Southwest Securities
Industry: Company
DescriptionHeadquarters: Dallas, TX Founded: 1986 Parent organization: SWS Group
Southwest Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Southwest Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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Southwest Securities Employees
Employee
Years
Job
Industry
Damon Phillips Damon Phillips's Southwest Securities Experience August 2007 - 2013
Job Banking and Financial Services
Industry Banking
Experience
Bank of America March 2014 - Present
Southwest Securities August 2007 - 2013
HD Vest Financial Services 2005 - 2007
First Star Securities 2002 - 2005
US Navy December 1993 - December 1999
Skills
Auditing, Financial Services, Securities, AML, Investments, Trading, Public Speaking, Accounting, Investment Advisory, Personal Finance, Budgets, Leadership, Supervision, Financial Accounting, Management, Internal Audit, Securities Regulation, Examination Techniques, Oral & Written..., Organizational..., Certified Regulatory..., Regulatory Compliance, Regulations, Customer Service, Research, Risk Assessment, Risk Measurement, Risk Management, Project Management, Project Planning, Data Analysis, Business Writing, Presentations, Consumer-related Laws..., Surveillance, CEO/CFO Certification, Compliance, Investment Banking, Employee Training, Analysis, Testing, Team Building, Planning & Organizing..., Business Travel, Government, Income Tax, Microsoft Office, Microsoft Excel, Windows, SQL
Education
University of Phoenix
Bachelor of Business Administration (BSBA), Business, Finance and Accounting
University of Pennsylvania - The Wharton School 2011 — 2012
CRCP Designation, Securities Law and Regulatory Compliance
Bank of America March 2014 - Present
Southwest Securities August 2007 - 2013
HD Vest Financial Services 2005 - 2007
First Star Securities 2002 - 2005
US Navy December 1993 - December 1999
Skills
Auditing, Financial Services, Securities, AML, Investments, Trading, Public Speaking, Accounting, Investment Advisory, Personal Finance, Budgets, Leadership, Supervision, Financial Accounting, Management, Internal Audit, Securities Regulation, Examination Techniques, Oral & Written..., Organizational..., Certified Regulatory..., Regulatory Compliance, Regulations, Customer Service, Research, Risk Assessment, Risk Measurement, Risk Management, Project Management, Project Planning, Data Analysis, Business Writing, Presentations, Consumer-related Laws..., Surveillance, CEO/CFO Certification, Compliance, Investment Banking, Employee Training, Analysis, Testing, Team Building, Planning & Organizing..., Business Travel, Government, Income Tax, Microsoft Office, Microsoft Excel, Windows, SQL
Education
University of Phoenix
Bachelor of Business Administration (BSBA), Business, Finance and Accounting
University of Pennsylvania - The Wharton School 2011 — 2012
CRCP Designation, Securities Law and Regulatory Compliance
Timothy O'Toole's Southwest Securities Experience November 2012 - April 2015
Job Commercial Account Manager at AppDynamics
Industry Computer Software
Experience
AppDynamics April 2015 - Present
Southwest Securities November 2012 - April 2015
ADP December 2011 - November 2012
KeyBank June 2011 - November 2011
World Wide Technology June 2010 - February 2011
Skills
Financial Analysis, Sales, Salesforce.com, Consultative Selling..., Solution Selling, Account Management, Finance, Building Relationships, Sales Process, CRM, Forecasting, Leadership, Relationship Management, Sales Presentations, Cold Calling, Microsoft Office, Marketing, Management
Education
University of Missouri-Columbia, College of Business
Bachelor of Science, Finance
AppDynamics April 2015 - Present
Southwest Securities November 2012 - April 2015
ADP December 2011 - November 2012
KeyBank June 2011 - November 2011
World Wide Technology June 2010 - February 2011
Skills
Financial Analysis, Sales, Salesforce.com, Consultative Selling..., Solution Selling, Account Management, Finance, Building Relationships, Sales Process, CRM, Forecasting, Leadership, Relationship Management, Sales Presentations, Cold Calling, Microsoft Office, Marketing, Management
Education
University of Missouri-Columbia, College of Business
Bachelor of Science, Finance
Jemea N. Douglas Jemea N. Douglas's Southwest Securities Experience October 2000 - April 2004
Job Senior Business Systems Analyst at Elavon/U.S. Bank
Industry Financial Services
Experience
Elavon July 2008 - Present
Raymond James Financial May 2004 - June 2008
Southwest Securities October 2000 - April 2004
Newbridge Information Services December 1997 - October 2000
H.D. Vest Financial Services December 1994 - December 1997
Skills
Business Analysis, Requirements Analysis, Requirements Gathering, Visio, Business Requirements, User Acceptance Testing, Process Improvement, Relationship Management, Banking, SDLC, Electronic Payments, Functional Requirements, Business Process Design, Analysis, Business Process, Vendor Management
Education
University of Florida 1988 — 1992
B.Sc., Economics
Elavon July 2008 - Present
Raymond James Financial May 2004 - June 2008
Southwest Securities October 2000 - April 2004
Newbridge Information Services December 1997 - October 2000
H.D. Vest Financial Services December 1994 - December 1997
Skills
Business Analysis, Requirements Analysis, Requirements Gathering, Visio, Business Requirements, User Acceptance Testing, Process Improvement, Relationship Management, Banking, SDLC, Electronic Payments, Functional Requirements, Business Process Design, Analysis, Business Process, Vendor Management
Education
University of Florida 1988 — 1992
B.Sc., Economics
T Wade's Southwest Securities Experience November 2007 - February 2012
Job Experienced AML Analyst/Financial Crimes Investigator
Industry Financial Services
Experience
MoneyGram International April 2015 - Present
MoneyGram International June 2014 - April 2015
MoneyGram International February 2012 - June 2014
Southwest Securities November 2007 - February 2012
Morgan Stanley January 2007 - November 2007
Skills
Bank Secrecy Act, USA PATRIOT Act, KYC, OFAC, BSA, AML, Fraud Investigations, Fraud, CIP, Investigations, Link analysis software..., Ponzi schemes..., Stock fraud..., Terrorist financing..., Consumer fraud..., human trafficking and..., Link Analysis, Intelligence Analysis, Data Mining, Private Investigations, Analysis, Investigation, Internal Audit, Finance, Financial Risk, Financial Services, FINRA, Anti Money Laundering
Education
Utica College 2010 — 2012
Certification, Financial Crimes Investigator
University of Arkansas at Little Rock 1995 — 1999
Bachelors of Business Administration, Management
MoneyGram International April 2015 - Present
MoneyGram International June 2014 - April 2015
MoneyGram International February 2012 - June 2014
Southwest Securities November 2007 - February 2012
Morgan Stanley January 2007 - November 2007
Skills
Bank Secrecy Act, USA PATRIOT Act, KYC, OFAC, BSA, AML, Fraud Investigations, Fraud, CIP, Investigations, Link analysis software..., Ponzi schemes..., Stock fraud..., Terrorist financing..., Consumer fraud..., human trafficking and..., Link Analysis, Intelligence Analysis, Data Mining, Private Investigations, Analysis, Investigation, Internal Audit, Finance, Financial Risk, Financial Services, FINRA, Anti Money Laundering
Education
Utica College 2010 — 2012
Certification, Financial Crimes Investigator
University of Arkansas at Little Rock 1995 — 1999
Bachelors of Business Administration, Management
Matthew Houston Matthew Houston's Southwest Securities Experience October 2008 - March 2012
Job Senior Vice President/Asst. Branch Manager at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities March 2012 - Present
Southwest Securities October 2008 - March 2012
University of Houston 2008 - August 2009
Morgan Stanley Wealth Management February 2006 - October 2008
Legg Mason August 2003 - February 2007
Smith and Associates 2002 - 2003
PDQ.net 1999 - 2001
Skills
Sales, Finance, New Business Development, Team Building, Strategic Planning, Contract Negotiation, Marketing, Business Strategy, Business Planning, Forecasting, Leadership, Budgets, Financial Analysis, Business Development
Education
University of Houston, C.T. Bauer College of Business 1999 — 2002
Bachelor of Business Administration (B.B.A.)
University of Houston, C.T. Bauer College of Business 1998 — 2002
BBA
Episcopal High Scool 1992 — 1996
Wunderlich Securities March 2012 - Present
Southwest Securities October 2008 - March 2012
University of Houston 2008 - August 2009
Morgan Stanley Wealth Management February 2006 - October 2008
Legg Mason August 2003 - February 2007
Smith and Associates 2002 - 2003
PDQ.net 1999 - 2001
Skills
Sales, Finance, New Business Development, Team Building, Strategic Planning, Contract Negotiation, Marketing, Business Strategy, Business Planning, Forecasting, Leadership, Budgets, Financial Analysis, Business Development
Education
University of Houston, C.T. Bauer College of Business 1999 — 2002
Bachelor of Business Administration (B.B.A.)
University of Houston, C.T. Bauer College of Business 1998 — 2002
BBA
Episcopal High Scool 1992 — 1996
Larrie Weil Larrie Weil's Southwest Securities Experience 1991 - 2002
Job Principal at Weil Capital Advisors
Industry Financial Services
Experience
Weil Capital Advisors September 2011 - Present
HFBE Inc. August 2003 - September 2011
Southwest Securities 1991 - 2002
Underwood, Neuhaus & Co. 1985 - 1991
Education
University of California, Berkeley
A.B., History, Latin
Weil Capital Advisors September 2011 - Present
HFBE Inc. August 2003 - September 2011
Southwest Securities 1991 - 2002
Underwood, Neuhaus & Co. 1985 - 1991
Education
University of California, Berkeley
A.B., History, Latin
Doug Lovell Doug Lovell's Southwest Securities Experience March 1993 - February 1994
Job Senior Tech Manager Fraud Technologies at Bank Of America
Industry Banking
Experience
Bank Of America April 2011 - Present
Bank of America February 1994 - April 2011
Southwest Securities March 1993 - February 1994
Skills
Deployment, SDLC, Netezza, Sybase, Application Architecture, System Deployment, Management, Strategy, Software Development, Project Management, Program Management, SQL, Project Planning, Process Improvement
Education
University of North Texas 1989 — 1992
Business Computer Information Systems
Bank Of America April 2011 - Present
Bank of America February 1994 - April 2011
Southwest Securities March 1993 - February 1994
Skills
Deployment, SDLC, Netezza, Sybase, Application Architecture, System Deployment, Management, Strategy, Software Development, Project Management, Program Management, SQL, Project Planning, Process Improvement
Education
University of North Texas 1989 — 1992
Business Computer Information Systems
Harry Harbach's Southwest Securities Experience 2001 - 2004
Job Director of Service Oriented Architecture at Phidiax, llc
Industry Information Technology and Services
Experience
Phidiax June 2013 - Present
Phidiax, llc January 2012 - June 2013
Raymond James & Associates 2005 - January 2012
Raymond James Financial Inc. 2004 - 2006
Southwest Securities 2001 - 2004
Dynamic Computing Services 1998 - 2001
Skills
Service Oriented..., BizTalk Architect, Integration Architect, SOA, ASP.NET, BizTalk, Design Patterns, Enterprise Software, .NET, SDLC, Software Documentation, Integration, XSLT, UML, Solution Architecture, Object Oriented Design, SQL, REST, Entity Framework, WCF, SOAP, Web Services, ESB, C#, EAI, Agile Methodologies, Microsoft SQL Server, WebSphere Message Broker, JavaScript, Software Development, WPF, Architecture, SSIS, WebSphere MQ, Java, SharePoint, SSRS, Windows Azure, Enterprise Architecture
Education
University of South Florida 1998 — 2012
Bachelor's degree, ISM
Phidiax June 2013 - Present
Phidiax, llc January 2012 - June 2013
Raymond James & Associates 2005 - January 2012
Raymond James Financial Inc. 2004 - 2006
Southwest Securities 2001 - 2004
Dynamic Computing Services 1998 - 2001
Skills
Service Oriented..., BizTalk Architect, Integration Architect, SOA, ASP.NET, BizTalk, Design Patterns, Enterprise Software, .NET, SDLC, Software Documentation, Integration, XSLT, UML, Solution Architecture, Object Oriented Design, SQL, REST, Entity Framework, WCF, SOAP, Web Services, ESB, C#, EAI, Agile Methodologies, Microsoft SQL Server, WebSphere Message Broker, JavaScript, Software Development, WPF, Architecture, SSIS, WebSphere MQ, Java, SharePoint, SSRS, Windows Azure, Enterprise Architecture
Education
University of South Florida 1998 — 2012
Bachelor's degree, ISM
Melanie Carrington Melanie Carrington's Southwest Securities Experience June 2008 - January 2009
Job Vice President at First Federal Bank of Florida, Mortgage Warehouse Lending
Industry Banking
Experience
First Federal Bank of Florida May 2011 - Present
M&I Bank May 2009 - May 2011
Southwest Securities June 2008 - January 2009
Citigroup, Inc./ First Collateral Services, Inc. August 2002 - August 2008
Washington Mutual April 1999 - August 2002
SunTrust Bank April 1991 - April 1999
Skills
Credit, Loans, Banking, Commercial Lending, Mortgage Lending, Underwriting, Real Estate, Sales, Finance, Investments, Commercial Banking, Lines Of Credit, Cash Management, Loan Servicing, New Business Development, Credit Analysis, Management, Relationship Management, Portfolio Management, Due Diligence, Mortgage Banking, Leadership, Risk Management, Asset Management, Financial Services, Investment Properties, Loan Origination, Residential Mortgages, Refinance, Small Business Lending, Warehouse Lending, Consumer Lending, USDA, Construction Loans, FHA, Commercial Mortgages
Education
University of Florida - Warrington College of Business Administration 1979 — 1983
Bachelor of Science in BusinessAdministration, Finance degree
First Federal Bank of Florida May 2011 - Present
M&I Bank May 2009 - May 2011
Southwest Securities June 2008 - January 2009
Citigroup, Inc./ First Collateral Services, Inc. August 2002 - August 2008
Washington Mutual April 1999 - August 2002
SunTrust Bank April 1991 - April 1999
Skills
Credit, Loans, Banking, Commercial Lending, Mortgage Lending, Underwriting, Real Estate, Sales, Finance, Investments, Commercial Banking, Lines Of Credit, Cash Management, Loan Servicing, New Business Development, Credit Analysis, Management, Relationship Management, Portfolio Management, Due Diligence, Mortgage Banking, Leadership, Risk Management, Asset Management, Financial Services, Investment Properties, Loan Origination, Residential Mortgages, Refinance, Small Business Lending, Warehouse Lending, Consumer Lending, USDA, Construction Loans, FHA, Commercial Mortgages
Education
University of Florida - Warrington College of Business Administration 1979 — 1983
Bachelor of Science in BusinessAdministration, Finance degree
Nan Wu Nan Wu's Southwest Securities Experience June 2012 - August 2012
Job Short Term Consultant at The World Bank
Industry Public Policy
Experience
The World Bank June 2013 - August 2013
Southwest Securities June 2012 - August 2012
Agilent Technologies June 2011 - August 2011
International Center for Network of Small Hydro Power June 2009 - July 2009
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Customer Service, Research, Photoshop, Social Media, Teamwork, Public Speaking, HTML, English, Literature Reviews, Stata, Labor Economics, Public Finance, Transportation, Carbon Emissions, Economic Development, Statistics
Education
University of Minnesota-Twin Cities 2012 — 2014
Master of Public Policy, Global Policy
University of Wisconsin-Madison 2008 — 2012
Bachelor of Science (BS), Economics
The World Bank June 2013 - August 2013
Southwest Securities June 2012 - August 2012
Agilent Technologies June 2011 - August 2011
International Center for Network of Small Hydro Power June 2009 - July 2009
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Customer Service, Research, Photoshop, Social Media, Teamwork, Public Speaking, HTML, English, Literature Reviews, Stata, Labor Economics, Public Finance, Transportation, Carbon Emissions, Economic Development, Statistics
Education
University of Minnesota-Twin Cities 2012 — 2014
Master of Public Policy, Global Policy
University of Wisconsin-Madison 2008 — 2012
Bachelor of Science (BS), Economics
Doug Bowerman Doug Bowerman's Southwest Securities Experience 2005 - 2011
Job Sr. Vice President at Affiliated Bank
Industry Financial Services
Experience
Affiliated Bank March 2011 - Present
Southwest Securities 2005 - 2011
Skills
Loans, Loan Origination, Construction Loans, Refinance, Credit, Residential Mortgages, Banking, Credit Analysis, Underwriting
Education
University of North Texas 1982 — 1986
Bachelor of Business Administration (B.B.A.), Finance, General
Affiliated Bank March 2011 - Present
Southwest Securities 2005 - 2011
Skills
Loans, Loan Origination, Construction Loans, Refinance, Credit, Residential Mortgages, Banking, Credit Analysis, Underwriting
Education
University of North Texas 1982 — 1986
Bachelor of Business Administration (B.B.A.), Finance, General
Nigel Nicholas Nigel Nicholas's Southwest Securities Experience 1997 - 1999
Job at Genesis Networks Solutions
Industry Information Technology and Services
Experience
Genesis Networks Solutions February 2011 - Present
Deemsys Inc January 2006 - June 2009
Dell Inc January 2002 - January 2004
Southwest Securities 1997 - 1999
AT&T 1993 - 1993
May Department Stores 1989 - 1991
Skills
COBOL, SQL, Oracle, Unix, XML, Software Development, Microsoft SQL Server, Java, Visio, Visual Basic, Agile Methodologies, SDLC, SOA, C++, HTML, Integration, Testing, Data Warehousing, C, Databases
Education
University of Maryland College Park 1989 — 1991
MS, Computer Science
Computer Learning Center 1988 — 1988
Computer Programming
Genesis Networks Solutions February 2011 - Present
Deemsys Inc January 2006 - June 2009
Dell Inc January 2002 - January 2004
Southwest Securities 1997 - 1999
AT&T 1993 - 1993
May Department Stores 1989 - 1991
Skills
COBOL, SQL, Oracle, Unix, XML, Software Development, Microsoft SQL Server, Java, Visio, Visual Basic, Agile Methodologies, SDLC, SOA, C++, HTML, Integration, Testing, Data Warehousing, C, Databases
Education
University of Maryland College Park 1989 — 1991
MS, Computer Science
Computer Learning Center 1988 — 1988
Computer Programming
Justin Dollins's Southwest Securities Experience August 2009 - July 2011
Job Senior Trader at Envestnet, Inc
Industry Financial Services
Experience
Envestnet, Inc January 2015 - Present
Envestnet, Inc December 2012 - December 2014
Placemark Investments July 2011 - December 2012
Southwest Securities August 2009 - July 2011
Skills
Asset Management, Equities, Investments, Mutual Funds, Securities, Series 7, Asset Allocation, Wealth Management, Bloomberg, Hedge Funds
Education
University of Mary-Hardin Baylor 2003 — 2008
Bachelors of Science, Business
Envestnet, Inc January 2015 - Present
Envestnet, Inc December 2012 - December 2014
Placemark Investments July 2011 - December 2012
Southwest Securities August 2009 - July 2011
Skills
Asset Management, Equities, Investments, Mutual Funds, Securities, Series 7, Asset Allocation, Wealth Management, Bloomberg, Hedge Funds
Education
University of Mary-Hardin Baylor 2003 — 2008
Bachelors of Science, Business
Mike Cordell Mike Cordell's Southwest Securities Experience 2011 - 2012
Job Chief Lending Officer at Providence Bank of Texas
Industry Banking
Experience
Providence Bank of Texas 2015 - Present
Point Bank 2013 - 2015
Southwest Securities 2011 - 2012
Inwood National Bank 2002 - 2010
First State Bank of Texas (sold to Wells Fargo Bank in 2002) 1986 - 2002
Skills
Commercial Lending, Commercial Mortgages
Education
University of Oklahoma - Price College of Business
BBA, Finance
School of Banking of the South (at LSU)
Banking Degree
Providence Bank of Texas 2015 - Present
Point Bank 2013 - 2015
Southwest Securities 2011 - 2012
Inwood National Bank 2002 - 2010
First State Bank of Texas (sold to Wells Fargo Bank in 2002) 1986 - 2002
Skills
Commercial Lending, Commercial Mortgages
Education
University of Oklahoma - Price College of Business
BBA, Finance
School of Banking of the South (at LSU)
Banking Degree
Nikki Dinari's Southwest Securities Experience 1999 - 2000
Job Real estate specialist & Global Consultant at Coldwell Banker brokerage
Industry Real Estate
Experience
Coldwell Banker Brokerage 2009 - Present
coldwell Banker residential Brokerage Boston, Mass. 2008 - Present
Coldwell Banker brokerage Residential & Commercial January 2004 - Present
Southwest Securities 1999 - 2000
Jame-Jam Television May 1993 - June 1995
WFAA-TV( ABC affiliate sister station)- Belo Broadcasting January 1986 - May 1988
Skills
Relocation, Investors, Rentals, Investment Properties, Buying, Real Estate, Second Homes, Selling, Investments, Buyer Representative, Buyer Representation, Commercial Real Estate, Real Property, Property Management, Residential Homes, Vacation Homes, Condos, Property, Buyers, New Homes, Leases, Sellers, Listings, ABR, Townhomes, New Home Sales, Luxury, Single Family Homes, Relocation Buyers, Waterfront, Referrals
Education
University of North Texas 1983 — 1987
BA, Broadcasting
International school of Exeter, Exeter, England 1976 — 1979
Bachelor's degree, Radio and Television Broadcasting Technology/Technician
Coldwell Banker Brokerage 2009 - Present
coldwell Banker residential Brokerage Boston, Mass. 2008 - Present
Coldwell Banker brokerage Residential & Commercial January 2004 - Present
Southwest Securities 1999 - 2000
Jame-Jam Television May 1993 - June 1995
WFAA-TV( ABC affiliate sister station)- Belo Broadcasting January 1986 - May 1988
Skills
Relocation, Investors, Rentals, Investment Properties, Buying, Real Estate, Second Homes, Selling, Investments, Buyer Representative, Buyer Representation, Commercial Real Estate, Real Property, Property Management, Residential Homes, Vacation Homes, Condos, Property, Buyers, New Homes, Leases, Sellers, Listings, ABR, Townhomes, New Home Sales, Luxury, Single Family Homes, Relocation Buyers, Waterfront, Referrals
Education
University of North Texas 1983 — 1987
BA, Broadcasting
International school of Exeter, Exeter, England 1976 — 1979
Bachelor's degree, Radio and Television Broadcasting Technology/Technician
Aleena Raza Aleena Raza's Southwest Securities Experience March 2012 - June 2013
Job Complex Manager's Assistant/ 200 RYT Yoga Instructor
Industry Investment Management
Experience
Summit Climbing Gym July 2014 - Present
Morgan Stanley Wealth Management June 2013 - Present
City Surf Fitness February 2013 - Present
Southwest Securities March 2012 - June 2013
Preston State Bank May 2009 - March 2012
National Royalty October 2008 - May 2009
CentricVoice June 2007 - September 2008
Citibank Texas, N.A. September 2003 - June 2008
Skills
Marketing, Customer Service, Account Management, Marketing Strategy, PowerPoint, Banking, Social Media, Team Building, Social Media Marketing, CRM, Market Research, Marketing Communications, Advertising, Direct Marketing
Education
University of North Texas 2009 — 2012
Bachelor of Business Administration (B.B.A.)
University of Oregon 2002 — 2003
Summit Climbing Gym July 2014 - Present
Morgan Stanley Wealth Management June 2013 - Present
City Surf Fitness February 2013 - Present
Southwest Securities March 2012 - June 2013
Preston State Bank May 2009 - March 2012
National Royalty October 2008 - May 2009
CentricVoice June 2007 - September 2008
Citibank Texas, N.A. September 2003 - June 2008
Skills
Marketing, Customer Service, Account Management, Marketing Strategy, PowerPoint, Banking, Social Media, Team Building, Social Media Marketing, CRM, Market Research, Marketing Communications, Advertising, Direct Marketing
Education
University of North Texas 2009 — 2012
Bachelor of Business Administration (B.B.A.)
University of Oregon 2002 — 2003
Christian Kendall's Southwest Securities Experience April 2010 - September 2013
Job Sales | Quri
Industry Consumer Goods
Experience
Quri October 2013 - Present
Southwest Securities April 2010 - September 2013
The Clorox Company August 2009 - February 2010
United States Steel Corporation May 2008 - August 2008
Skills
Financial Modeling, Valuation, Investments, Fixed Income, Bonds, Microsoft Excel, Capital Markets, Securities, Options, PowerPoint, Hedge Funds, Derivatives, Corporate Finance, Bloomberg, Trading, Series 7, Portfolio Management, Finance, Tennis, Walking Tours, Career Counseling
Education
University of California, Berkeley - Walter A. Haas School of Business 2007 — 2009
BS, 2009
Miramonte
Quri October 2013 - Present
Southwest Securities April 2010 - September 2013
The Clorox Company August 2009 - February 2010
United States Steel Corporation May 2008 - August 2008
Skills
Financial Modeling, Valuation, Investments, Fixed Income, Bonds, Microsoft Excel, Capital Markets, Securities, Options, PowerPoint, Hedge Funds, Derivatives, Corporate Finance, Bloomberg, Trading, Series 7, Portfolio Management, Finance, Tennis, Walking Tours, Career Counseling
Education
University of California, Berkeley - Walter A. Haas School of Business 2007 — 2009
BS, 2009
Miramonte
Rena Connor Rena Connor's Southwest Securities Experience October 2009 - 2010
Job Vice President, Institutional Fixed Income Sales
Industry Financial Services
Experience
BOSC, Inc. a subsidiary of BOK Financial Corporation 2010 - Present
Southwest Securities October 2009 - 2010
Capital Group October 2007 - October 2009
Englekirk Partners Structural Engineering Inc September 2006 - September 2007
The University January 2006 - August 2006
U.S. House of Representatives May 2005 - September 2005
Skills
Investments, Finance, Sales, Public Finance, Fixed Income, Municipal Bonds
Education
University of Oklahoma 2002 — 2005
B.A., Sociology
BOSC, Inc. a subsidiary of BOK Financial Corporation 2010 - Present
Southwest Securities October 2009 - 2010
Capital Group October 2007 - October 2009
Englekirk Partners Structural Engineering Inc September 2006 - September 2007
The University January 2006 - August 2006
U.S. House of Representatives May 2005 - September 2005
Skills
Investments, Finance, Sales, Public Finance, Fixed Income, Municipal Bonds
Education
University of Oklahoma 2002 — 2005
B.A., Sociology
Alvin Reese's Southwest Securities Experience 1999 - 2002
Job Senior Solution Architect at US Foods
Industry Food & Beverages
Experience
US Foods October 2014 - Present
US Foods July 2011 - October 2014
Southwest Securities 1999 - 2002
ACS 1996 - 1999
Alcatel 1994 - 1996
TRW 1993 - 1993
Radio Shack 1983 - 1992
Tandy 1983 - 1992
Tandy 1983 - 1992
Skills
SDLC, Requirements Analysis, Business Analysis, Integration, Program Management, Visio, Vendor Management, Software Development, Project Management, Management
Education
University of North Texas 1983 — 1987
Master of Business Administration (M.B.A.), MIS
University of North Texas 1974 — 1983
Bachelor's Degree, MIS, Accounting
US Foods October 2014 - Present
US Foods July 2011 - October 2014
Southwest Securities 1999 - 2002
ACS 1996 - 1999
Alcatel 1994 - 1996
TRW 1993 - 1993
Radio Shack 1983 - 1992
Tandy 1983 - 1992
Tandy 1983 - 1992
Skills
SDLC, Requirements Analysis, Business Analysis, Integration, Program Management, Visio, Vendor Management, Software Development, Project Management, Management
Education
University of North Texas 1983 — 1987
Master of Business Administration (M.B.A.), MIS
University of North Texas 1974 — 1983
Bachelor's Degree, MIS, Accounting
Joseph Myers's Southwest Securities Experience May 2008 - April 2011
Job Relationship Manager II Business Banking at JPMorgan Chase
Industry Banking
Experience
JPMorgan Chase August 2013 - Present
First Private Bank of Texas March 2012 - Present
Bank of Texas April 2011 - April 2012
Southwest Securities May 2008 - April 2011
Self 2009 - 2011
Comerica Bank June 2007 - May 2008
Skills
Loans, Commercial Banking, Credit Analysis, Commercial Lending, Credit, Banking, Portfolio Management, Underwriting, Financial Modeling, Valuation, Credit Risk, Financial Analysis, Wealth Management, Mortgage Lending, Asset Managment, Risk Management
Education
University of Oklahoma - Price College of Business 2004 — 2007
Bachelors, Finance
JPMorgan Chase August 2013 - Present
First Private Bank of Texas March 2012 - Present
Bank of Texas April 2011 - April 2012
Southwest Securities May 2008 - April 2011
Self 2009 - 2011
Comerica Bank June 2007 - May 2008
Skills
Loans, Commercial Banking, Credit Analysis, Commercial Lending, Credit, Banking, Portfolio Management, Underwriting, Financial Modeling, Valuation, Credit Risk, Financial Analysis, Wealth Management, Mortgage Lending, Asset Managment, Risk Management
Education
University of Oklahoma - Price College of Business 2004 — 2007
Bachelors, Finance
Kevin Krebs's Southwest Securities Experience December 1992 - December 1993
Job CPA, Texas Public LicenseAvailable for Employment
Industry Accounting
Experience
Burnett Contractor at CDM Resource Management October 2014 - December 2014
Advanced Pharmacy February 2010 - July 2011
Examination Mgmt Services May 1996 - March 2009
Resolution Trust Corp-MWEDS-FDIC December 1993 - May 1996
Southwest Securities December 1992 - December 1993
Skills
CPA,Public License, Lawson G/L and F/A, AccPac(MAS), Oracle General Ledger, Internal Financial..., Reconciliations, Consolidations, Inter-Company Entries, Accounts Receivable, Accounts Payable, Payroll, Fixed Assets, Inventory, Supply Billing, Grants, Excel IF Macros, Some Pivot Tables, Excel H&VLookup Macros, CSV Conversions, Microsoft Word, Sales Tax (25 states), Ad Valorem Taxes, Unclaimed Property..., Federal and State Tax..., Local Gross Receipts..., State and Local..., Corporate Income Tax..., Corporate Income Return..., TIN Mismatches, Tax Research, Audit PBC's, Due Diligence, External Auditor Liaison, Supervision of Staff of..., Records Storage Systems, Dun & Bradstreet..., US Commerce Department..., Consolidation, Journal Entries, Income Tax, Sales Tax, CPA, Payroll Taxes, Variance Analysis, Revenue Recognition, Invoicing, Balance, Financial Statements, GAAP, SEC filings
Education
University of Houston 2012 — 2013
Oil and Gas Certification
University of Missouri-Saint Louis 1986 — 1989
CPA Prep
Burnett Contractor at CDM Resource Management October 2014 - December 2014
Advanced Pharmacy February 2010 - July 2011
Examination Mgmt Services May 1996 - March 2009
Resolution Trust Corp-MWEDS-FDIC December 1993 - May 1996
Southwest Securities December 1992 - December 1993
Skills
CPA,Public License, Lawson G/L and F/A, AccPac(MAS), Oracle General Ledger, Internal Financial..., Reconciliations, Consolidations, Inter-Company Entries, Accounts Receivable, Accounts Payable, Payroll, Fixed Assets, Inventory, Supply Billing, Grants, Excel IF Macros, Some Pivot Tables, Excel H&VLookup Macros, CSV Conversions, Microsoft Word, Sales Tax (25 states), Ad Valorem Taxes, Unclaimed Property..., Federal and State Tax..., Local Gross Receipts..., State and Local..., Corporate Income Tax..., Corporate Income Return..., TIN Mismatches, Tax Research, Audit PBC's, Due Diligence, External Auditor Liaison, Supervision of Staff of..., Records Storage Systems, Dun & Bradstreet..., US Commerce Department..., Consolidation, Journal Entries, Income Tax, Sales Tax, CPA, Payroll Taxes, Variance Analysis, Revenue Recognition, Invoicing, Balance, Financial Statements, GAAP, SEC filings
Education
University of Houston 2012 — 2013
Oil and Gas Certification
University of Missouri-Saint Louis 1986 — 1989
CPA Prep
Eric Sexton's Southwest Securities Experience 1997 - 1999
Job Application Analyst II Business Systems
Industry Information Technology and Services
Experience
Texas Health Resources November 2012 - Present
Texas Health Resources February 2012 - January 2013
Texas Health Resources July 2009 - April 2012
Texas Health Resources February 2008 - July 2009
Independent Contractor July 2001 - November 2007
Southwest Securities 1997 - 1999
Fidelity Investments 1991 - 1997
Hall Financial Group July 1990 - November 1991
National Legal Databases January 1989 - March 1990
General Computer Systems August 1987 - July 1988
Skills
Healthcare Information..., ITIL, IT Service Management, ITIL v3 Foundations..., Vendor Management, HIPAA, SharePoint, Call Centers, IT Management, PMP, Technical Support, Active Directory, Disaster Recovery, IT Operations, Process Improvement, Software Documentation, Troubleshooting
Education
University of Oklahoma 1981 — 1986
BBA, Management Information Systems, General
Texas Health Resources November 2012 - Present
Texas Health Resources February 2012 - January 2013
Texas Health Resources July 2009 - April 2012
Texas Health Resources February 2008 - July 2009
Independent Contractor July 2001 - November 2007
Southwest Securities 1997 - 1999
Fidelity Investments 1991 - 1997
Hall Financial Group July 1990 - November 1991
National Legal Databases January 1989 - March 1990
General Computer Systems August 1987 - July 1988
Skills
Healthcare Information..., ITIL, IT Service Management, ITIL v3 Foundations..., Vendor Management, HIPAA, SharePoint, Call Centers, IT Management, PMP, Technical Support, Active Directory, Disaster Recovery, IT Operations, Process Improvement, Software Documentation, Troubleshooting
Education
University of Oklahoma 1981 — 1986
BBA, Management Information Systems, General
Christopher Cervantes's Southwest Securities Experience January 2002 - July 2003
Job Relationship Mgmt. Regional Broker Dealer
Industry Financial Services
Experience
Southwest Securities, Inc. June 2005 - Present
Bank of America July 2003 - June 2005
Southwest Securities January 2002 - July 2003
Skills
Series 7, FINRA, Series 63, Securities, Mutual Funds, Financial Services, Series 24, Financial Analysis
Education
University of North Texas 1998 — 2001
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
Southwest Securities, Inc. June 2005 - Present
Bank of America July 2003 - June 2005
Southwest Securities January 2002 - July 2003
Skills
Series 7, FINRA, Series 63, Securities, Mutual Funds, Financial Services, Series 24, Financial Analysis
Education
University of North Texas 1998 — 2001
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
Laura Holt, CFP (R)'s Southwest Securities Experience 2008 - 2013
Job Strategic Leadership & Business Development
Industry Financial Services
Experience
BOK Financial 2013 - Present
Southwest Securities 2008 - 2013
Southwest Securities 2005 - 2008
Southwest Securities 2002 - 2005
HD Vest Financial Services 2000 - 2002
Morgan Stanley 1999 - 2000
Skills
Business Analysis, Financial Modeling, Business Development, Strategic Planning, Project Management, Leadership, Financial Services, Strategic Financial..., Benchmarking, Best Practices, Change Management, Cost Control, Cross Functional Team..., Customer Retention, New Product..., Financial Analysis, Strategic Communications, Risk Management, Due Diligence, Scenario Planning, Balanced Scorecard, Mergers & Acquisitions, Performance Metrics, Compensation Strategies, Market Research, Contract Negotiation, Sales Channel..., Corporate Communications, Brand Development, Series 7, Wealth Management, Alternative Investments, Series 24
Education
University of North Texas 1994 — 1999
BBA, Finance & Economics
Securities Industry Institute - The Wharton School of Business 2009 — 2011
BOK Financial 2013 - Present
Southwest Securities 2008 - 2013
Southwest Securities 2005 - 2008
Southwest Securities 2002 - 2005
HD Vest Financial Services 2000 - 2002
Morgan Stanley 1999 - 2000
Skills
Business Analysis, Financial Modeling, Business Development, Strategic Planning, Project Management, Leadership, Financial Services, Strategic Financial..., Benchmarking, Best Practices, Change Management, Cost Control, Cross Functional Team..., Customer Retention, New Product..., Financial Analysis, Strategic Communications, Risk Management, Due Diligence, Scenario Planning, Balanced Scorecard, Mergers & Acquisitions, Performance Metrics, Compensation Strategies, Market Research, Contract Negotiation, Sales Channel..., Corporate Communications, Brand Development, Series 7, Wealth Management, Alternative Investments, Series 24
Education
University of North Texas 1994 — 1999
BBA, Finance & Economics
Securities Industry Institute - The Wharton School of Business 2009 — 2011
Ronald Gross's Southwest Securities Experience 1997 - 2001
Job Internationally Recognized in the Sustainable Arena
Industry Renewables & Environment
Experience
ISO International Organization for Standardization January 2011 - Present
Global Challenge Institute August 2010 - Present
ISO 50001 May 2006 - Present
ILPA, Inc. October 2007 - May 2008
ISO/PC 242 International Standard for Energy Management April 2007 - April 2008
Aura Renewable Energy, Inc February 2002 - August 2005
TEQ Innovations 2004 - 2005
Southwest Securities 1997 - 2001
Life Force Technologies February 1997 - November 1999
Merrill Lynch June 1985 - November 1995
Skills
Strategic Planning, Sustainability, Sponsorship, Publishing, Start-ups, Asset, Books, Energy, Entrepreneur, Fundraising, Strategic Partnerships, Entrepreneurship, Business Planning, Program Management, Leadership, NGOs, Business Strategy, Corporate Social..., Public Speaking, Sustainable Development, Strategy, Public Policy, Public Relations, International...
Education
University of Kentucky 1973 — 1976
BA, History
ISO International Organization for Standardization January 2011 - Present
Global Challenge Institute August 2010 - Present
ISO 50001 May 2006 - Present
ILPA, Inc. October 2007 - May 2008
ISO/PC 242 International Standard for Energy Management April 2007 - April 2008
Aura Renewable Energy, Inc February 2002 - August 2005
TEQ Innovations 2004 - 2005
Southwest Securities 1997 - 2001
Life Force Technologies February 1997 - November 1999
Merrill Lynch June 1985 - November 1995
Skills
Strategic Planning, Sustainability, Sponsorship, Publishing, Start-ups, Asset, Books, Energy, Entrepreneur, Fundraising, Strategic Partnerships, Entrepreneurship, Business Planning, Program Management, Leadership, NGOs, Business Strategy, Corporate Social..., Public Speaking, Sustainable Development, Strategy, Public Policy, Public Relations, International...
Education
University of Kentucky 1973 — 1976
BA, History
Bridget Robinson, CPA's Southwest Securities Experience May 1997 - February 1999
Job Finance Consultant, Shared Services at Dean Foods
Industry Consumer Goods
Experience
Dean Foods June 2015 - Present
McKesson January 2013 - May 2015
PepsiCo January 2012 - December 2012
PepsiCo September 2008 - January 2012
Brinker International December 2001 - February 2008
Brinker International February 1999 - December 2001
Southwest Securities May 1997 - February 1999
Skills
Cross-functional Team..., Process Improvement, Strategy, Management, Forecasting, Leadership, CRM, Analysis, Business Process..., Budgets, Strategic Planning, Program Management, Project Management, Training, Operations Management, Time Management, Customer Insight, Contract Negotiation, Brand Management, Income Statement, Project Planning, Competitive Analysis, P&L, Business Analysis, Financial Analysis, Data Analysis, Root Cause Analysis
Education
The University of Texas at Dallas - School of Management 1999 — 2001
MS, Organizational Behavior
University of Central Florida - College of Business Administration 1995 — 1997
BSBA, Accounting
Dean Foods June 2015 - Present
McKesson January 2013 - May 2015
PepsiCo January 2012 - December 2012
PepsiCo September 2008 - January 2012
Brinker International December 2001 - February 2008
Brinker International February 1999 - December 2001
Southwest Securities May 1997 - February 1999
Skills
Cross-functional Team..., Process Improvement, Strategy, Management, Forecasting, Leadership, CRM, Analysis, Business Process..., Budgets, Strategic Planning, Program Management, Project Management, Training, Operations Management, Time Management, Customer Insight, Contract Negotiation, Brand Management, Income Statement, Project Planning, Competitive Analysis, P&L, Business Analysis, Financial Analysis, Data Analysis, Root Cause Analysis
Education
The University of Texas at Dallas - School of Management 1999 — 2001
MS, Organizational Behavior
University of Central Florida - College of Business Administration 1995 — 1997
BSBA, Accounting
Jim McCahery's Southwest Securities Experience May 2004 - February 2008
Job Equity Trader @ Crowell Weedon & Co.
Industry Financial Services
Experience
Crowell, Weedon & Co. February 2008 - Present
Southwest Securities May 2004 - February 2008
Standard & Poor's June 1991 - April 2004
Education
University of South Carolina-Columbia 1979 — 1982
BS, Economics & Finance
Crowell, Weedon & Co. February 2008 - Present
Southwest Securities May 2004 - February 2008
Standard & Poor's June 1991 - April 2004
Education
University of South Carolina-Columbia 1979 — 1982
BS, Economics & Finance
Jason Kirk, CFP®'s Southwest Securities Experience 2001 - 2004
Job Director at TIAACREF
Industry Financial Services
Experience
TIAA-CREF February 2009 - Present
JC Trading Group 2006 - 2009
Rosenthal Collins Equities/ Novi, MI October 2004 - December 2006
Southwest Securities 2001 - 2004
Olde Discount Corporation June 1998 - December 2001
Skills
Series 63, Series 7, Series 24, Life & Health Insurance..., Series 65, Series 55
Education
University of Michigan 1993 — 1998
Bachelors, Finance/Management
Dearborn High School 1989 — 1993
TIAA-CREF February 2009 - Present
JC Trading Group 2006 - 2009
Rosenthal Collins Equities/ Novi, MI October 2004 - December 2006
Southwest Securities 2001 - 2004
Olde Discount Corporation June 1998 - December 2001
Skills
Series 63, Series 7, Series 24, Life & Health Insurance..., Series 65, Series 55
Education
University of Michigan 1993 — 1998
Bachelors, Finance/Management
Dearborn High School 1989 — 1993
Catherine Matthews's Southwest Securities Experience July 2006 - August 2007
Job Credit Trader at Covenant Credit Partners, LLC
Industry Investment Management
Experience
Covenant Credit Partners, LLC March 2014 - Present
Highland Capital Management October 2009 - August 2012
Highland Capital Management September 2007 - September 2009
Southwest Securities July 2006 - August 2007
Merrill Lynch Investment Managers August 2005 - June 2006
Skills
Hedge Funds, High Yield, Alternative Investments, Bloomberg, Portfolio Management, Fixed Income, Valuation
Education
University of Mississippi - School of Business Administration 2000 — 2004
BBA, Marketing
Covenant Credit Partners, LLC March 2014 - Present
Highland Capital Management October 2009 - August 2012
Highland Capital Management September 2007 - September 2009
Southwest Securities July 2006 - August 2007
Merrill Lynch Investment Managers August 2005 - June 2006
Skills
Hedge Funds, High Yield, Alternative Investments, Bloomberg, Portfolio Management, Fixed Income, Valuation
Education
University of Mississippi - School of Business Administration 2000 — 2004
BBA, Marketing
Michele Ratliff's Southwest Securities Experience January 2009 - February 2013
Job Staff Accountant
Industry Accounting
Experience
Southwest Securities January 2009 - February 2013
Skills
Banking, Financial Analysis, Investments
Education
University of Phoenix 2008 — 2012
Bachelor of Science (B.S.)
Southwest Securities January 2009 - February 2013
Skills
Banking, Financial Analysis, Investments
Education
University of Phoenix 2008 — 2012
Bachelor of Science (B.S.)
Tim Bandy, CISSP's Southwest Securities Experience December 2000 - June 2002
Job Information Security Engineer at Deluxe Corporation
Industry Computer & Network Security
Experience
Deluxe Corporation January 2013 - Present
U.S. Bank July 2012 - December 2012
MoneyGram International February 2012 - July 2012
Wells Fargo April 2011 - February 2012
Blue Cross and Blue Shield of Minnesota September 2006 - March 2011
United States Postal Service June 2006 - September 2006
Economic Networks June 2002 - June 2006
Southwest Securities December 2000 - June 2002
Qwest March 2000 - December 2000
University of Minnesota April 1998 - March 2000
Skills
CISSP, Risk Assessment, Information Security, Standards Compliance, Information Security..., PCI DSS, Vulnerability Management, Vulnerability Assessment, Application Security, Security, GLBA, Penetration Testing, Security Architecture..., Disaster Recovery, Identity Management, Security Audits
Education
University of Minnesota-Twin Cities 1991 — 1996
Computer Science
Deluxe Corporation January 2013 - Present
U.S. Bank July 2012 - December 2012
MoneyGram International February 2012 - July 2012
Wells Fargo April 2011 - February 2012
Blue Cross and Blue Shield of Minnesota September 2006 - March 2011
United States Postal Service June 2006 - September 2006
Economic Networks June 2002 - June 2006
Southwest Securities December 2000 - June 2002
Qwest March 2000 - December 2000
University of Minnesota April 1998 - March 2000
Skills
CISSP, Risk Assessment, Information Security, Standards Compliance, Information Security..., PCI DSS, Vulnerability Management, Vulnerability Assessment, Application Security, Security, GLBA, Penetration Testing, Security Architecture..., Disaster Recovery, Identity Management, Security Audits
Education
University of Minnesota-Twin Cities 1991 — 1996
Computer Science
Darryl Beecham's Southwest Securities Experience April 2013 - October 2014
Job Operations Specialist I at Southwest Securities
Industry Management Consulting
Experience
Southwest Securities April 2013 - October 2014
Socialintell April 2010 - March 2013
Penson Financial Services Inc December 2006 - February 2009
Penson Financial Services Inc October 2006 - December 2006
Penson Financial Services Inc June 2006 - September 2006
Corporate America Family Credit Union July 2004 - November 2005
Texans Credit Union March 2001 - June 2004
H.D. Vest Financial Services January 1999 - November 2000
H.D. Vest Financial Services January 1999 - November 2000
Skills
Customer Relations, Credit, Securities, Settlements, Microsoft Word, Marketing, Government, Funding, Microsoft Money, Office Management, CSS, ATM networks, Microsoft Mail, Banking, Management, Retail, Financial Services, Finance, Outlook, Microsoft Excel, PowerPoint, 10 Key, Positive Team Player, Financial Analysis, Team Leadership, Time Management, Resource Allocation, Mutual Funds, Clearing Houses, Customer Retention, System Conversion, Risk Management, FX Options, Financial Risk, Analysis, Settlement, Insurance, Loans, Investments, Leadership, Customer Service, Trading, Sales, FINRA, Back Office, Series 7
Education
University of Phoenix 2012 — 2014
Finance, Communication Arts, Humanities, Mathematics, Science and Technology
Southwest Securities April 2013 - October 2014
Socialintell April 2010 - March 2013
Penson Financial Services Inc December 2006 - February 2009
Penson Financial Services Inc October 2006 - December 2006
Penson Financial Services Inc June 2006 - September 2006
Corporate America Family Credit Union July 2004 - November 2005
Texans Credit Union March 2001 - June 2004
H.D. Vest Financial Services January 1999 - November 2000
H.D. Vest Financial Services January 1999 - November 2000
Skills
Customer Relations, Credit, Securities, Settlements, Microsoft Word, Marketing, Government, Funding, Microsoft Money, Office Management, CSS, ATM networks, Microsoft Mail, Banking, Management, Retail, Financial Services, Finance, Outlook, Microsoft Excel, PowerPoint, 10 Key, Positive Team Player, Financial Analysis, Team Leadership, Time Management, Resource Allocation, Mutual Funds, Clearing Houses, Customer Retention, System Conversion, Risk Management, FX Options, Financial Risk, Analysis, Settlement, Insurance, Loans, Investments, Leadership, Customer Service, Trading, Sales, FINRA, Back Office, Series 7
Education
University of Phoenix 2012 — 2014
Finance, Communication Arts, Humanities, Mathematics, Science and Technology
R Barry Barton's Southwest Securities Experience August 1995 - Present
Job Financial Advisor at Southwest Securities
Industry Financial Services
Experience
Southwest Securities August 1995 - Present
E.F.Hutton/Shearson Lehman Brothers/Smith Barney July 1988 - August 1995
Skills
Series 7, Retirement Planning, Series 63, Wealth Management, Mutual Funds, Investment Advisory, Series 65, Bonds, Securities, Municipal Bonds, Investments, Fixed Income, Equities, Fixed Annuities
Education
University of North Texas 1978 — 1986
Bachelor of Science (BS), Economics
Southwest Securities August 1995 - Present
E.F.Hutton/Shearson Lehman Brothers/Smith Barney July 1988 - August 1995
Skills
Series 7, Retirement Planning, Series 63, Wealth Management, Mutual Funds, Investment Advisory, Series 65, Bonds, Securities, Municipal Bonds, Investments, Fixed Income, Equities, Fixed Annuities
Education
University of North Texas 1978 — 1986
Bachelor of Science (BS), Economics
Shawn Lemko's Southwest Securities Experience 2009 - 2012
Job Assistant Complex Operations Manager at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. February 2013 - Present
Southwest Securities 2009 - 2012
Morgan Stanley 2000 - 2003
Education
University of Maryland College Park 1995 — 1999
Bachelor of Arts (B.A.), Economics
UBS Financial Services, Inc. February 2013 - Present
Southwest Securities 2009 - 2012
Morgan Stanley 2000 - 2003
Education
University of Maryland College Park 1995 — 1999
Bachelor of Arts (B.A.), Economics
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY