Royal Alliance Associates, Inc
Industry: Company
DescriptionHeadquarters: New York City, NY Parent organization: Advisor Group Subsidiaries: Royal Alliance Associates, Inc., Securities Investments,
Royal Alliance Associates, Inc List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Royal Alliance Associates, Inc. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Royal Alliance Associates, Inc Salaries. You can even request information on how much does Royal Alliance Associates, Inc pay if you want to. Learn about salaries, pros and cons of working for Royal Alliance Associates, Inc directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
133 Royal Alliance Associates, Inc employees in database. Find out everything there's to know about Royal Alliance Associates, Inc employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Royal Alliance Associates, Inc Employees
Employee
Years
Job
Industry
Justin Heaslip Justin Heaslip's Royal Alliance Associates, Inc Experience January 2015 - Present
Job Financial Planner
Industry Financial Services
Experience
Royal Alliance Associates INC January 2015 - Present
Skills
Inventory Management, Inventory Control, Customer Service, Merchandising, Sales Management, Luxury Goods, Retail, Fashion, Visual Merchandising, Management, Human Resources, Forecasting, Sales, Marketing, Sourcing, Strategic Partnerships
Education
Rollins College 2001 — 2005
BA, International Relations
Royal Alliance Associates INC January 2015 - Present
Skills
Inventory Management, Inventory Control, Customer Service, Merchandising, Sales Management, Luxury Goods, Retail, Fashion, Visual Merchandising, Management, Human Resources, Forecasting, Sales, Marketing, Sourcing, Strategic Partnerships
Education
Rollins College 2001 — 2005
BA, International Relations
Abbey Wilson Abbey Wilson's Royal Alliance Associates, Inc Experience May 2013 - July 2013
Job Buying Intern at Burlington Stores Inc.
Industry Marketing and Advertising
Experience
Burlington Stores, Inc. June 2015 - August 2015
Royal Alliance Associates INC May 2013 - July 2013
Shaw's Supermarkets July 2010 - April 2012
Skills
Internal Communications, Marketing Communications, Team Leadership, Microsoft Office, Microsoft Excel, Microsoft Word, Dropbox, Public Speaking
Education
Penn State University 2012 — 2016
Marketing/Marketing Management, International Business
Burlington Stores, Inc. June 2015 - August 2015
Royal Alliance Associates INC May 2013 - July 2013
Shaw's Supermarkets July 2010 - April 2012
Skills
Internal Communications, Marketing Communications, Team Leadership, Microsoft Office, Microsoft Excel, Microsoft Word, Dropbox, Public Speaking
Education
Penn State University 2012 — 2016
Marketing/Marketing Management, International Business
Ken Richard's Royal Alliance Associates, Inc Experience 1998 - 2012
Job Sales
Industry Automotive
Experience
Service Chevrolet Cadillac August 2015 - Present
Bob Penkhus Mazda, Volvo, VW 2013 - September 2015
Lafayette Parish Sheriff's Office 2010 - 2012
Royal Alliance Associates INC 1998 - 2012
KLFY-TV 10 Young Broadcasting 1996 - 1998
Skills
Financial Services, Investments, Mutual Funds, Retirement Planning, Sales, Series 63, Series 7, Social Media, Loans
Education
University of Louisiana at Lafayette 1992 — 1998
BA, Communications
Service Chevrolet Cadillac August 2015 - Present
Bob Penkhus Mazda, Volvo, VW 2013 - September 2015
Lafayette Parish Sheriff's Office 2010 - 2012
Royal Alliance Associates INC 1998 - 2012
KLFY-TV 10 Young Broadcasting 1996 - 1998
Skills
Financial Services, Investments, Mutual Funds, Retirement Planning, Sales, Series 63, Series 7, Social Media, Loans
Education
University of Louisiana at Lafayette 1992 — 1998
BA, Communications
David Zuckerman, CFP®, CIMA® David Zuckerman, CFP®, CIMA®'s Royal Alliance Associates, Inc Experience December 2002 - December 2003
Job
Industry Investment Management
Experience
Certified Financial Planner Board of Standards, Inc. October 2011 - Present
Zuckerman Capital Management, LLC December 2008 - Present
Lifestyle Portfolios December 2003 - December 2008
Royal Alliance Associates, Inc. December 2002 - December 2003
California State Office for International Trade and Investment June 2002 - September 2002
Skills
Portfolio Management, Wealth Management, Investments, Asset Allocation, Retirement Planning, Investment Advisory, Estate Planning, Asset Managment, Valuation, Financial Advisory, Trading, Series 63, Asset Management, Finance, Wealth Management..., Investment Management
Education
University of California, Los Angeles 1998 — 2002
B.A., Economics
Certified Financial Planner Board of Standards, Inc. October 2011 - Present
Zuckerman Capital Management, LLC December 2008 - Present
Lifestyle Portfolios December 2003 - December 2008
Royal Alliance Associates, Inc. December 2002 - December 2003
California State Office for International Trade and Investment June 2002 - September 2002
Skills
Portfolio Management, Wealth Management, Investments, Asset Allocation, Retirement Planning, Investment Advisory, Estate Planning, Asset Managment, Valuation, Financial Advisory, Trading, Series 63, Asset Management, Finance, Wealth Management..., Investment Management
Education
University of California, Los Angeles 1998 — 2002
B.A., Economics
Glenn Aniano's Royal Alliance Associates, Inc Experience January 2004 - January 2005
Job 1st Vice President, District Manager at JPMorgan Chase
Industry Banking
Experience
JPMorgan Chase January 2011 - Present
JPMorgan Chase January 2010 - January 2011
JPMorgan Chase January 2005 - January 2011
Royal Alliance Associates INC January 2004 - January 2005
The Reserve Funds January 2000 - January 2004
Dime Savings Bank 1998 - 2001
Skills
Fixed Income, Equities, Capital Markets, Banking, Asset Management, Investments, Sales Management, Training, Series 7, Securities, Mutual Funds, Series 63, Relationship Management, Business Development, Retail Banking, Project Management, P&L Management, Employee Management, Employee Training, Strategic Planning, Call Centers, Compliance, Cash Management, Branch Management, Series 24, Executive Management, Sales, Communication, Financial Services, Small Business Lending
Education
Adelphi University
JPMorgan Chase January 2011 - Present
JPMorgan Chase January 2010 - January 2011
JPMorgan Chase January 2005 - January 2011
Royal Alliance Associates INC January 2004 - January 2005
The Reserve Funds January 2000 - January 2004
Dime Savings Bank 1998 - 2001
Skills
Fixed Income, Equities, Capital Markets, Banking, Asset Management, Investments, Sales Management, Training, Series 7, Securities, Mutual Funds, Series 63, Relationship Management, Business Development, Retail Banking, Project Management, P&L Management, Employee Management, Employee Training, Strategic Planning, Call Centers, Compliance, Cash Management, Branch Management, Series 24, Executive Management, Sales, Communication, Financial Services, Small Business Lending
Education
Adelphi University
Gerald Glover Gerald Glover's Royal Alliance Associates, Inc Experience August 2004 - April 2008
Job SENIOR ASSOCIATE at AXA Equitable
Industry Financial Services
Experience
AXA Equitable June 2008 - Present
Royal Alliance Associates INC August 2004 - April 2008
Prudential Financial 1994 - 2004
Skills
Financial Modeling, Investments, Valuation, Equities, Financial Analysis, Bloomberg, Fixed Income, Mutual Funds, Hedge Funds, SDLC, Asset Management, Data Analysis, Business Analysis, Series 7, Portfolio Management, Corporate Finance, Derivatives, Risk Management, Investment Banking, Securities, Finance, Leadership, Financial Services
Education
Bloomfield College
AXA Equitable June 2008 - Present
Royal Alliance Associates INC August 2004 - April 2008
Prudential Financial 1994 - 2004
Skills
Financial Modeling, Investments, Valuation, Equities, Financial Analysis, Bloomberg, Fixed Income, Mutual Funds, Hedge Funds, SDLC, Asset Management, Data Analysis, Business Analysis, Series 7, Portfolio Management, Corporate Finance, Derivatives, Risk Management, Investment Banking, Securities, Finance, Leadership, Financial Services
Education
Bloomfield College
Christine A. Marty's Royal Alliance Associates, Inc Experience May 2013 - July 2014
Job 20152016 Fellow at Coro Pittsburgh
Industry Financial Services
Experience
Coro Pittsburgh August 2015 - Present
Omicelo August 2015 - Present
City Year July 2014 - July 2015
Royal Alliance Associates INC May 2013 - July 2014
Colacino Tax Partners January 2013 - July 2014
NIA After School Program September 2012 - June 2014
Dance/NYC January 2013 - February 2013
Dance/NYC September 2012 - January 2013
Dance USA May 2012 - October 2012
The Pittsburgh Cultural Trust May 2011 - August 2011
Skills
Dance, Public Speaking, Teaching, Teamwork, Choreography, Strategic Planning, Tax Preparation, Community Outreach, Customer Service, Fundraising, Marketing, Event Planning, Time Management, Event Management, PowerPoint, Social Media, Microsoft Office
Education
Muhlenberg College 2008 — 2012
B.A., Accounting, Dance Performance
Coro Pittsburgh August 2015 - Present
Omicelo August 2015 - Present
City Year July 2014 - July 2015
Royal Alliance Associates INC May 2013 - July 2014
Colacino Tax Partners January 2013 - July 2014
NIA After School Program September 2012 - June 2014
Dance/NYC January 2013 - February 2013
Dance/NYC September 2012 - January 2013
Dance USA May 2012 - October 2012
The Pittsburgh Cultural Trust May 2011 - August 2011
Skills
Dance, Public Speaking, Teaching, Teamwork, Choreography, Strategic Planning, Tax Preparation, Community Outreach, Customer Service, Fundraising, Marketing, Event Planning, Time Management, Event Management, PowerPoint, Social Media, Microsoft Office
Education
Muhlenberg College 2008 — 2012
B.A., Accounting, Dance Performance
BRUCE D. WISE, CFP®, TGPC's Royal Alliance Associates, Inc Experience August 1992 - January 2007
Job Independent Retirement Specialist at Williams Financial Group of Kingwood
Industry Financial Services
Experience
Williams Financial Group of Kingwood March 2010 - Present
James E. Bashaw & Co. January 2007 - March 2010
Royal Alliance Associates, Inc. August 1992 - January 2007
MetLife Securities Inc. March 1992 - July 1992
Skills
Wealth Management, Financial Planning, Retirement Planning, Retirement Income..., Investment Advisory, Estate Planning, Wealth Preservation..., Saving for Education, Asset Management, Investments, Insurance
Education
Florida State University - College of Business
Bachelor of Science, Accounting
Williams Financial Group of Kingwood March 2010 - Present
James E. Bashaw & Co. January 2007 - March 2010
Royal Alliance Associates, Inc. August 1992 - January 2007
MetLife Securities Inc. March 1992 - July 1992
Skills
Wealth Management, Financial Planning, Retirement Planning, Retirement Income..., Investment Advisory, Estate Planning, Wealth Preservation..., Saving for Education, Asset Management, Investments, Insurance
Education
Florida State University - College of Business
Bachelor of Science, Accounting
Alan Bender Alan Bender's Royal Alliance Associates, Inc Experience January 2003 - June 2004
Job Wealth Management Director at Precision Wealth Parkland Securities/Sigma Planning Corporation
Industry Financial Services
Experience
Precision Wealth July 2004 - Present
Transamerica Financial Advisors, Inc. July 2004 - April 2007
Royal Alliance Associates INC January 2003 - June 2004
Skills
Retirement Planning, Tactical Planning, Strategic Planning, Wealth Management, Wealth Preservation..., 401k, Investment Advisory, Financial Advisory, Insurance, Life Insurance, Asset Allocation, IRAs, Series 7, Series 65, Wealth Accumulation, Variable Annuities, Fixed Annuities, Bonds, Stock Exchange, Stocks
Education
California State University-Fullerton 1998 — 2002
Bachelor of Business Administration (BBA)
Servite High School 1994 — 1998
Precision Wealth July 2004 - Present
Transamerica Financial Advisors, Inc. July 2004 - April 2007
Royal Alliance Associates INC January 2003 - June 2004
Skills
Retirement Planning, Tactical Planning, Strategic Planning, Wealth Management, Wealth Preservation..., 401k, Investment Advisory, Financial Advisory, Insurance, Life Insurance, Asset Allocation, IRAs, Series 7, Series 65, Wealth Accumulation, Variable Annuities, Fixed Annuities, Bonds, Stock Exchange, Stocks
Education
California State University-Fullerton 1998 — 2002
Bachelor of Business Administration (BBA)
Servite High School 1994 — 1998
Paul Largo Paul Largo's Royal Alliance Associates, Inc Experience 2003 - 2008
Job President & Founder of Freedom Capital Management LLC.
Industry Financial Services
Experience
Freedom Capital Management (FCM) January 2008 - Present
Royal Alliance Associates January 2008 - Present
Royal Alliance Associates Inc. 2003 - 2008
UBS 2000 - 2003
Prudential Securities 1997 - 2000
J.L. Danton & Associates 1995 - 1997
Education
Siena College 1991 — 1995
Bachelor of Arts (B.A.), Sociology
Freedom Capital Management (FCM) January 2008 - Present
Royal Alliance Associates January 2008 - Present
Royal Alliance Associates Inc. 2003 - 2008
UBS 2000 - 2003
Prudential Securities 1997 - 2000
J.L. Danton & Associates 1995 - 1997
Education
Siena College 1991 — 1995
Bachelor of Arts (B.A.), Sociology
Richard Winters Richard Winters's Royal Alliance Associates, Inc Experience 2001 - Present
Job Founder, Winters Financial Group
Industry Financial Services
Experience
Winters Financial Group July 2004 - Present
Royal Alliance Associates INC 2001 - Present
Skills
Financial Planning, Retirement Planning, Estate Planning, Investment Strategies
Education
California State University-Northridge
Bachelor of Science (1989), Finance and Real Estate
Winters Financial Group July 2004 - Present
Royal Alliance Associates INC 2001 - Present
Skills
Financial Planning, Retirement Planning, Estate Planning, Investment Strategies
Education
California State University-Northridge
Bachelor of Science (1989), Finance and Real Estate
Dana Bernard, MBA Dana Bernard, MBA's Royal Alliance Associates, Inc Experience February 1992 - Present
Job Financial Advisor at Royal Alliance Associates
Industry Financial Services
Experience
Royal Alliance Associates February 1992 - Present
Royal Alliance Associates INC February 1992 - Present
First Financial Resources May 1985 - October 1988
Bank of New England May 1985 - October 1988
Skills
Investments, Financial Services, Securities, Finance, Insurance, Banking, Retirement Income..., Investment Management, Estate Planning, Retirement Saving, Cash-Flow Planning, Financial Plan..., Brokerage, Alternative Investments, Wealth Management
Education
Boston College - Wallace E. Carroll Graduate School of Management 1983 — 1985
Master of Business Administration (MBA), Finance
Colby College 1974 — 1978
Bachelor of Arts (BA), Administrative Science
Royal Alliance Associates February 1992 - Present
Royal Alliance Associates INC February 1992 - Present
First Financial Resources May 1985 - October 1988
Bank of New England May 1985 - October 1988
Skills
Investments, Financial Services, Securities, Finance, Insurance, Banking, Retirement Income..., Investment Management, Estate Planning, Retirement Saving, Cash-Flow Planning, Financial Plan..., Brokerage, Alternative Investments, Wealth Management
Education
Boston College - Wallace E. Carroll Graduate School of Management 1983 — 1985
Master of Business Administration (MBA), Finance
Colby College 1974 — 1978
Bachelor of Arts (BA), Administrative Science
Lisa Dion Lisa Dion's Royal Alliance Associates, Inc Experience July 2013 - January 2015
Job Field Development Specialist at Commonwealth Financial Network
Industry Financial Services
Experience
Commonwealth Financial Network January 2015 - Present
Royal Alliance Associates INC July 2013 - January 2015
Royal Alliance Associates INC 2000 - June 2013
Skills
Series 7, Series 63, Series 24, Financial Services, Business Development, Relationship Management, Recruiting
Education
The University of Connecticut School of Business
Bachelor of Science (B.S.), Finance
Commonwealth Financial Network January 2015 - Present
Royal Alliance Associates INC July 2013 - January 2015
Royal Alliance Associates INC 2000 - June 2013
Skills
Series 7, Series 63, Series 24, Financial Services, Business Development, Relationship Management, Recruiting
Education
The University of Connecticut School of Business
Bachelor of Science (B.S.), Finance
Debbie Feuer Debbie Feuer's Royal Alliance Associates, Inc Experience 1994 - 2008
Job Registered Principal, Investment Executive at Williams Financial Group of Kingwood
Industry Financial Services
Experience
Williams Financial Group of Kingwood 2010 - Present
James E. Bashaw & Co. 2008 - 2010
Royal Alliance Associates INC 1994 - 2008
Skills
Investments, Strategic Financial..., Life Insurance, Retirement Planning, Series 7, Investment Advisory, Retirement, Pensions, Mutual Funds, IRAs, Accounting, Finance, Financial Services, Series 63, Financial Advisory, Wealth Management, Securities
Education
Our Lady of the Lake University
BS
Williams Financial Group of Kingwood 2010 - Present
James E. Bashaw & Co. 2008 - 2010
Royal Alliance Associates INC 1994 - 2008
Skills
Investments, Strategic Financial..., Life Insurance, Retirement Planning, Series 7, Investment Advisory, Retirement, Pensions, Mutual Funds, IRAs, Accounting, Finance, Financial Services, Series 63, Financial Advisory, Wealth Management, Securities
Education
Our Lady of the Lake University
BS
Greg Brockmeier Greg Brockmeier's Royal Alliance Associates, Inc Experience February 2011 - November 2012
Job Marketing Representative at Brokerage Unlimited, Inc.
Industry Financial Services
Experience
Brokerage Unlimited, Inc. November 2012 - Present
Royal Alliance Associates, Inc. February 2011 - November 2012
Executive Financial Group/OneAmerica Securities January 2010 - February 2011
Buckeye International June 2007 - March 2009
Skills
Customer Service, Sales, Marketing, Strategic Planning, Life Insurance, Fixed Annuities, Long Term Care Insurance, Estate Planning, Account Management, Sales Management, Finance, Financial Services, Insurance
Education
Lindenwood University 2002 — 2006
DeSmet Jesuit High School 1998 — 2002
Brokerage Unlimited, Inc. November 2012 - Present
Royal Alliance Associates, Inc. February 2011 - November 2012
Executive Financial Group/OneAmerica Securities January 2010 - February 2011
Buckeye International June 2007 - March 2009
Skills
Customer Service, Sales, Marketing, Strategic Planning, Life Insurance, Fixed Annuities, Long Term Care Insurance, Estate Planning, Account Management, Sales Management, Finance, Financial Services, Insurance
Education
Lindenwood University 2002 — 2006
DeSmet Jesuit High School 1998 — 2002
Scott Forsyth, CFP® Scott Forsyth, CFP®'s Royal Alliance Associates, Inc Experience July 2002 - April 2008
Job Financial Planner, Wealth Manager
Industry Financial Services
Experience
G5 Financial Group April 2008 - Present
Royal Alliance Associates INC July 2002 - April 2008
US Bancorp Piper Jaffray April 1997 - June 2002
Morgan Stanley Dean Witter April 1996 - April 1997
Skills
Comprehensive Wealth..., Proactive Asset..., Pre and Post Retirement..., Certified Financial..., Wealth Management..., Strategic Financial..., Wealth Management, Investments
Education
University of Colorado Boulder 1987 — 1991
G5 Financial Group April 2008 - Present
Royal Alliance Associates INC July 2002 - April 2008
US Bancorp Piper Jaffray April 1997 - June 2002
Morgan Stanley Dean Witter April 1996 - April 1997
Skills
Comprehensive Wealth..., Proactive Asset..., Pre and Post Retirement..., Certified Financial..., Wealth Management..., Strategic Financial..., Wealth Management, Investments
Education
University of Colorado Boulder 1987 — 1991
Daniel Jordan Klein, CFP®'s Royal Alliance Associates, Inc Experience September 1997 - April 2009
Job CERTIFIED FINANCIAL PLANNER ™ at Four Seasons Wealth Management
Industry Financial Services
Experience
Four Seasons Wealth Management April 2009 - Present
Royal Alliance Associates, Inc. September 1997 - April 2009
Skills
Retirement, Wealth Management, Investments, Financial Advisory, Financial Planners, Series 7, Wealth Management..., Pensions, Insurance, Investment Management, Disability Insurance, Long-term Care
Education
Tulane University 1989 — 1993
Bachelor of Science (BS) in Management, with an emphasis in Accounting
Ladue High School 1985 — 1989
Undergraduate
Four Seasons Wealth Management April 2009 - Present
Royal Alliance Associates, Inc. September 1997 - April 2009
Skills
Retirement, Wealth Management, Investments, Financial Advisory, Financial Planners, Series 7, Wealth Management..., Pensions, Insurance, Investment Management, Disability Insurance, Long-term Care
Education
Tulane University 1989 — 1993
Bachelor of Science (BS) in Management, with an emphasis in Accounting
Ladue High School 1985 — 1989
Undergraduate
Patricia Hennedy Patricia Hennedy's Royal Alliance Associates, Inc Experience 1996 - July 1998
Job
Industry Financial Services
Experience
Merrill Edge January 2014 - Present
Delta Equity Financial Services May 2000 - June 2003
Equiserve August 1998 - June 1999
Royal Alliance Associates INC 1996 - July 1998
Royal Alliance Associates INC July 1994 - 1996
Advest, Inc. 1992 - June 1994
Advest, Inc. September 1990 - 1992
Skills
Bonds, Trading, Customer Service, Technical Support, Microsoft Excel, Microsoft Word, Outlook, Finance, Series 7
Education
City University of New York-Baruch College 1996 — 1997
No Degree, Accounting, Economics and Computer Business Information Processing, Undergraduate Honors
Central Connecticut State University 1990 — 1992
Accounting and Finance
Cazenovia College
Accounting and Finance
Merrill Edge January 2014 - Present
Delta Equity Financial Services May 2000 - June 2003
Equiserve August 1998 - June 1999
Royal Alliance Associates INC 1996 - July 1998
Royal Alliance Associates INC July 1994 - 1996
Advest, Inc. 1992 - June 1994
Advest, Inc. September 1990 - 1992
Skills
Bonds, Trading, Customer Service, Technical Support, Microsoft Excel, Microsoft Word, Outlook, Finance, Series 7
Education
City University of New York-Baruch College 1996 — 1997
No Degree, Accounting, Economics and Computer Business Information Processing, Undergraduate Honors
Central Connecticut State University 1990 — 1992
Accounting and Finance
Cazenovia College
Accounting and Finance
Dmitry Goldin Dmitry Goldin's Royal Alliance Associates, Inc Experience 2014 - Present
Job President & CEO at Royal Alliance Associates, Inc.
Industry Financial Services
Experience
Royal Alliance Associates, Inc. 2014 - Present
Royal Alliance Associates, Inc 2009 - 2013
Royal Alliance Associates, Inc. 2000 - 2009
Charles Schwab 1999 - 2000
Skills
Business Development, Succession Planning, Wealth Management, Series 7, Asset Management, Investment Advisory, Mutual Funds, Investments, Management, Strategic Planning, Retirement Planning, Series 63, Portfolio Management
Education
Regis University
Master of Business Administration (MBA), Finance and Financial Management Services
University of Colorado Boulder
Bachelor's Degree, Business Administration, International Business and Finance
Royal Alliance Associates, Inc. 2014 - Present
Royal Alliance Associates, Inc 2009 - 2013
Royal Alliance Associates, Inc. 2000 - 2009
Charles Schwab 1999 - 2000
Skills
Business Development, Succession Planning, Wealth Management, Series 7, Asset Management, Investment Advisory, Mutual Funds, Investments, Management, Strategic Planning, Retirement Planning, Series 63, Portfolio Management
Education
Regis University
Master of Business Administration (MBA), Finance and Financial Management Services
University of Colorado Boulder
Bachelor's Degree, Business Administration, International Business and Finance
Thomas J Santucci, CIMA®, AIF® Thomas J Santucci, CIMA®, AIF®'s Royal Alliance Associates, Inc Experience September 2005 - Present
Job President at Gateway Investments LLC
Industry Financial Services
Experience
Royal Alliance Associates INC September 2005 - Present
Gateway Investments LLC August 2004 - Present
New York State Assembly January 1986 - December 1996
Santucci, Denkberg and Wasserstein January 1987 - September 1995
Shaw, Goldman, Licitra, Levine and Weinberg, P.C. January 1983 - February 1987
Education
Touro College Jacob D. Fuchsberg Law Center 1980 — 1983
JD, Law
Saint John's University 1977 — 1980
BA, Government, Economics
Royal Alliance Associates INC September 2005 - Present
Gateway Investments LLC August 2004 - Present
New York State Assembly January 1986 - December 1996
Santucci, Denkberg and Wasserstein January 1987 - September 1995
Shaw, Goldman, Licitra, Levine and Weinberg, P.C. January 1983 - February 1987
Education
Touro College Jacob D. Fuchsberg Law Center 1980 — 1983
JD, Law
Saint John's University 1977 — 1980
BA, Government, Economics
Dana J. Menard, CFP® Dana J. Menard, CFP®'s Royal Alliance Associates, Inc Experience July 2005 - Present
Job Helping busy professionals across the country organize, prioritize, and meet their financial goals!
Industry Financial Services
Experience
Financial Dimensions Group, Inc. July 2005 - Present
Royal Alliance Associates INC July 2005 - Present
Skills
Retirement Planning, Financial Planning, Estate Planning, Annuities, Investments, Retirement, Wealth Accumulation, Mutual Funds, Investment Strategies, Long-term Care, Securities, Asset Management, Portfolio Management, Insurance, Protection, Trusts, Investment Advisory, Retirement Income..., Series 7, Small Business, Wealth Management, Succession Planning, Money, IRA's, 401k, Long Term Care, Cash Flow, Employee Benefits, Fixed Income, Financial Analysis, Equities, Planning, Savings, Asset Allocation, Business Planning, Debt, Asset Protection, Financial Advisory, Stocks, Financial Markets, Wealth Transfer, Due Diligence, Insurance Planning, Wealth, Pensions, Disability Insurance, Benefits, Term Life Insurance, Wealth Preservation, Personal Finance
Education
University of Saint Thomas - School of Business 2010 — 2011
CFP Certificate, Financial Planning
Gustavus Adolphus College 1998 — 2001
B.A., Sociology/Anthropology and Business Management
Fridley High School 1994 — 2002
Financial Dimensions Group, Inc. July 2005 - Present
Royal Alliance Associates INC July 2005 - Present
Skills
Retirement Planning, Financial Planning, Estate Planning, Annuities, Investments, Retirement, Wealth Accumulation, Mutual Funds, Investment Strategies, Long-term Care, Securities, Asset Management, Portfolio Management, Insurance, Protection, Trusts, Investment Advisory, Retirement Income..., Series 7, Small Business, Wealth Management, Succession Planning, Money, IRA's, 401k, Long Term Care, Cash Flow, Employee Benefits, Fixed Income, Financial Analysis, Equities, Planning, Savings, Asset Allocation, Business Planning, Debt, Asset Protection, Financial Advisory, Stocks, Financial Markets, Wealth Transfer, Due Diligence, Insurance Planning, Wealth, Pensions, Disability Insurance, Benefits, Term Life Insurance, Wealth Preservation, Personal Finance
Education
University of Saint Thomas - School of Business 2010 — 2011
CFP Certificate, Financial Planning
Gustavus Adolphus College 1998 — 2001
B.A., Sociology/Anthropology and Business Management
Fridley High School 1994 — 2002
Jeff Planty Jeff Planty's Royal Alliance Associates, Inc Experience March 1990 - January 2008
Job Senior Vice President of Business Development at Royal Alliance Associates, Inc.
Industry Financial Services
Experience
Royal Alliance September 2013 - Present
Royal Alliance September 2011 - September 2013
AIG Advisor Group January 2008 - September 2011
Royal Alliance Associates Inc March 1990 - January 2008
Pershing January 1979 - December 1989
Skills
Series 7, Series 63, Asset Management, Investments, Series 24, FINRA, Retirement Planning, Strategic Financial..., Asset Allocation, Portfolio Management, Fixed Income, Alternative Investments, Series 99
Education
City University of New York 1974 — 1976
Royal Alliance September 2013 - Present
Royal Alliance September 2011 - September 2013
AIG Advisor Group January 2008 - September 2011
Royal Alliance Associates Inc March 1990 - January 2008
Pershing January 1979 - December 1989
Skills
Series 7, Series 63, Asset Management, Investments, Series 24, FINRA, Retirement Planning, Strategic Financial..., Asset Allocation, Portfolio Management, Fixed Income, Alternative Investments, Series 99
Education
City University of New York 1974 — 1976
Dean Leonard Dean Leonard's Royal Alliance Associates, Inc Experience May 1989 - Present
Job Certified Financial Planner at Royal Alliance Associates INC
Industry Financial Services
Experience
WHJR Associates May 1999 - Present
Royal Alliance Associates INC May 1989 - Present
Royal Alliance Associates INC May 1989 - Present
Broker Dealers May 1986 - Present
southmark Financial Services May 1984 - March 1988
Skills
Personal Finance, Personal Financial..., Investment Management, Certified Financial..., Strategic Counsel, Asset Managment, Asset Allocation, Asset Protection, Financial Planners, Strategic Financial..., Financial Advisory, Independent Financial..., Financial Analysis, Portfolio Management, Investment Portfolio, Coaching, Term Life Insurance, Life Insurance, Individual Life, Life & Health Insurance..., Licensed Life Insurance..., Permanent Life Insurance, Equity Indexed Annuities, Fixed Annuities, Variable Annuities, Indexed Annuities, Annuity Sales, Stocks, Stockbroking, Stock Trading, Retirement Planning, Retirement Plan..., Qualified Retirement..., Estate Planning, Wealth Management, Investment Advisory..., Investments, Registered Investment..., Increasing Sales Revenue, Lead Generation, Investment Strategies
Education
Cornell University 1972 — 1976
Bachelor of Engineering (BSEE), Electrical and Electronics Engineering, Graduated With Disctinction
WHJR Associates May 1999 - Present
Royal Alliance Associates INC May 1989 - Present
Royal Alliance Associates INC May 1989 - Present
Broker Dealers May 1986 - Present
southmark Financial Services May 1984 - March 1988
Skills
Personal Finance, Personal Financial..., Investment Management, Certified Financial..., Strategic Counsel, Asset Managment, Asset Allocation, Asset Protection, Financial Planners, Strategic Financial..., Financial Advisory, Independent Financial..., Financial Analysis, Portfolio Management, Investment Portfolio, Coaching, Term Life Insurance, Life Insurance, Individual Life, Life & Health Insurance..., Licensed Life Insurance..., Permanent Life Insurance, Equity Indexed Annuities, Fixed Annuities, Variable Annuities, Indexed Annuities, Annuity Sales, Stocks, Stockbroking, Stock Trading, Retirement Planning, Retirement Plan..., Qualified Retirement..., Estate Planning, Wealth Management, Investment Advisory..., Investments, Registered Investment..., Increasing Sales Revenue, Lead Generation, Investment Strategies
Education
Cornell University 1972 — 1976
Bachelor of Engineering (BSEE), Electrical and Electronics Engineering, Graduated With Disctinction
James Macris James Macris's Royal Alliance Associates, Inc Experience November 2011 - April 2012
Job MBA, Marketing Strategist
Industry Marketing and Advertising
Experience
Independent Consultant (self employed) May 2015 - Present
Travel and Treats: a lifestyle blog May 2015 - Present
Syracuse University August 2013 - Present
Macy's August 2014 - April 2015
The Commercialization Academy August 2014 - January 2015
Macy's October 2012 - August 2014
Investment Concepts, LLC April 2012 - October 2012
Royal Alliance Associates INC November 2011 - April 2012
JCPenney August 2011 - April 2012
Sunglass Hut September 2011 - November 2011
Skills
Leadership, Marketing, Marketing Strategy, Market Research, Strategic Planning, Business Strategy, Strategic Consulting, Public Relations, Sales, Financial Analysis, Creative Writing, Editing, Social Media, Blogging, Customer Service, Training, Employee Training, Team Building, Teamwork, Management, Entrepreneurship, Legal Research, Research, Critical Thinking, Microsoft Office, Time Management, Public Speaking, Marketing Communications, Social Media Marketing, Project Management
Education
Le Moyne College 2012 — 2015
Master of Business Administration (M.B.A.)
State University of New York College at Oswego 2014 — 2014
Non-Degree Graduate Student
Albany Law School of Union University 2010 — 2011
Juris Doctor (J.D.)
Le Moyne College 2006 — 2010
Bachelor's Degree
Jamesville-DeWitt High School 2002 — 2006
High School
Independent Consultant (self employed) May 2015 - Present
Travel and Treats: a lifestyle blog May 2015 - Present
Syracuse University August 2013 - Present
Macy's August 2014 - April 2015
The Commercialization Academy August 2014 - January 2015
Macy's October 2012 - August 2014
Investment Concepts, LLC April 2012 - October 2012
Royal Alliance Associates INC November 2011 - April 2012
JCPenney August 2011 - April 2012
Sunglass Hut September 2011 - November 2011
Skills
Leadership, Marketing, Marketing Strategy, Market Research, Strategic Planning, Business Strategy, Strategic Consulting, Public Relations, Sales, Financial Analysis, Creative Writing, Editing, Social Media, Blogging, Customer Service, Training, Employee Training, Team Building, Teamwork, Management, Entrepreneurship, Legal Research, Research, Critical Thinking, Microsoft Office, Time Management, Public Speaking, Marketing Communications, Social Media Marketing, Project Management
Education
Le Moyne College 2012 — 2015
Master of Business Administration (M.B.A.)
State University of New York College at Oswego 2014 — 2014
Non-Degree Graduate Student
Albany Law School of Union University 2010 — 2011
Juris Doctor (J.D.)
Le Moyne College 2006 — 2010
Bachelor's Degree
Jamesville-DeWitt High School 2002 — 2006
High School
Kevin R. Gaydos, Esq.'s Royal Alliance Associates, Inc Experience January 2009 - September 2009
Job Associate at Bonya Gazza & DeGory LLP
Industry Law Practice
Experience
Bonya Gazza & DeGory LLP February 2014 - Present
Kevin R. Gaydos, Esquire, P.C. October 2013 - February 2014
Spina Law Associates P.C May 2011 - May 2013
Royal Alliance Associates INC January 2009 - September 2009
West Virginia University August 2006 - August 2008
US Forest Service May 2006 - August 2006
Nemacolin Woodlands Resort May 2005 - August 2005
Skills
Legal Writing, Courts, Appeals, Research, Legal Issues, Government, Management, Teaching, Pleadings, Finance, Legal Research
Education
Duquesne University 2010 — 2013
Juris Doctorate, Law
West Virginia University 2006 — 2008
Master of Science, Recreation, Parks, Tourism Resources
Penn State University 2001 — 2005
Bachelor of Science, Hospitality Management
Bonya Gazza & DeGory LLP February 2014 - Present
Kevin R. Gaydos, Esquire, P.C. October 2013 - February 2014
Spina Law Associates P.C May 2011 - May 2013
Royal Alliance Associates INC January 2009 - September 2009
West Virginia University August 2006 - August 2008
US Forest Service May 2006 - August 2006
Nemacolin Woodlands Resort May 2005 - August 2005
Skills
Legal Writing, Courts, Appeals, Research, Legal Issues, Government, Management, Teaching, Pleadings, Finance, Legal Research
Education
Duquesne University 2010 — 2013
Juris Doctorate, Law
West Virginia University 2006 — 2008
Master of Science, Recreation, Parks, Tourism Resources
Penn State University 2001 — 2005
Bachelor of Science, Hospitality Management
Kristopher Olsen Kristopher Olsen's Royal Alliance Associates, Inc Experience March 2012 - December 2014
Job Regional Supervision Director at Royal Alliance
Industry Financial Services
Experience
Royal Alliance Associates INC March 2012 - December 2014
Royal Alliance Associates INC June 2010 - March 2012
Royal Alliance Associates INC August 2007 - June 2010
Edward Jones October 2004 - August 2007
UBS September 2002 - June 2003
Skills
Wealth Management, Investments, Mutual Funds, Strategic Financial..., Retirement, Portfolio Management, Investment Advisory, Asset Management, Estate Planning, Asset Allocation, Equities, Series 4, Series 7, Series 24, Series 53, Series 66, NY State Life, Accident..., Finance, Financial Planning, FINRA, Uniform Combined State..., Series 63
Education
St. John's University 1997 — 2001
Bachelor's degree, Finance, General
University of Phoenix
MBA
Royal Alliance Associates INC March 2012 - December 2014
Royal Alliance Associates INC June 2010 - March 2012
Royal Alliance Associates INC August 2007 - June 2010
Edward Jones October 2004 - August 2007
UBS September 2002 - June 2003
Skills
Wealth Management, Investments, Mutual Funds, Strategic Financial..., Retirement, Portfolio Management, Investment Advisory, Asset Management, Estate Planning, Asset Allocation, Equities, Series 4, Series 7, Series 24, Series 53, Series 66, NY State Life, Accident..., Finance, Financial Planning, FINRA, Uniform Combined State..., Series 63
Education
St. John's University 1997 — 2001
Bachelor's degree, Finance, General
University of Phoenix
MBA
Carlos Farelo Carlos Farelo's Royal Alliance Associates, Inc Experience
Job Financial Advisor at Royal Alliance Associates INC
Industry Financial Services
Experience
Royal Alliance Associates INC
Skills
Personal Financial..., 401k, 401k Rollovers, Life Insurance
Education
Fairleigh Dickinson University-Metropolitan Campus
Bachelor's degree, Finance, General
Saint Peter's University
Master's degree, Accounting
Royal Alliance Associates INC
Skills
Personal Financial..., 401k, 401k Rollovers, Life Insurance
Education
Fairleigh Dickinson University-Metropolitan Campus
Bachelor's degree, Finance, General
Saint Peter's University
Master's degree, Accounting
Frank Nicosia Frank Nicosia's Royal Alliance Associates, Inc Experience August 2005 - March 2006
Job Senior Compliance Officer at National Bank of Canada
Industry Financial Services
Experience
National Bank of Canada July 2014 - Present
Morgan Stanley Wealth Management October 2013 - July 2014
Santander International Securities, Inc. March 2006 - October 2013
Royal Alliance Associates Inc. August 2005 - March 2006
Domestic Securities 2001 - 2003
Hold Brothers, Inc. November 1998 - March 2001
TD Waterhouse, Inc. 1996 - 1998
Skills
Series 7, 24, 55, & 63, Securities, Equities, Trading, Mutual Funds, Options, Management, FINRA, Auditing, Policy, Business Development, Internal Controls, Security, Asset Allocation, Series 24
Education
Adelphi University 2003 — 2006
BA, Sociology
National Bank of Canada July 2014 - Present
Morgan Stanley Wealth Management October 2013 - July 2014
Santander International Securities, Inc. March 2006 - October 2013
Royal Alliance Associates Inc. August 2005 - March 2006
Domestic Securities 2001 - 2003
Hold Brothers, Inc. November 1998 - March 2001
TD Waterhouse, Inc. 1996 - 1998
Skills
Series 7, 24, 55, & 63, Securities, Equities, Trading, Mutual Funds, Options, Management, FINRA, Auditing, Policy, Business Development, Internal Controls, Security, Asset Allocation, Series 24
Education
Adelphi University 2003 — 2006
BA, Sociology
Marni Hodder, AIF® Marni Hodder, AIF®'s Royal Alliance Associates, Inc Experience January 2001 - April 2003
Job Director of Operations & Compliance at TriLinc Global, LLC
Industry Investment Management
Experience
TriLinc Global, LLC July 2011 - Present
Tow Financial Advisors March 2005 - July 2011
Self-employed May 2003 - March 2005
Heinrich Bauer Verlag September 2002 - May 2004
Royal Alliance Associates INC January 2001 - April 2003
The AFP Group November 1998 - August 2002
Skills
Investments, Financial Advisory, Asset Managment, Investment Strategies, Finance, Portfolio Management, Venture Capital, Capital Markets, Retirement Planning, 401k, Wealth Management, Fixed Income, Private Equity, Asset Management
Education
Northern Arizona University 1990 — 1995
BA, French & German
Ludwig-Maximilians Universität München / University of Munich 1993 — 1994
French & German
TriLinc Global, LLC July 2011 - Present
Tow Financial Advisors March 2005 - July 2011
Self-employed May 2003 - March 2005
Heinrich Bauer Verlag September 2002 - May 2004
Royal Alliance Associates INC January 2001 - April 2003
The AFP Group November 1998 - August 2002
Skills
Investments, Financial Advisory, Asset Managment, Investment Strategies, Finance, Portfolio Management, Venture Capital, Capital Markets, Retirement Planning, 401k, Wealth Management, Fixed Income, Private Equity, Asset Management
Education
Northern Arizona University 1990 — 1995
BA, French & German
Ludwig-Maximilians Universität München / University of Munich 1993 — 1994
French & German
Cesar A Carrasco's Royal Alliance Associates, Inc Experience December 2007 - December 2009
Job KYC Specialist at J.P. Morgan
Industry Banking
Experience
J.P. Morgan April 2015 - Present
Morgan Stanley October 2014 - December 2014
Sumitomo Mitsui Trust Bank December 2013 - June 2014
Maggy London Inc. June 2013 - November 2013
Step Into Salsa February 2010 - February 2013
Royal Alliance Associates INC December 2007 - December 2009
Skills
Spanish, Japanese, Microsoft Office, Microsoft Excel, People Soft, Mind-body, PowerPoint, Access, QuickBooks, Teaching English as a..., Teacher Training, Clerical Skills, Coaching, Public Speaking, Team Building, PeopleSoft, Social Media, Account Reconciliation, Accounts Payable, Analysis, Accounting, Customer Service, Finance, Banking
Education
Rutgers, The State University of New Jersey-Newark 2015 — 2017
Master of Business Administration (MBA), Finance, General
Rutgers, The State University of New Jersey-Newark 2012 — 2014
Bachelor's degree, Finance, General, 3.3
Hudson County Community College 2009 — 2012
Associate's degree, Business, 3.2
J.P. Morgan April 2015 - Present
Morgan Stanley October 2014 - December 2014
Sumitomo Mitsui Trust Bank December 2013 - June 2014
Maggy London Inc. June 2013 - November 2013
Step Into Salsa February 2010 - February 2013
Royal Alliance Associates INC December 2007 - December 2009
Skills
Spanish, Japanese, Microsoft Office, Microsoft Excel, People Soft, Mind-body, PowerPoint, Access, QuickBooks, Teaching English as a..., Teacher Training, Clerical Skills, Coaching, Public Speaking, Team Building, PeopleSoft, Social Media, Account Reconciliation, Accounts Payable, Analysis, Accounting, Customer Service, Finance, Banking
Education
Rutgers, The State University of New Jersey-Newark 2015 — 2017
Master of Business Administration (MBA), Finance, General
Rutgers, The State University of New Jersey-Newark 2012 — 2014
Bachelor's degree, Finance, General, 3.3
Hudson County Community College 2009 — 2012
Associate's degree, Business, 3.2
Raymond B. Dietz's Royal Alliance Associates, Inc Experience November 2000 - Present
Job Financial Advisor / Certified Insurance Agent Securities offered through Royal Alliance Assoc, Inc, member FINRA / SIPC
Industry Financial Services
Experience
RBD Tax Services January 2008 - Present
Royal Alliance Associates, Inc. November 2000 - Present
Basketball Coach Praise Christian Fellowship Los Angeles Filipino Church 2015 - 2015
Basketball Coach Praise Christian Fellowship Los Angeles Filipino Church 2015 - 2015
Basketball Coach Praise Christian Fellowship Los Angeles Filipino Church 2015 - 2015
Skills
Investments, Tax, Securities, Business Planning, Management Consulting, Financial Planning, Retirement Planning, Insurance, Estate Planning, Wealth Management, Asset Management, Mutual Funds, Portfolio Management, Retirement, Series 7, Investment Advisory, Retirement Income..., Strategic Financial..., Finance, Financial Advisory, Leadership
Education
University of California, Los Angeles 2008 — 2010
PFP, Certificate in Personal Financial Planning
The Ohio State University 1994 — 1995
M.A., Sp Management
Villanova University 1990 — 1994
B.S., Finance
RBD Tax Services January 2008 - Present
Royal Alliance Associates, Inc. November 2000 - Present
Basketball Coach Praise Christian Fellowship Los Angeles Filipino Church 2015 - 2015
Basketball Coach Praise Christian Fellowship Los Angeles Filipino Church 2015 - 2015
Basketball Coach Praise Christian Fellowship Los Angeles Filipino Church 2015 - 2015
Skills
Investments, Tax, Securities, Business Planning, Management Consulting, Financial Planning, Retirement Planning, Insurance, Estate Planning, Wealth Management, Asset Management, Mutual Funds, Portfolio Management, Retirement, Series 7, Investment Advisory, Retirement Income..., Strategic Financial..., Finance, Financial Advisory, Leadership
Education
University of California, Los Angeles 2008 — 2010
PFP, Certificate in Personal Financial Planning
The Ohio State University 1994 — 1995
M.A., Sp Management
Villanova University 1990 — 1994
B.S., Finance
Ted Lukeman Ted Lukeman's Royal Alliance Associates, Inc Experience May 2011 - Present
Job Financial advisor at Royal Alliance Assoc..
