Roth Capital Partners
Industry: Private banking company
DescriptionRoth Capital Partners, LLC is a small privately-held investment banking company with headquarters in Newport Beach, California. It specialises in providing services to small cap publicly-listed companies. Headquarters: Newport Beach, CA Number of employees: 135 (2007) Founded: 1984 Key person: Byron Roth Subsidiaries: Cortina Asset Management, LLC, Roth Capital Partners, LLC, Research Division
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Roth Capital Partners Employees
Urban Decay Cosmetics (L'Oreal Group) September 2012 - February 2014
Urban Decay Cosmetics (L'Oreal Group) August 2008 - October 2012
Odd Molly March 2008 - October 2008
Metropolitan West Captial Management May 2005 - July 2007
Roth Capital Partners 2003 - 2005
Skills
Trend Analysis, Retail, Fashion, Forecasting, Merchandising, Cosmetics, Sales Analysis, Retail Sales Analysis, Plannning, Inventory Forecasting, Inventory Management, Inventory Planning, Customer Service, Microsoft Excel, Sales, Leadership, Sales Management, Employee Training, Training, Outlook, Purchasing, Marketing, Budgets, Team Building, Strategy, Trend, Negotiation, Management, Payroll, Visual Merchandising, Analysis, Beauty Industry, Brand Management, Demand Planning, Consumer Products, Marketing Strategy, Microsoft Office, Supply Chain
Education
Fashion Institute of Design & Merchandising 2007 — 2008
Professional, Merchandise Marketing
California State University-Long Beach 2006 — 2007
MBA, Marketing
California State University-Long Beach - College of Business Administration 1997 — 2002
Business, Finance
Cozig December 2013 - Present
Red Bull Youth Americas Cup January 2013 - September 2013
Nielsen Company April 2012 - February 2013
Roth Capital Partners June 2011 - September 2011
Guild Investment Management June 2011 - August 2011
Skills
Financial Modeling, Valuation, Market Research, Private Equity, Corporate Development, Data Analysis, Business Planning
Education
St. Mary's College of Maryland 2008 — 2011
Economics
The Bascom Group October 2013 - June 2014
Industrial and Commercial Bank of China August 2013 - October 2013
Roth Capital Partners June 2012 - August 2012
Blue Ribbon Investment, Inc, July 2010 - August 2011
Shanghai Pudong Development Bank April 2008 - July 2010
Skills
Chinese Native, Intermediate French, Credential for Advanced..., Financial Analysis, Financial Modeling, Corporate Finance, Investments, Valuation, Chinese, Long-term Customer..., Relationship Management, Shanghainese, Risk Management, Banking Relationships, Retail Banking, Commercial Banking, Underwriting, Presentations, Financial Forecasting, Analysis, Competitive Analysis, Marketing Strategy, Data Analysis, Business Development, Credit Analysis, Finance, Due Diligence, Fixed Income, Mandarin, CRM, Equity Research, Bloomberg
Education
University of California, Irvine 2011 — 2013
Master of Business Administration, Finance and Financial Management Services, GPA 3.7
Fudan University 2012 — 2012
East China University of Political Science and Law 2004 — 2008
Bachelor of Law, International Economic Law
No. 2 Middle School Affiliated with East China Normal University 2001 — 2004
Ambry Genetics August 2014 - Present
Laserfiche April 2014 - August 2014
Roth Capital Partners February 2014 - March 2014
IBM - Industry Solutions Media Services October 2006 - July 2013
FileNet August 2004 - October 2006
The Art Institute of Boston November 2003 - May 2004
Entertaining Diversity January 2003 - May 2004
The New England Institute of Art August 2002 - May 2004
Cambridge Center for Adult Education January 2003 - April 2004
Starz Media July 2000 - January 2002
Skills
Animation, Video Editing, Graphic Design, Character Animation, Creative Direction, Multimedia, Motion Graphics, Storyboarding, Photoshop, Mac, Video Production, Drawing, Layout, Computer Animation, Adobe Creative Suite, User Interface Design, Illustrator, Maya, After Effects, Flash Animation, E-Learning, Flash, Content Management, Art, Figure Drawing, Final Cut Pro, Social Media Marketing, Audio Editing, Interpersonal..., Graphics, Video, Film, Advertising, Editing, Social Media
Education
University of California, Santa Barbara
BA, Sociology
California State University-Fullerton
Entertainment Arts & Animation
Animation Mentor 2010 — 2012
Certificate, Advanced Studies in Character Animation
iAnimate 2013 — 2014
Advanced Character Animation Training
Foodsmith June 2013 - October 2014
Shotzoom Software January 2010 - December 2011
Demand Media January 2009 - December 2009
Demand Media, Inc. April 2007 - January 2009
Roth Capital Partners September 2006 - April 2007
Millennium Hanson September 2003 - September 2006
Skills
Product Development, Business Development, Finance, Strategic Partnerships, Product Management, Strategy, Product Marketing, Business Strategy, Mergers, Financial Modeling, Management, Team Building, Corporate Development, Mergers & Acquisitions, Executive Management, Due Diligence, Marketing Strategy, Negotiation, Analysis
Education
Lehigh University 1998 — 2002
BA, Finance, Marketing
Breck School 1992 — 1998
Aligned Telehealth February 2014 - Present
Spacelabs Healthcare July 2013 - Present
UCLA Health January 2012 - March 2013
Cedars-Sinai Medical Center November 2011 - November 2012
OSI Systems- Spacelabs Medical May 2006 - January 2007
Roth Capital Partners August 2005 - March 2006
Epitaph Records June 2003 - July 2005
Skills
Mergers & Acquisitions, Psychology, Public Health, Medicine, Training, CBT, Hospitals, Healthcare, Wellness, Research, Treatment, Clinical Research, Consulting, Entrepreneurship, Management, Marketing, Marketing Strategy, Medical Devices, Mental Health, Public Speaking, Social Media, Social Media Marketing, Social Networking, Strategic Planning
Education
Alliant International University-Los Angeles 2007 — 2011
Doctorate of Psychology in Clinical Psychology, Clinical Psychology
University of California, Los Angeles 2001 — 2004
BA, Sociology
Palos Verdes Peninsula High School
Richmond
Salem Partners LLC June 2013 - Present
UC Irvine Student Managed Investment Fund April 2012 - June 2013
Roth Capital Partners December 2012 - April 2013
Merrill Lynch March 2012 - September 2012
Harvey & Company LLC January 2012 - April 2012
Simpluris Technologies Private Limited October 2011 - January 2012
Portland State University Campus Recreation September 2010 - June 2011
Skills
Microsoft Office, Banner Accounting System, Vietnamese, Microsoft Excel, PowerPoint, Microsoft Word, Accounting, Data Analysis, Outlook, Research, Access, Tax, Customer Service, Pivot Tables, Public Speaking, Bloomberg Terminal, Analysis, Mergers & Acquisitions, Event Planning, Financial Analysis, English, Financial Modeling, Account Reconciliation, Corporate Finance, Time Management, Valuation, Leadership, Critical Thinking, Strategic Planning, Equities, Economics, Portfolio Management, Financial Reporting, Nonprofits, Windows, Team Leadership, Data Entry, Market Research, Bloomberg, Management, Fundraising, Finance, Project Management, Facebook, Social Networking, Social Media, Forecasting, Teamwork, Auditing, Statistics
Education
University of California, Irvine 2011 — 2013
Bachelor of Art, Business Administration (Accounting)
Portland State University - School of Business 2009 — 2011
Finance, General
Fairmont Preparatory Academy 2005 — 2009
High School
Orion Health July 2014 - Present
Dynamic Digital Depth (DDD) January 2011 - February 2013
Roth Capital Partners September 2007 - February 2009
Canaccord Genuity Inc. April 2005 - August 2007
Paramount Pictures November 1999 - November 2004
Skills
Adobe Creative Suite, Windows, Project Management, Executive Support, Travel Arrangements, Administrative..., Calendars, Office Management, Expense Reports, Executive..., FileMaker, Calendaring
Education
Emerson College
Hesser College
Roth Capital Partners June 2013 - Present
San Diego Sport Innovators (SDSI) - managed by CONNECT January 2010 - June 2013
Woodfin Suite Hotels June 2008 - January 2010
Cbeyond February 2008 - April 2008
Skills
Start-ups, Entrepreneurship, Management, CRM, Program Management, Sales, Nonprofits, Integration, Networking, Investments, Strategic Planning, Marketing Strategy, Marketing, Social Media Marketing, Event Planning, Business Development, Strategy, New Business Development, Negotiation, Product Management, Contract Negotiation, Leadership, Team Leadership, Event Management, Project Management, Strategic Partnerships, Public Relations, Business Planning, Business Strategy, Fundraising, Investment Banking
Education
Southern Methodist University 2002 — 2007
Bachelors, Business Economics & Public Policy
ROTH Capital Partners May 2015 - Present
Pramerica February 2015 - April 2015
Summer Street Research Partners January 2014 - November 2014
Rockport National Bank June 2011 - August 2011
Skills
Critical Thinking, PowerPoint, Microsoft Excel, Analysis, Problem Solving, Data Analysis, Valuation, Financial Modeling, Corporate Finance
Education
Boston University 2012 — 2016
Bachelor of Business Administration (BBA), Finance, General, Sophmore
Sir Francis Drake High School 2009 — 2012
Love Culture Inc July 2012 - Present
Roth Capital Partners July 2010 - June 2012
ICR March 2005 - July 2010
Compagnie Financiere Tradition November 2003 - March 2005
Morgan Stanley September 1995 - February 2000
Kellwood Company September 1992 - September 1995
Arthur Andersen LLP June 1986 - September 1992
Education
University of Kansas 1982 — 1986
Bachelor of Science, Accounting and Business Administration
CAbi, LLC. July 2014 - Present
Wynning Ways Incentives, Inc. August 2005 - July 2014
Roth Capital Partners October 2013 - June 2014
Progressive Incentives December 1996 - August 2005
Skills
Team Building, Budgets, Hospitality Industry, Location Intelligence, Meeting Planning, Trade Shows, Incentives, Management, Event Management, Event Planning, Food & Beverage, Catering, Hotels, Hospitality, Contract Negotiation, Program Management, Corporate Events
Education
California State University-Northridge
Communications
IGT February 2012 - May 2015
Walt Disney Imagineering 2007 - February 2012
The Walt Disney Company 2004 - 2007
AlixPartners 2002 - 2004
Goldman Sachs 2000 - 2002
Deloitte 1998 - 1999
Roth Capital Partners 1997 - 1998
PricewaterhouseCoopers 1995 - 1997
Education
Northwestern University - Kellogg School of Management 1999 — 2001
Master of Business Administration (M.B.A.)
University of Notre Dame 1991 — 1995
Bachelor’s Degree, Business Administration and Management, Accountancy
Harcourts Prestige Properties January 2009 - Present
Brenson Co February 2006 - Present
Atlas REO February 2009 - June 2010
Brenson January 2005 - January 2009
LandAmerica Commonwealth October 2002 - May 2005
Roth Capital Partners August 2001 - January 2002
Skills
residential development, residential marketing, Construction, Land Development, Land Acquisition, Residential Listings, International Real..., Residential Resale, Marketing, Real Estate, Disposition, Property, Commercial Real Estate, Investment Properties, Financial Analysis, Asset Management, Real Estate Development, Investments, Due Diligence, New Home Sales, Real Estate Economics, Foreclosures, Relocation, Listings, Rentals, Sellers, Selling, Real Estate Transactions, Condos, SFR, Single Family Homes, Investors, First Time Home Buyers, Referrals, 1031 Exchanges, Apartments, Buyers, New Homes, Entitlements, Real Estate Financing, Sales
Education
Pepperdine University 1998 — 2002
BS, Business
University of San Diego 2005 — 2006
MBA/MSRE, Business and Real Estate Development
Francis Parker 1994 — 1998
diploma, business
Roth Capital Partners May 2015 - Present
Global Hunter Securities June 2014 - May 2015
Global Hunter Securities January 2014 - May 2014
Jaco Oil June 2013 - August 2013
Rosine's Mediterranean Restaurant May 2007 - May 2013
Skills
Accounting, Corporate Finance, Forecasting, Financial Modeling, Auditing, Financial Statements, Finance, Great Plains Software, Microsoft Excel, Financial Analysis, Statistical Data..., Valuation, Microsoft Dynamics ERP, Strategic Financial..., International Finance, International Marketing, Investment Banking, Equity Research, Financial Planning, PowerPoint, Analysis, Investments, Equities, Management
Education
Chapman University 2013 — 2015
Master of Business Administration (MBA), Finance, General
California State University-Fullerton 2010 — 2013
Bachelor of Arts (B.A.), International Business
Lighter Capital February 2014 - August 2015
Moss Adams LLP July 2011 - February 2014
Hedge Fund-of-Funds March 2010 - September 2010
Moss Adams Capital LLC June 2008 - September 2008
Roth Capital Partners June 2007 - September 2007
Sullivan & Cromwell LLP July 2004 - June 2006
Skills
Financial Modeling, Financial Analysis, Corporate Finance, Private Equity, Economics, Valuation, Due Diligence, Research, Investments, Microsoft Excel, Capital Markets, Venture Capital, Equities, PowerPoint, Analysis, Hedge Funds, Asset Managment, Strategic Planning, Investment Banking, Asset Management, Squash
Education
University of Oregon - Charles H. Lundquist College of Business 2007 — 2009
MBA, Finance
University of Oregon School of Law 2006 — 2007
Tufts University 2000 — 2004
BA, International Relations
The Overlake School
Millennium Group July 2009 - September 2014
Roth Capital Partners January 2008 - August 2008
Skills
Private Equity, Financial Modeling, Investment Banking, Finance, Start-ups, Valuation, Business Development, Corporate Finance, Management, CRM, Asset Management, Joint Ventures, Financial Advisory, Microsoft Excel, Financial Analysis, Capital Markets, Due Diligence, Equities, Investments
Education
Peking University 2005 — 2009
Bachelor's Degree, Applied Mathematics
The London School of Economics and Political Science (LSE) 2007 — 2007
Summer School, Coursework: AF250 Corporate Finance
Nankai High School 2002 — 2005
Roth Capital Partners January 2006 - Present
FutureTrade January 2005 - December 2005
Deutsche Bank / NDB Capital Markets March 1998 - June 2002
Skills
equity trading, series 7, series 24, series 63, series 55, bloomberg, microsoft office, Microsoft Excel, Microsoft Word, Microsoft Office, Customer Service, PowerPoint
Education
California State University-Long Beach
BA, Asian History
CVCapital 2014 - Present
Roth Capital Partners 2010 - 2012
Pinnacle Fund 2008 - 2010
EDS (part of Hewlett-Packard now) 2000 - 2007
U.S. Bancorp 1999 - 2000
Putnam Lovell Securities (Part of Jefferies & Co. now) June 1998 - August 1998
Skills
Equities, Finance, Strategy, IPO, Mandarin, Mergers, Due Diligence, Corporate Finance, Financial Modeling, Financial Analysis, Venture Capital, Valuation, Investments, Investment Banking, Portfolio Management, Cross-border M&A, Corporate Development, Private Equity, International M&A, M&A experience, China Business..., doing business in China, IT Service Management, Chartered Financial..., series 79, Hedge Funds, Mergers & Acquisitions, Competitive Analysis, Equity Research, LBO, Strategic Financial..., Emerging Markets, Capital Markets, Business Strategy, Banking, Business Development, Bloomberg, Equity Valuation, Private Placements
Education
Washington University in St. Louis - Olin Business School 1997 — 1999
MBA, Finance and Strategy
Renmin University of China 1988 — 1992
Bachelor of Economics, Finance
Roth Capital Partners April 2010 - April 2015
Susman Godfrey LLP February 2008 - April 2010
Rodman & Renshaw January 2007 - January 2008
Skills
Office Management, Calendaring, PowerPoint, Administrative..., Outlook, Administrative..., Microsoft Excel, Travel Arrangements,..., Vendor & Client Invoice..., Restaurant Booking,..., Access, Accounts Payable, Event Planning, Teamwork, Social Media, Social Networking, Online Social Networking, Social Skills, Social Entrepreneurship, Quick Study
Education
Touro College 2001 — 2005
Bachelor of Business Administration (BBA), Business Administration and Management, General
Touro College
Bachelor's degree, Business Administration and Management, General
East West Bank December 2012 - Present
East West Bank July 2011 - December 2012
Roth Capital Partners November 2010 - May 2011
Anfield Group LLC June 2010 - September 2010
Shanghai Municipal Government, Shanghai, China July 2005 - July 2009
Skills
Credit, Credit Risk, Portfolio Management, CRM, Bloomberg, Investment Banking, Analysis, Valuation, Corporate Finance, Investments, Financial Modeling, Retail Banking, Finance, Negotiation, Microsoft Excel, Financial Analysis, Banking, Data Analysis, Equities, Risk Management, Research, Business Development, Credit Analysis, Underwriting, Commercial Banking, Access, Product Management
Education
University of California, Irvine - The Paul Merage School of Business 2009 — 2011
Master of Business Administration (MBA)
Fudan University 2001 — 2005
Bachelor, Economics
Roth Capital Partners July 2014 - Present
Global Hunter Securities October 2013 - July 2014
Sabal Financial Group LP July 2012 - June 2013
Roth Capital Partners August 2010 - July 2012
Skills
Valuation, Investments, Investment Banking, Portfolio Management, Equities, Mergers & Acquisitions, Series 7, Equity Research, Corporate Finance, Series 63, Financial Analysis, Mergers, Finance, Trading, Real Estate, Private Equity, Asset Management, Hedge Funds, Fixed Income, Bloomberg, Capital Markets, Alternative Investments, Equity Valuation, Securities, Banking, Financial Modeling, Credit, Due Diligence, Loans, Venture Capital, Financial Markets, Series 55
Education
California State University-Fullerton - College of Business and Economics
Cain Brothers & Company, LLC July 2015 - Present
New Sheridan Advisors April 2014 - June 2014
Roth Capital Partners June 2013 - March 2014
Waddell & Reed August 2011 - June 2012
Skills
Microsoft Excel, Economics, PowerPoint, Financial Modeling, Fundamental Analysis, Competitive Analysis, Product Analysis, Industry Analysis, Research Writing, Bloomberg Terminal, Due Diligence, Financial Statements, Finance, Financial Analysis, Investments, Fixed Income, Investment Strategies, Corporate Finance, Valuation, Bloomberg, Equity Research, Microsoft Office
Education
Claremont McKenna College 2014 — 2015
Master's Degree, Finance
University of California, Irvine - The Paul Merage School of Business 2010 — 2014
Bachelor's Degree, Business Administration and Economics, Cum Laude
IMAX June 2015 - August 2015
D Magazine January 2015 - May 2015
Dormify May 2013 - August 2013
Roth Capital Partners December 2012 - January 2013
Skills
Social Media, Management, Customer Service, Social Networking, Marketing, Brand Development, Project Planning, Press Releases, Event Planning, Social Media Marketing, Research, Blogging, Publicity, Photoshop, Teamwork, Creative Writing, Copywriting
Education
Southern Methodist University 2012 — 2016
Bachelor of Arts, Advertising, Junior
Sage Hill High School 2008 — 2012
High School
Roth Capital Partners February 2015 - Present
Mihaylo Capital Management June 2014 - June 2015
Skills
Microsoft Excel, Microsoft Office, Financial Statement..., Investments, Options Strategies, Risk Management, Technical Analysis, Trading, Financial Analysis, Finance, PowerPoint, Microsoft Word, Teamwork, Leadership, Time Management, Portfolio Management, Economics, Equities, Derivatives, Options, Financial Modeling, Mutual Funds, Private Equity, Equity Research
Education
California State University-Fullerton 2009 — 2015
Bachelor's Degree, Business Administration, Concentration in Finance, Senior
UNO Charter School Network August 2013 - July 2015
Teach For America June 2013 - June 2015
University of Oregon January 2012 - June 2013
Roth Capital Partners June 2010 - August 2011
Skyhawks Sports Academy June 2009 - August 2009
Education
Dominican University 2013 — 2014
Professional Educator License, Education
University of Oregon 2009 — 2013
Bachelor of Science (BS), Human Physiology
VIZIO June 2015 - Present
VIZIO May 2013 - June 2015
Cellairis April 2012 - December 2012
Walker Physical Therapy May 2011 - November 2011
Roth Capital Partners February 2011 - May 2011
Skills
Marketing Communications, Advertising, Event Planning, Market Research, Email Marketing, Creative Development, Social Media, Marketing Strategy, Product Marketing, Integrated Marketing, Creative Direction, Strategic Communications, CRM, SEO, Direct Marketing, Brand Awareness, Market Planning, Public Relations, Marketing, Digital Marketing, Account Management, Google Adwords, Time Management, Brand Development, Online Marketing, Product Development, Partnership Marketing, Management, Social Media Marketing, Online Advertising, Marketing Research, Sales
Education
Georgia State University - J. Mack Robinson College of Business 2012 — 2012
Master's of Science, Marketing
California State University-Fullerton 2006 — 2010
Bachelor's of Arts, Communications; an emphasis in Advertising
Roth Capital Partners December 2014 - Present
Roth Capital Partners July 2014 - December 2014
Roth Capital Partners January 2014 - July 2014
UCI Student Managed Investment Fund (SMIF) September 2013 - July 2014
Pluris Valuation Advisors LLC January 2014 - April 2014
Harvey & Company LLC October 2013 - January 2014
Skills
Photoshop, Corporate Finance, Financial Modeling, Economics, Valuation, Derivatives, Finance, Equities, Investments, Mergers & Acquisitions, Options, Equity Research, Bloomberg, Econometrics, Financial Analysis, Investment Banking
Education
University of California, Irvine 2011 — 2014
Bachelor of Arts (BA), Economics, Sociology
London School of Economics and Political Science
Finance, General
Biola University 2008 — 2009
Bachelor of Business Administration (BBA), Business Administration and Management, General
American Century Investments 2012 - Present
Advisors Asset Management January 2009 - December 2011
Merrill Lynch January 2008 - December 2008
Collins Stewart January 2006 - December 2007
Roth Capital Partners January 2005 - December 2007
MegaWine January 2004 - December 2005
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets
Education
The University of Kansas 1999 — 2003
Bachelor of Science in Business Administration, Finance, General
Consortium of Universities for International Studies (CIMBA) 2002 — 2002
Study Abroad, International Finance, A
University of Buenos Aires 2002 — 2002
Study Abroad, Field Geology
ROTH Capital Partners October 2015 - Present
Northland Securities April 2015 - October 2015
OPIN Systems May 2013 - April 2015
Life Time Fitness 2011 - 2013
Skills
Equity Research, Trend Analysis, Economics, Investments, Portfolio Management, Technical Analysis, Fundamental Analysis, Risk Management, Options Strategies, Currency Exchange, Equity Trading, Equity Valuation, Futures Trading, Equity Research Analysis
Education
Bethel University 2011 — 2014
Bachelor of Arts (B.A.), Economics and Finance, Cum Laude
University of Nicosia 2013 — 2013
International Business
Techstars May 2015 - Present
Rady School of Management August 2013 - June 2015
Qualcomm June 2014 - September 2014
Roth Capital Partners January 2014 - June 2014
Moore Venture Partners April 2012 - September 2013
CONNECT - San Diego June 2011 - April 2012
Skills
Private Equity, Venture Capital, Investments, Finance, Microsoft Excel, Nonprofits, Entrepreneurship, Economics, Financial Analysis, Financial Modeling, Business Development
Education
University of California, San Diego - The Rady School of Management 2013 — 2015
Master of Business Administration (MBA)
University of San Diego, School of Law 2007 — 2010
JD, Law
San Diego State University-California State University 2003 — 2007
BS, Finance
Group Health Cooperative 2010 - 2012
Group Health Cooperative 2008 - 2010
Group Health Cooperative 2005 - 2008
Group Health Cooperative 2002 - 2005
Meridian Capital LLC 2000 - 2002
Roth Capital Partners 1998 - 1999
Skills
Lean Thinking, Strategic Financial..., Compliance, Lean Management, Lean Operations, Cross-functional Team..., Project Management, Team Building, Integration of customer..., Financial Modeling, Financial Analysis, Corporate Finance
Education
Seattle University
Master of Business Administration (MBA), Operations Management and Supervision
Boston College
Bachelor of Applied Science (BASc), Corporate Finance
CleanTech IR, Inc. July 2009 - Present
Merriman Curhan Ford March 2001 - June 2009
Wells Fargo Securities 1998 - 2000
Roth Capital Partners 1997 - 1998
Dabney Resnick Imperial 1996 - 1997
Parker Hannifin 1986 - 1996
Skills
Investor Relations, Cleantech, Energy, Venture Capital, Private Equity, Corporate Development, Investment Banking, Valuation, Hedge Funds, Equities, Financial Modeling, Investments
Education
California State University-Long Beach 1991 — 1995
Master of Business Administration (MBA), Banking, Corporate, Finance, and Securities Law
Cal Poly San Luis Obispo 1981 — 1986
BS, Industrial Technology - Production Mgt.
Natera July 2015 - Present
CardioDx June 2012 - May 2015
Genoptix 2009 - 2012
Sequenom July 2007 - September 2009
Invitrogen 2004 - 2005
Sequenom 2001 - 2004
Roth Capital Partners 2000 - 2001
Skills
Biotechnology, Due Diligence, Intellectual Property, Oncology, Commercialization, Molecular Biology, Strategic Planning, Licensing, Mergers, Venture Capital, Market Research, Medical Devices, Pharmaceuticals, Life Sciences, Marketing Strategy, Diagnostics, Financial Modeling, Valuation, Strategy Development, Negotiation, Investments, Corporate Development, Start-ups, New Business Development, Business Planning, Healthcare, Business Strategy, Alliances
Education
London Business School 2005 — 2007
MBA
University of California, San Diego 1996 — 2000
MS / BS, Molecular & Structural Biology
Oppenheimer & Co. Inc. September 2015 - Present
Roth Capital Partners July 2013 - August 2015
Douglas Elliman Capital Mortgage February 2013 - June 2013
urboox.com August 2011 - June 2013
Xtreme Trips September 2010 - March 2013
UBS Wealth Management June 2012 - August 2012
Skills
Sales, Entrepreneurship, Marketing Strategy, Public Speaking, Hard Worker, Entrepreneur, Raising Venture Capital, Venture Capital, Investment Banking, Website Development, Financial Analysis, Financial Modeling, Bloomberg Terminal, Capital IQ, Equities, Valuation
Education
Rutgers, The State University of New Jersey-New Brunswick 2009 — 2013
Undergraduate, Finance, General
Manalapan High School 2005 — 2009
Piper Jaffray November 2012 - Present
Jefferies & Company 2006 - August 2012
Greif & Co. 2005 - 2006
CIBC World Markets 2001 - 2005
Roth Capital Partners 2000 - 2001
Skills
Investment Banking
Education
Loyola Marymount University, College of Business Administration 1996 — 2000
Abby's Millstone Baking Company August 2015 - Present
Pure Green Corp March 2015 - July 2015
Anodizing Industries Inc. July 2012 - December 2013
Elative November 2011 - February 2012
PEAK6 Investments LP February 2010 - October 2010
Consolidated Trading September 2004 - August 2009
Jefferies LLC May 2003 - September 2003
UBS Financial Services May 2002 - September 2002
Roth Capital Partners May 2001 - September 2001
Skills
Trading, Derivatives, Options, Equities, Financial Markets, Trading Systems, Hedge Funds, Capital Markets, Fixed Income, Risk Management, Commodity, Hedging, Financial Modeling, Electronic Trading, Anodizing, Bloomberg, Financial Risk
Education
Boston University 2000 — 2004
Bachelor of Science Business Admin., Finance, Law
Boston University 2000 — 2004
Bachelor of Business Administration (BBA), Finance
Pillsbury Winthrop Shaw Pittman LLP July 2013 - Present
Pillsbury Winthrop Shaw Pittman March 2010 - June 2013
Pillsbury Winthrop Shaw Pittman February 2004 - February 2010
KPMG July 2003 - January 2004
San Diego MIT Enterprise Forum February 2001 - June 2003
Roth Capital Partners August 1999 - December 2000
Arthur Andersen January 1998 - July 1999
Skills
New Business Development, Proposal Writing, Marketing Strategy, Business Development, Strategy, Mergers & Acquisitions, Program Management, Management, Strategic Planning, Team Building, Leadership, Market Research, Competitive Analysis, Marketing, Public Relations, Due Diligence, Marketing Communications, Analysis
Education
National University 2006 — 2008
Master of Business Administration, Marketing
University of Northern Iowa 1993 — 1997
Bachelor of Arts, Finance and Spanish
Dowling Catholic High School 1989 — 1993
New Albion Partners August 2013 - Present
Brookline Group LLC January 2012 - August 2013
Roth Capital Partners July 2007 - January 2012
Imperial Capital Bank January 2007 - August 2007
Skills
Capital Markets, Equities, Investment Banking, Private Equity, Alternative Investments, Fixed Income, Series 7, Equity Research, Series 63, Bloomberg, Equity Trading, Securities, Investment Management, FINRA
Education
Loyola Marymount University 2000 — 2002
Master of Business Administration (MBA), Fiinance
United States Air Force Academy 1993 — 1997
Bachelor of Science (B.S.), Human Factors Engineering
United States Air Force
Roth Capital Partners 2009 - Present
NewMark Merrill Companies 2009 - 2009
First Financial Credit Union 2008 - 2008
Skills
Financial modeling, Financial analysis, Equities, Valuation, Investment banking, Investment Banking, Financial Analysis, Financial Modeling, Due Diligence, Equity Research, Capital Markets, Equity Valuation, Bloomberg, Corporate Finance, Hedge Funds, Venture Capital, Alternative Investments, Investments, Private Equity, Sexual Identity
Education
Point Loma Nazarene University 2005 — 2009
Bachelor of Arts (B.A.), Business Administration
Roth Capital Partners December 1994 - Present
Skills
Mergers & Acquisitions
Education
The University of Chicago Booth School of Business 1975 — 1978
MBA, Finance
Tufts University 1972 — 1975
BA, Economics
Cranbrook School 1967 — 1971
Axle Digital / WeWIN 2012 - Present
Self Employed Financial Consultant 2002 - Present
AdECN 2005 - 2007
City of Downey 2003 - 2007
City of Downey 2003 - 2007
Fidelity National Financial 1999 - 2001
Roth Capital Partners 1997 - 1999
ZAD Asset Management 1993 - 1997
Donner & Schwerdt, Inc 1990 - 1993
Wedbush Morgan Securities 1984 - 1989
Skills
Asset Managment, Due Diligence, Private Equity, Investments, Equities, Analysis, Portfolio Management, Management Consulting, Start-ups, Investment Banking, Financial Advisory, Business Development, Business Planning, Asset Management, Mutual Funds, Finance
Education
Loyola University School of Law 1973 — 1976
J.D, Business Law
UCLA Anderson School of Management 1970 — 1971
M.S, Business Administration (Finance)
University of California, Irvine 1966 — 1970
B.A, Economics and Mathematical & Computer Models
Merrill Lynch June 2012 - December 2014
BNP Paribas Securities Services October 2010 - November 2011
CJI Capital Markets, Inc. May 2009 - May 2010
Roth Capital Partners March 2008 - March 2009
RBC Capital Markets 2007 - 2008
Banc of America Securities 2003 - 2007
Banc of America Securities 2001 - 2003
Goldman Sachs 2000 - 2001
Montgomery Securities/Banc of America 1995 - 2000
Kidder, Peabody & Co. October 1990 - January 1994
Skills
Equities, Capital Markets, Capital, Trading, Series 63, Hedge Funds, Risk Management, Financial Structuring, Options, Electronic Trading, Finance, IPO, Equity Trading, Investments, Alternative Investments, Securities, Fixed Income, Investment Banking, Asset Management, Portfolio Management, Bloomberg, Private Equity, Series 7, Valuation
Education
Boston College 1984 — 1988
BA
The Delbarton School 1980 — 1984
Irvine Public Schools Foundation August 2014 - Present
Roth Capital Partners October 2005 - August 2014
SRS Labs September 2001 - September 2005
NQL Inc (formerly AlphaMicrosystems) May 1999 - September 2001
Market Pathways June 1995 - May 1998
Skills
Nonprofits, Fundraising, Charity Events, Business Development, Corporate Events, Marketing, Corporate Development, Event Management, Marketing Strategy, Event Planning, Public Relations, Non-profit Development, Networking, Non-profit Leadership, Charity Marketing, Marketing Communications, Corporate Communications, Investor Relations, Spokesperson, Competitive Analysis, Strategic Planning, Project Coordination, Media Relations, Social Media Marketing, Corporate Branding, Management, Press Releases, Strategic Partnerships, Capital Markets, Business Strategy, Corporate Social Media, Budgets, Corporate Finance, Crisis Communications, Branding & Identity, Internal Communications, Brand Management, Brand Development, Raiser's Edge
Education
University of California, Irvine
Social Media
University of California, Irvine 1996 — 1998
Investor Relations Certificate, Investor Relations Certificate
California State University-Fullerton 1992 — 1996
BA, Communications - Public Relations
Zions Bancorporation 2012 - 2015
Bank of America 2010 - 2012
Bank of America 2005 - 2010
Bank of America 2003 - 2005
Pepsi Bottling Group 2002 - 2003
Roth Capital Partners June 2002 - August 2002
HSBC 2000 - 2001
US Census Bureau 1998 - 2000
Skills
Analytics, Portfolio Management, Analysis, Risk Management, SAS, SQL, Credit Cards, Financial Modeling, Credit Risk, Data Mining, Forecasting, Market Research, Finance, Management, Banking, Credit, Strategic Financial..., Financial Analysis, Mortgage Lending, Start-ups, Data Analysis, Business Analysis, Credit Analysis, Marketing Strategy, Business Analytics, Strategic Planning, Access, PowerPoint, Investments, Corporate Finance, Financial Risk, Mortgage, Leadership, Risk, Statistics, Consulting, Loss Analysis, Loss Forecasting, Business Intelligence, Excel, Marketing, Strategy, Financial Services
Education
University of California, Irvine 2001 — 2003
Master of Business Administration (M.B.A.), Finance / Marketing
Brigham Young University
Bachelor's Degree, Statistics
Roth Capital Partners April 2013 - Present
Melissa Data April 2009 - July 2011
Melissa Data February 2007 - March 2009
Melissa Data December 2002 - February 2007
Marconi Corporation May 1998 - December 2002
Wyle Systems September 1995 - May 1998
Education
Stanbridge College 2012 — 2013
IT Diploma Program, Computer Information Systems, 3.81
Saddleback College 2008 — 2010
Associate Degree, General Studies
Liolios Group June 2010 - Present
Miller Tabak March 2009 - June 2010
Merriman Curhan Ford & Co. June 2005 - March 2009
Roth Capital Partners June 2004 - June 2005
Skills
Investor Relations, Analysis, Equities, Team Leadership, Team Building, Process Improvement, Valuation, Capital Markets, Mergers & Acquisitions, Start-ups, Financial Analysis, Strategy, Due Diligence, Options, Financial Modeling, Equity Trading, Sales, Corporate Finance, Financial Communications, Institutional Sales, Investment Banking, Corporate Communications, IPO, Bloomberg, Capital IQ, Strategic Consulting, Crisis Management, Crisis Communications, Capital Markets..., Business Development, Shareholder Activism, SEC Filings, Management Consulting, Peer Group Analysis, Perception Studies, Shareholder..., Media Relations, Board Relations, Equity Research, Financial Services, Capital Raising, Equity Capital Markets
Education
Penn State University 1993 — 1997
BS, Finance
Perkiomen Valley High School 1983 — 1993
Ladenburg Thalmann May 2014 - Present
Roth Capital Partners April 2012 - April 2014
RCH Ventures LLC June 2011 - April 2012
BMO Capital Markets May 2006 - June 2011
SunTrust Robinson Humphrey July 2002 - May 2006
Robertson Stephens 2000 - 2002
Lehman Brothers May 1995 - March 2000
UBS Securities Co., Ltd 1997 - 1998
Skills
Financial Modeling, Capital Markets, Banking, Corporate Development, Equities, Private Equity, Pharmaceuticals, Healthcare, Valuation, Mergers, Due Diligence, Equity Research, Asset Management, Financial Analysis, Portfolio Management, Corporate Finance, Bloomberg, Emerging Markets, Business Strategy, Equity Valuation, Business Planning, Investments, Fixed Income, Investment Banking, Management Consulting, Market Research, Debt, Investor Relations, Research, Trading, Financial Markets, Industry Analysis, Series 7, Competitive Analysis, Credit, Biotechnology, Forecasting, Business Valuation, Fundraising, Private Placements, Hedge Funds, LBO, Pharmaceutical Industry, Mergers & Acquisitions, Venture Capital
Education
Columbia University - Columbia Business School 1994 — 1995
Master of Business Administration (M.B.A.), Finance, Dean's Honor List
Yale University 1983 — 1987
BA, Economics (History)
Roth Capital Partners February 2007 - Present
Donohoe Advisory Associates LLC July 2004 - Present
The NASDAQ Stock Market April 1995 - June 2004
Skills
FINRA, Private Equity, Wealth Management, Investment Banking, Mergers & Acquisitions, Mergers, Portfolio Management, Series 63, Equity Research, Stock Exchange, Corporate Development, Corporate Finance, Start-ups, Equity Trading, Investment Management, Securities Regulation, Strategic Partnerships, Finance, Equities, Capital Markets, Securities, Due Diligence, Financial Structuring, M&A experience, Business Strategy, Asset Managment, Investor Relations, Financial Services, Fixed Income, Strategy, Financial Modeling, Restructuring, Business Development, Series 24, Hedge Funds, Risk Management, Investments, Financial Analysis, Private Placements, Management, Venture Capital, Alternative Investments, Business Valuation, IPO, Real Estate, Strategic Planning, Options, Trading, Valuation, Series 7
Education
The Catholic University of America, Columbus School of Law 1985 — 1988
JD, Law
The University of Texas at Austin 1981 — 1985
Bachelor’s Degree, Economics
Georgetown Prep
Roth Capital Partners January 2013 - September 2015
Independent November 2012 - January 2013
Skills
Alternative Investments, Venture Capital, Private Equity, Investment Banking, Due Diligence, Valuation, Hedge Funds, Investments, Private Placements, Finance, Equities, Capital Markets, Financial Modeling, Mergers & Acquisitions, Corporate Finance, IPO, Equity Research, Emerging Markets, Securities, Asset Management
Education
Ripon College 1988 — 1992
Business Management, Economics
New Century Capital Partners and THiNKGREEN! Global Advisors September 2008 - Present
Valens Capital Management 2006 - 2008
ARC Investment Partners 2005 - 2006
Roth Capital Partners 2003 - 2005
CIBC World Markets 1998 - 2003
SunTrust Robinson Humphrey 1993 - 1997
Skills
Valuation, Mergers, Financial Analysis, Business Development, Capital Raising, Negotiation, Business Process..., Private Placements, Cleantech, Equities, IPO, Equity Research, Banking, Private Equity, Corporate Finance, Mergers & Acquisitions, Investments, Project Finance, Capital Markets, Investment Banking, Portfolio Management, Venture Capital, Structured Finance, Hedge Funds, Funding, Restructuring, Financial Modeling, Alternative Investments, Financial Structuring, Asset Management, Financial Services, Financial Advisory
Education
Cornell University - Johnson Graduate School of Management 1997 — 1999
MBA, Corporate Finance
University of Georgia - Terry College of Business 1989 — 1993
BBA, Financial Engineering
Roth Capital Partners September 2014 - Present
Roth Capital Partners September 2011 - Present
Gleacher & company November 2007 - August 2011
WR Hambrecht + Co June 2005 - November 2007
Sanders Morris Harris August 2003 - June 2005
Adams Harkness July 1999 - June 2003
EVEREN August 1997 - June 1999
Raymond James & Associates, Inc 1996 - 1996
Pitney Bowes July 1993 - December 1995
PwC September 1991 - July 1993
Skills
Equities, Alternative Investments, Bloomberg, Capital Markets, Corporate Development, Corporate Finance, Derivatives, Due Diligence, Emerging Markets, Equity Research, Equity Sales, Equity Trading, Equity Valuation, Financial Analysis, Financial Markets, Financial Modeling, Financial Services, Fixed Income, Hedge Funds, Institutional, Institutional Sales, Investment Advisory, Investment Management, Investor Relations, Mergers, Portfolio Management, Securities, Series 63, Valuation, Venture Capital
Education
The University of Chicago Booth School of Business 1995 — 1997
MBA, Finance and Economics
University of Illinois at Urbana-Champaign 1987 — 1991
BS, Accounting
University of Illinois at Urbana-Champaign 1987 — 1991
business
University of Illinois at Urbana-Champaign 1987 — 1991
Bachelor of Science (BS), accounting
University of Illinois at Urbana-Champaign - College of Business 1987 — 1991
Bachelor of Science (BS), Accounting
Southern California Gas Company September 2012 - Present
LifeHOUSE Properties 2010 - September 2012
Roth Capital Partners 2006 - 2009
Kayne Anderson Rudnick 2005 - 2006
Odyssey Advisors 2004 - 2005
Skills
Financial Analysis, Financial Modeling, Alternative Investments, Mergers, Equity Valuation, Valuation, Financial Reporting, Microsoft Excel, Equity Research, Hedge Funds, Bloomberg, Private Equity, Investments, Capital Markets, Asset Managment, Budgets, Equities, Accounting, Risk Management, Venture Capital, Strategic Planning, Due Diligence, Mergers & Acquisitions, Forecasting, Analysis, Asset Management
Education
Loyola Marymount University 2003 — 2005
MBA, Finance
University of Southern California - Marshall School of Business 1997 — 2001
B.S., Business Administration- Finance
Monarch Bay Securities April 2012 - Present
Aries Management Inc. 2009 - June 2013
B. Riley June 2004 - December 2008
The Seidler Companies March 2002 - May 2004
Roth Capital Partners June 1998 - March 2002
Drexel Burnham Lambert 1986 - 1990
E F Hutton & Co Inc 1978 - 1986
Skills
Equities, Debt, Capital Markets, Financial Markets, Mergers, Corporate Finance, Private Placements, IPO, Investment Banking, Capital
Education
Harvard Business School 1976 — 1978
MBA, Finance
Georgetown University 1972 — 1976
BSBA, Finance
Rockhurst High School 1968 — 1972
RoundPegg December 2013 - December 2014
C1 Partners June 2013 - December 2013
C&C Cabbage Farms Companies: Kutenda, Local Income Lab & More February 2009 - June 2013
Enormo (formerly Properazzi) May 2008 - February 2009
InsureMe May 2003 - May 2008
Roth Capital Partners 1999 - 2001
Cruttenden Roth 1999 - 2001
Skills
Online Marketing, SEM, SEO, Email Marketing, Digital Marketing, Social Media Marketing, PPC, Marketing Strategy, Social Media, Lead Generation, Web Marketing, Search Advertising, Affiliate Marketing, Facebook, Online Lead Generation, Blogging, Entrepreneurship, SEO copywriting, Link Building, Online Reputation..., Small Business, Web Analytics, Google Analytics, Google Adwords, Online Advertising, Website Development, E-commerce, WordPress, Integrated Marketing, Marketing, Organic Search, Marketing Automation, Content Marketing, Google Webmaster Tools, Viral Video, Conversion Optimization, Web Video, Interactive Marketing, Direct Marketing, Online Video, Promotions, Infusionsoft, PHP, Public Speaking, Marketing Operations
Education
California State University-Fullerton, Mihaylo College of Business and Economics 1999 — 2001
BA, Marketing
Roth Capital Partners February 2014 - Present
Cold Spring Harbor Laboratory April 2007 - December 2013
Accelerate Long Island May 2013 - October 2013
Stony Brook University January 2007 - January 2008
Meida Le Israel September 1998 - January 2004
Madatech, The Israel National Museum of Science, Technology and Space October 2000 - January 2002
Carmel Winery May 2001 - September 2001
Israeli Defense Forces (IDF) August 1995 - August 1998
Skills
Lifesciences, Cell Biology, Molecular Biology, Genetics, Science Communication, Market Research, Equity Research, Bookkeeping, Career Development..., Presentation Development, Event Planning, Music Reviews, Neurobiology, Developmental Biology, Cell Culture: Cell..., Animal Models, Confocal Microscopy, Fluorescence Microscopy, Microscopy, Immunohistochemistry, PCR, qPCR, Tissue Culture, Laboratory, Gene Regulation, Microbiology, Molecular Biology:..., Immunoassays: WB, IF,..., Immunoprecipitation, Molecular Genetics
Education
State University of New York at Stony Brook 2006 — 2013
Ph.D., Molecular and Cellular Biology
Tel Aviv University 2003 — 2006
M.Sc., Genetics
Technion-Machon Technologi Le' Israel 1999 — 2003
B.Eng., Biotechnology & Food Engineering
Digital Offering LLC May 2014 - Present
YouMail, Inc February 2015 - Present
ARI Network Services, Inc. November 2014 - Present
Global Hunter Securities 2012 - 2014
Roth Capital Partners February 2002 - September 2011
eSamsung Ventures 2000 - 2001
eSamsung Ventures 2000 - 2001
Skills
Research, Microsoft Excel, Strategic Planning, Negotiation, Economics, Budgets, Financial Analysis, International Relations
Education
Georgetown University 1997 — 1999
Master of Business Administration (MBA)
University of Southern California 1989 — 1993
Bachelor of Arts (B.A.), International Relations
Roth Capital Partners November 2013 - Present
Horiba Medical December 2012 - November 2013
American Medical Technologies a d/b/a of Gordian Medical, Inc. September 2010 - September 2012
Mercedes Benz of Anaheim May 2007 - December 2009
Weir Canyon Honda April 2006 - February 2007
Sterling BMW January 2004 - January 2006
Skills
Medical Devices, Nursing, Managed Care, Team Building, Strategic Planning, Administrative..., Medical Terminology, Medical Coding, Leadership, Medical Records, HIPAA, Customer Service, Vital Signs, Microsoft Office, Microsoft Excel, Microsoft Word, Microsoft Publisher, Lotus Notes, Travel Arrangements, Patient Safety, Patient Education, Direct Patient Care, Healthcare, CPR Certified, Administrative...
Education
National University 2014 — 2017
Bachelor's Degree, Registered Nursing/Registered Nurse
Stanbridge College 2012 — 2014
Licensed Practical/Vocational Nurse Training
Fullerton College 2008 — 2011
General Studies
Foursquare February 2015 - Present
JBF Taste August 2014 - March 2015
MongoDB April 2014 - August 2014
NewsCred October 2013 - April 2014
salesforce.com July 2012 - October 2013
Salesforce.com February 2012 - July 2012
Salesforce.com July 2011 - January 2012
Weber Shandwick June 2010 - July 2011
Roth Capital Partners May 2008 - August 2008
Skills
Salesforce.com, Social Media Marketing, Online Marketing, Online Advertising, Content Marketing, Digital Marketing, Social Media, SEO, Blogging, Public Relations, Facebook, Digital Media, HTML, Photoshop, Inbound Marketing, Corporate Blogging, CRM, Strategy, Analytics, Creative Direction, Mandarin, Crisis Communications, Marketing Analytics, Social Media Measurement, Radian6, Customer Relations, Social Lead Generation, Online Campaign..., Community Management, Event Planning, Product Marketing, Customer Service, Email Marketing, Google Analytics, Marketo, Drupal
Education
Wake Forest University
B.A., East Asian Languages, Mandarin Chinese; Entrepreneurship
Peking University
Mandarin Chinese
Deerfield Academy
Bank of China(Canada) November 2011 - June 2012
Roth Capital Partners February 2008 - July 2009
Savills PLC September 2007 - February 2008
Skills
Financial Modeling, Equity Research, Financial Analysis, Capital IQ, Bloomberg, Capital Markets, Customer Service, Data Analysis, Multi Tasking, Pay Close Attention to..., Organization, Due Diligence, Report Writing, Microsoft Office, Microsoft Excel, Canadian Securities..., Problem Solving, Time Management, Interpersonal Skill, Oral & Written..., Financial Forecasting, Real Estate Economics, Valuation, Economics, Econometrics, ThomsonOne
Education
London School of Economics and Political Science 2006 — 2007
MSc, Real Estate Economics and Finance
University of Leicester 2002 — 2006
BSc, Financial Economics
BakerCorp May 2013 - Present
Deloitte February 2011 - May 2013
Warner Bros. Entertainment Group of Companies 2010 - 2010
Roth Capital Partners 2004 - 2009
Accenture 2000 - 2004
Deloitte Consulting 1998 - 2000
Skills
Mergers, Financial Modeling, Corporate Finance, IT Strategy, Strategic Planning, Project Management, Equities, Entertainment, LBO, Management Consulting, Corporate Development, Business Strategy, Acquisition Integration, Strategy, Restructuring, Divestitures, Valuation, Capital Markets, IT Transformation, Equity Research, Due Diligence, Strategic Consulting, Business Transformation, Telecommunications, M, IT M&A, Mergers & Acquisitions, Project Portfolio..., Consulting, IPO, Investment Banking, Financial Analysis, Investments, CRM
Education
University of California, Los Angeles - The Anderson School of Management 2009 — 2011
M.B.A., Finance
California State University-Long Beach - College of Business Administration 1994 — 1998
B.S., Management Information Systems
Fathom Realty April 2010 - January 2015
Quail Point Corp. March 2007 - April 2010
Roth Capital Partners September 2005 - September 2006
Allergan September 2004 - September 2005
Johnson & Johnson July 1999 - September 2004
Skills
Real Estate, Mergers, Negotiation, Budgeting, Investment Properties, Real Estate Transactions, Business Development, Listings, Real Property, Property, Disposition, Contract Negotiation, Selling, Marketing, Investments, Investors
Education
New York University - Leonard N. Stern School of Business 2001 — 2004
MBA
Florida State University 1993 — 1998
BS, Communications
Headwaters MB April 2014 - Present
Roth Capital Partners June 2012 - March 2014
Needham & Company. March 2004 - June 2012
Scient 2000 - 2002
Electronic Data Systems 1999 - 2000
Borden January 1995 - August 1998
Bear Stearns April 1987 - December 1994
Skills
Investment Banking, Capital Markets, Private Equity, Corporate Finance, Valuation, Venture Capital, Mergers, Financial Modeling, Equities, Due Diligence, Investments, Business Strategy, Financial Analysis, Hedge Funds, Corporate Development, Equity Research, M&A experience, Fixed Income, Portfolio Management, Start-ups, LBO, Strategy, Management, Acquisitions, Strategic Partnerships, Executive Management, Finance
Education
University of Chicago 1971 — 1973
MBA, Finance and Economics
The Johns Hopkins University 1967 — 1971
Bachelor's Degree, Electrical and Electronics Engineering
Supplement! November 2014 - Present
Craftsmen August 2003 - Present
David French and Associates March 2010 - December 2014
Roth Capital Partners January 2012 - June 2012
Edison International January 2000 - May 2001
Skills
Latin America, Spanish, Financial Analysis, Strategic Planning, Analysis, Multicultural, English, Marketing Strategy, Business Strategy, Competitive Analysis, Business Planning, Market Research, International Business, Market Analysis, Negotiation, Financial Reporting, Process Improvement, P&L Management, Cross-functional Team..., Financial Modeling, Team Building, Multilingual, Strategy Development, Emerging Markets, Microsoft Office, Planning, Word, Segmentation, Due Diligence, Management Consulting, Valuation, Research, Corporate Finance, Operations Management, Data Analysis, Portfolio Management, Private Equity, Contract Negotiation, Economics, Excel, Investments, PowerPoint, Venture Capital, Strategic Partnerships, Industry Analysis, Mergers, Equity Valuation, Options Pricing, DCF, LBO
Education
University of California, Irvine - The Paul Merage School of Business 2009 — 2012
Masters Business Administration (MBA), Finance, 3.9
The George Washington University 1999 — 2003
B.A., International Economics, Latin American Business
ROTH Capital Partners April 2006 - Present
Skills
Capital Markets, Financial Analysis, Finance, Valuation, Financial Modeling, Sales Management
Education
San Diego State University-California State University
Bachelor's Degree, Finance, General
ROTH Capital Partners October 2013 - Present
C. K. Cooper & Company June 1996 - September 2013
Skills
Valuation, Financial Advisory, Due Diligence, Capital Markets, Oil/Gas, Financial Analysis, Corporate Finance, Divestitures, Mergers & Acquisitions, IPO, Restructuring, Turn Around Management, Energy, Private Equity, Investment Banking, Equities, Management, Oil, Financial Modeling, Petroleum
Education
Chapman University 1991 — 1992
University of Southern California 1989 — 1991
El Modena High School 1986 — 1989
Fuqua School of Business July 2014 - Present
EY June 2015 - August 2015
Houlihan Lokey August 2013 - May 2014
Liolios Group, Inc. June 2013 - July 2013
ROTH Capital Partners September 2008 - May 2013
ISPI LA 2007 - 2010
China Global Ventures October 2007 - August 2008
Asia Pacific-USA Chamber of Commerce September 2006 - October 2007
Skills
Public Relations, Marketing Strategy, Strategic Planning, Competitive Analysis, Marketing, Business Development, Mandarin, Marketing Communications, Mergers, Corporate Communications, Market Research, Investment Banking, Mergers & Acquisitions, Email Marketing, Strategic Partnerships, Project Management, Corporate Access, MS Excel Pivot Tables, Emerging Market Entry, Sponsorship Outreach, Social Media, Website SEO, Management, Lead Generation, Salesforce.com, Analysis, Media Relations, Entrepreneurship, Product Development, SEO, Sales, Corporate Branding
Education
Duke University - The Fuqua School of Business 2014 — 2016
Master of Business Administration (MBA), Business Administration and Management, General, 3.67 out of 4.0
University of Southern California 2004 — 2006
Master's, Instructional Technology, GPA: 3.8
East China Normal University 2000 — 2004
Bachelor's degree, Educational Information and Technology, Minor in Finance
Walmart eCommerce April 2015 - Present
LJF Events March 2014 - May 2015
The Linux Foundation March 2014 - March 2015
Avangate September 2014 - January 2015
Economic Development Corporation 2012 - 2013
Schweichler Price Mullarkey & Barry 2011 - October 2012
Roth Capital Partners 2009 - 2010
Cheuvreux (subsidiary of Credit Agricole) 2008 - 2009
Banc of America Securities April 2000 - December 2007
HVS June 1999 - June 2000
Skills
Project Management, Technology Recruitment, Recruiting, Event Management, Technology, Marketing Management, Series 7, Series 63, Corporate Events, Leadership, Public Relations, Sales, Marketing Communications, Social Networking, Social Media Marketing, Executive Search, Event Planning, Equities, Investment Banking, Marketing, Competitive Analysis, Entrepreneurship
Education
Cornell University 1995 — 1999
BS, Hotel Administration
Lending Club November 2013 - Present
Backstrom McCarley Berry & Co October 2012 - November 2013
ROTH Capital Partners October 2011 - May 2012
Pepperdine University September 2010 - April 2012
Merrill Lynch May 2011 - July 2011
HSBC March 2007 - June 2010
AIG January 2006 - February 2007
Skills
SQL, Credit, SAS programming, Risk Management, Statistical Data..., Financial Analysis, Corporate Finance, Financial Modeling, Finance, Equity Research, Portfolio Management, Investments, Investment Banking, Bloomberg, Economics, Forecasting, Strategic Financial..., Capital Markets, Equity Valuation, Pivot Tables, Financial Statement..., Business Analysis, Equities, Management, Valuation, Market Analysis, Financial Services, Credit Analysis, Fixed Income, Accounting, Securities, Banking, Mandarin, Asset Management
Education
Pepperdine University 2010 — 2012
MBA, Finance
Oxford University 2011 — 2011
Study Abroad, Global Enterprise Management
Shanghai Institute of Foreign Trade 2003 — 2007
Bachelor
D.A. Davidson & Co. March 2015 - Present
D.A. Davidson & Co. December 2013 - March 2015
Roth Capital Partners July 2012 - September 2012
Education
Santa Clara University
Bachelor of Arts (B.A.), Economics
ROTH Capital Partners February 2013 - Present
Aon Hewitt June 2012 - January 2013
Sheridan Road Financial December 2011 - January 2012
US Securities and Exchange Commission May 2011 - August 2011
Forester Capital Management May 2009 - June 2009
Skills
Microsoft Excel, Financial Analysis, Venture Capital, Bloomberg, Accounting, Microsoft Office, Economics, Financial Modeling, Valuation, Excel, Golf, Financial Reporting, Financial Accounting, Market Research, Series 7, Series 63, Relationship Management, Sailing, Leadership, Finance
Education
DePauw University 2008 — 2012
Bachelor of Arts, Economics
Five Crowns Capital & Global Healthcare Advisors March 2013 - Present
Nanospectra Biosciences Inc. April 2011 - March 2013
Neomatrix LLC November 2007 - March 2011
Kadmus Pharmaceuticals, Inc August 2003 - August 2007
Organon Biosciences/Kadmus Pharmaceuticals, Inc. August 2003 - July 2007
Atairgin Medical (Sold to a Private Equity Firm) September 2001 - August 2003
Roth Capital Partners September 1999 - September 2001
John Nuveen & Co. / U.S. Bancorp Piper Jaffray February 1997 - September 1999
Trenwith Group, LLC 1994 - 1997
Venture Analysis Group January 1990 - December 1994
Skills
Licensing, New Business Development, Relationship Management, Strategic Planning, Corporate Finance, Cross-functional Team..., Strategy, Investment Banking, Mergers & Acquisitions, Strategic Partnerships, Corporate Development, Private Equity, Pharmaceutical Industry, Risk Management, Contract Negotiation, Restructuring, Medical Devices, Start-ups, Entrepreneurship, Business Development, Venture Capital, Commercialization, Mergers, Biotechnology, Lifesciences, Finance, Management, Business Planning, Corporate Governance, Process Improvement, Valuation, Leadership, Executive Management, Operations Management, Investor Relations, P&L Management, Analytics, Strategic Financial..., Investments, Acquisition Integration, Business Strategy, Competitive Analysis, Life Sciences, Financial Planning, Due Diligence, Consulting, Marketing, Product Development, Sales, Marketing Strategy
Education
California State University-Long Beach - College of Business Administration 1978 — 1981
BS-Business, Graduate Business School
California State University-Long Beach 1973 — 1978
BS, Business
Roth Capital Partners November 2012 - Present
MFS Investment Management January 2011 - October 2012
Roth Capital Partners May 2007 - February 2009
Skills
Investments, Portfolio Management, Corporate Finance, Financial Analysis, Series 7, Strategy, Equities, Financial Modeling, Series 63, Valuation, Business Planning, Investor Relations, Sales, Private Equity, Strategic Financial..., Investment Banking, Marketing Strategy, Bloomberg, Financial Advisory, FINRA, Series 79
Education
Arizona State University 2001 — 2006
Bachelor of Science, Finance, International business, French
Université Panthéon Sorbonne (Paris I) 2003 — 2004
Cours de la civilization francaises, business, economics, french civilization
Fortress Biotech July 2015 - Present
Cowen and Company June 2013 - July 2015
Roth Capital Partners July 2010 - June 2013
Analyst Exchange Program, New York School of Finance July 2012 - July 2012
VITA July 2006 - July 2010
Skills
Financial Modeling, Financial Analysis, Bloomberg Terminal, Investment Banking, Capital Markets, Valuation, Financial Structuring, Equities, Corporate Finance, Series 7, Due Diligence, Economics, Mergers, Banking, Investments, Equity Valuation, Capital IQ, Series 63, Mergers & Acquisitions
Education
Colgate University 2006 — 2010
Bachelor of Science (BS), Mathematical Economics
Lake Forest High School 2002 — 2006
Roth Capital Partners September 2014 - December 2014
Mizuho Bank June 2014 - August 2014
Rice Neuroengineering Lab May 2013 - August 2013
Rice Scalable Health Lab May 2012 - November 2012
Paschal High School May 2011 - August 2011
Skills
Financial & Operational..., Bloomberg Terminal, Capital IQ, VBA, Microsoft Excel, PowerPoint, HTML, Microsoft Word, Matlab, C, C++, Visual C#, Java, Investment Banking
Education
Rice University 2011 — 2015
Bachelor's Degree, Electrical Engineering, Class of 2015
Roth Capital Partners October 2013 - Present
Wunderlich Securities August 2011 - October 2013
Signal Hill Capital June 2010 - July 2011
Canaccord Adams June 2007 - May 2010
Broadpoint Capital (First Albany Capital) April 2005 - June 2007
Roth Capital Partners 2003 - 2005
Skills
SaaS, Enterprise Software, Equity Research, Equities, Capital Markets, Valuation, Equity Valuation, Financial Modeling, Investment Banking, Bloomberg, Hedge Funds, Investments, Fixed Income
Education
Angelo State University 1990 — 1994
Bachelor of Business Administration, Finance & Real Estate Double Major
DAFNA Capital Management, LLC 2002 - Present
Roth Capital Partners 1999 - 2002
Roth Capital LLC 1999 - 2002
Lehman Brothers - Hancock Institutional - Wedbush Morgan Securities 1994 - 1997
Medclone 1991 - 1994
Allergan Pharmaceuticals 1988 - 1989
Allergan Pharmaceuticals 1988 - 1989
Education
UCLA Anderson School of Management 1989 — 1991
MBA, Business
University of California, Los Angeles 1989 — 1991
MBA
Harvard Medical School 1987 — 1988
Post Doctoral, Drug design
Harvard University 1987 — 1988
post doctoral, Rational Drug Design
University of Oxford 1985 — 1987
D.Phil., Biomedical Engineering
Massachusetts Institute of Technology 1983 — 1985
M.Sc., Chemical Engineering
Technion - Israel Institute of Technology 1979 — 1983
B.Sc., Chemical Engineering
NVIDIA February 2015 - Present
OmniVision Technologies, Inc. February 2013 - January 2015
Avian Securities February 2012 - December 2012
Roth Capital Partners February 2009 - November 2011
Deutsche Bank March 2007 - January 2009
Lehman Brothers July 2000 - February 2007
Robertson Stephens February 1999 - June 2000
Robertson Stephens January 1998 - February 1999
Robertson Stephens July 1996 - December 1997
Skills
Technology Expert, Startup Consulting, Semiconductors, Financial Modeling, Strategy Development, Corporate Development, Competitive Analysis, Equities, Entrepreneurship, Business Development, Investment Banking, Product Management, Strategy, Venture Capital, Hedge Funds, Corporate Finance, Valuation, Equity Research, Start-ups, Analytics, Cross-functional Team..., IC, Financial Analysis, Due Diligence, Capital Markets, Electronics, Asset Management, Portfolio Management, Private Equity, Emerging Markets, Bloomberg, Equity Valuation, Alternative Investments, Securities, M&A experience, Trading, Structured Finance, Financial Markets, Mergers & Acquisitions, Finance, Investor Relations, Investment Management, IPO
Education
Stanford University 1992 — 1996
BS
St James School 1990 — 1992
St Lawrence High School 1987 — 1990
Roth Capital Partners April 2009 - Present
Talon Partners, Inc. June 2006 - December 2008
Canaccord Genuity January 2004 - January 2007
RBC Capital Markets June 1997 - January 2004
KPMG Peat Marwick June 1993 - September 1995
Skills
M&A experience, Corporate Finance, Venture Capital, Investment Banking, Mergers, Capital Markets, Capital Structure, Financial Analysis, Staff Training, New Business Development, Valuation, Mergers & Acquisitions, Investments, Restructuring, Finance, Business Valuation, Due Diligence, Financial Modeling, Private Equity
Education
The University of Chicago Booth School of Business 1995 — 1997
MBA, Analytical Finance
University of Illinois at Urbana-Champaign 1989 — 1993
BS, Finance & accounting
Lake Park High School 1985 — 1989
ROTH Capital Partners August 2015 - Present
Hobart and William Colleges Office of Admissions January 2014 - Present
Roth Capital Partners June 2014 - August 2014
Antique Boat Museum June 2007 - August 2013
The Office of Senator Kirsten E. Gillibrand September 2012 - December 2012
Skills
Microsoft Excel, Teamwork, PowerPoint, Event Planning, Research, Social Media, Public Speaking, Financial Analysis, Microsoft Office, Microsoft Word, SAS Programming, Management, Editing, Sales
Education
Hobart and William Smith Colleges 2011 — 2015
Bachelor of Arts (B.A.), Economics, Public Policy
Thousand Islands High School 2007 — 2011
Intermedia February 2015 - Present
Roth Capital Partners May 2013 - February 2015
Westside Rentals April 2012 - October 2014
Independent Contractor March 2011 - May 2013
Tazoodle, Inc. August 2009 - January 2011
Cox Communications/Picture Perfect Installations November 2008 - September 2009
Hot Creek Aviation October 2006 - July 2008
Mammoth Mountain Ski Area October 2002 - May 2006
Skills
Help Desk Support, Computer Hardware, Software, Microsoft Office, LAN-WAN, TCP/IP, Wireless Networking, Cable Television, Telephony, Troubleshooting, Windows 7, Windows XP Pro, Windows Vista, Cabling, Social Media, Research, Search Engines, Internet Explorer, Firefox, Customer Service, Microsoft Word, Teamwork, PowerPoint, Microsoft Excel, DNS, DHCP, Windows Firewall, Remote Troubleshooting, Remote Administration, Server Administration, Virtualization, CompTIA A Certification, Active Directory, System Administration, IT Operations, CompTIA A+ Certification, Technical Support, Social Networking, A+ Certified, Leadership, A+ Certified IT..., XP, Networking, Outlook, Windows XP, Disaster Recovery, Network Administration, Windows
Education
Stanbridge College 2012 — 2013
Diploma, Computer Information Technology, 4.0
Long Beach Flying Club 2006 — 2007
Private Pilot's License, General Aviation
San Joaquin High School 1997 — 2001
High School Diploma, General Education
Mars June 2011 - Present
Roth Capital Partners May 2007 - May 2011
Charles Dunn Capital July 2006 - October 2006
MTV Networks May 2006 - August 2006
San Diego National Bank 2003 - 2004
Comerica Bank August 2001 - August 2003
Skills
Financial Analysis, Credit Analysis, Mergers, Acquisition Analysis, Investment Banking, Business Valuation, Mergers & Acquisitions, Investments, Private Equity, Valuation, Financial Structuring, Finance, Corporate Finance, Venture Capital, Business Strategy, Financial Modeling, Strategy, Business Development, Portfolio Management, Financial Reporting
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2005 — 2007
MBA, Master of Business Adminstration
USC 1999 — 2001
BS, Business Adminstration - Corporate Finance
Roth Capital Partners January 2015 - April 2015
Merrill Lynch August 2014 - December 2014
PSFK July 2014 - August 2014
Merrill Lynch June 2014 - August 2014
Consumer Law Group June 2013 - September 2013
Chevron June 2009 - September 2011
Skills
Foreign Languages, Computer Proficiency, Microsoft Office, Public Speaking, PowerPoint, Microsoft Word, Customer Service, Leadership, Research, Microsoft Excel, Event Planning, Social Media, Marketing, English
Education
University of California, Irvine 2013 — 2015
Bachelor's degree, Political Science and Government
Irvine Valley College 2012 — 2013
Associate's degree, Political Science and Government
Colorado Financial Service Corporation August 2014 - Present
OnPoint Venture Advisors July 2012 - Present
United States Army Reserve September 2002 - Present
Headwaters MB February 2010 - June 2012
ClearCreek Partners January 2006 - February 2010
Kenosha Capital February 2002 - March 2004
First Data Corp November 2000 - January 2002
Qwest Wireless November 1998 - October 2000
1-157th FA, Colorado Army National Guard February 1989 - March 1999
Roth Capital Partners April 1996 - June 1998
Skills
Mergers & Acquisitions, Private Equity, Venture Capital, Financial Modeling, Corporate Finance, Due Diligence, Start-ups, Strategy, Corporate Development, Valuation, Executive Management, Investment Banking, Strategic Planning, Investments, Business Strategy, Financial Analysis, Leadership, Finance, Entrepreneurship, M&A experience, Business Development, Capital Markets, Acquisitions, Equities, Emerging Markets, Portfolio Management, Strategic Advisory, Competitive Analysis, Equity Research, Cross-functional Team...
Education
University of Colorado Denver 1994 — 1997
Master of Science (MS), Finance
Colorado State University 1988 — 1991
Bachelor of Science (BS), Business Administration
University of Nebraska-Lincoln 1987 — 1988
Roth Capital Partners December 2013 - February 2015
MLV & Co. April 2011 - November 2013
Wedbush Morgan Securities June 2010 - April 2011
UBS Investment Bank April 2007 - May 2008
Banco Itaú 2008 - 2008
First Albany Capital (now Broadpoint Gleacher) July 2005 - April 2007
Partners Healthcare November 2004 - January 2005
State Street June 2004 - September 2004
Skills
Equity Research, Equity Valuation, Bloomberg, Financial Modeling, Series 7, Private Equity, Financial Statement..., Pharmaceutical Industry, Investment Management, Valuation, Equities, Investments, Financial Analysis, Capital Markets, Due Diligence
Education
Boston College - Wallace E. Carroll Graduate School of Management 2003 — 2004
MSF
Florida International University - College of Business 1997 — 1999
MBA
Florida International University 1988 — 1992
BS
St. Brendan High School
Johnson & Johnson April 2015 - Present
Johnson & Johnson July 2014 - March 2015
Johnson & Johnson October 2008 - June 2014
Picoco Hedge Fund March 2008 - September 2008
Roth Capital Partners November 2006 - February 2008
Intralase August 2002 - November 2006
Education
UCLA Anderson School of Management
MBA, Finance
University of California, Los Angeles
B.S., Cybernetics
University of Southern California
M.S., Computer Science
University of Southern California
M.S., Biomedical Engineering
The Pinnacle Capital Group 2014 - Present
Keefe, Bruyette & Woods 2011 - 2014
Roth Capital Partners 2010 - 2011
Friedman Billings Ramsey & Co., Inc. 1998 - 2008
Hamilton Securities Group, Inc. 1995 - 1998
Skills
Mergers, Investment Banking, Private Equity, IPO, Mergers & Acquisitions, Due Diligence, Corporate Finance, Valuation, Capital Markets, Venture Capital, Private Placements, Equities, Financial Structuring, Investments, Trading, Equity Research, Start-ups, Banking, Finance, Entrepreneurship, Financial Services, M&A experience, Emerging Markets, Hedge Funds, Financial Modeling, Corporate Development, Alternative Investments, Structured Finance, Equity Valuation, Fixed Income, Capital Raising, Securities, Capital, Portfolio Management, Mutual Funds, LBO, Investor Relations, Asset Management
Education
Massachusetts Institute of Technology 1990 — 1995
Ph.D., Ocean Engineering
Nanjing University 1984 — 1988
BS, Electrical Engineering
Jesteda Partners 2007 - Present
Roth Capital Partners 2002 - 2006
CIBC 2000 - 2002
Curttenden Roth 1998 - 2000
Kane and Company 1992 - 1997
Kane and Company 1992 - 1997
Kane and Company 1992 - 1997
Oppenheimer & Co. Inc. 1989 - 1990
Bank of America 1984 - 1986
Skills
Private Placements, Private Equity, Venture Capital, Corporate Development, Investment Banking, IPO, Valuation, Capital Markets, Mergers & Acquisitions, Due Diligence, Equities, Alternative Investments, Hedge Funds, M&A experience, LBO, Corporate Finance
Education
New York University
Master of Business Administration (MBA), Finance
University of Southern California
Business Administration, Finance
Grupo Tellus May 2015 - Present
Caja Rural Los Andes September 2013 - June 2014
Peace Corps June 2011 - July 2013
La Fundación Pro Vivienda Social February 2011 - May 2011
Andover Idiomas Language Institute April 2010 - December 2010
Sandler O'Neill & Partners July 2008 - November 2009
Roth Capital Partners June 2007 - August 2007
Urban Retail Properties June 2005 - August 2006
One on One Basketball September 2002 - June 2005
Hoop Dreams Scholarship Fund June 2002 - August 2002
Skills
Financial Modeling, Business Strategy, Spanish, Word, Microsoft Office, Proposal Writing, Research, Writing, Excel, International..., Mergers & Acquisitions, Financial Analysis, Business Development, Data Analysis, PowerPoint, Social Media, Mergers, International Business, Accounting, Budgeting, Financial Management, Equity Research, Stata
Education
Georgetown University 2014 — 2016
Masterâs Degree, Global Human Development
The University of Texas at Austin - Red McCombs School of Business 2005 — 2008
BBA, Finance
Università Commerciale 'Luigi Bocconi' 2007 — 2007
Semester Study Abroad Program
Walter Johnson High School 2001 — 2004
Microsoft April 2012 - Present
Nokia 2007 - 2012
ROTH Capital Partners 2005 - 2007
Gartner 1999 - 2005
Hewlett-Packard 1996 - 1999
Association of Tennis Professionals 1991 - 1996
Skills
Mobile Technology, Cross-functional Team..., Product Management, Telecommunications, Go-to-market Strategy, Strategic Planning, Program Management, Mobile Devices, Product Marketing, Strategy, Competitive Analysis, Mobile Communications, Product Development, Strategic Partnerships, Management
Education
Kalamazoo College
San Jose State University
Master of Business Administration (M.B.A.), Finance & Marketing
Université Louis Pasteur (Strasbourg I)
ROTH Capital Partners September 2014 - Present
Cowen and Company April 2014 - September 2014
Avondale Partners August 2013 - September 2014
SunTrust Robinson Humphrey February 1998 - July 2013
Banque Paribas May 1997 - February 1998
Lehman Brothers 1993 - 1997
Ambac 1989 - 1993
Dean Witter Reynolds 1984 - 1989
Skills
Series 7, Series16, Series 24, Series 87, FINRA, Equities, Bloomberg, Equity Research, Capital Markets, Investment Banking, Hedge Funds, Equity Valuation, Blue Matrix, Securities, DCF
Education
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Arts (BA)
ROTH Capital Partners January 2015 - Present
Sapheon, Inc. September 2013 - Present
Sapheon Inc June 2012 - September 2013
Sapheon Inc June 2010 - June 2012
AcaMedic Solutions January 2008 - August 2010
Vanishing Veins USA January 2006 - January 2010
Nitinol Devices & Components, Inc. June 2004 - 2005
Skills
FDA, Medical Devices, Cross-functional Team..., Start-ups, Healthcare, Product Launch, Marketing, Business Development, Market Development, Management, Strategy, Product Development, Marketing Management, Product Marketing, Business Planning, Competitive Analysis, Marketing Strategy, Commercialization, Global Marketing, Market Analysis, Market Planning
Education
Santa Clara University
Santa Clara University - Leavey School of Business
Finance
Pacifica Hotels - Invest West July 2015 - Present
GE Capital June 2013 - July 2015
UC Irvine The Paul Merage School of Business June 2011 - June 2013
Donahue Schriber May 2012 - May 2013
Hypersolar Inc. February 2010 - May 2013
Roth Capital Partners March 2012 - June 2012
Sperry Van Ness July 2007 - September 2011
DP Sports November 2003 - June 2006
Skills
Corporate Finance, Commercial Real Estate, Finance, Restaurants, Single Tenant, Strip Centers, Real Estate, Selling, Valuation, Investments, Financial Analysis, Financial Modeling, Negotiation, Market Analysis, Market Research, Argus Modeling, ARGUS, MRI, Microsoft Excel, Bloomberg, Analysis, Competitive Analysis, Portfolio Management, Property Management, Strategic Planning
Education
University of California, Irvine - The Paul Merage School of Business 2011 — 2013
MBA, Finance & Real Estate
Brigham Young University 2003 — 2007
Business Administration, Corporate Finance
ROTH Capital Partners July 2014 - Present
Roth Capital Partners July 2012 - July 2014
Salman Capital Investments March 2005 - August 2010
Salman Capital Investments July 2003 - March 2005
Salman Capital Investments July 2001 - July 2003
Skills
Capital Markets, Portfolio Management, Financial Modeling, Investment Banking, Equity Research, Trading, Financial Analysis, Business Valuation, Credit Analysis, Banking, Investments, Bloomberg, Emerging Markets, Valuation, Microsoft Excel, Finance, Business Development, Project Management, Series 63, FINRA, Valuation Modeling, Relationship Management, Excel, New Business Development, Corporate Strategy..., Chartered Financial..., Cross Functional Team..., Investment Advisory, Series 79, M&A analysis, Fairness Opinions, Capital IQ
Education
University of California, Irvine 2010 — 2012
Master of Business Administration, Finance
The Johns Hopkins University 1997 — 2001
Bachelor of Arts, Political Science
Verizon Funding Corporation September 2006 - November 2007
123 Loan, LLC January 2002 - September 2006
Roth Capital Partners November 2000 - January 2002
Education
California State University-Fullerton 1997 — 2001
Roth Capital Partners April 2014 - Present
Emerging Growth Equities January 2012 - April 2014
Boenning & Scattergood, Inc. January 2011 - July 2011
Boenning & Scattergood Inc April 2011 - June 2011
IPG Group April 2010 - April 2011
Interlink Healthcare Communications March 2010 - April 2011
81qd/Medical Knowledge Group August 2009 - May 2010
81q/d Medical Knowledge Group August 2009 - April 2010
Drexel University's LeBow College of Business 2010 - 2010
Boenning & Scattergood, Inc. August 2006 - August 2009
Skills
Equity Research, Venture Capital, Business Development, Forecasting, Competitive Intelligence, Leadership, Mergers & Acquisitions, Investments, Due Diligence, Financial Modeling, Valuation, Market Analysis, Analysis, Life Sciences, Market Research, Management, Biotechnology, Strategy
Education
Sloan Kettering Cancer Center, NY 2002 — 2006
Post Doctoral, Targeted Therapy
The University of Connecticut 1998 — 2003
Ph.D
Drexel University - LeBow College of Business
LeBow College of Business, Drexel University
MBA, Finance/Marketing2012
University of Connecticut
Ph.D
University of Mumbai
Roth Capital Partners June 2006 - Present
State Street Bank,Investment Management Services May 2002 - June 2006
Education
California State University-Fullerton 1997 — 2000
Bachelor of Business Administration (BBA)
Stonegate Capital Markets 2008 - Present
Roth Capital Partners January 2004 - September 2006
Roth Capital Partners January 2004 - September 2006
The Keller Group September 1999 - January 2004
Skills
Equity Valuation, Fundamental Analysis, Equity Research, Business Valuation, Competitive Analysis, Financial Analysis, Financial Modeling, M&A experience, Investment Management, Value Investing, Stock Market, Equities
Education
American University
BSBA, Finance
Ransom Everglades School
Memory Works Inc. August 2014 - Present
Tianyin Pharmaceutical (NYSE Amex: TPI) April 2010 - December 2014
Roth Capital Partners August 2009 - April 2010
Roth Capital Partners March 2008 - August 2009
Rodman & Renshaw 2007 - 2008
Marine Biological Laboratory February 2006 - October 2006
Cold Spring Harbor Laboratory 1997 - 2001
Skills
Equity Research, Deal Execution, Investment Banking, Equities, Financial Modeling, Pharmaceuticals, Risk Management, Management Consulting, Pharmaceutical Industry, Corporate Development, Mergers & Acquisitions, Finance, Venture Capital, Private Equity, Valuation, Investor Relations, Corporate Finance, Biotechnology, Due Diligence, Financial Analysis
Education
University of California, Irvine 2002 — 2007
Postdoc, Neurobiology, Longevity
Cold Spring Harbor Laboratory 1998 — 2001
Doctor of Philosophy (Ph.D.), Neurobiology and Behavior
Stony Brook University 1996 — 2001
Doctor of Philosophy (Ph.D.), Neurobiology and Behavior
M.S. Howells & Co. July 2014 - Present
Roth Capital Partners January 2006 - July 2014
Roth Capital Partners February 2005 - January 2006
Skills
Equity Trading, Series 7, Trading, Series 63, Series 24, IPO, Securities, Bloomberg, Risk Management, FINRA, Equities, Microsoft Office, Series 55, Series 3
Education
University of California, Los Angeles 2000 — 2004
B.A, English
Orange Coast College
ePlus Technology January 2013 - Present
Roth Capital Partners October 2011 - Present
WAVE Technology Solutions Group May 2011 - December 2012
Southland Industries May 2000 - February 2011
Allergan Pharmaceuticals 1997 - 2000
Skills
Microsoft Exchange, Project Management, Data Center, VMware, Microsoft SQL Server, Cisco Technologies, Virtualization, Documentum, Disaster Recovery, Enterprise Content..., Active Directory, Cisco IOS, SCCM, Windows Server, Hyper-V, IT Service Management, Network Security, SharePoint, Servers, DNS, SQL, Integration, DHCP, Group Policy
Education
University of California, Santa Barbara 1986 — 1990
Orange Coast College 1985 — 1987
Wunderlich Securities June 2014 - Present
ROTH Capital Partners January 2012 - June 2014
ROTH Capital Partners January 2010 - January 2012
PCG Asset Management August 2008 - January 2010
Morgan Stanley July 2007 - July 2008
UBS October 2005 - December 2006
Skills
Mergers, Acquisitions, Financial Modeling, Capital Raising, Private Equity, Venture Capital, Corporate Finance, Valuation, Mergers & Acquisitions
Education
UCLA Anderson School of Management 2014 — 2017
Master of Business Administration (MBA)
University of Washington 2003 — 2007
BA, Economics
Roth Capital Partners October 2008 - Present
Simply Sweet Apps June 2012 - Present
Jacqueline Jarrot August 2005 - January 2007
PIMCO 2003 - 2003
Tax & Financial Group 1998 - 2002
Trenwith Group, LLC 1995 - 1999
Skills
Series 7, Series 24, Equity Research, Series 63, Series 65, Product Design, Supplier Sourcing, Software Development, Mobile Applications, Business Efficiency, Data Modeling, Marketing Communications, Investment Banking, Bloomberg, Equities, Strategic Planning
Education
LATTC 2004 — 2006
Design
Pepperdine University 2000 — 2002
Bachelor of Science (BS), Business Administration, Management and Operations
Team 13 January 2009 - Present
Global Hunter Securities May 2007 - Present
Roth Capital Partners May 2005 - May 2008
FTN Equity Capital Markets May 2001 - May 2005
Skills
Equity Research, Investments, Securities, Capital Markets, Equities, Emerging Markets, Equity Capital Markets, Options, Investment Banking, Venture Capital, Analysis, Sales, Trading, Investor Relations, Corporate Finance, Training, Valuation
Education
Slippery Rock University of Pennsylvania
Economics, Finance & Marketing
University of Dayton
Business, Entrepreneurship
Digital Offering October 2013 - Present
Roth Capital Partners April 2002 - October 2013
PricewaterhouseCoopers 2000 - 2002
Paul Kagan Associates 1997 - 2000
Skills
Financial Modeling, Valuation, Equity Research, Equity Valuation, Corporate Finance, Capital Markets, Equities, Business Valuation
Education
Northwestern University 1993 — 1994
MS, Journalism and Publishing
University of Notre Dame 1983 — 1987
BA, Economics
DaVita July 2013 - Present
Roth Capital Partners May 2011 - December 2012
Sterne Agee May 2008 - March 2011
Stifel Nicolaus January 2005 - May 2008
Skills
Valuation, Equity Valuation, Equity Research, Bloomberg, Financial Modeling, Asset Management, Equities, Investments, Series 7, FINRA, Fixed Income, Series 63, Financial Analysis, Securities, Alternative Investments, Hedge Funds, Investment Banking, Portfolio Management, Capital Markets
Education
The College of William and Mary - The Mason School of Business 2002 — 2004
MBA, Finance
West Virginia University 1991 — 1995
B.S B.Ad., Finance
NetApp 2014 - Present
Epson America Inc. 2012 - 2014
Roth Capital Partners 2010 - 2012
Quest Software 2009 - 2009
Intel Corporation 2004 - 2008
Education
Fudan University
Bachelor of Science
University of California, Irvine - The Paul Merage School of Business
Master of Business Administration (MBA)
Meketa Investment Group July 2015 - Present
Goodsnitch, Inc. August 2014 - June 2015
Meketa Investment Group January 2010 - August 2014
Viewpoint Investment Partners 2000 - 2005
The Seidler Companies 1999 - 2000
Roth Capital Partners 1997 - 1999
Skills
Financial Modeling, Equity Research, Alternative Investments, Equities, Valuation, Investments, Private Equity, Project Management
Education
The Tuck School of Business at Dartmouth 2007 — 2009
MBA
Westmont College 1995 — 1997
B.A., Economics
Wheaton College 1993 — 1995
California Republic Bank February 2012 - Present
Roth Capital Partners 2004 - 2006
RSM EquiCo 2002 - 2004
Execusite, INc. 2001 - 2002
MyNetMedia, Inc. 1999 - 2001
Tracker Technologies, Inc. 1991 - 1995
Schneider Financial Services, INc. 1986 - 1991
Ashwill Schneider Commercial Real Estate 1983 - 1986
Union Bank 1979 - 1983
Skills
Due Diligence, Mergers, Private Equity, Venture Capital, Investments, Corporate Development, Valuation, Corporate Finance, Private Placements, Investment Banking, Executive Management, Mergers & Acquisitions, Business Development, Loans, Real Estate, Acquisitions, Asset Management, Credit, Securities, Portfolio Management, Financial Structuring, Banking, Management, Finance, Financial Modeling, Business Strategy, Financial Analysis
Education
California State University-Los Angeles 1963 — 1966
Bachelor of Arts (B.A.), Accounting & Finance
UBS Financial Services,Inc October 2008 - July 2013
Roth Capital Partners September 1997 - October 2005
Paine Webber January 1994 - February 1995
Kidder Peabody September 1988 - February 1994
US Navy April 1981 - September 1988
Skills
Investments, Asset Managment, Equities, Private Equity, Alternative Investments, Fixed Income, Portfolio Management, Capital IQ, Investment Banking, Hedge Funds, Financial Markets, Series 7, Finance, Investment Advisory, Capital Markets, Asset Allocation, Investment Strategies, Financial Analysis, Mutual Funds, Valuation, Financial Advisory, Wealth Management, Securities, Investment Management, Series 63, Financial Structuring, Emerging Markets, Venture Capital, Fund Of Funds, Asset Management
Education
Truman State University 1976 — 1980
BA, Political Science
Roth Capital Partners December 2009 - Present
Merriman Curhan Ford & Co. October 2008 - December 2009
Canaccord Adams 2005 - 2008
Skills
Equity Research, Capital Markets, Biotechnology, Investment Banking, Due Diligence, Equities, Financial Modeling, Mergers & Acquisitions, Venture Capital, Corporate Development, Investor Relations, Valuation, Private Equity, IPO, Emerging Markets, Hedge Funds, Private Placements, Biotechnology Industry
Education
Pace University - Lubin School of Business 1999 — 2001
MBA, Finance
Albert Einstein College of Medicine of Yeshiva University 1991 — 1998
Ph.D., Molecular Genetics
Fordham University 1987 — 1991
Bachelor of Science (BS), Biology
Straszheim Global Advisors 2001 - Present
Roth Capital Partners 2006 - 2008
Milken Institute 1997 - 2001
Merrill Lynch 1985 - 1997
Wharton Econometrics 1983 - 1985
Education
Purdue University - Krannert School of Management
BS, MS, PhD, Economics
Capital Group October 2013 - Present
Capital Group July 2010 - Present
Seabreeze Management Company, Inc. April 2009 - July 2010
Comcast Entertainment Group August 2007 - April 2009
Comcast Entertainment Group August 2006 - August 2007
PCM December 2002 - August 2006
Roth Capital Partners July 2000 - September 2002
Skills
Outlook, Microsoft Excel, PeopleSoft, Microsoft Word, PowerPoint, Benefits Administration, Microsoft Office, Human Resources, HRIS, Employee Benefits
Education
California State University-Fullerton 1997 — 2000
Bachelor of Business Administration (B.B.A.), Accounting
Irvine Valley College 1994 — 1997
Associate of Science (A.S.), Accounting
ROTH Capital Partners 2013 - Present
C.K. Cooper & Company 2005 - 2013
Skills
Series 7, Capital Markets, Asset Management, Equities, Investment Banking, Investments, FINRA, Mergers & Acquisitions, Corporate Finance, Private Equity, Alternative Investments, Fixed Income, Valuation, Bloomberg, Equity Research
Education
Nova Southeastern University 1996 — 1998
Master of Business Administration (MBA)
Universidad Santa Maria La Antigua 1989 — 1995
Bachelor's degree, Finance, General
Emerging Growth Equities 2012 - 2013
Roth Capital Partners June 2008 - February 2012
Oppenheimer & Co. January 2003 - September 2007
Education
Muhlenberg College 1987 — 1991
Mathematics
Wells Fargo Advisors, LLC June 2014 - Present
Wedbush Securities January 2010 - June 2014
ICR April 2008 - November 2008
First Albany Capital October 2006 - January 2008
Roth Capital Partners March 2004 - September 2006
Wells Fargo Securities August 2000 - March 2004
Skills
Finance, Investments, Equities, Capital Markets, Financial Modeling, Valuation, Financial Analysis, Equity Research
Education
New York University - Leonard N. Stern School of Business 1996 — 1998
MBA, Finance
Brown University 1986 — 1990
Bachelor of Arts (B.A.), International Relations and Affairs
Global Hunter Securities PresidentTrabuco Capital ManagementApril 2000 - May 2008
Roth Capital Partners 1997 - 2000
Genesis Merchant Group 1991 - 1997
Mabon Nugent 1985 - 1987
Skills
Equities, Capital Markets, Hedge Funds, Equity Research, Equity Trading, Trading, Sell Side, Valuation, Investment Banking, Financial Analysis, Investments
Education
Brown University 1981 — 1985
BA, Economics
Oak Park-River Forest High School 1977 — 1981
Oppenheimer & Co. October 2012 - Present
Roth Capital Partners September 2010 - October 2012
Ports America June 2005 - September 2010
SVL Investment Management September 2007 - May 2008
Skills
Financial Modeling, Financial Analysis, Valuation, Investment Banking, Corporate Finance, Equities, Due Diligence, Bloomberg, Mergers, Capital Markets, Microsoft Excel, Investments
Education
California State University-Long Beach - College of Business Administration 2007 — 2008
MBA
University of Southern California - Marshall School of Business 1996 — 2000
BA Business Administration
Wolfsdorf Rosenthal LLP March 2014 - Present
Root Law Group November 2012 - March 2014
Root Law Group May 2011 - November 2012
Disability Rights Legal Center August 2011 - November 2011
Los Angeles Superior Court May 2010 - July 2010
Roth Capital Partners May 2008 - July 2008
Skills
Legal Research, Writing, Microsoft Office, Editing, L-1
Education
Loyola Law School, Loyola Marymount University 2009 — 2012
JD, Concentration in Corporate Law
Georgetown University - The McDonough School of Business 2005 — 2009
BS, Finance and Operations & Information Management
London School of Economics and Political Science 2007 — 2008
Finance, Managerial Economics, History
The Aguilera Law Group October 2014 - Present
Masserman & Ducey, LLP January 2013 - October 2014
Case Western Reserve University Journal of Law, Technology & the Internet March 2011 - May 2012
Federal Public Defender May 2011 - August 2011
District Title May 2010 - August 2010
U.S. House of Representatives February 2009 - May 2009
Roth Capital Partners June 2008 - August 2008
Skills
Legal Research, Legal Writing
Education
Case Western Reserve University School of Law 2009 — 2012
Doctor of Law (JD)
Georgetown University - The McDonough School of Business 2005 — 2009
BS, Finance/Operations & Information Management
London School of Economics and Political Science 2007 — 2008
Finance, International History, Managerial Economics
Roth Capital Partners May 2010 - Present
Affliction Holdings L.L.C May 2008 - March 2010
Seacliff Dental 2004 - 2008
Skills
Microsoft Excel, Financial Analysis, Financial Reporting, Financial Statement..., Pivot Tables, Microsoft Word, Microsoft Office, Financial Statements, Cash Management, Due Diligence, Intercompany..., Account Reconciliation
Education
California State University-Long Beach - College of Business Administration 2009 — 2012
Bachelor of Science (B.S.)
Orange Coast College 2006 — 2008
Associate Arts
SanDisk June 2011 - Present
Roth Capital Partners January 2011 - May 2011
China Investment Corporation May 2010 - August 2010
Federal Home Loan Bank August 2005 - August 2006
Skills
Financial Analysis, Financial Modeling, Financial Forecasting, Business Intelligence, Corpoarte FP&A, Strategy, Equity Research, Competitive Analysis, Mergers & Acquisitions, Analytics, Corporate Finance, Market Research
Education
University of Southern California - Marshall School of Business 2009 — 2011
MBA, Finance, Dean's list
Indiana University Bloomington
Nankai University
East West Bank June 2014 - June 2015
Sidoxia Capital Management, LLC April 2014 - June 2014
Roth Capital Partners June 2013 - August 2013
China Galaxy Securities Co. LTD June 2009 - July 2012
Bosera Asset Fund Management Co. LTD June 2008 - July 2008
Skills
Financial Modeling, Equity Research, Bloomberg, Quantitative Analytics, Equity Valuation, Financial Analysis, Emerging Markets, Financial Statement..., Reuters 3000, Advanced Excel, Financial Accounting, Investments, Business Analysis, Finance, Microsoft Excel
Education
University of California, Irvine 2012 — 2014
Master of Business Administration (MBA), Finance, 3.7
The Hong Kong University of Science and Technology 2005 — 2009
Bachelor, Finance
Brean Capital, LLC August 2014 - Present
Ascendiant Capital Markets February 2013 - August 2014
Independent November 2012 - January 2013
Roth Capital Partners August 2006 - November 2012
Skills
Investment Banking, Bloomberg, Corporate Finance, Hedge Funds, Private Equity
Education
Kellogg Graduate School of Management 1992 — 1994
Master of Business Administration (MBA), Accounting and Finance
Sophie Newcomb/Tulane
Bachelor of Arts (BA), Economics & French
Wedbush Securities December 2013 - Present
Roth Capital Partners 2005 - November 2013
Wedbush Securities 2000 - 2005
Silver Tree Capital 1998 - 1999
Credit Suisse 1998 - 1998
Salomon Smith Barney 1997 - 1998
Education
Columbia University - Columbia Business School 1995 — 1997
MBA, Finance
Duke University
BS, Computer Science, Political Science
Roth Capital Partners Senior Vice PresidentRaymond James2003 - 2005
Capital Research and Management 1998 - 2000
Education
University of California, Irvine 2008 — 2009
Investor Relations
University of California, Santa Barbara 1987 — 1992
Political Science, International Relations/Economics
Pepperdine University
MBA, Business
Goldman Sachs July 2015 - Present
SunTrust May 2014 - June 2015
Sanford C. Bernstein June 2013 - May 2014
Roth Capital Partners July 2011 - May 2013
New York University 2005 - 2011
Skills
Equity Research, Lifesciences, Financial Modeling, Investments, Valuation, Due Diligence, Venture Capital, Capital Markets, Biotechnology, Hedge Funds, Molecular Biology, Equities, Biochemistry, Cell Biology, Bloomberg, Investment Banking, Private Equity, Pharmaceutical Industry, Data Analysis, Emerging Markets, Western Blotting, PCR, Neuroscience
Education
New York University School of Medicine 2005 — 2011
PhD, Pharmacology
Jacobs University Bremen 2002 — 2005
Bachelor's degree, Double Major Chemistry, Biochemistry and Cell Biology
Dean Bradley Osborne 2014 - Present
Roth Capital Partners 2013 - 2014
Skills
Microsoft Excel, Investment Banking, PowerPoint, Financial Modeling, Quantitative Analytics, Valuation, Mergers & Acquisitions, Microsoft Office, Research, Financial Analysis
Education
Brown University 2008 — 2012
Literary Arts & Economics
Marquette University High School 2004 — 2008
Honeywell June 2014 - January 2015
Roth Capital Partners January 2014 - June 2014
Calmonte Solar Corp. October 2012 - September 2013
Advantest July 2010 - July 2012
Skills
Semiconductors, Design of Experiments, Finite Element Analysis, Mechanical Engineering, Matlab, Simulations, Financial Modeling, Project Management, Business Development, Strategic Planning, Strategy, Competitive Analysis, Leadership, Product Development, Data Analysis
Education
University of California, Irvine - The Paul Merage School of Business 2013 — 2015
Master of Business Administration (MBA), Finance and Strategic Marketing
University of California, Los Angeles 2008 — 2010
Master of Science (M.S.), Semiconductor & MEMS
National Cheng Kung University 2003 — 2007
B.S., Mechanical Engineering, Dean's List
Tax & Financial Group February 2014 - Present
Tax & Financial Group October 2008 - February 2014
Axis Marketing April 2004 - October 2008
ROTH Capital Partners September 2007 - December 2007
Skills
Marketing Communications, Direct Marketing, Email Marketing, Sales, Google Analytics, Product Marketing, Online Marketing, Marketing Strategy, Market Research, Advertising, Social Media Marketing, Strategy
Education
California State University-Long Beach - College of Business Administration 2005 — 2008
Bachelor's Degree, Bachelor of Science in Business Administration with a Marketing emphasis, Cum Laude
Sterneck Capital Management May 2013 - Present
Ocean View Capital January 2010 - February 2012
Roth Capital Partners 2002 - 2008
Prudential Securities 1998 - 2001
Skills
Equities, Capital Markets, Portfolio Management, Hedge Funds, Mutual Funds, Asset Management, Equity Research, Alternative Investments, Financial Modeling, Investment Banking, Asset Allocation, Valuation, Investments, Bloomberg, Fixed Income, Securities
Education
Colgate University 1994 — 1998
Bachelor's Degree, History
Guiding Metrics May 2015 - Present
MZ Group - Global Investor Relations February 2013 - April 2015
Imperial Capital May 2012 - February 2013
Auriga USA, LLC September 2010 - August 2012
Roth Capital Partners 2005 - 2010
Skills
Equity Research, Equities, Investment Banking, Capital Markets, Trading, Investor Relations, Real Estate Financing, Equity Sales and Trading, Series 7, Alternative Investments, Valuation, Investments, Hedge Funds, Securities, Asset Management, Venture Capital, Bloomberg, Finance
Education
University of California, Irvine 2008 — 2009
Investor Relations Certificate Program
Pepperdine University, The George L. Graziadio School of Business and Management 2006 — 2008
UCSB 1987 — 1992
Bachelor of Arts (B.A.), Political Science - Int'l Relations
Mira Costa High School
ROTH Capital Partners September 2015 - Present
L'Oréal December 2013 - Present
Ralph Lauren August 2013 - November 2013
EY May 2012 - August 2012
Skills
Microsoft Excel, Public Speaking, Microsoft Office, PowerPoint, Vision, Microsoft Word, Financial Analysis, Bloomberg Terminal, Financial Modeling, Financial Reporting, Finance, Customer Service, Marketing
Education
McGill University 2009 — 2013
Bachelor of Commerce (BCom), Accounting and Finance
Roth Capital Partners August 1999 - Present
Skills
Financial Analysis, Corporate Finance
Education
California State University-Long Beach
Bachelor's degree, Accounting
Roth Capital Partners September 2013 - Present
Global Hunter Securities March 2012 - July 2013
John Tumazos Very Independent Research September 2007 - March 2012
Gaming Laboratories International November 2006 - August 2007
Skills
Investments, Financial Modeling, Equities, Financial Analysis, Valuation, Equity Research, Securities, Hedge Funds, Capital Markets, Series 7, Derivatives, Equity Valuation, Series 63, Series 87, Series 86
Education
Monmouth University 2002 — 2006
Bachelor's degree, Math and economics
Penn State University 2001 — 2002
Marrone Financial January 2007 - Present
Credit Suisse 2004 - 2007
Roth Capital Partners 1998 - 2004
Merrill Lynch 1997 - 1998
Sutro & Co 1991 - 1998
Drexel Burnham Lambert 1986 - 1989
Bateman Eichler 1982 - 1986
Skills
Investments, Management, Financial Modeling, Finance, Asset Management, Equities, Valuation
Education
UCLA
Political Science
Loyola Marymount University
Political Science
Crespi High School
Laidlaw and company September 2013 - Present
Roth Capital Partners March 2012 - May 2013
Maxim Group November 2007 - February 2012
Rodman and Renshaw February 2007 - November 2007
HealthVest May 2006 - January 2007
Thomas Weisel Partners September 2005 - April 2006
Rodman & Renshaw March 2004 - August 2005
Skills
Equities, Oncology, Equity Research, Healthcare, Infectious Diseases, Equity Valuation, Biotechnology
Education
Weill Medical College of Cornell University
Doctor of Philosophy (Ph.D.)
Rutgers University
Master of Business Administration (MBA)
Newport Coast Securities, Inc September 2013 - Present
Wedbush Securites 2001 - 2013
Roth Capital Partners 1994 - 2001
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Photoshop, Founder, Chair, Orange..., Trustee, Past Trustee, CHOC, Past Chair, Balboa Home...
Education
Claremont McKenna College 1956 — 1960
Liberal Arts Business Administration
Huntington Beach Union High School 1952 — 1956