, Management, Microsoft Excel, Microsoft Word, Research, PowerPoint, Sales, Leadership, Photoshop, Social Media Marketing, Account Management, Client Relations
Education
University of Southern California 2013 — 2017
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Wells Fargo 2014 - Present
Wells Fargo Advisors 2013 - 2014
Deloitte 2012 - 2013
Capital One Financial 2005 - 2012
Raymond James Financial Inc./Heritage Asset Management 2003 - 2005
Skills
Risk Assessment, USA PATRIOT Act, Compliance Training, Policy, AML, OFAC, Policy Writing, Bank Secrecy Act, Mortgage Fraud, Fraud Detection, Procedure Development, Proceeds of Crime, OSFI, Compliance Testing, Regulatory Affairs, Board of Directors..., Executive Reporting, Financial Services, Enterprise Risk..., Risk Management, KYC, Anti Money Laundering, Executive Management, Securities, Sanction, Governance, Financial Risk
Education
University of South Florida - College of Business Administration
MBA, Concentrations: Advanced Financial Management, Corporation Management
University of South Florida
Bachelor of Arts (B.A.), Finance
Wharton Securities Industry Institute
ABA National Compliance School
Wells Fargo Wholesale Banking November 2010 - Present
Wells Fargo Wealth, Brokerage, Retirement August 2007 - November 2010
Wells Fargo Advisors January 2006 - August 2007
Coach January 2004 - March 2006
City and County of San Francisco January 2004 - August 2004
Skills
Project Management, Coaching, Training, Vendor Management, Program Management, Risk Management, Business Analysis, Banking, Change Management, Process Improvement
Education
University of San Francisco 2002 — 2004
B.A, Political Science
RB Capital Management February 2011 - Present
Wells Fargo Advisors 2007 - 2013
Integrity Wealth Management February 2011 - February 2012
The La Mont Group February 2006 - May 2011
Skills
Investments, Wealth Management, Insurance, Small Business, Asset Management, Finance, 401k, Wealth Transfer, Multi-generational..., Annual Giving, Charitable Trusts, Trust Management
Education
University of Southern California 1983 — 1987
Economics
Wells Fargo Advisors September 2010 - Present
Wells Fargo Advisors January 2009 - September 2010
Wachovia, A Wells Fargo Company April 2008 - December 2008
Wachovia November 2004 - April 2008
Education
University of South Carolina-Columbia
Wells Fargo Advisors May 1991 - Present
Wells Fargo Advisors May 1991 - Present
Education
University of Richmond 1989 — 1991
BS, Business Adminstration
Wachovia 1998 - Present
Wells Fargo Advisors 1998 - Present
Education
University of South Florida 1988 — 1991
BA, Political Science
Wells Fargo Advisors January 2013 - Present
E*TRADE Financial May 1998 - January 2013
Skills
Financial Services, Series 7, Equities, Securities, Series 63, Mutual Funds, Risk Management, Process Improvement, Investments, Options, Vendor Management, Wealth Management
Education
University of South Carolina-Columbia 1995 — 1997
Bachelor's Degree, Interdisciplinary Studies - Political Science & Criminal Justice
JPMorgan Chase November 2013 - Present
Deutsche Bank February 2011 - November 2013
Deutsche Bank May 2010 - February 2011
Deutsche Bank May 2009 - April 2010
Wells Fargo Advisors June 2008 - April 2009
BobCAD-CAM Inc. May 2003 - August 2005
Skills
Foreign Exchange, Economics, Risk Analysis, Residential Mortgages, Investment Banking, Accounting, Portfolio Management, Commodity Markets, FX trading, Derivatives, Corporate Finance, Equities, Alternative Investments, Mortgage Lending, Sales, FX Options, Financial Services, Fixed Income, Loans, Options, Prime Brokerage, Money Market, Electronic Trading, Investments, Securities, Valuation, Financial Modeling, Asset Management, Trading, Hedge Funds, Financial Markets, Capital Markets, Financial Analysis, Swaps, Emerging Markets, Mutual Funds, Hedging, Trading Strategies, Equity Derivatives, Structured Finance, Credit Risk, Finance, Banking, Settlement, Bonds, Account Reconciliation, Funding, Collateral Management
Education
University of South Florida 2004 — 2008
Bachelor's degree, Major: Finance Minor: International Business, ~3.5/4.0
CFA Candidate
Capitol Securities Management Inc. January 2014 - Present
BOA August 2007 - January 2014
Wells Fargo Advisors April 2001 - August 2007
RBC Wealth Management July 1994 - July 2001
Skills
Banking, Wealth Management, Sales Management, Portfolio Management, Investments, Fixed Income, Series 7, Mergers & Acquisitions, Asset Management, Strategic Financial..., Business Development, Strategic Planning, Series 63, Alternative Investments, Loans, New Business Development, Mortgage Lending, Leadership, Relationship Management, Commercial Lending, Risk Management, Sales
Education
University of South Carolina-Columbia 1977 — 1982
Bachelor's degree, Business/Managerial Economics
Markit May 2012 - Present
State Street February 2012 - May 2012
Barclays Capital May 2011 - December 2011
Deutsche Bank AG February 2010 - August 2010
Deutsche Bank AG August 2009 - February 2010
Mountbatten Institute 2009 - 2010
Wells Fargo Advisors September 2007 - August 2009
Skills
Derivatives, Collateral Management, Fixed Income, Sell Side, Repo, Mortgage Forwards, TBA, Credit Derivatives, Credit Risk, OTC, FX Derivatives, Financial Analysis, Equities
Education
St. Mary's University, Twickenham 2009 — 2010
Postgraduate Certificate
University of San Diego 2003 — 2007
B.B.A., Business Administration
Macy's February 2015 - Present
Macy's September 2014 - January 2015
Macy's April 2013 - August 2014
Macy's March 2012 - April 2013
Macy's September 2011 - February 2012
Macy's August 2011 - September 2011
Macy's April 2011 - August 2011
Macy's June 2010 - August 2010
Wells Fargo Advisors May 2009 - June 2010
Skills
Retail, Sales, Market Research, Customer Service, Marketing Strategy, Fashion, Analysis, Microsoft Excel, PowerPoint, Merchandising, Microsoft Office, Product Development, Microsoft Word, Outlook, Visual Merchandising, Marketing, Facebook, Social Media
Education
University of San Diego 2007 — 2011
BBA, Business Administration
La Fundación José Ortega y Gasset 2009 — 2009
Business Administration/Spanish
Wells Fargo May 2014 - Present
Wells Fargo Advisors March 2011 - May 2014
Capital One Auto Finance July 2006 - December 2010
Side Splitters Comedy Club 1997 - 2005
Northwest Airlines 1994 - 1998
Skills
Banking, Customer Service, Management, Sales
Education
University of South Florida 1992 — 2008
Bachelors, German/ Communications
A.O.S.R.
Wells Fargo Advisors January 1985 - Present
Skills
Strategic Planning, Customer Service, Investments, Management, Team Building, Public Speaking, Microsoft Office, Project Management, Financial Analysis
Education
University of Scranton 1977 — 1980
Bachelor of Arts (B.A.), Business Administration, Management and Operations
Oppenheimer & Co. Inc. September 2010 - Present
Wells Fargo Advisors December 2007 - September 2010
PNC Investments (Unofficial) July 2005 - December 2006
Bank of America November 2001 - June 2005
Porter Levay & Rose March 2002 - October 2002
UBS Wealth Management August 1999 - March 2002
Porter, LeVay & Rose, Inc. January 1998 - August 1999
Oppenheimer & Co. Inc. August 1997 - January 1998
Education
University of South Carolina-Columbia 1995 — 1997
Finance, Business
Monmouth University 1990 — 1991
Bachelor of Applied Science (BASc), Business Administration
Brookdale Community College
Business Administration
Wells Fargo Advisors September 2013 - Present
Edward Jones February 2009 - September 2013
Skills
Investments, Finance, Retirement Planning, Retirement, Financial Services, Financial Analysis, IRAs, Microsoft Excel, Process Improvement, Mutual Funds, Portfolio Management, Series 7, Wealth Management
Education
University of San Diego 1997 — 2001
Business Marketing
Wells Fargo Advisors July 2013 - Present
Edward Jones Investments May 2000 - July 2013
Edward Jones March 2000 - March 2001
Raymond James Financial, Inc. February 1999 - March 2000
First Affirmative Financial Network September 1996 - March 2000
Skills
Investments, Strategic Planning, Retirement Planning, Equities, Insurance, Finance, Asset Allocation, Investment Strategies, Retirement, Estate Investment..., Long-term Care, Mutual Funds, Securities, Financial Analysis, Professional Mentoring, 529 Plans, College Funding..., Strategic Investment, Strategy, Financial Advisory, Fixed Annuities, Leadership, Customer Service, Asset Preservation
Education
University of San Francisco 2006 — 2008
Bachelor’s Degree, Applied Economics
MB Interests March 2014 - Present
Sewell Automotive Companies October 2012 - March 2014
n/a freelance June 2011 - October 2012
Duncan-Williams, Inc. March 2010 - June 2011
Wells Fargo Advisors July 2008 - January 2010
Hickory Capital Partners August 2004 - June 2007
Morgan Keegan July 1987 - August 2004
Skills
Commercial Pilot, Portfolio Management, Investments, Financial Modeling, Capital Markets, Valuation, Financial Analysis, Private Equity, Securities, Series 7, Investment Banking, Risk Management, Equities, Asset Managment, Mergers, Options, Hedge Funds, Corporate Finance, Trading, Asset Management, Mutual Funds, Series 63, Alternative Investments
Education
University of Southern California 1979 — 1981
MS, Management
University of Tennessee 1970 — 1975
BS Business Administration, Marketing and Economics
Wells Fargo Advisors June 2008 - Present
Wells Fargo Advisors February 2001 - June 2008
Morgan Stanley November 1994 - February 2001
Skills
Investment Planning, Financial Strategies
Education
Woodbury University 2001 — 2003
Master of Business Administration (M.B.A.), Finance
University of Southern California 1989 — 1993
Bachelor of Arts (B.A.), Political Science
Flintridge Preparatory School 1985 — 1989
High School Diploma, High School/Secondary Diplomas and Certificates
TrainingFolks January 2013 - March 2013
TrainingFolks August 2012 - November 2012
TrainingFolks December 2011 - March 2012
TD Bank Group April 2011 - October 2011
Wells Fargo Advisors October 2010 - February 2011
The South Financial Group February 2008 - April 2010
W M Financial Services/ Washington Mutual (now Chase) December 2004 - January 2007
Washington Mutual (Now Chase) June 1998 - November 2004
Legg Mason April 1996 - July 1998
BARNETT SECURITIES January 1991 - January 1996
Skills
Training Delivery, Instructor-led Training, Performance Consulting, Training, Needs Analysis, Coaching
Education
University of South Florida 1980 — 1981
B.A., Marketing, Accounting, Finance
Riverfront Investment Group April 2008 - Present
Wells Fargo Advisors 2003 - 2008
Wachovia Securities, LLC 2002 - 2008
Education
University of Richmond 1990 — 1995
BS, Computer Science
Wells Fargo Advisors November 2013 - Present
Wells Fargo November 2011 - November 2013
Signature Consultants (Wells Fargo) November 2010 - November 2011
Skills
Software Project..., Capital Markets, Portfolio Management, Financial Analysis, Business Requirements, Requirements Gathering, Quality Assurance, Requirements Analysis, SharePoint, Vendor Management, Test Planning, Data Warehousing, User Acceptance Testing, Marketing, Project Portfolio..., Project Management, Data Modeling, MS Project, Process Improvement, Business Process..., Financial Services, Business Analysis, Business Intelligence, Sales Management, Operations Management, Banking, SDLC, Software Documentation
Education
University of South Carolina-Columbia 2005 — 2009
Information Technology
MetLife May 2015 - Present
TIAA-CREF August 2014 - May 2015
TIAA-CREF July 2012 - August 2014
Wells Fargo Advisors September 2011 - July 2012
Wells Fargo June 2011 - September 2011
Skills
Accounts Payable, Management, Advertising, Strategic Planning, Space Management, IT Operations, Corporate Communications
Education
University of South Carolina-Columbia 2006 — 2010
Bachelor of Arts, Advertising, 3.5
Southeast Restaurants December 2011 - Present
Wells Fargo Advisors May 2010 - August 2010
Kappa Sigma Fraternity May 2009 - May 2010
Skills
Great Plains Software, Microsoft Excel, Microsoft Office, Adobe LiveCycle Designer, Payroll, Budgets, Finance, Financial Analysis, Twitter, QuickBooks, Pizza, PowerPoint, Customer Service, Microsoft Word, Social Media, Social Networking, Management, Leadership
Education
University of South Carolina - The Moore School of Business 2007 — 2011
Investment Finance, Corporate Finance, Entrepreneurship
Northrop Grumman Corporation June 2012 - Present
Agile Sourcing Partners 2011 - 2012
Wells Fargo Advisors 2010 - 2010
Skills
Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Data Analysis, Research, Economics, Public Speaking, Time Management, Statistics, Eviews, Report Writing, Qualitative Research, Government
Education
University of San Diego 2013 — 2015
Master's degree, Supply Chain Management
University of San Diego 2009 — 2012
Bachelor of Arts (BA), Economics
Wells Fargo Advisors October 2006 - October 2012
Wells Fargo Advisors January 2006 - October 2006
First Clearing , Affiliate of Wells Fargo February 2000 - January 2006
Wells Fargo Advisors January 1993 - February 2000
Education
Virginia Commonwealth University
Business Administration and Management, General
University of Richmond
Project Management
University of Richmond
Adult Training Certification
J. Sargeant Reynolds Community College
Business Administration and Management, General
Wells Fargo Advisors January 1984 - Present
Skills
Series 7, Series 63, Series 24, Series 53
Education
University of Scranton 1976 — 1980
Regions Financial Corporation January 2013 - Present
The Legend Group April 2012 - January 2013
Wells Fargo Advisors January 1999 - April 2011
Prudential Securities, Inc January 1996 - January 1998
PaineWebber, Inc January 1993 - January 1996
Education
University of South Florida 1991 — 1993
Bachelor of Business Administration (B.B.A.), Finance, General
Enterprise Holdings October 2014 - Present
Wells Fargo Advisors January 2014 - June 2014
Avila Golf and Country Club August 2012 - December 2013
Skills
Microsoft Word, Customer Service, PowerPoint, Microsoft Office, Microsoft Excel, English, Finance, Hospitality, Windows, Access, Outlook
Education
University of South Florida 2010 — 2014
Finance, General
BMA Securities, Inc. November 2014 - December 2014
Wells Fargo Advisors 2012 - 2014
Education
University of San Diego