Southwest Securities
Industry: Company
DescriptionHeadquarters: Dallas, TX Founded: 1986 Parent organization: SWS Group
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Southwest Securities Employees
Employee
Years
Job
Industry
Clay Seibert Clay Seibert's Southwest Securities Experience January 1999 - January 2002
Job Vision Driven IT Leader with 20 years of Experience
Industry Nonprofit Organization Management
Experience
Compassion International March 2011 - May 2015
Compassion International August 2009 - February 2011
Compassion International February 2007 - July 2009
Compassion International August 2004 - January 2007
ALUMNI CONSULTING2003 August 2003 - August 2004
SEIBERT COMPUTER SERVICES February 2002 - July 2003
Southwest Securities January 1999 - January 2002
Southwest Securities January 1997 - January 1999
Intervoice January 1996 - January 1997
Stream Global Services July 1995 - January 1996
Skills
Active Directory, Troubleshooting, Network Security, IT Service Management, VPN, Technical Support, Networking, Hardware, Help Desk Support, Laptops, Training, WAN, Program Management, Non-profits, Project Management, Business Analysis, Leadership, IT budget management, Product Management, IT Outsourcing, IT Management, ITIL, VDI, Service Desk, IT Strategy, Microsoft Office, Problem Management, Incident Management, endpoint Independence..., BYOD, Leadership Development, Asset Management, COTS Integration, Organizational..., PCI Standards, Service Level Management, Knowledge Management, IT Capital Planning, Customer Service, IT Operations, IT Audit, Technology Management, Integration, Telecommunications, Strategy, Nonprofits, Information Technology, Management, System Administration, SharePoint
Education
The University of Texas at Dallas 1990 — 1995
Bachelor's degree, Economics and Finance
Southern Methodist University 1998 — 1998
Certificate, Networking Technologies
Compassion International March 2011 - May 2015
Compassion International August 2009 - February 2011
Compassion International February 2007 - July 2009
Compassion International August 2004 - January 2007
ALUMNI CONSULTING2003 August 2003 - August 2004
SEIBERT COMPUTER SERVICES February 2002 - July 2003
Southwest Securities January 1999 - January 2002
Southwest Securities January 1997 - January 1999
Intervoice January 1996 - January 1997
Stream Global Services July 1995 - January 1996
Skills
Active Directory, Troubleshooting, Network Security, IT Service Management, VPN, Technical Support, Networking, Hardware, Help Desk Support, Laptops, Training, WAN, Program Management, Non-profits, Project Management, Business Analysis, Leadership, IT budget management, Product Management, IT Outsourcing, IT Management, ITIL, VDI, Service Desk, IT Strategy, Microsoft Office, Problem Management, Incident Management, endpoint Independence..., BYOD, Leadership Development, Asset Management, COTS Integration, Organizational..., PCI Standards, Service Level Management, Knowledge Management, IT Capital Planning, Customer Service, IT Operations, IT Audit, Technology Management, Integration, Telecommunications, Strategy, Nonprofits, Information Technology, Management, System Administration, SharePoint
Education
The University of Texas at Dallas 1990 — 1995
Bachelor's degree, Economics and Finance
Southern Methodist University 1998 — 1998
Certificate, Networking Technologies
Darrell Jayroe's Southwest Securities Experience January 2003 - September 2004
Job CFA, CFP®
Industry Investment Management
Experience
Bank of Oklahoma October 2004 - Present
Southwest Securities January 2003 - September 2004
PaineWebber February 1994 - January 2003
Skills
CFA Charterholder, Certified Financial..., Past President - CFA..., Investment Management, Chartered Financial..., Investments, Asset Allocation, Wealth Management, Investment Advisory, Mutual Funds, Asset Management, Equities, Portfolio Management
Education
Southern Nazarene University 1985 — 1986
Master of Arts (M.A.), Communication / Education
Southern Nazarene University 1979 — 1983
Bachelor of Arts (BA), Communication, General
Bank of Oklahoma October 2004 - Present
Southwest Securities January 2003 - September 2004
PaineWebber February 1994 - January 2003
Skills
CFA Charterholder, Certified Financial..., Past President - CFA..., Investment Management, Chartered Financial..., Investments, Asset Allocation, Wealth Management, Investment Advisory, Mutual Funds, Asset Management, Equities, Portfolio Management
Education
Southern Nazarene University 1985 — 1986
Master of Arts (M.A.), Communication / Education
Southern Nazarene University 1979 — 1983
Bachelor of Arts (BA), Communication, General
Rosalind Boone Lopez's Southwest Securities Experience July 2005 - August 2005
Job Project Manager at KELL Partners, LLC
Industry Nonprofit Organization Management
Experience
KELL Partners, LLC June 2014 - Present
World Affairs Council of Northern California November 2011 - June 2014
World Affairs Council of Northern California January 2011 - November 2011
Clayman Institute for Gender Research, Stanford University April 2009 - 2011
Stanford University, International Relations Program June 2009 - August 2009
Southwest Securities July 2005 - August 2005
Skills
Salesforce.com, Data Visualization, Nonprofits, Email Marketing, Joomla, HTML + CSS, Drupal, WordPress, Editing, Social Media, Fundraising, Raiser's Edge, International...
Education
Stanford University 2006 — 2010
BA, International Relations, Economics
KELL Partners, LLC June 2014 - Present
World Affairs Council of Northern California November 2011 - June 2014
World Affairs Council of Northern California January 2011 - November 2011
Clayman Institute for Gender Research, Stanford University April 2009 - 2011
Stanford University, International Relations Program June 2009 - August 2009
Southwest Securities July 2005 - August 2005
Skills
Salesforce.com, Data Visualization, Nonprofits, Email Marketing, Joomla, HTML + CSS, Drupal, WordPress, Editing, Social Media, Fundraising, Raiser's Edge, International...
Education
Stanford University 2006 — 2010
BA, International Relations, Economics
Judd McCutchen Judd McCutchen's Southwest Securities Experience January 2013 - April 2013
Job Vice President at Citizens National Bank of Texas
Industry Banking
Experience
Citizens National Bank of Texas April 2013 - Present
Southwest Securities January 2013 - April 2013
First State Bank, Waxahachie December 2010 - January 2013
Bank of America June 2005 - November 2010
SkillsNET Corporation 2002 - 2005
Skills
Strategic Planning, Project Management, Banking, Talent Management, Business Analysis, Credit, Team Building, Change Management, Data Analysis, Performance Management, Organizational..., Marketing Strategy, Leadership Development, Management Consulting, Analysis, Loans, Management, Portfolio Management, Customer Service, Risk Management, Process Improvement, Loan Origination, Financial Analysis, Budgets, Consumer Lending, Mortgage Lending, Credit Analysis, Commercial Banking, Small Business Lending, Sales Management, Leadership, Finance, Commercial Lending, Business Planning, Treasury Management, Credit Risk, FHA
Education
The University of Texas at Arlington 2002 — 2002
Bachelor of Business Administration (BBA), Business Administration and Management, General
University of Mary-Hardin Baylor 1999 — 2001
Business Administration and Management, General
Citizens National Bank of Texas April 2013 - Present
Southwest Securities January 2013 - April 2013
First State Bank, Waxahachie December 2010 - January 2013
Bank of America June 2005 - November 2010
SkillsNET Corporation 2002 - 2005
Skills
Strategic Planning, Project Management, Banking, Talent Management, Business Analysis, Credit, Team Building, Change Management, Data Analysis, Performance Management, Organizational..., Marketing Strategy, Leadership Development, Management Consulting, Analysis, Loans, Management, Portfolio Management, Customer Service, Risk Management, Process Improvement, Loan Origination, Financial Analysis, Budgets, Consumer Lending, Mortgage Lending, Credit Analysis, Commercial Banking, Small Business Lending, Sales Management, Leadership, Finance, Commercial Lending, Business Planning, Treasury Management, Credit Risk, FHA
Education
The University of Texas at Arlington 2002 — 2002
Bachelor of Business Administration (BBA), Business Administration and Management, General
University of Mary-Hardin Baylor 1999 — 2001
Business Administration and Management, General
Brandon Nevarez's Southwest Securities Experience April 2008 - June 2012
Job Product Specialist at Intel Security
Industry Computer & Network Security
Experience
McAfee April 2014 - Present
McAfee July 2012 - April 2014
Southwest Securities April 2008 - June 2012
Mary Kay Inc. November 2005 - November 2007
Skills
Linux, Communication, Automation, Java, Unix Shell Scripting, Project Management, Network Administration, Management, Technical Support, Databases, Networking, SQL, Network Engineering, Testing, Software Development, Integration, Security, General Awesomeness, Network Security, Computer Security, TCP/IP, Shotokan Karate, Cloud Computing, Firewalls, Virtualization, Troubleshooting, Information Security
Education
The University of Texas at Dallas 2003 — 2007
Mathematics and Computer Science
McAfee April 2014 - Present
McAfee July 2012 - April 2014
Southwest Securities April 2008 - June 2012
Mary Kay Inc. November 2005 - November 2007
Skills
Linux, Communication, Automation, Java, Unix Shell Scripting, Project Management, Network Administration, Management, Technical Support, Databases, Networking, SQL, Network Engineering, Testing, Software Development, Integration, Security, General Awesomeness, Network Security, Computer Security, TCP/IP, Shotokan Karate, Cloud Computing, Firewalls, Virtualization, Troubleshooting, Information Security
Education
The University of Texas at Dallas 2003 — 2007
Mathematics and Computer Science
Johnny M. Hea, CFA Johnny M. Hea, CFA's Southwest Securities Experience May 1997 - September 1999
Job Director of Portfolio Management and Trading at Ackerman Capital Management, L.P.
Industry Financial Services
Experience
Ackerman Capital Management, L.P. February 2010 - Present
Annandale Capital January 2007 - February 2010
Martin & Company Investment Counsel October 2001 - January 2007
IDEAglobal September 1999 - October 2001
Southwest Securities May 1997 - September 1999
Bank of America April 1996 - May 1997
Skills
Portfolio Management, Investment Management, Manage Client..., Research, Hedge Funds, Financial Analysis, Equity Research, Separately Managed..., Money Management, PowerPoint, Microsoft Word, Microsoft Office, Customer Service, Microsoft Excel, Investments, CRM, Due Diligence, Equities, Management, Fixed Income, Private Equity
Education
University of North Texas 1993 — 1995
Master of Business Administration (MBA), International Finance
University of Arkansas at Fayetteville 1987 — 1991
Bachelor of Arts (BA), Journalism
Ackerman Capital Management, L.P. February 2010 - Present
Annandale Capital January 2007 - February 2010
Martin & Company Investment Counsel October 2001 - January 2007
IDEAglobal September 1999 - October 2001
Southwest Securities May 1997 - September 1999
Bank of America April 1996 - May 1997
Skills
Portfolio Management, Investment Management, Manage Client..., Research, Hedge Funds, Financial Analysis, Equity Research, Separately Managed..., Money Management, PowerPoint, Microsoft Word, Microsoft Office, Customer Service, Microsoft Excel, Investments, CRM, Due Diligence, Equities, Management, Fixed Income, Private Equity
Education
University of North Texas 1993 — 1995
Master of Business Administration (MBA), International Finance
University of Arkansas at Fayetteville 1987 — 1991
Bachelor of Arts (BA), Journalism
Gabe Williams's Southwest Securities Experience March 2008 - March 2009
Job TCU MBA, Integrated Marketplace Manager at Nike, Inc.
Industry Consumer Goods
Experience
Nike April 2015 - Present
Nike June 2014 - March 2015
Nike September 2013 - May 2014
Neeley School of Business, TCU August 2012 - May 2014
Nike June 2013 - August 2013
Think Finance December 2012 - May 2013
MC Residential of Texas July 2010 - October 2011
Triad Dominion Equities March 2009 - June 2010
Southwest Securities March 2008 - March 2009
BMC Capital April 2007 - March 2008
Skills
Strategy, Real Estate Economics, Real Estate, Commercial Real Estate, Analytical Skills, Market Analysis, Negotiation, Strategic Thinking, Real Estate Development, Leases, Real Estate Transactions, Disposition, Leadership, Property Management, Management, Finance, Financial Modeling, Financial Analysis, Microsoft Excel, Strategic Planning
Education
Texas Christian University - M.J. Neeley School of Business 2012 — 2014
Master's Degree, MBA
University of North Texas - College of Business Administration 2003 — 2006
Bachelor of Business Administration, Real Estate, 3.3 GPA
Texarkana College 2002 — 2003
No Degree; Prerequisites, General Studies, 3.7 GPA
Nike April 2015 - Present
Nike June 2014 - March 2015
Nike September 2013 - May 2014
Neeley School of Business, TCU August 2012 - May 2014
Nike June 2013 - August 2013
Think Finance December 2012 - May 2013
MC Residential of Texas July 2010 - October 2011
Triad Dominion Equities March 2009 - June 2010
Southwest Securities March 2008 - March 2009
BMC Capital April 2007 - March 2008
Skills
Strategy, Real Estate Economics, Real Estate, Commercial Real Estate, Analytical Skills, Market Analysis, Negotiation, Strategic Thinking, Real Estate Development, Leases, Real Estate Transactions, Disposition, Leadership, Property Management, Management, Finance, Financial Modeling, Financial Analysis, Microsoft Excel, Strategic Planning
Education
Texas Christian University - M.J. Neeley School of Business 2012 — 2014
Master's Degree, MBA
University of North Texas - College of Business Administration 2003 — 2006
Bachelor of Business Administration, Real Estate, 3.3 GPA
Texarkana College 2002 — 2003
No Degree; Prerequisites, General Studies, 3.7 GPA
Nick Ibanez Nick Ibanez's Southwest Securities Experience March 2010 - April 2013
Job Fixed Income Analyst at Linscomb & Williams
Industry Financial Services
Experience
Linscomb & Williams April 2013 - Present
Southwest Securities March 2010 - April 2013
Municipal Advisory Council of Texas May 2008 - March 2010
Education
The University of Texas at San Antonio 2003 — 2007
finance
Linscomb & Williams April 2013 - Present
Southwest Securities March 2010 - April 2013
Municipal Advisory Council of Texas May 2008 - March 2010
Education
The University of Texas at San Antonio 2003 — 2007
finance
Alec Feltman's Southwest Securities Experience June 2010 - August 2010
Job Director of Business Development at Stephen Gould Corporation
Industry Packaging and Containers
Experience
Stephen Gould Corporation January 2014 - Present
Oakley November 2012 - January 2013
Adams Golf June 2012 - September 2012
Grandbridge Real Estate Capital July 2011 - July 2011
Transwestern June 2011 - June 2011
Southwest Securities June 2010 - August 2010
Plano Womens Healthcare May 2009 - August 2009
Camp Sweeney June 2008 - July 2008
Skills
Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Social Media, Customer Service, Social Media Marketing, Product Marketing, Marketing, Photoshop, Wordpress, Event Management, Marketing Strategy, Facebook, Leadership, Sales, Blogging, Management, Retail, Online Marketing, B2B, Advertising, Marketing Communications, Email Marketing, Sponsorship
Education
University of Arizona, Eller College of Management 2010 — 2012
Bachelor of Science (B.S.), Marketing
University of Arizona 2008 — 2012
Bachelor of Science (BS), Marketing
Stephen Gould Corporation January 2014 - Present
Oakley November 2012 - January 2013
Adams Golf June 2012 - September 2012
Grandbridge Real Estate Capital July 2011 - July 2011
Transwestern June 2011 - June 2011
Southwest Securities June 2010 - August 2010
Plano Womens Healthcare May 2009 - August 2009
Camp Sweeney June 2008 - July 2008
Skills
Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Social Media, Customer Service, Social Media Marketing, Product Marketing, Marketing, Photoshop, Wordpress, Event Management, Marketing Strategy, Facebook, Leadership, Sales, Blogging, Management, Retail, Online Marketing, B2B, Advertising, Marketing Communications, Email Marketing, Sponsorship
Education
University of Arizona, Eller College of Management 2010 — 2012
Bachelor of Science (B.S.), Marketing
University of Arizona 2008 — 2012
Bachelor of Science (BS), Marketing
Matthew Beltman Matthew Beltman's Southwest Securities Experience February 2012 - August 2013
Job Fidus Investment Advisors, LLC
Industry Venture Capital & Private Equity
Experience
Fidus Investment Advisors, LLC July 2015 - Present
Wells Fargo Securities September 2013 - June 2015
Southwest Securities February 2012 - August 2013
Bank of America June 2011 - August 2011
Shandon Hill Capital May 2009 - July 2010
Morgan Stanley Smith Barney January 2009 - May 2009
GunnAllen Financial August 2008 - December 2008
South Carolina Department of Revenue November 2007 - August 2008
Skills
Bloomberg, SNL, Capital IQ
Education
The University of Texas at Austin - Red McCombs School of Business 2010 — 2011
Master of Professional Accounting, Financial Reporting and Assurance
University of South Carolina - Darla Moore School of Business 2006 — 2010
Bachelors of Science in Business Administration, Accounting and Finance with a Minor in Economics
Fidus Investment Advisors, LLC July 2015 - Present
Wells Fargo Securities September 2013 - June 2015
Southwest Securities February 2012 - August 2013
Bank of America June 2011 - August 2011
Shandon Hill Capital May 2009 - July 2010
Morgan Stanley Smith Barney January 2009 - May 2009
GunnAllen Financial August 2008 - December 2008
South Carolina Department of Revenue November 2007 - August 2008
Skills
Bloomberg, SNL, Capital IQ
Education
The University of Texas at Austin - Red McCombs School of Business 2010 — 2011
Master of Professional Accounting, Financial Reporting and Assurance
University of South Carolina - Darla Moore School of Business 2006 — 2010
Bachelors of Science in Business Administration, Accounting and Finance with a Minor in Economics
Brian Costanza Brian Costanza's Southwest Securities Experience November 2000 - August 2002
Job Executive Vice President at Costanza Insurance Agency, Inc.
Industry Insurance
Experience
Costanza Insurance Agency, Inc. August 2002 - Present
Southwest Securities November 2000 - August 2002
Skills
Risk Management, Insurance, Risk Assessment, Workers Compensation, Claim, Liability, New Business Development, Team Building, Strategic Planning, Account Management, Negotiation, Sales Management, Management, Public Speaking, Marketing, Security, Casualty, Underwriting, Legal Liability, General Insurance, Customer Retention, Contract Negotiation
Education
Southern Methodist University
Costanza Insurance Agency, Inc. August 2002 - Present
Southwest Securities November 2000 - August 2002
Skills
Risk Management, Insurance, Risk Assessment, Workers Compensation, Claim, Liability, New Business Development, Team Building, Strategic Planning, Account Management, Negotiation, Sales Management, Management, Public Speaking, Marketing, Security, Casualty, Underwriting, Legal Liability, General Insurance, Customer Retention, Contract Negotiation
Education
Southern Methodist University
Mary Forguson, CISSP Mary Forguson, CISSP's Southwest Securities Experience June 2009 - April 2010
Job Application Administrator at Hasco Medical, Inc.
Industry Information Technology and Services
Experience
HASCO Medical November 2013 - Present
IT Professional April 2013 - October 2013
Raymond James Financial April 2010 - April 2013
Southwest Securities June 2009 - April 2010
Raymond James Financial August 1999 - May 2009
Sun Atlantic Computers October 1997 - August 1999
Skills
Active Directory, SQL, Security, Servers, Troubleshooting, Enterprise Architecture, Access, System Administration, Technical Support, Microsoft Exchange, Project Management, Testing, SharePoint, Windows Server, SSRS, SDLC, Enterprise Software, Disaster Recovery, Microsoft SQL Server, IIS, ITIL, IT Management, DNS, Information Security, Network Security, Powershell, VMware, Visio, VMware ESX, Citrix, DHCP, Operating Systems, VPN, Software Documentation, Microsoft Technologies, Data Center, Integration, Windows 7, Cisco Technologies, VMware Infrastructure, IT Operations, TCP/IP, Virtualization, Windows
Education
Collin County College 2011 — 2014
SQL Database Administration, VMWare Administration, Certified Ethical Hacker
St. Petersburg College 1999 — 2007
Certifications Security+, Networking Certification, Systems Support Certification, Linux, Microsoft, Networking, Computer Support
HASCO Medical November 2013 - Present
IT Professional April 2013 - October 2013
Raymond James Financial April 2010 - April 2013
Southwest Securities June 2009 - April 2010
Raymond James Financial August 1999 - May 2009
Sun Atlantic Computers October 1997 - August 1999
Skills
Active Directory, SQL, Security, Servers, Troubleshooting, Enterprise Architecture, Access, System Administration, Technical Support, Microsoft Exchange, Project Management, Testing, SharePoint, Windows Server, SSRS, SDLC, Enterprise Software, Disaster Recovery, Microsoft SQL Server, IIS, ITIL, IT Management, DNS, Information Security, Network Security, Powershell, VMware, Visio, VMware ESX, Citrix, DHCP, Operating Systems, VPN, Software Documentation, Microsoft Technologies, Data Center, Integration, Windows 7, Cisco Technologies, VMware Infrastructure, IT Operations, TCP/IP, Virtualization, Windows
Education
Collin County College 2011 — 2014
SQL Database Administration, VMWare Administration, Certified Ethical Hacker
St. Petersburg College 1999 — 2007
Certifications Security+, Networking Certification, Systems Support Certification, Linux, Microsoft, Networking, Computer Support
Jamie Lorentz Jamie Lorentz's Southwest Securities Experience April 2013 - April 2014
Job Portfolio Strategist at First Southwest Company
Industry Capital Markets
Experience
First Southwest Company February 2015 - Present
MountainView Capital Holdings May 2014 - December 2014
Southwest Securities April 2013 - April 2014
PNC June 2011 - March 2013
Penn State University August 2009 - May 2011
Skills
Project Management, Financial Modeling, Data Analysis, SPSS, Weightlifting, Microsoft Excel, Teaching, PowerPoint, Trading, Financial Analysis, Fixed Income, Analysis, Capital Markets, Social Media Marketing, Leadership, Management, Portfolio Management, Risk Management
Education
Penn State University 2009 — 2011
The University of Findlay
First Southwest Company February 2015 - Present
MountainView Capital Holdings May 2014 - December 2014
Southwest Securities April 2013 - April 2014
PNC June 2011 - March 2013
Penn State University August 2009 - May 2011
Skills
Project Management, Financial Modeling, Data Analysis, SPSS, Weightlifting, Microsoft Excel, Teaching, PowerPoint, Trading, Financial Analysis, Fixed Income, Analysis, Capital Markets, Social Media Marketing, Leadership, Management, Portfolio Management, Risk Management
Education
Penn State University 2009 — 2011
The University of Findlay
Alessia Mach Alessia Mach's Southwest Securities Experience July 2012 - August 2012
Job National Media Sales Assistant at Katz Media Group
Industry Public Relations and Communications
Experience
Katz Media Group October 2014 - Present
DTI Properties June 2013 - July 2014
Southwest Securities July 2012 - August 2012
The Village at Sam Houston February 2011 - May 2012
Skills
Social Networking, Social Media Marketing, PowerPoint, Public Speaking, Public Relations, Business Communications, Corporate Communications, Social Media, Customer Retention, Customer Service, Microsoft Office, InDesign, Event Planning, Event Management, Annual Reports, Facebook, Media Relations
Education
Sam Houston State University 2009 — 2014
Bachelor of Arts (BA), Public Relations, Advertising, and Business Communication, Top 15%
Nolan Catholic High School 2005 — 2009
High School Diploma, Cum Laude
Katz Media Group October 2014 - Present
DTI Properties June 2013 - July 2014
Southwest Securities July 2012 - August 2012
The Village at Sam Houston February 2011 - May 2012
Skills
Social Networking, Social Media Marketing, PowerPoint, Public Speaking, Public Relations, Business Communications, Corporate Communications, Social Media, Customer Retention, Customer Service, Microsoft Office, InDesign, Event Planning, Event Management, Annual Reports, Facebook, Media Relations
Education
Sam Houston State University 2009 — 2014
Bachelor of Arts (BA), Public Relations, Advertising, and Business Communication, Top 15%
Nolan Catholic High School 2005 — 2009
High School Diploma, Cum Laude
Von Keomaxay Von Keomaxay's Southwest Securities Experience July 2013 - October 2014
Job Relationship Manager Business Banking
Industry Banking
Experience
Woodhaven National Bank November 2014 - Present
Southwest Securities July 2013 - October 2014
JPMorgan Chase March 2008 - July 2013
JPMorgan Chase August 2005 - April 2008
Bank One September 2000 - July 2005
Skills
Mortgage Lending, Banking, Credit, Small Business, Management, Mortgage Banking, Commercial Banking, Loans, Commercial Lending, Leadership, Real Estate, Treasury Management, SBA, Loan Origination, Small Business Lending, Cash Management, Relationship Management, Financial Analysis, Commercial Mortgages, Lines Of Credit, Residential Mortgages, Real Estate Economics, Cash Flow, Real Estate Financing, FHA, Commercial Real Estate, Asset Based Lending, Investment Properties, Consumer Lending, Retail Banking, Credit Analysis, Sales, Underwriting, Strategic Financial..., Portfolio Management
Education
The University of Texas at Arlington 1989 — 1995
BBA, Management/Economics
Woodhaven National Bank November 2014 - Present
Southwest Securities July 2013 - October 2014
JPMorgan Chase March 2008 - July 2013
JPMorgan Chase August 2005 - April 2008
Bank One September 2000 - July 2005
Skills
Mortgage Lending, Banking, Credit, Small Business, Management, Mortgage Banking, Commercial Banking, Loans, Commercial Lending, Leadership, Real Estate, Treasury Management, SBA, Loan Origination, Small Business Lending, Cash Management, Relationship Management, Financial Analysis, Commercial Mortgages, Lines Of Credit, Residential Mortgages, Real Estate Economics, Cash Flow, Real Estate Financing, FHA, Commercial Real Estate, Asset Based Lending, Investment Properties, Consumer Lending, Retail Banking, Credit Analysis, Sales, Underwriting, Strategic Financial..., Portfolio Management
Education
The University of Texas at Arlington 1989 — 1995
BBA, Management/Economics
Jacoby Kelley Jacoby Kelley's Southwest Securities Experience July 2014 - Present
Job Business Analyst at Southwest Securities
Industry Financial Services
Experience
Southwest Securities July 2014 - Present
Bank of America April 2013 - July 2014
Texans Credit Union January 2008 - April 2013
Merlin's Mortgage 2007 - 2008
Skills
Banking, Microsoft Excel, Leadership, Loans, Management, Finance, Consumer Lending, Mortgage Lending, Analysis, Data Analysis, Training, Strategic Financial..., Retail Banking, Vlookup, Pivot Tables, Data Extraction, Securities, Securities Regulation, Stocks, Sales, Underwriting, Credit, Financial Services, Corporate Actions
Education
The University of Texas at Dallas 2012 — 2015
Degree, Business Finance
Southwest Securities July 2014 - Present
Bank of America April 2013 - July 2014
Texans Credit Union January 2008 - April 2013
Merlin's Mortgage 2007 - 2008
Skills
Banking, Microsoft Excel, Leadership, Loans, Management, Finance, Consumer Lending, Mortgage Lending, Analysis, Data Analysis, Training, Strategic Financial..., Retail Banking, Vlookup, Pivot Tables, Data Extraction, Securities, Securities Regulation, Stocks, Sales, Underwriting, Credit, Financial Services, Corporate Actions
Education
The University of Texas at Dallas 2012 — 2015
Degree, Business Finance
Cara Garcia Cara Garcia's Southwest Securities Experience January 2009 - August 2010
Job Operations Manager at Diversified Lenders, Inc.
