Wachovia Capital Markets LLC
Industry: Company
DescriptionHeadquarters: Charlotte, NC Parent organization: Wells Fargo
Wachovia Capital Markets LLC List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Wachovia Capital Markets LLC. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Wachovia Capital Markets LLC Salaries. You can even request information on how much does Wachovia Capital Markets LLC pay if you want to. Learn about salaries, pros and cons of working for Wachovia Capital Markets LLC directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
33 Wachovia Capital Markets LLC employees in database. Find out everything there's to know about Wachovia Capital Markets LLC employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Wachovia Capital Markets LLC Employees
Employee
Years
Job
Industry
Abby (Abizar) Rangwala Abby (Abizar) Rangwala's Wachovia Capital Markets LLC Experience August 1993 - December 2008
Job Risk Management Valuations (CMBS) at TIAACREF
Industry Financial Services
Experience
TIAA-CREF January 2014 - Present
CertusBank April 2012 - December 2013
Wells Fargo Securities LLC January 2009 - July 2012
Wachovia Capital Markets LLC August 1993 - December 2008
Beers + Cutler January 1987 - June 1992
Skills
Corporate Finance, Accounting, Asset Management, Risk Management, Project Finance, Asset Based Lending, Business Development, Income Tax, Structured..., Commercial Real Estate..., Single Tenant Real..., Debt (Structured &..., Owner Occupied Real..., Alternative & Renewable..., Equipment Leasing..., Private Finance..., Sec. 1031/Like Kind..., Capital Recycling, Restructuring & Workout, Non-Performing Loans, Distressed Debt, Distressed Property, Relationship Managemnt, Distressed CRE..., Asset Managment, Capital Markets, Commercial Real Estate, Acquisitions, Credit Risk, Financial Structuring, Finance, Investment Banking, Real Estate, Property, Commercial Lending, Debt, Private Equity
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business 1992 — 1993
MBA, Finance
Pennsylvania State University 1983 — 1985
BBA, Accounting and Finance (Dual Major)
University of Bombay 1978 — 1981
B.Com, Accounting
St. Mary's ISC 1966 — 1975
School
TIAA-CREF January 2014 - Present
CertusBank April 2012 - December 2013
Wells Fargo Securities LLC January 2009 - July 2012
Wachovia Capital Markets LLC August 1993 - December 2008
Beers + Cutler January 1987 - June 1992
Skills
Corporate Finance, Accounting, Asset Management, Risk Management, Project Finance, Asset Based Lending, Business Development, Income Tax, Structured..., Commercial Real Estate..., Single Tenant Real..., Debt (Structured &..., Owner Occupied Real..., Alternative & Renewable..., Equipment Leasing..., Private Finance..., Sec. 1031/Like Kind..., Capital Recycling, Restructuring & Workout, Non-Performing Loans, Distressed Debt, Distressed Property, Relationship Managemnt, Distressed CRE..., Asset Managment, Capital Markets, Commercial Real Estate, Acquisitions, Credit Risk, Financial Structuring, Finance, Investment Banking, Real Estate, Property, Commercial Lending, Debt, Private Equity
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business 1992 — 1993
MBA, Finance
Pennsylvania State University 1983 — 1985
BBA, Accounting and Finance (Dual Major)
University of Bombay 1978 — 1981
B.Com, Accounting
St. Mary's ISC 1966 — 1975
School
Daniel Alberto Cañas Daniel Alberto Cañas's Wachovia Capital Markets LLC Experience September 2004 - October 2004
Job Software Engineer at Lab49
Industry Computer Software
Experience
Lab49 June 2015 - Present
SOIN January 2012 - May 2015
SmartSoft/Appriz March 2011 - December 2012
Cenfotec February 2008 - July 2011
SmartSoft February 2008 - February 2011
Intnet S.A. March 2005 - April 2010
Wachovia Capital Markets, LLC September 2004 - October 2004
North Carolina State University September 2002 - June 2004
FullSeven Technologies November 2000 - May 2002
SmartAge Corporation November 1999 - October 2000
Skills
Data Mining, Predictive Modeling, Machine Learning, Predictive Analytics, Data Analysis, Java, R, Python, Ruby, Artificial Intelligence, Linux, Clojure, Scala, MongoDB, Octave, Bayesian networks, MapReduce, Hadoop, Neo4j, Redis, SciPy, Rules Engines, Mahout, Functional Programming, Expert Systems, Amazon EC2, Business Rules, Voldemort, REST, Web Services, Hypermedia, Amazon S3, Big Data, Big data
Education
North Carolina State University 2002 — 2004
MS, Computer Science
Wake Forest University 1994 — 1999
BS, Computer Science
Lab49 June 2015 - Present
SOIN January 2012 - May 2015
SmartSoft/Appriz March 2011 - December 2012
Cenfotec February 2008 - July 2011
SmartSoft February 2008 - February 2011
Intnet S.A. March 2005 - April 2010
Wachovia Capital Markets, LLC September 2004 - October 2004
North Carolina State University September 2002 - June 2004
FullSeven Technologies November 2000 - May 2002
SmartAge Corporation November 1999 - October 2000
Skills
Data Mining, Predictive Modeling, Machine Learning, Predictive Analytics, Data Analysis, Java, R, Python, Ruby, Artificial Intelligence, Linux, Clojure, Scala, MongoDB, Octave, Bayesian networks, MapReduce, Hadoop, Neo4j, Redis, SciPy, Rules Engines, Mahout, Functional Programming, Expert Systems, Amazon EC2, Business Rules, Voldemort, REST, Web Services, Hypermedia, Amazon S3, Big Data, Big data