Industry Financial Services
Experience
Royal Alliance Associates, Inc. May 2011 - Present
Royal Alliance Associates, Inc. May 2011 - October 2013
Skills
Customer Service, Strategic Planning, Sales, Wealth Management, Public Speaking, Small Business, Estate Planning, Retirement Planning, Investments, Securities, Social Media
Education
University of Houston 1970 — 1974
Bachelor of Business Administration (BBA), Finance, General
Royal Alliance Associates, Inc. May 2011 - Present
Royal Alliance Associates, Inc. May 2011 - October 2013
Skills
Customer Service, Strategic Planning, Sales, Wealth Management, Public Speaking, Small Business, Estate Planning, Retirement Planning, Investments, Securities, Social Media
Education
University of Houston 1970 — 1974
Bachelor of Business Administration (BBA), Finance, General
Ken Bock, CFP® CRPC® Ken Bock, CFP® CRPC®'s Royal Alliance Associates, Inc Experience 1999 - 2009
Job Financial Planning and Retirement Specialist
Industry Financial Services
Experience
Professional Planning May 2009 - Present
Royal Alliance Associates INC 1999 - 2009
Tishman; Kennedy-Wilson January 1995 - December 1999
Skills
Strategic Financial..., Portfolio Management, Retirement, Investments, Life Insurance, Investment Management, Retirement Planning, Financial Services, Insurance, IRAs, Series 7, Investment Advisory, Asset Allocation, Investment Strategies, Asset Protection, Fixed Annuities, Mutual Funds, Wealth Management, Securities, 401k, Wealth Management..., ETFs, Long Term Care Insurance, Fixed Income
Education
Newbury Park High School 2015 — 2019
California State University-Northridge 1979 — 1983
BA
Professional Planning May 2009 - Present
Royal Alliance Associates INC 1999 - 2009
Tishman; Kennedy-Wilson January 1995 - December 1999
Skills
Strategic Financial..., Portfolio Management, Retirement, Investments, Life Insurance, Investment Management, Retirement Planning, Financial Services, Insurance, IRAs, Series 7, Investment Advisory, Asset Allocation, Investment Strategies, Asset Protection, Fixed Annuities, Mutual Funds, Wealth Management, Securities, 401k, Wealth Management..., ETFs, Long Term Care Insurance, Fixed Income
Education
Newbury Park High School 2015 — 2019
California State University-Northridge 1979 — 1983
BA
Renn Williams, CRPS Renn Williams, CRPS's Royal Alliance Associates, Inc Experience August 2004 - Present
Job Account Executive, Retirement Services Group at J Smith Lanier & Co.
Industry Financial Services
Experience
J Smith Lanier & Co. March 2007 - Present
Royal Alliance Associates INC August 2004 - Present
Anderson, Williams & Co. August 2004 - March 2007
Northwestern Mutual November 2003 - August 2004
Skills
Investments, Financial Advisory, Retirement, Securities, ERISA, Strategy, Sales, Disability Insurance, Management, Valuation, Retirement Planning
Education
College for Financial Planning 2008 — 2009
Chartered Retirement Plans Specialist Designee, Plan Sales, Design & Administration
Else School of Management, Millsaps College 1999 — 2004
MBA, Business, Economics
J Smith Lanier & Co. March 2007 - Present
Royal Alliance Associates INC August 2004 - Present
Anderson, Williams & Co. August 2004 - March 2007
Northwestern Mutual November 2003 - August 2004
Skills
Investments, Financial Advisory, Retirement, Securities, ERISA, Strategy, Sales, Disability Insurance, Management, Valuation, Retirement Planning
Education
College for Financial Planning 2008 — 2009
Chartered Retirement Plans Specialist Designee, Plan Sales, Design & Administration
Else School of Management, Millsaps College 1999 — 2004
MBA, Business, Economics
H.L. Quist H.L. Quist's Royal Alliance Associates, Inc Experience 2007 - 2009
Job Unaffiliated Independent Advisor Representative
Industry Investment Management
Experience
Self-Employed July 2015 - Present
H. L. Quist June 1960 - Present
Dynamic Wealth Advisors, A Registered Investment Advisor 2011 - June 2015
DJM Wealth Strategies, LLC 2009 - 2011
Royal Alliance Associates, Inc. 2007 - 2009
New England Financial 1992 - 2006
Skills
Investments, Strategic Planning, Forecasting, Real Estate, Management Consulting, Investment Banking, Leadership Development, Business Strategy, Coaching, Negotiation, Investors, Marketing, Entrepreneurship, Asset Management, Portfolio Management, Strategy, Finance, Investment Properties, Management, Securities, Budgets, Financial Advisory, Banking, Strategic Financial..., Small Business, Mutual Funds, Retirement, Mergers & Acquisitions, Alternative Investments, Estate Planning
Education
The University of New Mexico 1955 — 1960
BA with Honors in History, English and History
Franklin Jr High, Green Bay, WI, Albuq. HS, Albuq. NM, U of Colorado
Bachelor of Arts (B.A.), English Language and Literature/Letters
Self-Employed July 2015 - Present
H. L. Quist June 1960 - Present
Dynamic Wealth Advisors, A Registered Investment Advisor 2011 - June 2015
DJM Wealth Strategies, LLC 2009 - 2011
Royal Alliance Associates, Inc. 2007 - 2009
New England Financial 1992 - 2006
Skills
Investments, Strategic Planning, Forecasting, Real Estate, Management Consulting, Investment Banking, Leadership Development, Business Strategy, Coaching, Negotiation, Investors, Marketing, Entrepreneurship, Asset Management, Portfolio Management, Strategy, Finance, Investment Properties, Management, Securities, Budgets, Financial Advisory, Banking, Strategic Financial..., Small Business, Mutual Funds, Retirement, Mergers & Acquisitions, Alternative Investments, Estate Planning
Education
The University of New Mexico 1955 — 1960
BA with Honors in History, English and History
Franklin Jr High, Green Bay, WI, Albuq. HS, Albuq. NM, U of Colorado
Bachelor of Arts (B.A.), English Language and Literature/Letters
Chris Dede, CFP® Chris Dede, CFP®'s Royal Alliance Associates, Inc Experience May 2012 - Present
Job Regional Supervision Director
Industry Financial Services
Experience
Royal Alliance Associates INC May 2012 - Present
SagePoint Financial August 2003 - May 2012
Skills
Series 7, Series 66, Life and Health License, Series 24, Series 53, Series 4, Certified Financial..., Retirement Planning, Investment Advisory, Securities, Mutual Funds, Retirement, Asset Allocation, IRAs, Estate Planning, Investments, Personal Financial..., FINRA, Fixed Annuities, Uniform Combined State..., Series 63
Education
College for Financial Planning 2010 — 2012
CFP Certification Professional Education Program
The University of South Dakota 1997 — 2001
Bachelor of Science in Business Administration, Management
Lincoln High School
Royal Alliance Associates INC May 2012 - Present
SagePoint Financial August 2003 - May 2012
Skills
Series 7, Series 66, Life and Health License, Series 24, Series 53, Series 4, Certified Financial..., Retirement Planning, Investment Advisory, Securities, Mutual Funds, Retirement, Asset Allocation, IRAs, Estate Planning, Investments, Personal Financial..., FINRA, Fixed Annuities, Uniform Combined State..., Series 63
Education
College for Financial Planning 2010 — 2012
CFP Certification Professional Education Program
The University of South Dakota 1997 — 2001
Bachelor of Science in Business Administration, Management
Lincoln High School
Edward Wettig's Royal Alliance Associates, Inc Experience May 2012 - Present
Job Financial Planner and Investment Advisor
Industry Financial Services
Experience
Wettig Capital Management June 2012 - Present
Royal Alliance Associates, Inc May 2012 - Present
Royal Alliance Associates, Inc June 2012 - Present
Morgan Stanley Smith Barney June 1999 - June 2012
Marriott International September 1988 - September 1992
Skills
Strategic Financial..., Investments, Financial Advisory, Retirement Planning, Finance, Retirement, Investment Management, Investment Advisory, Securities, Financial Planning, Wealth Management, Series 7, High Net Worth..., Series 65, Asset Allocation, Equities, Life Insurance, Insurance, Certified Financial..., FINRA, Mutual Funds, Investment Strategies, Estate Planning, 401k, Fixed Annuities, Mortgage Lending, Financial Planners, IRAs, Wealth Accumulation, 401k Rollovers, Wealth Management..., Uniform Combined State..., Wealth, Series 63, Personal Finance, Personal Financial..., Variable Annuities
Education
Kansas State University 1984 — 1989
Bachelor of Science (BS), Hotel, Motel, and Restaurant Management
Leavenworth High School 1982 — 1984
Wettig Capital Management June 2012 - Present
Royal Alliance Associates, Inc May 2012 - Present
Royal Alliance Associates, Inc June 2012 - Present
Morgan Stanley Smith Barney June 1999 - June 2012
Marriott International September 1988 - September 1992
Skills
Strategic Financial..., Investments, Financial Advisory, Retirement Planning, Finance, Retirement, Investment Management, Investment Advisory, Securities, Financial Planning, Wealth Management, Series 7, High Net Worth..., Series 65, Asset Allocation, Equities, Life Insurance, Insurance, Certified Financial..., FINRA, Mutual Funds, Investment Strategies, Estate Planning, 401k, Fixed Annuities, Mortgage Lending, Financial Planners, IRAs, Wealth Accumulation, 401k Rollovers, Wealth Management..., Uniform Combined State..., Wealth, Series 63, Personal Finance, Personal Financial..., Variable Annuities
Education
Kansas State University 1984 — 1989
Bachelor of Science (BS), Hotel, Motel, and Restaurant Management
Leavenworth High School 1982 — 1984
Kate Strom's Royal Alliance Associates, Inc Experience July 2012 - Present
Job Financial Advisor
Industry Financial Services
Experience
Royal Alliance Associates Inc. July 2012 - Present
Carroll, Frank & Plotkin, LLC July 2002 - July 2012
Skills
Wealth Accumulation, Financial Analysis, Budgets, Risk Management, 401k Rollovers, Asset Managment, 529 Plans, 403 b, Roth IRA, Portfolio Management, Strategic Planning, Wealth, Investment Strategies, Alternative Investments, Customer Service, Life Insurance, Health Insurance, Microsoft Office, Employee Benefits
Education
Towson University 1997 — 2001
Bachelor of Science (B.S.), Economics
Arundel Senior High School 1993 — 1997
Royal Alliance Associates Inc. July 2012 - Present
Carroll, Frank & Plotkin, LLC July 2002 - July 2012
Skills
Wealth Accumulation, Financial Analysis, Budgets, Risk Management, 401k Rollovers, Asset Managment, 529 Plans, 403 b, Roth IRA, Portfolio Management, Strategic Planning, Wealth, Investment Strategies, Alternative Investments, Customer Service, Life Insurance, Health Insurance, Microsoft Office, Employee Benefits
Education
Towson University 1997 — 2001
Bachelor of Science (B.S.), Economics
Arundel Senior High School 1993 — 1997
Brian McCutcheon Brian McCutcheon's Royal Alliance Associates, Inc Experience 1995 - 2001
Job SEO Partner Web Site Development and SEO Marketing
Industry Marketing and Advertising
Experience
SEO February 2009 - Present
Amdocs November 2009 - December 2009
AT&T February 2005 - January 2009
Sensis Australia 2009 - 2009
House Mortgages Inc. April 2000 - June 2005
SBC-Yellow Pages August 1988 - January 2005
Royal Alliance Associates INC 1995 - 2001
Skills
Online Advertising, SEO, Marketing Strategy, SEM, Social Media Marketing, Competitive Analysis, Analytics, Selling, Marketing, Digital Marketing, Google Adwords, Account Management, Advertising, Social Networking, Online Marketing, PPC, Social Media, Lead Generation, B2B, Search Advertising, Direct Marketing, Mobile Marketing, Sales, Sales Presentations, Google Analytics, Start-ups, Advertising Sales, Cold Calling, Email Marketing, Salesforce.com, Sales Management, Management, Sales Operations, Web Analytics
Education
Texas Tech University - Rawls College of Business 1974 — 1976
BA, Marketing
SEO February 2009 - Present
Amdocs November 2009 - December 2009
AT&T February 2005 - January 2009
Sensis Australia 2009 - 2009
House Mortgages Inc. April 2000 - June 2005
SBC-Yellow Pages August 1988 - January 2005
Royal Alliance Associates INC 1995 - 2001
Skills
Online Advertising, SEO, Marketing Strategy, SEM, Social Media Marketing, Competitive Analysis, Analytics, Selling, Marketing, Digital Marketing, Google Adwords, Account Management, Advertising, Social Networking, Online Marketing, PPC, Social Media, Lead Generation, B2B, Search Advertising, Direct Marketing, Mobile Marketing, Sales, Sales Presentations, Google Analytics, Start-ups, Advertising Sales, Cold Calling, Email Marketing, Salesforce.com, Sales Management, Management, Sales Operations, Web Analytics
Education
Texas Tech University - Rawls College of Business 1974 — 1976
BA, Marketing
Joe Costello Joe Costello's Royal Alliance Associates, Inc Experience August 2011 - Present
Job Financial Advisor
Industry Financial Services
Experience
Royal Alliance Associates INC August 2011 - Present
John Hancock 2007 - 2010
CitiStreet 2006 - 2007
MetLife 2000 - 2006
Skills
401k, Financial Planning, Small Business, Retirement, Retirement Planning, Strategic Financial..., Insurance, Fixed Annuities, Life Insurance, Health Insurance, Finance, Mutual Funds, Series 7, Wealth Management, Disability Insurance, Series 63, Investment Advisory, Asset Allocation, Financial Advisory, Estate Planning, 401k Rollovers, Securities, Investments, Financial Services, Long-term Care, Financial Planners, Qualified Retirement..., Series 6, IRAs, Pensions
Education
University of Colorado Denver 1997 — 2001
B.S, Business Management
Cherry Creek High School 1993 — 1997
Royal Alliance Associates INC August 2011 - Present
John Hancock 2007 - 2010
CitiStreet 2006 - 2007
MetLife 2000 - 2006
Skills
401k, Financial Planning, Small Business, Retirement, Retirement Planning, Strategic Financial..., Insurance, Fixed Annuities, Life Insurance, Health Insurance, Finance, Mutual Funds, Series 7, Wealth Management, Disability Insurance, Series 63, Investment Advisory, Asset Allocation, Financial Advisory, Estate Planning, 401k Rollovers, Securities, Investments, Financial Services, Long-term Care, Financial Planners, Qualified Retirement..., Series 6, IRAs, Pensions
Education
University of Colorado Denver 1997 — 2001
B.S, Business Management
Cherry Creek High School 1993 — 1997
Steven Fetterhoff Steven Fetterhoff's Royal Alliance Associates, Inc Experience October 2012 - Present
Job Managing Partner, Freedom Financial Wealth Management Inc.
Industry Financial Services
Experience
Freedom Financial Wealth Management, Inc July 2006 - Present
Royal Alliance Associates INC October 2012 - Present
Freedom Financial Wealth Management, Inc July 2006 - Present
USA Volleyball July 2010 - Present
NCAA January 1989 - Present
Skills
Investments, Wealth Management, Financial Services, Business Strategy, Asset Management, Financial Advisory, Asset Managment, Insurance, Securities, Wealth, Team Building, Risk Management, Fixed Annuities, Long-term Care, Term Life Insurance, Strategic Planning, FINRA, Retirement Planning, 401k, Equities, Financial Analysis, Investment Advisory, Retirement, Fixed Income, Financial Modeling, Estate Planning, Mutual Funds, Asset Allocation, Series 63, Financial Planners, Strategic Financial..., IRAs, Life Insurance, Alternative Investments, Disability Insurance, 401k Rollovers, Financial Risk, Permanent Life Insurance, Investment Strategies, Wealth Accumulation, Health Insurance, Series 6, Finance, Management, Separately Managed..., Small Business, Investment Management, Variable Annuities, ETFs
Education
The American College 1999 — 2003
Harrisburg Area Community College 1985 — 1987
Freedom Financial Wealth Management, Inc July 2006 - Present
Royal Alliance Associates INC October 2012 - Present
Freedom Financial Wealth Management, Inc July 2006 - Present
USA Volleyball July 2010 - Present
NCAA January 1989 - Present
Skills
Investments, Wealth Management, Financial Services, Business Strategy, Asset Management, Financial Advisory, Asset Managment, Insurance, Securities, Wealth, Team Building, Risk Management, Fixed Annuities, Long-term Care, Term Life Insurance, Strategic Planning, FINRA, Retirement Planning, 401k, Equities, Financial Analysis, Investment Advisory, Retirement, Fixed Income, Financial Modeling, Estate Planning, Mutual Funds, Asset Allocation, Series 63, Financial Planners, Strategic Financial..., IRAs, Life Insurance, Alternative Investments, Disability Insurance, 401k Rollovers, Financial Risk, Permanent Life Insurance, Investment Strategies, Wealth Accumulation, Health Insurance, Series 6, Finance, Management, Separately Managed..., Small Business, Investment Management, Variable Annuities, ETFs
Education
The American College 1999 — 2003
Harrisburg Area Community College 1985 — 1987
Dee Walker's Royal Alliance Associates, Inc Experience 1980 - Present
Job Financial Advisor at Royal Alliance Associates Inc
Industry Financial Services
Experience
Royal Alliance Associates Inc 1980 - Present
Education
Syracuse University 1976 — 1980
B.S., Finance
Baruch College, City University of New York (CUNY)
Masters Tax Coursework
Royal Alliance Associates Inc 1980 - Present
Education
Syracuse University 1976 — 1980
B.S., Finance
Baruch College, City University of New York (CUNY)
Masters Tax Coursework
Stacy Tredennick Stacy Tredennick's Royal Alliance Associates, Inc Experience January 2011 - Present
Job Personal Financial Advisor through Royal Alliance Associates, Inc.
Industry Financial Services
Experience
Royal Alliance Associates, Inc. January 2011 - Present
Merrill Lynch September 2002 - January 2011
Homestore.com January 1999 - April 2002
FedEx 1991 - 1998
Skills
Strategic Financial..., Retirement Planning, Financial Services, Wealth Management, College Savings Plans, 529 Plans, College Education..., Equity Indexed Annuities, Fixed Annuities, Term Life Insurance, Investments, ETFs, Bonds, Alternative Investments, Securities, Roth IRA, IRAs, Mutual Funds, Financial Advisory, Investment Management, Portfolio Management, Estate Planning
Education
University of California, Los Angeles 1987 — 1991
BA, Communications and Business
Saint Francis High School, Mountain View, CA
Royal Alliance Associates, Inc. January 2011 - Present
Merrill Lynch September 2002 - January 2011
Homestore.com January 1999 - April 2002
FedEx 1991 - 1998
Skills
Strategic Financial..., Retirement Planning, Financial Services, Wealth Management, College Savings Plans, 529 Plans, College Education..., Equity Indexed Annuities, Fixed Annuities, Term Life Insurance, Investments, ETFs, Bonds, Alternative Investments, Securities, Roth IRA, IRAs, Mutual Funds, Financial Advisory, Investment Management, Portfolio Management, Estate Planning
Education
University of California, Los Angeles 1987 — 1991
BA, Communications and Business
Saint Francis High School, Mountain View, CA
Richard W. Klotz's Royal Alliance Associates, Inc Experience November 2006 - Present
Job Experienced Insurance and Investment AdvisorTaking Care Of Families and Family Business
Industry Financial Services
Experience
Royal Alliance Associates INC November 2006 - Present
New York Life December 2003 - October 2006
John Hancock Life Insurance Company (U.S.A.) February 1990 - December 2003
Skills
Financial Advisory, Retirement Income..., Life Insurance Planning, Retirement Planning, Personal Finance, Securities, Fixed Annuities, Estate Planning, Insurance, Investments, Life Insurance, Strategic Financial...
Education
Bryn Mawr College 1999 — 1999
ChFC, Financial Planning and Insurance
Bryn Mawr College 1996 — 1996
CLU, Financial Planning and Insurance
University of California, Berkeley 1984 — 1989
BA, History
Royal Alliance Associates INC November 2006 - Present
New York Life December 2003 - October 2006
John Hancock Life Insurance Company (U.S.A.) February 1990 - December 2003
Skills
Financial Advisory, Retirement Income..., Life Insurance Planning, Retirement Planning, Personal Finance, Securities, Fixed Annuities, Estate Planning, Insurance, Investments, Life Insurance, Strategic Financial...
Education
Bryn Mawr College 1999 — 1999
ChFC, Financial Planning and Insurance
Bryn Mawr College 1996 — 1996
CLU, Financial Planning and Insurance
University of California, Berkeley 1984 — 1989
BA, History
Mark Kaizerman, CPA/PFS, CFP, ChFC, CLTC Mark Kaizerman, CPA/PFS, CFP, ChFC, CLTC's Royal Alliance Associates, Inc Experience 1994 - Present
Job Financial Advisor / Author, Beneficiary Directory
Industry Financial Services
Experience
Beneficiary Directory 2004 - Present
Kaizerman & Associates 1994 - Present
Royal Alliance Associates INC 1994 - Present
IDS/American Express Financial Advisors 1986 - 1994
W. F. Wood Corporation 1982 - 1986
Stavisky, Shapiro & Whyte 1978 - 1981
Elmer Fox Westheimer & Company 1977 - 1978
Elmer Fox Westheimer 1977 - 1978
Education
Babson College - Franklin W. Olin Graduate School of Business
MBA
Isenberg School of Management, UMass Amherst
BBA, Accounting
Suffolk University - Sawyer Business School
transferred to UMass (Amherst)
Beneficiary Directory 2004 - Present
Kaizerman & Associates 1994 - Present
Royal Alliance Associates INC 1994 - Present
IDS/American Express Financial Advisors 1986 - 1994
W. F. Wood Corporation 1982 - 1986
Stavisky, Shapiro & Whyte 1978 - 1981
Elmer Fox Westheimer & Company 1977 - 1978
Elmer Fox Westheimer 1977 - 1978
Education
Babson College - Franklin W. Olin Graduate School of Business
MBA
Isenberg School of Management, UMass Amherst
BBA, Accounting
Suffolk University - Sawyer Business School
transferred to UMass (Amherst)
Francis T. Boyle Francis T. Boyle's Royal Alliance Associates, Inc Experience 1986 - 2012
Job I help individuals, families and businesses save and plan for retirement.
Industry Financial Services
Experience
Investors Capital July 2012 - Present
Royal Alliance Associates INC 1986 - 2012
Skills
Retirement Planning, Income Planning, Estate and Legacy..., Life, Health &..., Money Management, Investment Advisory..., Social Security Planning
Education
Manhattan College 1962 — 1966
Bachelor of Business Administration (B.B.A.)
Investors Capital July 2012 - Present
Royal Alliance Associates INC 1986 - 2012
Skills
Retirement Planning, Income Planning, Estate and Legacy..., Life, Health &..., Money Management, Investment Advisory..., Social Security Planning
Education
Manhattan College 1962 — 1966
Bachelor of Business Administration (B.B.A.)
Derick Schirm's Royal Alliance Associates, Inc Experience January 2015 - Present
Job Regional Supervision Manager at AIG Advisor Group
Industry Financial Services
Experience
Royal Alliance Associates INC January 2015 - Present
WhoTrades March 2014 - January 2015
KCG Holdings, Inc. September 2012 - November 2013
TradeKing January 2011 - August 2012
TradeKing June 2010 - January 2011
Morgan Stanley Smith Barney April 2008 - May 2010
Ameriprise Financial Services, Inc. September 2007 - February 2008
Skills
Equities, Options, Fixed Income, Electronic Trading, Mutual Funds, Risk Management, Bloomberg Terminal, Series 24, Series 7, Trading Operations, Order Management, Trading, Financial Risk, Program Trading, Trading Systems, High Frequency Trading, Corporate Actions, Options Strategies, Direct Market Access, TRACE, MSRB RTRS, MSRB EMMA, Compliance, Financial Operations, BPS Back Office System, Microsoft Excel, Microeconomics, Equity Trading, Finance, Uniform Combined State...
Education
Florida State University 2003 — 2007
Bachelor of Science, Economics with minor in Business and Psychology
Royal Alliance Associates INC January 2015 - Present
WhoTrades March 2014 - January 2015
KCG Holdings, Inc. September 2012 - November 2013
TradeKing January 2011 - August 2012
TradeKing June 2010 - January 2011
Morgan Stanley Smith Barney April 2008 - May 2010
Ameriprise Financial Services, Inc. September 2007 - February 2008
Skills
Equities, Options, Fixed Income, Electronic Trading, Mutual Funds, Risk Management, Bloomberg Terminal, Series 24, Series 7, Trading Operations, Order Management, Trading, Financial Risk, Program Trading, Trading Systems, High Frequency Trading, Corporate Actions, Options Strategies, Direct Market Access, TRACE, MSRB RTRS, MSRB EMMA, Compliance, Financial Operations, BPS Back Office System, Microsoft Excel, Microeconomics, Equity Trading, Finance, Uniform Combined State...
Education
Florida State University 2003 — 2007
Bachelor of Science, Economics with minor in Business and Psychology
Patrick McKim Patrick McKim's Royal Alliance Associates, Inc Experience June 1995 - July 2008
Job Certified Financial Planner at Prospera Wealth Management Solutions LLC
Industry Financial Services
Experience
Prospera Wealth Management Solutions LLC June 1991 - Present
Royal Alliance Associates Inc. June 1995 - July 2008
Skills
Financial Services, Customer Service, Strategic Financial..., Financial Accounting, Retirement Planning, Wealth Management, Series 7, Series 66, Series 24, Life Insurance, Long-term Care, Disability Insurance, Variable Annuities, Privately Managed...
Education
University of Colorado at Denver 1987 — 1991
Bachelor's degree, Corporate Finance
heritage high
Prospera Wealth Management Solutions LLC June 1991 - Present
Royal Alliance Associates Inc. June 1995 - July 2008
Skills
Financial Services, Customer Service, Strategic Financial..., Financial Accounting, Retirement Planning, Wealth Management, Series 7, Series 66, Series 24, Life Insurance, Long-term Care, Disability Insurance, Variable Annuities, Privately Managed...
Education
University of Colorado at Denver 1987 — 1991
Bachelor's degree, Corporate Finance
heritage high
David Melling David Melling's Royal Alliance Associates, Inc Experience July 1991 - Present
Job CEO at Jasmijn Capital Management
Industry Financial Services
Experience
Jasmijn Capital Management March 2014 - Present
Royal Alliance Associates Inc. July 1991 - Present
Personal Benefit Sevices of Colorado, Inc. December 1989 - Present
Financial Services Institute January 2011 - February 2014
Skills
Financial Analysis, Strategic Planning, Business Analysis, Risk Management, Investments, Series 7, Portfolio Management, Customer Service, Wealth Management, Finance, Financial Services, Financial Advisory, Asset Management, Strategic Financial..., Mutual Funds, Series 63, Retirement Planning, Securities, Insurance
Education
Colorado State University
Jasmijn Capital Management March 2014 - Present
Royal Alliance Associates Inc. July 1991 - Present
Personal Benefit Sevices of Colorado, Inc. December 1989 - Present
Financial Services Institute January 2011 - February 2014
Skills
Financial Analysis, Strategic Planning, Business Analysis, Risk Management, Investments, Series 7, Portfolio Management, Customer Service, Wealth Management, Finance, Financial Services, Financial Advisory, Asset Management, Strategic Financial..., Mutual Funds, Series 63, Retirement Planning, Securities, Insurance
Education
Colorado State University
Everett Schleter Everett Schleter's Royal Alliance Associates, Inc Experience June 1992 - June 1998
Job Math Instructor at Rock Valley College
Industry Higher Education
Experience
Rock Valley College September 2002 - Present
Royal Alliance Associates INC June 1992 - June 1998
IBM October 1962 - June 1991
US Air Force Reserve October 1959 - October 1962
Skills
Several Others, Management Science, Management thru IBM, Calculus, Mathematica, Teaching, Tutoring, Applied Mathematics, Curriculum Design, Mathematical Modeling, Linear Algebra, Algebra, Operations Research, Statistics, Programming, Linear Programming, Differential Equations, Research, Public Speaking, Mathematics Education, Science, University Teaching, College Teaching
Education
UCLA 1960 — 1961
Graduate Math Courses
University of Illinois at Urbana-Champaign 1954 — 1959
BS and MS
Rock Valley College September 2002 - Present
Royal Alliance Associates INC June 1992 - June 1998
IBM October 1962 - June 1991
US Air Force Reserve October 1959 - October 1962
Skills
Several Others, Management Science, Management thru IBM, Calculus, Mathematica, Teaching, Tutoring, Applied Mathematics, Curriculum Design, Mathematical Modeling, Linear Algebra, Algebra, Operations Research, Statistics, Programming, Linear Programming, Differential Equations, Research, Public Speaking, Mathematics Education, Science, University Teaching, College Teaching
Education
UCLA 1960 — 1961
Graduate Math Courses
University of Illinois at Urbana-Champaign 1954 — 1959
BS and MS
Tina Schackman, CFA Tina Schackman, CFA's Royal Alliance Associates, Inc Experience 2000 - 2004
Job Prudential Retirement VP, Strategic Relations (West)
Industry Financial Services
Experience
Prudential Financial October 2013 - Present
Prudential Financial November 2011 - Present
CFA Society Orange County July 2014 - Present
CFA Society of Orange County July 2012 - June 2014
Prudential Financial November 2011 - October 2013
Benefit Funding Services Group November 2004 - November 2011
Liberty Capital Management December 2001 - 2004
Royal Alliance Associates INC 2000 - 2004
Skills
Investments, Securities, Retirement Plan..., Portfolio Management, Mutual Funds, Retirement, 401k, Asset Allocation
Education
Keller Graduate School of Management of DeVry University 2001 — 2003
Master's degree, Accounting and Financial Management
California State University-Fullerton 1993 — 1995
Bachelor of Arts Degree in Business Administratation, Finance
Prudential Financial October 2013 - Present
Prudential Financial November 2011 - Present
CFA Society Orange County July 2014 - Present
CFA Society of Orange County July 2012 - June 2014
Prudential Financial November 2011 - October 2013
Benefit Funding Services Group November 2004 - November 2011
Liberty Capital Management December 2001 - 2004
Royal Alliance Associates INC 2000 - 2004
Skills
Investments, Securities, Retirement Plan..., Portfolio Management, Mutual Funds, Retirement, 401k, Asset Allocation
Education
Keller Graduate School of Management of DeVry University 2001 — 2003
Master's degree, Accounting and Financial Management
California State University-Fullerton 1993 — 1995
Bachelor of Arts Degree in Business Administratation, Finance
Ronald Smouse Ronald Smouse's Royal Alliance Associates, Inc Experience October 2014 - Present
Job Financial Advisor with Royal Alliance Associates Inc.
Industry Financial Services
Experience
Royal Alliance Associates INC October 2014 - Present
LPL Financial October 2007 - October 2014
Mid-Missouri Bank May 2001 - October 2007
Jackson & Jackson, PC CPAs January 1993 - May 2001
Skills
Accredited Tax Advisor, Enrolled Agent w/ IRS, Real Estate Broker
Education
Southwest Missouri State University 1968 — 1972
BS, Accounting
Coon Rapids-Bayard High School 1963 — 1968
Diploma
Royal Alliance Associates INC October 2014 - Present
LPL Financial October 2007 - October 2014
Mid-Missouri Bank May 2001 - October 2007
Jackson & Jackson, PC CPAs January 1993 - May 2001
Skills
Accredited Tax Advisor, Enrolled Agent w/ IRS, Real Estate Broker
Education
Southwest Missouri State University 1968 — 1972
BS, Accounting
Coon Rapids-Bayard High School 1963 — 1968
Diploma
Fran Munofo Fran Munofo's Royal Alliance Associates, Inc Experience 2006 - November 2011
Job Investment Advisory Specialist
Industry Financial Services
Experience
AIG Royal Alliance April 2006 - November 2011
AIG Advisor Group 2006 - November 2011
Royal Alliance Associates Inc. 2006 - November 2011
Fred Alger Management, Inc. 2000 - 2006
Fred Alger & Co., Inc. August 2000 - November 2005
American Family Enterprises 1998 - 1999
Skills
Platform training, Billing solutions, Client Relationship..., CRM, Series 63, Training, Mutual Funds, Uniform Combined State..., Series 7, Investment Advisory, Retirement Planning, Wealth Management, Fixed Annuities, 401k, Strategic Financial..., Investments, Retirement, Onboarding, Financial Services, Series 6, Unit Investment Trusts, Securities, FINRA, Insurance, Pensions, Series 65, Investment Strategies, Separately Managed..., Asset Management, Financial Advisory, Equities, Management, Finance
Education
St. Peter's College
AIG Royal Alliance April 2006 - November 2011
AIG Advisor Group 2006 - November 2011
Royal Alliance Associates Inc. 2006 - November 2011
Fred Alger Management, Inc. 2000 - 2006
Fred Alger & Co., Inc. August 2000 - November 2005
American Family Enterprises 1998 - 1999
Skills
Platform training, Billing solutions, Client Relationship..., CRM, Series 63, Training, Mutual Funds, Uniform Combined State..., Series 7, Investment Advisory, Retirement Planning, Wealth Management, Fixed Annuities, 401k, Strategic Financial..., Investments, Retirement, Onboarding, Financial Services, Series 6, Unit Investment Trusts, Securities, FINRA, Insurance, Pensions, Series 65, Investment Strategies, Separately Managed..., Asset Management, Financial Advisory, Equities, Management, Finance
Education
St. Peter's College
Matthew Schlueter Matthew Schlueter's Royal Alliance Associates, Inc Experience December 1997 - Present
Job Chief Operating Officer at AIG Advisor Group
Industry Financial Services
Experience
Woodbury Financial Services December 2012 - Present
FSC Securities December 1997 - Present
Royal Alliance Associates INC December 1997 - Present
SagePoint Financial December 1997 - Present
AIG Advisor Group April 2015 - Present
AIG Advisor Group March 2014 - April 2015
AIG Advisor Group May 2012 - February 2014
AIG Advisor Group March 2012 - May 2012
AIG / FSC Securities December 1997 - May 2012
AIG Advisor Group January 2008 - March 2012
Skills
Series 7, Business Intelligence, Financial Services, Management, Series 24, Strategy, Trading, Vendor Management, Mutual Funds, Wealth Management, Series 63, Portfolio Management, Investments, Asset Management, Broker-Dealer, Risk Management, Securities, Operations Management, Enterprise Data
Education
Emory University 1993 — 1996
BA, Economics
Oxford College of Emory University 1993 — 1995
Woodbury Financial Services December 2012 - Present
FSC Securities December 1997 - Present
Royal Alliance Associates INC December 1997 - Present
SagePoint Financial December 1997 - Present
AIG Advisor Group April 2015 - Present
AIG Advisor Group March 2014 - April 2015
AIG Advisor Group May 2012 - February 2014
AIG Advisor Group March 2012 - May 2012
AIG / FSC Securities December 1997 - May 2012
AIG Advisor Group January 2008 - March 2012
Skills
Series 7, Business Intelligence, Financial Services, Management, Series 24, Strategy, Trading, Vendor Management, Mutual Funds, Wealth Management, Series 63, Portfolio Management, Investments, Asset Management, Broker-Dealer, Risk Management, Securities, Operations Management, Enterprise Data
Education
Emory University 1993 — 1996
BA, Economics
Oxford College of Emory University 1993 — 1995
Carolyn Lerias Carolyn Lerias's Royal Alliance Associates, Inc Experience January 1998 - October 2000
Job Librarian
Industry Retail
Experience
The Reading Room January 2005 - Present
COOKE COMMUNICATIONS November 2000 - April 2007
Royal Alliance Associates INC January 1998 - October 2000
Liberty Mutual Insurance January 1997 - January 1998
California Compensation March 1990 - January 1997
Skills
Microsoft Office, Research, Public Speaking
Education
The University of Texas at Austin
Bachelor's degree, Chemical Engineering
The Reading Room January 2005 - Present
COOKE COMMUNICATIONS November 2000 - April 2007
Royal Alliance Associates INC January 1998 - October 2000
Liberty Mutual Insurance January 1997 - January 1998
California Compensation March 1990 - January 1997
Skills
Microsoft Office, Research, Public Speaking
Education
The University of Texas at Austin
Bachelor's degree, Chemical Engineering
Glenn Seibel Glenn Seibel's Royal Alliance Associates, Inc Experience April 1996 - March 2008
Job Financial Planner at Cambridge Investment Research
Industry Financial Services
Experience
Cambridge Investment Research April 2008 - Present
Orion Financial Group Bemidji April 1996 - Present
Royal Alliance Associates INC April 1996 - March 2008
American Express Financial Advisors August 1982 - April 2006
Edina Schools August 1969 - June 1982
Education
The University of North Dakota 1967 — 1971
M Ed, Education, Chemistry
The University of North Dakota 1963 — 1969
BS, Chemistry, Education
Cambridge Investment Research April 2008 - Present
Orion Financial Group Bemidji April 1996 - Present
Royal Alliance Associates INC April 1996 - March 2008
American Express Financial Advisors August 1982 - April 2006
Edina Schools August 1969 - June 1982
Education
The University of North Dakota 1967 — 1971
M Ed, Education, Chemistry
The University of North Dakota 1963 — 1969
BS, Chemistry, Education
Tonya Chitwood Tonya Chitwood's Royal Alliance Associates, Inc Experience January 1996 - May 2006
Job Administrative Assistant III at Capital Group
Industry Investment Management
Experience
Capital Group May 2006 - Present
Royal Alliance Associates INC January 1996 - May 2006
Skills
Investments, Equities, Asset Management, Administrative..., Bloomberg, Mutual Funds, Hedge Funds, Securities, Fixed Income, Alternative Investments, Investment Management
Education
Missouri Southern State University
Missouri State University
Capital Group May 2006 - Present
Royal Alliance Associates INC January 1996 - May 2006
Skills
Investments, Equities, Asset Management, Administrative..., Bloomberg, Mutual Funds, Hedge Funds, Securities, Fixed Income, Alternative Investments, Investment Management
Education
Missouri Southern State University
Missouri State University
John Morreale John Morreale's Royal Alliance Associates, Inc Experience July 2015 - Present
Job Top Producer Liaison
Industry Financial Services
Experience
Royal Alliance Associates INC July 2015 - Present
Royal Alliance Associates INC June 2014 - July 2015
Royal Alliance Associates INC August 2011 - June 2014
Best Buy October 2010 - August 2011
AIG Royal Alliance May 2007 - November 2008
Skills
FEI Front End Imaging, NetX360, Vision2020, PowerPoint, Microsoft Office, Team Leadership, Microsoft Excel, Advertising, Microsoft Word, Research, Social Media, Process Improvement, Recruiting, Time Management, Management, Sales, Customer Service
Education
St. Francis College 2006 — 2010
Bachelor's, Advertising
Monsignor Farrell High School 2002 — 2006
High School Diploma, High School/Secondary Diplomas and Certificates
Royal Alliance Associates INC July 2015 - Present
Royal Alliance Associates INC June 2014 - July 2015
Royal Alliance Associates INC August 2011 - June 2014
Best Buy October 2010 - August 2011
AIG Royal Alliance May 2007 - November 2008
Skills
FEI Front End Imaging, NetX360, Vision2020, PowerPoint, Microsoft Office, Team Leadership, Microsoft Excel, Advertising, Microsoft Word, Research, Social Media, Process Improvement, Recruiting, Time Management, Management, Sales, Customer Service
Education
St. Francis College 2006 — 2010
Bachelor's, Advertising
Monsignor Farrell High School 2002 — 2006
High School Diploma, High School/Secondary Diplomas and Certificates
Noah Estrin Noah Estrin's Royal Alliance Associates, Inc Experience April 2004 - Present
Job President at Estrin Asset Management, Inc.
Industry Investment Management
Experience
Royal Alliance Associates, Inc April 2004 - Present
Estrin Asset Management, Inc. January 2004 - Present
AXA Advisors, LLC May 2002 - January 2004
Skills
Investments, Securities, Portfolio Management, 401k, Asset Allocation, Asset Management, Financial Services, Life Insurance, Financial Advisory, Estate Planning, Mutual Funds, Retirement Planning, Wealth Management, Small Business, FINRA, Wealth Accumulation, Fixed Annuities, Series 7, IRAs, Series 63, Insurance, 401k Rollovers
Education
Florida State University 1993 — 1995
B.A., Philosophy
Cornell University 1991 — 1993
Engineering
Royal Alliance Associates, Inc April 2004 - Present
Estrin Asset Management, Inc. January 2004 - Present
AXA Advisors, LLC May 2002 - January 2004
Skills
Investments, Securities, Portfolio Management, 401k, Asset Allocation, Asset Management, Financial Services, Life Insurance, Financial Advisory, Estate Planning, Mutual Funds, Retirement Planning, Wealth Management, Small Business, FINRA, Wealth Accumulation, Fixed Annuities, Series 7, IRAs, Series 63, Insurance, 401k Rollovers
Education
Florida State University 1993 — 1995
B.A., Philosophy
Cornell University 1991 — 1993
Engineering
Heidi S. (Schoenberg) Hirsh, RICP® ★ Heidi S. (Schoenberg) Hirsh, RICP® ★'s Royal Alliance Associates, Inc Experience November 2005 - August 2014
Job Associate Planner at Harvest Group Financial Services Corp.
Industry Investment Management
Experience
Harvest Group Financial Services Corp. August 2014 - Present
retirement advisory services corp/Pension & Estate Planners, Inc. November 2005 - August 2014
Royal Alliance Associates, Inc. November 2005 - August 2014
Mercadien Asset Management March 2005 - November 2005
Mercadien Securities March 2005 - November 2005
Church Capital Management Inc August 1996 - August 2001
Bainbridge Securities Inc. April 1997 - July 2001
US Securities and Exchange Commission March 1994 - August 1996
Skills
Retirement Planning, Retirement, Wealth Management, Investment Strategies, 401k Rollovers, Portfolio Management, Asset Allocation, High Net Worth..., Securities, Investments, Mutual Funds, 401k, FINRA, Financial Advisory, Investment Management, Wealth, Uniform Combined State..., Series 7, Series 63, Series 24, Series 65, Fixed Annuities, Investment Advisory, IRAs, Wealth Accumulation, Qualified Retirement..., Retirement Plan..., Financial Services, Strategic Financial..., Pensions, Asset Managment, Insurance, Fixed Income, Equities, Separately Managed..., Defined Benefit, Variable Annuities, ETFs, Life Insurance, Roth IRA, 529 Plans, Finance, Management, Bonds, Trading, Strategic Planning
Education
Temple University 1989 — 1992
BS, Business Administration
University of Delaware 1987 — 1989
Bachelor's degree, Business
George Washington HS 1984 — 1987
The American College
Retirement Income Planning
Harvest Group Financial Services Corp. August 2014 - Present
retirement advisory services corp/Pension & Estate Planners, Inc. November 2005 - August 2014
Royal Alliance Associates, Inc. November 2005 - August 2014
Mercadien Asset Management March 2005 - November 2005
Mercadien Securities March 2005 - November 2005
Church Capital Management Inc August 1996 - August 2001
Bainbridge Securities Inc. April 1997 - July 2001
US Securities and Exchange Commission March 1994 - August 1996
Skills
Retirement Planning, Retirement, Wealth Management, Investment Strategies, 401k Rollovers, Portfolio Management, Asset Allocation, High Net Worth..., Securities, Investments, Mutual Funds, 401k, FINRA, Financial Advisory, Investment Management, Wealth, Uniform Combined State..., Series 7, Series 63, Series 24, Series 65, Fixed Annuities, Investment Advisory, IRAs, Wealth Accumulation, Qualified Retirement..., Retirement Plan..., Financial Services, Strategic Financial..., Pensions, Asset Managment, Insurance, Fixed Income, Equities, Separately Managed..., Defined Benefit, Variable Annuities, ETFs, Life Insurance, Roth IRA, 529 Plans, Finance, Management, Bonds, Trading, Strategic Planning
Education
Temple University 1989 — 1992
BS, Business Administration
University of Delaware 1987 — 1989
Bachelor's degree, Business
George Washington HS 1984 — 1987
The American College
Retirement Income Planning
Mason Freelin Mason Freelin's Royal Alliance Associates, Inc Experience September 2011 - Present
Job Financial Advisor/Investment Advisor Representative at Norris Financial Group
Industry Financial Services
Experience
Norris Financial Group January 2015 - Present
Royal Alliance Associates INC September 2011 - Present
Wealthbrook Advisors August 2011 - February 2014
Morgan Stanley March 2006 - June 2011
Merrill Lynch June 2005 - September 2005
Merrill Lynch September 2004 - September 2005
Skills
Series 7, Series 65, Wealth Management, Asset Allocation, Investment Advisory, Portfolio Management, Asset Management, Retirement Planning, Valuation, Investments, Financial Modeling, New Business Development, Financial Analysis, Due Diligence, Equities, Strategic Financial..., Business Strategy, Fixed Income, Insurance
Education
Sewanee-The University of the South 2000 — 2004
B.A., Economics, Political Science
Darlington School 1996 — 2000
College Preparatory Diploma
Norris Financial Group January 2015 - Present
Royal Alliance Associates INC September 2011 - Present
Wealthbrook Advisors August 2011 - February 2014
Morgan Stanley March 2006 - June 2011
Merrill Lynch June 2005 - September 2005
Merrill Lynch September 2004 - September 2005
Skills
Series 7, Series 65, Wealth Management, Asset Allocation, Investment Advisory, Portfolio Management, Asset Management, Retirement Planning, Valuation, Investments, Financial Modeling, New Business Development, Financial Analysis, Due Diligence, Equities, Strategic Financial..., Business Strategy, Fixed Income, Insurance
Education
Sewanee-The University of the South 2000 — 2004
B.A., Economics, Political Science
Darlington School 1996 — 2000
College Preparatory Diploma
John Pinel John Pinel's Royal Alliance Associates, Inc Experience September 2014 - March 2015
Job Associate Financial Planner at Beacon Wealth Management
Industry Financial Services
Experience
SUEZ environnement May 2015 - Present
Beacon Wealth Management March 2015 - April 2015
Royal Alliance Associates INC September 2014 - March 2015
Howard Greditor August 2013 - September 2014
SoundBoard Angel Fund June 2013 - August 2013
Fairleigh Dickinson University August 2012 - June 2013
Fairleigh Dickinson University September 2012 - May 2013
Mike Reichenbach Ford L-M June 2012 - August 2012
Skills
Microsoft Excel, PowerPoint, Sales, Research, Microsoft Office, Public Speaking, Budgets, Microsoft Word, Time Management, Management, Social Media, Tutoring, Team Leadership, Customer Service, Photoshop, Teamwork, C++, Java, lumens Systems
Education
Fairleigh Dickinson University 2012 — 2014
Master's Degree, Business/ Finance, 3.5
Fairleigh Dickinson University 2007 — 2012
Bachelor's degree, Chemistry
SUEZ environnement May 2015 - Present
Beacon Wealth Management March 2015 - April 2015
Royal Alliance Associates INC September 2014 - March 2015
Howard Greditor August 2013 - September 2014
SoundBoard Angel Fund June 2013 - August 2013
Fairleigh Dickinson University August 2012 - June 2013
Fairleigh Dickinson University September 2012 - May 2013
Mike Reichenbach Ford L-M June 2012 - August 2012
Skills
Microsoft Excel, PowerPoint, Sales, Research, Microsoft Office, Public Speaking, Budgets, Microsoft Word, Time Management, Management, Social Media, Tutoring, Team Leadership, Customer Service, Photoshop, Teamwork, C++, Java, lumens Systems
Education
Fairleigh Dickinson University 2012 — 2014
Master's Degree, Business/ Finance, 3.5
Fairleigh Dickinson University 2007 — 2012
Bachelor's degree, Chemistry
Susan Haines Lopez Susan Haines Lopez's Royal Alliance Associates, Inc Experience October 2007 - Present
Job Norwex Independent Sales Consultant at Norwex
Industry Environmental Services
Experience
Norwex March 2015 - Present
Royal Alliance Associates INC October 2007 - Present
Prudential Real Estate October 2003 - January 2009
AT&T January 1997 - April 2003
Cox Media October 1994 - January 1997
QVC October 1992 - May 1994
7-Eleven March 1991 - August 1992
Princess Cruises January 1990 - March 1991
Disneyland Resort January 1989 - January 1990
Skills
Leadership, Selling, Account Management, Marketing Strategy, Marketing, Marketing Communications, Event Planning, Sales, Advertising, Public Relations, Lead Generation, New Business Development, Residential Homes, Social Media, Management, Social Media Marketing
Education
California State University-Fullerton 1985 — 1990
BA, Mass Communications
Cal State Fullerton 1985 — 1989
Bachelors of Arts, Mass Communications
Norwex March 2015 - Present
Royal Alliance Associates INC October 2007 - Present
Prudential Real Estate October 2003 - January 2009
AT&T January 1997 - April 2003
Cox Media October 1994 - January 1997
QVC October 1992 - May 1994
7-Eleven March 1991 - August 1992
Princess Cruises January 1990 - March 1991
Disneyland Resort January 1989 - January 1990
Skills
Leadership, Selling, Account Management, Marketing Strategy, Marketing, Marketing Communications, Event Planning, Sales, Advertising, Public Relations, Lead Generation, New Business Development, Residential Homes, Social Media, Management, Social Media Marketing
Education
California State University-Fullerton 1985 — 1990
BA, Mass Communications
Cal State Fullerton 1985 — 1989
Bachelors of Arts, Mass Communications
Terry Allen, CFP®, AWMA Terry Allen, CFP®, AWMA's Royal Alliance Associates, Inc Experience 1986 - Present
Job Accredited Wealth Management Financial Advisor
Industry Financial Services
Experience
Enhance Wealth Advisors July 1992 - Present
Royal Alliance Associates, Inc 1986 - Present
Skills
Retirement Planning, Estate Planning, Wealth Management, Investments, Retirement, Asset Allocation, Portfolio Management, Investment Strategies, Financial Advisory
Education
University of San Francisco
Bachelors of Science, Mathematics
Enhance Wealth Advisors July 1992 - Present
Royal Alliance Associates, Inc 1986 - Present
Skills
Retirement Planning, Estate Planning, Wealth Management, Investments, Retirement, Asset Allocation, Portfolio Management, Investment Strategies, Financial Advisory
Education
University of San Francisco
Bachelors of Science, Mathematics
Pedro Susana Pedro Susana's Royal Alliance Associates, Inc Experience August 1998 - October 2000
Job Information System Manager at Columbia University Medical Center, Cisco CCNA certified, CompTIA Network+ certified
Industry Information Technology and Services
Experience
Columbia University Medical Center December 2014 - Present
frog design November 2011 - November 2014
Columbia University Medical Center February 2005 - November 2011
SunAmerica Financial Group October 2000 - February 2005
Royal Alliance Associates INC August 1998 - October 2000
Skills
Windows 7, XP, Hardware, Active Directory, Printers, Windows XP, Windows 8 and 8.1, Windows server 2008, Microsoft Exchange, Desktop Support..., HTML 5, HTML, CSS3, Windows server 2012, Windows server 2003, Help Desk Support, Desktop Computers, Desktop Administration, Server Administration, Blackberry Enterprise..., Blackberry, iPhone Support, Adobe Creative Suite, Mac OS, Apple Certified, Apple OS, Windows 2000, Windows XP Pro, windows 8, Android, Webex management, Arkadin management, Windows Server, Network Administration, OS X, Technical Support, Computer Hardware, DHCP, Software Installation, Servers, iPhone, Group Policy, System Administration, Hardware Support, Networking, Remote Desktop, Network Security, Computer Repair, Dell Computers, Altiris
Education
University of Phoenix 2008 — 2011
Bachelor's Degree, Information Technology, 3.4
Nyack College 2002 — 2005
Bachelor of Science (BS), Computer Science
Columbia University Medical Center December 2014 - Present
frog design November 2011 - November 2014
Columbia University Medical Center February 2005 - November 2011
SunAmerica Financial Group October 2000 - February 2005
Royal Alliance Associates INC August 1998 - October 2000
Skills
Windows 7, XP, Hardware, Active Directory, Printers, Windows XP, Windows 8 and 8.1, Windows server 2008, Microsoft Exchange, Desktop Support..., HTML 5, HTML, CSS3, Windows server 2012, Windows server 2003, Help Desk Support, Desktop Computers, Desktop Administration, Server Administration, Blackberry Enterprise..., Blackberry, iPhone Support, Adobe Creative Suite, Mac OS, Apple Certified, Apple OS, Windows 2000, Windows XP Pro, windows 8, Android, Webex management, Arkadin management, Windows Server, Network Administration, OS X, Technical Support, Computer Hardware, DHCP, Software Installation, Servers, iPhone, Group Policy, System Administration, Hardware Support, Networking, Remote Desktop, Network Security, Computer Repair, Dell Computers, Altiris
Education
University of Phoenix 2008 — 2011
Bachelor's Degree, Information Technology, 3.4
Nyack College 2002 — 2005
Bachelor of Science (BS), Computer Science
Justin Hancock Justin Hancock's Royal Alliance Associates, Inc Experience 2015 - 2015
Job DMG Financial, LLC
Industry Financial Services
Experience
DMG Financial LLC January 2014 - Present
Royal Alliance Associates INC 2015 - 2015
Edward Jones February 2012 - January 2014
DJO June 2009 - February 2012
Enterprise Rent-A-Car November 2006 - June 2009
Enterprise Rent-A-Car March 2005 - November 2007
Tom Burnett Golf Academy January 2004 - January 2005
Skills
Sales, New Business Development, Customer Service, Microsoft Excel, Financial Analysis, Outside Sales, Cold Calling, Sales Management, Account Management, Customer Satisfaction, Territory Management, Sales Operations, 66 securities licenses, Licensed Insurance..., Account and Territory..., Management, Medical Devices, Strategic Financial..., Financial Planning, Sales Force Development, Strategic Planning, Leadership, Team Building, Marketing, Public Speaking
Education
University of Montevallo 2001 — 2004
Bachelor of Science, Kinesiology
Mount Douglas Senior Secondary 1996 — 1998
DMG Financial LLC January 2014 - Present
Royal Alliance Associates INC 2015 - 2015
Edward Jones February 2012 - January 2014
DJO June 2009 - February 2012
Enterprise Rent-A-Car November 2006 - June 2009
Enterprise Rent-A-Car March 2005 - November 2007
Tom Burnett Golf Academy January 2004 - January 2005
Skills
Sales, New Business Development, Customer Service, Microsoft Excel, Financial Analysis, Outside Sales, Cold Calling, Sales Management, Account Management, Customer Satisfaction, Territory Management, Sales Operations, 66 securities licenses, Licensed Insurance..., Account and Territory..., Management, Medical Devices, Strategic Financial..., Financial Planning, Sales Force Development, Strategic Planning, Leadership, Team Building, Marketing, Public Speaking
Education
University of Montevallo 2001 — 2004
Bachelor of Science, Kinesiology
Mount Douglas Senior Secondary 1996 — 1998
Thomas Deaton Thomas Deaton's Royal Alliance Associates, Inc Experience March 1992 - November 1994
Job Admission Counselor Keiser University
Industry Professional Training & Coaching
Experience
The Art Institute of Tampa August 2006 - October 2013
ECPI University September 1999 - July 2006
Comtrad Industries November 1994 - August 1999
Royal Alliance Associates INC March 1992 - November 1994
Skills
Staff Development, Training, Editing, Microsoft Office, Interviews, Student Recruiting, Public Speaking, Microsoft Word, Team Building, Career Counseling, General Awesomeness, Coaching, Student Financial Aid, Admissions, Leadership, Recruiting, Higher Education
Education
Strayer University (VA)` 2003 — 2006
Master's degree, Management
Old Dominion University 1987 — 1991
Bachelor's degree, Communication and Marketing
The Art Institute of Tampa August 2006 - October 2013
ECPI University September 1999 - July 2006
Comtrad Industries November 1994 - August 1999
Royal Alliance Associates INC March 1992 - November 1994
Skills
Staff Development, Training, Editing, Microsoft Office, Interviews, Student Recruiting, Public Speaking, Microsoft Word, Team Building, Career Counseling, General Awesomeness, Coaching, Student Financial Aid, Admissions, Leadership, Recruiting, Higher Education
Education
Strayer University (VA)` 2003 — 2006
Master's degree, Management
Old Dominion University 1987 — 1991
Bachelor's degree, Communication and Marketing
Robert Jaffe Robert Jaffe's Royal Alliance Associates, Inc Experience November 2011 - Present
Job Senior Vice President at Freedom Capital Management
Industry Financial Services
Experience
Freedom Capital Management (FCM) November 2011 - Present
Royal Alliance Associates INC November 2011 - Present
RBC Financial July 2002 - November 2011
Lehman 1998 - 2002
Bear Stearns 1992 - 1998
Shearson Lehman Hutton 1988 - 1992
EF Hutton 1986 - 1988
Johnson & Johnson 1984 - 1986
Skills
Private Equity, Portfolio Management, Asset Managment, Venture Capital, Asset Management, Investments, Securities
Education
University of California, Santa Barbara 1982 — 1984
BS, International Relations
University of California, Santa Barbara 1982 — 1984
International Relations, International Relations
Freedom Capital Management (FCM) November 2011 - Present
Royal Alliance Associates INC November 2011 - Present
RBC Financial July 2002 - November 2011
Lehman 1998 - 2002
Bear Stearns 1992 - 1998
Shearson Lehman Hutton 1988 - 1992
EF Hutton 1986 - 1988
Johnson & Johnson 1984 - 1986
Skills
Private Equity, Portfolio Management, Asset Managment, Venture Capital, Asset Management, Investments, Securities
Education
University of California, Santa Barbara 1982 — 1984
BS, International Relations
University of California, Santa Barbara 1982 — 1984
International Relations, International Relations
Stephen Gooditis, CFP®'s Royal Alliance Associates, Inc Experience December 2006 - Present
Job Financial Planning Consultant
Industry Financial Services
Experience
Royal Alliance Associates, Inc December 2006 - Present
Investment Advisors & Consultants, Inc January 1988 - December 2006
Skills
Retirement Planning, Mutual Funds, Estate Planning, Trusts, Retirement, Investment Advisory, Small Business, Financial Analysis, Series 7, Estate Tax Planning, Employee Benefits, Business Planning, Finance, Financial Advisory, Wealth Management, 401k, Strategic Financial..., Investments, Accounting, Microsoft Excel, Asset Allocation, IRAs, Financial Planners, Series 63, Insurance, Financial Services
Education
College for Financial Planning 1992 — 1993
Fairleigh Dickinson University 1983 — 1987
BS, Economics and Finance
HCHS
Royal Alliance Associates, Inc December 2006 - Present
Investment Advisors & Consultants, Inc January 1988 - December 2006
Skills
Retirement Planning, Mutual Funds, Estate Planning, Trusts, Retirement, Investment Advisory, Small Business, Financial Analysis, Series 7, Estate Tax Planning, Employee Benefits, Business Planning, Finance, Financial Advisory, Wealth Management, 401k, Strategic Financial..., Investments, Accounting, Microsoft Excel, Asset Allocation, IRAs, Financial Planners, Series 63, Insurance, Financial Services
Education
College for Financial Planning 1992 — 1993
Fairleigh Dickinson University 1983 — 1987
BS, Economics and Finance
HCHS
Gregory Tobey's Royal Alliance Associates, Inc Experience November 2005 - November 2007
Job LPL Financial
Industry Financial Services
Experience
LPL Financial November 2007 - Present
Royal Alliance Associates INC November 2005 - November 2007
T. Rowe Price July 2005 - November 2005
Skills
Retirement Planning, Series 63, Series 7, Series 24, Series 65, FINRA, Mutual Funds, Strategic Financial..., Investments, Asset Management, Investment Advisory, 401k, Asset Allocation, Series 4
Education
University of Massachusetts, Amherst
LPL Financial November 2007 - Present
Royal Alliance Associates INC November 2005 - November 2007
T. Rowe Price July 2005 - November 2005
Skills
Retirement Planning, Series 63, Series 7, Series 24, Series 65, FINRA, Mutual Funds, Strategic Financial..., Investments, Asset Management, Investment Advisory, 401k, Asset Allocation, Series 4
Education
University of Massachusetts, Amherst
Bruce Gleason's Royal Alliance Associates, Inc Experience June 2013 - May 2014
Job Financial Consultant at Cadaret Grant
Industry Financial Services
Experience
Cadaret Grant June 2014 - Present
Young Tax Service October 2012 - Present
Royal Alliance Associates INC June 2013 - May 2014
Primerica October 2012 - June 2013
Alliance Advisory Group, Inc. December 2010 - November 2012
American General Finance August 2000 - December 2010
Skills
Disability Insurance, Long-term Care, Investments, Long Term Care Insurance, Fixed Annuities, Financial Advisory, Life Insurance, Retirement Planning, Retirement, Term Life Insurance, Health Insurance, Financial Planners, Estate Planning, Financial Services, Finance, Tax Preparation, Series 63, Series 7, Strategic Financial..., Insurance, Pensions, Employee Benefits, Small Business, Investment Strategies
Education
State University of New York College at Geneseo 1996 — 1998
BA, English
Jamestown Community College 1994 — 1996
AA, Fine Art
Chautauqua Central School 1981 — 1994
Cadaret Grant June 2014 - Present
Young Tax Service October 2012 - Present
Royal Alliance Associates INC June 2013 - May 2014
Primerica October 2012 - June 2013
Alliance Advisory Group, Inc. December 2010 - November 2012
American General Finance August 2000 - December 2010
Skills
Disability Insurance, Long-term Care, Investments, Long Term Care Insurance, Fixed Annuities, Financial Advisory, Life Insurance, Retirement Planning, Retirement, Term Life Insurance, Health Insurance, Financial Planners, Estate Planning, Financial Services, Finance, Tax Preparation, Series 63, Series 7, Strategic Financial..., Insurance, Pensions, Employee Benefits, Small Business, Investment Strategies
Education
State University of New York College at Geneseo 1996 — 1998
BA, English
Jamestown Community College 1994 — 1996
AA, Fine Art
Chautauqua Central School 1981 — 1994
Gregory Masone Gregory Masone's Royal Alliance Associates, Inc Experience January 2008 - May 2014
Job Financial Advisor at American Portfolios Financial Services
Industry Financial Services
Experience
American Portfolios May 2014 - Present
Royal Alliance Associates INC January 2008 - May 2014
Skills
Investments, Asset Allocation, Portfolio Management, Retirement Planning, Finance, Equities, Financial Risk, 401k, Financial Analysis, Retirement
Education
Adelphi University
john adams
American Portfolios May 2014 - Present
Royal Alliance Associates INC January 2008 - May 2014
Skills
Investments, Asset Allocation, Portfolio Management, Retirement Planning, Finance, Equities, Financial Risk, 401k, Financial Analysis, Retirement
Education
Adelphi University
john adams
Charles Craves Charles Craves's Royal Alliance Associates, Inc Experience August 2005 - Present
Job Financial Advisor at Royal Alliance Associates, Inc.
Industry Financial Services
Experience
Encompass Financial Partners, LLC May 1997 - Present
Royal Alliance Associates, Inc. August 2005 - Present
north american financial services 1991 - 1997
Education
Northwood University 1979 — 1981
BBA, Business Management / Finance
John Glenn High School
Encompass Financial Partners, LLC May 1997 - Present
Royal Alliance Associates, Inc. August 2005 - Present
north american financial services 1991 - 1997
Education
Northwood University 1979 — 1981
BBA, Business Management / Finance
John Glenn High School
Stephanie Lagonegro's Royal Alliance Associates, Inc Experience January 2009 - April 2010
Job Senior Internal Auditor at Carestream Health
Industry Photography
Experience
Carestream Health August 2012 - Present
Eastman Kodak August 2010 - August 2012
Bausch + Lomb May 2010 - August 2010
Sutherland Global Services July 2009 - April 2010
Royal Alliance Associates INC January 2009 - April 2010
Bausch + Lomb May 2008 - September 2008
Bausch + Lomb May 2007 - September 2007
Brinkman Precision, Inc. 2006 - 2007
Skills
Auditing, Documentation, Process Improvement, Internal Controls, Sarbanes-Oxley Act, Software Documentation, Microsoft Excel, Internal Audit, Financial Analysis, Finance, Accounting, US GAAP, Financial Reporting, PowerPoint, Customer Service, Microsoft Office
Education
Saint John Fisher College 2006 — 2010
Bachelor of Science, Finance, Business Management
Istituto Italiano 2009 — 2009
Carestream Health August 2012 - Present
Eastman Kodak August 2010 - August 2012
Bausch + Lomb May 2010 - August 2010
Sutherland Global Services July 2009 - April 2010
Royal Alliance Associates INC January 2009 - April 2010
Bausch + Lomb May 2008 - September 2008
Bausch + Lomb May 2007 - September 2007
Brinkman Precision, Inc. 2006 - 2007
Skills
Auditing, Documentation, Process Improvement, Internal Controls, Sarbanes-Oxley Act, Software Documentation, Microsoft Excel, Internal Audit, Financial Analysis, Finance, Accounting, US GAAP, Financial Reporting, PowerPoint, Customer Service, Microsoft Office
Education
Saint John Fisher College 2006 — 2010
Bachelor of Science, Finance, Business Management
Istituto Italiano 2009 — 2009
Jim Godoy Jim Godoy's Royal Alliance Associates, Inc Experience June 2014 - March 2015
Job Relationship Manager Supervision and Controls at Charles Schwab
Industry Financial Services
Experience
Charles Schwab March 2015 - Present
Royal Alliance Associates INC June 2014 - March 2015
Royal Alliance Associates INC March 2013 - June 2014
SagePoint Financial, Inc. July 2010 - March 2013
Willis Consulting, Inc. April 2010 - July 2010
United Planners Financial Services October 2007 - April 2010
AIG Financial Advisors December 2003 - October 2007
United Planners Financial Services October 2001 - November 2003
Charles Schwab July 2000 - July 2001
TD Waterhouse April 1998 - April 2000
Skills
Financial Advisor..., OSJ Supervision, Relationship Management, Supervision, Recruiting, Investments, Equities, Financial Services, Series 63, Mutual Funds, Series 7, Wealth Management, Finance, Leadership, Management, Investment Advisory, Securities
Education
Mesa Community College
General
Charles Schwab March 2015 - Present
Royal Alliance Associates INC June 2014 - March 2015
Royal Alliance Associates INC March 2013 - June 2014
SagePoint Financial, Inc. July 2010 - March 2013
Willis Consulting, Inc. April 2010 - July 2010
United Planners Financial Services October 2007 - April 2010
AIG Financial Advisors December 2003 - October 2007
United Planners Financial Services October 2001 - November 2003
Charles Schwab July 2000 - July 2001
TD Waterhouse April 1998 - April 2000
Skills
Financial Advisor..., OSJ Supervision, Relationship Management, Supervision, Recruiting, Investments, Equities, Financial Services, Series 63, Mutual Funds, Series 7, Wealth Management, Finance, Leadership, Management, Investment Advisory, Securities
Education
Mesa Community College
General
Todd Restler's Royal Alliance Associates, Inc Experience January 2006 - May 2009
Job Senior Client Financial Analyst at Express Scripts
Industry Financial Services
Experience
Express Scripts October 2013 - Present
Professional Group Plans August 2011 - June 2013
Chartis May 2009 - November 2010
Royal Alliance Associates INC January 2006 - May 2009
Oppenheimer & Co. January 2003 - January 2006
Fahnestock January 1998 - January 2003
D.H. Blair & Co., Inc January 1994 - January 1998
D.H. Blair & Co., Inc January 1991 - January 1994
Education
Babson College 1987 — 1991
Bachelor of Science, Dual Major Finance/Investments
Express Scripts October 2013 - Present
Professional Group Plans August 2011 - June 2013
Chartis May 2009 - November 2010
Royal Alliance Associates INC January 2006 - May 2009
Oppenheimer & Co. January 2003 - January 2006
Fahnestock January 1998 - January 2003
D.H. Blair & Co., Inc January 1994 - January 1998
D.H. Blair & Co., Inc January 1991 - January 1994
Education
Babson College 1987 — 1991
Bachelor of Science, Dual Major Finance/Investments
Helen Applebaum's Royal Alliance Associates, Inc Experience December 1988 - February 2002
Job Dreamer at New Milford, CT Gateway Park
Industry Marketing and Advertising
Experience
New Milford, CT Gateway Park July 2014 - Present
HRA Marketing & Communicatons September 2003 - Present
The Garden Club of New Milford January 2012 - September 2014
iCanstandit July 2010 - 2011
AIG Royal Alliance February 2002 - July 2003
Travelers December 1998 - February 2002
Royal Alliance Associates INC December 1988 - February 2002
Financial Planning Association 1990 - 2000
Training and Communications Associates, Inc. 1974 - 1987
NYC Department of Education September 1963 - January 1970
Skills
Blogging, Social Media, Marketing, Editing, Marketing Communications, Public Speaking, Nonprofits, Copywriting, Research, Writing
Education
Fairleigh Dickinson University 1964 — 1967
MA pending, English
Queens College 1959 — 1963
Bachelor's Degree, English literature
New Milford, CT Gateway Park July 2014 - Present
HRA Marketing & Communicatons September 2003 - Present
The Garden Club of New Milford January 2012 - September 2014
iCanstandit July 2010 - 2011
AIG Royal Alliance February 2002 - July 2003
Travelers December 1998 - February 2002
Royal Alliance Associates INC December 1988 - February 2002
Financial Planning Association 1990 - 2000
Training and Communications Associates, Inc. 1974 - 1987
NYC Department of Education September 1963 - January 1970
Skills
Blogging, Social Media, Marketing, Editing, Marketing Communications, Public Speaking, Nonprofits, Copywriting, Research, Writing
Education
Fairleigh Dickinson University 1964 — 1967
MA pending, English
Queens College 1959 — 1963
Bachelor's Degree, English literature
John M. Finigan, Jr. John M. Finigan, Jr.'s Royal Alliance Associates, Inc Experience November 1999 - January 2014
Job Independent wealth manager providing personalized financial planning and investment management services.
Industry Financial Services
Experience
Finigan Financial Services, LLC April 2002 - Present
LPL Financial February 2014 - Present
Royal Alliance Associates, Inc November 1999 - January 2014
Edward Jones October 1994 - October 1999
US Army July 1972 - September 1994
Education
Florida Institute of Technology 1981 — 1982
MBA
Seattle University 1967 — 1972
BABA, Finance & Banking
Finigan Financial Services, LLC April 2002 - Present
LPL Financial February 2014 - Present
Royal Alliance Associates, Inc November 1999 - January 2014
Edward Jones October 1994 - October 1999
US Army July 1972 - September 1994
Education
Florida Institute of Technology 1981 — 1982
MBA
Seattle University 1967 — 1972
BABA, Finance & Banking
Stephanie Moore's Royal Alliance Associates, Inc Experience December 2013 - November 2014
Job Corporate Recruiter
Industry Human Resources
Experience
R.E.A.C.H. June 2015 - Present
MOORENTERPRISES 2011 - Present
Royal Alliance Associates INC December 2013 - November 2014
Young Advisors Team of NAIFA January 2012 - December 2013
Northwestern Mutual - stephanie.moore@nmfn.com December 2011 - March 2013
Washington County Domestic Violence Resource Center November 2009 - 2012
North Star Resource Group October 2010 - August 2011
H&R Block November 2005 - April 2010
Pinnacle Capital and Investments April 2004 - May 2006
Skills
Networking, Public Relations, Full Cycle Recruiting, Public Speaking, Recruiting, Employee Benefits, Tax Preparation, Human Resources, Event Planning, Marketing, Employer Branding, Social Networking, Account Management, Nonprofits, Sales, Training, Coaching, Financial Services, Disability Insurance, Permanent Life Insurance, Long Term Care Insurance, Long Term Business..., Estate Planning, Leadership, Customer Service, Retirement Planning, Small Business, Finance, Fundraising, Business Planning, Strategic Financial..., Life Insurance, Financial Advisory, Management, Fixed Annuities, Talent Acquisition, Long-term Care, Portfolio Management, Staff Development, 401k, Retirement, Term Life Insurance, Investment Strategies, Financial Planners, Investments, Mutual Funds, Health Insurance, Insurance, IRAs, Mortgage Lending
Education
College of Legal Arts 2009 — 2010
Paralegal, estate planning, tax law, litigation, business formations & fiduciary responsibility
H & R Block School of Tax 2005 — 2006
Tax Law/Taxation
Portland Community College 2002 — 2004
Fine and Studio Arts
R.E.A.C.H. June 2015 - Present
MOORENTERPRISES 2011 - Present
Royal Alliance Associates INC December 2013 - November 2014
Young Advisors Team of NAIFA January 2012 - December 2013
Northwestern Mutual - stephanie.moore@nmfn.com December 2011 - March 2013
Washington County Domestic Violence Resource Center November 2009 - 2012
North Star Resource Group October 2010 - August 2011
H&R Block November 2005 - April 2010
Pinnacle Capital and Investments April 2004 - May 2006
Skills
Networking, Public Relations, Full Cycle Recruiting, Public Speaking, Recruiting, Employee Benefits, Tax Preparation, Human Resources, Event Planning, Marketing, Employer Branding, Social Networking, Account Management, Nonprofits, Sales, Training, Coaching, Financial Services, Disability Insurance, Permanent Life Insurance, Long Term Care Insurance, Long Term Business..., Estate Planning, Leadership, Customer Service, Retirement Planning, Small Business, Finance, Fundraising, Business Planning, Strategic Financial..., Life Insurance, Financial Advisory, Management, Fixed Annuities, Talent Acquisition, Long-term Care, Portfolio Management, Staff Development, 401k, Retirement, Term Life Insurance, Investment Strategies, Financial Planners, Investments, Mutual Funds, Health Insurance, Insurance, IRAs, Mortgage Lending
Education
College of Legal Arts 2009 — 2010
Paralegal, estate planning, tax law, litigation, business formations & fiduciary responsibility
H & R Block School of Tax 2005 — 2006
Tax Law/Taxation
Portland Community College 2002 — 2004
Fine and Studio Arts
Dolores Mitchell Dolores Mitchell's Royal Alliance Associates, Inc Experience
Job Financial Advisor / Branch Manager at A&M Financial
Industry Financial Services
Experience
Royal Alliance Associates INC
Skills
Series 7, Series 65, Series 63, Financial Advisory, Financial Planning, Investment Strategies, Financial Analysis, Alternative Investments, Finance, Insurance, Retirement Planning, Wealth Management, Management, Variable Annuities, Financial Services, Financial Risk, Investments, Investment Advisory, Stock Trading, Asset Allocation, Stock Picking, Disability Insurance, Estate Planning, Term Life Insurance, Health Insurance, REIT, Retirement Income..., Retirement Plan..., Retirement Solutions, Wealth Management..., Life Insurance, Wealth Preservation..., Fixed Annuities, Alternative Investment..., Portfolio Management, Mutual Funds, Securities, Retirement, Asset Management, Equities, Leadership, Sales, Risk Management, Training, Microsoft Excel
Education
City University of New York-Brooklyn College
Spanish Cultural Institute
University of Perugia
Royal Alliance Associates INC
Skills
Series 7, Series 65, Series 63, Financial Advisory, Financial Planning, Investment Strategies, Financial Analysis, Alternative Investments, Finance, Insurance, Retirement Planning, Wealth Management, Management, Variable Annuities, Financial Services, Financial Risk, Investments, Investment Advisory, Stock Trading, Asset Allocation, Stock Picking, Disability Insurance, Estate Planning, Term Life Insurance, Health Insurance, REIT, Retirement Income..., Retirement Plan..., Retirement Solutions, Wealth Management..., Life Insurance, Wealth Preservation..., Fixed Annuities, Alternative Investment..., Portfolio Management, Mutual Funds, Securities, Retirement, Asset Management, Equities, Leadership, Sales, Risk Management, Training, Microsoft Excel
Education
City University of New York-Brooklyn College
Spanish Cultural Institute
University of Perugia
NICHOLAS AGNONE NICHOLAS AGNONE's Royal Alliance Associates, Inc Experience December 2012 - Present
Job Financial Advisor at Royal Alliance Associates INC
Industry Financial Services
Experience
Royal Alliance Associates INC December 2012 - Present
Skills
Accounting, Financial Accounting, Tax Accounting, Financial Reporting, Financial Planning, Financial Services, Financial Risk, Investments, Investment Properties, Investment Advisory, Investment Strategies, Alternative Investments, Investment Management, Wealth Management, Wealth Accumulation, Wealth Preservation..., Multi-generational..., Mortgage Industry, Income Tax, Tax Preparation, Tax Returns, Tax Law, Tax Advisory, Sales Tax, Corporate Tax, Tax, Financial Markets, Financial Risk...
Education
Hofstra University 1988 — 1990
Bachelor of Business Administration (BBA), Accounting
Royal Alliance Associates INC December 2012 - Present
Skills
Accounting, Financial Accounting, Tax Accounting, Financial Reporting, Financial Planning, Financial Services, Financial Risk, Investments, Investment Properties, Investment Advisory, Investment Strategies, Alternative Investments, Investment Management, Wealth Management, Wealth Accumulation, Wealth Preservation..., Multi-generational..., Mortgage Industry, Income Tax, Tax Preparation, Tax Returns, Tax Law, Tax Advisory, Sales Tax, Corporate Tax, Tax, Financial Markets, Financial Risk...
Education
Hofstra University 1988 — 1990
Bachelor of Business Administration (BBA), Accounting
Jason Reimers, CFP® Jason Reimers, CFP®'s Royal Alliance Associates, Inc Experience August 2010 - Present
Job Financial Advisor at Jennings Cook Financial Services
Industry Financial Services
Experience
Jennings Cook Financial Services, Inc. May 2007 - Present
Royal Alliance Associates, Inc. August 2010 - Present
Carter & Company January 2009 - March 2009
Skills
Series 65: Investment..., Series 7: Securities..., Series 63, Retirement Planning, Investment Services, Series 65, Series 7, Investments, Financial Services, Life Insurance
Education
Bob Jones University 2006 — 2010
Bachelor of Science (B.S.), Accounting
Jennings Cook Financial Services, Inc. May 2007 - Present
Royal Alliance Associates, Inc. August 2010 - Present
Carter & Company January 2009 - March 2009
Skills
Series 65: Investment..., Series 7: Securities..., Series 63, Retirement Planning, Investment Services, Series 65, Series 7, Investments, Financial Services, Life Insurance
Education
Bob Jones University 2006 — 2010
Bachelor of Science (B.S.), Accounting
Philip Hartwell, CFP Philip Hartwell, CFP's Royal Alliance Associates, Inc Experience 1984 - 2013
Job Financial Planner at Hartwell Financial
Industry Financial Services
Experience
AIG Royal Alliance January 1990 - Present
Hartwell Financial 1983 - Present
Royal Alliance Associates INC 1984 - 2013
Kelty Packs June 1980 - June 1982
Skills
Retirement Planning, Retirement, Wealth Management, Investment Advisory, Series 7, Investments, Financial Advisory, Financial Planning, Finance, Series 63, Mutual Funds, Asset Allocation, Series 65, Financial Services, Options, Strategic Financial..., Estate Planning, Asset Management, Hedge Funds, Fixed Income, Fixed Annuities, Insurance, Pensions, Investment Strategies, IRAs, Variable Annuities, Series 24, Series 6, Uniform Combined State..., Investment Management, Securities, FINRA, Alternative Investments, Portfolio Management, Life Insurance, Equities, Long-term Care, 401k, High Net Worth..., Relationship Management, Financial Planners, ETFs, Wealth Accumulation, Wealth Management..., Certified Financial..., Wealth, Retirement Income...
Education
Syracuse University 1970 — 1972
MRP, Planning
Syracuse University 1964 — 1970
Bachelor of Arts (B.A.), Political Science and Government
Burklyn Business School 1979 — 1979
Entrepreneurship, Business/Managerial Economics
AIG Royal Alliance January 1990 - Present
Hartwell Financial 1983 - Present
Royal Alliance Associates INC 1984 - 2013
Kelty Packs June 1980 - June 1982
Skills
Retirement Planning, Retirement, Wealth Management, Investment Advisory, Series 7, Investments, Financial Advisory, Financial Planning, Finance, Series 63, Mutual Funds, Asset Allocation, Series 65, Financial Services, Options, Strategic Financial..., Estate Planning, Asset Management, Hedge Funds, Fixed Income, Fixed Annuities, Insurance, Pensions, Investment Strategies, IRAs, Variable Annuities, Series 24, Series 6, Uniform Combined State..., Investment Management, Securities, FINRA, Alternative Investments, Portfolio Management, Life Insurance, Equities, Long-term Care, 401k, High Net Worth..., Relationship Management, Financial Planners, ETFs, Wealth Accumulation, Wealth Management..., Certified Financial..., Wealth, Retirement Income...
Education
Syracuse University 1970 — 1972
MRP, Planning
Syracuse University 1964 — 1970
Bachelor of Arts (B.A.), Political Science and Government
Burklyn Business School 1979 — 1979
Entrepreneurship, Business/Managerial Economics
Melinda Costa Fernandes's Royal Alliance Associates, Inc Experience June 2005 - July 2005
Job Registered Nurse at Alaris Health
Industry Hospital & Health Care
Experience
Alaris Health September 2015 - Present
Loving Care Agency, Inc November 2012 - October 2013
Epic Health Services, Inc. November 2012 - January 2013
Mollen Immunization Clinics September 2012 - November 2012
Preferred Home Health Care & Nursing Services Inc. July 2012 - September 2012
Lotus Exim International Inc. November 2006 - March 2009
NJ Dept. of Labor & Workforce Development August 2005 - October 2006
Royal Alliance Associates Inc. June 2005 - July 2005
Tandon Capital LLC January 2005 - March 2005
Lotus Exim International Inc. July 2000 - December 2004
Skills
Outlook, Customer Service, Human Resources, Training, Recruiting, Microsoft Excel, Hospitals, Administration, Wound Care, Public Relations, Cpr Certified, Microsoft Word, Time Management, PowerPoint, Strategic Planning, Leadership
Education
Jersey College 2013 — 2015
Center for Allied Health & Nursing Education 2010 — 2011
Diploma
Sophia College 1988 — 1991
BSC
Mithibai College 1986 — 1988
HSC
Mary Immaculate Girls High School 1976 — 1986
SSC
Alaris Health September 2015 - Present
Loving Care Agency, Inc November 2012 - October 2013
Epic Health Services, Inc. November 2012 - January 2013
Mollen Immunization Clinics September 2012 - November 2012
Preferred Home Health Care & Nursing Services Inc. July 2012 - September 2012
Lotus Exim International Inc. November 2006 - March 2009
NJ Dept. of Labor & Workforce Development August 2005 - October 2006
Royal Alliance Associates Inc. June 2005 - July 2005
Tandon Capital LLC January 2005 - March 2005
Lotus Exim International Inc. July 2000 - December 2004
Skills
Outlook, Customer Service, Human Resources, Training, Recruiting, Microsoft Excel, Hospitals, Administration, Wound Care, Public Relations, Cpr Certified, Microsoft Word, Time Management, PowerPoint, Strategic Planning, Leadership
Education
Jersey College 2013 — 2015
Center for Allied Health & Nursing Education 2010 — 2011
Diploma
Sophia College 1988 — 1991
BSC
Mithibai College 1986 — 1988
HSC
Mary Immaculate Girls High School 1976 — 1986
SSC
Martine DiMartino's Royal Alliance Associates, Inc Experience 1998 - 1999
Job Financial Services Compliance Professional
Industry Financial Services
Experience
CRT Capital Group April 2012 - Present
Société Générale Corporate and Investment Banking April 2010 - December 2011
Divine Capital Markets LLC August 2009 - 2010
Deutsche Bank Securities April 2004 - January 2009
Deutsche Bank Securities 2007 - 2009
CIBC World Markets February 2000 - March 2004
Royal Alliance Associates INC 1998 - 1999
Skills
Project Management, Financial Risk, Risk Management, Management, Policy, Credit, Financial Services, Training, Capital Markets, Securities, AML
Education
Stony Brook University 1991 — 1995
CRT Capital Group April 2012 - Present
Société Générale Corporate and Investment Banking April 2010 - December 2011
Divine Capital Markets LLC August 2009 - 2010
Deutsche Bank Securities April 2004 - January 2009
Deutsche Bank Securities 2007 - 2009
CIBC World Markets February 2000 - March 2004
Royal Alliance Associates INC 1998 - 1999
Skills
Project Management, Financial Risk, Risk Management, Management, Policy, Credit, Financial Services, Training, Capital Markets, Securities, AML
Education
Stony Brook University 1991 — 1995
Lou Ameduri's Royal Alliance Associates, Inc Experience 1997 - 1998
Job TriBrand Fleet Supervisor JFK International AirportOperating Alamo, Enterprise&National Car Rental at Enterprise Holdings Inc.
