JMP Securities
Industry: Capital market company
DescriptionFounded: 2000 Parent organization: JMP Group LLC Subsidiary: JMP Securities LLC, Research Division
JMP Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at JMP Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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JMP Securities Employees
Employee
Years
Job
Industry
Vincent Schiavoni Vincent Schiavoni's JMP Securities Experience July 2012 - February 2014
Job Student at Columbia Law School
Industry Information Technology and Services
Experience
Columbia Law School August 2015 - Present
ToutApp, Inc. February 2015 - July 2015
ToutApp, Inc. April 2014 - February 2015
JMP Securities July 2012 - February 2014
Goldman Sachs June 2011 - August 2011
Education
Claremont McKenna College 2008 — 2012
Bachelor of Arts (B.A.), Economics
The Lawrenceville School 2004 — 2008
North Andover Middle School
Columbia Law School August 2015 - Present
ToutApp, Inc. February 2015 - July 2015
ToutApp, Inc. April 2014 - February 2015
JMP Securities July 2012 - February 2014
Goldman Sachs June 2011 - August 2011
Education
Claremont McKenna College 2008 — 2012
Bachelor of Arts (B.A.), Economics
The Lawrenceville School 2004 — 2008
North Andover Middle School
Eric Grant Eric Grant's JMP Securities Experience April 2013 - Present
Job Director at JMP Securities
Industry Investment Banking
Experience
JMP Securities April 2013 - Present
Sterne Agee August 2011 - February 2013
Zazove Associates, LLC September 2009 - July 2011
Morgan Stanley March 2004 - August 2009
Bank One April 2003 - March 2004
Thomas Weisel Partners January 2000 - March 2003
CIBC World Markets January 1999 - January 2000
Lombardi & Co July 1997 - December 1998
Cuttone & Co. June 1996 - June 1997
Lehman Brothers 1995 - 1995
Skills
Investment Banking, Capital Markets, Equities, Valuation, Hedge Funds, Financial Modeling, Equity Research, Corporate Finance, Fixed Income, Asset Management, Securities, Bloomberg, Trading, Alternative Investments, Portfolio Management, Derivatives, Options, Investments, Equity Derivatives, Series 7, Equity Trading, Convertible Bonds
Education
Syracuse University 1992 — 1996
Bachelor of Science (BS), Political Science and Government
Browning 1989 — 1992
Saint Davids 1979 — 1988
JMP Securities April 2013 - Present
Sterne Agee August 2011 - February 2013
Zazove Associates, LLC September 2009 - July 2011
Morgan Stanley March 2004 - August 2009
Bank One April 2003 - March 2004
Thomas Weisel Partners January 2000 - March 2003
CIBC World Markets January 1999 - January 2000
Lombardi & Co July 1997 - December 1998
Cuttone & Co. June 1996 - June 1997
Lehman Brothers 1995 - 1995
Skills
Investment Banking, Capital Markets, Equities, Valuation, Hedge Funds, Financial Modeling, Equity Research, Corporate Finance, Fixed Income, Asset Management, Securities, Bloomberg, Trading, Alternative Investments, Portfolio Management, Derivatives, Options, Investments, Equity Derivatives, Series 7, Equity Trading, Convertible Bonds
Education
Syracuse University 1992 — 1996
Bachelor of Science (BS), Political Science and Government
Browning 1989 — 1992
Saint Davids 1979 — 1988
Kevin Armitage Kevin Armitage's JMP Securities Experience 2005 - 2009
Job President & Founder at Local Hospitality / Chairman & Owner at VRX Studios
Industry Hospitality
Experience
VRX Studios October 2014 - Present
Local Hospitality January 2010 - Present
HotelHotline.com January 2009 - June 2010
Best of the Web January 2009 - June 2010
Maximizer Software, Inc. 1999 - December 2009
JMP Securities 2005 - 2009
First Albany Capital 1998 - 2003
Robertson Stephens 1995 - 1998
Dillon Read (UBS) 1993 - 1995
Skills
Mergers, Start-ups, Strategic Partnerships, Entrepreneurship, Venture Capital, Business Development, Business Strategy, Mergers & Acquisitions, Executive Management, Management, Contract Negotiation, E-commerce, Private Equity, Strategy, Corporate Development, Leadership, Cross-functional Team..., Competitive Analysis, SaaS, Business Planning, Lead Generation, New Business Development, Online Marketing, Product Marketing, CRM, Investments, Marketing Strategy, Management Consulting, Product Management, Online Advertising, Analytics, Strategic Planning
Education
Queen's University 1989 — 2003
Bachelor of Commerce, Finance & Marketing
VRX Studios October 2014 - Present
Local Hospitality January 2010 - Present
HotelHotline.com January 2009 - June 2010
Best of the Web January 2009 - June 2010
Maximizer Software, Inc. 1999 - December 2009
JMP Securities 2005 - 2009
First Albany Capital 1998 - 2003
Robertson Stephens 1995 - 1998
Dillon Read (UBS) 1993 - 1995
Skills
Mergers, Start-ups, Strategic Partnerships, Entrepreneurship, Venture Capital, Business Development, Business Strategy, Mergers & Acquisitions, Executive Management, Management, Contract Negotiation, E-commerce, Private Equity, Strategy, Corporate Development, Leadership, Cross-functional Team..., Competitive Analysis, SaaS, Business Planning, Lead Generation, New Business Development, Online Marketing, Product Marketing, CRM, Investments, Marketing Strategy, Management Consulting, Product Management, Online Advertising, Analytics, Strategic Planning
Education
Queen's University 1989 — 2003
Bachelor of Commerce, Finance & Marketing
Brett Agnew Brett Agnew's JMP Securities Experience January 2007 - June 2014
Job Director of Trade Operations
Industry Investment Management
Experience
First Republic Private Wealth Managemet June 2014 - Present
JMP Securities January 2007 - June 2014
JMP Securities August 2005 - December 2006
JMP Securities March 2003 - July 2005
Pomeranz & Co June 2001 - December 2002
The Capital Markets Company August 2000 - January 2001
E*Offering Corp August 1999 - July 2000
Volpe Brown Whelan & Co. LLC May 1997 - August 1999
Skills
Equities, Hedge Funds, Securities, Series 7, Series 63, Alternative Investments, Series 24, Financial Services, Middle Office, Back Office, Equity Trading, Capital Markets, Fixed Income, Portfolio Management, Management, Trading
Education
California State University-Chico 1989 — 1993
Bachelor's, Finance
First Republic Private Wealth Managemet June 2014 - Present
JMP Securities January 2007 - June 2014
JMP Securities August 2005 - December 2006
JMP Securities March 2003 - July 2005
Pomeranz & Co June 2001 - December 2002
The Capital Markets Company August 2000 - January 2001
E*Offering Corp August 1999 - July 2000
Volpe Brown Whelan & Co. LLC May 1997 - August 1999
Skills
Equities, Hedge Funds, Securities, Series 7, Series 63, Alternative Investments, Series 24, Financial Services, Middle Office, Back Office, Equity Trading, Capital Markets, Fixed Income, Portfolio Management, Management, Trading
Education
California State University-Chico 1989 — 1993
Bachelor's, Finance
Cathy Dinas, MBA's JMP Securities Experience July 2010 - May 2011
Job Office of Simon Rothman at Greylock Partners
Industry Venture Capital & Private Equity
Experience
Greylock Partners September 2015 - Present
ACCESS Women's Health Justice January 2015 - Present
Cathy Dinas Designs August 2014 - Present
Mills College January 2013 - December 2014
bSafe Inc August 2013 - January 2014
salesforce.com November 2012 - January 2013
GP Bullhound May 2011 - August 2012
JMP Securities July 2010 - May 2011
Education
Mills College, Lorry I. Lokey Graduate School of Business 2013 — 2014
Master of Business Administration (MBA)
The University of Connecticut 2006 — 2010
B.A
Greylock Partners September 2015 - Present
ACCESS Women's Health Justice January 2015 - Present
Cathy Dinas Designs August 2014 - Present
Mills College January 2013 - December 2014
bSafe Inc August 2013 - January 2014
salesforce.com November 2012 - January 2013
GP Bullhound May 2011 - August 2012
JMP Securities July 2010 - May 2011
Education
Mills College, Lorry I. Lokey Graduate School of Business 2013 — 2014
Master of Business Administration (MBA)
The University of Connecticut 2006 — 2010
B.A
Eden Dominguez's JMP Securities Experience March 2011 - June 2011
Job Office Manager/EA at SocialCode
Industry Financial Services
Experience
SocialCode October 2014 - Present
Hathway March 2013 - August 2014
Kabam May 2012 - December 2012
Cowen and Company June 2011 - May 2012
JMP Securities March 2011 - June 2011
Sephora October 2009 - March 2011
Spa Bar & Salon December 2004 - October 2009
Four Seasons Hotels and Resorts September 2001 - December 2004
Elizabeth Arden September 1998 - August 2001
Skills
Administrative..., Recruiting, Customer Service, Event Planning, Team Building, Marketing, Sales, Social Media, Process Scheduler, Management, Office Management, Executive Support, Teamwork, Research, Access, Administrative Support, Social Networking, Start-ups, Budgets, Microsoft Office, Inventory Management, PowerPoint, E-commerce, Software Documentation, Accounts Payable, Online Gaming, Retail, Press Releases, Expense Reports, Public Speaking, Scheduling, Facilities Operations, Mobile Applications, Sourcing, Technical Recruiting, Writing, Problem Solving, Vendor Relations, Google Docs, Heavy Calendaring, Catering, Call Center, Background Checks, Oracle HR, HR Policies, Accounts Receivable, Filing, Budget Reconciliation, Mashups, Makeup Artistry
Education
University of San Francisco 2001 — 2004
Bachelor of Science (B.S.), Political Science and Government
San Francisco State University 1998 — 2001
Associate of Arts and Sciences (A.A.S.), Political Science and Government
Stanford University 1998 — 1998
SocialCode October 2014 - Present
Hathway March 2013 - August 2014
Kabam May 2012 - December 2012
Cowen and Company June 2011 - May 2012
JMP Securities March 2011 - June 2011
Sephora October 2009 - March 2011
Spa Bar & Salon December 2004 - October 2009
Four Seasons Hotels and Resorts September 2001 - December 2004
Elizabeth Arden September 1998 - August 2001
Skills
Administrative..., Recruiting, Customer Service, Event Planning, Team Building, Marketing, Sales, Social Media, Process Scheduler, Management, Office Management, Executive Support, Teamwork, Research, Access, Administrative Support, Social Networking, Start-ups, Budgets, Microsoft Office, Inventory Management, PowerPoint, E-commerce, Software Documentation, Accounts Payable, Online Gaming, Retail, Press Releases, Expense Reports, Public Speaking, Scheduling, Facilities Operations, Mobile Applications, Sourcing, Technical Recruiting, Writing, Problem Solving, Vendor Relations, Google Docs, Heavy Calendaring, Catering, Call Center, Background Checks, Oracle HR, HR Policies, Accounts Receivable, Filing, Budget Reconciliation, Mashups, Makeup Artistry
Education
University of San Francisco 2001 — 2004
Bachelor of Science (B.S.), Political Science and Government
San Francisco State University 1998 — 2001
Associate of Arts and Sciences (A.A.S.), Political Science and Government
Stanford University 1998 — 1998
Samuel C Wilson, CFA Samuel C Wilson, CFA's JMP Securities Experience February 2003 - April 2010
Job Head of Investor Relations/Treasurer at MobileIron
Industry Financial Services
Experience
MobileIron June 2014 - Present
Taos Global Investors, LLC October 2010 - Present
Granite View Asset Management April 2010 - September 2010
JMP Securities February 2003 - April 2010
Merrill Lynch June 2000 - December 2002
Montgomery Securities 1999 - 2000
Applied Materials 1995 - 1998
US Army 1993 - 1995
US Army 1992 - 1993
Skills
Equity Research, Hedge Funds, Financial Modeling, Valuation, Investments, Equities, Venture Capital, Private Equity, Investment Banking, Series 7, Asset Managment, Portfolio Management, Mergers, Mergers & Acquisitions, Alternative Investments, Start-ups, Asset Management, Competitive Analysis, Investor Relations, Capital Markets, Strategy, Investment Management, Corporate Development, Equity Valuation, Corporate Finance, Emerging Markets, Due Diligence, IPO, Financial Analysis, Bloomberg
Education
University of California, Berkeley, Haas School of Business 1998 — 2000
MBA
Seattle University 1987 — 1991
B.S.
MobileIron June 2014 - Present
Taos Global Investors, LLC October 2010 - Present
Granite View Asset Management April 2010 - September 2010
JMP Securities February 2003 - April 2010
Merrill Lynch June 2000 - December 2002
Montgomery Securities 1999 - 2000
Applied Materials 1995 - 1998
US Army 1993 - 1995
US Army 1992 - 1993
Skills
Equity Research, Hedge Funds, Financial Modeling, Valuation, Investments, Equities, Venture Capital, Private Equity, Investment Banking, Series 7, Asset Managment, Portfolio Management, Mergers, Mergers & Acquisitions, Alternative Investments, Start-ups, Asset Management, Competitive Analysis, Investor Relations, Capital Markets, Strategy, Investment Management, Corporate Development, Equity Valuation, Corporate Finance, Emerging Markets, Due Diligence, IPO, Financial Analysis, Bloomberg
Education
University of California, Berkeley, Haas School of Business 1998 — 2000
MBA
Seattle University 1987 — 1991
B.S.
Kamolchanok (Jessy) Dangboonrueng's JMP Securities Experience October 2012 - June 2013
Job CoFounder & CEO at Debel Co. Ltd. Thailand
Industry Hospital & Health Care
Experience
Debel Co. Ltd. Thailand January 2014 - Present
S&P Syndicate PLC August 2014 - Present
JMP Securities October 2012 - June 2013
Columbia University June 2012 - August 2012
Chulabhorn Research Institute June 2011 - August 2011
Skills
Business Strategy, Entrepreneurship, Strategic Consulting, Business Networking, Healthcare Industry, Online Research, Multilingual, International Relations, Written & Oral..., Biology, Events Coordination, Cultural Diversity, Cultural Awareness, Proficient Typing Skills, Multitasking Skills
Education
Saint Joseph's College 2009 — 2013
Bachelor of Science (B.S.), Biochemistry, 3.86
Debel Co. Ltd. Thailand January 2014 - Present
S&P Syndicate PLC August 2014 - Present
JMP Securities October 2012 - June 2013
Columbia University June 2012 - August 2012
Chulabhorn Research Institute June 2011 - August 2011
Skills
Business Strategy, Entrepreneurship, Strategic Consulting, Business Networking, Healthcare Industry, Online Research, Multilingual, International Relations, Written & Oral..., Biology, Events Coordination, Cultural Diversity, Cultural Awareness, Proficient Typing Skills, Multitasking Skills
Education
Saint Joseph's College 2009 — 2013
Bachelor of Science (B.S.), Biochemistry, 3.86
Shawn Severson Shawn Severson's JMP Securities Experience September 2011 - April 2013
Job Managing Director, BlueShirt Group
Industry Investment Banking
Experience
The Blueshirt Group April 2013 - Present
RePower Capital, Inc. April 2014 - Present
JMP Securities September 2011 - April 2013
ThinkEquity LLC November 2009 - September 2011
Brigantine Advisors February 2009 - November 2009
Robert W. Baird October 2007 - February 2009
Raymond James 1999 - October 2007
EVEREN Securities 1997 - 1999
Wasserstein Perella 1996 - 1997
Skills
Cleantech, Investments, Equities, Biofuels, Renewable Resources, Natural Gas, Renewable Chemicals, Oil & Gas Services, Clean Technology, Hedge Funds, Commodity, Investment Management, Valuation, Strategy, Trading, Investor Relations, Venture Capital, Financial Modeling, Business Development, Energy, Corporate Development, Renewable Energy, Private Equity, Mergers & Acquisitions, Energy Efficiency, IPO, Equity Research
Education
Augustana College 1989 — 1993
BA, Finance, Economics
The Blueshirt Group April 2013 - Present
RePower Capital, Inc. April 2014 - Present
JMP Securities September 2011 - April 2013
ThinkEquity LLC November 2009 - September 2011
Brigantine Advisors February 2009 - November 2009
Robert W. Baird October 2007 - February 2009
Raymond James 1999 - October 2007
EVEREN Securities 1997 - 1999
Wasserstein Perella 1996 - 1997
Skills
Cleantech, Investments, Equities, Biofuels, Renewable Resources, Natural Gas, Renewable Chemicals, Oil & Gas Services, Clean Technology, Hedge Funds, Commodity, Investment Management, Valuation, Strategy, Trading, Investor Relations, Venture Capital, Financial Modeling, Business Development, Energy, Corporate Development, Renewable Energy, Private Equity, Mergers & Acquisitions, Energy Efficiency, IPO, Equity Research
Education
Augustana College 1989 — 1993
BA, Finance, Economics
Connie Kreutzer's JMP Securities Experience August 2010 - March 2012
Job Managing Director at Penserra LLC
Industry Financial Services
Experience
Penserra Securities LLC 2012 - Present
JMP Securities August 2010 - March 2012
Knight Equity Markets June 2008 - April 2010
Lambright Financial Solutions May 2005 - June 2008
Banc of America Investments 2002 - 2006
Driehaus Securities 1992 - 2000
Howe Barnes & Johnson 1986 - 1988
Carl Marks - Smith Newcourt 1985 - 1988
Kidder Peabody 1982 - 1985
Skills
Series 7, Series 63, Series 24, Transition Management, Equities, Buy and Sell Side..., Series 55, Experience with..., Team Builder and Team..., Trade Cost Analysis, Beta Management, Series 66
Education
Northern Illinois University
Penserra Securities LLC 2012 - Present
JMP Securities August 2010 - March 2012
Knight Equity Markets June 2008 - April 2010
Lambright Financial Solutions May 2005 - June 2008
Banc of America Investments 2002 - 2006
Driehaus Securities 1992 - 2000
Howe Barnes & Johnson 1986 - 1988
Carl Marks - Smith Newcourt 1985 - 1988
Kidder Peabody 1982 - 1985
Skills
Series 7, Series 63, Series 24, Transition Management, Equities, Buy and Sell Side..., Series 55, Experience with..., Team Builder and Team..., Trade Cost Analysis, Beta Management, Series 66
Education
Northern Illinois University
Douglas Ireland, CFA Douglas Ireland, CFA's JMP Securities Experience November 2007 - July 2011
Job VP Finance at Prezi
Industry Internet
Experience
Prezi April 2013 - Present
YouSendIt July 2011 - April 2013
JMP Securities November 2007 - July 2011
AT&T Signature Client Group 2003 - November 2007
Career Development Consulting (China) Ltd. (ChinaCareer.com) 1999 - 2001
Complete Management 1997 - 1998
Sun Mihall Language Service 1995 - 1996
Skills
Financial Analysis, Forecasting, Financial Modeling, Strategic Planning, Thought Leadership, Budgets, SaaS, Start-ups, Analysis, Strategy, Enterprise Software, Management, Leadership, Business Planning, Product Management, Marketing Strategy, E-commerce, Strategic Partnerships, Finance, Entrepreneurship, Competitive Analysis, Team Leadership, Business Strategy
Education
Columbia University - Columbia Business School 2006 — 2007
MBA, Business
University of California, Berkeley - Walter A. Haas School of Business 2006 — 2007
MBA
Universitat Politècnica de Catalunya 2001 — 2003
Master, Telematic Engineering
Arizona State University 1988 — 1993
BA, Liberal Arts
Prezi April 2013 - Present
YouSendIt July 2011 - April 2013
JMP Securities November 2007 - July 2011
AT&T Signature Client Group 2003 - November 2007
Career Development Consulting (China) Ltd. (ChinaCareer.com) 1999 - 2001
Complete Management 1997 - 1998
Sun Mihall Language Service 1995 - 1996
Skills
Financial Analysis, Forecasting, Financial Modeling, Strategic Planning, Thought Leadership, Budgets, SaaS, Start-ups, Analysis, Strategy, Enterprise Software, Management, Leadership, Business Planning, Product Management, Marketing Strategy, E-commerce, Strategic Partnerships, Finance, Entrepreneurship, Competitive Analysis, Team Leadership, Business Strategy
Education
Columbia University - Columbia Business School 2006 — 2007
MBA, Business
University of California, Berkeley - Walter A. Haas School of Business 2006 — 2007
MBA
Universitat Politècnica de Catalunya 2001 — 2003
Master, Telematic Engineering
Arizona State University 1988 — 1993
BA, Liberal Arts
kevin mceneaney kevin mceneaney's JMP Securities Experience August 2010 - March 2012
Job Financial Consultant at Quest Capital Strategies, Inc.
Industry Financial Services
Experience
Self-employed February 1980 - Present
Quest Capital Strategies, Inc. March 2014 - January 2015
JMP Securities August 2010 - March 2012
Thomas Weisel Partners January 2000 - June 2010
Montgomery Securities March 1997 - January 2000
NatWest Markets April 1992 - February 1997
Paine Webber August 1980 - April 1992
Skills
Series 7, Series 63, Series 24, Equity Research, FINRA, Hedge Funds, Options, Finance, Mutual Funds, Capital Markets, Equities, Fixed Income, Alternative Investments, Bloomberg, Trading
Education
College of the Holy Cross 1976 — 1980
Bachelor of Arts (B.A.), Sociology
Self-employed February 1980 - Present
Quest Capital Strategies, Inc. March 2014 - January 2015
JMP Securities August 2010 - March 2012
Thomas Weisel Partners January 2000 - June 2010
Montgomery Securities March 1997 - January 2000
NatWest Markets April 1992 - February 1997
Paine Webber August 1980 - April 1992
Skills
Series 7, Series 63, Series 24, Equity Research, FINRA, Hedge Funds, Options, Finance, Mutual Funds, Capital Markets, Equities, Fixed Income, Alternative Investments, Bloomberg, Trading
Education
College of the Holy Cross 1976 — 1980
Bachelor of Arts (B.A.), Sociology
Jeffrey Porphy Jeffrey Porphy's JMP Securities Experience 2013 - June 2014
Job Managing Director M&A Group at Bank of America
Industry Investment Banking
Experience
Bank of America June 2014 - Present
JMP Securities 2013 - June 2014
Cowen and Company 2010 - 2013
Barclays Capital 2007 - 2010
Credit Suisse First Boston 1994 - 2007
Education
Muhlenberg College 1985 — 1989
BA, Finance & Marketing
Bank of America June 2014 - Present
JMP Securities 2013 - June 2014
Cowen and Company 2010 - 2013
Barclays Capital 2007 - 2010
Credit Suisse First Boston 1994 - 2007
Education
Muhlenberg College 1985 — 1989
BA, Finance & Marketing
Alec Berens's JMP Securities Experience June 2015 - Present
Job Equity Research at JMP Securities
Industry Investment Banking
Experience
JMP Securities June 2015 - Present
Diamond Ventures January 2015 - May 2015
Bridgestone Golf April 2014 - December 2014
Diamond Ventures July 2013 - August 2013
RBC July 2012 - August 2012
Skills
Finance, Microsoft Excel, Data Analysis, Stata, Real Estate, Business Strategy, Portfolio Management, Microsoft Office, Financial Analysis, Market Research, Economic Forecasting, Real Estate Financing, Financial Accounting
Education
Emory University 2010 — 2014
Bachelor of Arts (BA), Mathematics and Economics, 2010-2014
Catalina Foothills High School 2006 — 2010
JMP Securities June 2015 - Present
Diamond Ventures January 2015 - May 2015
Bridgestone Golf April 2014 - December 2014
Diamond Ventures July 2013 - August 2013
RBC July 2012 - August 2012
Skills
Finance, Microsoft Excel, Data Analysis, Stata, Real Estate, Business Strategy, Portfolio Management, Microsoft Office, Financial Analysis, Market Research, Economic Forecasting, Real Estate Financing, Financial Accounting
Education
Emory University 2010 — 2014
Bachelor of Arts (BA), Mathematics and Economics, 2010-2014
Catalina Foothills High School 2006 — 2010
Tim Wenzlau Tim Wenzlau's JMP Securities Experience June 2012 - August 2012
Job Product Manager at ArcSight, HP Enterprise Security
Industry Internet
Experience
HP Enterprise Security January 2015 - Present
HP Enterprise Security June 2014 - December 2014
HP Software July 2013 - May 2014
Princeton University September 2009 - May 2013
JMP Securities June 2012 - August 2012
Palo Alto Glass 2007 - 2011
Skills
Pricing Strategy, Financial Impact..., Microsoft Office, Teaching, PowerPoint, Business Strategy, Statistical Data..., SQL, Tableau, Excel, Go-to-market Strategy, Discounting Management, Strategy, Product Management, Sales, Data Analysis, Finance, WordPress, HTML, Microsoft Excel, Matlab, Statistics, Relaxation, Public Speaking
Education
Princeton University 2009 — 2013
BSE, Operations Research & Financial Engineering, Senior
Palo Alto Senior High School 2006 — 2009
HP Enterprise Security January 2015 - Present
HP Enterprise Security June 2014 - December 2014
HP Software July 2013 - May 2014
Princeton University September 2009 - May 2013
JMP Securities June 2012 - August 2012
Palo Alto Glass 2007 - 2011
Skills
Pricing Strategy, Financial Impact..., Microsoft Office, Teaching, PowerPoint, Business Strategy, Statistical Data..., SQL, Tableau, Excel, Go-to-market Strategy, Discounting Management, Strategy, Product Management, Sales, Data Analysis, Finance, WordPress, HTML, Microsoft Excel, Matlab, Statistics, Relaxation, Public Speaking
Education
Princeton University 2009 — 2013
BSE, Operations Research & Financial Engineering, Senior
Palo Alto Senior High School 2006 — 2009
Thomas Kilian's JMP Securities Experience 1999 - Present
Job
Industry Investment Banking
Experience
JMP Securities 1999 - Present
JMP Group Inc. July 2004 - April 2010
Nationsbanc Montgomery 1998 - 1999
Deutsche Bank 1992 - 1996
Skills
Investment Banking, Private Equity, Corporate Development, Venture Capital, Corporate Finance, IPO, Mergers, Financial Modeling, Valuation, Capital Markets, Private Placements, Due Diligence, Alternative Investments, Hedge Funds, Equities, LBO, Equity Research, Investments, M&A experience, Investor Relations
Education
Stanford Graduate School of Business 1996 — 1998
Master of Business Administration (MBA)
Universität Karlsruhe (TH) 1986 — 1992
Diplom, Wirtschaftsingenieurwesen
JMP Securities 1999 - Present
JMP Group Inc. July 2004 - April 2010
Nationsbanc Montgomery 1998 - 1999
Deutsche Bank 1992 - 1996
Skills
Investment Banking, Private Equity, Corporate Development, Venture Capital, Corporate Finance, IPO, Mergers, Financial Modeling, Valuation, Capital Markets, Private Placements, Due Diligence, Alternative Investments, Hedge Funds, Equities, LBO, Equity Research, Investments, M&A experience, Investor Relations
Education
Stanford Graduate School of Business 1996 — 1998
Master of Business Administration (MBA)
Universität Karlsruhe (TH) 1986 — 1992
Diplom, Wirtschaftsingenieurwesen
Peter Hunt Peter Hunt's JMP Securities Experience January 2005 - December 2013
Job Managing Director at North Point Advisors
Industry Investment Banking
Experience
North Point Advisors December 2013 - Present
JMP Securities January 2005 - December 2013
Shattuck Hammond Partners October 2001 - January 2005
CornerHardware.com April 1999 - April 2001
Montgomery Securities (Bank of America) April 1994 - April 1999
Lehman Brothers February 1992 - April 1994
J.P. Morgan August 1986 - February 1992
Campus Linen Service 1982 - 1986
Skills
Investment Banking, Capital Markets, Private Placements, Equities, Valuation, Private Equity, Equity Research, Hedge Funds, Financial Modeling, Corporate Finance, Venture Capital, Fixed Income
Education
Columbia University in the City of New York 1988 — 1990
Master of Business Administration (MBA), Finance, General
Washington and Lee University 1981 — 1986
Bachelor of Science (BS), Biology, General
North Point Advisors December 2013 - Present
JMP Securities January 2005 - December 2013
Shattuck Hammond Partners October 2001 - January 2005
CornerHardware.com April 1999 - April 2001
Montgomery Securities (Bank of America) April 1994 - April 1999
Lehman Brothers February 1992 - April 1994
J.P. Morgan August 1986 - February 1992
Campus Linen Service 1982 - 1986
Skills
Investment Banking, Capital Markets, Private Placements, Equities, Valuation, Private Equity, Equity Research, Hedge Funds, Financial Modeling, Corporate Finance, Venture Capital, Fixed Income
Education
Columbia University in the City of New York 1988 — 1990
Master of Business Administration (MBA), Finance, General
Washington and Lee University 1981 — 1986
Bachelor of Science (BS), Biology, General
Robert LaFleur Robert LaFleur's JMP Securities Experience December 2013 - Present
Job Managing Director at JMP Securities
Industry Financial Services
Experience
JMP Securities December 2013 - Present
Cantor Fitzgerald November 2011 - November 2013
Rodman & Renshaw (via its acquisition of Hudson Securities) April 2010 - September 2011
Susquehanna International Group September 2004 - February 2010
Deutsche Bank September 2002 - September 2004
Cornell University School of Hotel Administration January 2002 - May 2002
Bear Stearns July 1996 - October 2001
PKF Consulting July 1992 - July 1996
The Plaza Hotel July 1989 - July 1992
Walt Disney World May 1988 - July 1989
Skills
Series 7, Resorts, Valuation, Finance, Leisure, Budgets, Capital Markets, Investments, Hotels, Feasibility Studies, Restaurants, Real Estate, Equity Research, Equities, Asset Management, Hospitality Industry, Forecasting, Financial Modeling, Investment Banking, Due Diligence
Education
New York University 1992 — 1996
Master of Science, Real Estate Finance
Cornell University 1984 — 1988
Bachelor of Science, Hotel Administration
JMP Securities December 2013 - Present
Cantor Fitzgerald November 2011 - November 2013
Rodman & Renshaw (via its acquisition of Hudson Securities) April 2010 - September 2011
Susquehanna International Group September 2004 - February 2010
Deutsche Bank September 2002 - September 2004
Cornell University School of Hotel Administration January 2002 - May 2002
Bear Stearns July 1996 - October 2001
PKF Consulting July 1992 - July 1996
The Plaza Hotel July 1989 - July 1992
Walt Disney World May 1988 - July 1989
Skills
Series 7, Resorts, Valuation, Finance, Leisure, Budgets, Capital Markets, Investments, Hotels, Feasibility Studies, Restaurants, Real Estate, Equity Research, Equities, Asset Management, Hospitality Industry, Forecasting, Financial Modeling, Investment Banking, Due Diligence
Education
New York University 1992 — 1996
Master of Science, Real Estate Finance
Cornell University 1984 — 1988
Bachelor of Science, Hotel Administration
Cindy Fong's JMP Securities Experience July 2010 - September 2010
Job Analyst at Wells Fargo Advisors
Industry Investment Management
Experience
Wells Fargo Advisors January 2011 - May 2011
JMP Securities July 2010 - September 2010
Nissay Asset Management June 2006 - July 2007
Skills
Financial Modeling
Education
Pace University - Lubin School of Business 2009 — 2011
Master, Investment Management
Fudan University 2004 — 2008
BS, Actuarial Science
Wells Fargo Advisors January 2011 - May 2011
JMP Securities July 2010 - September 2010
Nissay Asset Management June 2006 - July 2007
Skills
Financial Modeling
Education
Pace University - Lubin School of Business 2009 — 2011
Master, Investment Management
Fudan University 2004 — 2008
BS, Actuarial Science
Craig Fryer's JMP Securities Experience December 2012 - March 2014
Job Associate, Global Healthcare Investment Banking at Bank of America Merrill Lynch
Industry Investment Banking
Experience
Bank of America Merrill Lynch March 2014 - Present
JMP Securities December 2012 - March 2014
Ernst & Young September 2007 - December 2012
PROCARRIER INC July 2007 - December 2012
Gary A. York & Associtates, LLC August 2005 - July 2007
Brighton Ski School October 2003 - April 2005
Deseret International Charities (Mongolia) July 2001 - July 2003
Skills
Corporate Finance, Financial Modeling, Financial Analysis, Mergers & Acquisitions, Valuation, Investment Banking, Due Diligence, Private Equity, Strategy, Finance, External Audit, Management Consulting, Business Valuation, Portfolio Management
Education
Duke University - The Fuqua School of Business 2011 — 2012
Master of Business Administration (MBA)
University of Utah - David Eccles School of Business 2003 — 2007
BS - Finance, Investments & Venture Capital
University of Utah - David Eccles School of Business 2003 — 2007
BS, Information Systems
Bank of America Merrill Lynch March 2014 - Present
JMP Securities December 2012 - March 2014
Ernst & Young September 2007 - December 2012
PROCARRIER INC July 2007 - December 2012
Gary A. York & Associtates, LLC August 2005 - July 2007
Brighton Ski School October 2003 - April 2005
Deseret International Charities (Mongolia) July 2001 - July 2003
Skills
Corporate Finance, Financial Modeling, Financial Analysis, Mergers & Acquisitions, Valuation, Investment Banking, Due Diligence, Private Equity, Strategy, Finance, External Audit, Management Consulting, Business Valuation, Portfolio Management
Education
Duke University - The Fuqua School of Business 2011 — 2012
Master of Business Administration (MBA)
University of Utah - David Eccles School of Business 2003 — 2007
BS - Finance, Investments & Venture Capital
University of Utah - David Eccles School of Business 2003 — 2007
BS, Information Systems
Pete Dinh Pete Dinh's JMP Securities Experience 2002 - 2005
Job Chief Financial Officer at American Giant
Industry Investment Banking
Experience
American Giant January 2015 - Present
Ackrell Capital, LLC November 2011 - December 2014
Corporate Development Consultant 2010 - November 2011
Frazier Co. 2006 - 2010
JMP Securities 2002 - 2005
ABN AMRO 2000 - 2001
WR Hambrecht + Co 1999 - 2000
Donaldson, Lufkin & Jenrette 1994 - 1997
Skills
Venture Capital, Mergers, Corporate Development, Capital Raising, Private Equity, Investment Banking, Valuation, Business Valuation, Entrepreneurship, Financial Modeling, Capital Markets, Equities, Alternative Investments, M&A experience, Start-ups, LBO, Private Placements, Strategy, Investments, Due Diligence, Fixed Income, Mergers & Acquisitions, Leveraged Finance, Financial Services, Capital
Education
UCLA Anderson School of Management 1997 — 1999
MBA, Strategy & Finance
Stanford University 1990 — 1994
Bachelor of Arts (B.A.), Economics and Political Science
American Giant January 2015 - Present
Ackrell Capital, LLC November 2011 - December 2014
Corporate Development Consultant 2010 - November 2011
Frazier Co. 2006 - 2010
JMP Securities 2002 - 2005
ABN AMRO 2000 - 2001
WR Hambrecht + Co 1999 - 2000
Donaldson, Lufkin & Jenrette 1994 - 1997
Skills
Venture Capital, Mergers, Corporate Development, Capital Raising, Private Equity, Investment Banking, Valuation, Business Valuation, Entrepreneurship, Financial Modeling, Capital Markets, Equities, Alternative Investments, M&A experience, Start-ups, LBO, Private Placements, Strategy, Investments, Due Diligence, Fixed Income, Mergers & Acquisitions, Leveraged Finance, Financial Services, Capital
Education
UCLA Anderson School of Management 1997 — 1999
MBA, Strategy & Finance
Stanford University 1990 — 1994
Bachelor of Arts (B.A.), Economics and Political Science
Aaron Cox's JMP Securities Experience 2005 - 2006
Job Investment Banking Associate at BMO Capital Markets
Industry Investment Banking
Experience
BMO Capital Markets 2012 - Present
Whirlpool Corporation June 2011 - August 2011
Stout Risius Ross 2007 - 2010
JMP Securities 2005 - 2006
Skills
Private Equity, Mergers, Leveraged Finance, Leadership, LBO, Financial Analysis, Equities, Due Diligence, Contract Negotiation, Capital Markets, Bloomberg
Education
The University of Chicago - Booth School of Business 2010 — 2012
MBA, Accounting, Finance, Economics
University of Notre Dame
BBA, Finance
BMO Capital Markets 2012 - Present
Whirlpool Corporation June 2011 - August 2011
Stout Risius Ross 2007 - 2010
JMP Securities 2005 - 2006
Skills
Private Equity, Mergers, Leveraged Finance, Leadership, LBO, Financial Analysis, Equities, Due Diligence, Contract Negotiation, Capital Markets, Bloomberg
Education
The University of Chicago - Booth School of Business 2010 — 2012
MBA, Accounting, Finance, Economics
University of Notre Dame
BBA, Finance
Emily Lorenzo's JMP Securities Experience July 2013 - Present
Job Executive Assistant at JMP Securities
Industry Investment Banking
Experience
JMP Securities July 2013 - Present
Target September 2012 - December 2012
Target January 2010 - August 2012
Target January 2008 - November 2009
Applied Materials May 2005 - January 2008
Skills
Customer Service, Inventory Management, Retail, Inventory Control, Store Management, Loss Prevention, Microsoft Excel, Microsoft Office, Forecasting, Merchandising, Outlook, Visual Merchandising, Microsoft Word, Leadership, Process Scheduler, PowerPoint
Education
San Jose State University 2002 — 2005
Bachelor of Science, Corporate Financial Management, 3.8
JMP Securities July 2013 - Present
Target September 2012 - December 2012
Target January 2010 - August 2012
Target January 2008 - November 2009
Applied Materials May 2005 - January 2008
Skills
Customer Service, Inventory Management, Retail, Inventory Control, Store Management, Loss Prevention, Microsoft Excel, Microsoft Office, Forecasting, Merchandising, Outlook, Visual Merchandising, Microsoft Word, Leadership, Process Scheduler, PowerPoint
Education
San Jose State University 2002 — 2005
Bachelor of Science, Corporate Financial Management, 3.8
Tyler Gallen Tyler Gallen's JMP Securities Experience May 2014 - August 2014
Job Investment Banking Analyst at JMP Securities
Industry Investment Banking
Experience
JMP Securities May 2014 - August 2014
Skills
Microsoft Excel, Microsoft Office, Microsoft Word, PowerPoint, Social Media, Research
Education
St. Joseph's University 2011 — 2015
Finance, General; Risk Management & Insurance
JMP Securities May 2014 - August 2014
Skills
Microsoft Excel, Microsoft Office, Microsoft Word, PowerPoint, Social Media, Research
Education
St. Joseph's University 2011 — 2015
Finance, General; Risk Management & Insurance
Adamma Ofoegbu's JMP Securities Experience June 2012 - September 2012
Job Regulatory Affairs Publishing Manager at Teva Pharmaceuticals
Industry Pharmaceuticals
Experience
Teva Pharmaceuticals January 2014 - Present
Long Island University September 2012 - Present
Novartis July 2013 - December 2013
JMP Securities June 2012 - September 2012
Sanofi Pasteur April 2007 - July 2011
Givaudan March 2007 - April 2007
Skills
Validation, FDA, Research, Change Control, Teaching, Cell Culture, PCR, ELISA, Western Blotting, Gel Electrophoresis, Molecular Biology, Biochemistry, Microbiology, HPLC, Assay Development, CAPA
Education
Long Island University, Brooklyn Campus 2011 — 2013
Master of Science (M.S.), Microbiology, General
East Stroudsburg University of Pennsylvania 2001 — 2006
Bachelor of Arts (B.A.), Biochemistry
Teva Pharmaceuticals January 2014 - Present
Long Island University September 2012 - Present
Novartis July 2013 - December 2013
JMP Securities June 2012 - September 2012
Sanofi Pasteur April 2007 - July 2011
Givaudan March 2007 - April 2007
Skills
Validation, FDA, Research, Change Control, Teaching, Cell Culture, PCR, ELISA, Western Blotting, Gel Electrophoresis, Molecular Biology, Biochemistry, Microbiology, HPLC, Assay Development, CAPA
Education
Long Island University, Brooklyn Campus 2011 — 2013
Master of Science (M.S.), Microbiology, General
East Stroudsburg University of Pennsylvania 2001 — 2006
Bachelor of Arts (B.A.), Biochemistry
Cecil Yeung's JMP Securities Experience September 2013 - December 2013
Job Strategy & Operations Consultant at Deloitte
Industry Management Consulting
Experience
Deloitte February 2014 - Present
JMP Securities September 2013 - December 2013
Quest Diagnostics June 2013 - November 2013
The Solution Lab, Inc. June 2013 - August 2013
Mark Krueger & Associates, Inc. January 2013 - June 2013
Children's Hospital Boston November 2011 - July 2012
Children's Hospital Boston September 2009 - November 2011
Boston University May 2009 - September 2009
Skills
Health Economics, Neuroscience, Cell Culture, Global Health, Medical Research, Public Health, Health Policy, Strategic Planning, Market Research, Biostatistics, Data Analysis, Management Consulting, Strategy, Project Management, Healthcare, Business Strategy
Education
Columbia University Mailman School of Public Health 2012 — 2013
Master of Public Health (MPH), Healthcare Management
Boston University 2005 — 2009
Bachelor of Arts (BA), Neuroscience, Economics
Deloitte February 2014 - Present
JMP Securities September 2013 - December 2013
Quest Diagnostics June 2013 - November 2013
The Solution Lab, Inc. June 2013 - August 2013
Mark Krueger & Associates, Inc. January 2013 - June 2013
Children's Hospital Boston November 2011 - July 2012
Children's Hospital Boston September 2009 - November 2011
Boston University May 2009 - September 2009
Skills
Health Economics, Neuroscience, Cell Culture, Global Health, Medical Research, Public Health, Health Policy, Strategic Planning, Market Research, Biostatistics, Data Analysis, Management Consulting, Strategy, Project Management, Healthcare, Business Strategy
Education
Columbia University Mailman School of Public Health 2012 — 2013
Master of Public Health (MPH), Healthcare Management
Boston University 2005 — 2009
Bachelor of Arts (BA), Neuroscience, Economics
Andrius Ellner Andrius Ellner's JMP Securities Experience May 2015 - Present
Job Vice President Equity Research at JMP Securities
Industry Financial Services
Experience
JMP Securities May 2015 - Present
RBC Capital Markets 2008 - Present
RBC Capital Markets 2007 - 2008
TRC Companies, Inc. 2006 - 2007
Skills
Financial Modeling, Analysis, Finance, Equities, Account Reconciliation, Accounts Payable, Banking, Managerial Finance, Financial Statements, Accounts Receivable, Microsoft Excel, Fixed Assets, Equity Research, Valuation, Corporate Finance
Education
California State Polytechnic University-Pomona 2002 — 2007
Bachelor's degree, Finance, General
JMP Securities May 2015 - Present
RBC Capital Markets 2008 - Present
RBC Capital Markets 2007 - 2008
TRC Companies, Inc. 2006 - 2007
Skills
Financial Modeling, Analysis, Finance, Equities, Account Reconciliation, Accounts Payable, Banking, Managerial Finance, Financial Statements, Accounts Receivable, Microsoft Excel, Fixed Assets, Equity Research, Valuation, Corporate Finance
Education
California State Polytechnic University-Pomona 2002 — 2007
Bachelor's degree, Finance, General
Cornell Toney Cornell Toney's JMP Securities Experience April 2001 - 2012
Job Senior Vice President at Blaylock Robert Van, LLC
Industry Financial Services
Experience
Blaylock Beal Van, LLC May 2012 - Present
JMP Securities April 2001 - 2012
Robertson Stephens Inc January 1999 - January 2001
Salomon Brothers Inc 1995 - 1999
Salomon Brothers Inc 1994 - 1995
Skills
Fixed Income, Trading, Equities, Investments, Securities, Series 7, Bloomberg, Investment Banking, Series 63, Capital Markets, Hedge Funds, Asset Management, Alternative Investments, Equity Trading, Electronic Trading, Equity Research, Portfolio Management, Market Data, Bonds, Valuation, Economics
Education
Howard University 1989 — 1994
Bachelor of Science (B.S.), Electrical Engineering
Blaylock Beal Van, LLC May 2012 - Present
JMP Securities April 2001 - 2012
Robertson Stephens Inc January 1999 - January 2001
Salomon Brothers Inc 1995 - 1999
Salomon Brothers Inc 1994 - 1995
Skills
Fixed Income, Trading, Equities, Investments, Securities, Series 7, Bloomberg, Investment Banking, Series 63, Capital Markets, Hedge Funds, Asset Management, Alternative Investments, Equity Trading, Electronic Trading, Equity Research, Portfolio Management, Market Data, Bonds, Valuation, Economics
Education
Howard University 1989 — 1994
Bachelor of Science (B.S.), Electrical Engineering
David Fullerton's JMP Securities Experience June 2005 - June 2011
Job Managing Director at BTIG LLC
Industry Banking
Experience
BTIG LLC March 2012 - Present
JMP Securities June 2005 - June 2011
Piper Jaffray 2002 - 2005
Robertson Stephens 1999 - 2002
Bank of America 1982 - 1999
Skills
Investment Banking, Corporate Finance, Financial Modeling, Convertible Bonds, Private Equity, Private Placements, Equities, Capital Markets, Alternative Investments, Structured Finance, Series 7, Bloomberg, Fixed Income, Structuring, Structured Products, Financial Structuring, Venture Capital, Mergers & Acquisitions, Hedge Funds, Investments, Equity Research, Securities, Valuation, LBO, Emerging Markets, Equity Capital Markets
Education
Massachusetts Institute of Technology
MBA - Finance, Finance and Financial Management Services
Princeton University
BA, Finance and Economics
BTIG LLC March 2012 - Present
JMP Securities June 2005 - June 2011
Piper Jaffray 2002 - 2005
Robertson Stephens 1999 - 2002
Bank of America 1982 - 1999
Skills
Investment Banking, Corporate Finance, Financial Modeling, Convertible Bonds, Private Equity, Private Placements, Equities, Capital Markets, Alternative Investments, Structured Finance, Series 7, Bloomberg, Fixed Income, Structuring, Structured Products, Financial Structuring, Venture Capital, Mergers & Acquisitions, Hedge Funds, Investments, Equity Research, Securities, Valuation, LBO, Emerging Markets, Equity Capital Markets
Education
Massachusetts Institute of Technology
MBA - Finance, Finance and Financial Management Services
Princeton University
BA, Finance and Economics
Naga Surendran Naga Surendran's JMP Securities Experience March 2011 - July 2011
Job CoFounder and CEO at Liri App
Industry Computer Software
Experience
Liri App May 2014 - Present
RingCentral August 2011 - April 2014
Azuyo August 2010 - August 2011
JMP Securities March 2011 - July 2011
Ribbit(BT) January 2010 - July 2010
BroadSoft-Sylantro January 2009 - December 2009
Sylantro Systems January 2008 - January 2009
Sylantro Systems October 2003 - December 2007
Sylantro Systems August 1999 - October 2003
Skills
Product Management, Competitive Analysis, Mobile Applications, Financial Modeling, SaaS, Mobile Devices, Business Planning, Start-ups, VoIP, Enterprise Software, Go-to-market Strategy, Product Marketing, Strategic Partnerships, Unified Communications, SIP, Cloud Computing, Strategy, Mobile Technology, Leadership, Cross-functional Team..., Business Strategy, CRM, Management, Telecommunications
Education
University of California, Berkeley - Walter A. Haas School of Business 2009 — 2012
MBA, Finance and Entrepreneurship
Washington University in St. Louis 1998 — 1999
M.S, Computer Science
Anna University 1993 — 1997
B.E, Computer Science & Engineering
Liri App May 2014 - Present
RingCentral August 2011 - April 2014
Azuyo August 2010 - August 2011
JMP Securities March 2011 - July 2011
Ribbit(BT) January 2010 - July 2010
BroadSoft-Sylantro January 2009 - December 2009
Sylantro Systems January 2008 - January 2009
Sylantro Systems October 2003 - December 2007
Sylantro Systems August 1999 - October 2003
Skills
Product Management, Competitive Analysis, Mobile Applications, Financial Modeling, SaaS, Mobile Devices, Business Planning, Start-ups, VoIP, Enterprise Software, Go-to-market Strategy, Product Marketing, Strategic Partnerships, Unified Communications, SIP, Cloud Computing, Strategy, Mobile Technology, Leadership, Cross-functional Team..., Business Strategy, CRM, Management, Telecommunications
Education
University of California, Berkeley - Walter A. Haas School of Business 2009 — 2012
MBA, Finance and Entrepreneurship
Washington University in St. Louis 1998 — 1999
M.S, Computer Science
Anna University 1993 — 1997
B.E, Computer Science & Engineering
Allan Rimland Allan Rimland's JMP Securities Experience 2008 - 2011
Job President and Chief Financial Officer at AdCare Health Systems, Inc.
Industry Real Estate
Experience
AdCare Health Systems, Inc. April 2015 - Present
Stephens Inc. March 2011 - February 2015
JMP Securities 2008 - 2011
Wachovia Securities 2001 - 2008
Banc of America Securities 1999 - 2001
Morgan Stanley 1996 - 1999
NatWest Markets 1992 - 1995
Smith Barney 1989 - 1991
Booz Allen Hamilton 1985 - 1987
Education
The University of Chicago - Booth School of Business 1987 — 1989
MBA, Finance, General
University of Pennsylvania 1981 — 1985
BAS, Applied Science-Computer Science Enginnering
University of Pennsylvania - The Wharton School 1981 — 1985
BS.Econ., Finance/Management
AdCare Health Systems, Inc. April 2015 - Present
Stephens Inc. March 2011 - February 2015
JMP Securities 2008 - 2011
Wachovia Securities 2001 - 2008
Banc of America Securities 1999 - 2001
Morgan Stanley 1996 - 1999
NatWest Markets 1992 - 1995
Smith Barney 1989 - 1991
Booz Allen Hamilton 1985 - 1987
Education
The University of Chicago - Booth School of Business 1987 — 1989
MBA, Finance, General
University of Pennsylvania 1981 — 1985
BAS, Applied Science-Computer Science Enginnering
University of Pennsylvania - The Wharton School 1981 — 1985
BS.Econ., Finance/Management
Margery Fischbein's JMP Securities Experience March 2011 - August 2014
Job Senior Managing Director at FBR Capital Markets & Co.
Industry Biotechnology
Experience
FBR Capital Markets & Co. September 2014 - Present
JMP Securities March 2011 - August 2014
Beal Advisors 2009 - March 2011
Paramount BioSciences 2008 - 2009
Human Genome Sciences 2006 - 2008
ImClone Systems 2004 - 2006
Citigroup 1996 - 2003
JP Morgan Chase 1993 - 1996
Lehman Brothers 1985 - 1993
Skills
Venture Capital, Mergers & Acquisitions, Strategy, Biotechnology, Pharmaceutical Industry, Life Sciences, Business Development, Private Equity, Strategic Planning, Start-ups
Education
Harvard Business School 1978 — 1980
MBA, Finance
Harvard University 1974 — 1978
BA, Economics
FBR Capital Markets & Co. September 2014 - Present
JMP Securities March 2011 - August 2014
Beal Advisors 2009 - March 2011
Paramount BioSciences 2008 - 2009
Human Genome Sciences 2006 - 2008
ImClone Systems 2004 - 2006
Citigroup 1996 - 2003
JP Morgan Chase 1993 - 1996
Lehman Brothers 1985 - 1993
Skills
Venture Capital, Mergers & Acquisitions, Strategy, Biotechnology, Pharmaceutical Industry, Life Sciences, Business Development, Private Equity, Strategic Planning, Start-ups
Education
Harvard Business School 1978 — 1980
MBA, Finance
Harvard University 1974 — 1978
BA, Economics
Erik Suppiger's JMP Securities Experience August 2011 - Present
Job
Industry Investment Banking
Experience
JMP Securities August 2011 - Present
Signal Hill April 2007 - August 2011
Pacific Growth Equities June 2001 - April 2007
JP Morgan/H&Q 1998 - 2001
H&Q/JPMorgan Partners 1998 - 2001
DMG Technology Group / Deutsche Bank October 1996 - March 1998
Skills
Equity Research, Financial Modeling, Valuation, Capital Markets, Equities, Investments, Start-ups, Investment Banking, IPO, Alternative Investments, Bloomberg, Analysis, Hedge Funds, Venture Capital, Corporate Finance, Business Valuation, Series 63, Securities, Investor Relations, Asset Management, Due Diligence, Equity Valuation, Portfolio Management, Corporate Development, M, US Equities
Education
Boston University 1987 — 1991
BS
JMP Securities August 2011 - Present
Signal Hill April 2007 - August 2011
Pacific Growth Equities June 2001 - April 2007
JP Morgan/H&Q 1998 - 2001
H&Q/JPMorgan Partners 1998 - 2001
DMG Technology Group / Deutsche Bank October 1996 - March 1998
Skills
Equity Research, Financial Modeling, Valuation, Capital Markets, Equities, Investments, Start-ups, Investment Banking, IPO, Alternative Investments, Bloomberg, Analysis, Hedge Funds, Venture Capital, Corporate Finance, Business Valuation, Series 63, Securities, Investor Relations, Asset Management, Due Diligence, Equity Valuation, Portfolio Management, Corporate Development, M, US Equities
Education
Boston University 1987 — 1991
BS
XiangYuan(Henry) Yang XiangYuan(Henry) Yang's JMP Securities Experience June 2013 - August 2013
Job Investment Banking Analyst at JMP Securities
Industry Investment Banking
Experience
Macalester College January 2014 - May 2014
JMP Securities June 2013 - August 2013
UBS October 2012 - December 2012
First Children's Finance July 2012 - September 2012
China Guangfa Bank May 2012 - June 2012
Merrill Lynch January 2012 - April 2012
Education
Macalester College 2010 — 2014
Bachelor of Arts (B.A.), Economics & Applied Mathematics
University of Toronto 2011 — 2011
Earl Haig Secondary School 2007 — 2010
Zhuhai No.1 High Schiol 2006 — 2007
Macalester College January 2014 - May 2014
JMP Securities June 2013 - August 2013
UBS October 2012 - December 2012
First Children's Finance July 2012 - September 2012
China Guangfa Bank May 2012 - June 2012
Merrill Lynch January 2012 - April 2012
Education
Macalester College 2010 — 2014
Bachelor of Arts (B.A.), Economics & Applied Mathematics
University of Toronto 2011 — 2011
Earl Haig Secondary School 2007 — 2010
Zhuhai No.1 High Schiol 2006 — 2007
Nicholas Banks Nicholas Banks's JMP Securities Experience 2007 - 2009
Job CoFounder at Heir Atlas Inc.
Industry Financial Services
Experience
Heir Atlas Inc. July 2011 - Present
Lenox Advisors 2009 - 2012
JMP Securities 2007 - 2009
Leerink Swann & Company 2004 - 2007
Neuberger Berman January 2002 - November 2003
ING Barings 1998 - 2001
Skills
Hedge Funds, Asset Managment, Alternative Investments, Securities, Portfolio Management, Fixed Income, Equity Research, Series 63, Series 7, Life & Health Insurance..., Wealth Management, Sales, Cross Selling, New Business Development, Client Development, Qualifying Prospects, Equities, Investments
Education
Lake Forest College 1992 — 1996
B.A., Economics
Pomfret 1989 — 1992
Eaglebrook 1987 — 1989
Heir Atlas Inc. July 2011 - Present
Lenox Advisors 2009 - 2012
JMP Securities 2007 - 2009
Leerink Swann & Company 2004 - 2007
Neuberger Berman January 2002 - November 2003
ING Barings 1998 - 2001
Skills
Hedge Funds, Asset Managment, Alternative Investments, Securities, Portfolio Management, Fixed Income, Equity Research, Series 63, Series 7, Life & Health Insurance..., Wealth Management, Sales, Cross Selling, New Business Development, Client Development, Qualifying Prospects, Equities, Investments
Education
Lake Forest College 1992 — 1996
B.A., Economics
Pomfret 1989 — 1992
Eaglebrook 1987 — 1989
Ingrid Ebeling Ingrid Ebeling's JMP Securities Experience September 2005 - August 2008
Job Financial Services, Research Professional
Industry Financial Services
Experience
Market Street Partners January 2011 - February 2012
Salesforce.com September 2008 - September 2010
JMP Securities September 2005 - August 2008
JMP Securities June 2003 - September 2005
Deutsche Bank July 1999 - May 2001
Robertson Stephens February 1994 - July 1997
Skills
Financial Modeling, Valuation, Investments, Competitive Analysis, Due Diligence, Investor Relations, Financial Analysis, Portfolio Management, Business Strategy, Equity Research, Corporate Finance
Education
Northwestern University - Kellogg School of Management 1997 — 1999
MBA, Finance and Management & Strategy
The University of Montana
Bachelor's degree, Business Administration/Finance
Market Street Partners January 2011 - February 2012
Salesforce.com September 2008 - September 2010
JMP Securities September 2005 - August 2008
JMP Securities June 2003 - September 2005
Deutsche Bank July 1999 - May 2001
Robertson Stephens February 1994 - July 1997
Skills
Financial Modeling, Valuation, Investments, Competitive Analysis, Due Diligence, Investor Relations, Financial Analysis, Portfolio Management, Business Strategy, Equity Research, Corporate Finance
Education
Northwestern University - Kellogg School of Management 1997 — 1999
MBA, Finance and Management & Strategy
The University of Montana
Bachelor's degree, Business Administration/Finance
Benjamin Barad Benjamin Barad's JMP Securities Experience August 2012 - April 2013
Job Advisor at Merrill Lynch
Industry Financial Services
Experience
JMP Securities August 2012 - April 2013
JMP Securities May 2010 - August 2010
Marin Tennis Club June 2006 - August 2009
Skills
Financial Modeling, Stata, Financial Analysis, Microsoft Excel, Investment Management
Education
Tufts University 2009 — 2013
Bachelor of Arts (B.A.), Economics
Stanford University
Economics
JMP Securities August 2012 - April 2013
JMP Securities May 2010 - August 2010
Marin Tennis Club June 2006 - August 2009
Skills
Financial Modeling, Stata, Financial Analysis, Microsoft Excel, Investment Management
Education
Tufts University 2009 — 2013
Bachelor of Arts (B.A.), Economics
Stanford University
Economics
Prentiss Douglass, PE Prentiss Douglass, PE's JMP Securities Experience September 2009 - December 2009
Job Consultant at FMI
Industry Management Consulting
Experience
FMI February 2014 - Present
Woodberry Forest School May 2009 - Present
Harvest Capital Strategies February 2010 - October 2010
Autodesk June 2010 - August 2010
JMP Securities September 2009 - December 2009
Simpson Strong-Tie 2002 - 2009
Simpson Strong-Tie 2003 - 2008
Don David Structural Engineering 2001 - 2002
Paradigm Structural Engineers 2000 - 2001
MiTek Industries Inc 1999 - 2000
Skills
Financial Modeling, Fundraising, Microsoft Excel, Financial Analysis, Product Development, Strategy, Due Diligence, Competitive Analysis, Leadership, Management, Strategic Planning
Education
University of California, Berkeley - Walter A. Haas School of Business 2008 — 2011
MBA
Penn State University 1995 — 1997
Bachelor of Science (B.S.), Agricultural Engineering
Woodberry Forest School
FMI February 2014 - Present
Woodberry Forest School May 2009 - Present
Harvest Capital Strategies February 2010 - October 2010
Autodesk June 2010 - August 2010
JMP Securities September 2009 - December 2009
Simpson Strong-Tie 2002 - 2009
Simpson Strong-Tie 2003 - 2008
Don David Structural Engineering 2001 - 2002
Paradigm Structural Engineers 2000 - 2001
MiTek Industries Inc 1999 - 2000
Skills
Financial Modeling, Fundraising, Microsoft Excel, Financial Analysis, Product Development, Strategy, Due Diligence, Competitive Analysis, Leadership, Management, Strategic Planning
Education
University of California, Berkeley - Walter A. Haas School of Business 2008 — 2011
MBA
Penn State University 1995 — 1997
Bachelor of Science (B.S.), Agricultural Engineering
Woodberry Forest School
Lee Geiger Lee Geiger's JMP Securities Experience April 2004 - May 2007
Job Managing Director Penserra Securities
Industry Financial Services
Experience
Penserra Securities April 2009 - Present
Duke and Duke Charity Auctions January 2010 - Present
The Writer's Coffee Shop Publishing 2013 - Present
The Marginal Prophet 2008 - Present
JMP Securities April 2004 - May 2007
Bank of America Securities 1997 - 2003
Robertson, Stephens and Company March 1994 - February 1997
Montgomery Securities January 1991 - February 1994
Skills
Equity Trading, Series 7, Hedge Funds, Equities, Capital Markets, Trading, Alternative Investments, Asset Managment, Bloomberg, Electronic Trading, Trading Systems, Fixed Income, Investment Banking, Securities, Investments
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1984 — 1986
MBA, Finance
Claremont McKenna College 1978 — 1982
BA, Economics
Penserra Securities April 2009 - Present
Duke and Duke Charity Auctions January 2010 - Present
The Writer's Coffee Shop Publishing 2013 - Present
The Marginal Prophet 2008 - Present
JMP Securities April 2004 - May 2007
Bank of America Securities 1997 - 2003
Robertson, Stephens and Company March 1994 - February 1997
Montgomery Securities January 1991 - February 1994
Skills
Equity Trading, Series 7, Hedge Funds, Equities, Capital Markets, Trading, Alternative Investments, Asset Managment, Bloomberg, Electronic Trading, Trading Systems, Fixed Income, Investment Banking, Securities, Investments
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1984 — 1986
MBA, Finance
Claremont McKenna College 1978 — 1982
BA, Economics
Gena Huidong Wang, PhD, CFA Gena Huidong Wang, PhD, CFA's JMP Securities Experience August 2011 - July 2012
Job Senior Vice President, Biotech Equity Research at Jefferies
Industry Investment Banking
Experience
Jefferies June 2015 - Present
Leerink Partners LLC July 2012 - May 2015
JMP Securities August 2011 - July 2012
Rodman & Renshaw August 2009 - July 2011
Skills
Healthcare, Equities, Valuation, Cell Biology, Financial Analysis, Biopharmaceuticals, Research, Mandarin, Biochemistry, Lifesciences, Equity Research, Clinical Trials, Biotechnology, DCF, Molecular Biology, Financial Modeling, Pharmaceutical Industry, Data Analysis, Strategy, Due Diligence, Equity Valuation, Investor Relations
Education
Rockefeller University 2005 — 2009
Postdoctoral Associate, Molecular Neuro-Oncology
State University of New York (SUNY), Downstate Medical Center 1998 — 2004
PhD, Molecular and Cell Biology
Shanghai Second Medical University 1995 — 1998
Master, Medical Genetics
Zhejiang University 1991 — 1995
BS, Biology and Biotechnology
Jefferies June 2015 - Present
Leerink Partners LLC July 2012 - May 2015
JMP Securities August 2011 - July 2012
Rodman & Renshaw August 2009 - July 2011
Skills
Healthcare, Equities, Valuation, Cell Biology, Financial Analysis, Biopharmaceuticals, Research, Mandarin, Biochemistry, Lifesciences, Equity Research, Clinical Trials, Biotechnology, DCF, Molecular Biology, Financial Modeling, Pharmaceutical Industry, Data Analysis, Strategy, Due Diligence, Equity Valuation, Investor Relations
Education
Rockefeller University 2005 — 2009
Postdoctoral Associate, Molecular Neuro-Oncology
State University of New York (SUNY), Downstate Medical Center 1998 — 2004
PhD, Molecular and Cell Biology
Shanghai Second Medical University 1995 — 1998
Master, Medical Genetics
Zhejiang University 1991 — 1995
BS, Biology and Biotechnology
Jack Callahan's JMP Securities Experience May 2006 - May 2010
Job Equity Sales at Vertical Research Partners
Industry Financial Services
Experience
Vertical Research Partners June 2012 - Present
Ticonderoga Securities LLC June 2010 - October 2011
JMP Securities May 2006 - May 2010
Skills
Series 7, Series 63
Education
Boston College 1990 — 1994
Bachelor's degree, Marketing
Belmont Hill 1985 — 1990
High School
Vertical Research Partners June 2012 - Present
Ticonderoga Securities LLC June 2010 - October 2011
JMP Securities May 2006 - May 2010
Skills
Series 7, Series 63
Education
Boston College 1990 — 1994
Bachelor's degree, Marketing
Belmont Hill 1985 — 1990
High School
Claudia Barrera Claudia Barrera's JMP Securities Experience April 2007 - November 2010
Job Controller at Boffi USA
Industry Design
Experience
Boffi USA July 2015 - Present
Mark Cunningham Inc. July 2013 - June 2015
Mark Cunningham Inc. February 2011 - July 2013
JMP Securities April 2007 - November 2010
ThinkEquity Partners May 2005 - April 2007
Skills
Financial Modeling, Valuation, Asset Management, Investment Banking, Corporate Finance, Due Diligence, Venture Capital, Financial Analysis, Mergers & Acquisitions, Capital Markets
Education
Columbia University in the City of New York 2002 — 2005
BA, Economics
Emil Friedman 1984 — 1996
Highschool
Boffi USA July 2015 - Present
Mark Cunningham Inc. July 2013 - June 2015
Mark Cunningham Inc. February 2011 - July 2013
JMP Securities April 2007 - November 2010
ThinkEquity Partners May 2005 - April 2007
Skills
Financial Modeling, Valuation, Asset Management, Investment Banking, Corporate Finance, Due Diligence, Venture Capital, Financial Analysis, Mergers & Acquisitions, Capital Markets
Education
Columbia University in the City of New York 2002 — 2005
BA, Economics
Emil Friedman 1984 — 1996
Highschool
Sam Pannepacker Sam Pannepacker's JMP Securities Experience July 2010 - August 2010
Job Student at Pratt Institute
Industry Design
Experience
Sam Pannepacker Solutions 2008 - Present
New Project, LLC May 2015 - August 2015
Apple November 2011 - July 2013
Apple August 2011 - November 2011
JMP Securities July 2010 - August 2010
Mike's Bikes June 2007 - August 2007
Skills
Industrial Design, Design, User Experience, Photography, Photoshop, Project Management, Woodworking, Mac, iPod, Mac OS X, Mountain Biking, Engineering, OS X, iPhone, Microsoft Office, iPad, Training, Illustrator, Product Design, Public Speaking, iWork, Mac OS X Server, Microsoft Excel, iLife, Microsoft Word, PowerPoint, Keynote, Sales, Model Making, Final Cut Pro, Mac OS, Windows 7, Windows XP Pro, User Interface Design, User Experience Design, iOS, Adobe Creative Suite, Customer Service, Metal Fabrication, Circuit Design
Education
Pratt Institute 2013 — 2017
Undergraduate, Industrial and Product Design, Freshman
College of Marin 2011 — 2012
Redwood High School 2007 — 2011
Sam Pannepacker Solutions 2008 - Present
New Project, LLC May 2015 - August 2015
Apple November 2011 - July 2013
Apple August 2011 - November 2011
JMP Securities July 2010 - August 2010
Mike's Bikes June 2007 - August 2007
Skills
Industrial Design, Design, User Experience, Photography, Photoshop, Project Management, Woodworking, Mac, iPod, Mac OS X, Mountain Biking, Engineering, OS X, iPhone, Microsoft Office, iPad, Training, Illustrator, Product Design, Public Speaking, iWork, Mac OS X Server, Microsoft Excel, iLife, Microsoft Word, PowerPoint, Keynote, Sales, Model Making, Final Cut Pro, Mac OS, Windows 7, Windows XP Pro, User Interface Design, User Experience Design, iOS, Adobe Creative Suite, Customer Service, Metal Fabrication, Circuit Design
Education
Pratt Institute 2013 — 2017
Undergraduate, Industrial and Product Design, Freshman
College of Marin 2011 — 2012
Redwood High School 2007 — 2011
Elaine Chen Elaine Chen's JMP Securities Experience 2006 - 2008
Job Investment Banking Associate (Technology Group) at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities August 2015 - Present
Wells Fargo Securities May 2014 - August 2014
The Cooper Companies 2011 - 2013
Market Street Partners 2010 - 2011
Capital Securities Corp. 2009 - 2010
JMP Securities 2006 - 2008
Skills
Investor Relations, Financial Modeling, Valuation, Mergers, Equity Research, Financial Analysis, Equities, Capital Markets, Corporate Finance, Investments, Due Diligence, Venture Capital, Mergers & Acquisitions, Competitive Analysis, Investment Banking, Corporate Development, Finance
Education
Georgetown University - The McDonough School of Business 2013 — 2015
Master of Business Administration (M.B.A.)
University of California, Berkeley
English, Business Administration
Saint Ignatius
Wells Fargo Securities August 2015 - Present
Wells Fargo Securities May 2014 - August 2014
The Cooper Companies 2011 - 2013
Market Street Partners 2010 - 2011
Capital Securities Corp. 2009 - 2010
JMP Securities 2006 - 2008
Skills
Investor Relations, Financial Modeling, Valuation, Mergers, Equity Research, Financial Analysis, Equities, Capital Markets, Corporate Finance, Investments, Due Diligence, Venture Capital, Mergers & Acquisitions, Competitive Analysis, Investment Banking, Corporate Development, Finance
Education
Georgetown University - The McDonough School of Business 2013 — 2015
Master of Business Administration (M.B.A.)
University of California, Berkeley
English, Business Administration
Saint Ignatius
Nick Nocito Nick Nocito's JMP Securities Experience July 2013 - September 2014
Job Investment Banking Analyst at Jefferies
Industry Financial Services
Experience
Jefferies September 2014 - Present
JMP Securities July 2013 - September 2014
Ladenburg Thalmann September 2011 - February 2012
Puma Capital June 2011 - August 2011
Blue Waters/Shodor May 2010 - December 2010
Journal of Computational Science Education May 2010 - September 2010
Skills
Financial Modeling, Bloomberg, Bloomberg Terminal, Valuation, Equities, Equity Research, Investment Banking, Hedge Funds, Financial Analysis, Portfolio Management, Asset Managment
Education
Villanova University 2012 — 2013
Master of Science in Finance (MSF), GPA: 3.82
Kean University 2008 — 2012
Bachelor of Science in Computational Applied Mathematics, GPA: 3.84
Delran
Jefferies September 2014 - Present
JMP Securities July 2013 - September 2014
Ladenburg Thalmann September 2011 - February 2012
Puma Capital June 2011 - August 2011
Blue Waters/Shodor May 2010 - December 2010
Journal of Computational Science Education May 2010 - September 2010
Skills
Financial Modeling, Bloomberg, Bloomberg Terminal, Valuation, Equities, Equity Research, Investment Banking, Hedge Funds, Financial Analysis, Portfolio Management, Asset Managment
Education
Villanova University 2012 — 2013
Master of Science in Finance (MSF), GPA: 3.82
Kean University 2008 — 2012
Bachelor of Science in Computational Applied Mathematics, GPA: 3.84
Delran
Michael Harnett Michael Harnett's JMP Securities Experience January 2002 - December 2002
Job Investment Manager at Harnett Investment Advisers LLC
Industry Investment Management
Experience
Harnett Investment Advisers LLC June 2008 - Present
JMP Securities January 2002 - December 2002
Robertson Stephens January 2000 - December 2001
Donaldson Lufkin & Jenrette (DLJ) January 1996 - June 1999
U.S. Navy June 1989 - June 1994
Skills
Wealth Management, Finance, Investment Management, Business Valuation, Financial Services, Private Placements, Series 24, Management, Equity Valuation, Venture Capital, Banking, Business Planning, Private Banking, Series 63, Equity Research, Bloomberg, Investor Relations, FINRA, Strategic Financial..., Personal Financial..., Deal Sourcing, Capital Raising, Closed-end Funds, Options, ETFs, Retirement, LBO, Corporate Governance, Executive Management, Institutional..., Retirement Planning, Financial Risk, Tactical Asset..., Value Investing, Real Estate Economics, Derivatives, Turn Around Management, Technical Analysis, Fund Of Funds, Trading, Financial Markets, Electronic Trading, Financial Advisory, Asset Allocation, Restructuring, Acquisition Integration, Estate Planning, Bonds, Emerging Markets, Divestitures
Education
Harvard Business School 1994 — 1996
MBA
United States Naval Academy 1985 — 1989
BS
Harnett Investment Advisers LLC June 2008 - Present
JMP Securities January 2002 - December 2002
Robertson Stephens January 2000 - December 2001
Donaldson Lufkin & Jenrette (DLJ) January 1996 - June 1999
U.S. Navy June 1989 - June 1994
Skills
Wealth Management, Finance, Investment Management, Business Valuation, Financial Services, Private Placements, Series 24, Management, Equity Valuation, Venture Capital, Banking, Business Planning, Private Banking, Series 63, Equity Research, Bloomberg, Investor Relations, FINRA, Strategic Financial..., Personal Financial..., Deal Sourcing, Capital Raising, Closed-end Funds, Options, ETFs, Retirement, LBO, Corporate Governance, Executive Management, Institutional..., Retirement Planning, Financial Risk, Tactical Asset..., Value Investing, Real Estate Economics, Derivatives, Turn Around Management, Technical Analysis, Fund Of Funds, Trading, Financial Markets, Electronic Trading, Financial Advisory, Asset Allocation, Restructuring, Acquisition Integration, Estate Planning, Bonds, Emerging Markets, Divestitures
Education
Harvard Business School 1994 — 1996
MBA
United States Naval Academy 1985 — 1989
BS
Michael Hecht's JMP Securities Experience February 2009 - April 2010
Job Schwab
Industry Financial Services
Experience
Charles Schwab April 2010 - Present
JMP Securities February 2009 - April 2010
Banc of America Securities July 2003 - October 2008
Credit Suisse 1999 - 2003
PaineWebber 1998 - 1999
Mercer Investment Consulting 1997 - 1998
Pershing 1992 - 1997
Skills
Equity Research, Equities, Hedge Funds, Capital Markets, Valuation, Asset Managment, Financial Modeling, Portfolio Management, Investments, Investment Banking, Series 7, Corporate Development, M
Education
New York University - Leonard N. Stern School of Business 1994 — 1997
MBA, Finance & Accounting
Rutgers University-New Brunswick 1987 — 1991
BS, Finance
Charles Schwab April 2010 - Present
JMP Securities February 2009 - April 2010
Banc of America Securities July 2003 - October 2008
Credit Suisse 1999 - 2003
PaineWebber 1998 - 1999
Mercer Investment Consulting 1997 - 1998
Pershing 1992 - 1997
Skills
Equity Research, Equities, Hedge Funds, Capital Markets, Valuation, Asset Managment, Financial Modeling, Portfolio Management, Investments, Investment Banking, Series 7, Corporate Development, M
Education
New York University - Leonard N. Stern School of Business 1994 — 1997
MBA, Finance & Accounting
Rutgers University-New Brunswick 1987 — 1991
BS, Finance
Rishi Jaluria Rishi Jaluria's JMP Securities Experience September 2014 - Present
Job Equity Research Associate at JMP Securities
Industry Investment Management
Experience
JMP Securities September 2014 - Present
Amazon June 2013 - September 2013
Pacific Crest Securities May 2013 - June 2013
ICICI Bank March 2013 - April 2013
J.P. Morgan Securities May 2009 - August 2012
UBS Wealth Management July 2008 - April 2009
AT&T May 2007 - August 2007
Sensitron May 2006 - August 2006
DemandVideo, Inc. June 1999 - September 1999
Diva, Inc. June 1998 - September 1998
Skills
Financial Modeling, Investments, Portfolio Management, Equities, Analysis, Economics, Investment Management, Financial Analysis, Valuation, Emerging Markets, Capital Markets, Hedge Funds, Mutual Funds, Bloomberg, Financial Advisory, Alternative Investments, Corporate Finance, Investment Banking, Business Strategy, Equity Research, Securities
Education
University of Michigan - Stephen M. Ross School of Business 2012 — 2014
Master of Business Administration (MBA), Investments and Securities
Passed Level I of the CFA Program
Nanyang Technological University
Master of Business Administration (MBA)
University of California, Berkeley 2004 — 2008
B.A., Political Economy of Industrial Societies
Aragon High School 2000 — 2004
JMP Securities September 2014 - Present
Amazon June 2013 - September 2013
Pacific Crest Securities May 2013 - June 2013
ICICI Bank March 2013 - April 2013
J.P. Morgan Securities May 2009 - August 2012
UBS Wealth Management July 2008 - April 2009
AT&T May 2007 - August 2007
Sensitron May 2006 - August 2006
DemandVideo, Inc. June 1999 - September 1999
Diva, Inc. June 1998 - September 1998
Skills
Financial Modeling, Investments, Portfolio Management, Equities, Analysis, Economics, Investment Management, Financial Analysis, Valuation, Emerging Markets, Capital Markets, Hedge Funds, Mutual Funds, Bloomberg, Financial Advisory, Alternative Investments, Corporate Finance, Investment Banking, Business Strategy, Equity Research, Securities
Education
University of Michigan - Stephen M. Ross School of Business 2012 — 2014
Master of Business Administration (MBA), Investments and Securities
Passed Level I of the CFA Program
Nanyang Technological University
Master of Business Administration (MBA)
University of California, Berkeley 2004 — 2008
B.A., Political Economy of Industrial Societies
Aragon High School 2000 — 2004
Dan Wychulis Dan Wychulis's JMP Securities Experience 2000 - 2002
Job Managing Director Business Development
Industry Internet
Experience
RealConnex August 2015 - Present
JMP Group May 2000 - March 2015
JMP Securities 2000 - 2002
Sandler O'Neill & Partners, L.P. 1998 - 2000
Morgan, Lewis & Bockius LLP 1997 - 1998
Grey Group 1996 - 1997
Skills
Business Development, Fundraising, Startup Development, Equities, Capital Markets, Hedge Funds, Series 7, Equity Research, Bloomberg, Sales Management, Financial Analysis, Alternative Investments, Financial Modeling, Valuation, Series 24, Series 63, Equity Trading, Institutional Sales, Investment Banking, Equity Valuation, Equity Capital Markets, Asset Management, Corporate Finance, Venture Capital, Internet Strategy, Digital Marketing, Corporate Management, Capital Structure
Education
Georgetown University 1992 — 1996
Bachelor of Arts (B.A.), International Relations and Affairs
Delbarton School
High School
RealConnex August 2015 - Present
JMP Group May 2000 - March 2015
JMP Securities 2000 - 2002
Sandler O'Neill & Partners, L.P. 1998 - 2000
Morgan, Lewis & Bockius LLP 1997 - 1998
Grey Group 1996 - 1997
Skills
Business Development, Fundraising, Startup Development, Equities, Capital Markets, Hedge Funds, Series 7, Equity Research, Bloomberg, Sales Management, Financial Analysis, Alternative Investments, Financial Modeling, Valuation, Series 24, Series 63, Equity Trading, Institutional Sales, Investment Banking, Equity Valuation, Equity Capital Markets, Asset Management, Corporate Finance, Venture Capital, Internet Strategy, Digital Marketing, Corporate Management, Capital Structure
Education
Georgetown University 1992 — 1996
Bachelor of Arts (B.A.), International Relations and Affairs
Delbarton School
High School
Eleanor de Guigné's JMP Securities Experience July 2014 - Present
Job Investment Banking Associate at JMP Securities
Industry Investment Banking
Experience
JMP Securities July 2014 - Present
JMP Securities July 2011 - July 2014
JMP Securities May 2010 - August 2010
Skills
Financial Modeling, Investment Banking, Valuation, Capital Markets, Financial Analysis
Education
Boston University - School of Management 2007 — 2011
BSBA, Entrepreneurship, Finance
The Stevenson School; Pebble Beach, CA 2003 — 2007
JMP Securities July 2014 - Present
JMP Securities July 2011 - July 2014
JMP Securities May 2010 - August 2010
Skills
Financial Modeling, Investment Banking, Valuation, Capital Markets, Financial Analysis
Education
Boston University - School of Management 2007 — 2011
BSBA, Entrepreneurship, Finance
The Stevenson School; Pebble Beach, CA 2003 — 2007
Richard Gumer Richard Gumer's JMP Securities Experience May 2008 - March 2010
Job CEO at Life Sciences Alternative Funding LLC
Industry Financial Services
Experience
Life Sciences Alternative Funding LLC February 2013 - Present
Cowen Healthcare Royalty Partners February 2011 - May 2012
JMP Securities May 2008 - March 2010
Avenue Capital Group April 2004 - December 2007
GE Capital 2002 - 2004
ABN AMRO 2000 - 2002
ING Barings 1998 - 2000
Furman Selz 1996 - 1998
Skills
Venture Capital
Education
University of California, Berkeley, Haas School of Business 1982 — 1984
MBA, Finance
Brown University 1974 — 1979
AB, Biochemistry
Life Sciences Alternative Funding LLC February 2013 - Present
Cowen Healthcare Royalty Partners February 2011 - May 2012
JMP Securities May 2008 - March 2010
Avenue Capital Group April 2004 - December 2007
GE Capital 2002 - 2004
ABN AMRO 2000 - 2002
ING Barings 1998 - 2000
Furman Selz 1996 - 1998
Skills
Venture Capital
Education
University of California, Berkeley, Haas School of Business 1982 — 1984
MBA, Finance
Brown University 1974 — 1979
AB, Biochemistry
Leah Katherine Hill's JMP Securities Experience February 2008 - December 2008
Job Senior Director, Service Selling and Partner Strategy at Kronos
Industry Information Technology and Services
Experience
Kronos September 2014 - Present
Kronos December 2011 - September 2014
Kronos September 2009 - January 2012
Kronos April 2008 - September 2009
JMP Securities February 2008 - December 2008
Gevity July 2007 - February 2008
Atlanta Research and Education Foundation 2001 - 2007
Skills
Leadership, Consulting, Management, SaaS, Enterprise Software, Talent Management, Business Analysis, Performance Management, Workforce Management, Business Intelligence, Change Management, Cloud Computing, Professional Services, Vendor Management, Team Management, IT Management, ERP, CRM, Program Management, Strategy, Process Improvement, Business Strategy
Education
Cornell University 2010 — 2011
Systems Design Certificate, Completed January 2011, Cornell University, College of Engineering
Agnes Scott College 2004 — 2007
BA, Women's Studies, Political Science
Kronos September 2014 - Present
Kronos December 2011 - September 2014
Kronos September 2009 - January 2012
Kronos April 2008 - September 2009
JMP Securities February 2008 - December 2008
Gevity July 2007 - February 2008
Atlanta Research and Education Foundation 2001 - 2007
Skills
Leadership, Consulting, Management, SaaS, Enterprise Software, Talent Management, Business Analysis, Performance Management, Workforce Management, Business Intelligence, Change Management, Cloud Computing, Professional Services, Vendor Management, Team Management, IT Management, ERP, CRM, Program Management, Strategy, Process Improvement, Business Strategy
Education
Cornell University 2010 — 2011
Systems Design Certificate, Completed January 2011, Cornell University, College of Engineering
Agnes Scott College 2004 — 2007
BA, Women's Studies, Political Science
Alessandro A. Mogavero Alessandro A. Mogavero's JMP Securities Experience May 2008 - August 2008
Job Relationship Manager, Central Banks & Official Institutions at FFTW, BNP Paribas Investment Partners
Industry Banking
Experience
FFTW, BNP Paribas Investment Partners September 2012 - Present
FFTW, BNP Paribas Investment Partners May 2011 - September 2012
FFTW November 2008 - May 2011
JMP Securities May 2008 - August 2008
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Advent Geneva, The Yield Book, Fixed Income, Bloomberg, Asset Managment, Risk Management, Portfolio Management, Management, Investments, Financial Modeling, Financial Analysis, Finance, Equities, Entrepreneurship, Capital Markets, Business Development, Axys, Asset Management
Education
New York University - Leonard N. Stern School of Business 2012 — 2015
Master of Business Administration (MBA), Corporate Finance & Global Business
Seton Hall University 2004 — 2008
BS, Finance/Accounting
FFTW, BNP Paribas Investment Partners September 2012 - Present
FFTW, BNP Paribas Investment Partners May 2011 - September 2012
FFTW November 2008 - May 2011
JMP Securities May 2008 - August 2008
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Advent Geneva, The Yield Book, Fixed Income, Bloomberg, Asset Managment, Risk Management, Portfolio Management, Management, Investments, Financial Modeling, Financial Analysis, Finance, Equities, Entrepreneurship, Capital Markets, Business Development, Axys, Asset Management
Education
New York University - Leonard N. Stern School of Business 2012 — 2015
Master of Business Administration (MBA), Corporate Finance & Global Business
Seton Hall University 2004 — 2008
BS, Finance/Accounting
Alec Goldberg Alec Goldberg's JMP Securities Experience May 2012 - August 2012
Job Manager, Business Development at Echo Therapeutics
Industry Higher Education
Experience
Echo Therapeutics July 2014 - Present
Columbia College, Columbia University in the City of New York September 2010 - May 2014
StreetSquash July 2009 - May 2014
Battery Ventures June 2013 - August 2013
JMP Securities May 2012 - August 2012
WBB Securities July 2011 - August 2011
Platinum-Montaur Life Sciences May 2011 - August 2011
Skills
Social Media, Spanish, Microsoft Office, PowerPoint, Research, Community Outreach, Microsoft Excel, Microsoft Word, Editing, Facebook, iWork, Fundraising, Non-profits, Grant Writing, Photoshop, Public Speaking, Data Analysis
Education
Columbia University in the City of New York 2010 — 2014
BA, Philosophy
Ramaz Upper School 2006 — 2010
Echo Therapeutics July 2014 - Present
Columbia College, Columbia University in the City of New York September 2010 - May 2014
StreetSquash July 2009 - May 2014
Battery Ventures June 2013 - August 2013
JMP Securities May 2012 - August 2012
WBB Securities July 2011 - August 2011
Platinum-Montaur Life Sciences May 2011 - August 2011
Skills
Social Media, Spanish, Microsoft Office, PowerPoint, Research, Community Outreach, Microsoft Excel, Microsoft Word, Editing, Facebook, iWork, Fundraising, Non-profits, Grant Writing, Photoshop, Public Speaking, Data Analysis
Education
Columbia University in the City of New York 2010 — 2014
BA, Philosophy
Ramaz Upper School 2006 — 2010
Solomon Mindlin Solomon Mindlin's JMP Securities Experience April 2015 - Present
Job Equity Research Associate at JMP Securities
Industry Financial Services
Experience
JMP Securities April 2015 - Present
Franklin Templeton Investments December 2013 - March 2015
United States Marine Corps Reserve June 2011 - October 2014
UCSB Investment Advisory Committee March 2012 - June 2013
Morgan Stanley Smith Barney February 2011 - May 2011
Skills
Public Speaking, Research, Microsoft Excel, PowerPoint, Microsoft Office, Microsoft Word, Data Analysis, Financial Analysis, Economics, Team Leadership, Accounting, Photoshop, Teamwork, Time Management, Financial Modeling, Analysis, Networking, Statistics, Finance, Valuation
Education
Santa Clara University 2013 — 2015
Master of Science (M.S.), Applied Mathematics
University of California, Santa Barbara 2009 — 2013
Bachelor of Science (B.S.), Mathematical Science, Statistical Science (dual major)
JMP Securities April 2015 - Present
Franklin Templeton Investments December 2013 - March 2015
United States Marine Corps Reserve June 2011 - October 2014
UCSB Investment Advisory Committee March 2012 - June 2013
Morgan Stanley Smith Barney February 2011 - May 2011
Skills
Public Speaking, Research, Microsoft Excel, PowerPoint, Microsoft Office, Microsoft Word, Data Analysis, Financial Analysis, Economics, Team Leadership, Accounting, Photoshop, Teamwork, Time Management, Financial Modeling, Analysis, Networking, Statistics, Finance, Valuation
Education
Santa Clara University 2013 — 2015
Master of Science (M.S.), Applied Mathematics
University of California, Santa Barbara 2009 — 2013
Bachelor of Science (B.S.), Mathematical Science, Statistical Science (dual major)
Elizabeth Day Elizabeth Day's JMP Securities Experience September 2013 - Present
Job Accountant at JMP Securities
Industry Accounting
Experience
JMP Securities September 2013 - Present
Moss Adams LLP January 2013 - September 2013
Mohler, Nixon & Williams (combined with Moss Adams in 2013) July 2011 - December 2012
Attaché Communications June 2010 - August 2010
Skills
Accounting, Auditing, GAAP, Financial Accounting, Financial Reporting, Microsoft Excel, PowerPoint, Microsoft Office, US GAAP, Financial Statements, Assurance, External Audit
Education
Santa Clara University 2007 — 2011
Bachelor of Science in Commerce, Accounting
JMP Securities September 2013 - Present
Moss Adams LLP January 2013 - September 2013
Mohler, Nixon & Williams (combined with Moss Adams in 2013) July 2011 - December 2012
Attaché Communications June 2010 - August 2010
Skills
Accounting, Auditing, GAAP, Financial Accounting, Financial Reporting, Microsoft Excel, PowerPoint, Microsoft Office, US GAAP, Financial Statements, Assurance, External Audit
Education
Santa Clara University 2007 — 2011
Bachelor of Science in Commerce, Accounting
Chris Barkauskas Chris Barkauskas's JMP Securities Experience April 2012 - Present
Job Managing Director at JMP Securities LLC
Industry Financial Services
Experience
JMP Securities April 2012 - Present
Morgan Keegan May 2008 - April 2012
Banc of America Securities January 2005 - January 2008
Cowen and Company June 1996 - June 2004
SoundView Technology Group 2004 - 2004
Skills
Financial Markets, Equities, Hedge Funds, Alternative Investments, Capital Markets, Sales, Series 7, Series 63, Client Relationship..., Investments, Investment Management, Financial Services, Equity Research, CRM, Marketing Research, Idea Generation, Finance, Team-oriented, Asset Management, Financial Modeling, Valuation, Product Management, Securities
Education
Franklin & Marshall College 1991 — 1995
Bachelor of Arts (B.A.)
London School of Economics and Political Science 1994 — 1994
Univerzita Karlova v Praze 1992 — 1992
JMP Securities April 2012 - Present
Morgan Keegan May 2008 - April 2012
Banc of America Securities January 2005 - January 2008
Cowen and Company June 1996 - June 2004
SoundView Technology Group 2004 - 2004
Skills
Financial Markets, Equities, Hedge Funds, Alternative Investments, Capital Markets, Sales, Series 7, Series 63, Client Relationship..., Investments, Investment Management, Financial Services, Equity Research, CRM, Marketing Research, Idea Generation, Finance, Team-oriented, Asset Management, Financial Modeling, Valuation, Product Management, Securities
Education
Franklin & Marshall College 1991 — 1995
Bachelor of Arts (B.A.)
London School of Economics and Political Science 1994 — 1994
Univerzita Karlova v Praze 1992 — 1992
Tim Bender Tim Bender's JMP Securities Experience July 2010 - September 2010
Job Account Executive
Industry Computer Software
Experience
Infer, Inc. February 2015 - Present
World Traveler October 2014 - January 2015
Quantcast July 2013 - October 2014
Quantcast April 2012 - July 2013
Good Technology January 2011 - April 2012
FactSet Research Systems September 2010 - January 2011
JMP Securities July 2010 - September 2010
Skills
Prospecting, Business Process Design, Enterprise Software, Competitive Analysis, Mobile Solutions, Software Sales, Start-ups, Salesforce.com, Resource Management, Financial Modeling, Valuation, Commodities, Emerging Technologies, Qualifying Prospects, Display Advertising, Online Marketing...
Education
University of San Francisco 2007 — 2010
B.S., Finance - cum laude
Richmond, The American International University in London 2008 — 2008
B.S., Finance, Economics
Investment Banking Institute 2009 — 2009
Certificate, advanced financial modeling, investment banking, LBO, M&A
Aragon High School
Infer, Inc. February 2015 - Present
World Traveler October 2014 - January 2015
Quantcast July 2013 - October 2014
Quantcast April 2012 - July 2013
Good Technology January 2011 - April 2012
FactSet Research Systems September 2010 - January 2011
JMP Securities July 2010 - September 2010
Skills
Prospecting, Business Process Design, Enterprise Software, Competitive Analysis, Mobile Solutions, Software Sales, Start-ups, Salesforce.com, Resource Management, Financial Modeling, Valuation, Commodities, Emerging Technologies, Qualifying Prospects, Display Advertising, Online Marketing...
Education
University of San Francisco 2007 — 2010
B.S., Finance - cum laude
Richmond, The American International University in London 2008 — 2008
B.S., Finance, Economics
Investment Banking Institute 2009 — 2009
Certificate, advanced financial modeling, investment banking, LBO, M&A
Aragon High School
Laura J. Szewcyzk Laura J. Szewcyzk's JMP Securities Experience December 2006 - July 2007
Job Clinical Research Associate at Onyx Pharmaceuticals
Industry Biotechnology
Experience
Onyx Pharmaceuticals February 2014 - Present
Onyx Pharmaceuticals July 2012 - February 2014
Onyx Pharmaceuticals February 2011 - July 2012
Genentech April 2010 - February 2011
UCSF July 2009 - April 2010
Genentech February 2009 - July 2009
Peace Corps July 2007 - November 2008
JMP Securities December 2006 - July 2007
McKenzie River Corp October 2005 - November 2006
IT Convergence April 2005 - October 2005
Skills
Research, Event Planning, Microsoft Office, Management, Microsoft Excel, Project Management, Community Outreach, Nonprofits, Clinical Research, Healthcare, Time Management, Data Analysis, Clinical Operations, Yoga, Clinical Site Monitoring, Volunteer Management, Biotechnology, Fundraising, Clinical Trials, Oncology, Pharmaceutical Industry, Clinical Development, GCP, Marketing
Education
San Francisco State University 2001 — 2004
BS
Onyx Pharmaceuticals February 2014 - Present
Onyx Pharmaceuticals July 2012 - February 2014
Onyx Pharmaceuticals February 2011 - July 2012
Genentech April 2010 - February 2011
UCSF July 2009 - April 2010
Genentech February 2009 - July 2009
Peace Corps July 2007 - November 2008
JMP Securities December 2006 - July 2007
McKenzie River Corp October 2005 - November 2006
IT Convergence April 2005 - October 2005
Skills
Research, Event Planning, Microsoft Office, Management, Microsoft Excel, Project Management, Community Outreach, Nonprofits, Clinical Research, Healthcare, Time Management, Data Analysis, Clinical Operations, Yoga, Clinical Site Monitoring, Volunteer Management, Biotechnology, Fundraising, Clinical Trials, Oncology, Pharmaceutical Industry, Clinical Development, GCP, Marketing
Education
San Francisco State University 2001 — 2004
BS
Robert Upland's JMP Securities Experience June 2013 - August 2013
Job Student Caller at Santa Clara University
Industry Financial Services
Experience
Santa Clara University September 2014 - May 2015
JMP Securities June 2013 - August 2013
BPIA June 2012 - September 2012
San Ramon Valley Primary Care Medical Group June 2011 - September 2011
Skills
PowerPoint, Facebook, Social Media, Microsoft Office, Microsoft Excel, Microsoft Word, Public Speaking, Social Networking, Event Planning, Leadership, Time Management, Teamwork, Research, Customer Service, Data Analysis
Education
Santa Clara University 2011 — 2015
Bachelor of Arts (BA), Communication, General, Junior
Santa Clara University September 2014 - May 2015
JMP Securities June 2013 - August 2013
BPIA June 2012 - September 2012
San Ramon Valley Primary Care Medical Group June 2011 - September 2011
Skills
PowerPoint, Facebook, Social Media, Microsoft Office, Microsoft Excel, Microsoft Word, Public Speaking, Social Networking, Event Planning, Leadership, Time Management, Teamwork, Research, Customer Service, Data Analysis
Education
Santa Clara University 2011 — 2015
Bachelor of Arts (BA), Communication, General, Junior
Anthony Madigan Anthony Madigan's JMP Securities Experience April 2011 - March 2013
Job RENMAC
Industry Investment Banking
Experience
RENMAC May 2013 - Present
JMP Securities April 2011 - March 2013
Wells Fargo Securities November 2007 - April 2011
The Guardian Life Insurance Company of America March 2006 - November 2007
Skills
Trading Strategies, Fixed Income Strategies, Equities
Education
Marist College 2001 — 2005
B.A. Communications, Minor - Business
RENMAC May 2013 - Present
JMP Securities April 2011 - March 2013
Wells Fargo Securities November 2007 - April 2011
The Guardian Life Insurance Company of America March 2006 - November 2007
Skills
Trading Strategies, Fixed Income Strategies, Equities
Education
Marist College 2001 — 2005
B.A. Communications, Minor - Business
Doug Greiner's JMP Securities Experience September 2014 - Present
Job Senior Associate at JMP Securities
Industry Capital Markets
Experience
JMP Securities September 2014 - Present
Consumer Financial Protection Bureau (CFPB) April 2014 - September 2014
Compass Point Research & Trading, LLC November 2011 - March 2014
D.A. Davidson Companies February 2010 - August 2011
Education
Georgetown University 2013 — 2014
Master of Arts (MA), Applied Economics
Gonzaga University 2005 — 2009
Bachelor of Science (BS), Economics
JMP Securities September 2014 - Present
Consumer Financial Protection Bureau (CFPB) April 2014 - September 2014
Compass Point Research & Trading, LLC November 2011 - March 2014
D.A. Davidson Companies February 2010 - August 2011
Education
Georgetown University 2013 — 2014
Master of Arts (MA), Applied Economics
Gonzaga University 2005 — 2009
Bachelor of Science (BS), Economics
Grady McConnell Grady McConnell's JMP Securities Experience November 2013 - Present
Job JMP Group, Technology Investment Banking
Industry Investment Banking
Experience
JMP Securities November 2013 - Present
The Riverside Company September 2011 - June 2013
Raymond James May 2009 - August 2011
Lane Berry (acquired by Raymond James) July 2008 - May 2009
Skills
Financial Modeling, Investment Banking, Private Equity, Financial Analysis, Due Diligence, Corporate Finance, Business Strategy, Investments, Valuation, Mergers, Corporate Development
Education
Georgetown University - The McDonough School of Business 2004 — 2008
BSBA, Management, Operations
Capistrano Valley High School 2000 — 2004
JMP Securities November 2013 - Present
The Riverside Company September 2011 - June 2013
Raymond James May 2009 - August 2011
Lane Berry (acquired by Raymond James) July 2008 - May 2009
Skills
Financial Modeling, Investment Banking, Private Equity, Financial Analysis, Due Diligence, Corporate Finance, Business Strategy, Investments, Valuation, Mergers, Corporate Development
Education
Georgetown University - The McDonough School of Business 2004 — 2008
BSBA, Management, Operations
Capistrano Valley High School 2000 — 2004
AMY FENG AMY FENG's JMP Securities Experience April 2001 - December 2005
Job Executive Vice President at The Abernathy MacGregor Group
Industry Public Relations and Communications
Experience
The Abernathy MacGregor Group August 2007 - Present
Valuation Research Corporation April 2006 - June 2007
JMP Securities April 2001 - December 2005
Lehman Brothers August 1998 - April 2001
Barnes International, Inc. June 1996 - May 1998
AlliedSignal, Inc. May 1993 - May 1996
Skills
Mergers, Investor Relations, Valuation, IPO, Equity Research, Finance, Management, Private Equity, Strategic Planning, Corporate Communications, Financial Analysis, Start-ups, Strategy, Marketing Strategy, Venture Capital, Strategic Partnerships
Education
Cornell University
A.B. with Distinction, Chemistry
Northwestern University - Kellogg School of Management
MBA, Finance, Organizational Behavior
The University of California - Berkeley
PhD, Chemistry
The Abernathy MacGregor Group August 2007 - Present
Valuation Research Corporation April 2006 - June 2007
JMP Securities April 2001 - December 2005
Lehman Brothers August 1998 - April 2001
Barnes International, Inc. June 1996 - May 1998
AlliedSignal, Inc. May 1993 - May 1996
Skills
Mergers, Investor Relations, Valuation, IPO, Equity Research, Finance, Management, Private Equity, Strategic Planning, Corporate Communications, Financial Analysis, Start-ups, Strategy, Marketing Strategy, Venture Capital, Strategic Partnerships
Education
Cornell University
A.B. with Distinction, Chemistry
Northwestern University - Kellogg School of Management
MBA, Finance, Organizational Behavior
The University of California - Berkeley
PhD, Chemistry
Aimee Ma Aimee Ma's JMP Securities Experience June 2011 - July 2011
Job Software Engineer at Cisco
Industry Computer Software
Experience
Cisco September 2013 - Present
James West Alumni Center at UCLA September 2010 - June 2013
Cisco Systems June 2012 - August 2012
JMP Securities June 2011 - July 2011
JMP Securities June 2009 - August 2009
Skills
Computer Science, C++, PHP, Python, Algorithms, C, Java, JavaScript, Linux, MySQL, jQuery, C#, HTML, Programming, SQL, Eclipse, Software Engineering, Databases, Git, AJAX, Web Development
Education
University of California, Los Angeles 2009 — 2013
B.S, Computer Science and Engineering
The Hong Kong Polytechnic University 2012 — 2012
Enterprise Engineering with Management
Cisco September 2013 - Present
James West Alumni Center at UCLA September 2010 - June 2013
Cisco Systems June 2012 - August 2012
JMP Securities June 2011 - July 2011
JMP Securities June 2009 - August 2009
Skills
Computer Science, C++, PHP, Python, Algorithms, C, Java, JavaScript, Linux, MySQL, jQuery, C#, HTML, Programming, SQL, Eclipse, Software Engineering, Databases, Git, AJAX, Web Development
Education
University of California, Los Angeles 2009 — 2013
B.S, Computer Science and Engineering
The Hong Kong Polytechnic University 2012 — 2012
Enterprise Engineering with Management
Jeff Becker Jeff Becker's JMP Securities Experience February 2006 - September 2010
Job Managing Director, CoHead of Technology Investment Banking at Jordan, Edmiston Group
Industry Investment Banking
Experience
Jordan Edmiston Group October 2014 - Present
America's Growth Capital October 2010 - September 2014
JMP Securities February 2006 - September 2010
ThinkEquity Partners 2004 - 2006
RBC Capital Markets 2001 - 2003
Robertson Stephens 1998 - 2001
Cowen and Company 1994 - 1998
Education
New York University - Leonard N. Stern School of Business 1992 — 1994
MBA, Finance & Accounting
Lehigh University - College of Business and Economics 1986 — 1990
B.S., Finance
Jordan Edmiston Group October 2014 - Present
America's Growth Capital October 2010 - September 2014
JMP Securities February 2006 - September 2010
ThinkEquity Partners 2004 - 2006
RBC Capital Markets 2001 - 2003
Robertson Stephens 1998 - 2001
Cowen and Company 1994 - 1998
Education
New York University - Leonard N. Stern School of Business 1992 — 1994
MBA, Finance & Accounting
Lehigh University - College of Business and Economics 1986 — 1990
B.S., Finance
Ryan Abbe Ryan Abbe's JMP Securities Experience February 2015 - Present
Job Managing Director at JMP Securities
Industry Investment Banking
Experience
JMP Securities February 2015 - Present
JMP Securities February 2010 - Present
JMP Securities February 2007 - February 2010
JMP Securities February 2004 - February 2007
Piper Jaffray July 2003 - February 2004
Piper Jaffray July 2001 - July 2003
Skills
Business Development, Capital Markets, Due Diligence, Rational Robot, Valuation, Private Equity, Doors, Financial Modeling, Investment Banking, Dogs, Alternative Investments, Phone Etiquette, Equity Research, Investments, Ultimate Frisbee, Golf
Education
Macalester College 1997 — 2001
BA, Economics, Legal Studies
Choate Rosemary Hall 1993 — 1997
JMP Securities February 2015 - Present
JMP Securities February 2010 - Present
JMP Securities February 2007 - February 2010
JMP Securities February 2004 - February 2007
Piper Jaffray July 2003 - February 2004
Piper Jaffray July 2001 - July 2003
Skills
Business Development, Capital Markets, Due Diligence, Rational Robot, Valuation, Private Equity, Doors, Financial Modeling, Investment Banking, Dogs, Alternative Investments, Phone Etiquette, Equity Research, Investments, Ultimate Frisbee, Golf
Education
Macalester College 1997 — 2001
BA, Economics, Legal Studies
Choate Rosemary Hall 1993 — 1997
Ed Sheppard Ed Sheppard's JMP Securities Experience July 2006 - July 2008
Job Director of Business Development at HomeCare Specialists
Industry Hospital & Health Care
Experience
HomeCare Specialists August 2010 - Present
Ocean CIty Exchange Club July 2014 - Present
Ocean City Exchange Club February 2012 - Present
Bonded Babysitters May 2011 - Present
CONTACT Cape-Atlantic November 2012 - Present
Acteva April 2009 - July 2010
Dhillon 08 for State Assembly August 2008 - November 2008
JMP Securities July 2006 - July 2008
Georgetown University Alumni and Student Federal Credit Union 2005 - 2006
Skills
Social Networking, Marketing, Home Care, Long-term Care, Elder Care, Childcare, Logistics, Fundraising, Financial Analysis, Data Mining, Valuation, Investment Banking, Fairness Opinions, Financial Modeling, Payroll, Statistical Data..., Corporate Finance, New Business Development
Education
Georgetown University 2002 — 2006
BS, Finance and Management
HomeCare Specialists August 2010 - Present
Ocean CIty Exchange Club July 2014 - Present
Ocean City Exchange Club February 2012 - Present
Bonded Babysitters May 2011 - Present
CONTACT Cape-Atlantic November 2012 - Present
Acteva April 2009 - July 2010
Dhillon 08 for State Assembly August 2008 - November 2008
JMP Securities July 2006 - July 2008
Georgetown University Alumni and Student Federal Credit Union 2005 - 2006
Skills
Social Networking, Marketing, Home Care, Long-term Care, Elder Care, Childcare, Logistics, Fundraising, Financial Analysis, Data Mining, Valuation, Investment Banking, Fairness Opinions, Financial Modeling, Payroll, Statistical Data..., Corporate Finance, New Business Development
Education
Georgetown University 2002 — 2006
BS, Finance and Management
John Reid Jr. John Reid Jr.'s JMP Securities Experience July 2011 - June 2012
Job Data Manager at 12Twenty, Inc.
Industry Retail
Experience
12Twenty, Inc. November 2013 - Present
Fd9. Group November 2012 - May 2013
JMP Securities July 2011 - June 2012
FocalPoint Partners, LLC June 2009 - June 2011
Barclays Capital June 2007 - January 2009
Barclays Capital June 2006 - August 2006
Merrill Lynch June 2005 - August 2005
Skills
Financial Modeling, Investment Banking, Capital Markets, Equities, Corporate Finance, Mergers & Acquisitions, Private Equity, Valuation, Due Diligence, Bloomberg, Finance, Investments, Venture Capital, LBO, Financial Analysis, Management
Education
Howard University 2003 — 2007
BBA, Finance
12Twenty, Inc. November 2013 - Present
Fd9. Group November 2012 - May 2013
JMP Securities July 2011 - June 2012
FocalPoint Partners, LLC June 2009 - June 2011
Barclays Capital June 2007 - January 2009
Barclays Capital June 2006 - August 2006
Merrill Lynch June 2005 - August 2005
Skills
Financial Modeling, Investment Banking, Capital Markets, Equities, Corporate Finance, Mergers & Acquisitions, Private Equity, Valuation, Due Diligence, Bloomberg, Finance, Investments, Venture Capital, LBO, Financial Analysis, Management
Education
Howard University 2003 — 2007
BBA, Finance
Eric Joseph, PhD Eric Joseph, PhD's JMP Securities Experience December 2012 - October 2014
Job Biotech Equity Research Associate at J.P. Morgan
Industry Investment Banking
Experience
J.P. Morgan October 2014 - Present
JMP Securities December 2012 - October 2014
Rodman & Renshaw March 2012 - November 2012
Memorial Sloan-Kettering Cancer Center September 2005 - March 2012
Skills
Equity Research, Scientific Writing, Lifesciences, Biotechnology, Biochemistry, Molecular Biology
Education
Cornell University 2005 — 2011
PhD, Cell Biology/Molecular Pharmacology
Queen's University 2000 — 2005
Hon. B.Sc., Biochemistry
J.P. Morgan October 2014 - Present
JMP Securities December 2012 - October 2014
Rodman & Renshaw March 2012 - November 2012
Memorial Sloan-Kettering Cancer Center September 2005 - March 2012
Skills
Equity Research, Scientific Writing, Lifesciences, Biotechnology, Biochemistry, Molecular Biology
Education
Cornell University 2005 — 2011
PhD, Cell Biology/Molecular Pharmacology
Queen's University 2000 — 2005
Hon. B.Sc., Biochemistry
Samantha Baglietto's JMP Securities Experience December 2009 - July 2010
Job Assistant Marketing Manager
Industry Marketing and Advertising
Experience
Save Mart Supermarkets April 2015 - Present
Benefit Cosmetics October 2013 - December 2014
Benefit Cosmetics June 2010 - October 2013
JMP Securities December 2009 - July 2010
Conde Nast June 2009 - November 2009
Mediasmith August 2008 - March 2009
Smith Barney July 2007 - July 2008
Amazon Advertising May 2007 - July 2007
Morgan, Franich, Fredkin and Marsh August 2004 - May 2007
Skills
Online Advertising, PowerPoint, Event Planning, Marketing, Digital Media, Advertising, Social Media Marketing, Digital Marketing, Microsoft Excel, Microsoft Office, Budgets, Market Research, Social Networking, Negotiation, Management, Training, Competitive Analysis, Retail, Sales, Marketing Communications
Education
San Jose State University 2003 — 2008
Bachelor of Science (BS), Advertising
Save Mart Supermarkets April 2015 - Present
Benefit Cosmetics October 2013 - December 2014
Benefit Cosmetics June 2010 - October 2013
JMP Securities December 2009 - July 2010
Conde Nast June 2009 - November 2009
Mediasmith August 2008 - March 2009
Smith Barney July 2007 - July 2008
Amazon Advertising May 2007 - July 2007
Morgan, Franich, Fredkin and Marsh August 2004 - May 2007
Skills
Online Advertising, PowerPoint, Event Planning, Marketing, Digital Media, Advertising, Social Media Marketing, Digital Marketing, Microsoft Excel, Microsoft Office, Budgets, Market Research, Social Networking, Negotiation, Management, Training, Competitive Analysis, Retail, Sales, Marketing Communications
Education
San Jose State University 2003 — 2008
Bachelor of Science (BS), Advertising
Alec Short Alec Short's JMP Securities Experience June 2011 - August 2011
Job Account Executive at Optimizely
Industry Computer Software
Experience
Optimizely April 2015 - Present
Optimizely October 2014 - March 2015
AppDynamics January 2013 - September 2014
AppDynamics January 2012 - January 2013
JMP Securities June 2011 - August 2011
Skills
Enterprise Software, Application Performance..., Financial Modeling
Education
University of California, Berkeley 2008 — 2011
B.A., Economics, 3.7
London School of Economics and Political Science
Summer Program, Corporate Finance and Debt Markets, 3.9
Optimizely April 2015 - Present
Optimizely October 2014 - March 2015
AppDynamics January 2013 - September 2014
AppDynamics January 2012 - January 2013
JMP Securities June 2011 - August 2011
Skills
Enterprise Software, Application Performance..., Financial Modeling
Education
University of California, Berkeley 2008 — 2011
B.A., Economics, 3.7
London School of Economics and Political Science
Summer Program, Corporate Finance and Debt Markets, 3.9
Christopher Radom's JMP Securities Experience 2012 - 2014
Job Analyst at Pura Vida Investments
Industry Capital Markets
Experience
Pura Vida Investments 2015 - Present
Mirae Asset Global Investments 2014 - 2015
JMP Securities 2012 - 2014
Jefferies & Company 2010 - 2012
Ropes & Gray LLP 2007 - 2010
Skills
Financial Modeling, Investments, Equity Research, Pharmaceutical Industry, Patents, Biotechnology, Chemistry, Venture Capital, Intellectual Property, Molecular Biology, Licensing, Mergers & Acquisitions, Due Diligence, Biochemistry, Hedge Funds, Start-ups, Corporate Development, Lifesciences, Portfolio Management, Singing, Medical Devices, Drug Discovery, Insanity, Patent Litigation, M, Patent Prosecution
Education
Harvard University 2001 — 2006
Ph.D., Chemistry and Chemical Biology
Duke University 1997 — 2001
B.S. with Distinction, Chemistry
Detroit Country Day School 1993 — 1997
Pura Vida Investments 2015 - Present
Mirae Asset Global Investments 2014 - 2015
JMP Securities 2012 - 2014
Jefferies & Company 2010 - 2012
Ropes & Gray LLP 2007 - 2010
Skills
Financial Modeling, Investments, Equity Research, Pharmaceutical Industry, Patents, Biotechnology, Chemistry, Venture Capital, Intellectual Property, Molecular Biology, Licensing, Mergers & Acquisitions, Due Diligence, Biochemistry, Hedge Funds, Start-ups, Corporate Development, Lifesciences, Portfolio Management, Singing, Medical Devices, Drug Discovery, Insanity, Patent Litigation, M, Patent Prosecution
Education
Harvard University 2001 — 2006
Ph.D., Chemistry and Chemical Biology
Duke University 1997 — 2001
B.S. with Distinction, Chemistry
Detroit Country Day School 1993 — 1997
Hazel Esquivel's JMP Securities Experience May 2007 - February 2011
Job Executive Assistant at Private
Industry Investment Management
Experience
*** February 2011 - Present
JMP Securities May 2007 - February 2011
Wells Fargo 2003 - 2005
Informatica 2000 - 2001
Guilford Mills 1998 - 2000
Merchandise Testing Laboratories @ Gap, Inc. 1994 - 1998
Skills
Administrative..., Microsoft Office, Customer Service, Office Administration, Human Resources, Event Management, Fundraising, Budgets
Education
San Francisco State University
B.S.B.A., Marketing
*** February 2011 - Present
JMP Securities May 2007 - February 2011
Wells Fargo 2003 - 2005
Informatica 2000 - 2001
Guilford Mills 1998 - 2000
Merchandise Testing Laboratories @ Gap, Inc. 1994 - 1998
Skills
Administrative..., Microsoft Office, Customer Service, Office Administration, Human Resources, Event Management, Fundraising, Budgets
Education
San Francisco State University
B.S.B.A., Marketing
Constantine Davides, CFA's JMP Securities Experience October 2007 - June 2012
Job Analyst at AlphaOne Capital Partners LLC
Industry Capital Markets
Experience
AlphaOne Capital Partners LLC December 2013 - Present
BlackRock June 2012 - June 2013
JMP Securities October 2007 - June 2012
Susquehanna Financial Group February 2005 - October 2007
Leerink Swann & Company June 2004 - February 2005
Brandwise, Inc. May 2002 - May 2004
CareTools April 1997 - May 1999
Mercer Consulting November 1995 - April 1997
Skills
Healthcare, Valuation, Equities, Hedge Funds, Financial Modeling, Equity Research, Fixed Income, Capital Markets, Bloomberg, Alternative Investments, Investments, Asset Management, Private Equity, Investment Banking, Asset Managment, Due Diligence, Mergers, Portfolio Management, Mergers & Acquisitions
Education
Carnegie Mellon University - Tepper School of Business 1999 — 2001
MBA
Wesleyan University 1991 — 1995
BA
Shady Side Academy 1987 — 1991
AlphaOne Capital Partners LLC December 2013 - Present
BlackRock June 2012 - June 2013
JMP Securities October 2007 - June 2012
Susquehanna Financial Group February 2005 - October 2007
Leerink Swann & Company June 2004 - February 2005
Brandwise, Inc. May 2002 - May 2004
CareTools April 1997 - May 1999
Mercer Consulting November 1995 - April 1997
Skills
Healthcare, Valuation, Equities, Hedge Funds, Financial Modeling, Equity Research, Fixed Income, Capital Markets, Bloomberg, Alternative Investments, Investments, Asset Management, Private Equity, Investment Banking, Asset Managment, Due Diligence, Mergers, Portfolio Management, Mergers & Acquisitions
Education
Carnegie Mellon University - Tepper School of Business 1999 — 2001
MBA
Wesleyan University 1991 — 1995
BA
Shady Side Academy 1987 — 1991
Carter Gould's JMP Securities Experience December 2012 - August 2013
Job Biotech Equity Research at Barclays
Industry Biotechnology
Experience
Barclays October 2014 - Present
J.P. Morgan August 2013 - September 2014
JMP Securities December 2012 - August 2013
Rodman & Renshaw September 2011 - December 2012
Bionest Partners March 2007 - August 2011
Tepnel Life Sciences June 2005 - March 2007
Johns Hopkins University 2003 - 2005
University of Chicago 2000 - 2002
Skills
Equity Research, Financial Modeling, Strategic Planning, Forecasting, Biotechnology, Oncology, Clinical Trials, Business Development, Healthcare, Strategy, Business Strategy, Pharmaceutical Industry, Valuation, Lifesciences, Product Launch, Commercialization, Venture Capital, Market Analysis, Corporate Development, Management Consulting, Competitive Intelligence, Biopharmaceuticals, Competitive Analysis, Due Diligence, Drug Development, Life Sciences
Education
The University of Chicago 1999 — 2003
BS
The Johns Hopkins University 2003 — 2005
MA
Barclays October 2014 - Present
J.P. Morgan August 2013 - September 2014
JMP Securities December 2012 - August 2013
Rodman & Renshaw September 2011 - December 2012
Bionest Partners March 2007 - August 2011
Tepnel Life Sciences June 2005 - March 2007
Johns Hopkins University 2003 - 2005
University of Chicago 2000 - 2002
Skills
Equity Research, Financial Modeling, Strategic Planning, Forecasting, Biotechnology, Oncology, Clinical Trials, Business Development, Healthcare, Strategy, Business Strategy, Pharmaceutical Industry, Valuation, Lifesciences, Product Launch, Commercialization, Venture Capital, Market Analysis, Corporate Development, Management Consulting, Competitive Intelligence, Biopharmaceuticals, Competitive Analysis, Due Diligence, Drug Development, Life Sciences
Education
The University of Chicago 1999 — 2003
BS
The Johns Hopkins University 2003 — 2005
MA
Stephanie Shum's JMP Securities Experience June 2004 - March 2011
Job Owner of MUHS HOME | San Francisco
Industry Retail
Experience
MUHS HOME March 2011 - Present
JMP Securities June 2004 - March 2011
Education
Cornell University
B.S., summa cum laude, Applied Economics and Management
MUHS HOME March 2011 - Present
JMP Securities June 2004 - March 2011
Education
Cornell University
B.S., summa cum laude, Applied Economics and Management
Clarissa Holmberg's JMP Securities Experience May 2008 - October 2011
Job Senior Accountant
Industry Entertainment
Experience
Nintendo June 2015 - Present
Professional Publications, Inc. February 2011 - Present
JMP Securities May 2008 - October 2011
JMP Securities July 2006 - May 2008
Notre Dame de Namur July 2005 - July 2006
Notre Dame de Namur October 2004 - July 2005
University of San Francisco January 2004 - April 2004
Skills
Accounting, Account Reconciliation, Accruals, Cash Flow, Financial Statements, Journal Entries, Sarbanes-Oxley Act, Bank Reconciliation, Expenses, Financial Reporting, Microsoft Dynamics GP, Microsoft Excel
Education
University of San Francisco
BS, Business Administration / Accounting
Santa Barbara City College
AA, Liberal Studies
Nintendo June 2015 - Present
Professional Publications, Inc. February 2011 - Present
JMP Securities May 2008 - October 2011
JMP Securities July 2006 - May 2008
Notre Dame de Namur July 2005 - July 2006
Notre Dame de Namur October 2004 - July 2005
University of San Francisco January 2004 - April 2004
Skills
Accounting, Account Reconciliation, Accruals, Cash Flow, Financial Statements, Journal Entries, Sarbanes-Oxley Act, Bank Reconciliation, Expenses, Financial Reporting, Microsoft Dynamics GP, Microsoft Excel
Education
University of San Francisco
BS, Business Administration / Accounting
Santa Barbara City College
AA, Liberal Studies
Sam Brownell's JMP Securities Experience August 2007 - September 2008
Job Managing Director at Stratus Capital Management, LLC
Industry Financial Services
Experience
Stratus Capital Management, LLC July 2013 - Present
NERA Economic Consulting October 2012 - September 2013
Spain Tech Center May 2012 - August 2012
Wunderlich Securities September 2011 - April 2012
Unviersity of Maryland August 2009 - May 2011
JMP Securities August 2007 - September 2008
ARK Financial November 2006 - April 2007
Ameriprise Financial August 2006 - November 2006
Skills
Equity Research, Excel, Financial Modeling, Microsoft Excel, Equities, Market Research, Analysis, Portfolio Management
Education
University of Maryland College Park 2009 — 2011
MBA, Finance
Loyola University Maryland 2001 — 2005
BBA, Economics
Stratus Capital Management, LLC July 2013 - Present
NERA Economic Consulting October 2012 - September 2013
Spain Tech Center May 2012 - August 2012
Wunderlich Securities September 2011 - April 2012
Unviersity of Maryland August 2009 - May 2011
JMP Securities August 2007 - September 2008
ARK Financial November 2006 - April 2007
Ameriprise Financial August 2006 - November 2006
Skills
Equity Research, Excel, Financial Modeling, Microsoft Excel, Equities, Market Research, Analysis, Portfolio Management
Education
University of Maryland College Park 2009 — 2011
MBA, Finance
Loyola University Maryland 2001 — 2005
BBA, Economics
Danielle Eppinga's JMP Securities Experience May 2005 - April 2006
Job Account Manager at Key Events
Industry Events Services
Experience
Key Events September 2015 - Present
J.P. Morgan August 2011 - September 2015
Wedbush Securities January 2009 - August 2011
Pacific Growth Equities *acquired by Wedbush Securities August 2006 - May 2009
JMP Securities May 2005 - April 2006
California Host November 2004 - May 2005
Skills
Event Planning, Event Management, Marketing, Budgets, Management, Sales, Customer Service, Strategy, Meeting Planning, Social Media, Corporate Events, Marketing Communications, Strategic Planning, Microsoft Office, PowerPoint, Social Media Marketing, Microsoft Excel, Marketing Strategy, Microsoft Word, Project Management, Program Management, Analysis, Social Networking, Email Marketing, Time Management, Business Development, Account Management, Market Research, Public Relations
Education
San Francisco State University 2002 — 2005
Bachelor of Arts, Recreation and Leisure Studies; Commercial Recreation/Tourism and Events
Key Events September 2015 - Present
J.P. Morgan August 2011 - September 2015
Wedbush Securities January 2009 - August 2011
Pacific Growth Equities *acquired by Wedbush Securities August 2006 - May 2009
JMP Securities May 2005 - April 2006
California Host November 2004 - May 2005
Skills
Event Planning, Event Management, Marketing, Budgets, Management, Sales, Customer Service, Strategy, Meeting Planning, Social Media, Corporate Events, Marketing Communications, Strategic Planning, Microsoft Office, PowerPoint, Social Media Marketing, Microsoft Excel, Marketing Strategy, Microsoft Word, Project Management, Program Management, Analysis, Social Networking, Email Marketing, Time Management, Business Development, Account Management, Market Research, Public Relations
Education
San Francisco State University 2002 — 2005
Bachelor of Arts, Recreation and Leisure Studies; Commercial Recreation/Tourism and Events
Laura Nally's JMP Securities Experience August 2006 - March 2010
Job Vice President Private Wealth Management at Goldman, Sachs & Co.
Industry Investment Management
Experience
Goldman Sachs March 2010 - Present
JMP Securities August 2006 - March 2010
Education
Texas A&M University 2003 — 2006
Stratford High School 1999 — 2003
Goldman Sachs March 2010 - Present
JMP Securities August 2006 - March 2010
Education
Texas A&M University 2003 — 2006
Stratford High School 1999 — 2003
Nicole Clemens, CPA's JMP Securities Experience May 2011 - Present
Job Assistant Controller at JMP Securities
Industry Accounting
Experience
JMP Securities May 2011 - Present
The Siegfried Group March 2008 - May 2011
KPMG September 2005 - 2008
Skills
Auditing, US GAAP, SEC filings, Internal Controls, Sarbanes-Oxley Act, Financial Reporting, Financial Analysis, GAAP, Accounting
Education
Boston College - Wallace E. Carroll Graduate School of Management 2004 — 2005
Master, Accounting
Boston College 2000 — 2004
BS, Economics
University of Paris I: Panthéon-Sorbonne 2003 — 2003
HKUST Business School 2002 — 2002
JMP Securities May 2011 - Present
The Siegfried Group March 2008 - May 2011
KPMG September 2005 - 2008
Skills
Auditing, US GAAP, SEC filings, Internal Controls, Sarbanes-Oxley Act, Financial Reporting, Financial Analysis, GAAP, Accounting
Education
Boston College - Wallace E. Carroll Graduate School of Management 2004 — 2005
Master, Accounting
Boston College 2000 — 2004
BS, Economics
University of Paris I: Panthéon-Sorbonne 2003 — 2003
HKUST Business School 2002 — 2002
Keen Butcher's JMP Securities Experience September 2002 - January 2008
Job Principal at Butcher Financial, LLC
Industry Financial Services
Experience
Butcher Financial, LLC February 2011 - Present
Tudor Pickering Holt & Co. August 2008 - November 2009
JMP Securities September 2002 - January 2008
Banc of America Securities (Montgomery Securities) 1999 - 2001
Robertson Stephens 1997 - 1998
Skills
Equity Research, Corporate Development, Private Equity, Venture Capital, Valuation, Investment Banking, Equities, Financial Modeling, Hedge Funds, Capital Markets, Series 7, Due Diligence, LBO, Investments, Mergers
Education
The Wharton School at the University of Pennsylvania 1993 — 1995
MBA, Management
Princeton University 1983 — 1988
A.B., Political Economy
Butcher Financial, LLC February 2011 - Present
Tudor Pickering Holt & Co. August 2008 - November 2009
JMP Securities September 2002 - January 2008
Banc of America Securities (Montgomery Securities) 1999 - 2001
Robertson Stephens 1997 - 1998
Skills
Equity Research, Corporate Development, Private Equity, Venture Capital, Valuation, Investment Banking, Equities, Financial Modeling, Hedge Funds, Capital Markets, Series 7, Due Diligence, LBO, Investments, Mergers
Education
The Wharton School at the University of Pennsylvania 1993 — 1995
MBA, Management
Princeton University 1983 — 1988
A.B., Political Economy
Jeremy Kopcsik's JMP Securities Experience May 2007 - Present
Job VP Institutional Equity Sales at JMP Securities
Industry Financial Services
Experience
JMP Securities May 2007 - Present
SunTrust Robinson Humphrey June 2000 - May 2007
Education
Rutgers University-New Brunswick 1994 — 1998
JMP Securities May 2007 - Present
SunTrust Robinson Humphrey June 2000 - May 2007
Education
Rutgers University-New Brunswick 1994 — 1998
Shan Mohomedally's JMP Securities Experience January 2009 - Present
Job Managing Director at Wachovia Securities
Industry Financial Services
Experience
JMP Securities January 2009 - Present
Wachovia Capital Markets 2000 - 2009
Education
Boston University 1988 — 1992
JMP Securities January 2009 - Present
Wachovia Capital Markets 2000 - 2009
Education
Boston University 1988 — 1992
Felicia Stein Miller, PhD's JMP Securities Experience May 2005 - March 2008
Job Vice President, R&D, Organic Flavors & Fragrances, Inc
Industry Cosmetics
Experience
Organic Flavors & Fragrances, Inc March 2008 - Present
JMP Securities May 2005 - March 2008
Education
Icahn School of Medicine at Mount Sinai 1999 — 2005
Cornell University 1993 — 1997
BS, Biology
Organic Flavors & Fragrances, Inc March 2008 - Present
JMP Securities May 2005 - March 2008
Education
Icahn School of Medicine at Mount Sinai 1999 — 2005
Cornell University 1993 — 1997
BS, Biology
Will Marks's JMP Securities Experience 2001 - 2014
Job Research Analyst at JMP Securities
Industry Financial Services
Experience
JMP Securities 2001 - 2014
Banc of America Securities 1994 - 2001
Education
Northwestern University 1992 — 1994
MBA
University of California, Davis 1984 — 1988
BA
SMHS
JMP Securities 2001 - 2014
Banc of America Securities 1994 - 2001
Education
Northwestern University 1992 — 1994
MBA
University of California, Davis 1984 — 1988
BA
SMHS
Katie Babkina's JMP Securities Experience March 2003 - February 2005
Job Professional Independent Dog Walker at Canine Concierge
Industry Veterinary
Experience
Canine Concierge April 2009 - Present
PG&E March 2005 - April 2009
JMP Securities March 2003 - February 2005
Wachovia Securities, LLC February 2001 - February 2003
Skills
Data Analysis, Microsoft Excel, Healthcare, Research, Project Management, Event Planning, Leadership, Management, Marketing, Public Speaking, Sales, Social Media, Strategic Planning, Strategy, Customer Service, Marketing Strategy
Education
Boston University - School of Management 1994 — 1996
Bachelor of Science, International Finance
Canine Concierge April 2009 - Present
PG&E March 2005 - April 2009
JMP Securities March 2003 - February 2005
Wachovia Securities, LLC February 2001 - February 2003
Skills
Data Analysis, Microsoft Excel, Healthcare, Research, Project Management, Event Planning, Leadership, Management, Marketing, Public Speaking, Sales, Social Media, Strategic Planning, Strategy, Customer Service, Marketing Strategy
Education
Boston University - School of Management 1994 — 1996
Bachelor of Science, International Finance
Bryce Dille, CFA's JMP Securities Experience August 2006 - June 2011
Job Financial Planning and Analysis at Solazyme, Inc.
Industry Financial Services
Experience
Solazyme, Inc. October 2013 - Present
Savitr Capital June 2011 - August 2013
JMP Securities August 2006 - June 2011
Encompass Funds; MHG and Associates March 2004 - August 2006
BNY Mellon September 2000 - September 2003
EIC Laboratories August 1998 - September 2000
Skills
Equity Research, Financial Modeling, Corporate Finance, Investments, Hedge Funds, Investment Banking, Capital Markets, Strategic Financial..., Equities, Valuation, Strategic Planning, Mergers & Acquisitions, Due Diligence, Strategy, Investor Relations, Energy, Private Equity, IPO, Start-ups, Venture Capital, Corporate Development, Financial Analysis, Alternative Investments, Restructuring, Emerging Markets, Portfolio Management, Fixed Income, Equity Valuation, Asset Management, Bloomberg, Financial Structuring, Structured Finance, Business Valuation, Private Placements, LBO, Investment Management, Securities, Series 7, M&A experience
Education
Carleton College 1994 — 1998
Chemistry
Solazyme, Inc. October 2013 - Present
Savitr Capital June 2011 - August 2013
JMP Securities August 2006 - June 2011
Encompass Funds; MHG and Associates March 2004 - August 2006
BNY Mellon September 2000 - September 2003
EIC Laboratories August 1998 - September 2000
Skills
Equity Research, Financial Modeling, Corporate Finance, Investments, Hedge Funds, Investment Banking, Capital Markets, Strategic Financial..., Equities, Valuation, Strategic Planning, Mergers & Acquisitions, Due Diligence, Strategy, Investor Relations, Energy, Private Equity, IPO, Start-ups, Venture Capital, Corporate Development, Financial Analysis, Alternative Investments, Restructuring, Emerging Markets, Portfolio Management, Fixed Income, Equity Valuation, Asset Management, Bloomberg, Financial Structuring, Structured Finance, Business Valuation, Private Placements, LBO, Investment Management, Securities, Series 7, M&A experience
Education
Carleton College 1994 — 1998
Chemistry
Scott Stover's JMP Securities Experience February 2015 - May 2015
Job Investment Banking Summer Associate at RBC Capital Markets
Industry Aviation & Aerospace
Experience
RBC Capital Markets June 2015 - August 2015
JMP Securities February 2015 - May 2015
Verify, Inc. February 2012 - May 2015
Lockheed Martin - Aeronautics April 2010 - December 2011
Lockheed Martin - Integrated Systems & Global Services December 2009 - April 2010
Lockheed Martin - Integrated Systems & Global Services March 2008 - December 2009
Lockheed Martin - Integrated Systems & Global Services May 2005 - March 2008
Stover Management Corp. December 2004 - May 2005
Amphenol Aerospace/Industrial Operations May 2004 - December 2004
CCJM Engineers - Facilities division October 2003 - March 2004
Skills
Systems Engineering, Quality Management, Iso 9000, Supply Chain Management, Financial Analysis, Financial Modeling, Program Management, Financial Statements, Statistical Analysis, Electronics..., Electrical Engineering, ISO 9001, Software Development, Supplier Audits, Independent..., ISO 9001:2008, Lean Management, Event Planning, Non-profit Leadership, Aerospace Manufacturing, Certified Software..., Aerospace, Quality Assurance, Root Cause Analysis, Integration, Manufacturing, Systems Integration
Education
University of California, Berkeley, Haas School of Business 2014 — 2015
Master of Business Administration (M.B.A.)
The George Washington University 2006 — 2009
M.S.
Lehigh University 1996 — 2000
B.S.
RBC Capital Markets June 2015 - August 2015
JMP Securities February 2015 - May 2015
Verify, Inc. February 2012 - May 2015
Lockheed Martin - Aeronautics April 2010 - December 2011
Lockheed Martin - Integrated Systems & Global Services December 2009 - April 2010
Lockheed Martin - Integrated Systems & Global Services March 2008 - December 2009
Lockheed Martin - Integrated Systems & Global Services May 2005 - March 2008
Stover Management Corp. December 2004 - May 2005
Amphenol Aerospace/Industrial Operations May 2004 - December 2004
CCJM Engineers - Facilities division October 2003 - March 2004
Skills
Systems Engineering, Quality Management, Iso 9000, Supply Chain Management, Financial Analysis, Financial Modeling, Program Management, Financial Statements, Statistical Analysis, Electronics..., Electrical Engineering, ISO 9001, Software Development, Supplier Audits, Independent..., ISO 9001:2008, Lean Management, Event Planning, Non-profit Leadership, Aerospace Manufacturing, Certified Software..., Aerospace, Quality Assurance, Root Cause Analysis, Integration, Manufacturing, Systems Integration
Education
University of California, Berkeley, Haas School of Business 2014 — 2015
Master of Business Administration (M.B.A.)
The George Washington University 2006 — 2009
M.S.
Lehigh University 1996 — 2000
B.S.
Vincent Vince Montesano's JMP Securities Experience April 2006 - Present
Job Director at JMP Securities
Industry Financial Services
Experience
JMP Securities April 2006 - Present
Education
Harvard Business School 1993 — 1995
M.B.A., Finance
Villanova University 1986 — 1990
B.S., Finance
JMP Securities April 2006 - Present
Education
Harvard Business School 1993 — 1995
M.B.A., Finance
Villanova University 1986 — 1990
B.S., Finance
James O'Day's JMP Securities Experience November 2008 - Present
Job Director of Equity Sales @ JMP Securities
Industry Investment Management
Experience
JMP Securities November 2008 - Present
CypressTree Investments February 2006 - November 2008
MFS Investment Management January 2005 - August 2005
Skills
Investments, Trading, Emerging Markets, Credit, Bloomberg, Equities, Series 7, Fixed Income, Capital Markets, Hedge Funds, Financial Modeling, Valuation, Series 63, Equity Research, Investment Banking, Securities
Education
Northeastern University 2001 — 2006
Bachelors, Finance
JMP Securities November 2008 - Present
CypressTree Investments February 2006 - November 2008
MFS Investment Management January 2005 - August 2005
Skills
Investments, Trading, Emerging Markets, Credit, Bloomberg, Equities, Series 7, Fixed Income, Capital Markets, Hedge Funds, Financial Modeling, Valuation, Series 63, Equity Research, Investment Banking, Securities
Education
Northeastern University 2001 — 2006
Bachelors, Finance
Nicole Brown (DeVore)'s JMP Securities Experience June 2007 - November 2008
Job Marketing Assistant
Industry Financial Services
Experience
Fetal Diagnostic Center July 2009 - Present
JMP Securities June 2007 - November 2008
Essex County Juvenile Court September 2005 - June 2007
The Private Trust Company, N.A October 2004 - September 2005
LeClair Ryan May 2004 - September 2004
Skills
Customer Service, Online Advertising
Education
Old Dominion University 2002 — 2005
Criminal Justice/Sociology
George Mason University
Fetal Diagnostic Center July 2009 - Present
JMP Securities June 2007 - November 2008
Essex County Juvenile Court September 2005 - June 2007
The Private Trust Company, N.A October 2004 - September 2005
LeClair Ryan May 2004 - September 2004
Skills
Customer Service, Online Advertising
Education
Old Dominion University 2002 — 2005
Criminal Justice/Sociology
George Mason University
Williams Butcher's JMP Securities Experience October 2002 - January 2008
Job Independent Financial Services Professional
Industry Financial Services
Experience
JMP Securities October 2002 - January 2008
ForgeFinder April 2001 - August 2002
Education
University of Pennsylvania - The Wharton School 1993 — 1995
MBA, Management
Princeton University 1983 — 1988
JMP Securities October 2002 - January 2008
ForgeFinder April 2001 - August 2002
Education
University of Pennsylvania - The Wharton School 1993 — 1995
MBA, Management
Princeton University 1983 — 1988
Robert Menjivar, CPA, MST's JMP Securities Experience July 2008 - July 2013
Job Principal/Tax Consultant at Data Count Tax & Financial Services Co.
Industry Financial Services
Experience
Data Count Tax & Financial Services Co. September 2013 - Present
JMP Securities July 2008 - July 2013
Basic American Foods June 2005 - June 2008
Self Employed -Tax Consultant August 2004 - May 2005
Baco Realty Corporation September 2001 - July 2004
AT&T Wireless, Inc. February 1998 - April 2001
MCI World Com Wireless, Inc April 1996 - January 1998
MFS Communications, Inc January 1993 - February 1996
Skills
Tax Accounting, FIN 48, Property Tax, Tax Returns, Compliance, Tax, CPA, Accounting, Tax Research, Strategic Financial..., Excel, MS Word, Tax..., Corporate Tax, Financial Statements, Sales Tax, Income Tax, State Tax, Internal Controls, Account Reconciliation, Transfer Pricing, Consolidation, Auditing, Partnership Taxation, Use Tax, S Corporations, Finance, US GAAP, GAAP, External Audit, International Tax, FAS 5, Tax Advisory, Sarbanes-Oxley Act, Sarbanes-Oxley, US Tax, Corporate Tax Planning, Mergers & Acquisitions, Payroll, Financial Accounting, Financial Reporting, Tax Preparation, Personal Tax Planning, Revenue Recognition, Big 4, Financial Planning
Education
Golden Gate University 1998 — 2001
Maters of Science, Taxation
Golden Gate University 1996 — 1997
Bachelor of Science, Accounting
San Francisco State University 1994 — 1995
Data Count Tax & Financial Services Co. September 2013 - Present
JMP Securities July 2008 - July 2013
Basic American Foods June 2005 - June 2008
Self Employed -Tax Consultant August 2004 - May 2005
Baco Realty Corporation September 2001 - July 2004
AT&T Wireless, Inc. February 1998 - April 2001
MCI World Com Wireless, Inc April 1996 - January 1998
MFS Communications, Inc January 1993 - February 1996
Skills
Tax Accounting, FIN 48, Property Tax, Tax Returns, Compliance, Tax, CPA, Accounting, Tax Research, Strategic Financial..., Excel, MS Word, Tax..., Corporate Tax, Financial Statements, Sales Tax, Income Tax, State Tax, Internal Controls, Account Reconciliation, Transfer Pricing, Consolidation, Auditing, Partnership Taxation, Use Tax, S Corporations, Finance, US GAAP, GAAP, External Audit, International Tax, FAS 5, Tax Advisory, Sarbanes-Oxley Act, Sarbanes-Oxley, US Tax, Corporate Tax Planning, Mergers & Acquisitions, Payroll, Financial Accounting, Financial Reporting, Tax Preparation, Personal Tax Planning, Revenue Recognition, Big 4, Financial Planning
Education
Golden Gate University 1998 — 2001
Maters of Science, Taxation
Golden Gate University 1996 — 1997
Bachelor of Science, Accounting
San Francisco State University 1994 — 1995
Janet Tarkoff's JMP Securities Experience 2003 - 2013
Job Founder and Chief Executive Officer at j.loraine, LLC
Industry Apparel & Fashion
Experience
j.loraine, LLC 2013 - Present
JMP Group Inc. 2003 - 2013
JMP Securities 2003 - 2013
Harvest Capital Strategies 2003 - 2013
Thomas Weisel Partners 2000 - 2003
Winston & Strawn LLP 1998 - 2000
Montgomery Securities 1994 - 1998
Banc of America Securities (fka Montgomery Securities) 1994 - 1998
Montgomery Securities/Bank of America Securities 1994 - 1998
Skills
Private Equity, Securities, Venture Capital, Corporate Law, Hedge Funds, Mergers & Acquisitions, Asset Management, Investments, Alternative Investments, Due Diligence, Capital Markets, M&A experience, Equities
Education
University of California, Hastings College of the Law 1989 — 1992
JD, Law
Pepperdine University 1985 — 1988
BA, Political Science
j.loraine, LLC 2013 - Present
JMP Group Inc. 2003 - 2013
JMP Securities 2003 - 2013
Harvest Capital Strategies 2003 - 2013
Thomas Weisel Partners 2000 - 2003
Winston & Strawn LLP 1998 - 2000
Montgomery Securities 1994 - 1998
Banc of America Securities (fka Montgomery Securities) 1994 - 1998
Montgomery Securities/Bank of America Securities 1994 - 1998
Skills
Private Equity, Securities, Venture Capital, Corporate Law, Hedge Funds, Mergers & Acquisitions, Asset Management, Investments, Alternative Investments, Due Diligence, Capital Markets, M&A experience, Equities
Education
University of California, Hastings College of the Law 1989 — 1992
JD, Law
Pepperdine University 1985 — 1988
BA, Political Science
Laura Fieseler Hickman's JMP Securities Experience March 2007 - Present
Job Director of Equity Sales at JMP Securities
Industry Financial Services
Experience
JMP Securities March 2007 - Present
Time Inc July 2003 - March 2007
Skills
Equities, Hedge Funds, Investments, Capital Markets
Education
Boston College 1999 — 2003
Bachelor of Science (BS), CARROLL SCHOOL OF MANAGEMENT
JMP Securities March 2007 - Present
Time Inc July 2003 - March 2007
Skills
Equities, Hedge Funds, Investments, Capital Markets
Education
Boston College 1999 — 2003
Bachelor of Science (BS), CARROLL SCHOOL OF MANAGEMENT
Clifton Stone's JMP Securities Experience March 2009 - Present
Job Regulatory Manager at JMP Securities
Industry Financial Services
Experience
JMP Securities March 2009 - Present
Sabbatical June 2007 - March 2009
ThinkEquity Partners May 2005 - May 2007
Charles Schwab May 2004 - May 2005
NYFIX October 2002 - May 2004
Robertson Stephens August 2000 - October 2002
Citigroup January 1992 - July 2000
Commodity Futures Trading Commission August 1988 - January 1992
Skills
Securities
Education
American University Washington College of Law 1981 — 1984
JD, Law
Boston University 1976 — 1979
BS, Business
Fair Lawn High School
JMP Securities March 2009 - Present
Sabbatical June 2007 - March 2009
ThinkEquity Partners May 2005 - May 2007
Charles Schwab May 2004 - May 2005
NYFIX October 2002 - May 2004
Robertson Stephens August 2000 - October 2002
Citigroup January 1992 - July 2000
Commodity Futures Trading Commission August 1988 - January 1992
Skills
Securities
Education
American University Washington College of Law 1981 — 1984
JD, Law
Boston University 1976 — 1979
BS, Business
Fair Lawn High School
Chris Maher's JMP Securities Experience July 2009 - Present
Job Managing Director at JMP Securities LLC
Industry Financial Services
Experience
JMP Securities July 2009 - Present
Thomas Weisel Partners March 2006 - February 2009
CIBC World Markets March 2004 - March 2006
Bank One 2002 - 2004
Robertson Stephens 1998 - 2002
Skills
Equity Derivatives, Hedge Funds, Business Development, Credit, Alternative Investments, Equities, Investments, Series 7, Bonds, Options, Sales, Investment Banking, Asset Management, Bloomberg, Capital Markets, Fixed Income, Management, Securities, Series 63, Portfolio Management, Financial Modeling, Valuation, Trading
Education
Loyola University Chicago 1996 — 1997
Partial MBA due to Relocation, MBA
DePauw University 1989 — 1993
BA, Liberal Arts
JMP Securities July 2009 - Present
Thomas Weisel Partners March 2006 - February 2009
CIBC World Markets March 2004 - March 2006
Bank One 2002 - 2004
Robertson Stephens 1998 - 2002
Skills
Equity Derivatives, Hedge Funds, Business Development, Credit, Alternative Investments, Equities, Investments, Series 7, Bonds, Options, Sales, Investment Banking, Asset Management, Bloomberg, Capital Markets, Fixed Income, Management, Securities, Series 63, Portfolio Management, Financial Modeling, Valuation, Trading
Education
Loyola University Chicago 1996 — 1997
Partial MBA due to Relocation, MBA
DePauw University 1989 — 1993
BA, Liberal Arts
Strelow, Tracy's JMP Securities Experience June 2011 - Present
Job Vice President, Head of Publishing, JMP Securities LLC
Industry Financial Services
Experience
JMP Securities June 2011 - Present
Best Practices Consulting Group April 2010 - August 2012
Nollenberger Capital Partners Inc September 2007 - December 2009
Piper Jaffray 2001 - 2007
GMAC-RFC 1997 - 2001
Skills
Equity Research, Capital Markets, Series 24, Series 87, Compliance, Series 7, Securities, Investment Banking, Fixed Income, Series 63, Investments, Asset Management
Education
Minnesota State University, Mankato 1987 — 1991
BS, Business
JMP Securities June 2011 - Present
Best Practices Consulting Group April 2010 - August 2012
Nollenberger Capital Partners Inc September 2007 - December 2009
Piper Jaffray 2001 - 2007
GMAC-RFC 1997 - 2001
Skills
Equity Research, Capital Markets, Series 24, Series 87, Compliance, Series 7, Securities, Investment Banking, Fixed Income, Series 63, Investments, Asset Management
Education
Minnesota State University, Mankato 1987 — 1991
BS, Business
Glenn Geist's JMP Securities Experience March 2003 - June 2011
Job Senior Vice President and Investment Counselor at Capital Group Private Client Services
Industry Investment Management
Experience
Capital Group Private Client Services August 2011 - Present
JMP Securities March 2003 - June 2011
Jefferies & Company June 1998 - March 2003
Lehman Brothers December 1993 - June 1998
Education
Cleveland State University 1979 — 1981
BA, Marketing
Bowling Green State University 1977 — 1979
Capital Group Private Client Services August 2011 - Present
JMP Securities March 2003 - June 2011
Jefferies & Company June 1998 - March 2003
Lehman Brothers December 1993 - June 1998
Education
Cleveland State University 1979 — 1981
BA, Marketing
Bowling Green State University 1977 — 1979
Mitch Germain's JMP Securities Experience July 2009 - Present
Job Managing Director at JMP Securities
Industry Real Estate
Experience
JMP Securities July 2009 - Present
Bank of America 2006 - Present
RBC Capital Markets 2005 - 2006
UBS 2004 - 2006
SunDance Advisers 1999 - 2004
JP Morgan 1997 - 1999
ING Clarion 1995 - 1997
Education
Boston University 1990 — 1994
BS, Accounting
JMP Securities July 2009 - Present
Bank of America 2006 - Present
RBC Capital Markets 2005 - 2006
UBS 2004 - 2006
SunDance Advisers 1999 - 2004
JP Morgan 1997 - 1999
ING Clarion 1995 - 1997
Education
Boston University 1990 — 1994
BS, Accounting
Stephen Dobi's JMP Securities Experience May 2015 - July 2015
Job Supervisory Analyst
Industry Research
Experience
JMP Securities May 2015 - July 2015
FBR Capital Markets March 2014 - August 2014
Longbow Research February 2010 - April 2013
Longbow Research December 2008 - February 2010
ABN AMRO Bank N.V. December 2008 - June 2009
LaBranche Financial Services November 2004 - December 2006
Goldman Sachs March 1993 - June 2000
Morgan Stanley Smith Barney January 1990 - March 1993
Salomon Brothers May 1986 - December 1990
Various Universities (See Summary above) January 1971 - December 1984
Skills
Capital Markets, Equity Research, Financial Analysis, Hedge Funds, Building Materials, Series 7, Research, Investment Banking, Equities, FINRA, Editing, Investments, Equity Valuation
Education
Columbia University - Columbia Business School 1985 — 1987
MBA, Finance, Marketing
New York University 1982 — 1984
Ph.D., Cinema Studies
New York University 1981 — 1984
Master of Arts (M.A.), Cinema Studies
New York University
Master of Philosophy (M.Phil.), Cinema Studies
Penn State University
MA, Theatre/Film
St. Vincent College
BA, English/Theatre
JMP Securities May 2015 - July 2015
FBR Capital Markets March 2014 - August 2014
Longbow Research February 2010 - April 2013
Longbow Research December 2008 - February 2010
ABN AMRO Bank N.V. December 2008 - June 2009
LaBranche Financial Services November 2004 - December 2006
Goldman Sachs March 1993 - June 2000
Morgan Stanley Smith Barney January 1990 - March 1993
Salomon Brothers May 1986 - December 1990
Various Universities (See Summary above) January 1971 - December 1984
Skills
Capital Markets, Equity Research, Financial Analysis, Hedge Funds, Building Materials, Series 7, Research, Investment Banking, Equities, FINRA, Editing, Investments, Equity Valuation
Education
Columbia University - Columbia Business School 1985 — 1987
MBA, Finance, Marketing
New York University 1982 — 1984
Ph.D., Cinema Studies
New York University 1981 — 1984
Master of Arts (M.A.), Cinema Studies
New York University
Master of Philosophy (M.Phil.), Cinema Studies
Penn State University
MA, Theatre/Film
St. Vincent College
BA, English/Theatre
Evan Berk's JMP Securities Experience 2007 - 2008
Job Scientific Director, Nutrition Performance Unit, Pharma R&D at GlaxoSmithKline
Industry Pharmaceuticals
Experience
GlaxoSmithKline May 2012 - Present
Teacher's College, Columbia University August 2006 - Present
GlaxoSmithKline October 2011 - May 2012
GlaxoSmithKline December 2010 - October 2011
GlaxoSmithKline February 2008 - December 2010
JMP Securities 2007 - 2008
New York Obesity Research Center 2003 - 2008
Teacher's College, Columbia University September 2003 - August 2005
Skills
Lifesciences, Diabetes, Clinical Research, Clinical Trials, Pharmaceutical Industry, Nutrition, Biotechnology, Drug Development, R&D, Neuroscience, Environmental Awareness, Science, Drug Discovery, Cell Biology, Clinical Development, Molecular Biology, Cell Culture, Regulatory Affairs, Oncology, Biochemistry, Life Sciences
Education
Columbia University in the City of New York 2001 — 2006
Ph.D., Human Nutrition
Cornell University 1996 — 2000
B.S., Nutritional Sciences
GlaxoSmithKline May 2012 - Present
Teacher's College, Columbia University August 2006 - Present
GlaxoSmithKline October 2011 - May 2012
GlaxoSmithKline December 2010 - October 2011
GlaxoSmithKline February 2008 - December 2010
JMP Securities 2007 - 2008
New York Obesity Research Center 2003 - 2008
Teacher's College, Columbia University September 2003 - August 2005
Skills
Lifesciences, Diabetes, Clinical Research, Clinical Trials, Pharmaceutical Industry, Nutrition, Biotechnology, Drug Development, R&D, Neuroscience, Environmental Awareness, Science, Drug Discovery, Cell Biology, Clinical Development, Molecular Biology, Cell Culture, Regulatory Affairs, Oncology, Biochemistry, Life Sciences
Education
Columbia University in the City of New York 2001 — 2006
Ph.D., Human Nutrition
Cornell University 1996 — 2000
B.S., Nutritional Sciences
Tracey Seidler's JMP Securities Experience February 2006 - Present
Job VP/Office Coordinator at JMP Securities
Industry Banking
Experience
JMP Securities February 2006 - Present
Banc of America Securities February 2000 - February 2006
Education
Baruch College, City University of New York (CUNY)
JMP Securities February 2006 - Present
Banc of America Securities February 2000 - February 2006
Education
Baruch College, City University of New York (CUNY)
Samantha Prince's JMP Securities Experience June 2011 - August 2011
Job Incoming Associate at Willkie Farr & Gallagher LLP
Industry Law Practice
Experience
Willkie Farr & Gallagher LLP 2014 - Present
U.S. Attorney's Office, Southern District Court of New York June 2013 - August 2013
World WIZO April 2012 - June 2012
JMP Securities June 2011 - August 2011
Atlantic Legal Foundation June 2010 - August 2010
Skills
International Human..., European History, Westlaw, Legal Writing, Corporate Law
Education
New York Law School 2012 — 2015
Doctor of Law (J.D.), Law, GPA: 4.08; Class Rank: 1/292
University of Pennsylvania 2007 — 2011
Bachelor of Arts (B.A.), European History; Spanish, Cum Laude
Universitat Pompeu Fabra 2009 — 2010
Study Abroad Coursework in Spanish, History, and Literature
Poly Prep Country Day School 2001 — 2007
Brooklyn Friends School 1992 — 2001
Willkie Farr & Gallagher LLP 2014 - Present
U.S. Attorney's Office, Southern District Court of New York June 2013 - August 2013
World WIZO April 2012 - June 2012
JMP Securities June 2011 - August 2011
Atlantic Legal Foundation June 2010 - August 2010
Skills
International Human..., European History, Westlaw, Legal Writing, Corporate Law
Education
New York Law School 2012 — 2015
Doctor of Law (J.D.), Law, GPA: 4.08; Class Rank: 1/292
University of Pennsylvania 2007 — 2011
Bachelor of Arts (B.A.), European History; Spanish, Cum Laude
Universitat Pompeu Fabra 2009 — 2010
Study Abroad Coursework in Spanish, History, and Literature
Poly Prep Country Day School 2001 — 2007
Brooklyn Friends School 1992 — 2001
P. Mark Martini's JMP Securities Experience January 2006 - May 2009
Job eva Dimensions, Executive Managing Director
Industry Financial Services
Experience
EVA Dimensions, LLC October 2013 - Present
Cantor Fitzgerald October 2009 - May 2015
JMP Securities January 2006 - May 2009
Deutsche Bank January 2002 - January 2006
Banc of America Securities January 2000 - January 2003
Bear Stearns October 1994 - January 2000
Skills
Equities, Series 7, Equity Research, Hedge Funds, Bloomberg, Series 63, Capital Markets, Financial Modeling, Investments, Portfolio Management, Investment Banking, Fixed Income, Valuation, Financial Analysis, Asset Managment, Emerging Markets, Securities, Asset Management, Electronic Trading, Mutual Funds, Alternative Investments, FINRA, Private Equity, Asset Allocation, Equity Valuation, Trading, Financial Markets, Investment Management, Financial Services, Equity Derivatives, Corporate Finance, Options, Derivatives, Due Diligence, Trading Systems, Investment Strategies, Equity Trading, Risk Management, Investor Relations, ETFs, Structured Products, Structured Finance, Venture Capital, Bonds, Mergers & Acquisitions, Bloomberg Terminal
Education
Columbia University in the City of New York
Master’s Degree
Massachusetts School of Law
Juris Doctor
University of Notre Dame - Mendoza College of Business
Negotiation & Diplomacy
Villanova University
Bachelor of Arts (B.A.), Economics/ Political Science
EVA Dimensions, LLC October 2013 - Present
Cantor Fitzgerald October 2009 - May 2015
JMP Securities January 2006 - May 2009
Deutsche Bank January 2002 - January 2006
Banc of America Securities January 2000 - January 2003
Bear Stearns October 1994 - January 2000
Skills
Equities, Series 7, Equity Research, Hedge Funds, Bloomberg, Series 63, Capital Markets, Financial Modeling, Investments, Portfolio Management, Investment Banking, Fixed Income, Valuation, Financial Analysis, Asset Managment, Emerging Markets, Securities, Asset Management, Electronic Trading, Mutual Funds, Alternative Investments, FINRA, Private Equity, Asset Allocation, Equity Valuation, Trading, Financial Markets, Investment Management, Financial Services, Equity Derivatives, Corporate Finance, Options, Derivatives, Due Diligence, Trading Systems, Investment Strategies, Equity Trading, Risk Management, Investor Relations, ETFs, Structured Products, Structured Finance, Venture Capital, Bonds, Mergers & Acquisitions, Bloomberg Terminal
Education
Columbia University in the City of New York
Master’s Degree
Massachusetts School of Law
Juris Doctor
University of Notre Dame - Mendoza College of Business
Negotiation & Diplomacy
Villanova University
Bachelor of Arts (B.A.), Economics/ Political Science
Steve Lichtman's JMP Securities Experience June 2009 - June 2010
Job Managing Director, Senior Research Analyst at Oppenheimer & Co.
Industry Financial Services
Experience
Oppenheimer & Co. May 2010 - Present
JMP Securities June 2009 - June 2010
Banc of America Securities April 2003 - December 2008
Credit Suisse First Boston February 2000 - April 2003
Credit Suisse 2000 - 2003
Schroder & Company, Inc. June 1998 - February 2000
Education
New York University - Leonard N. Stern School of Business 1997 — 1999
MBA, Finance, Accounting (Financial Statement Analysis)
Duke University 1990 — 1994
BA, Economics, Public Policy Studies
Oppenheimer & Co. May 2010 - Present
JMP Securities June 2009 - June 2010
Banc of America Securities April 2003 - December 2008
Credit Suisse First Boston February 2000 - April 2003
Credit Suisse 2000 - 2003
Schroder & Company, Inc. June 1998 - February 2000
Education
New York University - Leonard N. Stern School of Business 1997 — 1999
MBA, Finance, Accounting (Financial Statement Analysis)
Duke University 1990 — 1994
BA, Economics, Public Policy Studies
Thomas Mullooly's JMP Securities Experience March 2009 - October 2009
Job Director at Credit Suisse
Industry Financial Services
Experience
Credit Suisse October 2009 - Present
JMP Securities March 2009 - October 2009
Wachovia Securities, LLC 2000 - March 2009
Skills
Investments, Portfolio Management, Banking, Wealth Management, Credit, Asset Management, Loans, Fixed Income, Risk Management, Mortgage Lending, Financial Services, Investment Banking, Securities, Alternative Investments, Financial Analysis, Financial Modeling, Series 63, Series 7, Series 6, Equities, Capital Markets, Account Management
Education
Stony Brook University
Bachelor of Science (BS), Business/Managerial Economics
Credit Suisse October 2009 - Present
JMP Securities March 2009 - October 2009
Wachovia Securities, LLC 2000 - March 2009
Skills
Investments, Portfolio Management, Banking, Wealth Management, Credit, Asset Management, Loans, Fixed Income, Risk Management, Mortgage Lending, Financial Services, Investment Banking, Securities, Alternative Investments, Financial Analysis, Financial Modeling, Series 63, Series 7, Series 6, Equities, Capital Markets, Account Management
Education
Stony Brook University
Bachelor of Science (BS), Business/Managerial Economics
Crystall Ho's JMP Securities Experience 2005 - 2006
Job Vice President, Controller at Chartres Lodging, CPA (active), MBA
Industry Accounting
Experience
Chartres Lodging 2013 - Present
Chileno Bay 2006 - 2013
JMP Securities 2005 - 2006
Shorenstein Realty Services 2001 - 2003
Skills
Real Estate, Financial Modeling, Invoicing, Financial Analysis, Balance, Internal Controls, Bookkeeping, Management, ADP Payroll, Financial Reporting
Education
Chaminade University of Honolulu
MBA, Accounting & Finance
University of Hawaii at Manoa
BBA, Economics & Marketing
Chartres Lodging 2013 - Present
Chileno Bay 2006 - 2013
JMP Securities 2005 - 2006
Shorenstein Realty Services 2001 - 2003
Skills
Real Estate, Financial Modeling, Invoicing, Financial Analysis, Balance, Internal Controls, Bookkeeping, Management, ADP Payroll, Financial Reporting
Education
Chaminade University of Honolulu
MBA, Accounting & Finance
University of Hawaii at Manoa
BBA, Economics & Marketing
Dawn Luo's JMP Securities Experience November 2010 - April 2011
Job Motivated Finance Professional
Industry Financial Services
Experience
AccountNow December 2011 - Present
Pluris Valuation Advisors LLC August 2011 - December 2011
University of San Francisco September 2009 - December 2011
JMP Securities November 2010 - April 2011
USF Finance Club December 2009 - December 2010
University of San Francisco June 2009 - August 2009
Sino-Riches Investment Group Co. Ltd June 2007 - July 2008
Industrial and Commercial Bank of China June 2006 - August 2006
Skills
Eviews, Word, PowerPoint, SQL, WebFOCUS, Excel, Financial Modeling, Microsoft Excel, Bloomberg, Pivot Tables, Macro, Microsoft Word, Functions, Risk Management, Leadership, Analysis, Finance, Forecasting, Valuation, Analytics, Strategy, EViews
Education
University of San Francisco - Masagung Graduate School of Management
M.S. in Financial Analysis & MBA
Beijing Foreign Studies University
BAs
BDFZ
Barry Goldwater High School
New School for the Arts & Academics
AccountNow December 2011 - Present
Pluris Valuation Advisors LLC August 2011 - December 2011
University of San Francisco September 2009 - December 2011
JMP Securities November 2010 - April 2011
USF Finance Club December 2009 - December 2010
University of San Francisco June 2009 - August 2009
Sino-Riches Investment Group Co. Ltd June 2007 - July 2008
Industrial and Commercial Bank of China June 2006 - August 2006
Skills
Eviews, Word, PowerPoint, SQL, WebFOCUS, Excel, Financial Modeling, Microsoft Excel, Bloomberg, Pivot Tables, Macro, Microsoft Word, Functions, Risk Management, Leadership, Analysis, Finance, Forecasting, Valuation, Analytics, Strategy, EViews
Education
University of San Francisco - Masagung Graduate School of Management
M.S. in Financial Analysis & MBA
Beijing Foreign Studies University
BAs
BDFZ
Barry Goldwater High School
New School for the Arts & Academics
Glaucia Johnson's JMP Securities Experience March 2004 - September 2005
Job Legal Assistant at Law Offices of M. Franklin Parrish
Industry Law Practice
Experience
Law Offices of M. Franklin Parrish August 2012 - Present
Vodafone September 2005 - August 2007
Jmp Securities March 2004 - September 2005
Skills
Legal Writing, Employment Law, Legal Research, Microsoft Office, Corporate Law, Litigation, Commercial Litigation, Legal Assistance, Legal Documents, PowerPoint, Training, SAP ERP, Outlook, QuickBooks, Legal re, Accounts Payable, Accounts Receivable, Cash Flow Forecasting, Bank Reconciliation, Industrial Organization, Operations Management, ADP Payroll, Payroll Analysis, Microsoft Dynamics GP, NetSuite
Education
California State University-Hayward 2012 — 2014
Bachelor of Applied Science (BASc), Industrial and Organizational Psychology
Heald College-Concord 1996 — 1998
Associate of Arts and Sciences (AAS), Accounting and Finance
Law Offices of M. Franklin Parrish August 2012 - Present
Vodafone September 2005 - August 2007
Jmp Securities March 2004 - September 2005
Skills
Legal Writing, Employment Law, Legal Research, Microsoft Office, Corporate Law, Litigation, Commercial Litigation, Legal Assistance, Legal Documents, PowerPoint, Training, SAP ERP, Outlook, QuickBooks, Legal re, Accounts Payable, Accounts Receivable, Cash Flow Forecasting, Bank Reconciliation, Industrial Organization, Operations Management, ADP Payroll, Payroll Analysis, Microsoft Dynamics GP, NetSuite
Education
California State University-Hayward 2012 — 2014
Bachelor of Applied Science (BASc), Industrial and Organizational Psychology
Heald College-Concord 1996 — 1998
Associate of Arts and Sciences (AAS), Accounting and Finance
Jeffrey Winaker's JMP Securities Experience November 2007 - October 2009
Job Founder and Chief Executive Officer at Wave Performance, LLC
Industry Online Media
Experience
Wave Performance, LLC September 2012 - Present
Castlemont Development January 2011 - December 2014
Safedocs October 2013 - April 2014
Bloomberg January 2010 - April 2011
JMP Securities November 2007 - October 2009
RBC Capital Markets September 2004 - October 2006
Piper Jaffray October 2002 - June 2004
Robertson Stephens 1997 - 2002
Skills
Sales, Real Estate, Equities, Medical Devices, Structured Finance, Marketing, Investment Banking, Financial Structuring, Derivatives, Solution Selling, Business Development, Analysis, Start-ups, New Business Development, Marketing Strategy, Negotiation, Bonds, Private Placements, Strategy, Management
Education
Kellogg Graduate School of Management 1992 — 1994
MBA with honors, Finance, Organizational Behavior, Public Management
Stanford University 1984 — 1988
BS, Industrial Engineering
Wave Performance, LLC September 2012 - Present
Castlemont Development January 2011 - December 2014
Safedocs October 2013 - April 2014
Bloomberg January 2010 - April 2011
JMP Securities November 2007 - October 2009
RBC Capital Markets September 2004 - October 2006
Piper Jaffray October 2002 - June 2004
Robertson Stephens 1997 - 2002
Skills
Sales, Real Estate, Equities, Medical Devices, Structured Finance, Marketing, Investment Banking, Financial Structuring, Derivatives, Solution Selling, Business Development, Analysis, Start-ups, New Business Development, Marketing Strategy, Negotiation, Bonds, Private Placements, Strategy, Management
Education
Kellogg Graduate School of Management 1992 — 1994
MBA with honors, Finance, Organizational Behavior, Public Management
Stanford University 1984 — 1988
BS, Industrial Engineering
Bremner Morris's JMP Securities Experience January 2010 - October 2012
Job Business Development Lead at AppDirect
Industry Internet
Experience
AppDirect October 2012 - Present
JMP Securities January 2010 - October 2012
Arch Bay Capital August 2009 - December 2009
Investment Office of William S. Price III May 2008 - August 2008
Glass, Lewis & Co. June 2007 - August 2007
Skills
Investment Banking, Financial Modeling, Valuation, Bloomberg, Due Diligence, Venture Capital, LBO, DCF, Capital IQ, Long Hair, Private Equity, Serious Gaming, Spanish Literature, Corporate Development, T-shirt Graphics
Education
Claremont McKenna College 2005 — 2009
BA, Economics and Government Major with a Financial Economics Sequence
AppDirect October 2012 - Present
JMP Securities January 2010 - October 2012
Arch Bay Capital August 2009 - December 2009
Investment Office of William S. Price III May 2008 - August 2008
Glass, Lewis & Co. June 2007 - August 2007
Skills
Investment Banking, Financial Modeling, Valuation, Bloomberg, Due Diligence, Venture Capital, LBO, DCF, Capital IQ, Long Hair, Private Equity, Serious Gaming, Spanish Literature, Corporate Development, T-shirt Graphics
Education
Claremont McKenna College 2005 — 2009
BA, Economics and Government Major with a Financial Economics Sequence
David Caruolo's JMP Securities Experience June 2008 - August 2008
Job Associate Legislative Assistant at United States Senate
Industry Public Policy
Experience
United States Senate June 2014 - Present
United States Senate July 2013 - June 2014
United States Senate January 2013 - June 2013
SecondMarket, Inc. November 2009 - August 2012
Brown Men's Basketball October 2006 - April 2009
JMP Securities June 2008 - August 2008
Skills
Emerging Markets, Alternative Investments
Education
Brown University 2005 — 2009
BA, History
United States Senate June 2014 - Present
United States Senate July 2013 - June 2014
United States Senate January 2013 - June 2013
SecondMarket, Inc. November 2009 - August 2012
Brown Men's Basketball October 2006 - April 2009
JMP Securities June 2008 - August 2008
Skills
Emerging Markets, Alternative Investments
Education
Brown University 2005 — 2009
BA, History
Caroline Beerley's JMP Securities Experience April 2013 - Present
Job JMP Securities
Industry Financial Services
Experience
JMP Securities April 2013 - Present
Sanford C. Bernstein & Co., LLC July 2008 - March 2013
Education
New York University
JMP Securities April 2013 - Present
Sanford C. Bernstein & Co., LLC July 2008 - March 2013
Education
New York University
Jeffrey Lethig, MBA's JMP Securities Experience August 2009 - December 2009
Job Multifamily Loan Structuring / Originations at Wells Fargo Multifamily Capital
Industry Real Estate
Experience
Wells Fargo April 2013 - Present
Fannie Mae November 2011 - April 2013
Fannie Mae February 2010 - November 2011
JMP Securities August 2009 - December 2009
Georgia Pacific (now BlueLinx) June 2000 - December 2007
Skills
Valuation, Asset Managment, Equities, Credit Risk, Credit, Structured Finance, Financial Modeling, Financial Analysis, Due Diligence, Investor Relations, Mergers, Corporate Finance, Capital Markets, Competitive Analysis, Equity Valuation, Investments, Private Equity, Asset Management
Education
Georgia State University - J. Mack Robinson College of Business 2007 — 2009
MBA, Global MBA, >3.5 GPA
Institut d’ Administration des Enterprises de Paris - IAE - Sorbonne 2007 — 2009
International Masters, Master de Management des Organizations - International Business
Coppead UFRJ 2007 — 2009
Certificate, International Business
Wells Fargo April 2013 - Present
Fannie Mae November 2011 - April 2013
Fannie Mae February 2010 - November 2011
JMP Securities August 2009 - December 2009
Georgia Pacific (now BlueLinx) June 2000 - December 2007
Skills
Valuation, Asset Managment, Equities, Credit Risk, Credit, Structured Finance, Financial Modeling, Financial Analysis, Due Diligence, Investor Relations, Mergers, Corporate Finance, Capital Markets, Competitive Analysis, Equity Valuation, Investments, Private Equity, Asset Management
Education
Georgia State University - J. Mack Robinson College of Business 2007 — 2009
MBA, Global MBA, >3.5 GPA
Institut d’ Administration des Enterprises de Paris - IAE - Sorbonne 2007 — 2009
International Masters, Master de Management des Organizations - International Business
Coppead UFRJ 2007 — 2009
Certificate, International Business
Amy Jang's JMP Securities Experience December 2007 - March 2012
Job Principal Examiner at Financial Industry Regulatory Authority
Industry Investment Banking
Experience
Financial Industry Regulatory Authority December 2012 - Present
JMP Securities December 2007 - March 2012
Thomas Weisel Partners 2002 - 2007
Robertson Stephens 2000 - 2002
NASD Regulation April 1998 - September 2000
Federal Aviation Administration October 1991 - May 1994
Skills
Equities, FINRA, Options, Trading, Risk Management, Investments, Due Diligence, AML, SEC, Analysis, Internal Audit, Accounting, Management, Auditing, Series 7
Education
Northwestern University 1995 — 1997
Masters, Economics
University of California, Davis 1981 — 1986
B.S, Managerial Economics
Financial Industry Regulatory Authority December 2012 - Present
JMP Securities December 2007 - March 2012
Thomas Weisel Partners 2002 - 2007
Robertson Stephens 2000 - 2002
NASD Regulation April 1998 - September 2000
Federal Aviation Administration October 1991 - May 1994
Skills
Equities, FINRA, Options, Trading, Risk Management, Investments, Due Diligence, AML, SEC, Analysis, Internal Audit, Accounting, Management, Auditing, Series 7
Education
Northwestern University 1995 — 1997
Masters, Economics
University of California, Davis 1981 — 1986
B.S, Managerial Economics
Jason Butler's JMP Securities Experience 2009 - Present
Job Vice President, Biotechnology Equity Research at JMP Securities
Industry Investment Banking
Experience
JMP Securities 2009 - Present
Rodman & Renshaw 2006 - 2009
Education
Imperial College London 2001 — 2005
PhD, Biology
Imperial College London 1998 — 2001
BSc, Biology
JMP Securities 2009 - Present
Rodman & Renshaw 2006 - 2009
Education
Imperial College London 2001 — 2005
PhD, Biology
Imperial College London 1998 — 2001
BSc, Biology
Colin Umphreys's JMP Securities Experience July 2013 - May 2014
Job Investment Banking Associate at Jefferies
Industry Investment Banking
Experience
Jefferies March 2015 - Present
Sandler O'Neill & Partners, L.P. May 2014 - March 2015
JMP Securities July 2013 - May 2014
JMP Securities July 2010 - July 2013
Skills
Financial Modeling, Valuation, Venture Capital, Financial Analysis, Corporate Finance, DCF, Due Diligence, Investment Banking, IPO, Business Valuation, Private Equity, Capital IQ, Financial Institutions
Education
University of Michigan - Stephen M. Ross School of Business 2009 — 2010
Masters in Accounting
Trinity University 2005 — 2009
B.S. Accounting, B.S. Finance
London School of Economics and Political Science 2008 — 2008
Menlo School 2001 — 2005
Jefferies March 2015 - Present
Sandler O'Neill & Partners, L.P. May 2014 - March 2015
JMP Securities July 2013 - May 2014
JMP Securities July 2010 - July 2013
Skills
Financial Modeling, Valuation, Venture Capital, Financial Analysis, Corporate Finance, DCF, Due Diligence, Investment Banking, IPO, Business Valuation, Private Equity, Capital IQ, Financial Institutions
Education
University of Michigan - Stephen M. Ross School of Business 2009 — 2010
Masters in Accounting
Trinity University 2005 — 2009
B.S. Accounting, B.S. Finance
London School of Economics and Political Science 2008 — 2008
Menlo School 2001 — 2005
Sally Allen's JMP Securities Experience 2003 - 2005
Job Financial Services Professional
Industry Financial Services
Experience
SRA Consultants 2001 - Present
SRA Consultants 2001 - 2010
Montgomery &Co. 2005 - 2007
JMP Securities 2003 - 2005
SRA Consulting 2001 - 2003
Robertson Stephens 1993 - 2001
Skills
Equity Research, Equities, Series 7, Investments, Writing, Editing, Copy Editing, Photography, Valuation, Due Diligence
Education
Golden Gate University
MBA, Finance
University of Michigan
BA, Journalism
SRA Consultants 2001 - Present
SRA Consultants 2001 - 2010
Montgomery &Co. 2005 - 2007
JMP Securities 2003 - 2005
SRA Consulting 2001 - 2003
Robertson Stephens 1993 - 2001
Skills
Equity Research, Equities, Series 7, Investments, Writing, Editing, Copy Editing, Photography, Valuation, Due Diligence
Education
Golden Gate University
MBA, Finance
University of Michigan
BA, Journalism
Jonathan Dever's JMP Securities Experience September 2007 - Present
Job Managing Director, Investment Banking, Head of Financial Services at JMP Securities
Industry Investment Banking
Experience
JMP Securities September 2007 - Present
JMP Securities September 2007 - Present
Lehman Brothers April 2005 - May 2007
UBS January 2001 - March 2005
Skills
Corporate Finance, Advisory Work, Mergers, Investment Banking, Capital Markets, Equities, Valuation, M&A experience, Financial Analysis, Fixed Income, Private Placements, Series 7
Education
Georgetown University 1989 — 1993
Bachelor of Arts (B.A.), Major in History with a concentration in Economics
St Joseph's Prep 1986 — 1989
JMP Securities September 2007 - Present
JMP Securities September 2007 - Present
Lehman Brothers April 2005 - May 2007
UBS January 2001 - March 2005
Skills
Corporate Finance, Advisory Work, Mergers, Investment Banking, Capital Markets, Equities, Valuation, M&A experience, Financial Analysis, Fixed Income, Private Placements, Series 7
Education
Georgetown University 1989 — 1993
Bachelor of Arts (B.A.), Major in History with a concentration in Economics
St Joseph's Prep 1986 — 1989
Rob Faulkner's JMP Securities Experience 2005 - 2006
Job Managing Director at Redmile Group LLC
Industry Financial Services
Experience
Redmile Group LLC February 2008 - Present
Gilda's Club New York City 2007 - Present
Thomas Weisel Partners 2006 - 2008
JMP Securities 2005 - 2006
Prudential Equity Group 2002 - 2005
Hambrecht & Quist / Chase / JPMorgan 1995 - 2001
SBC Warburg 1992 - 1995
The Wilkerson Group 1990 - 1992
Skills
Analysis, Valuation, Equity Research, Venture Capital, Business Valuation, Corporate Finance, Alternative Investments, Financial Modeling, Private Equity, Due Diligence, Investment Banking, Business Strategy, Mergers & Acquisitions, Business Development, Investments, Hedge Funds, Equities, Corporate Development, Competitive Analysis, Portfolio Management, Management, IPO, Strategic Planning, Equity Valuation
Education
Dartmouth College - The Tuck School of Business at Dartmouth
MBA, Business
Harvard University
AB
Redmile Group LLC February 2008 - Present
Gilda's Club New York City 2007 - Present
Thomas Weisel Partners 2006 - 2008
JMP Securities 2005 - 2006
Prudential Equity Group 2002 - 2005
Hambrecht & Quist / Chase / JPMorgan 1995 - 2001
SBC Warburg 1992 - 1995
The Wilkerson Group 1990 - 1992
Skills
Analysis, Valuation, Equity Research, Venture Capital, Business Valuation, Corporate Finance, Alternative Investments, Financial Modeling, Private Equity, Due Diligence, Investment Banking, Business Strategy, Mergers & Acquisitions, Business Development, Investments, Hedge Funds, Equities, Corporate Development, Competitive Analysis, Portfolio Management, Management, IPO, Strategic Planning, Equity Valuation
Education
Dartmouth College - The Tuck School of Business at Dartmouth
MBA, Business
Harvard University
AB
Brian Bock's JMP Securities Experience May 2005 - Present
Job Managing Director, Healthcare Investment Banking
Industry Banking
Experience
JMP Securities May 2005 - Present
RBC Capital Markets September 2002 - May 2005
Education
Northern Arizona University
JMP Securities May 2005 - Present
RBC Capital Markets September 2002 - May 2005
Education
Northern Arizona University
Rita Kwong's JMP Securities Experience November 2004 - March 2006
Job Accounting Manager at Codexis
Industry Financial Services
Experience
Codexis March 2013 - Present
Codexis September 2011 - March 2013
Ustream, Inc December 2010 - September 2011
Accountemps May 2006 - December 2010
JMP Securities November 2004 - March 2006
AllPosters.com February 2002 - June 2004
MetaTV February 2001 - November 2001
QuadraMed February 2000 - February 2001
JJ's Mae dba Rainbeau 1998 - 2000
Skills
Accounting, Fixed Assets, Great Plains Software, ADP Payroll, Financial Statements, Consolidation, Revenue Recognition, General Ledger, Cash Management, GAAP, QuickBooks, Account Reconciliation, Financial Reporting
Education
San Francisco State University, College of Business
BS, Accounting
Codexis March 2013 - Present
Codexis September 2011 - March 2013
Ustream, Inc December 2010 - September 2011
Accountemps May 2006 - December 2010
JMP Securities November 2004 - March 2006
AllPosters.com February 2002 - June 2004
MetaTV February 2001 - November 2001
QuadraMed February 2000 - February 2001
JJ's Mae dba Rainbeau 1998 - 2000
Skills
Accounting, Fixed Assets, Great Plains Software, ADP Payroll, Financial Statements, Consolidation, Revenue Recognition, General Ledger, Cash Management, GAAP, QuickBooks, Account Reconciliation, Financial Reporting
Education
San Francisco State University, College of Business
BS, Accounting
Jerome (J.J.) Brown's JMP Securities Experience June 2010 - Present
Job Managing Director, Healthcare Investment Banking at JMP Securities
Industry Banking
Experience
JMP Securities June 2010 - Present
BMO Capital Markets May 2005 - May 2010
Brown Brothers Harriman January 2000 - April 2005
Skadden Arps October 1995 - January 2000
Skills
Venture Capital, Mergers & Acquisitions, Investment Banking, Corporate Finance, Mergers, Investments, Equity Research, Healthcare, Capital Markets, Valuation, Management, Private Equity, Financial Modeling, Hedge Funds, Finance
Education
New York University School of Law 1992 — 1995
JD
Georgetown University 1987 — 1991
BA
JMP Securities June 2010 - Present
BMO Capital Markets May 2005 - May 2010
Brown Brothers Harriman January 2000 - April 2005
Skadden Arps October 1995 - January 2000
Skills
Venture Capital, Mergers & Acquisitions, Investment Banking, Corporate Finance, Mergers, Investments, Equity Research, Healthcare, Capital Markets, Valuation, Management, Private Equity, Financial Modeling, Hedge Funds, Finance
Education
New York University School of Law 1992 — 1995
JD
Georgetown University 1987 — 1991
BA
Dana Staley's JMP Securities Experience July 2012 - August 2013
Job Real Estate at OchZiff Capital Management
Industry Investment Banking
Experience
Och-Ziff Capital Management September 2015 - Present
J.P. Morgan September 2013 - June 2015
JMP Securities July 2012 - August 2013
Goldman Sachs June 2011 - August 2011
Goldman Sachs June 2010 - August 2010
Skills
Financial Modeling, Corporate Finance, Bloomberg, Valuation, Investment Banking, Equities, Financial Analysis, LBO, Private Equity, Hedge Funds, Capital IQ, Capital Markets, Economics, Equity Research
Education
Claremont McKenna College 2008 — 2012
Bachelor of Arts (B.A.), Economics with the Financial Sequence
The Chinese University of Hong Kong 2011 — 2011
Mandarin Chinese, China Finance & Mathematics
Phillips Exeter Academy 2004 — 2008
Och-Ziff Capital Management September 2015 - Present
J.P. Morgan September 2013 - June 2015
JMP Securities July 2012 - August 2013
Goldman Sachs June 2011 - August 2011
Goldman Sachs June 2010 - August 2010
Skills
Financial Modeling, Corporate Finance, Bloomberg, Valuation, Investment Banking, Equities, Financial Analysis, LBO, Private Equity, Hedge Funds, Capital IQ, Capital Markets, Economics, Equity Research
Education
Claremont McKenna College 2008 — 2012
Bachelor of Arts (B.A.), Economics with the Financial Sequence
The Chinese University of Hong Kong 2011 — 2011
Mandarin Chinese, China Finance & Mathematics
Phillips Exeter Academy 2004 — 2008
Roger Scully's JMP Securities Experience February 2011 - Present
Job Healthcare Specialist
Industry Financial Services
Experience
JMP Securities February 2011 - Present
Maxim Group June 2010 - November 2010
Leerink Swann 2008 - 2008
Bear Stearns 2004 - 2008
Merrill Lynch 2002 - 2004
Merrill Lynch 1998 - 2002
Waterhouse Securities 1998 - 1998
Montrose Capital Management 1997 - 1998
Monroe Parker Securities 1996 - 1997
Skills
Capital Markets, Financial Modeling, Corporate Finance, Equity Research, Valuation, Investment Banking, Investments, Equities, Hedge Funds, Series 7, Series 55, Series 63, Series 24, Private Equity, Due Diligence, Operations, Securities, Business Analysis, Financial Analysis, Microsoft Office, Microsoft Excel, Microsoft Word, Trading, Equity Trading, Mutual Funds, Alternative Investments, Investor Relations
Education
City University of New York-Herbert H. Lehman College 1992 — 1996
Bachelor of Arts (BA), Anthropology
JMP Securities February 2011 - Present
Maxim Group June 2010 - November 2010
Leerink Swann 2008 - 2008
Bear Stearns 2004 - 2008
Merrill Lynch 2002 - 2004
Merrill Lynch 1998 - 2002
Waterhouse Securities 1998 - 1998
Montrose Capital Management 1997 - 1998
Monroe Parker Securities 1996 - 1997
Skills
Capital Markets, Financial Modeling, Corporate Finance, Equity Research, Valuation, Investment Banking, Investments, Equities, Hedge Funds, Series 7, Series 55, Series 63, Series 24, Private Equity, Due Diligence, Operations, Securities, Business Analysis, Financial Analysis, Microsoft Office, Microsoft Excel, Microsoft Word, Trading, Equity Trading, Mutual Funds, Alternative Investments, Investor Relations
Education
City University of New York-Herbert H. Lehman College 1992 — 1996
Bachelor of Arts (BA), Anthropology
Christopher Slaymaker's JMP Securities Experience February 2012 - July 2013
Job Senior Financial Analyst, Salesforce
Industry Internet
Experience
salesforce.com May 2014 - Present
Stephens, Inc. June 2013 - May 2014
JMP Securities February 2012 - July 2013
JMP Securities January 2012 - February 2012
JMP Securities September 2011 - December 2011
JMP Securities June 2011 - August 2011
Rescue Reel June 2009 - September 2009
Forest Ethics June 2008 - September 2008
Paradigm Cycles   May 2007 - August 2007
Skills
Microsoft Office, Excel, Word, PowerPoint, Customer Service, Factset, Capital IQ, SNL Financial, Thomson One, Bloomberg, Series 7, Series 63, Series 86
Education
The Johns Hopkins University 2007 — 2011
BS, International Studies - Concentration in East Asian Studies
salesforce.com May 2014 - Present
Stephens, Inc. June 2013 - May 2014
JMP Securities February 2012 - July 2013
JMP Securities January 2012 - February 2012
JMP Securities September 2011 - December 2011
JMP Securities June 2011 - August 2011
Rescue Reel June 2009 - September 2009
Forest Ethics June 2008 - September 2008
Paradigm Cycles   May 2007 - August 2007
Skills
Microsoft Office, Excel, Word, PowerPoint, Customer Service, Factset, Capital IQ, SNL Financial, Thomson One, Bloomberg, Series 7, Series 63, Series 86
Education
The Johns Hopkins University 2007 — 2011
BS, International Studies - Concentration in East Asian Studies
David Turkaly's JMP Securities Experience August 2012 - Present
Job Research Analyst Medical Devices at JMP Securities
Industry Financial Services
Experience
JMP Securities August 2012 - Present
Susquehanna International Group September 2006 - August 2012
WR Hambrecht January 2003 - September 2006
CIBC Oppenheimer January 2000 - January 2003
ING September 1998 - January 2000
Skills
Medical Devices, Valuation, Financial Modeling, Equity Research, Equity Valuation, Financial Analysis, Investment Banking, Due Diligence, Capital Markets, Equities
Education
Columbia Business School 1996 — 1998
MBA, Finance
University of Richmond 1989 — 1993
B.S., Accounting
Christian Brothers Academy 1985 — 1989
HS
JMP Securities August 2012 - Present
Susquehanna International Group September 2006 - August 2012
WR Hambrecht January 2003 - September 2006
CIBC Oppenheimer January 2000 - January 2003
ING September 1998 - January 2000
Skills
Medical Devices, Valuation, Financial Modeling, Equity Research, Equity Valuation, Financial Analysis, Investment Banking, Due Diligence, Capital Markets, Equities
Education
Columbia Business School 1996 — 1998
MBA, Finance
University of Richmond 1989 — 1993
B.S., Accounting
Christian Brothers Academy 1985 — 1989
HS
Samir Hussein's JMP Securities Experience 2011 - 2014
Job Head of Technology and Media Investment Banking
Industry Investment Banking
Experience
Cantor Fitzgerald 2014 - Present
JMP Securities 2011 - 2014
Deutsche Bank 2005 - 2011
Banc of America Securities 2001 - 2005
Morgan Stanley 1999 - 2001
Salomon Brothers 1996 - 1999
Shearman & Sterling LLP 1994 - 1996
Skills
Investment Banking, Private Placements, Capital Markets, Private Equity, Hedge Funds, Equities, Fixed Income, Equity Research, Valuation, IPO, Alternative Investments, Securities
Education
New York University School of Law
Doctor of Law (J.D.), Law
Boston University
Bachelor of Science (Finance) and Bachelor of Arts (Psychology)
Cantor Fitzgerald 2014 - Present
JMP Securities 2011 - 2014
Deutsche Bank 2005 - 2011
Banc of America Securities 2001 - 2005
Morgan Stanley 1999 - 2001
Salomon Brothers 1996 - 1999
Shearman & Sterling LLP 1994 - 1996
Skills
Investment Banking, Private Placements, Capital Markets, Private Equity, Hedge Funds, Equities, Fixed Income, Equity Research, Valuation, IPO, Alternative Investments, Securities
Education
New York University School of Law
Doctor of Law (J.D.), Law
Boston University
Bachelor of Science (Finance) and Bachelor of Arts (Psychology)
Christopher Weidling's JMP Securities Experience 2012 - 2013
Job Chief Financial Officer at Theraplant llc
Industry Wholesale
Experience
Theraplant llc January 2014 - Present
JMP Securities 2012 - 2013
Canaccord Genuity Inc. 2006 - 2012
Fulcrum Global Partners 2004 - 2006
Prudential Equity Group 2000 - 2004
Skills
Hedge Funds, Small Cap, Stock Market Analysis, Investment Banking, Mutual Funds, Strategy, Institutional..., Strategic Financial..., Equity Research, Equities, Capital Markets, Equity Trading, Equity Valuation, Bloomberg, Series 7, Valuation, Series 63, Fixed Income, Alternative Investments, Financial Modeling, Investments, Securities, Trading
Education
Boston College 1994 — 1998
Bachelor of Science (BS), Finance, General
Immaculata High School 1990 — 1994
Theraplant llc January 2014 - Present
JMP Securities 2012 - 2013
Canaccord Genuity Inc. 2006 - 2012
Fulcrum Global Partners 2004 - 2006
Prudential Equity Group 2000 - 2004
Skills
Hedge Funds, Small Cap, Stock Market Analysis, Investment Banking, Mutual Funds, Strategy, Institutional..., Strategic Financial..., Equity Research, Equities, Capital Markets, Equity Trading, Equity Valuation, Bloomberg, Series 7, Valuation, Series 63, Fixed Income, Alternative Investments, Financial Modeling, Investments, Securities, Trading
Education
Boston College 1994 — 1998
Bachelor of Science (BS), Finance, General
Immaculata High School 1990 — 1994
Timothy Bottrell's JMP Securities Experience January 2012 - May 2012
Job Hedge Fund/ SMA Analyst at Bloomberg LP
Industry Investment Banking
Experience
Bloomberg LP April 2015 - Present
AXA Advisors June 2012 - August 2012
JMP Securities January 2012 - May 2012
River Edge Management January 2010 - January 2012
Newport Wealth Management June 2011 - September 2011
Skills
Strategy, Management, Portfolio Management, Forecasting, Marketing Strategy, Finance, Sales, Program Management, Training, Research, Trading, Time Management, Biotechnology, Valuation, Investment Banking, Equity Research, Financial Modeling, Pricing, Bloomberg, Capital Markets
Education
Rutgers University 2012 — 2015
Bachelor of Economics, Economics
University of San Diego 2010 — 2012
Associate's degree, Finance, General
point pleasant beach high school
Bloomberg LP April 2015 - Present
AXA Advisors June 2012 - August 2012
JMP Securities January 2012 - May 2012
River Edge Management January 2010 - January 2012
Newport Wealth Management June 2011 - September 2011
Skills
Strategy, Management, Portfolio Management, Forecasting, Marketing Strategy, Finance, Sales, Program Management, Training, Research, Trading, Time Management, Biotechnology, Valuation, Investment Banking, Equity Research, Financial Modeling, Pricing, Bloomberg, Capital Markets
Education
Rutgers University 2012 — 2015
Bachelor of Economics, Economics
University of San Diego 2010 — 2012
Associate's degree, Finance, General
point pleasant beach high school
Edward (Ted) Weld's JMP Securities Experience April 2014 - Present
Job Managing Director at JMP Securities
Industry Investment Management
Experience
JMP Securities April 2014 - Present
Hornsilver Capital 2009 - April 2014
Deutsche Bank January 2006 - December 2008
Skills
Corporate Finance, Financial Analysis, Financial Modeling, Private Equity, Asset Management, Investments, Structured Finance, Finance, Loans, Funding, Securitization, Mutual Funds, Mezzanine, Hedging, New Business Development, Financial Institutions, Hedge Funds, Management, Alternative Investments, Investment Banking, Capital Structure, Special Situations, Equities
Education
Massachusetts Institute of Technology 1989 — 1991
Master of Science (MS), Finance, General
Tufts University 1983 — 1987
Bachelor's degree, History
The Hotchkiss School 1979 — 1982
JMP Securities April 2014 - Present
Hornsilver Capital 2009 - April 2014
Deutsche Bank January 2006 - December 2008
Skills
Corporate Finance, Financial Analysis, Financial Modeling, Private Equity, Asset Management, Investments, Structured Finance, Finance, Loans, Funding, Securitization, Mutual Funds, Mezzanine, Hedging, New Business Development, Financial Institutions, Hedge Funds, Management, Alternative Investments, Investment Banking, Capital Structure, Special Situations, Equities
Education
Massachusetts Institute of Technology 1989 — 1991
Master of Science (MS), Finance, General
Tufts University 1983 — 1987
Bachelor's degree, History
The Hotchkiss School 1979 — 1982
DTCC
The Depository Trust & Clearing Corporation
TechStars
PEAK6 Investments LP
Tower Research Capital
Great American Group
Ontario Securities Commission
FTN Financial