Education
North Carolina State University 2002 — 2004
MS, Computer Science
Wake Forest University 1994 — 1999
BS, Computer Science
Wray Broughton Wray Broughton's Wachovia Capital Markets LLC Experience 1988 - 1999
Job Director at Ernst & Young
Industry Management Consulting
Experience
Ernst & Young December 1999 - Present
Wachovia Capital Markets, LLC 1988 - 1999
Education
Hampden-Sydney College 1984 — 1988
BA, Economics
Ernst & Young December 1999 - Present
Wachovia Capital Markets, LLC 1988 - 1999
Education
Hampden-Sydney College 1984 — 1988
BA, Economics
Almaz Khismatov, CFA Almaz Khismatov, CFA's Wachovia Capital Markets LLC Experience June 2006 - August 2008
Job Risk Modeling Supervisor at Freddie Mac
Industry Financial Services
Experience
Freddie Mac June 2012 - April 2014
CFA Society Washington DC 2011 - 2013
Credit Suisse Securities (USA) LLC August 2008 - February 2012
Wachovia Capital Markets LLC June 2006 - August 2008
KPMG, LLP January 2005 - June 2006
Investment Company ELEMTE November 2001 - October 2002
SURGUTNEFTEGAZBANK March 1997 - November 2001
Skills
CDO, CMBS, Bloomberg, Quantitative Finance, Bonds, Credit Derivatives, Interest Rate..., Risk Management, Financial Risk, Credit Risk, Fixed Income, Valuation, Financial Modeling, Structured Products, Portfolio Management, Structured Finance
Education
CFA Institute 2008 — 2011
CFA, Finance
The George Washington University 2003 — 2004
Master of Science, Finance
OMSK STATE TECHNICAL UNIVERSITY 1993 — 1998
Bachelor of Science, Economics
Freddie Mac June 2012 - April 2014
CFA Society Washington DC 2011 - 2013
Credit Suisse Securities (USA) LLC August 2008 - February 2012
Wachovia Capital Markets LLC June 2006 - August 2008
KPMG, LLP January 2005 - June 2006
Investment Company ELEMTE November 2001 - October 2002
SURGUTNEFTEGAZBANK March 1997 - November 2001
Skills
CDO, CMBS, Bloomberg, Quantitative Finance, Bonds, Credit Derivatives, Interest Rate..., Risk Management, Financial Risk, Credit Risk, Fixed Income, Valuation, Financial Modeling, Structured Products, Portfolio Management, Structured Finance
Education
CFA Institute 2008 — 2011
CFA, Finance
The George Washington University 2003 — 2004
Master of Science, Finance
OMSK STATE TECHNICAL UNIVERSITY 1993 — 1998
Bachelor of Science, Economics
Steve Hamil Steve Hamil's Wachovia Capital Markets LLC Experience 2000 - 2009
Job Managing Director at Regions Securities, LLC
Industry Investment Banking
Experience
Regions Securities LLC April 2013 - Present
BBVA Compass Bank December 2010 - March 2013
Wachovia Capital Markets, LLC 2000 - 2009
Movie Gallery 1996 - 2000
NationsBanc Capital Markets, Inc. (now Bank Of America) 1994 - 1996
Ernst & Young 1990 - 1992
Skills
Mergers & Acquisitions, Strategy, Financial Modeling, Portfolio Management, Banking, Financial Analysis, Finance, Capital Markets, CRM, Credit, Loans, Management, Private Equity, Financial Structuring, Sales, Real Estate, Negotiation, Training, Loan Origination, Underwriting
Education
Duke University - The Fuqua School of Business 1992 — 1994
MBA, Finance
University of Alabama 1986 — 1990
BS, Business Administration (Accounting)
Regions Securities LLC April 2013 - Present
BBVA Compass Bank December 2010 - March 2013
Wachovia Capital Markets, LLC 2000 - 2009
Movie Gallery 1996 - 2000
NationsBanc Capital Markets, Inc. (now Bank Of America) 1994 - 1996
Ernst & Young 1990 - 1992
Skills
Mergers & Acquisitions, Strategy, Financial Modeling, Portfolio Management, Banking, Financial Analysis, Finance, Capital Markets, CRM, Credit, Loans, Management, Private Equity, Financial Structuring, Sales, Real Estate, Negotiation, Training, Loan Origination, Underwriting
Education
Duke University - The Fuqua School of Business 1992 — 1994
MBA, Finance
University of Alabama 1986 — 1990
BS, Business Administration (Accounting)
Annie Muto, MS RD, CWCMS Annie Muto, MS RD, CWCMS's Wachovia Capital Markets LLC Experience January 2004 - June 2006
Job Registered Dietitian Sales at Shield Healthcare
Industry Health, Wellness and Fitness
Experience
Shield Healthcare April 2014 - Present
Embody Wellness (AM Nutrition Consulting, LLC) 2011 - Present
Wellness Corporate Solutions, LLC December 2012 - April 2014
Medifast California May 2011 - April 2014
Natixis Global / Managed Portfolio Advisors March 2009 - August 2011
Goldmans Sachs & Co. June 2006 - March 2008
Wachovia Capital Markets, LLC January 2004 - June 2006
Skills
Nutrition, Wellness, Holistic Health, Cooking, PowerPoint, Nutrition Education, Natural and holistic..., Nutritional Counseling, Health, Business Development, Weight, Entrepreneurship, Training, Relationshiop management, Research, Lifestyle, Health Education, Marketing, Clinical Nutrition, Health Promotion, Healthcare
Education
Eastern Michigan University 2011 — 2013
Master of Science (MS), Dietetics and Human Nutrition
University of California, Berkeley 2010 — 2010
Post-baccalaureate Health Sciences Program, preparation for master of science studies.
Bauman College 2009 — 2010
Culinary Certification
Yogaworks San Francisco 2009 — 2009
Yoga Teacher Training, Yoga Teacher Training/Yoga Therapy
University of California, Los Angeles 1999 — 2002
Bachelor of Arts (BA), Economics and Spanish
Wound Care Education Institute
Certified Wound Care Market Specialist, Wound Care
Shield Healthcare April 2014 - Present
Embody Wellness (AM Nutrition Consulting, LLC) 2011 - Present
Wellness Corporate Solutions, LLC December 2012 - April 2014
Medifast California May 2011 - April 2014
Natixis Global / Managed Portfolio Advisors March 2009 - August 2011
Goldmans Sachs & Co. June 2006 - March 2008
Wachovia Capital Markets, LLC January 2004 - June 2006
Skills
Nutrition, Wellness, Holistic Health, Cooking, PowerPoint, Nutrition Education, Natural and holistic..., Nutritional Counseling, Health, Business Development, Weight, Entrepreneurship, Training, Relationshiop management, Research, Lifestyle, Health Education, Marketing, Clinical Nutrition, Health Promotion, Healthcare
Education
Eastern Michigan University 2011 — 2013
Master of Science (MS), Dietetics and Human Nutrition
University of California, Berkeley 2010 — 2010
Post-baccalaureate Health Sciences Program, preparation for master of science studies.
Bauman College 2009 — 2010
Culinary Certification
Yogaworks San Francisco 2009 — 2009
Yoga Teacher Training, Yoga Teacher Training/Yoga Therapy
University of California, Los Angeles 1999 — 2002
Bachelor of Arts (BA), Economics and Spanish
Wound Care Education Institute
Certified Wound Care Market Specialist, Wound Care
Darin Fierstein Darin Fierstein's Wachovia Capital Markets LLC Experience May 2004 - March 2007
Job Senior Vice President, Senior Analyst at Robeco
Industry Investment Management
Experience
Robeco May 2014 - Present
Allianz Global Investors March 2007 - May 2014
Wachovia Capital Markets LLC May 2004 - March 2007
Linden & Associates October 2002 - May 2004
Homestore, Inc. August 2000 - February 2002
Montgomery Securities/Banc of America Securities June 1995 - March 1998
Skills
Equity Research, Portfolio Management, Financial Analysis, Equities, Valuation, Bloomberg, Investments, Financial Modeling, Equity Valuation, Asset Management, Capital Markets, Financial Markets, Investment Management, Derivatives
Education
University of Southern California - Marshall School of Business 1998 — 2000
Master of Business Administration (M.B.A.), Finance
UC Santa Barbara 1992 — 1994
Bachelor of Arts (B.A.), Business/Managerial Economics
Syracuse University 1990 — 1992
Robeco May 2014 - Present
Allianz Global Investors March 2007 - May 2014
Wachovia Capital Markets LLC May 2004 - March 2007
Linden & Associates October 2002 - May 2004
Homestore, Inc. August 2000 - February 2002
Montgomery Securities/Banc of America Securities June 1995 - March 1998
Skills
Equity Research, Portfolio Management, Financial Analysis, Equities, Valuation, Bloomberg, Investments, Financial Modeling, Equity Valuation, Asset Management, Capital Markets, Financial Markets, Investment Management, Derivatives
Education
University of Southern California - Marshall School of Business 1998 — 2000
Master of Business Administration (M.B.A.), Finance
UC Santa Barbara 1992 — 1994
Bachelor of Arts (B.A.), Business/Managerial Economics
Syracuse University 1990 — 1992
Geordy Johnson's Wachovia Capital Markets LLC Experience June 2005 - June 2007
Job CEO at Johnson Development Associates, Inc.
Industry Investment Management
Experience
Johnson Development Associates, Inc. March 2015 - Present
Johnson Management, LLC June 2014 - Present
AvalonBay Communities June 2013 - June 2014
BlackRock May 2012 - August 2012
Johnson Management, LLC January 2008 - June 2011
Black Creek Group July 2007 - December 2007
Wachovia Capital Markets, LLC June 2005 - June 2007
Allen & Company June 2004 - August 2004
Skills
Capital IQ, Bloomberg, Microsoft Excel, Financial Modeling, Argus Modeling, Trepp, Real Estate Development, Real Estate, Financial Analysis, Real Estate Economics, Real Estate Private..., Valuation, Private Equity, Due Diligence, Structured Finance, Investment Banking, Corporate Finance, Alternative Investments, Fixed Income, Commercial Real Estate, Mergers, Investments, Factset, OneSource, Thomson One, Excel, PowerPoint, Mergers & Acquisitions, Equities, Networking, Venture Capital, Finance, Investor Relations, Leveraged Finance, Investment Management, Entrepreneurship
Education
UNC Kenan-Flagler Business School 2011 — 2013
MBA, Real Estate, Entrepreneurship
Washington and Lee University 2001 — 2005
BA, English
Spartanburg High School 1999 — 2001
Pine Crest Preparatory School 1993 — 1999
High School
Johnson Development Associates, Inc. March 2015 - Present
Johnson Management, LLC June 2014 - Present
AvalonBay Communities June 2013 - June 2014
BlackRock May 2012 - August 2012
Johnson Management, LLC January 2008 - June 2011
Black Creek Group July 2007 - December 2007
Wachovia Capital Markets, LLC June 2005 - June 2007
Allen & Company June 2004 - August 2004
Skills
Capital IQ, Bloomberg, Microsoft Excel, Financial Modeling, Argus Modeling, Trepp, Real Estate Development, Real Estate, Financial Analysis, Real Estate Economics, Real Estate Private..., Valuation, Private Equity, Due Diligence, Structured Finance, Investment Banking, Corporate Finance, Alternative Investments, Fixed Income, Commercial Real Estate, Mergers, Investments, Factset, OneSource, Thomson One, Excel, PowerPoint, Mergers & Acquisitions, Equities, Networking, Venture Capital, Finance, Investor Relations, Leveraged Finance, Investment Management, Entrepreneurship
Education
UNC Kenan-Flagler Business School 2011 — 2013
MBA, Real Estate, Entrepreneurship
Washington and Lee University 2001 — 2005
BA, English
Spartanburg High School 1999 — 2001
Pine Crest Preparatory School 1993 — 1999
High School
Philip McInnis Philip McInnis's Wachovia Capital Markets LLC Experience 2007 - 2007
Job Vice President, Consultant Relations at Dimensional Fund Advisors
Industry Investment Management
Experience
Dimensional Fund Advisors February 2014 - Present
Dimensional Fund Advisors January 2012 - Present
Dimensional Fund Advisors January 2011 - January 2012
Towers Watson March 2010 - December 2010
Towers Watson December 2007 - March 2010
Wachovia Capital Markets, LLC 2007 - 2007
Skills
Fixed Income, Investment Management, Alternative Investments, Due Diligence, Equities, Investments
Education
Emory University - Goizueta Business School
Bachelor, Business Administration; Finance
Dimensional Fund Advisors February 2014 - Present
Dimensional Fund Advisors January 2012 - Present
Dimensional Fund Advisors January 2011 - January 2012
Towers Watson March 2010 - December 2010
Towers Watson December 2007 - March 2010
Wachovia Capital Markets, LLC 2007 - 2007
Skills
Fixed Income, Investment Management, Alternative Investments, Due Diligence, Equities, Investments
Education
Emory University - Goizueta Business School
Bachelor, Business Administration; Finance
Tyler Rollins's Wachovia Capital Markets LLC Experience June 1991 - August 2005
Job International Coverage Banker
Industry Banking
Experience
JPMorgan Chase March 2012 - Present
BB&T Capital Markets February 2010 - March 2012
Richardson July 2007 - February 2010
Executive English Publishing Corp. September 2005 - February 2010
Wachovia Capital Markets, LLC June 1991 - August 2005
Skills
Corporate Banking, International Banking, Credit Analysis, Coaching, Foreign Languages, Consultative Selling, Negotiation, Training Facilitation, Commercial Banking, Credit, Banking, Selling, Training, Business Development, Management, Financial Analysis, Trade Finance, New Business Development, Insurance, Portfolio Management, Risk Management, Strategy, Leadership, Loans, Capital Markets
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2000 — 2000
Executive Leadership Program
University of South Carolina - Darla Moore School of Business 1989 — 1991
Intl. MBA, Intl. Finance/Banking/German
Brigham Young University 1983 — 1989
B.A., Spanish, Political Science
JPMorgan Chase March 2012 - Present
BB&T Capital Markets February 2010 - March 2012
Richardson July 2007 - February 2010
Executive English Publishing Corp. September 2005 - February 2010
Wachovia Capital Markets, LLC June 1991 - August 2005
Skills
Corporate Banking, International Banking, Credit Analysis, Coaching, Foreign Languages, Consultative Selling, Negotiation, Training Facilitation, Commercial Banking, Credit, Banking, Selling, Training, Business Development, Management, Financial Analysis, Trade Finance, New Business Development, Insurance, Portfolio Management, Risk Management, Strategy, Leadership, Loans, Capital Markets
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2000 — 2000
Executive Leadership Program
University of South Carolina - Darla Moore School of Business 1989 — 1991
Intl. MBA, Intl. Finance/Banking/German
Brigham Young University 1983 — 1989
B.A., Spanish, Political Science
Mario Tjia's Wachovia Capital Markets LLC Experience 2007 - 2008
Job
Industry Real Estate
Experience
Pacific Eagle Holdings Corporation 2014 - Present
SL Green Realty Corp. 2013 - 2014
ING Capital, LLC 2010 - 2012
Wachovia Capital Markets, LLC 2007 - 2008
Skills
Financial Modeling, Investment Banking, Portfolio Management
Education
Tuck School of Business at Dartmouth
Master of Business Administration (MBA), Business Administration and Management, General
University of Pennsylvania - The Wharton School
BSE, Finance, Psychology, East Asian Studies
Yale University
MA, Statistics
Pacific Eagle Holdings Corporation 2014 - Present
SL Green Realty Corp. 2013 - 2014
ING Capital, LLC 2010 - 2012
Wachovia Capital Markets, LLC 2007 - 2008
Skills
Financial Modeling, Investment Banking, Portfolio Management
Education
Tuck School of Business at Dartmouth
Master of Business Administration (MBA), Business Administration and Management, General
University of Pennsylvania - The Wharton School
BSE, Finance, Psychology, East Asian Studies
Yale University
MA, Statistics
Erin (Sellman) Avery, CIMA®'s Wachovia Capital Markets LLC Experience June 2007 - Present
Job Associate Analyst, Fixed Income Research at Wachovia Capital Markets, LLC
Industry Financial Services
Experience
Wachovia Capital Markets, LLC June 2007 - Present
Plante Moran Financial Advisors August 2003 - June 2007
P&M Corporate Finance January 2002 - August 2003
Credit Suisse July 2001 - December 2001
Skills
Valuation
Education
University of Michigan - Stephen M. Ross School of Business 1999 — 2001
BBA with High Distinction, Emphases in Finance and Marketing
University of Michigan 1997 — 1999
Wachovia Capital Markets, LLC June 2007 - Present
Plante Moran Financial Advisors August 2003 - June 2007
P&M Corporate Finance January 2002 - August 2003
Credit Suisse July 2001 - December 2001
Skills
Valuation
Education
University of Michigan - Stephen M. Ross School of Business 1999 — 2001
BBA with High Distinction, Emphases in Finance and Marketing
University of Michigan 1997 — 1999
Kyle Goss's Wachovia Capital Markets LLC Experience June 2005 - July 2006
Job Principal at Elm Park Capital Management
Industry Investment Management
Experience
Elm Park Capital Management July 2010 - Present
HBK Capital Management January 2008 - June 2010
Goldman, Sachs & Co. August 2006 - January 2008
Wachovia Capital Markets, LLC June 2005 - July 2006
Skills
Due Diligence, Asset Management, Capital Markets, Equities, Financial Modeling, Corporate Finance, Investments, Portfolio Management, Financial Analysis, Investment Banking, Financial Reporting, Mergers & Acquisitions
Education
Southern Methodist University 2001 — 2005
BA, History
Southern Methodist University - Cox School of Business 2001 — 2005
BBA, Finance
Elm Park Capital Management July 2010 - Present
HBK Capital Management January 2008 - June 2010
Goldman, Sachs & Co. August 2006 - January 2008
Wachovia Capital Markets, LLC June 2005 - July 2006
Skills
Due Diligence, Asset Management, Capital Markets, Equities, Financial Modeling, Corporate Finance, Investments, Portfolio Management, Financial Analysis, Investment Banking, Financial Reporting, Mergers & Acquisitions
Education
Southern Methodist University 2001 — 2005
BA, History
Southern Methodist University - Cox School of Business 2001 — 2005
BBA, Finance
Ellen Hermann's Wachovia Capital Markets LLC Experience June 2000 - July 2009
Job Vice President at Wachovia Capital Markets LLC
Industry Financial Services
Experience
Wells Fargo Securities, LLC July 2009 - Present
Wachovia Capital Markets, LLC June 2000 - July 2009
Forum Capital Markets, LLC August 1994 - June 2000
PaineWebber, Inc. 1989 - 1994
Drexel Burnham Lambert 1987 - 1989
Education
Skidmore College 1982 — 1986
B.A., Biology
Greens Farms Academy 1978 — 1982
Wells Fargo Securities, LLC July 2009 - Present
Wachovia Capital Markets, LLC June 2000 - July 2009
Forum Capital Markets, LLC August 1994 - June 2000
PaineWebber, Inc. 1989 - 1994
Drexel Burnham Lambert 1987 - 1989
Education
Skidmore College 1982 — 1986
B.A., Biology
Greens Farms Academy 1978 — 1982
Hugh Fitzpatrick's Wachovia Capital Markets LLC Experience 1992 - 2006
Job president at Princeton Capital management
Industry Investment Management
Experience
Princeton Capital Management September 2006 - Present
Wachovia 1992 - 2006
Wachovia Capital Markets, LLC 1992 - 2006
Education
Duke University 1970 — 1974
Princeton Capital Management September 2006 - Present
Wachovia 1992 - 2006
Wachovia Capital Markets, LLC 1992 - 2006
Education
Duke University 1970 — 1974
Prakash Wadhwani's Wachovia Capital Markets LLC Experience September 1998 - July 2005
Job Chief Executive Officer
Industry Financial Services
Experience
SRA Asset Management May 2009 - Present
UBS Investment Bank July 2005 - February 2009
Wachovia Capital Markets, LLC September 1998 - July 2005
Banc of America Securities LLC February 1997 - September 1998
Duff & Phelps Credit Rating Co. 1992 - 1996
Skills
Structured Finance, Finance, Credit, Risk Management, Financial Structuring, Securitization, Due Diligence, Strategy, Fixed Income, Private Equity, Funding, Valuation, Analysis, Investment Banking, Capital Markets, Derivatives, Portfolio Management, Hedge Funds
Education
University of Illinois at Chicago 1988 — 1991
SRA Asset Management May 2009 - Present
UBS Investment Bank July 2005 - February 2009
Wachovia Capital Markets, LLC September 1998 - July 2005
Banc of America Securities LLC February 1997 - September 1998
Duff & Phelps Credit Rating Co. 1992 - 1996
Skills
Structured Finance, Finance, Credit, Risk Management, Financial Structuring, Securitization, Due Diligence, Strategy, Fixed Income, Private Equity, Funding, Valuation, Analysis, Investment Banking, Capital Markets, Derivatives, Portfolio Management, Hedge Funds
Education
University of Illinois at Chicago 1988 — 1991
Frederic Gresset's Wachovia Capital Markets LLC Experience 2005 - 2007
Job Wells Fargo Global Banking
Industry Banking
Experience
Wells Fargo Bank N.A. August 2012 - Present
Wells Fargo Bank N.A. July 2010 - August 2012
HSBC Bank USA 2009 - August 2010
French-American Chamber of Commerce of North Carolina 2000 - 2009
Wachovia Capital Markets LLC 2005 - 2007
Wachovia Securities, LLC 1997 - 2005
UBS AG (Swiss Bank Corporation) 1995 - 1997
UBS (f.k.a. "Swiss Bank Corporation") 1991 - 1995
UBS (f.k.a. Swiss Bank Corporation) 1990 - 1991
UBS (f.k.a. Swiss Bank Corporation) 1981 - 1990
Skills
Capital Markets, Credit Risk, Corporate Finance, Credit Analysis, Risk Management, Cash Management, Banking, Credit, Investment Banking, Derivatives, Portfolio Management, Finance, Asset Management
Education
Tulane University 1978 — 1980
MBA, Finance and International Business
Institut d'Etudes Politiques de Grenoble 1976 — 1978
BA, Political Science (Economics and Finance major)
Université Pierre Mendès-France (Grenoble II) 1972 — 1977
Maitrise, Sciences Economiques
Wells Fargo Bank N.A. August 2012 - Present
Wells Fargo Bank N.A. July 2010 - August 2012
HSBC Bank USA 2009 - August 2010
French-American Chamber of Commerce of North Carolina 2000 - 2009
Wachovia Capital Markets LLC 2005 - 2007
Wachovia Securities, LLC 1997 - 2005
UBS AG (Swiss Bank Corporation) 1995 - 1997
UBS (f.k.a. "Swiss Bank Corporation") 1991 - 1995
UBS (f.k.a. Swiss Bank Corporation) 1990 - 1991
UBS (f.k.a. Swiss Bank Corporation) 1981 - 1990
Skills
Capital Markets, Credit Risk, Corporate Finance, Credit Analysis, Risk Management, Cash Management, Banking, Credit, Investment Banking, Derivatives, Portfolio Management, Finance, Asset Management
Education
Tulane University 1978 — 1980
MBA, Finance and International Business
Institut d'Etudes Politiques de Grenoble 1976 — 1978
BA, Political Science (Economics and Finance major)
Université Pierre Mendès-France (Grenoble II) 1972 — 1977
Maitrise, Sciences Economiques
Allison Snyder's Wachovia Capital Markets LLC Experience March 2006 - December 2009
Job Compliance Consultant at Wells Fargo
Industry Banking
Experience
Wells Fargo December 2009 - Present
Wachovia Capital Markets LLC March 2006 - December 2009
Skills
AML, Bank Secrecy Act, OFAC, USA PATRIOT Act, KYC, Operational Risk, Operational Risk..., Financial Risk, Banking, Securities, Risk Management, Financial Services
Education
University of South Carolina - The Moore School of Business 1998 — 2002
Bachelor of Science (B.S.), Business Administration and Management, General, and Marketing
Wells Fargo December 2009 - Present
Wachovia Capital Markets LLC March 2006 - December 2009
Skills
AML, Bank Secrecy Act, OFAC, USA PATRIOT Act, KYC, Operational Risk, Operational Risk..., Financial Risk, Banking, Securities, Risk Management, Financial Services
Education
University of South Carolina - The Moore School of Business 1998 — 2002
Bachelor of Science (B.S.), Business Administration and Management, General, and Marketing
Chad Fugere's Wachovia Capital Markets LLC Experience September 2007 - February 2008
Job Principal and Senior Research Analyst at First Light Asset Management
Industry Investment Management
Experience
First Light Asset Management April 2015 - Present
Wells Capital Management February 2008 - April 2015
Wachovia Capital Markets, LLC September 2007 - February 2008
Wachovia Capital Markets, LLC March 2004 - September 2007
Skills
Equity Research, Equities, Financial Modeling, Investments, Equity Valuation, Valuation, Asset Managment, Financial Analysis, Asset Allocation, Bloomberg, DCF, Healthcare
Education
University of Minnesota - Carlson School of Management 2002 — 2004
MBA, Finance
University of South Florida 1995 — 1999
BA, Economics
First Light Asset Management April 2015 - Present
Wells Capital Management February 2008 - April 2015
Wachovia Capital Markets, LLC September 2007 - February 2008
Wachovia Capital Markets, LLC March 2004 - September 2007
Skills
Equity Research, Equities, Financial Modeling, Investments, Equity Valuation, Valuation, Asset Managment, Financial Analysis, Asset Allocation, Bloomberg, DCF, Healthcare
Education
University of Minnesota - Carlson School of Management 2002 — 2004
MBA, Finance
University of South Florida 1995 — 1999
BA, Economics
Russ Fallis's Wachovia Capital Markets LLC Experience July 2004 - June 2009
Job Director, Supply Chain Finance at Wells Fargo
Industry Financial Services
Experience
Wells Fargo May 2011 - Present
Fifth Third Bank 2009 - June 2011
Wachovia Capital Markets, LLC July 2004 - June 2009
Deloitte & Touche January 1999 - January 2002
Auditor of Public Accounts - Virginia July 1996 - August 1999
Skills
Finance, Mergers & Acquisitions, Credit, Financial Modeling
Education
Vanderbilt University - Owen Graduate School of Management 2002 — 2004
MBA, Finance
University of Richmond - Robins School of Business 1992 — 1996
Bachelor of Science, Business Administration; Accounting
Lake Forest High School 1989 — 1992
Wells Fargo May 2011 - Present
Fifth Third Bank 2009 - June 2011
Wachovia Capital Markets, LLC July 2004 - June 2009
Deloitte & Touche January 1999 - January 2002
Auditor of Public Accounts - Virginia July 1996 - August 1999
Skills
Finance, Mergers & Acquisitions, Credit, Financial Modeling
Education
Vanderbilt University - Owen Graduate School of Management 2002 — 2004
MBA, Finance
University of Richmond - Robins School of Business 1992 — 1996
Bachelor of Science, Business Administration; Accounting
Lake Forest High School 1989 — 1992
Bryson Brannon's Wachovia Capital Markets LLC Experience January 2005 - August 2008
Job Director at Bank of America
Industry Investment Banking
Experience
Bank of America September 2008 - Present
Wachovia Capital Markets, LLC January 2005 - August 2008
Ernst & Young LLP January 2004 - March 2004
Banc of America Securities June 2002 - July 2003
Skills
Securitization, Debt, CLO, High Yield, Structured Finance, Credit Derivatives, Capital Markets, Fixed Income, Structured Products, Bonds, Credit, CDS, Leveraged Finance, CDO, Investment Banking, Loans
Education
Wake Forest University 2003 — 2004
Master of Science, Accounting
University of North Carolina at Chapel Hill 1998 — 2002
Bachelor of Science, Business Administration, Chemistry
Bank of America September 2008 - Present
Wachovia Capital Markets, LLC January 2005 - August 2008
Ernst & Young LLP January 2004 - March 2004
Banc of America Securities June 2002 - July 2003
Skills
Securitization, Debt, CLO, High Yield, Structured Finance, Credit Derivatives, Capital Markets, Fixed Income, Structured Products, Bonds, Credit, CDS, Leveraged Finance, CDO, Investment Banking, Loans
Education
Wake Forest University 2003 — 2004
Master of Science, Accounting
University of North Carolina at Chapel Hill 1998 — 2002
Bachelor of Science, Business Administration, Chemistry
Sarah Akers's Wachovia Capital Markets LLC Experience 2007 - 2008
Job Senior Analyst at Wells Fargo Securities, LLC
Industry Financial Services
Experience
Wells Fargo Securities, LLC 2006 - Present
Wells Fargo Securitis, LLC 2006 - February 2012
Wachovia Capital Markets, LLC 2007 - 2008
A.G. Edwards & Sons, Inc. 2006 - 2007
Skills
Equity Research, Valuation, Equity Valuation, Equities, Financial Modeling, Asset Management, Portfolio Management, Capital Markets, Corporate Finance, Financial Analysis, Bloomberg, Investments
Education
Saint Louis University 2002 — 2006
Bachelor of Science (BS), Finance
Wells Fargo Securities, LLC 2006 - Present
Wells Fargo Securitis, LLC 2006 - February 2012
Wachovia Capital Markets, LLC 2007 - 2008
A.G. Edwards & Sons, Inc. 2006 - 2007
Skills
Equity Research, Valuation, Equity Valuation, Equities, Financial Modeling, Asset Management, Portfolio Management, Capital Markets, Corporate Finance, Financial Analysis, Bloomberg, Investments
Education
Saint Louis University 2002 — 2006
Bachelor of Science (BS), Finance
Brad Maiers's Wachovia Capital Markets LLC Experience 2007 - 2009
Job Senior Financial Consultant at UnitedHealthcare
Industry Hospital & Health Care
Experience
UnitedHealthcare June 2015 - Present
Optum March 2014 - Present
Piper Jaffray June 2011 - March 2014
RBC Capital Markets April 2010 - August 2010
Wachovia Capital Markets, LLC 2007 - 2009
Education
University of St. Thomas - Opus College of Business 2009 — 2011
MBA, Finance and Accounting
Gustavus Adolphus College 2003 — 2007
BA, Financial Economics
UnitedHealthcare June 2015 - Present
Optum March 2014 - Present
Piper Jaffray June 2011 - March 2014
RBC Capital Markets April 2010 - August 2010
Wachovia Capital Markets, LLC 2007 - 2009
Education
University of St. Thomas - Opus College of Business 2009 — 2011
MBA, Finance and Accounting
Gustavus Adolphus College 2003 — 2007
BA, Financial Economics
Steve Whitcomb's Wachovia Capital Markets LLC Experience February 2002 - December 2007
Job Senior Vice President at BB&T Capital Markets
Industry Capital Markets
Experience
Wachovia Capital Markets, LLC February 2002 - December 2007
Wachovia Bank 1997 - 2002
Wachovia Bank 1994 - 1997
Wachovia Bank 1990 - 1994
Skills
Portfolio Management, Capital Markets, Investments, Mergers & Acquisitions, Risk Management, Finance, Loans, Financial Analysis, Commercial Banking, Financial Services
Education
University of South Carolina-Columbia 1988 — 1990
MBA
University of Florida 1982 — 1986
BSBA
Wachovia Capital Markets, LLC February 2002 - December 2007
Wachovia Bank 1997 - 2002
Wachovia Bank 1994 - 1997
Wachovia Bank 1990 - 1994
Skills
Portfolio Management, Capital Markets, Investments, Mergers & Acquisitions, Risk Management, Finance, Loans, Financial Analysis, Commercial Banking, Financial Services
Education
University of South Carolina-Columbia 1988 — 1990
MBA
University of Florida 1982 — 1986
BSBA
Ania Stubelek's Wachovia Capital Markets LLC Experience September 2007 - June 2009
Job at Centerbridge Partners
Industry Financial Services
Experience
Centerbridge Partners June 2009 - Present
Wachovia Capital Markets, LLC September 2007 - June 2009
Education
Northwood University 2005 — 2007
BBA, Business Management, Banking and Finance
Centerbridge Partners June 2009 - Present
Wachovia Capital Markets, LLC September 2007 - June 2009
Education
Northwood University 2005 — 2007
BBA, Business Management, Banking and Finance
Ed Blee's Wachovia Capital Markets LLC Experience 1998 - May 2013
Job Director at SunTrust Robinson Humphrey
Industry Real Estate
Experience
Wachovia Capital Markets, LLC 1998 - May 2013
Skills
Real Estate Development, Commercial Real Estate, Investment Properties, Dispositions
Education
University of North Carolina at Asheville
Wachovia Capital Markets, LLC 1998 - May 2013
Skills
Real Estate Development, Commercial Real Estate, Investment Properties, Dispositions
Education
University of North Carolina at Asheville
Lara Devieux's Wachovia Capital Markets LLC Experience 2002 - 2007
Job Insurance Analyst
Industry Financial Services
Experience
Fontana Capital May 2007 - April 2009
Wachovia 2002 - 2007
Wachovia Capital Markets, LLC 2002 - 2007
Education
University of Pennsylvania - The Wharton School 1994 — 1998
Economics, Finance
Fontana Capital May 2007 - April 2009
Wachovia 2002 - 2007
Wachovia Capital Markets, LLC 2002 - 2007
Education
University of Pennsylvania - The Wharton School 1994 — 1998
Economics, Finance
Hatesh Singh's Wachovia Capital Markets LLC Experience March 2005 - March 2008
Job Director at Wells Fargo Securities
Industry Investment Banking
Experience
Wells Fargo Securities March 2008 - Present
Wachovia Capital Markets, LLC March 2005 - March 2008
Education
University of Michigan - Stephen M. Ross School of Business 1998 — 2000
MBA, Finance and Accounting
University of Kentucky 1988 — 1990
ME, Engineering Mechanics
DPS
Wells Fargo Securities March 2008 - Present
Wachovia Capital Markets, LLC March 2005 - March 2008
Education
University of Michigan - Stephen M. Ross School of Business 1998 — 2000
MBA, Finance and Accounting
University of Kentucky 1988 — 1990
ME, Engineering Mechanics
DPS
Christi Christopher's Wachovia Capital Markets LLC Experience May 2006 - April 2009
Job Administrative Assistant
Industry Investment Banking
Experience
Wachovia Capital Markets, LLC May 2006 - April 2009
Texas Tech HSC April 2004 - May 2006
Hagler Construction Co June 2001 - December 2002
Energetic Solutions November 1993 - May 1999
Education
International Business College
South Plains College
Computer Information Technology
Wachovia Capital Markets, LLC May 2006 - April 2009
Texas Tech HSC April 2004 - May 2006
Hagler Construction Co June 2001 - December 2002
Energetic Solutions November 1993 - May 1999
Education
International Business College
South Plains College
Computer Information Technology
Kris Goldbach's Wachovia Capital Markets LLC Experience 2003 - 2009
Job VP, Regulatory Reporting at Wells Fargo Securities, LLC
Industry Capital Markets
Experience
Wells Fargo Securities, LLC July 2009 - Present
Susan G Komen for the Cure Charlotte Affiliate 2008 - 2011
Wachovia Capital Markets, LLC 2003 - 2009
Wachovia Securities, LLC August 1992 - June 2003
Skills
Regulatory Reporting, FINRA, Series 7, Series 27
Education
La Roche College 1987 — 1989
BS, Business Administration - Accounting
Alliance College 1986 — 1987
Accounting
Wells Fargo Securities, LLC July 2009 - Present
Susan G Komen for the Cure Charlotte Affiliate 2008 - 2011
Wachovia Capital Markets, LLC 2003 - 2009
Wachovia Securities, LLC August 1992 - June 2003
Skills
Regulatory Reporting, FINRA, Series 7, Series 27
Education
La Roche College 1987 — 1989
BS, Business Administration - Accounting
Alliance College 1986 — 1987
Accounting
Michael J. Smith's Wachovia Capital Markets LLC Experience 2002 - 2008
Job Managing Director, High Yield Trading at SunTrust Bank
Industry Financial Services
Experience
SunTrust Bank February 2012 - Present
Seawall Capital Management, LLC 2008 - 2010
Wachovia Capital Markets, LLC 2002 - 2008
Merrill Lynch Capital Markets Inc. 2000 - 2002
BancBoston Robertson Stephens Inc 1997 - 2000
PaineWebber Group Inc. 1994 - 1997
First Investors Corporation 1992 - 1994
Skills
Fixed Income, High Yield, Trading, Capital Markets, Portfolio Management, Hedge Funds, Risk Management
Education
St. Lawrence University 1988 — 1991
BA, Economics and Government
SunTrust Bank February 2012 - Present
Seawall Capital Management, LLC 2008 - 2010
Wachovia Capital Markets, LLC 2002 - 2008
Merrill Lynch Capital Markets Inc. 2000 - 2002
BancBoston Robertson Stephens Inc 1997 - 2000
PaineWebber Group Inc. 1994 - 1997
First Investors Corporation 1992 - 1994
Skills
Fixed Income, High Yield, Trading, Capital Markets, Portfolio Management, Hedge Funds, Risk Management
Education
St. Lawrence University 1988 — 1991
BA, Economics and Government
Mark Waxman's Wachovia Capital Markets LLC Experience September 2001 - March 2006
Job Senior Capital Markets Professional
Industry Financial Services
Experience
Signal Hill Capital Group LLC 2006 - 2011
Wachovia Capital Markets LLC September 2001 - March 2006
Paine Webber Inc. (and predecessors) August 1969 - December 2000
Skills
State of Maryland..., Capital Markets, Equities, Finance, Investment Banking, Securities, Series 63, Series 7, Trading
Education
Queens College 1965 — 1969
Bachelor of Arts (B.A.), Accounting
Signal Hill Capital Group LLC 2006 - 2011
Wachovia Capital Markets LLC September 2001 - March 2006
Paine Webber Inc. (and predecessors) August 1969 - December 2000
Skills
State of Maryland..., Capital Markets, Equities, Finance, Investment Banking, Securities, Series 63, Series 7, Trading
Education
Queens College 1965 — 1969
Bachelor of Arts (B.A.), Accounting
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY