LPL Company
Industry: Financial services company
DescriptionLPL Financial LLC is the largest independent broker-dealer in the United States. As of 2017 the company had more than 15,000 financial advisors, over $615 billion in advisory & brokerage assets, and generated approximately $4.2 billion in annual revenue for the 2017 fiscal year. Customer service: 1 (800) 877-7210 Headquarters: Boston, MA CEO: Dan Arnold (Jan 2017–) Parent organization: LPL Financial Holdings Inc
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LPL Employees
Employee
Years
Job
Industry
Rick Dickinson Rick Dickinson's LPL Experience July 2008 - March 2012
Job Regional Director/Recruiting at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2012 - Present
SunAmerica Financial Group March 2012 - July 2012
LPL July 2008 - March 2012
John Hancock September 2006 - July 2008
Skills
Series 6, Series 65, Series 63, Asset Management, Financial Planning, Insurance, Retirement Planning, Brokers, Strategic Planning, Asset Managment, Series 7
Education
The University of Connecticut 2003 — 2006
Bachelor's degree, Sociology and Business Administration
Springfield College 2002 — 2003
LPL Financial July 2012 - Present
SunAmerica Financial Group March 2012 - July 2012
LPL July 2008 - March 2012
John Hancock September 2006 - July 2008
Skills
Series 6, Series 65, Series 63, Asset Management, Financial Planning, Insurance, Retirement Planning, Brokers, Strategic Planning, Asset Managment, Series 7
Education
The University of Connecticut 2003 — 2006
Bachelor's degree, Sociology and Business Administration
Springfield College 2002 — 2003
Henry (Hank) V.M. Multala Henry (Hank) V.M. Multala's LPL Experience June 2006 - March 2009
Job Vice President Strategic Growth at Cetera Financial Specialists and The Legend Group (Palm Beach Gardens, FL)
Industry Financial Services
Experience
Cetera Financial Specialists January 2014 - Present
Lincoln Investment Planning August 2011 - January 2014
Adviser First Consulting & Recruiting January 2009 - January 2014
LPL June 2006 - March 2009
Charles Schwab August 2005 - April 2006
FSC December 2004 - August 2005
Merrill Lynch May 1998 - December 2004
Dean Witter Reynolds January 1993 - May 1998
US Navy February 1983 - December 1992
Skills
Recruiting, Contract Negotiation, Management, Retirement Planning, Wealth Management, Asset Managment, Succession Planning, Practice Management
Education
University of Rochester 1987 — 1991
BS, Mechanical Engineering
Cetera Financial Specialists January 2014 - Present
Lincoln Investment Planning August 2011 - January 2014
Adviser First Consulting & Recruiting January 2009 - January 2014
LPL June 2006 - March 2009
Charles Schwab August 2005 - April 2006
FSC December 2004 - August 2005
Merrill Lynch May 1998 - December 2004
Dean Witter Reynolds January 1993 - May 1998
US Navy February 1983 - December 1992
Skills
Recruiting, Contract Negotiation, Management, Retirement Planning, Wealth Management, Asset Managment, Succession Planning, Practice Management
Education
University of Rochester 1987 — 1991
BS, Mechanical Engineering
Rob Musante ChFC®, CRFA® Rob Musante ChFC®, CRFA®'s LPL Experience November 2009 - Present
Job Owner at Tribune Wealth Management
Industry Financial Services
Experience
LPL November 2009 - Present
LPL Finanical November 2009 - Present
Transamerica Financial Advisors, Inc. June 2000 - November 2009
Skills
SEP IRA, Retirement Planning, Financial Analysis, Series 7, Series 63, Series 24, Long Term Care Insurance, Disability Insurance, Series 65, 401k Rollovers, Wealth Management, Certified Retirment..., IRAs, Securities
Education
The University of North Dakota
LPL November 2009 - Present
LPL Finanical November 2009 - Present
Transamerica Financial Advisors, Inc. June 2000 - November 2009
Skills
SEP IRA, Retirement Planning, Financial Analysis, Series 7, Series 63, Series 24, Long Term Care Insurance, Disability Insurance, Series 65, 401k Rollovers, Wealth Management, Certified Retirment..., IRAs, Securities
Education
The University of North Dakota
Cary Cheung Cary Cheung's LPL Experience February 2006 - August 2006
Job Regional Vice President at Incapital LLC.
Industry Financial Services
Experience
Incapital January 2015 - Present
Annuity Marketing Services June 2014 - January 2015
CD Funding Group May 2013 - June 2014
Cathay Bank May 2011 - May 2013
Cetera Investment Services May 2011 - May 2013
Doc Popcorn November 2009 - May 2013
WaMu Investments Inc. January 2005 - June 2009
LPL February 2006 - August 2006
ING Advisors Network November 2000 - January 2005
GunnAllen Financial September 1998 - January 2000
Skills
Investments, Securities, Series 7, Mutual Funds, Series 63, Risk Management, Equities, Banking, Portfolio Management, Financial Services, Asset Management, Wealth Management, Strategic Financial..., Financial Analysis, Retail, Finance, Relationship Management, Retirement Planning, Investment Advisory, Fixed Income, Trading, Fixed Annuities, Alternative Investments, FINRA, Options, Series 24, Small Business, Series 65, Investment Management, Business Planning
Education
University of Phoenix
BS, Business Management
Rowland High School
Incapital January 2015 - Present
Annuity Marketing Services June 2014 - January 2015
CD Funding Group May 2013 - June 2014
Cathay Bank May 2011 - May 2013
Cetera Investment Services May 2011 - May 2013
Doc Popcorn November 2009 - May 2013
WaMu Investments Inc. January 2005 - June 2009
LPL February 2006 - August 2006
ING Advisors Network November 2000 - January 2005
GunnAllen Financial September 1998 - January 2000
Skills
Investments, Securities, Series 7, Mutual Funds, Series 63, Risk Management, Equities, Banking, Portfolio Management, Financial Services, Asset Management, Wealth Management, Strategic Financial..., Financial Analysis, Retail, Finance, Relationship Management, Retirement Planning, Investment Advisory, Fixed Income, Trading, Fixed Annuities, Alternative Investments, FINRA, Options, Series 24, Small Business, Series 65, Investment Management, Business Planning
Education
University of Phoenix
BS, Business Management
Rowland High School
J. E. Jay Wallace III J. E. Jay Wallace III's LPL Experience January 2003 - June 2003
Job Development, Business Process Improvement & Operations Consultant
Industry Executive Office
Experience
The Citadel Club of Charleston December 2014 - Present
Association Blueprints October 2011 - Present
Self Storage Association of South Carolina November 2010 - Present
Management BluePrints September 2008 - Present
Walker Accounting & Tax January 2008 - October 2013
Monster Self Storage 2004 - October 2013
The Citadel 2003 - 2004
The Citadel 2003 - 2004
The Citadel, Military College of South Carolina 2002 - 2004
LPL January 2003 - June 2003
Skills
Management, Purchasing, Property Management, Marketing, Real Estate, Security, Finance, Sales, Location Intelligence, Commercial Real Estate, Lotus Notes, Negotiation, Training, Insurance, Real Estate Economics, Investment Properties, Disposition, Project Planning, Budgets, Construction, Contract Negotiation, Real Estate Development, Leadership, Facilities Management, Selling, Process Scheduler, Human Resources, Operations Management, Leases, Business Process..., Investments, Customer Service, Networking, Due Diligence, Residential Homes, Advertising, Business Planning, Executive Management, Employee Training, Small Business, Team Building, Acquisitions, Strategic Planning, Start-ups, Asset Management, Property, Integration, Business Development, Mergers, Customer Satisfaction
Education
The Citadel 2000 — 2004
BS Business Administration, Business Administration & Computer Science
The Citadel 2000 — 2004
BS, Business Administration and Management Information Systems
The Citadel Club of Charleston December 2014 - Present
Association Blueprints October 2011 - Present
Self Storage Association of South Carolina November 2010 - Present
Management BluePrints September 2008 - Present
Walker Accounting & Tax January 2008 - October 2013
Monster Self Storage 2004 - October 2013
The Citadel 2003 - 2004
The Citadel 2003 - 2004
The Citadel, Military College of South Carolina 2002 - 2004
LPL January 2003 - June 2003
Skills
Management, Purchasing, Property Management, Marketing, Real Estate, Security, Finance, Sales, Location Intelligence, Commercial Real Estate, Lotus Notes, Negotiation, Training, Insurance, Real Estate Economics, Investment Properties, Disposition, Project Planning, Budgets, Construction, Contract Negotiation, Real Estate Development, Leadership, Facilities Management, Selling, Process Scheduler, Human Resources, Operations Management, Leases, Business Process..., Investments, Customer Service, Networking, Due Diligence, Residential Homes, Advertising, Business Planning, Executive Management, Employee Training, Small Business, Team Building, Acquisitions, Strategic Planning, Start-ups, Asset Management, Property, Integration, Business Development, Mergers, Customer Satisfaction
Education
The Citadel 2000 — 2004
BS Business Administration, Business Administration & Computer Science
The Citadel 2000 — 2004
BS, Business Administration and Management Information Systems
Andy Prude, CFP®, ChFC Andy Prude, CFP®, ChFC's LPL Experience April 2009 - Present
Job Managing Partner at Pontchartrain Investment Management
Industry Investment Management
Experience
Pontchartrain Investment Management April 2009 - Present
LPL April 2009 - Present
Merrill Lynch February 1997 - April 2009
Legg Mason January 1994 - February 1997
Education
Southeastern Louisiana University 1991 — 1993
MBA
Southeastern Louisiana University 1987 — 1991
B.A., Marketing
Pontchartrain Investment Management April 2009 - Present
LPL April 2009 - Present
Merrill Lynch February 1997 - April 2009
Legg Mason January 1994 - February 1997
Education
Southeastern Louisiana University 1991 — 1993
MBA
Southeastern Louisiana University 1987 — 1991
B.A., Marketing
Steve Magistad Steve Magistad's LPL Experience July 2005 - December 2007
Job Business Development Officer at Charles Schwab
Industry Financial Services
Experience
Charles Schwab & Co., Inc. January 2011 - Present
SEI Investments March 2008 - January 2011
LPL July 2005 - December 2007
TCF Bank March 2003 - July 2005
Capital Professional Advisors 2001 - 2003
Ameriprise Financial 1989 - 2001
Skills
Series 7, Wealth Management, Mutual Funds, Series 63, Asset Allocation, Financial Services, Retirement Planning, Alternative Investments, Strategy, Financial Advisory, Portfolio Management, Investment Advisory, Securities, Finance, Investments, Business Development, Financial Planning, Trusted Business Partner, Asset Management
Education
University of Minnesota-Twin Cities 1982 — 1986
Political Science, History, Economics
Charles Schwab & Co., Inc. January 2011 - Present
SEI Investments March 2008 - January 2011
LPL July 2005 - December 2007
TCF Bank March 2003 - July 2005
Capital Professional Advisors 2001 - 2003
Ameriprise Financial 1989 - 2001
Skills
Series 7, Wealth Management, Mutual Funds, Series 63, Asset Allocation, Financial Services, Retirement Planning, Alternative Investments, Strategy, Financial Advisory, Portfolio Management, Investment Advisory, Securities, Finance, Investments, Business Development, Financial Planning, Trusted Business Partner, Asset Management
Education
University of Minnesota-Twin Cities 1982 — 1986
Political Science, History, Economics
Kristina Vandergriff - Cole, MBA's LPL Experience November 2004 - December 2006
Job Regulatory Compliance Manager at DST Systems
Industry Financial Services
Experience
DST Systems March 2015 - Present
Hanson McClain Advisors November 2014 - March 2015
WBB Securities January 2011 - February 2014
Commonwealth Financial Network January 2006 - January 2011
LPL November 2004 - December 2006
LPL Financial ( Linsco/Private Ledger ) 2004 - 2006
TD Waterhouse March 2004 - November 2004
Charles Schwab 1999 - 2004
Lloyd Wade Securities 1997 - 1998
Skills
Compliance, Securities, Series 7, FINRA, Mutual Funds, Series 24, Series 63, Investments, Investment Advisory, Financial Risk, Uniform Combined State..., Strategic Financial..., Risk Management, Asset Managment, Equities, Wealth Management, Portfolio Management, Series 66, Series 53, Series 55, Life, Health and..., Banking, Management, Trading, Alternative Investments, Finance, Financial Advisory, Fixed Income, Investment Banking, Asset Management, Financial Services
Education
Wine and Spirits Education Trust 2010 — 2010
Level 2, Intermediate, Wine and Spirits
University of Phoenix 2007 — 2009
MBA, Business Administration
University of Phoenix 2004 — 2006
BS, Business Management
Poway High 1987 — 1991
High school
DST Systems March 2015 - Present
Hanson McClain Advisors November 2014 - March 2015
WBB Securities January 2011 - February 2014
Commonwealth Financial Network January 2006 - January 2011
LPL November 2004 - December 2006
LPL Financial ( Linsco/Private Ledger ) 2004 - 2006
TD Waterhouse March 2004 - November 2004
Charles Schwab 1999 - 2004
Lloyd Wade Securities 1997 - 1998
Skills
Compliance, Securities, Series 7, FINRA, Mutual Funds, Series 24, Series 63, Investments, Investment Advisory, Financial Risk, Uniform Combined State..., Strategic Financial..., Risk Management, Asset Managment, Equities, Wealth Management, Portfolio Management, Series 66, Series 53, Series 55, Life, Health and..., Banking, Management, Trading, Alternative Investments, Finance, Financial Advisory, Fixed Income, Investment Banking, Asset Management, Financial Services
Education
Wine and Spirits Education Trust 2010 — 2010
Level 2, Intermediate, Wine and Spirits
University of Phoenix 2007 — 2009
MBA, Business Administration
University of Phoenix 2004 — 2006
BS, Business Management
Poway High 1987 — 1991
High school
Natasha Zhigalko's LPL Experience February 2008 - April 2010
Job Controller at Stemedica Cell Technologies
Industry Biotechnology
Experience
Stemedica Cell Technologies August 2010 - Present
LPL February 2008 - April 2010
Waterstone Financial Group February 2008 - April 2010
Associated Securities Corporation February 2008 - April 2010
Mutual Service Corporation February 2008 - April 2010
Bumble Bee Foods 2005 - 2008
Global Capital Group Inc August 2002 - January 2004
Skills
Accounting, Sarbanes-Oxley Act, Financial Analysis, Financial Reporting, Great Plains Software, Accounts Payable, General Ledger, US GAAP, Financial Modeling, Cost Accounting, GAAP, Internal Controls
Education
San Diego State University-California State University 1998 — 2002
BA, International Business, Finance
Stemedica Cell Technologies August 2010 - Present
LPL February 2008 - April 2010
Waterstone Financial Group February 2008 - April 2010
Associated Securities Corporation February 2008 - April 2010
Mutual Service Corporation February 2008 - April 2010
Bumble Bee Foods 2005 - 2008
Global Capital Group Inc August 2002 - January 2004
Skills
Accounting, Sarbanes-Oxley Act, Financial Analysis, Financial Reporting, Great Plains Software, Accounts Payable, General Ledger, US GAAP, Financial Modeling, Cost Accounting, GAAP, Internal Controls
Education
San Diego State University-California State University 1998 — 2002
BA, International Business, Finance
Wade Shelton Wade Shelton's LPL Experience September 1999 - March 2006
Job Inside Sales Manager PCA at Dell
Industry Computer Hardware
Experience
Dell March 2013 - Present
Dell April 2006 - February 2013
LPL September 1999 - March 2006
City of San Antonio March 1999 - August 1999
City of The Colony, Texas January 1998 - March 1999
Skills
Business Relationship..., Storage Solutions, Solution Selling, Direct Sales, Sales Process, Relationship Management, Account Management, Cold Calling, Salesforce.com, Sales, Lead Generation, Sales Management, Business Development, SAN, Storage, SaaS, Pricing, Call Center, Cloud Computing
Education
Texas State University 1994 — 1997
BA, Geography - Urban Planning
Dell March 2013 - Present
Dell April 2006 - February 2013
LPL September 1999 - March 2006
City of San Antonio March 1999 - August 1999
City of The Colony, Texas January 1998 - March 1999
Skills
Business Relationship..., Storage Solutions, Solution Selling, Direct Sales, Sales Process, Relationship Management, Account Management, Cold Calling, Salesforce.com, Sales, Lead Generation, Sales Management, Business Development, SAN, Storage, SaaS, Pricing, Call Center, Cloud Computing
Education
Texas State University 1994 — 1997
BA, Geography - Urban Planning
Sandra Pettiford Sandra Pettiford's LPL Experience May 2008 - July 2013
Job Experienced Financial Professional
Industry Financial Services
Experience
US Airways April 2001 - Present
MetLife April 2014 - October 2014
LPL May 2008 - July 2013
E*TRADE Financial April 2006 - May 2008
TIAA-CREF August 2004 - February 2006
Coldwell Banker United May 2003 - May 2004
The Vanguard Group September 1998 - May 2003
Skills
Investments, Series 63, Series 7, Retirement, Asset Managment, Financial Services, Mutual Funds, Securities, Insurance, Portfolio Management, Strategic Financial..., Employee Benefits, Equities, Fixed Annuities, Customer Service, FINRA
Education
UNC Charlotte 1995 — 1997
Bachelor of Arts (B.A.), Communication, General
Southern Illinois University, Carbondale 1992 — 1993
US Airways April 2001 - Present
MetLife April 2014 - October 2014
LPL May 2008 - July 2013
E*TRADE Financial April 2006 - May 2008
TIAA-CREF August 2004 - February 2006
Coldwell Banker United May 2003 - May 2004
The Vanguard Group September 1998 - May 2003
Skills
Investments, Series 63, Series 7, Retirement, Asset Managment, Financial Services, Mutual Funds, Securities, Insurance, Portfolio Management, Strategic Financial..., Employee Benefits, Equities, Fixed Annuities, Customer Service, FINRA
Education
UNC Charlotte 1995 — 1997
Bachelor of Arts (B.A.), Communication, General
Southern Illinois University, Carbondale 1992 — 1993
Betty Keeney Betty Keeney's LPL Experience March 2010 - Present
Job Sr. Analyst at LPL
Industry Financial Services
Experience
LPL March 2010 - Present
UBS Financial Services April 2008 - March 2010
Skills
Bilingual-Spanish, Series 7, Series 66, Series 24, Certified Fraud Examiner, Certified Anti-Money...
Education
The University of New Mexico 2004 — 2005
Bachelor of Business Administration (B.B.A.), International Business
Universidad de las Americas Puebla 2001 — 2005
Bachelor in International Business Administration, Bachelor
LPL March 2010 - Present
UBS Financial Services April 2008 - March 2010
Skills
Bilingual-Spanish, Series 7, Series 66, Series 24, Certified Fraud Examiner, Certified Anti-Money...
Education
The University of New Mexico 2004 — 2005
Bachelor of Business Administration (B.B.A.), International Business
Universidad de las Americas Puebla 2001 — 2005
Bachelor in International Business Administration, Bachelor
Jeff Kacal, CFP® Jeff Kacal, CFP®'s LPL Experience May 2005 - March 2007
Job Managing Director at Mercer Advisors
Industry Financial Services
Experience
Mercer Advisors January 2014 - Present
LPL May 2005 - March 2007
Prudential Financial December 1999 - May 2005
Skills
Wealth Management, Retirement Planning, Asset Allocation, Investment Advisory, Retirement, Investments, Strategic Financial..., Mutual Funds, Finance, Financial Planning, Risk Management, Financial Analysis, Personal Financial..., Securities, Portfolio Management, Financial Services, Wealth Management..., Bonds, Series 7, 401k Rollovers, Investment Strategies
Education
Texas A&M University 1992 — 1996
BS, Marketing
Mercer Advisors January 2014 - Present
LPL May 2005 - March 2007
Prudential Financial December 1999 - May 2005
Skills
Wealth Management, Retirement Planning, Asset Allocation, Investment Advisory, Retirement, Investments, Strategic Financial..., Mutual Funds, Finance, Financial Planning, Risk Management, Financial Analysis, Personal Financial..., Securities, Portfolio Management, Financial Services, Wealth Management..., Bonds, Series 7, 401k Rollovers, Investment Strategies
Education
Texas A&M University 1992 — 1996
BS, Marketing
Kate Hewell CFP®, AIF®, ADPA℠'s LPL Experience June 2007 - January 2010
Job Financial Planner/ Owner at Hewell Financial Group
Industry Financial Services
Experience
Hewell Financial Group January 2013 - Present
Laguna Financial Group October 2009 - January 2013
LPL June 2007 - January 2010
William Henry Crew III Wealth Management May 2005 - June 2007
Ameriprise Financial Advisors August 2004 - May 2005
Skills
Series 7, Mutual Funds, Retirement, Retirement Planning, Investments, Investment Advisory, Wealth Management, Investment Strategies, Strategic Financial..., Securities, Estate Planning, Alternative Investments, Financial Advisory, Asset Allocation, ETFs, IRAs, Life Insurance, Bonds, Fixed Income, Long-term Care, 529 Plans, Wealth Management..., Roth IRA, Series 65, 401k, Series 63, Portfolio Management, Uniform Combined State..., FINRA, Fixed Annuities, Series 6, Variable Annuities, Wealth, Finance, Asset Management, Financial Services, Risk Management, Insurance, Equities, Financial Planning, Investment Management
Education
Davis Sr. High School
University of California, Davis
BS, Animal Science and Management
Hewell Financial Group January 2013 - Present
Laguna Financial Group October 2009 - January 2013
LPL June 2007 - January 2010
William Henry Crew III Wealth Management May 2005 - June 2007
Ameriprise Financial Advisors August 2004 - May 2005
Skills
Series 7, Mutual Funds, Retirement, Retirement Planning, Investments, Investment Advisory, Wealth Management, Investment Strategies, Strategic Financial..., Securities, Estate Planning, Alternative Investments, Financial Advisory, Asset Allocation, ETFs, IRAs, Life Insurance, Bonds, Fixed Income, Long-term Care, 529 Plans, Wealth Management..., Roth IRA, Series 65, 401k, Series 63, Portfolio Management, Uniform Combined State..., FINRA, Fixed Annuities, Series 6, Variable Annuities, Wealth, Finance, Asset Management, Financial Services, Risk Management, Insurance, Equities, Financial Planning, Investment Management
Education
Davis Sr. High School
University of California, Davis
BS, Animal Science and Management
Arthur Ramos Arthur Ramos's LPL Experience January 2006 - January 2007
Job National Award Winning Account Executive
Industry Biotechnology
Experience
Berkeley HeartLab, Inc. December 2012 - Present
Novartis January 2008 - June 2012
Reliant Pharmaceuticals January 2007 - January 2008
LPL January 2006 - January 2007
AIG Global Investment Group June 2005 - January 2006
Skills
Trend Analysis, Territory, Account Management, Sales Management, Forecasting, Product Launch, Pharmaceutical Sales, Cardiology, Consultative Selling, Hospitals, Managed Care, New Business Development, Strategic Planning, B2B, Cold Calling, Customer Relations, Negotiation, Business Planning, Market Analysis, Product Development, Market Planning, Diabetes, Product Launches, Orthopedics, Coaching, Public Speaking, Healthcare, Selling, Mentoring, Direct Sales, Marketing Strategy, Key Account Management, Budgeting, Team Building, Psychiatry, Sales Process, Contract Negotiation, Sales, Selling Skills, Sales Force Development, Buy & Bill, Orthopedic, Strategy, Metabolic Syndrome, Drug Metabolism, advanced lipid testing, Genetic Testing, ion mobility, Mass Spectrometry, Customer Segmentation...
Education
San Diego State University-California State University 2001 — 2005
Bachelors, Business Administration finance
Berkeley HeartLab, Inc. December 2012 - Present
Novartis January 2008 - June 2012
Reliant Pharmaceuticals January 2007 - January 2008
LPL January 2006 - January 2007
AIG Global Investment Group June 2005 - January 2006
Skills
Trend Analysis, Territory, Account Management, Sales Management, Forecasting, Product Launch, Pharmaceutical Sales, Cardiology, Consultative Selling, Hospitals, Managed Care, New Business Development, Strategic Planning, B2B, Cold Calling, Customer Relations, Negotiation, Business Planning, Market Analysis, Product Development, Market Planning, Diabetes, Product Launches, Orthopedics, Coaching, Public Speaking, Healthcare, Selling, Mentoring, Direct Sales, Marketing Strategy, Key Account Management, Budgeting, Team Building, Psychiatry, Sales Process, Contract Negotiation, Sales, Selling Skills, Sales Force Development, Buy & Bill, Orthopedic, Strategy, Metabolic Syndrome, Drug Metabolism, advanced lipid testing, Genetic Testing, ion mobility, Mass Spectrometry, Customer Segmentation...
Education
San Diego State University-California State University 2001 — 2005
Bachelors, Business Administration finance
Cj Arditi Cj Arditi's LPL Experience 2009 - 2010
Job National Field Executive Director at LegalShield, Independent Associate
Industry Financial Services
Experience
LegalShield, Independent Associate July 2011 - Present
LPL Financial January 2009 - Present
Howell Chamber Of Commerce 2010 - 2011
Howell Chamber Of Commerce 2010 - 2011
LPL 2009 - 2010
Edward Jones & Co June 2002 - February 2009
Education
State University of New York College at Oneonta 2000 — 2002
BA, Business Economics and Finance
Westchester Community College 1998 — 2000
AAS, Communications, Business Administration
LegalShield, Independent Associate July 2011 - Present
LPL Financial January 2009 - Present
Howell Chamber Of Commerce 2010 - 2011
Howell Chamber Of Commerce 2010 - 2011
LPL 2009 - 2010
Edward Jones & Co June 2002 - February 2009
Education
State University of New York College at Oneonta 2000 — 2002
BA, Business Economics and Finance
Westchester Community College 1998 — 2000
AAS, Communications, Business Administration
Ben Mallinger Ben Mallinger's LPL Experience January 2010 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL January 2010 - Present
Banc of America Securities September 2008 - January 2010
Edward Jones August 2005 - August 2008
Prudential Overall Supply April 2001 - August 2005
USMC July 1999 - March 2004
Skills
Retirement Planning, Investments, Securities, Wealth, Series 7, Wealth Management, Series 63, Strategic Financial..., IRAs, Mutual Funds, Fixed Annuities, Retirement
Education
University of California, Davis 1994 — 1999
B.S., Agricultural and Managerial Economics
UCHS
LPL January 2010 - Present
Banc of America Securities September 2008 - January 2010
Edward Jones August 2005 - August 2008
Prudential Overall Supply April 2001 - August 2005
USMC July 1999 - March 2004
Skills
Retirement Planning, Investments, Securities, Wealth, Series 7, Wealth Management, Series 63, Strategic Financial..., IRAs, Mutual Funds, Fixed Annuities, Retirement
Education
University of California, Davis 1994 — 1999
B.S., Agricultural and Managerial Economics
UCHS
Angela Meaney Angela Meaney's LPL Experience July 2004 - January 2007
Job Owner at Fashionista's
Industry Financial Services
Experience
Fash-ion-ista's March 2009 - Present
White House Black Market July 2007 - Present
First Allied Securities January 2007 - June 2007
LPL July 2004 - January 2007
Dunham & Associates January 2002 - June 2004
WM Group of Funds January 1998 - January 2002
Cal Fed Investments 1997 - 2000
Fair Isaac Corporation January 1996 - January 1998
Education
Santa Rosa Junior College
University of Phoenix
Fash-ion-ista's March 2009 - Present
White House Black Market July 2007 - Present
First Allied Securities January 2007 - June 2007
LPL July 2004 - January 2007
Dunham & Associates January 2002 - June 2004
WM Group of Funds January 1998 - January 2002
Cal Fed Investments 1997 - 2000
Fair Isaac Corporation January 1996 - January 1998
Education
Santa Rosa Junior College
University of Phoenix
Jermall Harvey Jermall Harvey's LPL Experience July 2002 - May 2005
Job MR at Nielsen Marketing Analytics
Industry Consumer Goods
Experience
Nielsen Marketing Analytics January 2013 - Present
The Woodlawn Organization July 2010 - July 2011
WellCare February 2006 - March 2009
RJ Reynolds October 2007 - October 2008
LPL July 2002 - May 2005
Skills
Marketing, Public Speaking, Customer Service, Microsoft Office, Recruiting, Team Building, Sales, Cold Calling, Account Management, Direct Sales, Sales Operations, Marketing Strategy, Social Media, Community Outreach, Sales Management, Sales Process, B2B, Management, Microsoft Excel, Salesforce.com
Education
Texas Christian University 2002 — 2005
Communications
Virginia State University 2001 — 2002
Communications
Nielsen Marketing Analytics January 2013 - Present
The Woodlawn Organization July 2010 - July 2011
WellCare February 2006 - March 2009
RJ Reynolds October 2007 - October 2008
LPL July 2002 - May 2005
Skills
Marketing, Public Speaking, Customer Service, Microsoft Office, Recruiting, Team Building, Sales, Cold Calling, Account Management, Direct Sales, Sales Operations, Marketing Strategy, Social Media, Community Outreach, Sales Management, Sales Process, B2B, Management, Microsoft Excel, Salesforce.com
Education
Texas Christian University 2002 — 2005
Communications
Virginia State University 2001 — 2002
Communications
Tamra Gann Tamra Gann's LPL Experience
Job Financial/Insurance Advisor at LPL
Industry Financial Services
Experience
LPL
Education
University of Houston-Downtown 1982 — 1986
Business
LPL
Education
University of Houston-Downtown 1982 — 1986
Business
Gina Marie Ivanov - PMP Gina Marie Ivanov - PMP's LPL Experience January 1998 - May 1999
Job Sr. Manager Infrastructure PPMO (Portfolio and Project Management Office) at Providence Health & Services
Industry Information Technology and Services
Experience
Providence Health & Services May 2014 - Present
Providence Health & Services August 2012 - May 2014
Providence Health & Services June 2010 - November 2012
Russell Investments May 2010 - June 2010
Pepperwood Partners June 2009 - April 2010
JPMorgan Chase August 2002 - May 2009
Washington Mutual August 2002 - October 2008
Smith Pacific Consulting November 2001 - August 2002
Bioceutix Corporation May 1999 - November 2001
LPL January 1998 - May 1999
Skills
Business Intelligence, Six Sigma, Team Building, Training, Systems Management, Asset, Integration, Project Management, Governance, ERP, Project Planning, Agile Methodologies
Education
The University of Dallas
MBA, International Human Resources
University of North Texas
BBA, Business Computer Information Systems
Providence Health & Services May 2014 - Present
Providence Health & Services August 2012 - May 2014
Providence Health & Services June 2010 - November 2012
Russell Investments May 2010 - June 2010
Pepperwood Partners June 2009 - April 2010
JPMorgan Chase August 2002 - May 2009
Washington Mutual August 2002 - October 2008
Smith Pacific Consulting November 2001 - August 2002
Bioceutix Corporation May 1999 - November 2001
LPL January 1998 - May 1999
Skills
Business Intelligence, Six Sigma, Team Building, Training, Systems Management, Asset, Integration, Project Management, Governance, ERP, Project Planning, Agile Methodologies
Education
The University of Dallas
MBA, International Human Resources
University of North Texas
BBA, Business Computer Information Systems
Marcus Anderson, CIMA®, AIF®'s LPL Experience August 2005 - January 2008
Job Vice President, Regional Advisory Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2008 - June 2015
LPL August 2005 - January 2008
LPL 2002 - July 2005
Morgan Stanley 2000 - 2002
Ritz-Carlton 1997 - 2000
Skills
Investments, Financial Services, Strategic Planning, Securities, Financial Advisory, Wealth Management, Series 7, Asset Allocation, Training, Alternative Investments, Mutual Funds, Asset Managment, Risk Management, Asset Management, Investment Advisory, Finance, Retirement Planning, Trading, Banking, Portfolio Management, Financial Planning, Retirement, Management, Investment Strategies, Investment Management, Financial Analysis, Fixed Income
Education
University of California, Santa Barbara 1993 — 1997
BA, Business/Economics, Minor - Japanese
LPL Financial January 2008 - June 2015
LPL August 2005 - January 2008
LPL 2002 - July 2005
Morgan Stanley 2000 - 2002
Ritz-Carlton 1997 - 2000
Skills
Investments, Financial Services, Strategic Planning, Securities, Financial Advisory, Wealth Management, Series 7, Asset Allocation, Training, Alternative Investments, Mutual Funds, Asset Managment, Risk Management, Asset Management, Investment Advisory, Finance, Retirement Planning, Trading, Banking, Portfolio Management, Financial Planning, Retirement, Management, Investment Strategies, Investment Management, Financial Analysis, Fixed Income
Education
University of California, Santa Barbara 1993 — 1997
BA, Business/Economics, Minor - Japanese
Peggy (Spilker) Mengel's LPL Experience April 1999 - January 2005
Job Creating Clarity, Energy and Action | Performance Coach
Industry Financial Services
Experience
The Biz Sherpa January 2005 - Present
DNA Behavior International January 2008 - September 2015
LPL April 1999 - January 2005
OppenheimerFunds October 1991 - June 1997
Invest Financial May 1985 - September 1991
Kemper Financial Services 1982 - 1985
Nuveen Investments 1979 - 1982
Skills
Public Speaking, Sales Process, Client Engagement, Client Relationship..., Client Retention, Employee Engagement, Business Coaching, Wholesaling, Training & Development, Business Communications, Marketing Communications, Financial Services..., Financial Services, CRM, Customer Retention, Customer Engagement, Employee Training, Strategy, Wholesale, Management, Management Consulting, Training, Coaching, Program Management, New Business Development, Marketing, Strategic Planning, Recruiting, Sales, Leadership, Professional Mentoring, Leadership Development, Executive Coaching, Mutual Funds, Investments, Retirement Planning, Wealth Management
Education
University of Illinois at Chicago 1974 — 1979
Bachelor of Science, Management
The Biz Sherpa January 2005 - Present
DNA Behavior International January 2008 - September 2015
LPL April 1999 - January 2005
OppenheimerFunds October 1991 - June 1997
Invest Financial May 1985 - September 1991
Kemper Financial Services 1982 - 1985
Nuveen Investments 1979 - 1982
Skills
Public Speaking, Sales Process, Client Engagement, Client Relationship..., Client Retention, Employee Engagement, Business Coaching, Wholesaling, Training & Development, Business Communications, Marketing Communications, Financial Services..., Financial Services, CRM, Customer Retention, Customer Engagement, Employee Training, Strategy, Wholesale, Management, Management Consulting, Training, Coaching, Program Management, New Business Development, Marketing, Strategic Planning, Recruiting, Sales, Leadership, Professional Mentoring, Leadership Development, Executive Coaching, Mutual Funds, Investments, Retirement Planning, Wealth Management
Education
University of Illinois at Chicago 1974 — 1979
Bachelor of Science, Management
Brian Springs 704-965-0980 Brian Springs 704-965-0980's LPL Experience 2007 - 2009
Job Technology Training Consultant
Industry Professional Training & Coaching
Experience
MetLife August 2013 - Present
Bank of America May 2012 - September 2012
VisionCor November 2011 - July 2012
Allstate June 2010 - August 2011
LPL 2007 - 2009
Central Piedmont Community College 2007 - 2009
Vanguard 1998 - 2005
Skills
Health Insurance, Employee Training, Corporate Training, Organizational Design, Account Management, Training, Coaching, Training Delivery, Instructional Design, Process Improvement, Project Management, Deliverables and..., Due Diligence Management, Change Management, Stakeholder..., Project Timeline..., Learning Management..., self directed team..., training and knowledge..., Strategy, Leadership, Management, Organizational..., Program Management, Leadership Development, Needs Analysis, Risk Management, Blended Learning, Adult Education, Workshop Facilitation, ADDIE, Performance Consulting, Instructor-led Training, Captivate, Curriculum Design, E-Learning
Education
American Society of Training and Development 2014 — 2014
E - Learning Instructional Design Certificate, Learning & Development
UNC Charlotte 2001 — 2001
ASTD Learning and Development Certificate, Training and Development
NC A&T
NC A&T
MetLife August 2013 - Present
Bank of America May 2012 - September 2012
VisionCor November 2011 - July 2012
Allstate June 2010 - August 2011
LPL 2007 - 2009
Central Piedmont Community College 2007 - 2009
Vanguard 1998 - 2005
Skills
Health Insurance, Employee Training, Corporate Training, Organizational Design, Account Management, Training, Coaching, Training Delivery, Instructional Design, Process Improvement, Project Management, Deliverables and..., Due Diligence Management, Change Management, Stakeholder..., Project Timeline..., Learning Management..., self directed team..., training and knowledge..., Strategy, Leadership, Management, Organizational..., Program Management, Leadership Development, Needs Analysis, Risk Management, Blended Learning, Adult Education, Workshop Facilitation, ADDIE, Performance Consulting, Instructor-led Training, Captivate, Curriculum Design, E-Learning
Education
American Society of Training and Development 2014 — 2014
E - Learning Instructional Design Certificate, Learning & Development
UNC Charlotte 2001 — 2001
ASTD Learning and Development Certificate, Training and Development
NC A&T
NC A&T
Nano Sacay Nano Sacay's LPL Experience September 2005 - December 2005
Job Information Technology and Services Consultant
Industry Information Technology and Services
Experience
Callaway Golf March 2012 - Present
Atlas REO 2007 - 2012
I-5 Software Solutions December 2005 - December 2011
LPL September 2005 - December 2005
Hewlett Packard January 1999 - August 2005
Stellcom 1996 - 2005
CapWest Financial Group September 1998 - March 1999
GMAC-RFC, Asset Resolution Division March 1997 - September 1998
Cubic Corporation April 1997 - September 1997
Wheb Systems, Inc. November 1996 - March 1997
Skills
SOA, Microsoft SQL Server, C#, .NET, WCF, Scrum, Oracle, ASP.NET, Architecture, Integration, Agile Methodologies, Java Enterprise Edition, Business Intelligence, XML, SQL, Visual Studio, Software Documentation, Software Development, Data Warehousing, Web Services, Enterprise Architecture, Adobe AIR, Flash Builder, IIS, T-SQL, REST, SOAP, Web Applications, AJAX, Architectures, JavaScript, Databases, ASP.NET MVC, MVC, TFS, Software Design, ASP, Subversion, Entity Framework, OOP
Education
University of California, San Diego 1989 — 1992
BS, Computer Science
Callaway Golf March 2012 - Present
Atlas REO 2007 - 2012
I-5 Software Solutions December 2005 - December 2011
LPL September 2005 - December 2005
Hewlett Packard January 1999 - August 2005
Stellcom 1996 - 2005
CapWest Financial Group September 1998 - March 1999
GMAC-RFC, Asset Resolution Division March 1997 - September 1998
Cubic Corporation April 1997 - September 1997
Wheb Systems, Inc. November 1996 - March 1997
Skills
SOA, Microsoft SQL Server, C#, .NET, WCF, Scrum, Oracle, ASP.NET, Architecture, Integration, Agile Methodologies, Java Enterprise Edition, Business Intelligence, XML, SQL, Visual Studio, Software Documentation, Software Development, Data Warehousing, Web Services, Enterprise Architecture, Adobe AIR, Flash Builder, IIS, T-SQL, REST, SOAP, Web Applications, AJAX, Architectures, JavaScript, Databases, ASP.NET MVC, MVC, TFS, Software Design, ASP, Subversion, Entity Framework, OOP
Education
University of California, San Diego 1989 — 1992
BS, Computer Science
Louise Piasecki Louise Piasecki's LPL Experience October 2004 - September 2007
Job Insurance Strategist at BB&T Insurance Services Inc.
Industry Insurance
Experience
BB&T Insurance Services Inc. December 2013 - Present
Colonial Life June 2011 - December 2013
Transamerica January 2008 - June 2011
LPL October 2004 - September 2007
Wachovia Securities Financial Network December 1996 - January 2002
Skills
Fixed Annuities, Life Insurance, Retirement Planning, Term Life Insurance, Employee Benefits, Whole Life, Marketing, Sales, Account Management, Direct Sales, Team Building, Cold Calling, Financial Services, Health Insurance, Investments, Mutual Funds, Retirement, Sales Management, Coaching, Disability Insurance, Recruiting, Long-term Care, Underwriting, Small Business, Insurance, Health Savings Accounts, Training, Brokers, Critical Illness, Accident, Relationship Management, Universal Life, Benefits Administration, 401k, Financial Advisory, Strategic Financial..., Investment Advisory, Wealth Management, Financial Planners, General Insurance, Wealth, FINRA, Banking, Group Insurance
Education
University of North Carolina at Greensboro 1991 — 1995
BA, History
BB&T Insurance Services Inc. December 2013 - Present
Colonial Life June 2011 - December 2013
Transamerica January 2008 - June 2011
LPL October 2004 - September 2007
Wachovia Securities Financial Network December 1996 - January 2002
Skills
Fixed Annuities, Life Insurance, Retirement Planning, Term Life Insurance, Employee Benefits, Whole Life, Marketing, Sales, Account Management, Direct Sales, Team Building, Cold Calling, Financial Services, Health Insurance, Investments, Mutual Funds, Retirement, Sales Management, Coaching, Disability Insurance, Recruiting, Long-term Care, Underwriting, Small Business, Insurance, Health Savings Accounts, Training, Brokers, Critical Illness, Accident, Relationship Management, Universal Life, Benefits Administration, 401k, Financial Advisory, Strategic Financial..., Investment Advisory, Wealth Management, Financial Planners, General Insurance, Wealth, FINRA, Banking, Group Insurance
Education
University of North Carolina at Greensboro 1991 — 1995
BA, History
Sheguina Dravk Moreira Sheguina Dravk Moreira's LPL Experience August 1998 - January 2002
Job Your Business Development Partner at Title 365
Industry Real Estate
Experience
Title 365 August 2015 - Present
Lawyers Title Insurance Co November 2014 - August 2015
Wells Fargo April 2013 - March 2014
Savvy Image Properties January 2010 - December 2012
Keller Williams Realty April 2004 - December 2009
LPL August 1998 - January 2002
Skills
Real Estate, Short Sales, Sellers, Property, Investments, Investment Properties, First Time Home Buyers, 1031 Exchanges, ABR, Appraisals, Brokerage, Buyer Representation, Buyers, Commercial Real Estate, Condos, Disposition, Entrepreneurship, FHA, Foreclosures, HUD, Home Staging, Income Properties, Investors, Listings, Luxury, Mortgage Banking, Mortgage Lending, Move Up Buyers, National Association of..., New Home Sales, New Homes, Property Management, REO, Real Estate Development, Real Estate Economics, Real Estate Financing, Real Estate Transactions, Real Property, Referrals, Refinance, Relocation, Relocation Buyers, Rentals, Resellers, Residential Homes, Residential Mortgages, SFR, Selling, Seniors, Single Family Homes
Education
Mike Ferry Organization
University of Phoenix
Title 365 August 2015 - Present
Lawyers Title Insurance Co November 2014 - August 2015
Wells Fargo April 2013 - March 2014
Savvy Image Properties January 2010 - December 2012
Keller Williams Realty April 2004 - December 2009
LPL August 1998 - January 2002
Skills
Real Estate, Short Sales, Sellers, Property, Investments, Investment Properties, First Time Home Buyers, 1031 Exchanges, ABR, Appraisals, Brokerage, Buyer Representation, Buyers, Commercial Real Estate, Condos, Disposition, Entrepreneurship, FHA, Foreclosures, HUD, Home Staging, Income Properties, Investors, Listings, Luxury, Mortgage Banking, Mortgage Lending, Move Up Buyers, National Association of..., New Home Sales, New Homes, Property Management, REO, Real Estate Development, Real Estate Economics, Real Estate Financing, Real Estate Transactions, Real Property, Referrals, Refinance, Relocation, Relocation Buyers, Rentals, Resellers, Residential Homes, Residential Mortgages, SFR, Selling, Seniors, Single Family Homes
Education
Mike Ferry Organization
University of Phoenix
Joanna Grant's LPL Experience February 2008 - January 2009
Job Experienced Business Analyst
Industry Information Technology and Services
Experience
iQmetrix July 2015 - Present
Norima Consulting Inc February 2008 - June 2015
Insurance Council of Manitoba March 2015 - May 2015
Insurance Council of Manitoba January 2014 - March 2014
Wawanesa Insurance June 2013 - December 2013
Insurance Council of Manitoba June 2012 - May 2013
DeFehr Furniture Ltd. April 2012 - June 2012
Ceridian Canada Ltd. January 2011 - January 2012
Insurance Council of Manitoba January 2009 - January 2011
LPL February 2008 - January 2009
Skills
Microsoft Office, Visio, Redmine, Agile Methodologies, Project Management, Business Process Mapping, Requirements Analysis, Requirements Gathering, Functional..., Test Cases, Test Planning, UAT coordination, Manual Testing, Wire Framing, Mobile Applications, Web Applications, Elicitation, Leading Meetings, User Stories, Use Case Analysis, User Manual Development, Budget Monitoring, Requirements Management, iPhone, Android, Blackberry, Office for Mac, SharePoint, License Management, Insurance, Software Documentation, Testing, Business Requirements, User Acceptance Testing, Business Analysis, Use Case, Use Case Diagrams, Experienced Business..., Requirements..., Scrum, SDLC
Education
University of Manitoba
Bachelor’s Degree, History, Mathematics
iQmetrix July 2015 - Present
Norima Consulting Inc February 2008 - June 2015
Insurance Council of Manitoba March 2015 - May 2015
Insurance Council of Manitoba January 2014 - March 2014
Wawanesa Insurance June 2013 - December 2013
Insurance Council of Manitoba June 2012 - May 2013
DeFehr Furniture Ltd. April 2012 - June 2012
Ceridian Canada Ltd. January 2011 - January 2012
Insurance Council of Manitoba January 2009 - January 2011
LPL February 2008 - January 2009
Skills
Microsoft Office, Visio, Redmine, Agile Methodologies, Project Management, Business Process Mapping, Requirements Analysis, Requirements Gathering, Functional..., Test Cases, Test Planning, UAT coordination, Manual Testing, Wire Framing, Mobile Applications, Web Applications, Elicitation, Leading Meetings, User Stories, Use Case Analysis, User Manual Development, Budget Monitoring, Requirements Management, iPhone, Android, Blackberry, Office for Mac, SharePoint, License Management, Insurance, Software Documentation, Testing, Business Requirements, User Acceptance Testing, Business Analysis, Use Case, Use Case Diagrams, Experienced Business..., Requirements..., Scrum, SDLC
Education
University of Manitoba
Bachelor’s Degree, History, Mathematics
Matthew Enyedi Matthew Enyedi's LPL Experience July 2003 - Present
Job RIA and HNW Advisor Solutions
Industry Financial Services
Sandy Sorensen Sandy Sorensen's LPL Experience 1996 - 2001
Job Financial Consultant at RCU Royal Credit Union
Industry Financial Services
Experience
RCU Royal Credit Union September 2012 - Present
BancMutual Financial Services June 2007 - September 2012
Anchor Bank September 2006 - June 2007
Thrivent September 2005 - September 2006
M & I Financial Advisors August 2003 - September 2005
LPL 1996 - 2001
Skills
Investments, Banking, Financial Planning, Insurance, Product Management, Product Development, Mutual Funds, Customer Relations, Planning, Securities, Wealth, Retirement, Retirement Planning, Wealth Management, Annuities, Series 7, 401k, Investment Advisory, Series 63, Asset Allocation, IRA's, Annuity, Asset Management, Financial Advisory, Investment Strategies, FINRA, Equities, Alternative Investments, Customer Service, Finance, Fixed Annuities, Credit, IRAs, Credit Analysis, Financial Services, Financial Planners, Strategic Financial..., Project Planning, Small Business Lending
Education
The American College
Financial Planning
RCU Royal Credit Union September 2012 - Present
BancMutual Financial Services June 2007 - September 2012
Anchor Bank September 2006 - June 2007
Thrivent September 2005 - September 2006
M & I Financial Advisors August 2003 - September 2005
LPL 1996 - 2001
Skills
Investments, Banking, Financial Planning, Insurance, Product Management, Product Development, Mutual Funds, Customer Relations, Planning, Securities, Wealth, Retirement, Retirement Planning, Wealth Management, Annuities, Series 7, 401k, Investment Advisory, Series 63, Asset Allocation, IRA's, Annuity, Asset Management, Financial Advisory, Investment Strategies, FINRA, Equities, Alternative Investments, Customer Service, Finance, Fixed Annuities, Credit, IRAs, Credit Analysis, Financial Services, Financial Planners, Strategic Financial..., Project Planning, Small Business Lending
Education
The American College
Financial Planning
Lori Meacham Lori Meacham's LPL Experience 2011 - January 2014
Job MetLife Securities
Industry Financial Services
Experience
MetLife August 2014 - Present
MetLife April 2014 - August 2014
LPL 2011 - January 2014
LPL Financial September 2006 - November 2011
Vanguard August 2005 - September 2006
Liberty Mutual Insurance November 2001 - June 2005
The Hartford June 1999 - October 2001
Skills
Customer Service, Series 7, Series 63, Series 6, Retirement, IRAs, Mutual Funds, Securities, Financial Markets, Fixed Annuities, Investments, Options, Retirement Planning, Trading, Equities, Wealth Management, Asset Allocation, Risk Management, Investment Advisory, Financial Services, Alternative Investments, Investment Strategies, Financial Planning, Portfolio Management, Insurance
Education
SUNY 1984 — 1986
Bachelor of Applied Science (B.A.Sc.), Business/Public Management
Central City Business Inst 1980 — 1982
Associate of Arts and Sciences (A.A.S.), Business Administration and Management, General
State University of New York Institute of Technology at Utica/Rome
Bachelor of Science (B.S.), Business Administration and Management, General
MetLife August 2014 - Present
MetLife April 2014 - August 2014
LPL 2011 - January 2014
LPL Financial September 2006 - November 2011
Vanguard August 2005 - September 2006
Liberty Mutual Insurance November 2001 - June 2005
The Hartford June 1999 - October 2001
Skills
Customer Service, Series 7, Series 63, Series 6, Retirement, IRAs, Mutual Funds, Securities, Financial Markets, Fixed Annuities, Investments, Options, Retirement Planning, Trading, Equities, Wealth Management, Asset Allocation, Risk Management, Investment Advisory, Financial Services, Alternative Investments, Investment Strategies, Financial Planning, Portfolio Management, Insurance
Education
SUNY 1984 — 1986
Bachelor of Applied Science (B.A.Sc.), Business/Public Management
Central City Business Inst 1980 — 1982
Associate of Arts and Sciences (A.A.S.), Business Administration and Management, General
State University of New York Institute of Technology at Utica/Rome
Bachelor of Science (B.S.), Business Administration and Management, General
Eric Simonians Eric Simonians's LPL Experience February 2011 - Present
Job Assistant Vice President, Trading at LPL
Industry Financial Services
Experience
LPL February 2011 - Present
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Public Speaking, Strategic Planning, Budgets
Education
University of Colorado Boulder 1999 — 2003
Bachelor's degree, Economics
LPL February 2011 - Present
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Public Speaking, Strategic Planning, Budgets
Education
University of Colorado Boulder 1999 — 2003
Bachelor's degree, Economics
Craig Marschinke Craig Marschinke's LPL Experience 2007 - Present
Job VP Product Management at LPL Financial
Industry Financial Services
Experience
LPL 2007 - Present
Charles Schwab 1996 - 2007
UPS 1988 - 1997
Skills
Lean Transformation, Project Management, Program Management, Risk Management, Strategic Planning, Business Process..., Wealth Management, Securities, Series 63, Series 7, Agile Methodologies, Mutual Funds, Financial Analysis, Financial Modeling
Education
University of Central Florida - College of Business Administration 1988 — 1992
BS, Finance
LPL 2007 - Present
Charles Schwab 1996 - 2007
UPS 1988 - 1997
Skills
Lean Transformation, Project Management, Program Management, Risk Management, Strategic Planning, Business Process..., Wealth Management, Securities, Series 63, Series 7, Agile Methodologies, Mutual Funds, Financial Analysis, Financial Modeling
Education
University of Central Florida - College of Business Administration 1988 — 1992
BS, Finance
Jeffrey Fahndrich Jeffrey Fahndrich's LPL Experience September 2006 - August 2007
Job Marketing Automation Administrator at e.Republic, Inc.
Industry Media Production
Experience
e.Republic, Inc. March 2014 - Present
e.Republic, Inc. September 2012 - March 2014
Lowry & Associates, Inc. May 2012 - September 2012
State Street August 2010 - April 2012
Kutia Nixon Enterprises, LLC May 2010 - August 2010
LPL September 2006 - August 2007
Skills
Email Marketing, Microsoft Excel, Microsoft Word, PowerPoint, Accounting, Marketing, Salesforce.com, Strategy, Social Media Marketing, Online Marketing, Social Media
Education
University of California, San Diego 2002 — 2006
Bachelor's degree, General Linguistics
Folsom Lake College 2009 — 2010
Certificate in Advanced Accounting, Accounting
e.Republic, Inc. March 2014 - Present
e.Republic, Inc. September 2012 - March 2014
Lowry & Associates, Inc. May 2012 - September 2012
State Street August 2010 - April 2012
Kutia Nixon Enterprises, LLC May 2010 - August 2010
LPL September 2006 - August 2007
Skills
Email Marketing, Microsoft Excel, Microsoft Word, PowerPoint, Accounting, Marketing, Salesforce.com, Strategy, Social Media Marketing, Online Marketing, Social Media
Education
University of California, San Diego 2002 — 2006
Bachelor's degree, General Linguistics
Folsom Lake College 2009 — 2010
Certificate in Advanced Accounting, Accounting
Keith Nilsen Keith Nilsen's LPL Experience March 2006 - January 2008
Job Senior Investment Advisor at The Standard
Industry Financial Services
Experience
The Standard November 2010 - Present
Asset Strategy Retirement Plan Consultants December 2009 - November 2010
Lincoln Financial Group January 2008 - December 2009
LPL March 2006 - January 2008
Invesmart 1995 - 2005
Alliance Benefit Group January 1995 - June 1999
Skills
401k, Retirement, Mutual Funds, Investments, Retirement Planning, Pensions, Financial Advisory, Finance, Investment Management, Defined Contribution, Product Management, Financial Services, Strategy, IRAs, Portfolio Management, Asset Allocation, Defined Benefit, Investment Advisory, Sales Management
Education
Southern Methodist University - Cox School of Business 1985 — 1986
BBA, Finance, Economics, Business
University of Richmond 1982 — 1984
BA, Finance, Economics, Business
Tatnall High School 1974 — 1982
High School diploma, Business Administration and Management, General
Tatnall High School 1974 — 1982
The Standard November 2010 - Present
Asset Strategy Retirement Plan Consultants December 2009 - November 2010
Lincoln Financial Group January 2008 - December 2009
LPL March 2006 - January 2008
Invesmart 1995 - 2005
Alliance Benefit Group January 1995 - June 1999
Skills
401k, Retirement, Mutual Funds, Investments, Retirement Planning, Pensions, Financial Advisory, Finance, Investment Management, Defined Contribution, Product Management, Financial Services, Strategy, IRAs, Portfolio Management, Asset Allocation, Defined Benefit, Investment Advisory, Sales Management
Education
Southern Methodist University - Cox School of Business 1985 — 1986
BBA, Finance, Economics, Business
University of Richmond 1982 — 1984
BA, Finance, Economics, Business
Tatnall High School 1974 — 1982
High School diploma, Business Administration and Management, General
Tatnall High School 1974 — 1982
Danny Noonan MBA,CMFC®'s LPL Experience November 2001 - November 2010
Job Director , Private Client Services
Industry Financial Services
Experience
First National Wealth Management September 2012 - Present
Morgan Stanley November 2010 - August 2012
LPL November 2001 - November 2010
Financial Network Investment Corporation, Member SIPC January 2000 - November 2001
University of Nebraska-Lincoln August 1993 - December 2000
NFL Players Association April 1987 - September 1993
University of Nebraska-Lincoln June 1983 - May 1987
Skills
Investments, Wealth Management, Financial Services, Financial Planning, Mutual Funds, Financial Advisory, Estate Planning, Series 7, Investment Management, Management
Education
Columbia Southern University 2008 — 2009
MBA, E-Business and Technology
Kaplan University 2005 — 2006
Wealth Management Specialist, Wealth Management
College for Financial Planning 2002 — 2003
CMFC, CHARTERED MUTUAL FUND COUNSELOR
University of Nebraska-Lincoln 1983 — 1987
Bachelor of Science Degree, Criminology with a Minor in Sociology
First National Wealth Management September 2012 - Present
Morgan Stanley November 2010 - August 2012
LPL November 2001 - November 2010
Financial Network Investment Corporation, Member SIPC January 2000 - November 2001
University of Nebraska-Lincoln August 1993 - December 2000
NFL Players Association April 1987 - September 1993
University of Nebraska-Lincoln June 1983 - May 1987
Skills
Investments, Wealth Management, Financial Services, Financial Planning, Mutual Funds, Financial Advisory, Estate Planning, Series 7, Investment Management, Management
Education
Columbia Southern University 2008 — 2009
MBA, E-Business and Technology
Kaplan University 2005 — 2006
Wealth Management Specialist, Wealth Management
College for Financial Planning 2002 — 2003
CMFC, CHARTERED MUTUAL FUND COUNSELOR
University of Nebraska-Lincoln 1983 — 1987
Bachelor of Science Degree, Criminology with a Minor in Sociology
Todd Kimbrough Todd Kimbrough's LPL Experience 2013 - 2014
Job Shareholder at Greenberg Traurig, LLP
Industry Public Policy
Experience
Greenberg Traurig, LLP 2014 - Present
LP&L 2013 - 2014
Haynes and Boone, LLP 2011 - 2012
NextEra Energy Resources 2009 - 2011
Troutman Sanders LLP 2005 - 2009
Green Mountain Energy Company 2001 - 2002
Public Utility Commission of Texas 1998 - 2001
Christensen Associates Inc. 1997 - 1998
Skills
Renewable Energy, Wind Energy, Energy, Electricity Markets, Regulatory Affairs, Regulatory Strategy, Administrative Law, Wind, Energy Policy, Public Policy, Energy Markets, Corporate Law, Corporate Governance, Due Diligence, Commercial Litigation, Legal Writing, Joint Ventures, Intellectual Property, Strategy, Legal Research, Litigation
Education
Washington University in St. Louis School of Law 2002 — 2005
JD
University of Kent 1996 — 1997
European Economic Integration
Texas A&M University-Commerce 1995 — 1996
MS, Economics
Southwestern University 1992 — 1995
BA, Business and Political Science
Greenberg Traurig, LLP 2014 - Present
LP&L 2013 - 2014
Haynes and Boone, LLP 2011 - 2012
NextEra Energy Resources 2009 - 2011
Troutman Sanders LLP 2005 - 2009
Green Mountain Energy Company 2001 - 2002
Public Utility Commission of Texas 1998 - 2001
Christensen Associates Inc. 1997 - 1998
Skills
Renewable Energy, Wind Energy, Energy, Electricity Markets, Regulatory Affairs, Regulatory Strategy, Administrative Law, Wind, Energy Policy, Public Policy, Energy Markets, Corporate Law, Corporate Governance, Due Diligence, Commercial Litigation, Legal Writing, Joint Ventures, Intellectual Property, Strategy, Legal Research, Litigation
Education
Washington University in St. Louis School of Law 2002 — 2005
JD
University of Kent 1996 — 1997
European Economic Integration
Texas A&M University-Commerce 1995 — 1996
MS, Economics
Southwestern University 1992 — 1995
BA, Business and Political Science
David Davison's LPL Experience 2003 - 2003
Job Team Lead/Architect
Industry Computer Software
Experience
FMT Consultants May 2005 - Present
Qualcomm May 2004 - March 2005
Capital One Auto Finance February 2004 - May 2004
Wireless Knowledge April 1999 - January 2003
LPL 2003 - 2003
Craftsman Book Company 2003 - 2003
Epic Solutions 1997 - 1999
NetProfit 1997 - 1997
IDS 1997 - 1997
iFusion corp 1996 - 1997
Skills
C++, .NET, Software Development, Visual Studio, Software Design, C#, XML, Software Engineering, SQL Server, SQL, VB.NET, Unix, Visual Basic, T-SQL, C, Software Project..., OOP, Microsoft SQL Server, Web Services, ASP.NET, IIS, SOAP, Web Applications
Education
University of California, San Diego 1992 — 1995
Math/CS, Computer Science
Mesa College
Gompers Secondary
FMT Consultants May 2005 - Present
Qualcomm May 2004 - March 2005
Capital One Auto Finance February 2004 - May 2004
Wireless Knowledge April 1999 - January 2003
LPL 2003 - 2003
Craftsman Book Company 2003 - 2003
Epic Solutions 1997 - 1999
NetProfit 1997 - 1997
IDS 1997 - 1997
iFusion corp 1996 - 1997
Skills
C++, .NET, Software Development, Visual Studio, Software Design, C#, XML, Software Engineering, SQL Server, SQL, VB.NET, Unix, Visual Basic, T-SQL, C, Software Project..., OOP, Microsoft SQL Server, Web Services, ASP.NET, IIS, SOAP, Web Applications
Education
University of California, San Diego 1992 — 1995
Math/CS, Computer Science
Mesa College
Gompers Secondary
Jim High's LPL Experience 2001 - 2005
Job BUSINESS and INFORMATION SYSTEMS PROFESSIONAL
Industry Pharmaceuticals
Experience
Catamaran April 2011 - Present
MedImpact July 2005 - November 2010
MedImpact 2005 - 2007
LPL 2001 - 2005
Internet Strategy, Inc. 2000 - 2001
Document Sciences 1995 - 2000
Anacomp 1990 - 1995
Skills
Leadership, Cross-functional Team..., Management, Managed Care, Performance Management, Visio, Process Improvement, Business Analysis, Mergers & Acquisitions, Business Development, Program Management, Vendor Management, Product Launch, Organizational..., Pharmaceutical Industry, Oncology, Team Building, Talent Management, Change Management, Project Management, Competitive Analysis, Succession Planning, Training, Strategic Planning, SDLC, CRM, Organizational..., Business Intelligence, Strategy, Talent Acquisition, Enterprise Software, Employee Benefits, Product Development, Product Management, Business Strategy, Employee Relations
Education
The University of Texas at Dallas
BA, Economics and Finance
Catamaran April 2011 - Present
MedImpact July 2005 - November 2010
MedImpact 2005 - 2007
LPL 2001 - 2005
Internet Strategy, Inc. 2000 - 2001
Document Sciences 1995 - 2000
Anacomp 1990 - 1995
Skills
Leadership, Cross-functional Team..., Management, Managed Care, Performance Management, Visio, Process Improvement, Business Analysis, Mergers & Acquisitions, Business Development, Program Management, Vendor Management, Product Launch, Organizational..., Pharmaceutical Industry, Oncology, Team Building, Talent Management, Change Management, Project Management, Competitive Analysis, Succession Planning, Training, Strategic Planning, SDLC, CRM, Organizational..., Business Intelligence, Strategy, Talent Acquisition, Enterprise Software, Employee Benefits, Product Development, Product Management, Business Strategy, Employee Relations
Education
The University of Texas at Dallas
BA, Economics and Finance
Liz Legacy's LPL Experience July 2007 - December 2010
Job
Industry Financial Services
Experience
Commonwealth Financial Network October 2013 - Present
Commonwealth Financial Network February 2013 - October 2013
Commonwealth Financial Network September 2011 - February 2013
LPL July 2007 - December 2010
LPL Financial 2006 - 2007
Ameriprise Financial 2002 - 2006
American Express Financial Advisors 2001 - 2002
Education
University of Redlands 2004 — 2006
M.B.A, Finance
University of California, Santa Cruz 1999 — 2000
B.A., Business Management Economics
Commonwealth Financial Network October 2013 - Present
Commonwealth Financial Network February 2013 - October 2013
Commonwealth Financial Network September 2011 - February 2013
LPL July 2007 - December 2010
LPL Financial 2006 - 2007
Ameriprise Financial 2002 - 2006
American Express Financial Advisors 2001 - 2002
Education
University of Redlands 2004 — 2006
M.B.A, Finance
University of California, Santa Cruz 1999 — 2000
B.A., Business Management Economics
Kevin Endo, CFA's LPL Experience June 2006 - August 2009
Job Financial Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2012 - Present
LPL Financial August 2009 - February 2012
LPL June 2006 - August 2009
Skills
Equities, FINRA, Finance, Financial Reporting, Strategic Financial..., Securities, Investments, Options, Series 7, Wealth Management
Education
UCLA 2013 — 2016
Master of Business Administration (MBA)
University of California, Santa Barbara 2001 — 2005
LPL Financial February 2012 - Present
LPL Financial August 2009 - February 2012
LPL June 2006 - August 2009
Skills
Equities, FINRA, Finance, Financial Reporting, Strategic Financial..., Securities, Investments, Options, Series 7, Wealth Management
Education
UCLA 2013 — 2016
Master of Business Administration (MBA)
University of California, Santa Barbara 2001 — 2005
Dan Valente's LPL Experience July 2003 - Present
Job Business Consulting at LPL
Industry Financial Services
Experience
LPL July 2003 - Present
Transamerica Insurance & Investment Group 2001 - 2003
Associated Securities Corp. 1999 - 2001
Education
University of California, Los Angeles
LPL July 2003 - Present
Transamerica Insurance & Investment Group 2001 - 2003
Associated Securities Corp. 1999 - 2001
Education
University of California, Los Angeles
Veronica Ruggiero's LPL Experience April 2007 - January 2010
Job Executive assistant
Industry Financial Services
Experience
Ruggiero's November 2009 - Present
LPL April 2007 - January 2010
Skills
Microsoft Excel, Outlook
Education
University of California, Davis 2005 — 2007
B.A, English, Religious Studies
Ruggiero's November 2009 - Present
LPL April 2007 - January 2010
Skills
Microsoft Excel, Outlook
Education
University of California, Davis 2005 — 2007
B.A, English, Religious Studies
Saleema Hassanali's LPL Experience June 2006 - June 2007
Job Senior Biologist at Eli Lilly and Company
Industry Biotechnology
Experience
Eli Lilly and Company June 2013 - Present
Pfizer March 2012 - June 2013
Puracyp Inc. March 2010 - February 2012
Torrey Pines Institute for Molecular Studies October 2008 - November 2009
WaferGen June 2007 - September 2007
LPL June 2006 - June 2007
Skills
qPCR, Cell Based Assays, Cell, Life Sciences, Research, Lifesciences, DNA, ELISA, Transfection, Western Blotting, Assay Development, Biotechnology, Gel Electrophoresis, Molecular Biology, Laboratory, Data Analysis, Cell Culture, Chromatography, PCR, Biochemistry, Immunology, HPLC, Tissue Culture, Pharmacology, SDS-PAGE, Cell Biology, High Throughput..., Mouse Handling, DNA extraction, Purification, Oncology
Education
University of California, San Diego 2004 — 2009
Bachelor of Science (B.S.), Human Biology
UC San Diego 2004 — 2009
Bachelor of Arts (B.A.), Study of Religion
Eli Lilly and Company June 2013 - Present
Pfizer March 2012 - June 2013
Puracyp Inc. March 2010 - February 2012
Torrey Pines Institute for Molecular Studies October 2008 - November 2009
WaferGen June 2007 - September 2007
LPL June 2006 - June 2007
Skills
qPCR, Cell Based Assays, Cell, Life Sciences, Research, Lifesciences, DNA, ELISA, Transfection, Western Blotting, Assay Development, Biotechnology, Gel Electrophoresis, Molecular Biology, Laboratory, Data Analysis, Cell Culture, Chromatography, PCR, Biochemistry, Immunology, HPLC, Tissue Culture, Pharmacology, SDS-PAGE, Cell Biology, High Throughput..., Mouse Handling, DNA extraction, Purification, Oncology
Education
University of California, San Diego 2004 — 2009
Bachelor of Science (B.S.), Human Biology
UC San Diego 2004 — 2009
Bachelor of Arts (B.A.), Study of Religion
Ayinde Usher's LPL Experience April 2001 - July 2012
Job Lab Engineer at Teradata
Industry Information Technology and Services
Experience
Teradata July 2012 - Present
Linsco Private Ledger April 2001 - July 2012
LPL Financial April 2001 - July 2012
LPL Financial Services April 2001 - July 2012
LPL April 2001 - July 2012
Skills
Data Center, Troubleshooting, Customer Service, Microsoft Office, Windows, ITIL, Access, Microsoft Excel, Process Improvement, Outlook, SDLC, Disaster Recovery, Windows Server, VMware, Active Directory, Unix, System Administration, Servers, Databases, Hardware, IT Operations, Integration, Management, Microsoft SQL Server, Oracle, Red Hat Linux, Software Documentation, Software Installation, Visio, Shell Scripting, Networking, Windows 7, AIX, Virtualization, TCP/IP, Cloud Computing, Data Migration, Database Administration, Linux, Teradata, IBM AIX, SQL, Operating Systems, Enterprise Software
Education
University of Detroit Mercy 1996 — 1997
Business Administration
University of New Haven 1995 — 1996
University of New Haven 1995 — 1996
No, Business Administration
Teradata July 2012 - Present
Linsco Private Ledger April 2001 - July 2012
LPL Financial April 2001 - July 2012
LPL Financial Services April 2001 - July 2012
LPL April 2001 - July 2012
Skills
Data Center, Troubleshooting, Customer Service, Microsoft Office, Windows, ITIL, Access, Microsoft Excel, Process Improvement, Outlook, SDLC, Disaster Recovery, Windows Server, VMware, Active Directory, Unix, System Administration, Servers, Databases, Hardware, IT Operations, Integration, Management, Microsoft SQL Server, Oracle, Red Hat Linux, Software Documentation, Software Installation, Visio, Shell Scripting, Networking, Windows 7, AIX, Virtualization, TCP/IP, Cloud Computing, Data Migration, Database Administration, Linux, Teradata, IBM AIX, SQL, Operating Systems, Enterprise Software
Education
University of Detroit Mercy 1996 — 1997
Business Administration
University of New Haven 1995 — 1996
University of New Haven 1995 — 1996
No, Business Administration
McKibben, Molly's LPL Experience June 2006 - January 2013
Job Senior Internal Relationship Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2013 - Present
LPL June 2006 - January 2013
Morgan Stanley July 2005 - May 2006
Skills
Series 7, Accounting, Microsoft Word, Mutual Funds, Series 63, FINRA, Business Development, Coaching, New Business Development, Account Management, Series 24, Marketing Strategy, Investment Advisory, Alternative Investments, Investments, Asset Allocation
Education
The Ohio State University 1997 — 2001
Bachelor's degree, Communication and Media Studies
The Ohio State University 1997 — 2001
LPL Financial January 2013 - Present
LPL June 2006 - January 2013
Morgan Stanley July 2005 - May 2006
Skills
Series 7, Accounting, Microsoft Word, Mutual Funds, Series 63, FINRA, Business Development, Coaching, New Business Development, Account Management, Series 24, Marketing Strategy, Investment Advisory, Alternative Investments, Investments, Asset Allocation
Education
The Ohio State University 1997 — 2001
Bachelor's degree, Communication and Media Studies
The Ohio State University 1997 — 2001
Steve Due's LPL Experience January 2008 - November 2008
Job SVP Deputy Director of IT at Bank of the Ozarks
Industry Information Technology and Services
Experience
Bank of the Ozarks October 2014 - Present
Bank of the Ozarks July 2012 - October 2014
Bank of the Ozarks January 2010 - August 2012
Jefferson Regional Medical Center December 2008 - January 2010
LPL January 2008 - November 2008
SDDPC February 1992 - October 2006
43rd ADA February 1986 - February 1990
Skills
Network Engineering, Troubleshooting, Active Directory, Cisco Technologies, Data Center, VMware, Disaster Recovery, Virtualization, Network Security, Network Administration, Cisco Nexus, Windows Server, TCP/IP, VMware ESX, WAN, DHCP, DNS, Firewalls, Networking, Network Design, Network Architecture, BGP, vSphere, IT Management, NetApp, Cisco IOS, Cisco Routers, OSPF, Security, Servers, Switches, VPN, LAN-WAN, SAN, VMware vSphere
Education
University of Arkansas 1984 — 1985
Bank of the Ozarks October 2014 - Present
Bank of the Ozarks July 2012 - October 2014
Bank of the Ozarks January 2010 - August 2012
Jefferson Regional Medical Center December 2008 - January 2010
LPL January 2008 - November 2008
SDDPC February 1992 - October 2006
43rd ADA February 1986 - February 1990
Skills
Network Engineering, Troubleshooting, Active Directory, Cisco Technologies, Data Center, VMware, Disaster Recovery, Virtualization, Network Security, Network Administration, Cisco Nexus, Windows Server, TCP/IP, VMware ESX, WAN, DHCP, DNS, Firewalls, Networking, Network Design, Network Architecture, BGP, vSphere, IT Management, NetApp, Cisco IOS, Cisco Routers, OSPF, Security, Servers, Switches, VPN, LAN-WAN, SAN, VMware vSphere
Education
University of Arkansas 1984 — 1985
Jason Keller's LPL Experience April 2007 - June 2008
Job President | Sr. Consultant at TekDog Inc.
Industry Information Technology and Services
Experience
TekDog Inc. September 2011 - Present
Total Tech Resource Corporation August 2010 - October 2011
Halcyon Solutions January 2010 - August 2010
SharePoint360 June 2008 - January 2010
LPL April 2007 - June 2008
Design Evolution Inc November 2006 - June 2008
Northrop Grumman April 2001 - November 2006
Defense Supply Center Columbus 2001 - 2006
Southeast, Inc January 2000 - April 2001
Skills
SharePoint, SharePoint Designer, Project Implementation, MOSS 2007, Application Development, .NET, SaaS, Customer Relations, Nintex Workflow, Nintex Forms, Software Project..., Product Development, Product Management, SharePoint 2010, SP2010, Microsoft Office..., Workflow Applications, Forms, Software Development, Project Management, Project Delivery, Management, SDLC, Program Management, Customer Service, CRM, Business Analysis, SharePoint Training, Nintex Training, Public Speaking, Training, Leadership, Business Intelligence, Agile Methodologies, IIS, Team Building, Enterprise Architecture, Team Leadership, Requirements Analysis, Solution Architecture, Consulting, Integration, Nintex, Cloud Computing, Business Process, Entrepreneurship, Microsoft SQL Server, Enterprise Software, ASP.NET, Vendor Management
Education
The Ohio State University 1996 — 2000
Mayfield 1994 — 1996
TekDog Inc. September 2011 - Present
Total Tech Resource Corporation August 2010 - October 2011
Halcyon Solutions January 2010 - August 2010
SharePoint360 June 2008 - January 2010
LPL April 2007 - June 2008
Design Evolution Inc November 2006 - June 2008
Northrop Grumman April 2001 - November 2006
Defense Supply Center Columbus 2001 - 2006
Southeast, Inc January 2000 - April 2001
Skills
SharePoint, SharePoint Designer, Project Implementation, MOSS 2007, Application Development, .NET, SaaS, Customer Relations, Nintex Workflow, Nintex Forms, Software Project..., Product Development, Product Management, SharePoint 2010, SP2010, Microsoft Office..., Workflow Applications, Forms, Software Development, Project Management, Project Delivery, Management, SDLC, Program Management, Customer Service, CRM, Business Analysis, SharePoint Training, Nintex Training, Public Speaking, Training, Leadership, Business Intelligence, Agile Methodologies, IIS, Team Building, Enterprise Architecture, Team Leadership, Requirements Analysis, Solution Architecture, Consulting, Integration, Nintex, Cloud Computing, Business Process, Entrepreneurship, Microsoft SQL Server, Enterprise Software, ASP.NET, Vendor Management
Education
The Ohio State University 1996 — 2000
Mayfield 1994 — 1996
Jeff Ramos's LPL Experience 2006 - 2007
Job Programmer Analyst, Staff at Qualcomm
Industry Computer Software
Experience
Qualcomm October 2014 - Present
Qualcomm June 2008 - October 2014
CaseRev, Inc. 2007 - 2007
LPL 2006 - 2007
sms.ac 2006 - 2006
Art Street Interactive July 2004 - November 2005
HP January 2000 - November 2003
Skills
Business Analysis, Agile Methodologies, SQL, Software Development, C#, SDLC, Software Project..., Web Services
Education
University of Arizona, Eller College of Management 1996 — 1999
BSBA, MIS and Operations Management
Qualcomm October 2014 - Present
Qualcomm June 2008 - October 2014
CaseRev, Inc. 2007 - 2007
LPL 2006 - 2007
sms.ac 2006 - 2006
Art Street Interactive July 2004 - November 2005
HP January 2000 - November 2003
Skills
Business Analysis, Agile Methodologies, SQL, Software Development, C#, SDLC, Software Project..., Web Services
Education
University of Arizona, Eller College of Management 1996 — 1999
BSBA, MIS and Operations Management
Mark Dushkin's LPL Experience July 2000 - December 2004
Job Application Development Manager at San Diego Community College District
Industry Higher Education
Experience
San Diego Community College District January 2010 - Present
SunGard Higher Education January 2005 - December 2009
LPL July 2000 - December 2004
LPL Financial Services 2000 - 2004
LPL Financial 2000 - 2004
SAIC January 1982 - June 1998
Skills
Program Management, Software Development, Vendor Management, Microsoft SQL Server, Agile Methodologies, Project Management, SQL, Business Analysis, Requirements Analysis, Process Improvement
Education
University of California, Berkeley 1971 — 1976
BS, Electrical Engineering and Computer Science
San Diego Community College District January 2010 - Present
SunGard Higher Education January 2005 - December 2009
LPL July 2000 - December 2004
LPL Financial Services 2000 - 2004
LPL Financial 2000 - 2004
SAIC January 1982 - June 1998
Skills
Program Management, Software Development, Vendor Management, Microsoft SQL Server, Agile Methodologies, Project Management, SQL, Business Analysis, Requirements Analysis, Process Improvement
Education
University of California, Berkeley 1971 — 1976
BS, Electrical Engineering and Computer Science
Dave Ehle's LPL Experience September 2007 - Present
Job Assistant Vice President at LPL Financial
Industry Information Technology and Services
Experience
LPL September 2007 - Present
LPL Financial 2007 - Present
Swat Team Technologies 2001 - 2008
The Convivium 2003 - 2006
Skills
SDLC, Microsoft SQL Server, Agile Methodologies, WCF, TFS, C#, ASP.NET, SQL, .NET, Software Project..., Web Services, Software Development, T-SQL, XML, Scrum, JavaScript, Enterprise Architecture
Education
San Diego State University-California State University 1993 — 1998
Bachelor of Science (BS), Computer Science
Estancia High School
LPL September 2007 - Present
LPL Financial 2007 - Present
Swat Team Technologies 2001 - 2008
The Convivium 2003 - 2006
Skills
SDLC, Microsoft SQL Server, Agile Methodologies, WCF, TFS, C#, ASP.NET, SQL, .NET, Software Project..., Web Services, Software Development, T-SQL, XML, Scrum, JavaScript, Enterprise Architecture
Education
San Diego State University-California State University 1993 — 1998
Bachelor of Science (BS), Computer Science
Estancia High School
Susan Duke's LPL Experience 2002 - 2004
Job Property Management Controller at Lincoln Property Company
Industry Real Estate
Experience
Lincoln Property Company 2008 - Present
BioMed Realty Trust 2004 - 2008
LPL 2002 - 2004
Skills
Accounting, Internal Controls, Microsoft Excel, Property Management, Financial Analysis, Real Property, Account Management, Yardi, General Ledger, Auditing, Cash Management, Financial Reporting, Commercial Real Estate, Property, MRI Software
Education
University of Texas at Dallas 1997 — 2000
BS, Economics and Finance
Lincoln Property Company 2008 - Present
BioMed Realty Trust 2004 - 2008
LPL 2002 - 2004
Skills
Accounting, Internal Controls, Microsoft Excel, Property Management, Financial Analysis, Real Property, Account Management, Yardi, General Ledger, Auditing, Cash Management, Financial Reporting, Commercial Real Estate, Property, MRI Software
Education
University of Texas at Dallas 1997 — 2000
BS, Economics and Finance
Turner Miller's LPL Experience October 2007 - April 2010
Job Sales Associate at Parnassus Investments
Industry Financial Services
Experience
Parnassus Investments September 2015 - Present
LPL Financial September 2014 - September 2015
LPL Financial January 2014 - September 2014
LPL Financial July 2011 - January 2014
LPL Financial April 2010 - July 2011
LPL October 2007 - April 2010
Skills
Series 7, FINRA, Mutual Funds, Series 66, SMA, Portfolio Management, Investment Advisory, Financial Analysis, Fixed Income, Equities, Investment Strategies, Uniform Combined State..., Retirement Planning, Retirement, Wealth Management, Securities, Financial Advisory, Alternative Investments, Asset Allocation
Education
San Diego State University-California State University 2003 — 2007
Bachelor of Science (BS), Financial Services
Parnassus Investments September 2015 - Present
LPL Financial September 2014 - September 2015
LPL Financial January 2014 - September 2014
LPL Financial July 2011 - January 2014
LPL Financial April 2010 - July 2011
LPL October 2007 - April 2010
Skills
Series 7, FINRA, Mutual Funds, Series 66, SMA, Portfolio Management, Investment Advisory, Financial Analysis, Fixed Income, Equities, Investment Strategies, Uniform Combined State..., Retirement Planning, Retirement, Wealth Management, Securities, Financial Advisory, Alternative Investments, Asset Allocation
Education
San Diego State University-California State University 2003 — 2007
Bachelor of Science (BS), Financial Services
Barbara. Peck's LPL Experience 2005 - Present
Job VP Trust consultant at LPL Financial Services
Industry Financial Services
Experience
LPL Financial Services 2005 - Present
Linsco/Private Ledger 2005 - Present
LPL Financial 2005 - Present
LPL 2005 - Present
Banknorth group 1993 - 2000
Skills
Series 63, Wealth Management, Mutual Funds, Retirement Planning, Series 7
Education
University of Connecticut 1968 — 1972
BSN, Nursing
LPL Financial Services 2005 - Present
Linsco/Private Ledger 2005 - Present
LPL Financial 2005 - Present
LPL 2005 - Present
Banknorth group 1993 - 2000
Skills
Series 63, Wealth Management, Mutual Funds, Retirement Planning, Series 7
Education
University of Connecticut 1968 — 1972
BSN, Nursing
Monique Neal's LPL Experience May 2010 - November 2013
Job Sr. Broker Dealer Representative at MetLife Securities
Industry Financial Services
Experience
MetLife February 2015 - Present
LPL Financial November 2013 - September 2014
LPL May 2010 - November 2013
Rollover Securities LLC February 2009 - January 2010
E*TRADE Financial March 2006 - July 2008
Clarke American July 2003 - March 2006
NC Blumenthal Performing Arts Center 2003 - 2004
Skills
Customer Service, Quality Assurance, Training, Management, Non-profit Volunteer, Securities, Organizational..., Pensions, Call Centers, Financial Services, Business Development, Investments, Coaching, Series 63, Leadership, Finance, Process Improvement, Microsoft Office
Education
University of North Carolina at Charlotte 1999 — 2003
BA
MetLife February 2015 - Present
LPL Financial November 2013 - September 2014
LPL May 2010 - November 2013
Rollover Securities LLC February 2009 - January 2010
E*TRADE Financial March 2006 - July 2008
Clarke American July 2003 - March 2006
NC Blumenthal Performing Arts Center 2003 - 2004
Skills
Customer Service, Quality Assurance, Training, Management, Non-profit Volunteer, Securities, Organizational..., Pensions, Call Centers, Financial Services, Business Development, Investments, Coaching, Series 63, Leadership, Finance, Process Improvement, Microsoft Office
Education
University of North Carolina at Charlotte 1999 — 2003
BA
Dexter Jansson's LPL Experience June 2000 - July 2005
Job Integration Manager at LPL Financial Services
Industry Financial Services
Experience
LPL Financial Services September 2007 - Present
Phoenix Wealth Management October 2005 - September 2007
LPL June 2000 - July 2005
Skills
Mutual Funds, Securities, Series 63, Series 24, Investments, Financial Services, Series 7, FINRA, Financial Planning, Fixed Income, Retirement, Retirement Planning, Strategic Financial..., Wealth Management, Insurance
Education
University of Phoenix - San Diego 2002 — 2004
MBA, Business
University of Connecticut 1993 — 1997
BA, Economics
LPL Financial Services September 2007 - Present
Phoenix Wealth Management October 2005 - September 2007
LPL June 2000 - July 2005
Skills
Mutual Funds, Securities, Series 63, Series 24, Investments, Financial Services, Series 7, FINRA, Financial Planning, Fixed Income, Retirement, Retirement Planning, Strategic Financial..., Wealth Management, Insurance
Education
University of Phoenix - San Diego 2002 — 2004
MBA, Business
University of Connecticut 1993 — 1997
BA, Economics
Michael Ruggieri's LPL Experience January 2009 - Present
Job Principal at LPL
Industry Financial Services
Experience
LPL January 2009 - Present
CUE Financial Group Inc., January 2003 - January 2009
USAA August 2005 - December 2005
The Vanguard Group January 1997 - August 2005
Education
University of Phoenix 1999 — 2002
MBA, Business Administration
Ironwood Highschool 1986 — 1990
Highschool Diploma
LPL January 2009 - Present
CUE Financial Group Inc., January 2003 - January 2009
USAA August 2005 - December 2005
The Vanguard Group January 1997 - August 2005
Education
University of Phoenix 1999 — 2002
MBA, Business Administration
Ironwood Highschool 1986 — 1990
Highschool Diploma
Kate Walsh's LPL Experience 2012 - 2015
Job Account Executive, Maritz. I help companies engage & incentivize employees & clients to drive better business results.
Industry Hospitality
Experience
Maritz Travel Company April 2014 - Present
LPL 2012 - 2015
LPL 2012 - 2015
LPL 2012 - 2015
Maritz Travel Company January 2011 - March 2014
Maxvantage April 2009 - January 2011
Maritz Travel Company February 2007 - April 2009
Skills
Trade Shows, Sales, Meeting Planning, Strategy, Corporate Events, Event Planning, Tourism, Business Strategy, Customer Service, Event Management, Account Management, Hospitality, Incentive Travel, Marketing, Incentives
Education
University of Dayton
Maritz Travel Company April 2014 - Present
LPL 2012 - 2015
LPL 2012 - 2015
LPL 2012 - 2015
Maritz Travel Company January 2011 - March 2014
Maxvantage April 2009 - January 2011
Maritz Travel Company February 2007 - April 2009
Skills
Trade Shows, Sales, Meeting Planning, Strategy, Corporate Events, Event Planning, Tourism, Business Strategy, Customer Service, Event Management, Account Management, Hospitality, Incentive Travel, Marketing, Incentives
Education
University of Dayton
Regina Brunton's LPL Experience October 2000 - April 2002
Job Internal wholesaler at Crump Insurance/First Allied
Industry Insurance
Experience
Crump Insurance/First Allied June 2010 - Present
Advanced Equities November 2004 - October 2008
Principal Financial Group July 2002 - November 2004
LPL October 2000 - April 2002
Sentra Securities May 1998 - April 1999
Pacific Life January 1992 - April 1998
First Capital Life June 1982 - November 1990
Education
San Diego State University-California State University 1974 — 1979
BA, Humanities
Academy of Our Lady of Peace 1969 — 1973
College Prep
Crump Insurance/First Allied June 2010 - Present
Advanced Equities November 2004 - October 2008
Principal Financial Group July 2002 - November 2004
LPL October 2000 - April 2002
Sentra Securities May 1998 - April 1999
Pacific Life January 1992 - April 1998
First Capital Life June 1982 - November 1990
Education
San Diego State University-California State University 1974 — 1979
BA, Humanities
Academy of Our Lady of Peace 1969 — 1973
College Prep
Kyle O'Hearn's LPL Experience May 2008 - August 2008
Job Student at UCONN
Industry Financial Services
Experience
UCONN August 2005 - Present
LPL May 2008 - August 2008
Marina at American Wharf May 2004 - August 2008
Education
The University of Connecticut School of Business 2005 — 2009
BS in Business Administration, Finance
UCONN August 2005 - Present
LPL May 2008 - August 2008
Marina at American Wharf May 2004 - August 2008
Education
The University of Connecticut School of Business 2005 — 2009
BS in Business Administration, Finance
Nick Hillman, CFP®, AIF®'s LPL Experience July 2006 - July 2010
Job Regional Advisory Consultant
Industry Financial Services
Experience
LPL Financial January 2014 - Present
LPL Financial April 2012 - December 2013
LPL Financial August 2010 - April 2012
LPL July 2006 - July 2010
Tax & Financial Group 2004 - 2006
Skills
Series 7, Mutual Funds, Investments, Wealth Management, Alternative Investments, ETFs, Strategic Financial..., Fixed Annuities, Securities, Asset Managment, Portfolio Management, Investment Advisory, Investment Strategies, Asset Allocation, Asset Management, Finance, Financial Advisory, Series 65, Retirement, FINRA, Equities, Financial Services, Separately Managed..., Series 24
Education
University of California, San Diego 2002 — 2004
BS, Economics
LPL Financial January 2014 - Present
LPL Financial April 2012 - December 2013
LPL Financial August 2010 - April 2012
LPL July 2006 - July 2010
Tax & Financial Group 2004 - 2006
Skills
Series 7, Mutual Funds, Investments, Wealth Management, Alternative Investments, ETFs, Strategic Financial..., Fixed Annuities, Securities, Asset Managment, Portfolio Management, Investment Advisory, Investment Strategies, Asset Allocation, Asset Management, Finance, Financial Advisory, Series 65, Retirement, FINRA, Equities, Financial Services, Separately Managed..., Series 24
Education
University of California, San Diego 2002 — 2004
BS, Economics
Jeremy Hudson's LPL Experience October 2007 - July 2009
Job Vice President | Business Development at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2009 - Present
LPL October 2007 - July 2009
Education
University of North Carolina at Wilmington 1993 — 1999
BS, Finance
LPL Financial July 2009 - Present
LPL October 2007 - July 2009
Education
University of North Carolina at Wilmington 1993 — 1999
BS, Finance
Crystal Clifford's LPL Experience February 2008 - March 2010
Job SVP, Technology at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2013 - Present
LPL Financial March 2010 - March 2013
LPL February 2008 - March 2010
Dream Dinners February 2006 - December 2007
LPL January 1999 - February 2006
Scripps Bank July 1990 - July 1999
Skills
Financial Services, Broker-Dealer, Operations Management, Information Technology..., Program Management, Product Management, Project Management, Leadership, Software Development, PMO, Product Road Mapping, Change Management, Business Process..., BPO, Portfolio Management, Strategic Financial..., Series 7, Series 63, P&L Management, Vendor Management, Process Improvement, Resource Management, Financial Modeling, Talent Developer, Compliance Management..., Service Bureau, SDLC, Product Lifecycle..., Agile & Waterfall..., Offshore Outsourcing, Cross-functional Team..., Management, Department Budgeting, Contract Negotiation, Strategy, Negotiation
Education
San Diego State University-California State University 1997 — 1999
Bachelor's Degree, Accounting
LPL Financial March 2013 - Present
LPL Financial March 2010 - March 2013
LPL February 2008 - March 2010
Dream Dinners February 2006 - December 2007
LPL January 1999 - February 2006
Scripps Bank July 1990 - July 1999
Skills
Financial Services, Broker-Dealer, Operations Management, Information Technology..., Program Management, Product Management, Project Management, Leadership, Software Development, PMO, Product Road Mapping, Change Management, Business Process..., BPO, Portfolio Management, Strategic Financial..., Series 7, Series 63, P&L Management, Vendor Management, Process Improvement, Resource Management, Financial Modeling, Talent Developer, Compliance Management..., Service Bureau, SDLC, Product Lifecycle..., Agile & Waterfall..., Offshore Outsourcing, Cross-functional Team..., Management, Department Budgeting, Contract Negotiation, Strategy, Negotiation
Education
San Diego State University-California State University 1997 — 1999
Bachelor's Degree, Accounting
Brent Hoover's LPL Experience 2006 - 2014
Job Undisclosed
Industry Farming
Experience
N/A June 2014 - Present
LPL 2006 - 2014
LPL 2006 - 2014
Education
Olympic High School
Olympic High School
University of North Carolina at Wilmington
Marketing
N/A June 2014 - Present
LPL 2006 - 2014
LPL 2006 - 2014
Education
Olympic High School
Olympic High School
University of North Carolina at Wilmington
Marketing
Julie Giese's LPL Experience September 2007 - March 2009
Job Team Lead, Travel and Expense at Thermo Fisher
Industry Biotechnology
Experience
Thermo Fisher July 2015 - Present
Thermo Fisher Scientific (Life Technologies) July 2014 - June 2015
Thermo Fisher Scientific (Life Technologies) November 2013 - July 2014
Life Technologies June 2011 - November 2013
Life Technologies April 2009 - June 2011
LPL September 2007 - March 2009
Skills
Microsoft Excel, Microsoft Office, Teamwork, Microsoft Word, Leadership, Spreadsheets, Customer Service, Expense Budget..., Team-oriented, Concur, Management, Social Networking, Training, Process Improvement, Event Planning, Finance, Forecasting, Travel Management, PowerPoint, Cognos, Data Entry, Administrative..., Employee Training, Auditing, SAP, Budgets
Education
Sonoma State University 2002 — 2007
Bachelor of Arts, Anthropology
Thermo Fisher July 2015 - Present
Thermo Fisher Scientific (Life Technologies) July 2014 - June 2015
Thermo Fisher Scientific (Life Technologies) November 2013 - July 2014
Life Technologies June 2011 - November 2013
Life Technologies April 2009 - June 2011
LPL September 2007 - March 2009
Skills
Microsoft Excel, Microsoft Office, Teamwork, Microsoft Word, Leadership, Spreadsheets, Customer Service, Expense Budget..., Team-oriented, Concur, Management, Social Networking, Training, Process Improvement, Event Planning, Finance, Forecasting, Travel Management, PowerPoint, Cognos, Data Entry, Administrative..., Employee Training, Auditing, SAP, Budgets
Education
Sonoma State University 2002 — 2007
Bachelor of Arts, Anthropology
Patie Rogers's LPL Experience 2005 - 2008
Job Finance & Budget Manager at USD
Industry Higher Education
Experience
University of San Diego February 2008 - Present
Joan B. Kroc Institute for Peace and Justice 2007 - Present
LPL 2005 - 2008
RCG 1996 - 2007
Skills
Notary Public, Fluent in Spanish, California Insurance..., Financial Analysis, PowerPoint, Microsoft Office, Accounting, Research, Microsoft Excel, Customer Service, Investments, Microsoft Word, Non-profits, Financial Reporting
Education
San Diego State University-California State University
San Diego State University-California State University
BS
University of San Diego February 2008 - Present
Joan B. Kroc Institute for Peace and Justice 2007 - Present
LPL 2005 - 2008
RCG 1996 - 2007
Skills
Notary Public, Fluent in Spanish, California Insurance..., Financial Analysis, PowerPoint, Microsoft Office, Accounting, Research, Microsoft Excel, Customer Service, Investments, Microsoft Word, Non-profits, Financial Reporting
Education
San Diego State University-California State University
San Diego State University-California State University
BS
David Reilly, CFA's LPL Experience November 2002 - November 2004
Job Institutional Portfolio Manager Strategic Advisors at Fidelity Investments
Industry Investment Management
Experience
Fidelity Investments May 2012 - Present
Decision Critical Resources, Inc. April 2009 - May 2012
Rydex Investments December 2004 - January 2009
LPL November 2002 - November 2004
State Street Research April 2001 - September 2002
Prudential Investments 1997 - 2001
Eaton Vance Management 1991 - 1996
Scudder Investments 1984 - 1991
Skills
Finance, Mutual Funds, Equities, Investments, Valuation, Hedge Funds, Investment Strategies, Risk Management, Investment Management, Securities, Strategy, Financial Markets, Due Diligence, Financial Services, Financial Modeling, ETFs, Economics, Series 63, Strategic Financial..., Private Equity, Fixed Income, Leadership
Education
Skidmore College 1978 — 1980
BA, Political Science
Skidmore College
BA, Government
Fidelity Investments May 2012 - Present
Decision Critical Resources, Inc. April 2009 - May 2012
Rydex Investments December 2004 - January 2009
LPL November 2002 - November 2004
State Street Research April 2001 - September 2002
Prudential Investments 1997 - 2001
Eaton Vance Management 1991 - 1996
Scudder Investments 1984 - 1991
Skills
Finance, Mutual Funds, Equities, Investments, Valuation, Hedge Funds, Investment Strategies, Risk Management, Investment Management, Securities, Strategy, Financial Markets, Due Diligence, Financial Services, Financial Modeling, ETFs, Economics, Series 63, Strategic Financial..., Private Equity, Fixed Income, Leadership
Education
Skidmore College 1978 — 1980
BA, Political Science
Skidmore College
BA, Government
Cinthya Leite's LPL Experience December 2000 - Present
Job Assistant Vice President Operations at LPL
Industry Financial Services
Experience
LPL December 2000 - Present
LPL Financial 2000 - Present
Skills
FINRA
Education
Universidade Federal de Pernambuco
Bachelor's degree, Economics
University of San Diego
LPL December 2000 - Present
LPL Financial 2000 - Present
Skills
FINRA
Education
Universidade Federal de Pernambuco
Bachelor's degree, Economics
University of San Diego
Javi Allen's LPL Experience February 2014 - Present
Job Financial Services Professional
Industry Financial Services
Experience
LPL February 2014 - Present
LPL October 2009 - February 2014
American Economic Solutions February 2008 - November 2009
Goal Financial February 2005 - October 2007
Puget Sound Lending December 2003 - December 2004
Skills
Leadership, Call Center, Sales, Training, Credit, Customer Service, Financial Services, Customer Retention, Finance, Investments
Education
Western Washington University 2000 — 2003
B.A., Communications
Universitat d'Alacant 2001 — 2002
Spanish
LPL February 2014 - Present
LPL October 2009 - February 2014
American Economic Solutions February 2008 - November 2009
Goal Financial February 2005 - October 2007
Puget Sound Lending December 2003 - December 2004
Skills
Leadership, Call Center, Sales, Training, Credit, Customer Service, Financial Services, Customer Retention, Finance, Investments
Education
Western Washington University 2000 — 2003
B.A., Communications
Universitat d'Alacant 2001 — 2002
Spanish
Seth Poirier's LPL Experience July 2009 - June 2010
Job AML OPS ManagerVP at Citi
Industry Financial Services
Experience
Citi January 2015 - Present
LPL Finanical July 2014 - December 2014
LPL Financial April 2013 - July 2014
LPL Financial June 2011 - April 2013
LPL Financial June 2010 - June 2011
LPL July 2009 - June 2010
Sovereign Bank March 2008 - June 2009
Sovereign Bank May 2007 - March 2008
Sovereign Bank August 2006 - May 2007
Skills
Risk Management, Anti Money Laundering, Banking, Financial Services, Management, Financial Risk, Leadership, Fraud, KYC, Bank Secrecy Act
Education
University of Massachusetts Lowell 2001 — 2005
Bachelors, Criminal Justice
Citi January 2015 - Present
LPL Finanical July 2014 - December 2014
LPL Financial April 2013 - July 2014
LPL Financial June 2011 - April 2013
LPL Financial June 2010 - June 2011
LPL July 2009 - June 2010
Sovereign Bank March 2008 - June 2009
Sovereign Bank May 2007 - March 2008
Sovereign Bank August 2006 - May 2007
Skills
Risk Management, Anti Money Laundering, Banking, Financial Services, Management, Financial Risk, Leadership, Fraud, KYC, Bank Secrecy Act
Education
University of Massachusetts Lowell 2001 — 2005
Bachelors, Criminal Justice
Fanny Fridlander's LPL Experience March 2010 - January 2012
Job Customer Support Engineer II, Cisco
Industry Information Technology and Services
Experience
Cisco August 2015 - Present
MaintenanceNet May 2014 - Present
MaintenanceNet February 2014 - May 2014
LPL Financial January 2012 - February 2014
LPL March 2010 - January 2012
Locallife, San Diego Inc. June 2009 - August 2009
Skills
Financial Analysis, Data Analysis, Access, Accounting, Leadership, Financial Modeling, Microsoft Excel, Process Improvement, SQL, Databases, Management, Competitive Analysis, Customer Service, Investments, Asset Management, Business Analysis, Marketing, Accounts Receivable, Microsoft Office, Business Process..., Account Reconciliation, Quality Assurance, PowerPoint, Strategic Planning, Microsoft Word, Team Building, Business Planning, Valuation, Strategic Financial..., Oracle, Mutual Funds, Series 7, Microsoft SQL Server, XPATH, MongoDB
Education
UCSD Extension 2012 — 2013
Courses
University of California, San Diego 2006 — 2008
Bachelors of Science
Cisco August 2015 - Present
MaintenanceNet May 2014 - Present
MaintenanceNet February 2014 - May 2014
LPL Financial January 2012 - February 2014
LPL March 2010 - January 2012
Locallife, San Diego Inc. June 2009 - August 2009
Skills
Financial Analysis, Data Analysis, Access, Accounting, Leadership, Financial Modeling, Microsoft Excel, Process Improvement, SQL, Databases, Management, Competitive Analysis, Customer Service, Investments, Asset Management, Business Analysis, Marketing, Accounts Receivable, Microsoft Office, Business Process..., Account Reconciliation, Quality Assurance, PowerPoint, Strategic Planning, Microsoft Word, Team Building, Business Planning, Valuation, Strategic Financial..., Oracle, Mutual Funds, Series 7, Microsoft SQL Server, XPATH, MongoDB
Education
UCSD Extension 2012 — 2013
Courses
University of California, San Diego 2006 — 2008
Bachelors of Science
Becca Chanthavong's LPL Experience 2000 - 2005
Job Independent Financial Services Professional
Industry Financial Services
Experience
LPL 2000 - 2005
Education
San Diego State University-California State University 1996 — 2001
BS, Accounting
LPL 2000 - 2005
Education
San Diego State University-California State University 1996 — 2001
BS, Accounting
Damian Pantoya's LPL Experience April 2004 - Present
Job Director of Finance at LP&L
Industry Accounting
Experience
LP&L April 2004 - Present
Hacienda Heights Redevlopment 1969 - 1992
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Research, Windows, Outlook, Photoshop, Teaching, HTML, Public Speaking, Budgets, Strategic Planning
Education
California State University-Sacramento
Bachelor of Science (BS), Accountancy
Texas Tech University
MSA, Accounting
LP&L April 2004 - Present
Hacienda Heights Redevlopment 1969 - 1992
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Research, Windows, Outlook, Photoshop, Teaching, HTML, Public Speaking, Budgets, Strategic Planning
Education
California State University-Sacramento
Bachelor of Science (BS), Accountancy
Texas Tech University
MSA, Accounting
Mark Magnuson's LPL Experience Registered Representative - Personal Financial PlannerIDS / American Express1983 - 1991
Job Branch Manager at LPL
Industry Financial Services
Experience
LPL Registered Representative - Personal Financial PlannerIDS / American Express1983 - 1991
Education
United Theological Seminary 1981 — 1982
MDiv
Luther-Northwestern Seminary 1977 — 1979
MA, Youth Ministry and Religion
University of Minnesota-Twin Cities 1974 — 1975
BA, Speech-Communications
Westmont College 1970 — 1973
History
LPL Registered Representative - Personal Financial PlannerIDS / American Express1983 - 1991
Education
United Theological Seminary 1981 — 1982
MDiv
Luther-Northwestern Seminary 1977 — 1979
MA, Youth Ministry and Religion
University of Minnesota-Twin Cities 1974 — 1975
BA, Speech-Communications
Westmont College 1970 — 1973
History
Arlene Kim, PMP's LPL Experience 2005 - 2007
Job Marketing Director at Steadfast Capital Markets Group
Industry Financial Services
Experience
Steadfast Companies August 2015 - Present
Matthews Asia September 2007 - July 2015
LPL 2005 - 2007
Skills
Mutual Funds, Marketing, Marketing Communications, Marketing Management, Event Planning, Project Management, Brand Management, Presentations
Education
University of California, Irvine 2001 — 2004
BA, Economics
Steadfast Companies August 2015 - Present
Matthews Asia September 2007 - July 2015
LPL 2005 - 2007
Skills
Mutual Funds, Marketing, Marketing Communications, Marketing Management, Event Planning, Project Management, Brand Management, Presentations
Education
University of California, Irvine 2001 — 2004
BA, Economics
michael klepper's LPL Experience August 2012 - Present
Job AVP at LPL
Industry Financial Services
Experience
LPL August 2012 - Present
LPL Financial 2009 - 2012
Skills
Series 7, Series 66, Series 24, Series 4, Microsoft Excel, Access, Performance Metrics, FINRA, ACATS, Alternative Investments, Uniform Combined State..., Mutual Funds, Wealth Management, Investment Advisory, Securities, Investments, Series 63, Asset Allocation
Education
San Diego State University-California State University 2004 — 2006
Bachelor of Science (BS), Finance, General
LPL August 2012 - Present
LPL Financial 2009 - 2012
Skills
Series 7, Series 66, Series 24, Series 4, Microsoft Excel, Access, Performance Metrics, FINRA, ACATS, Alternative Investments, Uniform Combined State..., Mutual Funds, Wealth Management, Investment Advisory, Securities, Investments, Series 63, Asset Allocation
Education
San Diego State University-California State University 2004 — 2006
Bachelor of Science (BS), Finance, General
Basab Dattaray's LPL Experience 2009 - 2011
Job
Industry Information Technology and Services
Experience
Mitchell International 2011 - Present
LPL 2009 - 2011
Intuit 2006 - 2009
Skills
HTML, C#, .NET, Agile Methodologies, Software Development, XML, SQL, SDLC, JavaScript, Microsoft SQL Server, ASP.NET, Web Services, Requirements Analysis, Java, Software Project..., CSS
Education
University of Houston 1981 — 1983
Masters, Computer Science
University of Calcutta 1973 — 1978
Bachelor's degree, Electrical Engineering
Mitchell International 2011 - Present
LPL 2009 - 2011
Intuit 2006 - 2009
Skills
HTML, C#, .NET, Agile Methodologies, Software Development, XML, SQL, SDLC, JavaScript, Microsoft SQL Server, ASP.NET, Web Services, Requirements Analysis, Java, Software Project..., CSS
Education
University of Houston 1981 — 1983
Masters, Computer Science
University of Calcutta 1973 — 1978
Bachelor's degree, Electrical Engineering
Keith Baham's LPL Experience account executiveBeneficial Bank2005 - 2006
Job RIA Services Associate at LPL
Industry Financial Services
Experience
LPL account executiveBeneficial Bank2005 - 2006
AXA Advisors 2004 - 2005
Bank of America 2000 - 2004
Education
University of California, San Diego
LPL account executiveBeneficial Bank2005 - 2006
AXA Advisors 2004 - 2005
Bank of America 2000 - 2004
Education
University of California, San Diego
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.