Industry Automotive
Experience
Enterprise Holdings Inc. February 2005 - January 2014
Morgan Stanley August 2003 - October 2004
AllianceBernstein May 2001 - July 2003
UBS PaineWebber March 2001 - April 2001
JPMorgan Chase December 1999 - January 2001
citibank 1998 - 1999
Royal Alliance Associates INC 1997 - 1998
Skills
Customer Service, Operations Management, Inventory Management, Automotive, Risk Management, Budgets, Sales Management, Customer Satisfaction, Marketing, Team Building, Profit, Customer Retention, Account Management, Training, Leadership, Management
Education
City University of New York-Brooklyn College 1991 — 1995
BA, Television & Radio Communication and Production
Kingsborough Community College 1989 — 1991
Radio Broadcast management, Radio Communications
Enterprise Holdings Inc. February 2005 - January 2014
Morgan Stanley August 2003 - October 2004
AllianceBernstein May 2001 - July 2003
UBS PaineWebber March 2001 - April 2001
JPMorgan Chase December 1999 - January 2001
citibank 1998 - 1999
Royal Alliance Associates INC 1997 - 1998
Skills
Customer Service, Operations Management, Inventory Management, Automotive, Risk Management, Budgets, Sales Management, Customer Satisfaction, Marketing, Team Building, Profit, Customer Retention, Account Management, Training, Leadership, Management
Education
City University of New York-Brooklyn College 1991 — 1995
BA, Television & Radio Communication and Production
Kingsborough Community College 1989 — 1991
Radio Broadcast management, Radio Communications
Jeanette Chung's Royal Alliance Associates, Inc Experience November 2008 - Present
Job Financial Advisor
Industry Financial Services
Experience
Royal Alliance Associates Inc. November 2008 - Present
HSBC Securities USA Inc December 2001 - June 2008
Charles Schwab October 2000 - December 2001
Chase Investment Services Corp. September 1999 - October 2000
Chase Bank 1998 - 1999
Chemical Bank 1995 - 1998
Skills
Financial Analysis, Financial Reporting, Retirement Planning, Series 7, Wealth Management, Accounting, Mutual Funds, Life Insurance, Investments, Fixed Annuities
Education
Hofstra University 1990 — 1993
BS, International of Business
Carle Place High School
John F Kennedy High School
Royal Alliance Associates Inc. November 2008 - Present
HSBC Securities USA Inc December 2001 - June 2008
Charles Schwab October 2000 - December 2001
Chase Investment Services Corp. September 1999 - October 2000
Chase Bank 1998 - 1999
Chemical Bank 1995 - 1998
Skills
Financial Analysis, Financial Reporting, Retirement Planning, Series 7, Wealth Management, Accounting, Mutual Funds, Life Insurance, Investments, Fixed Annuities
Education
Hofstra University 1990 — 1993
BS, International of Business
Carle Place High School
John F Kennedy High School
Thomas R Koetzner's Royal Alliance Associates, Inc Experience July 1998 - December 1999
Job Sales Executive, Capital Markets at SunGard
Industry Financial Services
Experience
SunGard March 2011 - Present
TRK ENTERPRISES LLC October 2010 - March 2011
Pershing May 2010 - November 2010
Broadridge January 2000 - June 2009
Broadridge January 2000 - 2005
US Clearing/ADP Clearing 2000 - 2004
Fleet Securities 2000 - 2003
ROYAL ALLIANCE ASSOCIATES, INC July 1998 - December 1999
PARAMOUNT CAPITAL, INC March 1996 - July 1998
MURIEL SIEBERT & CO March 1994 - March 1996
Education
Pace University - Lubin School of Business 1999 — 2002
Advanced Graduate Certificate, Financial Management
Pace University - Lubin School of Business 1998 — 2002
MBA, Strategic Management
East Stroudsburg University of Pennsylvania 1987 — 1991
BA, History
SunGard March 2011 - Present
TRK ENTERPRISES LLC October 2010 - March 2011
Pershing May 2010 - November 2010
Broadridge January 2000 - June 2009
Broadridge January 2000 - 2005
US Clearing/ADP Clearing 2000 - 2004
Fleet Securities 2000 - 2003
ROYAL ALLIANCE ASSOCIATES, INC July 1998 - December 1999
PARAMOUNT CAPITAL, INC March 1996 - July 1998
MURIEL SIEBERT & CO March 1994 - March 1996
Education
Pace University - Lubin School of Business 1999 — 2002
Advanced Graduate Certificate, Financial Management
Pace University - Lubin School of Business 1998 — 2002
MBA, Strategic Management
East Stroudsburg University of Pennsylvania 1987 — 1991
BA, History
Robin Spyker's Royal Alliance Associates, Inc Experience September 1994 - June 1996
Job VP at Prudential Financial
Industry Financial Services
Experience
Prudential Financial March 2000 - Present
CNA Insurance March 1998 - March 2000
AEGON Americas June 1996 - March 1998
Royal Alliance Associates INC September 1994 - June 1996
H D Vest 1986 - 1994
Skills
Series 7, Series 63, Retirement Planning, Mutual Funds, Series 6, Fixed Annuities, Wealth Management, Series 24, Investments, Retirement, Strategic Financial..., 401k, Asset Allocation, Securities, Investment Advisory, Series 65, Variable Annuities, Financial Advisory, Estate Planning, Wealth Management..., Pensions, Financial Planners, Financial Services, Separately Managed..., IRAs, Financial Planning
Education
Wharton School of Business 1989 — 1999
CIMA
Southeastern Oklahoma State University 1983 — 1987
BS, Business Marketing, Computer Science
Prudential Financial March 2000 - Present
CNA Insurance March 1998 - March 2000
AEGON Americas June 1996 - March 1998
Royal Alliance Associates INC September 1994 - June 1996
H D Vest 1986 - 1994
Skills
Series 7, Series 63, Retirement Planning, Mutual Funds, Series 6, Fixed Annuities, Wealth Management, Series 24, Investments, Retirement, Strategic Financial..., 401k, Asset Allocation, Securities, Investment Advisory, Series 65, Variable Annuities, Financial Advisory, Estate Planning, Wealth Management..., Pensions, Financial Planners, Financial Services, Separately Managed..., IRAs, Financial Planning
Education
Wharton School of Business 1989 — 1999
CIMA
Southeastern Oklahoma State University 1983 — 1987
BS, Business Marketing, Computer Science
Sweyden Dibble's Royal Alliance Associates, Inc Experience June 2005 - November 2012
Job Independent Branch Leader at Charles Schwab
Industry Financial Services
Experience
Charles Schwab October 2012 - Present
Royal Alliance Associates INC June 2005 - November 2012
AIG Advisor Group November 2000 - June 2005
PaineWebber, Incorporated - UBS May 1997 - November 2000
J.C. Bradford and Company February 1994 - May 1997
MetLife June 1991 - February 1994
Skills
Finance, Portfolio Management, Management, Investments, Financial Services, Financial Planning, Mutual Funds, Wealth Management
Education
Georgia State University - J. Mack Robinson College of Business
Master of Business Administration, General Business
Georgia State University
Bachelor of Arts, Speech with English Minor
University of Delaware
Transfer to Georgia State University, Speech with English Minor
Charles Schwab October 2012 - Present
Royal Alliance Associates INC June 2005 - November 2012
AIG Advisor Group November 2000 - June 2005
PaineWebber, Incorporated - UBS May 1997 - November 2000
J.C. Bradford and Company February 1994 - May 1997
MetLife June 1991 - February 1994
Skills
Finance, Portfolio Management, Management, Investments, Financial Services, Financial Planning, Mutual Funds, Wealth Management
Education
Georgia State University - J. Mack Robinson College of Business
Master of Business Administration, General Business
Georgia State University
Bachelor of Arts, Speech with English Minor
University of Delaware
Transfer to Georgia State University, Speech with English Minor
Bruce Honicky's Royal Alliance Associates, Inc Experience February 1992 - December 1998
Job Sr. Vice President at Metropolitan West Capital Mgmt
Industry Financial Services
Experience
Metropolitan West Capital Mgmt April 2005 - Present
Metropolitan West Capital Managment 2005 - Present
Oppenheimer & Co. April 2001 - March 2005
Gruntal & Company January 1999 - March 2001
Royal Alliance Associates, Inc. February 1992 - December 1998
Education
Miami University 1986 — 1990
Bachelor of Arts, Public Administration, Finance
Metropolitan West Capital Mgmt April 2005 - Present
Metropolitan West Capital Managment 2005 - Present
Oppenheimer & Co. April 2001 - March 2005
Gruntal & Company January 1999 - March 2001
Royal Alliance Associates, Inc. February 1992 - December 1998
Education
Miami University 1986 — 1990
Bachelor of Arts, Public Administration, Finance
Mr. Shannon Harrington's Royal Alliance Associates, Inc Experience August 2000 - October 2003
Job Lead Recruiter at Nasdaq
Industry Financial Services
Experience
Nasdaq June 2015 - Present
McGraw Hill Financial / Standard and Poor's November 2013 - January 2015
AIG October 2011 - March 2012
RBC Capital Markets/RBC Financial (Royal Bank of Canada) September 2005 - September 2008
RBC Capital Markets August 2005 - August 2008
MBH Trading January 2005 - September 2005
MBH Trading LLC January 2005 - August 2005
D.F. King & Co. March 2004 - August 2004
Royal Alliance Associates INC August 2000 - October 2003
Credit Suisse/Warburg March 2000 - August 2000
Skills
Recruiting, Sourcing, Human Resources, Interviews, Training, Temporary Placement, Management, Deferred Compensation, Resume Writing, Hiring, Process Improvement, Coaching, Analysis, Risk Management, Career Counseling, Sales, Strategic Planning, College Recruiting, Applicant Tracking..., Talent Acquisition, Consulting, CRM, Strategy, Staffing Services
Education
The University of Winnipeg 1977 — 1980
BA, English - History
The University of Winnipeg
BA, European History
Nasdaq June 2015 - Present
McGraw Hill Financial / Standard and Poor's November 2013 - January 2015
AIG October 2011 - March 2012
RBC Capital Markets/RBC Financial (Royal Bank of Canada) September 2005 - September 2008
RBC Capital Markets August 2005 - August 2008
MBH Trading January 2005 - September 2005
MBH Trading LLC January 2005 - August 2005
D.F. King & Co. March 2004 - August 2004
Royal Alliance Associates INC August 2000 - October 2003
Credit Suisse/Warburg March 2000 - August 2000
Skills
Recruiting, Sourcing, Human Resources, Interviews, Training, Temporary Placement, Management, Deferred Compensation, Resume Writing, Hiring, Process Improvement, Coaching, Analysis, Risk Management, Career Counseling, Sales, Strategic Planning, College Recruiting, Applicant Tracking..., Talent Acquisition, Consulting, CRM, Strategy, Staffing Services
Education
The University of Winnipeg 1977 — 1980
BA, English - History
The University of Winnipeg
BA, European History
Erin O'Sullivan's Royal Alliance Associates, Inc Experience April 2002 - May 2004
Job fixed income trader at AIG Advisor Group
Industry Financial Services
Experience
AIG Advisor Group May 2004 - Present
Royal Alliance Associates INC April 2002 - May 2004
Allied Deals Inc January 1998 - January 2001
Education
Seton Hall University
BACHELOR OF ARTS, ECONOMICS
Seton Hall University 1992 — 1996
Bachelor's, Economics
AIG Advisor Group May 2004 - Present
Royal Alliance Associates INC April 2002 - May 2004
Allied Deals Inc January 1998 - January 2001
Education
Seton Hall University
BACHELOR OF ARTS, ECONOMICS
Seton Hall University 1992 — 1996
Bachelor's, Economics
Cynthia Nowicki Moore, CFP's Royal Alliance Associates, Inc Experience 2010 - Present
Job Principal at Cynthia Nowcki Moore, CFP
Industry Investment Management
Experience
Royal Alliance Associates, Inc 2010 - Present
Cynthia Nowcki Moore, CFP January 1994 - Present
Mill Valley Rotary 2002 - 2014
Protected Investors of America January 1994 - February 2010
Chevron July 1977 - October 1992
Education
University of California, Berkeley 2010 — 2010
College for Financial Planning 1993 — 1998
CFP Professional Education Program
University of San Francisco 1974 — 1977
BS
Mercy High School San Francisco 1969 — 1973
Our Lady of Mercy
Royal Alliance Associates, Inc 2010 - Present
Cynthia Nowcki Moore, CFP January 1994 - Present
Mill Valley Rotary 2002 - 2014
Protected Investors of America January 1994 - February 2010
Chevron July 1977 - October 1992
Education
University of California, Berkeley 2010 — 2010
College for Financial Planning 1993 — 1998
CFP Professional Education Program
University of San Francisco 1974 — 1977
BS
Mercy High School San Francisco 1969 — 1973
Our Lady of Mercy
Tony Toombs's Royal Alliance Associates, Inc Experience March 2005 - July 2014
Job Financial Advisor
Industry Financial Services
Experience
WealthSpan Financial Group March 2015 - Present
Royal Alliance Associates INC March 2005 - July 2014
Hartford Equity Sales Company, Inc September 2003 - March 2005
Raymond James Financial - Jansson Financial Services June 2001 - September 2003
Edward Jones Investments April 1996 - June 2001
Atlanta Motor Lines October 1994 - March 1996
Education
Kennesaw State University 1986 — 1989
BBA, Finance
Columbia State Community College 1985 — 1986
Roswell High School 1980 — 1985
High School Diploma
WealthSpan Financial Group March 2015 - Present
Royal Alliance Associates INC March 2005 - July 2014
Hartford Equity Sales Company, Inc September 2003 - March 2005
Raymond James Financial - Jansson Financial Services June 2001 - September 2003
Edward Jones Investments April 1996 - June 2001
Atlanta Motor Lines October 1994 - March 1996
Education
Kennesaw State University 1986 — 1989
BBA, Finance
Columbia State Community College 1985 — 1986
Roswell High School 1980 — 1985
High School Diploma
John J. McCann's Royal Alliance Associates, Inc Experience 1990 - 1991
Job Independent Financial Services Professional
Industry Financial Services
Experience
Town of Hilton Head Island Town Government November 2012 - Present
Bridge Trading, a Reuters Company September 2001 - November 2003
Lynch, Jones & Ryan, Inc 1994 - 2001
Royal Alliance Associates, Inc 1990 - 1991
Integrated Resources 1985 - 1991
Bankers Trust of South Carolina 1984 - 1985
Becker Paribas, Inc 1973 - 1984
Education
Thomas Edison State College 1995 — 2000
Bachelor of Science (BS), Finance
La Salle Academy 1954 — 1958
Town of Hilton Head Island Town Government November 2012 - Present
Bridge Trading, a Reuters Company September 2001 - November 2003
Lynch, Jones & Ryan, Inc 1994 - 2001
Royal Alliance Associates, Inc 1990 - 1991
Integrated Resources 1985 - 1991
Bankers Trust of South Carolina 1984 - 1985
Becker Paribas, Inc 1973 - 1984
Education
Thomas Edison State College 1995 — 2000
Bachelor of Science (BS), Finance
La Salle Academy 1954 — 1958
Jennifer DeCicco's Royal Alliance Associates, Inc Experience 1996 - 1998
Job Corporate Vice President at New York Life Insurance
Industry Insurance
Experience
New York Life Insurance Company March 2014 - Present
New York Life November 1998 - January 2010
Royal Alliance Associates Inc. 1996 - 1998
Education
Marymount Manhattan College
New York Life Insurance Company March 2014 - Present
New York Life November 1998 - January 2010
Royal Alliance Associates Inc. 1996 - 1998
Education
Marymount Manhattan College
Christopher K. Lutzel's Royal Alliance Associates, Inc Experience February 2009 - December 2010
Job Financial Advisor at Grand Canyon Planning Associates
Industry Financial Services
Experience
Grand Canyon Planning Associates August 2012 - Present
Rock Bridge Financial, LLC January 2011 - August 2012
Royal Alliance Associates, Inc. February 2009 - December 2010
AIG Financial Advisors October 2004 - November 2008
H & R Block Financial Advisors May 2004 - October 2004
Charles Schwab October 2003 - May 2004
Wells Fargo Investments April 2002 - July 2003
Morgan Stanley May 1999 - April 2002
Merrill Lynch August 1995 - May 1999
Skills
Retirement Planning, Investments, Securities, Financial Services, Financial Planning, Finance
Education
University of Arizona 1984 — 1987
Business Administration
Grand Canyon Planning Associates August 2012 - Present
Rock Bridge Financial, LLC January 2011 - August 2012
Royal Alliance Associates, Inc. February 2009 - December 2010
AIG Financial Advisors October 2004 - November 2008
H & R Block Financial Advisors May 2004 - October 2004
Charles Schwab October 2003 - May 2004
Wells Fargo Investments April 2002 - July 2003
Morgan Stanley May 1999 - April 2002
Merrill Lynch August 1995 - May 1999
Skills
Retirement Planning, Investments, Securities, Financial Services, Financial Planning, Finance
Education
University of Arizona 1984 — 1987
Business Administration
Lisa Roth's Royal Alliance Associates, Inc Experience 1998 - 1999
Job President, Monahan & Roth, LLC
Industry Financial Services
Experience
Keystone Capital Corporation September 2011 - Present
Monahan & Roth, LLC 1999 - Present
PCAOB Standing Advisory Group 2011 - 2012
NAIBD 1994 - December 2011
Third Party Marketers Association 2009 - 2011
FINRA, Small Firm Advisory Board 2008 - 2011
NRS, ComplianceMAX 2000 - 2008
ComplianceMAX 1999 - 2007
Royal Alliance Associates INC 1998 - 1999
First Allied Securities 1990 - 1995
Education
Moravian College 1977 — 1981
BA, History
Keystone Capital Corporation September 2011 - Present
Monahan & Roth, LLC 1999 - Present
PCAOB Standing Advisory Group 2011 - 2012
NAIBD 1994 - December 2011
Third Party Marketers Association 2009 - 2011
FINRA, Small Firm Advisory Board 2008 - 2011
NRS, ComplianceMAX 2000 - 2008
ComplianceMAX 1999 - 2007
Royal Alliance Associates INC 1998 - 1999
First Allied Securities 1990 - 1995
Education
Moravian College 1977 — 1981
BA, History
Jocelyn Schwartz Barrett's Royal Alliance Associates, Inc Experience August 2005 - May 2007
Job Mental Health Counselor
Industry Health, Wellness and Fitness
Experience
John Jay College August 2014 - May 2015
AXA Equitable June 2010 - August 2013
Morgan Stanley Smith Barney May 2007 - June 2010
Royal Alliance Associates, Inc. August 2005 - May 2007
IPTAR September 2004 - August 2005
Skills
Psychology, Mental Health Counseling, Social Media, Integrative..., Stress Management, Anxiety Management, Depression Treatment, Mindfulness Meditation, Community Outreach, Leadership, Public Speaking
Education
Yeshiva University 2013 — 2015
Master's degree, Mental Health Counseling/Counselor
Adelphi University 2003 — 2005
M.A., Clinical Psychology
Teachers College of Columbia University 2002 — 2003
M.A., Applied Psychology
Cornell University 1996 — 2000
B.S., Human Development
John Jay College August 2014 - May 2015
AXA Equitable June 2010 - August 2013
Morgan Stanley Smith Barney May 2007 - June 2010
Royal Alliance Associates, Inc. August 2005 - May 2007
IPTAR September 2004 - August 2005
Skills
Psychology, Mental Health Counseling, Social Media, Integrative..., Stress Management, Anxiety Management, Depression Treatment, Mindfulness Meditation, Community Outreach, Leadership, Public Speaking
Education
Yeshiva University 2013 — 2015
Master's degree, Mental Health Counseling/Counselor
Adelphi University 2003 — 2005
M.A., Clinical Psychology
Teachers College of Columbia University 2002 — 2003
M.A., Applied Psychology
Cornell University 1996 — 2000
B.S., Human Development
Anthony P. Longobucco's Royal Alliance Associates, Inc Experience November 2003 - Present
Job Financial Consultant
Industry Financial Services
Experience
Anthony P. Longobucco Associates November 2003 - Present
Royal Alliance Associates, Inc. November 2003 - Present
Allmerica/VeraVest/Fusion January 1997 - October 2003
Josephthal Lyon & Ross 1996 - 1997
Skills
Financial Consultant, Investment Advisory, Wealth Management..., Asset Management, Strategic Financial..., Asset Allocation, Estate Planning, Retirement Planning, Securities, Equities, Fixed Income, 401k, Fixed Annuities, College Savings Plans, Life Insurance, Long Term Care Insurance, Disability Insurance, Financial Planning, Portfolio Management, Management
Education
Fordham University 1990 — 1994
BS, Business Administration
Iona Preparatory 1986 — 1990
NYS Regents Diploma
Anthony P. Longobucco Associates November 2003 - Present
Royal Alliance Associates, Inc. November 2003 - Present
Allmerica/VeraVest/Fusion January 1997 - October 2003
Josephthal Lyon & Ross 1996 - 1997
Skills
Financial Consultant, Investment Advisory, Wealth Management..., Asset Management, Strategic Financial..., Asset Allocation, Estate Planning, Retirement Planning, Securities, Equities, Fixed Income, 401k, Fixed Annuities, College Savings Plans, Life Insurance, Long Term Care Insurance, Disability Insurance, Financial Planning, Portfolio Management, Management
Education
Fordham University 1990 — 1994
BS, Business Administration
Iona Preparatory 1986 — 1990
NYS Regents Diploma
Janine Compitello Friedman, MSILR, SPHR's Royal Alliance Associates, Inc Experience 1991 - 2002
Job Director of Training and Coaching at Open Arms Employee Assistance Program
Industry Human Resources
Experience
Open Arms Employee Assistance Program January 2014 - Present
The TEC Resource Center April 2012 - Present
Employee Support Network March 2013 - December 2013
Employee Support Network March 2010 - March 2013
JanineFriedman.com November 2007 - March 2010
F&D Reports and Market Service May 2003 - April 2004
Royal Alliance Associates, Inc. 1991 - 2002
Skills
Training & Development, human resources, coaching, Performance Management, Organizational..., Employee Relations, Employee Engagement, Change Management, Employee Training, Human Resources, Stress Management, Training, Interviews, Deferred Compensation, Employee Benefits, Recruiting, Career Counseling, Leadership, Succession Planning, Team Building, Onboarding, Policy, Coaching
Education
Cornell University 1992 — 1996
MSILR, Human Resources
Binghamton University 1987 — 1991
BS, Psychology
Open Arms Employee Assistance Program January 2014 - Present
The TEC Resource Center April 2012 - Present
Employee Support Network March 2013 - December 2013
Employee Support Network March 2010 - March 2013
JanineFriedman.com November 2007 - March 2010
F&D Reports and Market Service May 2003 - April 2004
Royal Alliance Associates, Inc. 1991 - 2002
Skills
Training & Development, human resources, coaching, Performance Management, Organizational..., Employee Relations, Employee Engagement, Change Management, Employee Training, Human Resources, Stress Management, Training, Interviews, Deferred Compensation, Employee Benefits, Recruiting, Career Counseling, Leadership, Succession Planning, Team Building, Onboarding, Policy, Coaching
Education
Cornell University 1992 — 1996
MSILR, Human Resources
Binghamton University 1987 — 1991
BS, Psychology
Al Hinton's Royal Alliance Associates, Inc Experience March 2001 - January 2002
Job Teacher/NYC Dept of Education
Industry Education Management
Experience
NYC Department of Education March 2002 - Present
Big Apple Umpire Association March 2007 - April 2014
Royal Alliance Associates INC March 2001 - January 2002
Prudential Financial January 1991 - March 2001
Skills
Educational Leadership, Teaching, Classroom Management, Lesson Planning, Curriculum Design, Classroom, Curriculum Development, Literacy, Differentiated..., Tutoring, Elementary Education, K-12, Educational Technology, Public Speaking, Community Outreach
Education
LIU Brooklyn
Master of Business Administration (MBA), Finance, General
St. Joseph's College
Bachelor of Science (B.S.), Business, Management, Marketing, and Related Support Services
NYC Department of Education March 2002 - Present
Big Apple Umpire Association March 2007 - April 2014
Royal Alliance Associates INC March 2001 - January 2002
Prudential Financial January 1991 - March 2001
Skills
Educational Leadership, Teaching, Classroom Management, Lesson Planning, Curriculum Design, Classroom, Curriculum Development, Literacy, Differentiated..., Tutoring, Elementary Education, K-12, Educational Technology, Public Speaking, Community Outreach
Education
LIU Brooklyn
Master of Business Administration (MBA), Finance, General
St. Joseph's College
Bachelor of Science (B.S.), Business, Management, Marketing, and Related Support Services
David Maxfield's Royal Alliance Associates, Inc Experience 1998 - 2000
Job WFA Regional Supervisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC November 2012 - Present
Wells Fargo Shareowner Services June 2012 - November 2012
Brokerage, Insurance, Financial, Contact Center, and Compliance Companies November 2011 - November 2012
Wells Fargo Advisors, LLC 2006 - October 2011
Ameriprise Financial 2000 - 2006
Royal Alliance Associates INC 1998 - 2000
Allstate Insurance Company 1989 - 1998
Skills
Series 7, Series 63, series 9, series 10, Microsoft Office, PeopleSoft, BETA, Monte Carlo Simulation, Brokerage, Annuities, Insurance, PowerPoint, Training & Development, Change Management, Project Planning, Writing, Public Speaking, Six Sigma, Business Analysis, SME, Agile, Retirement Planning, Excel, Word, Access, Crystal Reports, ThomsonOne, MS Project, Visio, Sungard GMI, Variable Annuities, Fixed Annuities, Series 66, Life & Health Insurance...
Education
Illinois State University
BS, Economics, Speech Communications (Communication Studies), Philosophy
Wells Fargo Advisors, LLC November 2012 - Present
Wells Fargo Shareowner Services June 2012 - November 2012
Brokerage, Insurance, Financial, Contact Center, and Compliance Companies November 2011 - November 2012
Wells Fargo Advisors, LLC 2006 - October 2011
Ameriprise Financial 2000 - 2006
Royal Alliance Associates INC 1998 - 2000
Allstate Insurance Company 1989 - 1998
Skills
Series 7, Series 63, series 9, series 10, Microsoft Office, PeopleSoft, BETA, Monte Carlo Simulation, Brokerage, Annuities, Insurance, PowerPoint, Training & Development, Change Management, Project Planning, Writing, Public Speaking, Six Sigma, Business Analysis, SME, Agile, Retirement Planning, Excel, Word, Access, Crystal Reports, ThomsonOne, MS Project, Visio, Sungard GMI, Variable Annuities, Fixed Annuities, Series 66, Life & Health Insurance...
Education
Illinois State University
BS, Economics, Speech Communications (Communication Studies), Philosophy
John Morrow's Royal Alliance Associates, Inc Experience May 2015 - Present
Job Financial Advisor at Cedar Valley Financial and Banker at Cedar Rapids State Bank
Industry Financial Services
Experience
Cedar Valley Financial May 2015 - Present
Cedar Rapids State Bank May 2015 - Present
Royal Alliance Associates INC May 2015 - Present
Skills
New Business Development, Financial Planning, Insurance, Strategic Financial..., Strategic Planning, Wealth Management, Business Planning, Mutual Funds, Equities, Asset Allocation, Retirement Planning, Referrals, Trust Management, Charitable Gift Planning, Fixed Income Strategies, Municipal Bonds, Wealth Accumulation, Marketing, Wealth Management..., Finance, Financial Analysis, Accounting
Education
Nebraska Wesleyan University 1996 — 2001
BS, Accounting/Finance
Cedar Valley Financial May 2015 - Present
Cedar Rapids State Bank May 2015 - Present
Royal Alliance Associates INC May 2015 - Present
Skills
New Business Development, Financial Planning, Insurance, Strategic Financial..., Strategic Planning, Wealth Management, Business Planning, Mutual Funds, Equities, Asset Allocation, Retirement Planning, Referrals, Trust Management, Charitable Gift Planning, Fixed Income Strategies, Municipal Bonds, Wealth Accumulation, Marketing, Wealth Management..., Finance, Financial Analysis, Accounting
Education
Nebraska Wesleyan University 1996 — 2001
BS, Accounting/Finance
Nancy Haines Challenger's Royal Alliance Associates, Inc Experience September 1992 - Present
Job President, Challenger Wealth Management, Inc.
Industry Financial Services
Experience
Royal Alliance Associates, Inc September 1992 - Present
Challenger Wealth Management, Inc. 1985 - Present
Challenger Wealth Management, Inc. Insurance Care Team 1985 - Present
Skills
High Net Worth..., Investment Strategies, Simple IRA, Wealth Management..., Profit Sharing, Investment Management, College Savings Plans, Roth IRA, SEP IRA, 401k Rollovers, Wealth Accumulation, Equities, Stocks, Bonds, Long-term Care, Fixed Income, Asset Allocation, Mutual Funds, Alternative Investments, Saving for Education, 401k, Income Protection, Variable Annuities, Investment Advisory, Pensions, Series 63, Investments, Portfolio Management, Retirement Planning, Series 24, IRAs, Securities, Series 7, Finance, Public Speaking, Long Term Care Insurance, Management, Social Media, Event Planning, Leadership, Strategic Planning, Marketing
Education
Principia College 1980 — 1981
BA, English
Cal Poly Pomona 1979 — 1980
Economics
Royal Alliance Associates, Inc September 1992 - Present
Challenger Wealth Management, Inc. 1985 - Present
Challenger Wealth Management, Inc. Insurance Care Team 1985 - Present
Skills
High Net Worth..., Investment Strategies, Simple IRA, Wealth Management..., Profit Sharing, Investment Management, College Savings Plans, Roth IRA, SEP IRA, 401k Rollovers, Wealth Accumulation, Equities, Stocks, Bonds, Long-term Care, Fixed Income, Asset Allocation, Mutual Funds, Alternative Investments, Saving for Education, 401k, Income Protection, Variable Annuities, Investment Advisory, Pensions, Series 63, Investments, Portfolio Management, Retirement Planning, Series 24, IRAs, Securities, Series 7, Finance, Public Speaking, Long Term Care Insurance, Management, Social Media, Event Planning, Leadership, Strategic Planning, Marketing
Education
Principia College 1980 — 1981
BA, English
Cal Poly Pomona 1979 — 1980
Economics
Gregory Metcalf RFP®,RFC®, CWS®, AIF®'s Royal Alliance Associates, Inc Experience September 1999 - September 2013
Job Managing Partner, Financial Planner at Cardinal Wealth Management
Industry Financial Services
Experience
Cardinal Wealth Management/ First Allied Securities Inc September 2013 - Present
Royal Alliance Associates INC September 1999 - September 2013
Skills
Retirement Planning, Investments, Fixed Annuities, Long-term Care, IRAs, Retirement, Life Insurance, Wealth Management, Estate Planning, Strategic Financial..., Disability Insurance, 401k, Securities, Insurance, Financial Planners, Financial Advisory, Mutual Funds, Small Business, Wealth, Wealth Management..., Financial Services, Finance, Series 7, Investment Advisory, Series 63, Asset Allocation, Investment Strategies, Portfolio Management, Term Life Insurance
Education
Ohio University 1986 — 1990
BBA, Finance
Steubenville Catholic Central High 1982 — 1986
Cardinal Wealth Management/ First Allied Securities Inc September 2013 - Present
Royal Alliance Associates INC September 1999 - September 2013
Skills
Retirement Planning, Investments, Fixed Annuities, Long-term Care, IRAs, Retirement, Life Insurance, Wealth Management, Estate Planning, Strategic Financial..., Disability Insurance, 401k, Securities, Insurance, Financial Planners, Financial Advisory, Mutual Funds, Small Business, Wealth, Wealth Management..., Financial Services, Finance, Series 7, Investment Advisory, Series 63, Asset Allocation, Investment Strategies, Portfolio Management, Term Life Insurance
Education
Ohio University 1986 — 1990
BBA, Finance
Steubenville Catholic Central High 1982 — 1986
Thomas Sutter's Royal Alliance Associates, Inc Experience 2005 - 2008
Job CFA Level 3 Candidate
Industry Financial Services
Experience
Morgan Stanley 2010 - Present
UBS Wealth Management 2008 - 2010
Royal Alliance Associates INC 2005 - 2008
Skills
Wealth Management, Portfolio Management, Separately Managed..., Equities, Fixed Income, Alternative Investments, Financial Analysis, Financial Services
Education
California State University-Fullerton 2003 — 2005
Bachelor of Arts (B.A.), Finance
Morgan Stanley 2010 - Present
UBS Wealth Management 2008 - 2010
Royal Alliance Associates INC 2005 - 2008
Skills
Wealth Management, Portfolio Management, Separately Managed..., Equities, Fixed Income, Alternative Investments, Financial Analysis, Financial Services
Education
California State University-Fullerton 2003 — 2005
Bachelor of Arts (B.A.), Finance
Gerald Kirshenbaum, MD, MHA's Royal Alliance Associates, Inc Experience November 2011 - Present
Job President at Kirshenbaum Risk & Wealth Management, LLC
Industry Financial Services
Experience
Kirshenbaum Investments, LLC December 2011 - Present
Royal Alliance Associates, Inc November 2011 - Present
Wellink Surgical Specialists, LLC January 1997 - October 2011
Skills
Risk Management, Retirement Plan..., Profit Sharing, Risk Assessment, Financial Risk, Crisis Management, Due Diligence, Project Planning, Auditing, Internal Controls, Protection, Oversee Family...
Education
College for Financial Planning 2012 — 2013
University of Colorado at Denver 1993 — 1995
Master of Health Administration (MBA in Health)
Case Western Reserve University School of Medicine 1964 — 1968
Doctor of Medicine (M.D.)
Brown University 1960 — 1964
Bachelor's degree, Political Science and Government
Kirshenbaum Investments, LLC December 2011 - Present
Royal Alliance Associates, Inc November 2011 - Present
Wellink Surgical Specialists, LLC January 1997 - October 2011
Skills
Risk Management, Retirement Plan..., Profit Sharing, Risk Assessment, Financial Risk, Crisis Management, Due Diligence, Project Planning, Auditing, Internal Controls, Protection, Oversee Family...
Education
College for Financial Planning 2012 — 2013
University of Colorado at Denver 1993 — 1995
Master of Health Administration (MBA in Health)
Case Western Reserve University School of Medicine 1964 — 1968
Doctor of Medicine (M.D.)
Brown University 1960 — 1964
Bachelor's degree, Political Science and Government
Stacey Savitsky's Royal Alliance Associates, Inc Experience May 2010 - April 2014
Job Director of Compliance and Supervision at Penn Mutual, Empire Wealth Strategies
Industry Financial Services
Experience
Empire Wealth Strategies April 2014 - Present
Royal Alliance Associates INC May 2010 - April 2014
Royal Alliance Associates INC February 2009 - May 2010
Royal Alliance Associates INC July 2002 - February 2009
Royal Alliance Financial Services October 1997 - 2002
J&W Seligman 1994 - October 1997
Skills
FINRA, Mutual Funds, Financial Services, Series 24, Relationship Management, Finance, Supervisory Experience, Series 4, Compliance, Series 53, Securities, Investments, Series 63, Management, Financial Advisory, Wealth Management, Asset Management
Education
New York University 1987 — 1991
Bachelor of Arts (BA), Psychology
Brookyn Technical High 1987 — 1991
Regents Diploma, Graphic Design
Empire Wealth Strategies April 2014 - Present
Royal Alliance Associates INC May 2010 - April 2014
Royal Alliance Associates INC February 2009 - May 2010
Royal Alliance Associates INC July 2002 - February 2009
Royal Alliance Financial Services October 1997 - 2002
J&W Seligman 1994 - October 1997
Skills
FINRA, Mutual Funds, Financial Services, Series 24, Relationship Management, Finance, Supervisory Experience, Series 4, Compliance, Series 53, Securities, Investments, Series 63, Management, Financial Advisory, Wealth Management, Asset Management
Education
New York University 1987 — 1991
Bachelor of Arts (BA), Psychology
Brookyn Technical High 1987 — 1991
Regents Diploma, Graphic Design
Danielle Helfrich's Royal Alliance Associates, Inc Experience November 1992 - January 1996
Job Director of Operations at Raymond James Financial Services, Inc., Member FINRA/SIPC
Industry Financial Services
Experience
Raymond James Financial Services, Inc. January 2006 - Present
Wealth Consulting Group, Independent Firm January 1996 - January 2006
Royal Alliance Associates INC November 1992 - January 1996
Skills
Investments, Leadership, Management, Marketing, Mutual Funds, Human Resources, 401k, Portfolio Management, Public Speaking, Retirement, Securities, Finance, Financial Services, Financial Advisory, Microsoft Office, Series 63, Series 7, Retirement Planning, Customer Service
Education
Cottey College 1989 — 1991
Associate's degree, Liberal Arts and Sciences/Liberal Studies
Crown Point High School 1985 — 1989
Calumet College of St. Joseph
Bachelor of Science, Organization Management
Raymond James Financial Services, Inc. January 2006 - Present
Wealth Consulting Group, Independent Firm January 1996 - January 2006
Royal Alliance Associates INC November 1992 - January 1996
Skills
Investments, Leadership, Management, Marketing, Mutual Funds, Human Resources, 401k, Portfolio Management, Public Speaking, Retirement, Securities, Finance, Financial Services, Financial Advisory, Microsoft Office, Series 63, Series 7, Retirement Planning, Customer Service
Education
Cottey College 1989 — 1991
Associate's degree, Liberal Arts and Sciences/Liberal Studies
Crown Point High School 1985 — 1989
Calumet College of St. Joseph
Bachelor of Science, Organization Management
Doug Lusk's Royal Alliance Associates, Inc Experience January 1993 - Present
Job Independent financial Advisor affiliated with Royal Alliance Associates, Inc.
Industry Financial Services
Experience
Royal Alliance Associates, Inc. January 1993 - Present
Education
University of Oklahoma 1983 — 1985
MA, Managerial Economics
Royal Alliance Associates, Inc. January 1993 - Present
Education
University of Oklahoma 1983 — 1985
MA, Managerial Economics
Bradley Gilling's Royal Alliance Associates, Inc Experience January 1994 - Present
Job Gilling Financial, LLC and Gilling Employee Benefits Company
Industry Financial Services
Experience
Gilling Financial, LLC January 1994 - Present
Royal Alliance Associates INC January 1994 - Present
Skills
Employee Benefits, Retirement Planning, Wealth Management, Mutual Funds, Disability Insurance, Strategic Planning, Securities
Education
Alma College 1988 — 1992
Bachelor of Arts (B.A.), Business/Advertising
Gilling Financial, LLC January 1994 - Present
Royal Alliance Associates INC January 1994 - Present
Skills
Employee Benefits, Retirement Planning, Wealth Management, Mutual Funds, Disability Insurance, Strategic Planning, Securities
Education
Alma College 1988 — 1992
Bachelor of Arts (B.A.), Business/Advertising
charles chisholm's Royal Alliance Associates, Inc Experience June 1993 - January 2001
Job community service counselor at Restland
Industry Individual & Family Services
Experience
Southpark Cemetery and Funeral Home December 2012 - Present
c3 Automotive Group July 2003 - August 2009
Royal Alliance Associates INC June 1993 - January 2001
First Investors Corporation 1985 - 1997
Skills
Cold Calling, New Business Development, Sales Management, Compliance, Negotiation, Strategic Planning, Business Strategy, Customer Service, Team Building, Budgeting, Marketing Strategy, Team Leadership, Mentoring, Problem Solving, Purchasing
Education
Universityof Mississippi 1981 — 1982
MBA, Finance
University of Mississippi 1978 — 1981
BBA, Finance
Southpark Cemetery and Funeral Home December 2012 - Present
c3 Automotive Group July 2003 - August 2009
Royal Alliance Associates INC June 1993 - January 2001
First Investors Corporation 1985 - 1997
Skills
Cold Calling, New Business Development, Sales Management, Compliance, Negotiation, Strategic Planning, Business Strategy, Customer Service, Team Building, Budgeting, Marketing Strategy, Team Leadership, Mentoring, Problem Solving, Purchasing
Education
Universityof Mississippi 1981 — 1982
MBA, Finance
University of Mississippi 1978 — 1981
BBA, Finance
Gregory Bernhardt's Royal Alliance Associates, Inc Experience July 1993 - February 2000
Job Financial planner at Sammons Securities
Industry Financial Services
Experience
Sammons Securities July 2009 - Present
Investors Capital Corp. March 2000 - June 2009
Royal Alliance Associates, INC July 1993 - February 2000
Fidelity Investments March 1991 - June 1993
Merrill Lynch July 1987 - March 1991
Skills
Strategic Financial..., Retirement planning, Income planning, Estate planning
Education
University of Colorado at Boulder 1972 — 1976
Bachelor of Applied Science (B.A.Sc.), Accounting
Sammons Securities July 2009 - Present
Investors Capital Corp. March 2000 - June 2009
Royal Alliance Associates, INC July 1993 - February 2000
Fidelity Investments March 1991 - June 1993
Merrill Lynch July 1987 - March 1991
Skills
Strategic Financial..., Retirement planning, Income planning, Estate planning
Education
University of Colorado at Boulder 1972 — 1976
Bachelor of Applied Science (B.A.Sc.), Accounting
Fabricio Cruz's Royal Alliance Associates, Inc Experience September 2014 - Present
Job Supervisor Customer Service at Royal Alliance
Industry Financial Services
Experience
Royal Alliance Associates INC September 2014 - Present
Pershing, a BNY Mellon company August 2006 - September 2014
Merrill Lynch June 2000 - August 2006
Skills
Series 7, Financial Services, Wealth Management, Alternative Investments, Due Diligence, Securities, Series 63, Equities, Asset Management, Hedge Funds, Financial Markets, Microsoft Office, Mutual Funds, Risk Management, Portfolio Management
Education
Saint Peters College 2010 — 2012
Master of Business Administration (M.B.A.), International Business
New Jersey City University 2003 — 2008
Bachelor's degree, Education
Royal Alliance Associates INC September 2014 - Present
Pershing, a BNY Mellon company August 2006 - September 2014
Merrill Lynch June 2000 - August 2006
Skills
Series 7, Financial Services, Wealth Management, Alternative Investments, Due Diligence, Securities, Series 63, Equities, Asset Management, Hedge Funds, Financial Markets, Microsoft Office, Mutual Funds, Risk Management, Portfolio Management
Education
Saint Peters College 2010 — 2012
Master of Business Administration (M.B.A.), International Business
New Jersey City University 2003 — 2008
Bachelor's degree, Education
Paul McColgan's Royal Alliance Associates, Inc Experience August 2014 - Present
Job Operations Manager
Industry Financial Services
Experience
retirement advisory services corp August 2014 - Present
Royal Alliance Associates Inc August 2014 - Present
National Penn Capital Advisors April 2007 - August 2014
Capital Planning Service July 1999 - September 2006
A.G. Edwards June 1997 - November 1998
Stan Cassel's Greenhouses Inc. February 1980 - June 1997
Skills
Finance, Retirement Planning, Portfolio Management, Financial Analysis, Investments, Financial Modeling, Strategic Planning, Financial Reporting
Education
Temple University 1991 — 1995
Master of Business Administration (MBA), Finance and Financial Management Services
Delaware Valley College 1976 — 1980
Bachelor of Science (BS), Horticultural Science
Quakertown Community High School 1975 — 1976
High School
Ridley School District 1964 — 1975
retirement advisory services corp August 2014 - Present
Royal Alliance Associates Inc August 2014 - Present
National Penn Capital Advisors April 2007 - August 2014
Capital Planning Service July 1999 - September 2006
A.G. Edwards June 1997 - November 1998
Stan Cassel's Greenhouses Inc. February 1980 - June 1997
Skills
Finance, Retirement Planning, Portfolio Management, Financial Analysis, Investments, Financial Modeling, Strategic Planning, Financial Reporting
Education
Temple University 1991 — 1995
Master of Business Administration (MBA), Finance and Financial Management Services
Delaware Valley College 1976 — 1980
Bachelor of Science (BS), Horticultural Science
Quakertown Community High School 1975 — 1976
High School
Ridley School District 1964 — 1975
Yue Mon Eng's Royal Alliance Associates, Inc Experience September 2013 - Present
Job Senior Business Analyst at Royal Alliance Associates INC
Industry Financial Services
Experience
Royal Alliance Associates INC September 2013 - Present
AIG Advisor Group 2013 - Present
Royal Alliance Assoc. Inc. January 2011 - September 2013
Royal Alliance Assoc. Inc January 2004 - January 2011
Skills
Risk Management, PMO, Business Analysis, Portfolio Management, Financial Services, SDLC
Education
City University of New York-John Jay College of Criminal Justice
Bachelor of Business Administration (BBA)
Royal Alliance Associates INC September 2013 - Present
AIG Advisor Group 2013 - Present
Royal Alliance Assoc. Inc. January 2011 - September 2013
Royal Alliance Assoc. Inc January 2004 - January 2011
Skills
Risk Management, PMO, Business Analysis, Portfolio Management, Financial Services, SDLC
Education
City University of New York-John Jay College of Criminal Justice
Bachelor of Business Administration (BBA)
Richard Asato's Royal Alliance Associates, Inc Experience March 2003 - Present
Job Financial Advisor at Royal Alliance Associates INC
Industry Financial Services
Experience
Royal Alliance Associates INC March 2003 - Present
Asato Apartments. January 1985 - February 2003
Education
California State University-Fullerton 1992 — 1994
Bachelor of Arts (B.A.), Business Administration in Corporate Finance
Royal Alliance Associates INC March 2003 - Present
Asato Apartments. January 1985 - February 2003
Education
California State University-Fullerton 1992 — 1994
Bachelor of Arts (B.A.), Business Administration in Corporate Finance
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY