New York Stock Exchange
The New York Stock Exchange is an American stock exchange located at 11 Wall Street, Lower Manhattan, New York City, New York. It is by far the world's largest stock exchange by market capitalization of its listed companies at US$20 trillion as of June 2016. Address: 11 Wall St, New York, NY 10005, USA Hours: Closed ⋅ Opens 9:30AM Thursday9:30am–4pmFriday9:30am–4pmSaturdayClosedSundayClosedMonday(Martin Luther King Jr. Day)9:30am–4pmHours might differTuesday9:30am–4pmWednesday9:30am–4pmSuggest an edit Unable to add this file. Please check that it is a valid photo. Founded: 8 March 1817, Wall Street, New York City, New York, United States Currency: United States Dollar Phone: +1 212-656-3000 Parent organization: Intercontinental Exchange Subsidiaries: Garena, Did you know: New York Stock Exchange is the biggest stock exchange in the world by market cap (22,923 billion USD). wikipedia.org: : Website: : : : : Place name: Category: Website: http://www.nyse.com/ Category: Stock broker Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a question Q: How much was NYSE worth from 1999-2001?A: Not answerable (4 more answers)See all questions (158) Popular times Thursdays MondaysTuesdaysWednesdaysThursdaysFridaysSaturdaysSundaysBased on visits to this place. : 6a9a12p3p6p9p12a3a6a9a12p3p6p9p12a3a6aPlan your visitClosed on Sundays—Choose another dayClosed on Saturdays—Choose another dayHistogram showing popular times on MondaysHistogram showing popular times on TuesdaysHistogram showing popular times on WednesdaysHistogram showing popular times on ThursdaysHistogram showing popular times on FridaysPeople typically spend 15 min to 1.5 hr here Add a photoThank you for sharing!Your photo will be posted publicly on Google.Contribute MoreFinishedUpload public photos of New York Stock Exchange Posting publicly on the Web Write a review ReviewsHigh-tech home of one of the world's leading financial markets; closed to visitors without permits. - Google"Exciting place if you are aware if Wall street" "Not much to see... run along and get a slice of pizza." "Incredible experience and loved the christmas tree and lighting." View all Google reviews
New York Stock Exchange List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at New York Stock Exchange. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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New York Stock Exchange Employees
Swig Equities, LLC August 2011 - Present
Jack Resnick & Sons, Inc November 2006 - September 2010
Cushman & Wakefield, Inc December 1986 - October 2006
E F Hutton & Co. January 1984 - January 1986
New York Stock Exchange January 1983 - January 1984
Skills
Leases, Lease Administration, Corporate Real Estate, Lease Negotiations, Tenant, Commercial Leasing, Property Management, Negotiation, Financial Analysis, Real Estate, Asset Management, Brokerage, Disposition, Real Estate Economics, Tenant Representation, Landlords, Commercial Real Estate, Real Estate Transactions, Real Estate Development, Location Intelligence
Education
University of Richmond - Robins School of Business 1979 — 1983
BS, Business Administration
RS Investments September 2013 - Present
Financial Industry Regulatory Authority (FINRA) June 2010 - September 2013
New York Stock Exchange June 2008 - July 2010
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, English, Windows, Research, Outlook, Public Speaking, HTML, Editing, Options, Trading, FINRA, Securities Regulation, Equities, Financial Markets, Analysis, Securities, Investments, Risk Management, Derivatives, Compliance, Regulatory Requirements, Market Risk, Regulatory Examinations, Series 7, Variable Annuities, Disclosure Statements, Deposition, Sell Side, Proprietary Trading, Capital Markets, Market Making, Series 24, Equity Trading, Hedge Funds, Asset Management
Education
Mesa State College (Colorado Mesa University)
Bachelor of Arts (B.A.)
University of Colorado Boulder
Luwak Star January 2011 - Present
FilmMagic 2003 - 2008
The Colony Club 2000 - 2003
New York Stock Exchange 1998 - 2000
Skills
Microsoft Excel, Accounting, Forecasting, Financial Analysis, Consumer Products, Marketing, Strategic Planning, Sales, Entrepreneurship
Education
The Ohio State University 1995 — 2008
BSBA, Finance and International Business
New York Stock Exchange June 2013 - March 2014
Columbia University January 2013 - June 2013
New York Stock Exchange August 2010 - December 2012
Hewlett-Packard September 1983 - July 2010
Skills
ITIL, IT Service Management, IT Operations, Service Management, Vendor Management, Disaster Recovery, Service Delivery, Data Center, Incident Management, Outsourcing, Program Management, Sla
Education
University of Arizona 1972 — 1979
Bachelor of Science, Speech-Language Pathology/Pathologist
Culverhouse Investment Management Group January 2014 - Present
Camp Winnataska May 2014 - August 2015
New York Stock Exchange May 2015 - May 2015
Culverhouse Ambassadors January 2014 - December 2014
Skills
Retail Sales, Cashiering, Merchandising, Retail, Time Management, Organization, Team Leadership, Public Speaking, Management, Secretarial Skills, Entrepreneurship, PowerPoint, Spanish, Leadership, Teamwork, Public Relations, Microsoft Excel, Microsoft Word
Education
University of Alabama 2013 — 2017
Finance and Spanish, Finance, Spanish
Universitat Autònoma de Barcelona 2015 — 2015
Finance and Spanish, International Finance and Spanish
China Consultants Northwest LLC September 1980 - Present
Murphy Symonds & Stowell January 1987 - October 1995
Paul Millius Associates November 1974 - December 1986
Doherty & Associates October 1973 - November 1974
Midwest Stock Exchange Service Corp. July 1972 - October 1973
New York Stock Exchange September 1970 - June 1972
Port Authority of New York and New Jersey June 1967 - September 1970
Education
Univ. of Calif. Berkeley 1964 — 1967
BA, Far Eastern Politics & Government
University of California, Berkeley 1964 — 1967
Yale University, Institute of Far Eastern languages
Certificate, Mandarin Chinese (USAF Program)
Phoenix Rising Benefits Group January 2013 - Present
None January 2001 - January 2013
GlobeNet ATS & ECN September 1996 - January 2001
GlobeNet Capital Corporation 1996 - 2001
Orlando Opera Company Inc September 1991 - February 1998
Oakwood Investment Management, Inc. July 1988 - December 1996
Thompson McKinnon February 1985 - February 1987
New York Stock Exchange 1979 - 1980
New York Stock Exchange February 1978 - March 1979
Adams & Peck, Inc. 1975 - 1977
Skills
Small Business, Marketing, Strategic Partnerships, Strategy, Marketing Strategy, Social Media Marketing, Entrepreneurship, Sales, New Business Development, Lead Generation, Business Strategy, B2B, Network Marketing..., Business Development, Direct Sales, Legal Assistance, Voluntary Employee..., Identity Theft, Public Speaking
Education
University of Denver 1967 — 1977
BA, Political Science, Business, Communications
Culver Military Academy 1963 — 1967
Diploma, General ed. + Military Science
Sperry Van Ness - Henwood & Co. April 2009 - Present
Sperry Van Ness 2009 - Present
Henwood & Company 2006 - 2009
New York Stock Exchange 1988 - 2002
Skills
Brokerage, Shopping Centers, Location Intelligence, Tenant Representation, Disposition, Commercial Real Estate, Corporate Real Estate, Tenant, Sellers, Real Estate Development, Investments, Investment Properties, Investment Sales, Real Estate, Real Estate Transactions, Real Estate Economics, Leases, Property, Landlord, Land Acquisition, Real Estate Financing
Education
University of Central Florida
Business/Managerial Economics
University of Miami
Economics
Pebble Beach, CA Managing Director - IPO/Private Market TeamNasdaqOMXJune 2013 - October 2014
Accuray Incorporated 2007 - 2013
NIRI Silicon Valley Board of Directors 2003 - 2010
Nabi Biopharmaceuticals December 2005 - March 2007
Genencor International April 2002 - July 2005
Genencor Int'l 2002 - 2005
New York Stock Exchange 1998 - 2002
NYSE Euronext 1998 - 2002
Nasdaq Stock Market 1995 - 1998
NASDAQ 1995 - 1998
Skills
Marketing Communications, Investor Relations, Public Relations, Integrity, Corporate Governance, Corporate Communications, Business Development, Strategic Planning, Diplomacy, Client Development, Customer Service, Customer Retention, IPO, Management, Finance, Investments, Spokesperson
Education
University of California, Los Angeles
BA, Political Science
New York, NY 2012 - Present
Standard & Poor's 2003 - 2011
New York Stock Exchange 2001 - 2003
UBS 2000 - 2001
PaineWebber 1999 - 2000
PaineWebber 1997 - 1999
PaineWebber 1995 - 1997
PaineWebber 1993 - 1995
Skills
Financial Services, Marketing, Communications, Client..., Product Development, Financial Markets, Internal Communications, Client Liaison, Client Relations Skills, Series 63, Hedge Funds, Bonds, Market Data, Fixed Income, Electronic Trading, Securities, Equities, Trading Systems, Bloomberg, Financial Analysis, Investor Relations, Derivatives, Management, Alternative Investments, Portfolio Management, Equity Research, Investments, Trading, Sales, Banking, New Business Development, Mutual Funds, Product Management, FINRA, Investment Banking, Structured Finance, Options, Market Research, Asset Management, Capital Markets, Competitive Analysis, Finance, Analysis, Series 7
Education
University at Albany, SUNY
BA, Communication/Business
Chippewa Partners April 1995 - Present
New York Stock Exchange January 1995 - December 2006
Drexel Burnham Lambert 1984 - 1989
Skills
Investments, Trading, Private Equity, Asset Managment, Portfolio Management, Risk Management, Wealth Management, Alternative Investments, Fixed Income, Investment Strategies, Investment Advisory, Securities, Mergers, Hedge Funds, Start-ups, Business Strategy, Strategic Financial..., Public Speaking, Financial Services, Venture Capital, Retirement Planning, Financial Analysis, Real Estate, Strategic Planning, Financial Modeling, ETFs, Asset Management, Fund Of Funds, Asset Allocation, Bonds, Equities, Options, Mergers & Acquisitions, Investment Management, Financial Advisory, Brokerage, Series 7, Due Diligence, Series 24, Corporate Finance
Education
University of Minnesota-Morris 1972 — 1976
B.A., Economics, Social Science
AHRC Nassau May 2015 - Present
AHRC NASSAU 2012 - May 2015
AHRC NASSAU 2009 - 2012
New York Stock Exchange May 2008 - August 2008
Skills
Active Directory, Software Installation, Hardware, Outlook, Microsoft Office, Technical Support, Networking, Windows 7, Windows Server, Software Documentation, Training, Computer Hardware, VMware, VMware ESX, HTML, Dreamweaver, System Administration, Windows, PowerPoint, Help Desk Support, Microsoft Excel, Citrix, Servers, Microsoft Word, ITIL v3 Foundations..., Cisco Technologies, Norton Ghost, Backup Exec, Dameware, LogMeIn, AutoCAD, SQL, Websense, APC UPS, Visio, OS X, Management, WAN
Education
State University of New York at Albany 2005 — 2009
Bachelor of Science (B.S.), Information Science
State of Vermont September 2002 - Present
New York Stock Exchange 1997 - 2002
Chadbourne & Parke LLP 1992 - 1997
Skadden Arps 1990 - 1992
Skills
Insurance, Private Investigations, Civil Litigation, Administrative Law, Litigation, Employment Law, Construction Law, Legal Research, Securities Regulation, Legal Writing, Public Policy, Land Use, Mediation, Arbitration, FCPA, Corporate Law, Commercial Litigation, Appeals, Corporate Governance, Government, Securities Litigation, Research, Public Speaking
Education
Tulane University Law School 1987 — 1990
JD, Environmental, Maritime
TE Connectivity January 2014 - Present
TE Connectivity April 2010 - December 2013
Tyco Electronics Ltd. July 2008 - April 2010
Tyco Electronics Ltd. July 2007 - July 2008
Tyco International Ltd. August 2006 - July 2007
New York Stock Exchange May 2005 - June 2006
Wingspan Technology, Inc. September 1998 - December 2004
Special People In Northeast, Inc. September 1995 - September 1998
Skills
Forecasting, Project Management, Strategy, Derivatives, Budgets, CRM, Foreign Exchange, Consulting, Bloomberg, Resource Management, Quantitative Analytics, Simulations, Swaps, Financial Modeling, Mergers, Financial Analysis, Corporate Finance, Acquisition Integration, Strategic Planning, Process Improvement, Mergers & Acquisitions, Finance, Analysis, SDLC, Start-ups
Education
University of Pennsylvania - The Wharton School 2004 — 2006
MBA, Finance
The Ohio State University 1989 — 1995
MS, Physics, Biophysics
Villanova University 1985 — 1989
BS, Physics, Mathematics
Roman Catholic High School, Philadelphia, PA 1980 — 1984
Akerman LLP September 2014 - Present
Sherman & Howard January 2013 - September 2014
Arapahoe County District Court August 2011 - January 2013
US Securities and Exchange Commission May 2010 - August 2010
New York Stock Exchange May 2009 - August 2009
Knoerr & Emanuel P.A May 2008 - August 2008
Skills
Legal Research, Employment Law, Legal Assistance, Arbitration, Legal Advice
Education
University of Notre Dame Law School 2008 — 2011
JD, Law
University of Florida 2004 — 2008
BA, Political Science and Government
Archbishop McCarthy
Portland Timbers June 2015 - Present
University of Oregon Athletic Department January 2015 - June 2015
Pioneer Square June 2014 - September 2014
New York Stock Exchange June 2014 - June 2014
Portland Trail Blazers July 2013 - September 2013
Girls Inc. October 2012 - June 2013
Willamette West Habitat for Humanity June 2012 - August 2012
Oregon Department of Education October 2011 - June 2012
Skills
Microsoft Office, Public Speaking, PowerPoint, Facebook, Microsoft Excel, Teamwork, Social Networking, Social Media Marketing, Research, Microsoft Word
Education
University of Oregon 2013 — 2017
Bachelor’s Degree, Business Administration
Chubb Insurance January 2013 - Present
Ideas To Go February 2003 - Present
New York Stock Exchange November 2011 - December 2012
EMC October 2010 - November 2011
Private Consulting August 2008 - September 2010
CGI Technology & Services April 2004 - July 2008
Eagle Rock Alliance 2004 - 2004
Organon Pharmaceuticals, now Schering-Plough Corporation 2002 - 2004
Merrill Lynch January 1990 - January 2002
Skills
Project Management, Business Analysis, Management, Coaching, Training, Change Management, CRM, Program Management, Strategic Planning, Business Process, SDLC
Education
Washington & Jefferson College 1981 — 1985
B.A., Political Science, Psychology
William Paterson University of New Jersey 2006 — 2006
Certificate, Project Management
PMI Morris Study Group
University of Phoenix
MBA, Business Management
El Salto Partners July 2011 - Present
Stupidpond.com August 2010 - November 2013
R. J. O'Brien & Associates LLC April 2008 - 2010
TD Ameritrade, Inc. 2002 - 2007
Datek Online 1999 - 2002
New York Stock Exchange 1987 - 1999
Mincron SBC Corp 1983 - 1987
Skills
Product Development, Strategic Planning, New Business Development, Writing, Online Trading, Series 24, Series 7, Series 3
Education
University of Dayton 1974 — 1977
BA, Journalism
Capital Group May 2015 - Present
Starbucks August 2013 - May 2015
Socio-Emotional Developmental Research Lab June 2014 - December 2014
Compustall Services, Inc. May 2014 - August 2014
New York Stock Exchange May 2014 - May 2014
Lincoln Village Ministry May 2013 - July 2013
Skills
Time Management, Research, Team Leadership, Data Analysis, Customer Service, Organization, Fundraising, Microsoft Office, SPSS, Data Collection, Microsoft Excel, PowerPoint, Investments, Social Entrepreneurship, Impact Investing, Marketing, Outlook, Qualitative Research
Education
University of Notre Dame 2012 — 2016
Bachelor of Business Administration (B.B.A.), Accountancy and Psychology Majors
HealthCatalyst February 2013 - September 2015
The Children’s Hospital of Philadelphia 2011 - 2013
Pigmented Lesion Group, University of Pennsylvania Hospital 2009 - 2011
MCL Financial Group, Inc 2007 - 2008
Legacy One Insurance Services 2006 - 2007
C.K. Cooper & Co 2004 - 2005
New York Stock Exchange 2000 - 2004
Skills
Management, Program Management, Healthcare, Clinical Research, Sales, Selling, Research, Data Analysis, Leadership, Training, Account Management, Strategic Planning, Marketing, Hospitals
Education
University of Pennsylvania
Communications
Insight Out Consulting March 2014 - Present
Argyle Executive Forum September 2010 - February 2014
Breathe Magazine September 2004 - October 2005
Baines Gwinner (Whitehead Mann) March 1998 - February 2001
Webb Johnson Associates, Inc. May 1997 - March 1998
New York Stock Exchange April 1988 - May 1997
Skills
Business Intelligence, New Business Generation, Client Relationship..., Competitive Analysis, Business Development, CRM, Strategy, New Business Development, Start-ups, Lead Generation, Leadership, Marketing, Account Management, B2B, Management, Social Media Marketing, Program Management, Sales, Recruiting, Investments, Salesforce.com, Product Development, Strategic Partnerships, Market Research, Marketing Strategy, Entrepreneurship, Advertising, Email Marketing, Product Marketing, Social Media, Sales Process, Marketing Communications, Digital Marketing, Social Networking, Online Advertising, Integrated Marketing, Event Management, Business Strategy, Public Relations, Strategic Planning, Client Relations Skills, Client Development, Public Speaking, Direct Marketing, Digital Media, Online Marketing, Product Management, Event Planning, Team Building
Education
University of Colorado at Boulder - Leeds School of Business
Bachelor of Science, International Business
Ricaltons Village Tavern October 2013 - Present
Delbarton School, Fathers and Friends Board June 2012 - Present
Mayo Performing Arts Center July 2011 - Present
Cornerstone Family Programs (formerly Family Services of Morris County) May 2011 - Present
Morristown Junior Colonial Youth Hockey Program June 2011 - June 2015
Wells Fargo Advisors, LLC June 2010 - November 2013
LaBranche & Co. October 2008 - January 2010
LaBranche & Co. 2006 - January 2010
New York Stock Exchange 1982 - 2005
Education
University of Massachusetts Boston
New York Stock Exchange June 2007 - September 2007
Dahlin Group Inc June 2006 - September 2006
Sport Chalet August 2004 - May 2005
Education
University of California, Santa Barbara 2005 — 2009
B.S., Financial Mathematics and Statistics
University of California, Santa Barbara 2005 — 2009
B.A., Economics
Broadridge Financial Solutions March 2013 - Present
Broadridge March 2010 - February 2013
New York Stock Exchange June 2004 - March 2010
JPMorgan Chase December 1996 - June 2004
National Bank of Canada March 1993 - December 1996
Skills
Program Management, E-business, Vendor Relations, Process Improvement, Team Building, Enterprise Architecture, SDLC, Vendor Management, Disaster Recovery, IT Strategy, Change Management, PMO, Web Services, Business Process, CRM, Software Documentation, Requirements Analysis, Risk Management, Business Analysis, Project Portfolio..., Financial Services, Strategy, PMP, Solution Architecture, Management, Leadership, Databases, Security, Governance, Integration, Software Project..., Requirements Gathering, IT Management, Business Intelligence
Education
University of Phoenix 2003 — 2006
MBA
University of Phoenix 1999 — 2001
BS
New York Stock Exchange January 2014 - Present
Allegheny Professional Home Inspections, LLC April 2010 - January 2014
Grassroots Paddling February 2004 - July 2008
Skills
Radon Measurment &..., Wind Mitigation, 4 Point Inspections, Inspection, Construction, Residential Homes, Real Estate, Property, Relocation, Foreclosures, Single Family Homes, Short Sales, Sellers, Investment Properties
Education
Bluefield College
Bachelor of Science, Organizational Behavior
University of Maryland College Park
Psychology
JM Family Enterprises March 2011 - Present
Citrix Systems December 2009 - August 2010
NextEra Energy Resources LLC September 2007 - September 2009
Blue Frog Solutions 2007 - 2007
SIAC July 1999 - November 2006
New York Stock Exchange July 1996 - June 1999
EMI-Capitol Music Group March 1992 - June 1996
Citicorp/Citibank July 1990 - March 1992
Citicorp/Citibank June 1986 - June 1990
Skills
Software Project..., Six Sigma Green Belt, Certified Scrum Master..., Leadership, Six Sigma, CRM, Business Process..., Management, Business Analysis, SDLC, Project Planning, Business Intelligence, Requirements Analysis, Analysis, Business Process, Project Management, Quality Assurance, Training
Education
Universidad de Puerto Rico 1969 — 1976
BBA, Business Management/Finance
Weight Watchers International March 2006 - Present
Kraft Foods 1994 - 2006
Joseph E. Seagam & Sons 1988 - 1994
New York Stock Exchange 1980 - 1988
Skills
Quantitative Research, Competitive Analysis, Marketing Research, FMCG, Customer Insight, Market Research, Segmentation, Research, Qualitative Research, Consumer Behaviour, Brand Equity, Consumer Insight, Management, Analytics
Education
University of Rochester
BA, History, English
Aronson+Johnson+Ortiz October 2012 - Present
SunGard April 2010 - September 2012
SunGard March 2009 - April 2010
Sungard August 2004 - March 2009
Susquehanna International Group March 2004 - August 2004
New York Stock Exchange September 2002 - March 2004
Barclays Private Bank July 1999 - August 2002
Skills
Equity Trading, Derivatives Trading, Derivatives, Interest Rate..., Fixed Income, Fixed Income Analysis, Options Strategies, Financial Analysis, Accounting, Collateral Management, Collateral Systems, Risk Management, Operational Risk..., Product Management, Software Development, Software Project..., Agile Project Management, Equities
Education
University of Delaware 1994 — 1999
B.S., Business Admin - Finance
University of Delaware - Lerner College of Business and Economics 1994 — 1999
Bachelor of Business Administration (B.B.A.), Finance, General
First Protocol 2004 - Present
Ryan Fable Productions, Inc April 2000 - June 2004
New York Stock Exchange February 1998 - February 2000
Billboard Magazine December 1992 - February 1998
Skills
Corporate Events, Event Management, Event Planning, Tourism, Meeting Planning, Contract Negotiation, Budget, Incentives, Trade Shows, Sponsorship, Hospitality, Account Management, Location Intelligence, Catering, Customer Service, Entertainment, Production Managment, Project Management, Team Leadership, Food & Beverage
Education
UNCW 1987 — 1991
Bachelor of Science (BS), Communication and Media Studies
University of North Carolina at Wilmington 1987 — 1991
Speech Communications, Communications
United States Attorney's Office November 2012 - Present
United States Attorney's Office March 1995 - November 2012
New York Stock Exchange August 1990 - February 1995
Skills
Fraud, Private Investigations, Criminal Law, Enforcement
Education
The Ohio State University Moritz College of Law 1987 — 1990
J.D., Law
University of Michigan 1982 — 1986
B.A., Economics
Bank of America Merrill Lynch February 2010 - Present
Merrill Lynch July 2006 - October 2008
Spectracomm Inc March 2004 - July 2006
The Princeton Review 1997 - 2001
New York Stock Exchange June 1995 - July 1996
Skills
Data Center, Team Leadership, Software Project..., Disaster Recovery, Servers, Market Data, Software Installation, Enterprise Architecture, IT Management, Trading Systems, Technical Support, CRM, Business Analysis, Integration, Agile Methodologies, Project Management, Network Administration, Business Intelligence, Storage Area Networks, Visio, Vendor Management, ITIL, Infrastructure, SDLC, Management, Databases, Business Continuity, IT Strategy, PMP, Service Delivery, Networking
Education
University of Phoenix 2005 — 2009
BS, Computer Science
Saint John's University 1992 — 1995
Computer Science
GE Software May 2014 - Present
GE Software October 2013 - Present
Lending Club 2014 - 2015
Lending Club 2014 - 2015
Bank of America August 2012 - August 2013
Dovetal Systems Inc March 2012 - August 2012
Barclays Capital/Lehman Brothers July 2007 - February 2012
UBS - Dillion Read Capital Management April 2006 - June 2007
NYSE 2003 - 2006
New York Stock Exchange 2003 - 2006
Skills
Spring, Hibernate, Java, XML, Java Enterprise Edition
Education
University of Calicut
Bachelors of Technology, Computer Science and Engineering
HAB Equipment LLC July 2012 - Present
Credit Lyonnais Rouse (USA), LTD June 1999 - September 2000
Daiwa Securities America Inc. March 1992 - June 1999
Citibank, NA October 1990 - October 1991
Phillip Brothers Trading Inc. April 1989 - October 1990
New York Futures Exchange/NYSE June 1987 - April 1989
New York Stock Exchange April 1986 - June 1987
Skills
Microsoft Office, Fundraising, Strategic Planning, Public Speaking, Leadership, Customer Service, Team Leadership, Team Building, Management, Microsoft Word, Project Management, Human Resources, Marketing, Sales, Analysis, Event Planning
Education
University of California, San Diego
Bachelor of Arts (B.A.), Political Science
New York Institute of Finance
Office of the State Attorney, 12th Judicial Circuit January 2015 - Present
Private Practice of Law July 2002 - December 2014
New York Stock Exchange April 2001 - June 2002
Committee on the Judiciary, US House of Representatives January 1997 - March 2001
U.S. Department of Justice April 1991 - January 1997
Office of the State Attorney, 20th Judicial Circuit Florida August 1987 - March 1991
Education
University of Florida - Fredric G. Levin College of Law 1984 — 1987
Doctor of Law (JD)
University of Central Florida 1978 — 1982
Bachelor of Arts (BA), Politcal Science and History
Cocoa Beach High School
Cerberus Capital Management March 2007 - Present
Merrill Lynch & Co. October 1998 - March 2007
New York State Attorney General's Office 1995 - 1998
New York Stock Exchange 1992 - 1995
New York County District Attorney's Office 1986 - 1992
Skills
Securities, Securities Regulation, FINRA, Due Diligence, Hedge Funds, Broker-Dealer, Investment Advisory, Securities Litigation, SEC, Capital Markets, Series 7, Alternative Investments, Corporate Governance, Mergers, Securities Offerings, Blue Sky, Compliance, Asset Management, Mergers & Acquisitions, Series 24, Fraud, Mutual Funds, M&A experience, Venture Capital, FCPA, Private Placements, Equities, Investment Management, Structured Finance, AML, Joint Ventures, Financial Regulation, Dodd-Frank, Investment Banking, Fund Of Funds, Prime Brokerage, Fixed Income, Financial Services, Investor Relations, Financial Structuring, LBO, Emerging Markets
Education
Bronx High School of Science 1974 — 1978
University of Pennsylvania
BA, Economics
University of Pennsylvania Law School
JD
Severn Trent Services February 2012 - Present
New York Stock Exchange April 2004 - December 2008
Pershing October 1997 - February 2003
Skills
Administrative Support, Lotus Notes, Outlook, Typing, Excel, Word, PowerPoint, Reconciliation, Microsoft Office, Access, Prioritization, Invoicing, Customer Service, PeopleSoft, Customer Relations, Accounts Payable, Accounts Receivable, Visio, Internet Explorer, Scheduling, Documentation, Office Management
Education
Union County College 1984 — 1989
Bachelor's degree
JPMorgan Chase & Co. February 2015 - Present
Barclays Wealth January 2009 - December 2014
Trinity Trading Corporation March 2005 - March 2008
Galway Securities Inc. July 2001 - December 2003
New York Stock Exchange September 1993 - July 2001
Skills
Asset Managment, Risk Management, Securities, Business Analysis, Financial Services, Wealth Management, Process Improvement, SDLC, Team Leadership, Capital Markets, Change Management, Asset Management, Vendor Management, PMO, Equities, Management, CRM
Education
University of Dayton 1989 — 1993
Bachelor of Arts (BA), Communication and Media Studies
State Street October 2013 - Present
State Street May 2011 - October 2013
Lineage Restaurant 2010 - 2011
Abercrombie & Fitch 2008 - 2010
Deutsche Bank June 2007 - August 2007
New York Stock Exchange July 2005 - August 2005
GE Asset Management June 2004 - August 2004
Skills
PowerPoint, Microsoft Excel, Microsoft Office, Asset Allocation, Data Analysis, Social Media, Financial Analysis, Research, Market Research, Sales, Asset Managment, Customer Service, Analytics, Financial Services, Microsoft Word
Education
Trinity College-Hartford 2004 — 2008
Bachelor of Arts, Hispanic Studies
J.P. Morgan June 2014 - Present
Piper Jaffray June 2013 - August 2013
Aisling Capital June 2012 - July 2012
College Works Painting February 2011 - August 2011
New York Stock Exchange July 2011 - July 2011
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2010 — 2014
Bachelor of Business Administration (B.B.A.), Finance
Wilmington Trust 2007 - Present
Vanguard 2005 - 2007
Wilmington Trust 2003 - 2005
New York Stock Exchange June 2001 - August 2001
Skills
Investment Management, Fixed Income, Portfolio Management, Trading, Short Duration, Money Markets, Cash Management, Mutual Funds, Separately Managed...
Education
University of Delaware
Master of Business Administration (MBA)
University of Delaware
Master of Science in International Business
University of Delaware
Bachelor's Degree, Economics