Roth Capital Partners

Industry: Private banking company

Description

Roth Capital Partners, LLC is a small privately-held investment banking company with headquarters in Newport Beach, California. It specialises in providing services to small cap publicly-listed companies. Headquarters: Newport Beach, CA Number of employees: 135 (2007) Founded: 1984 Key person: Byron Roth Subsidiaries: Cortina Asset Management, LLC, Roth Capital Partners, LLC, Research Division

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Roth Capital Partners Employees

Employee
Years
Job
Industry
Jaime Gilles Jaime Gilles Orange County, California Area Details
Jaime Gilles's Roth Capital Partners Experience 2003 - 2005
Job Finance Manager/Director
Industry Cosmetics
Experience
Urban Decay Cosmetics (L'Oreal Group)   September 2012 - February 2014
Urban Decay Cosmetics (L'Oreal Group)   August 2008 - October 2012
Odd Molly   March 2008 - October 2008
Metropolitan West Captial Management   May 2005 - July 2007
Roth Capital Partners   2003 - 2005

Skills
Trend Analysis, Retail, Fashion, Forecasting, Merchandising, Cosmetics, Sales Analysis, Retail Sales Analysis, Plannning, Inventory Forecasting, Inventory Management, Inventory Planning, Customer Service, Microsoft Excel, Sales, Leadership, Sales Management, Employee Training, Training, Outlook, Purchasing, Marketing, Budgets, Team Building, Strategy, Trend, Negotiation, Management, Payroll, Visual Merchandising, Analysis, Beauty Industry, Brand Management, Demand Planning, Consumer Products, Marketing Strategy, Microsoft Office, Supply Chain

Education
Fashion Institute of Design & Merchandising   2007 — 2008
Professional, Merchandise Marketing

California State University-Long Beach   2006 — 2007
MBA, Marketing

California State University-Long Beach - College of Business Administration   1997 — 2002
Business, Finance

Michael Menninger Michael Menninger San Francisco, California Details
Michael Menninger's Roth Capital Partners Experience June 2011 - September 2011
Job Entrepreneur
Industry Computer Networking
Experience
Cozig   December 2013 - Present
Red Bull Youth Americas Cup   January 2013 - September 2013
Nielsen Company  April 2012 - February 2013
Roth Capital Partners   June 2011 - September 2011
Guild Investment Management  June 2011 - August 2011

Skills
Financial Modeling, Valuation, Market Research, Private Equity, Corporate Development, Data Analysis, Business Planning

Education
St. Mary's College of Maryland   2008 — 2011
Economics

Bruce (Liqing) Chen Bruce (Liqing) Chen Irvine, California Details
Bruce (Liqing) Chen's Roth Capital Partners Experience June 2012 - August 2012
Job Director of Investment at Shanghai Demei Law Firm
Industry Financial Services
Experience
The Bascom Group  October 2013 - June 2014
Industrial and Commercial Bank of China  August 2013 - October 2013
Roth Capital Partners   June 2012 - August 2012
Blue Ribbon Investment, Inc,   July 2010 - August 2011
Shanghai Pudong Development Bank  April 2008 - July 2010

Skills
Chinese Native, Intermediate French, Credential for Advanced..., Financial Analysis, Financial Modeling, Corporate Finance, Investments, Valuation, Chinese, Long-term Customer..., Relationship Management, Shanghainese, Risk Management, Banking Relationships, Retail Banking, Commercial Banking, Underwriting, Presentations, Financial Forecasting, Analysis, Competitive Analysis, Marketing Strategy, Data Analysis, Business Development, Credit Analysis, Finance, Due Diligence, Fixed Income, Mandarin, CRM, Equity Research, Bloomberg

Education
University of California, Irvine   2011 — 2013
Master of Business Administration, Finance and Financial Management Services, GPA 3.7

Fudan University   2012 — 2012

East China University of Political Science and Law   2004 — 2008
Bachelor of Law, International Economic Law

No. 2 Middle School Affiliated with East China Normal University   2001 — 2004

Ted Hanik Ted Hanik Portland, Oregon Area Details
Ted Hanik's Roth Capital Partners Experience February 2014 - March 2014
Job Experienced multimedia producer specializing in motion graphics, animation, and video production
Industry Marketing and Advertising
Experience
Ambry Genetics  August 2014 - Present
Laserfiche  April 2014 - August 2014
Roth Capital Partners   February 2014 - March 2014
IBM - Industry Solutions Media Services   October 2006 - July 2013
FileNet  August 2004 - October 2006
The Art Institute of Boston  November 2003 - May 2004
Entertaining Diversity   January 2003 - May 2004
The New England Institute of Art  August 2002 - May 2004
Cambridge Center for Adult Education  January 2003 - April 2004
Starz Media  July 2000 - January 2002

Skills
Animation, Video Editing, Graphic Design, Character Animation, Creative Direction, Multimedia, Motion Graphics, Storyboarding, Photoshop, Mac, Video Production, Drawing, Layout, Computer Animation, Adobe Creative Suite, User Interface Design, Illustrator, Maya, After Effects, Flash Animation, E-Learning, Flash, Content Management, Art, Figure Drawing, Final Cut Pro, Social Media Marketing, Audio Editing, Interpersonal..., Graphics, Video, Film, Advertising, Editing, Social Media

Education
University of California, Santa Barbara
BA, Sociology

California State University-Fullerton
Entertainment Arts & Animation

Animation Mentor   2010 — 2012
Certificate, Advanced Studies in Character Animation

iAnimate   2013 — 2014
Advanced Character Animation Training

Bowen Osborn Bowen Osborn Greater Los Angeles Area Details
Bowen Osborn's Roth Capital Partners Experience September 2006 - April 2007
Job Out there doin' it!
Industry Food Production
Experience
Foodsmith   June 2013 - October 2014
Shotzoom Software  January 2010 - December 2011
Demand Media  January 2009 - December 2009
Demand Media, Inc.   April 2007 - January 2009
Roth Capital Partners   September 2006 - April 2007
Millennium Hanson   September 2003 - September 2006

Skills
Product Development, Business Development, Finance, Strategic Partnerships, Product Management, Strategy, Product Marketing, Business Strategy, Mergers, Financial Modeling, Management, Team Building, Corporate Development, Mergers & Acquisitions, Executive Management, Due Diligence, Marketing Strategy, Negotiation, Analysis

Education
Lehigh University   1998 — 2002
BA, Finance, Marketing

Breck School   1992 — 1998

Dr. Deepika Chopra Dr. Deepika Chopra Los Angeles, California Details
Dr. Deepika Chopra's Roth Capital Partners Experience August 2005 - March 2006
Job Doctorate in Clinical Psychology, Wellness Expert, HealthTech, Director Business Dev, Writer
Industry Health, Wellness and Fitness
Experience
Aligned Telehealth   February 2014 - Present
Spacelabs Healthcare  July 2013 - Present
UCLA Health  January 2012 - March 2013
Cedars-Sinai Medical Center  November 2011 - November 2012
OSI Systems- Spacelabs Medical   May 2006 - January 2007
Roth Capital Partners   August 2005 - March 2006
Epitaph Records  June 2003 - July 2005

Skills
Mergers & Acquisitions, Psychology, Public Health, Medicine, Training, CBT, Hospitals, Healthcare, Wellness, Research, Treatment, Clinical Research, Consulting, Entrepreneurship, Management, Marketing, Marketing Strategy, Medical Devices, Mental Health, Public Speaking, Social Media, Social Media Marketing, Social Networking, Strategic Planning

Education
Alliant International University-Los Angeles   2007 — 2011
Doctorate of Psychology in Clinical Psychology, Clinical Psychology

University of California, Los Angeles   2001 — 2004
BA, Sociology

Palos Verdes Peninsula High School

Richmond

Cuong (Connor) Nguyen Cuong (Connor) Nguyen Orange County, California Area Details
Cuong (Connor) Nguyen's Roth Capital Partners Experience December 2012 - April 2013
Job Investment Banking Analyst at Salem Partners LLC
Industry Financial Services
Experience
Salem Partners LLC  June 2013 - Present
UC Irvine Student Managed Investment Fund   April 2012 - June 2013
Roth Capital Partners   December 2012 - April 2013
Merrill Lynch  March 2012 - September 2012
Harvey & Company LLC  January 2012 - April 2012
Simpluris Technologies Private Limited   October 2011 - January 2012
Portland State University Campus Recreation  September 2010 - June 2011

Skills
Microsoft Office, Banner Accounting System, Vietnamese, Microsoft Excel, PowerPoint, Microsoft Word, Accounting, Data Analysis, Outlook, Research, Access, Tax, Customer Service, Pivot Tables, Public Speaking, Bloomberg Terminal, Analysis, Mergers & Acquisitions, Event Planning, Financial Analysis, English, Financial Modeling, Account Reconciliation, Corporate Finance, Time Management, Valuation, Leadership, Critical Thinking, Strategic Planning, Equities, Economics, Portfolio Management, Financial Reporting, Nonprofits, Windows, Team Leadership, Data Entry, Market Research, Bloomberg, Management, Fundraising, Finance, Project Management, Facebook, Social Networking, Social Media, Forecasting, Teamwork, Auditing, Statistics

Education
University of California, Irvine   2011 — 2013
Bachelor of Art, Business Administration (Accounting)

Portland State University - School of Business   2009 — 2011
Finance, General

Fairmont Preparatory Academy   2005 — 2009
High School

Cristina Sheehan Cristina Sheehan Greater Los Angeles Area Details
Cristina Sheehan's Roth Capital Partners Experience September 2007 - February 2009
Job Executive Assistant/Office Administrator
Industry Executive Office
Experience
Orion Health  July 2014 - Present
Dynamic Digital Depth (DDD)   January 2011 - February 2013
Roth Capital Partners   September 2007 - February 2009
Canaccord Genuity Inc.  April 2005 - August 2007
Paramount Pictures  November 1999 - November 2004

Skills
Adobe Creative Suite, Windows, Project Management, Executive Support, Travel Arrangements, Administrative..., Calendars, Office Management, Expense Reports, Executive..., FileMaker, Calendaring

Education
Emerson College

Hesser College

Garrett Hale Garrett Hale Greater San Diego Area Details
Garrett Hale's Roth Capital Partners Experience June 2013 - Present
Job Analyst Investment Banking at ROTH Capital Partners
Industry Investment Banking
Experience
Roth Capital Partners   June 2013 - Present
San Diego Sport Innovators (SDSI) - managed by CONNECT   January 2010 - June 2013
Woodfin Suite Hotels  June 2008 - January 2010
Cbeyond  February 2008 - April 2008

Skills
Start-ups, Entrepreneurship, Management, CRM, Program Management, Sales, Nonprofits, Integration, Networking, Investments, Strategic Planning, Marketing Strategy, Marketing, Social Media Marketing, Event Planning, Business Development, Strategy, New Business Development, Negotiation, Product Management, Contract Negotiation, Leadership, Team Leadership, Event Management, Project Management, Strategic Partnerships, Public Relations, Business Planning, Business Strategy, Fundraising, Investment Banking

Education
Southern Methodist University   2002 — 2007
Bachelors, Business Economics & Public Policy

Nicholas Carlson Nicholas Carlson Boston, Massachusetts Details
Nicholas Carlson's Roth Capital Partners Experience May 2015 - Present
Job Investment Banking Summer Analyst at ROTH Capital Partners
Industry Investment Management
Experience
ROTH Capital Partners   May 2015 - Present
Pramerica  February 2015 - April 2015
Summer Street Research Partners  January 2014 - November 2014
Rockport National Bank  June 2011 - August 2011

Skills
Critical Thinking, PowerPoint, Microsoft Excel, Analysis, Problem Solving, Data Analysis, Valuation, Financial Modeling, Corporate Finance

Education
Boston University   2012 — 2016
Bachelor of Business Administration (BBA), Finance, General, Sophmore

Sir Francis Drake High School   2009 — 2012

David Griffith David Griffith Greater Los Angeles Area Details
David Griffith's Roth Capital Partners Experience July 2010 - June 2012
Job Chief Financial Officer at Love Culture Inc.
Industry Financial Services
Experience
Love Culture Inc  July 2012 - Present
Roth Capital Partners   July 2010 - June 2012
ICR  March 2005 - July 2010
Compagnie Financiere Tradition  November 2003 - March 2005
Morgan Stanley  September 1995 - February 2000
Kellwood Company  September 1992 - September 1995
Arthur Andersen LLP  June 1986 - September 1992

Education
University of Kansas   1982 — 1986
Bachelor of Science, Accounting and Business Administration

Cheri Wynn Cheri Wynn Orange County, California Area Details
Cheri Wynn's Roth Capital Partners Experience October 2013 - June 2014
Job Director, Meetings & Events at CAbi, LLC.
Industry Events Services
Experience
CAbi, LLC.   July 2014 - Present
Wynning Ways Incentives, Inc.   August 2005 - July 2014
Roth Capital Partners   October 2013 - June 2014
Progressive Incentives   December 1996 - August 2005

Skills
Team Building, Budgets, Hospitality Industry, Location Intelligence, Meeting Planning, Trade Shows, Incentives, Management, Event Management, Event Planning, Food & Beverage, Catering, Hotels, Hospitality, Contract Negotiation, Program Management, Corporate Events

Education
California State University-Northridge
Communications

John Vandemore John Vandemore Las Vegas, Nevada Details
John Vandemore's Roth Capital Partners Experience 1997 - 1998
Job Chief Financial Officer
Industry Gambling & Casinos
Experience
IGT  February 2012 - May 2015
Walt Disney Imagineering  2007 - February 2012
The Walt Disney Company  2004 - 2007
AlixPartners  2002 - 2004
Goldman Sachs  2000 - 2002
Deloitte  1998 - 1999
Roth Capital Partners   1997 - 1998
PricewaterhouseCoopers  1995 - 1997

Education
Northwestern University - Kellogg School of Management   1999 — 2001
Master of Business Administration (M.B.A.)

University of Notre Dame   1991 — 1995
Bachelor’s Degree, Business Administration and Management, Accountancy

Justin C. Brennan Justin C. Brennan La Jolla, California Details
Justin C. Brennan's Roth Capital Partners Experience August 2001 - January 2002
Job President @ Brennan Real Estate Group. Listing Agent, Buyer & Investor specialist for San Diego Residential Real Estate
Industry Real Estate
Experience
Harcourts Prestige Properties   January 2009 - Present
Brenson Co   February 2006 - Present
Atlas REO  February 2009 - June 2010
Brenson   January 2005 - January 2009
LandAmerica Commonwealth  October 2002 - May 2005
Roth Capital Partners   August 2001 - January 2002

Skills
residential development, residential marketing, Construction, Land Development, Land Acquisition, Residential Listings, International Real..., Residential Resale, Marketing, Real Estate, Disposition, Property, Commercial Real Estate, Investment Properties, Financial Analysis, Asset Management, Real Estate Development, Investments, Due Diligence, New Home Sales, Real Estate Economics, Foreclosures, Relocation, Listings, Rentals, Sellers, Selling, Real Estate Transactions, Condos, SFR, Single Family Homes, Investors, First Time Home Buyers, Referrals, 1031 Exchanges, Apartments, Buyers, New Homes, Entitlements, Real Estate Financing, Sales

Education
Pepperdine University   1998 — 2002
BS, Business

University of San Diego   2005 — 2006
MBA/MSRE, Business and Real Estate Development

Francis Parker   1994 — 1998
diploma, business

Nick Meyers Nick Meyers Costa Mesa, California Details
Nick Meyers's Roth Capital Partners Experience May 2015 - Present
Job Equity Research Associate at Roth Capital Partners
Industry Investment Banking
Experience
Roth Capital Partners   May 2015 - Present
Global Hunter Securities  June 2014 - May 2015
Global Hunter Securities  January 2014 - May 2014
Jaco Oil  June 2013 - August 2013
Rosine's Mediterranean Restaurant   May 2007 - May 2013

Skills
Accounting, Corporate Finance, Forecasting, Financial Modeling, Auditing, Financial Statements, Finance, Great Plains Software, Microsoft Excel, Financial Analysis, Statistical Data..., Valuation, Microsoft Dynamics ERP, Strategic Financial..., International Finance, International Marketing, Investment Banking, Equity Research, Financial Planning, PowerPoint, Analysis, Investments, Equities, Management

Education
Chapman University   2013 — 2015
Master of Business Administration (MBA), Finance, General

California State University-Fullerton   2010 — 2013
Bachelor of Arts (B.A.), International Business

Andrew Stearns Andrew Stearns Greater Seattle Area Details
Andrew Stearns's Roth Capital Partners Experience June 2007 - September 2007
Job Senior Associate at Lighter Capital
Industry Financial Services
Experience
Lighter Capital  February 2014 - August 2015
Moss Adams LLP  July 2011 - February 2014
Hedge Fund-of-Funds   March 2010 - September 2010
Moss Adams Capital LLC  June 2008 - September 2008
Roth Capital Partners   June 2007 - September 2007
Sullivan & Cromwell LLP  July 2004 - June 2006

Skills
Financial Modeling, Financial Analysis, Corporate Finance, Private Equity, Economics, Valuation, Due Diligence, Research, Investments, Microsoft Excel, Capital Markets, Venture Capital, Equities, PowerPoint, Analysis, Hedge Funds, Asset Managment, Strategic Planning, Investment Banking, Asset Management, Squash

Education
University of Oregon - Charles H. Lundquist College of Business   2007 — 2009
MBA, Finance

University of Oregon School of Law   2006 — 2007

Tufts University   2000 — 2004
BA, International Relations

The Overlake School

Grace (Yuying) Guo Grace (Yuying) Guo San Francisco, California Details
Grace (Yuying) Guo's Roth Capital Partners Experience January 2008 - August 2008
Job Senior Associate at Millenium Group
Industry Investment Banking
Experience
Millennium Group  July 2009 - September 2014
Roth Capital Partners   January 2008 - August 2008

Skills
Private Equity, Financial Modeling, Investment Banking, Finance, Start-ups, Valuation, Business Development, Corporate Finance, Management, CRM, Asset Management, Joint Ventures, Financial Advisory, Microsoft Excel, Financial Analysis, Capital Markets, Due Diligence, Equities, Investments

Education
Peking University   2005 — 2009
Bachelor's Degree, Applied Mathematics

The London School of Economics and Political Science (LSE)   2007 — 2007
Summer School, Coursework: AF250 Corporate Finance

Nankai High School   2002 — 2005

Richard Conn Richard Conn Irvine, California Details
Richard Conn's Roth Capital Partners Experience January 2006 - Present
Job Equity Trader at Roth Capital Partners
Industry Financial Services
Experience
Roth Capital Partners   January 2006 - Present
FutureTrade  January 2005 - December 2005
Deutsche Bank / NDB Capital Markets   March 1998 - June 2002

Skills
equity trading, series 7, series 24, series 63, series 55, bloomberg, microsoft office, Microsoft Excel, Microsoft Word, Microsoft Office, Customer Service, PowerPoint

Education
California State University-Long Beach
BA, Asian History

Bin Yang, CFA Bin Yang, CFA San Francisco Bay Area Details
Bin Yang, CFA's Roth Capital Partners Experience 2010 - 2012
Job Managing Director, Head of U.S. Business, CVCapital
Industry Investment Banking
Experience
CVCapital   2014 - Present
Roth Capital Partners   2010 - 2012
Pinnacle Fund   2008 - 2010
EDS (part of Hewlett-Packard now)   2000 - 2007
U.S. Bancorp   1999 - 2000
Putnam Lovell Securities (Part of Jefferies & Co. now)   June 1998 - August 1998

Skills
Equities, Finance, Strategy, IPO, Mandarin, Mergers, Due Diligence, Corporate Finance, Financial Modeling, Financial Analysis, Venture Capital, Valuation, Investments, Investment Banking, Portfolio Management, Cross-border M&A, Corporate Development, Private Equity, International M&A, M&A experience, China Business..., doing business in China, IT Service Management, Chartered Financial..., series 79, Hedge Funds, Mergers & Acquisitions, Competitive Analysis, Equity Research, LBO, Strategic Financial..., Emerging Markets, Capital Markets, Business Strategy, Banking, Business Development, Bloomberg, Equity Valuation, Private Placements

Education
Washington University in St. Louis - Olin Business School   1997 — 1999
MBA, Finance and Strategy

Renmin University of China   1988 — 1992
Bachelor of Economics, Finance

Shamika Thomas-Ellis Shamika Thomas-Ellis Greater Atlanta Area Details
Shamika Thomas-Ellis's Roth Capital Partners Experience April 2010 - April 2015
Job Administrative Assistant
Industry Financial Services
Experience
Roth Capital Partners   April 2010 - April 2015
Susman Godfrey LLP  February 2008 - April 2010
Rodman & Renshaw  January 2007 - January 2008

Skills
Office Management, Calendaring, PowerPoint, Administrative..., Outlook, Administrative..., Microsoft Excel, Travel Arrangements,..., Vendor & Client Invoice..., Restaurant Booking,..., Access, Accounts Payable, Event Planning, Teamwork, Social Media, Social Networking, Online Social Networking, Social Skills, Social Entrepreneurship, Quick Study

Education
Touro College   2001 — 2005
Bachelor of Business Administration (BBA), Business Administration and Management, General

Touro College
Bachelor's degree, Business Administration and Management, General

Jingwen (Wendy) Wu Jingwen (Wendy) Wu Pasadena, California Details
Jingwen (Wendy) Wu's Roth Capital Partners Experience November 2010 - May 2011
Job Relationship Manager at East West Bank
Industry Banking
Experience
East West Bank  December 2012 - Present
East West Bank  July 2011 - December 2012
Roth Capital Partners   November 2010 - May 2011
Anfield Group LLC   June 2010 - September 2010
Shanghai Municipal Government, Shanghai, China   July 2005 - July 2009

Skills
Credit, Credit Risk, Portfolio Management, CRM, Bloomberg, Investment Banking, Analysis, Valuation, Corporate Finance, Investments, Financial Modeling, Retail Banking, Finance, Negotiation, Microsoft Excel, Financial Analysis, Banking, Data Analysis, Equities, Risk Management, Research, Business Development, Credit Analysis, Underwriting, Commercial Banking, Access, Product Management

Education
University of California, Irvine - The Paul Merage School of Business   2009 — 2011
Master of Business Administration (MBA)

Fudan University   2001 — 2005
Bachelor, Economics

Bobby Aschtiani Bobby Aschtiani Orange County, California Area Details
Bobby Aschtiani's Roth Capital Partners Experience July 2014 - Present
Job Equity Trading
Industry Investment Banking
Experience
Roth Capital Partners   July 2014 - Present
Global Hunter Securities  October 2013 - July 2014
Sabal Financial Group LP  July 2012 - June 2013
Roth Capital Partners   August 2010 - July 2012

Skills
Valuation, Investments, Investment Banking, Portfolio Management, Equities, Mergers & Acquisitions, Series 7, Equity Research, Corporate Finance, Series 63, Financial Analysis, Mergers, Finance, Trading, Real Estate, Private Equity, Asset Management, Hedge Funds, Fixed Income, Bloomberg, Capital Markets, Alternative Investments, Equity Valuation, Securities, Banking, Financial Modeling, Credit, Due Diligence, Loans, Venture Capital, Financial Markets, Series 55

Education
California State University-Fullerton - College of Business and Economics

Aayush Jhalani Aayush Jhalani San Francisco Bay Area Details
Aayush Jhalani's Roth Capital Partners Experience June 2013 - March 2014
Job Investment Banking Analyst at Cain Brothers & Co.
Industry Investment Banking
Experience
Cain Brothers & Company, LLC   July 2015 - Present
New Sheridan Advisors   April 2014 - June 2014
Roth Capital Partners   June 2013 - March 2014
Waddell & Reed  August 2011 - June 2012

Skills
Microsoft Excel, Economics, PowerPoint, Financial Modeling, Fundamental Analysis, Competitive Analysis, Product Analysis, Industry Analysis, Research Writing, Bloomberg Terminal, Due Diligence, Financial Statements, Finance, Financial Analysis, Investments, Fixed Income, Investment Strategies, Corporate Finance, Valuation, Bloomberg, Equity Research, Microsoft Office

Education
Claremont McKenna College   2014 — 2015
Master's Degree, Finance

University of California, Irvine - The Paul Merage School of Business   2010 — 2014
Bachelor's Degree, Business Administration and Economics, Cum Laude

Chelsea Roth Chelsea Roth Newport Beach, California Details
Chelsea Roth's Roth Capital Partners Experience December 2012 - January 2013
Job Corporate Communications Intern at IMAX
Industry Marketing and Advertising
Experience
IMAX  June 2015 - August 2015
D Magazine  January 2015 - May 2015
Dormify  May 2013 - August 2013
Roth Capital Partners   December 2012 - January 2013

Skills
Social Media, Management, Customer Service, Social Networking, Marketing, Brand Development, Project Planning, Press Releases, Event Planning, Social Media Marketing, Research, Blogging, Publicity, Photoshop, Teamwork, Creative Writing, Copywriting

Education
Southern Methodist University   2012 — 2016
Bachelor of Arts, Advertising, Junior

Sage Hill High School   2008 — 2012
High School

Brandyn Young Brandyn Young West Covina, California Details
Brandyn Young's Roth Capital Partners Experience February 2015 - Present
Job Equity Research Intern at Roth Capital Partners
Industry Financial Services
Experience
Roth Capital Partners   February 2015 - Present
Mihaylo Capital Management   June 2014 - June 2015

Skills
Microsoft Excel, Microsoft Office, Financial Statement..., Investments, Options Strategies, Risk Management, Technical Analysis, Trading, Financial Analysis, Finance, PowerPoint, Microsoft Word, Teamwork, Leadership, Time Management, Portfolio Management, Economics, Equities, Derivatives, Options, Financial Modeling, Mutual Funds, Private Equity, Equity Research

Education
California State University-Fullerton   2009 — 2015
Bachelor's Degree, Business Administration, Concentration in Finance, Senior

Adam Hryniewicki Adam Hryniewicki Chicago, Illinois Details
Adam Hryniewicki's Roth Capital Partners Experience June 2010 - August 2011
Job Middle School Science Teacher at UNO Charter School Network
Industry Education Management
Experience
UNO Charter School Network  August 2013 - July 2015
Teach For America  June 2013 - June 2015
University of Oregon  January 2012 - June 2013
Roth Capital Partners   June 2010 - August 2011
Skyhawks Sports Academy  June 2009 - August 2009

Education
Dominican University   2013 — 2014
Professional Educator License, Education

University of Oregon   2009 — 2013
Bachelor of Science (BS), Human Physiology

Briana Bilauca (Lewis) Briana Bilauca (Lewis) Orange County, California Area Details
Briana Bilauca (Lewis)'s Roth Capital Partners Experience February 2011 - May 2011
Job Marketing Specialist at VIZIO
Industry Marketing and Advertising
Experience
VIZIO  June 2015 - Present
VIZIO  May 2013 - June 2015
Cellairis  April 2012 - December 2012
Walker Physical Therapy  May 2011 - November 2011
Roth Capital Partners   February 2011 - May 2011

Skills
Marketing Communications, Advertising, Event Planning, Market Research, Email Marketing, Creative Development, Social Media, Marketing Strategy, Product Marketing, Integrated Marketing, Creative Direction, Strategic Communications, CRM, SEO, Direct Marketing, Brand Awareness, Market Planning, Public Relations, Marketing, Digital Marketing, Account Management, Google Adwords, Time Management, Brand Development, Online Marketing, Product Development, Partnership Marketing, Management, Social Media Marketing, Online Advertising, Marketing Research, Sales

Education
Georgia State University - J. Mack Robinson College of Business   2012 — 2012
Master's of Science, Marketing

California State University-Fullerton   2006 — 2010
Bachelor's of Arts, Communications; an emphasis in Advertising

Fred Fang Fred Fang New York, New York Details
Fred Fang's Roth Capital Partners Experience December 2014 - Present
Job Investment Banking Analyst at Roth Capital Partners
Industry Investment Banking
Experience
Roth Capital Partners   December 2014 - Present
Roth Capital Partners   July 2014 - December 2014
Roth Capital Partners   January 2014 - July 2014
UCI Student Managed Investment Fund (SMIF)   September 2013 - July 2014
Pluris Valuation Advisors LLC  January 2014 - April 2014
Harvey & Company LLC  October 2013 - January 2014

Skills
Photoshop, Corporate Finance, Financial Modeling, Economics, Valuation, Derivatives, Finance, Equities, Investments, Mergers & Acquisitions, Options, Equity Research, Bloomberg, Econometrics, Financial Analysis, Investment Banking

Education
University of California, Irvine   2011 — 2014
Bachelor of Arts (BA), Economics, Sociology

London School of Economics and Political Science
Finance, General

Biola University   2008 — 2009
Bachelor of Business Administration (BBA), Business Administration and Management, General

Lindsey Thompson Lindsey Thompson San Francisco Bay Area Details
Lindsey Thompson's Roth Capital Partners Experience January 2005 - December 2007
Job American Century Investments
Industry Financial Services
Experience
American Century Investments  2012 - Present
Advisors Asset Management  January 2009 - December 2011
Merrill Lynch  January 2008 - December 2008
Collins Stewart  January 2006 - December 2007
Roth Capital Partners   January 2005 - December 2007
MegaWine   January 2004 - December 2005

Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets

Education
The University of Kansas   1999 — 2003
Bachelor of Science in Business Administration, Finance, General

Consortium of Universities for International Studies (CIMBA)   2002 — 2002
Study Abroad, International Finance, A

University of Buenos Aires   2002 — 2002
Study Abroad, Field Geology

Nolan Palmer Nolan Palmer United States Details
Nolan Palmer's Roth Capital Partners Experience October 2015 - Present
Job Equity Research Associate at ROTH Capital Partners
Industry Capital Markets
Experience
ROTH Capital Partners   October 2015 - Present
Northland Securities  April 2015 - October 2015
OPIN Systems  May 2013 - April 2015
Life Time Fitness  2011 - 2013

Skills
Equity Research, Trend Analysis, Economics, Investments, Portfolio Management, Technical Analysis, Fundamental Analysis, Risk Management, Options Strategies, Currency Exchange, Equity Trading, Equity Valuation, Futures Trading, Equity Research Analysis

Education
Bethel University   2011 — 2014
Bachelor of Arts (B.A.), Economics and Finance, Cum Laude

University of Nicosia   2013 — 2013
International Business

Daniel Williams Daniel Williams San Diego, California Details
Daniel Williams's Roth Capital Partners Experience January 2014 - June 2014
Job Associate at the Qualcomm Robotics Accelerator powered by Techstars at Techstars
Industry Consumer Electronics
Experience
Techstars  May 2015 - Present
Rady School of Management  August 2013 - June 2015
Qualcomm  June 2014 - September 2014
Roth Capital Partners   January 2014 - June 2014
Moore Venture Partners   April 2012 - September 2013
CONNECT - San Diego  June 2011 - April 2012

Skills
Private Equity, Venture Capital, Investments, Finance, Microsoft Excel, Nonprofits, Entrepreneurship, Economics, Financial Analysis, Financial Modeling, Business Development

Education
University of California, San Diego - The Rady School of Management   2013 — 2015
Master of Business Administration (MBA)

University of San Diego, School of Law   2007 — 2010
JD, Law

San Diego State University-California State University   2003 — 2007
BS, Finance

Vincent Driano Vincent Driano Seattle, Washington Details
Vincent Driano's Roth Capital Partners Experience 1998 - 1999
Job Senior Strategy, Finance/Lean Leader
Industry Hospital & Health Care
Experience
Group Health Cooperative  2010 - 2012
Group Health Cooperative  2008 - 2010
Group Health Cooperative  2005 - 2008
Group Health Cooperative  2002 - 2005
Meridian Capital LLC  2000 - 2002
Roth Capital Partners   1998 - 1999

Skills
Lean Thinking, Strategic Financial..., Compliance, Lean Management, Lean Operations, Cross-functional Team..., Project Management, Team Building, Integration of customer..., Financial Modeling, Financial Analysis, Corporate Finance

Education
Seattle University
Master of Business Administration (MBA), Operations Management and Supervision

Boston College
Bachelor of Applied Science (BASc), Corporate Finance

Brion Tanous Brion Tanous Greater Los Angeles Area Details
Brion Tanous's Roth Capital Partners Experience 1997 - 1998
Job President and Founder at CleanTech IR, Inc.
Industry Financial Services
Experience
CleanTech IR, Inc.   July 2009 - Present
Merriman Curhan Ford  March 2001 - June 2009
Wells Fargo Securities  1998 - 2000
Roth Capital Partners   1997 - 1998
Dabney Resnick Imperial   1996 - 1997
Parker Hannifin  1986 - 1996

Skills
Investor Relations, Cleantech, Energy, Venture Capital, Private Equity, Corporate Development, Investment Banking, Valuation, Hedge Funds, Equities, Financial Modeling, Investments

Education
California State University-Long Beach   1991 — 1995
Master of Business Administration (MBA), Banking, Corporate, Finance, and Securities Law

Cal Poly San Luis Obispo   1981 — 1986
BS, Industrial Technology - Production Mgt.

Dan La Caze Dan La Caze Palo Alto, California Details
Dan La Caze's Roth Capital Partners Experience 2000 - 2001
Job Director, Business Development at Natera
Industry Biotechnology
Experience
Natera  July 2015 - Present
CardioDx  June 2012 - May 2015
Genoptix  2009 - 2012
Sequenom  July 2007 - September 2009
Invitrogen  2004 - 2005
Sequenom  2001 - 2004
Roth Capital Partners   2000 - 2001

Skills
Biotechnology, Due Diligence, Intellectual Property, Oncology, Commercialization, Molecular Biology, Strategic Planning, Licensing, Mergers, Venture Capital, Market Research, Medical Devices, Pharmaceuticals, Life Sciences, Marketing Strategy, Diagnostics, Financial Modeling, Valuation, Strategy Development, Negotiation, Investments, Corporate Development, Start-ups, New Business Development, Business Planning, Healthcare, Business Strategy, Alliances

Education
London Business School   2005 — 2007
MBA

University of California, San Diego   1996 — 2000
MS / BS, Molecular & Structural Biology

Christopher DeFalco Christopher DeFalco Greater New York City Area Details
Christopher DeFalco's Roth Capital Partners Experience July 2013 - August 2015
Job Investment Banking Analyst at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc.   September 2015 - Present
Roth Capital Partners   July 2013 - August 2015
Douglas Elliman Capital Mortgage   February 2013 - June 2013
urboox.com   August 2011 - June 2013
Xtreme Trips  September 2010 - March 2013
UBS Wealth Management  June 2012 - August 2012

Skills
Sales, Entrepreneurship, Marketing Strategy, Public Speaking, Hard Worker, Entrepreneur, Raising Venture Capital, Venture Capital, Investment Banking, Website Development, Financial Analysis, Financial Modeling, Bloomberg Terminal, Capital IQ, Equities, Valuation

Education
Rutgers, The State University of New Jersey-New Brunswick   2009 — 2013
Undergraduate, Finance, General

Manalapan High School   2005 — 2009

Jeff Ammerman Jeff Ammerman San Francisco, California Details
Jeff Ammerman's Roth Capital Partners Experience 2000 - 2001
Job Head of Specialty Pharmaceutical Investment Banking at Piper Jaffray
Industry Investment Banking
Experience
Piper Jaffray  November 2012 - Present
Jefferies & Company  2006 - August 2012
Greif & Co.   2005 - 2006
CIBC World Markets  2001 - 2005
Roth Capital Partners   2000 - 2001

Skills
Investment Banking

Education
Loyola Marymount University, College of Business Administration   1996 — 2000

Thomas Shochat Thomas Shochat Los Angeles, California Details
Thomas Shochat's Roth Capital Partners Experience May 2001 - September 2001
Job Manager at Abby's Millstone Baking Company
Industry Food Production
Experience
Abby's Millstone Baking Company   August 2015 - Present
Pure Green Corp   March 2015 - July 2015
Anodizing Industries Inc.   July 2012 - December 2013
Elative   November 2011 - February 2012
PEAK6 Investments LP  February 2010 - October 2010
Consolidated Trading  September 2004 - August 2009
Jefferies LLC  May 2003 - September 2003
UBS Financial Services  May 2002 - September 2002
Roth Capital Partners   May 2001 - September 2001

Skills
Trading, Derivatives, Options, Equities, Financial Markets, Trading Systems, Hedge Funds, Capital Markets, Fixed Income, Risk Management, Commodity, Hedging, Financial Modeling, Electronic Trading, Anodizing, Bloomberg, Financial Risk

Education
Boston University   2000 — 2004
Bachelor of Science Business Admin., Finance, Law

Boston University   2000 — 2004
Bachelor of Business Administration (BBA), Finance

Jennifer Ramsey Jennifer Ramsey Greater San Diego Area Details
Jennifer Ramsey's Roth Capital Partners Experience August 1999 - December 2000
Job Director of Business Development, Litigation, and Insolvency & Restructuring at Pillsbury Winthrop Shaw Pittman
Industry Law Practice
Experience
Pillsbury Winthrop Shaw Pittman LLP  July 2013 - Present
Pillsbury Winthrop Shaw Pittman  March 2010 - June 2013
Pillsbury Winthrop Shaw Pittman  February 2004 - February 2010
KPMG  July 2003 - January 2004
San Diego MIT Enterprise Forum   February 2001 - June 2003
Roth Capital Partners   August 1999 - December 2000
Arthur Andersen  January 1998 - July 1999

Skills
New Business Development, Proposal Writing, Marketing Strategy, Business Development, Strategy, Mergers & Acquisitions, Program Management, Management, Strategic Planning, Team Building, Leadership, Market Research, Competitive Analysis, Marketing, Public Relations, Due Diligence, Marketing Communications, Analysis

Education
National University   2006 — 2008
Master of Business Administration, Marketing

University of Northern Iowa   1993 — 1997
Bachelor of Arts, Finance and Spanish

Dowling Catholic High School   1989 — 1993

Donald Leary Donald Leary Greater Los Angeles Area Details
Donald Leary's Roth Capital Partners Experience July 2007 - January 2012
Job Senior Vice President at New Albion Partners
Industry Investment Banking
Experience
New Albion Partners  August 2013 - Present
Brookline Group LLC   January 2012 - August 2013
Roth Capital Partners   July 2007 - January 2012
Imperial Capital Bank  January 2007 - August 2007

Skills
Capital Markets, Equities, Investment Banking, Private Equity, Alternative Investments, Fixed Income, Series 7, Equity Research, Series 63, Bloomberg, Equity Trading, Securities, Investment Management, FINRA

Education
Loyola Marymount University   2000 — 2002
Master of Business Administration (MBA), Fiinance

United States Air Force Academy   1993 — 1997
Bachelor of Science (B.S.), Human Factors Engineering

United States Air Force

Joe Bess Joe Bess Newport Beach, California Details
Joe Bess's Roth Capital Partners Experience 2009 - Present
Job Research Analyst at Roth Capital Partners
Industry Investment Banking
Experience
Roth Capital Partners   2009 - Present
NewMark Merrill Companies  2009 - 2009
First Financial Credit Union  2008 - 2008

Skills
Financial modeling, Financial analysis, Equities, Valuation, Investment banking, Investment Banking, Financial Analysis, Financial Modeling, Due Diligence, Equity Research, Capital Markets, Equity Valuation, Bloomberg, Corporate Finance, Hedge Funds, Venture Capital, Alternative Investments, Investments, Private Equity, Sexual Identity

Education
Point Loma Nazarene University   2005 — 2009
Bachelor of Arts (B.A.), Business Administration

Jim Stearns Jim Stearns Greater Seattle Area Details
Jim Stearns's Roth Capital Partners Experience December 1994 - Present
Job Managing Director at Roth Capital Partners
Industry Financial Services
Experience
Roth Capital Partners   December 1994 - Present

Skills
Mergers & Acquisitions

Education
The University of Chicago Booth School of Business   1975 — 1978
MBA, Finance

Tufts University   1972 — 1975
BA, Economics

Cranbrook School   1967 — 1971

M. Craig Schwerdt, CFA M. Craig Schwerdt, CFA Phoenix, Arizona Area Details
M. Craig Schwerdt, CFA's Roth Capital Partners Experience 1997 - 1999
Job Investment Management Professional
Industry Investment Management
Experience
Axle Digital / WeWIN   2012 - Present
Self Employed Financial Consultant  2002 - Present
AdECN  2005 - 2007
City of Downey  2003 - 2007
City of Downey  2003 - 2007
Fidelity National Financial  1999 - 2001
Roth Capital Partners   1997 - 1999
ZAD Asset Management   1993 - 1997
Donner & Schwerdt, Inc   1990 - 1993
Wedbush Morgan Securities  1984 - 1989

Skills
Asset Managment, Due Diligence, Private Equity, Investments, Equities, Analysis, Portfolio Management, Management Consulting, Start-ups, Investment Banking, Financial Advisory, Business Development, Business Planning, Asset Management, Mutual Funds, Finance

Education
Loyola University School of Law   1973 — 1976
J.D, Business Law

UCLA Anderson School of Management   1970 — 1971
M.S, Business Administration (Finance)

University of California, Irvine   1966 — 1970
B.A, Economics and Mathematical & Computer Models

Kemp Schuessler Kemp Schuessler Greater New York City Area Details
Kemp Schuessler's Roth Capital Partners Experience March 2008 - March 2009
Job Business Development
Industry Financial Services
Experience
Merrill Lynch  June 2012 - December 2014
BNP Paribas Securities Services  October 2010 - November 2011
CJI Capital Markets, Inc.   May 2009 - May 2010
Roth Capital Partners   March 2008 - March 2009
RBC Capital Markets  2007 - 2008
Banc of America Securities  2003 - 2007
Banc of America Securities  2001 - 2003
Goldman Sachs  2000 - 2001
Montgomery Securities/Banc of America   1995 - 2000
Kidder, Peabody & Co.   October 1990 - January 1994

Skills
Equities, Capital Markets, Capital, Trading, Series 63, Hedge Funds, Risk Management, Financial Structuring, Options, Electronic Trading, Finance, IPO, Equity Trading, Investments, Alternative Investments, Securities, Fixed Income, Investment Banking, Asset Management, Portfolio Management, Bloomberg, Private Equity, Series 7, Valuation

Education
Boston College   1984 — 1988
BA

The Delbarton School   1980 — 1984

Tamara Stegmaier Tamara Stegmaier Orange County, California Area Details
Tamara Stegmaier's Roth Capital Partners Experience October 2005 - August 2014
Job Director of Development at Irvine Public Schools Foundation
Industry Nonprofit Organization Management
Experience
Irvine Public Schools Foundation  August 2014 - Present
Roth Capital Partners   October 2005 - August 2014
SRS Labs  September 2001 - September 2005
NQL Inc (formerly AlphaMicrosystems)   May 1999 - September 2001
Market Pathways   June 1995 - May 1998

Skills
Nonprofits, Fundraising, Charity Events, Business Development, Corporate Events, Marketing, Corporate Development, Event Management, Marketing Strategy, Event Planning, Public Relations, Non-profit Development, Networking, Non-profit Leadership, Charity Marketing, Marketing Communications, Corporate Communications, Investor Relations, Spokesperson, Competitive Analysis, Strategic Planning, Project Coordination, Media Relations, Social Media Marketing, Corporate Branding, Management, Press Releases, Strategic Partnerships, Capital Markets, Business Strategy, Corporate Social Media, Budgets, Corporate Finance, Crisis Communications, Branding & Identity, Internal Communications, Brand Management, Brand Development, Raiser's Edge

Education
University of California, Irvine
Social Media

University of California, Irvine   1996 — 1998
Investor Relations Certificate, Investor Relations Certificate

California State University-Fullerton   1992 — 1996
BA, Communications - Public Relations

Ryan Vogel Ryan Vogel United States Details
Ryan Vogel's Roth Capital Partners Experience June 2002 - August 2002
Job Data Analytics at Amazon
Industry Internet
Experience
Zions Bancorporation  2012 - 2015
Bank of America  2010 - 2012
Bank of America  2005 - 2010
Bank of America  2003 - 2005
Pepsi Bottling Group  2002 - 2003
Roth Capital Partners   June 2002 - August 2002
HSBC  2000 - 2001
US Census Bureau  1998 - 2000

Skills
Analytics, Portfolio Management, Analysis, Risk Management, SAS, SQL, Credit Cards, Financial Modeling, Credit Risk, Data Mining, Forecasting, Market Research, Finance, Management, Banking, Credit, Strategic Financial..., Financial Analysis, Mortgage Lending, Start-ups, Data Analysis, Business Analysis, Credit Analysis, Marketing Strategy, Business Analytics, Strategic Planning, Access, PowerPoint, Investments, Corporate Finance, Financial Risk, Mortgage, Leadership, Risk, Statistics, Consulting, Loss Analysis, Loss Forecasting, Business Intelligence, Excel, Marketing, Strategy, Financial Services

Education
University of California, Irvine   2001 — 2003
Master of Business Administration (M.B.A.), Finance / Marketing

Brigham Young University
Bachelor's Degree, Statistics

Zach Lyon Zach Lyon Lake Forest, California Details
Zach Lyon's Roth Capital Partners Experience April 2013 - Present
Job Systems Engineer at Roth Capital Partners
Industry Information Technology and Services
Experience
Roth Capital Partners   April 2013 - Present
Melissa Data  April 2009 - July 2011
Melissa Data  February 2007 - March 2009
Melissa Data  December 2002 - February 2007
Marconi Corporation   May 1998 - December 2002
Wyle Systems  September 1995 - May 1998

Education
Stanbridge College   2012 — 2013
IT Diploma Program, Computer Information Systems, 3.81

Saddleback College   2008 — 2010
Associate Degree, General Studies

Christopher I. Tyson Christopher I. Tyson Newport Beach, California Details
Christopher I. Tyson's Roth Capital Partners Experience June 2004 - June 2005
Job Managing Director at Liolios Group
Industry Capital Markets
Experience
Liolios Group   June 2010 - Present
Miller Tabak  March 2009 - June 2010
Merriman Curhan Ford & Co.   June 2005 - March 2009
Roth Capital Partners   June 2004 - June 2005

Skills
Investor Relations, Analysis, Equities, Team Leadership, Team Building, Process Improvement, Valuation, Capital Markets, Mergers & Acquisitions, Start-ups, Financial Analysis, Strategy, Due Diligence, Options, Financial Modeling, Equity Trading, Sales, Corporate Finance, Financial Communications, Institutional Sales, Investment Banking, Corporate Communications, IPO, Bloomberg, Capital IQ, Strategic Consulting, Crisis Management, Crisis Communications, Capital Markets..., Business Development, Shareholder Activism, SEC Filings, Management Consulting, Peer Group Analysis, Perception Studies, Shareholder..., Media Relations, Board Relations, Equity Research, Financial Services, Capital Raising, Equity Capital Markets

Education
Penn State University   1993 — 1997
BS, Finance

Perkiomen Valley High School   1983 — 1993

Robert (Bert) Hazlett Robert (Bert) Hazlett Greater New York City Area Details
Robert (Bert) Hazlett's Roth Capital Partners Experience April 2012 - April 2014
Job Managing Director at Ladenburg Thalmann
Industry Investment Banking
Experience
Ladenburg Thalmann  May 2014 - Present
Roth Capital Partners   April 2012 - April 2014
RCH Ventures LLC   June 2011 - April 2012
BMO Capital Markets  May 2006 - June 2011
SunTrust Robinson Humphrey  July 2002 - May 2006
Robertson Stephens  2000 - 2002
Lehman Brothers  May 1995 - March 2000
UBS Securities Co., Ltd   1997 - 1998

Skills
Financial Modeling, Capital Markets, Banking, Corporate Development, Equities, Private Equity, Pharmaceuticals, Healthcare, Valuation, Mergers, Due Diligence, Equity Research, Asset Management, Financial Analysis, Portfolio Management, Corporate Finance, Bloomberg, Emerging Markets, Business Strategy, Equity Valuation, Business Planning, Investments, Fixed Income, Investment Banking, Management Consulting, Market Research, Debt, Investor Relations, Research, Trading, Financial Markets, Industry Analysis, Series 7, Competitive Analysis, Credit, Biotechnology, Forecasting, Business Valuation, Fundraising, Private Placements, Hedge Funds, LBO, Pharmaceutical Industry, Mergers & Acquisitions, Venture Capital

Education
Columbia University - Columbia Business School   1994 — 1995
Master of Business Administration (M.B.A.), Finance, Dean's Honor List

Yale University   1983 — 1987
BA, Economics (History)

David A. Donohoe, Jr. David A. Donohoe, Jr. Washington D.C. Metro Area Details
David A. Donohoe, Jr.'s Roth Capital Partners Experience February 2007 - Present
Job President, Donohoe Advisory Associates LLC
Industry Financial Services
Experience
Roth Capital Partners   February 2007 - Present
Donohoe Advisory Associates LLC   July 2004 - Present
The NASDAQ Stock Market  April 1995 - June 2004

Skills
FINRA, Private Equity, Wealth Management, Investment Banking, Mergers & Acquisitions, Mergers, Portfolio Management, Series 63, Equity Research, Stock Exchange, Corporate Development, Corporate Finance, Start-ups, Equity Trading, Investment Management, Securities Regulation, Strategic Partnerships, Finance, Equities, Capital Markets, Securities, Due Diligence, Financial Structuring, M&A experience, Business Strategy, Asset Managment, Investor Relations, Financial Services, Fixed Income, Strategy, Financial Modeling, Restructuring, Business Development, Series 24, Hedge Funds, Risk Management, Investments, Financial Analysis, Private Placements, Management, Venture Capital, Alternative Investments, Business Valuation, IPO, Real Estate, Strategic Planning, Options, Trading, Valuation, Series 7

Education
The Catholic University of America, Columbus School of Law   1985 — 1988
JD, Law

The University of Texas at Austin   1981 — 1985
Bachelor’s Degree, Economics

Georgetown Prep

Jim Kozak Jim Kozak Greater Chicago Area Details
Jim Kozak's Roth Capital Partners Experience January 2013 - September 2015
Job Managing Director, Venture Group at ROTH Capital Partners
Industry Venture Capital & Private Equity
Experience
Roth Capital Partners   January 2013 - September 2015
Independent  November 2012 - January 2013

Skills
Alternative Investments, Venture Capital, Private Equity, Investment Banking, Due Diligence, Valuation, Hedge Funds, Investments, Private Placements, Finance, Equities, Capital Markets, Financial Modeling, Mergers & Acquisitions, Corporate Finance, IPO, Equity Research, Emerging Markets, Securities, Asset Management

Education
Ripon College   1988 — 1992
Business Management, Economics

Scott Jenkins Scott Jenkins Greater Los Angeles Area Details
Scott Jenkins's Roth Capital Partners Experience 2003 - 2005
Job Technology Investment Banker
Industry Financial Services
Experience
New Century Capital Partners and THiNKGREEN! Global Advisors   September 2008 - Present
Valens Capital Management   2006 - 2008
ARC Investment Partners   2005 - 2006
Roth Capital Partners   2003 - 2005
CIBC World Markets  1998 - 2003
SunTrust Robinson Humphrey  1993 - 1997

Skills
Valuation, Mergers, Financial Analysis, Business Development, Capital Raising, Negotiation, Business Process..., Private Placements, Cleantech, Equities, IPO, Equity Research, Banking, Private Equity, Corporate Finance, Mergers & Acquisitions, Investments, Project Finance, Capital Markets, Investment Banking, Portfolio Management, Venture Capital, Structured Finance, Hedge Funds, Funding, Restructuring, Financial Modeling, Alternative Investments, Financial Structuring, Asset Management, Financial Services, Financial Advisory

Education
Cornell University - Johnson Graduate School of Management   1997 — 1999
MBA, Corporate Finance

University of Georgia - Terry College of Business   1989 — 1993
BBA, Financial Engineering

Curtis Thom Curtis Thom Newport Beach, California Details
Curtis Thom's Roth Capital Partners Experience September 2014 - Present
Job Managing Director of Institutional Equities at Roth Capital Partners
Industry Investment Banking
Experience
Roth Capital Partners   September 2014 - Present
Roth Capital Partners   September 2011 - Present
Gleacher & company  November 2007 - August 2011
WR Hambrecht + Co  June 2005 - November 2007
Sanders Morris Harris  August 2003 - June 2005
Adams Harkness  July 1999 - June 2003
EVEREN   August 1997 - June 1999
Raymond James & Associates, Inc   1996 - 1996
Pitney Bowes  July 1993 - December 1995
PwC  September 1991 - July 1993

Skills
Equities, Alternative Investments, Bloomberg, Capital Markets, Corporate Development, Corporate Finance, Derivatives, Due Diligence, Emerging Markets, Equity Research, Equity Sales, Equity Trading, Equity Valuation, Financial Analysis, Financial Markets, Financial Modeling, Financial Services, Fixed Income, Hedge Funds, Institutional, Institutional Sales, Investment Advisory, Investment Management, Investor Relations, Mergers, Portfolio Management, Securities, Series 63, Valuation, Venture Capital

Education
The University of Chicago Booth School of Business   1995 — 1997
MBA, Finance and Economics

University of Illinois at Urbana-Champaign   1987 — 1991
BS, Accounting

University of Illinois at Urbana-Champaign   1987 — 1991
business

University of Illinois at Urbana-Champaign   1987 — 1991
Bachelor of Science (BS), accounting

University of Illinois at Urbana-Champaign - College of Business   1987 — 1991
Bachelor of Science (BS), Accounting

Barrett Thornbury Barrett Thornbury Greater Los Angeles Area Details
Barrett Thornbury's Roth Capital Partners Experience 2006 - 2009
Job Financial & Strategic Analysis at Southern California Gas Company
Industry Financial Services
Experience
Southern California Gas Company  September 2012 - Present
LifeHOUSE Properties  2010 - September 2012
Roth Capital Partners   2006 - 2009
Kayne Anderson Rudnick  2005 - 2006
Odyssey Advisors   2004 - 2005

Skills
Financial Analysis, Financial Modeling, Alternative Investments, Mergers, Equity Valuation, Valuation, Financial Reporting, Microsoft Excel, Equity Research, Hedge Funds, Bloomberg, Private Equity, Investments, Capital Markets, Asset Managment, Budgets, Equities, Accounting, Risk Management, Venture Capital, Strategic Planning, Due Diligence, Mergers & Acquisitions, Forecasting, Analysis, Asset Management

Education
Loyola Marymount University   2003 — 2005
MBA, Finance

University of Southern California - Marshall School of Business   1997 — 2001
B.S., Business Administration- Finance

Dennis McCarthy Dennis McCarthy Greater Los Angeles Area Details
Dennis McCarthy's Roth Capital Partners Experience June 1998 - March 2002
Job Capital Markets with Monarch Bay
Industry Financial Services
Experience
Monarch Bay Securities   April 2012 - Present
Aries Management Inc.   2009 - June 2013
B. Riley   June 2004 - December 2008
The Seidler Companies  March 2002 - May 2004
Roth Capital Partners   June 1998 - March 2002
Drexel Burnham Lambert  1986 - 1990
E F Hutton & Co Inc   1978 - 1986

Skills
Equities, Debt, Capital Markets, Financial Markets, Mergers, Corporate Finance, Private Placements, IPO, Investment Banking, Capital

Education
Harvard Business School   1976 — 1978
MBA, Finance

Georgetown University   1972 — 1976
BSBA, Finance

Rockhurst High School   1968 — 1972

James Omdahl James Omdahl Greater Denver Area Details
James Omdahl's Roth Capital Partners Experience 1999 - 2001
Job Digital Marketing MacGyver :: Marketing Operations, Strategy and Automation
Industry Marketing and Advertising
Experience
RoundPegg  December 2013 - December 2014
C1 Partners   June 2013 - December 2013
C&C Cabbage Farms Companies: Kutenda, Local Income Lab & More   February 2009 - June 2013
Enormo (formerly Properazzi)   May 2008 - February 2009
InsureMe  May 2003 - May 2008
Roth Capital Partners   1999 - 2001
Cruttenden Roth   1999 - 2001

Skills
Online Marketing, SEM, SEO, Email Marketing, Digital Marketing, Social Media Marketing, PPC, Marketing Strategy, Social Media, Lead Generation, Web Marketing, Search Advertising, Affiliate Marketing, Facebook, Online Lead Generation, Blogging, Entrepreneurship, SEO copywriting, Link Building, Online Reputation..., Small Business, Web Analytics, Google Analytics, Google Adwords, Online Advertising, Website Development, E-commerce, WordPress, Integrated Marketing, Marketing, Organic Search, Marketing Automation, Content Marketing, Google Webmaster Tools, Viral Video, Conversion Optimization, Web Video, Interactive Marketing, Direct Marketing, Online Video, Promotions, Infusionsoft, PHP, Public Speaking, Marketing Operations

Education
California State University-Fullerton, Mihaylo College of Business and Economics   1999 — 2001
BA, Marketing

Assaf Vestin, Ph.D. Assaf Vestin, Ph.D. Greater New York City Area Details
Assaf Vestin, Ph.D.'s Roth Capital Partners Experience February 2014 - Present
Job Biotechnology Equity Research Associate
Industry Financial Services
Experience
Roth Capital Partners   February 2014 - Present
Cold Spring Harbor Laboratory  April 2007 - December 2013
Accelerate Long Island  May 2013 - October 2013
Stony Brook University  January 2007 - January 2008
Meida Le Israel   September 1998 - January 2004
Madatech, The Israel National Museum of Science, Technology and Space   October 2000 - January 2002
Carmel Winery   May 2001 - September 2001
Israeli Defense Forces (IDF)   August 1995 - August 1998

Skills
Lifesciences, Cell Biology, Molecular Biology, Genetics, Science Communication, Market Research, Equity Research, Bookkeeping, Career Development..., Presentation Development, Event Planning, Music Reviews, Neurobiology, Developmental Biology, Cell Culture: Cell..., Animal Models, Confocal Microscopy, Fluorescence Microscopy, Microscopy, Immunohistochemistry, PCR, qPCR, Tissue Culture, Laboratory, Gene Regulation, Microbiology, Molecular Biology:..., Immunoassays: WB, IF,..., Immunoprecipitation, Molecular Genetics

Education
State University of New York at Stony Brook   2006 — 2013
Ph.D., Molecular and Cellular Biology

Tel Aviv University   2003 — 2006
M.Sc., Genetics

Technion-Machon Technologi Le' Israel   1999 — 2003
B.Eng., Biotechnology & Food Engineering

Chad Cooper Chad Cooper Newport Beach, California Details
Chad Cooper's Roth Capital Partners Experience February 2002 - September 2011
Job CEO, Digital Offering
Industry Financial Services
Experience
Digital Offering LLC   May 2014 - Present
YouMail, Inc  February 2015 - Present
ARI Network Services, Inc.   November 2014 - Present
Global Hunter Securities  2012 - 2014
Roth Capital Partners   February 2002 - September 2011
eSamsung Ventures   2000 - 2001
eSamsung Ventures   2000 - 2001

Skills
Research, Microsoft Excel, Strategic Planning, Negotiation, Economics, Budgets, Financial Analysis, International Relations

Education
Georgetown University   1997 — 1999
Master of Business Administration (MBA)

University of Southern California   1989 — 1993
Bachelor of Arts (B.A.), International Relations

Ana L Chavez Ana L Chavez Newport Beach, California Details
Ana L Chavez's Roth Capital Partners Experience November 2013 - Present
Job LVN Licensed Vocational Nurse
Industry Investment Banking
Experience
Roth Capital Partners   November 2013 - Present
Horiba Medical  December 2012 - November 2013
American Medical Technologies a d/b/a of Gordian Medical, Inc.   September 2010 - September 2012
Mercedes Benz of Anaheim  May 2007 - December 2009
Weir Canyon Honda   April 2006 - February 2007
Sterling BMW  January 2004 - January 2006

Skills
Medical Devices, Nursing, Managed Care, Team Building, Strategic Planning, Administrative..., Medical Terminology, Medical Coding, Leadership, Medical Records, HIPAA, Customer Service, Vital Signs, Microsoft Office, Microsoft Excel, Microsoft Word, Microsoft Publisher, Lotus Notes, Travel Arrangements, Patient Safety, Patient Education, Direct Patient Care, Healthcare, CPR Certified, Administrative...

Education
National University   2014 — 2017
Bachelor's Degree, Registered Nursing/Registered Nurse

Stanbridge College   2012 — 2014
Licensed Practical/Vocational Nurse Training

Fullerton College   2008 — 2011
General Studies

Kendall Thornton Kendall Thornton United States Details
Kendall Thornton's Roth Capital Partners Experience May 2008 - August 2008
Job Business Marketing Lead at Foursquare
Industry Computer Software
Experience
Foursquare  February 2015 - Present
JBF Taste   August 2014 - March 2015
MongoDB  April 2014 - August 2014
NewsCred  October 2013 - April 2014
salesforce.com  July 2012 - October 2013
Salesforce.com  February 2012 - July 2012
Salesforce.com  July 2011 - January 2012
Weber Shandwick  June 2010 - July 2011
Roth Capital Partners   May 2008 - August 2008

Skills
Salesforce.com, Social Media Marketing, Online Marketing, Online Advertising, Content Marketing, Digital Marketing, Social Media, SEO, Blogging, Public Relations, Facebook, Digital Media, HTML, Photoshop, Inbound Marketing, Corporate Blogging, CRM, Strategy, Analytics, Creative Direction, Mandarin, Crisis Communications, Marketing Analytics, Social Media Measurement, Radian6, Customer Relations, Social Lead Generation, Online Campaign..., Community Management, Event Planning, Product Marketing, Customer Service, Email Marketing, Google Analytics, Marketo, Drupal

Education
Wake Forest University
B.A., East Asian Languages, Mandarin Chinese; Entrepreneurship

Peking University
Mandarin Chinese

Deerfield Academy

Yan Zhuang Yan Zhuang Toronto, Canada Area Details
Yan Zhuang's Roth Capital Partners Experience February 2008 - July 2009
Job Equity Research Associate
Industry Financial Services
Experience
Bank of China(Canada)   November 2011 - June 2012
Roth Capital Partners   February 2008 - July 2009
Savills PLC   September 2007 - February 2008

Skills
Financial Modeling, Equity Research, Financial Analysis, Capital IQ, Bloomberg, Capital Markets, Customer Service, Data Analysis, Multi Tasking, Pay Close Attention to..., Organization, Due Diligence, Report Writing, Microsoft Office, Microsoft Excel, Canadian Securities..., Problem Solving, Time Management, Interpersonal Skill, Oral & Written..., Financial Forecasting, Real Estate Economics, Valuation, Economics, Econometrics, ThomsonOne

Education
London School of Economics and Political Science   2006 — 2007
MSc, Real Estate Economics and Finance

University of Leicester   2002 — 2006
BSc, Financial Economics

Parham Ghorban Parham Ghorban Orange County, California Area Details
Parham Ghorban's Roth Capital Partners Experience 2004 - 2009
Job Strategy, Business Development, & M&A Specialist
Industry Management Consulting
Experience
BakerCorp  May 2013 - Present
Deloitte  February 2011 - May 2013
Warner Bros. Entertainment Group of Companies  2010 - 2010
Roth Capital Partners   2004 - 2009
Accenture  2000 - 2004
Deloitte Consulting  1998 - 2000

Skills
Mergers, Financial Modeling, Corporate Finance, IT Strategy, Strategic Planning, Project Management, Equities, Entertainment, LBO, Management Consulting, Corporate Development, Business Strategy, Acquisition Integration, Strategy, Restructuring, Divestitures, Valuation, Capital Markets, IT Transformation, Equity Research, Due Diligence, Strategic Consulting, Business Transformation, Telecommunications, M, IT M&A, Mergers & Acquisitions, Project Portfolio..., Consulting, IPO, Investment Banking, Financial Analysis, Investments, CRM

Education
University of California, Los Angeles - The Anderson School of Management   2009 — 2011
M.B.A., Finance

California State University-Long Beach - College of Business Administration   1994 — 1998
B.S., Management Information Systems

Joe Worth Joe Worth Carlsbad, California Details
Joe Worth's Roth Capital Partners Experience September 2005 - September 2006
Job Real Estate Executive
Industry Real Estate
Experience
Fathom Realty  April 2010 - January 2015
Quail Point Corp.   March 2007 - April 2010
Roth Capital Partners   September 2005 - September 2006
Allergan  September 2004 - September 2005
Johnson & Johnson  July 1999 - September 2004

Skills
Real Estate, Mergers, Negotiation, Budgeting, Investment Properties, Real Estate Transactions, Business Development, Listings, Real Property, Property, Disposition, Contract Negotiation, Selling, Marketing, Investments, Investors

Education
New York University - Leonard N. Stern School of Business   2001 — 2004
MBA

Florida State University   1993 — 1998
BS, Communications

Richard deNey Richard deNey Greater New York City Area Details
Richard deNey's Roth Capital Partners Experience June 2012 - March 2014
Job Managing Director at Headwaters MB
Industry Banking
Experience
Headwaters MB  April 2014 - Present
Roth Capital Partners   June 2012 - March 2014
Needham & Company.   March 2004 - June 2012
Scient  2000 - 2002
Electronic Data Systems  1999 - 2000
Borden  January 1995 - August 1998
Bear Stearns  April 1987 - December 1994

Skills
Investment Banking, Capital Markets, Private Equity, Corporate Finance, Valuation, Venture Capital, Mergers, Financial Modeling, Equities, Due Diligence, Investments, Business Strategy, Financial Analysis, Hedge Funds, Corporate Development, Equity Research, M&A experience, Fixed Income, Portfolio Management, Start-ups, LBO, Strategy, Management, Acquisitions, Strategic Partnerships, Executive Management, Finance

Education
University of Chicago   1971 — 1973
MBA, Finance and Economics

The Johns Hopkins University   1967 — 1971
Bachelor's Degree, Electrical and Electronics Engineering

Bradley Mewes, MBA Bradley Mewes, MBA Orange County, California Area Details
Bradley Mewes, MBA's Roth Capital Partners Experience January 2012 - June 2012
Job Financial Expertise for the Automotive Aftermarket | Speaker | CFO | Strategist
Industry Investment Banking
Experience
Supplement!   November 2014 - Present
Craftsmen   August 2003 - Present
David French and Associates   March 2010 - December 2014
Roth Capital Partners   January 2012 - June 2012
Edison International  January 2000 - May 2001

Skills
Latin America, Spanish, Financial Analysis, Strategic Planning, Analysis, Multicultural, English, Marketing Strategy, Business Strategy, Competitive Analysis, Business Planning, Market Research, International Business, Market Analysis, Negotiation, Financial Reporting, Process Improvement, P&L Management, Cross-functional Team..., Financial Modeling, Team Building, Multilingual, Strategy Development, Emerging Markets, Microsoft Office, Planning, Word, Segmentation, Due Diligence, Management Consulting, Valuation, Research, Corporate Finance, Operations Management, Data Analysis, Portfolio Management, Private Equity, Contract Negotiation, Economics, Excel, Investments, PowerPoint, Venture Capital, Strategic Partnerships, Industry Analysis, Mergers, Equity Valuation, Options Pricing, DCF, LBO

Education
University of California, Irvine - The Paul Merage School of Business   2009 — 2012
Masters Business Administration (MBA), Finance, 3.9

The George Washington University   1999 — 2003
B.A., International Economics, Latin American Business

Josh Matthew Josh Matthew Orange County, California Area Details
Josh Matthew's Roth Capital Partners Experience April 2006 - Present
Job Investment Banking VP at ROTH Capital Partners
Industry Investment Banking
Experience
ROTH Capital Partners   April 2006 - Present

Skills
Capital Markets, Financial Analysis, Finance, Valuation, Financial Modeling, Sales Management

Education
San Diego State University-California State University
Bachelor's Degree, Finance, General

Alexander Montano Alexander Montano Newport Beach, California Details
Alexander Montano's Roth Capital Partners Experience October 2013 - Present
Job Managing Director | Investment Banking at Roth Capital Partners
Industry Investment Banking
Experience
ROTH Capital Partners   October 2013 - Present
C. K. Cooper & Company   June 1996 - September 2013

Skills
Valuation, Financial Advisory, Due Diligence, Capital Markets, Oil/Gas, Financial Analysis, Corporate Finance, Divestitures, Mergers & Acquisitions, IPO, Restructuring, Turn Around Management, Energy, Private Equity, Investment Banking, Equities, Management, Oil, Financial Modeling, Petroleum

Education
Chapman University   1991 — 1992

University of Southern California   1989 — 1991

El Modena High School   1986 — 1989

Ruyin (Rebecca) Wang Ruyin (Rebecca) Wang Durham, North Carolina Details
Ruyin (Rebecca) Wang's Roth Capital Partners Experience September 2008 - May 2013
Job Candidate for MBA, Class of 2016 at Fuqua School of Business
Industry Management Consulting
Experience
Fuqua School of Business  July 2014 - Present
EY  June 2015 - August 2015
Houlihan Lokey  August 2013 - May 2014
Liolios Group, Inc.   June 2013 - July 2013
ROTH Capital Partners   September 2008 - May 2013
ISPI LA   2007 - 2010
China Global Ventures   October 2007 - August 2008
Asia Pacific-USA Chamber of Commerce   September 2006 - October 2007

Skills
Public Relations, Marketing Strategy, Strategic Planning, Competitive Analysis, Marketing, Business Development, Mandarin, Marketing Communications, Mergers, Corporate Communications, Market Research, Investment Banking, Mergers & Acquisitions, Email Marketing, Strategic Partnerships, Project Management, Corporate Access, MS Excel Pivot Tables, Emerging Market Entry, Sponsorship Outreach, Social Media, Website SEO, Management, Lead Generation, Salesforce.com, Analysis, Media Relations, Entrepreneurship, Product Development, SEO, Sales, Corporate Branding

Education
Duke University - The Fuqua School of Business   2014 — 2016
Master of Business Administration (MBA), Business Administration and Management, General, 3.67 out of 4.0

University of Southern California   2004 — 2006
Master's, Instructional Technology, GPA: 3.8

East China Normal University   2000 — 2004
Bachelor's degree, Educational Information and Technology, Minor in Finance

Claire Kimple Claire Kimple San Francisco Bay Area Details
Claire Kimple's Roth Capital Partners Experience 2009 - 2010
Job Events Director / Consultant
Industry Events Services
Experience
Walmart eCommerce  April 2015 - Present
LJF Events   March 2014 - May 2015
The Linux Foundation  March 2014 - March 2015
Avangate  September 2014 - January 2015
Economic Development Corporation  2012 - 2013
Schweichler Price Mullarkey & Barry  2011 - October 2012
Roth Capital Partners   2009 - 2010
Cheuvreux (subsidiary of Credit Agricole)   2008 - 2009
Banc of America Securities  April 2000 - December 2007
HVS  June 1999 - June 2000

Skills
Project Management, Technology Recruitment, Recruiting, Event Management, Technology, Marketing Management, Series 7, Series 63, Corporate Events, Leadership, Public Relations, Sales, Marketing Communications, Social Networking, Social Media Marketing, Executive Search, Event Planning, Equities, Investment Banking, Marketing, Competitive Analysis, Entrepreneurship

Education
Cornell University   1995 — 1999
BS, Hotel Administration

Elaine Pan, MBA Elaine Pan, MBA San Francisco Bay Area Details
Elaine Pan, MBA's Roth Capital Partners Experience October 2011 - May 2012
Job Risk Management at Lending Club
Industry Financial Services
Experience
Lending Club  November 2013 - Present
Backstrom McCarley Berry & Co   October 2012 - November 2013
ROTH Capital Partners   October 2011 - May 2012
Pepperdine University  September 2010 - April 2012
Merrill Lynch  May 2011 - July 2011
HSBC  March 2007 - June 2010
AIG  January 2006 - February 2007

Skills
SQL, Credit, SAS programming, Risk Management, Statistical Data..., Financial Analysis, Corporate Finance, Financial Modeling, Finance, Equity Research, Portfolio Management, Investments, Investment Banking, Bloomberg, Economics, Forecasting, Strategic Financial..., Capital Markets, Equity Valuation, Pivot Tables, Financial Statement..., Business Analysis, Equities, Management, Valuation, Market Analysis, Financial Services, Credit Analysis, Fixed Income, Accounting, Securities, Banking, Mandarin, Asset Management

Education
Pepperdine University   2010 — 2012
MBA, Finance

Oxford University   2011 — 2011
Study Abroad, Global Enterprise Management

Shanghai Institute of Foreign Trade   2003 — 2007
Bachelor

Mike Casado Mike Casado Portland, Oregon Area Details
Mike Casado's Roth Capital Partners Experience July 2012 - September 2012
Job Equity Research at D.A. Davidson
Industry Investment Banking
Experience
D.A. Davidson & Co.   March 2015 - Present
D.A. Davidson & Co.   December 2013 - March 2015
Roth Capital Partners   July 2012 - September 2012

Education
Santa Clara University
Bachelor of Arts (B.A.), Economics

Daniel Barth Daniel Barth Greater Chicago Area Details
Daniel Barth's Roth Capital Partners Experience February 2013 - Present
Job Associate at ROTH Capital Partners
Industry Venture Capital & Private Equity
Experience
ROTH Capital Partners   February 2013 - Present
Aon Hewitt  June 2012 - January 2013
Sheridan Road Financial  December 2011 - January 2012
US Securities and Exchange Commission  May 2011 - August 2011
Forester Capital Management   May 2009 - June 2009

Skills
Microsoft Excel, Financial Analysis, Venture Capital, Bloomberg, Accounting, Microsoft Office, Economics, Financial Modeling, Valuation, Excel, Golf, Financial Reporting, Financial Accounting, Market Research, Series 7, Series 63, Relationship Management, Sailing, Leadership, Finance

Education
DePauw University   2008 — 2012
Bachelor of Arts, Economics

John K. Stroh John K. Stroh Orange County, California Area Details
John K. Stroh's Roth Capital Partners Experience September 1999 - September 2001
Job CEO | COO | SVP Sales & Business Development | MedTech, Life Sciences & HealthCare | Consulting & Private Equity
Industry Medical Devices
Experience
Five Crowns Capital & Global Healthcare Advisors   March 2013 - Present
Nanospectra Biosciences Inc.   April 2011 - March 2013
Neomatrix LLC   November 2007 - March 2011
Kadmus Pharmaceuticals, Inc   August 2003 - August 2007
Organon Biosciences/Kadmus Pharmaceuticals, Inc.   August 2003 - July 2007
Atairgin Medical (Sold to a Private Equity Firm)   September 2001 - August 2003
Roth Capital Partners   September 1999 - September 2001
John Nuveen & Co. / U.S. Bancorp Piper Jaffray   February 1997 - September 1999
Trenwith Group, LLC  1994 - 1997
Venture Analysis Group   January 1990 - December 1994

Skills
Licensing, New Business Development, Relationship Management, Strategic Planning, Corporate Finance, Cross-functional Team..., Strategy, Investment Banking, Mergers & Acquisitions, Strategic Partnerships, Corporate Development, Private Equity, Pharmaceutical Industry, Risk Management, Contract Negotiation, Restructuring, Medical Devices, Start-ups, Entrepreneurship, Business Development, Venture Capital, Commercialization, Mergers, Biotechnology, Lifesciences, Finance, Management, Business Planning, Corporate Governance, Process Improvement, Valuation, Leadership, Executive Management, Operations Management, Investor Relations, P&L Management, Analytics, Strategic Financial..., Investments, Acquisition Integration, Business Strategy, Competitive Analysis, Life Sciences, Financial Planning, Due Diligence, Consulting, Marketing, Product Development, Sales, Marketing Strategy

Education
California State University-Long Beach - College of Business Administration   1978 — 1981
BS-Business, Graduate Business School

California State University-Long Beach   1973 — 1978
BS, Business

Melissa Bergman Melissa Bergman Greater San Diego Area Details
Melissa Bergman's Roth Capital Partners Experience November 2012 - Present
Job Associate, Investment banker at Roth Capital Partners
Industry Financial Services
Experience
Roth Capital Partners   November 2012 - Present
MFS Investment Management  January 2011 - October 2012
Roth Capital Partners   May 2007 - February 2009

Skills
Investments, Portfolio Management, Corporate Finance, Financial Analysis, Series 7, Strategy, Equities, Financial Modeling, Series 63, Valuation, Business Planning, Investor Relations, Sales, Private Equity, Strategic Financial..., Investment Banking, Marketing Strategy, Bloomberg, Financial Advisory, FINRA, Series 79

Education
Arizona State University   2001 — 2006
Bachelor of Science, Finance, International business, French

Université Panthéon Sorbonne (Paris I)   2003 — 2004
Cours de la civilization francaises, business, economics, french civilization

Arthur Ross Arthur Ross New York, New York Details
Arthur Ross's Roth Capital Partners Experience July 2010 - June 2013
Job Vice President of Business Development
Industry Biotechnology
Experience
Fortress Biotech   July 2015 - Present
Cowen and Company  June 2013 - July 2015
Roth Capital Partners   July 2010 - June 2013
Analyst Exchange Program, New York School of Finance   July 2012 - July 2012
VITA  July 2006 - July 2010

Skills
Financial Modeling, Financial Analysis, Bloomberg Terminal, Investment Banking, Capital Markets, Valuation, Financial Structuring, Equities, Corporate Finance, Series 7, Due Diligence, Economics, Mergers, Banking, Investments, Equity Valuation, Capital IQ, Series 63, Mergers & Acquisitions

Education
Colgate University   2006 — 2010
Bachelor of Science (BS), Mathematical Economics

Lake Forest High School   2002 — 2006

Tim Kuhnen Tim Kuhnen Fort Worth, Texas Details
Tim Kuhnen's Roth Capital Partners Experience September 2014 - December 2014
Job Research Analyst at Crestline Investors, Inc.
Industry Financial Services
Experience
Roth Capital Partners   September 2014 - December 2014
Mizuho Bank  June 2014 - August 2014
Rice Neuroengineering Lab   May 2013 - August 2013
Rice Scalable Health Lab   May 2012 - November 2012
Paschal High School  May 2011 - August 2011

Skills
Financial & Operational..., Bloomberg Terminal, Capital IQ, VBA, Microsoft Excel, PowerPoint, HTML, Microsoft Word, Matlab, C, C++, Visual C#, Java, Investment Banking

Education
Rice University   2011 — 2015
Bachelor's Degree, Electrical Engineering, Class of 2015

Richard K. Baldry, CFA Richard K. Baldry, CFA Greater Philadelphia Area Details
Richard K. Baldry, CFA's Roth Capital Partners Experience October 2013 - Present
Job
Industry Investment Banking
Experience
Roth Capital Partners   October 2013 - Present
Wunderlich Securities  August 2011 - October 2013
Signal Hill Capital  June 2010 - July 2011
Canaccord Adams  June 2007 - May 2010
Broadpoint Capital (First Albany Capital)   April 2005 - June 2007
Roth Capital Partners   2003 - 2005

Skills
SaaS, Enterprise Software, Equity Research, Equities, Capital Markets, Valuation, Equity Valuation, Financial Modeling, Investment Banking, Bloomberg, Hedge Funds, Investments, Fixed Income

Education
Angelo State University   1990 — 1994
Bachelor of Business Administration, Finance & Real Estate Double Major

Fariba Fischel Ghodsian Fariba Fischel Ghodsian Greater Los Angeles Area Details
Fariba Fischel Ghodsian's Roth Capital Partners Experience 1999 - 2002
Job Chief Investment Officer at DAFNA Capital Management LLC
Industry Investment Management
Experience
DAFNA Capital Management, LLC   2002 - Present
Roth Capital Partners   1999 - 2002
Roth Capital LLC   1999 - 2002
Lehman Brothers - Hancock Institutional - Wedbush Morgan Securities   1994 - 1997
Medclone   1991 - 1994
Allergan Pharmaceuticals  1988 - 1989
Allergan Pharmaceuticals  1988 - 1989

Education
UCLA Anderson School of Management   1989 — 1991
MBA, Business

University of California, Los Angeles   1989 — 1991
MBA

Harvard Medical School   1987 — 1988
Post Doctoral, Drug design

Harvard University   1987 — 1988
post doctoral, Rational Drug Design

University of Oxford   1985 — 1987
D.Phil., Biomedical Engineering

Massachusetts Institute of Technology   1983 — 1985
M.Sc., Chemical Engineering

Technion - Israel Institute of Technology   1979 — 1983
B.Sc., Chemical Engineering

Arnab Chanda Arnab Chanda San Francisco Bay Area Details
Arnab Chanda's Roth Capital Partners Experience February 2009 - November 2011
Job Senior Director, Investor Relations at NVIDIA
Industry Semiconductors
Experience
NVIDIA  February 2015 - Present
OmniVision Technologies, Inc.   February 2013 - January 2015
Avian Securities   February 2012 - December 2012
Roth Capital Partners   February 2009 - November 2011
Deutsche Bank  March 2007 - January 2009
Lehman Brothers  July 2000 - February 2007
Robertson Stephens  February 1999 - June 2000
Robertson Stephens  January 1998 - February 1999
Robertson Stephens  July 1996 - December 1997

Skills
Technology Expert, Startup Consulting, Semiconductors, Financial Modeling, Strategy Development, Corporate Development, Competitive Analysis, Equities, Entrepreneurship, Business Development, Investment Banking, Product Management, Strategy, Venture Capital, Hedge Funds, Corporate Finance, Valuation, Equity Research, Start-ups, Analytics, Cross-functional Team..., IC, Financial Analysis, Due Diligence, Capital Markets, Electronics, Asset Management, Portfolio Management, Private Equity, Emerging Markets, Bloomberg, Equity Valuation, Alternative Investments, Securities, M&A experience, Trading, Structured Finance, Financial Markets, Mergers & Acquisitions, Finance, Investor Relations, Investment Management, IPO

Education
Stanford University   1992 — 1996
BS

St James School   1990 — 1992

St Lawrence High School   1987 — 1990

Al Longfield Al Longfield San Francisco Bay Area Details
Al Longfield's Roth Capital Partners Experience April 2009 - Present
Job Managing Director at Roth Capital Partners
Industry Investment Banking
Experience
Roth Capital Partners   April 2009 - Present
Talon Partners, Inc.   June 2006 - December 2008
Canaccord Genuity  January 2004 - January 2007
RBC Capital Markets  June 1997 - January 2004
KPMG Peat Marwick  June 1993 - September 1995

Skills
M&A experience, Corporate Finance, Venture Capital, Investment Banking, Mergers, Capital Markets, Capital Structure, Financial Analysis, Staff Training, New Business Development, Valuation, Mergers & Acquisitions, Investments, Restructuring, Finance, Business Valuation, Due Diligence, Financial Modeling, Private Equity

Education
The University of Chicago Booth School of Business   1995 — 1997
MBA, Analytical Finance

University of Illinois at Urbana-Champaign   1989 — 1993
BS, Finance & accounting

Lake Park High School   1985 — 1989

Andrew Kellogg Andrew Kellogg Newport Beach, California Details
Andrew Kellogg's Roth Capital Partners Experience August 2015 - Present
Job Institutional Sales at ROTH Capital Partners
Industry Investment Banking
Experience
ROTH Capital Partners   August 2015 - Present
Hobart and William Colleges Office of Admissions   January 2014 - Present
Roth Capital Partners   June 2014 - August 2014
Antique Boat Museum  June 2007 - August 2013
The Office of Senator Kirsten E. Gillibrand  September 2012 - December 2012

Skills
Microsoft Excel, Teamwork, PowerPoint, Event Planning, Research, Social Media, Public Speaking, Financial Analysis, Microsoft Office, Microsoft Word, SAS Programming, Management, Editing, Sales

Education
Hobart and William Smith Colleges   2011 — 2015
Bachelor of Arts (B.A.), Economics, Public Policy

Thousand Islands High School   2007 — 2011

Scott Duval Scott Duval Grand Junction, Colorado Area Details
Scott Duval's Roth Capital Partners Experience May 2013 - February 2015
Job Technical Support Specialist at Intermedia
Industry Information Technology and Services
Experience
Intermedia  February 2015 - Present
Roth Capital Partners   May 2013 - February 2015
Westside Rentals  April 2012 - October 2014
Independent Contractor  March 2011 - May 2013
Tazoodle, Inc.   August 2009 - January 2011
Cox Communications/Picture Perfect Installations   November 2008 - September 2009
Hot Creek Aviation   October 2006 - July 2008
Mammoth Mountain Ski Area  October 2002 - May 2006

Skills
Help Desk Support, Computer Hardware, Software, Microsoft Office, LAN-WAN, TCP/IP, Wireless Networking, Cable Television, Telephony, Troubleshooting, Windows 7, Windows XP Pro, Windows Vista, Cabling, Social Media, Research, Search Engines, Internet Explorer, Firefox, Customer Service, Microsoft Word, Teamwork, PowerPoint, Microsoft Excel, DNS, DHCP, Windows Firewall, Remote Troubleshooting, Remote Administration, Server Administration, Virtualization, CompTIA A Certification, Active Directory, System Administration, IT Operations, CompTIA A+ Certification, Technical Support, Social Networking, A+ Certified, Leadership, A+ Certified IT..., XP, Networking, Outlook, Windows XP, Disaster Recovery, Network Administration, Windows

Education
Stanbridge College   2012 — 2013
Diploma, Computer Information Technology, 4.0

Long Beach Flying Club   2006 — 2007
Private Pilot's License, General Aviation

San Joaquin High School   1997 — 2001
High School Diploma, General Education

Naveen Jethwani Naveen Jethwani Greater Los Angeles Area Details
Naveen Jethwani's Roth Capital Partners Experience May 2007 - May 2011
Job Strategy & Business Development at Mars Food Global
Industry Investment Banking
Experience
Mars  June 2011 - Present
Roth Capital Partners   May 2007 - May 2011
Charles Dunn Capital   July 2006 - October 2006
MTV Networks  May 2006 - August 2006
San Diego National Bank  2003 - 2004
Comerica Bank  August 2001 - August 2003

Skills
Financial Analysis, Credit Analysis, Mergers, Acquisition Analysis, Investment Banking, Business Valuation, Mergers & Acquisitions, Investments, Private Equity, Valuation, Financial Structuring, Finance, Corporate Finance, Venture Capital, Business Strategy, Financial Modeling, Strategy, Business Development, Portfolio Management, Financial Reporting

Education
Pepperdine University, The George L. Graziadio School of Business and Management   2005 — 2007
MBA, Master of Business Adminstration

USC   1999 — 2001
BS, Business Adminstration - Corporate Finance

Neema Nodoust Neema Nodoust Irvine, California Details
Neema Nodoust's Roth Capital Partners Experience January 2015 - April 2015
Job Equity Research Intern at Roth Capital Partners
Industry Financial Services
Experience
Roth Capital Partners   January 2015 - April 2015
Merrill Lynch  August 2014 - December 2014
PSFK  July 2014 - August 2014
Merrill Lynch  June 2014 - August 2014
Consumer Law Group   June 2013 - September 2013
Chevron  June 2009 - September 2011

Skills
Foreign Languages, Computer Proficiency, Microsoft Office, Public Speaking, PowerPoint, Microsoft Word, Customer Service, Leadership, Research, Microsoft Excel, Event Planning, Social Media, Marketing, English

Education
University of California, Irvine   2013 — 2015
Bachelor's degree, Political Science and Government

Irvine Valley College   2012 — 2013
Associate's degree, Political Science and Government

Jeffrey Schottler, CFA Jeffrey Schottler, CFA Greater Denver Area Details
Jeffrey Schottler, CFA's Roth Capital Partners Experience April 1996 - June 1998
Job Managing Director at Colorado Financial Service Corporation
Industry Financial Services
Experience
Colorado Financial Service Corporation   August 2014 - Present
OnPoint Venture Advisors   July 2012 - Present
United States Army Reserve  September 2002 - Present
Headwaters MB  February 2010 - June 2012
ClearCreek Partners   January 2006 - February 2010
Kenosha Capital   February 2002 - March 2004
First Data Corp  November 2000 - January 2002
Qwest Wireless  November 1998 - October 2000
1-157th FA, Colorado Army National Guard   February 1989 - March 1999
Roth Capital Partners   April 1996 - June 1998

Skills
Mergers & Acquisitions, Private Equity, Venture Capital, Financial Modeling, Corporate Finance, Due Diligence, Start-ups, Strategy, Corporate Development, Valuation, Executive Management, Investment Banking, Strategic Planning, Investments, Business Strategy, Financial Analysis, Leadership, Finance, Entrepreneurship, M&A experience, Business Development, Capital Markets, Acquisitions, Equities, Emerging Markets, Portfolio Management, Strategic Advisory, Competitive Analysis, Equity Research, Cross-functional Team...

Education
University of Colorado Denver   1994 — 1997
Master of Science (MS), Finance

Colorado State University   1988 — 1991
Bachelor of Science (BS), Business Administration

University of Nebraska-Lincoln   1987 — 1988

Ed Arce Ed Arce New York, New York Details
Ed Arce's Roth Capital Partners Experience December 2013 - February 2015
Job Managing Director, Senior Healthcare Analyst at H.C. Wainwright & Co.
Industry Financial Services
Experience
Roth Capital Partners   December 2013 - February 2015
MLV & Co.   April 2011 - November 2013
Wedbush Morgan Securities  June 2010 - April 2011
UBS Investment Bank  April 2007 - May 2008
Banco Itaú  2008 - 2008
First Albany Capital (now Broadpoint Gleacher)   July 2005 - April 2007
Partners Healthcare  November 2004 - January 2005
State Street  June 2004 - September 2004

Skills
Equity Research, Equity Valuation, Bloomberg, Financial Modeling, Series 7, Private Equity, Financial Statement..., Pharmaceutical Industry, Investment Management, Valuation, Equities, Investments, Financial Analysis, Capital Markets, Due Diligence

Education
Boston College - Wallace E. Carroll Graduate School of Management   2003 — 2004
MSF

Florida International University - College of Business   1997 — 1999
MBA

Florida International University   1988 — 1992
BS

St. Brendan High School

Biren Mehta Biren Mehta Orange County, California Area Details
Biren Mehta's Roth Capital Partners Experience November 2006 - February 2008
Job Senior Director, Business Development, Cardiovascular and Specialty Solutions Group (CSS) at Johnson & Johnson
Industry Medical Devices
Experience
Johnson & Johnson  April 2015 - Present
Johnson & Johnson  July 2014 - March 2015
Johnson & Johnson  October 2008 - June 2014
Picoco Hedge Fund   March 2008 - September 2008
Roth Capital Partners   November 2006 - February 2008
Intralase  August 2002 - November 2006

Education
UCLA Anderson School of Management
MBA, Finance

University of California, Los Angeles
B.S., Cybernetics

University of Southern California
M.S., Computer Science

University of Southern California
M.S., Biomedical Engineering

Henry Fan Henry Fan Washington D.C. Metro Area Details
Henry Fan's Roth Capital Partners Experience 2010 - 2011
Job Managing Partner at The Pinnacle Capital Group
Industry Investment Banking
Experience
The Pinnacle Capital Group   2014 - Present
Keefe, Bruyette & Woods   2011 - 2014
Roth Capital Partners   2010 - 2011
Friedman Billings Ramsey & Co., Inc.   1998 - 2008
Hamilton Securities Group, Inc.   1995 - 1998

Skills
Mergers, Investment Banking, Private Equity, IPO, Mergers & Acquisitions, Due Diligence, Corporate Finance, Valuation, Capital Markets, Venture Capital, Private Placements, Equities, Financial Structuring, Investments, Trading, Equity Research, Start-ups, Banking, Finance, Entrepreneurship, Financial Services, M&A experience, Emerging Markets, Hedge Funds, Financial Modeling, Corporate Development, Alternative Investments, Structured Finance, Equity Valuation, Fixed Income, Capital Raising, Securities, Capital, Portfolio Management, Mutual Funds, LBO, Investor Relations, Asset Management

Education
Massachusetts Institute of Technology   1990 — 1995
Ph.D., Ocean Engineering

Nanjing University   1984 — 1988
BS, Electrical Engineering

Stephen W. Fillet Stephen W. Fillet Orange County, California Area Details
Stephen W. Fillet's Roth Capital Partners Experience 2002 - 2006
Job Managing Partner at Jesteda Partners
Industry Financial Services
Experience
Jesteda Partners   2007 - Present
Roth Capital Partners   2002 - 2006
CIBC  2000 - 2002
Curttenden Roth   1998 - 2000
Kane and Company   1992 - 1997
Kane and Company   1992 - 1997
Kane and Company   1992 - 1997
Oppenheimer & Co. Inc.   1989 - 1990
Bank of America  1984 - 1986

Skills
Private Placements, Private Equity, Venture Capital, Corporate Development, Investment Banking, IPO, Valuation, Capital Markets, Mergers & Acquisitions, Due Diligence, Equities, Alternative Investments, Hedge Funds, M&A experience, LBO, Corporate Finance

Education
New York University
Master of Business Administration (MBA), Finance

University of Southern California
Business Administration, Finance

Alexander Spevack Alexander Spevack Washington, District Of Columbia Details
Alexander Spevack's Roth Capital Partners Experience June 2007 - August 2007
Job Summer Associate at Grupo Tellus
Industry International Trade and Development
Experience
Grupo Tellus   May 2015 - Present
Caja Rural Los Andes   September 2013 - June 2014
Peace Corps  June 2011 - July 2013
La Fundación Pro Vivienda Social   February 2011 - May 2011
Andover Idiomas Language Institute   April 2010 - December 2010
Sandler O'Neill & Partners   July 2008 - November 2009
Roth Capital Partners   June 2007 - August 2007
Urban Retail Properties  June 2005 - August 2006
One on One Basketball  September 2002 - June 2005
Hoop Dreams Scholarship Fund  June 2002 - August 2002

Skills
Financial Modeling, Business Strategy, Spanish, Word, Microsoft Office, Proposal Writing, Research, Writing, Excel, International..., Mergers & Acquisitions, Financial Analysis, Business Development, Data Analysis, PowerPoint, Social Media, Mergers, International Business, Accounting, Budgeting, Financial Management, Equity Research, Stata

Education
Georgetown University   2014 — 2016
Master’s Degree, Global Human Development

The University of Texas at Austin - Red McCombs School of Business   2005 — 2008
BBA, Finance

Università Commerciale 'Luigi Bocconi'   2007 — 2007
Semester Study Abroad Program

Walter Johnson High School   2001 — 2004

Jeff Fieldhack Jeff Fieldhack San Diego, California Details
Jeff Fieldhack's Roth Capital Partners Experience 2005 - 2007
Job North America Phones Business Management
Industry Telecommunications
Experience
Microsoft  April 2012 - Present
Nokia  2007 - 2012
ROTH Capital Partners   2005 - 2007
Gartner  1999 - 2005
Hewlett-Packard  1996 - 1999
Association of Tennis Professionals  1991 - 1996

Skills
Mobile Technology, Cross-functional Team..., Product Management, Telecommunications, Go-to-market Strategy, Strategic Planning, Program Management, Mobile Devices, Product Marketing, Strategy, Competitive Analysis, Mobile Communications, Product Development, Strategic Partnerships, Management

Education
Kalamazoo College

San Jose State University
Master of Business Administration (M.B.A.), Finance & Marketing

Université Louis Pasteur (Strasbourg I)

Susan Venezia Susan Venezia Greater Atlanta Area Details
Susan Venezia's Roth Capital Partners Experience September 2014 - Present
Job Supervisory Analyst
Industry Capital Markets
Experience
ROTH Capital Partners   September 2014 - Present
Cowen and Company  April 2014 - September 2014
Avondale Partners  August 2013 - September 2014
SunTrust Robinson Humphrey  February 1998 - July 2013
Banque Paribas  May 1997 - February 1998
Lehman Brothers  1993 - 1997
Ambac  1989 - 1993
Dean Witter Reynolds  1984 - 1989

Skills
Series 7, Series16, Series 24, Series 87, FINRA, Equities, Bloomberg, Equity Research, Capital Markets, Investment Banking, Hedge Funds, Equity Valuation, Blue Matrix, Securities, DCF

Education
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Arts (BA)

Nate Raabe Nate Raabe Evanston, Illinois Details
Nate Raabe's Roth Capital Partners Experience January 2015 - Present
Job Equity Sales at ROTH Capital Partners
Industry Medical Devices
Experience
ROTH Capital Partners   January 2015 - Present
Sapheon, Inc.   September 2013 - Present
Sapheon Inc  June 2012 - September 2013
Sapheon Inc  June 2010 - June 2012
AcaMedic Solutions   January 2008 - August 2010
Vanishing Veins USA   January 2006 - January 2010
Nitinol Devices & Components, Inc.   June 2004 - 2005

Skills
FDA, Medical Devices, Cross-functional Team..., Start-ups, Healthcare, Product Launch, Marketing, Business Development, Market Development, Management, Strategy, Product Development, Marketing Management, Product Marketing, Business Planning, Competitive Analysis, Marketing Strategy, Commercialization, Global Marketing, Market Analysis, Market Planning

Education
Santa Clara University

Santa Clara University - Leavey School of Business
Finance

Chris Marquis Chris Marquis Santa Barbara, California Details
Chris Marquis's Roth Capital Partners Experience March 2012 - June 2012
Job Vice President at Pacifica Hotels Invest West
Industry Venture Capital & Private Equity
Experience
Pacifica Hotels - Invest West   July 2015 - Present
GE Capital  June 2013 - July 2015
UC Irvine The Paul Merage School of Business  June 2011 - June 2013
Donahue Schriber  May 2012 - May 2013
Hypersolar Inc.   February 2010 - May 2013
Roth Capital Partners   March 2012 - June 2012
Sperry Van Ness  July 2007 - September 2011
DP Sports   November 2003 - June 2006

Skills
Corporate Finance, Commercial Real Estate, Finance, Restaurants, Single Tenant, Strip Centers, Real Estate, Selling, Valuation, Investments, Financial Analysis, Financial Modeling, Negotiation, Market Analysis, Market Research, Argus Modeling, ARGUS, MRI, Microsoft Excel, Bloomberg, Analysis, Competitive Analysis, Portfolio Management, Property Management, Strategic Planning

Education
University of California, Irvine - The Paul Merage School of Business   2011 — 2013
MBA, Finance & Real Estate

Brigham Young University   2003 — 2007
Business Administration, Corporate Finance

Kamal Masud, CFA Kamal Masud, CFA Newport Beach, California Details
Kamal Masud, CFA's Roth Capital Partners Experience July 2014 - Present
Job Vice President at ROTH Capital Partners
Industry Capital Markets
Experience
ROTH Capital Partners   July 2014 - Present
Roth Capital Partners   July 2012 - July 2014
Salman Capital Investments   March 2005 - August 2010
Salman Capital Investments   July 2003 - March 2005
Salman Capital Investments   July 2001 - July 2003

Skills
Capital Markets, Portfolio Management, Financial Modeling, Investment Banking, Equity Research, Trading, Financial Analysis, Business Valuation, Credit Analysis, Banking, Investments, Bloomberg, Emerging Markets, Valuation, Microsoft Excel, Finance, Business Development, Project Management, Series 63, FINRA, Valuation Modeling, Relationship Management, Excel, New Business Development, Corporate Strategy..., Chartered Financial..., Cross Functional Team..., Investment Advisory, Series 79, M&A analysis, Fairness Opinions, Capital IQ

Education
University of California, Irvine   2010 — 2012
Master of Business Administration, Finance

The Johns Hopkins University   1997 — 2001
Bachelor of Arts, Political Science

Sara Muscheid Sara Muscheid Orange County, California Area Details
Sara Muscheid's Roth Capital Partners Experience November 2000 - January 2002
Job Financial Services Professional
Industry Financial Services
Experience
Verizon Funding Corporation   September 2006 - November 2007
123 Loan, LLC   January 2002 - September 2006
Roth Capital Partners   November 2000 - January 2002

Education
California State University-Fullerton   1997 — 2001

Debjit Chattopadhyay Debjit Chattopadhyay United States Details
Debjit Chattopadhyay's Roth Capital Partners Experience April 2014 - Present
Job Senior Equity Research Analyst at ROTH Capital Partners
Industry Financial Services
Experience
Roth Capital Partners   April 2014 - Present
Emerging Growth Equities  January 2012 - April 2014
Boenning & Scattergood, Inc.   January 2011 - July 2011
Boenning & Scattergood Inc  April 2011 - June 2011
IPG Group   April 2010 - April 2011
Interlink Healthcare Communications  March 2010 - April 2011
81qd/Medical Knowledge Group   August 2009 - May 2010
81q/d Medical Knowledge Group   August 2009 - April 2010
Drexel University's LeBow College of Business  2010 - 2010
Boenning & Scattergood, Inc.   August 2006 - August 2009

Skills
Equity Research, Venture Capital, Business Development, Forecasting, Competitive Intelligence, Leadership, Mergers & Acquisitions, Investments, Due Diligence, Financial Modeling, Valuation, Market Analysis, Analysis, Life Sciences, Market Research, Management, Biotechnology, Strategy

Education
Sloan Kettering Cancer Center, NY   2002 — 2006
Post Doctoral, Targeted Therapy

The University of Connecticut   1998 — 2003
Ph.D

Drexel University - LeBow College of Business

LeBow College of Business, Drexel University
MBA, Finance/Marketing2012

University of Connecticut
Ph.D

University of Mumbai

Katrina LeNguyen Katrina LeNguyen Orange County, California Area Details
Katrina LeNguyen's Roth Capital Partners Experience June 2006 - Present
Job Staff Accountant at Roth Capital Partners
Industry Financial Services
Experience
Roth Capital Partners   June 2006 - Present
State Street Bank,Investment Management Services   May 2002 - June 2006

Education
California State University-Fullerton   1997 — 2000
Bachelor of Business Administration (BBA)

Marco Rodriguez, CFA Marco Rodriguez, CFA Dallas/Fort Worth Area Details
Marco Rodriguez, CFA's Roth Capital Partners Experience January 2004 - September 2006
Job Director of Research, Senior AnalystStonegate Capital Markets
Industry Investment Management
Experience
Stonegate Capital Markets   2008 - Present
Roth Capital Partners   January 2004 - September 2006
Roth Capital Partners   January 2004 - September 2006
The Keller Group   September 1999 - January 2004

Skills
Equity Valuation, Fundamental Analysis, Equity Research, Business Valuation, Competitive Analysis, Financial Analysis, Financial Modeling, M&A experience, Investment Management, Value Investing, Stock Market, Equities

Education
American University
BSBA, Finance

Ransom Everglades School

James J. Tong James J. Tong Orange County, California Area Details
James J. Tong's Roth Capital Partners Experience August 2009 - April 2010
Job Chairman of the Board at Memory Works (YiGongChang) Inc.
Industry Pharmaceuticals
Experience
Memory Works Inc.   August 2014 - Present
Tianyin Pharmaceutical (NYSE Amex: TPI)   April 2010 - December 2014
Roth Capital Partners   August 2009 - April 2010
Roth Capital Partners   March 2008 - August 2009
Rodman & Renshaw  2007 - 2008
Marine Biological Laboratory  February 2006 - October 2006
Cold Spring Harbor Laboratory  1997 - 2001

Skills
Equity Research, Deal Execution, Investment Banking, Equities, Financial Modeling, Pharmaceuticals, Risk Management, Management Consulting, Pharmaceutical Industry, Corporate Development, Mergers & Acquisitions, Finance, Venture Capital, Private Equity, Valuation, Investor Relations, Corporate Finance, Biotechnology, Due Diligence, Financial Analysis

Education
University of California, Irvine   2002 — 2007
Postdoc, Neurobiology, Longevity

Cold Spring Harbor Laboratory   1998 — 2001
Doctor of Philosophy (Ph.D.), Neurobiology and Behavior

Stony Brook University   1996 — 2001
Doctor of Philosophy (Ph.D.), Neurobiology and Behavior

Craig Pearlstein Craig Pearlstein Scottsdale, Arizona Details
Craig Pearlstein's Roth Capital Partners Experience January 2006 - July 2014
Job Institutional Trader at M.S. Howells & Co.
Industry Financial Services
Experience
M.S. Howells & Co.   July 2014 - Present
Roth Capital Partners   January 2006 - July 2014
Roth Capital Partners   February 2005 - January 2006

Skills
Equity Trading, Series 7, Trading, Series 63, Series 24, IPO, Securities, Bloomberg, Risk Management, FINRA, Equities, Microsoft Office, Series 55, Series 3

Education
University of California, Los Angeles   2000 — 2004
B.A, English

Orange Coast College

Paul Michelena Paul Michelena Orange County, California Area Details
Paul Michelena's Roth Capital Partners Experience October 2011 - Present
Job Consultant Engineer at ePlus Technology
Industry Information Technology and Services
Experience
ePlus Technology  January 2013 - Present
Roth Capital Partners   October 2011 - Present
WAVE Technology Solutions Group  May 2011 - December 2012
Southland Industries  May 2000 - February 2011
Allergan Pharmaceuticals  1997 - 2000

Skills
Microsoft Exchange, Project Management, Data Center, VMware, Microsoft SQL Server, Cisco Technologies, Virtualization, Documentum, Disaster Recovery, Enterprise Content..., Active Directory, Cisco IOS, SCCM, Windows Server, Hyper-V, IT Service Management, Network Security, SharePoint, Servers, DNS, SQL, Integration, DHCP, Group Policy

Education
University of California, Santa Barbara   1986 — 1990

Orange Coast College   1985 — 1987

Jeff Buhrman Jeff Buhrman Orange County, California Area Details
Jeff Buhrman's Roth Capital Partners Experience January 2012 - June 2014
Job Associate Vice President at Wunderlich Securities
Industry Investment Banking
Experience
Wunderlich Securities  June 2014 - Present
ROTH Capital Partners   January 2012 - June 2014
ROTH Capital Partners   January 2010 - January 2012
PCG Asset Management  August 2008 - January 2010
Morgan Stanley  July 2007 - July 2008
UBS  October 2005 - December 2006

Skills
Mergers, Acquisitions, Financial Modeling, Capital Raising, Private Equity, Venture Capital, Corporate Finance, Valuation, Mergers & Acquisitions

Education
UCLA Anderson School of Management   2014 — 2017
Master of Business Administration (MBA)

University of Washington   2003 — 2007
BA, Economics

Sarra Schuster Sarra Schuster Palm Springs, California Details
Sarra Schuster's Roth Capital Partners Experience October 2008 - Present
Job Equity Research Editorial team @ ROTH Capital and CoFounder & CFO at Simply Sweet Apps
Industry Financial Services
Experience
Roth Capital Partners   October 2008 - Present
Simply Sweet Apps   June 2012 - Present
Jacqueline Jarrot   August 2005 - January 2007
PIMCO  2003 - 2003
Tax & Financial Group  1998 - 2002
Trenwith Group, LLC  1995 - 1999

Skills
Series 7, Series 24, Equity Research, Series 63, Series 65, Product Design, Supplier Sourcing, Software Development, Mobile Applications, Business Efficiency, Data Modeling, Marketing Communications, Investment Banking, Bloomberg, Equities, Strategic Planning

Education
LATTC   2004 — 2006
Design

Pepperdine University   2000 — 2002
Bachelor of Science (BS), Business Administration, Management and Operations

Tim Arthurs Tim Arthurs Greater Chicago Area Details
Tim Arthurs's Roth Capital Partners Experience May 2005 - May 2008
Job Partner, Global Hunter Securities
Industry Capital Markets
Experience
Team 13   January 2009 - Present
Global Hunter Securities  May 2007 - Present
Roth Capital Partners   May 2005 - May 2008
FTN Equity Capital Markets  May 2001 - May 2005

Skills
Equity Research, Investments, Securities, Capital Markets, Equities, Emerging Markets, Equity Capital Markets, Options, Investment Banking, Venture Capital, Analysis, Sales, Trading, Investor Relations, Corporate Finance, Training, Valuation

Education
Slippery Rock University of Pennsylvania
Economics, Finance & Marketing

University of Dayton
Business, Entrepreneurship

Richard Ingrassia Richard Ingrassia Orange County, California Area Details
Richard Ingrassia's Roth Capital Partners Experience April 2002 - October 2013
Job Managing Director at Digital Offering
Industry Investment Banking
Experience
Digital Offering   October 2013 - Present
Roth Capital Partners   April 2002 - October 2013
PricewaterhouseCoopers  2000 - 2002
Paul Kagan Associates  1997 - 2000

Skills
Financial Modeling, Valuation, Equity Research, Equity Valuation, Corporate Finance, Capital Markets, Equities, Business Valuation

Education
Northwestern University   1993 — 1994
MS, Journalism and Publishing

University of Notre Dame   1983 — 1987
BA, Economics

Edward Timmons Edward Timmons Richmond, Virginia Details
Edward Timmons's Roth Capital Partners Experience May 2011 - December 2012
Job Senior Finance Manager at DaVita
Industry Hospital & Health Care
Experience
DaVita  July 2013 - Present
Roth Capital Partners   May 2011 - December 2012
Sterne Agee  May 2008 - March 2011
Stifel Nicolaus  January 2005 - May 2008

Skills
Valuation, Equity Valuation, Equity Research, Bloomberg, Financial Modeling, Asset Management, Equities, Investments, Series 7, FINRA, Fixed Income, Series 63, Financial Analysis, Securities, Alternative Investments, Hedge Funds, Investment Banking, Portfolio Management, Capital Markets

Education
The College of William and Mary - The Mason School of Business   2002 — 2004
MBA, Finance

West Virginia University   1991 — 1995
B.S B.Ad., Finance

Nicole Wang Nicole Wang San Jose, California Details
Nicole Wang's Roth Capital Partners Experience 2010 - 2012
Job MBA, Corporate Financial Planning & Analysis
Industry Information Technology and Services
Experience
NetApp  2014 - Present
Epson America Inc.  2012 - 2014
Roth Capital Partners   2010 - 2012
Quest Software  2009 - 2009
Intel Corporation  2004 - 2008

Education
Fudan University
Bachelor of Science

University of California, Irvine - The Paul Merage School of Business
Master of Business Administration (MBA)

Brad Regier Brad Regier Greater San Diego Area Details
Brad Regier's Roth Capital Partners Experience 1997 - 1999
Job Senior Vice President at Meketa Investment Group
Industry Financial Services
Experience
Meketa Investment Group  July 2015 - Present
Goodsnitch, Inc.   August 2014 - June 2015
Meketa Investment Group  January 2010 - August 2014
Viewpoint Investment Partners   2000 - 2005
The Seidler Companies  1999 - 2000
Roth Capital Partners   1997 - 1999

Skills
Financial Modeling, Equity Research, Alternative Investments, Equities, Valuation, Investments, Private Equity, Project Management

Education
The Tuck School of Business at Dartmouth   2007 — 2009
MBA

Westmont College   1995 — 1997
B.A., Economics

Wheaton College   1993 — 1995

Lane Elliott Lane Elliott Orange County, California Area Details
Lane Elliott's Roth Capital Partners Experience 2004 - 2006
Job Senior Vice President and Director of Business Development at California Republic Bank
Industry Banking
Experience
California Republic Bank  February 2012 - Present
Roth Capital Partners   2004 - 2006
RSM EquiCo  2002 - 2004
Execusite, INc.   2001 - 2002
MyNetMedia, Inc.   1999 - 2001
Tracker Technologies, Inc.   1991 - 1995
Schneider Financial Services, INc.   1986 - 1991
Ashwill Schneider Commercial Real Estate   1983 - 1986
Union Bank  1979 - 1983

Skills
Due Diligence, Mergers, Private Equity, Venture Capital, Investments, Corporate Development, Valuation, Corporate Finance, Private Placements, Investment Banking, Executive Management, Mergers & Acquisitions, Business Development, Loans, Real Estate, Acquisitions, Asset Management, Credit, Securities, Portfolio Management, Financial Structuring, Banking, Management, Finance, Financial Modeling, Business Strategy, Financial Analysis

Education
California State University-Los Angeles   1963 — 1966
Bachelor of Arts (B.A.), Accounting & Finance

Denver Bowen Denver Bowen Greater San Diego Area Details
Denver Bowen's Roth Capital Partners Experience September 1997 - October 2005
Job Field Director, Syncis Insurance Solutions,Inc.
Industry Financial Services
Experience
UBS Financial Services,Inc   October 2008 - July 2013
Roth Capital Partners   September 1997 - October 2005
Paine Webber  January 1994 - February 1995
Kidder Peabody  September 1988 - February 1994
US Navy  April 1981 - September 1988

Skills
Investments, Asset Managment, Equities, Private Equity, Alternative Investments, Fixed Income, Portfolio Management, Capital IQ, Investment Banking, Hedge Funds, Financial Markets, Series 7, Finance, Investment Advisory, Capital Markets, Asset Allocation, Investment Strategies, Financial Analysis, Mutual Funds, Valuation, Financial Advisory, Wealth Management, Securities, Investment Management, Series 63, Financial Structuring, Emerging Markets, Venture Capital, Fund Of Funds, Asset Management

Education
Truman State University   1976 — 1980
BA, Political Science

Joe Pantginis Joe Pantginis Greater New York City Area Details
Joe Pantginis's Roth Capital Partners Experience December 2009 - Present
Job Head of Biotechnology Research and Senior Research Analyst at Roth Capital Partners
Industry Financial Services
Experience
Roth Capital Partners   December 2009 - Present
Merriman Curhan Ford & Co.   October 2008 - December 2009
Canaccord Adams  2005 - 2008

Skills
Equity Research, Capital Markets, Biotechnology, Investment Banking, Due Diligence, Equities, Financial Modeling, Mergers & Acquisitions, Venture Capital, Corporate Development, Investor Relations, Valuation, Private Equity, IPO, Emerging Markets, Hedge Funds, Private Placements, Biotechnology Industry

Education
Pace University - Lubin School of Business   1999 — 2001
MBA, Finance

Albert Einstein College of Medicine of Yeshiva University   1991 — 1998
Ph.D., Molecular Genetics

Fordham University   1987 — 1991
Bachelor of Science (BS), Biology

Donald Straszheim Donald Straszheim Greater Los Angeles Area Details
Donald Straszheim's Roth Capital Partners Experience 2006 - 2008
Job at
Industry Financial Services
Experience
Straszheim Global Advisors   2001 - Present
Roth Capital Partners   2006 - 2008
Milken Institute  1997 - 2001
Merrill Lynch  1985 - 1997
Wharton Econometrics  1983 - 1985

Education
Purdue University - Krannert School of Management
BS, MS, PhD, Economics

Michael Reinhardt, GBA Michael Reinhardt, GBA Irvine, California Details
Michael Reinhardt, GBA's Roth Capital Partners Experience July 2000 - September 2002
Job Benefits Consultant at Capital Group
Industry Investment Banking
Experience
Capital Group  October 2013 - Present
Capital Group  July 2010 - Present
Seabreeze Management Company, Inc.   April 2009 - July 2010
Comcast Entertainment Group  August 2007 - April 2009
Comcast Entertainment Group  August 2006 - August 2007
PCM  December 2002 - August 2006
Roth Capital Partners   July 2000 - September 2002

Skills
Outlook, Microsoft Excel, PeopleSoft, Microsoft Word, PowerPoint, Benefits Administration, Microsoft Office, Human Resources, HRIS, Employee Benefits

Education
California State University-Fullerton   1997 — 2000
Bachelor of Business Administration (B.B.A.), Accounting

Irvine Valley College   1994 — 1997
Associate of Science (A.S.), Accounting

Otilia Chen Otilia Chen Orange County, California Area Details
Otilia Chen's Roth Capital Partners Experience 2013 - Present
Job Director Investment Banking at Roth Capital Partners
Industry Financial Services
Experience
ROTH Capital Partners   2013 - Present
C.K. Cooper & Company   2005 - 2013

Skills
Series 7, Capital Markets, Asset Management, Equities, Investment Banking, Investments, FINRA, Mergers & Acquisitions, Corporate Finance, Private Equity, Alternative Investments, Fixed Income, Valuation, Bloomberg, Equity Research

Education
Nova Southeastern University   1996 — 1998
Master of Business Administration (MBA)

Universidad Santa Maria La Antigua   1989 — 1995
Bachelor's degree, Finance, General

Robert Powers Robert Powers Greater Philadelphia Area Details
Robert Powers's Roth Capital Partners Experience June 2008 - February 2012
Job Managing Director at Emerging Growth Equities, LTD
Industry Investment Banking
Experience
Emerging Growth Equities  2012 - 2013
Roth Capital Partners   June 2008 - February 2012
Oppenheimer & Co.   January 2003 - September 2007

Education
Muhlenberg College   1987 — 1991
Mathematics

Paula Kalandiak, CFA Paula Kalandiak, CFA Greater Los Angeles Area Details
Paula Kalandiak, CFA's Roth Capital Partners Experience March 2004 - September 2006
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC  June 2014 - Present
Wedbush Securities  January 2010 - June 2014
ICR  April 2008 - November 2008
First Albany Capital  October 2006 - January 2008
Roth Capital Partners   March 2004 - September 2006
Wells Fargo Securities  August 2000 - March 2004

Skills
Finance, Investments, Equities, Capital Markets, Financial Modeling, Valuation, Financial Analysis, Equity Research

Education
New York University - Leonard N. Stern School of Business   1996 — 1998
MBA, Finance

Brown University   1986 — 1990
Bachelor of Arts (B.A.), International Relations and Affairs

Greg Tuerk Greg Tuerk Orange County, California Area Details
Greg Tuerk's Roth Capital Partners Experience 1997 - 2000
Job Market Maker
Industry Capital Markets
Experience
Global Hunter Securities  PresidentTrabuco Capital ManagementApril 2000 - May 2008
Roth Capital Partners   1997 - 2000
Genesis Merchant Group   1991 - 1997
Mabon Nugent   1985 - 1987

Skills
Equities, Capital Markets, Hedge Funds, Equity Research, Equity Trading, Trading, Sell Side, Valuation, Investment Banking, Financial Analysis, Investments

Education
Brown University   1981 — 1985
BA, Economics

Oak Park-River Forest High School   1977 — 1981

Koji Ikeda, CFA Koji Ikeda, CFA San Francisco, California Details
Koji Ikeda, CFA's Roth Capital Partners Experience September 2010 - October 2012
Job Associate Director
Industry Investment Banking
Experience
Oppenheimer & Co.   October 2012 - Present
Roth Capital Partners   September 2010 - October 2012
Ports America  June 2005 - September 2010
SVL Investment Management   September 2007 - May 2008

Skills
Financial Modeling, Financial Analysis, Valuation, Investment Banking, Corporate Finance, Equities, Due Diligence, Bloomberg, Mergers, Capital Markets, Microsoft Excel, Investments

Education
California State University-Long Beach - College of Business Administration   2007 — 2008
MBA

University of Southern California - Marshall School of Business   1996 — 2000
BA Business Administration

Robert Blanco Robert Blanco Greater Los Angeles Area Details
Robert Blanco's Roth Capital Partners Experience May 2008 - July 2008
Job Attorney at Wolfsdorf Rosenthal LLP
Industry Legal Services
Experience
Wolfsdorf Rosenthal LLP  March 2014 - Present
Root Law Group   November 2012 - March 2014
Root Law Group   May 2011 - November 2012
Disability Rights Legal Center  August 2011 - November 2011
Los Angeles Superior Court  May 2010 - July 2010
Roth Capital Partners   May 2008 - July 2008

Skills
Legal Research, Writing, Microsoft Office, Editing, L-1

Education
Loyola Law School, Loyola Marymount University   2009 — 2012
JD, Concentration in Corporate Law

Georgetown University - The McDonough School of Business   2005 — 2009
BS, Finance and Operations & Information Management

London School of Economics and Political Science   2007 — 2008
Finance, Managerial Economics, History

Philip Blanco Philip Blanco Greater Los Angeles Area Details
Philip Blanco's Roth Capital Partners Experience June 2008 - August 2008
Job Associate Attorney at The Aguilera Law Group
Industry Legal Services
Experience
The Aguilera Law Group   October 2014 - Present
Masserman & Ducey, LLP   January 2013 - October 2014
Case Western Reserve University Journal of Law, Technology & the Internet   March 2011 - May 2012
Federal Public Defender  May 2011 - August 2011
District Title  May 2010 - August 2010
U.S. House of Representatives   February 2009 - May 2009
Roth Capital Partners   June 2008 - August 2008

Skills
Legal Research, Legal Writing

Education
Case Western Reserve University School of Law   2009 — 2012
Doctor of Law (JD)

Georgetown University - The McDonough School of Business   2005 — 2009
BS, Finance/Operations & Information Management

London School of Economics and Political Science   2007 — 2008
Finance, International History, Managerial Economics

Kerry Soderstrom Kerry Soderstrom Orange County, California Area Details
Kerry Soderstrom's Roth Capital Partners Experience May 2010 - Present
Job Senior Accountant at Roth Capital Partners
Industry Accounting
Experience
Roth Capital Partners   May 2010 - Present
Affliction Holdings L.L.C   May 2008 - March 2010
Seacliff Dental   2004 - 2008

Skills
Microsoft Excel, Financial Analysis, Financial Reporting, Financial Statement..., Pivot Tables, Microsoft Word, Microsoft Office, Financial Statements, Cash Management, Due Diligence, Intercompany..., Account Reconciliation

Education
California State University-Long Beach - College of Business Administration   2009 — 2012
Bachelor of Science (B.S.)

Orange Coast College   2006 — 2008
Associate Arts

Helen Fu Helen Fu San Francisco Bay Area Details
Helen Fu's Roth Capital Partners Experience January 2011 - May 2011
Job Staff Financial Analyst at SanDisk
Industry Electrical/Electronic Manufacturing
Experience
SanDisk  June 2011 - Present
Roth Capital Partners   January 2011 - May 2011
China Investment Corporation  May 2010 - August 2010
Federal Home Loan Bank  August 2005 - August 2006

Skills
Financial Analysis, Financial Modeling, Financial Forecasting, Business Intelligence, Corpoarte FP&A, Strategy, Equity Research, Competitive Analysis, Mergers & Acquisitions, Analytics, Corporate Finance, Market Research

Education
University of Southern California - Marshall School of Business   2009 — 2011
MBA, Finance, Dean's list

Indiana University Bloomington

Nankai University

Jin (Paula) Sun Jin (Paula) Sun Irvine, California Details
Jin (Paula) Sun's Roth Capital Partners Experience June 2013 - August 2013
Job Credit Analyst
Industry Financial Services
Experience
East West Bank  June 2014 - June 2015
Sidoxia Capital Management, LLC  April 2014 - June 2014
Roth Capital Partners   June 2013 - August 2013
China Galaxy Securities Co. LTD  June 2009 - July 2012
Bosera Asset Fund Management Co. LTD   June 2008 - July 2008

Skills
Financial Modeling, Equity Research, Bloomberg, Quantitative Analytics, Equity Valuation, Financial Analysis, Emerging Markets, Financial Statement..., Reuters 3000, Advanced Excel, Financial Accounting, Investments, Business Analysis, Finance, Microsoft Excel

Education
University of California, Irvine   2012 — 2014
Master of Business Administration (MBA), Finance, 3.7

The Hong Kong University of Science and Technology   2005 — 2009
Bachelor, Finance

Liz Pierce Liz Pierce Greater New York City Area Details
Liz Pierce's Roth Capital Partners Experience August 2006 - November 2012
Job SVP & Sr Research Analyst at Brean Capital, LLC
Industry Investment Banking
Experience
Brean Capital, LLC  August 2014 - Present
Ascendiant Capital Markets   February 2013 - August 2014
Independent  November 2012 - January 2013
Roth Capital Partners   August 2006 - November 2012

Skills
Investment Banking, Bloomberg, Corporate Finance, Hedge Funds, Private Equity

Education
Kellogg Graduate School of Management   1992 — 1994
Master of Business Administration (MBA), Accounting and Finance

Sophie Newcomb/Tulane
Bachelor of Arts (BA), Economics & French

Nathan Schneiderman Nathan Schneiderman Los Angeles, California Details
Nathan Schneiderman's Roth Capital Partners Experience 2005 - November 2013
Job Senior Vice President, Market Strategies at Wedbush Securities
Industry Investment Management
Experience
Wedbush Securities  December 2013 - Present
Roth Capital Partners   2005 - November 2013
Wedbush Securities  2000 - 2005
Silver Tree Capital   1998 - 1999
Credit Suisse  1998 - 1998
Salomon Smith Barney  1997 - 1998

Education
Columbia University - Columbia Business School   1995 — 1997
MBA, Finance

Duke University
BS, Computer Science, Political Science

Dustin Salem Dustin Salem Orange County, California Area Details
Dustin Salem's Roth Capital Partners Experience Senior Vice PresidentRaymond James2003 - 2005
Job Senior Vice President at Roth Capital Partners
Industry Investment Banking
Experience
Roth Capital Partners   Senior Vice PresidentRaymond James2003 - 2005
Capital Research and Management   1998 - 2000

Education
University of California, Irvine   2008 — 2009
Investor Relations

University of California, Santa Barbara   1987 — 1992
Political Science, International Relations/Economics

Pepperdine University
MBA, Business

Raluca Pancratov, PhD Raluca Pancratov, PhD Greater New York City Area Details
Raluca Pancratov, PhD's Roth Capital Partners Experience July 2011 - May 2013
Job Associate at Goldman Sachs
Industry Biotechnology
Experience
Goldman Sachs  July 2015 - Present
SunTrust  May 2014 - June 2015
Sanford C. Bernstein  June 2013 - May 2014
Roth Capital Partners   July 2011 - May 2013
New York University  2005 - 2011

Skills
Equity Research, Lifesciences, Financial Modeling, Investments, Valuation, Due Diligence, Venture Capital, Capital Markets, Biotechnology, Hedge Funds, Molecular Biology, Equities, Biochemistry, Cell Biology, Bloomberg, Investment Banking, Private Equity, Pharmaceutical Industry, Data Analysis, Emerging Markets, Western Blotting, PCR, Neuroscience

Education
New York University School of Medicine   2005 — 2011
PhD, Pharmacology

Jacobs University Bremen   2002 — 2005
Bachelor's degree, Double Major Chemistry, Biochemistry and Cell Biology

Jack Geiger Jack Geiger San Francisco, California Details
Jack Geiger's Roth Capital Partners Experience 2013 - 2014
Job Investment Banking Analyst at Dean Bradley Osborne
Industry Investment Banking
Experience
Dean Bradley Osborne  2014 - Present
Roth Capital Partners   2013 - 2014

Skills
Microsoft Excel, Investment Banking, PowerPoint, Financial Modeling, Quantitative Analytics, Valuation, Mergers & Acquisitions, Microsoft Office, Research, Financial Analysis

Education
Brown University   2008 — 2012
Literary Arts & Economics

Marquette University High School   2004 — 2008

Karen Tseng Karen Tseng Greater Los Angeles Area Details
Karen Tseng's Roth Capital Partners Experience January 2014 - June 2014
Job MBA Candidate Class of 2015
Industry Electrical/Electronic Manufacturing
Experience
Honeywell  June 2014 - January 2015
Roth Capital Partners   January 2014 - June 2014
Calmonte Solar Corp.   October 2012 - September 2013
Advantest  July 2010 - July 2012

Skills
Semiconductors, Design of Experiments, Finite Element Analysis, Mechanical Engineering, Matlab, Simulations, Financial Modeling, Project Management, Business Development, Strategic Planning, Strategy, Competitive Analysis, Leadership, Product Development, Data Analysis

Education
University of California, Irvine - The Paul Merage School of Business   2013 — 2015
Master of Business Administration (MBA), Finance and Strategic Marketing

University of California, Los Angeles   2008 — 2010
Master of Science (M.S.), Semiconductor & MEMS

National Cheng Kung University   2003 — 2007
B.S., Mechanical Engineering, Dean's List

Christine (Bond) Tapia Christine (Bond) Tapia Orange County, California Area Details
Christine (Bond) Tapia's Roth Capital Partners Experience September 2007 - December 2007
Job Director of Office Operations at Tax & Financial Group
Industry Financial Services
Experience
Tax & Financial Group  February 2014 - Present
Tax & Financial Group  October 2008 - February 2014
Axis Marketing  April 2004 - October 2008
ROTH Capital Partners   September 2007 - December 2007

Skills
Marketing Communications, Direct Marketing, Email Marketing, Sales, Google Analytics, Product Marketing, Online Marketing, Marketing Strategy, Market Research, Advertising, Social Media Marketing, Strategy

Education
California State University-Long Beach - College of Business Administration   2005 — 2008
Bachelor's Degree, Bachelor of Science in Business Administration with a Marketing emphasis, Cum Laude

Alec Bethurum Alec Bethurum Prairie Village, Kansas Details
Alec Bethurum's Roth Capital Partners Experience 2002 - 2008
Job Sr. Portfolio Manager at Sterneck Capital Management
Industry Financial Services
Experience
Sterneck Capital Management   May 2013 - Present
Ocean View Capital   January 2010 - February 2012
Roth Capital Partners   2002 - 2008
Prudential Securities  1998 - 2001

Skills
Equities, Capital Markets, Portfolio Management, Hedge Funds, Mutual Funds, Asset Management, Equity Research, Alternative Investments, Financial Modeling, Investment Banking, Asset Allocation, Valuation, Investments, Bloomberg, Fixed Income, Securities

Education
Colgate University   1994 — 1998
Bachelor's Degree, History

Dustin Salem Dustin Salem Orange County, California Area Details
Dustin Salem's Roth Capital Partners Experience 2005 - 2010
Job Vice President of Capital Markets
Industry Capital Markets
Experience
Guiding Metrics   May 2015 - Present
MZ Group - Global Investor Relations   February 2013 - April 2015
Imperial Capital  May 2012 - February 2013
Auriga USA, LLC  September 2010 - August 2012
Roth Capital Partners   2005 - 2010

Skills
Equity Research, Equities, Investment Banking, Capital Markets, Trading, Investor Relations, Real Estate Financing, Equity Sales and Trading, Series 7, Alternative Investments, Valuation, Investments, Hedge Funds, Securities, Asset Management, Venture Capital, Bloomberg, Finance

Education
University of California, Irvine   2008 — 2009
Investor Relations Certificate Program

Pepperdine University, The George L. Graziadio School of Business and Management   2006 — 2008

UCSB   1987 — 1992
Bachelor of Arts (B.A.), Political Science - Int'l Relations

Mira Costa High School

Dan Fussman Dan Fussman New York, New York Details
Dan Fussman's Roth Capital Partners Experience September 2015 - Present
Job Investment Banking Analyst at ROTH Capital Partners
Industry Cosmetics
Experience
ROTH Capital Partners   September 2015 - Present
L'Oréal   December 2013 - Present
Ralph Lauren  August 2013 - November 2013
EY  May 2012 - August 2012

Skills
Microsoft Excel, Public Speaking, Microsoft Office, PowerPoint, Vision, Microsoft Word, Financial Analysis, Bloomberg Terminal, Financial Modeling, Financial Reporting, Finance, Customer Service, Marketing

Education
McGill University   2009 — 2013
Bachelor of Commerce (BCom), Accounting and Finance

Letty Hoang Letty Hoang Orange County, California Area Details
Letty Hoang's Roth Capital Partners Experience August 1999 - Present
Job Controller at Roth Capital Partners
Industry Investment Banking
Experience
Roth Capital Partners   August 1999 - Present

Skills
Financial Analysis, Corporate Finance

Education
California State University-Long Beach
Bachelor's degree, Accounting

Joseph Reagor Joseph Reagor Orange County, California Area Details
Joseph Reagor's Roth Capital Partners Experience September 2013 - Present
Job research analyst
Industry Financial Services
Experience
Roth Capital Partners   September 2013 - Present
Global Hunter Securities  March 2012 - July 2013
John Tumazos Very Independent Research   September 2007 - March 2012
Gaming Laboratories International  November 2006 - August 2007

Skills
Investments, Financial Modeling, Equities, Financial Analysis, Valuation, Equity Research, Securities, Hedge Funds, Capital Markets, Series 7, Derivatives, Equity Valuation, Series 63, Series 87, Series 86

Education
Monmouth University   2002 — 2006
Bachelor's degree, Math and economics

Penn State University   2001 — 2002

John Marrone John Marrone Greater Los Angeles Area Details
John Marrone's Roth Capital Partners Experience 1998 - 2004
Job Financial Adviser
Industry Financial Services
Experience
Marrone Financial   January 2007 - Present
Credit Suisse  2004 - 2007
Roth Capital Partners   1998 - 2004
Merrill Lynch  1997 - 1998
Sutro & Co  1991 - 1998
Drexel Burnham Lambert  1986 - 1989
Bateman Eichler   1982 - 1986

Skills
Investments, Management, Financial Modeling, Finance, Asset Management, Equities, Valuation

Education
UCLA
Political Science

Loyola Marymount University
Political Science

Crespi High School

Yale Jen Yale Jen New York, New York Details
Yale Jen's Roth Capital Partners Experience March 2012 - May 2013
Job Managing Director, Senior Biotech Analyst at Laidlaw and company
Industry Investment Banking
Experience
Laidlaw and company   September 2013 - Present
Roth Capital Partners   March 2012 - May 2013
Maxim Group  November 2007 - February 2012
Rodman and Renshaw  February 2007 - November 2007
HealthVest   May 2006 - January 2007
Thomas Weisel Partners  September 2005 - April 2006
Rodman & Renshaw  March 2004 - August 2005

Skills
Equities, Oncology, Equity Research, Healthcare, Infectious Diseases, Equity Valuation, Biotechnology

Education
Weill Medical College of Cornell University
Doctor of Philosophy (Ph.D.)

Rutgers University
Master of Business Administration (MBA)

kae ewing kae ewing Newport Beach, California Details
kae ewing's Roth Capital Partners Experience 1994 - 2001
Job Securities Investment Consultant at Newport Coast Securities, Inc
Industry Financial Services
Experience
Newport Coast Securities, Inc   September 2013 - Present
Wedbush Securites   2001 - 2013
Roth Capital Partners   1994 - 2001

Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Photoshop, Founder, Chair, Orange..., Trustee, Past Trustee, CHOC, Past Chair, Balboa Home...

Education
Claremont McKenna College   1956 — 1960
Liberal Arts Business Administration

Huntington Beach Union High School   1952 — 1956

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