Mabon Securities
Industry: Capital market company
DescriptionParent organization: IMI Capital Markets USA Corp. Subsidiary: Cedar Street Securities Corp.
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Mabon Securities Employees
Employee
Years
Job
Industry
Adam Weisman Adam Weisman's Mabon Securities Experience May 1992 - March 1995
Job Managing Director at Northland Capital Markets
Industry Financial Services
Experience
Northland Capital Markets April 2014 - Present
MKM Partners November 2011 - September 2013
American Technology Research, Inc. / Gleacher Partners. March 2003 - September 2011
Deutsche Bank Securities May 2002 - February 2003
SoundView technology Group March 1995 - June 2002
Mabon Securities May 1992 - March 1995
Oppenheimer and Company February 1990 - February 1992
Skills
Business Development, Management, Hedge Funds, Equity Research, Capital Markets, Bloomberg, Investment Banking, Securities, Valuation, Investments, Alternative Investments, Trading Systems, Asset Management, Fixed Income, Portfolio Management, Series 24, Derivatives, Electronic Trading, Private Equity, Financial Modeling, Venture Capital, New Business Development
Education
University of Delaware 1982 — 1986
Bachelor of Science (B.S.), Finance
Livingston High School 1978 — 1982
Northland Capital Markets April 2014 - Present
MKM Partners November 2011 - September 2013
American Technology Research, Inc. / Gleacher Partners. March 2003 - September 2011
Deutsche Bank Securities May 2002 - February 2003
SoundView technology Group March 1995 - June 2002
Mabon Securities May 1992 - March 1995
Oppenheimer and Company February 1990 - February 1992
Skills
Business Development, Management, Hedge Funds, Equity Research, Capital Markets, Bloomberg, Investment Banking, Securities, Valuation, Investments, Alternative Investments, Trading Systems, Asset Management, Fixed Income, Portfolio Management, Series 24, Derivatives, Electronic Trading, Private Equity, Financial Modeling, Venture Capital, New Business Development
Education
University of Delaware 1982 — 1986
Bachelor of Science (B.S.), Finance
Livingston High School 1978 — 1982
Morgan C. Miller Morgan C. Miller's Mabon Securities Experience 1993 - 1995
Job Vice President Sales IHS Global, Inc.
Industry Information Services
Experience
IHS Global, Inc. 2008 - Present
Global Insight 2007 - 2008
Thomson Financial 2003 - 2007
Baseline Financial (Thomson Financial) 2001 - 2003
ICAP 1997 - 1999
Thomson Reuters 1996 - 1997
Mabon Securities 1993 - 1995
Skills
Strategic Partnerships, Financial Markets, Market Data, New Business Development, Account Management, Market Analysis, Business Development, Enterprise Software, Lead Generation, Equities, Sales, Capital Markets, Market Research, Fixed Income, Relationship Management, Strategy, Business Analysis, CRM, International Sales, Salesforce.com, Management, Business Strategy, Competitive Analysis, Solution Selling
Education
Graduate School of Management - Rutgers University 1991 — 1993
Master of Business Administration (MBA), Finance
Rutgers University 1982 — 1986
Economics / Finance
IHS Global, Inc. 2008 - Present
Global Insight 2007 - 2008
Thomson Financial 2003 - 2007
Baseline Financial (Thomson Financial) 2001 - 2003
ICAP 1997 - 1999
Thomson Reuters 1996 - 1997
Mabon Securities 1993 - 1995
Skills
Strategic Partnerships, Financial Markets, Market Data, New Business Development, Account Management, Market Analysis, Business Development, Enterprise Software, Lead Generation, Equities, Sales, Capital Markets, Market Research, Fixed Income, Relationship Management, Strategy, Business Analysis, CRM, International Sales, Salesforce.com, Management, Business Strategy, Competitive Analysis, Solution Selling
Education
Graduate School of Management - Rutgers University 1991 — 1993
Master of Business Administration (MBA), Finance
Rutgers University 1982 — 1986
Economics / Finance
Kristin Irish Kristin Irish's Mabon Securities Experience 1993 - 1993
Job Vice President , Global Learning & Development, BMO Capital Markets
Industry Investment Banking
Experience
BMO Capital Markets January 2015 - Present
UBS Investment Bank March 2010 - January 2015
Yale University, School of Management August 2004 - March 2010
American Technology Research September 2002 - August 2004
Soundview Technology Group January 1999 - August 2002
Merrill Lynch May 1994 - December 1998
Mabon Securities 1993 - 1993
T. Rowe Price May 1990 - May 1992
Morgan Stanley October 1987 - August 1990
Skills
Equities, Investments, Recruiting, Career Counseling, Career Development..., Management, Strategy, Trading, Sales, Investment Banking, Series 7 & 66, Risk Management, Securities, Financial Services, Portfolio Management, Hedge Funds, Capital Markets, Financial Modeling, Valuation
Education
Lehigh University
BA
University of North Carolina at Chapel Hill - Kenan-Flagler Business School
MBA
BMO Capital Markets January 2015 - Present
UBS Investment Bank March 2010 - January 2015
Yale University, School of Management August 2004 - March 2010
American Technology Research September 2002 - August 2004
Soundview Technology Group January 1999 - August 2002
Merrill Lynch May 1994 - December 1998
Mabon Securities 1993 - 1993
T. Rowe Price May 1990 - May 1992
Morgan Stanley October 1987 - August 1990
Skills
Equities, Investments, Recruiting, Career Counseling, Career Development..., Management, Strategy, Trading, Sales, Investment Banking, Series 7 & 66, Risk Management, Securities, Financial Services, Portfolio Management, Hedge Funds, Capital Markets, Financial Modeling, Valuation
Education
Lehigh University
BA
University of North Carolina at Chapel Hill - Kenan-Flagler Business School
MBA
Lee Sterne, CFA's Mabon Securities Experience October 1989 - April 1995
Job ETF Strategist at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments November 2012 - Present
MarketAxess February 2012 - August 2012
DCI, LLC October 2011 - November 2011
BlackRock February 2010 - August 2011
Barclays Global Investors September 2007 - February 2010
Barclays Global Investors February 2004 - September 2007
Barclays Global Investors May 2001 - February 2004
Barclays Global Investors August 1996 - May 2001
Cowen and Co. May 1995 - August 1996
Mabon Securities October 1989 - April 1995
Skills
Fixed Income, Portfolio Management, Credit Portfolio..., ETFs, Fixed Income Trading, Trading, SEC compliance, ERISA, Trading Systems, Electronic Trading, Bloomberg, Credit Derivatives, Interest Rate..., Credit, MBS, ABS, Treasury Bonds, Corporate bonds, TIPs, Government Agencies, Asset Management, Bonds, CFA, Series 7, Series 24, Series 63, Series 3, Futures, Government Compliance, Risk Mitigation, Portfolio Strategy, Portfolio Optimization, Product Launch, Product Design, Product Development, Transition Management, Multi-currency, Technology..., MarketAxess, Tradeweb, Indexing, CMBS, Client Service, Business Relationship..., Market Making, Operations Management, Onboarding, People Management, High Yield, investment grade
Education
Colgate University 1983 — 1987
Bachelor of Arts
Gilman School 1977 — 1983
Fidelity Investments November 2012 - Present
MarketAxess February 2012 - August 2012
DCI, LLC October 2011 - November 2011
BlackRock February 2010 - August 2011
Barclays Global Investors September 2007 - February 2010
Barclays Global Investors February 2004 - September 2007
Barclays Global Investors May 2001 - February 2004
Barclays Global Investors August 1996 - May 2001
Cowen and Co. May 1995 - August 1996
Mabon Securities October 1989 - April 1995
Skills
Fixed Income, Portfolio Management, Credit Portfolio..., ETFs, Fixed Income Trading, Trading, SEC compliance, ERISA, Trading Systems, Electronic Trading, Bloomberg, Credit Derivatives, Interest Rate..., Credit, MBS, ABS, Treasury Bonds, Corporate bonds, TIPs, Government Agencies, Asset Management, Bonds, CFA, Series 7, Series 24, Series 63, Series 3, Futures, Government Compliance, Risk Mitigation, Portfolio Strategy, Portfolio Optimization, Product Launch, Product Design, Product Development, Transition Management, Multi-currency, Technology..., MarketAxess, Tradeweb, Indexing, CMBS, Client Service, Business Relationship..., Market Making, Operations Management, Onboarding, People Management, High Yield, investment grade
Education
Colgate University 1983 — 1987
Bachelor of Arts
Gilman School 1977 — 1983
Ken Burke Ken Burke's Mabon Securities Experience 1993 - 1994
Job Institutional Client Relationship Manager
Industry Financial Services
Experience
EMC CORPORATION February 2012 - December 2012
PIPELINE FINANCIAL GROUP, INC December 2007 - July 2010
SIGNAL HILL CAPITAL GROUP, LLC 2004 - 2006
INDEPENDENT SECURITIES RESEARCH 2002 - 2004
RIVERROCK CAPITAL MANAGEMENT January 1999 - January 2001
JENNISON ASSOCIATES CAPITAL CORPORATION January 1998 - January 1999
HAMBRECHT & QUIST GROUP January 1994 - January 1997
Mabon Securities 1993 - 1994
Pacific Growth Equities January 1991 - January 1993
Alex. Brown & Sons, Inc January 1981 - January 1990
Skills
Relationship Management, Strategy, Financial Modeling, Start-ups, Portfolio Management, Investments, Equities, Business Development, Business Strategy, Venture Capital, Hedge Funds, Investment Banking, Business Planning, Analytics, Mentoring, Strategic Communications, Written & Oral...
Education
University of Virginia - Darden Graduate School of Business Administration
Master of Business Administration (M.B.A.), Business Administration
University of Michigan
Bachelor of Business Administration (B.B.A.), Accounting and Finance
EMC CORPORATION February 2012 - December 2012
PIPELINE FINANCIAL GROUP, INC December 2007 - July 2010
SIGNAL HILL CAPITAL GROUP, LLC 2004 - 2006
INDEPENDENT SECURITIES RESEARCH 2002 - 2004
RIVERROCK CAPITAL MANAGEMENT January 1999 - January 2001
JENNISON ASSOCIATES CAPITAL CORPORATION January 1998 - January 1999
HAMBRECHT & QUIST GROUP January 1994 - January 1997
Mabon Securities 1993 - 1994
Pacific Growth Equities January 1991 - January 1993
Alex. Brown & Sons, Inc January 1981 - January 1990
Skills
Relationship Management, Strategy, Financial Modeling, Start-ups, Portfolio Management, Investments, Equities, Business Development, Business Strategy, Venture Capital, Hedge Funds, Investment Banking, Business Planning, Analytics, Mentoring, Strategic Communications, Written & Oral...
Education
University of Virginia - Darden Graduate School of Business Administration
Master of Business Administration (M.B.A.), Business Administration
University of Michigan
Bachelor of Business Administration (B.B.A.), Accounting and Finance
Mike Towey's Mabon Securities Experience 1994 - 1994
Job Director of Equity Research EverPoint Asset Management
Industry Capital Markets
Experience
Point72 Asset Management June 2014 - Present
Susquehanna International Group March 2010 - June 2014
Pali Capital March 2008 - March 2010
CIBC World Markets February 2006 - February 2008
CIBC World Markets November 2004 - February 2006
Schwab Soundview Capital Markets 2003 - 2004
SoundView Technology Group 2002 - 2003
Wit SoundView (Merger of Wit Capital and SoundView Technology Group) 1999 - 2002
Smith Barney (later Salomon Smith Barney) August 1995 - March 1999
Mabon Securities 1994 - 1994
Skills
Equities, Equity Research, Equity Capital Markets, Equity Trading, Trading, Series 7, Series 63, Hedge Funds, Capital Markets, Derivatives, Strategy, Options, Investment Banking, Bloomberg
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1993 — 1995
M.B.A., Finance
Colgate University 1985 — 1989
B.A., Political Science
Point72 Asset Management June 2014 - Present
Susquehanna International Group March 2010 - June 2014
Pali Capital March 2008 - March 2010
CIBC World Markets February 2006 - February 2008
CIBC World Markets November 2004 - February 2006
Schwab Soundview Capital Markets 2003 - 2004
SoundView Technology Group 2002 - 2003
Wit SoundView (Merger of Wit Capital and SoundView Technology Group) 1999 - 2002
Smith Barney (later Salomon Smith Barney) August 1995 - March 1999
Mabon Securities 1994 - 1994
Skills
Equities, Equity Research, Equity Capital Markets, Equity Trading, Trading, Series 7, Series 63, Hedge Funds, Capital Markets, Derivatives, Strategy, Options, Investment Banking, Bloomberg
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1993 — 1995
M.B.A., Finance
Colgate University 1985 — 1989
B.A., Political Science
Buzz Olson's Mabon Securities Experience November 1993 - December 1994
Job Founded Quality Curve LLC to turn ideas into businesses
Industry Financial Services
Experience
Quality Curve LLC February 2013 - Present
Self Employed January 2008 - February 2013
Olson Global Markets January 1995 - January 2008
Mabon Securities November 1993 - December 1994
Prudential Securities March 1984 - November 1992
Walsh Greenwood & Company January 1981 - March 1984
Merrill Lynch January 1980 - August 1981
Kidder Peabody August 1978 - December 1978
Skills
research design,..., Creative Writing, Technical Analysis, Technical Writing, Coaching, Ice Hockey, Creativity, Creative Strategy, Creative Solutions, Options, Investments, Trading, Portfolio Management, Mergers & Acquisitions, Equities, Marketing, Market Research, Finance, Securities, Asset Management, Hedge Funds, Stock Option, Convertible Securities, Report Writing, Writing, Marketing Communications, Financial Services, Financial Markets, Capital Markets, Private Equity, Investment Strategies, Alternative Investments, Valuation, Venture Capital, Mutual Funds, Equity Research, ETFs, Bloomberg, Financial Modeling, Trading Systems, Crowdfunding, Crowdsourcing, Angel Investing, Business Analysis, Start-ups, Investment Advisory, Emerging Markets, Management
Education
Harvard University 1971 — 1975
BA, English Literature
Phillips Academy, Andover, Ma. 1968 — 1971
High School
Quality Curve LLC February 2013 - Present
Self Employed January 2008 - February 2013
Olson Global Markets January 1995 - January 2008
Mabon Securities November 1993 - December 1994
Prudential Securities March 1984 - November 1992
Walsh Greenwood & Company January 1981 - March 1984
Merrill Lynch January 1980 - August 1981
Kidder Peabody August 1978 - December 1978
Skills
research design,..., Creative Writing, Technical Analysis, Technical Writing, Coaching, Ice Hockey, Creativity, Creative Strategy, Creative Solutions, Options, Investments, Trading, Portfolio Management, Mergers & Acquisitions, Equities, Marketing, Market Research, Finance, Securities, Asset Management, Hedge Funds, Stock Option, Convertible Securities, Report Writing, Writing, Marketing Communications, Financial Services, Financial Markets, Capital Markets, Private Equity, Investment Strategies, Alternative Investments, Valuation, Venture Capital, Mutual Funds, Equity Research, ETFs, Bloomberg, Financial Modeling, Trading Systems, Crowdfunding, Crowdsourcing, Angel Investing, Business Analysis, Start-ups, Investment Advisory, Emerging Markets, Management
Education
Harvard University 1971 — 1975
BA, English Literature
Phillips Academy, Andover, Ma. 1968 — 1971
High School
Joe Zappulla Joe Zappulla's Mabon Securities Experience 1993 - 1996
Job President & CEO of Grannus Financial Advisors, Inc.
Industry Investment Banking
Experience
Grannus Financial Advisors, Inc. 1999 - Present
Bradley Woods & Co. Ltd. October 2013 - Present
Viridis Energy Inc. 2012 - Present
Advance Nanotech 2008 - 2009
ISG Capital 1996 - 1998
Mabon Securities 1993 - 1996
SGWarburg & Co. 1990 - 1993
Donaldson, Lufkin & Jenrette November 1980 - December 1990
American Express Company January 1979 - December 1980
Skills
Business Planning, Valuation, Investment Banking, Financial Analysis, Investments, Equities, Mergers & Acquisitions, Venture Capital, CRM, Strategic Planning, Analysis, Private Equity, Private Placements, IPO, Capital Raising
Education
Suffolk University - Sawyer Business School
MBA, Finance
Grannus Financial Advisors, Inc. 1999 - Present
Bradley Woods & Co. Ltd. October 2013 - Present
Viridis Energy Inc. 2012 - Present
Advance Nanotech 2008 - 2009
ISG Capital 1996 - 1998
Mabon Securities 1993 - 1996
SGWarburg & Co. 1990 - 1993
Donaldson, Lufkin & Jenrette November 1980 - December 1990
American Express Company January 1979 - December 1980
Skills
Business Planning, Valuation, Investment Banking, Financial Analysis, Investments, Equities, Mergers & Acquisitions, Venture Capital, CRM, Strategic Planning, Analysis, Private Equity, Private Placements, IPO, Capital Raising
Education
Suffolk University - Sawyer Business School
MBA, Finance
Ed McGuinn Ed McGuinn's Mabon Securities Experience 1992 - 1995
Job Chairman at ASH Advisory, LLC
Industry Management Consulting
Experience
ASH Advisory, LLC January 2012 - Present
eLOT Inc. / Executone May 2000 - Present
The Alan S. Harris Group February 2009 - January 2012
MRU Holdings, Inc. March 2004 - February 2009
Automated Trading Systems January 1998 - April 2000
Rodman Renshaw & Mabon Securities May 1992 - December 1997
Mabon Securities 1992 - 1995
Lehman Brothers September 1981 - May 1992
Ernst & Ernst June 1973 - August 1981
Skills
Trading, Emerging Markets, Equities, Leveraged Finance, Fixed Income, Derivatives, Equity Research, Electronic Trading, Financial Modeling, Financial Structuring, Financial Services, Executive Management, Alternative Investments, Portfolio Management, Financial Analysis, Strategic Planning, Financial Risk, Divestitures, Structured Products, Investments, Funding, Organizational..., Bonds, Banking, Start-ups, Securities, Management, Strategy, Corporate Development, Equity Capital Markets, Finance
Education
New York University 1973 — 1974
M.S., Accounting
Colgate University 1969 — 1973
B.A, Mathematical Economics
CPA and NASD Series 7, 8 & 24
Professiona
Iona Prep
Iona Prep
Iona Prep
ASH Advisory, LLC January 2012 - Present
eLOT Inc. / Executone May 2000 - Present
The Alan S. Harris Group February 2009 - January 2012
MRU Holdings, Inc. March 2004 - February 2009
Automated Trading Systems January 1998 - April 2000
Rodman Renshaw & Mabon Securities May 1992 - December 1997
Mabon Securities 1992 - 1995
Lehman Brothers September 1981 - May 1992
Ernst & Ernst June 1973 - August 1981
Skills
Trading, Emerging Markets, Equities, Leveraged Finance, Fixed Income, Derivatives, Equity Research, Electronic Trading, Financial Modeling, Financial Structuring, Financial Services, Executive Management, Alternative Investments, Portfolio Management, Financial Analysis, Strategic Planning, Financial Risk, Divestitures, Structured Products, Investments, Funding, Organizational..., Bonds, Banking, Start-ups, Securities, Management, Strategy, Corporate Development, Equity Capital Markets, Finance
Education
New York University 1973 — 1974
M.S., Accounting
Colgate University 1969 — 1973
B.A, Mathematical Economics
CPA and NASD Series 7, 8 & 24
Professiona
Iona Prep
Iona Prep
Iona Prep
Kim Rogers Kim Rogers's Mabon Securities Experience 1993 - 1994
Job Director Investor Relations and Business Development at ZAGG, Inc.
Industry Consumer Electronics
Experience
ZAGG, Inc June 2014 - Present
Genesis Select 2001 - June 2014
Precursor Group 2000 - 2001
E*Offering (E*Trade) 1998 - 2000
Charles Schwab 1995 - 1998
Mabon Securities 1993 - 1994
Cowen and Company 1990 - 1993
Morgan Stanley Capital International 1987 - 1990
Skills
Investor Relations, IPO, Corporate Development, Mergers & Acquisitions, Capital Markets, Due Diligence, Equities, Equity Research, Alternative Investments, Valuation, Corporate Finance, Investments, Financial Modeling, Investment Banking, Securities, Crisis Communications, Private Equity, Venture Capital, Hedge Funds, Start-ups
Education
Colorado State University
Geology
New Trier East
ZAGG, Inc June 2014 - Present
Genesis Select 2001 - June 2014
Precursor Group 2000 - 2001
E*Offering (E*Trade) 1998 - 2000
Charles Schwab 1995 - 1998
Mabon Securities 1993 - 1994
Cowen and Company 1990 - 1993
Morgan Stanley Capital International 1987 - 1990
Skills
Investor Relations, IPO, Corporate Development, Mergers & Acquisitions, Capital Markets, Due Diligence, Equities, Equity Research, Alternative Investments, Valuation, Corporate Finance, Investments, Financial Modeling, Investment Banking, Securities, Crisis Communications, Private Equity, Venture Capital, Hedge Funds, Start-ups
Education
Colorado State University
Geology
New Trier East
Aimee Fahey Aimee Fahey's Mabon Securities Experience 1987 - 1993
Job Mobile and Remote Bookkeeper
Industry Accounting
Experience
Aimee Fahey Mobile and Remote Bookkeeping Services 2007 - Present
Oscar Gruss 2000 - 2001
Trade.com 1999 - 2000
Sharpe Capital, Inc. 1997 - 1999
Murphy, Marseilles, Smith & Nammack, Inc 1995 - 1997
Adler Coleman Clearing Corporation 1994 - 1995
Tiger Management 1993 - 1994
Mabon Nugent 1987 - 1993
Mabon Securities 1987 - 1993
Gabriele, Hueglin and Cashman 1986 - 1987
Skills
Accounts Receivable, Accounts Payable, Budgeting, Customer Service, Financials, Quickbooks, Bookkeeping, Small Business, Account Reconciliation, Balance, Financial Reporting, Journal Entries, Billing, Spreadsheets, Expenses, Invoicing, Excel, Budgets, QuickBooks, Financial Analysis, General Ledger, Microsoft Excel, Management, Credit, Funding, Finance, Financial Statements, Risk Management, Due Diligence, Strategic Financial..., Banking, Accounting, ADP Payroll, Executive Management, Cash Flow, Payroll Taxes
Education
City University of New York-College of Staten Island 1982 — 1986
Accounting
Tottenville High School 1978 — 1982
NY Institute of Finance
Accounting/Back Office Operations
Aimee Fahey Mobile and Remote Bookkeeping Services 2007 - Present
Oscar Gruss 2000 - 2001
Trade.com 1999 - 2000
Sharpe Capital, Inc. 1997 - 1999
Murphy, Marseilles, Smith & Nammack, Inc 1995 - 1997
Adler Coleman Clearing Corporation 1994 - 1995
Tiger Management 1993 - 1994
Mabon Nugent 1987 - 1993
Mabon Securities 1987 - 1993
Gabriele, Hueglin and Cashman 1986 - 1987
Skills
Accounts Receivable, Accounts Payable, Budgeting, Customer Service, Financials, Quickbooks, Bookkeeping, Small Business, Account Reconciliation, Balance, Financial Reporting, Journal Entries, Billing, Spreadsheets, Expenses, Invoicing, Excel, Budgets, QuickBooks, Financial Analysis, General Ledger, Microsoft Excel, Management, Credit, Funding, Finance, Financial Statements, Risk Management, Due Diligence, Strategic Financial..., Banking, Accounting, ADP Payroll, Executive Management, Cash Flow, Payroll Taxes
Education
City University of New York-College of Staten Island 1982 — 1986
Accounting
Tottenville High School 1978 — 1982
NY Institute of Finance
Accounting/Back Office Operations
Ellen Weintraub Ellen Weintraub's Mabon Securities Experience 1991 - 1993
Job Institutional Mortgage Loan Trading Professional
Industry Capital Markets
Experience
MFR Inc. August 2013 - Present
First Equity Corporation of Florida 1997 - 2001
Bayview Financial 1996 - 1997
Mabon Securities 1991 - 1993
Drexel Burnham Lambert 1984 - 1989
Salomon Brothers 1980 - 1983
Bank of America 1976 - 1977
Skills
Capital Markets, Fixed Income, Institutional Sales, whole loan trading, Finance, Financial Modeling, Loans, Investments, Derivatives, Securities, Investment Banking, Risk Management, Bonds, Bloomberg, Trading, Valuation, Structured Finance, Mergers & Acquisitions, Portfolio Management, Alternative Investments, Financial Structuring, Financial Markets, MBS, Mortgage Lending, Hedge Funds, Options, Credit Risk, Structured Products, Asset Management, Credit Analysis
Education
Wharton School, University of Pennsylvania 1973 — 1974
MBA, Finance
University of Pennsylvania 1969 — 1971
BA, Mathematics
Sweet Briar College 1967 — 1969
MFR Inc. August 2013 - Present
First Equity Corporation of Florida 1997 - 2001
Bayview Financial 1996 - 1997
Mabon Securities 1991 - 1993
Drexel Burnham Lambert 1984 - 1989
Salomon Brothers 1980 - 1983
Bank of America 1976 - 1977
Skills
Capital Markets, Fixed Income, Institutional Sales, whole loan trading, Finance, Financial Modeling, Loans, Investments, Derivatives, Securities, Investment Banking, Risk Management, Bonds, Bloomberg, Trading, Valuation, Structured Finance, Mergers & Acquisitions, Portfolio Management, Alternative Investments, Financial Structuring, Financial Markets, MBS, Mortgage Lending, Hedge Funds, Options, Credit Risk, Structured Products, Asset Management, Credit Analysis
Education
Wharton School, University of Pennsylvania 1973 — 1974
MBA, Finance
University of Pennsylvania 1969 — 1971
BA, Mathematics
Sweet Briar College 1967 — 1969
Fred Ferrara, CMFC, CFA's Mabon Securities Experience October 1993 - August 1995
Job Senior Investment Advisor at The Mutual Fund Store
Industry Financial Services
Experience
The Mutual Fund Store August 2013 - Present
The Mutual Fund Store February 2011 - July 2013
The Mutual Fund Store March 2010 - January 2011
Thrivent Financial for Lutherans May 2009 - March 2010
Panattoni Securities, Inc. June 2006 - May 2008
A I M Advisors, Inc. February 2004 - April 2006
Andersen Corporate Finance LLC April 2001 - October 2002
Stanford Group Company August 1997 - April 2001
Smith Barney August 1995 - August 1997
Mabon Securities October 1993 - August 1995
Education
St. John's University School of Law 1985 — 1988
JD
Cornell University 1981 — 1985
BA, History
Paul D. Schreiber High School 1978 — 1981
Rocky Point Jr Sr High School 1973 — 1977
The Mutual Fund Store August 2013 - Present
The Mutual Fund Store February 2011 - July 2013
The Mutual Fund Store March 2010 - January 2011
Thrivent Financial for Lutherans May 2009 - March 2010
Panattoni Securities, Inc. June 2006 - May 2008
A I M Advisors, Inc. February 2004 - April 2006
Andersen Corporate Finance LLC April 2001 - October 2002
Stanford Group Company August 1997 - April 2001
Smith Barney August 1995 - August 1997
Mabon Securities October 1993 - August 1995
Education
St. John's University School of Law 1985 — 1988
JD
Cornell University 1981 — 1985
BA, History
Paul D. Schreiber High School 1978 — 1981
Rocky Point Jr Sr High School 1973 — 1977
Jonathan Wolff, CFA's Mabon Securities Experience 1992 - 1995
Job Trader at Red Rocks Capital, LLC
Industry Financial Services
Experience
Red Rocks Capital, LLC April 2011 - Present
ICAP June 2009 - April 2011
Deer Creek Capital January 2006 - January 2009
First Albany April 2002 - December 2005
Berger Funds April 1995 - April 2002
Mabon Securities 1992 - 1995
Education
University of Denver - Daniels College of Business 1997 — 2001
MBA, Finance
Hobart and William Smith Colleges 1988 — 1992
BA, Mathematics
Rye High School 1984 — 1988
Red Rocks Capital, LLC April 2011 - Present
ICAP June 2009 - April 2011
Deer Creek Capital January 2006 - January 2009
First Albany April 2002 - December 2005
Berger Funds April 1995 - April 2002
Mabon Securities 1992 - 1995
Education
University of Denver - Daniels College of Business 1997 — 2001
MBA, Finance
Hobart and William Smith Colleges 1988 — 1992
BA, Mathematics
Rye High School 1984 — 1988
David Tanen's Mabon Securities Experience 1989 - 1994
Job Seasoned Fixed Income Professional
Industry Financial Services
Experience
Wunderlich Securities February 2009 - May 2012
Southwest Securities May 2007 - July 2008
Further Lane Securities/Osprey Opportunity Fund August 2003 - August 2005
Mabon Securities 1989 - 1994
Mabon, Nugent & Co. 1985 - 1988
Skills
Trading, Sales, Marketing
Education
Colgate University 1981 — 1985
English
Wunderlich Securities February 2009 - May 2012
Southwest Securities May 2007 - July 2008
Further Lane Securities/Osprey Opportunity Fund August 2003 - August 2005
Mabon Securities 1989 - 1994
Mabon, Nugent & Co. 1985 - 1988
Skills
Trading, Sales, Marketing
Education
Colgate University 1981 — 1985
English
Alan Leiderman's Mabon Securities Experience 1989 - 1994
Job Independent Financial Services Professional
Industry Financial Services
Experience
Dillon Read Capital Management 2006 - 2007
Credit Suisse First Boston 2004 - 2006
Credit Suisse 2004 - 2006
Credit Suisse First Boston (formerly DLJ) 2004 - 2006
Countrywide Securities Corporation 2002 - 2004
Countrywide Home Loans 2002 - 2004
CIBC World Markets (Formerly Oppenheimer & Co) 1995 - 1998
CIBC Oppenheimer 1995 - 1998
Mabon Securities 1989 - 1994
Skills
Portfolio Management, MBS, Mortgage Lending, Structured Finance, Securities, Investments, Mortgage Banking, Equities, Loans, Derivatives, Trading, Structured Products, Capital Markets, Investment Banking, Credit, Residential Mortgages, Fixed Income, Asset Management, Management
Education
Hofstra University 1976 — 1981
bba, finance
Dillon Read Capital Management 2006 - 2007
Credit Suisse First Boston 2004 - 2006
Credit Suisse 2004 - 2006
Credit Suisse First Boston (formerly DLJ) 2004 - 2006
Countrywide Securities Corporation 2002 - 2004
Countrywide Home Loans 2002 - 2004
CIBC World Markets (Formerly Oppenheimer & Co) 1995 - 1998
CIBC Oppenheimer 1995 - 1998
Mabon Securities 1989 - 1994
Skills
Portfolio Management, MBS, Mortgage Lending, Structured Finance, Securities, Investments, Mortgage Banking, Equities, Loans, Derivatives, Trading, Structured Products, Capital Markets, Investment Banking, Credit, Residential Mortgages, Fixed Income, Asset Management, Management
Education
Hofstra University 1976 — 1981
bba, finance
Gary Sabshon's Mabon Securities Experience 1993 - 1995
Job Head of Manager Research Global Hedge Funds at Aviva Investors North America
Industry Financial Services
Experience
Aviva Investors North America February 2011 - Present
Tremont Capital 2002 - 2009
BlackRock 2000 - 2002
Ernst & Young 1998 - 2000
Reuters 1995 - 1998
Mabon Securities 1993 - 1995
Shearson Lehman Brothers 1990 - 1991
Smith Barney 1988 - 1990
PaineWebber 1985 - 1988
Skills
Fixed Income, Equities, Emerging Markets, Risk Management, Credit, Macro, Hedge Funds, Fund Of Funds, Alternative Investments, Asset Allocation, Portfolio Management, Derivatives, Asset Management, Investment Strategies, Investments, Due Diligence, Global Macro, Bonds, Equity Derivatives, Options, Hedging, Financial Markets, Investment Advisory, Investor Relations, Risk, Asset Managment, Credit Derivatives, Financial Risk, Financial Services, Mutual Funds
Education
University of Chicago 1991 — 1993
MBA, Finance, Statistics and Accounting
Hofstra University 1979 — 1983
BS, Music, Minor in Marketing
Mepham High School
Mepham High School
Aviva Investors North America February 2011 - Present
Tremont Capital 2002 - 2009
BlackRock 2000 - 2002
Ernst & Young 1998 - 2000
Reuters 1995 - 1998
Mabon Securities 1993 - 1995
Shearson Lehman Brothers 1990 - 1991
Smith Barney 1988 - 1990
PaineWebber 1985 - 1988
Skills
Fixed Income, Equities, Emerging Markets, Risk Management, Credit, Macro, Hedge Funds, Fund Of Funds, Alternative Investments, Asset Allocation, Portfolio Management, Derivatives, Asset Management, Investment Strategies, Investments, Due Diligence, Global Macro, Bonds, Equity Derivatives, Options, Hedging, Financial Markets, Investment Advisory, Investor Relations, Risk, Asset Managment, Credit Derivatives, Financial Risk, Financial Services, Mutual Funds
Education
University of Chicago 1991 — 1993
MBA, Finance, Statistics and Accounting
Hofstra University 1979 — 1983
BS, Music, Minor in Marketing
Mepham High School
Mepham High School
Mario John Del Pozzo's Mabon Securities Experience 1992 - 1995
Job Founding Partner at Pecuniae, Inc
Industry Financial Services
Experience
Pecuniae, Inc January 2015 - Present
Independent Finance Professional January 2014 - Present
Banca ImI Securities 2010 - December 2013
superfund sgr June 2008 - February 2010
Intesa San Paolo 1996 - 2003
mabon securities 1992 - 1995
Banca IMI 1992 - 1994
Skills
Capital Markets, Fixed Income, Financial Markets, Derivatives, Bloomberg, Equities, Trading, Hedge Funds, Bonds, Alternative Investments, Proprietary Trading, Portfolio Management, Asset Managment, Investments, Structured Products, Options, Swaps, Emerging Markets, Interest Rate..., Securities, Investment Banking, Structured Finance, Equity Derivatives
Education
INSEAD 1988 — 1989
MBA
Vassar College 1979 — 1983
BA, Economics
Pecuniae, Inc January 2015 - Present
Independent Finance Professional January 2014 - Present
Banca ImI Securities 2010 - December 2013
superfund sgr June 2008 - February 2010
Intesa San Paolo 1996 - 2003
mabon securities 1992 - 1995
Banca IMI 1992 - 1994
Skills
Capital Markets, Fixed Income, Financial Markets, Derivatives, Bloomberg, Equities, Trading, Hedge Funds, Bonds, Alternative Investments, Proprietary Trading, Portfolio Management, Asset Managment, Investments, Structured Products, Options, Swaps, Emerging Markets, Interest Rate..., Securities, Investment Banking, Structured Finance, Equity Derivatives
Education
INSEAD 1988 — 1989
MBA
Vassar College 1979 — 1983
BA, Economics
Nick Marfino's Mabon Securities Experience 1985 - 1993
Job Capital Markets Professional
Industry Capital Markets
Experience
BNY ConvergEx 2009 - 2010
VDM Specialists USA March 2006 - July 2007
Adirondack Electronic Markets 2001 - 2005
Ladenburg Thalmann 1993 - 2001
Mabon Securities 1985 - 1993
Skills
Options, Business Planning, Financial Markets, New Business Development, Trading, Electronic Trading, Financial Services, Investments, Hedge Funds, Portfolio Management, Equity Trading, Mutual Funds, Equities, Derivatives, Financial Modeling, Capital Markets, Series 7, Securities
Education
Columbia University - Columbia Business School 1983 — 1985
MBA, Finance, Marketing
Syracuse University 1973 — 1977
BS, Accounting, Marketing
BNY ConvergEx 2009 - 2010
VDM Specialists USA March 2006 - July 2007
Adirondack Electronic Markets 2001 - 2005
Ladenburg Thalmann 1993 - 2001
Mabon Securities 1985 - 1993
Skills
Options, Business Planning, Financial Markets, New Business Development, Trading, Electronic Trading, Financial Services, Investments, Hedge Funds, Portfolio Management, Equity Trading, Mutual Funds, Equities, Derivatives, Financial Modeling, Capital Markets, Series 7, Securities
Education
Columbia University - Columbia Business School 1983 — 1985
MBA, Finance, Marketing
Syracuse University 1973 — 1977
BS, Accounting, Marketing
Ken Novak's Mabon Securities Experience August 1991 - July 1995
Job Managing Director at JPMC
Industry Financial Services
Experience
JPMorgan March 2001 - Present
Morgan Stanley August 1995 - March 2001
Mabon Securities August 1991 - July 1995
Education
Syracuse University 1987 — 1991
East Brunswick High School 1984 — 1987
JPMorgan March 2001 - Present
Morgan Stanley August 1995 - March 2001
Mabon Securities August 1991 - July 1995
Education
Syracuse University 1987 — 1991
East Brunswick High School 1984 — 1987
Bryan Oberheim's Mabon Securities Experience 1993 - 1995
Job Director I at Financial Industry Regulatory Authority
Industry Financial Services
Experience
Financial Industry Regulatory Authority October 2001 - Present
New York Stock Exchange 2001 - 2007
PaineWebber 1995 - 2001
Mabon Securities 1993 - 1995
Advantage Business Systems 1991 - 1993
Skills
Agile Methodologies, Sybase, SDLC, IT Strategy, Business Analysis, Requirements Analysis, Program Management, Software Development, Solution Architecture, Oracle, Project Management, Business Intelligence, Agile Project Management, Risk Management, Software Project..., Vendor Management
Education
Stevens Institute of Technology 1999 — 2002
MS, Information Management
Rensselaer Polytechnic Institute 1987 — 1991
BS, Computer Science
Financial Industry Regulatory Authority October 2001 - Present
New York Stock Exchange 2001 - 2007
PaineWebber 1995 - 2001
Mabon Securities 1993 - 1995
Advantage Business Systems 1991 - 1993
Skills
Agile Methodologies, Sybase, SDLC, IT Strategy, Business Analysis, Requirements Analysis, Program Management, Software Development, Solution Architecture, Oracle, Project Management, Business Intelligence, Agile Project Management, Risk Management, Software Project..., Vendor Management
Education
Stevens Institute of Technology 1999 — 2002
MS, Information Management
Rensselaer Polytechnic Institute 1987 — 1991
BS, Computer Science
George Mykytyn's Mabon Securities Experience 1992 - 1994
Job Investment Management Professional
Industry Investment Management
Experience
BlackRock 2006 - 2008
State of New Jersey 2004 - 2006
Merrill Lynch Investment Managers 2000 - 2003
Prudential Securities 1996 - 1999
Unifund 1994 - 1996
Forum Capital Markets 1994 - 1994
Mabon Securities 1992 - 1994
Federal Reserve Bank 1990 - 1992
Skills
Equities, Portfolio Management, Alternative Investments, Equity Research, Financial Modeling, Bloomberg, Investments, Hedge Funds, Asset Managment
Education
Fordham Gabelli School of Business 1987 — 1989
MBA, Finance
Columbia Engineering 1985 — 1987
BS, Chemical Engineering
Fordham University 1982 — 1985
BA, Math
BlackRock 2006 - 2008
State of New Jersey 2004 - 2006
Merrill Lynch Investment Managers 2000 - 2003
Prudential Securities 1996 - 1999
Unifund 1994 - 1996
Forum Capital Markets 1994 - 1994
Mabon Securities 1992 - 1994
Federal Reserve Bank 1990 - 1992
Skills
Equities, Portfolio Management, Alternative Investments, Equity Research, Financial Modeling, Bloomberg, Investments, Hedge Funds, Asset Managment
Education
Fordham Gabelli School of Business 1987 — 1989
MBA, Finance
Columbia Engineering 1985 — 1987
BS, Chemical Engineering
Fordham University 1982 — 1985
BA, Math
Thomas Sevick's Mabon Securities Experience May 1992 - September 1993
Job Business Analyst at Societe Generale
Industry Financial Services
Experience
Societe Generale February 2013 - Present
Self Employed January 2012 - February 2013
Trummelbach Trading Inc. January 2010 - December 2011
AOS, INC. July 2009 - January 2010
Self Employed August 2007 - June 2009
VDM Specialists USA September 2005 - July 2007
Adirondack Electronic Markets September 2001 - September 2005
In-Line Options Inc September 1993 - December 2004
Ladenburg Thalmann April 1994 - September 2001
Mabon Securities May 1992 - September 1993
Skills
Options, Trading, Proprietary Trading, Electronic Trading, Market Making, Derivatives, Trading Systems, Alternative Investments, Commodity, Credit Derivatives, ETFs, Capital Markets, Bloomberg, Equities, Equity Derivatives, Equity Trading, FX Options, Financial Markets, Financial Risk, Fixed Income, Hedge Funds, Hedging, Market Data, Portfolio Management, Securities, Traders
Education
Lehigh University - College of Business and Economics 1982 — 1983
MBA, Finance
Penn State University 1973 — 1977
BS, Quantitative Business Analysis
Societe Generale February 2013 - Present
Self Employed January 2012 - February 2013
Trummelbach Trading Inc. January 2010 - December 2011
AOS, INC. July 2009 - January 2010
Self Employed August 2007 - June 2009
VDM Specialists USA September 2005 - July 2007
Adirondack Electronic Markets September 2001 - September 2005
In-Line Options Inc September 1993 - December 2004
Ladenburg Thalmann April 1994 - September 2001
Mabon Securities May 1992 - September 1993
Skills
Options, Trading, Proprietary Trading, Electronic Trading, Market Making, Derivatives, Trading Systems, Alternative Investments, Commodity, Credit Derivatives, ETFs, Capital Markets, Bloomberg, Equities, Equity Derivatives, Equity Trading, FX Options, Financial Markets, Financial Risk, Fixed Income, Hedge Funds, Hedging, Market Data, Portfolio Management, Securities, Traders
Education
Lehigh University - College of Business and Economics 1982 — 1983
MBA, Finance
Penn State University 1973 — 1977
BS, Quantitative Business Analysis
Jonathan Frede's Mabon Securities Experience June 1975 - March 1995
Job
Industry Education Management
Experience
Murphy & Durieu 2004 - Present
Securities Training Corporation September 1978 - Present
Mabon Securities June 1975 - March 1995
Skills
Series 7, Asset Managment, Securities, Equities, Series 3, Series 4, Series 12, Series 14, Series 24, Series 8, Series 52, Series 65, Options, Fixed Income, Municipal Bonds, Mutual Funds, FINRA, AML, Capital Markets, Alternative Investments, Asset Management, Hedge Funds, Relationship Management, Investments, Financial Services, Trading, Series 63, Financial Markets
Education
Bryant University 1968 — 1972
BS, Business Administration
Murphy & Durieu 2004 - Present
Securities Training Corporation September 1978 - Present
Mabon Securities June 1975 - March 1995
Skills
Series 7, Asset Managment, Securities, Equities, Series 3, Series 4, Series 12, Series 14, Series 24, Series 8, Series 52, Series 65, Options, Fixed Income, Municipal Bonds, Mutual Funds, FINRA, AML, Capital Markets, Alternative Investments, Asset Management, Hedge Funds, Relationship Management, Investments, Financial Services, Trading, Series 63, Financial Markets
Education
Bryant University 1968 — 1972
BS, Business Administration
Elizabeth Kadin's Mabon Securities Experience June 1988 - July 1992
Job Managing Director at Stephens Inc
Industry Financial Services
Experience
Stephens Inc. June 2013 - Present
Caris and Company March 2011 - February 2013
BMO Capital Markets 2003 - 2010
Gerard Klauer Mattison August 1992 - July 2003
Mabon Securities June 1988 - July 1992
Education
Columbia University - Columbia Business School 1979 — 1981
MBA, Finance
Dartmouth College
BA, Philosophy/Environmental Studies
Stephens Inc. June 2013 - Present
Caris and Company March 2011 - February 2013
BMO Capital Markets 2003 - 2010
Gerard Klauer Mattison August 1992 - July 2003
Mabon Securities June 1988 - July 1992
Education
Columbia University - Columbia Business School 1979 — 1981
MBA, Finance
Dartmouth College
BA, Philosophy/Environmental Studies
Joe Komyati's Mabon Securities Experience January 1991 - October 1996
Job Consultant at Bates Group LLC
Industry Financial Services
Experience
Bates Group LLC October 2012 - Present
Morgan Stanley October 1996 - April 2012
Mabon Securities January 1991 - October 1996
Merrill Lynch June 1980 - August 1990
Skills
3Rs Accountability, Quality Assurance, People Management, Risk Management, Business Process..., Change Management, Process Improvement, Business Analysis, Analysis, Project Management, Program Management, Vendor Management, Cross-functional Team..., Team Leadership, Operations Management, Project Planning, Financial Analysis, Product Development, Managerial Finance, Management, Equities, Capital Markets, Accounting, Investment Banking, Fixed Income, Derivatives, Financial Reporting, Auditing, Internal Audit, Internal Controls, Financial Risk
Education
Bauch College
BBA, Accounting
Pace University - Lubin School of Business
MBA, Finance
Bates Group LLC October 2012 - Present
Morgan Stanley October 1996 - April 2012
Mabon Securities January 1991 - October 1996
Merrill Lynch June 1980 - August 1990
Skills
3Rs Accountability, Quality Assurance, People Management, Risk Management, Business Process..., Change Management, Process Improvement, Business Analysis, Analysis, Project Management, Program Management, Vendor Management, Cross-functional Team..., Team Leadership, Operations Management, Project Planning, Financial Analysis, Product Development, Managerial Finance, Management, Equities, Capital Markets, Accounting, Investment Banking, Fixed Income, Derivatives, Financial Reporting, Auditing, Internal Audit, Internal Controls, Financial Risk
Education
Bauch College
BBA, Accounting
Pace University - Lubin School of Business
MBA, Finance
DTCC
The Depository Trust & Clearing Corporation
TechStars
PEAK6 Investments LP
Tower Research Capital
Great American Group
Ontario Securities Commission
FTN Financial