Industry Financial Services
Experience
Diversified Lenders, Inc. May 2014 - Present
Diversified Lenders, Inc. October 2011 - May 2014
First United Bank September 2010 - September 2011
Southwest Securities January 2009 - August 2010
Franklin Bank March 2007 - December 2008
Regions Bank 2006 - 2007
Amegy Bank June 2004 - October 2006
Skills
Credit, Real Estate, Portfolio Management, Underwriting, Financial Analysis, Credit Analysis, Banking, Loans, Commercial Lending, Commercial Banking, Credit Risk, Small Business Lending, Finance, Lines Of Credit, Financial Risk, Asset Based Lending, Cash Flow Lending, Cash Flow, Factoring, Financial Institutions, Construction Loans, Relationship Management, Commercial Mortgages, Mortgage Lending, Due Diligence
Education
Texas Tech University 2003 — 2004
Master of Business Administration (M.B.A.), Finance
Texas Tech University - Rawls College of Business 2000 — 2003
Bachelor's Degree, Finance
Diversified Lenders, Inc. May 2014 - Present
Diversified Lenders, Inc. October 2011 - May 2014
First United Bank September 2010 - September 2011
Southwest Securities January 2009 - August 2010
Franklin Bank March 2007 - December 2008
Regions Bank 2006 - 2007
Amegy Bank June 2004 - October 2006
Skills
Credit, Real Estate, Portfolio Management, Underwriting, Financial Analysis, Credit Analysis, Banking, Loans, Commercial Lending, Commercial Banking, Credit Risk, Small Business Lending, Finance, Lines Of Credit, Financial Risk, Asset Based Lending, Cash Flow Lending, Cash Flow, Factoring, Financial Institutions, Construction Loans, Relationship Management, Commercial Mortgages, Mortgage Lending, Due Diligence
Education
Texas Tech University 2003 — 2004
Master of Business Administration (M.B.A.), Finance
Texas Tech University - Rawls College of Business 2000 — 2003
Bachelor's Degree, Finance
Anay Srivastava Anay Srivastava's Southwest Securities Experience December 2011 - Present
Job Financial Advisor at Merrill Lynch
Industry Investment Management
Experience
Merrill Lynch November 2014 - Present
Investment Professionals, Inc. June 2013 - Present
Brymen, Lambert & Noel December 2012 - Present
Southwest Securities December 2011 - Present
Skills
Portfolio Management, Bloomberg, Fixed Income, Capital Markets, Asset Management, Series 63, Financial Services, Institutional..., Structured Products, Series 7, Bonds, Trading, Alternative Investments, Hedge Funds, Securities
Education
The University of Texas at Austin 1991 — 1993
MBA, Finance
Merrill Lynch November 2014 - Present
Investment Professionals, Inc. June 2013 - Present
Brymen, Lambert & Noel December 2012 - Present
Southwest Securities December 2011 - Present
Skills
Portfolio Management, Bloomberg, Fixed Income, Capital Markets, Asset Management, Series 63, Financial Services, Institutional..., Structured Products, Series 7, Bonds, Trading, Alternative Investments, Hedge Funds, Securities
Education
The University of Texas at Austin 1991 — 1993
MBA, Finance
Jack Kendrick Jack Kendrick's Southwest Securities Experience 2000 - 2009
Job Financial Professional at The Moody Street Group, LLC
Industry Financial Services
Experience
The Moody Street Group, LLC March 2013 - Present
American United Life 2013 - Present
New York Life Insurance Company 2011 - 2013
MetLife 2010 - 2011
Southwest Securities 2000 - 2009
Kendrick Financial 1993 - 2000
Education
Merrimack College
Bachelor of Science (BS), Accounting and Finance
Suffolk University
Master of Public Administration (MPA)
The Moody Street Group, LLC March 2013 - Present
American United Life 2013 - Present
New York Life Insurance Company 2011 - 2013
MetLife 2010 - 2011
Southwest Securities 2000 - 2009
Kendrick Financial 1993 - 2000
Education
Merrimack College
Bachelor of Science (BS), Accounting and Finance
Suffolk University
Master of Public Administration (MPA)
Shelly Dodge Shelly Dodge's Southwest Securities Experience July 2001 - May 2005
Job President at Visionary Financial Group
Industry Financial Services
Experience
Visionary Financial Group July 2012 - Present
NEXT Financial Group May 2005 - Present
Southwest Bank July 2001 - July 2012
Southwest Securities July 2001 - May 2005
Merrill Lynch June 1995 - July 2001
Bank of America April 1990 - June 1995
Chase/Bank One May 1988 - April 1990
Piper Jaffray June 1987 - May 1988
Southwest Securities June 1986 - June 1987
Skills
Investments, Securities, Wealth Management, Estate Planning, Series 7, Retirement Planning, Retirement, Strategic Financial..., Fixed Annuities, Asset Managment, Insurance, Finance, Investment Strategies, Portfolio Management, Investment Advisory, Financial Advisory, Financial Services, Asset Management, Financial Planning
Education
The University of Texas at Dallas 1991 — 1997
Bachelor, Economics & Finance
Cannon Financial Institute
Certified Wealth Strategist®
Visionary Financial Group July 2012 - Present
NEXT Financial Group May 2005 - Present
Southwest Bank July 2001 - July 2012
Southwest Securities July 2001 - May 2005
Merrill Lynch June 1995 - July 2001
Bank of America April 1990 - June 1995
Chase/Bank One May 1988 - April 1990
Piper Jaffray June 1987 - May 1988
Southwest Securities June 1986 - June 1987
Skills
Investments, Securities, Wealth Management, Estate Planning, Series 7, Retirement Planning, Retirement, Strategic Financial..., Fixed Annuities, Asset Managment, Insurance, Finance, Investment Strategies, Portfolio Management, Investment Advisory, Financial Advisory, Financial Services, Asset Management, Financial Planning
Education
The University of Texas at Dallas 1991 — 1997
Bachelor, Economics & Finance
Cannon Financial Institute
Certified Wealth Strategist®
Louis Politi Louis Politi's Southwest Securities Experience September 2013 - February 2014
Job Managing Director | VP at Sterling National Bank
Industry Banking
Experience
Sterling National Bank February 2014 - Present
Southwest Securities September 2013 - February 2014
Wells Fargo February 2012 - September 2013
Bank of America September 2008 - January 2012
CITI Group July 2006 - May 2008
Washington Mutual 2004 - 2006
Morgan Stanley 2003 - 2004
GMAC Bank 2001 - 2003
GE Capital 1991 - 2001
Skills
Loans, Credit, Credit Analysis, Underwriting, Credit Risk, Risk Management, Commercial Lending, Portfolio Management, Financial Analysis, Commercial Banking, Financial Risk, Relationship Management, Capital Markets, Mortgage Banking, Mortgage Lending, Asset Based Lending, Finance, Due Diligence, Small Business Lending, Mortgage Underwriting, Executive Management, Commercial Mortgages, Financial Services, Banking, Consumer Lending, Residential Mortgages, Valuation, Financial Modeling, Process Improvement, Refinance, Loss Mitigation, Loan Origination
Education
The College of New Jersey 1978 — 1982
Bachelor's of Science, Accounting and Finance
Sterling National Bank February 2014 - Present
Southwest Securities September 2013 - February 2014
Wells Fargo February 2012 - September 2013
Bank of America September 2008 - January 2012
CITI Group July 2006 - May 2008
Washington Mutual 2004 - 2006
Morgan Stanley 2003 - 2004
GMAC Bank 2001 - 2003
GE Capital 1991 - 2001
Skills
Loans, Credit, Credit Analysis, Underwriting, Credit Risk, Risk Management, Commercial Lending, Portfolio Management, Financial Analysis, Commercial Banking, Financial Risk, Relationship Management, Capital Markets, Mortgage Banking, Mortgage Lending, Asset Based Lending, Finance, Due Diligence, Small Business Lending, Mortgage Underwriting, Executive Management, Commercial Mortgages, Financial Services, Banking, Consumer Lending, Residential Mortgages, Valuation, Financial Modeling, Process Improvement, Refinance, Loss Mitigation, Loan Origination
Education
The College of New Jersey 1978 — 1982
Bachelor's of Science, Accounting and Finance
Kelly Gossett Kelly Gossett's Southwest Securities Experience 2001 - 2002
Job
Industry Capital Markets
Experience
PNM Resources 2007 - 2007
Six Sigma Consultants May 2005 - July 2006
Snowflake Capital, LP August 2002 - September 2004
Southwest Securities 2001 - 2002
Skills
Swift Water Rescue, Personal Training, Municipal Services, Customer Oriented, Experience Working with..., Marketing, Team Leadership, Teacher Training, Feasibility Studies, Water Safety, Trading, Autism Spectrum..., Kayak, Options, Equities, Sea Kayaking, Capital Markets, Hedge Funds, Investments, Management
Education
Texas A&M University 1995 — 1998
PNM Resources 2007 - 2007
Six Sigma Consultants May 2005 - July 2006
Snowflake Capital, LP August 2002 - September 2004
Southwest Securities 2001 - 2002
Skills
Swift Water Rescue, Personal Training, Municipal Services, Customer Oriented, Experience Working with..., Marketing, Team Leadership, Teacher Training, Feasibility Studies, Water Safety, Trading, Autism Spectrum..., Kayak, Options, Equities, Sea Kayaking, Capital Markets, Hedge Funds, Investments, Management
Education
Texas A&M University 1995 — 1998
Erin Devitt Erin Devitt's Southwest Securities Experience April 2010 - February 2015
Job Fixed Income Trading
Industry Financial Services
Experience
Southwest Securities April 2010 - February 2015
Penson Financial Services June 2008 - August 2008
HSBC January 2008 - May 2008
Skills
High Yield Bonds, Investment Grade Bonds, Fixed Income, Series 7, Series 63, Bloomberg, Agency Bonds, Capital Markets, Securities, Debt, Structured Products, Bonds, Credit Risk, Analysis, Investments, Equities, Trading, Credit, Finance, Portfolio Management, Valuation, Bloomberg Terminal, Alternative Investments, Hedge Funds, Mutual Funds, Derivatives, Options
Education
The University of Texas at Austin 2005 — 2009
BA, Economics
Richmond, The American International University in London 2008 — 2008
Economics
Plano Senior High School
Southwest Securities April 2010 - February 2015
Penson Financial Services June 2008 - August 2008
HSBC January 2008 - May 2008
Skills
High Yield Bonds, Investment Grade Bonds, Fixed Income, Series 7, Series 63, Bloomberg, Agency Bonds, Capital Markets, Securities, Debt, Structured Products, Bonds, Credit Risk, Analysis, Investments, Equities, Trading, Credit, Finance, Portfolio Management, Valuation, Bloomberg Terminal, Alternative Investments, Hedge Funds, Mutual Funds, Derivatives, Options
Education
The University of Texas at Austin 2005 — 2009
BA, Economics
Richmond, The American International University in London 2008 — 2008
Economics
Plano Senior High School
Marjorie Dandridge Marjorie Dandridge's Southwest Securities Experience March 2011 - August 2011
Job at
Industry Financial Services
Experience
Envoy Air Inc., formerly American Eagle Airlines June 2015 - Present
American Eagle Airlines 2013 - 2015
Southwest Securities March 2011 - August 2011
Wildcatter Ranch & Resort 2010 - 2010
Camp Balcones Springs May 2006 - August 2009
Skills
Financial Modeling, Financial Analysis, Microsoft Excel, PowerPoint, Research, Microsoft Office, Event Planning, Marketing, Public Speaking, Social Media, Financial Reporting, Project Management, Accounting, Finance, Budgets
Education
The University of Texas at Dallas - School of Management 2010 — 2012
Master of Business Administration (M.B.A.), Finance, General
Texas A&M University - Mays Business School 2005 — 2009
Bachelor of Business Administration (B.B.A.), Finance, General
Envoy Air Inc., formerly American Eagle Airlines June 2015 - Present
American Eagle Airlines 2013 - 2015
Southwest Securities March 2011 - August 2011
Wildcatter Ranch & Resort 2010 - 2010
Camp Balcones Springs May 2006 - August 2009
Skills
Financial Modeling, Financial Analysis, Microsoft Excel, PowerPoint, Research, Microsoft Office, Event Planning, Marketing, Public Speaking, Social Media, Financial Reporting, Project Management, Accounting, Finance, Budgets
Education
The University of Texas at Dallas - School of Management 2010 — 2012
Master of Business Administration (M.B.A.), Finance, General
Texas A&M University - Mays Business School 2005 — 2009
Bachelor of Business Administration (B.B.A.), Finance, General
Maury Ruggles Maury Ruggles's Southwest Securities Experience January 1994 - May 2000
Job Advanced Voice Specialist at Comcast Business
Industry Telecommunications
Experience
Comcast Business August 2013 - Present
Comcast Business Services February 2012 - August 2013
Comcast Cable February 2009 - March 2012
Suddenlink Communications May 2002 - January 2009
Southwest Securities January 1994 - May 2000
Skills
Solution Selling, Enterprise Software, Leadership, Telephony, Partner Management, CRM, T1, Sales Operations, Telecommunications, Sales, Direct Sales, SaaS, Customer Satisfaction, VoIP, Ethernet, Analysis, Channel, Cold Calling, Networking, Time Management, Management, SIP, Customer Retention, IP, Co-location, Managed Services, Account Management, SIP Trunking, Insurance, Strategic Partnerships, Salesforce.com, Business Development, Team Building, Professional Services, Cloud Computing, Team Leadership, MPLS, Wireless, B2B, Sales Management, Broadband, Portfolio Management, Finance, Unified Communications, Data Center, Product Management, Call Centers, New Business Development, Contract Negotiation, Channel Partners
Education
The University of Texas at Austin 1984 — 1989
BBA, Finance
Comcast Business August 2013 - Present
Comcast Business Services February 2012 - August 2013
Comcast Cable February 2009 - March 2012
Suddenlink Communications May 2002 - January 2009
Southwest Securities January 1994 - May 2000
Skills
Solution Selling, Enterprise Software, Leadership, Telephony, Partner Management, CRM, T1, Sales Operations, Telecommunications, Sales, Direct Sales, SaaS, Customer Satisfaction, VoIP, Ethernet, Analysis, Channel, Cold Calling, Networking, Time Management, Management, SIP, Customer Retention, IP, Co-location, Managed Services, Account Management, SIP Trunking, Insurance, Strategic Partnerships, Salesforce.com, Business Development, Team Building, Professional Services, Cloud Computing, Team Leadership, MPLS, Wireless, B2B, Sales Management, Broadband, Portfolio Management, Finance, Unified Communications, Data Center, Product Management, Call Centers, New Business Development, Contract Negotiation, Channel Partners
Education
The University of Texas at Austin 1984 — 1989
BBA, Finance
Michael Armentrout's Southwest Securities Experience August 2001 - June 2010
Job QlikView Developer and SQLServer DBA
Industry Hospital & Health Care
Experience
Southern Illinois Healthcare September 2014 - Present
Southern Illinois Healthcare July 2010 - August 2014
Tanalex August 1999 - July 2010
Southwest Securities August 2001 - June 2010
Southwest Securities January 2000 - August 2001
Paging Network, Inc. August 1999 - January 2000
Southwest Securities January 1999 - August 1999
EmCare February 1998 - January 1999
LawPlus May 1997 - February 1998
Westinghouse Security June 1994 - May 1997
Skills
Databases, Business Intelligence, Database Administration, Microsoft SQL Server, T-SQL, SQL, Database Design, Data Modeling, SQL Tuning, Log Shipping, ETL, Performance Tuning, Data Migration, Relational Databases, Requirements Analysis, SQL Log Shipping, SQL Replication, Stored Procedures, Data Warehousing, Enterprise Software
Education
University of Phoenix-Dallas Campus 2006 — 2008
MBA, Business Administration
The University of Texas at Arlington 1995 — 1998
Bachelor of Science, Information Systems
U.S. Army Computer Science School 1988 — 1995
74F, Programming
Southern Illinois Healthcare September 2014 - Present
Southern Illinois Healthcare July 2010 - August 2014
Tanalex August 1999 - July 2010
Southwest Securities August 2001 - June 2010
Southwest Securities January 2000 - August 2001
Paging Network, Inc. August 1999 - January 2000
Southwest Securities January 1999 - August 1999
EmCare February 1998 - January 1999
LawPlus May 1997 - February 1998
Westinghouse Security June 1994 - May 1997
Skills
Databases, Business Intelligence, Database Administration, Microsoft SQL Server, T-SQL, SQL, Database Design, Data Modeling, SQL Tuning, Log Shipping, ETL, Performance Tuning, Data Migration, Relational Databases, Requirements Analysis, SQL Log Shipping, SQL Replication, Stored Procedures, Data Warehousing, Enterprise Software
Education
University of Phoenix-Dallas Campus 2006 — 2008
MBA, Business Administration
The University of Texas at Arlington 1995 — 1998
Bachelor of Science, Information Systems
U.S. Army Computer Science School 1988 — 1995
74F, Programming
Jessica Roe Jessica Roe's Southwest Securities Experience March 2006 - April 2009
Job Account Manager at Ansira
Industry Marketing and Advertising
Experience
Ansira January 2013 - Present
RAPP May 2011 - December 2012
Rapp Collins Worldwide May 2011 - April 2012
Approved Auto Loans April 2009 - 2011
The Dallas Opera August 2010 - December 2010
Christie's April 2010 - August 2010
Dallas Museum of Art August 2009 - May 2010
Southwest Securities March 2006 - April 2009
The Richards Group January 2007 - June 2007
Skills
Marketing Strategy, Digital Marketing, Marketing Communications, Advertising, Marketing, Social Media
Education
Southern Methodist University - Cox School of Business 2009 — 2011
MBA, Marketing, Management
Southern Methodist University - Cox School of Business 2005 — 2008
Bachelor's Degree, Marketing
Ansira January 2013 - Present
RAPP May 2011 - December 2012
Rapp Collins Worldwide May 2011 - April 2012
Approved Auto Loans April 2009 - 2011
The Dallas Opera August 2010 - December 2010
Christie's April 2010 - August 2010
Dallas Museum of Art August 2009 - May 2010
Southwest Securities March 2006 - April 2009
The Richards Group January 2007 - June 2007
Skills
Marketing Strategy, Digital Marketing, Marketing Communications, Advertising, Marketing, Social Media
Education
Southern Methodist University - Cox School of Business 2009 — 2011
MBA, Marketing, Management
Southern Methodist University - Cox School of Business 2005 — 2008
Bachelor's Degree, Marketing
Hal Applegate Hal Applegate's Southwest Securities Experience 2004 - 2013
Job Financial Services Professional
Industry Financial Services
Experience
Financial Industry Technical Services, Inc. (FITS-Inc.) January 2014 - Present
Southwest Securities 2004 - 2013
FINRA 1985 - 2004
Skills
Securities, Auditing, FINRA, Series 7, Mutual Funds, Series 63, Uniform Combined State..., Investment Advisory, Options, Series 24, Equity Trading, Fixed Income, Equities, Series 65, Financial Services, Bonds, Risk Management
Education
Texas Tech University
Bachelor of Business Administration (BBA), Marketing
The University of Texas at Arlington
Master of Business Administration (MBA), Finance
Financial Industry Technical Services, Inc. (FITS-Inc.) January 2014 - Present
Southwest Securities 2004 - 2013
FINRA 1985 - 2004
Skills
Securities, Auditing, FINRA, Series 7, Mutual Funds, Series 63, Uniform Combined State..., Investment Advisory, Options, Series 24, Equity Trading, Fixed Income, Equities, Series 65, Financial Services, Bonds, Risk Management
Education
Texas Tech University
Bachelor of Business Administration (BBA), Marketing
The University of Texas at Arlington
Master of Business Administration (MBA), Finance
Joe Cotten Joe Cotten's Southwest Securities Experience June 2008 - November 2010
Job Financial Advisor | Vice President at Ameriprise Financial
Industry Financial Services
Experience
Ameriprise Financial November 2010 - Present
Southwest Securities June 2008 - November 2010
Skills
Due Diligence, Banking, Investment Management, Retirement Planning, Estate Planning, Financial Services, Portfolio Management, Corporate Law
Education
Texas Tech University - Rawls College of Business 1969 — 1973
Bachelor of Business Administration (BBA), Finance
Ameriprise Financial November 2010 - Present
Southwest Securities June 2008 - November 2010
Skills
Due Diligence, Banking, Investment Management, Retirement Planning, Estate Planning, Financial Services, Portfolio Management, Corporate Law
Education
Texas Tech University - Rawls College of Business 1969 — 1973
Bachelor of Business Administration (BBA), Finance
Blake Latson Blake Latson's Southwest Securities Experience 2000 - 2002
Job Investment Professional | Corporate Finance | Treasury Management
Industry Investment Management
Experience
Undisclosed Clients August 2012 - Present
Beal Bank 2010 - 2012
CSG Investments March 2009 - February 2010
Security Savings Bank 2007 - 2009
CSG Investments 2005 - 2007
Merrill Lynch January 2003 - December 2004
Southwest Securities 2000 - 2002
JCPenney 1995 - 2000
Deluxe Corporation 1989 - 1993
Skills
Investment Management, Portfolio Management, Corporate Finance, Investment Banking, Capital Markets, Alternative Investments, Hedge Funds, Distressed Debt, Senior Debt, Fixed Income, Underwriting, Bonds, Commercial Banking, Credit, Financial Structuring, Mergers, Capital Structure, Loan Origination, Commercial Real Estate, REIT, Treasury Management, Loans, Banking, Securities, Mergers & Acquisitions, Valuation, Asset Management, Investments, Finance, Due Diligence, Financial Modeling
Education
Southern Methodist University - Cox School of Business 1993 — 1995
MBA, Finance
The University of Texas at Austin - The Red McCombs School of Business 1986 — 1990
BBA, International Business
Undisclosed Clients August 2012 - Present
Beal Bank 2010 - 2012
CSG Investments March 2009 - February 2010
Security Savings Bank 2007 - 2009
CSG Investments 2005 - 2007
Merrill Lynch January 2003 - December 2004
Southwest Securities 2000 - 2002
JCPenney 1995 - 2000
Deluxe Corporation 1989 - 1993
Skills
Investment Management, Portfolio Management, Corporate Finance, Investment Banking, Capital Markets, Alternative Investments, Hedge Funds, Distressed Debt, Senior Debt, Fixed Income, Underwriting, Bonds, Commercial Banking, Credit, Financial Structuring, Mergers, Capital Structure, Loan Origination, Commercial Real Estate, REIT, Treasury Management, Loans, Banking, Securities, Mergers & Acquisitions, Valuation, Asset Management, Investments, Finance, Due Diligence, Financial Modeling
Education
Southern Methodist University - Cox School of Business 1993 — 1995
MBA, Finance
The University of Texas at Austin - The Red McCombs School of Business 1986 — 1990
BBA, International Business
Nicole Hetterich Nicole Hetterich's Southwest Securities Experience December 2000 - December 2002
Job Presslink Printing, Ltd.
Industry Printing
Experience
Presslink Printing, Ltd. December 2006 - Present
Sanders Morris Harris January 2004 - December 2006
Southwest Securities December 2000 - December 2002
Skills
Direct Mail, Business Networking, Corporate Gifts, Logo Design, Account Management, New Business Development, Management, Offset Printing, Sales Operations, Direct Marketing, Marketing, Print Management, Lead Generation, Sales Process
Education
Texas Woman's University
Presslink Printing, Ltd. December 2006 - Present
Sanders Morris Harris January 2004 - December 2006
Southwest Securities December 2000 - December 2002
Skills
Direct Mail, Business Networking, Corporate Gifts, Logo Design, Account Management, New Business Development, Management, Offset Printing, Sales Operations, Direct Marketing, Marketing, Print Management, Lead Generation, Sales Process
Education
Texas Woman's University
Tom Brashear Tom Brashear's Southwest Securities Experience January 1995 - December 2006
Job President
Industry Financial Services
Experience
Preston Capital Management April 2010 - Present
Southwest Securities January 1995 - December 2006
Smith Barney November 1988 - January 1995
Education
Stephen F. Austin State University 1980 — 1982
BBA, Management
Preston Capital Management April 2010 - Present
Southwest Securities January 1995 - December 2006
Smith Barney November 1988 - January 1995
Education
Stephen F. Austin State University 1980 — 1982
BBA, Management
Rick Jenkins Rick Jenkins's Southwest Securities Experience June 2002 - July 2010
Job Senior Vice President Commercial Lending at Texas Capital Bank
Industry Banking
Experience
Texas Capital Bank September 2013 - Present
Texas Exchange Bank August 2010 - September 2013
Southwest Securities June 2002 - July 2010
WINDSTAR PROPERITES/WINDSTAR DEVELOPMENT 2000 - 2002
NAI Huff Brous McDowell 1997 - 2000
WOODMONT COMPANIES 1995 - 1997
United Commercial Realty 1994 - 1995
P. O'B MONTGOMERY AND COMPANY 1992 - 1994
Skills
Negotiation, Portfolio Management, Strategic Planning, Real Estate, Leadership, Disposition, Profit Center Management, Equity Research, Banking, Investments, Organizational..., Leases, Mergers, Due Diligence, Commercial Real Estate, Brokerage, Investment Properties, Risk Management, Real Estate Transactions, New Business Development, Commercial Lending, Credit, Mergers
Education
ABA Commercial Lending School - Cox School of Business Southern Methodist University 2005 — 2005
Commercial Lending School
The University of Texas at Arlington - College of Business
BBA, Real Estate Finacne
Texas Capital Bank September 2013 - Present
Texas Exchange Bank August 2010 - September 2013
Southwest Securities June 2002 - July 2010
WINDSTAR PROPERITES/WINDSTAR DEVELOPMENT 2000 - 2002
NAI Huff Brous McDowell 1997 - 2000
WOODMONT COMPANIES 1995 - 1997
United Commercial Realty 1994 - 1995
P. O'B MONTGOMERY AND COMPANY 1992 - 1994
Skills
Negotiation, Portfolio Management, Strategic Planning, Real Estate, Leadership, Disposition, Profit Center Management, Equity Research, Banking, Investments, Organizational..., Leases, Mergers, Due Diligence, Commercial Real Estate, Brokerage, Investment Properties, Risk Management, Real Estate Transactions, New Business Development, Commercial Lending, Credit, Mergers
Education
ABA Commercial Lending School - Cox School of Business Southern Methodist University 2005 — 2005
Commercial Lending School
The University of Texas at Arlington - College of Business
BBA, Real Estate Finacne
Jeff Singer Jeff Singer's Southwest Securities Experience September 2008 - June 2013
Job Senior Executive & Entrepreneur
Industry Building Materials
Experience
Southwest Securities September 2008 - June 2013
Levantina USA October 2005 - September 2008
Citigroup October 2000 - March 2005
Donaldson, Lufkin & Jenrette August 1996 - October 2000
Booz Allen Hamilton June 1994 - September 1994
Dillon, Read Co. July 1992 - September 1994
Lehman Brothers July 1991 - July 1992
Skills
Transportation, Private Equity, Mergers, Valuation, Financial Modeling, Corporate Development, Investment Banking, Financial Analysis, Corporate Finance, Due Diligence, Equities, M&A experience, Capital Markets, LBO, Financial Structuring, Business Valuation, Strategy, Mergers & Acquisitions, Alternative Investments
Education
Stanford University Graduate School of Business 1994 — 1996
MBA
Southern Methodist University 1987 — 1991
BA, Political Science
Southern Methodist University 1987 — 1991
BBA, Finance
Southwest Securities September 2008 - June 2013
Levantina USA October 2005 - September 2008
Citigroup October 2000 - March 2005
Donaldson, Lufkin & Jenrette August 1996 - October 2000
Booz Allen Hamilton June 1994 - September 1994
Dillon, Read Co. July 1992 - September 1994
Lehman Brothers July 1991 - July 1992
Skills
Transportation, Private Equity, Mergers, Valuation, Financial Modeling, Corporate Development, Investment Banking, Financial Analysis, Corporate Finance, Due Diligence, Equities, M&A experience, Capital Markets, LBO, Financial Structuring, Business Valuation, Strategy, Mergers & Acquisitions, Alternative Investments
Education
Stanford University Graduate School of Business 1994 — 1996
MBA
Southern Methodist University 1987 — 1991
BA, Political Science
Southern Methodist University 1987 — 1991
BBA, Finance
Boyang Yang Boyang Yang's Southwest Securities Experience February 2011 - February 2013
Job Master of Accountancy, Simon Business School, University of Rochester
Industry Accounting
Experience
Southwest Securities February 2011 - February 2013
Microsoft July 2012 - August 2012
Shaanxi KaiYuan Securities June 2010 - August 2010
Industrial and Commercial Bank of China June 2009 - August 2009
Skills
Financial Analysis, Corporate Finance, Bloomberg, Business Analysis, Statistical Data..., Stata, Eviews, Microsoft Office, Auditing, Accounting, Taxation, Financial Reporting
Education
University of Rochester - William E. Simon Graduate School of Business Administration 2013 — 2014
Master's Degree, Accounting, 3.6/4.0
Renmin University of China 2007 — 2011
Bachelor of Science (BS), International Economics and Trade
Southwest Securities February 2011 - February 2013
Microsoft July 2012 - August 2012
Shaanxi KaiYuan Securities June 2010 - August 2010
Industrial and Commercial Bank of China June 2009 - August 2009
Skills
Financial Analysis, Corporate Finance, Bloomberg, Business Analysis, Statistical Data..., Stata, Eviews, Microsoft Office, Auditing, Accounting, Taxation, Financial Reporting
Education
University of Rochester - William E. Simon Graduate School of Business Administration 2013 — 2014
Master's Degree, Accounting, 3.6/4.0
Renmin University of China 2007 — 2011
Bachelor of Science (BS), International Economics and Trade
Sean P. Weaver, CFP®, MBA's Southwest Securities Experience November 2007 - November 2010
Job Financial Advisor at WWK Wealth Advisors
Industry Investment Management
Experience
WWK Wealth Advisors November 2010 - Present
Southwest Securities November 2007 - November 2010
First MidAmerica Investment Corp. March 2007 - November 2007
ING Financial Partners October 2004 - March 2007
Edward Jones May 2004 - October 2004
American Tile Supply June 2002 - May 2004
Skills
Wealth Management, Investments, Retirement, Estate Planning, Financial Services, Finance, Financial Planners, Retirement Planning, Strategic Financial...
Education
Texas Christian University 1995 — 1999
BS, Political Science Minor in Business
The University of Dallas 2006 — 2012
MBA, Financial Services
WWK Wealth Advisors November 2010 - Present
Southwest Securities November 2007 - November 2010
First MidAmerica Investment Corp. March 2007 - November 2007
ING Financial Partners October 2004 - March 2007
Edward Jones May 2004 - October 2004
American Tile Supply June 2002 - May 2004
Skills
Wealth Management, Investments, Retirement, Estate Planning, Financial Services, Finance, Financial Planners, Retirement Planning, Strategic Financial...
Education
Texas Christian University 1995 — 1999
BS, Political Science Minor in Business
The University of Dallas 2006 — 2012
MBA, Financial Services
John Draiss John Draiss's Southwest Securities Experience February 2011 - May 2014
Job Senior Vice President ABS/CMBS Trading at MARV Capital, Inc.
Industry Capital Markets
Experience
MARV Capital Partners May 2014 - Present
Draissco Real Estate, L.L.C. October 2007 - Present
Southwest Securities February 2011 - May 2014
Happi Daze Charcoal Pit & Ice Cream May 2004 - September 2010
The Ayco Company, L.P., a Goldman Sachs Company March 2001 - May 2004
Dealogic/Formerly CommScan 2000 - 2001
Skills
CMBS, Trading, Fixed Income, ABS, Structured Finance, Investments, Inventory Management, Traders, Commercial Real Estate, FINRA, Fixed Income Analysis, Trepp, Microsoft Excel, Business Strategy, Cash Flow, Compliance, Interest Rate Hedging, Bonds, Strategic Planning, Financial Modeling, Bloomberg Software, Morningstar, Analysis, Financial Services, Business Analysis, Small Business, Strategic Financial..., Insurance, Entrepreneurship, Customer Retention, Management, Tax, Payroll, Reis, CSS, Sales, Networking, Risk Management, Kroll Bond Ratings -..., exce, Microsoft Word, Finance, Credit, Financial Risk, Loans
Education
State University of New York at Albany 1998 — 2000
Master of Business Administration (MBA), Finance, General, 3.78
State University of New York at Albany 1995 — 1999
Bachelor of Arts (BA), Biology, General, 3.83, Honors, Summa Cum Laude
Mechanicville High School
MARV Capital Partners May 2014 - Present
Draissco Real Estate, L.L.C. October 2007 - Present
Southwest Securities February 2011 - May 2014
Happi Daze Charcoal Pit & Ice Cream May 2004 - September 2010
The Ayco Company, L.P., a Goldman Sachs Company March 2001 - May 2004
Dealogic/Formerly CommScan 2000 - 2001
Skills
CMBS, Trading, Fixed Income, ABS, Structured Finance, Investments, Inventory Management, Traders, Commercial Real Estate, FINRA, Fixed Income Analysis, Trepp, Microsoft Excel, Business Strategy, Cash Flow, Compliance, Interest Rate Hedging, Bonds, Strategic Planning, Financial Modeling, Bloomberg Software, Morningstar, Analysis, Financial Services, Business Analysis, Small Business, Strategic Financial..., Insurance, Entrepreneurship, Customer Retention, Management, Tax, Payroll, Reis, CSS, Sales, Networking, Risk Management, Kroll Bond Ratings -..., exce, Microsoft Word, Finance, Credit, Financial Risk, Loans
Education
State University of New York at Albany 1998 — 2000
Master of Business Administration (MBA), Finance, General, 3.78
State University of New York at Albany 1995 — 1999
Bachelor of Arts (BA), Biology, General, 3.83, Honors, Summa Cum Laude
Mechanicville High School
Reno Jones Reno Jones's Southwest Securities Experience September 2001 - December 2011
Job Raymond James
Industry Investment Management
Experience
Raymond James Financial Services, Inc. Member FINRA/SIPC December 2011 - Present
Prosper Economic Development Corporation September 2009 - Present
Southwest Securities September 2001 - December 2011
RBC Capital Markets 1997 - 2002
Skills
Series 7, Series 63, Securities, Equities, Investments, Investment Advisory, Wealth Management, Mutual Funds, Asset Allocation, 401k, Team Building, Due Diligence, Loans, Retirement Planning, Fixed Annuities, Valuation, Alternative Investments, Private Equity, Trading, Portfolio Management, Strategic Financial..., Risk Management, Financial Advisory, Bonds, Finance, Retirement, Capital Markets, Asset Management, FINRA, Options, Estate Planning, Financial Planners, Financial Analysis, Cash Management, Mortgage Lending, Investment Strategies, Relationship Management, Financial Modeling, Fixed Income, Tax, Credit, Financial Services, Life Insurance, ETFs, Hedge Funds, Investment Management, Brokerage, Series 24, Banking, Investment Banking
Education
University of North Texas 1994 — 1995
Bachelor of Business Administration (BBA)
Texas Tech University 1990 — 1994
BBA, Business
Raymond James Financial Services, Inc. Member FINRA/SIPC December 2011 - Present
Prosper Economic Development Corporation September 2009 - Present
Southwest Securities September 2001 - December 2011
RBC Capital Markets 1997 - 2002
Skills
Series 7, Series 63, Securities, Equities, Investments, Investment Advisory, Wealth Management, Mutual Funds, Asset Allocation, 401k, Team Building, Due Diligence, Loans, Retirement Planning, Fixed Annuities, Valuation, Alternative Investments, Private Equity, Trading, Portfolio Management, Strategic Financial..., Risk Management, Financial Advisory, Bonds, Finance, Retirement, Capital Markets, Asset Management, FINRA, Options, Estate Planning, Financial Planners, Financial Analysis, Cash Management, Mortgage Lending, Investment Strategies, Relationship Management, Financial Modeling, Fixed Income, Tax, Credit, Financial Services, Life Insurance, ETFs, Hedge Funds, Investment Management, Brokerage, Series 24, Banking, Investment Banking
Education
University of North Texas 1994 — 1995
Bachelor of Business Administration (BBA)
Texas Tech University 1990 — 1994
BBA, Business
Wesley Marshall Wesley Marshall's Southwest Securities Experience February 1997 - December 2010
Job Financial Advisor, Vice President at Ameriprise Financial
Industry Financial Services
Experience
Ameriprise Financial January 2011 - Present
Southwest Securities February 1997 - December 2010
UT Southwestern Medical Center January 1993 - March 1997
Education
Texas A&M University 1984 — 1989
Bachelor, Computer Science
The University of Texas Southwestern Medical Center at Dallas 1989 — 1993
MD, Medicine
Ameriprise Financial January 2011 - Present
Southwest Securities February 1997 - December 2010
UT Southwestern Medical Center January 1993 - March 1997
Education
Texas A&M University 1984 — 1989
Bachelor, Computer Science
The University of Texas Southwestern Medical Center at Dallas 1989 — 1993
MD, Medicine
Jeannie Baldwin's Southwest Securities Experience July 2008 - November 2014
Job Vice President SBA & USDA Lending at Meadows Bank
Industry Banking
Experience
Meadows Bank November 2014 - Present
Southwest Securities July 2008 - November 2014
UPS Capital Business Credit 2005 - 2008
CCIM North Texas Chapter 2004 - 2007
GE Capital 2002 - 2005
CitiCapital 1995 - 2002
The Associates 1995 - 2002
PMC Commercial Trust 1993 - 1995
Skills
Business Development, SBA 504, SBA, Finance, Commercial Lending, Loan Origination, Mergers & Acquisitions, Refinance, Loans, Franchising, Commercial Real Estate, Portfolio Management, Banking, Asset Based Lending, Corporate Finance, Mergers, Financial Analysis, Credit Analysis, Management
Education
The University of New Mexico 1988 — 1993
Meadows Bank November 2014 - Present
Southwest Securities July 2008 - November 2014
UPS Capital Business Credit 2005 - 2008
CCIM North Texas Chapter 2004 - 2007
GE Capital 2002 - 2005
CitiCapital 1995 - 2002
The Associates 1995 - 2002
PMC Commercial Trust 1993 - 1995
Skills
Business Development, SBA 504, SBA, Finance, Commercial Lending, Loan Origination, Mergers & Acquisitions, Refinance, Loans, Franchising, Commercial Real Estate, Portfolio Management, Banking, Asset Based Lending, Corporate Finance, Mergers, Financial Analysis, Credit Analysis, Management
Education
The University of New Mexico 1988 — 1993
Shannon Smith Carreon, PHR's Southwest Securities Experience October 1999 - February 2001
Job Experienced Human Resources Executive
Industry Human Resources
Experience
LegacyTexas September 2013 - August 2015
MedSynergies April 2011 - March 2013
Amegy Bank a subsidiary of Zions Bancorp April 2004 - March 2011
JPMorgan Chase January 2001 - April 2004
Southwest Securities October 1999 - February 2001
VarTec Telecom 1997 - 1999
NATIONSBANK January 1990 - January 1997
Nationsbank 1990 - 1997
NationsBank 1990 - 1997
Robert G. Williams 1986 - 1987
Skills
Executive Coaching, Mergers & Acquisitions, Organizational..., Organizational..., Succession Planning, Talent Acquisition, Personnel Management, Employee Relations, Human Resources, Management, Recruiting, Talent Management, Employee Engagement, Training, Leadership, Project Planning, Payroll, Employment Law, Process Improvement, Workforce Planning, Performance Management, Program Management, Interviews, Onboarding, Deferred Compensation, Applicant Tracking..., Coaching
Education
Sunset High School 1985 — 1987
Diploma, General
The University of Texas at Arlington
LegacyTexas September 2013 - August 2015
MedSynergies April 2011 - March 2013
Amegy Bank a subsidiary of Zions Bancorp April 2004 - March 2011
JPMorgan Chase January 2001 - April 2004
Southwest Securities October 1999 - February 2001
VarTec Telecom 1997 - 1999
NATIONSBANK January 1990 - January 1997
Nationsbank 1990 - 1997
NationsBank 1990 - 1997
Robert G. Williams 1986 - 1987
Skills
Executive Coaching, Mergers & Acquisitions, Organizational..., Organizational..., Succession Planning, Talent Acquisition, Personnel Management, Employee Relations, Human Resources, Management, Recruiting, Talent Management, Employee Engagement, Training, Leadership, Project Planning, Payroll, Employment Law, Process Improvement, Workforce Planning, Performance Management, Program Management, Interviews, Onboarding, Deferred Compensation, Applicant Tracking..., Coaching
Education
Sunset High School 1985 — 1987
Diploma, General
The University of Texas at Arlington
Richard Piotrowski, CFA Richard Piotrowski, CFA's Southwest Securities Experience 2001 - 2003
Job Founder, Outram Capital & Research LLC
Industry Financial Services
Experience
Outram Capital & Research LLC April 2009 - Present
CFA Society of Austin September 2009 - Present
CFA Societies of Texas September 2011 - September 2014
QlikTech Inc. 2008 - 2009
Reddwerks Corporation 2003 - 2007
Southwest Securities 2001 - 2003
divine interventures Inc. 1999 - 2000
EVEREN Securities (now Wachovia Securities) 1997 - 1999
Levesque Beaubien Securities (now National Bank) 1995 - 1997
Sprott Securities Inc. 1993 - 1995
Skills
Strategy, Financial Modeling, Start-ups, Mergers, Financial Analysis, Business Intelligence, Program Management, Strategic Planning, Due Diligence, Management Consulting, Management, Valuation, Entrepreneurship, Investments, Private Equity, Equities, Enterprise Software, Leadership, Budgets, Analysis, Investment Banking, Team Building, Telecommunications, Marketing, Mergers & Acquisitions, Portfolio Management, Finance, Process Improvement, Economics
Education
CFA Institute
CFA
Queen's University
M.A. (Economics)
Western University
B.A. (Hons.)
Outram Capital & Research LLC April 2009 - Present
CFA Society of Austin September 2009 - Present
CFA Societies of Texas September 2011 - September 2014
QlikTech Inc. 2008 - 2009
Reddwerks Corporation 2003 - 2007
Southwest Securities 2001 - 2003
divine interventures Inc. 1999 - 2000
EVEREN Securities (now Wachovia Securities) 1997 - 1999
Levesque Beaubien Securities (now National Bank) 1995 - 1997
Sprott Securities Inc. 1993 - 1995
Skills
Strategy, Financial Modeling, Start-ups, Mergers, Financial Analysis, Business Intelligence, Program Management, Strategic Planning, Due Diligence, Management Consulting, Management, Valuation, Entrepreneurship, Investments, Private Equity, Equities, Enterprise Software, Leadership, Budgets, Analysis, Investment Banking, Team Building, Telecommunications, Marketing, Mergers & Acquisitions, Portfolio Management, Finance, Process Improvement, Economics
Education
CFA Institute
CFA
Queen's University
M.A. (Economics)
Western University
B.A. (Hons.)
Rebecca Grubbs Rebecca Grubbs's Southwest Securities Experience May 2004 - August 2004
Job Communications Consultant at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments August 2011 - Present
Fidelity Investments January 2010 - August 2011
JP Morgan Chase May 2009 - January 2010
Fidelity Investments June 2007 - February 2009
Fidelity Investments August 2006 - June 2007
Fidelity Investments June 2005 - August 2006
TCU: American Advertising Federation August 2004 - May 2005
Southwest Securities May 2004 - August 2004
TCU: General Motors August 2003 - May 2004
Merrill Lynch May 2003 - May 2004
Skills
Series 63, Marketing, Banking, Leadership, CRM, Training, Management, Lead Generation, Selling, Business Planning, Sales, Process Improvement, 401k, Retirement, Finance, Series 7
Education
Texas Christian University 2002 — 2005
BBA, Marketing, Finance, Accounting
Granbury High School 1998 — 2001
Fidelity Investments August 2011 - Present
Fidelity Investments January 2010 - August 2011
JP Morgan Chase May 2009 - January 2010
Fidelity Investments June 2007 - February 2009
Fidelity Investments August 2006 - June 2007
Fidelity Investments June 2005 - August 2006
TCU: American Advertising Federation August 2004 - May 2005
Southwest Securities May 2004 - August 2004
TCU: General Motors August 2003 - May 2004
Merrill Lynch May 2003 - May 2004
Skills
Series 63, Marketing, Banking, Leadership, CRM, Training, Management, Lead Generation, Selling, Business Planning, Sales, Process Improvement, 401k, Retirement, Finance, Series 7
Education
Texas Christian University 2002 — 2005
BBA, Marketing, Finance, Accounting
Granbury High School 1998 — 2001
Yunxing Pang Yunxing Pang's Southwest Securities Experience August 2010 - Present
Job Associate at Southwest Securities
Industry Financial Services
Experience
Southwest Securities August 2010 - Present
UNITED NATIONS DEPARTMENT OF ECONOMIC AND SOCIAL AFFAIRS 2009 - 2009
Skills
Mergers & Acquisitions, IPO, Private Equity, Chinese, Corporate Finance, Mandarin, Financial Modeling, Capital Markets, Emerging Markets, Bloomberg, Mergers, Valuation, Investment Banking
Education
Pace University - Lubin School of Business 2008 — 2010
Southwest Securities August 2010 - Present
UNITED NATIONS DEPARTMENT OF ECONOMIC AND SOCIAL AFFAIRS 2009 - 2009
Skills
Mergers & Acquisitions, IPO, Private Equity, Chinese, Corporate Finance, Mandarin, Financial Modeling, Capital Markets, Emerging Markets, Bloomberg, Mergers, Valuation, Investment Banking
Education
Pace University - Lubin School of Business 2008 — 2010
Brian Brunett Brian Brunett's Southwest Securities Experience August 2005 - November 2009
Job Senior Vice President Sedgwick
Industry Insurance
Experience
Sedgwick June 2014 - Present
Fresh Food Concepts October 2013 - June 2014
FCA Packaging October 2013 - June 2014
Ancor Capital Partners April 2009 - June 2014
Southwest Securities August 2005 - November 2009
Leggett & Platt August 2002 - August 2005
Ford Motor Credit Company 1996 - 2002
Skills
Valuation, Private Equity, Investment Banking, Corporate Development, mergers, Acquisitions, Strategic Planning, Capital Structure, LBO, Financial Modeling, Mergers & Acquisitions, Financial Analysis, Forecasting, Accounting, Finance, Investments, Corporate Finance, Portfolio Management, Due Diligence, Equities, Strategy, Competitive Analysis, Acquisition Integration, Analysis, Venture Capital, Capital Raising, M&A experience, Recapitalizations, Business Valuation, Investor Relations
Education
Southern Methodist University - Cox School of Business 1998 — 2002
MBA, Finance
Western Michigan University 1992 — 1996
Bachelor of Business Administration (BBA), Economics
DeLaSalle 1988 — 1992
High Shcool, College Prep
Sedgwick June 2014 - Present
Fresh Food Concepts October 2013 - June 2014
FCA Packaging October 2013 - June 2014
Ancor Capital Partners April 2009 - June 2014
Southwest Securities August 2005 - November 2009
Leggett & Platt August 2002 - August 2005
Ford Motor Credit Company 1996 - 2002
Skills
Valuation, Private Equity, Investment Banking, Corporate Development, mergers, Acquisitions, Strategic Planning, Capital Structure, LBO, Financial Modeling, Mergers & Acquisitions, Financial Analysis, Forecasting, Accounting, Finance, Investments, Corporate Finance, Portfolio Management, Due Diligence, Equities, Strategy, Competitive Analysis, Acquisition Integration, Analysis, Venture Capital, Capital Raising, M&A experience, Recapitalizations, Business Valuation, Investor Relations
Education
Southern Methodist University - Cox School of Business 1998 — 2002
MBA, Finance
Western Michigan University 1992 — 1996
Bachelor of Business Administration (BBA), Economics
DeLaSalle 1988 — 1992
High Shcool, College Prep
Jackie Finley, CFA Jackie Finley, CFA's Southwest Securities Experience April 1991 - May 1995
Job SVP, Institutional Sales & Client Service
Industry Investment Management
Experience
Westwood Holdings Group, Inc. May 1995 - Present
Southwest Securities April 1991 - May 1995
Skills
Investments, Investment Advisory, Alternative Investments, Asset Allocation, Asset Managment
Education
The University of Texas at Arlington 1983 — 1988
BBA, Finance
Westwood Holdings Group, Inc. May 1995 - Present
Southwest Securities April 1991 - May 1995
Skills
Investments, Investment Advisory, Alternative Investments, Asset Allocation, Asset Managment
Education
The University of Texas at Arlington 1983 — 1988
BBA, Finance
Jason Wilcox Jason Wilcox's Southwest Securities Experience January 2002 - March 2004
Job Wilcox Swartzwelder & Co. Founder, Managing Director, Investment Banking
Industry Investment Banking
Experience
Wilcox Swartzwelder & Co. Investment Bankers April 2008 - Present
Growth Capital Partners April 2004 - March 2008
Southwest Securities January 2002 - March 2004
Bear, Stearns & Co., Inc. January 2000 - December 2001
Skills
Mergers & Acquisitions, Private Equity, Corporate Finance, Investments, Investment Banking, Valuation, Financial Analysis, Divestitures, Entrepreneurship, Securities, Equities, Due Diligence, Mergers, Financial Modeling, Venture Capital, Management, Portfolio Management, Business Development, Corporate Development, Capital Markets, Finance, Restructuring, Strategic Planning, Financial Services
Education
University of Pennsylvania - The Wharton School 1996 — 1998
MBA, Finance & Entrepreneurship
Texas A&M University 1987 — 1991
B.S., Economics, Finance
Wilcox Swartzwelder & Co. Investment Bankers April 2008 - Present
Growth Capital Partners April 2004 - March 2008
Southwest Securities January 2002 - March 2004
Bear, Stearns & Co., Inc. January 2000 - December 2001
Skills
Mergers & Acquisitions, Private Equity, Corporate Finance, Investments, Investment Banking, Valuation, Financial Analysis, Divestitures, Entrepreneurship, Securities, Equities, Due Diligence, Mergers, Financial Modeling, Venture Capital, Management, Portfolio Management, Business Development, Corporate Development, Capital Markets, Finance, Restructuring, Strategic Planning, Financial Services
Education
University of Pennsylvania - The Wharton School 1996 — 1998
MBA, Finance & Entrepreneurship
Texas A&M University 1987 — 1991
B.S., Economics, Finance
Steve Warrington Steve Warrington's Southwest Securities Experience 1992 - 2008
Job
Industry Investment Management
Experience
Calton & Associates, Inc. January 2012 - Present
Choice Investments March 1992 - December 2011
Southwest Securities 1992 - 2008
Eppler, Guerin & Turner Inc 1986 - 1992
American Express 1980 - 1986
Education
The University of Texas at Austin
Calton & Associates, Inc. January 2012 - Present
Choice Investments March 1992 - December 2011
Southwest Securities 1992 - 2008
Eppler, Guerin & Turner Inc 1986 - 1992
American Express 1980 - 1986
Education
The University of Texas at Austin
Kristi Alphin Kristi Alphin's Southwest Securities Experience May 2007 - Present
Job Margin Cashier at Southwest Securities
Industry Financial Services
Experience
Southwest Securities May 2007 - Present
United Supermarkets June 2002 - April 2007
Education
Texas Tech University 2002 — 2006
Bachelor's, Human Development and Family Studies
Southwest Securities May 2007 - Present
United Supermarkets June 2002 - April 2007
Education
Texas Tech University 2002 — 2006
Bachelor's, Human Development and Family Studies
Kristin Reeves Santamaria Kristin Reeves Santamaria's Southwest Securities Experience 2010 - 2010
Job Associate at Haynes and Boone, LLP
Industry Law Practice
Experience
Haynes and Boone, LLP October 2013 - Present
Coats Rose July 2012 - August 2012
Haynes and Boone, LLP May 2012 - June 2012
U.S. Attorney's Office, Northern District of Texas August 2011 - November 2011
U.S. District Court for the Northern District of Texas, chambers of the Honorable A. Joe Fish June 2011 - August 2011
Julia P. Forrester May 2011 - August 2011
JCPenney May 2011 - June 2011
Southwest Securities 2010 - 2010
Mohr Partners 2009 - 2009
K&L Gates LLP May 2008 - August 2008
Skills
Westlaw, Legal Research, Legal Writing, Civil Litigation, Litigation
Education
Southern Methodist University Dedman School of Law 2010 — 2013
Southern Methodist University 2006 — 2010
Bachelor of Arts (B.A.), Markets and Culture
Southern Methodist University - Cox School of Business 2006 — 2010
Bachelor of Business Administration (BBA), Financial Consulting
Haynes and Boone, LLP October 2013 - Present
Coats Rose July 2012 - August 2012
Haynes and Boone, LLP May 2012 - June 2012
U.S. Attorney's Office, Northern District of Texas August 2011 - November 2011
U.S. District Court for the Northern District of Texas, chambers of the Honorable A. Joe Fish June 2011 - August 2011
Julia P. Forrester May 2011 - August 2011
JCPenney May 2011 - June 2011
Southwest Securities 2010 - 2010
Mohr Partners 2009 - 2009
K&L Gates LLP May 2008 - August 2008
Skills
Westlaw, Legal Research, Legal Writing, Civil Litigation, Litigation
Education
Southern Methodist University Dedman School of Law 2010 — 2013
Southern Methodist University 2006 — 2010
Bachelor of Arts (B.A.), Markets and Culture
Southern Methodist University - Cox School of Business 2006 — 2010
Bachelor of Business Administration (BBA), Financial Consulting
George Coultress, Jr. George Coultress, Jr.'s Southwest Securities Experience June 2011 - August 2012
Job Vice President at Western Commerce Group
Industry Financial Services
Experience
Western Commerce Group September 2012 - Present
Southwest Securities June 2011 - August 2012
Southwest Securities July 2008 - June 2011
Skills
Financial Analysis, Financial Modeling, Valuation, Microsoft Excel, PowerPoint, Microsoft Word, Presentation Development, Capital IQ, Bloomberg, ThomsonOne, Microsoft Office, LBO, Investment Banking
Education
Texas Christian University 2004 — 2008
BBA, Finance/Entrepreneurial Management - Magna Cum Laude
Texas Christian University - M.J. Neeley School of Business 2004 — 2008
Bachelor of Business Administration (BBA), Finance, General
Western Commerce Group September 2012 - Present
Southwest Securities June 2011 - August 2012
Southwest Securities July 2008 - June 2011
Skills
Financial Analysis, Financial Modeling, Valuation, Microsoft Excel, PowerPoint, Microsoft Word, Presentation Development, Capital IQ, Bloomberg, ThomsonOne, Microsoft Office, LBO, Investment Banking
Education
Texas Christian University 2004 — 2008
BBA, Finance/Entrepreneurial Management - Magna Cum Laude
Texas Christian University - M.J. Neeley School of Business 2004 — 2008
Bachelor of Business Administration (BBA), Finance, General
Colby Craig Colby Craig's Southwest Securities Experience March 2010 - August 2011
Job Senior Vice President: Food, Beverage & Agribusiness at GE Capital
Industry Banking
Experience
GE Capital January 2014 - Present
Regions Financial Corporation August 2011 - November 2013
Southwest Securities March 2010 - August 2011
First Bank July 2009 - April 2010
Wells Fargo November 2004 - July 2009
Skills
Credit, Commercial Banking, Cash Flow, Structured Finance, Loans, Credit Analysis, Banking, Commercial Lending, Credit Risk, Asset Based Lending, Finance, Financial Modeling, Financial Services, Underwriting
Education
Texas Christian University - M.J. Neeley School of Business 1998 — 2002
Bachelor of Business Administration (BBA), Finance
The University of Dallas 2008 — 2011
Master of Business Administration (MBA), Health Services Management
GE Capital January 2014 - Present
Regions Financial Corporation August 2011 - November 2013
Southwest Securities March 2010 - August 2011
First Bank July 2009 - April 2010
Wells Fargo November 2004 - July 2009
Skills
Credit, Commercial Banking, Cash Flow, Structured Finance, Loans, Credit Analysis, Banking, Commercial Lending, Credit Risk, Asset Based Lending, Finance, Financial Modeling, Financial Services, Underwriting
Education
Texas Christian University - M.J. Neeley School of Business 1998 — 2002
Bachelor of Business Administration (BBA), Finance
The University of Dallas 2008 — 2011
Master of Business Administration (MBA), Health Services Management
Chris Brito's Southwest Securities Experience July 2012 - February 2013
Job Analyst at CC Capital Advisors
Industry Investment Banking
Experience
CC Capital Advisors July 2014 - Present
Petro Capital February 2013 - June 2014
Southwest Securities July 2012 - February 2013
Skills
Excel, Financial Modeling, Bloomberg, Valuation, Corporate Finance, Investment Banking, Analysis, Financial Analysis, Financial Accounting, DCF, Capital IQ, Equities, Business Valuation, Finance, Investments, Bloomberg Terminal, Private Equity, Economics
Education
University of Kansas 2008 — 2012
Bachelor of Science (B.S.), Finance and Accounting
Wichita Collegiate School 2004 — 2008
CC Capital Advisors July 2014 - Present
Petro Capital February 2013 - June 2014
Southwest Securities July 2012 - February 2013
Skills
Excel, Financial Modeling, Bloomberg, Valuation, Corporate Finance, Investment Banking, Analysis, Financial Analysis, Financial Accounting, DCF, Capital IQ, Equities, Business Valuation, Finance, Investments, Bloomberg Terminal, Private Equity, Economics
Education
University of Kansas 2008 — 2012
Bachelor of Science (B.S.), Finance and Accounting
Wichita Collegiate School 2004 — 2008
Kathy Oher Kathy Oher's Southwest Securities Experience 1992 - 1999
Job President at TrustPoint Select
Industry Staffing and Recruiting
Experience
TrustPoint Select March 2013 - Present
DRI Corporation June 2010 - March 2012
Affiliated Computer Services 2007 - 2010
DRI Corporation (First tenure - see second tenure above) June 2006 - March 2007
Interim CFO / Business Development Specialist November 2004 - June 2006
Craftmade International 1999 - 2004
Southwest Securities 1992 - 1999
Ernst & Young January 1990 - November 1991
Skills
Revenue Recognition, SEC Financial Reporting, SOX Compliancy, Big 4, FAS 141, SOP 97-2, International Accounting, US GAAP, Consolidation, Internal Controls, Foreign Currency..., Foreign Currency..., Technical Accounting..., Microsoft Office, Microsoft Excel, Microsoft Word, Supervision, Management, Financial Analysis, Financial Reporting, Financial Modeling, Financial Accounting, Forecasting, Dashboard, Cash Flow Forecasting, Budgeting, Business Combinations, Inventory Accounting, Banking Relationships, Recruiting, Leadership, Business Strategy, Hiring, Interviewing, Budgets, Interviews, Leadership Development
Education
Southern Methodist University 2001 — 2003
MBA, Business Administration and Management, General
The University of Texas at Dallas 1988 — 1990
Bachelor of Science (BS), Business Administration and Management, General, 3.9
TrustPoint Select March 2013 - Present
DRI Corporation June 2010 - March 2012
Affiliated Computer Services 2007 - 2010
DRI Corporation (First tenure - see second tenure above) June 2006 - March 2007
Interim CFO / Business Development Specialist November 2004 - June 2006
Craftmade International 1999 - 2004
Southwest Securities 1992 - 1999
Ernst & Young January 1990 - November 1991
Skills
Revenue Recognition, SEC Financial Reporting, SOX Compliancy, Big 4, FAS 141, SOP 97-2, International Accounting, US GAAP, Consolidation, Internal Controls, Foreign Currency..., Foreign Currency..., Technical Accounting..., Microsoft Office, Microsoft Excel, Microsoft Word, Supervision, Management, Financial Analysis, Financial Reporting, Financial Modeling, Financial Accounting, Forecasting, Dashboard, Cash Flow Forecasting, Budgeting, Business Combinations, Inventory Accounting, Banking Relationships, Recruiting, Leadership, Business Strategy, Hiring, Interviewing, Budgets, Interviews, Leadership Development
Education
Southern Methodist University 2001 — 2003
MBA, Business Administration and Management, General
The University of Texas at Dallas 1988 — 1990
Bachelor of Science (BS), Business Administration and Management, General, 3.9
Brook Smith Brook Smith's Southwest Securities Experience 2002 - 2007
Job Managing Director at Ancor Capital
Industry Financial Services
Experience
Ancor Capital October 2007 - Present
Southwest Securities 2002 - 2007
RBC Dain Rauscher 1980 - 2001
RBC Capital Markets 1980 - 2001
Education
Southern Methodist University - Cox School of Business 1979 — 1980
MBA, Finance
The University of Texas at Austin 1975 — 1979
BS, Business Communications
Ancor Capital October 2007 - Present
Southwest Securities 2002 - 2007
RBC Dain Rauscher 1980 - 2001
RBC Capital Markets 1980 - 2001
Education
Southern Methodist University - Cox School of Business 1979 — 1980
MBA, Finance
The University of Texas at Austin 1975 — 1979
BS, Business Communications
Margaret Sanchez Margaret Sanchez's Southwest Securities Experience July 2010 - January 2012
Job Admin Manager with Merrill Edge
Industry Financial Services
Experience
Merrill Edge January 2012 - Present
Southwest Securities July 2010 - January 2012
Morgan Stanley Smith Barney June 2004 - November 2009
Smith Barney March 1988 - June 2004
EF Hutton September 1985 - March 1988
Skills
AML, Accounting, Accounts Payable, Analysis, Auditing, FINRA, Financial Risk, Financial Services, Human Resources, Internal Controls, Investments, Leadership, Management, Mergers & Acquisitions, Mutual Funds, Operations Management, Project Management, Risk Management, Securities, Series 63, Series 7, Team Building, Wealth Management
Education
Samford University 1982 — 1985
Bachelors, Business Administration
Merrill Edge January 2012 - Present
Southwest Securities July 2010 - January 2012
Morgan Stanley Smith Barney June 2004 - November 2009
Smith Barney March 1988 - June 2004
EF Hutton September 1985 - March 1988
Skills
AML, Accounting, Accounts Payable, Analysis, Auditing, FINRA, Financial Risk, Financial Services, Human Resources, Internal Controls, Investments, Leadership, Management, Mergers & Acquisitions, Mutual Funds, Operations Management, Project Management, Risk Management, Securities, Series 63, Series 7, Team Building, Wealth Management
Education
Samford University 1982 — 1985
Bachelors, Business Administration
Bill Radtke Bill Radtke's Southwest Securities Experience 1997 - 1999
Job Owner, Network Advisment Services
Industry Information Technology and Services
Experience
Network Advisement Services September 2002 - Present
Quantum Diagnostic Imaging September 2001 - April 2008
storage provider 2000 - 2001
eAds 1998 - 2000
Southwest Securities 1997 - 1999
OnRamp Technologies 1995 - 1998
Skills
Managed Services, Networking, IT Management, Start-ups, Integration, Consulting, Management, Data Center, Cloud Computing, Disaster Recovery, VoIP, Virtualization, Network Security, Security, Storage, WAN, Wireless, IT Strategy, Network Architecture, Hardware, Wireless Networking, iPod, Sonicwall, POS, VPN, 802.11n, Aerohive, Wireless LAN Controller, Macintosh hardware, QoS, Bandwidth Management, Bandwidth Optimization, Professional Services, Software Installation, Unified Communications, Information Technology, Solution Selling, Firewalls, Cisco Technologies, Servers, Enterprise Software, HP, VMware, SaaS, IP, Microsoft Technologies, Network Administration
Education
Sam Houston State University 1989 — 1995
BS, Economics
Sam Houston State University 1989 — 1995
BBA, International Business
Kingwood High School 1986 — 1994
Network Advisement Services September 2002 - Present
Quantum Diagnostic Imaging September 2001 - April 2008
storage provider 2000 - 2001
eAds 1998 - 2000
Southwest Securities 1997 - 1999
OnRamp Technologies 1995 - 1998
Skills
Managed Services, Networking, IT Management, Start-ups, Integration, Consulting, Management, Data Center, Cloud Computing, Disaster Recovery, VoIP, Virtualization, Network Security, Security, Storage, WAN, Wireless, IT Strategy, Network Architecture, Hardware, Wireless Networking, iPod, Sonicwall, POS, VPN, 802.11n, Aerohive, Wireless LAN Controller, Macintosh hardware, QoS, Bandwidth Management, Bandwidth Optimization, Professional Services, Software Installation, Unified Communications, Information Technology, Solution Selling, Firewalls, Cisco Technologies, Servers, Enterprise Software, HP, VMware, SaaS, IP, Microsoft Technologies, Network Administration
Education
Sam Houston State University 1989 — 1995
BS, Economics
Sam Houston State University 1989 — 1995
BBA, International Business
Kingwood High School 1986 — 1994
Duncan M. Morrow, CFA Duncan M. Morrow, CFA's Southwest Securities Experience February 2012 - May 2014
Job Vice President Public Finance Investment Banking & Financial Advisory Services at Frost Bank
Industry Investment Banking
Experience
Frost Bank May 2014 - Present
Southwest Securities February 2012 - May 2014
Frost Bank June 2010 - February 2012
Skills
Financial Analysis, Financial Modeling, Valuation, Credit, Credit Analysis, Fixed Income, Portfolio Management, Risk Management, Series 63, Equities, Investments, Loans, Commercial Banking, Bonds, Asset Managment, Credit Risk, Investment Strategies, Corporate Finance, Banking, Asset Allocation
Education
Texas A&M University 2009 — 2011
MBA, Finance
Texas A&M University 2005 — 2009
BS Biology, Biology Major, Finance Minor
Frost Bank May 2014 - Present
Southwest Securities February 2012 - May 2014
Frost Bank June 2010 - February 2012
Skills
Financial Analysis, Financial Modeling, Valuation, Credit, Credit Analysis, Fixed Income, Portfolio Management, Risk Management, Series 63, Equities, Investments, Loans, Commercial Banking, Bonds, Asset Managment, Credit Risk, Investment Strategies, Corporate Finance, Banking, Asset Allocation
Education
Texas A&M University 2009 — 2011
MBA, Finance
Texas A&M University 2005 — 2009
BS Biology, Biology Major, Finance Minor
Christopher Tynes's Southwest Securities Experience January 2004 - June 2010
Job Private Wealth Advisor/ Strategic Asset Mgmt.
Industry Financial Services
Experience
Upstream investment partners July 2010 - Present
Southwest Securities January 2004 - June 2010
Prudential Financial January 1995 - 1999
Lehman Brothers January 1985 - August 1994
Skills
Securities, Professional Experience, Alternative Investments, Bonds, Real Estate, Estate Planning, Insurance, Personal Finance, Series 7, @Risk, Investment Advisory, Wealth Management, Asset Allocation, Retirement Planning, Investment Strategies, Series 63, Wealth, Financial Advisory, Strategic Financial..., Portfolio Management, Stocks, 401k, Wealth Accumulation, 401k Rollovers, ETFs, Investment Management, Wealth Management..., Life Insurance, Hedge Funds, Saving for Education, Fixed Income, Finance, Separately Managed..., Municipal Bonds, Equity Trading, Equity Research, Risk Management, Financial Markets, Variable Annuities, Roth IRA, Retirement, Technical Analysis, Trading Strategies, Asset Management, Financial Services, High Net Worth..., Relationship Management, Trading
Education
Texas State University 1982 — 1986
Bachelor’s Degree, Business, Management, Marketing, and Related Support Services
Texas State University-San Marcos 1982 — 1986
Bus, Business Administration and Management, General
Upstream investment partners July 2010 - Present
Southwest Securities January 2004 - June 2010
Prudential Financial January 1995 - 1999
Lehman Brothers January 1985 - August 1994
Skills
Securities, Professional Experience, Alternative Investments, Bonds, Real Estate, Estate Planning, Insurance, Personal Finance, Series 7, @Risk, Investment Advisory, Wealth Management, Asset Allocation, Retirement Planning, Investment Strategies, Series 63, Wealth, Financial Advisory, Strategic Financial..., Portfolio Management, Stocks, 401k, Wealth Accumulation, 401k Rollovers, ETFs, Investment Management, Wealth Management..., Life Insurance, Hedge Funds, Saving for Education, Fixed Income, Finance, Separately Managed..., Municipal Bonds, Equity Trading, Equity Research, Risk Management, Financial Markets, Variable Annuities, Roth IRA, Retirement, Technical Analysis, Trading Strategies, Asset Management, Financial Services, High Net Worth..., Relationship Management, Trading
Education
Texas State University 1982 — 1986
Bachelor’s Degree, Business, Management, Marketing, and Related Support Services
Texas State University-San Marcos 1982 — 1986
Bus, Business Administration and Management, General
Guillermo Benjamin Hernandez Guillermo Benjamin Hernandez's Southwest Securities Experience November 2001 - May 2006
Job OTC Derivatives Group Trade Accountant at HBK Capital Management
Industry Capital Markets
Experience
HBK Capital Management January 2015 - Present
HBK Capital Management May 2006 - January 2015
Southwest Securities November 2001 - May 2006
I-Bankers Securities, Inc. September 2000 - November 2001
Skills
Financial Modeling, Equities, Hedge Funds, Bloomberg, Alternative Investments, Valuation, Financial Analysis, Asset Managment, Credit Derivatives, Derivatives, Fixed Income, Finance, Portfolio Management, Risk Management, Capital Markets, Investment Banking, Trading, Investments, Management, Private Equity, Equity Derivatives
Education
Southern Methodist University 2003 — 2005
MBA, Finance concentration
Texas A&M University 1996 — 2000
Bachelor of Business Administration (BBA), Finance, General
Jesuit 1992 — 1996
HBK Capital Management January 2015 - Present
HBK Capital Management May 2006 - January 2015
Southwest Securities November 2001 - May 2006
I-Bankers Securities, Inc. September 2000 - November 2001
Skills
Financial Modeling, Equities, Hedge Funds, Bloomberg, Alternative Investments, Valuation, Financial Analysis, Asset Managment, Credit Derivatives, Derivatives, Fixed Income, Finance, Portfolio Management, Risk Management, Capital Markets, Investment Banking, Trading, Investments, Management, Private Equity, Equity Derivatives
Education
Southern Methodist University 2003 — 2005
MBA, Finance concentration
Texas A&M University 1996 — 2000
Bachelor of Business Administration (BBA), Finance, General
Jesuit 1992 — 1996
Meredith Vinez Meredith Vinez's Southwest Securities Experience June 2008 - August 2010
Job Contracts Officer at John Snow, Inc. (JSI)
Industry International Trade and Development
Experience
John Snow, Inc. (JSI) September 2015 - Present
John Snow, Inc. (JSI) November 2014 - August 2015
The Austin Technology Incubator June 2013 - June 2014
IC2 Institute at The University of Texas at Austin June 2012 - May 2014
Texas Office of the Attorney General August 2012 - May 2013
Office of Texas State Representative Helen Giddings August 2011 - May 2013
Southwest Securities June 2008 - August 2010
The Center for International Peace in Toledo May 2010 - July 2010
Skills
Research, Policy Analysis, Public Policy, Nonprofits, Community Outreach, Program Evaluation, PowerPoint, Leadership, Data Analysis, Teaching, Press Releases, Qualitative Research, Non-profits, Microsoft Applications, Editing, QuickBooks, Contract Management, Quantative Analysis, Microsoft Office
Education
The University of Texas at Austin - The LBJ School of Public Affairs 2012 — 2014
Master's degree, Public Affairs
Trinity University 2007 — 2011
BA, International Studies, Spanish, Economics
John Snow, Inc. (JSI) September 2015 - Present
John Snow, Inc. (JSI) November 2014 - August 2015
The Austin Technology Incubator June 2013 - June 2014
IC2 Institute at The University of Texas at Austin June 2012 - May 2014
Texas Office of the Attorney General August 2012 - May 2013
Office of Texas State Representative Helen Giddings August 2011 - May 2013
Southwest Securities June 2008 - August 2010
The Center for International Peace in Toledo May 2010 - July 2010
Skills
Research, Policy Analysis, Public Policy, Nonprofits, Community Outreach, Program Evaluation, PowerPoint, Leadership, Data Analysis, Teaching, Press Releases, Qualitative Research, Non-profits, Microsoft Applications, Editing, QuickBooks, Contract Management, Quantative Analysis, Microsoft Office
Education
The University of Texas at Austin - The LBJ School of Public Affairs 2012 — 2014
Master's degree, Public Affairs
Trinity University 2007 — 2011
BA, International Studies, Spanish, Economics
Blair Bundren's Southwest Securities Experience May 2013 - August 2013
Job Project Manager at Foremark, Ltd.
