Imperial Capital
Industry: Investment banking company
DescriptionHeadquarters: Los Angeles, CA Founded: 1997 Parent organization: Imperial Capital Group, Inc. Subsidiaries: Imperial Asset Management, Imperial Capital, LLC, Research Division
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Imperial Capital Employees
Employee
Years
Job
Industry
Spencer Staggs Spencer Staggs's Imperial Capital Experience February 2014 - July 2014
Job Senior Vice President Institutional Energy Sales at Maxim Group
Industry Financial Services
Experience
KLR Group, LLC September 2015 - Present
Maxim Group September 2014 - August 2015
Imperial Capital February 2014 - July 2014
Imperial Capital July 2012 - February 2014
Pritchard Capital Partners LLC October 2009 - June 2012
Full Court Fundamentals May 2001 - September 2009
Academy Charter High School October 2008 - June 2009
The Hoop Group, Inc. November 2004 - July 2008
Gloucester High School 1998 - 2004
UMass Lowell Men's Basketball June 1996 - June 1998
Skills
Oil, Research, Energy, Writing, Coaching, Renewable Energy, Business Development, Petroleum, Financial Modeling, Analysis, Mergers, Start-ups, Valuation, Investments, Risk Management, Trading, Private Equity, Capital Markets, Equities
Education
Troy University 2004 — 2008
MS, International Relations - National Security Policy
University of Massachusetts Lowell 1996 — 1998
MEd, Secondary Education
University of Massachusetts Lowell 1992 — 1995
BA, History & Political Science
KLR Group, LLC September 2015 - Present
Maxim Group September 2014 - August 2015
Imperial Capital February 2014 - July 2014
Imperial Capital July 2012 - February 2014
Pritchard Capital Partners LLC October 2009 - June 2012
Full Court Fundamentals May 2001 - September 2009
Academy Charter High School October 2008 - June 2009
The Hoop Group, Inc. November 2004 - July 2008
Gloucester High School 1998 - 2004
UMass Lowell Men's Basketball June 1996 - June 1998
Skills
Oil, Research, Energy, Writing, Coaching, Renewable Energy, Business Development, Petroleum, Financial Modeling, Analysis, Mergers, Start-ups, Valuation, Investments, Risk Management, Trading, Private Equity, Capital Markets, Equities
Education
Troy University 2004 — 2008
MS, International Relations - National Security Policy
University of Massachusetts Lowell 1996 — 1998
MEd, Secondary Education
University of Massachusetts Lowell 1992 — 1995
BA, History & Political Science
Alex DuBelko Alex DuBelko's Imperial Capital Experience January 2013 - November 2013
Job Managing Partner, Summit Analytics, LLC
Industry Capital Markets
Experience
Summit Analytics, LLC January 2014 - Present
LTG Trading February 2014 - July 2014
Cheviot Value Management January 2013 - January 2014
Imperial Capital January 2013 - November 2013
Diaper Dude June 2010 - September 2010
Carsey Werner June 2007 - September 2009
Studio5 January 2007 - December 2008
Guthy Renker December 2007 - June 2008
Skills
Photography, Photoshop, Investments, Equity Research, Market Research, Value Investing, Stock Trading, Financial Analysis, Capital Markets, Digital Photography, Social Media, Microsoft Office, Adobe Indesign, Futures Trading, Forex Trading, Wordpress, Psychology, Google Analytics, Strategic Planning, WordPress, PowerPoint, Web Design, Ruby on Rails, CSS, Microsoft Word, Research, Web Development
Education
Seattle University 2008 — 2013
Bachelor of Arts (B.A.), Psychology
General Assembly
Windward High School 2001 — 2008
Summit Analytics, LLC January 2014 - Present
LTG Trading February 2014 - July 2014
Cheviot Value Management January 2013 - January 2014
Imperial Capital January 2013 - November 2013
Diaper Dude June 2010 - September 2010
Carsey Werner June 2007 - September 2009
Studio5 January 2007 - December 2008
Guthy Renker December 2007 - June 2008
Skills
Photography, Photoshop, Investments, Equity Research, Market Research, Value Investing, Stock Trading, Financial Analysis, Capital Markets, Digital Photography, Social Media, Microsoft Office, Adobe Indesign, Futures Trading, Forex Trading, Wordpress, Psychology, Google Analytics, Strategic Planning, WordPress, PowerPoint, Web Design, Ruby on Rails, CSS, Microsoft Word, Research, Web Development
Education
Seattle University 2008 — 2013
Bachelor of Arts (B.A.), Psychology
General Assembly
Windward High School 2001 — 2008
Tom Howard's Imperial Capital Experience May 2012 - September 2012
Job Marketing Partnerships at Fenway Sports Management (FSM)
Industry Sports
Experience
Fenway Sports Management (FSM) August 2013 - Present
Imperial Capital May 2012 - September 2012
New York Islanders June 2010 - August 2010
Brooklyn Cyclones June 2009 - August 2009
Skills
Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Research, Financial Analysis, Social Media, Public Speaking, Economics, Financial Modeling, Stata, Sports, Marketing, Sales, Sports Marketing, Sponsorship, Marketing Strategy, Baseball, Sports Management, Sponsorship Sales, Relationship Marketing
Education
Tufts University
Bachelor's Degree, Economics
Fenway Sports Management (FSM) August 2013 - Present
Imperial Capital May 2012 - September 2012
New York Islanders June 2010 - August 2010
Brooklyn Cyclones June 2009 - August 2009
Skills
Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Research, Financial Analysis, Social Media, Public Speaking, Economics, Financial Modeling, Stata, Sports, Marketing, Sales, Sports Marketing, Sponsorship, Marketing Strategy, Baseball, Sports Management, Sponsorship Sales, Relationship Marketing
Education
Tufts University
Bachelor's Degree, Economics
Trevor Neff's Imperial Capital Experience June 2012 - August 2012
Job Investment Banking Analyst, Citigroup
Industry Investment Banking
Experience
Citi June 2014 - Present
Greener Ventures, LLC June 2013 - June 2014
Citi June 2013 - August 2013
Imperial Capital June 2012 - August 2012
CompuMed Inc. June 2011 - August 2011
Education
Brigham Young University
Master's degree, Accounting
Citi June 2014 - Present
Greener Ventures, LLC June 2013 - June 2014
Citi June 2013 - August 2013
Imperial Capital June 2012 - August 2012
CompuMed Inc. June 2011 - August 2011
Education
Brigham Young University
Master's degree, Accounting
Timothy Coughlin's Imperial Capital Experience 2011 - 2012
Job Proprietary Equity Trader at First New York Securities at First New York Securities
Industry Financial Services
Experience
First New York Securities May 2015 - Present
Academy Securities, Inc. March 2013 - Present
Imperial Capital 2011 - 2012
Dahlman Rose & Co. 2010 - 2011
Cantor Fitzgerald 2007 - 2009
Jefferies & Company 1992 - 2007
Skills
Retirement Planning, Investments, Financial Planning, Series 7, Series 63, Series 24, series 55, CFA level 1 candidate, Strategic Financial..., FINRA, Chartered Financial..., Hedge Funds, Derivatives, Equities, Options, ETFs, Trading, Corporate Finance, Securities, Equity Trading, Trading Strategies, Equity Derivatives, Bonds, Private Equity, Asset Management, Trading Systems, Prime Brokerage, Bloomberg, Equity Research, Capital Markets, Electronic Trading, Financial Markets, Commodity, Fixed Income, Alternative Investments, Investment Banking, Portfolio Management, FX Options, Structured Products, Financial Modeling, Proprietary Trading, Emerging Markets, Equity Capital Markets, Asset Allocation, High Yield, Financial Risk, Investment Management, Swaps, Investment Strategies, Venture Capital
Education
University of Massachusetts, Amherst
BA, Economics
First New York Securities May 2015 - Present
Academy Securities, Inc. March 2013 - Present
Imperial Capital 2011 - 2012
Dahlman Rose & Co. 2010 - 2011
Cantor Fitzgerald 2007 - 2009
Jefferies & Company 1992 - 2007
Skills
Retirement Planning, Investments, Financial Planning, Series 7, Series 63, Series 24, series 55, CFA level 1 candidate, Strategic Financial..., FINRA, Chartered Financial..., Hedge Funds, Derivatives, Equities, Options, ETFs, Trading, Corporate Finance, Securities, Equity Trading, Trading Strategies, Equity Derivatives, Bonds, Private Equity, Asset Management, Trading Systems, Prime Brokerage, Bloomberg, Equity Research, Capital Markets, Electronic Trading, Financial Markets, Commodity, Fixed Income, Alternative Investments, Investment Banking, Portfolio Management, FX Options, Structured Products, Financial Modeling, Proprietary Trading, Emerging Markets, Equity Capital Markets, Asset Allocation, High Yield, Financial Risk, Investment Management, Swaps, Investment Strategies, Venture Capital
Education
University of Massachusetts, Amherst
BA, Economics
Tom Wertimer Tom Wertimer's Imperial Capital Experience July 2010 - January 2014
Job Managing Director at ArtBanc International
Industry Financial Services
Experience
ArtBanc International April 2014 - Present
Imperial Capital July 2010 - January 2014
CF Global Trading July 2009 - July 2010
Aptuit Consulting, Inc. 2007 - 2009
Bank of New York 1983 - 2007
Skills
Financial Markets, Strategy, Risk Management, Due Diligence, Mergers & Acquisitions, Business Strategy, Contract Negotiation, Securities, Start-ups, Investment Banking, Business Analysis, Management, Sales Management
Education
Middlebury College 1979 — 1983
BA, Fine Arts
Highbury Grove School 1972 — 1973
ArtBanc International April 2014 - Present
Imperial Capital July 2010 - January 2014
CF Global Trading July 2009 - July 2010
Aptuit Consulting, Inc. 2007 - 2009
Bank of New York 1983 - 2007
Skills
Financial Markets, Strategy, Risk Management, Due Diligence, Mergers & Acquisitions, Business Strategy, Contract Negotiation, Securities, Start-ups, Investment Banking, Business Analysis, Management, Sales Management
Education
Middlebury College 1979 — 1983
BA, Fine Arts
Highbury Grove School 1972 — 1973
Guy Corcoran, Jr. Guy Corcoran, Jr.'s Imperial Capital Experience October 2011 - December 2012
Job Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities July 2015 - Present
Sterne Agee December 2012 - April 2015
Imperial Capital October 2011 - December 2012
Citadel Investment Group June 2010 - August 2011
ICAP April 2009 - May 2010
Citi Global Markets 1993 - 2009
Corcoran & Corcoran Inc March 1991 - August 1993
Education
Iona College
Mercy College
Wedbush Securities July 2015 - Present
Sterne Agee December 2012 - April 2015
Imperial Capital October 2011 - December 2012
Citadel Investment Group June 2010 - August 2011
ICAP April 2009 - May 2010
Citi Global Markets 1993 - 2009
Corcoran & Corcoran Inc March 1991 - August 1993
Education
Iona College
Mercy College
Mike Rodeno Mike Rodeno's Imperial Capital Experience 2006 - 2009
Job Managing Director at eSentire Inc.
Industry Computer & Network Security
Experience
eSentire Inc. May 2015 - Present
Odeon Capital Group LLC September 2013 - March 2015
B. Riley & Co. August 2012 - May 2013
Tejas Securities Group, Inc. 2011 - 2011
BTIG 2009 - 2011
Imperial Capital 2006 - 2009
JNK Securities 2002 - 2006
ABN AMRO Bank N.V. 1998 - 2002
Lehman Brothers 1995 - 1998
Tucker Anthony 1992 - 1995
Skills
Series 7, Series 63, Hedge Funds, Equities, Securities, Fixed Income, Equity Trading, Electronic Trading, Alternative Investments, Trading, Investments, Options, Capital Markets, Asset Managment, ETFs, Private Placements, Asset Management, Emerging Markets, FINRA, Investment Banking, Series 24, Structured Products
Education
Bowling Green State University 1985 — 1989
Bachelor's degree, Liberal Arts and Sciences/Liberal Studies
eSentire Inc. May 2015 - Present
Odeon Capital Group LLC September 2013 - March 2015
B. Riley & Co. August 2012 - May 2013
Tejas Securities Group, Inc. 2011 - 2011
BTIG 2009 - 2011
Imperial Capital 2006 - 2009
JNK Securities 2002 - 2006
ABN AMRO Bank N.V. 1998 - 2002
Lehman Brothers 1995 - 1998
Tucker Anthony 1992 - 1995
Skills
Series 7, Series 63, Hedge Funds, Equities, Securities, Fixed Income, Equity Trading, Electronic Trading, Alternative Investments, Trading, Investments, Options, Capital Markets, Asset Managment, ETFs, Private Placements, Asset Management, Emerging Markets, FINRA, Investment Banking, Series 24, Structured Products
Education
Bowling Green State University 1985 — 1989
Bachelor's degree, Liberal Arts and Sciences/Liberal Studies
Phillip Barva Phillip Barva's Imperial Capital Experience May 2001 - August 2001
Job Advisory Compliance Analyst
Industry Financial Services
Experience
Cetera Financial Group December 2011 - Present
Zecco Trading Inc. January 2011 - May 2012
ING October 2003 - August 2010
Beneficial Financial Co June 2003 - September 2003
Tradingmarkets January 2002 - April 2003
Imperial Capital May 2001 - August 2001
J.B June 1997 - May 2001
First American Equities Inc August 1995 - June 1997
Skills
Equities, Asset Allocation, Series 24, Options, Portfolio Management, Series 7, Securities, Trading, Uniform Combined State..., Mutual Funds, Series 63, FINRA, Asset Managment, Fixed Income, Investments, Wealth Management, Retirement Planning
Education
University of Texas 1989 — 1991
Bachelor of Business Administration (BBA), Finance
The University of Texas at Arlington - College of Business 1988 — 1991
BBA, Finance, Economics
Cetera Financial Group December 2011 - Present
Zecco Trading Inc. January 2011 - May 2012
ING October 2003 - August 2010
Beneficial Financial Co June 2003 - September 2003
Tradingmarkets January 2002 - April 2003
Imperial Capital May 2001 - August 2001
J.B June 1997 - May 2001
First American Equities Inc August 1995 - June 1997
Skills
Equities, Asset Allocation, Series 24, Options, Portfolio Management, Series 7, Securities, Trading, Uniform Combined State..., Mutual Funds, Series 63, FINRA, Asset Managment, Fixed Income, Investments, Wealth Management, Retirement Planning
Education
University of Texas 1989 — 1991
Bachelor of Business Administration (BBA), Finance
The University of Texas at Arlington - College of Business 1988 — 1991
BBA, Finance, Economics
Christopher Greenwell's Imperial Capital Experience 2006 - 2009
Job Partner / Director of Institutional Equity Derivative Sales
Industry Financial Services
Experience
Cantor Fitzgerald December 2012 - Present
TigerText November 2011 - December 2012
Wunderlich Securities April 2011 - November 2011
BTIG, LLC June 2009 - April 2011
Imperial Capital 2006 - 2009
Tejas Securities Group, Inc. 2002 - 2006
Skills
Block Trading, Equity Trading, Equity Derivatives, Capital Markets, Distressed Debt, Investment Banking
Education
University of Missouri-Columbia 1987 — 1989
Clayton High School 1984 — 1987
Jackson Park
Jackson Park
Jackson Park
Jackson Park
Cantor Fitzgerald December 2012 - Present
TigerText November 2011 - December 2012
Wunderlich Securities April 2011 - November 2011
BTIG, LLC June 2009 - April 2011
Imperial Capital 2006 - 2009
Tejas Securities Group, Inc. 2002 - 2006
Skills
Block Trading, Equity Trading, Equity Derivatives, Capital Markets, Distressed Debt, Investment Banking
Education
University of Missouri-Columbia 1987 — 1989
Clayton High School 1984 — 1987
Jackson Park
Jackson Park
Jackson Park
Jackson Park
Timothy O'Connor's Imperial Capital Experience December 2011 - June 2012
Job Major Accounts, Sprinklr: Helping brands deliver an optimized experience to their customers
Industry Computer Software
Experience
Sprinklr January 2015 - Present
Sprinklr January 2014 - December 2014
Sprinklr July 2012 - December 2013
Imperial Capital December 2011 - June 2012
Telsey Advisory Group March 2009 - October 2011
Merrill Lynch March 2002 - January 2009
Skills
Social Media, Enterprise Software, Financial Services, SaaS, Social Media Measurement, Solution Selling, Social Media Consulting, Corporate Social Media, Account Management, Sales Management, Thought Leadership, Social Selling, Coaching & Mentoring, Peer Mentoring, Cross Functional Team..., Public Speaking, Creative Writing
Education
College of the Holy Cross 1997 — 2001
Bachelor of Arts (B.A.), English Literature, Italian Language
Darien High School
Sprinklr January 2015 - Present
Sprinklr January 2014 - December 2014
Sprinklr July 2012 - December 2013
Imperial Capital December 2011 - June 2012
Telsey Advisory Group March 2009 - October 2011
Merrill Lynch March 2002 - January 2009
Skills
Social Media, Enterprise Software, Financial Services, SaaS, Social Media Measurement, Solution Selling, Social Media Consulting, Corporate Social Media, Account Management, Sales Management, Thought Leadership, Social Selling, Coaching & Mentoring, Peer Mentoring, Cross Functional Team..., Public Speaking, Creative Writing
Education
College of the Holy Cross 1997 — 2001
Bachelor of Arts (B.A.), English Literature, Italian Language
Darien High School
Michael Woods Michael Woods's Imperial Capital Experience September 2002 - October 2003
Job Managing Partner at Cypress Point Capital Management, LLC
Industry Investment Management
Experience
Cypress Point Capital Management, LLC June 2010 - Present
SDL Capital, LP October 2003 - June 2010
Imperial Capital September 2002 - October 2003
Thomas Weisel Partners May 2000 - September 2002
Dillon Read & Co. (UBS, AG) August 1998 - May 2000
Skills
Hedge Funds, Private Equity, Investments, Portfolio Management, Mergers & Acquisitions, Investment Banking, Corporate Finance, Investment Management, Trading, Financial Services, Strategy, Finance, Management, Capital, Credit, Alternative Investments, Sales, Equities, Asset Management, Capital Markets
Education
University of Colorado Boulder - Leeds School of Business 1994 — 1998
B.A. in Finance with honors
Cypress Point Capital Management, LLC June 2010 - Present
SDL Capital, LP October 2003 - June 2010
Imperial Capital September 2002 - October 2003
Thomas Weisel Partners May 2000 - September 2002
Dillon Read & Co. (UBS, AG) August 1998 - May 2000
Skills
Hedge Funds, Private Equity, Investments, Portfolio Management, Mergers & Acquisitions, Investment Banking, Corporate Finance, Investment Management, Trading, Financial Services, Strategy, Finance, Management, Capital, Credit, Alternative Investments, Sales, Equities, Asset Management, Capital Markets
Education
University of Colorado Boulder - Leeds School of Business 1994 — 1998
B.A. in Finance with honors
Drew Woodcock Drew Woodcock's Imperial Capital Experience September 2010 - February 2012
Job Director of Sales Leader of sales operations and enablement
Industry Internet
Experience
ChowNow September 2014 - Present
ChowNow November 2013 - September 2014
ChowNow May 2013 - November 2013
LivingSocial June 2012 - May 2013
180Fusion February 2012 - June 2012
Imperial Capital September 2010 - February 2012
faceYOURmarket April 2009 - December 2011
Taycor Financial March 2008 - March 2009
Cbeyond June 2007 - March 2008
Skills
Sales Management, Sales, Software, Marketing Communications, Salesforce.com, SugarCRM, Communication, Oral & Written..., Team Leadership, Leadership, Strategic Planning, Marketing Strategy, Conversion Optimization, Search Engine Submission, Search Engine Technology, Search Engine Ranking, Phone Skills, Windows, Apple, Email Marketing, EchoSign, Gmail, SEO, Advertising, Cold Calling, Management, Social Media, Online Advertising, Account Management, B2B, PPC, SEM, Facebook, Selling, Sales Operations, Telephone Skills, Business Development, Google Adwords, Digital Media, New Business Development
Education
University of Colorado Boulder - Leeds School of Business 2003 — 2007
BS, Business, Marketing/Finance
ChowNow September 2014 - Present
ChowNow November 2013 - September 2014
ChowNow May 2013 - November 2013
LivingSocial June 2012 - May 2013
180Fusion February 2012 - June 2012
Imperial Capital September 2010 - February 2012
faceYOURmarket April 2009 - December 2011
Taycor Financial March 2008 - March 2009
Cbeyond June 2007 - March 2008
Skills
Sales Management, Sales, Software, Marketing Communications, Salesforce.com, SugarCRM, Communication, Oral & Written..., Team Leadership, Leadership, Strategic Planning, Marketing Strategy, Conversion Optimization, Search Engine Submission, Search Engine Technology, Search Engine Ranking, Phone Skills, Windows, Apple, Email Marketing, EchoSign, Gmail, SEO, Advertising, Cold Calling, Management, Social Media, Online Advertising, Account Management, B2B, PPC, SEM, Facebook, Selling, Sales Operations, Telephone Skills, Business Development, Google Adwords, Digital Media, New Business Development
Education
University of Colorado Boulder - Leeds School of Business 2003 — 2007
BS, Business, Marketing/Finance
Albert Hu's Imperial Capital Experience June 2009 - August 2009
Job Vice President at Silicon Valley Bank
Industry Financial Services
Experience
Silicon Valley Bank February 2013 - Present
Jefferies July 2011 - December 2012
Gap Year October 2010 - June 2011
Jefferies June 2010 - August 2010
Imperial Capital June 2009 - August 2009
Houlihan Lokey Howard & Zukin May 2008 - September 2008
Skills
Leveraged Finance, Leveraged Lending
Education
University of California, Los Angeles 2007 — 2010
BA, Business Economics, Accounting
Fudan University 2009 — 2009
Lynbrook High School 2003 — 2007
Silicon Valley Bank February 2013 - Present
Jefferies July 2011 - December 2012
Gap Year October 2010 - June 2011
Jefferies June 2010 - August 2010
Imperial Capital June 2009 - August 2009
Houlihan Lokey Howard & Zukin May 2008 - September 2008
Skills
Leveraged Finance, Leveraged Lending
Education
University of California, Los Angeles 2007 — 2010
BA, Business Economics, Accounting
Fudan University 2009 — 2009
Lynbrook High School 2003 — 2007
Peter Plaut's Imperial Capital Experience March 2008 - October 2008
Job Head of Private Placement Origination and Distribution
Industry Financial Services
Experience
Penserra Securities LLC August 2012 - Present
Global Hunter Securities December 2011 - July 2012
MF Global May 2011 - November 2011
Jefferies & Company January 2011 - May 2011
BTIG July 2009 - January 2011
Hovde Capital November 2008 - June 2009
Imperial Capital March 2008 - October 2008
Sanno Point Capital August 2006 - April 2008
Bank of America June 1999 - July 2006
Salomon Brothers June 1993 - June 1999
Skills
HY/Distressed Sales, HY/Distressed/Equity..., Product Sourcing, Portfolio Management, CMBS, Research, Fixed Income, Hedge Funds, Equities, Structured Products, High Yield, Emerging Markets, Bonds, Investments, Credit, Commodity, Equity Research, Securities, Trading, Leveraged Finance, Banking, Financial Markets, Alternative Investments, Asset Management, Investment Banking, Derivatives, Economics, Bloomberg, Loans, Capital Markets, Equity Derivatives, Structured Finance, Private Equity, Finance, Financial Risk, Financial Institutions, Credit Derivatives, Valuation, Electronic Trading, Equity Trading, Series 63, Capital, Financial Modeling, Trading Systems, Collaborative Problem..., Cross Functional Team...
Education
Rensselaer Polytechnic Institute 1985 — 1989
BS, Management Information Systems, Economics, Computer Science
Rensselaer Polytechnic Institute 1985 — 1989
Bachelor of Science, Management Information Systems
Penserra Securities LLC August 2012 - Present
Global Hunter Securities December 2011 - July 2012
MF Global May 2011 - November 2011
Jefferies & Company January 2011 - May 2011
BTIG July 2009 - January 2011
Hovde Capital November 2008 - June 2009
Imperial Capital March 2008 - October 2008
Sanno Point Capital August 2006 - April 2008
Bank of America June 1999 - July 2006
Salomon Brothers June 1993 - June 1999
Skills
HY/Distressed Sales, HY/Distressed/Equity..., Product Sourcing, Portfolio Management, CMBS, Research, Fixed Income, Hedge Funds, Equities, Structured Products, High Yield, Emerging Markets, Bonds, Investments, Credit, Commodity, Equity Research, Securities, Trading, Leveraged Finance, Banking, Financial Markets, Alternative Investments, Asset Management, Investment Banking, Derivatives, Economics, Bloomberg, Loans, Capital Markets, Equity Derivatives, Structured Finance, Private Equity, Finance, Financial Risk, Financial Institutions, Credit Derivatives, Valuation, Electronic Trading, Equity Trading, Series 63, Capital, Financial Modeling, Trading Systems, Collaborative Problem..., Cross Functional Team...
Education
Rensselaer Polytechnic Institute 1985 — 1989
BS, Management Information Systems, Economics, Computer Science
Rensselaer Polytechnic Institute 1985 — 1989
Bachelor of Science, Management Information Systems
Jennifer Quezada, MBA's Imperial Capital Experience November 2011 - August 2012
Job Jr. Account Executive at VRTC
Industry Marketing and Advertising
Experience
VRTC June 2014 - Present
Conill Advertising December 2013 - June 2014
AEG February 2013 - August 2013
Imperial Capital November 2011 - August 2012
Skills
Marketing, Dependable Team Player, Microsoft Excel, Sports Marketing, Consumer Marketing, Bilingual-English/Spanis..., Market Research, Social Media, Communication Skills, Meet Deadlines, PowerPoint, Outlook, Highly responsible, Hispanic Market, Bilingual, Product Development, Product Marketing, Strategy Alignment, Automotive, Polk, Competitive Analysis, Vendor Relationships, Merchandise Marketing, Highly Organized &..., Document Preparation, General Administrative..., Close Attention to..., No Supervision, Microsoft Word, Microsoft Office, POS, Customer Service, Account Management, Hispanic Marketing, US Hispanic Market, Social Media Marketing, Advertising, Marketing Strategy
Education
University of La Verne 2012 — 2013
Master of Business Administration (M.B.A.), Hispanic Marketing
University of La Verne 2007 — 2011
Bachelor of Science (B.S.), Business Administration
VRTC June 2014 - Present
Conill Advertising December 2013 - June 2014
AEG February 2013 - August 2013
Imperial Capital November 2011 - August 2012
Skills
Marketing, Dependable Team Player, Microsoft Excel, Sports Marketing, Consumer Marketing, Bilingual-English/Spanis..., Market Research, Social Media, Communication Skills, Meet Deadlines, PowerPoint, Outlook, Highly responsible, Hispanic Market, Bilingual, Product Development, Product Marketing, Strategy Alignment, Automotive, Polk, Competitive Analysis, Vendor Relationships, Merchandise Marketing, Highly Organized &..., Document Preparation, General Administrative..., Close Attention to..., No Supervision, Microsoft Word, Microsoft Office, POS, Customer Service, Account Management, Hispanic Marketing, US Hispanic Market, Social Media Marketing, Advertising, Marketing Strategy
Education
University of La Verne 2012 — 2013
Master of Business Administration (M.B.A.), Hispanic Marketing
University of La Verne 2007 — 2011
Bachelor of Science (B.S.), Business Administration
Daniel Fort Daniel Fort's Imperial Capital Experience July 2011 - February 2014
Job Associate at Imperial Capital Asset Management, LLC
Industry Accounting
Experience
Imperial Capital Asset Management, LLC February 2014 - Present
Imperial Capital July 2011 - February 2014
Deloitte & Touche September 2009 - July 2011
Marquette Capital Partners May 2008 - September 2009
Carlson Funds Enterprise May 2008 - May 2009
Merrill Lynch November 2006 - May 2007
Skills
Financial Analysis, Accounting, CPA, Financial Modeling, Finance, Financial Accounting, Valuation, Internal Audit, IFRS, Big 4
Education
University of Minnesota - Carlson School of Management 2005 — 2009
FHS
Imperial Capital Asset Management, LLC February 2014 - Present
Imperial Capital July 2011 - February 2014
Deloitte & Touche September 2009 - July 2011
Marquette Capital Partners May 2008 - September 2009
Carlson Funds Enterprise May 2008 - May 2009
Merrill Lynch November 2006 - May 2007
Skills
Financial Analysis, Accounting, CPA, Financial Modeling, Finance, Financial Accounting, Valuation, Internal Audit, IFRS, Big 4
Education
University of Minnesota - Carlson School of Management 2005 — 2009
FHS
Keith Saslov Keith Saslov's Imperial Capital Experience January 2002 - January 2010
Job Bankruptcy/Foreclosure & Legal Specialist at Hilton Grand Vacations
Industry Legal Services
Experience
Hilton Grand Vacations March 2008 - Present
Hilton Grand Vacation January 2008 - Present
Hilton Grand Vacations 2008 - Present
Imperial Capital January 2002 - January 2010
www.MyICL.com January 2006 - April 2009
American Executive Limousine January 1998 - January 2008
Skills
Real Estate, Loans, Foreclosures, Investment Properties, Sellers, First Time Home Buyers, Refinance, Mortgage Banking, Budgets, Resorts, Financial Analysis, Customer Service, Accounting, Negotiation, Contract Negotiation, Sales, FHA, Hospitality, Strategic Planning, Microsoft Excel
Education
Western Governors University 2011 — 2012
MBA, Business Management
University of Central Florida 2000 — 2001
Bachelor’s; Master, Business/Public Administration; Business Management
University of Central Florida 1999 — 2001
Bachelor of Science, Business/Public Admin
Hilton Grand Vacations March 2008 - Present
Hilton Grand Vacation January 2008 - Present
Hilton Grand Vacations 2008 - Present
Imperial Capital January 2002 - January 2010
www.MyICL.com January 2006 - April 2009
American Executive Limousine January 1998 - January 2008
Skills
Real Estate, Loans, Foreclosures, Investment Properties, Sellers, First Time Home Buyers, Refinance, Mortgage Banking, Budgets, Resorts, Financial Analysis, Customer Service, Accounting, Negotiation, Contract Negotiation, Sales, FHA, Hospitality, Strategic Planning, Microsoft Excel
Education
Western Governors University 2011 — 2012
MBA, Business Management
University of Central Florida 2000 — 2001
Bachelor’s; Master, Business/Public Administration; Business Management
University of Central Florida 1999 — 2001
Bachelor of Science, Business/Public Admin
Stephen D. Lister Stephen D. Lister's Imperial Capital Experience 1988 - Present
Job Managing Partner & CoFounder, Imperial Capital
Industry Venture Capital & Private Equity
Experience
Imperial Capital 1988 - Present
Skills
Private Equity, Venture Capital, Corporate Development, Mergers & Acquisitions, Strategic Planning
Education
The University of Western Ontario - Richard Ivey School of Business 1983 — 1985
Master of Business Administration (MBA)
University of Toronto - Victoria University 1978 — 1982
Honours BA, Economics
Lisgar Collegiate 1974 — 1978
Imperial Capital 1988 - Present
Skills
Private Equity, Venture Capital, Corporate Development, Mergers & Acquisitions, Strategic Planning
Education
The University of Western Ontario - Richard Ivey School of Business 1983 — 1985
Master of Business Administration (MBA)
University of Toronto - Victoria University 1978 — 1982
Honours BA, Economics
Lisgar Collegiate 1974 — 1978
Chelsea DiNatale Chelsea DiNatale's Imperial Capital Experience 2009 - 2011
Job Senior Associate at Casla Capital Management LLC
Industry Venture Capital & Private Equity
Experience
Casla Capital Management 2012 - Present
Corrum Capital Management LLC June 2014 - August 2014
Global Hunter Securities 2011 - 2012
Imperial Capital 2009 - 2011
Bank of America 2008 - 2009
Skills
Trading, Fixed Income, Equities, Private Equity, Investment Banking, Capital Markets, Subprime, Business Analysis, Bloomberg, Financial Analysis, Due Diligence
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2013 — 2015
Master of Business Administration (MBA)
University of North Carolina at Wilmington 2004 — 2008
BS, Finance
Casla Capital Management 2012 - Present
Corrum Capital Management LLC June 2014 - August 2014
Global Hunter Securities 2011 - 2012
Imperial Capital 2009 - 2011
Bank of America 2008 - 2009
Skills
Trading, Fixed Income, Equities, Private Equity, Investment Banking, Capital Markets, Subprime, Business Analysis, Bloomberg, Financial Analysis, Due Diligence
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2013 — 2015
Master of Business Administration (MBA)
University of North Carolina at Wilmington 2004 — 2008
BS, Finance
Gary Harnden Gary Harnden's Imperial Capital Experience 2011 - 2012
Job Business Development Account Manager at Rightside.CO
Industry Telecommunications
Experience
Rightside May 2013 - Present
Imperial Capital 2011 - 2012
AT&T Mobility 2004 - 2010
Skills
Sales Management, Sales, Coaching, Relationship Management, Team Building
Education
Eastern Washington University 1998 — 2003
Bachelor's degree, Marketing and Management
Cashmere High School 1995 — 1998
Rightside May 2013 - Present
Imperial Capital 2011 - 2012
AT&T Mobility 2004 - 2010
Skills
Sales Management, Sales, Coaching, Relationship Management, Team Building
Education
Eastern Washington University 1998 — 2003
Bachelor's degree, Marketing and Management
Cashmere High School 1995 — 1998
Jonathan Moses's Imperial Capital Experience July 2009 - March 2010
Job Senior Associate at Falcon Investments
Industry Venture Capital & Private Equity
Experience
Falcon Investments January 2012 - Present
Microfundo March 2011 - March 2012
Barclays Capital March 2010 - September 2011
Imperial Capital July 2009 - March 2010
Imperial Capital May 2008 - August 2008
Paragon Capital LP July 2007 - August 2007
Morgan Stanley June 2006 - August 2006
Education
Indiana University - Kelley School of Business
BS, Finance
Bentley College
Falcon Investments January 2012 - Present
Microfundo March 2011 - March 2012
Barclays Capital March 2010 - September 2011
Imperial Capital July 2009 - March 2010
Imperial Capital May 2008 - August 2008
Paragon Capital LP July 2007 - August 2007
Morgan Stanley June 2006 - August 2006
Education
Indiana University - Kelley School of Business
BS, Finance
Bentley College
Paul N Marcus's Imperial Capital Experience March 2006 - June 2012
Job Area Developer / Franchise Owner at Orangetheory Fitness
Industry Investment Banking
Experience
Orangetheory Fitness January 2014 - Present
The Sage Group June 2012 - January 2014
Imperial Capital March 2006 - June 2012
K1 Ventures April 2004 - March 2006
Eastdil Secured April 2002 - February 2004
Skills
Corporate Finance, Mergers, Valuation, Private Equity, Financial Modeling, Mergers & Acquisitions, M&A experience, Loans, Equities, Investment Banking, Financial Analysis, Due Diligence, Investment Properties, Corporate Development, Venture Capital, Hedge Funds, LBO
Education
University of Southern California - Marshall School of Business 2002 — 2005
MBA
Boston University 1992 — 1996
Bachelor of Science (B.S.)
Orangetheory Fitness January 2014 - Present
The Sage Group June 2012 - January 2014
Imperial Capital March 2006 - June 2012
K1 Ventures April 2004 - March 2006
Eastdil Secured April 2002 - February 2004
Skills
Corporate Finance, Mergers, Valuation, Private Equity, Financial Modeling, Mergers & Acquisitions, M&A experience, Loans, Equities, Investment Banking, Financial Analysis, Due Diligence, Investment Properties, Corporate Development, Venture Capital, Hedge Funds, LBO
Education
University of Southern California - Marshall School of Business 2002 — 2005
MBA
Boston University 1992 — 1996
Bachelor of Science (B.S.)
Jeff Finn's Imperial Capital Experience 2008 - Present
Job
Industry Investment Banking
Experience
Imperial Capital 2008 - Present
Education
University of California, Los Angeles
Imperial Capital 2008 - Present
Education
University of California, Los Angeles
Jeff Kessler's Imperial Capital Experience August 2008 - Present
Job
Industry Security and Investigations
Experience
Imperial Capital August 2008 - Present
JTK Consulting & TheSecurityAnalyst.com March 2008 - August 2008
Lehman Brothers November 1989 - March 2008
SG Cowen September 1986 - October 1989
Argus Research September 1983 - September 1986
Skills
Personal relationships..., Superior Domain..., Industry Analysis, Industrial Sector, Business Development, Start-ups, Business Strategy, Mergers, Strategy, Competitive Analysis, Analysis, Security, Go-to-market Strategy, Due Diligence, Product Management, Market Research, Strategic Planning, Private Equity, Mergers & Acquisitions, Operations Management, Physical Security, Corporate Finance, Executive Management, Investments, Leadership, Management, Equities, Portfolio Management
Education
McGill University 1971 — 1978
M.A., Political Science/Economics
Columbia University - Graduate School of Journalism 1974 — 1975
M.S., Financial Journalism
State University of New York College at Purchase 1969 — 1973
B.A. IN CO-OP WITH McGILL UNIVERSITY, Montreal, Quebec, Political Science
Imperial Capital August 2008 - Present
JTK Consulting & TheSecurityAnalyst.com March 2008 - August 2008
Lehman Brothers November 1989 - March 2008
SG Cowen September 1986 - October 1989
Argus Research September 1983 - September 1986
Skills
Personal relationships..., Superior Domain..., Industry Analysis, Industrial Sector, Business Development, Start-ups, Business Strategy, Mergers, Strategy, Competitive Analysis, Analysis, Security, Go-to-market Strategy, Due Diligence, Product Management, Market Research, Strategic Planning, Private Equity, Mergers & Acquisitions, Operations Management, Physical Security, Corporate Finance, Executive Management, Investments, Leadership, Management, Equities, Portfolio Management
Education
McGill University 1971 — 1978
M.A., Political Science/Economics
Columbia University - Graduate School of Journalism 1974 — 1975
M.S., Financial Journalism
State University of New York College at Purchase 1969 — 1973
B.A. IN CO-OP WITH McGILL UNIVERSITY, Montreal, Quebec, Political Science
Justin Hoertling's Imperial Capital Experience January 2010 - April 2012
Job Chief Financial Officer at Freeway Funding
Industry Financial Services
Experience
Freeway Funding August 2013 - Present
Discover Hawaii Tours November 2012 - Present
Infinity Funding Services May 2012 - July 2013
Imperial Capital January 2010 - April 2012
Imperial Capital September 2006 - December 2009
Education
University of California, Berkeley 2002 — 2005
B.A., International Economics
Freeway Funding August 2013 - Present
Discover Hawaii Tours November 2012 - Present
Infinity Funding Services May 2012 - July 2013
Imperial Capital January 2010 - April 2012
Imperial Capital September 2006 - December 2009
Education
University of California, Berkeley 2002 — 2005
B.A., International Economics
Michael McManus's Imperial Capital Experience December 2007 - Present
Job Managing Director at Imperial Capital
Industry Investment Banking
Experience
Imperial Capital December 2007 - Present
USBX Advisory Services August 2005 - November 2007
SmallCap Corporate Advisors, LLC October 2004 - December 2005
Jefferies Quarterdeck September 2002 - September 2004
Donaldson, Lufkin & Jenrette 1996 - 2000
US Army 1989 - 1992
Skills
Mergers, LBO, Private Equity, Security, Due Diligence, Valuation, Investment Banking, Financial Modeling, Venture Capital
Education
Cornell University - Johnson Graduate School of Management 1994 — 1996
MBA, Finance
United States Military Academy at West Point 1985 — 1989
Bachelor of Science (B.S.), Computer Science
Imperial Capital December 2007 - Present
USBX Advisory Services August 2005 - November 2007
SmallCap Corporate Advisors, LLC October 2004 - December 2005
Jefferies Quarterdeck September 2002 - September 2004
Donaldson, Lufkin & Jenrette 1996 - 2000
US Army 1989 - 1992
Skills
Mergers, LBO, Private Equity, Security, Due Diligence, Valuation, Investment Banking, Financial Modeling, Venture Capital
Education
Cornell University - Johnson Graduate School of Management 1994 — 1996
MBA, Finance
United States Military Academy at West Point 1985 — 1989
Bachelor of Science (B.S.), Computer Science
John Wambold's Imperial Capital Experience September 2008 - June 2014
Job Southport LLC
Industry Financial Services
Experience
Southport LLC January 1999 - Present
Imperial Capital September 2008 - June 2014
Powelton Capital Mgt January 2007 - September 2008
Societe Generale September 2002 - October 2006
Citigroup 1995 - 1999
Salomon Brothers 1982 - 1995
Skills
Fixed Income, Debt, Trading, Credit, Investments, Risk Management, Portfolio Management, Bonds, Equity Trading, Proprietary Trading, Capital Markets, Rates, Investment Banking, Securities, Financial Structuring, Hedge Funds, Credit Derivatives, Options, Asset Management, Bloomberg, Structured Finance, Interest Rate..., Valuation, Equity Derivatives, Equities, Financial Risk, Hedging, Financial Analysis, Structured Products, Derivatives, Finance, Electronic Trading, Financial Markets, FX Options, Trading Systems, Series 7, Alternative Investments, Funding
Education
Drexel University - College of Business and Administration 1979 — 1983
Bachelor of Science (BS), Engineering and Business
Southport LLC January 1999 - Present
Imperial Capital September 2008 - June 2014
Powelton Capital Mgt January 2007 - September 2008
Societe Generale September 2002 - October 2006
Citigroup 1995 - 1999
Salomon Brothers 1982 - 1995
Skills
Fixed Income, Debt, Trading, Credit, Investments, Risk Management, Portfolio Management, Bonds, Equity Trading, Proprietary Trading, Capital Markets, Rates, Investment Banking, Securities, Financial Structuring, Hedge Funds, Credit Derivatives, Options, Asset Management, Bloomberg, Structured Finance, Interest Rate..., Valuation, Equity Derivatives, Equities, Financial Risk, Hedging, Financial Analysis, Structured Products, Derivatives, Finance, Electronic Trading, Financial Markets, FX Options, Trading Systems, Series 7, Alternative Investments, Funding
Education
Drexel University - College of Business and Administration 1979 — 1983
Bachelor of Science (BS), Engineering and Business
Todd Fasanella's Imperial Capital Experience May 2011 - Present
Job Managing Director, CoHead Real Estate, Lodging & Leisure Investment Banking at Imperial Capital
Industry Investment Banking
Experience
Imperial Capital May 2011 - Present
Vacation Ownership Funding Co. October 2009 - Present
Fasanella Consulting LLC December 2008 - Present
Barclays Capital September 2007 - December 2008
Credit Suisse June 1998 - September 2007
Prudential Realty Group November 1994 - August 1996
Skills
Acquisitions, Analysis, Capital Markets, Commercial Real Estate, Competitive Analysis, Corporate Law, Equities, Finance, Fixed Income, Hotels, Investment Banking, Investments, Joint Ventures, Loans, Mergers, Real Estate, Private Equity, Restructuring, Securitization, Strategy, Valuation, Divestitures, LBO, Mergers, IPO, Structured Finance, Management
Education
Yale University - Yale School of Management 1996 — 1998
MBA, Finance, Strategy
The Ohio State University 1989 — 1993
BS, Economics, Mathematics
Roger Bacon High School 1985 — 1989
Diploma
Imperial Capital May 2011 - Present
Vacation Ownership Funding Co. October 2009 - Present
Fasanella Consulting LLC December 2008 - Present
Barclays Capital September 2007 - December 2008
Credit Suisse June 1998 - September 2007
Prudential Realty Group November 1994 - August 1996
Skills
Acquisitions, Analysis, Capital Markets, Commercial Real Estate, Competitive Analysis, Corporate Law, Equities, Finance, Fixed Income, Hotels, Investment Banking, Investments, Joint Ventures, Loans, Mergers, Real Estate, Private Equity, Restructuring, Securitization, Strategy, Valuation, Divestitures, LBO, Mergers, IPO, Structured Finance, Management
Education
Yale University - Yale School of Management 1996 — 1998
MBA, Finance, Strategy
The Ohio State University 1989 — 1993
BS, Economics, Mathematics
Roger Bacon High School 1985 — 1989
Diploma
Mark Kellstrom's Imperial Capital Experience 2001 - 2002
Job Senior Partner at Strategic Energy Research & Capital LLC
Industry Investment Banking
Experience
Bradley Woods & Co., Ltd 2014 - Present
Strategic Energy Research & Capital LLC December 2006 - February 2014
Bradley Woods & Co., Ltd 2014 - 2014
Imperial Capital 2001 - 2002
Skills
Mergers & Acquisitions, Investment Banking, Capital Markets, Equities, Private Equity, Asset Management, Corporate Finance, Valuation, Hedge Funds, Investments, Financial Modeling, Due Diligence, Management, Venture Capital, Business Strategy
Education
Colgate University 1979 — 1983
Bradley Woods & Co., Ltd 2014 - Present
Strategic Energy Research & Capital LLC December 2006 - February 2014
Bradley Woods & Co., Ltd 2014 - 2014
Imperial Capital 2001 - 2002
Skills
Mergers & Acquisitions, Investment Banking, Capital Markets, Equities, Private Equity, Asset Management, Corporate Finance, Valuation, Hedge Funds, Investments, Financial Modeling, Due Diligence, Management, Venture Capital, Business Strategy
Education
Colgate University 1979 — 1983
Jason Freund's Imperial Capital Experience March 2011 - December 2014
Job at Corrib Capital Management L.P.
Industry Financial Services
Experience
Corrib Capital Management L.P. December 2014 - Present
Imperial Capital March 2011 - December 2014
Cohen & Company April 2006 - November 2010
Keefe, Bruyette & Woods August 1998 - April 2006
Robert W. Baird July 1997 - August 1998
Skills
Capital Markets, Financial Modeling, Valuation, Alternative Investments, Hedge Funds, Investments, Fixed Income, Equities, Portfolio Management, Private Equity, Asset Management
Education
Marquette University 1993 — 1997
Corrib Capital Management L.P. December 2014 - Present
Imperial Capital March 2011 - December 2014
Cohen & Company April 2006 - November 2010
Keefe, Bruyette & Woods August 1998 - April 2006
Robert W. Baird July 1997 - August 1998
Skills
Capital Markets, Financial Modeling, Valuation, Alternative Investments, Hedge Funds, Investments, Fixed Income, Equities, Portfolio Management, Private Equity, Asset Management
Education
Marquette University 1993 — 1997
Matt Kaplan's Imperial Capital Experience June 2006 - September 2006
Job Analyst at Imperial Capital
Industry Financial Services
Experience
Imperial Capital (International) LLP March 2014 - September 2015
Imperial Capital, LLC September 2007 - February 2014
Imperial Capital June 2006 - September 2006
Skills
Financial Modeling, Valuation, Financial Analysis, Hedge Funds, Equities
Education
University of California, Davis 2004 — 2007
BS, Managerial Economics
Imperial Capital (International) LLP March 2014 - September 2015
Imperial Capital, LLC September 2007 - February 2014
Imperial Capital June 2006 - September 2006
Skills
Financial Modeling, Valuation, Financial Analysis, Hedge Funds, Equities
Education
University of California, Davis 2004 — 2007
BS, Managerial Economics
John Mack's Imperial Capital Experience November 2007 - Present
Job EVP & MD at Imperial Capital
Industry Financial Services
Experience
Imperial Capital November 2007 - Present
USBX 2000 - 2007
Protection One September 1991 - January 2000
Skills
Business Development, Business Strategy, Capital Markets, Corporate Development, Corporate Finance, Due Diligence, Executive Management, Investment Banking, Investments, M&A experience, Mergers, Mergers & Acquisitions, Private Equity, Start-ups, Strategic Partnerships, Strategy, Valuation, Venture Capital, Financial Modeling
Education
UCLA Anderson School of Management 1999 — 2001
MBA, Finance
Stanford University 1977 — 1981
Polytechnic High School 1973 — 1977
Imperial Capital November 2007 - Present
USBX 2000 - 2007
Protection One September 1991 - January 2000
Skills
Business Development, Business Strategy, Capital Markets, Corporate Development, Corporate Finance, Due Diligence, Executive Management, Investment Banking, Investments, M&A experience, Mergers, Mergers & Acquisitions, Private Equity, Start-ups, Strategic Partnerships, Strategy, Valuation, Venture Capital, Financial Modeling
Education
UCLA Anderson School of Management 1999 — 2001
MBA, Finance
Stanford University 1977 — 1981
Polytechnic High School 1973 — 1977
Beau Roy's Imperial Capital Experience April 2006 - Present
Job Senior Vice President at Imperial Capital
Industry Investment Banking
Experience
Imperial Capital April 2006 - Present
Giuliani Capital Advisors 2005 - 2006
Consilient 2000 - 2001
Ernst & Young 1993 - 1998
Education
Duke University
BA Economics
SLUH
Imperial Capital April 2006 - Present
Giuliani Capital Advisors 2005 - 2006
Consilient 2000 - 2001
Ernst & Young 1993 - 1998
Education
Duke University
BA Economics
SLUH
Cynthia Harlow's Imperial Capital Experience March 2011 - Present
Job Managing Director, Analyst at Imperial Capital
Industry Financial Services
Experience
Imperial Capital March 2011 - Present
CF Global Trading April 2010 - March 2011
Citi Investment Research 2005 - February 2010
Citigroup February 2004 - May 2005
Criterion Research Group 2003 - 2004
Lehman Brothers 1997 - 2003
Credit Suisse 1994 - 1997
Thomson BankWatch 1989 - 1994
Skills
Fixed Income
Education
Georgetown University
BS, Mandarin Chinese; Asian Foreign Policy
Imperial Capital March 2011 - Present
CF Global Trading April 2010 - March 2011
Citi Investment Research 2005 - February 2010
Citigroup February 2004 - May 2005
Criterion Research Group 2003 - 2004
Lehman Brothers 1997 - 2003
Credit Suisse 1994 - 1997
Thomson BankWatch 1989 - 1994
Skills
Fixed Income
Education
Georgetown University
BS, Mandarin Chinese; Asian Foreign Policy
Douglas Launer's Imperial Capital Experience June 2007 - January 2008
Job Corporate Bond Broker at Chapdelaine & Co.
Industry Staffing and Recruiting
Experience
Chapdelaine & Co. November 2009 - Present
Currently in the Job Market September 2009 - February 2010
Axion August 2008 - September 2009
Imperial Capital June 2007 - January 2008
Education
College of Charleston 2002 — 2007
BS, Economics
Chapdelaine & Co. November 2009 - Present
Currently in the Job Market September 2009 - February 2010
Axion August 2008 - September 2009
Imperial Capital June 2007 - January 2008
Education
College of Charleston 2002 — 2007
BS, Economics
Alan English's Imperial Capital Experience October 2011 - Present
Job Equity Sales & Trading at Imperial Capital
Industry Investment Banking
Experience
Imperial Capital October 2011 - Present
Dahlman Rose & Co. December 2010 - October 2011
Skills
Series 7, Series 63, Bloomberg Terminal, Microsoft Excel, Equity Research, Equities, Bloomberg, Hedge Funds, FINRA, Electronic Trading, Equity Trading, Trading, Fixed Income, Valuation, Client-focused, Communication, Superior written &...
Education
Rollins College
BA, Economics
Imperial Capital October 2011 - Present
Dahlman Rose & Co. December 2010 - October 2011
Skills
Series 7, Series 63, Bloomberg Terminal, Microsoft Excel, Equity Research, Equities, Bloomberg, Hedge Funds, FINRA, Electronic Trading, Equity Trading, Trading, Fixed Income, Valuation, Client-focused, Communication, Superior written &...
Education
Rollins College
BA, Economics
Jeff Mroz's Imperial Capital Experience June 2009 - August 2009
Job Founder
Industry Retail
Experience
VROU September 2011 - Present
Altum Athletico, LLC 2009 - Present
VO2 Partners, LLC 2011 - 2013
Imperial Capital June 2009 - August 2009
NBC Universal August 2007 - January 2009
Philadelphia Eagles 2007 - 2007
Dallas Cowboys 2006 - 2006
Education
University of Pennsylvania - The Wharton School 2008 — 2010
MBA
Yale University 2001 — 2006
VROU September 2011 - Present
Altum Athletico, LLC 2009 - Present
VO2 Partners, LLC 2011 - 2013
Imperial Capital June 2009 - August 2009
NBC Universal August 2007 - January 2009
Philadelphia Eagles 2007 - 2007
Dallas Cowboys 2006 - 2006
Education
University of Pennsylvania - The Wharton School 2008 — 2010
MBA
Yale University 2001 — 2006
Richard Waks's Imperial Capital Experience April 2003 - December 2006
Job at B. Riley & Co., LLC
Industry Financial Services
Experience
B. Riley & Co., LLC January 2011 - Present
Heflin & Co., Llc April 2007 - December 2010
Imperial Capital April 2003 - December 2006
J.P. Morgan January 2000 - January 2003
Schroders January 1995 - January 2000
Kidder Peabody January 1990 - January 1995
Bernstein Investment Research and Management January 1985 - January 1990
Citibank 1983 - 1985
Andersen Consulting 1982 - 1983
Skills
Equities, Series 63, Series 7, Capital Markets, Strategic Planning, Trading, Investments, Equity Trading, Mergers & Acquisitions, Hedge Funds, Corporate Finance, New Business Development, Private Placements, Investment Banking
Education
University of Michigan - Stephen M. Ross School of Business 1980 — 1982
MBA, Statistics/Quant Analysis
University at Albany, SUNY 1977 — 1980
BBA, Management Science
Case Western Reserve University 1976 — 1977
Business
B. Riley & Co., LLC January 2011 - Present
Heflin & Co., Llc April 2007 - December 2010
Imperial Capital April 2003 - December 2006
J.P. Morgan January 2000 - January 2003
Schroders January 1995 - January 2000
Kidder Peabody January 1990 - January 1995
Bernstein Investment Research and Management January 1985 - January 1990
Citibank 1983 - 1985
Andersen Consulting 1982 - 1983
Skills
Equities, Series 63, Series 7, Capital Markets, Strategic Planning, Trading, Investments, Equity Trading, Mergers & Acquisitions, Hedge Funds, Corporate Finance, New Business Development, Private Placements, Investment Banking
Education
University of Michigan - Stephen M. Ross School of Business 1980 — 1982
MBA, Statistics/Quant Analysis
University at Albany, SUNY 1977 — 1980
BBA, Management Science
Case Western Reserve University 1976 — 1977
Business
Ken Morris's Imperial Capital Experience PartnerPritchard Capital PartnersNovember 2001 - June 2012
Job Managing Director at Imperial Capital
Industry Financial Services
Experience
Imperial Capital PartnerPritchard Capital PartnersNovember 2001 - June 2012
Education
University of Delaware 1977 — 1982
bs, economics
Imperial Capital PartnerPritchard Capital PartnersNovember 2001 - June 2012
Education
University of Delaware 1977 — 1982
bs, economics
Brad Brooks's Imperial Capital Experience September 2006 - June 2010
Job Founder, CEO at TigerText
Industry Telecommunications
Experience
TigerText 2010 - Present
Whisper January 2012 - Present
Imperial Capital September 2006 - June 2010
DIC Entertainment January 2000 - July 2006
Donaldson, Lufkin & Jenrette September 1998 - January 2000
Education
The University of Chicago 1996 — 1998
MBA, Finance/Accounting
University of California, Berkeley 1988 — 1992
BA, History
TigerText 2010 - Present
Whisper January 2012 - Present
Imperial Capital September 2006 - June 2010
DIC Entertainment January 2000 - July 2006
Donaldson, Lufkin & Jenrette September 1998 - January 2000
Education
The University of Chicago 1996 — 1998
MBA, Finance/Accounting
University of California, Berkeley 1988 — 1992
BA, History
glenn blitzer's Imperial Capital Experience October 2011 - Present
Job Sr Vice President at Imperial Capital
Industry Financial Services
Experience
Imperial Capital October 2011 - Present
Hapoalim Securities September 2010 - October 2011
Jesup & Lamont April 2008 - June 2010
J Giordano Securities Group 2007 - 2008
Stanford Group 2003 - 2006
Citigroup 1992 - 2002
Skills
Series 7, Hedge Funds, Equity Trading, Alternative Investments, Fixed Income, Capital Markets, Bloomberg, Equity Research, Investments, ETFs, Options, Electronic Trading, Portfolio Management, Asset Managment, Investment Banking, Trading, Asset Management, Asset Allocation, Series 63
Education
Lubin Graduate School of Business 1988 — 1991
MS, Portfolio Mgt & Investment Analysis
CW Post 1983 — 1985
BS, Finance
University of Florida
Finance/Eco
Imperial Capital October 2011 - Present
Hapoalim Securities September 2010 - October 2011
Jesup & Lamont April 2008 - June 2010
J Giordano Securities Group 2007 - 2008
Stanford Group 2003 - 2006
Citigroup 1992 - 2002
Skills
Series 7, Hedge Funds, Equity Trading, Alternative Investments, Fixed Income, Capital Markets, Bloomberg, Equity Research, Investments, ETFs, Options, Electronic Trading, Portfolio Management, Asset Managment, Investment Banking, Trading, Asset Management, Asset Allocation, Series 63
Education
Lubin Graduate School of Business 1988 — 1991
MS, Portfolio Mgt & Investment Analysis
CW Post 1983 — 1985
BS, Finance
University of Florida
Finance/Eco
Gil Rotchford's Imperial Capital Experience SalesImperial Capital2008 - Present
Job sales at Imperial Capital
Industry Financial Services
Experience
Imperial Capital SalesImperial Capital2008 - Present
Imperial Capital 2008 - Present
Education
Bucknell University 1992 — 1996
BA, Economics
Imperial Capital SalesImperial Capital2008 - Present
Imperial Capital 2008 - Present
Education
Bucknell University 1992 — 1996
BA, Economics
Beth Maliakkal's Imperial Capital Experience May 2011 - Present
Job Chief Financial Officer at Imperial Capital
Industry Investment Management
Experience
Imperial Capital May 2011 - Present
TD Bank Group 2005 - 2009
CIBC World Markets 1996 - 2000
Deloitte 1990 - 1996
Skills
Finance, Auditing, Financial Services, Financial Modeling, Private Equity, Corporate Finance, Due Diligence, Valuation, Financial Analysis, Mergers & Acquisitions, Venture Capital, Financial Reporting, Investments, Accounting, Investment Banking
Education
The University of Western Ontario - Richard Ivey School of Business 1997 — 1999
Master of Business Administration (MBA)
Bob Jones University 1986 — 1990
Bachelor of Science (B.Sc.), Accounting
Imperial Capital May 2011 - Present
TD Bank Group 2005 - 2009
CIBC World Markets 1996 - 2000
Deloitte 1990 - 1996
Skills
Finance, Auditing, Financial Services, Financial Modeling, Private Equity, Corporate Finance, Due Diligence, Valuation, Financial Analysis, Mergers & Acquisitions, Venture Capital, Financial Reporting, Investments, Accounting, Investment Banking
Education
The University of Western Ontario - Richard Ivey School of Business 1997 — 1999
Master of Business Administration (MBA)
Bob Jones University 1986 — 1990
Bachelor of Science (B.Sc.), Accounting
James Kehler's Imperial Capital Experience June 2010 - August 2010
Job Commercial Mortgage Associate at Wells Fargo
Industry Real Estate
Experience
Wells Fargo February 2015 - Present
Wells Fargo July 2013 - February 2015
Jefferies & Company June 2012 - August 2012
Citi Capital Advisors June 2011 - August 2011
Imperial Capital June 2010 - August 2010
Education
University of Pennsylvania - The Wharton School 2009 — 2013
Bachelor of Science (BS), Real Estate
Wells Fargo February 2015 - Present
Wells Fargo July 2013 - February 2015
Jefferies & Company June 2012 - August 2012
Citi Capital Advisors June 2011 - August 2011
Imperial Capital June 2010 - August 2010
Education
University of Pennsylvania - The Wharton School 2009 — 2013
Bachelor of Science (BS), Real Estate
Lindsay Petersen's Imperial Capital Experience February 2013 - Present
Job Executive Assistant at Imperial Capital
Industry
Experience
Imperial Capital February 2013 - Present
Innovation Accelerator January 2010 - December 2012
Whistletree February 2009 - March 2010
Lincoln Journal Star March 2007 - January 2008
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Outlook, Photoshop, Teaching, Event Planning, Marketing Communications
Education
University of Nebraska-Lincoln 2003 — 2008
Bachelor of Fine Arts (B.F.A.), Fine and Studio Arts
Imperial Capital February 2013 - Present
Innovation Accelerator January 2010 - December 2012
Whistletree February 2009 - March 2010
Lincoln Journal Star March 2007 - January 2008
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Outlook, Photoshop, Teaching, Event Planning, Marketing Communications
Education
University of Nebraska-Lincoln 2003 — 2008
Bachelor of Fine Arts (B.F.A.), Fine and Studio Arts
Dustin Salem's Imperial Capital Experience May 2012 - February 2013
Job Vice President of Capital Markets
Industry Capital Markets
Experience
Guiding Metrics May 2015 - Present
MZ Group - Global Investor Relations February 2013 - April 2015
Imperial Capital May 2012 - February 2013
Auriga USA, LLC September 2010 - August 2012
Roth Capital Partners 2005 - 2010
Skills
Equity Research, Equities, Investment Banking, Capital Markets, Trading, Investor Relations, Real Estate Financing, Equity Sales and Trading, Series 7, Alternative Investments, Valuation, Investments, Hedge Funds, Securities, Asset Management, Venture Capital, Bloomberg, Finance
Education
University of California, Irvine 2008 — 2009
Investor Relations Certificate Program
Pepperdine University, The George L. Graziadio School of Business and Management 2006 — 2008
UCSB 1987 — 1992
Bachelor of Arts (B.A.), Political Science - Int'l Relations
Mira Costa High School
Guiding Metrics May 2015 - Present
MZ Group - Global Investor Relations February 2013 - April 2015
Imperial Capital May 2012 - February 2013
Auriga USA, LLC September 2010 - August 2012
Roth Capital Partners 2005 - 2010
Skills
Equity Research, Equities, Investment Banking, Capital Markets, Trading, Investor Relations, Real Estate Financing, Equity Sales and Trading, Series 7, Alternative Investments, Valuation, Investments, Hedge Funds, Securities, Asset Management, Venture Capital, Bloomberg, Finance
Education
University of California, Irvine 2008 — 2009
Investor Relations Certificate Program
Pepperdine University, The George L. Graziadio School of Business and Management 2006 — 2008
UCSB 1987 — 1992
Bachelor of Arts (B.A.), Political Science - Int'l Relations
Mira Costa High School
Ted Broden's Imperial Capital Experience January 2010 - May 2011
Job Construction Management Consultant
Industry Real Estate
Experience
Marmol Radziner + Associates November 2011 - February 2013
Imperial Capital January 2010 - May 2011
Hussey Real Estate Group January 2005 - November 2009
Asset Funding Group January 2004 - January 2005
Skills
Construction Management, Construction, Consensus Building, Mixed-use, Project Management, Residential Homes, Contract Management, Real Estate Development, Value Engineering, Contractors, Design Research, Contract Negotiation
Education
Cornell University
BS, Finance
Marmol Radziner + Associates November 2011 - February 2013
Imperial Capital January 2010 - May 2011
Hussey Real Estate Group January 2005 - November 2009
Asset Funding Group January 2004 - January 2005
Skills
Construction Management, Construction, Consensus Building, Mixed-use, Project Management, Residential Homes, Contract Management, Real Estate Development, Value Engineering, Contractors, Design Research, Contract Negotiation
Education
Cornell University
BS, Finance
Adam Pivko's Imperial Capital Experience April 2003 - December 2011
Job Vice President at First Pacific Advisors
Industry Financial Services
Experience
First Pacific Advisors February 2012 - Present
Imperial Capital April 2003 - December 2011
Education
UCSD
First Pacific Advisors February 2012 - Present
Imperial Capital April 2003 - December 2011
Education
UCSD
keith dionis's Imperial Capital Experience March 2012 - Present
Job SVP at Imperial Capital
Industry Capital Markets
Experience
Imperial Capital March 2012 - Present
suntrust 2010 - 2011
SunTrust Robinson Humphrey 2010 - 2011
Skills
Fixed Income, Series 7, Debt, Capital Markets, Asset Management, Trading, Portfolio Management, Bonds, Financial Markets, Series 63, Asset Managment, Hedge Funds, Investment Banking
Education
Lafayette College 1985 — 1989
economics and business
Imperial Capital March 2012 - Present
suntrust 2010 - 2011
SunTrust Robinson Humphrey 2010 - 2011
Skills
Fixed Income, Series 7, Debt, Capital Markets, Asset Management, Trading, Portfolio Management, Bonds, Financial Markets, Series 63, Asset Managment, Hedge Funds, Investment Banking
Education
Lafayette College 1985 — 1989
economics and business
Jim Mannino's Imperial Capital Experience January 2013 - Present
Job Managing Director at Imperial Capital
Industry Banking
Experience
Imperial Capital January 2013 - Present
Knight Capital Group December 2008 - December 2012
Merrill Lynch August 2003 - November 2008
Credit Suisse August 1999 - July 2003
Morgan Stanley October 1993 - May 1997
Skills
Fixed Income, Credit Analysis, Sales&Marketing, Trading, Credit Derivatives, Hedge Funds, Equities, Risk Management, High Yield Bonds, Investment Grade Bonds, Structured Products
Education
Anderson School at UCLA 1997 — 1999
Master of Business Administration (M.B.A.), Finance, General
Duke University 1989 — 1993
Bachelor of Arts (BA), History and Political Science
Landon School 1979 — 1989
HS Diploma
Imperial Capital January 2013 - Present
Knight Capital Group December 2008 - December 2012
Merrill Lynch August 2003 - November 2008
Credit Suisse August 1999 - July 2003
Morgan Stanley October 1993 - May 1997
Skills
Fixed Income, Credit Analysis, Sales&Marketing, Trading, Credit Derivatives, Hedge Funds, Equities, Risk Management, High Yield Bonds, Investment Grade Bonds, Structured Products
Education
Anderson School at UCLA 1997 — 1999
Master of Business Administration (M.B.A.), Finance, General
Duke University 1989 — 1993
Bachelor of Arts (BA), History and Political Science
Landon School 1979 — 1989
HS Diploma
Ed Dugan's Imperial Capital Experience May 2008 - Present
Job MD high yield at Imperial Capital
Industry Investment Banking
Experience
Imperial Capital May 2008 - Present
JPMorgan Chase March 1997 - May 2008
CIBC World Markets 1994 - 1997
Education
Fairleigh Dickinson University 1981 — 1985
Bachelor of Science - Finance
Gill St Bernards
Imperial Capital May 2008 - Present
JPMorgan Chase March 1997 - May 2008
CIBC World Markets 1994 - 1997
Education
Fairleigh Dickinson University 1981 — 1985
Bachelor of Science - Finance
Gill St Bernards
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS