Advisors Asset Management, Inc.
Industry: Financial services company
DescriptionEstablished in 1979, Advisors Asset Management, Inc. has been a resource that provides investment products and portfolio support to broker-dealers and advisors. Headquarters: Monument, CO Founded: 1979 Area served: United States of America
Advisors Asset Management, Inc. List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Advisors Asset Management, Inc.. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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Advisors Asset Management, Inc. Employees
Employee
Years
Job
Industry
Elspeth Bacher Elspeth Bacher's Advisors Asset Management, Inc. Experience May 2015 - Present
Job Data Integrity Specialist at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. May 2015 - Present
Providence Risk and Insurance November 2014 - January 2015
J. D. Schroeder and Associates June 2013 - October 2014
Arnold Middle School September 2012 - May 2013
Moores School of Music Box Office November 2009 - May 2013
Skills
Flute, Music Performance, Flute Performance and..., Real Estate, Marketing, Microsoft Office, Customer Service, Microsoft Excel, Team Management, Negotiation, Microsoft Word, Fundraising, Workers' Compensation..., Claims Handling, Event Planning
Education
University of Houston 2009 — 2013
Bachelor of Music, Applied Music - Flute
Waller High School 2005 — 2009
Advisors Asset Management, Inc. May 2015 - Present
Providence Risk and Insurance November 2014 - January 2015
J. D. Schroeder and Associates June 2013 - October 2014
Arnold Middle School September 2012 - May 2013
Moores School of Music Box Office November 2009 - May 2013
Skills
Flute, Music Performance, Flute Performance and..., Real Estate, Marketing, Microsoft Office, Customer Service, Microsoft Excel, Team Management, Negotiation, Microsoft Word, Fundraising, Workers' Compensation..., Claims Handling, Event Planning
Education
University of Houston 2009 — 2013
Bachelor of Music, Applied Music - Flute
Waller High School 2005 — 2009
Quintin Mason Quintin Mason's Advisors Asset Management, Inc. Experience January 2007 - February 2011
Job Assistant Boys Basketball Coach and CTE Teacher
Industry Sports
Experience
SSAISD August 2014 - Present
Biodynamic Research Corp July 2011 - May 2014
Advisors Asset Management, Inc. January 2007 - February 2011
Advisors Asset Management, Inc. August 2005 - January 2007
Waddell & Reed November 2004 - August 2005
Skills
Strategic Planning, Sales, Strategy, Competitive Analysis, Customer Service, Team Building, Communication, Building Relationships, Relationship Management, Business Development, Business Analysis, Business Planning, Team Leadership, Product Marketing, Event Planning, Budgets, Marketing, Marketing Strategy, Project Management, Public Speaking, Relationship Building, Risk Management, Sales Management, Salesforce.com, Outlook, Microsoft Office
Education
Trinity University 1997 — 2001
Bachelor of Science, Business Administration
SSAISD August 2014 - Present
Biodynamic Research Corp July 2011 - May 2014
Advisors Asset Management, Inc. January 2007 - February 2011
Advisors Asset Management, Inc. August 2005 - January 2007
Waddell & Reed November 2004 - August 2005
Skills
Strategic Planning, Sales, Strategy, Competitive Analysis, Customer Service, Team Building, Communication, Building Relationships, Relationship Management, Business Development, Business Analysis, Business Planning, Team Leadership, Product Marketing, Event Planning, Budgets, Marketing, Marketing Strategy, Project Management, Public Speaking, Relationship Building, Risk Management, Sales Management, Salesforce.com, Outlook, Microsoft Office
Education
Trinity University 1997 — 2001
Bachelor of Science, Business Administration
Rachita Sudarshan Rachita Sudarshan's Advisors Asset Management, Inc. Experience September 2012 - October 2013
Job Business System Analyst at Encore Capital Group
Industry Financial Services
Experience
Encore Capital Group October 2013 - Present
Advisors Asset Management, Inc. September 2012 - October 2013
Western Asset Management November 2011 - September 2012
Skills
Requirements Gathering, Business Analysis, SDLC, Project Management, Visio, Agile Methodologies, SQL, Software Project..., Microsoft SQL Server, Software Development, Analysis, Crystal Reports, Process Improvement, Data Analysis, Scrum, Cross-functional Team..., Requirements Analysis, Quality Center, Business Objects, Investment Finance, Software Documentation, Communication, HP Quality Center
Education
University of Massachusetts Boston
Master of Business Administration (M.B.A.)
Encore Capital Group October 2013 - Present
Advisors Asset Management, Inc. September 2012 - October 2013
Western Asset Management November 2011 - September 2012
Skills
Requirements Gathering, Business Analysis, SDLC, Project Management, Visio, Agile Methodologies, SQL, Software Project..., Microsoft SQL Server, Software Development, Analysis, Crystal Reports, Process Improvement, Data Analysis, Scrum, Cross-functional Team..., Requirements Analysis, Quality Center, Business Objects, Investment Finance, Software Documentation, Communication, HP Quality Center
Education
University of Massachusetts Boston
Master of Business Administration (M.B.A.)
Kevin Stringer's Advisors Asset Management, Inc. Experience January 2014 - July 2015
Job Infinite Supply
Industry Business Supplies and Equipment
Experience
Advisors Asset Management, Inc. January 2014 - July 2015
Fantasy Sports Now Inc. July 2010 - 2014
SecurityNational Mortgage Company March 2012 - September 2013
USAA February 2008 - July 2010
LoanStar Mortgage Solutions April 2003 - April 2007
The Daily Grind Coffee House January 1997 - March 2003
Corelink Financial at Southern California Bank March 1995 - September 1996
Great Northern Annuity at Southern California Bank November 1993 - March 1995
Smith Barney March 1989 - November 1993
Skills
Real Estate Economics, Investments, Real Estate, Real Estate Development, Investment Properties, Real Estate Transactions, Loans, Start-ups, Social Media, Mortgage Lending, Leadership, Disposition, Underwriting, Brokerage, Sales, Alternative Investments, Mutual Funds, Unit Investment Trusts, Property Management, Economics, Small Business, Business Development, Seperately Managed..., Finance, Financial Services, Management
Education
University of Southern California 1984 — 1988
BA, Economics/Political Science
El Toro High School
El Toro High School
Advisors Asset Management, Inc. January 2014 - July 2015
Fantasy Sports Now Inc. July 2010 - 2014
SecurityNational Mortgage Company March 2012 - September 2013
USAA February 2008 - July 2010
LoanStar Mortgage Solutions April 2003 - April 2007
The Daily Grind Coffee House January 1997 - March 2003
Corelink Financial at Southern California Bank March 1995 - September 1996
Great Northern Annuity at Southern California Bank November 1993 - March 1995
Smith Barney March 1989 - November 1993
Skills
Real Estate Economics, Investments, Real Estate, Real Estate Development, Investment Properties, Real Estate Transactions, Loans, Start-ups, Social Media, Mortgage Lending, Leadership, Disposition, Underwriting, Brokerage, Sales, Alternative Investments, Mutual Funds, Unit Investment Trusts, Property Management, Economics, Small Business, Business Development, Seperately Managed..., Finance, Financial Services, Management
Education
University of Southern California 1984 — 1988
BA, Economics/Political Science
El Toro High School
El Toro High School
Chad Kozicki's Advisors Asset Management, Inc. Experience May 2014 - Present
Job Salesforce Software Developer at Advisors Asset Management, Inc.
Industry Information Technology and Services
Experience
Advisors Asset Management, Inc. May 2014 - Present
Skills
Salesforce.com, HTML, CSS, Visual Basic, JavaScript, C++, Apex Programming, SOQL, jQuery, General Awesomeness, Force.com, Object Oriented Design, Responsive Website..., SQL, Technical Writing, Social Media, Microsoft Office, Access, Windows, Microsoft Excel, OS X, Matlab, Computer Hardware, Excel, QuickBooks, Microsoft Project, Balsamiq, Lucidchart, Wire, Git, Github, Ant, Sales, Microsoft Word
Education
University of Kansas 2006 — 2013
Bachelor of Science (BS), Information Systems Technology
University of Kansas 2006 — 2012
Bachelor of Science (BS), Mechanical Engineering
Advisors Asset Management, Inc. May 2014 - Present
Skills
Salesforce.com, HTML, CSS, Visual Basic, JavaScript, C++, Apex Programming, SOQL, jQuery, General Awesomeness, Force.com, Object Oriented Design, Responsive Website..., SQL, Technical Writing, Social Media, Microsoft Office, Access, Windows, Microsoft Excel, OS X, Matlab, Computer Hardware, Excel, QuickBooks, Microsoft Project, Balsamiq, Lucidchart, Wire, Git, Github, Ant, Sales, Microsoft Word
Education
University of Kansas 2006 — 2013
Bachelor of Science (BS), Information Systems Technology
University of Kansas 2006 — 2012
Bachelor of Science (BS), Mechanical Engineering
Roberto Roffo Roberto Roffo's Advisors Asset Management, Inc. Experience May 2013 - June 2014
Job Senior Portfolio Manager actively seeking new opportunities
Industry Financial Services
Experience
Advisors Asset Management, Inc. May 2013 - June 2014
SMC Fixed Income Management, LP July 2006 - May 2013
Claymore Advisors November 2003 - July 2006
Merrill Lynch Investment Managers April 1992 - November 2003
Skills
Fixed Income, Bonds, Portfolio Management, Investments, Mutual Funds, Asset Management, Bloomberg, Financial Structuring, Trading, Alternative Investments, Investment Strategies, Swaps, Asset Allocation, Series 63, ETFs, Finance, Securities, Hedge Funds, Municipal, Credit Derivatives, Series 7, Structured Finance, Uniform Combined State..., Series 66, Municipal Bonds, Corporate bonds
Education
University of Massachusetts Boston
BA, Economics and English
Advisors Asset Management, Inc. May 2013 - June 2014
SMC Fixed Income Management, LP July 2006 - May 2013
Claymore Advisors November 2003 - July 2006
Merrill Lynch Investment Managers April 1992 - November 2003
Skills
Fixed Income, Bonds, Portfolio Management, Investments, Mutual Funds, Asset Management, Bloomberg, Financial Structuring, Trading, Alternative Investments, Investment Strategies, Swaps, Asset Allocation, Series 63, ETFs, Finance, Securities, Hedge Funds, Municipal, Credit Derivatives, Series 7, Structured Finance, Uniform Combined State..., Series 66, Municipal Bonds, Corporate bonds
Education
University of Massachusetts Boston
BA, Economics and English
Gail Mitchell Gail Mitchell's Advisors Asset Management, Inc. Experience February 2007 - May 2013
Job Investment Prorfessionals Inc
Industry Financial Services
Experience
SWBC Wealth Management January 2014 - June 2015
USAA July 2013 - December 2013
Advisors Asset Management, Inc. February 2007 - May 2013
San Antonio Express-News 2005 - 2006
Skills
Series 7, Series 63, Mutual Funds, Fixed Income, Bonds, Retirement Planning, Investments, Financial Services, Bloomberg, Structured Products, Fixed Annuities, IRAs, Life Insurance, Relationship Management, Securities, Uniform Combined State...
Education
The University of Texas at San Antonio 2001 — 2006
BA, Marketing
The University of Texas at San Antonio 2001 — 2006
Bachelor of Business Administration in Marketing, Marketing
SWBC Wealth Management January 2014 - June 2015
USAA July 2013 - December 2013
Advisors Asset Management, Inc. February 2007 - May 2013
San Antonio Express-News 2005 - 2006
Skills
Series 7, Series 63, Mutual Funds, Fixed Income, Bonds, Retirement Planning, Investments, Financial Services, Bloomberg, Structured Products, Fixed Annuities, IRAs, Life Insurance, Relationship Management, Securities, Uniform Combined State...
Education
The University of Texas at San Antonio 2001 — 2006
BA, Marketing
The University of Texas at San Antonio 2001 — 2006
Bachelor of Business Administration in Marketing, Marketing
Randy Olfers Randy Olfers's Advisors Asset Management, Inc. Experience September 2003 - January 2012
Job Vice PresidentCapital Markets
Industry Financial Services
Experience
Investment Professionals, Inc. March 2013 - Present
Further Lane Asset Management August 2012 - March 2013
Advisors Asset Management, Inc. September 2003 - January 2012
Education
The University of Texas at San Antonio 1996 — 2001
Bachelor of Business Administration (BBA), Finance, General
Investment Professionals, Inc. March 2013 - Present
Further Lane Asset Management August 2012 - March 2013
Advisors Asset Management, Inc. September 2003 - January 2012
Education
The University of Texas at San Antonio 1996 — 2001
Bachelor of Business Administration (BBA), Finance, General
Mandy Haskell Mandy Haskell's Advisors Asset Management, Inc. Experience December 2006 - November 2010
Job Regional Director at Integrity Funds Distributor, Inc.
Industry Financial Services
Experience
Integrity Viking Funds December 2014 - Present
Invesco Ltd. July 2011 - November 2014
Advisors Asset Management, Inc. December 2006 - November 2010
Skills
Series 7, Mutual Funds, Asset Allocation, Separately Managed..., Investments, Portfolio Management, Series 63, Uniform Combined State..., Bonds, Alternative Investments, Fixed Income, Securities, ETFs, Investment Advisory, Wealth Management
Education
Texas Tech University 1997 — 2005
BS, Personal Financial Planning
Integrity Viking Funds December 2014 - Present
Invesco Ltd. July 2011 - November 2014
Advisors Asset Management, Inc. December 2006 - November 2010
Skills
Series 7, Mutual Funds, Asset Allocation, Separately Managed..., Investments, Portfolio Management, Series 63, Uniform Combined State..., Bonds, Alternative Investments, Fixed Income, Securities, ETFs, Investment Advisory, Wealth Management
Education
Texas Tech University 1997 — 2005
BS, Personal Financial Planning
Nick Scarpello's Advisors Asset Management, Inc. Experience September 2015 - Present
Job VP Agency Trader at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. September 2015 - Present
Amherst Pierpont Securities October 2014 - Present
Amherst Securities Group July 2008 - Present
Skills
Series 7, Series 63, Fixed Income, Securities, Bloomberg, Equities, Bonds, Trading, Capital Markets, FINRA, Asset Management, Hedge Funds, Derivatives, Investments, Portfolio Management
Education
New York University - Leonard N. Stern School of Business
Master's Degree, Risk Management
University of Central Florida
BA, Finance
Advisors Asset Management, Inc. September 2015 - Present
Amherst Pierpont Securities October 2014 - Present
Amherst Securities Group July 2008 - Present
Skills
Series 7, Series 63, Fixed Income, Securities, Bloomberg, Equities, Bonds, Trading, Capital Markets, FINRA, Asset Management, Hedge Funds, Derivatives, Investments, Portfolio Management
Education
New York University - Leonard N. Stern School of Business
Master's Degree, Risk Management
University of Central Florida
BA, Finance
Jennifer Rahaim Jennifer Rahaim's Advisors Asset Management, Inc. Experience January 2014 - Present
Job Fixed Income Service Consultant at Advisors Asset Management, Inc.
Industry Investment Management
Experience
Advisors Asset Management, Inc. January 2014 - Present
Advisors Asset Management, Inc. April 2013 - December 2013
UTSA Academic Technology November 2011 - July 2012
Pacific Sunwear April 2011 - August 2011
Tradition Bank September 2008 - August 2009
Panera Bread November 2007 - July 2008
Johnny Rockets March 2007 - October 2007
Skills
Microsoft Excel, PowerPoint, Microsoft Office, Microsoft Word, Customer Service, Teamwork, Accounting, Social Media, Access, Finance
Education
The University of Texas at San Antonio 2009 — 2013
Bachelor of Arts (B.A.), Finance
The University of Texas at Austin 2010 — 2011
Advisors Asset Management, Inc. January 2014 - Present
Advisors Asset Management, Inc. April 2013 - December 2013
UTSA Academic Technology November 2011 - July 2012
Pacific Sunwear April 2011 - August 2011
Tradition Bank September 2008 - August 2009
Panera Bread November 2007 - July 2008
Johnny Rockets March 2007 - October 2007
Skills
Microsoft Excel, PowerPoint, Microsoft Office, Microsoft Word, Customer Service, Teamwork, Accounting, Social Media, Access, Finance
Education
The University of Texas at San Antonio 2009 — 2013
Bachelor of Arts (B.A.), Finance
The University of Texas at Austin 2010 — 2011
Matt Idell Matt Idell's Advisors Asset Management, Inc. Experience March 2009 - March 2014
Job
Industry Information Technology and Services
Experience
Cornerstone OnDemand March 2014 - Present
Advisors Asset Management, Inc. March 2009 - March 2014
Aptimus November 2007 - March 2009
Aptimus October 2006 - November 2007
High Voltage Interactive September 2005 - October 2006
Fixed Income Securities, LP 2004 - 2005
Skills
Microsoft SQL Server, C#, .NET, CSS, JavaScript, ASP.NET, Web Analytics, Lead Generation, Agile Methodologies, Scrum, Management, Test Driven Development, Git, HTTP, REST, HTML, jQuery, Web Applications, ASP.NET MVC, WCF, T-SQL, Subversion, Databases, Ant, Salesforce.com, Apex Programming, OOP
Education
University of California, Berkeley 1997 — 2002
Bachelor of Applied Science (B.A.Sc.), Engineering Mathematics and Statistics
University of California, Berkeley
Bachelor of Applied Science (B.A.Sc.), Engineering Mathematics and Statistics
Cornerstone OnDemand March 2014 - Present
Advisors Asset Management, Inc. March 2009 - March 2014
Aptimus November 2007 - March 2009
Aptimus October 2006 - November 2007
High Voltage Interactive September 2005 - October 2006
Fixed Income Securities, LP 2004 - 2005
Skills
Microsoft SQL Server, C#, .NET, CSS, JavaScript, ASP.NET, Web Analytics, Lead Generation, Agile Methodologies, Scrum, Management, Test Driven Development, Git, HTTP, REST, HTML, jQuery, Web Applications, ASP.NET MVC, WCF, T-SQL, Subversion, Databases, Ant, Salesforce.com, Apex Programming, OOP
Education
University of California, Berkeley 1997 — 2002
Bachelor of Applied Science (B.A.Sc.), Engineering Mathematics and Statistics
University of California, Berkeley
Bachelor of Applied Science (B.A.Sc.), Engineering Mathematics and Statistics
Daina Richard, MBA's Advisors Asset Management, Inc. Experience January 2013 - Present
Job Director, Product Marketing at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. January 2013 - Present
Advisors Asset Management 2007 - 2013
Padgett, Stratemann & Co., LLP 2002 - 2007
Southwest Airlines 2000 - 2002
Texas State University 1997 - 1998
Skills
Marketing, Product Marketing, Financial Services, Marketing Management, Strategic Planning, Leadership, Marketing Communications, Business Strategy, Project Management, Unit Investment Trusts, Business Development, Strategic Financial..., Salesforce, Pardot, Management, Salesforce.com, Marketing Strategy
Education
The University of Texas at San Antonio 2001 — 2004
MBA, Marketing Management
Texas State University-San Marcos 1995 — 1999
BBA, Marketing
Winston Churchill High School 1990 — 1995
Advisors Asset Management, Inc. January 2013 - Present
Advisors Asset Management 2007 - 2013
Padgett, Stratemann & Co., LLP 2002 - 2007
Southwest Airlines 2000 - 2002
Texas State University 1997 - 1998
Skills
Marketing, Product Marketing, Financial Services, Marketing Management, Strategic Planning, Leadership, Marketing Communications, Business Strategy, Project Management, Unit Investment Trusts, Business Development, Strategic Financial..., Salesforce, Pardot, Management, Salesforce.com, Marketing Strategy
Education
The University of Texas at San Antonio 2001 — 2004
MBA, Marketing Management
Texas State University-San Marcos 1995 — 1999
BBA, Marketing
Winston Churchill High School 1990 — 1995
Adam Mayer's Advisors Asset Management, Inc. Experience February 2005 - Present
Job First Vice President, Key Account Management at Advisors Asset Management, Inc. / 1000+ "Real" Connections on LinkedIn
Industry Financial Services
Experience
Advisors Asset Management, Inc. February 2005 - Present
ValuBond March 2000 - January 2005
Banc of America Securities June 1998 - March 2000
Skills
Strategic Partnerships, Business Development, Financial Services, New Business Development, Sales Management, Start-ups, Leadership, Product Marketing, Strategic Planning, Marketing, Series 7, Strategy, Fixed Income, Investments, Sales, Entrepreneurship, Product Development
Education
The University of Kansas 1993 — 1997
BA, Communication Studies
Advisors Asset Management, Inc. February 2005 - Present
ValuBond March 2000 - January 2005
Banc of America Securities June 1998 - March 2000
Skills
Strategic Partnerships, Business Development, Financial Services, New Business Development, Sales Management, Start-ups, Leadership, Product Marketing, Strategic Planning, Marketing, Series 7, Strategy, Fixed Income, Investments, Sales, Entrepreneurship, Product Development
Education
The University of Kansas 1993 — 1997
BA, Communication Studies
Brody Carson Brody Carson's Advisors Asset Management, Inc. Experience March 2006 - Present
Job Regional Area Consultant at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. March 2006 - Present
US Navy January 1994 - January 2000
Education
University of Arizona 2001 — 2005
Physiological Sciences
University of Colorado at Colorado Springs 1992 — 1993
Advisors Asset Management, Inc. March 2006 - Present
US Navy January 1994 - January 2000
Education
University of Arizona 2001 — 2005
Physiological Sciences
University of Colorado at Colorado Springs 1992 — 1993
Robby Nolen Robby Nolen's Advisors Asset Management, Inc. Experience January 2014 - Present
Job Regional Director at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. January 2014 - Present
Advisors Asset Management, Inc. February 2011 - December 2013
Skills
Bonds, Series 7, Securities, Investment Strategies, Financial Advisory, Structured Products, Fixed Income, Separately Managed..., Financial Services, Investments, Unit Investment Trusts, Mutual Funds, Portfolio Assessment, Alternative Investments, Series 63, Series 24, Sales, Finance, Asset Management
Education
Texas State University
Mechanical Engineering
The University of Texas at San Antonio
Mechanical Engineering
Advisors Asset Management, Inc. January 2014 - Present
Advisors Asset Management, Inc. February 2011 - December 2013
Skills
Bonds, Series 7, Securities, Investment Strategies, Financial Advisory, Structured Products, Fixed Income, Separately Managed..., Financial Services, Investments, Unit Investment Trusts, Mutual Funds, Portfolio Assessment, Alternative Investments, Series 63, Series 24, Sales, Finance, Asset Management
Education
Texas State University
Mechanical Engineering
The University of Texas at San Antonio
Mechanical Engineering
Phil Pomella Phil Pomella's Advisors Asset Management, Inc. Experience November 1999 - December 2012
Job Compliance
Industry Financial Services
Experience
Self-Employed December 2012 - April 2014
Advisors Asset Management, Inc. November 1999 - December 2012
M.L. Stern & Co. August 1997 - July 1999
Munger, Tolles & Olson March 1996 - August 1997
Skills
Series 7, Fixed Income, Wealth Management, Securities, Retirement Planning, Investment Strategies, Investments, Mutual Funds, Asset Allocation, Options, Portfolio Management, Equities, Asset Managment, Capital Markets, Trading, Financial Advisory, Structured Products, Series 63, FINRA, ETFs, Financial Services, Alternative Investments, Investment Advisory, Bloomberg, Series 24, Hedge Funds
Education
UCLA
Bachelor of Arts (B.A.), English Language and Literature, General
Self-Employed December 2012 - April 2014
Advisors Asset Management, Inc. November 1999 - December 2012
M.L. Stern & Co. August 1997 - July 1999
Munger, Tolles & Olson March 1996 - August 1997
Skills
Series 7, Fixed Income, Wealth Management, Securities, Retirement Planning, Investment Strategies, Investments, Mutual Funds, Asset Allocation, Options, Portfolio Management, Equities, Asset Managment, Capital Markets, Trading, Financial Advisory, Structured Products, Series 63, FINRA, ETFs, Financial Services, Alternative Investments, Investment Advisory, Bloomberg, Series 24, Hedge Funds
Education
UCLA
Bachelor of Arts (B.A.), English Language and Literature, General
James Tony Beigel James Tony Beigel's Advisors Asset Management, Inc. Experience November 2008 - April 2010
Job Owner/ General Manager at Aqualicoat Technical Coatings
Industry Consumer Services
Experience
Acme Holdings, inc September 2014 - Present
Aqualicoat Technical Coatings September 2013 - Present
Engine Components International September 2012 - October 2013
Investment Professionals, Inc. August 2010 - September 2012
Electro-Coatings July 2010 - October 2011
Advisors Asset Management, Inc. November 2008 - April 2010
Advisors Asset Management, Inc. January 2004 - October 2008
Advisors Asset Management, Inc. August 2002 - January 2004
USAA February 1998 - July 2002
USAA September 1995 - January 1998
Skills
Business Development, Coaching, Investments, Sales Management, Strategic Planning, Public Speaking, Training, Series 7, Series 24, Series 63, Mutual Funds, Bonds, Securities, Investment Strategies, Asset Allocation, series 53, Strategic Financial..., Retirement, Financial Advisory, Portfolio Management, Life Insurance, Equities, Series 65, Banking, Investment Management, Risk Management, Insurance, Leadership, CRM, Management, Sales Operations, Strategy, Relationship Management, Marketing, Forecasting, Executive Management, Fixed Income, Budgets, Sales Process
Education
University of the Incarnate Word 1991 — 1995
MBA, Business
Texas State University 1980 — 1986
BBA, Finance
Acme Holdings, inc September 2014 - Present
Aqualicoat Technical Coatings September 2013 - Present
Engine Components International September 2012 - October 2013
Investment Professionals, Inc. August 2010 - September 2012
Electro-Coatings July 2010 - October 2011
Advisors Asset Management, Inc. November 2008 - April 2010
Advisors Asset Management, Inc. January 2004 - October 2008
Advisors Asset Management, Inc. August 2002 - January 2004
USAA February 1998 - July 2002
USAA September 1995 - January 1998
Skills
Business Development, Coaching, Investments, Sales Management, Strategic Planning, Public Speaking, Training, Series 7, Series 24, Series 63, Mutual Funds, Bonds, Securities, Investment Strategies, Asset Allocation, series 53, Strategic Financial..., Retirement, Financial Advisory, Portfolio Management, Life Insurance, Equities, Series 65, Banking, Investment Management, Risk Management, Insurance, Leadership, CRM, Management, Sales Operations, Strategy, Relationship Management, Marketing, Forecasting, Executive Management, Fixed Income, Budgets, Sales Process
Education
University of the Incarnate Word 1991 — 1995
MBA, Business
Texas State University 1980 — 1986
BBA, Finance
Michael Sperry Michael Sperry's Advisors Asset Management, Inc. Experience March 2007 - January 2010
Job National Account Manager at Bimbo Bakeries USA
Industry Food Production
Experience
Bimbo Bakeries USA November 2012 - October 2014
Bimbo Bakeries USA May 2012 - November 2012
Bimbo Bakeries USA (Formerly Sara Lee Fresh Bread) May 2010 - May 2012
Schwan's Consumer Brands February 2010 - May 2010
Advisors Asset Management, Inc. March 2007 - January 2010
Skills
Retail Link, IRI, Shiloh, ProSpace, Space Automation, Space-planning, Microsoft Office, Access, Retail Category..., Category Insights, Retail, Space planning, National Accounts, Consumer Package Goods, Pricing Strategy, Consumer Products, Sales Plan, Pricing, Grocery, Wal-Mart, Direct Store Delivery, Sales, JDA, Planograms, Assortment, Business Analysis, Nielsen, Categorization, AC Nielsen, Forecasting, Customer Insight
Education
University of Arkansas at Fayetteville 2002 — 2006
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
Bimbo Bakeries USA November 2012 - October 2014
Bimbo Bakeries USA May 2012 - November 2012
Bimbo Bakeries USA (Formerly Sara Lee Fresh Bread) May 2010 - May 2012
Schwan's Consumer Brands February 2010 - May 2010
Advisors Asset Management, Inc. March 2007 - January 2010
Skills
Retail Link, IRI, Shiloh, ProSpace, Space Automation, Space-planning, Microsoft Office, Access, Retail Category..., Category Insights, Retail, Space planning, National Accounts, Consumer Package Goods, Pricing Strategy, Consumer Products, Sales Plan, Pricing, Grocery, Wal-Mart, Direct Store Delivery, Sales, JDA, Planograms, Assortment, Business Analysis, Nielsen, Categorization, AC Nielsen, Forecasting, Customer Insight
Education
University of Arkansas at Fayetteville 2002 — 2006
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
Adam Clemens's Advisors Asset Management, Inc. Experience June 2013 - Present
Job Internal Sales Consultant at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. June 2013 - Present
RBC Wealth Management March 2012 - June 2013
Ameriprise Financial Services, Inc. October 2011 - March 2012
TCF National Bank June 2005 - October 2011
Education
University of Illinois
Advisors Asset Management, Inc. June 2013 - Present
RBC Wealth Management March 2012 - June 2013
Ameriprise Financial Services, Inc. October 2011 - March 2012
TCF National Bank June 2005 - October 2011
Education
University of Illinois
Patrick Daugharty Patrick Daugharty's Advisors Asset Management, Inc. Experience September 2010 - June 2011
Job Insurance and Investment Professional
Industry Insurance
Experience
Monument Insurance Agency July 2012 - Present
1st Consumer Financial Services December 2011 - July 2012
Advisors Asset Management, Inc. September 2010 - June 2011
TIAA-CREF June 2010 - September 2010
Strategic Financial Partners May 2007 - May 2010
Horace Mann Insurance January 2002 - April 2007
Entegris May 1996 - September 2001
Skills
Life Insurance, Fixed Annuities, Investments, Long Term Care Insurance, Property & Casualty..., Retirement Planning, Fixed Indexed Annuities, Premium Financed Life..., Indexed Life Insurance, Term Life Insurance, Insurance, Financial Services, Retirement, Indexed Annuities, Sales, Customer Service
Education
University of Minnesota-Crookston 1977 — 1979
Bird Island H.S. 1974 — 1977
Monument Insurance Agency July 2012 - Present
1st Consumer Financial Services December 2011 - July 2012
Advisors Asset Management, Inc. September 2010 - June 2011
TIAA-CREF June 2010 - September 2010
Strategic Financial Partners May 2007 - May 2010
Horace Mann Insurance January 2002 - April 2007
Entegris May 1996 - September 2001
Skills
Life Insurance, Fixed Annuities, Investments, Long Term Care Insurance, Property & Casualty..., Retirement Planning, Fixed Indexed Annuities, Premium Financed Life..., Indexed Life Insurance, Term Life Insurance, Insurance, Financial Services, Retirement, Indexed Annuities, Sales, Customer Service
Education
University of Minnesota-Crookston 1977 — 1979
Bird Island H.S. 1974 — 1977
Ryan Marquard Ryan Marquard's Advisors Asset Management, Inc. Experience March 2014 - Present
Job Regional Advisory Consultant at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. March 2014 - Present
State Farm Insurance November 2012 - March 2014
Cintas Corporation April 2006 - November 2012
Cintas First Aid & Safety January 2004 - April 2006
Cintas First Aid & Safety August 2002 - January 2004
Skills
Sales Management, Employee Engagement, Operations Management, Visionary, Team Motivator, General Ledger, Acquisition Integration, Change Leadership, Financial Management, Hiring, Sales, Change Management, Strategic Planning, Mergers & Acquisitions, CRM, Income Statement, Employee Relations, Budgets, New Business Development, Customer Service, Leadership, Business Strategy, Coaching, Direct Sales, Interviews, Marketing Strategy, Talent Management, Forecasting, Sales Process, P&L Management, Insurance, Training, Managerial Finance, Team Building, Accounting, Selling, P
Education
Texas Tech University - Rawls College of Business 1996 — 2000
MBA, International Business
Advisors Asset Management, Inc. March 2014 - Present
State Farm Insurance November 2012 - March 2014
Cintas Corporation April 2006 - November 2012
Cintas First Aid & Safety January 2004 - April 2006
Cintas First Aid & Safety August 2002 - January 2004
Skills
Sales Management, Employee Engagement, Operations Management, Visionary, Team Motivator, General Ledger, Acquisition Integration, Change Leadership, Financial Management, Hiring, Sales, Change Management, Strategic Planning, Mergers & Acquisitions, CRM, Income Statement, Employee Relations, Budgets, New Business Development, Customer Service, Leadership, Business Strategy, Coaching, Direct Sales, Interviews, Marketing Strategy, Talent Management, Forecasting, Sales Process, P&L Management, Insurance, Training, Managerial Finance, Team Building, Accounting, Selling, P
Education
Texas Tech University - Rawls College of Business 1996 — 2000
MBA, International Business
Brian Beyer Brian Beyer's Advisors Asset Management, Inc. Experience May 2008 - Present
Job Advisory Consultant at Advisors Asset Management
Industry Financial Services
Experience
Advisors Asset Management, Inc. May 2008 - Present
Ameriprise Financial January 2007 - May 2008
Skills
Investments, Retirement Planning, Financial Advisory, Mutual Funds, Bonds, Alternative Investments, Series 7
Education
The University of Texas at San Antonio
BBA, Management & Entrepreneurship
Advisors Asset Management, Inc. May 2008 - Present
Ameriprise Financial January 2007 - May 2008
Skills
Investments, Retirement Planning, Financial Advisory, Mutual Funds, Bonds, Alternative Investments, Series 7
Education
The University of Texas at San Antonio
BBA, Management & Entrepreneurship
Norman Scotty Scott Norman Scotty Scott's Advisors Asset Management, Inc. Experience December 1998 - March 2013
Job Managing Director at Income Solution Partners
Industry Financial Services
Experience
Income Solution Partners March 2013 - Present
Advisors Asset Management, Inc. December 1998 - March 2013
Skills
Investments, Fixed Income, Trading, Series 7, Structured Products, Securities, Bonds, Alternative Investments, Portfolio Management, Investment Strategies
Education
Texas State University 1987 — 1991
BS & BA, Political Science & Organizational Communications
McKinney High School 1983 — 1987
Income Solution Partners March 2013 - Present
Advisors Asset Management, Inc. December 1998 - March 2013
Skills
Investments, Fixed Income, Trading, Series 7, Structured Products, Securities, Bonds, Alternative Investments, Portfolio Management, Investment Strategies
Education
Texas State University 1987 — 1991
BS & BA, Political Science & Organizational Communications
McKinney High School 1983 — 1987
Josh Duford Josh Duford's Advisors Asset Management, Inc. Experience March 2015 - Present
Job VP Software Development at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. March 2015 - Present
Advisors Asset Management, Inc. February 2011 - March 2015
Advisors Asset Management, Inc February 2004 - February 2011
Fidelity Investments July 2001 - January 2004
Skills
Software Development, Business Analysis, Analysis, SQL Server, Software Project..., SQL, Microsoft SQL Server, SDLC, Requirements Analysis, Process Improvement, Requirements Gathering, Business Process..., Vendor Management, SharePoint, Access, Visio, Data Analysis, Fixed Income, Management, Investments
Education
University of New Hampshire -- Peter T. Paul College of Business and Economics 1997 — 2001
BS - Business Administration, Finance
Advisors Asset Management, Inc. March 2015 - Present
Advisors Asset Management, Inc. February 2011 - March 2015
Advisors Asset Management, Inc February 2004 - February 2011
Fidelity Investments July 2001 - January 2004
Skills
Software Development, Business Analysis, Analysis, SQL Server, Software Project..., SQL, Microsoft SQL Server, SDLC, Requirements Analysis, Process Improvement, Requirements Gathering, Business Process..., Vendor Management, SharePoint, Access, Visio, Data Analysis, Fixed Income, Management, Investments
Education
University of New Hampshire -- Peter T. Paul College of Business and Economics 1997 — 2001
BS - Business Administration, Finance
Boyd Welch Boyd Welch's Advisors Asset Management, Inc. Experience August 2002 - Present
Job 1st Vice President, Investments at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. August 2002 - Present
Skills
Trading, Bonds, Structured Investments, Fixed Income Portfolio..., Sales, Series 7, Fixed Income, Asset Allocation, Alternative Investments, Series 63, Investments, Financial Services, Securities, Investment Advisory, Retirement Planning, Series 24, Mutual Funds, Wealth Management
Education
Texas Tech University 1988 — 1992
BA, Finance
Advisors Asset Management, Inc. August 2002 - Present
Skills
Trading, Bonds, Structured Investments, Fixed Income Portfolio..., Sales, Series 7, Fixed Income, Asset Allocation, Alternative Investments, Series 63, Investments, Financial Services, Securities, Investment Advisory, Retirement Planning, Series 24, Mutual Funds, Wealth Management
Education
Texas Tech University 1988 — 1992
BA, Finance
Ryan Welch Ryan Welch's Advisors Asset Management, Inc. Experience August 2009 - Present
Job Senior Regional Vice President Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. August 2009 - Present
Claymore Securities July 2007 - June 2009
State Street Global Advisors July 2006 - July 2007
ING Funds September 2005 - July 2006
Liberty Mutual June 2002 - September 2005
Skills
Separately Managed..., Investment Strategies, Financial Advisory, Series 7, Mutual Funds, ETFs, Series 63, Investments, Series 65, Relationship Management, Alternative Investments, Securities, Asset Allocation, Asset Management, Investment Advisory, Wealth Management
Education
University of New Hampshire -- Peter T. Paul College of Business and Economics 1999 — 2003
Bachelors, Economics
Advisors Asset Management, Inc. August 2009 - Present
Claymore Securities July 2007 - June 2009
State Street Global Advisors July 2006 - July 2007
ING Funds September 2005 - July 2006
Liberty Mutual June 2002 - September 2005
Skills
Separately Managed..., Investment Strategies, Financial Advisory, Series 7, Mutual Funds, ETFs, Series 63, Investments, Series 65, Relationship Management, Alternative Investments, Securities, Asset Allocation, Asset Management, Investment Advisory, Wealth Management
Education
University of New Hampshire -- Peter T. Paul College of Business and Economics 1999 — 2003
Bachelors, Economics
Alan Bundy Alan Bundy's Advisors Asset Management, Inc. Experience January 2014 - February 2015
Job Account Executive at Sigma Solutions, A Pivot Company
Industry Information Technology and Services
Experience
Sigma Solutions, A Pivot Company March 2015 - Present
Advisors Asset Management, Inc. January 2014 - February 2015
Advisors Asset Management, Inc. December 2010 - December 2013
Geiger Wealth Management, LLC January 2008 - November 2010
Advisors Asset Management, Inc. March 2002 - December 2007
Skills
Consultative Selling, Data Center, IT Strategy, IT Solutions, EMC Storage Solutions, Virtualization, Building Effective..., IT Infrastructure..., Strategic Planning, Cloud Computing, Technology Solutions
Education
The University of Texas at San Antonio 1996 — 2001
Finance, General
Sigma Solutions, A Pivot Company March 2015 - Present
Advisors Asset Management, Inc. January 2014 - February 2015
Advisors Asset Management, Inc. December 2010 - December 2013
Geiger Wealth Management, LLC January 2008 - November 2010
Advisors Asset Management, Inc. March 2002 - December 2007
Skills
Consultative Selling, Data Center, IT Strategy, IT Solutions, EMC Storage Solutions, Virtualization, Building Effective..., IT Infrastructure..., Strategic Planning, Cloud Computing, Technology Solutions
Education
The University of Texas at San Antonio 1996 — 2001
Finance, General
Joe Cotton Joe Cotton's Advisors Asset Management, Inc. Experience 1998 - May 2014
Job Managing Director at Income Solution Partners
Industry Investment Management
Experience
Income Solution Partners May 2014 - Present
Advisors Asset Management, Inc. 1998 - May 2014
McCullough Eberhart January 1990 - August 1998
Skills
Fixed Income, Bonds, Series 7, Series 63, Strategy, Bloomberg, Alternative Investments, Analysis, Electronic Trading, Trading, Capital Markets, Trading Systems
Education
University of Houston 1976 — 1980
Drilling Technology, Oil and gas Exploration
Income Solution Partners May 2014 - Present
Advisors Asset Management, Inc. 1998 - May 2014
McCullough Eberhart January 1990 - August 1998
Skills
Fixed Income, Bonds, Series 7, Series 63, Strategy, Bloomberg, Alternative Investments, Analysis, Electronic Trading, Trading, Capital Markets, Trading Systems
Education
University of Houston 1976 — 1980
Drilling Technology, Oil and gas Exploration
AJ Helgerson's Advisors Asset Management, Inc. Experience January 2011 - July 2014
Job Regional Director at Delaware Investments
Industry Financial Services
Experience
Delaware Investments July 2014 - Present
Advisors Asset Management, Inc. January 2011 - July 2014
Goldman Sachs Asset Management November 2009 - February 2011
RiverSource Asset Management February 2007 - December 2009
Merrill Lynch January 2005 - February 2007
Creative Artists Agency May 2000 - April 2003
Skills
Practice Management, Emotional Intelligence, Investments, Asset Management, Mutual Funds, Asset Managment, Alternative Investments, Asset Allocation, Competitive Analysis, Finance, Financial Advisory, Financial Markets, Financial Services, Retirement, Sales, Sales Operations, Series 63, Series 7, Strategy, Uniform Combined State..., Separately Managed...
Education
The University of North Dakota 1995 — 2000
B.A., Liberal Arts
Delaware Investments July 2014 - Present
Advisors Asset Management, Inc. January 2011 - July 2014
Goldman Sachs Asset Management November 2009 - February 2011
RiverSource Asset Management February 2007 - December 2009
Merrill Lynch January 2005 - February 2007
Creative Artists Agency May 2000 - April 2003
Skills
Practice Management, Emotional Intelligence, Investments, Asset Management, Mutual Funds, Asset Managment, Alternative Investments, Asset Allocation, Competitive Analysis, Finance, Financial Advisory, Financial Markets, Financial Services, Retirement, Sales, Sales Operations, Series 63, Series 7, Strategy, Uniform Combined State..., Separately Managed...
Education
The University of North Dakota 1995 — 2000
B.A., Liberal Arts
Edward Felt Edward Felt's Advisors Asset Management, Inc. Experience 2008 - Present
Job Regional Advisor Consultant at Advisors Asset Management
Industry Financial Services
Experience
Advisors Asset Management, Inc. 2008 - Present
Merrill Lynch February 1996 - May 2008
Fidelity Investments 1991 - 1996
Skills
Series 7, Fixed Income, Portfolio Management, Equities, Mutual Funds, Investments, Financial Services, Structured Products, Options, Strategic Financial..., Bonds, FINRA, Financial Advisory
Education
University of Phoenix 1993 — 1995
MBA, Finance
University of Utah
BA Economics
Advisors Asset Management, Inc. 2008 - Present
Merrill Lynch February 1996 - May 2008
Fidelity Investments 1991 - 1996
Skills
Series 7, Fixed Income, Portfolio Management, Equities, Mutual Funds, Investments, Financial Services, Structured Products, Options, Strategic Financial..., Bonds, FINRA, Financial Advisory
Education
University of Phoenix 1993 — 1995
MBA, Finance
University of Utah
BA Economics
Brandon Speer Brandon Speer's Advisors Asset Management, Inc. Experience July 2014 - May 2015
Job Accredited Retirement Plan Consultant
Industry Financial Services
Experience
PAYCHEX INC May 2015 - Present
Advisors Asset Management, Inc. July 2014 - May 2015
ADP April 2011 - January 2014
Paychex June 2010 - March 2011
Mutual of America November 2006 - May 2010
American Funds 2001 - 2006
Skills
Employee Benefits, Insurance, Benefits Administration, Cold Calling, Defined Benefit, Health Insurance, COBRA, Sales, Account Management, Small Business, Employee Relations, 401k, Retirement Planning, Retirement, Selling, Investments
Education
The University of Texas at San Antonio 1993 — 1998
Bachelor of Arts (B.A.), English/Communications
Taft High School 1988 — 1992
PAYCHEX INC May 2015 - Present
Advisors Asset Management, Inc. July 2014 - May 2015
ADP April 2011 - January 2014
Paychex June 2010 - March 2011
Mutual of America November 2006 - May 2010
American Funds 2001 - 2006
Skills
Employee Benefits, Insurance, Benefits Administration, Cold Calling, Defined Benefit, Health Insurance, COBRA, Sales, Account Management, Small Business, Employee Relations, 401k, Retirement Planning, Retirement, Selling, Investments
Education
The University of Texas at San Antonio 1993 — 1998
Bachelor of Arts (B.A.), English/Communications
Taft High School 1988 — 1992
Peter Knipe Peter Knipe's Advisors Asset Management, Inc. Experience July 2009 - Present
Job Vice President at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. July 2009 - Present
Clearbrook Financial August 2007 - July 2009
Overture Financial March 2006 - July 2007
Merrill Lynch & Co 1999 - 2006
The Ayco Company March 1996 - August 1998
Skills
Product Management, Separately Managed..., Investment Management, Finance, Management, Financial Services, Product Development, CRM, Series 7, Investments, Alternative Investments, Mutual Funds, Series 63, Asset Allocation, FINRA, Asset Management
Education
Union College 1992 — 1996
BA, Economics
The Hotchkiss School 1989 — 1992
High School
Advisors Asset Management, Inc. July 2009 - Present
Clearbrook Financial August 2007 - July 2009
Overture Financial March 2006 - July 2007
Merrill Lynch & Co 1999 - 2006
The Ayco Company March 1996 - August 1998
Skills
Product Management, Separately Managed..., Investment Management, Finance, Management, Financial Services, Product Development, CRM, Series 7, Investments, Alternative Investments, Mutual Funds, Series 63, Asset Allocation, FINRA, Asset Management
Education
Union College 1992 — 1996
BA, Economics
The Hotchkiss School 1989 — 1992
High School
Jason Richard, CFP® Jason Richard, CFP®'s Advisors Asset Management, Inc. Experience October 2006 - Present
Job Vice President, Regional Advisory Consultant at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. October 2006 - Present
Frost Bank May 1995 - March 2005
Skills
Series 7, Equities, Asset Allocation, Fixed Income, Bonds, Financial Services, Alternative Investments, Structured Products, Mutual Funds, Securities, Investments, Asset Managment, Investment Strategies, Retirement Planning, Strategic Financial..., Portfolio Management, Wealth Management, Series 63, FINRA, Investment Advisory, Financial Advisory, Retirement, Financial Planning, Asset Management
Education
The University of Texas at Austin - Red McCombs School of Business 1991 — 1995
BBA, Finance
Douglas MacArthur High School
Advisors Asset Management, Inc. October 2006 - Present
Frost Bank May 1995 - March 2005
Skills
Series 7, Equities, Asset Allocation, Fixed Income, Bonds, Financial Services, Alternative Investments, Structured Products, Mutual Funds, Securities, Investments, Asset Managment, Investment Strategies, Retirement Planning, Strategic Financial..., Portfolio Management, Wealth Management, Series 63, FINRA, Investment Advisory, Financial Advisory, Retirement, Financial Planning, Asset Management
Education
The University of Texas at Austin - Red McCombs School of Business 1991 — 1995
BBA, Finance
Douglas MacArthur High School
Bret Hamilton Bret Hamilton's Advisors Asset Management, Inc. Experience January 2014 - October 2014
Job District Representative III at Nalco Champion
Industry Oil & Energy
Experience
Nalco Champion October 2014 - Present
Advisors Asset Management, Inc. January 2014 - October 2014
Advisors Asset Management, Inc. January 2007 - January 2014
Education
Texas Tech University 2001 — 2006
Bachelor, Anthropology
Nalco Champion October 2014 - Present
Advisors Asset Management, Inc. January 2014 - October 2014
Advisors Asset Management, Inc. January 2007 - January 2014
Education
Texas Tech University 2001 — 2006
Bachelor, Anthropology
Rick Marrone Rick Marrone's Advisors Asset Management, Inc. Experience September 2010 - April 2011
Job Managing Director at a SF Bay Area Private Wealth Management Firm
Industry Investment Management
Experience
SF Bay Area Private Wealth Management Firm March 2011 - Present
Advisors Asset Management, Inc. September 2010 - April 2011
Evergreen Investments April 1993 - October 2008
Comerica June 1982 - April 1993
Skills
Fixed Income, Portfolio Management, Investments, Mutual Funds, Bonds, Asset Managment, Strategy, Series 7, Capital Markets, Securities, Bloomberg, Management, Investment Strategies, Asset Management, High Net Worth..., Investment Management, Trading, Wealth Management
Education
University of Michigan 1978 — 1982
BSA, Managerial Economics and Finance
Wayne State University
MBA, Finance
SF Bay Area Private Wealth Management Firm March 2011 - Present
Advisors Asset Management, Inc. September 2010 - April 2011
Evergreen Investments April 1993 - October 2008
Comerica June 1982 - April 1993
Skills
Fixed Income, Portfolio Management, Investments, Mutual Funds, Bonds, Asset Managment, Strategy, Series 7, Capital Markets, Securities, Bloomberg, Management, Investment Strategies, Asset Management, High Net Worth..., Investment Management, Trading, Wealth Management
Education
University of Michigan 1978 — 1982
BSA, Managerial Economics and Finance
Wayne State University
MBA, Finance
Jake Ruby's Advisors Asset Management, Inc. Experience May 2011 - February 2013
Job Financial Analyst II at BD
Industry Medical Devices
Experience
BD June 2015 - Present
BD February 2013 - June 2015
Advisors Asset Management, Inc. May 2011 - February 2013
Anytime Fitness August 2009 - April 2011
Northwestern Mutual Financial Network January 2009 - August 2009
American Funds November 2006 - February 2008
Skills
Series 7, Mutual Funds, Asset Allocation, Investments, Sales, Series 63, Strategic Planning, Financial Projection, Corporate Budgeting, Project Management, Asset Managment, Bonds, Investment Strategies, Retirement Planning, Wealth Management, Securities, Financial Advisory, Alternative Investments, Fixed Income, Portfolio Management, Strategic Financial..., Financial Services, Investment Advisory, Financial Modeling, Asset Management, Management, Finance, Leadership, Team Building, Retirement, Financial Planning
Education
The University of Texas at San Antonio 2014 — 2016
Master of Business Administration (M.B.A.), Finance, 4.0
The University of Texas at San Antonio 2002 — 2007
BBA, Finance
BD June 2015 - Present
BD February 2013 - June 2015
Advisors Asset Management, Inc. May 2011 - February 2013
Anytime Fitness August 2009 - April 2011
Northwestern Mutual Financial Network January 2009 - August 2009
American Funds November 2006 - February 2008
Skills
Series 7, Mutual Funds, Asset Allocation, Investments, Sales, Series 63, Strategic Planning, Financial Projection, Corporate Budgeting, Project Management, Asset Managment, Bonds, Investment Strategies, Retirement Planning, Wealth Management, Securities, Financial Advisory, Alternative Investments, Fixed Income, Portfolio Management, Strategic Financial..., Financial Services, Investment Advisory, Financial Modeling, Asset Management, Management, Finance, Leadership, Team Building, Retirement, Financial Planning
Education
The University of Texas at San Antonio 2014 — 2016
Master of Business Administration (M.B.A.), Finance, 4.0
The University of Texas at San Antonio 2002 — 2007
BBA, Finance
Brittany Frederick, CRPS® Brittany Frederick, CRPS®'s Advisors Asset Management, Inc. Experience February 2014 - May 2014
Job Senior Advisory Support Specialist at NFP
Industry Financial Services
Experience
NFP Advisor Services July 2014 - Present
Advisors Asset Management, Inc. February 2014 - May 2014
JW Marriott September 2013 - February 2014
USAA February 2012 - July 2013
The Estates Apartment Complex- Management Support Property August 2011 - February 2012
Frost & Sullivan July 2011 - July 2011
Skills
Training, Customer Service, Microsoft Word, Leadership, Management, Social Networking, Microsoft Excel, Process Improvement, Negotiation, Microsoft Office, Telephone Skills, PowerPoint, Account Management, Claims Management, Retail, Time Management, Recruiting, Analysis, Event Planning, Insurance, Accounting, Team Building, Finance, Sales, Multi Tasking, Financial Accounting, Product Development, Strategic Planning, Business/Relationship..., Business Intelligence, Digital and Online..., Outlook, Customer Retention, Event Management, Coaching
Education
University of the Incarnate Word 2013 — 2013
Business Administration and Management, General
Texas State University-San Marcos 2009 — 2011
BSFCS, Family and Consumer Sciences with Minor in General Business
Texas Tech University 2006 — 2008
Hotel, Motel, and Restaurant Management
NFP Advisor Services July 2014 - Present
Advisors Asset Management, Inc. February 2014 - May 2014
JW Marriott September 2013 - February 2014
USAA February 2012 - July 2013
The Estates Apartment Complex- Management Support Property August 2011 - February 2012
Frost & Sullivan July 2011 - July 2011
Skills
Training, Customer Service, Microsoft Word, Leadership, Management, Social Networking, Microsoft Excel, Process Improvement, Negotiation, Microsoft Office, Telephone Skills, PowerPoint, Account Management, Claims Management, Retail, Time Management, Recruiting, Analysis, Event Planning, Insurance, Accounting, Team Building, Finance, Sales, Multi Tasking, Financial Accounting, Product Development, Strategic Planning, Business/Relationship..., Business Intelligence, Digital and Online..., Outlook, Customer Retention, Event Management, Coaching
Education
University of the Incarnate Word 2013 — 2013
Business Administration and Management, General
Texas State University-San Marcos 2009 — 2011
BSFCS, Family and Consumer Sciences with Minor in General Business
Texas Tech University 2006 — 2008
Hotel, Motel, and Restaurant Management
Susan Delmer's Advisors Asset Management, Inc. Experience July 2011 - Present
Job Sales Consultant at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. July 2011 - Present
Citi Smith Barney February 2008 - July 2011
JPMorgan Chase October 2006 - August 2007
Alliance Bernstein 2001 - 2007
American Express Financial Advisors 1999 - 2001
Skills
Series 7, Series 63, Series 65, Wholesaling, Consultative Selling, Financial Markets, Investments, Separately Managed..., Equities, Fixed Income, Mutual Funds, Securities, Bonds, Alternative Investments, Hedge Funds, Financial Planning, Investment Advisory, Wealth Management, Asset Allocation, Managed Accounts, Investment Products, Financial Advisory, Strategic Financial..., Managing Accounts, Trading, FINRA, Investment Strategies, Financial Services, ETFs, Retirement, Selling, Insurance, Finance, Uniform Combined State..., Wholesale, Asset Management, Retirement Planning, Portfolio Management, Sales
Education
Texas Tech University 1989 — 1991
Not Completed, English
Alamo Heights High School
Advisors Asset Management, Inc. July 2011 - Present
Citi Smith Barney February 2008 - July 2011
JPMorgan Chase October 2006 - August 2007
Alliance Bernstein 2001 - 2007
American Express Financial Advisors 1999 - 2001
Skills
Series 7, Series 63, Series 65, Wholesaling, Consultative Selling, Financial Markets, Investments, Separately Managed..., Equities, Fixed Income, Mutual Funds, Securities, Bonds, Alternative Investments, Hedge Funds, Financial Planning, Investment Advisory, Wealth Management, Asset Allocation, Managed Accounts, Investment Products, Financial Advisory, Strategic Financial..., Managing Accounts, Trading, FINRA, Investment Strategies, Financial Services, ETFs, Retirement, Selling, Insurance, Finance, Uniform Combined State..., Wholesale, Asset Management, Retirement Planning, Portfolio Management, Sales
Education
Texas Tech University 1989 — 1991
Not Completed, English
Alamo Heights High School
Kevin Brandel's Advisors Asset Management, Inc. Experience May 2012 - August 2012
Job Regional Account Executive at Steben & Company
Industry Financial Services
Experience
Steben & Company, Inc. June 2015 - Present
MetLife August 2013 - June 2015
Advisors Asset Management, Inc. May 2012 - August 2012
Skills
Microsoft Office 2007, SPIN Selling, Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Leadership, Public Speaking, Event Planning, Time Management, Social Media, Social Media Marketing, Strategic Planning, Research, iMovie, HTML, Matlab
Education
University of Kentucky 2009 — 2013
Bachelor's degree, Finance and Marketing
Commack High School 2005 — 2009
Steben & Company, Inc. June 2015 - Present
MetLife August 2013 - June 2015
Advisors Asset Management, Inc. May 2012 - August 2012
Skills
Microsoft Office 2007, SPIN Selling, Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Leadership, Public Speaking, Event Planning, Time Management, Social Media, Social Media Marketing, Strategic Planning, Research, iMovie, HTML, Matlab
Education
University of Kentucky 2009 — 2013
Bachelor's degree, Finance and Marketing
Commack High School 2005 — 2009
Jonathan Clatt Jonathan Clatt's Advisors Asset Management, Inc. Experience March 2010 - November 2010
Job Student Ministries Pastor & Creative Director
Industry Religious Institutions
Experience
LHC Ministries May 2010 - Present
Clatt Creative 2011 - Present
Advisors Asset Management, Inc. March 2010 - November 2010
Eckard Companies 2006 - 2010
Eckard Companies 2006 - 2007
Skills
Social Media, Event Planning, Public Speaking, Microsoft Office, WordPress, Marketing, Marketing Communications, Social Media Marketing
Education
The King's University 2014 — 2016
Master's Degree, Practical Theology
The University of Texas at San Antonio 2000 — 2006
BBA, Marketing
LHC Ministries May 2010 - Present
Clatt Creative 2011 - Present
Advisors Asset Management, Inc. March 2010 - November 2010
Eckard Companies 2006 - 2010
Eckard Companies 2006 - 2007
Skills
Social Media, Event Planning, Public Speaking, Microsoft Office, WordPress, Marketing, Marketing Communications, Social Media Marketing
Education
The King's University 2014 — 2016
Master's Degree, Practical Theology
The University of Texas at San Antonio 2000 — 2006
BBA, Marketing
Evan O'Brien Evan O'Brien's Advisors Asset Management, Inc. Experience May 2014 - Present
Job Regional Advisory Consultant, Advisor Asset Management
Industry Financial Services
Experience
Advisors Asset Management, Inc. May 2014 - Present
AXA Advisors July 2013 - May 2014
Skills
Estate Planning, Financial Analysis, Management, Financial Planners, Networking, Series 7, Financial Advisory, Investments, Asset Management, Finance, Mutual Funds, Series 63, Securities, Fixed Income, Financial Planning
Education
Texas State University 2009 — 2013
Bachelor's Degree, Finance
Texas State University-San Marcos 2009 — 2013
Bachelor of Business Administration (B.B.A.), Accounting
Advisors Asset Management, Inc. May 2014 - Present
AXA Advisors July 2013 - May 2014
Skills
Estate Planning, Financial Analysis, Management, Financial Planners, Networking, Series 7, Financial Advisory, Investments, Asset Management, Finance, Mutual Funds, Series 63, Securities, Fixed Income, Financial Planning
Education
Texas State University 2009 — 2013
Bachelor's Degree, Finance
Texas State University-San Marcos 2009 — 2013
Bachelor of Business Administration (B.B.A.), Accounting
Yan Gao's Advisors Asset Management, Inc. Experience March 2006 - July 2009
Job Product Manager at National Regulatory Services
Industry Financial Services
Experience
NRS April 2011 - Present
First Allied Securities July 2009 - July 2010
Advisors Asset Management, Inc. March 2006 - July 2009
LPL Financial February 2005 - March 2006
TD December 2003 - February 2005
Skills
Strategic Communications, Analysis, Compliance, Financial Analysis, Data Analysis, Access, Investments, Fixed Income, Mutual Funds, Microsoft Office, Process Improvement, Investment Advisory, Series 7, Series 63, Microsoft Word, Strategic Financial..., Microsoft Excel, Strategic Planning, Strategic Partnerships, FINRA, Asset Management, Securities, Bloomberg, Product Managers, Product Management, Mandarin, Scrum, Agile Methodologies, Corporate Finance, Revenue Analysis, Customer Relations, Series 65, Bloomberg Terminal, Cost Accounting, Price Forecasting, SharePoint, Alternative Investments, Business Analysis, Hedge Funds, Leadership, Asset Allocation, Equities, Portfolio Management, Customer Service, Financial Services, Idea Generation, Vendor Management, Agile Project Management, Financial Planning
Education
University of California, Davis 1997 — 2003
Bachelor of Arts, Economics
NRS April 2011 - Present
First Allied Securities July 2009 - July 2010
Advisors Asset Management, Inc. March 2006 - July 2009
LPL Financial February 2005 - March 2006
TD December 2003 - February 2005
Skills
Strategic Communications, Analysis, Compliance, Financial Analysis, Data Analysis, Access, Investments, Fixed Income, Mutual Funds, Microsoft Office, Process Improvement, Investment Advisory, Series 7, Series 63, Microsoft Word, Strategic Financial..., Microsoft Excel, Strategic Planning, Strategic Partnerships, FINRA, Asset Management, Securities, Bloomberg, Product Managers, Product Management, Mandarin, Scrum, Agile Methodologies, Corporate Finance, Revenue Analysis, Customer Relations, Series 65, Bloomberg Terminal, Cost Accounting, Price Forecasting, SharePoint, Alternative Investments, Business Analysis, Hedge Funds, Leadership, Asset Allocation, Equities, Portfolio Management, Customer Service, Financial Services, Idea Generation, Vendor Management, Agile Project Management, Financial Planning
Education
University of California, Davis 1997 — 2003
Bachelor of Arts, Economics
Christian Neilson's Advisors Asset Management, Inc. Experience February 2013 - December 2014
Job Senior Managing Consultant
Industry Financial Services
Experience
The PFM Group December 2014 - Present
Advisors Asset Management, Inc. February 2013 - December 2014
Advisors Asset Management, Inc. October 2010 - February 2013
Advisors Asset Management, Inc. July 2009 - November 2010
Advisors Asset Management, Inc. June 2008 - July 2009
Fixed Income Securities May 2007 - August 2007
Fixed Income Securities May 2006 - August 2006
Skills
Fixed Income, Bonds, Trading, Electronic Trading, Capital Markets, Series 7, Municipal Bonds, Securities, Series 63, Bloomberg, Credit Trading, Swaps, Risk Management, Alternative Investments, Financial Markets, Bloomberg Software, Financial Services, Finance, Investment Strategies, Bloomberg TOMS, Certificates of Deposit, Trading Systems, Trading Strategies, Investments, FINRA, Financial Risk, Valuation, Bloomberg Terminal, Due Diligence, Credit, Economics, Market Data, Credit Analysis, Credit Risk, Market Risk, Back Office, Middle Office, Technical Analysis, Analysis, Settlement, Marketing Strategy, Process Improvement, Project Management, Analytics, Data Analysis, PowerPoint, Structured Products, Hedging, Financial Analysis, Public Finance
Education
University of Kansas 2003 — 2008
Bachelor of Arts (B.A.), Economics
The PFM Group December 2014 - Present
Advisors Asset Management, Inc. February 2013 - December 2014
Advisors Asset Management, Inc. October 2010 - February 2013
Advisors Asset Management, Inc. July 2009 - November 2010
Advisors Asset Management, Inc. June 2008 - July 2009
Fixed Income Securities May 2007 - August 2007
Fixed Income Securities May 2006 - August 2006
Skills
Fixed Income, Bonds, Trading, Electronic Trading, Capital Markets, Series 7, Municipal Bonds, Securities, Series 63, Bloomberg, Credit Trading, Swaps, Risk Management, Alternative Investments, Financial Markets, Bloomberg Software, Financial Services, Finance, Investment Strategies, Bloomberg TOMS, Certificates of Deposit, Trading Systems, Trading Strategies, Investments, FINRA, Financial Risk, Valuation, Bloomberg Terminal, Due Diligence, Credit, Economics, Market Data, Credit Analysis, Credit Risk, Market Risk, Back Office, Middle Office, Technical Analysis, Analysis, Settlement, Marketing Strategy, Process Improvement, Project Management, Analytics, Data Analysis, PowerPoint, Structured Products, Hedging, Financial Analysis, Public Finance
Education
University of Kansas 2003 — 2008
Bachelor of Arts (B.A.), Economics
Samson Koo Samson Koo's Advisors Asset Management, Inc. Experience February 2011 - Present
Job
Industry Capital Markets
Experience
Advisors Asset Management, Inc. February 2011 - Present
Barclays Capital 2005 - 2011
Skills
Alternative Investments, Fixed Income, Derivatives, Financial Structuring, Equities, Bloomberg, Capital Markets, Equity Derivatives, Corporate Finance
Education
University of Pennsylvania - The Wharton School
Master of Business Administration (M.B.A.)
Advisors Asset Management, Inc. February 2011 - Present
Barclays Capital 2005 - 2011
Skills
Alternative Investments, Fixed Income, Derivatives, Financial Structuring, Equities, Bloomberg, Capital Markets, Equity Derivatives, Corporate Finance
Education
University of Pennsylvania - The Wharton School
Master of Business Administration (M.B.A.)
Ed Kreusel, CFA's Advisors Asset Management, Inc. Experience June 2003 - April 2005
Job Lead Analyst at USAA
Industry Insurance
Experience
at USAA April 2012 - Present
Kino Oil Company August 2009 - April 2012
Waddell & Reed - Austin, Calvert, & Flavin April 2005 - June 2009
University of the Incarnate Word 2007 - 2009
Advisors Asset Management, Inc. June 2003 - April 2005
Clear Channel Communications June 2002 - June 2003
USAA Investment Management Company January 1994 - April 2002
Skills
Fixed Income, Portfolio Management, Investments, Equities, Capital Markets, Bonds, Risk Management, Alternative Investments, Financial Modeling, Securities, Finance, Derivatives, Trading, Bloomberg, Asset Management, Due Diligence, Credit Analysis, Financial Markets, Financial Services, Valuation, Credit Risk, Business Analysis, Investment Management, Series 63, Economics, Asset Managment, @RISK, Asset Allocation, Analysis, Credit, Financial Risk, Investment Strategies, Mergers, Mutual Funds
Education
CFA Institute 2002 — 2006
CFA Charter
MBA - St. Mary's University 1996 — 1998
MBA, Finance
The University of Texas at San Antonio 1984 — 1988
BBA, Finance
Central Catholic
at USAA April 2012 - Present
Kino Oil Company August 2009 - April 2012
Waddell & Reed - Austin, Calvert, & Flavin April 2005 - June 2009
University of the Incarnate Word 2007 - 2009
Advisors Asset Management, Inc. June 2003 - April 2005
Clear Channel Communications June 2002 - June 2003
USAA Investment Management Company January 1994 - April 2002
Skills
Fixed Income, Portfolio Management, Investments, Equities, Capital Markets, Bonds, Risk Management, Alternative Investments, Financial Modeling, Securities, Finance, Derivatives, Trading, Bloomberg, Asset Management, Due Diligence, Credit Analysis, Financial Markets, Financial Services, Valuation, Credit Risk, Business Analysis, Investment Management, Series 63, Economics, Asset Managment, @RISK, Asset Allocation, Analysis, Credit, Financial Risk, Investment Strategies, Mergers, Mutual Funds
Education
CFA Institute 2002 — 2006
CFA Charter
MBA - St. Mary's University 1996 — 1998
MBA, Finance
The University of Texas at San Antonio 1984 — 1988
BBA, Finance
Central Catholic
John J Lyons IV John J Lyons IV's Advisors Asset Management, Inc. Experience December 2010 - January 2011
Job Investment Management Associate at BlackRock
Industry Financial Services
Experience
BlackRock September 2015 - Present
BlackRock September 2014 - Present
HedgeServ March 2014 - August 2014
Barclays Investment Bank September 2013 - December 2013
Cantor Fitzgerald July 2012 - August 2012
Advisors Asset Management, Inc. December 2010 - January 2011
Skills
Fixed Income, Financial Analysis, Equities, Portfolio Management, Finance, Bloomberg, Financial Modeling, Sales, Bloomberg Terminal, Equity Derivatives, Options, Hedge Funds, Derivatives, Equity Research, Investments, Mutual Funds, ETFs, Series 7
Education
University of Scranton 2009 — 2013
Bachelor of Science (B.S.), Finance, General
The University of Manchester 2012 — 2012
Bachelor of Science (BSc), Finance, General
Red Bank Catholic High School 2005 — 2009
Degree, Diploma
BlackRock September 2015 - Present
BlackRock September 2014 - Present
HedgeServ March 2014 - August 2014
Barclays Investment Bank September 2013 - December 2013
Cantor Fitzgerald July 2012 - August 2012
Advisors Asset Management, Inc. December 2010 - January 2011
Skills
Fixed Income, Financial Analysis, Equities, Portfolio Management, Finance, Bloomberg, Financial Modeling, Sales, Bloomberg Terminal, Equity Derivatives, Options, Hedge Funds, Derivatives, Equity Research, Investments, Mutual Funds, ETFs, Series 7
Education
University of Scranton 2009 — 2013
Bachelor of Science (B.S.), Finance, General
The University of Manchester 2012 — 2012
Bachelor of Science (BSc), Finance, General
Red Bank Catholic High School 2005 — 2009
Degree, Diploma
Michael Rumely's Advisors Asset Management, Inc. Experience July 2009 - February 2010
Job Partner Technology Manager @ Google
Industry Computer Software
Experience
Google April 2015 - Present
KPMG US March 2014 - March 2015
Cynergy Systems November 2011 - March 2014
Cynergy Systems February 2010 - November 2011
Advisors Asset Management, Inc. July 2009 - February 2010
Cypress Semiconductor May 2006 - April 2009
Skills
.NET, C#, Silverlight, WPF, JavaScript, Software Development, jQuery, Web Development, HTML, Programming, Requirements Analysis, Certified Scrum Master..., Swift, iOS development, Objective-C, Java, Web Applications, Agile Methodologies, XML, CSS, Scrum, iOS Development
Education
University of Portland 2004 — 2008
Bachelor of Science, Computer Science
Google April 2015 - Present
KPMG US March 2014 - March 2015
Cynergy Systems November 2011 - March 2014
Cynergy Systems February 2010 - November 2011
Advisors Asset Management, Inc. July 2009 - February 2010
Cypress Semiconductor May 2006 - April 2009
Skills
.NET, C#, Silverlight, WPF, JavaScript, Software Development, jQuery, Web Development, HTML, Programming, Requirements Analysis, Certified Scrum Master..., Swift, iOS development, Objective-C, Java, Web Applications, Agile Methodologies, XML, CSS, Scrum, iOS Development
Education
University of Portland 2004 — 2008
Bachelor of Science, Computer Science
Neal Lee's Advisors Asset Management, Inc. Experience August 2006 - Present
Job Senior Regional Vice President at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. August 2006 - Present
Legg Mason November 2004 - August 2006
T Rowe Price February 2002 - November 2004
Skills
Series 63, Series 7, Investment Strategies, Investments, Mutual Funds, ETFs, Asset Management
Education
University of Maryland College Park 1997 — 2001
Bachelor of Science (B.S.)
Advisors Asset Management, Inc. August 2006 - Present
Legg Mason November 2004 - August 2006
T Rowe Price February 2002 - November 2004
Skills
Series 63, Series 7, Investment Strategies, Investments, Mutual Funds, ETFs, Asset Management
Education
University of Maryland College Park 1997 — 2001
Bachelor of Science (B.S.)
Brian McNeely's Advisors Asset Management, Inc. Experience January 2005 - December 2008
Job Municipal Trader
Industry Financial Services
Experience
Investment Professionals, Inc. October 2009 - Present
Mid Atlantic Capital Group, Inc. November 2008 - August 2009
Advisors Asset Management, Inc. January 2005 - December 2008
Education
Texas State University 2000 — 2003
BBA, Finance
Investment Professionals, Inc. October 2009 - Present
Mid Atlantic Capital Group, Inc. November 2008 - August 2009
Advisors Asset Management, Inc. January 2005 - December 2008
Education
Texas State University 2000 — 2003
BBA, Finance
Scott Roberg's Advisors Asset Management, Inc. Experience June 2005 - Present
Job CFO at Advisors Asset Management, Inc.
Industry Investment Management
Experience
Advisors Asset Management, Inc. June 2005 - Present
Fiserv Securities, Inc. 2001 - 2005
Coopers & Lybrand 1989 - 1991
McGaldrey & Pullen 1988 - 1989
Education
University of Denver 1975 — 1978
Advisors Asset Management, Inc. June 2005 - Present
Fiserv Securities, Inc. 2001 - 2005
Coopers & Lybrand 1989 - 1991
McGaldrey & Pullen 1988 - 1989
Education
University of Denver 1975 — 1978
Brian Klotz's Advisors Asset Management, Inc. Experience September 2012 - April 2014
Job Fixed Income Sales & Portfolio Management
Industry Financial Services
Experience
International Fixed Income, LLC February 2015 - Present
Elite Financing Group May 2014 - Present
Halen Capital Management Inc. May 2014 - January 2015
Advisors Asset Management, Inc. September 2012 - April 2014
Open Mortgage, LLC January 2012 - September 2012
Laidlaw & Co (UK) November 2009 - January 2011
Entrust Wealth Solutions, LLC May 2009 - November 2009
Open Mortgage, LLC September 2007 - February 2009
Pathfinder Mortgage Group 2005 - 2007
Fixed Income Securities 2003 - 2005
Skills
Portfolio Management, Residential Mortgages, Banking, Investment Properties, Fixed Income, Refinance, Finance, Retirement Planning, Mortgage Lending, Loans, Investment Banking, Mortgage Banking, Investments, New Business Development, Sales, FHA, Financial Advisory, Estate Planning
Education
Texas State University-San Marcos 1992 — 1999
BBA, Finance, Marketing
International Fixed Income, LLC February 2015 - Present
Elite Financing Group May 2014 - Present
Halen Capital Management Inc. May 2014 - January 2015
Advisors Asset Management, Inc. September 2012 - April 2014
Open Mortgage, LLC January 2012 - September 2012
Laidlaw & Co (UK) November 2009 - January 2011
Entrust Wealth Solutions, LLC May 2009 - November 2009
Open Mortgage, LLC September 2007 - February 2009
Pathfinder Mortgage Group 2005 - 2007
Fixed Income Securities 2003 - 2005
Skills
Portfolio Management, Residential Mortgages, Banking, Investment Properties, Fixed Income, Refinance, Finance, Retirement Planning, Mortgage Lending, Loans, Investment Banking, Mortgage Banking, Investments, New Business Development, Sales, FHA, Financial Advisory, Estate Planning
Education
Texas State University-San Marcos 1992 — 1999
BBA, Finance, Marketing
Chip Tencza's Advisors Asset Management, Inc. Experience 2008 - August 2012
Job Managing Director, Sales and Operations at Integrity Aviation
Industry Investment Management
Experience
Integrity Aviation February 2015 - Present
Income Solution Partners October 2013 - January 2015
Further Lane Income Solution October 2012 - October 2013
Advisors Asset Management, Inc. 2008 - August 2012
Advisors Asset Management, Inc. August 2005 - December 2007
USAA April 1996 - August 2005
Skills
Securities, Trading, Series 7, Bonds, Fixed Income, Investments, Portfolio Management, Asset Management, Equities, Asset Allocation, Wealth Management, Series 63, Alternative Investments, Mutual Funds, FINRA, Financial Services
Education
Texas State University 1990 — 1995
BA, Mass Communications
William Howard Taft High School
Integrity Aviation February 2015 - Present
Income Solution Partners October 2013 - January 2015
Further Lane Income Solution October 2012 - October 2013
Advisors Asset Management, Inc. 2008 - August 2012
Advisors Asset Management, Inc. August 2005 - December 2007
USAA April 1996 - August 2005
Skills
Securities, Trading, Series 7, Bonds, Fixed Income, Investments, Portfolio Management, Asset Management, Equities, Asset Allocation, Wealth Management, Series 63, Alternative Investments, Mutual Funds, FINRA, Financial Services
Education
Texas State University 1990 — 1995
BA, Mass Communications
William Howard Taft High School
Tony Leisk's Advisors Asset Management, Inc. Experience April 2006 - Present
Job Advisory Consultant at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. April 2006 - Present
Waddell & Reed January 2002 - October 2005
T Rowe Price February 2000 - November 2001
Skills
Series 7, Investment Strategies, Bonds, Securities, Fixed Income, Alternative Investments, Financial Advisory, Separately Managed..., Finance, Structured Products, Investments, Mutual Funds, Asset Allocation, Asset Management, Series 63
Education
University of Northern Colorado 1996 — 1998
BA, Psychology
Advisors Asset Management, Inc. April 2006 - Present
Waddell & Reed January 2002 - October 2005
T Rowe Price February 2000 - November 2001
Skills
Series 7, Investment Strategies, Bonds, Securities, Fixed Income, Alternative Investments, Financial Advisory, Separately Managed..., Finance, Structured Products, Investments, Mutual Funds, Asset Allocation, Asset Management, Series 63
Education
University of Northern Colorado 1996 — 1998
BA, Psychology
Guillermo Borrego, CFA's Advisors Asset Management, Inc. Experience February 2004 - November 2005
Job Portfolio Manager
Industry Financial Services
Experience
Intercontinental Asset Management November 2005 - February 2015
Advisors Asset Management, Inc. February 2004 - November 2005
Advisors Asset Management, Inc. December 2001 - February 2004
USAA August 1999 - February 2001
US Global Investors October 1997 - May 1999
Skills
Alternative Investments, Asset Allocation, Asset Management, Capital Markets, Investment Strategies, Mutual Funds, Wealth Management
Education
The University of Texas at San Antonio 1992 — 1997
Bachelor’s Degree, Accounting and Finance
Intercontinental Asset Management November 2005 - February 2015
Advisors Asset Management, Inc. February 2004 - November 2005
Advisors Asset Management, Inc. December 2001 - February 2004
USAA August 1999 - February 2001
US Global Investors October 1997 - May 1999
Skills
Alternative Investments, Asset Allocation, Asset Management, Capital Markets, Investment Strategies, Mutual Funds, Wealth Management
Education
The University of Texas at San Antonio 1992 — 1997
Bachelor’s Degree, Accounting and Finance
Chad Taylor's Advisors Asset Management, Inc. Experience March 2011 - March 2014
Job District Representative III at Nalco Champion
Industry Oil & Energy
Experience
Nalco Champion April 2014 - Present
Advisors Asset Management, Inc. March 2011 - March 2014
USAA February 2009 - March 2011
Better Homes and Gardens Real Estate Bradfield Properties May 2008 - February 2009
Skills
Oil & Gas Industry, Energy, Sales, Leadership, Chemical Engineering, Oilfield, Petroleum, Process Engineering, Corrosion, Polymers, Chemistry, Water Treatment
Education
University of the Incarnate Word 2010 — 2014
Masters of Business Administration, Business Management
Texas Tech University - Rawls College of Business 2004 — 2008
Bachelor of Business Administration, Marketing
Nalco Champion April 2014 - Present
Advisors Asset Management, Inc. March 2011 - March 2014
USAA February 2009 - March 2011
Better Homes and Gardens Real Estate Bradfield Properties May 2008 - February 2009
Skills
Oil & Gas Industry, Energy, Sales, Leadership, Chemical Engineering, Oilfield, Petroleum, Process Engineering, Corrosion, Polymers, Chemistry, Water Treatment
Education
University of the Incarnate Word 2010 — 2014
Masters of Business Administration, Business Management
Texas Tech University - Rawls College of Business 2004 — 2008
Bachelor of Business Administration, Marketing
Clayton Brasher's Advisors Asset Management, Inc. Experience November 2009 - February 2014
Job Sr. Vice President, Structured Credit at George K. Baum & Company
Industry Investment Management
Experience
George K. Baum & Company February 2014 - Present
Advisors Asset Management, Inc. November 2009 - February 2014
Ischus Capital Management LLC June 2006 - November 2009
Education
University of Alabama 2005 — 2006
Master of Science, Finance, concentration in Financial Risk Strategy
Birmingham-Southern College 2001 — 2005
Bachelor of Science, Business Administration
2016 Level III Candidate in the CFA Program
George K. Baum & Company February 2014 - Present
Advisors Asset Management, Inc. November 2009 - February 2014
Ischus Capital Management LLC June 2006 - November 2009
Education
University of Alabama 2005 — 2006
Master of Science, Finance, concentration in Financial Risk Strategy
Birmingham-Southern College 2001 — 2005
Bachelor of Science, Business Administration
2016 Level III Candidate in the CFA Program
Kevin V Pena's Advisors Asset Management, Inc. Experience March 2006 - Present
Job Regional Vice President at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. March 2006 - Present
Advisors Asset Management, Inc. March 2006 - July 2012
Esoterix 1999 - 2003
Skills
Mutual Funds, Series 7, Series 63, Separately Managed..., Asset Allocation, Series 65, Series 24, Series 6, Alternative Investments, ETFs, Securities, Investment Strategies, Wealth Management, Uniform Combined State..., Investment Advisory
Education
Texas State University 1997 — 2002
Bachelor of Business Administration (B.B.A.), Marketing
Texas State University
Marketing, Marketing
Advisors Asset Management, Inc. March 2006 - Present
Advisors Asset Management, Inc. March 2006 - July 2012
Esoterix 1999 - 2003
Skills
Mutual Funds, Series 7, Series 63, Separately Managed..., Asset Allocation, Series 65, Series 24, Series 6, Alternative Investments, ETFs, Securities, Investment Strategies, Wealth Management, Uniform Combined State..., Investment Advisory
Education
Texas State University 1997 — 2002
Bachelor of Business Administration (B.B.A.), Marketing
Texas State University
Marketing, Marketing
James Aurand's Advisors Asset Management, Inc. Experience April 2002 - Present
Job Operations clerk II at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. April 2002 - Present
entegris 1995 - 2001
Skills
Asset Management, Manufacturing, Process Improvement, Semiconductors, Cross-functional Team..., Portfolio Management, Program Management
Education
University of Oklahoma 1981 — 1986
architecture, architecture
Advisors Asset Management, Inc. April 2002 - Present
entegris 1995 - 2001
Skills
Asset Management, Manufacturing, Process Improvement, Semiconductors, Cross-functional Team..., Portfolio Management, Program Management
Education
University of Oklahoma 1981 — 1986
architecture, architecture
Michael Vreeland's Advisors Asset Management, Inc. Experience March 2008 - December 2009
Job Fixed Income Trader at Brean Capital, LLC
Industry Financial Services
Experience
Brean Capital, LLC July 2012 - Present
Gleacher and Company December 2009 - July 2012
Advisors Asset Management, Inc. March 2008 - December 2009
Wachovia Securities July 2002 - March 2008
Education
UNC Chapel Hill 1998 — 2002
Brean Capital, LLC July 2012 - Present
Gleacher and Company December 2009 - July 2012
Advisors Asset Management, Inc. March 2008 - December 2009
Wachovia Securities July 2002 - March 2008
Education
UNC Chapel Hill 1998 — 2002
Micky Mitchell's Advisors Asset Management, Inc. Experience January 2014 - Present
Job Regional Sales Director at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. January 2014 - Present
Advisors Asset Management, Inc. June 2007 - December 2013
Advisors Asset Management, Inc. May 2005 - June 2007
Eltekon Financial September 2004 - April 2005
Education
The University of Texas at Austin 2002 — 2004
Major: Government, Minor: Business
The University of Texas at San Antonio 2000 — 2002
Advisors Asset Management, Inc. January 2014 - Present
Advisors Asset Management, Inc. June 2007 - December 2013
Advisors Asset Management, Inc. May 2005 - June 2007
Eltekon Financial September 2004 - April 2005
Education
The University of Texas at Austin 2002 — 2004
Major: Government, Minor: Business
The University of Texas at San Antonio 2000 — 2002
Bruno Vera III's Advisors Asset Management, Inc. Experience July 2008 - August 2010
Job Managing Director, International Sales and Business Development
Industry Financial Services
Experience
Integrity Aviation and Leasing January 2015 - Present
-- 2010 - 2015
Advisors Asset Management, Inc. July 2008 - August 2010
JP Morgan Chase 2003 - 2008
USAA 1987 - 2002
Skills
Leadership, Strategy, Series 7, Sales Management, Investments, Strategic Planning, Management, Executive Management, Business Development, Operations Management, Performance Management, Change Management, Customer Service, Training, Team Building, Recruiting, Banking, Leadership Development, Team Leadership, Cross-functional Team..., Personnel Management, Call Center, FINRA Series 7, 24, 66; Executive..., Customer Experience, Product Development, Product Management, Life Insurance, Series 63, Call Centers, Sales
Education
The University of Texas at San Antonio
BBA, Finance
University of the Incarnate Word
MBA, Management
Integrity Aviation and Leasing January 2015 - Present
-- 2010 - 2015
Advisors Asset Management, Inc. July 2008 - August 2010
JP Morgan Chase 2003 - 2008
USAA 1987 - 2002
Skills
Leadership, Strategy, Series 7, Sales Management, Investments, Strategic Planning, Management, Executive Management, Business Development, Operations Management, Performance Management, Change Management, Customer Service, Training, Team Building, Recruiting, Banking, Leadership Development, Team Leadership, Cross-functional Team..., Personnel Management, Call Center, FINRA Series 7, 24, 66; Executive..., Customer Experience, Product Development, Product Management, Life Insurance, Series 63, Call Centers, Sales
Education
The University of Texas at San Antonio
BBA, Finance
University of the Incarnate Word
MBA, Management
Nicholas DeJohn, CFP's Advisors Asset Management, Inc. Experience 2011 - 2011
Job Financial Consultant at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments April 2015 - Present
Fidelity Investments April 2015 - April 2015
Fidelity Investments 2012 - March 2015
Fidelity Investments 2011 - 2012
Advisors Asset Management, Inc. 2011 - 2011
Michael Oana Retirement Planning 2010 - 2011
University of South Carolina 2010 - 2010
Education
University of South Carolina - The Moore School of Business
Bachelor of Science (BS), Finance
University of South Carolina - The Moore School of Business
Bachelor of Science (BS), Economics
Fidelity Investments April 2015 - Present
Fidelity Investments April 2015 - April 2015
Fidelity Investments 2012 - March 2015
Fidelity Investments 2011 - 2012
Advisors Asset Management, Inc. 2011 - 2011
Michael Oana Retirement Planning 2010 - 2011
University of South Carolina 2010 - 2010
Education
University of South Carolina - The Moore School of Business
Bachelor of Science (BS), Finance
University of South Carolina - The Moore School of Business
Bachelor of Science (BS), Economics
Paul Michowicz, CFA, FRM's Advisors Asset Management, Inc. Experience September 2011 - Present
Job Managing Director at Advisors Asset Management, Inc.
Industry Investment Management
Experience
Advisors Asset Management, Inc. September 2011 - Present
Texel Fixed Income Hedge Fund January 2007 - August 2011
Huxley Capital Management 2008 - 2009
Texel Fixed Income Hedge Fund March 2005 - December 2007
GMAC-RFC July 2003 - March 2005
Lehman Brothers March 2000 - September 2001
Deutsche Bank July 1999 - March 2000
Bankers Trust August 1994 - July 1999
Goldman Sachs May 1993 - July 1993
Macquarie Group January 1988 - August 1992
Skills
Structured Products, Portfolio Management, Options, Investment Strategies, Private Equity, Hedge Funds, Investment Banking, Risk Management, ABS, MBS, CDO, Bloomberg, Alternative Investments, Arbitrage, Venture Capital, Start-ups, Equity Derivatives, Equity Trading, Credit Analysis, Due Diligence, Microsoft Excel, Accounting, Options Strategies, Relative Value Trading, Technology, Convertible Bonds, CLO, Correlation Trading, Black-Scholes, Chartered Financial..., Financial Risk..., Investment Selection, Investment Valuation, Family Office, Principal Investments, Principal Investing, Fixed Income Strategies, Fixed Income Portfolio..., Trading Floor, Entrepreneurship, Bond Markets, Equity Capital Markets, Analytical Models, Lateral Thinking
Education
Wharton School, University of Pennsylvania 1992 — 1994
MBA, Palmer Scholar, Finance, Management
University of NSW 1984 — 1987
Bachelor of Commerce (B.Com.) - Honors, Accounting and Finance
Advisors Asset Management, Inc. September 2011 - Present
Texel Fixed Income Hedge Fund January 2007 - August 2011
Huxley Capital Management 2008 - 2009
Texel Fixed Income Hedge Fund March 2005 - December 2007
GMAC-RFC July 2003 - March 2005
Lehman Brothers March 2000 - September 2001
Deutsche Bank July 1999 - March 2000
Bankers Trust August 1994 - July 1999
Goldman Sachs May 1993 - July 1993
Macquarie Group January 1988 - August 1992
Skills
Structured Products, Portfolio Management, Options, Investment Strategies, Private Equity, Hedge Funds, Investment Banking, Risk Management, ABS, MBS, CDO, Bloomberg, Alternative Investments, Arbitrage, Venture Capital, Start-ups, Equity Derivatives, Equity Trading, Credit Analysis, Due Diligence, Microsoft Excel, Accounting, Options Strategies, Relative Value Trading, Technology, Convertible Bonds, CLO, Correlation Trading, Black-Scholes, Chartered Financial..., Financial Risk..., Investment Selection, Investment Valuation, Family Office, Principal Investments, Principal Investing, Fixed Income Strategies, Fixed Income Portfolio..., Trading Floor, Entrepreneurship, Bond Markets, Equity Capital Markets, Analytical Models, Lateral Thinking
Education
Wharton School, University of Pennsylvania 1992 — 1994
MBA, Palmer Scholar, Finance, Management
University of NSW 1984 — 1987
Bachelor of Commerce (B.Com.) - Honors, Accounting and Finance
David Cooksey's Advisors Asset Management, Inc. Experience 2006 - 2008
Job Software Developer at Thycotic Software Ltd
Industry Computer Software
Experience
Thycotic Software Ltd 2009 - Present
Advisors Asset Management, Inc. 2006 - 2008
Andrews Electronics 2004 - 2006
Community Shares of Illinois 2002 - 2004
Skills
.NET, C#, Agile Methodologies, Visual Studio, jQuery, KnockoutJS, VB.NET
Education
University of Illinois at Urbana-Champaign
Bachelor's Degree, Computer Science
Thycotic Software Ltd 2009 - Present
Advisors Asset Management, Inc. 2006 - 2008
Andrews Electronics 2004 - 2006
Community Shares of Illinois 2002 - 2004
Skills
.NET, C#, Agile Methodologies, Visual Studio, jQuery, KnockoutJS, VB.NET
Education
University of Illinois at Urbana-Champaign
Bachelor's Degree, Computer Science
Joseph Polverino's Advisors Asset Management, Inc. Experience June 2015 - Present
Job Municipal bond trader at Sterne Agee
Industry Financial Services
Experience
Advisors Asset Management, Inc. June 2015 - Present
Sterne Agee January 2013 - May 2015
Oppenheimer & Co. June 2003 - December 2012
Skills
Series 7, Series 63, Bonds, Fixed Income, Securities
Education
University of Delaware 2000 — 2002
BS, Finance
St. Johns University 1998 — 2000
Advisors Asset Management, Inc. June 2015 - Present
Sterne Agee January 2013 - May 2015
Oppenheimer & Co. June 2003 - December 2012
Skills
Series 7, Series 63, Bonds, Fixed Income, Securities
Education
University of Delaware 2000 — 2002
BS, Finance
St. Johns University 1998 — 2000
Bradly Hinton's Advisors Asset Management, Inc. Experience February 2008 - January 2011
Job Financial Services Professional
Industry Financial Services
Experience
advisors asset management 2008 - Present
BHC Marketing 2011 - 2012
Advisors Asset Management, Inc. February 2008 - January 2011
Education
The University of Texas at San Antonio 1995 — 2000
Bachelor of Business Administration (B.B.A.), Finance, General
advisors asset management 2008 - Present
BHC Marketing 2011 - 2012
Advisors Asset Management, Inc. February 2008 - January 2011
Education
The University of Texas at San Antonio 1995 — 2000
Bachelor of Business Administration (B.B.A.), Finance, General
Jamie Wisecarver's Advisors Asset Management, Inc. Experience June 2007 - Present
Job Regional Advisory Consultant at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. June 2007 - Present
Advisors Asset Management, Inc. June 2007 - Present
Skills
Series 7, Mutual Funds, Bonds, Series 63, Alternative Investments, Investments, Securities, Strategic Planning, Wealth Management, Asset Allocation
Education
The University of Texas at San Antonio 2001 — 2003
Bachelor's degree, Psychology
Advisors Asset Management, Inc. June 2007 - Present
Advisors Asset Management, Inc. June 2007 - Present
Skills
Series 7, Mutual Funds, Bonds, Series 63, Alternative Investments, Investments, Securities, Strategic Planning, Wealth Management, Asset Allocation
Education
The University of Texas at San Antonio 2001 — 2003
Bachelor's degree, Psychology
Gauri Mahajani's Advisors Asset Management, Inc. Experience September 2010 - March 2013
Job Software Engineer
Industry Information Technology and Services
Experience
Envestnet, Inc July 2013 - Present
Advisors Asset Management, Inc. September 2010 - March 2013
Home Works Remodelling February 2006 - September 2010
Chenault Systems Database Solutions May 2003 - November 2003
Skills
ASP.NET, C#, VB.NET, WCF, SSRS, JavaScript, jQuery, NUnit, Git, Github, SQL, Visual Studio, Software Design
Education
The University of Texas at Arlington 2000 — 2003
Master of Science (MS), Computer Science
University of Pune 1994 — 1998
Bachelor of Science (BS), Electronics
Envestnet, Inc July 2013 - Present
Advisors Asset Management, Inc. September 2010 - March 2013
Home Works Remodelling February 2006 - September 2010
Chenault Systems Database Solutions May 2003 - November 2003
Skills
ASP.NET, C#, VB.NET, WCF, SSRS, JavaScript, jQuery, NUnit, Git, Github, SQL, Visual Studio, Software Design
Education
The University of Texas at Arlington 2000 — 2003
Master of Science (MS), Computer Science
University of Pune 1994 — 1998
Bachelor of Science (BS), Electronics
Nicholas Gregoire's Advisors Asset Management, Inc. Experience May 2014 - Present
Job Associate, Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. May 2014 - Present
Education
The University of Texas at Austin 2007 — 2011
Bachelor's Degree, Communication Studies in Corporate Communication
Advisors Asset Management, Inc. May 2014 - Present
Education
The University of Texas at Austin 2007 — 2011
Bachelor's Degree, Communication Studies in Corporate Communication
Michael Koury's Advisors Asset Management, Inc. Experience July 2012 - Present
Job Internal Sales Consultant at Advisors Asset Management
Industry Financial Services
Experience
Advisors Asset Management, Inc. July 2012 - Present
American Funds July 2006 - July 2012
Raymond James and Associates May 2003 - July 2006
Skills
Mutual Funds, Series 7, Investments, Series 63, Sales, Account Management, Wealth Management, Insurance, Retirement Planning, Sales Management, Portfolio Management, Salesforce.com
Education
The University of Texas at Austin
Advisors Asset Management, Inc. July 2012 - Present
American Funds July 2006 - July 2012
Raymond James and Associates May 2003 - July 2006
Skills
Mutual Funds, Series 7, Investments, Series 63, Sales, Account Management, Wealth Management, Insurance, Retirement Planning, Sales Management, Portfolio Management, Salesforce.com
Education
The University of Texas at Austin
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.