Industry Real Estate
Experience
Foremark, Ltd. January 2014 - Present
Southwest Securities May 2013 - August 2013
Mission of Hope Haiti June 2012 - August 2012
Lyles DeGrazier Company May 2011 - July 2011
T Bar M Camps June 2009 - July 2010
Education
Texas A&M University 2012 — 2013
Master's degree, Real Estate
Texas A&M University - Mays Business School 2008 — 2012
Bachelor of Business Administration (BBA), Finance, General
Foremark, Ltd. January 2014 - Present
Southwest Securities May 2013 - August 2013
Mission of Hope Haiti June 2012 - August 2012
Lyles DeGrazier Company May 2011 - July 2011
T Bar M Camps June 2009 - July 2010
Education
Texas A&M University 2012 — 2013
Master's degree, Real Estate
Texas A&M University - Mays Business School 2008 — 2012
Bachelor of Business Administration (BBA), Finance, General
Stephanie Felan Stephanie Felan's Southwest Securities Experience November 2008 - December 2010
Job Banking Officer / Commercial Lending Assistant Southside Bank
Industry Banking
Experience
Southside Bank December 2010 - Present
Southwest Securities November 2008 - December 2010
Skills
Banking, 10 Key, Customer Service, Microsoft Office, Mentoring, Administrative..., Outlook, Highly detail oriented, Data Entry, Refinance, Commercial Banking, Commercial Lending, Consumer Lending, Employee Relations, Retail Banking, Credit Analysis, Small Business Lending
Education
Tarrant County College
Southside Bank December 2010 - Present
Southwest Securities November 2008 - December 2010
Skills
Banking, 10 Key, Customer Service, Microsoft Office, Mentoring, Administrative..., Outlook, Highly detail oriented, Data Entry, Refinance, Commercial Banking, Commercial Lending, Consumer Lending, Employee Relations, Retail Banking, Credit Analysis, Small Business Lending
Education
Tarrant County College
Shaojin (Andy) Ding Shaojin (Andy) Ding's Southwest Securities Experience July 2012 - August 2012
Job Master of Finance Candidate at Tulane University
Industry Financial Services
Experience
Bank of East Asia June 2013 - August 2013
Southwest Securities July 2012 - August 2012
Skills
Financial Modeling, Bloomberg Terminal, Crystal Ball, ThomsonOne, Microsoft Excel, Data Analysis, Microsoft Office
Education
Tulane University - A.B. Freeman School of Business 2014 — 2015
Master of Finance, Finance
George Mason University - School of Management 2011 — 2014
Bachelor of Science (B.S.), Finance, Magna Cum Laude
Bank of East Asia June 2013 - August 2013
Southwest Securities July 2012 - August 2012
Skills
Financial Modeling, Bloomberg Terminal, Crystal Ball, ThomsonOne, Microsoft Excel, Data Analysis, Microsoft Office
Education
Tulane University - A.B. Freeman School of Business 2014 — 2015
Master of Finance, Finance
George Mason University - School of Management 2011 — 2014
Bachelor of Science (B.S.), Finance, Magna Cum Laude
Curt Germany, Jr., CVA's Southwest Securities Experience 2000 - 2002
Job Senior Vice President at Houlihan Lokey
Industry Investment Banking
Experience
Houlihan Lokey January 2015 - Present
CBIZ Valuation Group, LLC September 2012 - December 2014
Waterview Advisors May 2008 - August 2012
Running Rainbow Floral Supply, LLC 2004 - 2008
Southwest Securities 2000 - 2002
Citigroup Geneva Capital Strategies 1997 - 2000
Fidelity Investments 1993 - 1997
Skills
Certified Valuation..., Securities, Financial Modeling, Equities, Financial Analysis, M&A experience, Corporate Finance, Valuation, Business Valuation, Investment Banking, Due Diligence, Private Equity, Mergers, Investments, Bloomberg, Series 7, Capital Markets, Finance, DCF, IPO, Corporate Development, Financial Structuring, Alternative Investments, Divestitures, Mergers & Acquisitions
Education
Southern Methodist University - Cox School of Business 1995 — 1997
MBA
The University of Texas at Austin 1988 — 1992
BBA, Finance
Houlihan Lokey January 2015 - Present
CBIZ Valuation Group, LLC September 2012 - December 2014
Waterview Advisors May 2008 - August 2012
Running Rainbow Floral Supply, LLC 2004 - 2008
Southwest Securities 2000 - 2002
Citigroup Geneva Capital Strategies 1997 - 2000
Fidelity Investments 1993 - 1997
Skills
Certified Valuation..., Securities, Financial Modeling, Equities, Financial Analysis, M&A experience, Corporate Finance, Valuation, Business Valuation, Investment Banking, Due Diligence, Private Equity, Mergers, Investments, Bloomberg, Series 7, Capital Markets, Finance, DCF, IPO, Corporate Development, Financial Structuring, Alternative Investments, Divestitures, Mergers & Acquisitions
Education
Southern Methodist University - Cox School of Business 1995 — 1997
MBA
The University of Texas at Austin 1988 — 1992
BBA, Finance
Britt Neel's Southwest Securities Experience December 2012 - September 2014
Job Equity Trader Jefferies
Industry Financial Services
Experience
Jefferies September 2014 - Present
Southwest Securities December 2012 - September 2014
Bank of Oklahoma December 2010 - August 2012
Skills
Investments, Securities, Asset Management, Financial Modeling, Value Investing, Asset Allocation, Bloomberg
Education
Institute of Trading and Portfolio Management 2015 — 2015
Trading Masterclass, Passed With Distinction
University of Arkansas 2006 — 2010
Bachelor of Science (B.Sc.), Financial Management & Investments
Pulaski Academy College Prep School 1993 — 2006
Jefferies September 2014 - Present
Southwest Securities December 2012 - September 2014
Bank of Oklahoma December 2010 - August 2012
Skills
Investments, Securities, Asset Management, Financial Modeling, Value Investing, Asset Allocation, Bloomberg
Education
Institute of Trading and Portfolio Management 2015 — 2015
Trading Masterclass, Passed With Distinction
University of Arkansas 2006 — 2010
Bachelor of Science (B.Sc.), Financial Management & Investments
Pulaski Academy College Prep School 1993 — 2006
Jake Wells Jake Wells's Southwest Securities Experience 2000 - 2004
Job Senior Systems Administrator
Industry Retail
Experience
Fossil February 2012 - Present
Fossil January 2006 - February 2012
Zale 2004 - 2006
Southwest Securities 2000 - 2004
Skills
Business Analysis, Inventory Management, IT Strategy, Process Improvement, Project Management, IT Management, SAP, System Administration, IT Service Management, Software Documentation, Business Intelligence, ERP, Integration, Business Process, Disaster Recovery, ITIL, Requirements Analysis, SAP R/3, Security, SDLC, Windows Server, Data Warehousing, PMP, VMware
Education
Southern Methodist University 2002 — 2004
Master's degree, Telecommunications Engineering
The University of Texas at Arlington 1998 — 2000
BS MIS, IT
Fossil February 2012 - Present
Fossil January 2006 - February 2012
Zale 2004 - 2006
Southwest Securities 2000 - 2004
Skills
Business Analysis, Inventory Management, IT Strategy, Process Improvement, Project Management, IT Management, SAP, System Administration, IT Service Management, Software Documentation, Business Intelligence, ERP, Integration, Business Process, Disaster Recovery, ITIL, Requirements Analysis, SAP R/3, Security, SDLC, Windows Server, Data Warehousing, PMP, VMware
Education
Southern Methodist University 2002 — 2004
Master's degree, Telecommunications Engineering
The University of Texas at Arlington 1998 — 2000
BS MIS, IT
Tiffany Tucker Tiffany Tucker's Southwest Securities Experience August 2006 - October 2007
Job Business Operations Manager, HireBetter
Industry Human Resources
Experience
HireBetter August 2014 - Present
Google May 2014 - August 2014
Adometry (acquired by Google) November 2013 - May 2014
Catapult Systems September 2010 - November 2013
Catapult Systems May 2008 - September 2010
The FGI Group November 2007 - May 2008
Southwest Securities August 2006 - October 2007
Skills
Human Resources, Employee Benefits, Time Management, Accounting, Customer Satisfaction, SharePoint, Applicant Tracking..., Onboarding, Employee Relations, CRM, Leadership, Benefits Administration, Software Documentation, Talent Acquisition, Enterprise Software, Business Development, Team Building
Education
Texas State University
Bachelor of Arts, Communication Studies
HireBetter August 2014 - Present
Google May 2014 - August 2014
Adometry (acquired by Google) November 2013 - May 2014
Catapult Systems September 2010 - November 2013
Catapult Systems May 2008 - September 2010
The FGI Group November 2007 - May 2008
Southwest Securities August 2006 - October 2007
Skills
Human Resources, Employee Benefits, Time Management, Accounting, Customer Satisfaction, SharePoint, Applicant Tracking..., Onboarding, Employee Relations, CRM, Leadership, Benefits Administration, Software Documentation, Talent Acquisition, Enterprise Software, Business Development, Team Building
Education
Texas State University
Bachelor of Arts, Communication Studies
Rick Fredrick Rick Fredrick's Southwest Securities Experience 1999 - 2003
Job VP Sales at TechStorm
Industry Computer Software
Experience
TechStorm March 2015 - Present
Cinsay September 2013 - March 2015
INDIGO Payments October 2012 - June 2013
CPI Office Products October 2011 - October 2012
NASE CARE October 2010 - October 2011
2020 Companies August 2007 - October 2010
NBS Dallas January 2003 - August 2007
Southwest Securities 1999 - 2003
NDB Capital Markets Corporation 1989 - 1997
Skills
Account Management, Sales Operations, Solution Selling, CRM, Cost Accounting, Sales Cycle Management, Sales Management, Strategic Planning, Sales, Salesforce.com, Direct Sales, Team Building, Business Development, Negotiation, New Business Development, Customer Service, Insurance, Team Leadership, Leadership, Operations Management, Process Improvement, Management, Strategy, Forecasting, Marketing, Customer Satisfaction, Competitive Analysis, Change Management, Customer Retention, Budgets, Entrepreneurship, Analysis, Market Research, Coaching, Cold Calling, Selling, B2B, Time Management, Finance, Recruiting, Talent Management, Lead Generation, SaaS, E-commerce, Contract Negotiation, Sales Presentations, Training
Education
The University of Texas at Austin
BA, Econimics
AIIM 2010 — 2010
Practitioner, Business Process Management
TechStorm March 2015 - Present
Cinsay September 2013 - March 2015
INDIGO Payments October 2012 - June 2013
CPI Office Products October 2011 - October 2012
NASE CARE October 2010 - October 2011
2020 Companies August 2007 - October 2010
NBS Dallas January 2003 - August 2007
Southwest Securities 1999 - 2003
NDB Capital Markets Corporation 1989 - 1997
Skills
Account Management, Sales Operations, Solution Selling, CRM, Cost Accounting, Sales Cycle Management, Sales Management, Strategic Planning, Sales, Salesforce.com, Direct Sales, Team Building, Business Development, Negotiation, New Business Development, Customer Service, Insurance, Team Leadership, Leadership, Operations Management, Process Improvement, Management, Strategy, Forecasting, Marketing, Customer Satisfaction, Competitive Analysis, Change Management, Customer Retention, Budgets, Entrepreneurship, Analysis, Market Research, Coaching, Cold Calling, Selling, B2B, Time Management, Finance, Recruiting, Talent Management, Lead Generation, SaaS, E-commerce, Contract Negotiation, Sales Presentations, Training
Education
The University of Texas at Austin
BA, Econimics
AIIM 2010 — 2010
Practitioner, Business Process Management
Andy Wirtner's Southwest Securities Experience September 2013 - December 2014
Job Assistant Vice President PlainsCapital Bank
Industry Financial Services
Experience
PlainsCapital Bank January 2015 - Present
Southwest Securities September 2013 - December 2014
Southwest Securities June 2011 - September 2013
Skills
Microsoft Excel, Moody's Risk Analyst, Microsoft Word, Credit, Financial Analysis, Banking, Loans, Mortgage Lending, Underwriting, Credit Analysis, Credit Risk, Finance, Financial Risk, Portfolio Management, Relationship Management
Education
Purdue University 2006 — 2010
Industrial Management, Finance, General
PlainsCapital Bank January 2015 - Present
Southwest Securities September 2013 - December 2014
Southwest Securities June 2011 - September 2013
Skills
Microsoft Excel, Moody's Risk Analyst, Microsoft Word, Credit, Financial Analysis, Banking, Loans, Mortgage Lending, Underwriting, Credit Analysis, Credit Risk, Finance, Financial Risk, Portfolio Management, Relationship Management
Education
Purdue University 2006 — 2010
Industrial Management, Finance, General
Bob Barnette Bob Barnette's Southwest Securities Experience May 2001 - June 2004
Job North Texas Field Operations Coordinator, Texas Youth Hunting Program at Texas Wildlife Association
Industry Nonprofit Organization Management
Experience
Texas Wildlife Association July 2015 - Present
Owner, Bob Barnette Home Services September 2014 - June 2015
Texas Archery Academy August 2014 - December 2014
Self-Employed September 2013 - November 2013
National Alliance Securities August 2004 - August 2013
Southwest Securities May 2001 - June 2004
Vought Aircraft January 1983 - May 2001
Skills
Series 7, Microsoft Word, Bonds, Series 63, Public Speaking, Fixed Income, Process Improvement, Microsoft Excel, Strategic Planning, Financial Analysis, Portfolio Management, Investments, Asset Management, Valuation, Finance, Leadership, Training Delivery, Team Building
Education
University of Dallas 1987 — 1990
Master of Business Administration, Business Management
Southern Methodist University 1980 — 1984
Bachelor of Science, Engineering Management
Texas Wildlife Association July 2015 - Present
Owner, Bob Barnette Home Services September 2014 - June 2015
Texas Archery Academy August 2014 - December 2014
Self-Employed September 2013 - November 2013
National Alliance Securities August 2004 - August 2013
Southwest Securities May 2001 - June 2004
Vought Aircraft January 1983 - May 2001
Skills
Series 7, Microsoft Word, Bonds, Series 63, Public Speaking, Fixed Income, Process Improvement, Microsoft Excel, Strategic Planning, Financial Analysis, Portfolio Management, Investments, Asset Management, Valuation, Finance, Leadership, Training Delivery, Team Building
Education
University of Dallas 1987 — 1990
Master of Business Administration, Business Management
Southern Methodist University 1980 — 1984
Bachelor of Science, Engineering Management
Jill Ripoll Jill Ripoll's Southwest Securities Experience 1999 - 2000
Job Commercial Real Estate
Industry Real Estate
Experience
CBRE November 2013 - Present
Moody Rambin May 2013 - November 2013
Christy/Norcross/Thomas October 2008 - June 2011
HFF March 2007 - April 2008
LandAmerica Commonwealth December 2004 - December 2005
Ebby Halliday Realtors April 2002 - December 2004
Southwest Securities 1999 - 2000
Skills
Over 7 years Senior..., Microsoft Word, Customer Service, Process Improvement, Marketing, Investments, Leases, Investment Properties, Computer Hardware, Microsoft Office, Windows, Analysis, Real Estate, Sales, Management, Microsoft Excel, Property Management, Leadership, Strategic Planning, Contract Negotiation
Education
The University of Texas at Dallas
Bachelor of Science (BS), Business Administration and Management, General
CBRE November 2013 - Present
Moody Rambin May 2013 - November 2013
Christy/Norcross/Thomas October 2008 - June 2011
HFF March 2007 - April 2008
LandAmerica Commonwealth December 2004 - December 2005
Ebby Halliday Realtors April 2002 - December 2004
Southwest Securities 1999 - 2000
Skills
Over 7 years Senior..., Microsoft Word, Customer Service, Process Improvement, Marketing, Investments, Leases, Investment Properties, Computer Hardware, Microsoft Office, Windows, Analysis, Real Estate, Sales, Management, Microsoft Excel, Property Management, Leadership, Strategic Planning, Contract Negotiation
Education
The University of Texas at Dallas
Bachelor of Science (BS), Business Administration and Management, General
Phillip Linville's Southwest Securities Experience June 2009 - June 2011
Job Investment Banking Associate at Petro Capital
Industry Oil & Energy
Experience
Petro Capital May 2012 - Present
Petro Capital August 2011 - May 2012
Southwest Securities June 2009 - June 2011
UMB Bank June 2008 - August 2008
Bank of Prairie Village June 2007 - August 2007
Skills
Microsoft Excel, Word..., Presentation Development, Capital IQ, Bloomberg,..., Bloomberg, PowerPoint, Microsoft Word, Capital IQ, Financial Analysis, Financial Modeling, Valuation
Education
University of Kansas 2005 — 2009
BS, Finance and Accounting
Petro Capital May 2012 - Present
Petro Capital August 2011 - May 2012
Southwest Securities June 2009 - June 2011
UMB Bank June 2008 - August 2008
Bank of Prairie Village June 2007 - August 2007
Skills
Microsoft Excel, Word..., Presentation Development, Capital IQ, Bloomberg,..., Bloomberg, PowerPoint, Microsoft Word, Capital IQ, Financial Analysis, Financial Modeling, Valuation
Education
University of Kansas 2005 — 2009
BS, Finance and Accounting
Katie Koster's Southwest Securities Experience February 2002 - May 2005
Job Managing Director at Piper Jaffray
Industry Investment Banking
Experience
Piper Jaffray June 2008 - Present
UBS Securities LLC February 2005 - June 2008
Southwest Securities February 2002 - May 2005
Fieldman Rolapp & Associates May 1998 - February 2002
County of Riverside Executive Office February 1993 - May 1998
Skills
Bonds, Portfolio Management, Fixed Income, Public Finance, Municipalities, Investment Banking, Capital Markets, Finance, Financial Analysis, Investments, Strategic Financial..., Real Estate, Bloomberg, Securities, Economics, Financial Modeling, Mutual Funds, Credit, Financial Advisory, Financial Services, Funding, Financial Planning
Education
Pepperdine University 1980 — 1985
B.A.
Piper Jaffray June 2008 - Present
UBS Securities LLC February 2005 - June 2008
Southwest Securities February 2002 - May 2005
Fieldman Rolapp & Associates May 1998 - February 2002
County of Riverside Executive Office February 1993 - May 1998
Skills
Bonds, Portfolio Management, Fixed Income, Public Finance, Municipalities, Investment Banking, Capital Markets, Finance, Financial Analysis, Investments, Strategic Financial..., Real Estate, Bloomberg, Securities, Economics, Financial Modeling, Mutual Funds, Credit, Financial Advisory, Financial Services, Funding, Financial Planning
Education
Pepperdine University 1980 — 1985
B.A.
Steve Pestorich Steve Pestorich's Southwest Securities Experience June 2005 - September 2005
Job Senior Technical Recruiter at Tesoro Corporation
Industry Information Technology and Services
Experience
Tesoro Corporation November 2014 - Present
Riot Games April 2014 - November 2014
Rackspace Hosting October 2012 - April 2014
TEKsystems December 2007 - October 2012
TEKsystems July 2008 - March 2009
Southwest Securities June 2005 - September 2005
Skills
Staffing Services, Technical Recruiting, Sourcing, Permanent Placement, Talent Acquisition, Resume Writing, Hiring, Creative Sourcing, Pipelining, Candidate Screening, Negotiation, Applicant Tracking..., Talent Management, Recruiting, Screening Resumes, Performance Management, ERP, Management, Vendor Management, IT Recruitment, Cold Calling, Interviews, Screening, HRIS, Temporary Placement, Human Resources, College Recruiting, Resource Management, Information Technology, Recruitment Advertising, Employee Engagement, Onboarding, Staff Augmentation, Leadership, Personnel Management, Internet Recruiting, Integration, SDLC, Contract Recruitment, Temporary Staffing, Benefits Negotiation, Building Relationships, Corporate Recruiting, Business Development, Executive Search, PeopleSoft, Business Networking, Employee Benefits, Workforce Planning, Employee Relations
Education
The University of Texas at San Antonio 2005 — 2007
Finance
Texas A&M University-Corpus Christi 2003 — 2005
Accounting
Tesoro Corporation November 2014 - Present
Riot Games April 2014 - November 2014
Rackspace Hosting October 2012 - April 2014
TEKsystems December 2007 - October 2012
TEKsystems July 2008 - March 2009
Southwest Securities June 2005 - September 2005
Skills
Staffing Services, Technical Recruiting, Sourcing, Permanent Placement, Talent Acquisition, Resume Writing, Hiring, Creative Sourcing, Pipelining, Candidate Screening, Negotiation, Applicant Tracking..., Talent Management, Recruiting, Screening Resumes, Performance Management, ERP, Management, Vendor Management, IT Recruitment, Cold Calling, Interviews, Screening, HRIS, Temporary Placement, Human Resources, College Recruiting, Resource Management, Information Technology, Recruitment Advertising, Employee Engagement, Onboarding, Staff Augmentation, Leadership, Personnel Management, Internet Recruiting, Integration, SDLC, Contract Recruitment, Temporary Staffing, Benefits Negotiation, Building Relationships, Corporate Recruiting, Business Development, Executive Search, PeopleSoft, Business Networking, Employee Benefits, Workforce Planning, Employee Relations
Education
The University of Texas at San Antonio 2005 — 2007
Finance
Texas A&M University-Corpus Christi 2003 — 2005
Accounting
Bradley Allen, CRCM Bradley Allen, CRCM's Southwest Securities Experience September 2011 - January 2013
Job Senior Manager Home Loan QA at Capital One
Industry Banking
Experience
Capital One December 2014 - Present
SGA Consulting May 2014 - October 2014
First State Bank January 2013 - May 2014
Southwest Securities September 2011 - January 2013
FDIC September 2010 - September 2011
Federal Reserve Bank of Dallas March 2008 - September 2010
Citizens National Bank of Texas August 2003 - March 2008
Skills
Banking, Credit, Risk Management, Management, Credit Analysis, Risk Assessment, Loans, Commercial Banking, Retail Banking, Credit Risk, Financial Risk, Consumer Lending, Loan Origination, Small Business Lending, Change Management, AML, Financial Analysis, Sales Management, Bank Secrecy Act, Commercial Lending, Financial Institutions, Business Development, Mergers & Acquisitions, Branch Banking, Treasury Management, Loan Servicing, KYC, Fraud, Leadership, Operational Risk..., Auditing, Commercial Mortgages, Relationship Management, Operational Risk, Credit Unions, OFAC, Deposits, Asset Based Lending, Executive Management, Investment Banking, Enterprise Risk..., Training, Lines Of Credit, Anti Money Laundering
Education
Southwestern Assemblies of God University 2003 — 2006
BS, Business Management
Capital One December 2014 - Present
SGA Consulting May 2014 - October 2014
First State Bank January 2013 - May 2014
Southwest Securities September 2011 - January 2013
FDIC September 2010 - September 2011
Federal Reserve Bank of Dallas March 2008 - September 2010
Citizens National Bank of Texas August 2003 - March 2008
Skills
Banking, Credit, Risk Management, Management, Credit Analysis, Risk Assessment, Loans, Commercial Banking, Retail Banking, Credit Risk, Financial Risk, Consumer Lending, Loan Origination, Small Business Lending, Change Management, AML, Financial Analysis, Sales Management, Bank Secrecy Act, Commercial Lending, Financial Institutions, Business Development, Mergers & Acquisitions, Branch Banking, Treasury Management, Loan Servicing, KYC, Fraud, Leadership, Operational Risk..., Auditing, Commercial Mortgages, Relationship Management, Operational Risk, Credit Unions, OFAC, Deposits, Asset Based Lending, Executive Management, Investment Banking, Enterprise Risk..., Training, Lines Of Credit, Anti Money Laundering
Education
Southwestern Assemblies of God University 2003 — 2006
BS, Business Management
Bradley McBride, CFA Bradley McBride, CFA's Southwest Securities Experience 2005 - 2007
Job Chief Operating Officer at Core Principle
Industry Higher Education
Experience
Core Principle June 2014 - Present
Sampa Partners January 2013 - May 2014
Hersh Family Investments 2009 - November 2012
NLM Capital Partners 2007 - November 2012
Southwest Securities 2005 - 2007
Education
Texas Christian University 2001 — 2005
BBA, Finance, Accounting
Core Principle June 2014 - Present
Sampa Partners January 2013 - May 2014
Hersh Family Investments 2009 - November 2012
NLM Capital Partners 2007 - November 2012
Southwest Securities 2005 - 2007
Education
Texas Christian University 2001 — 2005
BBA, Finance, Accounting
Clint Beauchamp's Southwest Securities Experience 2001 - 2005
Job Founder and COO at ZeitEnergy, LLC
Industry Financial Services
Experience
ZeitEnergy, LLC June 2008 - Present
Evolve Financial Group February 2008 - July 2008
Evolve Securities March 2005 - February 2008
Southwest Securities 2001 - 2005
Skills
Financial Analysis, Financial Modeling, Budgets, Investments, Asset Managment, Natural Gas, Valuation, Portfolio Management, Private Equity, Managerial Finance, Strategy, Finance, Analysis, Due Diligence, Executive Management, Forecasting, Corporate Finance, Project Finance, Contract Negotiation, Renewable Energy, Strategic Planning, Strategic Financial..., Energy, Mergers & Acquisitions, Negotiation, Risk Management, Business Planning, Corporate Development, Asset Management, Business Strategy, Business Development, Restructuring, Pricing, Start-ups, Venture Capital, Competitive Analysis, Acquisition Integration, Entrepreneurship, Cleantech, International Business, Management Consulting, Alternative Energy, Strategic Partnerships, Market Analysis, Operations Management, Process Improvement, Leadership, New Business Development, Consulting, Management
Education
Southern Methodist University - Cox School of Business 2005 — 2006
MBA, MBA
Texas Tech University
University of Phoenix
ZeitEnergy, LLC June 2008 - Present
Evolve Financial Group February 2008 - July 2008
Evolve Securities March 2005 - February 2008
Southwest Securities 2001 - 2005
Skills
Financial Analysis, Financial Modeling, Budgets, Investments, Asset Managment, Natural Gas, Valuation, Portfolio Management, Private Equity, Managerial Finance, Strategy, Finance, Analysis, Due Diligence, Executive Management, Forecasting, Corporate Finance, Project Finance, Contract Negotiation, Renewable Energy, Strategic Planning, Strategic Financial..., Energy, Mergers & Acquisitions, Negotiation, Risk Management, Business Planning, Corporate Development, Asset Management, Business Strategy, Business Development, Restructuring, Pricing, Start-ups, Venture Capital, Competitive Analysis, Acquisition Integration, Entrepreneurship, Cleantech, International Business, Management Consulting, Alternative Energy, Strategic Partnerships, Market Analysis, Operations Management, Process Improvement, Leadership, New Business Development, Consulting, Management
Education
Southern Methodist University - Cox School of Business 2005 — 2006
MBA, MBA
Texas Tech University
University of Phoenix
Page Fleming Page Fleming's Southwest Securities Experience July 1997 - May 1999
Job
Industry Financial Services
Experience
Junior League of Durham & Orange Counties 1999 - 2006
Caring House 2005 - 2005
John S. Herold, Inc. June 1999 - April 2001
Southwest Securities July 1997 - May 1999
Smith Barney August 1996 - July 1997
John S. Herold, Inc. February 1995 - August 1996
Texas Commerce Trust Company January 1990 - January 1993
Skills
Equity Research
Education
London School of Economics and Political Science 1993 — 1994
Master of Science, Economic History
Southern Methodist University 1986 — 1990
B.A., History
Junior League of Durham & Orange Counties 1999 - 2006
Caring House 2005 - 2005
John S. Herold, Inc. June 1999 - April 2001
Southwest Securities July 1997 - May 1999
Smith Barney August 1996 - July 1997
John S. Herold, Inc. February 1995 - August 1996
Texas Commerce Trust Company January 1990 - January 1993
Skills
Equity Research
Education
London School of Economics and Political Science 1993 — 1994
Master of Science, Economic History
Southern Methodist University 1986 — 1990
B.A., History
Dana Parr Dana Parr's Southwest Securities Experience April 1997 - February 2000
Job Chief Operations Officer at Copeland Group USA, Inc.
Industry Insurance
Experience
Copeland Group USA, Inc. January 2004 - Present
Jim Neuman and Associates, PC January 2003 - January 2004
Rosewood Management Corporation February 2000 - January 2003
Southwest Securities April 1997 - February 2000
Skills
Operations Management, Management Consulting, Marketing Strategy, Training, Financial Accounting, Licensed Life & Health..., Licensed Property &..., Insurance, Accounting, Health Insurance, Term Life Insurance, Medicare, Leadership, Budgets, Account Management
Education
Stephen F. Austin State University 1992 — 1996
Bachelor of Business Administration (BBA), Accounting
Copeland Group USA, Inc. January 2004 - Present
Jim Neuman and Associates, PC January 2003 - January 2004
Rosewood Management Corporation February 2000 - January 2003
Southwest Securities April 1997 - February 2000
Skills
Operations Management, Management Consulting, Marketing Strategy, Training, Financial Accounting, Licensed Life & Health..., Licensed Property &..., Insurance, Accounting, Health Insurance, Term Life Insurance, Medicare, Leadership, Budgets, Account Management
Education
Stephen F. Austin State University 1992 — 1996
Bachelor of Business Administration (BBA), Accounting
Keith Callaway Keith Callaway's Southwest Securities Experience May 2005 - December 2009
Job Vice President at Gulf Coast Western
Industry Oil & Energy
Experience
Gulf Coast Western June 2014 - Present
Newport Strategic Search August 2013 - May 2014
Lawson Financial, Modern Shade and Cunningham & Moore January 2010 - June 2013
Southwest Securities May 2005 - December 2009
UBS Wealth Management July 2002 - May 2005
Wachovia Securities Financial Network May 2000 - July 2002
Skills
Recruiting, Account Management, Business Intelligence, Business Planning, Business Management, Financial Planning, Financial Reporting, Team Leadership, New Business Development, Organizational..., Planning, Investment Banking, Financial Management, Sales Management, Valuation, Wealth Management, Equities, Options, Corporate Finance, Funding, Financial Advisory, Investment Advisory, Trading, Mergers, Negotiation, Capital Markets, Asset, Sourcing, Executive Positions, Healthcare, Healthcare Industry, Healthcare Information..., Healthcare Management, Hospitals, CFOs, Controllers, Accounting, Strategic Financial..., Management, Risk Management, Marketing, Finance, Credit, Banking
Education
The University of Dallas 1990 — 1997
B.A., Philosophy
The University of Dallas 1990 — 1997
Bachelor of Arts (B.A.), Philosophy
Seguin High School 1987 — 1990
Graduated with honors, Honors, AP
Gulf Coast Western June 2014 - Present
Newport Strategic Search August 2013 - May 2014
Lawson Financial, Modern Shade and Cunningham & Moore January 2010 - June 2013
Southwest Securities May 2005 - December 2009
UBS Wealth Management July 2002 - May 2005
Wachovia Securities Financial Network May 2000 - July 2002
Skills
Recruiting, Account Management, Business Intelligence, Business Planning, Business Management, Financial Planning, Financial Reporting, Team Leadership, New Business Development, Organizational..., Planning, Investment Banking, Financial Management, Sales Management, Valuation, Wealth Management, Equities, Options, Corporate Finance, Funding, Financial Advisory, Investment Advisory, Trading, Mergers, Negotiation, Capital Markets, Asset, Sourcing, Executive Positions, Healthcare, Healthcare Industry, Healthcare Information..., Healthcare Management, Hospitals, CFOs, Controllers, Accounting, Strategic Financial..., Management, Risk Management, Marketing, Finance, Credit, Banking
Education
The University of Dallas 1990 — 1997
B.A., Philosophy
The University of Dallas 1990 — 1997
Bachelor of Arts (B.A.), Philosophy
Seguin High School 1987 — 1990
Graduated with honors, Honors, AP
James Ocker, MBA James Ocker, MBA's Southwest Securities Experience September 2012 - Present
Job Financial Analyst at SWS Group, Inc.
Industry Financial Services
Experience
Southwest Securities September 2012 - Present
SMU Cox School of Business August 2010 - May 2012
Quorum Business Solutions January 2009 - August 2010
Quorum Business Solutions August 2006 - December 2008
Skills
Financial Modeling, Financial Analysis, Analysis, Data Analysis, Finance, Due Diligence, Portfolio Management, Strategic Planning, Venture Capital, Valuation, Corporate Finance, Strategic Financial..., Bloomberg, Forecasting
Education
Southern Methodist University - Cox School of Business 2010 — 2012
MBA, Accounting & Finance
University of Oklahoma - Price College of Business 2001 — 2006
Bachelor, Finance
Southwest Securities September 2012 - Present
SMU Cox School of Business August 2010 - May 2012
Quorum Business Solutions January 2009 - August 2010
Quorum Business Solutions August 2006 - December 2008
Skills
Financial Modeling, Financial Analysis, Analysis, Data Analysis, Finance, Due Diligence, Portfolio Management, Strategic Planning, Venture Capital, Valuation, Corporate Finance, Strategic Financial..., Bloomberg, Forecasting
Education
Southern Methodist University - Cox School of Business 2010 — 2012
MBA, Accounting & Finance
University of Oklahoma - Price College of Business 2001 — 2006
Bachelor, Finance
Kristin Kolinofsky Kristin Kolinofsky's Southwest Securities Experience 2006 - 2007
Job Wealth Associate
Industry Financial Services
Experience
Morgan Stanley December 2012 - January 2015
UBS January 2009 - May 2011
Smith Barney August 2007 - January 2009
Southwest Securities 2006 - 2007
Education
Texas Woman's University 2004 — 2006
Bachelors, Education
Texas Tech University 2000 — 2004
Newman Smith Highschool 1996 — 2000
Morgan Stanley December 2012 - January 2015
UBS January 2009 - May 2011
Smith Barney August 2007 - January 2009
Southwest Securities 2006 - 2007
Education
Texas Woman's University 2004 — 2006
Bachelors, Education
Texas Tech University 2000 — 2004
Newman Smith Highschool 1996 — 2000
Julie Dexter Julie Dexter's Southwest Securities Experience 1997 - 2000
Job at Star Resource Consulting
Industry Accounting
Experience
Star Resource Consulting 2006 - 2008
JDexter Consulting 2002 - 2006
Frito Lay Canada 2004 - 2004
Frito Lay 2000 - 2002
Southwest Securities 1997 - 2000
The Sabre Group 1995 - 1997
KPMG Peat Marwick 1992 - 1995
Education
The University of Texas at Arlington - College of Business
BBA, Accounting
Star Resource Consulting 2006 - 2008
JDexter Consulting 2002 - 2006
Frito Lay Canada 2004 - 2004
Frito Lay 2000 - 2002
Southwest Securities 1997 - 2000
The Sabre Group 1995 - 1997
KPMG Peat Marwick 1992 - 1995
Education
The University of Texas at Arlington - College of Business
BBA, Accounting
Michael T Frizzell Michael T Frizzell's Southwest Securities Experience November 1998 - August 2001
Job Proxy Security Engineer
Industry Information Technology and Services
Experience
Randstad October 2013 - Present
Hewlett-Packard November 2010 - October 2013
Hewlett-Packard October 2011 - September 2013
Bank of America November 2009 - November 2010
Bank of America 2009 - 2010
Bank of America February 2009 - April 2009
Bank of America November 2007 - February 2009
Bank of America October 2004 - November 2007
Bank of America October 2001 - October 2004
Southwest Securities November 1998 - August 2001
Skills
Technical Leadership, Unix, Disaster Recovery, Solaris, Perl, Firewalls, Enterprise Architecture, Security, IT Management, Linux, Information Security, Network Security, Computer Security, Data Center, Checkpoint, Troubleshooting, DNS, Integration, System Administration, Servers, Routers, CISSP, Apache, Databases, Networking
Education
The University of Texas at Dallas 1988 — 1990
MSCS, Computer Science
Southern Methodist University 1979 — 1982
BSEE, Electrical Engineering
Randstad October 2013 - Present
Hewlett-Packard November 2010 - October 2013
Hewlett-Packard October 2011 - September 2013
Bank of America November 2009 - November 2010
Bank of America 2009 - 2010
Bank of America February 2009 - April 2009
Bank of America November 2007 - February 2009
Bank of America October 2004 - November 2007
Bank of America October 2001 - October 2004
Southwest Securities November 1998 - August 2001
Skills
Technical Leadership, Unix, Disaster Recovery, Solaris, Perl, Firewalls, Enterprise Architecture, Security, IT Management, Linux, Information Security, Network Security, Computer Security, Data Center, Checkpoint, Troubleshooting, DNS, Integration, System Administration, Servers, Routers, CISSP, Apache, Databases, Networking
Education
The University of Texas at Dallas 1988 — 1990
MSCS, Computer Science
Southern Methodist University 1979 — 1982
BSEE, Electrical Engineering
Tait Coates's Southwest Securities Experience February 2009 - November 2010
Job Development Partner at Flint Hills Holdings
Industry Real Estate
Experience
Flint Hills Holdings January 2014 - Present
Elemetal, LLC January 2011 - October 2013
Southwest Securities February 2009 - November 2010
Skills
Capital Markets, Investments, Business Development, Business Strategy, Accounting
Education
University of Kansas 2004 — 2008
Finance, Economics
HP
Flint Hills Holdings January 2014 - Present
Elemetal, LLC January 2011 - October 2013
Southwest Securities February 2009 - November 2010
Skills
Capital Markets, Investments, Business Development, Business Strategy, Accounting
Education
University of Kansas 2004 — 2008
Finance, Economics
HP
J. Terry Smith J. Terry Smith's Southwest Securities Experience August 2010 - May 2013
Job Chief Lending Officer
Industry Banking
Experience
Southwest Bank June 2013 - Present
Southwest Securities August 2010 - May 2013
Highlands Bank September 2006 - July 2010
Frost Bank June 2003 - September 2006
Wells Fargo Bank September 1993 - June 2003
BankOne (Formally MBank Dallas) August 1984 - February 1992
Bank One 1989 - 1992
Skills
Credit Risk, Banking, Loans, Commercial Banking, Financial Services, Underwriting, Credit, Finance, Business Development, Commercial Lending, Risk Management, Management
Education
Texas A&M University 1978 — 1982
B.S., Agriculture Economics
The University of Texas at Austin 1982 — 1984
MBA, Finance
Rosebud-Lott High School
Southwest Bank June 2013 - Present
Southwest Securities August 2010 - May 2013
Highlands Bank September 2006 - July 2010
Frost Bank June 2003 - September 2006
Wells Fargo Bank September 1993 - June 2003
BankOne (Formally MBank Dallas) August 1984 - February 1992
Bank One 1989 - 1992
Skills
Credit Risk, Banking, Loans, Commercial Banking, Financial Services, Underwriting, Credit, Finance, Business Development, Commercial Lending, Risk Management, Management
Education
Texas A&M University 1978 — 1982
B.S., Agriculture Economics
The University of Texas at Austin 1982 — 1984
MBA, Finance
Rosebud-Lott High School
Ken Elmgren Ken Elmgren's Southwest Securities Experience 2000 - 2001
Job Chief Financial Officer at CheapCaribbean.com
Industry Leisure, Travel & Tourism
Experience
CheapCaribbean.com March 2013 - Present
Financial Advisory October 2011 - March 2013
Dimensional Fund Advisors September 2006 - July 2011
Beverly Capital March 2003 - September 2006
SMU Dedman School of Law September 2004 - May 2006
Refocus Group, Inc. 2004 - 2006
Wydown Capital 2001 - March 2003
Southwest Securities 2000 - 2001
Banc of America Securities LLC 1994 - 2000
Citibanc Securities 1989 - 1994
Skills
Private Equity, Corporate Governance, Securities, Portfolio Management, Investments, Due Diligence, Securitization, Structured Finance, Investment Banking, Hedge Funds, Equities, Capital Markets, Venture Capital, Alternative Investments, Mergers, Asset Managment, Project Finance, Emerging Markets, Corporate Finance, Finance, Investor Relations, Mutual Funds, Trading, Corporate Law, Valuation, Investment Management, Fixed Income, Banking, Loans, Private Placements, Financial Modeling, Financial Markets, Strategy, Bonds, Executive Management, Financial Services, Acquisitions, Asset Allocation, Derivatives, Equity Research, Financial Advisory, Financial Structuring, Investment Advisory, Investment Strategies, Mergers, Series 7, Mergers & Acquisitions, Asset Management
Education
The University of Texas School of Law 1981 — 1984
JD, Corporate Law
The University of Texas at Austin 1979 — 1980
M.A., Economics
The University of Texas at Austin 1972 — 1977
BA, Political Science
Southern Methodist University
Southern Methodist University
Spring Woods High School
Spring Woods High School
CheapCaribbean.com March 2013 - Present
Financial Advisory October 2011 - March 2013
Dimensional Fund Advisors September 2006 - July 2011
Beverly Capital March 2003 - September 2006
SMU Dedman School of Law September 2004 - May 2006
Refocus Group, Inc. 2004 - 2006
Wydown Capital 2001 - March 2003
Southwest Securities 2000 - 2001
Banc of America Securities LLC 1994 - 2000
Citibanc Securities 1989 - 1994
Skills
Private Equity, Corporate Governance, Securities, Portfolio Management, Investments, Due Diligence, Securitization, Structured Finance, Investment Banking, Hedge Funds, Equities, Capital Markets, Venture Capital, Alternative Investments, Mergers, Asset Managment, Project Finance, Emerging Markets, Corporate Finance, Finance, Investor Relations, Mutual Funds, Trading, Corporate Law, Valuation, Investment Management, Fixed Income, Banking, Loans, Private Placements, Financial Modeling, Financial Markets, Strategy, Bonds, Executive Management, Financial Services, Acquisitions, Asset Allocation, Derivatives, Equity Research, Financial Advisory, Financial Structuring, Investment Advisory, Investment Strategies, Mergers, Series 7, Mergers & Acquisitions, Asset Management
Education
The University of Texas School of Law 1981 — 1984
JD, Corporate Law
The University of Texas at Austin 1979 — 1980
M.A., Economics
The University of Texas at Austin 1972 — 1977
BA, Political Science
Southern Methodist University
Southern Methodist University
Spring Woods High School
Spring Woods High School
Julie Marta Julie Marta's Southwest Securities Experience June 1996 - December 1998
Job Manager at HD Vest Financial Services
Industry Financial Services
Experience
HD Vest Financial Services November 2004 - Present
The Financial Source Group - Baird Management Corporation January 1999 - November 2004
Southwest Securities June 1996 - December 1998
Skills
Leadership, Strategic Planning, Process Improvement, Risk Management, Business Analysis, Financial Services, FINRA, SEC, Series 7, Series 24, Series 53, Series 66
Education
Texas A&M University 1991 — 2002
Business Administration and Management, General
HD Vest Financial Services November 2004 - Present
The Financial Source Group - Baird Management Corporation January 1999 - November 2004
Southwest Securities June 1996 - December 1998
Skills
Leadership, Strategic Planning, Process Improvement, Risk Management, Business Analysis, Financial Services, FINRA, SEC, Series 7, Series 24, Series 53, Series 66
Education
Texas A&M University 1991 — 2002
Business Administration and Management, General
Robert Gee's Southwest Securities Experience November 2007 - March 2008
Job
Industry Human Resources
Experience
Coca-Cola Refreshments September 2014 - Present
Coca-Cola Refreshments June 2012 - September 2014
Purdue University August 2011 - December 2011
Dell May 2011 - August 2011
Northstar Bank of Texas January 2010 - July 2010
Northstar Bank of Texas March 2008 - January 2010
Southwest Securities November 2007 - March 2008
First Convenience Bank October 2005 - October 2007
American Eagle Outfitters May 2004 - November 2005
Sino Swearingen Aircraft Corporation May 2005 - August 2005
Skills
Leadership, Change Management, Talent Management, Human Resources, Project Management, Financial Analysis, Microsoft Excel, Analysis, Management Consulting, Business Strategy, Divestitures, Acquisition Integration, Team Building, Leadership Development, Cross-functional Team..., Program Management, Research, Public Speaking, Performance Management, Portfolio Management, Market Research, Personnel Management, Compensation & Benefit, PowerPoint, SAP HR, Employee Training, Innovation, Talent Assessment, Organizational Analysis, Intercultural..., Job Analysis, Organizational Agility, Credit Portfolio..., Risk Assessment, Training & Development
Education
Purdue University 2010 — 2012
Master of Science, Org Behavior & Human Resource Management
University of North Texas 2008 — 2009
BBA, Finance
University of North Texas 2002 — 2007
BBA, Financial Services
San Antonio College 2000 — 2001
Business Management
Coca-Cola Refreshments September 2014 - Present
Coca-Cola Refreshments June 2012 - September 2014
Purdue University August 2011 - December 2011
Dell May 2011 - August 2011
Northstar Bank of Texas January 2010 - July 2010
Northstar Bank of Texas March 2008 - January 2010
Southwest Securities November 2007 - March 2008
First Convenience Bank October 2005 - October 2007
American Eagle Outfitters May 2004 - November 2005
Sino Swearingen Aircraft Corporation May 2005 - August 2005
Skills
Leadership, Change Management, Talent Management, Human Resources, Project Management, Financial Analysis, Microsoft Excel, Analysis, Management Consulting, Business Strategy, Divestitures, Acquisition Integration, Team Building, Leadership Development, Cross-functional Team..., Program Management, Research, Public Speaking, Performance Management, Portfolio Management, Market Research, Personnel Management, Compensation & Benefit, PowerPoint, SAP HR, Employee Training, Innovation, Talent Assessment, Organizational Analysis, Intercultural..., Job Analysis, Organizational Agility, Credit Portfolio..., Risk Assessment, Training & Development
Education
Purdue University 2010 — 2012
Master of Science, Org Behavior & Human Resource Management
University of North Texas 2008 — 2009
BBA, Finance
University of North Texas 2002 — 2007
BBA, Financial Services
San Antonio College 2000 — 2001
Business Management
Charlotte Whitten Charlotte Whitten's Southwest Securities Experience 2001 - 2003
Job President/General Manager at JBS Tool and Fastener
Industry Construction
Experience
JBS Tool and Fastener May 2005 - Present
Southwest Securities 2001 - 2003
Stephens Inc. 1999 - 2001
Dain Rauscher, Inc. 1997 - 1999
Spglass Trading 1991 - 1997
The Texas State Senate 1988 - 1990
Skills
Contract Negotiation, Investments, Equities, Sales Management, Negotiation, Account Management, New Business Development, Strategic Planning, Team Building, Operations Management, Sales Operations, Budgets, Forecasting, Sales, Selling, Customer Service, Executive Management
Education
UT Southwestern Medical School 2004 — 2005
Nutrition
Texas State University 1989 — 1990
BA, Finance
Texas A&M University 1976 — 1978
Accounting
JBS Tool and Fastener May 2005 - Present
Southwest Securities 2001 - 2003
Stephens Inc. 1999 - 2001
Dain Rauscher, Inc. 1997 - 1999
Spglass Trading 1991 - 1997
The Texas State Senate 1988 - 1990
Skills
Contract Negotiation, Investments, Equities, Sales Management, Negotiation, Account Management, New Business Development, Strategic Planning, Team Building, Operations Management, Sales Operations, Budgets, Forecasting, Sales, Selling, Customer Service, Executive Management
Education
UT Southwestern Medical School 2004 — 2005
Nutrition
Texas State University 1989 — 1990
BA, Finance
Texas A&M University 1976 — 1978
Accounting
Ana Gabriela Hernandez Ana Gabriela Hernandez's Southwest Securities Experience June 2004 - July 2004
Job Associate at Elm Park Capital Management
Industry Information Technology and Services
Experience
Elm Park Capital Management September 2011 - Present
Ernst & Young September 2007 - August 2011
Ernst & Young January 2006 - March 2006
Southwest Securities June 2004 - July 2004
Southwest Securities June 2002 - July 2002
Skills
Sarbanes-Oxley Act, IT Audit, Internal Controls, Internal Audit
Education
Texas A&M University 2003 — 2007
Bachelor of Business Administration, Accounting
Texas A&M University 2003 — 2007
Master of Science, Management Information Systems
Elm Park Capital Management September 2011 - Present
Ernst & Young September 2007 - August 2011
Ernst & Young January 2006 - March 2006
Southwest Securities June 2004 - July 2004
Southwest Securities June 2002 - July 2002
Skills
Sarbanes-Oxley Act, IT Audit, Internal Controls, Internal Audit
Education
Texas A&M University 2003 — 2007
Bachelor of Business Administration, Accounting
Texas A&M University 2003 — 2007
Master of Science, Management Information Systems
Bruce Harris's Southwest Securities Experience January 1995 - August 1997
Job
Industry Venture Capital & Private Equity
Experience
Vista Consulting Group September 2014 - Present
McCombs School of Business, The University of Texas at Austin January 2014 - Present
HomeAway.com October 2007 - September 2014
Temple-Inland April 2005 - October 2007
ClearOrbit September 2001 - April 2005
DARC June 1998 - September 2001
First USA Paymentech 1997 - 1998
Southwest Securities January 1995 - August 1997
Skills
Oracle E-Business Suite, Project Management, Business Process..., Integration, Oracle Applications, SQL, Financial Reporting, Databases, Software Implementation, HTML, Mergers & Acquisitions, Banking Integration, Microsoft SQL Server, Oracle SQL, Linux, Data Warehouse..., Solution Implementation, Tax Software, Banking Software, Salesforce.com, JIRA, Business Analysis, SaaS, Business Intelligence, Management
Education
University of Texas at Dallas - Naveen Jindal School of Management 1992 — 1994
MBA, Finance, International Business
The University of Texas at Austin 1987 — 1992
BA Physics, Minor - Mathematics
Vista Consulting Group September 2014 - Present
McCombs School of Business, The University of Texas at Austin January 2014 - Present
HomeAway.com October 2007 - September 2014
Temple-Inland April 2005 - October 2007
ClearOrbit September 2001 - April 2005
DARC June 1998 - September 2001
First USA Paymentech 1997 - 1998
Southwest Securities January 1995 - August 1997
Skills
Oracle E-Business Suite, Project Management, Business Process..., Integration, Oracle Applications, SQL, Financial Reporting, Databases, Software Implementation, HTML, Mergers & Acquisitions, Banking Integration, Microsoft SQL Server, Oracle SQL, Linux, Data Warehouse..., Solution Implementation, Tax Software, Banking Software, Salesforce.com, JIRA, Business Analysis, SaaS, Business Intelligence, Management
Education
University of Texas at Dallas - Naveen Jindal School of Management 1992 — 1994
MBA, Finance, International Business
The University of Texas at Austin 1987 — 1992
BA Physics, Minor - Mathematics
John L. Bowling's Southwest Securities Experience October 1994 - February 1996
Job Sr Manager C3/Network Operation at Perot Systems
Industry Information Services
Experience
Perot Systems May 2009 - Present
Perot Systems September 2007 - Present
Perot Systems Corp December 2005 - Present
Perot Systems Corp February 2001 - December 2005
PageNet February 1996 - February 2001
Southwest Securities October 1994 - February 1996
EDS October 1987 - October 1994
First City Financial-EDS October 1986 - October 1987
Houston ISD October 1984 - October 1986
Codex Corp September 1982 - October 1984
Education
The University of Dallas 1982 — 1984
DeVry Institute of Technology 1980 — 1982
ASEE
Perot Systems May 2009 - Present
Perot Systems September 2007 - Present
Perot Systems Corp December 2005 - Present
Perot Systems Corp February 2001 - December 2005
PageNet February 1996 - February 2001
Southwest Securities October 1994 - February 1996
EDS October 1987 - October 1994
First City Financial-EDS October 1986 - October 1987
Houston ISD October 1984 - October 1986
Codex Corp September 1982 - October 1984
Education
The University of Dallas 1982 — 1984
DeVry Institute of Technology 1980 — 1982
ASEE
J. Kyle Turner's Southwest Securities Experience June 2003 - February 2005
Job Senior Manager at Grant Thornton
Industry Financial Services
Experience
Grant Thornton December 2009 - Present
CBIZ Valuation Group, LLC April 2008 - December 2009
CBIZ Valuation Group, LLC March 2005 - March 2008
Southwest Securities June 2003 - February 2005
Education
Texas Christian University - M.J. Neeley School of Business 1998 — 2003
Grant Thornton December 2009 - Present
CBIZ Valuation Group, LLC April 2008 - December 2009
CBIZ Valuation Group, LLC March 2005 - March 2008
Southwest Securities June 2003 - February 2005
Education
Texas Christian University - M.J. Neeley School of Business 1998 — 2003
Thomas Koorey's Southwest Securities Experience October 1998 - November 2002
Job Vice President FIG, UIT Trading/Sales at Maxim Group
Industry Investment Management
Experience
Maxim Group January 2013 - Present
Advisors Asset Management, Inc. March 2003 - June 2011
Southwest Securities October 1998 - November 2002
Roosevelt & Cross Inc. March 1985 - October 1998
Moseley Securities 1981 - 1985
Skills
Series 7, Series 24, Series 55, Series 63, unit investment trusts, Trading Desk Management, Broker/dealer sales, Fixed Income, FINRA, Maintaining Strong..., Market Making, Bloomberg
Education
State University of New York College at Cortland 1976 — 1980
BS, Economics
Maxim Group January 2013 - Present
Advisors Asset Management, Inc. March 2003 - June 2011
Southwest Securities October 1998 - November 2002
Roosevelt & Cross Inc. March 1985 - October 1998
Moseley Securities 1981 - 1985
Skills
Series 7, Series 24, Series 55, Series 63, unit investment trusts, Trading Desk Management, Broker/dealer sales, Fixed Income, FINRA, Maintaining Strong..., Market Making, Bloomberg
Education
State University of New York College at Cortland 1976 — 1980
BS, Economics
Chris Slimmer's Southwest Securities Experience August 2007 - November 2009
Job Chief Financial Officer at Senior Living Properties
Industry Hospital & Health Care
Experience
Senior Living Properties December 2014 - Present
Creative Solutions in Healthcare November 2009 - December 2014
Southwest Securities August 2007 - November 2009
PlainsCapital Bank February 2006 - August 2007
Summit Bank May 1999 - January 2006
Skills
Process Improvement, Banking, Credit, Financial Analysis, Finance, Commercial Banking, Risk Management, Commercial Lending, Customer Satisfaction, Management, Insurance, Healthcare, Credit Analysis, Customer Service, Budgets, Forecasting, Strategic Planning, Financial Reporting, Leadership, Strategic Financial...
Education
The University of Texas at Arlington 2000 — 2003
Accounting and Finance
Senior Living Properties December 2014 - Present
Creative Solutions in Healthcare November 2009 - December 2014
Southwest Securities August 2007 - November 2009
PlainsCapital Bank February 2006 - August 2007
Summit Bank May 1999 - January 2006
Skills
Process Improvement, Banking, Credit, Financial Analysis, Finance, Commercial Banking, Risk Management, Commercial Lending, Customer Satisfaction, Management, Insurance, Healthcare, Credit Analysis, Customer Service, Budgets, Forecasting, Strategic Planning, Financial Reporting, Leadership, Strategic Financial...
Education
The University of Texas at Arlington 2000 — 2003
Accounting and Finance
Tim Luyet's Southwest Securities Experience January 2001 - October 2007
Job Vice President, Marketing
Industry Financial Services
Experience
Dimensional Fund Advisors January 2014 - Present
Dimensional Fund Advisors October 2011 - January 2014
Dimensional Fund Advisors February 2010 - October 2011
Dimensional Fund Advisors October 2007 - February 2010
Southwest Securities January 2001 - October 2007
Stephens Inc. Investment Bankers June 1999 - August 2000
Skills
Mutual Funds, Asset Allocation, Business Analysis, Securities, Relationship Management, Visio, Project Management, Requirements Analysis, PMP, Process Improvement, Portfolio Management, SharePoint, MS Project, Equities, Bloomberg, Vendor Management, Trading, Investments, Management, Asset Management, Risk Management, Fixed Income
Education
Southern Methodist University - Cox School of Business 2005 — 2007
MBA, Finance, Marketing
University of Central Arkansas 1991 — 1995
Bachelor of Business Administration, Finance
Dimensional Fund Advisors January 2014 - Present
Dimensional Fund Advisors October 2011 - January 2014
Dimensional Fund Advisors February 2010 - October 2011
Dimensional Fund Advisors October 2007 - February 2010
Southwest Securities January 2001 - October 2007
Stephens Inc. Investment Bankers June 1999 - August 2000
Skills
Mutual Funds, Asset Allocation, Business Analysis, Securities, Relationship Management, Visio, Project Management, Requirements Analysis, PMP, Process Improvement, Portfolio Management, SharePoint, MS Project, Equities, Bloomberg, Vendor Management, Trading, Investments, Management, Asset Management, Risk Management, Fixed Income
Education
Southern Methodist University - Cox School of Business 2005 — 2007
MBA, Finance, Marketing
University of Central Arkansas 1991 — 1995
Bachelor of Business Administration, Finance
Russ Zorn's Southwest Securities Experience 2004 - 2014
Job Vice President at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. 2014 - Present
Southwest Securities 2004 - 2014
Education
Texas Tech University 1982 — 1987
Ameriprise Financial Services, Inc. 2014 - Present
Southwest Securities 2004 - 2014
Education
Texas Tech University 1982 — 1987
Deepak Devaraj's Southwest Securities Experience 2001 - 2012
Job Chairman / Chief Executive Officer at Feeding Innovation
Industry Automotive
Experience
Feeding Innovation May 2012 - Present
Southwest Securities 2001 - 2012
Education
Texas A&M University 1996 — 2001
Feeding Innovation May 2012 - Present
Southwest Securities 2001 - 2012
Education
Texas A&M University 1996 — 2001
Karl Braasch's Southwest Securities Experience September 2002 - June 2007
Job Fund Manager | Principal | CoFounder at OPEX Capital Management, LLC (formerly named Bristlecone Capital Management)
Industry Financial Services
Experience
OPEX Capital Management, LLC (formerly named Bristlecone Capital Management, LLC) July 2012 - Present
Penson Financial Services June 2007 - June 2012
Southwest Securities September 2002 - June 2007
Southwest Securities April 1997 - December 2004
OLDE DISCOUNT May 1995 - March 1997
Education
Tulane University 1991 — 1995
BS, Economics
Albuquerque Academy 1984 — 1991
OPEX Capital Management, LLC (formerly named Bristlecone Capital Management, LLC) July 2012 - Present
Penson Financial Services June 2007 - June 2012
Southwest Securities September 2002 - June 2007
Southwest Securities April 1997 - December 2004
OLDE DISCOUNT May 1995 - March 1997
Education
Tulane University 1991 — 1995
BS, Economics
Albuquerque Academy 1984 — 1991
John Stevenson's Southwest Securities Experience 2000 - 2000
Job Information Security Executive, Senior Manager at Accenture
Industry Computer & Network Security
Experience
Accenture September 2013 - Present
First American Payment Systems February 2012 - August 2013
HP / Federal Reserve Bank February 2011 - February 2012
ACCELERATED SECURITY, INC. November 2003 - March 2011
ACCELERATED SECURITY, INC. February 2010 - February 2011
ACCELERATED SECURITY, INC. for PEMCO Corporation June 2008 - February 2010
Verizon 2002 - 2003
Bank of America 2001 - 2002
Southwest Securities 2000 - 2000
Skills
Information Security, Disaster Recovery, Security, Information Security..., PCI DSS, Network Security, Risk Management, IT Audit, ITIL, SDLC, Vendor Management, Business Continuity, Risk Assessment, Databases, Incident Management, Enterprise Risk..., IT Strategy, Vulnerability Assessment, PMP, IT Management, Program Management, Encryption, Governance, Data Center, Information Technology, Security Management, IT Operations, IT Service Management, Penetration Testing, Vulnerability Management, Computer Security, COBIT, Cloud Computing, Business Intelligence, Security Policy, ISO 27001, Management, Enterprise Architecture, VMware, Business Analysis, CISA, Architecture, Windows Server, Security Audits, Identity Management, Virtualization, CISSP, Application Security, Visio, Payment Industry
Education
Texas Christian University - M.J. Neeley School of Business 2006 — 2008
Executive MBA, Business Administration and Management, General
Accenture September 2013 - Present
First American Payment Systems February 2012 - August 2013
HP / Federal Reserve Bank February 2011 - February 2012
ACCELERATED SECURITY, INC. November 2003 - March 2011
ACCELERATED SECURITY, INC. February 2010 - February 2011
ACCELERATED SECURITY, INC. for PEMCO Corporation June 2008 - February 2010
Verizon 2002 - 2003
Bank of America 2001 - 2002
Southwest Securities 2000 - 2000
Skills
Information Security, Disaster Recovery, Security, Information Security..., PCI DSS, Network Security, Risk Management, IT Audit, ITIL, SDLC, Vendor Management, Business Continuity, Risk Assessment, Databases, Incident Management, Enterprise Risk..., IT Strategy, Vulnerability Assessment, PMP, IT Management, Program Management, Encryption, Governance, Data Center, Information Technology, Security Management, IT Operations, IT Service Management, Penetration Testing, Vulnerability Management, Computer Security, COBIT, Cloud Computing, Business Intelligence, Security Policy, ISO 27001, Management, Enterprise Architecture, VMware, Business Analysis, CISA, Architecture, Windows Server, Security Audits, Identity Management, Virtualization, CISSP, Application Security, Visio, Payment Industry
Education
Texas Christian University - M.J. Neeley School of Business 2006 — 2008
Executive MBA, Business Administration and Management, General
Robert J. Allen's Southwest Securities Experience 2000 - 2002
Job Financial Valuation Senior Manager at CBIZ Valuation Group, LLC
Industry Financial Services
Experience
CBIZ Valuation Group, LLC August 2014 - Present
TCU Neeley School of Business January 2013 - Present
J. Taylor & Associates, LLC May 2012 - August 2014
CBIZ Valuation Group, LLC February 2010 - May 2012
Bailes & Co., P.C. January 2008 - January 2010
Whitley Penn January 2002 - January 2008
Southwest Securities 2000 - 2002
Skills
Finance, Valuation, Business Valuation, Income Tax, Litigation Support, CPA, Accounting, Intangible Assets, Litigation, Financial Reporting, Equity Valuation, Internal Controls, Due Diligence, Equity Research, Purchase Price...
Education
Texas Christian University - M.J. Neeley School of Business 1995 — 1997
MBA, Finance
Texas A&M University 1991 — 1995
Bachelor of Business Administration, Finance
CBIZ Valuation Group, LLC August 2014 - Present
TCU Neeley School of Business January 2013 - Present
J. Taylor & Associates, LLC May 2012 - August 2014
CBIZ Valuation Group, LLC February 2010 - May 2012
Bailes & Co., P.C. January 2008 - January 2010
Whitley Penn January 2002 - January 2008
Southwest Securities 2000 - 2002
Skills
Finance, Valuation, Business Valuation, Income Tax, Litigation Support, CPA, Accounting, Intangible Assets, Litigation, Financial Reporting, Equity Valuation, Internal Controls, Due Diligence, Equity Research, Purchase Price...
Education
Texas Christian University - M.J. Neeley School of Business 1995 — 1997
MBA, Finance
Texas A&M University 1991 — 1995
Bachelor of Business Administration, Finance
Claudia (Ramirez) Reed's Southwest Securities Experience July 2013 - March 2014
Job Relationship Manager, VP at Capital One
Industry Banking
Experience
Capital One April 2014 - Present
Southwest Securities July 2013 - March 2014
Citibank, N.A. August 2006 - March 2013
Regions Financial Corporation June 2005 - August 2006
Chase January 2002 - December 2004
Skills
Underwriting, Financial Analysis, Business Analysis, New Business Development, Business Relationship..., Credit Analysis, Sales, Marketing, C&I, Commercial Banking, Portfolio Management, Relationship Management, Finance, Banking, Commercial Lending, Business Development, Cash Management, Financial Risk, Loans, Strategy
Education
The University of Texas at Arlington 1996 — 2001
Bachelor of Business Administration (B.B.A.), Finance, General
Capital One April 2014 - Present
Southwest Securities July 2013 - March 2014
Citibank, N.A. August 2006 - March 2013
Regions Financial Corporation June 2005 - August 2006
Chase January 2002 - December 2004
Skills
Underwriting, Financial Analysis, Business Analysis, New Business Development, Business Relationship..., Credit Analysis, Sales, Marketing, C&I, Commercial Banking, Portfolio Management, Relationship Management, Finance, Banking, Commercial Lending, Business Development, Cash Management, Financial Risk, Loans, Strategy
Education
The University of Texas at Arlington 1996 — 2001
Bachelor of Business Administration (B.B.A.), Finance, General
Ron Hagood's Southwest Securities Experience 2007 - November 2010
Job Director, Investor Relations at Laredo Petroleum
Industry Oil & Energy
Experience
Laredo Petroleum July 2013 - Present
Scarsdale Equities 2010 - July 2013
Southwest Securities 2007 - November 2010
Morgan Stanley 2004 - 2007
Lehman Brothers 1999 - 2004
Education
High School
Southern Methodist University - Cox School of Business
MBA
The University of Texas at Arlington
BS, Economics
Laredo Petroleum July 2013 - Present
Scarsdale Equities 2010 - July 2013
Southwest Securities 2007 - November 2010
Morgan Stanley 2004 - 2007
Lehman Brothers 1999 - 2004
Education
High School
Southern Methodist University - Cox School of Business
MBA
The University of Texas at Arlington
BS, Economics
Jon Musmecci's Southwest Securities Experience June 2012 - June 2014
Job President Fort Worth at UMB Bank
Industry Banking
Experience
UMB Bank June 2014 - Present
Southwest Securities June 2012 - June 2014
Regions Bank December 2007 - July 2012
Chase bank September 2001 - May 2008
Skills
Formal Credit Trained, Credit, Credit Analysis, Loans, Banking, Commercial Banking, Commercial Lending, Consumer Lending, Loan Origination, Mortgage Lending, Treasury Management, Credit Risk, Financial Analysis, Lines Of Credit
Education
The University of Texas at Arlington 1986 — 1988
AS, Computer information systems
University of Texas Austin 1982 — 1983
UMB Bank June 2014 - Present
Southwest Securities June 2012 - June 2014
Regions Bank December 2007 - July 2012
Chase bank September 2001 - May 2008
Skills
Formal Credit Trained, Credit, Credit Analysis, Loans, Banking, Commercial Banking, Commercial Lending, Consumer Lending, Loan Origination, Mortgage Lending, Treasury Management, Credit Risk, Financial Analysis, Lines Of Credit
Education
The University of Texas at Arlington 1986 — 1988
AS, Computer information systems
University of Texas Austin 1982 — 1983
Arvind Bhatia, CFA's Southwest Securities Experience 1998 - 2006
Job Managing Director at Full Service Brokerage Firm
Industry Capital Markets
Experience
Full Service Brokerage Firm January 2006 - Present
Southwest Securities 1998 - 2006
Raushcer Pierce 1996 - 1997
Skills
Equity Research, Valuation, Equities, Financial Modeling, Financial Analysis, Due Diligence, Research, Capital Markets, Venture Capital, Forecasting, Securities, Excel, Industry Analysis, Private Equity, Hedge Funds, Series 7, Investments
Education
Pittsburg State University 1994 — 1995
MBA
Pittsburg State University 1994 — 1995
Full Service Brokerage Firm January 2006 - Present
Southwest Securities 1998 - 2006
Raushcer Pierce 1996 - 1997
Skills
Equity Research, Valuation, Equities, Financial Modeling, Financial Analysis, Due Diligence, Research, Capital Markets, Venture Capital, Forecasting, Securities, Excel, Industry Analysis, Private Equity, Hedge Funds, Series 7, Investments
Education
Pittsburg State University 1994 — 1995
MBA
Pittsburg State University 1994 — 1995
John Casey Roach's Southwest Securities Experience October 2009 - July 2013
Job Institutional Fixed Income at R Seelaus & CO
Industry Financial Services
Experience
R. Seelaus & Co., Inc. March 2015 - Present
Wunderlich Securities August 2013 - March 2015
Southwest Securities October 2009 - July 2013
Chicago Youth Lacrosse April 2009 - June 2013
Wells Fargo Investments March 2006 - October 2009
Skills
Series 7, Finance, Bloomberg, Series 63, Bloomberg Terminal, Uniform Combined State..., Investments, FINRA, Market Access, Microsoft Excel, Microsoft Office, Municipal Bonds
Education
St. Lawrence University 2001 — 2005
R. Seelaus & Co., Inc. March 2015 - Present
Wunderlich Securities August 2013 - March 2015
Southwest Securities October 2009 - July 2013
Chicago Youth Lacrosse April 2009 - June 2013
Wells Fargo Investments March 2006 - October 2009
Skills
Series 7, Finance, Bloomberg, Series 63, Bloomberg Terminal, Uniform Combined State..., Investments, FINRA, Market Access, Microsoft Excel, Microsoft Office, Municipal Bonds
Education
St. Lawrence University 2001 — 2005
Clint Forsvall's Southwest Securities Experience October 1997 - Present
Job Manager Network Engineering at Southwest Securities
Industry Financial Services
Experience
Southwest Securities October 1997 - Present
Education
The University of Texas at Austin 1984 — 1986
BBA
Southwest Securities October 1997 - Present
Education
The University of Texas at Austin 1984 — 1986
BBA
Vincent A. Colicchio, CFA's Southwest Securities Experience 1997 - 2001
Job Managing Director at Barrington Research Associates, Inc.
Industry Investment Banking
Experience
Barrington Research Associates, Inc. 2015 - Present
CFA Society of South Florida 2015 - Present
Noble Financial Capital Markets 2006 - 2015
Sterling Financial 2003 - 2005
U.S. Global Investors January 2002 - December 2003
Southwest Securities 1997 - 2001
Prime Charter 1994 - 1997
NatWest Securities (National Westminster Bank, now part of Royal Bank of Scotland) 1992 - 1994
Skills
Stock Picking, Financial Modeling, Financial Analysis, Investment Sales, Research, Strategic Analysis, Capital Raising..., Valuation, Due Diligence, Hedge Funds, Equity Valuation, Bloomberg, Venture Capital, Equities, Equity Capital Markets, Investment Banking, Equity Research, Finance, Banking, Securities, Capital Markets, Portfolio Management, Economics, Private Equity, Investments, Mergers & Acquisitions, Alternative Investments, Series 7, IPO, Analysis, Emerging Markets, Asset Management, Leadership, Investment Management, Investor Relations, Trading, Private Placements, Equity Trading, Fixed Income
Education
New York University - Leonard N. Stern School of Business 1990 — 1992
MBA, Finance
Stockholm School of Economics 1991 — 1991
MBA exchange student, Business Strategy
Rutgers University-New Brunswick 1985 — 1988
BA, Economics
Emerson High School 1977 — 1983
High School, General Studies
Barrington Research Associates, Inc. 2015 - Present
CFA Society of South Florida 2015 - Present
Noble Financial Capital Markets 2006 - 2015
Sterling Financial 2003 - 2005
U.S. Global Investors January 2002 - December 2003
Southwest Securities 1997 - 2001
Prime Charter 1994 - 1997
NatWest Securities (National Westminster Bank, now part of Royal Bank of Scotland) 1992 - 1994
Skills
Stock Picking, Financial Modeling, Financial Analysis, Investment Sales, Research, Strategic Analysis, Capital Raising..., Valuation, Due Diligence, Hedge Funds, Equity Valuation, Bloomberg, Venture Capital, Equities, Equity Capital Markets, Investment Banking, Equity Research, Finance, Banking, Securities, Capital Markets, Portfolio Management, Economics, Private Equity, Investments, Mergers & Acquisitions, Alternative Investments, Series 7, IPO, Analysis, Emerging Markets, Asset Management, Leadership, Investment Management, Investor Relations, Trading, Private Placements, Equity Trading, Fixed Income
Education
New York University - Leonard N. Stern School of Business 1990 — 1992
MBA, Finance
Stockholm School of Economics 1991 — 1991
MBA exchange student, Business Strategy
Rutgers University-New Brunswick 1985 — 1988
BA, Economics
Emerson High School 1977 — 1983
High School, General Studies
Luz E. Henry, MBA, MSRE's Southwest Securities Experience January 2012 - August 2013
Job AVP, Commercial Real Estate Underwriter at Texas Capital Bank
Industry Banking
Experience
Texas Capital Bank 2013 - Present
Southwest Securities January 2012 - August 2013
Southwest Securities December 2011 - January 2012
Southwest Securities February 2011 - November 2011
Pioneer Services, LLC July 2009 - April 2010
The Combined Law Enforcement Associations of Texas May 2002 - July 2009
Skills
Real Estate, Financial Analysis, Underwriting, Risk Management, Finance, Due Diligence, Loans, Valuation, Portfolio Management, Credit Analysis, Banking, Financial Modeling, Credit, Asset Management, Commercial Lending, Commercial Real Estate
Education
The University of Texas at Arlington - College of Business 2010 — 2011
MS, Real Estate
The University of Texas at Arlington - College of Business 2007 — 2009
MBA
The University of Texas at Arlington 2003 — 2006
BBA, Finance, Real Estate
Texas Capital Bank 2013 - Present
Southwest Securities January 2012 - August 2013
Southwest Securities December 2011 - January 2012
Southwest Securities February 2011 - November 2011
Pioneer Services, LLC July 2009 - April 2010
The Combined Law Enforcement Associations of Texas May 2002 - July 2009
Skills
Real Estate, Financial Analysis, Underwriting, Risk Management, Finance, Due Diligence, Loans, Valuation, Portfolio Management, Credit Analysis, Banking, Financial Modeling, Credit, Asset Management, Commercial Lending, Commercial Real Estate
Education
The University of Texas at Arlington - College of Business 2010 — 2011
MS, Real Estate
The University of Texas at Arlington - College of Business 2007 — 2009
MBA
The University of Texas at Arlington 2003 — 2006
BBA, Finance, Real Estate
Stephen Halayda's Southwest Securities Experience March 2000 - July 2012
Job Guardium Technical Sales Specialist at IBM
Industry Financial Services
Experience
IBM February 2014 - Present
IBM July 2012 - Present
Southwest Securities March 2000 - July 2012
Skills
SQL, Microsoft SQL Server, Visio, Database Administration, Business Analysis, Business Intelligence, Databases, Requirements Analysis, Disaster Recovery, SDLC, Integration, Data Warehousing
Education
The University of Winnipeg
Bachelor of Science (B.S.), Business Computing
IBM February 2014 - Present
IBM July 2012 - Present
Southwest Securities March 2000 - July 2012
Skills
SQL, Microsoft SQL Server, Visio, Database Administration, Business Analysis, Business Intelligence, Databases, Requirements Analysis, Disaster Recovery, SDLC, Integration, Data Warehousing
Education
The University of Winnipeg
Bachelor of Science (B.S.), Business Computing
Ann Hollingsworth's Southwest Securities Experience November 1995 - July 2001
Job Vice President at Memorial Hermann Health System
Industry Hospital & Health Care
Experience
Memorial Hermann Health System October 2014 - Present
KBR 2002 - October 2014
Southwest Securities November 1995 - July 2001
Skills
Employee Benefits, Executive Compensation..., Compensation & Benefit, Compensation Structures, Mergers & Acquisitions, Vendor Management, Benefits Accounting, Accounting, Leadership, IPO
Education
The University of Texas at Arlington - College of Business 1981 — 1983
MPA, Accounting
Tulane University 1977 — 1980
BS, Psychology and Communications
Memorial Hermann Health System October 2014 - Present
KBR 2002 - October 2014
Southwest Securities November 1995 - July 2001
Skills
Employee Benefits, Executive Compensation..., Compensation & Benefit, Compensation Structures, Mergers & Acquisitions, Vendor Management, Benefits Accounting, Accounting, Leadership, IPO
Education
The University of Texas at Arlington - College of Business 1981 — 1983
MPA, Accounting
Tulane University 1977 — 1980
BS, Psychology and Communications
Travis Parker, MBA's Southwest Securities Experience October 2012 - September 2013
Job Vice President Commercial Banker at First Financial Bank
Industry Banking
Experience
First Financial Bankshares, Inc. September 2013 - Present
Southwest Securities October 2012 - September 2013
Bank of Texas September 2010 - November 2012
Frost Bank August 2005 - September 2010
Samson May 2003 - August 2003
Skills
Commercial Banking, Banking, Treasury Management, Finance, Commercial Real Estate, Succession Planning, Corporate Trust, Retirement, Not for Profit, Commercial Lending, Financial Analysis, Credit Analysis, Credit, Loans, Middle Market, Small Business Lending, Wealth Management
Education
Texas Tech University - Rawls College of Business 2004 — 2005
MBA, General Business & Entrepreneurship
Texas Tech University - Rawls College of Business 2000 — 2004
BBA, Finance
First Financial Bankshares, Inc. September 2013 - Present
Southwest Securities October 2012 - September 2013
Bank of Texas September 2010 - November 2012
Frost Bank August 2005 - September 2010
Samson May 2003 - August 2003
Skills
Commercial Banking, Banking, Treasury Management, Finance, Commercial Real Estate, Succession Planning, Corporate Trust, Retirement, Not for Profit, Commercial Lending, Financial Analysis, Credit Analysis, Credit, Loans, Middle Market, Small Business Lending, Wealth Management
Education
Texas Tech University - Rawls College of Business 2004 — 2005
MBA, General Business & Entrepreneurship
Texas Tech University - Rawls College of Business 2000 — 2004
BBA, Finance
Steven Meisel's Southwest Securities Experience July 2007 - June 2009
Job Vice President Of Business Development, Wildcat Midstream Partners LLC
Industry Oil & Energy
Experience
Wildcat Midstream Partners January 2013 - Present
Wildcat Midstream Partners June 2012 - Present
Wildcat Permian Services LLC July 2012 - October 2013
Regency Gas Services November 2010 - May 2012
Regency Gas Services January 2010 - November 2010
Regency Gas Services June 2009 - December 2009
Southwest Securities July 2007 - June 2009
Bank of America May 2006 - August 2006
Marquette Business Credit May 2005 - August 2005
Skills
Financial Modeling, Corporate Finance, Private Equity, Financial Analysis, Due Diligence, Mergers, Risk Management, Financial Reporting, Energy, Accounting, Analysis, Strategic Financial..., Business Development, Contract Negotiation, Corporate Development, Energy Industry, Finance, Forecasting, Investment Banking, Mergers & Acquisitions, Strategic Planning, Valuation
Education
The University of Kansas 2003 — 2007
Business, Finance and International Business
Wildcat Midstream Partners January 2013 - Present
Wildcat Midstream Partners June 2012 - Present
Wildcat Permian Services LLC July 2012 - October 2013
Regency Gas Services November 2010 - May 2012
Regency Gas Services January 2010 - November 2010
Regency Gas Services June 2009 - December 2009
Southwest Securities July 2007 - June 2009
Bank of America May 2006 - August 2006
Marquette Business Credit May 2005 - August 2005
Skills
Financial Modeling, Corporate Finance, Private Equity, Financial Analysis, Due Diligence, Mergers, Risk Management, Financial Reporting, Energy, Accounting, Analysis, Strategic Financial..., Business Development, Contract Negotiation, Corporate Development, Energy Industry, Finance, Forecasting, Investment Banking, Mergers & Acquisitions, Strategic Planning, Valuation
Education
The University of Kansas 2003 — 2007
Business, Finance and International Business
Charlie Mays's Southwest Securities Experience 1998 - 2002
Job Portfolio Manager / Advisor at Rhoads Lucca Capital Management
Industry Financial Services
Experience
Rhoads Lucca Capital Management 2008 - Present
Naxos Capital, Inc. 2002 - 2008
Southwest Securities 1998 - 2002
Dain Rauscher/ Royal Bank of Canada 1992 - 1998
Skills
Series 7, Alternative Investments, Asset Management, Investments, Equities, Hedge Funds, Portfolio Management, Securities, Mutual Funds, Series 63, Fixed Income, Asset Allocation, Wealth Management, Investment Advisory, Capital Markets, Trading, Options, Investment Strategies, Financial Services, Risk Management
Education
The University of Texas at Arlington - College of Business
Bachelor of Business Administration (BBA), Banking, Corporate, Finance, and Securities Law
Rhoads Lucca Capital Management 2008 - Present
Naxos Capital, Inc. 2002 - 2008
Southwest Securities 1998 - 2002
Dain Rauscher/ Royal Bank of Canada 1992 - 1998
Skills
Series 7, Alternative Investments, Asset Management, Investments, Equities, Hedge Funds, Portfolio Management, Securities, Mutual Funds, Series 63, Fixed Income, Asset Allocation, Wealth Management, Investment Advisory, Capital Markets, Trading, Options, Investment Strategies, Financial Services, Risk Management
Education
The University of Texas at Arlington - College of Business
Bachelor of Business Administration (BBA), Banking, Corporate, Finance, and Securities Law
Clay Gunter's Southwest Securities Experience May 2012 - Present
Job Credit Administration Manager at Southwest Securities
Industry Banking
Experience
Southwest Securities May 2012 - Present
TIB-The Independent BankersBank August 2010 - May 2012
Wachovia, A Wells Fargo Company 2006 - 2010
Skills
Banking, Commercial Banking, Credit, Credit Analysis, Credit Risk, Financial Services, Loans, Management, Portfolio Management, Risk Management, Small Business Lending, Mortgage Lending, Consumer Lending, Commercial Lending, Loan Origination
Education
Texas Wesleyan University 1997 — 2000
Business, Marketing
Southwest Securities May 2012 - Present
TIB-The Independent BankersBank August 2010 - May 2012
Wachovia, A Wells Fargo Company 2006 - 2010
Skills
Banking, Commercial Banking, Credit, Credit Analysis, Credit Risk, Financial Services, Loans, Management, Portfolio Management, Risk Management, Small Business Lending, Mortgage Lending, Consumer Lending, Commercial Lending, Loan Origination
Education
Texas Wesleyan University 1997 — 2000
Business, Marketing
Thomas Brophy's Southwest Securities Experience 2000 - 2001
Job Securities Lending Trader
Industry Financial Services
Experience
Wedbush Securities 2001 - 2014
Southwest Securities 2000 - 2001
Prudential Securities 1993 - 1999
Skills
Series 7, Series 63, Portfolio Management, Securities, Investments, Bloomberg, Capital Markets, Fixed Income, Equities, Trading, Loans, Hedge Funds, Bonds, Trading Systems, Settlement, Securities Lending, Equity Research, Equity Trading, ETFs, Financial Markets
Education
Providence College
B.A, Economics
Wedbush Securities 2001 - 2014
Southwest Securities 2000 - 2001
Prudential Securities 1993 - 1999
Skills
Series 7, Series 63, Portfolio Management, Securities, Investments, Bloomberg, Capital Markets, Fixed Income, Equities, Trading, Loans, Hedge Funds, Bonds, Trading Systems, Settlement, Securities Lending, Equity Research, Equity Trading, ETFs, Financial Markets
Education
Providence College
B.A, Economics
Kathleen Schutz's Southwest Securities Experience October 2009 - November 2010
Job Senior Accountant at Oak Hill Capital
Industry Accounting
Experience
Oak Hill Capital November 2010 - Present
Southwest Securities October 2009 - November 2010
Atlas Capital/RHA, Inc. June 2004 - October 2009
Hedgemetrix, LLC April 2003 - May 2004
Ernst & Young May 1999 - April 2003
Education
The University of Texas at Arlington - College of Business Administration 1996 — 1999
BBA - Accounting, Accounting, Summa Cum Laude
Oak Hill Capital November 2010 - Present
Southwest Securities October 2009 - November 2010
Atlas Capital/RHA, Inc. June 2004 - October 2009
Hedgemetrix, LLC April 2003 - May 2004
Ernst & Young May 1999 - April 2003
Education
The University of Texas at Arlington - College of Business Administration 1996 — 1999
BBA - Accounting, Accounting, Summa Cum Laude
Kathy Zolton's Southwest Securities Experience May 2007 - December 2012
Job Accounting Sr. Lecturer at University of Texas at Dallas
Industry Financial Services
Experience
University of Texas at Dallas January 2013 - Present
Southwest Securities May 2007 - December 2012
Ernst & Young October 2005 - May 2007
ClubCorp 1999 - 2006
Skills
Internal Controls, Financial Reporting, Accounting, Financial Analysis, Sarbanes-Oxley Act, Financial Accounting, Auditing, General Ledger, Finance, Internal Audit, Corporate Finance, Budgets, Management, Variance Analysis, Microsoft Excel, Microsoft Office
Education
Texas A&M University - Mays Business School 1991 — 1996
BBS/MS, Accounting
University of Texas at Dallas January 2013 - Present
Southwest Securities May 2007 - December 2012
Ernst & Young October 2005 - May 2007
ClubCorp 1999 - 2006
Skills
Internal Controls, Financial Reporting, Accounting, Financial Analysis, Sarbanes-Oxley Act, Financial Accounting, Auditing, General Ledger, Finance, Internal Audit, Corporate Finance, Budgets, Management, Variance Analysis, Microsoft Excel, Microsoft Office
Education
Texas A&M University - Mays Business School 1991 — 1996
BBS/MS, Accounting
Sonya Tippin's Southwest Securities Experience July 2008 - August 2009
Job National Manager CRELA
Industry Banking
Experience
JPMorgan Chase July 2010 - Present
Southwest Securities July 2008 - August 2009
Partriot Bank April 2006 - June 2008
Frost Bank 2004 - 2006
Wells Fargo 1993 - 2004
Education
The University of Texas at Arlington - College of Business 1992 — 1997
BBA, Finance
JPMorgan Chase July 2010 - Present
Southwest Securities July 2008 - August 2009
Partriot Bank April 2006 - June 2008
Frost Bank 2004 - 2006
Wells Fargo 1993 - 2004
Education
The University of Texas at Arlington - College of Business 1992 — 1997
BBA, Finance
Jeff Custer's Southwest Securities Experience February 2006 - November 2009
Job Trade Supervisor at NFP Securities
Industry Financial Services
Experience
NFP Securities November 2010 - Present
Southwest Securities February 2006 - November 2009
Chase October 2004 - February 2006
Fidelity Investments November 2003 - October 2004
Fidelity Investments July 2000 - November 2003
Edward Jones December 1998 - July 2000
Skills
Series 7, Financial Services, Investments, Portfolio Management, Securities, Banking, Finance, Retirement Planning, Insurance, Trading, Employee Benefits, Financial Advisory, Options, Leadership, Series 63, Training
Education
Southern Methodist University
Bachelor, Business Administration
Southern Methodist University - Cox School of Business
BBA, Marketing
NFP Securities November 2010 - Present
Southwest Securities February 2006 - November 2009
Chase October 2004 - February 2006
Fidelity Investments November 2003 - October 2004
Fidelity Investments July 2000 - November 2003
Edward Jones December 1998 - July 2000
Skills
Series 7, Financial Services, Investments, Portfolio Management, Securities, Banking, Finance, Retirement Planning, Insurance, Trading, Employee Benefits, Financial Advisory, Options, Leadership, Series 63, Training
Education
Southern Methodist University
Bachelor, Business Administration
Southern Methodist University - Cox School of Business
BBA, Marketing
Lee Munger's Southwest Securities Experience August 2004 - Present
Job VP, Information Technology Manager at Southwest Securities, FSB
Industry Financial Services
Experience
Southwest Securities August 2004 - Present
Buchanan Technologies September 1994 - August 2004
Kroger May 1987 - April 1996
Skills
Project Management, Desktop Support..., IT Audit, Business Continuity..., IT Policies & Procedures, IT Management, Bank Physical Security, Banking Facilities..., Vendor Management, Information Technology, IT Service Management, Business Analysis, Disaster Recovery, VPN, IT Strategy, Team Leadership
Education
Southwestern College 2009 — 2014
Bachelor's Degree, Business Quality Management
Southwest Securities August 2004 - Present
Buchanan Technologies September 1994 - August 2004
Kroger May 1987 - April 1996
Skills
Project Management, Desktop Support..., IT Audit, Business Continuity..., IT Policies & Procedures, IT Management, Bank Physical Security, Banking Facilities..., Vendor Management, Information Technology, IT Service Management, Business Analysis, Disaster Recovery, VPN, IT Strategy, Team Leadership
Education
Southwestern College 2009 — 2014
Bachelor's Degree, Business Quality Management
Craig Bell, CFA's Southwest Securities Experience January 2004 - January 2006
Job Experienced Business/Strategic Evaluator
Industry Capital Markets
Experience
Enerecap Partners July 2010 - February 2014
Madison Williams and Company (SMH Capital) May 2006 - March 2010
Sterne Agee January 2006 - May 2006
Southwest Securities January 2004 - January 2006
Van Kampen Funds 1996 - 2003
Skills
Strategic Planning, Equity Trading, Bloomberg, Securities, Financial Modeling, Investor Relations, Financial Analysis, Equity Research, Microsoft Excel, Corporate Finance, Investment Banking, Capital Markets, DCF, Equities, Valuation, Investments, Energy, Series 63, Corporate Development, Business Valuation, Due Diligence, Equity Valuation, Portfolio Management, Series 7
Education
Texas A&M University 1993 — 1996
BBA, Finance
Enerecap Partners July 2010 - February 2014
Madison Williams and Company (SMH Capital) May 2006 - March 2010
Sterne Agee January 2006 - May 2006
Southwest Securities January 2004 - January 2006
Van Kampen Funds 1996 - 2003
Skills
Strategic Planning, Equity Trading, Bloomberg, Securities, Financial Modeling, Investor Relations, Financial Analysis, Equity Research, Microsoft Excel, Corporate Finance, Investment Banking, Capital Markets, DCF, Equities, Valuation, Investments, Energy, Series 63, Corporate Development, Business Valuation, Due Diligence, Equity Valuation, Portfolio Management, Series 7
Education
Texas A&M University 1993 — 1996
BBA, Finance
Anthony Messina's Southwest Securities Experience May 2007 - July 2007
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors LLC April 2014 - Present
GoodHaven Capital Management, LLC July 2012 - April 2014
Morgan Stanley Smith Barney July 2011 - July 2012
Ladenburg Thalmann June 2010 - August 2010
Wells Fargo Advisors, LLC May 2009 - July 2009
Domino Sugar June 2008 - August 2008
Southwest Securities May 2007 - July 2007
Skills
Mutual Funds, Microsoft Excel, Account Reconciliation, PowerPoint, Outlook, Microsoft Word, Trading, Bloomberg, Customer Service, Microsoft Office, Fixed Income
Education
Saint Joseph's University 2007 — 2011
Bachelor of Science in Business Administration, Finance/ Risk Management & Insurance
Saint Joseph's University 2007 — 2011
Bachelor of Science (B.S.), Finance and Risk Management/Insurance
Wells Fargo Advisors LLC April 2014 - Present
GoodHaven Capital Management, LLC July 2012 - April 2014
Morgan Stanley Smith Barney July 2011 - July 2012
Ladenburg Thalmann June 2010 - August 2010
Wells Fargo Advisors, LLC May 2009 - July 2009
Domino Sugar June 2008 - August 2008
Southwest Securities May 2007 - July 2007
Skills
Mutual Funds, Microsoft Excel, Account Reconciliation, PowerPoint, Outlook, Microsoft Word, Trading, Bloomberg, Customer Service, Microsoft Office, Fixed Income
Education
Saint Joseph's University 2007 — 2011
Bachelor of Science in Business Administration, Finance/ Risk Management & Insurance
Saint Joseph's University 2007 — 2011
Bachelor of Science (B.S.), Finance and Risk Management/Insurance
Kit Case, CFA's Southwest Securities Experience November 1996 - December 2005
Job Family Office Executive at Best Merchant Partners
Industry Executive Office
Experience
Best Merchant Partners September 2011 - Present
First Avenue Capital Advisors June 2007 - September 2011
Christopher Strategic Advisors January 2006 - September 2011
BankCap Partners June 2006 - October 2010
Southwest Securities November 1996 - December 2005
Hoak Securities Corp. January 1995 - September 1996
First Dallas Securities August 1991 - January 1995
Skills
Non-profits, Higher Education, Investments, Family Office Services, Asset Allocation, Private Equity, Generational Mentoring, Strategic Planning, Equities, Leadership, Entrepreneurship, Nonprofits, Team Building, Management, Portfolio Management, Investment Banking, Strategy, Competitive Analysis, Business Planning, Family Office, Executive Management, Investor Relations
Education
The University of Texas at Austin - Red McCombs School of Business 1989 — 1991
MBA
Southern Methodist University 1981 — 1985
BBA
Best Merchant Partners September 2011 - Present
First Avenue Capital Advisors June 2007 - September 2011
Christopher Strategic Advisors January 2006 - September 2011
BankCap Partners June 2006 - October 2010
Southwest Securities November 1996 - December 2005
Hoak Securities Corp. January 1995 - September 1996
First Dallas Securities August 1991 - January 1995
Skills
Non-profits, Higher Education, Investments, Family Office Services, Asset Allocation, Private Equity, Generational Mentoring, Strategic Planning, Equities, Leadership, Entrepreneurship, Nonprofits, Team Building, Management, Portfolio Management, Investment Banking, Strategy, Competitive Analysis, Business Planning, Family Office, Executive Management, Investor Relations
Education
The University of Texas at Austin - Red McCombs School of Business 1989 — 1991
MBA
Southern Methodist University 1981 — 1985
BBA
Sue Spellman, CFP®'s Southwest Securities Experience December 2003 - June 2006
Job Sr. Vice President Carter Financial Management
Industry Financial Services
Experience
Carter Financial Management June 2006 - Present
Southwest Securities December 2003 - June 2006
Spellman Capital Corporation December 1981 - December 2003
Skills
Series 7, Portfolio Management, Securities, FINRA, Asset Allocation, Strategic Financial..., Finance, Equities, Financial Planning, Wealth
Education
Tulane University - Newcomb College
Bachelor of Arts (B.A.), Spanish Language and Literature
The University of Texas at Austin
Finance and Financial Management Services
Carter Financial Management June 2006 - Present
Southwest Securities December 2003 - June 2006
Spellman Capital Corporation December 1981 - December 2003
Skills
Series 7, Portfolio Management, Securities, FINRA, Asset Allocation, Strategic Financial..., Finance, Equities, Financial Planning, Wealth
Education
Tulane University - Newcomb College
Bachelor of Arts (B.A.), Spanish Language and Literature
The University of Texas at Austin
Finance and Financial Management Services
Ashley Shafer, CPA's Southwest Securities Experience August 2013 - August 2014
Job Senior Auditor at McGladrey
Industry Accounting
Experience
McGladrey September 2014 - Present
Southwest Securities August 2013 - August 2014
PricewaterhouseCoopers September 2010 - August 2013
Skills
SEC reporting, Accounting, Financial Reporting, Financial Accounting, SOX, Sarbanes-Oxley Act, Microsoft Excel, SEC filings, Auditing, CPA, Big 4, GAAP
Education
Texas A&M University - Mays Business School 2005 — 2010
Bachelor of Business Administration (B.B.A.) and Masters of Science, Accounting and Finance
coppell high school
McGladrey September 2014 - Present
Southwest Securities August 2013 - August 2014
PricewaterhouseCoopers September 2010 - August 2013
Skills
SEC reporting, Accounting, Financial Reporting, Financial Accounting, SOX, Sarbanes-Oxley Act, Microsoft Excel, SEC filings, Auditing, CPA, Big 4, GAAP
Education
Texas A&M University - Mays Business School 2005 — 2010
Bachelor of Business Administration (B.B.A.) and Masters of Science, Accounting and Finance
coppell high school
Dale Daniel's Southwest Securities Experience April 2011 - Present
Job Senior Programmer Analyst at a large Dallas Securities Company
Industry Financial Services
Experience
Southwest Securities April 2011 - Present
Clark Consulting March 2005 - February 2011
Orange Leap 2002 - 2005
AIG American General 2000 - 2001
AIG American General 1997 - 2000
Education
Texas A&M University-Commerce
Southwest Securities April 2011 - Present
Clark Consulting March 2005 - February 2011
Orange Leap 2002 - 2005
AIG American General 2000 - 2001
AIG American General 1997 - 2000
Education
Texas A&M University-Commerce
Jay Bayne's Southwest Securities Experience 1992 - 2003
Job TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade March 2015 - Present
Esposito Securities, LLC September 2012 - March 2015
Penson Financial Services July 2010 - July 2012
Capital Institutional Services, Inc. June 2003 - January 2010
Southwest Securities 1992 - 2003
Skills
Trading Systems, Electronic Trading, Options, Equities, Equity Trading, Back Office, Series 7, Series 63, Bloomberg, Securities, Trading
Education
St. Thomas Episcopal
Texas A&M University
TD Ameritrade March 2015 - Present
Esposito Securities, LLC September 2012 - March 2015
Penson Financial Services July 2010 - July 2012
Capital Institutional Services, Inc. June 2003 - January 2010
Southwest Securities 1992 - 2003
Skills
Trading Systems, Electronic Trading, Options, Equities, Equity Trading, Back Office, Series 7, Series 63, Bloomberg, Securities, Trading
Education
St. Thomas Episcopal
Texas A&M University
Andrew Cashiola's Southwest Securities Experience September 2011 - Present
Job Regional Sales Director at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. January 2013 - Present
Southwest Securities September 2011 - Present
Morgan Keegan March 2007 - June 2011
UBS Wealth Management January 1999 - March 2007
Skills
Finance, Process Improvement
Education
Texas Tech University 1983 — 1987
Economics
Ameriprise Financial Services, Inc. January 2013 - Present
Southwest Securities September 2011 - Present
Morgan Keegan March 2007 - June 2011
UBS Wealth Management January 1999 - March 2007
Skills
Finance, Process Improvement
Education
Texas Tech University 1983 — 1987
Economics
Tim Weiss's Southwest Securities Experience May 2002 - June 2004
Job Director, Global Execution Services at Société Générale
Industry Financial Services
Experience
Société Générale January 2015 - Present
Newedge September 2011 - January 2015
Penson Financial Services December 2007 - September 2011
IPC Systems, Inc. June 2004 - November 2007
Southwest Securities May 2002 - June 2004
Citadel Investment Group March 2000 - September 2001
Skills
Options, Equities, Fixed Income, Electronic Trading, Trading Systems, Trading, Series 7, Equity Trading, Market Data, Securities, Series 63, Financial Markets, Bloomberg, Capital Markets, Risk Management, Investments, Hedge Funds, Asset Management, Derivatives, New Business Development, FX Options, Commodity, FINRA, Series 3, Series 24, Series 4
Education
Saint Michael's College 1984 — 1988
BA, Political Science
Fairfield Prep 1980 — 1984
Société Générale January 2015 - Present
Newedge September 2011 - January 2015
Penson Financial Services December 2007 - September 2011
IPC Systems, Inc. June 2004 - November 2007
Southwest Securities May 2002 - June 2004
Citadel Investment Group March 2000 - September 2001
Skills
Options, Equities, Fixed Income, Electronic Trading, Trading Systems, Trading, Series 7, Equity Trading, Market Data, Securities, Series 63, Financial Markets, Bloomberg, Capital Markets, Risk Management, Investments, Hedge Funds, Asset Management, Derivatives, New Business Development, FX Options, Commodity, FINRA, Series 3, Series 24, Series 4
Education
Saint Michael's College 1984 — 1988
BA, Political Science
Fairfield Prep 1980 — 1984
Ed Harelik's Southwest Securities Experience 1996 - 1999
Job Managing Director at Paulson Investment Company
Industry Financial Services
Experience
Paulson Investment Company August 2014 - Present
Esposito Global November 2011 - June 2014
Pacific Growth Equities 1999 - 2003
Southwest Securities 1996 - 1999
Alex Brown & Sons, Inc. 1987 - 1988
Bear Stearns 1986 - 1987
Skills
Investments, Equities, Microsoft Excel, Financial Modeling, Portfolio Management, Series 7, Asset Management, Fixed Income, Sales, Equity Research, Securities, Financial Analysis, Bloomberg, Alternative Investments, Capital Markets, Hedge Funds, Series 63, Institutional Sales, Bonds
Education
The University of Texas at Austin 1978 — 1982
Latin American Studies
Paulson Investment Company August 2014 - Present
Esposito Global November 2011 - June 2014
Pacific Growth Equities 1999 - 2003
Southwest Securities 1996 - 1999
Alex Brown & Sons, Inc. 1987 - 1988
Bear Stearns 1986 - 1987
Skills
Investments, Equities, Microsoft Excel, Financial Modeling, Portfolio Management, Series 7, Asset Management, Fixed Income, Sales, Equity Research, Securities, Financial Analysis, Bloomberg, Alternative Investments, Capital Markets, Hedge Funds, Series 63, Institutional Sales, Bonds
Education
The University of Texas at Austin 1978 — 1982
Latin American Studies
Sam Buchholz's Southwest Securities Experience May 2009 - August 2011
Job Student at Southern Methodist University
Industry Logistics and Supply Chain
Experience
Buckley Oil Company January 2014 - September 2014
Who's My Tutor January 2013 - May 2013
Morgan Stanley Smith Barney May 2012 - August 2012
Southwest Securities May 2009 - August 2011
Maple Etanol S.R.L. May 2011 - June 2011
Skills
Logistics, Customer Service, Microsoft Office, C++, Java, C, HTML, Research, Social Media, Public Speaking, Teamwork
Education
Southern Methodist University 2014 — 2016
Bachelor’s Degree, Economics with Financial Applications
Vanderbilt University 2010 — 2013
Mechanical Engineering
Buckley Oil Company January 2014 - September 2014
Who's My Tutor January 2013 - May 2013
Morgan Stanley Smith Barney May 2012 - August 2012
Southwest Securities May 2009 - August 2011
Maple Etanol S.R.L. May 2011 - June 2011
Skills
Logistics, Customer Service, Microsoft Office, C++, Java, C, HTML, Research, Social Media, Public Speaking, Teamwork
Education
Southern Methodist University 2014 — 2016
Bachelor’s Degree, Economics with Financial Applications
Vanderbilt University 2010 — 2013
Mechanical Engineering
Carla Luby's Southwest Securities Experience June 1997 - June 1998
Job Management
Industry Financial Services
Experience
Hope Home Medical January 2008 - April 2012
Fidelity Investments May 2000 - April 2001
Fidelity Investments June 1998 - May 2000
Southwest Securities June 1997 - June 1998
Fidelity Investments February 1995 - June 1997
Skills
Microsoft Excel, Microsoft Word, Microsoft PowerPoint, PowerPoint, Healthcare, Microsoft Office, Customer Service, Outlook, Coaching, Sales, Team Building, Budgets
Education
The University of Texas at Austin 1983 — 1987
Bachelor of Education (B.Ed.), Exercise Physiology
Hope Home Medical January 2008 - April 2012
Fidelity Investments May 2000 - April 2001
Fidelity Investments June 1998 - May 2000
Southwest Securities June 1997 - June 1998
Fidelity Investments February 1995 - June 1997
Skills
Microsoft Excel, Microsoft Word, Microsoft PowerPoint, PowerPoint, Healthcare, Microsoft Office, Customer Service, Outlook, Coaching, Sales, Team Building, Budgets
Education
The University of Texas at Austin 1983 — 1987
Bachelor of Education (B.Ed.), Exercise Physiology
Joseph Ntreh's Southwest Securities Experience 2003 - 2004
Job Corporate H/R and Payroll at Comerica Bank
Industry Banking
Experience
Comerica Bank 2009 - Present
Highland Capital Management, L.P. 2007 - 2008
EMC Mortgage 2004 - 2007
Southwest Securities 2003 - 2004
JPMorgan Chase 2000 - 2003
Chase Bank 1999 - 2000
Skills
General Accounting, Operations Management, Operations Research, Regulatory Operations, Asset Managment, Receiverships, Receivership Operations, Financial System..., Investor Relations, Investor Reporting, Trust Operations, Mortgage Banking, Loan Servicing, Payroll Management, Controller Operations, Budgeting, Financial Analysis, Treasury Operations, Accounting
Education
The University of Texas at Dallas
Bachelor of Business Administration (B.B.A.), Accounting and Finance
Comerica Bank 2009 - Present
Highland Capital Management, L.P. 2007 - 2008
EMC Mortgage 2004 - 2007
Southwest Securities 2003 - 2004
JPMorgan Chase 2000 - 2003
Chase Bank 1999 - 2000
Skills
General Accounting, Operations Management, Operations Research, Regulatory Operations, Asset Managment, Receiverships, Receivership Operations, Financial System..., Investor Relations, Investor Reporting, Trust Operations, Mortgage Banking, Loan Servicing, Payroll Management, Controller Operations, Budgeting, Financial Analysis, Treasury Operations, Accounting
Education
The University of Texas at Dallas
Bachelor of Business Administration (B.B.A.), Accounting and Finance
James Gassman's Southwest Securities Experience July 1998 - August 2000
Job Senior Equity Analyst at Thornburg Investment Management
Industry Financial Services
Experience
Thornburg Investment Management July 2014 - Present
Thornburg Investment Management July 2011 - Present
Robert W. Baird & Co. September 2006 - July 2011
Invesco US August 2000 - September 2005
Southwest Securities July 1998 - August 2000
Capital Group October 1993 - July 1996
Skills
Equities, Portfolio Management, Investments, Asset Management, Mutual Funds, Financial Modeling, Bloomberg
Education
Tulane University - A.B. Freeman School of Business 1996 — 1998
Master of Business Administration (MBA), Finance, General
University of the Pacific - Eberhardt School of Business 1988 — 1992
Bachelor of Science (BS), Business Administration and Management, General
Thornburg Investment Management July 2014 - Present
Thornburg Investment Management July 2011 - Present
Robert W. Baird & Co. September 2006 - July 2011
Invesco US August 2000 - September 2005
Southwest Securities July 1998 - August 2000
Capital Group October 1993 - July 1996
Skills
Equities, Portfolio Management, Investments, Asset Management, Mutual Funds, Financial Modeling, Bloomberg
Education
Tulane University - A.B. Freeman School of Business 1996 — 1998
Master of Business Administration (MBA), Finance, General
University of the Pacific - Eberhardt School of Business 1988 — 1992
Bachelor of Science (BS), Business Administration and Management, General
Torres, Herbert's Southwest Securities Experience March 2010 - March 2012
Job Managing Director Municipal Trading at Charles Schwab
Industry Financial Services
Experience
Charles Schwab April 2012 - Present
Southwest Securities March 2010 - March 2012
Wells Fargo Institutional Trading & Sales March 2005 - March 2010
Education
University of Phoenix 2001 — 2003
BS, Business Accounting
University of Puerto Rico 1974 — 1977
BS, Biology, General
Charles Schwab April 2012 - Present
Southwest Securities March 2010 - March 2012
Wells Fargo Institutional Trading & Sales March 2005 - March 2010
Education
University of Phoenix 2001 — 2003
BS, Business Accounting
University of Puerto Rico 1974 — 1977
BS, Biology, General
Dennis Zulkowski's Southwest Securities Experience December 2008 - December 2011
Job Senior Vice President at Commerce National Bank
Industry Banking
Experience
Commerce National Bank December 2011 - Present
Southwest Securities December 2008 - December 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking
Education
Stephen F. Austin State University
Bachelor of Business Administration (B.B.A.), Finance, General
Commerce National Bank December 2011 - Present
Southwest Securities December 2008 - December 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking
Education
Stephen F. Austin State University
Bachelor of Business Administration (B.B.A.), Finance, General
Terrence Loughran, CFA's Southwest Securities Experience January 2006 - August 2007
Job Director Senior Portfolio Manager at City National Rochdale
Industry Investment Management
Experience
City National Rochdale October 2007 - Present
Southwest Securities January 2006 - August 2007
Fidelity Investments May 1997 - December 2005
Merrill Lynch April 1993 - May 1997
Education
UCLA Anderson School of Management 1995 — 1998
Master of Business Administration (M.B.A.)
University of Notre Dame 1987 — 1991
Bachelor's Degree, History
City National Rochdale October 2007 - Present
Southwest Securities January 2006 - August 2007
Fidelity Investments May 1997 - December 2005
Merrill Lynch April 1993 - May 1997
Education
UCLA Anderson School of Management 1995 — 1998
Master of Business Administration (M.B.A.)
University of Notre Dame 1987 — 1991
Bachelor's Degree, History
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY