NDB Capital Markets
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NDB Capital Markets Employees
Employee
Years
Job
Industry
Guy Lard Guy Lard's NDB Capital Markets Experience July 1998 - September 2001
Job Executive Enrollment Advisor at Apollo Corp.
Industry Education Management
Experience
Apollo Corp. May 2003 - Present
Arizona Pipeline November 2001 - May 2003
NDB Capital Markets July 1998 - September 2001
Grant Road Lumber June 1995 - October 1998
United States Marine Corps June 1989 - October 1995
Skills
Staff Development, Investments, Public Speaking, Short Sales, E-Learning, Management Consulting, Coaching, Cross-functional Team..., Profit/Loss..., Distance Learning, Leadership Development, Customer Service, Microsoft Office, Account Reconciliation, Budget Reconciliation, Inventory Control, Cost Management, General Ledger, Supplier Negotiation, Student Recruiting, Account Management, Job Costing, Managerial Finance, Contract Management, Enrollment Management, Higher Education, Adult Education, Auditing, Student Financial Aid, Team Building, Management, Training, Leadership, Strategic Planning
Education
University of Phoenix 2011 — 2013
Master of Business Administration (MBA), Business Administration and Management, General
University of Arizona, Eller College of Management 1995 — 1998
Bachelor of Science (BS), Business/Finance
Battery Creek High
Independent Study
Series 7, 55, and 63
Apollo Corp. May 2003 - Present
Arizona Pipeline November 2001 - May 2003
NDB Capital Markets July 1998 - September 2001
Grant Road Lumber June 1995 - October 1998
United States Marine Corps June 1989 - October 1995
Skills
Staff Development, Investments, Public Speaking, Short Sales, E-Learning, Management Consulting, Coaching, Cross-functional Team..., Profit/Loss..., Distance Learning, Leadership Development, Customer Service, Microsoft Office, Account Reconciliation, Budget Reconciliation, Inventory Control, Cost Management, General Ledger, Supplier Negotiation, Student Recruiting, Account Management, Job Costing, Managerial Finance, Contract Management, Enrollment Management, Higher Education, Adult Education, Auditing, Student Financial Aid, Team Building, Management, Training, Leadership, Strategic Planning
Education
University of Phoenix 2011 — 2013
Master of Business Administration (MBA), Business Administration and Management, General
University of Arizona, Eller College of Management 1995 — 1998
Bachelor of Science (BS), Business/Finance
Battery Creek High
Independent Study
Series 7, 55, and 63
Paul Paskalides Paul Paskalides's NDB Capital Markets Experience August 1996 - March 2002
Job Managing Director at Cantor Fitzgerald
Industry Financial Services
Experience
Cantor Fitzgerald November 2013 - Present
JMP Securities May 2007 - September 2013
Etrade March 2006 - April 2007
Susquehanna International Group May 2004 - February 2006
Charles Schwab 2002 - 2004
NDB Capital Markets August 1996 - March 2002
Cantor Fitzgerald July 1995 - July 1996
First Fidelity Bank April 1993 - June 1995
American Stock Exchange September 1989 - March 1993
Skills
Series 63, Series 24, Series 7, Trading, Bloomberg, Equity Trading, Hedge Funds, Electronic Trading, Investment Sales, Equities, Trading Systems, Securities, Capital Markets, Options, FINRA, Financial Markets, Fixed Income, Investments
Education
University of Delaware 1985 — 1989
rhs
Cantor Fitzgerald November 2013 - Present
JMP Securities May 2007 - September 2013
Etrade March 2006 - April 2007
Susquehanna International Group May 2004 - February 2006
Charles Schwab 2002 - 2004
NDB Capital Markets August 1996 - March 2002
Cantor Fitzgerald July 1995 - July 1996
First Fidelity Bank April 1993 - June 1995
American Stock Exchange September 1989 - March 1993
Skills
Series 63, Series 24, Series 7, Trading, Bloomberg, Equity Trading, Hedge Funds, Electronic Trading, Investment Sales, Equities, Trading Systems, Securities, Capital Markets, Options, FINRA, Financial Markets, Fixed Income, Investments
Education
University of Delaware 1985 — 1989
rhs
Dan Hanley, AWMA® Dan Hanley, AWMA®'s NDB Capital Markets Experience 1993 - 2002
Job Financial Advisor at Wells Fargo Advisors,LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC June 2013 - Present
Drexel Hamilton November 2011 - June 2013
Rodman & Renshaw April 2005 - August 2011
Deutsche Bank July 2002 - March 2004
NDB Capital Markets 1993 - 2002
Skills
Asset Allocation, Retirement Planning, Equity Trading, Financial Advisory, Market Risk, Insurance, Sales Research, Business Owner Planning, Business-succession...
Education
Hofstra University 1989 — 1992
Bachelor of Science (BS), Industrial and Organizational Psychology
St. Paul's HS 1984 — 1988
Biotechology for Business Class San Diego
Wells Fargo Advisors, LLC June 2013 - Present
Drexel Hamilton November 2011 - June 2013
Rodman & Renshaw April 2005 - August 2011
Deutsche Bank July 2002 - March 2004
NDB Capital Markets 1993 - 2002
Skills
Asset Allocation, Retirement Planning, Equity Trading, Financial Advisory, Market Risk, Insurance, Sales Research, Business Owner Planning, Business-succession...
Education
Hofstra University 1989 — 1992
Bachelor of Science (BS), Industrial and Organizational Psychology
St. Paul's HS 1984 — 1988
Biotechology for Business Class San Diego
Corey Gallo Corey Gallo's NDB Capital Markets Experience January 1999 - January 2001
Job Borough Administrator at Borough of Bergenfield
Industry Government Administration
Experience
Borough of Bergenfield March 2015 - Present
Borough of Rutherford May 2010 - February 2014
Garden State Securities February 2005 - September 2013
RGM Services, Inc. February 2005 - May 2010
Wachovia Securities, LLC May 2003 - January 2005
Steve Ferretti Inc. NYSE August 2002 - April 2003
Deutsche Bank January 2001 - June 2002
NDB Capital Markets January 1999 - January 2001
Sherwood Securities November 1997 - December 1999
Skills
Microsoft Office, Institutional, Series 7, Series 63, MPA, Series 55, NJ Life & Health, FINRA, Equities, Equity Trading, Securities, Options, Finance, Leadership, Trading, Management, Portfolio Management, Hedge Funds, Alternative Investments
Education
Rutgers, The State University of New Jersey-Newark 1994 — 1996
MPA, Management
Seton Hall University 1985 — 1988
BA, Criminal Justice
Borough of Bergenfield March 2015 - Present
Borough of Rutherford May 2010 - February 2014
Garden State Securities February 2005 - September 2013
RGM Services, Inc. February 2005 - May 2010
Wachovia Securities, LLC May 2003 - January 2005
Steve Ferretti Inc. NYSE August 2002 - April 2003
Deutsche Bank January 2001 - June 2002
NDB Capital Markets January 1999 - January 2001
Sherwood Securities November 1997 - December 1999
Skills
Microsoft Office, Institutional, Series 7, Series 63, MPA, Series 55, NJ Life & Health, FINRA, Equities, Equity Trading, Securities, Options, Finance, Leadership, Trading, Management, Portfolio Management, Hedge Funds, Alternative Investments
Education
Rutgers, The State University of New Jersey-Newark 1994 — 1996
MPA, Management
Seton Hall University 1985 — 1988
BA, Criminal Justice
Janine Memon-Dietz Janine Memon-Dietz's NDB Capital Markets Experience August 2000 - January 2001
Job Owner, Saving Grace Photography
Industry Fine Art
Experience
Saving Grace Photography December 2006 - Present
TD Ameritrade August 2004 - May 2007
Cowen and Company May 2002 - August 2004
ABN AMRO Bank N.V. March 2001 - January 2002
NDB Capital Markets August 2000 - January 2001
Objective Health Systems, LLC January 2000 - September 2000
Sherwood Capital 1997 - 2000
Smith Barney 1995 - 1997
CSFB 1993 - 1995
Lehman Brothers 1991 - 1993
Skills
Program Management, Technical Documentation, Project Management, Business Analysis, Product Development, Social Media Marketing, Web Project Management, Entrepreneurship, Social Media, Photoshop, Business Strategy, Web Design, Graphic Design, Business Process..., Photo retouching, Commercial Photography, Product Management, Fine Art Photography, Marketing, Start-ups, Management, Customer Service, Microsoft Office, Communication, Data Mining, Technical Writing, Technical Support
Education
Rensselaer Polytechnic Institute 1986 — 1990
BS. Mngt, Management
Saving Grace Photography December 2006 - Present
TD Ameritrade August 2004 - May 2007
Cowen and Company May 2002 - August 2004
ABN AMRO Bank N.V. March 2001 - January 2002
NDB Capital Markets August 2000 - January 2001
Objective Health Systems, LLC January 2000 - September 2000
Sherwood Capital 1997 - 2000
Smith Barney 1995 - 1997
CSFB 1993 - 1995
Lehman Brothers 1991 - 1993
Skills
Program Management, Technical Documentation, Project Management, Business Analysis, Product Development, Social Media Marketing, Web Project Management, Entrepreneurship, Social Media, Photoshop, Business Strategy, Web Design, Graphic Design, Business Process..., Photo retouching, Commercial Photography, Product Management, Fine Art Photography, Marketing, Start-ups, Management, Customer Service, Microsoft Office, Communication, Data Mining, Technical Writing, Technical Support
Education
Rensselaer Polytechnic Institute 1986 — 1990
BS. Mngt, Management
Hasan Azhar Hasan Azhar's NDB Capital Markets Experience 1999 - 2000
Job Vice President at Deutsche Asset and Wealth Management
Industry Real Estate
Experience
Deutsche Asset Management August 2006 - Present
Merryl Lynch 2008 - 2009
Credit Suisse July 2004 - July 2006
Merril Lynch January 2004 - June 2004
IBM (Global Financing) December 2002 - December 2003
NDB Capital Markets 1999 - 2000
Skills
Valuation, Financial Modeling, Venture Capital, Corporate Finance, Asset Management, Financial Analysis, Asset Managment
Education
Baruch College, City University of New York (CUNY) 2003 — 2005
MS, Accounting
Baruch College, City University of New York (CUNY) 2000 — 2002
BBA, Finance
Rutgers University-New Brunswick 1997 — 2000
BA, Economics
St. Michael's Convent
Deutsche Asset Management August 2006 - Present
Merryl Lynch 2008 - 2009
Credit Suisse July 2004 - July 2006
Merril Lynch January 2004 - June 2004
IBM (Global Financing) December 2002 - December 2003
NDB Capital Markets 1999 - 2000
Skills
Valuation, Financial Modeling, Venture Capital, Corporate Finance, Asset Management, Financial Analysis, Asset Managment
Education
Baruch College, City University of New York (CUNY) 2003 — 2005
MS, Accounting
Baruch College, City University of New York (CUNY) 2000 — 2002
BBA, Finance
Rutgers University-New Brunswick 1997 — 2000
BA, Economics
St. Michael's Convent
Bromley Dougherty Bromley Dougherty's NDB Capital Markets Experience 1996 - 2001
Job President at Arch Metrics, LLC
Industry Financial Services
Experience
Arch Metrics, LLC November 2011 - Present
Ridgetop Research 2008 - October 2011
Goldman Sachs 2007 - 2008
Citigroup / Lava Trading 2002 - 2006
Pennsylvania Army National Guard March 1996 - January 2003
NDB Capital Markets 1996 - 2001
Skills
Strategic Planning, Business Strategy, Survey Research, Survey Methodology, Survey Administration, Survey Management, Data Collection, Market Research, Analytics, Data Analysis, Investments, Competitive Analysis, Financial Services, Research, Financial Modeling, Finance, Mergers & Acquisitions, Analysis, Valuation, Asset Management, Corporate Finance, Trading, Start-ups, Equities, Portfolio Management, Financial Analysis, Business Analysis, Strategy, Business Planning, Executive Management, Emerging Markets, Business Development, Hedge Funds, Risk Management, Investment Banking, Due Diligence
Education
Hobart and William Smith Colleges 1991 — 1995
The Hill School 1989 — 1991
Malvern Preparatory School 1985 — 1989
Arch Metrics, LLC November 2011 - Present
Ridgetop Research 2008 - October 2011
Goldman Sachs 2007 - 2008
Citigroup / Lava Trading 2002 - 2006
Pennsylvania Army National Guard March 1996 - January 2003
NDB Capital Markets 1996 - 2001
Skills
Strategic Planning, Business Strategy, Survey Research, Survey Methodology, Survey Administration, Survey Management, Data Collection, Market Research, Analytics, Data Analysis, Investments, Competitive Analysis, Financial Services, Research, Financial Modeling, Finance, Mergers & Acquisitions, Analysis, Valuation, Asset Management, Corporate Finance, Trading, Start-ups, Equities, Portfolio Management, Financial Analysis, Business Analysis, Strategy, Business Planning, Executive Management, Emerging Markets, Business Development, Hedge Funds, Risk Management, Investment Banking, Due Diligence
Education
Hobart and William Smith Colleges 1991 — 1995
The Hill School 1989 — 1991
Malvern Preparatory School 1985 — 1989
Joseph Amira's NDB Capital Markets Experience June 1999 - January 2001
Job Managing Director
Industry Investment Management
Experience
PJP Capital, LLC April 2009 - Present
UBS Investment Bank April 2004 - February 2008
NDB Capital Markets June 1999 - January 2001
Skills
Equity Trading, Electronic Trading, Series 24, Trading Systems, Series 7, Series 63, Equities, ETFs, Hedge Funds, Trading, Options, Bloomberg, Securities, Financial Markets, Capital Markets, Investments, Equity Derivatives, Risk Management, Proprietary Trading, Fixed Income, FINRA, Market Making
Education
St. John's University 1996 — 2000
PJP Capital, LLC April 2009 - Present
UBS Investment Bank April 2004 - February 2008
NDB Capital Markets June 1999 - January 2001
Skills
Equity Trading, Electronic Trading, Series 24, Trading Systems, Series 7, Series 63, Equities, ETFs, Hedge Funds, Trading, Options, Bloomberg, Securities, Financial Markets, Capital Markets, Investments, Equity Derivatives, Risk Management, Proprietary Trading, Fixed Income, FINRA, Market Making
Education
St. John's University 1996 — 2000
Janusz Kozlowski Janusz Kozlowski's NDB Capital Markets Experience January 1987 - January 1991
Job Field Operations Manager at Sears Home Services
Industry Management Consulting
Experience
Sears Home Services August 2015 - Present
NJKrayovy, LLC February 2014 - August 2015
Sterling Bank Services October 2011 - February 2014
ADT Security Services December 2003 - October 2011
Deutsche Bank January 1992 - January 2002
Credit Suisse/First Boston January 1991 - January 1992
NDB Capital Markets January 1987 - January 1991
Chase Home Mortgage October 1986 - September 1987
Phillip Morris Group May 1985 - October 1986
Skills
Management, Alarm Systems, Access Control, Team Building, CCTV, Security, Leadership, Training, Physical Security, Surveillance, Customer Service, Program Management, Security Management, Troubleshooting, Fire Alarm, Operations Management, Project Management, Risk Management, IP Cameras, Sales Management, Account Management, Biometrics, Video over IP, Business Development, Intrusion Detection, Process Improvement, Integration, Security Operations, Microsoft Office, Performance Management, Strategy, Budgets, Burglar Alarm, Cabling, Low Voltage, Protection, Security Audits, Contract Negotiation, IP CCTV, Call Centers, Basic, COBOL, JavaScript, Linux, PHP, MySQL, Microsoft Excel, Crystal Reports, Oracle, Sales
Education
Rensselaer Hartford Graduate Center Inc 1987 — 1987
Programming certification, Mainframe PL/I programming
computer processing institute 1986 — 1987
Computer Programming/Programmer, General
Bergen county vocational technical school 1981 — 1985
Data processing, Data Processing
Sears Home Services August 2015 - Present
NJKrayovy, LLC February 2014 - August 2015
Sterling Bank Services October 2011 - February 2014
ADT Security Services December 2003 - October 2011
Deutsche Bank January 1992 - January 2002
Credit Suisse/First Boston January 1991 - January 1992
NDB Capital Markets January 1987 - January 1991
Chase Home Mortgage October 1986 - September 1987
Phillip Morris Group May 1985 - October 1986
Skills
Management, Alarm Systems, Access Control, Team Building, CCTV, Security, Leadership, Training, Physical Security, Surveillance, Customer Service, Program Management, Security Management, Troubleshooting, Fire Alarm, Operations Management, Project Management, Risk Management, IP Cameras, Sales Management, Account Management, Biometrics, Video over IP, Business Development, Intrusion Detection, Process Improvement, Integration, Security Operations, Microsoft Office, Performance Management, Strategy, Budgets, Burglar Alarm, Cabling, Low Voltage, Protection, Security Audits, Contract Negotiation, IP CCTV, Call Centers, Basic, COBOL, JavaScript, Linux, PHP, MySQL, Microsoft Excel, Crystal Reports, Oracle, Sales
Education
Rensselaer Hartford Graduate Center Inc 1987 — 1987
Programming certification, Mainframe PL/I programming
computer processing institute 1986 — 1987
Computer Programming/Programmer, General
Bergen county vocational technical school 1981 — 1985
Data processing, Data Processing
Marc Kaplan Marc Kaplan's NDB Capital Markets Experience 1999 - 2001
Job Director, Equity Trading Solutions at Wallachbeth Capital
Industry Capital Markets
Experience
WallachBeth Capital March 2015 - Present
Planting in my Garden Leave. February 2015 - March 2015
BTIG December 2012 - February 2015
BTIG July 2009 - February 2015
Tethys Technology November 2007 - May 2009
Friedman Billings Ramsey August 2006 - July 2007
Miletus Trading September 2003 - May 2006
Thales Fund Management March 2002 - January 2004
NDB Capital Markets 1999 - 2001
Value Line Asset Management September 1994 - September 1999
Skills
Bloomberg, Trading, Options, Program Trading, Market Structure, Sourcing Liquidity, Electronic Trading, Trading Strategies, Institutional Sales, Operational Efficiency, Marketing, Technical Analysis, Relationship Management, Trading Systems, Equity Trading, Equities, Portfolio Management, Hedge Funds, Equity Derivatives, Financial Markets, Derivatives, ETFs, Series 7, Proprietary Trading, Market Data, Fixed Income
Education
State University of New York at Stony Brook 1989 — 1994
Bachelor of Arts (B.A.)
North Shore High School 1981 — 1989
WallachBeth Capital March 2015 - Present
Planting in my Garden Leave. February 2015 - March 2015
BTIG December 2012 - February 2015
BTIG July 2009 - February 2015
Tethys Technology November 2007 - May 2009
Friedman Billings Ramsey August 2006 - July 2007
Miletus Trading September 2003 - May 2006
Thales Fund Management March 2002 - January 2004
NDB Capital Markets 1999 - 2001
Value Line Asset Management September 1994 - September 1999
Skills
Bloomberg, Trading, Options, Program Trading, Market Structure, Sourcing Liquidity, Electronic Trading, Trading Strategies, Institutional Sales, Operational Efficiency, Marketing, Technical Analysis, Relationship Management, Trading Systems, Equity Trading, Equities, Portfolio Management, Hedge Funds, Equity Derivatives, Financial Markets, Derivatives, ETFs, Series 7, Proprietary Trading, Market Data, Fixed Income
Education
State University of New York at Stony Brook 1989 — 1994
Bachelor of Arts (B.A.)
North Shore High School 1981 — 1989
Bryan Keane Bryan Keane's NDB Capital Markets Experience July 1999 - December 2001
Job ebrary Sales Specialist
Industry Information Services
Experience
ProQuest July 2013 - Present
Alexander Street Press March 2012 - February 2013
ebrary March 2009 - March 2012
ebrary February 2007 - February 2009
Knovel Corporation February 2004 - February 2007
JM Egan Financial Planning October 2002 - January 2004
NDB Capital Markets July 1999 - December 2001
RR Bowker September 1996 - April 1999
Skills
Salesforce.com, Online Publishing, Sales, Account Management, Sales Management, Business Development, Books, New Business Development, Consortia Sales, Customer Service, Solution Selling, B2B, SaaS, Strategic Partnerships, Ebooks, Sales Process, Product Management, Lead Generation, Marketing, Leadership, CRM, Sales Presentations, Sales Operations, Customer Retention, Competitive Analysis, Enterprise Software, Selling, Start-ups
Education
Drew University 1993 — 1996
BA, English
Lehigh University 1991 — 1993
Morristown Beard School 1987 — 1991
ProQuest July 2013 - Present
Alexander Street Press March 2012 - February 2013
ebrary March 2009 - March 2012
ebrary February 2007 - February 2009
Knovel Corporation February 2004 - February 2007
JM Egan Financial Planning October 2002 - January 2004
NDB Capital Markets July 1999 - December 2001
RR Bowker September 1996 - April 1999
Skills
Salesforce.com, Online Publishing, Sales, Account Management, Sales Management, Business Development, Books, New Business Development, Consortia Sales, Customer Service, Solution Selling, B2B, SaaS, Strategic Partnerships, Ebooks, Sales Process, Product Management, Lead Generation, Marketing, Leadership, CRM, Sales Presentations, Sales Operations, Customer Retention, Competitive Analysis, Enterprise Software, Selling, Start-ups
Education
Drew University 1993 — 1996
BA, English
Lehigh University 1991 — 1993
Morristown Beard School 1987 — 1991
Brian Deegan Brian Deegan's NDB Capital Markets Experience January 1989 - June 2003
Job CFO at Spiezle Group, Inc.
Industry Real Estate
Experience
Spiezle Group, Inc. April 2013 - Present
Wilshire Enterprises, Inc. July 2011 - Present
K Hovnanian December 2005 - November 2010
Kara Homes June 2003 - November 2005
NDB Capital Markets January 1989 - June 2003
Skills
Equity Trading, Accounting, Financial Reporting, Trading, Market Making, Auditing, SOX, Internal Controls, Compliance, US GAAP, Leadership, Sarbanes-Oxley Act, Finance, Variance Analysis, Risk Management, Budgets, Internal Audit, Analysis, Management, SAP, Cash Flow, Financial Risk, Due Diligence, Managerial Finance, Equities
Education
Seton Hall University 1982 — 1988
MBA, BS, Finance, Accounting
St. Peter's High School 1978 — 1982
HS, College Prep
Spiezle Group, Inc. April 2013 - Present
Wilshire Enterprises, Inc. July 2011 - Present
K Hovnanian December 2005 - November 2010
Kara Homes June 2003 - November 2005
NDB Capital Markets January 1989 - June 2003
Skills
Equity Trading, Accounting, Financial Reporting, Trading, Market Making, Auditing, SOX, Internal Controls, Compliance, US GAAP, Leadership, Sarbanes-Oxley Act, Finance, Variance Analysis, Risk Management, Budgets, Internal Audit, Analysis, Management, SAP, Cash Flow, Financial Risk, Due Diligence, Managerial Finance, Equities
Education
Seton Hall University 1982 — 1988
MBA, BS, Finance, Accounting
St. Peter's High School 1978 — 1982
HS, College Prep
Andrew Sarno's NDB Capital Markets Experience 1998 - 2002
Job Strategic Planning Officer at University of Pennsylvania Libraries
Industry Higher Education
Experience
University of Pennsylvania Libraries 2011 - Present
Temple University June 2008 - July 2011
Johns Hopkins Medicine July 2005 - May 2008
NDB Capital Markets 1998 - 2002
Skills
Financial Modeling, Strategic Planning, Cross-functional Team..., Process Improvement, Program Management, Pharmaceutical Industry, Non-profits, Healthcare Information..., Project Management, Healthcare, Research
Education
Rutgers, The State University of New Jersey-Newark 2003 — 2005
MBA
University of Medicine and Dentistry of New Jersey 2003 — 2005
MPH
University of Pennsylvania Libraries 2011 - Present
Temple University June 2008 - July 2011
Johns Hopkins Medicine July 2005 - May 2008
NDB Capital Markets 1998 - 2002
Skills
Financial Modeling, Strategic Planning, Cross-functional Team..., Process Improvement, Program Management, Pharmaceutical Industry, Non-profits, Healthcare Information..., Project Management, Healthcare, Research
Education
Rutgers, The State University of New Jersey-Newark 2003 — 2005
MBA
University of Medicine and Dentistry of New Jersey 2003 — 2005
MPH
Edward Hussey's NDB Capital Markets Experience 1996 - 1998
Job Associate Director, Delivery Management at Fidessa
Industry Financial Services
Experience
Fidessa November 2005 - Present
Fidessa Corparation 2005 - Present
INET 2004 - 2005
Brut LLC 1998 - 2004
NDB Capital Markets 1996 - 1998
Skills
Electronic Trading, Fidessa, Market Data, Equity Trading, Equities, Exchange Connectivity, Order Management, Trading, Options, Low Latency, Equity Derivatives, Financial Markets, Sybase, Capital Markets, Asset Management, Bloomberg
Education
Kean University 1991 — 1995
B.S, Management
Fidessa November 2005 - Present
Fidessa Corparation 2005 - Present
INET 2004 - 2005
Brut LLC 1998 - 2004
NDB Capital Markets 1996 - 1998
Skills
Electronic Trading, Fidessa, Market Data, Equity Trading, Equities, Exchange Connectivity, Order Management, Trading, Options, Low Latency, Equity Derivatives, Financial Markets, Sybase, Capital Markets, Asset Management, Bloomberg
Education
Kean University 1991 — 1995
B.S, Management
Jerry Cucinella's NDB Capital Markets Experience 1998 - 2002
Job Snr V.P Equity Sales & Trading at Imperial Capital LLC
Industry Financial Services
Experience
JCM Property Management Ltd January 2015 - Present
Legacy Builders Developers Corp January 2015 - Present
Imperial Capital LLC August 2012 - July 2015
Rodman & Renshaw March 2010 - July 2012
Maxim Group March 2005 - April 2010
NDB Capital Markets 1998 - 2002
NDB (sherwood securities) 1996 - 1998
Skills
Equities, Securities, Bloomberg, Investments, Finance, Sales, Marketing, Executive Management, Series 7, Equity Trading, Insurance, Trading, Series 63, Roadshows, Customer Service, Telecommunications, Capital Markets, Trading Systems, Italian, Fixed Income, Electronic Trading, Series 24, Hedge Funds, ETFs, Options
Education
Università degli Studi di Palermo 1989 — 1991
Business Mgmt
Kingsborough Community College 1984 — 1986
Business Mgmt
Christ the King regional H.S. 1980 — 1984
JCM Property Management Ltd January 2015 - Present
Legacy Builders Developers Corp January 2015 - Present
Imperial Capital LLC August 2012 - July 2015
Rodman & Renshaw March 2010 - July 2012
Maxim Group March 2005 - April 2010
NDB Capital Markets 1998 - 2002
NDB (sherwood securities) 1996 - 1998
Skills
Equities, Securities, Bloomberg, Investments, Finance, Sales, Marketing, Executive Management, Series 7, Equity Trading, Insurance, Trading, Series 63, Roadshows, Customer Service, Telecommunications, Capital Markets, Trading Systems, Italian, Fixed Income, Electronic Trading, Series 24, Hedge Funds, ETFs, Options
Education
Università degli Studi di Palermo 1989 — 1991
Business Mgmt
Kingsborough Community College 1984 — 1986
Business Mgmt
Christ the King regional H.S. 1980 — 1984
Rafael J. Del Rosario's NDB Capital Markets Experience October 1995 - October 2000
Job Restricted Stock Specialist, Rule 144, 10b51 Trading Plan Specialist at Charles Schwab & Co. Inc.
Industry Capital Markets
Experience
Charles Schwab & Co. Inc. October 2005 - Present
Charles Schwab October 2002 - October 2005
Smith Barney October 2001 - September 2002
NDB Capital Markets October 1995 - October 2000
NDB 1995 - 2000
Education
Middlesex County College 1991 — 1993
A.A., Criminal Justice
Charles Schwab & Co. Inc. October 2005 - Present
Charles Schwab October 2002 - October 2005
Smith Barney October 2001 - September 2002
NDB Capital Markets October 1995 - October 2000
NDB 1995 - 2000
Education
Middlesex County College 1991 — 1993
A.A., Criminal Justice
Michael H. Gillespie's NDB Capital Markets Experience September 1999 - August 2001
Job Senior Manager, Hedge Fund Administration
Industry Investment Management
Experience
Columbia Threadneedle Investments May 2007 - Present
First data Commercial Service October 2006 - May 2007
GEICO July 2003 - October 2006
MetLife March 2003 - June 2003
Donald & Company Securities Inc February 2002 - August 2002
NDB Capital Markets September 1999 - August 2001
Skills
Hedge Funds, Investments, Asset Management, Trading, Compliance, Asset Managment, Financial Risk, Securities, Equities, Mutual Funds, Insurance, Risk Management, Trading Systems, Options, Bloomberg, Fixed Income, Investment Management
Education
LIU Post 1997 — 1999
BA, Business Management
Limestone College 1994 — 1997
Economics, Economics
Columbia Threadneedle Investments May 2007 - Present
First data Commercial Service October 2006 - May 2007
GEICO July 2003 - October 2006
MetLife March 2003 - June 2003
Donald & Company Securities Inc February 2002 - August 2002
NDB Capital Markets September 1999 - August 2001
Skills
Hedge Funds, Investments, Asset Management, Trading, Compliance, Asset Managment, Financial Risk, Securities, Equities, Mutual Funds, Insurance, Risk Management, Trading Systems, Options, Bloomberg, Fixed Income, Investment Management
Education
LIU Post 1997 — 1999
BA, Business Management
Limestone College 1994 — 1997
Economics, Economics
Vincent Kusy's NDB Capital Markets Experience October 1995 - June 2002
Job Associate Director, Compliance Officer at UBS
Industry Financial Services
Experience
UBS June 2015 - Present
Murphy & Durieu October 2008 - February 2015
Merriman Curhan Ford & Co. October 2006 - August 2008
Moors & Cabot April 2004 - October 2006
Deutsche Bank June 2002 - March 2004
NDB Capital Markets October 1995 - June 2002
Skills
Electronic Trading, Trading, Equity Trading, Equities, Bloomberg, Equity Research, Trading Systems, Traders, Series 7, Capital Markets, Financial Markets, Series 63, Securities, FINRA, Series 24, Series 55, Hedge Funds, Market Making, Options, Proprietary Trading
Education
State University of New York College at Oneonta 1990 — 1994
Bachelor of Science (B.S.), Business/Managerial Economics
UBS June 2015 - Present
Murphy & Durieu October 2008 - February 2015
Merriman Curhan Ford & Co. October 2006 - August 2008
Moors & Cabot April 2004 - October 2006
Deutsche Bank June 2002 - March 2004
NDB Capital Markets October 1995 - June 2002
Skills
Electronic Trading, Trading, Equity Trading, Equities, Bloomberg, Equity Research, Trading Systems, Traders, Series 7, Capital Markets, Financial Markets, Series 63, Securities, FINRA, Series 24, Series 55, Hedge Funds, Market Making, Options, Proprietary Trading
Education
State University of New York College at Oneonta 1990 — 1994
Bachelor of Science (B.S.), Business/Managerial Economics
Francis Fiolek's NDB Capital Markets Experience 1990 - 2001
Job VP Equity Sales & Trading at Concept Capital
Industry Financial Services
Experience
Concept Capital August 2012 - Present
Hudson Securities February 2010 - September 2012
Cantor Fitzgerald September 2001 - December 2009
Sherwood Securities 1990 - 2001
NDB Capital Markets 1990 - 2001
Troster Singer 1982 - 1990
Skills
Corporate Finance, Series 63, Fundamental Analysis, Series 7, Equities, Equity Trading, Electronic Trading, Trading, Bloomberg, Options, Hedge Funds, Capital Markets, Financial Markets, Fixed Income, Financial Modeling, Trading Systems, Market Data
Education
The University of Connecticut School of Business 1979 — 1980
BS
University of Connecticut
BS
Concept Capital August 2012 - Present
Hudson Securities February 2010 - September 2012
Cantor Fitzgerald September 2001 - December 2009
Sherwood Securities 1990 - 2001
NDB Capital Markets 1990 - 2001
Troster Singer 1982 - 1990
Skills
Corporate Finance, Series 63, Fundamental Analysis, Series 7, Equities, Equity Trading, Electronic Trading, Trading, Bloomberg, Options, Hedge Funds, Capital Markets, Financial Markets, Fixed Income, Financial Modeling, Trading Systems, Market Data
Education
The University of Connecticut School of Business 1979 — 1980
BS
University of Connecticut
BS
Brian Tock's NDB Capital Markets Experience 1998 - 2001
Job Senior Managing Director at NASDAQ OMX
Industry Financial Services
Experience
NASDAQ OMX April 2009 - Present
NASDAQ OMX April 2008 - April 2009
Pfizer Inc. June 2004 - March 2008
PSE&G November 2002 - June 2004
NDB Capital Markets 1998 - 2001
Grant Thornton LLP 1995 - 1998
Skills
Equities, Equity Trading, Financial Reporting, Capital Markets, CPA, Securities, Series 7, Finance, Derivatives, Electronic Trading, Bloomberg
Education
St. John's University, The Peter J. Tobin College of Business 1990 — 1995
BS, Accounting
NASDAQ OMX April 2009 - Present
NASDAQ OMX April 2008 - April 2009
Pfizer Inc. June 2004 - March 2008
PSE&G November 2002 - June 2004
NDB Capital Markets 1998 - 2001
Grant Thornton LLP 1995 - 1998
Skills
Equities, Equity Trading, Financial Reporting, Capital Markets, CPA, Securities, Series 7, Finance, Derivatives, Electronic Trading, Bloomberg
Education
St. John's University, The Peter J. Tobin College of Business 1990 — 1995
BS, Accounting
Gerard Ferraioli's NDB Capital Markets Experience January 1996 - July 2002
Job President at Carolina Biomass Solutions
Industry Renewables & Environment
Experience
Carolina Biomass Solutions May 2013 - Present
Gerardo's Italian Ice June 2008 - December 2012
Amelia Rose Chocolates February 2006 - May 2007
Oppenheimer & Co. July 2002 - August 2004
NDB Capital Markets January 1996 - July 2002
Education
Hofstra University 1992 — 1995
Bachelor of Business Administration (BBA), Finance, General
Carolina Biomass Solutions May 2013 - Present
Gerardo's Italian Ice June 2008 - December 2012
Amelia Rose Chocolates February 2006 - May 2007
Oppenheimer & Co. July 2002 - August 2004
NDB Capital Markets January 1996 - July 2002
Education
Hofstra University 1992 — 1995
Bachelor of Business Administration (BBA), Finance, General
Michael Reisman's NDB Capital Markets Experience April 1998 - June 2002
Job Associate Trader at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors January 2008 - Present
Wells Fargo Advisors 2004 - 2013
Wells Fargo Advisors 2004 - 2013
NDB Capital Markets April 1998 - June 2002
Hambrecht & Quist April 1997 - March 1998
Skills
FINRA reporting rules, Bloomberg Terminal, Microsoft Excel, Beta, Market Axess, Trading, Business Analysis, Quantitative Analytics, Data Analysis, Emerging Markets
Education
Washington University in St. Louis - Olin Business School 2008 — 2011
MBA
University of California, Riverside 1989 — 1993
Bachelor of Science (BS), Economics
Wells Fargo Advisors January 2008 - Present
Wells Fargo Advisors 2004 - 2013
Wells Fargo Advisors 2004 - 2013
NDB Capital Markets April 1998 - June 2002
Hambrecht & Quist April 1997 - March 1998
Skills
FINRA reporting rules, Bloomberg Terminal, Microsoft Excel, Beta, Market Axess, Trading, Business Analysis, Quantitative Analytics, Data Analysis, Emerging Markets
Education
Washington University in St. Louis - Olin Business School 2008 — 2011
MBA
University of California, Riverside 1989 — 1993
Bachelor of Science (BS), Economics
gene Brunzell's NDB Capital Markets Experience 1974 - 2002
Job Financial Services Professional
Industry Financial Services
Experience
the benchmark company 2007 - 2012
ndb capital markets 1974 - 2002
ndb capital markets 1974 - 2002
ndb capital markets 1974 - 2002
Skills
Series 7, Series 63, Securities, Investments, Hedge Funds, Trading, Equity Trading, Options, Electronic Trading
Education
Bethel University 1961 — 1966
Bachelor of Arts (BA), Economics
the benchmark company 2007 - 2012
ndb capital markets 1974 - 2002
ndb capital markets 1974 - 2002
ndb capital markets 1974 - 2002
Skills
Series 7, Series 63, Securities, Investments, Hedge Funds, Trading, Equity Trading, Options, Electronic Trading
Education
Bethel University 1961 — 1966
Bachelor of Arts (BA), Economics
Matthew Mascera's NDB Capital Markets Experience June 1997 - April 2002
Job Senior Vice President at FBR
Industry Investment Banking
Experience
FBR June 2012 - Present
UBS Investment Bank November 2004 - April 2012
Charles Schwab April 2002 - November 2004
NDB Capital Markets June 1997 - April 2002
Skills
Investment Banking, Capital Markets, Hedge Funds, Equities, Fixed Income, Bloomberg, Derivatives, Electronic Trading, Equity Research, Valuation, Alternative Investments, Equity Trading, Options, Trading
Education
Tulane University - A.B. Freeman School of Business 1993 — 1997
Bachelor of Science in Management, Finance, General
FBR June 2012 - Present
UBS Investment Bank November 2004 - April 2012
Charles Schwab April 2002 - November 2004
NDB Capital Markets June 1997 - April 2002
Skills
Investment Banking, Capital Markets, Hedge Funds, Equities, Fixed Income, Bloomberg, Derivatives, Electronic Trading, Equity Research, Valuation, Alternative Investments, Equity Trading, Options, Trading
Education
Tulane University - A.B. Freeman School of Business 1993 — 1997
Bachelor of Science in Management, Finance, General