AIG Royal Alliance
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AIG Royal Alliance Employees
AIG Royal Alliance January 2010 - December 2010
Seligman Data Corp June 1990 - May 2006
Skills
MS Excel, MS Word, AS/400, Microsoft Excel, IBM iSeries, Accounts Payable, Invoicing, Account Reconciliation, Accounting, Budgets, Cash Flow, Analysis, Microsoft Office, Microsoft Word, QuickBooks
Education
Manuel L. Quezon University 1969 — 1976
Bachelors Degree, Business Administration
Prudential Real Estate Investors August 2011 - Present
Fox Asset Management, LLC July 2007 - August 2011
Prudential Investments July 2004 - July 2007
TD Waterhouse Investor Services November 1999 - July 2004
Dreyfus December 1997 - November 1999
AIG Royal Alliance October 1995 - December 1997
Skills
Series 7, Mutual Funds, Contract Negotiation, FINRA, Securities, Investment Advisory, Asset Managment, Alternative Investments, Series 24, Hedge Funds, Series 63, FX Options, Management, AML, Asset Allocation, Asset Management, Due Diligence, Equities, Investments, Risk Management
Education
University of Richmond - Robins School of Business 1989 — 1993
BSBA, Marketing
University of Richmond 1989 — 1993
Bachelor of Science, Business Administration
Monmouth University 2008 — 2009
MBA, Business Administration
HSBC Securities (USA), Inc. April 2015 - Present
Pershing LLC May 2006 - April 2015
AIG Royal Alliance April 2004 - May 2006
Wachovia Securities Financial Network September 2001 - April 2004
Skills
Series 7, Bloomberg, Series 24, Financial Services, Wealth Management, Settlement, Finance, Middle Office, Securities, FINRA, Capital Markets, Trading Systems, Bonds, Back Office, Global Custody
Education
Loyola University Maryland 1997 — 2001
BBS, Finance
Advisors Southeastern Alliance February 2009 - Present
Invest Financial February 2009 - Present
AIG Royal Alliance January 2001 - February 2009
Merrill Lynch August 1999 - January 2001
Skills
Series 24, Series 65, IRAs, Long-term Care, Financial Advisory, Mutual Funds, Retirement Planning, Fixed Annuities, Wealth Management, Securities, Series 7
Education
Georgia State University 1998 — 1999
BBA, Marketing
University of Georgia - Terry College of Business 1991 — 1998
Marketing/Economics
FINRA
Series 4, 7, 24, 51, 66
Mercy Health Partners March 2013 - Present
Mercy Health Partners December 2011 - March 2013
University of Cincinnati College of Nursing September 2007 - June 2011
TriMas Corporation October 2003 - September 2004
AIG Royal Alliance June 2001 - October 2003
Training & Treatment Innovations, Inc. January 2000 - October 2003
Skills
Hospitals, Leadership, Treatment, Nursing, Clinical Research, Healthcare, Training, Critical Care
Education
University of Cincinnati 2007 — 2011
Bachelor of Science, Nursing
Oakland University 2000 — 2004
Bachelor of Science, Human Resources
New York Life Insurance Company March 2011 - Present
New York Life Insurance Company April 2008 - March 2011
New York Life Insurance Company April 2007 - March 2008
New York Life Insurance Company September 2005 - April 2007
AIG Royal Alliance October 2004 - September 2005
AIG Royal Alliance July 2003 - October 2004
Merrill Lynch Pierce Fenner & Smith March 2002 - March 2003
Charles Schwab & Company August 1999 - June 2001
Skills
Fixed Annuities, Investments, Call Center, Quality Control, Securities, Series 7, Leadership, Call Centers, Management, Financial Services, Mutual Funds
Education
University of Maryland College Park
History
Auto Trakk, LLC May 2013 - Present
Trillion Capital, LLC August 2011 - Present
Trillion Financial Corp. dba Trillion Financial May 2009 - December 2012
Flanagan State Bank July 2010 - June 2011
The Steltmen Group 2009 - 2010
Merrill Lynch April 2006 - April 2009
American Home Loans February 1998 - March 2006
Dyson Kissner Moran (DKM) June 1995 - February 2005
Muncy Building Enterprises LP October 1988 - June 1995
AIG Royal Alliance February 1983 - January 1995
Skills
Strategic Planning, Investment Advisory, Investment Banking, Consulting, Finance, Commercial Finance, Residential Finance, Multifamily Finance, Specialty Finance, Equities, Mortgage Lending, Asset Managment
Education
Widener University School of Law (PA) 1996 — 2000
JD, Law
University of Pittsburgh - Joseph M. Katz Graduate School of Business 1986 — 1988
MBA, Finance
Kettering University 1965 — 1970
BSME, Mechanical Engineering
Bentley Senior High School 1960 — 1965
HS Diploma, College Prep
Flushing Elementary School
Financially Yours Advisory Services 2009 - Present
AIG Royal Alliance 2003 - 2009
Skills
Strategic Financial..., Retirement, Estate Planning, Financial Services, Investments, Securities, Insurance, Finance, Portfolio Management, Investment Advisory, Retirement Planning, Asset Allocation, Financial Planning
Education
University of California, Los Angeles
B.S., Chemical Engineering
AMRconsult February 2011 - Present
Sky High Energy October 2010 - February 2011
AIG Royal Alliance August 2007 - February 2009
Fifth Generation Systems 2008 - 2009
Infiniti Capital Markets 2000 - June 2007
Education
Brandeis University 1999 — 2004
B.A. Business Administration, Political Science / Am History
Wheaton College (MA) 1999 — 2003
Political Science
Citi Personal Wealth Management February 2001 - Present
Citi 2001 - Present
4My401k.com September 2000 - February 2001
AIG Royal Alliance August 1993 - September 2000
American Express Financial Advisors 1990 - 1993
Skills
Portfolio Management, Financial Planners, Financial Goals, Series 7, Financial Advisory, Retirement Planning, Investments, Strategic Financial..., Wealth Management, Asset Allocation, Investment Advisory, Series 63, Banking, Mutual Funds, 401k, Asset Managment, Wealth, Asset Management, Securities, Wealth Management..., Retirement, Financial Services, Loans, Estate Planning, Equities, High Net Worth..., Certified Financial..., Fixed Annuities, Life Insurance, FINRA, Finance, Investment Management, Investment Strategies
Education
San Diego State University-California State University 1983 — 1987
bs, Management
Palm Springs High School 1979 — 1981
Realty Capital Securities, LLC March 2013 - Present
Mad Hatter on the Jersey Shore January 2006 - Present
Lightstone Group October 2012 - March 2013
SC Distributors January 2011 - September 2012
AIG Royal Alliance June 2008 - December 2010
Prudential Financial June 2006 - July 2007
AXA Distributors September 1996 - June 2006
Skills
Series 63, Personal Finance, Private Placements, Wealth Management, Mutual Funds, Retirement Planning, Income Protection, Fixed Annuities, Series 7, Alternative Investments, Institutional Sales, Asset Allocation, 403 b, Series 24, Life Insurance
Education
Georgia State University 1991 — 1994
BA, Finance
Bremen High School 1985 — 1989
State Industrial Products February 2013 - Present
YOR Health May 2008 - Present
The Walnut Group November 2009 - July 2010
The Jordan Company September 2008 - February 2009
AIG Royal Alliance March 2007 - September 2008
Skills
CRM, Logistics, Customer Service, Management, Shipping, Business Development, Manufacturing, Social Networking, Marketing, Team Building, Time Management, Coaching, Sales Management, Training
Education
Ball State University 2001 — 2005
Family and Consumer Science, Apparel Design/ Marketing Minor
AIG Royal Alliance July 2005 - Present
Skills
Securities, Retirement Planning, Coaching, Outlook, Microsoft Word, Series 7, Mutual Funds, Series 63, Salesforce.com, Financial Services, KYC, Retirement, Series 6, Relationship Management, Qualified Retirement..., AML, Wealth Management, Investment Advisory, Fixed Income, Series 24, IRAs, Investments
Education
Baruch College
AIG Royal Alliance April 2006 - November 2011
AIG Advisor Group 2006 - November 2011
Royal Alliance Associates Inc. 2006 - November 2011
Fred Alger Management, Inc. 2000 - 2006
Fred Alger & Co., Inc. August 2000 - November 2005
American Family Enterprises 1998 - 1999
Skills
Platform training, Billing solutions, Client Relationship..., CRM, Series 63, Training, Mutual Funds, Uniform Combined State..., Series 7, Investment Advisory, Retirement Planning, Wealth Management, Fixed Annuities, 401k, Strategic Financial..., Investments, Retirement, Onboarding, Financial Services, Series 6, Unit Investment Trusts, Securities, FINRA, Insurance, Pensions, Series 65, Investment Strategies, Separately Managed..., Asset Management, Financial Advisory, Equities, Management, Finance
Education
St. Peter's College
Bowthorpe & Associates Insurance, LLC January 1996 - Present
AIG Royal Alliance January 2007 - April 2009
Geneva Steel May 2000 - January 2006
Geneva Steel April 1990 - February 1996
Skills
Company benefits, Health Insurance, Retirement Planning, Medicare Supplements, MedAdvantage plans, Public Speaking, Life Insurance, Fixed Annuities, Organizational..., Leadership, Multi Tasking, Resourceful..., Entrepreneurship, National Association of..., Women Owned Business, Professional Women, Medicare, Employee Benefits, Small Business, Disability Insurance, Term Life Insurance, Social Networking, Long-term Care, Insurance, Long Term Care Insurance, Cold Calling
Education
Brigham Young University 1987 — 1995
Bachelor of Science, Major Family Science
Wasatch High School 1983 — 1987
High School Diploma, Major Business
MG&A Financial Group 2010 - Present
ZaBeCor Pharmaceuticals LLC 2007 - Present
Resource America Inc. 1994 - Present
Investment Program Association 2007 - 2009
AIG Advisor Group 2005 - 2007
AIG Royal Alliance 2002 - 2005
DCC Securitries Corp. 1990 - 2002
Integrated Resources Equity Corp 1987 - 1990
CSA Financial Corp. 1984 - 1987
Prudential Securities 1981 - 1984
Education
UCLA Anderson School of Management 2007 — 2007
Certificate, Directors Training and Certification
University of Vermont 1958 — 1963
BS, Business Administratio
Prudential Financial June 2015 - Present
Prudential Financial October 2013 - June 2015
Capital One January 2013 - October 2013
Mark Woszczak Mechanical Contractors June 2008 - October 2013
AIG Royal Alliance August 2011 - January 2013
First Investors Corporation May 2011 - August 2011
Central Jersey Bank May 2010 - August 2010
Silton Swim School June 2003 - August 2009
Skills
Series 7, Retirement Planning, Investments, Series 63, Mutual Funds, 401k, Strategic Financial..., Series 6, Microsoft Office, Life Insurance, Customer Service, Equities, Insurance, Financial Services, Banking, Finance, Securities
Education
Ithaca College 2007 — 2011
Bachelor of Science Degree, Management
Sklar Kirsh LLP February 2013 - Present
SKLAR LAW, P.C. May 2010 - January 2013
Loeb & Loeb LLP August 2003 - April 2010
Alschuler Grossman Stein & Kahan LLP November 2001 - August 2003
Alschuler Grossman Stein & Kahan LLP June 2000 - November 2001
AIG SunAmerica August 1998 - June 2000
AIG Royal Alliance April 1997 - August 1998
Hachette Filipacchi Media April 1995 - April 1997
Financial World Magazine December 1994 - April 1995
Wenner Media May 1994 - August 1994
Skills
Corporate Transactional, Mergers & Acquisitions, Securities, Corporate Finance, Outside General Counsel, Corporate Law
Education
Loyola Law School, Loyola Marymount University 1998 — 2001
Juris Doctor
Brooklyn Law School 1997 — 1998
Michigan State University 1990 — 1994
Bachelor of Arts, Journalism and Economics
Royal Alliance Associates INC July 2015 - Present
Royal Alliance Associates INC June 2014 - July 2015
Royal Alliance Associates INC August 2011 - June 2014
Best Buy October 2010 - August 2011
AIG Royal Alliance May 2007 - November 2008
Skills
FEI Front End Imaging, NetX360, Vision2020, PowerPoint, Microsoft Office, Team Leadership, Microsoft Excel, Advertising, Microsoft Word, Research, Social Media, Process Improvement, Recruiting, Time Management, Management, Sales, Customer Service
Education
St. Francis College 2006 — 2010
Bachelor's, Advertising
Monsignor Farrell High School 2002 — 2006
High School Diploma, High School/Secondary Diplomas and Certificates
AIG Advisor Group September 2014 - Present
AIG Advisor Group October 2008 - September 2014
E*TRADE Financial August 2006 - August 2008
AIG Advisor Group 2005 - 2006
AIG Royal Alliance 2002 - 2005
AIG SunAmerica 1999 - 2002
Independent Financial Marketing Group 1997 - 1999
Skills
Wealth Management, Leadership, Econometric Modeling, Strategy, Strategic Partnerships, Program Management, Investments, Trading, Venture Capital, Cross-functional Team..., Business Analysis, CRM, Investment Advisory, Analysis, Mutual Funds, Alternative Investments, Fixed Income, Business Strategy, Risk Management, Marketing, Management, Portfolio Management, Financial Services, Finance, Due Diligence, Project Management, Financial Advisory, SDLC, Recruiting
Education
Marist College 1988 — 1992
B.S., Finance
Northeast Planning Associates July 2011 - Present
AIG Royal Alliance January 1998 - July 2011
Skills
Retirement Planning, Mutual Funds, Series 7, Wealth Management, Estate Planning, Series 63, Investments, Fixed Annuities, Asset Allocation, Retirement, Strategic Financial..., Investment Advisory, Series 65, Series 6, Variable Annuities, Long Term Care Insurance, Life & Health Insurance..., Wealth Accumulation, Wealth, Securities
Education
Bates College 1993 — 1997
BA, Sociology
University of Hawaii at Manoa 1996 — 1996
Semester Abroad International Studies
Winthrop-University Hospital September 2012 - Present
NorthShore LIJ Medical Center June 2012 - September 2012
Winthrop-University Hospital February 2010 - May 2012
Merrill Lynch July 2006 - April 2008
Royal Alliance Associates Inc. (Member AIG Advisor Group) September 2000 - June 2006
AIG Royal Alliance 2000 - 2006
Skills
Public Speaking, Healthcare, Process Improvement, PowerPoint, Microsoft Excel, Customer Service, Microsoft Word, Research, Call Center, Microsoft Office, Budgets, Hospitals, Sales, Management
Education
University of Phoenix 2009 — 2011
BS
University of Phoenix 2008 — 2011
Bachelor of Applied Science (BASc)
RBC Wealth Management 2010 - 2015
JP Morgan/Bear Stearns 1998 - 2010
AIG Royal Alliance 1992 - 1998
Skills
Securities, Equities, Series 7, Investment Advisory, Financial Services, FINRA, Asset Management, Capital Markets, Anti Money Laundering, KYC, Risk Management, Investments, Derivatives, Hedge Funds, Alternative Investments, Fixed Income, Mutual Funds, Prime Brokerage, Portfolio Management
Education
State University of New York College at Fredonia 1980 — 1984
Bachelor of Arts (B.A.), Economics & Business Finance
New Milford, CT Gateway Park July 2014 - Present
HRA Marketing & Communicatons September 2003 - Present
The Garden Club of New Milford January 2012 - September 2014
iCanstandit July 2010 - 2011
AIG Royal Alliance February 2002 - July 2003
Travelers December 1998 - February 2002
Royal Alliance Associates INC December 1988 - February 2002
Financial Planning Association 1990 - 2000
Training and Communications Associates, Inc. 1974 - 1987
NYC Department of Education September 1963 - January 1970
Skills
Blogging, Social Media, Marketing, Editing, Marketing Communications, Public Speaking, Nonprofits, Copywriting, Research, Writing
Education
Fairleigh Dickinson University 1964 — 1967
MA pending, English
Queens College 1959 — 1963
Bachelor's Degree, English literature
AMG Funds April 2014 - Present
Virtus Investment Partners June 2011 - April 2014
Virtus Investment Partners June 2010 - April 2014
UBS Global Asset Management June 2001 - May 2010
Phoenix Investment Partners 1995 - 2001
AIG Royal Alliance 1993 - 1995
Gabelli Asset Management 1990 - 1993
Education
Skidmore College 1986 — 1990
Fordham prep
AIG Royal Alliance January 1990 - Present
Hartwell Financial 1983 - Present
Royal Alliance Associates INC 1984 - 2013
Kelty Packs June 1980 - June 1982
Skills
Retirement Planning, Retirement, Wealth Management, Investment Advisory, Series 7, Investments, Financial Advisory, Financial Planning, Finance, Series 63, Mutual Funds, Asset Allocation, Series 65, Financial Services, Options, Strategic Financial..., Estate Planning, Asset Management, Hedge Funds, Fixed Income, Fixed Annuities, Insurance, Pensions, Investment Strategies, IRAs, Variable Annuities, Series 24, Series 6, Uniform Combined State..., Investment Management, Securities, FINRA, Alternative Investments, Portfolio Management, Life Insurance, Equities, Long-term Care, 401k, High Net Worth..., Relationship Management, Financial Planners, ETFs, Wealth Accumulation, Wealth Management..., Certified Financial..., Wealth, Retirement Income...
Education
Syracuse University 1970 — 1972
MRP, Planning
Syracuse University 1964 — 1970
Bachelor of Arts (B.A.), Political Science and Government
Burklyn Business School 1979 — 1979
Entrepreneurship, Business/Managerial Economics
AptsandLofts.Real Estate Marketing and Sales March 2013 - Present
The Corcoran Group January 2012 - February 2013
NY CASA Group Marketing April 2011 - January 2012
RE/MAX @ the Slope June 2007 - April 2011
The Levin Institute July 2010 - July 2010
AIG Royal Alliance August 1986 - September 2001
Bank Leumi September 1984 - July 1986
Fidelity Investments May 1983 - February 1984
Skills
Condos, Customer Service, Sellers, Entitlements, Real Estate, Franchising, Investment Properties, Relocation, Budgets, Land Development, Referrals, Small Business, Marketing, Commercial Real Estate, Sales, Townhomes, Selling, Leadership, Buyers, Property, Residential Homes, Investments, Real Estate Transactions
Education
Pace University 1979 — 1984
BA, ECONOMICS
Emerald Expositions August 2013 - Present
The Nielsen Company September 2011 - September 2013
The Nielsen Company May 2004 - September 2011
The Nielsen Company June 2003 - May 2004
AIG Royal Alliance April 2002 - June 2003
Skills
Human Resources, Personnel Management, Talent Management, Succession Planning, College Recruiting, Employee Engagement, Employee Relations, Onboarding, Deferred Compensation, Organizational Design, Applicant Tracking..., Talent Acquisition, HRIS, Performance Management, Taleo, HR Policies, Workforce Planning, Career Development, Compensation & Benefit, Employee Benefits, Employee Training, New Hire Orientations, Organizational..., Organizational..., Recruiting, Technical Recruiting, Hiring, Employment Law, PeopleSoft, Interviews, Leadership Development, Employer Branding
Education
University of Scranton 1992 — 1996
BA, Communications
Fontbonne Hall Academy 1989 — 1992
Redd Golf March 2007 - Present
AIG Royal Alliance September 2006 - March 2007
AIG Royal Alliance 1997 - 2006
Education
Rutgers, The State University of New Jersey-New Brunswick 1980 — 1984
Bachelor of Arts (B.A.), Economics/Finance
Money Matters with Ken Moraif May 2013 - Present
Orr Financial Group March 2012 - May 2013
The Capital Financial Group/H. Beck, Inc. February 2007 - March 2012
Next Financial Group, Inc. 2005 - 2007
TD Waterhouse Institutional Services 2003 - 2005
AIG Royal Alliance 1995 - 2003
AIG SunAmerica 1993 - 2003
SunAmerica Asset Management 1993 - 1995
Skills
Series 63, Series 7, Wealth Management, Estate Planning, Retirement, Portfolio Management, Investments, Financial Services
Education
Marist College 1990 — 1993
BS, Business Administration/Finance
Morgan Stanley January 2012 - Present
Citi Group January 2011 - July 2011
AIG Royal Alliance September 2010 - January 2011
Credit Suisse October 2009 - April 2010
Quadrisev May 2008 - March 2009
JPMC January 2008 - May 2008
UBS Investment Bank May 2005 - November 2007
TIAA-CREF June 1981 - March 2004
Education
Manhattan College 1977 — 1981
Manhattan College 1977 — 1981
Bachelor of Applied Science (BASc) - Business / Phychology, Psychology
Commercial Insurance Broker April 2015 - Present
Gaslamp Insurance March 2013 - April 2015
Munro Financial January 2011 - February 2013
Benchmarq Trading Partners February 2010 - February 2012
AIG Royal Alliance January 2007 - December 2009
Skills
Wealth Management, Portfolio Management, Financial Services, Investments, Equities, Insurance, Asset Managment, Financial Modeling, Strategic Financial..., Risk Management, Financial Analysis, Financial Markets, Trading, Finance, Series 7
Education
University of Richmond - Robins School of Business 1999 — 2003
Torrey Pines
AIG Advisor Group September 1997 - Present
AIG Royal Alliance 1997 - 2009
Mutual of New York 1994 - 1997
Skills
Event Planning, Meeting Planning, Corporate Events, Management, Hospitality Industry, Event Management, Budgets, Business Development, Resorts, Outlook, Series 7, Mutual Funds, Series 24, Leadership, Program Management, CRM, Sales, Executive Management, Marketing Strategy, Sales Management, Marketing, Negotiation, Series 63, Series 6, FINRA, Contract Negotiation, Public Relations, Social Media Marketing, Series 65, Marketing Communications, Variable Annuities, Uniform Combined State..., Separately Managed...
Education
State University of New York College at Oneonta 1976 — 1979
Spanish Fork High School August 2006 - October 2014
Security Insurance Agency January 1998 - December 2012
First Independent Financial Services, Inc. March 2010 - December 2011
AIG Royal Alliance October 1998 - January 2010
New York Life July 1978 - February 1995
Skills
Project Planning, Strategic Planning, Public Speaking, Coaching, Team Leadership, Budgets, Team Building, Sales Management, Leadership, Management, Leadership Development, Training, Program Management, Outlook, Event Planning, Teaching
Education
Washburn University 1977 — 1978
Certificate, Outdoor Environmental Education
Brigham Young University 1970 — 1976
BS, Physical Education
AIG Royal Alliance Financial AdvisorSmith BarneyMay 2000 - March 2008
Education
Pitzer College 1995 — 1997
AIG Royal Alliance 2008 - Present
UBS June 1994 - October 2004
UBS Investment Bank 1994 - 2004
Furman Selz 1992 - 1996
Skills
Equities, Securities, Bloomberg, Wealth Management, Investments, Mutual Funds, Alternative Investments, Asset Managment
Education
Baruch College, City University of New York (CUNY) 1984 — 1988
BA, Finance
Prudential Financial December 2011 - Present
Ascendant Compliance Management June 2010 - January 2012
Sun Life-IFMG Securities, Inc. 2006 - 2008
AIG Advisor Group 2002 - 2004
AIG Royal Alliance 2000 - 2002
Cadre Securities 1997 - 2000
Nathan and Lewis Securities, Inc. 1986 - 1994
Skills
Hedge Funds, SEC reporting, Series 63, Asset Managment, SEC, Alternative Investments, AML, Investments, Securities Regulation, Wealth Management, Series 65, Equities, Fixed Income, Uniform Combined State..., Due Diligence, Fixed Annuities, Options, Risk Management, Broker-Dealer, Asset Allocation, Strategic Financial..., Asset Management, Financial Services, Social Skills, Business Networking, Anti Money Laundering, Financial Planning
Education
Fordham University 1979 — 1981
MBA, MBA Finance
Iona College 1975 — 1979
Bachlor of Arts, Liberal Arts
Morgan Stanley Smith Barney June 2009 - Present
Smith Barney August 2004 - June 2009
New York Life Insurance Company June 2000 - August 2004
AIG Royal Alliance June 1997 - June 2000
Skills
Compliance, Series 7, Series 24, Series 53, Series 79, Series 63, Mutual Funds, ETFs, Annuities, Structured Products, Insurance, Alternative Investments, Hedge Funds, Private Equity, 529 Plans, ESOP
Education
State University of New York College at Cortland 1992 — 1996
Bachelor of Science, Economics
National Planning Corporation May 2009 - Present
AIG Royal Alliance June 2003 - May 2009
Skills
Retirement Planning, Wealth Management, Investment Advisory, Series 7, Asset Allocation, Strategic Financial..., Mutual Funds, Investments, Securities, Series 63, Fixed Annuities, Portfolio Management, Asset Management, Financial Services, Insurance, Finance, Risk Management, Affordable Care Act...
Education
University of California, San Diego 1997 — 2002
B.S., Management Science
Bernstein Global Wealth Management September 2005 - Present
Lincoln Financial Group 2002 - December 2004
AIG Royal Alliance 1995 - 2002
Skills
Series 7, Investments, Asset Allocation, Asset Managment, Portfolio Management, Financial Modeling, Strategic Financial..., Financial Services, Financial Analysis, Alternative Investments, Series 63, Securities
Education
Ashland University 1989 — 1993
BSBA, Business Admin
AIG Royal Alliance March 2010 - Present
Morgan Stanley Investment Management November 2008 - March 2010
AIG Royal Alliance June 2005 - March 2008
UBS December 2004 - March 2005
Morgan Stanley April 2000 - August 2004
Skills
Series 7, 401k, Asset Management, FINRA, Financial Services, Investment Advisory, Mutual Funds, Retirement, Securities, Wealth Management, Equities, Accounting, IRAs, Outlook
Education
City University of New York City College 1991 — 1998
BA, Business Adminstration
UBS Investment Bank April 2015 - Present
CRT Capital Group January 2011 - Present
RBC Capital Markets June 2008 - December 2010
RBS Greenwich Capital June 2003 - June 2008
BNP Paribas November 1999 - May 2003
AIG Royal Alliance 1995 - 1999
Education
University of Maryland College Park 1985 — 1990
AIG Royal Alliance Regional Supervision ManagerRoyal Alliance Assoc., Inc.2007 - Present
Royal Alliance Associates Inc. (Member AIG Advisor Group) 2001 - Present
AIG Royal Alliance Associates, Inc. 1989 - Present
AIG Royal Alliance 1989 - 2010
Skills
FINRA, Wealth Management, Series 7, Mutual Funds, Series 24, Series 63, Investment Advisory
Education
City University of New York-Brooklyn College 1977 — 1981
BA, History, Education
Pax World Investments May 2014 - Present
Charles Schwab & Co.,Inc. September 2012 - May 2014
ProFunds Distributors, INC September 2011 - September 2012
MainStay Investments December 2005 - August 2011
Sun America Asset Management June 2004 - December 2005
J&W Seligman July 1995 - June 2004
Zweig-Glaser Advisors 1994 - 1995
AIG Royal Alliance 1992 - 1994
Skills
Management, Customer Service, Series 7, Sales Operations, Mutual Funds, Investments, Series 63, 401k, Account Management, Asset Allocation, Sales, Financial Advisory, Wealth Management, ETFs, Equities, Portfolio Management, Alternative Investments, Investment Advisory, Asset Management, Separately Managed..., Finance, Asset Managment, Relationship Management, Retirement Planning, Securities, Retirement
Education
Iona College 2000 — 2003
MBA, Management
Dominican College of Blauvelt 1998 — 2000
BS, Management
CIMA Program @ Wharton
CIMA Program @ Wharton
PS 193 -NYC
Goldman Sachs May 2007 - Present
AIG Royal Alliance November 2001 - May 2007
Security First Group 2000 - 2001
National Planning Corporation (NPC) 1997 - 2000
Skills
FINRA, Securities, AML, Alternative Investments, Asset Management, Equities, Financial Services, Investments, Mutual Funds, Series 24, Series 63, Series 7, Wealth Management, Investment Advisory, Risk Management
Education
California State University-Fresno 1991 — 1994
Bachelor of Business Administration (BBA), Finance
Huntington National Bank July 2014 - Present
Nationwide October 2009 - July 2014
AIG Royal Alliance November 2007 - May 2009
UnionBanc Investment Services October 2006 - November 2007
WaMu Investment Services July 1999 - September 2006
Skills
Series 24, FINRA, Life Insurance, Regulatory Affairs, Securities, Risk Compliance, Relationship Management, Variable Annuities, Project Management, Leadership, Alternative Investments, Series 7, Series 63, Investments, Financial Advisory, Asset Allocation, Portfolio Management, Series 6, Mutual Funds, Fixed Annuities, Uniform Combined State..., Retirement, Investment Advisory, Series 65, Financial Services, AML, 401k, Retirement Planning, Insurance, Wealth Management, Estate Planning, Banking, Finance, Pensions, IRAs
Education
California State University-Long Beach 1995 — 1998
BA, History
AIG Royal Alliance September 2006 - Present
HSBC Securities April 2000 - June 2005
Skills
Finance, Wealth Management, Investments, Retirement Planning, Mutual Funds, Financial Planning, Portfolio Management, Series 7, Investment Advisory, Securities
Education
Iona College
BS, Business Administration
AIG Royal Alliance September 2010 - Present
Citi Smith Barney/Int'l Personal Banking November 2006 - March 2009
AIG Royal Alliance November 2004 - November 2006
Skills
CFP(R)
Education
Mercy College 1986 — 1988
B.S., Business Administration/Finance
Drejza & Associates, LLC November 2011 - Present
Myriad Advisor Solutions January 2011 - November 2011
Raymond James Financial 2007 - January 2011
AIG - Royal Alliance 1993 - 2007
Skills
Business Development, Consulting, Succession Planning, Recruiting, Financial Services, Strategy, Coaching, Insurance, Due Diligence, 401k, Strategic Partnerships, Wealth Management, Retirement Planning, Series 7, Financial Advisory, Mutual Funds, Investment Advisory
Education
University of Colorado Boulder - Leeds School of Business 1978 — 1980
Broome Community College 1976 — 1978
AIG Advisor Group October 2009 - Present
AIG Royal Alliance February 2009 - October 2009
AIG ROYAL ALLIANCE 2006 - 2009
AIG Royal Alliance May 2006 - November 2007
Skills
HRIS
Education
Borough of Manhattan Community College 2006 — 2007
n/a-freelance August 2014 - Present
Grey Group June 2012 - November 2013
CTPartners February 2011 - July 2012
AIG Royal Alliance October 2007 - March 2011
Nielsen Business Media December 2009 - February 2010
Skills
PowerPoint, Dreamweaver, Outlook, Microsoft Excel, Photoshop, Recruiting, Administrative..., Microsoft Word, Microsoft Office, Customer Service, Employee Relations, Research, Marketing, Data Entry, Insurance, Social Media, Retail, Process Scheduler, Event Planning, Sales, Event Management, Management
Education
Metropolitan College of New York - School of Business 2009 — 2010
MBA, Media Management
State University of New York at New Paltz 2003 — 2007
Bachelor of Arts, Communication and Media - Radio and TV Production
Morgan Stanley Smith Barney November 2000 - Present
Morgan Stanley November 2000 - Present
AIG Royal Alliance June 1998 - November 2000
Skills
FINRA, Securities, Series 7, Series 24, AML, Series 63, Mutual Funds, Equities, Capital Markets, Investment Advisory, Investments, Uniform Combined State..., Financial Services, Fixed Income, Hedge Funds, KYC, Due Diligence, Alternative Investments, Wealth Management, OFAC
Education
Pace University 1997 — 1999
Bachelor of Business Administration (B.B.A.), Marketing/Marketing Management, General
Random House 1999 - 2008
Random House 1996 - 1999
Random House 1993 - 1996
Random House 1991 - 1993
AIG Royal Alliance 1987 - 1991
Education
Portland State University - School of Business
M.B.A.
Reed College
B.A.
The University of Edinburgh
Linguistics
Current Company Undisclosed August 2011 - Present
FIRSTMERIT FINANCIAL SEVICES (formerly Midwest Financial Investment Services) November 2007 - January 2011
AIG Royal Alliance January 2005 - October 2007
Leonard and Company formerly Pearce & Granata P.C. January 1995 - January 2007
MAC Cosmetics 1999 - 2005
Education
Dominican University Brennan School of Business 2010 — 2011
Masters in Business Administration
Chicago-Kent College of Law, Illinois Institute of Technology 1997 — 2000
Juris Doctorate, law
Dominican University 1993 — 1997
BA, Business, Psychology, English
Trinity High School 1989 — 1993
Morgan Stanley Smith Barney April 2005 - Present
MetLife April 2000 - April 2005
AIG Royal Alliance July 1998 - March 2000
Wall Street Access May 1995 - June 1998
Waterhouse Securities, Incorporated, New York, NY February 1993 - April 1995
Education
Rutgers University-New Brunswick 1988 — 1992
BA, Economics
Thomson Reuters October 2010 - February 2012
AIG Royal Alliance December 2007 - December 2009
Education
Argosy University Chicago 2010 — 2013
Bachelor's degree, Psychology, 3.0
Borough of Manhattan Community College 2008 — 2010
Liberal Arts and Sciences/Liberal Studies, 3.0
Monroe-Woodbury Senior High School
High school diploma