Wells Fargo Securities LLC
Industry: Capital market company
DescriptionHeadquarters: San Francisco, CA Parent organizations: Wells Fargo, Wells Fargo Securities, LLC Subsidiaries: Barrington Associates, Van Kasper Advisors
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Wells Fargo Securities LLC Employees
Employee
Years
Job
Industry
Jordan Butts Jordan Butts's Wells Fargo Securities LLC Experience January 2007 - April 2013
Job Vice President at CoBiz Financial Inc.
Industry Banking
Experience
CoBiz Financial Inc. August 2015 - Present
BBVA Compass April 2013 - July 2015
Wells Fargo Securities, LLC January 2007 - April 2013
Amarillo National Bank May 2006 - August 2006
Land America Financial Group, Inc May 2005 - August 2005
Skills
Credit, Loans, Real Estate, Investment Properties, Financial Structuring, Commercial Real Estate, Banking, Funding, Syndications, Credit Analysis, Loan Origination, Commercial Lending, Real Estate Economics, Mortgage Lending, Commercial Mortgages, Real Estate Financing, Valuation, Commercial Banking, Financial Modeling, Small Business Lending, Finance, Structured Finance, Corporate Finance, Capital Markets, Financial Analysis, Investment Banking, Mergers, CMBS, Construction Loans, Real Estate Transactions, Lines Of Credit, Series 7, Relationship Management, Financial Risk, Real Estate Development, Acquisitions
Education
Georgia State University - J. Mack Robinson College of Business 2008 — 2010
Masters of Science in Real Estate, Finance/Real Estate
Oglethorpe University
Texas Tech University - Rawls College of Business 2002 — 2006
BA, Finance & Economics
CoBiz Financial Inc. August 2015 - Present
BBVA Compass April 2013 - July 2015
Wells Fargo Securities, LLC January 2007 - April 2013
Amarillo National Bank May 2006 - August 2006
Land America Financial Group, Inc May 2005 - August 2005
Skills
Credit, Loans, Real Estate, Investment Properties, Financial Structuring, Commercial Real Estate, Banking, Funding, Syndications, Credit Analysis, Loan Origination, Commercial Lending, Real Estate Economics, Mortgage Lending, Commercial Mortgages, Real Estate Financing, Valuation, Commercial Banking, Financial Modeling, Small Business Lending, Finance, Structured Finance, Corporate Finance, Capital Markets, Financial Analysis, Investment Banking, Mergers, CMBS, Construction Loans, Real Estate Transactions, Lines Of Credit, Series 7, Relationship Management, Financial Risk, Real Estate Development, Acquisitions
Education
Georgia State University - J. Mack Robinson College of Business 2008 — 2010
Masters of Science in Real Estate, Finance/Real Estate
Oglethorpe University
Texas Tech University - Rawls College of Business 2002 — 2006
BA, Finance & Economics
Wendy Willett McMillan Wendy Willett McMillan's Wells Fargo Securities LLC Experience December 2006 - Present
Job Managing Director at Wells Fargo Securities LLC
Industry Capital Markets
Experience
Wells Fargo Securities LLC December 2006 - Present
Banc of America Securities LLC 1994 - 2000
Bankers Trust 1992 - 1994
Chase Manhattan Bank 1991 - 1992
Skills
Capital Markets, Investment Banking, Fixed Income, Equities, Valuation, Hedge Funds, Derivatives, Series 7, Financial Modeling, Investments, Private Equity, Bloomberg, Financial Services, Asset Management, Bonds, Finance, Commodity, Financial Advisory, Alternative Investments, Investment Management, Asset Allocation, Mutual Funds, Wealth Management, Structured Products, Emerging Markets, Equity Derivatives, Equity Research
Education
Georgetown University 1987 — 1991
Bachelor of Science in Business Administration, Finance and International Management; French Minor
Oxford University 1990 — 1990
Summer Program, Comparative Business Policy
University Liggett School 1974 — 1987
Wells Fargo Securities LLC December 2006 - Present
Banc of America Securities LLC 1994 - 2000
Bankers Trust 1992 - 1994
Chase Manhattan Bank 1991 - 1992
Skills
Capital Markets, Investment Banking, Fixed Income, Equities, Valuation, Hedge Funds, Derivatives, Series 7, Financial Modeling, Investments, Private Equity, Bloomberg, Financial Services, Asset Management, Bonds, Finance, Commodity, Financial Advisory, Alternative Investments, Investment Management, Asset Allocation, Mutual Funds, Wealth Management, Structured Products, Emerging Markets, Equity Derivatives, Equity Research
Education
Georgetown University 1987 — 1991
Bachelor of Science in Business Administration, Finance and International Management; French Minor
Oxford University 1990 — 1990
Summer Program, Comparative Business Policy
University Liggett School 1974 — 1987
Edgar Gonzalez Edgar Gonzalez's Wells Fargo Securities LLC Experience July 2004 - June 2006
Job Vice President at Nuveen Investments
Industry Investment Management
Experience
Nuveen Investments June 2015 - Present
Goldman Sachs December 2011 - May 2015
Goldman Sachs July 2008 - December 2011
Goldman Sachs June 2007 - August 2007
Wells Fargo Securities, LLC July 2004 - June 2006
Merrill Lynch July 2002 - June 2004
Skills
Investment Banking, Financial Modeling, Valuation, Capital Markets, Fixed Income, Corporate Finance, Emerging Markets, Due Diligence, LBO, Corporate Development, Mergers & Acquisitions, Derivatives, Financial Analysis, Equity Valuation, M&A experience, Equities
Education
The University of Chicago Booth School of Business 2006 — 2008
MBA, Financial Accounting, Strategic Management, Finance
Princeton University 1998 — 2002
AB, Politics
Nuveen Investments June 2015 - Present
Goldman Sachs December 2011 - May 2015
Goldman Sachs July 2008 - December 2011
Goldman Sachs June 2007 - August 2007
Wells Fargo Securities, LLC July 2004 - June 2006
Merrill Lynch July 2002 - June 2004
Skills
Investment Banking, Financial Modeling, Valuation, Capital Markets, Fixed Income, Corporate Finance, Emerging Markets, Due Diligence, LBO, Corporate Development, Mergers & Acquisitions, Derivatives, Financial Analysis, Equity Valuation, M&A experience, Equities
Education
The University of Chicago Booth School of Business 2006 — 2008
MBA, Financial Accounting, Strategic Management, Finance
Princeton University 1998 — 2002
AB, Politics
Ricardo Simon Ricardo Simon's Wells Fargo Securities LLC Experience January 2004 - June 2014
Job Head of CRE & REIT Syndications/SunTrust Robinson Humphrey
Industry Banking
Experience
SunTrust Robinson Humphrey June 2014 - Present
Wells Fargo Securities, LLC January 2004 - June 2014
Prudential Capital Group May 1998 - September 2003
Citi October 1997 - January 1998
Shanghai Institute of Foreign Trade January 1997 - August 1997
Knight Ridder Digital May 1996 - August 1996
J.P. Morgan May 1995 - August 1995
Skills
Financial Modeling, Investments, Portfolio Management, Financial Analysis, Valuation, Asset Managment, Equities, Corporate Finance, Private Equity, Capital Markets, Due Diligence, Credit Analysis, Fixed Income, Loans, Finance, Credit, Asset Management
Education
Florida Agricultural and Mechanical University 1993 — 2000
MBA, Finance
Florida Agricultural and Mechanical University 1993 — 1997
Bachelor, Business Administration
SunTrust Robinson Humphrey June 2014 - Present
Wells Fargo Securities, LLC January 2004 - June 2014
Prudential Capital Group May 1998 - September 2003
Citi October 1997 - January 1998
Shanghai Institute of Foreign Trade January 1997 - August 1997
Knight Ridder Digital May 1996 - August 1996
J.P. Morgan May 1995 - August 1995
Skills
Financial Modeling, Investments, Portfolio Management, Financial Analysis, Valuation, Asset Managment, Equities, Corporate Finance, Private Equity, Capital Markets, Due Diligence, Credit Analysis, Fixed Income, Loans, Finance, Credit, Asset Management
Education
Florida Agricultural and Mechanical University 1993 — 2000
MBA, Finance
Florida Agricultural and Mechanical University 1993 — 1997
Bachelor, Business Administration
Peter Thursby Peter Thursby's Wells Fargo Securities LLC Experience February 2011 - June 2015
Job Managing Director & Senior Banker at Bank of the West
Industry Banking
Experience
Bank of the West July 2015 - Present
Wells Fargo Securities LLC February 2011 - June 2015
Associated Bank N.A. January 2008 - February 2011
LaSalle Bank N.A./ABN AMRO March 1997 - December 2007
BA Securities LLC (Bank of America N.A.) September 1994 - March 1997
Continental Bank N.A. August 1990 - September 1994
Skills
Capital Markets, Credit Analysis, Financial Analysis, Banking, Portfolio Management, Credit, Loans, Risk Management, Mortgage Lending, Fixed Income, Financial Services, Asset Management, Series 7, Investment Banking, Loan Origination, Commercial Banking, Financial Modeling, Syndications
Education
The University of Chicago Booth School of Business 1988 — 1990
Master of Business Administration (M.B.A.), Finance, General
University of Notre Dame 1982 — 1986
Bachelor of Arts (B.A.), Economics
Bank of the West July 2015 - Present
Wells Fargo Securities LLC February 2011 - June 2015
Associated Bank N.A. January 2008 - February 2011
LaSalle Bank N.A./ABN AMRO March 1997 - December 2007
BA Securities LLC (Bank of America N.A.) September 1994 - March 1997
Continental Bank N.A. August 1990 - September 1994
Skills
Capital Markets, Credit Analysis, Financial Analysis, Banking, Portfolio Management, Credit, Loans, Risk Management, Mortgage Lending, Fixed Income, Financial Services, Asset Management, Series 7, Investment Banking, Loan Origination, Commercial Banking, Financial Modeling, Syndications
Education
The University of Chicago Booth School of Business 1988 — 1990
Master of Business Administration (M.B.A.), Finance, General
University of Notre Dame 1982 — 1986
Bachelor of Arts (B.A.), Economics
Jay Nakahara Jay Nakahara's Wells Fargo Securities LLC Experience May 2010 - Present
Job Sector Specialist Wells Fargo Securities, LLC
Industry Investment Banking
Experience
Wells Fargo Securities, LLC May 2010 - Present
Deutsche Asset Management May 2005 - January 2009
Skills
Equities, Equity Research, Hedge Funds, Bloomberg, Financial Modeling, Portfolio Management, Valuation, Capital Markets, Investments, Asset Management, Fixed Income, Investment Banking, Financial Analysis, Alternative Investments, Securities, Trading, Investment Management, Private Equity, Corporate Finance, Options, Equity Sales, Investor Relations
Education
University of California, Santa Barbara
BA, Business Economics
Wells Fargo Securities, LLC May 2010 - Present
Deutsche Asset Management May 2005 - January 2009
Skills
Equities, Equity Research, Hedge Funds, Bloomberg, Financial Modeling, Portfolio Management, Valuation, Capital Markets, Investments, Asset Management, Fixed Income, Investment Banking, Financial Analysis, Alternative Investments, Securities, Trading, Investment Management, Private Equity, Corporate Finance, Options, Equity Sales, Investor Relations
Education
University of California, Santa Barbara
BA, Business Economics
William Lowman William Lowman's Wells Fargo Securities LLC Experience June 2014 - Present
Job Analyst, Derivatives Sales and Trading at Wells Fargo Securities
Industry Investment Banking
Experience
Wells Fargo Securities LLC June 2014 - Present
Merrill Lynch Wealth Management, Bank of America Corporation May 2011 - June 2014
Skills
Microsoft Office, Financial Modeling, Research, Financial Analysis, Corporate Finance, Capital Markets, Bloomberg, Investment Strategies, Financial Advisory, Investments, Asset Management
Education
Clemson University 2004 — 2009
Bachelor of Science (B.S.), Accounting and Finance
Wells Fargo Securities LLC June 2014 - Present
Merrill Lynch Wealth Management, Bank of America Corporation May 2011 - June 2014
Skills
Microsoft Office, Financial Modeling, Research, Financial Analysis, Corporate Finance, Capital Markets, Bloomberg, Investment Strategies, Financial Advisory, Investments, Asset Management
Education
Clemson University 2004 — 2009
Bachelor of Science (B.S.), Accounting and Finance
Philip Stamp Philip Stamp's Wells Fargo Securities LLC Experience July 2013 - Present
Job Debt Capital Markets Analyst at Wells Fargo Securities, LLC
Industry Financial Services
Experience
Wells Fargo Securities, LLC July 2013 - Present
NewDominion Bank January 2013 - June 2013
River Run Country Club September 2010 - June 2013
BI-LO, LLC December 2008 - May 2009
Skills
Credit Analysis, Financial Analysis, Quantitative Analytics, Customer Service, Team Leadership, Communication, Budgets, Microsoft Excel, PowerPoint, Outlook, Risk Management, Portfolio Management, Insurance, Underwriting, Time Management, Investments, Finance, Networking, Analysis, Leadership
Education
University of North Carolina at Charlotte 2009 — 2013
Bachelor of Business Administration (B.B.A.), Finance, General
Wells Fargo Securities, LLC July 2013 - Present
NewDominion Bank January 2013 - June 2013
River Run Country Club September 2010 - June 2013
BI-LO, LLC December 2008 - May 2009
Skills
Credit Analysis, Financial Analysis, Quantitative Analytics, Customer Service, Team Leadership, Communication, Budgets, Microsoft Excel, PowerPoint, Outlook, Risk Management, Portfolio Management, Insurance, Underwriting, Time Management, Investments, Finance, Networking, Analysis, Leadership
Education
University of North Carolina at Charlotte 2009 — 2013
Bachelor of Business Administration (B.B.A.), Finance, General
Lynn Cornwell Lynn Cornwell's Wells Fargo Securities LLC Experience February 1987 - Present
Job Vice President at Wells Fargo Securties, LLC
Industry Capital Markets
Experience
Wells Fargo Securities, LLC February 1987 - Present
Skills
Series 7, Securities, Series 63, Investments, Fixed Income, Bonds, Portfolio Management, Capital Markets, Bloomberg, Credit, Cash Management, Wealth Management, Mutual Funds, Financial Services, Relationship Management
Education
Concordia College
Bachelor of Science (B.S.), Marketing
Wells Fargo Securities, LLC February 1987 - Present
Skills
Series 7, Securities, Series 63, Investments, Fixed Income, Bonds, Portfolio Management, Capital Markets, Bloomberg, Credit, Cash Management, Wealth Management, Mutual Funds, Financial Services, Relationship Management
Education
Concordia College
Bachelor of Science (B.S.), Marketing
Keith Berger Keith Berger's Wells Fargo Securities LLC Experience January 2003 - January 2014
Job Financial Services Consultant
Industry Financial Services
Experience
Berger Fisher LLC June 2015 - Present
U.S. Bank January 2014 - June 2015
Wells Fargo Securities LLC January 2003 - January 2014
Wells Fargo Securities LLC January 1998 - January 2003
Wells Fargo Bank January 1996 - January 1998
Skills
Process Improvement, Customer Service, Staff Management, Staff Development, Project Management, Change Management, Product Development, Problem Solving, Risk Management, Compliance, Funding, Settlement, Fixed Income, Mutual Funds, Money Market, Equities, Securities, Series 99, Portfolio Management, Management, Leadership, Team Building, Credit
Education
Augsburg College 1990 — 1994
Bachelor of Arts, Marketing, Economics
Berger Fisher LLC June 2015 - Present
U.S. Bank January 2014 - June 2015
Wells Fargo Securities LLC January 2003 - January 2014
Wells Fargo Securities LLC January 1998 - January 2003
Wells Fargo Bank January 1996 - January 1998
Skills
Process Improvement, Customer Service, Staff Management, Staff Development, Project Management, Change Management, Product Development, Problem Solving, Risk Management, Compliance, Funding, Settlement, Fixed Income, Mutual Funds, Money Market, Equities, Securities, Series 99, Portfolio Management, Management, Leadership, Team Building, Credit
Education
Augsburg College 1990 — 1994
Bachelor of Arts, Marketing, Economics
Joseph Sadofsky Joseph Sadofsky's Wells Fargo Securities LLC Experience May 2015 - Present
Job Credit Analyst at Wells Fargo Securities, LLC (First Union Rail)
Industry Financial Services
Experience
Wells Fargo Securities LLC May 2015 - Present
Wells Fargo Securities August 2014 - May 2015
Loyola University Chicago August 2011 - May 2015
Monastero's Ristorante April 2011 - August 2014
Chicago Park District April 2013 - September 2013
Education
Loyola University of Chicago 2011 — 2015
Bachelor's Degree, Finance, 3.4
Fenwick High School 2007 — 2011
Wells Fargo Securities LLC May 2015 - Present
Wells Fargo Securities August 2014 - May 2015
Loyola University Chicago August 2011 - May 2015
Monastero's Ristorante April 2011 - August 2014
Chicago Park District April 2013 - September 2013
Education
Loyola University of Chicago 2011 — 2015
Bachelor's Degree, Finance, 3.4
Fenwick High School 2007 — 2011
Steven Shorkey Steven Shorkey's Wells Fargo Securities LLC Experience September 2004 - Present
Job Director at Wells Fargo Securities, LLC
Industry Investment Banking
Experience
Wells Fargo Securities, LLC September 2004 - Present
Skills
Investments, Fixed Income, Portfolio Management, Capital Markets
Education
Duke University - The Fuqua School of Business 1989 — 1991
Master of Business Administration (MBA)
Cornell University 1977 — 1981
Bachelor of Science (BS), Economics
Wells Fargo Securities, LLC September 2004 - Present
Skills
Investments, Fixed Income, Portfolio Management, Capital Markets
Education
Duke University - The Fuqua School of Business 1989 — 1991
Master of Business Administration (MBA)
Cornell University 1977 — 1981
Bachelor of Science (BS), Economics
Cheryl Schmidt Cheryl Schmidt's Wells Fargo Securities LLC Experience June 2011 - Present
Job Supervisory Analyst, Vice President at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities, LLC June 2011 - Present
Stifel Nicolaus June 2010 - June 2011
Thomas Weisel Partners LLC July 2000 - June 2010
Deutsche Bank Alex. Brown 1997 - 2000
Private Consulting Group, Inc 1995 - 1997
Dean Witter Reynolds, Inc 1993 - 1995
Bull & Bear Group, Inc. 1992 - 1993
Elsevier Science Publishing Co, Inc 1991 - 1992
Skills
Equity Research, Series 63, Series 7, Securities, Editing, Technical Writing, Compliance, Series 16, Series 86/87, Editorial, Valuation, FINRA, Equities, Capital Markets, Investments, Financial Analysis, Investment Banking, Financial Modeling, Financial Markets
Education
State University of New York at Stony Brook 1989 — 1990
BA, English and Journalism (minor)
State University of New York College at Oneonta 1986 — 1988
Associate's Degree, English Language and Literature, General
Wells Fargo Securities, LLC June 2011 - Present
Stifel Nicolaus June 2010 - June 2011
Thomas Weisel Partners LLC July 2000 - June 2010
Deutsche Bank Alex. Brown 1997 - 2000
Private Consulting Group, Inc 1995 - 1997
Dean Witter Reynolds, Inc 1993 - 1995
Bull & Bear Group, Inc. 1992 - 1993
Elsevier Science Publishing Co, Inc 1991 - 1992
Skills
Equity Research, Series 63, Series 7, Securities, Editing, Technical Writing, Compliance, Series 16, Series 86/87, Editorial, Valuation, FINRA, Equities, Capital Markets, Investments, Financial Analysis, Investment Banking, Financial Modeling, Financial Markets
Education
State University of New York at Stony Brook 1989 — 1990
BA, English and Journalism (minor)
State University of New York College at Oneonta 1986 — 1988
Associate's Degree, English Language and Literature, General
William Hansbury William Hansbury's Wells Fargo Securities LLC Experience July 2010 - Present
Job Assistant Vice President, Capital Markets Middle Office Analyst
Industry Capital Markets
Experience
Wells Fargo Securities, LLC July 2010 - Present
Opus Trading Fund, LLC July 2008 - July 2009
Bank of America- Merrill Lynch June 2007 - August 2007
Skills
Technical Analysis, Equities, Finance, Investments, Valuation, Securities, Managerial Finance, Market Research, Funding, Accounting, Research, Competitive Analysis, Microsoft Office, Marketing, Information Systems, File Management, Data Entry, Microsoft Exchange, System Administration, Financial Analysis, Analysis, Customer Service
Education
North Carolina State University 2004 — 2008
B.S, Business Management; Cum Laude; Finance
North Carolina State University - College of Management 2004 — 2008
Business Management, Finance concentration, Minor in Accounting
Wells Fargo Securities, LLC July 2010 - Present
Opus Trading Fund, LLC July 2008 - July 2009
Bank of America- Merrill Lynch June 2007 - August 2007
Skills
Technical Analysis, Equities, Finance, Investments, Valuation, Securities, Managerial Finance, Market Research, Funding, Accounting, Research, Competitive Analysis, Microsoft Office, Marketing, Information Systems, File Management, Data Entry, Microsoft Exchange, System Administration, Financial Analysis, Analysis, Customer Service
Education
North Carolina State University 2004 — 2008
B.S, Business Management; Cum Laude; Finance
North Carolina State University - College of Management 2004 — 2008
Business Management, Finance concentration, Minor in Accounting
Julian Rogers's Wells Fargo Securities LLC Experience February 2008 - December 2013
Job GMI Configuration Wells Fargo Securities, LLC
Industry Investment Banking
Experience
Wells Fargo Securities January 2014 - Present
Wells Fargo Securities, LLC February 2008 - December 2013
First Investors Corporation June 2007 - August 2007
Skills
Commodity, Financial Modeling, Capital Markets, Derivatives, Equities, Fixed Income, Back Office, Financial Markets, Options, Bonds, Finance, Financial Risk, Securities, Middle Office
Education
Michigan State University 2005 — 2007
Bachelors, Finance
Wells Fargo Securities January 2014 - Present
Wells Fargo Securities, LLC February 2008 - December 2013
First Investors Corporation June 2007 - August 2007
Skills
Commodity, Financial Modeling, Capital Markets, Derivatives, Equities, Fixed Income, Back Office, Financial Markets, Options, Bonds, Finance, Financial Risk, Securities, Middle Office
Education
Michigan State University 2005 — 2007
Bachelors, Finance
Mike Ciulis Mike Ciulis's Wells Fargo Securities LLC Experience June 2007 - June 2011
Job Strategic Planning Manager at Nike
Industry Sporting Goods
Experience
Nike July 2013 - Present
Haas School of Business August 2011 - May 2013
lululemon athletica April 2012 - August 2012
Young Life September 2007 - June 2012
Wells Fargo Securities, LLC June 2007 - June 2011
Wachovia Securities January 2005 - June 2007
Accenture May 2003 - January 2005
Intel Corporation May 2002 - August 2002
General Motors May 2001 - August 2001
Skills
Retail, Consumer Products, Cross-functional Team..., Digital Innovation, Emerging Trends, User Interface Design, Prototyping, Functional Design, Visual Basic, Business Modeling, Data Analysis, Database Design, Fixed Income Research, Financial Modeling, Leadership, Written & Oral..., Mobile Technology, Technical Presentations, Mobile Marketing, Brand Development, Brand Management, Innovation Management, Strategy, Competitive Analysis, Management, Strategic Planning, Market Research, Business Strategy
Education
University of California, Berkeley - Walter A. Haas School of Business 2011 — 2013
Master of Business Administration (MBA)
University of Michigan, Ann Arbor - College of Engineering 1999 — 2003
Bachelor of Science (BS), Industrial and Operations Engineering
Nike July 2013 - Present
Haas School of Business August 2011 - May 2013
lululemon athletica April 2012 - August 2012
Young Life September 2007 - June 2012
Wells Fargo Securities, LLC June 2007 - June 2011
Wachovia Securities January 2005 - June 2007
Accenture May 2003 - January 2005
Intel Corporation May 2002 - August 2002
General Motors May 2001 - August 2001
Skills
Retail, Consumer Products, Cross-functional Team..., Digital Innovation, Emerging Trends, User Interface Design, Prototyping, Functional Design, Visual Basic, Business Modeling, Data Analysis, Database Design, Fixed Income Research, Financial Modeling, Leadership, Written & Oral..., Mobile Technology, Technical Presentations, Mobile Marketing, Brand Development, Brand Management, Innovation Management, Strategy, Competitive Analysis, Management, Strategic Planning, Market Research, Business Strategy
Education
University of California, Berkeley - Walter A. Haas School of Business 2011 — 2013
Master of Business Administration (MBA)
University of Michigan, Ann Arbor - College of Engineering 1999 — 2003
Bachelor of Science (BS), Industrial and Operations Engineering
Tim Kallas Tim Kallas's Wells Fargo Securities LLC Experience October 2002 - September 2005
Job Institutional Equity Sales
Industry Investment Banking
Experience
None Director, Institutional Equity SalesMizuho Securities USA Inc.November 2011 - May 2013
Caris & Company 2008 - November 2011
Oppenheimer & Co. November 2005 - June 2008
Wells Fargo Securities, LLC October 2002 - September 2005
Robertson Stephens January 2001 - July 2002
JP Morgan April 1999 - January 2001
Bear Stearns September 1993 - April 1999
US Army 1987 - 1992
Skills
Equities, Hedge Funds, Equity Research, Capital Markets, Series 7, Series 63, Equity Trading, Alternative Investments, Bloomberg, Securities, Financial Modeling, Investments, Valuation, Investment Banking, Mutual Funds, Portfolio Management, Fixed Income, IPO, Options, Asset Management, FINRA, Trading, Electronic Trading
Education
California State Polytechnic University-Pomona 1984 — 1987
BS, Business
New Mexico Military Institute 1982 — 1984
Associate's degree, Business, Management, Marketing, and Related Support Services
None Director, Institutional Equity SalesMizuho Securities USA Inc.November 2011 - May 2013
Caris & Company 2008 - November 2011
Oppenheimer & Co. November 2005 - June 2008
Wells Fargo Securities, LLC October 2002 - September 2005
Robertson Stephens January 2001 - July 2002
JP Morgan April 1999 - January 2001
Bear Stearns September 1993 - April 1999
US Army 1987 - 1992
Skills
Equities, Hedge Funds, Equity Research, Capital Markets, Series 7, Series 63, Equity Trading, Alternative Investments, Bloomberg, Securities, Financial Modeling, Investments, Valuation, Investment Banking, Mutual Funds, Portfolio Management, Fixed Income, IPO, Options, Asset Management, FINRA, Trading, Electronic Trading
Education
California State Polytechnic University-Pomona 1984 — 1987
BS, Business
New Mexico Military Institute 1982 — 1984
Associate's degree, Business, Management, Marketing, and Related Support Services
Bernadette Hobson's Wells Fargo Securities LLC Experience February 2014 - August 2014
Job M.A. Candidate Latin American Studies, School of Foreign Service, Georgetown University
Industry International Trade and Development
Experience
U.S. Department of State June 2015 - August 2015
U.S. Department of State February 2015 - April 2015
Wells Fargo Securities, LLC February 2014 - August 2014
UC Berkeley August 2013 - December 2013
Citi Private Bank June 2008 - July 2010
Washington Mutual Home Loans March 2007 - December 2007
CUNA Mutual Group November 2004 - March 2007
Washington Mutual Financial Services June 2002 - November 2004
Skills
International Relations, International..., Research, Policy Analysis, Analysis, Nonprofits, Public Speaking, Politics, Qualitative Research, Management, Spanish, Public Policy, Event Planning, Community Outreach, Leadership, Fundraising, Crowdfunding, Social Media Marketing, Corporate Social...
Education
School of Foreign Service, Georgetown University 2014 — 2016
Master of Arts (M.A.), Latin American Studies with concentration in Development & Diplomacy
University of California, Berkeley 2010 — 2013
B.A., International Development Studies, Distinction in General Scholarship
Universidad Nacional Autónoma de México 2013 — 2013
University of California Education Abroad Program, Facultad de Ciencias Políticas y Sociales y Facultad de Filosofía y Letras
U.S. Department of State June 2015 - August 2015
U.S. Department of State February 2015 - April 2015
Wells Fargo Securities, LLC February 2014 - August 2014
UC Berkeley August 2013 - December 2013
Citi Private Bank June 2008 - July 2010
Washington Mutual Home Loans March 2007 - December 2007
CUNA Mutual Group November 2004 - March 2007
Washington Mutual Financial Services June 2002 - November 2004
Skills
International Relations, International..., Research, Policy Analysis, Analysis, Nonprofits, Public Speaking, Politics, Qualitative Research, Management, Spanish, Public Policy, Event Planning, Community Outreach, Leadership, Fundraising, Crowdfunding, Social Media Marketing, Corporate Social...
Education
School of Foreign Service, Georgetown University 2014 — 2016
Master of Arts (M.A.), Latin American Studies with concentration in Development & Diplomacy
University of California, Berkeley 2010 — 2013
B.A., International Development Studies, Distinction in General Scholarship
Universidad Nacional Autónoma de México 2013 — 2013
University of California Education Abroad Program, Facultad de Ciencias Políticas y Sociales y Facultad de Filosofía y Letras
Jennifer Jordan Jennifer Jordan's Wells Fargo Securities LLC Experience 2000 - 2005
Job Board and Advisory Roles at MassVentures
Industry Venture Capital & Private Equity
Experience
MassVentures September 2012 - Present
MassVentures September 2012 - Present
Golden Seeds June 2011 - Present
Tulen Boston, LLC 1988 - Present
Cadence Design Systems 2005 - 2011
Wells Fargo Securities, LLC 2000 - 2005
Black & Company, Inc. 1996 - 2005
Skills
Financial Analysis, Strategic Planning, Venture Capital, Due Diligence, Valuation, Investor Relations, Mergers, Business Strategy, Private Equity, Corporate Development, Entrepreneurship, Investments, Mergers & Acquisitions, Strategy, Cross-functional Team..., Start-ups, Business Planning, Asset Management, Competitive Analysis, Financial Modeling, Portfolio Management, Executive Management, Finance, Business Development, Analytics, Emerging Markets, Leadership, E-commerce, Enterprise Software, Management, Investment Banking
Education
MIT Sloan School of Management
Master of Business Administration (MBA)
Reed College
Bachelor of Arts
Brown University
MassVentures September 2012 - Present
MassVentures September 2012 - Present
Golden Seeds June 2011 - Present
Tulen Boston, LLC 1988 - Present
Cadence Design Systems 2005 - 2011
Wells Fargo Securities, LLC 2000 - 2005
Black & Company, Inc. 1996 - 2005
Skills
Financial Analysis, Strategic Planning, Venture Capital, Due Diligence, Valuation, Investor Relations, Mergers, Business Strategy, Private Equity, Corporate Development, Entrepreneurship, Investments, Mergers & Acquisitions, Strategy, Cross-functional Team..., Start-ups, Business Planning, Asset Management, Competitive Analysis, Financial Modeling, Portfolio Management, Executive Management, Finance, Business Development, Analytics, Emerging Markets, Leadership, E-commerce, Enterprise Software, Management, Investment Banking
Education
MIT Sloan School of Management
Master of Business Administration (MBA)
Reed College
Bachelor of Arts
Brown University
Bruce Dunn Bruce Dunn's Wells Fargo Securities LLC Experience January 2009 - September 2013
Job Financial Marketing Executive & Investment Consultant
Industry Financial Services
Experience
PRISM Investment Solutions & Marketing 2014 - Present
Wells Fargo Securities, LLC January 2009 - September 2013
Wells Fargo January 2009 - September 2013
Wachovia Corp (CIB) October 2005 - 2009
Morgan Stanley June 2000 - October 2005
Morgan Stanley 1998 - 2000
Morgan Stanley Investment Management 1992 - 1998
Dean Witter Reynolds, Inc June 1986 - June 1992
Skills
Advisory Boards, Eastern States..., Alternative Investments, Securities, Fixed Income, Risk Reduction, Asset Allocation, Marketing, Investments, Estate Planning, Investment Advisory, Wealth Management, FINRA, Portfolio Management, Series 63, Financial Advisory, Series 7, Financial Analysis, Structured Products, ETFs, Mutual Funds, Asset Management, Capital Markets, Risk Management, Equities, Financial Services, Finance
Education
Richard D. Irwin Graduate School of The American College, Bryn Mawr, Pennsylvania 2014 — 2015
Chartered Advisor in Philanthropy (CAP)
The American College 2014 — 2015
Chartered Advisor in Philanthropy (CAP), Philanthropic Studies, Professional Designation
Florida State University 1969 — 1972
BA, English & Business (double major)
PRISM Investment Solutions & Marketing 2014 - Present
Wells Fargo Securities, LLC January 2009 - September 2013
Wells Fargo January 2009 - September 2013
Wachovia Corp (CIB) October 2005 - 2009
Morgan Stanley June 2000 - October 2005
Morgan Stanley 1998 - 2000
Morgan Stanley Investment Management 1992 - 1998
Dean Witter Reynolds, Inc June 1986 - June 1992
Skills
Advisory Boards, Eastern States..., Alternative Investments, Securities, Fixed Income, Risk Reduction, Asset Allocation, Marketing, Investments, Estate Planning, Investment Advisory, Wealth Management, FINRA, Portfolio Management, Series 63, Financial Advisory, Series 7, Financial Analysis, Structured Products, ETFs, Mutual Funds, Asset Management, Capital Markets, Risk Management, Equities, Financial Services, Finance
Education
Richard D. Irwin Graduate School of The American College, Bryn Mawr, Pennsylvania 2014 — 2015
Chartered Advisor in Philanthropy (CAP)
The American College 2014 — 2015
Chartered Advisor in Philanthropy (CAP), Philanthropic Studies, Professional Designation
Florida State University 1969 — 1972
BA, English & Business (double major)
Jason Ghassemi Jason Ghassemi's Wells Fargo Securities LLC Experience February 2005 - May 2010
Job Senior Managing Director, Head of Brand Marketing and Communications at Guggenheim Partners
Industry Financial Services
Experience
Guggenheim Partners April 2015 - Present
Guggenheim Partners January 2012 - April 2015
Guggenheim Partners May 2010 - December 2011
Wells Fargo Securities, LLC February 2005 - May 2010
Barrington Associates, a division of Wells Fargo Securities, LLC June 2007 - June 2009
Barrington Associates February 2005 - June 2007
FactSet Research Systems, Inc September 2002 - February 2005
Mergerstat, LP - A Division of Houlihan Lokey Investment Bank 2001 - 2002
Skills
Marketing Communications, Strategic Communications, Strategy Development, Marketing Strategy, Research, Investments, Executive Management, Advertising, Strategy, Business Development, Business Strategy, Marketing, Entrepreneurship, Strategic Planning, Management, Corporate Finance, Valuation, Mergers & Acquisitions, Leadership, Business Planning, Public Relations, Budgets, Market Research
Education
University of California, Los Angeles - The Anderson School of Management 2006 — 2009
MBA
University of California, Los Angeles 1995 — 2000
B.A.
Guggenheim Partners April 2015 - Present
Guggenheim Partners January 2012 - April 2015
Guggenheim Partners May 2010 - December 2011
Wells Fargo Securities, LLC February 2005 - May 2010
Barrington Associates, a division of Wells Fargo Securities, LLC June 2007 - June 2009
Barrington Associates February 2005 - June 2007
FactSet Research Systems, Inc September 2002 - February 2005
Mergerstat, LP - A Division of Houlihan Lokey Investment Bank 2001 - 2002
Skills
Marketing Communications, Strategic Communications, Strategy Development, Marketing Strategy, Research, Investments, Executive Management, Advertising, Strategy, Business Development, Business Strategy, Marketing, Entrepreneurship, Strategic Planning, Management, Corporate Finance, Valuation, Mergers & Acquisitions, Leadership, Business Planning, Public Relations, Budgets, Market Research
Education
University of California, Los Angeles - The Anderson School of Management 2006 — 2009
MBA
University of California, Los Angeles 1995 — 2000
B.A.
Bishop Cheen Bishop Cheen's Wells Fargo Securities LLC Experience September 1995 - August 2012
Job Analyst/Consultant for SNL Kagan on Media/Entertainment/Telecom finance and valuation
Industry Investment Banking
Experience
SNL Kagan / Kagan Media Appraisals 2012 - Present
Wells Fargo Securities, LLC September 1995 - August 2012
Wachovia Securities, LLC September 1995 - June 2009
Paul Kagan Associates May 1986 - September 1995
various broadcast stations January 1966 - 1982
various pop music tours 1975 - 1976
Joyous Lake 1974 - 1975
Skills
Valuation, Digital Media, Management, Investments, Capital Markets, Finance, Advertising, Social Media, New Media, Social Media Marketing, Portfolio Management, Equities, Private Equity, Analysis, Leveraged Finance, Mergers & Acquisitions, Due Diligence, Economics, Marketing Strategy, Fixed Income, Financial Modeling, Consulting, Investment Banking, Strategy, Research, Venture Capital, Corporate Finance, Public Relations, Asset Management, Hedge Funds, Start-ups, Strategic Partnerships, Financial Analysis, Marketing, Alternative Investments, Mergers
Education
University of Miami - School of Business 1983 — 1986
MBA, Business--investment analysis
University of Florida 1972 — 1973
Masters, Communications
University of Florida 1967 — 1971
BS, Journalism/Communications
SNL Kagan / Kagan Media Appraisals 2012 - Present
Wells Fargo Securities, LLC September 1995 - August 2012
Wachovia Securities, LLC September 1995 - June 2009
Paul Kagan Associates May 1986 - September 1995
various broadcast stations January 1966 - 1982
various pop music tours 1975 - 1976
Joyous Lake 1974 - 1975
Skills
Valuation, Digital Media, Management, Investments, Capital Markets, Finance, Advertising, Social Media, New Media, Social Media Marketing, Portfolio Management, Equities, Private Equity, Analysis, Leveraged Finance, Mergers & Acquisitions, Due Diligence, Economics, Marketing Strategy, Fixed Income, Financial Modeling, Consulting, Investment Banking, Strategy, Research, Venture Capital, Corporate Finance, Public Relations, Asset Management, Hedge Funds, Start-ups, Strategic Partnerships, Financial Analysis, Marketing, Alternative Investments, Mergers
Education
University of Miami - School of Business 1983 — 1986
MBA, Business--investment analysis
University of Florida 1972 — 1973
Masters, Communications
University of Florida 1967 — 1971
BS, Journalism/Communications
Matt Doherty's Wells Fargo Securities LLC Experience May 2009 - March 2010
Job Chief Financial Officer, Executive Vice President at Heartland Bank and Trust Company
Industry Banking
Experience
Heartland Bank and Trust Company March 2010 - Present
Wells Fargo Securities, LLC May 2009 - March 2010
Banc of America Securities October 2007 - March 2009
LaSalle Bank May 2002 - October 2007
Banc One Securities May 2001 - May 2002
Sandler O'Neill May 2000 - May 2001
ABN AMRO Inc. August 1992 - April 2000
Skills
Capital Markets, Banking, Finance, Fixed Income, Bonds, Credit, Commercial Lending, Financial Analysis, Portfolio Management, Risk Management, Credit Analysis, Financial Institutions, Securities, Asset Allocation, Commercial Banking, Loans, Cash Management, Treasury Management, Mergers & Acquisitions, Financial Modeling, Investment Banking, Loan Origination, Mortgage Lending, Financial Risk, Interest Rate Risk..., Interest Rate Swaps, Options
Education
University of Illinois at Urbana-Champaign - College of Business 1979 — 1983
BS, Accountancy
Heartland Bank and Trust Company March 2010 - Present
Wells Fargo Securities, LLC May 2009 - March 2010
Banc of America Securities October 2007 - March 2009
LaSalle Bank May 2002 - October 2007
Banc One Securities May 2001 - May 2002
Sandler O'Neill May 2000 - May 2001
ABN AMRO Inc. August 1992 - April 2000
Skills
Capital Markets, Banking, Finance, Fixed Income, Bonds, Credit, Commercial Lending, Financial Analysis, Portfolio Management, Risk Management, Credit Analysis, Financial Institutions, Securities, Asset Allocation, Commercial Banking, Loans, Cash Management, Treasury Management, Mergers & Acquisitions, Financial Modeling, Investment Banking, Loan Origination, Mortgage Lending, Financial Risk, Interest Rate Risk..., Interest Rate Swaps, Options
Education
University of Illinois at Urbana-Champaign - College of Business 1979 — 1983
BS, Accountancy
David Straeten David Straeten's Wells Fargo Securities LLC Experience November 2010 - December 2013
Job Compliance Control Group at Wells Fargo Securities, LLC
Industry Investment Banking
Experience
Wells Fargo Securities December 2013 - Present
Wells Fargo Securities, LLC November 2010 - December 2013
Wells Fargo Advisors October 2009 - October 2010
Wachovia Securities May 2008 - October 2009
Wachovia Securities, LLC June 2006 - April 2008
WACHOVIA SECURITIES July 2003 - May 2006
Skills
Series 7, Securities, FINRA, Series 66, Series 24, Compliance, Series 63, Capital Markets, Mutual Funds, Alternative Investments, Fixed Income, Bonds, Equities, Investment Banking, Risk Management, Hedge Funds, Series 79
Education
Randolph-Macon College 1999 — 2003
Economics/Business, Economics
Norfolk Academy 1987 — 1999
Wells Fargo Securities December 2013 - Present
Wells Fargo Securities, LLC November 2010 - December 2013
Wells Fargo Advisors October 2009 - October 2010
Wachovia Securities May 2008 - October 2009
Wachovia Securities, LLC June 2006 - April 2008
WACHOVIA SECURITIES July 2003 - May 2006
Skills
Series 7, Securities, FINRA, Series 66, Series 24, Compliance, Series 63, Capital Markets, Mutual Funds, Alternative Investments, Fixed Income, Bonds, Equities, Investment Banking, Risk Management, Hedge Funds, Series 79
Education
Randolph-Macon College 1999 — 2003
Economics/Business, Economics
Norfolk Academy 1987 — 1999
Craig A. Cook's Wells Fargo Securities LLC Experience May 2014 - June 2015
Job Analyst Debt Capital Markets
Industry Investment Banking
Experience
Santander Investment Securities Inc June 2015 - Present
Wells Fargo Securities, LLC May 2014 - June 2015
Tobin & Company Investment Banking Group LLC December 2013 - May 2014
Estimize June 2013 - August 2013
Capital Investment Companies October 2012 - May 2013
iCracked Inc. October 2011 - May 2013
Skills
Investments, Financial Analysis, Microsoft Excel, Bloomberg Terminal, Portfolio Management, Financial Modeling, Microsoft Office, Bloomberg, Finance, Equity Research, DCF Valuation, Corporate Finance, Equity Research Analysis, Comparable Analysis, LBO, Precedent Transactions, Free Cash Flow, Capital Markets, Due Diligence, Investment Banking, PowerPoint
Education
North Carolina State University 2011 — 2013
Poole College of Management : Bachelor of Business Administration (B.B.A.), Finance
Appalachian State University 2009 — 2011
Business Administration and Management, General
Santander Investment Securities Inc June 2015 - Present
Wells Fargo Securities, LLC May 2014 - June 2015
Tobin & Company Investment Banking Group LLC December 2013 - May 2014
Estimize June 2013 - August 2013
Capital Investment Companies October 2012 - May 2013
iCracked Inc. October 2011 - May 2013
Skills
Investments, Financial Analysis, Microsoft Excel, Bloomberg Terminal, Portfolio Management, Financial Modeling, Microsoft Office, Bloomberg, Finance, Equity Research, DCF Valuation, Corporate Finance, Equity Research Analysis, Comparable Analysis, LBO, Precedent Transactions, Free Cash Flow, Capital Markets, Due Diligence, Investment Banking, PowerPoint
Education
North Carolina State University 2011 — 2013
Poole College of Management : Bachelor of Business Administration (B.B.A.), Finance
Appalachian State University 2009 — 2011
Business Administration and Management, General
Abby (Abizar) Rangwala Abby (Abizar) Rangwala's Wells Fargo Securities LLC Experience January 2009 - July 2012
Job Risk Management Valuations (CMBS) at TIAACREF
Industry Financial Services
Experience
TIAA-CREF January 2014 - Present
CertusBank April 2012 - December 2013
Wells Fargo Securities LLC January 2009 - July 2012
Wachovia Capital Markets LLC August 1993 - December 2008
Beers + Cutler January 1987 - June 1992
Skills
Corporate Finance, Accounting, Asset Management, Risk Management, Project Finance, Asset Based Lending, Business Development, Income Tax, Structured..., Commercial Real Estate..., Single Tenant Real..., Debt (Structured &..., Owner Occupied Real..., Alternative & Renewable..., Equipment Leasing..., Private Finance..., Sec. 1031/Like Kind..., Capital Recycling, Restructuring & Workout, Non-Performing Loans, Distressed Debt, Distressed Property, Relationship Managemnt, Distressed CRE..., Asset Managment, Capital Markets, Commercial Real Estate, Acquisitions, Credit Risk, Financial Structuring, Finance, Investment Banking, Real Estate, Property, Commercial Lending, Debt, Private Equity
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business 1992 — 1993
MBA, Finance
Pennsylvania State University 1983 — 1985
BBA, Accounting and Finance (Dual Major)
University of Bombay 1978 — 1981
B.Com, Accounting
St. Mary's ISC 1966 — 1975
School
TIAA-CREF January 2014 - Present
CertusBank April 2012 - December 2013
Wells Fargo Securities LLC January 2009 - July 2012
Wachovia Capital Markets LLC August 1993 - December 2008
Beers + Cutler January 1987 - June 1992
Skills
Corporate Finance, Accounting, Asset Management, Risk Management, Project Finance, Asset Based Lending, Business Development, Income Tax, Structured..., Commercial Real Estate..., Single Tenant Real..., Debt (Structured &..., Owner Occupied Real..., Alternative & Renewable..., Equipment Leasing..., Private Finance..., Sec. 1031/Like Kind..., Capital Recycling, Restructuring & Workout, Non-Performing Loans, Distressed Debt, Distressed Property, Relationship Managemnt, Distressed CRE..., Asset Managment, Capital Markets, Commercial Real Estate, Acquisitions, Credit Risk, Financial Structuring, Finance, Investment Banking, Real Estate, Property, Commercial Lending, Debt, Private Equity
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business 1992 — 1993
MBA, Finance
Pennsylvania State University 1983 — 1985
BBA, Accounting and Finance (Dual Major)
University of Bombay 1978 — 1981
B.Com, Accounting
St. Mary's ISC 1966 — 1975
School
Angela Sykes, CAMS Angela Sykes, CAMS's Wells Fargo Securities LLC Experience September 2013 - Present
Job Compliance Consultant at Wells Fargo Securities, LLC
Industry Financial Services
Experience
Wells Fargo Securities, LLC September 2013 - Present
Wells Fargo January 2012 - September 2013
Wells Fargo February 2010 - December 2011
Wells Fargo June 2009 - February 2010
Wachovia Bank April 2006 - June 2009
Skills
AML, Risk Assessment, Financial Risk, Risk Management, OFAC, Bank Secrecy Act, Banking, USA PATRIOT Act, Process Improvement, Portfolio Management, P&L Budget Management, Development Projects, Operational Risk, Finance, Regulations, P&L Financial Management, Auditing, Operational Risk..., Business Alliance..., P&L Analysis, P&L Forecasting, Loans, Internal Audit, Training, Credit, Due Diligence
Education
Hampton University 1993 — 1997
B.S., Business Mgmt
Wells Fargo Securities, LLC September 2013 - Present
Wells Fargo January 2012 - September 2013
Wells Fargo February 2010 - December 2011
Wells Fargo June 2009 - February 2010
Wachovia Bank April 2006 - June 2009
Skills
AML, Risk Assessment, Financial Risk, Risk Management, OFAC, Bank Secrecy Act, Banking, USA PATRIOT Act, Process Improvement, Portfolio Management, P&L Budget Management, Development Projects, Operational Risk, Finance, Regulations, P&L Financial Management, Auditing, Operational Risk..., Business Alliance..., P&L Analysis, P&L Forecasting, Loans, Internal Audit, Training, Credit, Due Diligence
Education
Hampton University 1993 — 1997
B.S., Business Mgmt
John McElravey, CFA John McElravey, CFA's Wells Fargo Securities LLC Experience March 2007 - Present
Job Managing Director Head of Consumer ABS Research at Wells Fargo Securities, LLC
Industry Capital Markets
Experience
Wells Fargo Securities, LLC March 2007 - Present
Asset Allocation & Mgmt Co. July 2004 - March 2007
Banc One Capital Markets, Inc. November 1997 - July 2004
Duff & Phelps Credit Rating Co. February 1994 - November 1997
Federal Reserve Bank of Chicago August 1989 - February 1994
Federal Reserve Bank of Cleveland December 1985 - July 1989
Skills
Securitization, ABS, Trading, Fixed Income Analysis, Capital Markets, Fixed Income, Structured Finance, Portfolio Management, Structured Products, Derivatives, Bloomberg, Investment Banking, MBS, Bonds, Credit Analysis, Hedge Funds
Education
The University of Chicago Booth School of Business 1991 — 1995
MBA, Finance, Economics, Statistics
Saint Louis University 1981 — 1985
BA, Economics, Philosophy
Wells Fargo Securities, LLC March 2007 - Present
Asset Allocation & Mgmt Co. July 2004 - March 2007
Banc One Capital Markets, Inc. November 1997 - July 2004
Duff & Phelps Credit Rating Co. February 1994 - November 1997
Federal Reserve Bank of Chicago August 1989 - February 1994
Federal Reserve Bank of Cleveland December 1985 - July 1989
Skills
Securitization, ABS, Trading, Fixed Income Analysis, Capital Markets, Fixed Income, Structured Finance, Portfolio Management, Structured Products, Derivatives, Bloomberg, Investment Banking, MBS, Bonds, Credit Analysis, Hedge Funds
Education
The University of Chicago Booth School of Business 1991 — 1995
MBA, Finance, Economics, Statistics
Saint Louis University 1981 — 1985
BA, Economics, Philosophy
Richmond Jin Richmond Jin's Wells Fargo Securities LLC Experience May 2005 - Present
Job Equity Derivatives Trader
Industry Investment Management
Experience
Wells Fargo Securities, LLC May 2005 - Present
Parallax Fund, L.P. May 2004 - April 2005
AOT USA, LLC 2000 - 2002
Tae Yang Trading 1998 - 1999
Education
UC San Diego School of Global Policy and Strategy (GPS) 1997 — 1998
University of California, Santa Barbara 1990 — 1994
BA, Business Economics
Wells Fargo Securities, LLC May 2005 - Present
Parallax Fund, L.P. May 2004 - April 2005
AOT USA, LLC 2000 - 2002
Tae Yang Trading 1998 - 1999
Education
UC San Diego School of Global Policy and Strategy (GPS) 1997 — 1998
University of California, Santa Barbara 1990 — 1994
BA, Business Economics
Ryan Deane Ryan Deane's Wells Fargo Securities LLC Experience January 2007 - Present
Job Director, Equity Derivatives Trading
Industry Capital Markets
Experience
Wells Fargo Securities, LLC January 2007 - Present
Wells Fargo & Company April 2004 - January 2007
Automated Power Exchange (APX) 2002 - 2004
Enron Capital and Trade 1999 - 2002
NORTEL 1998 - 1998
Skills
Structured Products, Derivatives, Portfolio Management, Equity Derivatives, Trading, Hedging, Equities, Financial Modeling, Capital Markets, Structured Finance, Bloomberg, Fixed Income, Investments, Stress Testing, Exotic Derivatives, Derivatives Trading, Financial Risk..., Options Strategies, Volatility, Power Project..., Electronic Trading, VAR, OTC, Index Options, ETFs, Baskets, Swapswire, Financial Risk, Finance
Education
McGill University 1994 — 1998
Bachelor of Commerce (B.Com.)
Tecnológico de Monterrey 1997 — 1997
Semester Abroad
Wells Fargo Securities, LLC January 2007 - Present
Wells Fargo & Company April 2004 - January 2007
Automated Power Exchange (APX) 2002 - 2004
Enron Capital and Trade 1999 - 2002
NORTEL 1998 - 1998
Skills
Structured Products, Derivatives, Portfolio Management, Equity Derivatives, Trading, Hedging, Equities, Financial Modeling, Capital Markets, Structured Finance, Bloomberg, Fixed Income, Investments, Stress Testing, Exotic Derivatives, Derivatives Trading, Financial Risk..., Options Strategies, Volatility, Power Project..., Electronic Trading, VAR, OTC, Index Options, ETFs, Baskets, Swapswire, Financial Risk, Finance
Education
McGill University 1994 — 1998
Bachelor of Commerce (B.Com.)
Tecnológico de Monterrey 1997 — 1997
Semester Abroad
Michelle Bodenshok Michelle Bodenshok's Wells Fargo Securities LLC Experience May 2011 - May 2013
Job Vice President of a Global Clearing Firm
Industry Financial Services
Experience
Global Clearing Firm May 2013 - Present
Wells Fargo Securities LLC May 2011 - May 2013
Skills
Derivatives, Financial Services, Securities, Capital Markets, Fixed Income, FINRA, AML, Operational Risk, Series 7, Hedge Funds, Options, Series 24, Series 63, Financial Risk, Equities, Anti Money Laundering, Risk Management
Education
University of Illinois at Chicago
Global Clearing Firm May 2013 - Present
Wells Fargo Securities LLC May 2011 - May 2013
Skills
Derivatives, Financial Services, Securities, Capital Markets, Fixed Income, FINRA, AML, Operational Risk, Series 7, Hedge Funds, Options, Series 24, Series 63, Financial Risk, Equities, Anti Money Laundering, Risk Management
Education
University of Illinois at Chicago
Kevin Fuller Kevin Fuller's Wells Fargo Securities LLC Experience 2014 - Present
Job Investment Banking & Capital Markets
Industry Investment Banking
Experience
Wells Fargo Securities, LLC 2014 - Present
Lazard Ltd. 2011 - 2013
Wells Fargo Securities, LLC 2009 - 2011
Wachovia Securities, LLC 2005 - 2007
National City Capital Markets LLC 2003 - 2005
Education
University of Michigan - Stephen M. Ross School of Business 2007 — 2009
Master of Business Administration (M.B.A.)
Kent State University 1999 — 2003
Bachelor's Degree
Wells Fargo Securities, LLC 2014 - Present
Lazard Ltd. 2011 - 2013
Wells Fargo Securities, LLC 2009 - 2011
Wachovia Securities, LLC 2005 - 2007
National City Capital Markets LLC 2003 - 2005
Education
University of Michigan - Stephen M. Ross School of Business 2007 — 2009
Master of Business Administration (M.B.A.)
Kent State University 1999 — 2003
Bachelor's Degree
CJ Jones's Wells Fargo Securities LLC Experience September 1998 - August 2005
Job Salient + Forward
Industry Financial Services
Experience
Forward May 2011 - Present
Nollenberger Capital Partners April 2007 - October 2010
Wells Fargo Securities, LLC September 1998 - August 2005
PaineWebber (UBS Securites) February 1989 - May 1998
Education
University of Colorado Boulder
BA, Economics
Forward May 2011 - Present
Nollenberger Capital Partners April 2007 - October 2010
Wells Fargo Securities, LLC September 1998 - August 2005
PaineWebber (UBS Securites) February 1989 - May 1998
Education
University of Colorado Boulder
BA, Economics
Jordan Kohn Jordan Kohn's Wells Fargo Securities LLC Experience August 2014 - Present
Job Associate Analyst at Wells Fargo Securities, LLC
Industry Financial Services
Experience
Wells Fargo Securities, LLC August 2014 - Present
Minutemen Equity Fund January 2012 - May 2014
ISM Capital LLP September 2013 - December 2013
Eaton Vance Management June 2013 - August 2013
Principle Profits Asset Management January 2013 - May 2013
UMass Amherst Investment Club May 2012 - May 2013
Fidelity Investments June 2012 - August 2012
Skills
Bloomberg Terminal, Microsoft Office, Excel, Word, Access, PowerPoint, Outlook, Economics, Data Analysis, Human Resources, Equities, Statistics, Bloomberg, Analysis, Research, Financial Analysis, Valuation, Customer Service, Equity Research, Microsoft Excel, Management, Investments, Equity Valuation, Business Strategy, Microsoft Word
Education
University of Massachusetts at Amherst - Isenberg School of Management 2010 — 2014
Bachelor's Degree, Major: Finance (Financial Analysis concentration), Minor: Economics
Sharon High School
High School
Wells Fargo Securities, LLC August 2014 - Present
Minutemen Equity Fund January 2012 - May 2014
ISM Capital LLP September 2013 - December 2013
Eaton Vance Management June 2013 - August 2013
Principle Profits Asset Management January 2013 - May 2013
UMass Amherst Investment Club May 2012 - May 2013
Fidelity Investments June 2012 - August 2012
Skills
Bloomberg Terminal, Microsoft Office, Excel, Word, Access, PowerPoint, Outlook, Economics, Data Analysis, Human Resources, Equities, Statistics, Bloomberg, Analysis, Research, Financial Analysis, Valuation, Customer Service, Equity Research, Microsoft Excel, Management, Investments, Equity Valuation, Business Strategy, Microsoft Word
Education
University of Massachusetts at Amherst - Isenberg School of Management 2010 — 2014
Bachelor's Degree, Major: Finance (Financial Analysis concentration), Minor: Economics
Sharon High School
High School
Kalee Dawson's Wells Fargo Securities LLC Experience January 1998 - August 2002
Job Manager Capital Markets Trading Product Specialists at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. February 2015 - Present
Ameriprise Financial Services, Inc. October 2012 - February 2015
Ameriprise Financial Services, Inc. March 2011 - October 2012
Well Fargo Securities, LLC August 2002 - March 2011
Wells Fargo Securities, LLC January 1998 - August 2002
Norwest Investment Services Incorporated December 1995 - January 1998
Norwest Bank October 1994 - December 1995
Concordia Language Villages May 1993 - August 1993
Skills
Problem Solving, Financial Analysis, Investments, Fixed Income, Customer Service, Bloomberg, Trading, Wealth Management, Financial Services, Investment Strategies, Asset Allocation, FINRA, Public Speaking, Risk Management, Loans, Analysis, Equities, Bonds, Banking, Cash Management
Education
Dodd Financial 1997 — 1997
FINRA Series 7, Securities/Brokerage
Concordia College 1990 — 1994
B.A., German, Russian Studies
Ameriprise Financial Services, Inc. February 2015 - Present
Ameriprise Financial Services, Inc. October 2012 - February 2015
Ameriprise Financial Services, Inc. March 2011 - October 2012
Well Fargo Securities, LLC August 2002 - March 2011
Wells Fargo Securities, LLC January 1998 - August 2002
Norwest Investment Services Incorporated December 1995 - January 1998
Norwest Bank October 1994 - December 1995
Concordia Language Villages May 1993 - August 1993
Skills
Problem Solving, Financial Analysis, Investments, Fixed Income, Customer Service, Bloomberg, Trading, Wealth Management, Financial Services, Investment Strategies, Asset Allocation, FINRA, Public Speaking, Risk Management, Loans, Analysis, Equities, Bonds, Banking, Cash Management
Education
Dodd Financial 1997 — 1997
FINRA Series 7, Securities/Brokerage
Concordia College 1990 — 1994
B.A., German, Russian Studies
Sharell Lawrence Sharell Lawrence's Wells Fargo Securities LLC Experience August 2005 - June 2011
Job Real Estate Legal Assistant at Ralph Lauren
Industry Apparel & Fashion
Experience
New York State Department of State February 2014 - Present
Ralph Lauren October 2011 - Present
Wells Fargo Securities, LLC August 2005 - June 2011
Skills
Microsoft Excel, Financial Analysis, PowerPoint, Customer Service, Microsoft Office, Strategic Planning, Microsoft Word, Budgets, Public Speaking, Event Planning, Team Building, Training, Accounting, Data Analysis, Access, Outlook, Time Management, Management
Education
Hampton University 2001 — 2005
Bachelor of Science, Business Management
New York State Department of State February 2014 - Present
Ralph Lauren October 2011 - Present
Wells Fargo Securities, LLC August 2005 - June 2011
Skills
Microsoft Excel, Financial Analysis, PowerPoint, Customer Service, Microsoft Office, Strategic Planning, Microsoft Word, Budgets, Public Speaking, Event Planning, Team Building, Training, Accounting, Data Analysis, Access, Outlook, Time Management, Management
Education
Hampton University 2001 — 2005
Bachelor of Science, Business Management
Adam B. Nash's Wells Fargo Securities LLC Experience June 2012 - August 2012
Job CCAR Financial Modeler, IB CFO Equities at Credit Suisse
Industry Financial Services
Experience
Credit Suisse April 2015 - Present
Bank of America August 2013 - April 2015
Bank of America June 2013 - August 2013
UNC Charlotte July 2012 - May 2013
Wells Fargo Securities, LLC June 2012 - August 2012
Skills
Economics, SAS, Microsoft Excel, Econometrics, Analytics, Research, Derivatives, VBA, Stata, Stress Testing, Statistical Modeling, CCAR, Regression Analysis, Forecasting, PowerPoint, Teaching, Writing, DFAST, Basel III, Equities, Prime Brokerage, Investment Banking, R
Education
University of North Carolina at Charlotte 2012 — 2014
Master of Science (MS), Economics, 3.88
University of North Carolina at Charlotte 2010 — 2012
BS, Economics, 4.0
Appalachian State University 2000 — 2004
BA, English, Creative Writing, 3.6
Myers Park High School 1996 — 2000
International Baccalaureate Diploma
Credit Suisse April 2015 - Present
Bank of America August 2013 - April 2015
Bank of America June 2013 - August 2013
UNC Charlotte July 2012 - May 2013
Wells Fargo Securities, LLC June 2012 - August 2012
Skills
Economics, SAS, Microsoft Excel, Econometrics, Analytics, Research, Derivatives, VBA, Stata, Stress Testing, Statistical Modeling, CCAR, Regression Analysis, Forecasting, PowerPoint, Teaching, Writing, DFAST, Basel III, Equities, Prime Brokerage, Investment Banking, R
Education
University of North Carolina at Charlotte 2012 — 2014
Master of Science (MS), Economics, 3.88
University of North Carolina at Charlotte 2010 — 2012
BS, Economics, 4.0
Appalachian State University 2000 — 2004
BA, English, Creative Writing, 3.6
Myers Park High School 1996 — 2000
International Baccalaureate Diploma
Andrew Trammell Andrew Trammell's Wells Fargo Securities LLC Experience June 2013 - August 2013
Job US Consumer Card Finance
Industry Financial Services
Experience
Bank of America May 2014 - Present
Wells Fargo Securities, LLC June 2013 - August 2013
Tom Winkopp Realtor Developer August 2012 - October 2012
Skills
Microsoft Excel, Financial Analysis, Financial Modeling, Data Analysis, Public Speaking, Leadership, Marketing, Fundraising, Spanish, Customer Service, Finance, Financial Accounting, Community Outreach, SAP EPM, SAP BEx, Essbase, Management Accounting
Education
Clemson University - College of Business and Behavioral Science 2010 — 2014
Bachelor of Science (B.S.), Financial Management
Universidad de Alicante 2012 — 2012
Spanish Language
Bank of America May 2014 - Present
Wells Fargo Securities, LLC June 2013 - August 2013
Tom Winkopp Realtor Developer August 2012 - October 2012
Skills
Microsoft Excel, Financial Analysis, Financial Modeling, Data Analysis, Public Speaking, Leadership, Marketing, Fundraising, Spanish, Customer Service, Finance, Financial Accounting, Community Outreach, SAP EPM, SAP BEx, Essbase, Management Accounting
Education
Clemson University - College of Business and Behavioral Science 2010 — 2014
Bachelor of Science (B.S.), Financial Management
Universidad de Alicante 2012 — 2012
Spanish Language
Brian Lupo Brian Lupo's Wells Fargo Securities LLC Experience November 2011 - July 2013
Job Business Analyst at Rule Financial
Industry Banking
Experience
Rule Financial July 2013 - November 2013
Wells Fargo Securities, LLC November 2011 - July 2013
ALaS Consulting, LLC August 2010 - March 2011
Standard and Poor's Corporation June 2010 - July 2010
UBS Investment Bank April 2010 - June 2010
Standard and Poors Corporation October 2008 - March 2009
Lehman Brothers November 2007 - October 2008
NIBC Credit Management, Inc. August 2006 - August 2007
Financial Security Assurance Inc. February 2004 - August 2006
Standard and Poors Corporation November 1999 - February 2004
Skills
Fixed Income, Capital Markets, Equities, Series 24
Education
Baruch College, Zicklin School of Business 2006 — 2013
MBA, Finance and Investments
Cornell University 1995 — 1999
B.S., Microbiology
Rule Financial July 2013 - November 2013
Wells Fargo Securities, LLC November 2011 - July 2013
ALaS Consulting, LLC August 2010 - March 2011
Standard and Poor's Corporation June 2010 - July 2010
UBS Investment Bank April 2010 - June 2010
Standard and Poors Corporation October 2008 - March 2009
Lehman Brothers November 2007 - October 2008
NIBC Credit Management, Inc. August 2006 - August 2007
Financial Security Assurance Inc. February 2004 - August 2006
Standard and Poors Corporation November 1999 - February 2004
Skills
Fixed Income, Capital Markets, Equities, Series 24
Education
Baruch College, Zicklin School of Business 2006 — 2013
MBA, Finance and Investments
Cornell University 1995 — 1999
B.S., Microbiology
Blaine Heck, CFA Blaine Heck, CFA's Wells Fargo Securities LLC Experience May 2011 - Present
Job Associate at Wells Fargo Securities, LLC
Industry Financial Services
Experience
Wells Fargo Securities, LLC May 2011 - Present
CBRE Investors June 2006 - May 2011
Skills
Valuation, Real Estate Investment, Investments, Real Estate, Capital Markets, Securities, Financial Analysis, Investment Properties, Forecasting, Investment Banking, Financial Modeling, Portfolio Management, Corporate Finance, Microsoft Excel
Education
Loyola University Maryland 2002 — 2006
BA - Business Administration, Finance
Wells Fargo Securities, LLC May 2011 - Present
CBRE Investors June 2006 - May 2011
Skills
Valuation, Real Estate Investment, Investments, Real Estate, Capital Markets, Securities, Financial Analysis, Investment Properties, Forecasting, Investment Banking, Financial Modeling, Portfolio Management, Corporate Finance, Microsoft Excel
Education
Loyola University Maryland 2002 — 2006
BA - Business Administration, Finance
Jonathan Surridge Jonathan Surridge's Wells Fargo Securities LLC Experience November 2006 - October 2010
Job Experienced Chief Financial Officer
Industry Internet
Experience
Motif Investing December 2011 - August 2015
Motif Investing October 2010 - December 2011
Wells Fargo Securities, LLC November 2006 - October 2010
Thomas Weisel Partners LLC April 2005 - August 2006
Charles Schwab & Co. Inc March 2003 - March 2005
Deutsche Banc Alex. Brown July 2001 - January 2002
NBC Internet, Inc May 2000 - August 2000
Bear Stearns & Co. Inc January 1997 - January 1999
Southport Partners July 1995 - March 1997
Skills
Series 7, Series 63, Series 4, Series 55, Series 27, Financial Modeling, Strategic Financial..., Equities, Fundamental Analysis, Investment Banking, Private Equity, Corporate Finance, Financial Analysis, Budgeting & Forecasting, Business Development, Valuation, Venture Capital, Mergers & Acquisitions, E-commerce, Capital Markets, IPO, FINRA, Analysis, Cross-functional Team..., Finance, Financial Advisory, Strategy, Mentoring, Accounting, Business Strategy, New Business Development, Strategic Planning, Team Building, Team Leadership, Investments, Management, Due Diligence, Corporate Development, Start-ups
Education
University of California, Berkeley - Walter A. Haas School of Business 1999 — 2001
MBA, Finance
Yale University 1991 — 1995
B.A., Political Science
Motif Investing December 2011 - August 2015
Motif Investing October 2010 - December 2011
Wells Fargo Securities, LLC November 2006 - October 2010
Thomas Weisel Partners LLC April 2005 - August 2006
Charles Schwab & Co. Inc March 2003 - March 2005
Deutsche Banc Alex. Brown July 2001 - January 2002
NBC Internet, Inc May 2000 - August 2000
Bear Stearns & Co. Inc January 1997 - January 1999
Southport Partners July 1995 - March 1997
Skills
Series 7, Series 63, Series 4, Series 55, Series 27, Financial Modeling, Strategic Financial..., Equities, Fundamental Analysis, Investment Banking, Private Equity, Corporate Finance, Financial Analysis, Budgeting & Forecasting, Business Development, Valuation, Venture Capital, Mergers & Acquisitions, E-commerce, Capital Markets, IPO, FINRA, Analysis, Cross-functional Team..., Finance, Financial Advisory, Strategy, Mentoring, Accounting, Business Strategy, New Business Development, Strategic Planning, Team Building, Team Leadership, Investments, Management, Due Diligence, Corporate Development, Start-ups
Education
University of California, Berkeley - Walter A. Haas School of Business 1999 — 2001
MBA, Finance
Yale University 1991 — 1995
B.A., Political Science
Ed Yuen's Wells Fargo Securities LLC Experience August 2005 - June 2009
Job Director at Solebury Communications Group
Industry Investment Banking
Experience
Solebury Communications Group October 2014 - Present
Solebury Capital Group May 2013 - September 2014
Societe Generale August 2011 - April 2013
SunTrust Robinson Humphrey November 2009 - July 2011
Wells Fargo Securities, LLC August 2005 - June 2009
Wells Fargo Securities, LLC March 2004 - August 2005
Burnham Securities Inc May 2003 - March 2004
Banc of America Securities LLC June 1999 - November 2002
Skills
Financial Modeling, Valuation, Equities, Investor Relations, Capital Markets, IPO, Investment Banking, Equity Research, Hedge Funds, Investments, Mergers & Acquisitions, Finance, Strategy, Private Placements
Education
Tufts University 1995 — 1999
BA, Economics, Environmental Studies
Solebury Communications Group October 2014 - Present
Solebury Capital Group May 2013 - September 2014
Societe Generale August 2011 - April 2013
SunTrust Robinson Humphrey November 2009 - July 2011
Wells Fargo Securities, LLC August 2005 - June 2009
Wells Fargo Securities, LLC March 2004 - August 2005
Burnham Securities Inc May 2003 - March 2004
Banc of America Securities LLC June 1999 - November 2002
Skills
Financial Modeling, Valuation, Equities, Investor Relations, Capital Markets, IPO, Investment Banking, Equity Research, Hedge Funds, Investments, Mergers & Acquisitions, Finance, Strategy, Private Placements
Education
Tufts University 1995 — 1999
BA, Economics, Environmental Studies
James Peery's Wells Fargo Securities LLC Experience July 2010 - Present
Job Director, Energy Investment Banking at Wells Fargo Securities
Industry Investment Banking
Experience
Wells Fargo Securities February 2014 - Present
Wells Fargo Securities, LLC July 2010 - Present
Citigroup Global Markets, Inc August 2006 - July 2010
Lehman Brothers June 2005 - August 2005
Sogeti 2002 - 2004
Accenture 2000 - 2002
Education
Rice University - Jesse H. Jones Graduate School of Management 2004 — 2006
MBA
University of Washington 1996 — 2000
Bachelor of Arts
Cherry Creek High School 1993 — 1996
Bellevue High School 1993 — 1993
Wells Fargo Securities February 2014 - Present
Wells Fargo Securities, LLC July 2010 - Present
Citigroup Global Markets, Inc August 2006 - July 2010
Lehman Brothers June 2005 - August 2005
Sogeti 2002 - 2004
Accenture 2000 - 2002
Education
Rice University - Jesse H. Jones Graduate School of Management 2004 — 2006
MBA
University of Washington 1996 — 2000
Bachelor of Arts
Cherry Creek High School 1993 — 1996
Bellevue High School 1993 — 1993
Adam Alinowski's Wells Fargo Securities LLC Experience April 2008 - Present
Job Fixed Income Sales
Industry Financial Services
Experience
Wells Fargo Securities, LLC April 2008 - Present
Countrywide Securities, LLC July 2007 - February 2008
National Stock Exchange 2004 - 2007
Education
Purdue University 1997 — 2002
Bachelor of Science (B.S.), Business Administration and Management, General
Wells Fargo Securities, LLC April 2008 - Present
Countrywide Securities, LLC July 2007 - February 2008
National Stock Exchange 2004 - 2007
Education
Purdue University 1997 — 2002
Bachelor of Science (B.S.), Business Administration and Management, General
Peggy (Margaret) Shaffer's Wells Fargo Securities LLC Experience February 2000 - November 2012
Job Sales Assistant at Stifel Financial Corp.
Industry Capital Markets
Experience
Stifel Financial Corp. October 2013 - Present
Wells Fargo Securities, LLC February 2000 - November 2012
John A. Levin & Co. (now Levin Capital Strategies) 1997 - 2000
T. Rowe Price 1979 - 1997
Skills
Investments, Equities, Fixed Income, Series 7, Portfolio Management, Securities, Mutual Funds, Travel Management, Expense Reports, Conference Coordination, Information Management, Client Relations Skills, Records Management, Series 63, Meeting Planning, Meeting Scheduling, Roadshows, Bloomberg, Asset Allocation, Hedge Funds, Capital Markets, Asset Management
Education
College of Notre Dame of Maryland 2002 — 2009
Bachelor of Arts (B.A.), Major in Religious Studies, Minor in Non-Profit Management
Ecumenical Institute @ St. Mary's Seminary
Master's degree in progress, theology, church ministry
Stifel Financial Corp. October 2013 - Present
Wells Fargo Securities, LLC February 2000 - November 2012
John A. Levin & Co. (now Levin Capital Strategies) 1997 - 2000
T. Rowe Price 1979 - 1997
Skills
Investments, Equities, Fixed Income, Series 7, Portfolio Management, Securities, Mutual Funds, Travel Management, Expense Reports, Conference Coordination, Information Management, Client Relations Skills, Records Management, Series 63, Meeting Planning, Meeting Scheduling, Roadshows, Bloomberg, Asset Allocation, Hedge Funds, Capital Markets, Asset Management
Education
College of Notre Dame of Maryland 2002 — 2009
Bachelor of Arts (B.A.), Major in Religious Studies, Minor in Non-Profit Management
Ecumenical Institute @ St. Mary's Seminary
Master's degree in progress, theology, church ministry
Craig Remsen's Wells Fargo Securities LLC Experience December 2009 - Present
Job Director Credit Trading at Wells Fargo Securities, LLC
Industry Financial Services
Experience
Wells Fargo Securities, LLC December 2009 - Present
LoganCircle Partners, LLC October 2007 - December 2009
Delaware Investments August 2000 - October 2007
Conseco Capital Management (Now 40/86) June 1997 - July 2000
Skills
High Yield, Fixed Income Analysis, Fixed Income
Education
DePauw University 1993 — 1997
B.A., Economics
Wells Fargo Securities, LLC December 2009 - Present
LoganCircle Partners, LLC October 2007 - December 2009
Delaware Investments August 2000 - October 2007
Conseco Capital Management (Now 40/86) June 1997 - July 2000
Skills
High Yield, Fixed Income Analysis, Fixed Income
Education
DePauw University 1993 — 1997
B.A., Economics
Bruce DeWitt's Wells Fargo Securities LLC Experience 2003 - Present
Job Managing Director at Wells Fargo Securities, LLC
Industry Investment Banking
Experience
Wells Fargo Securities, LLC 2003 - Present
Banc of America Securities LLC 2000 - 2003
Education
University of North Carolina at Chapel Hill
Wells Fargo Securities, LLC 2003 - Present
Banc of America Securities LLC 2000 - 2003
Education
University of North Carolina at Chapel Hill
Jason Vaurio's Wells Fargo Securities LLC Experience December 2008 - February 2010
Job Investment Research Analyst at Oxford Financial Group, Ltd.
Industry Capital Markets
Experience
Oxford Financial Group, Ltd. June 2014 - Present
Jeffrey Slocum & Associates June 2011 - June 2014
Wells Fargo Securities, LLC December 2008 - February 2010
Ulland Investment Advisors November 2006 - August 2007
Skills
Valuation, Equities, Portfolio Management, Corporate Finance, Equity Research
Education
Dartmouth College - The Tuck School of Business at Dartmouth 2008 — 2008
Business Bridge Program
Carleton College 2004 — 2008
B.A., Economics
Oxford Financial Group, Ltd. June 2014 - Present
Jeffrey Slocum & Associates June 2011 - June 2014
Wells Fargo Securities, LLC December 2008 - February 2010
Ulland Investment Advisors November 2006 - August 2007
Skills
Valuation, Equities, Portfolio Management, Corporate Finance, Equity Research
Education
Dartmouth College - The Tuck School of Business at Dartmouth 2008 — 2008
Business Bridge Program
Carleton College 2004 — 2008
B.A., Economics
Sanil Patel's Wells Fargo Securities LLC Experience January 2006 - July 2010
Job Executive Director at Nomura Securities
Industry Capital Markets
Experience
Nomura Securities April 2013 - Present
Nomura Securities April 2011 - March 2013
Nomura Securities July 2010 - June 2011
Wells Fargo Securities, LLC January 2006 - July 2010
ABN AMRO August 2005 - December 2005
Education
Loughborough University 2002 — 2005
Nomura Securities April 2013 - Present
Nomura Securities April 2011 - March 2013
Nomura Securities July 2010 - June 2011
Wells Fargo Securities, LLC January 2006 - July 2010
ABN AMRO August 2005 - December 2005
Education
Loughborough University 2002 — 2005
Randy Ahlgren, CFA's Wells Fargo Securities LLC Experience November 2009 - Present
Job Vice President, at Wells Fargo Securities, LLC
Industry Banking
Experience
Wells Fargo Securities, LLC November 2009 - Present
Wells Fargo Bank March 2008 - November 2009
Wells Fargo Bank December 2006 - February 2008
Wells Fargo Bank July 2006 - November 2006
Wells Fargo Bank March 2005 - June 2006
Skills
Bloomberg, Intex Desktop, Intex Dealmaker, CPR & CDR, VBA, Microsoft Office, Series 63, Series 7, Structured Products, Yield Book
Education
Penn State University 1999 — 2004
Bachelor of Science in Business Administration, Finance and International Business
Wells Fargo Securities, LLC November 2009 - Present
Wells Fargo Bank March 2008 - November 2009
Wells Fargo Bank December 2006 - February 2008
Wells Fargo Bank July 2006 - November 2006
Wells Fargo Bank March 2005 - June 2006
Skills
Bloomberg, Intex Desktop, Intex Dealmaker, CPR & CDR, VBA, Microsoft Office, Series 63, Series 7, Structured Products, Yield Book
Education
Penn State University 1999 — 2004
Bachelor of Science in Business Administration, Finance and International Business
Thomas Curran, CFA's Wells Fargo Securities LLC Experience June 2004 - Present
Job Senior Analyst at Wells Fargo Securities, LLC
Industry Financial Services
Experience
Wells Fargo Securities, LLC June 2004 - Present
Education
University of Pittsburgh 1992 — 1996
Wells Fargo Securities, LLC June 2004 - Present
Education
University of Pittsburgh 1992 — 1996
Ellen Hermann's Wells Fargo Securities LLC Experience July 2009 - Present
Job Vice President at Wachovia Capital Markets LLC
Industry Financial Services
Experience
Wells Fargo Securities, LLC July 2009 - Present
Wachovia Capital Markets, LLC June 2000 - July 2009
Forum Capital Markets, LLC August 1994 - June 2000
PaineWebber, Inc. 1989 - 1994
Drexel Burnham Lambert 1987 - 1989
Education
Skidmore College 1982 — 1986
B.A., Biology
Greens Farms Academy 1978 — 1982
Wells Fargo Securities, LLC July 2009 - Present
Wachovia Capital Markets, LLC June 2000 - July 2009
Forum Capital Markets, LLC August 1994 - June 2000
PaineWebber, Inc. 1989 - 1994
Drexel Burnham Lambert 1987 - 1989
Education
Skidmore College 1982 — 1986
B.A., Biology
Greens Farms Academy 1978 — 1982
Emily Charette's Wells Fargo Securities LLC Experience May 2006 - Present
Job Wells Fargo, Structured Products
Industry Capital Markets
Experience
Wells Fargo Securities, LLC May 2006 - Present
Morgan Stanley 2003 - 2006
Education
The College of New Jersey
Psychology
University of Oxford
Social Psychology
Villa Walsh Academy
Wells Fargo Securities, LLC May 2006 - Present
Morgan Stanley 2003 - 2006
Education
The College of New Jersey
Psychology
University of Oxford
Social Psychology
Villa Walsh Academy
Luke Hermann's Wells Fargo Securities LLC Experience September 2003 - February 2013
Job Piper Jaffray & Co
Industry Investment Management
Experience
Piper Jaffray February 2013 - Present
Wells Fargo Securities LLC September 2003 - February 2013
PaineWebber August 2002 - August 2003
Skills
Series 7, Investments, Mutual Funds, Securities, Bonds, Series 63
Education
University of Minnesota-Duluth 1998 — 2002
BS, Finance
New Ulm High School 1996 — 1998
Piper Jaffray February 2013 - Present
Wells Fargo Securities LLC September 2003 - February 2013
PaineWebber August 2002 - August 2003
Skills
Series 7, Investments, Mutual Funds, Securities, Bonds, Series 63
Education
University of Minnesota-Duluth 1998 — 2002
BS, Finance
New Ulm High School 1996 — 1998
Jon Clendenen's Wells Fargo Securities LLC Experience October 2006 - May 2010
Job Accounting Manager at Intrepid Investment Bankers LLC
Industry Investment Banking
Experience
Intrepid Investment Bankers LLC June 2010 - Present
Wells Fargo Securities, LLC October 2006 - May 2010
Cowan Booster Club 2004 - 2010
Barrington Associates March 1999 - October 2006
Skills
Mergers, Corporate Finance, Financial Modeling, Private Equity, M&A experience, Financial Reporting, Valuation, Due Diligence, Accounting, Financial Analysis, Restructuring, Investment Banking, Budgets, LBO, Venture Capital, Mergers & Acquisitions
Education
Coe College 1981 — 1985
Indianola High School
Intrepid Investment Bankers LLC June 2010 - Present
Wells Fargo Securities, LLC October 2006 - May 2010
Cowan Booster Club 2004 - 2010
Barrington Associates March 1999 - October 2006
Skills
Mergers, Corporate Finance, Financial Modeling, Private Equity, M&A experience, Financial Reporting, Valuation, Due Diligence, Accounting, Financial Analysis, Restructuring, Investment Banking, Budgets, LBO, Venture Capital, Mergers & Acquisitions
Education
Coe College 1981 — 1985
Indianola High School
David Portner's Wells Fargo Securities LLC Experience April 2010 - August 2014
Job Treasury, TIAACREF
Industry Financial Services
Experience
TIAA-CREF January 2015 - Present
Wells Fargo Securities, LLC April 2010 - August 2014
Banc of America Securities, LLC May 2006 - April 2010
Skills
Portfolio Management, Valuation, Financial Modeling, Capital Markets, Fixed Income, Bloomberg, Investment Banking, Risk Management, Investments, Asset Management, Due Diligence, Derivatives, Securitization, Banking, Trading, Structured Finance, Financial Analysis, Credit Risk, Financial Services, Mergers & Acquisitions
Education
University of Michigan - Stephen M. Ross School of Business 2003 — 2005
MBA / MEng in Manufacturing, Finance / Operations
Cornell University 1997 — 2001
BS, Materials Science & Engineering
TIAA-CREF January 2015 - Present
Wells Fargo Securities, LLC April 2010 - August 2014
Banc of America Securities, LLC May 2006 - April 2010
Skills
Portfolio Management, Valuation, Financial Modeling, Capital Markets, Fixed Income, Bloomberg, Investment Banking, Risk Management, Investments, Asset Management, Due Diligence, Derivatives, Securitization, Banking, Trading, Structured Finance, Financial Analysis, Credit Risk, Financial Services, Mergers & Acquisitions
Education
University of Michigan - Stephen M. Ross School of Business 2003 — 2005
MBA / MEng in Manufacturing, Finance / Operations
Cornell University 1997 — 2001
BS, Materials Science & Engineering
Elyse Greenspan, CFA's Wells Fargo Securities LLC Experience August 2002 - January 2013
Job Equity Research Analyst at Wells Fargo Securities
Industry Research
Experience
Wells Fargo Securities January 2013 - Present
Wells Fargo Securities, LLC August 2002 - January 2013
Skills
Insurance, Investments, Equities, Financial Modeling, Financial Analysis, Equity Research, Valuation, Capital Markets, Hedge Funds, Series 7, Property & Casualty..., Fixed Income, Bloomberg, Portfolio Management, Investment Banking
Education
Cornell University 1998 — 2002
Wells Fargo Securities January 2013 - Present
Wells Fargo Securities, LLC August 2002 - January 2013
Skills
Insurance, Investments, Equities, Financial Modeling, Financial Analysis, Equity Research, Valuation, Capital Markets, Hedge Funds, Series 7, Property & Casualty..., Fixed Income, Bloomberg, Portfolio Management, Investment Banking
Education
Cornell University 1998 — 2002
Koontz, Amy's Wells Fargo Securities LLC Experience 2002 - Present
Job Wells Fargo Securities' Institutional Relationship Management
Industry Capital Markets
Experience
Wells Fargo Securities 2013 - Present
Wachovia 2005 - Present
Wells Fargo Securities, LLC 2002 - Present
Skills
Marketing Strategy, Marketing, Corporate Finance, Capital Markets, Business Development, Management, Financial Services
Education
North Carolina State University 1988 — 1991
Wells Fargo Securities 2013 - Present
Wachovia 2005 - Present
Wells Fargo Securities, LLC 2002 - Present
Skills
Marketing Strategy, Marketing, Corporate Finance, Capital Markets, Business Development, Management, Financial Services
Education
North Carolina State University 1988 — 1991
Urvashi Mishra's Wells Fargo Securities LLC Experience February 2014 - September 2014
Job Capital Markets Application Systems Engineer, Wells Fargo Securities, LLC
Industry Computer Software
Experience
Wells Fargo Securities- Finance September 2014 - Present
Wells Fargo Securities, LLC February 2014 - September 2014
Wells Fargo Securities September 2012 - January 2014
Wachovia, A Wells Fargo Company October 2010 - March 2012
Girls In Tech (GIT) January 2011 - January 2012
TrustHop, Inc. (startup) [Acquired by LinkedIn] May 2009 - December 2011
Girls In Tech December 2009 - January 2011
University of Minnesota September 2008 - January 2009
Applied Biosystems June 2008 - August 2008
University of Minnesota January 2008 - May 2008
Skills
Subversion, JUnit, Java, MySQL, XML, Perl, Software Development, Linux, Eclipse, Software Engineering, Hibernate, Ant, OOP, Web Applications, Test Automation, Programming, CVS, Selenium, WordPress, User Experience, Agile Methodologies, Networking, Web Services, Java Enterprise Edition, Scrum, Unix, Flex, Telecommunications, SQL, ClearCase, Data Analysis, UML, Software Design, Spring, Tomcat, C#, PL/SQL, SOA, C, HTML 5, Microsoft SQL Server, Management, Testing, Integration, AJAX, JSON, Computer Science, Core Java, SDLC, Databases
Education
University of Minnesota-Twin Cities 2007 — 2010
M.S., Computer Science (Major), Bioinformatics (minor)
People's Education Society Institute of Technology (PESIT) 2000 — 2004
B.E., Computer Science and Engineering
Carmel Convent School 1983 — 1999
Wells Fargo Securities- Finance September 2014 - Present
Wells Fargo Securities, LLC February 2014 - September 2014
Wells Fargo Securities September 2012 - January 2014
Wachovia, A Wells Fargo Company October 2010 - March 2012
Girls In Tech (GIT) January 2011 - January 2012
TrustHop, Inc. (startup) [Acquired by LinkedIn] May 2009 - December 2011
Girls In Tech December 2009 - January 2011
University of Minnesota September 2008 - January 2009
Applied Biosystems June 2008 - August 2008
University of Minnesota January 2008 - May 2008
Skills
Subversion, JUnit, Java, MySQL, XML, Perl, Software Development, Linux, Eclipse, Software Engineering, Hibernate, Ant, OOP, Web Applications, Test Automation, Programming, CVS, Selenium, WordPress, User Experience, Agile Methodologies, Networking, Web Services, Java Enterprise Edition, Scrum, Unix, Flex, Telecommunications, SQL, ClearCase, Data Analysis, UML, Software Design, Spring, Tomcat, C#, PL/SQL, SOA, C, HTML 5, Microsoft SQL Server, Management, Testing, Integration, AJAX, JSON, Computer Science, Core Java, SDLC, Databases
Education
University of Minnesota-Twin Cities 2007 — 2010
M.S., Computer Science (Major), Bioinformatics (minor)
People's Education Society Institute of Technology (PESIT) 2000 — 2004
B.E., Computer Science and Engineering
Carmel Convent School 1983 — 1999
Cathy Nechin's Wells Fargo Securities LLC Experience August 2010 - August 2012
Job job seeker
Industry Financial Services
Experience
Any Charlotte Location January 2015 - Present
MATRIX Resources 2015 - 2015
MATRIX Resources 2015 - 2015
TEKsystems 2014 - 2015
TEKsystems 2014 - 2015
Merrill Lynch September 2013 - January 2014
TIAA-CREF November 2012 - June 2013
Wells Fargo Securities, LLC August 2010 - August 2012
Wells Fargo Advisors LLC October 2009 - June 2010
Wells Fargo/Wachovia March 2008 - June 2009
Skills
Projects, Mutual Funds, Series 7, Portfolio Management, Asset Managment, Bloomberg, Risk Management, Investments, Asset Allocation, Fixed Income, Equities, Securities, Advanced Microsoft..., SQL, SharePoint
Education
Queens University of Charlotte 1990 — 2003
Bachelor's degree, Business Administration and Management, General
Any Charlotte Location January 2015 - Present
MATRIX Resources 2015 - 2015
MATRIX Resources 2015 - 2015
TEKsystems 2014 - 2015
TEKsystems 2014 - 2015
Merrill Lynch September 2013 - January 2014
TIAA-CREF November 2012 - June 2013
Wells Fargo Securities, LLC August 2010 - August 2012
Wells Fargo Advisors LLC October 2009 - June 2010
Wells Fargo/Wachovia March 2008 - June 2009
Skills
Projects, Mutual Funds, Series 7, Portfolio Management, Asset Managment, Bloomberg, Risk Management, Investments, Asset Allocation, Fixed Income, Equities, Securities, Advanced Microsoft..., SQL, SharePoint
Education
Queens University of Charlotte 1990 — 2003
Bachelor's degree, Business Administration and Management, General
Marci Ryvicker's Wells Fargo Securities LLC Experience 2002 - Present
Job Managing Director at Wells Fargo Securities, LLC
Industry Financial Services
Experience
Wells Fargo Securities, LLC 2002 - Present
PricewaterhouseCoopers 1995 - 2000
Skills
Financial Modeling, Valuation, Mergers, Equities, Investments, Investor Relations, Corporate Development, Financial Analysis, Portfolio Management, Private Equity, Corporate Finance, Due Diligence, Venture Capital, Investment Banking, Hedge Funds, Asset Management, Capital Markets, Equity Research, Finance, Mergers
Education
Harvard Business School 2000 — 2002
Master of Business Administration (MBA)
University of Pennsylvania - The Wharton School 1991 — 1995
BS in Economics, Accounting, Finance
Wells Fargo Securities, LLC 2002 - Present
PricewaterhouseCoopers 1995 - 2000
Skills
Financial Modeling, Valuation, Mergers, Equities, Investments, Investor Relations, Corporate Development, Financial Analysis, Portfolio Management, Private Equity, Corporate Finance, Due Diligence, Venture Capital, Investment Banking, Hedge Funds, Asset Management, Capital Markets, Equity Research, Finance, Mergers
Education
Harvard Business School 2000 — 2002
Master of Business Administration (MBA)
University of Pennsylvania - The Wharton School 1991 — 1995
BS in Economics, Accounting, Finance
Maria Yamat's Wells Fargo Securities LLC Experience August 2004 - June 2009
Job Managing Director at Fifth Third Securities
Industry Capital Markets
Experience
Fifth Third Securities June 2010 - Present
Wells Fargo Securities, LLC August 2004 - June 2009
Banc One Capital Markets, Inc. December 2001 - August 2004
Banc of America Securities December 1996 - November 2001
Education
The University of Chicago Booth School of Business 2004 — 2006
MBA, Finance & Policy Studies
University of Wisconsin-Madison - School of Business 1987 — 1991
BBA, Finance & Accounting
Fifth Third Securities June 2010 - Present
Wells Fargo Securities, LLC August 2004 - June 2009
Banc One Capital Markets, Inc. December 2001 - August 2004
Banc of America Securities December 1996 - November 2001
Education
The University of Chicago Booth School of Business 2004 — 2006
MBA, Finance & Policy Studies
University of Wisconsin-Madison - School of Business 1987 — 1991
BBA, Finance & Accounting
Mark Affanato's Wells Fargo Securities LLC Experience October 2009 - Present
Job Director at Wells Fargo Securities, LLC
Industry Financial Services
Experience
Wells Fargo Securities, LLC October 2009 - Present
Wachovia Mortgage Corporation October 2005 - October 2009
PHH Mortgage Corporation July 1998 - October 2005
Corestates Financial Corporation January 1988 - January 1998
Education
Rutgers University – Camden 1996 — 2000
MBA, Economics & Finance
Rutgers University-New Brunswick 1985 — 1987
BA, Economics
Merrimack College 1983 — 1985
Engineering
Wells Fargo Securities, LLC October 2009 - Present
Wachovia Mortgage Corporation October 2005 - October 2009
PHH Mortgage Corporation July 1998 - October 2005
Corestates Financial Corporation January 1988 - January 1998
Education
Rutgers University – Camden 1996 — 2000
MBA, Economics & Finance
Rutgers University-New Brunswick 1985 — 1987
BA, Economics
Merrimack College 1983 — 1985
Engineering
Deana McAuliffe's Wells Fargo Securities LLC Experience 2006 - Present
Job Operational Risk Consultant Wells Fargo
Industry Banking
Experience
Wachovia Business AnalystWachovia Bank2006 - Present
Wells Fargo Securities, LLC 2006 - Present
Education
Southern Illinois University, Carbondale 1995 — 2001
Wachovia Business AnalystWachovia Bank2006 - Present
Wells Fargo Securities, LLC 2006 - Present
Education
Southern Illinois University, Carbondale 1995 — 2001
Scott Yi's Wells Fargo Securities LLC Experience July 2005 - Present
Job Managing Director at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities, LLC July 2005 - Present
Credit Suisse 2003 - 2005
Goldman Sachs 2001 - 2003
UBS Investment Bank 1998 - 2001
Education
Albany Law School of Union University 1994 — 1997
JD, Law
Wells Fargo Securities, LLC July 2005 - Present
Credit Suisse 2003 - 2005
Goldman Sachs 2001 - 2003
UBS Investment Bank 1998 - 2001
Education
Albany Law School of Union University 1994 — 1997
JD, Law
Annalise Lasater's Wells Fargo Securities LLC Experience October 2009 - March 2014
Job Fixed Income Sales
Industry Financial Services
Experience
Wells Fargo Securities, LLC October 2009 - March 2014
Wells Fargo Securities July 2001 - September 2009
Wells Fargo Securities May 1999 - June 2001
Army National Guard January 1993 - January 2001
Skills
Investment Banking, Series 7, Valuation, Bloomberg, Capital Markets, Fixed Income, Series 63, Municipal Bonds, Equity Research, Financial Analysis, Bonds, Mutual Funds, Leadership, Banking, Asset Management
Education
Cornell College 1994 — 1998
Bachelor of Arts (B.A.), International Business/ Spanish
Wells Fargo Securities, LLC October 2009 - March 2014
Wells Fargo Securities July 2001 - September 2009
Wells Fargo Securities May 1999 - June 2001
Army National Guard January 1993 - January 2001
Skills
Investment Banking, Series 7, Valuation, Bloomberg, Capital Markets, Fixed Income, Series 63, Municipal Bonds, Equity Research, Financial Analysis, Bonds, Mutual Funds, Leadership, Banking, Asset Management
Education
Cornell College 1994 — 1998
Bachelor of Arts (B.A.), International Business/ Spanish
Dawn Cotter's Wells Fargo Securities LLC Experience October 1995 - Present
Job Associate at Wells Fargo Securities, LLC
Industry Financial Services
Experience
Wells Fargo Securities, LLC October 1995 - Present
Education
University of North Carolina at Chapel Hill 1976 — 1980
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1976 — 1980
AB, Journalism - Broadcast Sequence
Wells Fargo Securities, LLC October 1995 - Present
Education
University of North Carolina at Chapel Hill 1976 — 1980
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1976 — 1980
AB, Journalism - Broadcast Sequence
Dave Foreback's Wells Fargo Securities LLC Experience June 2005 - Present
Job Director of Cash Trading Compliance at Wells Fargo Securities, LLC
Industry Financial Services
Experience
Wells Fargo Securities, LLC June 2005 - Present
CSFB May 2004 - May 2005
Goldman Sachs 1999 - 2004
SLK 1998 - 2003
Morgan Stanley November 1997 - August 1999
Skills
Equities, Securities, Fixed Income, Series 7, Capital Markets
Education
Chapman Univ 1992 — 1996
MBA, Finance
Ithaca College 1986 — 1990
Bachelor of Arts (B.A.), Economics
Cicero North Syracuse 1982 — 1986
High School
Wells Fargo Securities, LLC June 2005 - Present
CSFB May 2004 - May 2005
Goldman Sachs 1999 - 2004
SLK 1998 - 2003
Morgan Stanley November 1997 - August 1999
Skills
Equities, Securities, Fixed Income, Series 7, Capital Markets
Education
Chapman Univ 1992 — 1996
MBA, Finance
Ithaca College 1986 — 1990
Bachelor of Arts (B.A.), Economics
Cicero North Syracuse 1982 — 1986
High School
Michael Kronbetter's Wells Fargo Securities LLC Experience April 2003 - Present
Job Fixed Income Sales & Trading
Industry Investment Management
Experience
Wells Fargo Securities, LLC April 2003 - Present
Wells Fargo April 2002 - April 2003
Skills
Securities, Fixed Income, Portfolio Management, Account Management, Sales, Risk Management, Financial Analysis, Credit, Financial Reporting, Capital Markets, Investments, Financial Services, Analysis, Finance, Banking, Credit Analysis
Education
Purdue University 1994 — 1998
Wells Fargo Securities, LLC April 2003 - Present
Wells Fargo April 2002 - April 2003
Skills
Securities, Fixed Income, Portfolio Management, Account Management, Sales, Risk Management, Financial Analysis, Credit, Financial Reporting, Capital Markets, Investments, Financial Services, Analysis, Finance, Banking, Credit Analysis
Education
Purdue University 1994 — 1998
Justin Cesarski's Wells Fargo Securities LLC Experience September 2014 - Present
Job Brokerage Clearing Services at Wells Fargo Securities LLC
Industry Financial Services
Experience
Wells Fargo Securities LLC September 2014 - Present
Societe Generale June 2008 - August 2014
Sanford C. Bernstein March 2006 - April 2008
BNP Paribas May 2005 - March 2006
Knight Capital Group October 2003 - May 2005
West LB AG Inc. November 2000 - October 2003
GFI Group August 1999 - November 2000
Skills
Options, Bloomberg, Fidessa, Financial Markets, Capital Markets, Equity Derivatives, Trading Systems, Electronic Trading, Securities, Middle Office, Series 7, Equity Trading, Stocks, Swaps, Commodity, Financial Services, Market Data, Settlement, Back Office, ETFs, Equities, Derivatives, Asset Management, Valuation, Finance, BRDs, Equity Futures, Flextrade, Brass, Broadridge ADP, Omgeo Oasys, Microsoft Excel, Series 55, Fixed Income, FINRA, Investment Banking, Trading, Hedge Funds, Bloomberg Terminal, Hedging, Prime Brokerage, Series 63, Credit Derivatives
Education
University of Scranton 1995 — 1999
Wells Fargo Securities LLC September 2014 - Present
Societe Generale June 2008 - August 2014
Sanford C. Bernstein March 2006 - April 2008
BNP Paribas May 2005 - March 2006
Knight Capital Group October 2003 - May 2005
West LB AG Inc. November 2000 - October 2003
GFI Group August 1999 - November 2000
Skills
Options, Bloomberg, Fidessa, Financial Markets, Capital Markets, Equity Derivatives, Trading Systems, Electronic Trading, Securities, Middle Office, Series 7, Equity Trading, Stocks, Swaps, Commodity, Financial Services, Market Data, Settlement, Back Office, ETFs, Equities, Derivatives, Asset Management, Valuation, Finance, BRDs, Equity Futures, Flextrade, Brass, Broadridge ADP, Omgeo Oasys, Microsoft Excel, Series 55, Fixed Income, FINRA, Investment Banking, Trading, Hedge Funds, Bloomberg Terminal, Hedging, Prime Brokerage, Series 63, Credit Derivatives
Education
University of Scranton 1995 — 1999
Matthew Kapusta's Wells Fargo Securities LLC Experience 2002 - 2005
Job Chief Financial Officer, uniQure
Industry Biotechnology
Experience
uniQure January 2015 - Present
AngioDynamics September 2011 - January 2015
Smith & Nephew Orthopaedics 2009 - 2011
Collins Stewart 2005 - 2009
Wells Fargo Securities, LLC 2002 - 2005
Robertson Stephens, Inc. 1999 - 2002
PaineWebber 1999 - 2000
Education
New York University - Leonard N. Stern School of Business 1997 — 1999
MBA, Finance, Business Management
University of Michigan - Stephen M. Ross School of Business 1990 — 1994
BBA, Finance, Accounting
uniQure January 2015 - Present
AngioDynamics September 2011 - January 2015
Smith & Nephew Orthopaedics 2009 - 2011
Collins Stewart 2005 - 2009
Wells Fargo Securities, LLC 2002 - 2005
Robertson Stephens, Inc. 1999 - 2002
PaineWebber 1999 - 2000
Education
New York University - Leonard N. Stern School of Business 1997 — 1999
MBA, Finance, Business Management
University of Michigan - Stephen M. Ross School of Business 1990 — 1994
BBA, Finance, Accounting
Thomas Degenaars's Wells Fargo Securities LLC Experience August 2004 - Present
Job Vice President, Wells Fargo Securities, LLC
Industry Financial Services
Experience
Wells Fargo Securities LLC August 2004 - Present
Charles Schwab January 2000 - September 2003
Skills
Fixed Income, Capital Markets, Trading, Investments, Derivatives, Equities, Bloomberg, Portfolio Management
Education
Rutgers, The State University of New Jersey-New Brunswick 1976 — 1980
BS Economics, Economics, Finance
Ramapo Regional High School
Wells Fargo Securities LLC August 2004 - Present
Charles Schwab January 2000 - September 2003
Skills
Fixed Income, Capital Markets, Trading, Investments, Derivatives, Equities, Bloomberg, Portfolio Management
Education
Rutgers, The State University of New Jersey-New Brunswick 1976 — 1980
BS Economics, Economics, Finance
Ramapo Regional High School
Joseph DeCarlo's Wells Fargo Securities LLC Experience March 2012 - Present
Job Vice President Compliance Controls and Infrastructure
Industry Accounting
Experience
Wells Fargo Securities LLC March 2012 - Present
MF Global Inc September 2009 - November 2011
Newedge August 2008 - September 2009
National Futures Association January 1998 - June 2008
National Futures Association May 1988 - January 1998
National Futures Association January 1987 - May 1988
Central States Health & Welfare and Pension Funds 1982 - 1987
Central States Health & Welfare and Pension Funds 1979 - 1982
Skills
Internal Audit, Auditing, Financial Analysis, Finance, Management, Training, AML, Policy, Employee Benefits, Software Documentation, KYC, Financial Audits, Accounts Payable, Accounts Receivable, Trading, Onboarding, USA PATRIOT Act, Sales, Risk Management, Securities
Education
University of Illinois at Chicago 1975 — 1979
BS, Accounting
Wells Fargo Securities LLC March 2012 - Present
MF Global Inc September 2009 - November 2011
Newedge August 2008 - September 2009
National Futures Association January 1998 - June 2008
National Futures Association May 1988 - January 1998
National Futures Association January 1987 - May 1988
Central States Health & Welfare and Pension Funds 1982 - 1987
Central States Health & Welfare and Pension Funds 1979 - 1982
Skills
Internal Audit, Auditing, Financial Analysis, Finance, Management, Training, AML, Policy, Employee Benefits, Software Documentation, KYC, Financial Audits, Accounts Payable, Accounts Receivable, Trading, Onboarding, USA PATRIOT Act, Sales, Risk Management, Securities
Education
University of Illinois at Chicago 1975 — 1979
BS, Accounting
Sarah Akers's Wells Fargo Securities LLC Experience 2006 - Present
Job Senior Analyst at Wells Fargo Securities, LLC
Industry Financial Services
Experience
Wells Fargo Securities, LLC 2006 - Present
Wells Fargo Securitis, LLC 2006 - February 2012
Wachovia Capital Markets, LLC 2007 - 2008
A.G. Edwards & Sons, Inc. 2006 - 2007
Skills
Equity Research, Valuation, Equity Valuation, Equities, Financial Modeling, Asset Management, Portfolio Management, Capital Markets, Corporate Finance, Financial Analysis, Bloomberg, Investments
Education
Saint Louis University 2002 — 2006
Bachelor of Science (BS), Finance
Wells Fargo Securities, LLC 2006 - Present
Wells Fargo Securitis, LLC 2006 - February 2012
Wachovia Capital Markets, LLC 2007 - 2008
A.G. Edwards & Sons, Inc. 2006 - 2007
Skills
Equity Research, Valuation, Equity Valuation, Equities, Financial Modeling, Asset Management, Portfolio Management, Capital Markets, Corporate Finance, Financial Analysis, Bloomberg, Investments
Education
Saint Louis University 2002 — 2006
Bachelor of Science (BS), Finance
Francine Graillot's Wells Fargo Securities LLC Experience April 2003 - Present
Job Director at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities, LLC April 2003 - Present
Deutsche Ban Alex Brown 1997 - 2001
Alex. Brown & Sons 1990 - 2001
Education
Loyola University Maryland
MBA, Finance
The Johns Hopkins University 1977 — 1981
BA, International Studies
Wells Fargo Securities, LLC April 2003 - Present
Deutsche Ban Alex Brown 1997 - 2001
Alex. Brown & Sons 1990 - 2001
Education
Loyola University Maryland
MBA, Finance
The Johns Hopkins University 1977 — 1981
BA, International Studies
Jennifer (Mowdy) Curtis's Wells Fargo Securities LLC Experience July 2009 - Present
Job Vice President, Fixed Income Sales
Industry Financial Services
Experience
Wells Fargo Securities, LLC July 2009 - Present
Wells Fargo Brokerage Services, LLC July 2007 - June 2009
Wells Fargo Brokerage Services, LLC January 2004 - June 2007
Norwest Investment Services, Inc July 1996 - December 2003
Skills
Series 7, Series 63, Securities, Fixed Income, Investments, Bloomberg, Bonds, Financial Services, Equities, Portfolio Management
Education
University of Minnesota Duluth 1992 — 1996
Bachelor, Finance
Wells Fargo Securities, LLC July 2009 - Present
Wells Fargo Brokerage Services, LLC July 2007 - June 2009
Wells Fargo Brokerage Services, LLC January 2004 - June 2007
Norwest Investment Services, Inc July 1996 - December 2003
Skills
Series 7, Series 63, Securities, Fixed Income, Investments, Bloomberg, Bonds, Financial Services, Equities, Portfolio Management
Education
University of Minnesota Duluth 1992 — 1996
Bachelor, Finance
Gary Marder's Wells Fargo Securities LLC Experience April 1994 - Present
Job Vice President at Wells Fargo Securities, LLC
Industry Investment Banking
Experience
Wells Fargo Securities, LLC April 1994 - Present
Bankers Trust 1989 - 1994
Skills
Securities, Fixed Income, Equities
Education
East Carolina University - College of Business 1983 — 1987
BSBA, Accounting / Finance
Wells Fargo Securities, LLC April 1994 - Present
Bankers Trust 1989 - 1994
Skills
Securities, Fixed Income, Equities
Education
East Carolina University - College of Business 1983 — 1987
BSBA, Accounting / Finance
Alex Schneider, CFA's Wells Fargo Securities LLC Experience August 2007 - February 2013
Job
Industry Banking
Experience
Wells Fargo August 2015 - Present
Wells Fargo October 2014 - August 2015
Wells Fargo February 2013 - October 2014
Wells Fargo Securities, LLC August 2007 - February 2013
Wachovia, A Wells Fargo Company May 2005 - August 2007
Leggett & Platt June 2003 - May 2005
Education
University of Tulsa 2001 — 2003
MS, Finance
Universität Siegen 1999 — 2001
Business
Wells Fargo August 2015 - Present
Wells Fargo October 2014 - August 2015
Wells Fargo February 2013 - October 2014
Wells Fargo Securities, LLC August 2007 - February 2013
Wachovia, A Wells Fargo Company May 2005 - August 2007
Leggett & Platt June 2003 - May 2005
Education
University of Tulsa 2001 — 2003
MS, Finance
Universität Siegen 1999 — 2001
Business
Josh Luber, CPA's Wells Fargo Securities LLC Experience January 2011 - Present
Job Director at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities, LLC January 2011 - Present
Wells Fargo March 2009 - January 2011
Wachovia, A Wells Fargo Company July 2004 - March 2009
Duke Energy January 2001 - July 2004
Arthur Andersen LLP September 1997 - 2001
Education
University of Alabama 1993 — 1997
BS, Accounting
Wells Fargo Securities, LLC January 2011 - Present
Wells Fargo March 2009 - January 2011
Wachovia, A Wells Fargo Company July 2004 - March 2009
Duke Energy January 2001 - July 2004
Arthur Andersen LLP September 1997 - 2001
Education
University of Alabama 1993 — 1997
BS, Accounting
Dave Maciorowski's Wells Fargo Securities LLC Experience July 2009 - Present
Job Director/Senior Compliance Officer at wells fargo
Industry Investment Banking
Experience
Wells Fargo Securities, LLC July 2009 - Present
Wachovia Securities 2006 - July 2009
Deutsche Bank Securities September 2005 - April 2006
Wachovia Securities 2004 - 2005
NASDAQ March 2000 - March 2004
Skills
Series 7, Series 24, Equities, Capital Markets, Securities, Trading, Trading Systems, Securities Regulation, Equity Trading, Electronic Trading, ETFs, KYC, FINRA, AML
Education
Loyola University Maryland 1999 — 2003
MBA, International Business
St. Mary's College of Maryland 1991 — 1996
BA, Sociology/Anthropology
Wells Fargo Securities, LLC July 2009 - Present
Wachovia Securities 2006 - July 2009
Deutsche Bank Securities September 2005 - April 2006
Wachovia Securities 2004 - 2005
NASDAQ March 2000 - March 2004
Skills
Series 7, Series 24, Equities, Capital Markets, Securities, Trading, Trading Systems, Securities Regulation, Equity Trading, Electronic Trading, ETFs, KYC, FINRA, AML
Education
Loyola University Maryland 1999 — 2003
MBA, International Business
St. Mary's College of Maryland 1991 — 1996
BA, Sociology/Anthropology
Colleen Hansen's Wells Fargo Securities LLC Experience July 1999 - Present
Job Research Marketing
Industry Financial Services
Experience
Wells Fargo Securities, LLC July 1999 - Present
Education
Loyola University Maryland 2000 — 2002
MBA, Finance
University of New Hampshire 1990 — 1994
BA, Psychology
Wells Fargo Securities, LLC July 1999 - Present
Education
Loyola University Maryland 2000 — 2002
MBA, Finance
University of New Hampshire 1990 — 1994
BA, Psychology
Valerie (Bernardini) Noé's Wells Fargo Securities LLC Experience 2013 - Present
Job Operations Manager at Wells Fargo Securities
Industry Banking
Experience
Wells Fargo Securities, LLC 2013 - Present
Wells Fargo Securities 2003 - 2013
NuTech Solutions 2002 - 2003
Education
University of North Carolina at Charlotte 2000 — 2002
Bachelor's Degree, Marketing
Wells Fargo Securities, LLC 2013 - Present
Wells Fargo Securities 2003 - 2013
NuTech Solutions 2002 - 2003
Education
University of North Carolina at Charlotte 2000 — 2002
Bachelor's Degree, Marketing
Jonathan Reeder's Wells Fargo Securities LLC Experience November 2003 - Present
Job Equities Research Analyst at Wells Fargo Securities
Industry Capital Markets
Experience
Wells Fargo Securities, LLC November 2003 - Present
Wachovia, A Wells Fargo Company October 2007 - July 2009
A.G. Edwards & Sons, Inc. November 2003 - September 2007
Skills
Financial Analysis, Financial Modeling, Valuation, Developing Client..., Developing Corporate..., Report Writing
Education
University of Notre Dame 1999 — 2003
BA, Finance, Accounting
Wells Fargo Securities, LLC November 2003 - Present
Wachovia, A Wells Fargo Company October 2007 - July 2009
A.G. Edwards & Sons, Inc. November 2003 - September 2007
Skills
Financial Analysis, Financial Modeling, Valuation, Developing Client..., Developing Corporate..., Report Writing
Education
University of Notre Dame 1999 — 2003
BA, Finance, Accounting
Carl Reichardt's Wells Fargo Securities LLC Experience 2003 - 2011
Job Chief Investment Officer at Hacienda Capital Partners LLC
Industry Investment Management
Experience
Hacienda Capital Partners LLC October 2012 - Present
John Burns Real Estate Consulting January 2012 - July 2012
Wells Fargo Securities LLC 2003 - 2011
Banc of America Securities 2000 - 2003
Stampede Ventures LLC 1997 - 2000
Montgomery Securities 1993 - 1997
Fieldstone Communities 1988 - 1991
Skills
Investments, Strategic Planning, Management, Valuation, Equity Research, Financial Modeling, Equities, Real Estate, Product Development, Financial Analysis, Due Diligence, Investment Banking
Education
Stanford University Graduate School of Business 1991 — 1993
M.B.A., Business
Georgetown University 1983 — 1987
B.A., English
Hacienda Capital Partners LLC October 2012 - Present
John Burns Real Estate Consulting January 2012 - July 2012
Wells Fargo Securities LLC 2003 - 2011
Banc of America Securities 2000 - 2003
Stampede Ventures LLC 1997 - 2000
Montgomery Securities 1993 - 1997
Fieldstone Communities 1988 - 1991
Skills
Investments, Strategic Planning, Management, Valuation, Equity Research, Financial Modeling, Equities, Real Estate, Product Development, Financial Analysis, Due Diligence, Investment Banking
Education
Stanford University Graduate School of Business 1991 — 1993
M.B.A., Business
Georgetown University 1983 — 1987
B.A., English
Mark Lasswell's Wells Fargo Securities LLC Experience 2000 - 2009
Job SVP / CCO at Securities America, Inc.
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC January 2014 - Present
Wells Fargo 2009 - January 2014
Wells Fargo Securities, LLC 2000 - 2009
Wells Fargo Brokerage Services, LLC 2000 - 2000
The Prudential Insurance Company of America 1998 - 2000
Norwest Investment Services, Inc. 1993 - 1998
Norwest Investment Services, Inc. 1990 - 1993
Norwest Bank 1988 - 1990
KPMG Peat Marwick 1985 - 1988
Skills
Brokerage Compliance, Compliance, Board of Director..., Change Management, Collaborative Leadership, Communication Skills, Executive Coaching, Financial Analysis, FINRA, Investments, Investment Brokerage, Offshore Outsourcing, P&L Responsibility, Presenter, Risk Management, Strategic Planning, Technical Writing, Series 7, Series 24, Series 4, Series 53, Series 65, Series 27, Series 63, CPA (inactive), State of Minnesota..., Brokerage, Budgets, Board of Directors, Process Improvement, Fixed Income, Leadership, Management, P&L Management, Capital Markets, Banking, Wealth Management, Retirement, Mutual Funds, Relationship Management, Bonds, Operations Management, Training
Education
St. John's University 1981 — 1985
Bachelor of Science (B.S.), Accounting, minor in Business Administration
University of St. Thomas 1997 — 2000
Master of Business Administration (MBA), Marketing
University of St. Thomas 2003 — 2003
Mini Master of Information Technology
Securities America, Inc. Member FINRA/SIPC January 2014 - Present
Wells Fargo 2009 - January 2014
Wells Fargo Securities, LLC 2000 - 2009
Wells Fargo Brokerage Services, LLC 2000 - 2000
The Prudential Insurance Company of America 1998 - 2000
Norwest Investment Services, Inc. 1993 - 1998
Norwest Investment Services, Inc. 1990 - 1993
Norwest Bank 1988 - 1990
KPMG Peat Marwick 1985 - 1988
Skills
Brokerage Compliance, Compliance, Board of Director..., Change Management, Collaborative Leadership, Communication Skills, Executive Coaching, Financial Analysis, FINRA, Investments, Investment Brokerage, Offshore Outsourcing, P&L Responsibility, Presenter, Risk Management, Strategic Planning, Technical Writing, Series 7, Series 24, Series 4, Series 53, Series 65, Series 27, Series 63, CPA (inactive), State of Minnesota..., Brokerage, Budgets, Board of Directors, Process Improvement, Fixed Income, Leadership, Management, P&L Management, Capital Markets, Banking, Wealth Management, Retirement, Mutual Funds, Relationship Management, Bonds, Operations Management, Training
Education
St. John's University 1981 — 1985
Bachelor of Science (B.S.), Accounting, minor in Business Administration
University of St. Thomas 1997 — 2000
Master of Business Administration (MBA), Marketing
University of St. Thomas 2003 — 2003
Mini Master of Information Technology
Sarah Hartley's Wells Fargo Securities LLC Experience March 2012 - March 2015
Job Director at Wells Fargo Securities
Industry Investment Banking
Experience
Wells Fargo Securities March 2015 - Present
Wells Fargo Securities, LLC March 2012 - March 2015
Wachovia Securities, LLC June 2008 - March 2012
Wachovia Securities, LLC June 2005 - June 2008
Skills
Bloomberg, Capital IQ, High Yield, Investment Banking, Capital Markets, Series 7, Valuation, Financial Modeling
Education
Davidson College 2001 — 2005
BA, Economics
Wells Fargo Securities March 2015 - Present
Wells Fargo Securities, LLC March 2012 - March 2015
Wachovia Securities, LLC June 2008 - March 2012
Wachovia Securities, LLC June 2005 - June 2008
Skills
Bloomberg, Capital IQ, High Yield, Investment Banking, Capital Markets, Series 7, Valuation, Financial Modeling
Education
Davidson College 2001 — 2005
BA, Economics
Bryan Czop's Wells Fargo Securities LLC Experience January 2015 - Present
Job Vice President, Wells Fargo Securities, LLC
Industry Real Estate
Experience
Wells Fargo Securities, LLC January 2015 - Present
Wells Fargo Securities June 2011 - January 2015
Wells Fargo Securities June 2008 - August 2011
Skills
Capital Markets, Real Estate Transactions, Contract Negotiation, Valuation, Real Estate Economics, Investment Properties, Property Management, Financial Analysis, Condos, Asset Management, Real Estate Financing, Investments, Real Estate, Loans, Loan Origination
Education
Bucknell University 2004 — 2008
BSBA, Business
Wells Fargo Securities, LLC January 2015 - Present
Wells Fargo Securities June 2011 - January 2015
Wells Fargo Securities June 2008 - August 2011
Skills
Capital Markets, Real Estate Transactions, Contract Negotiation, Valuation, Real Estate Economics, Investment Properties, Property Management, Financial Analysis, Condos, Asset Management, Real Estate Financing, Investments, Real Estate, Loans, Loan Origination
Education
Bucknell University 2004 — 2008
BSBA, Business
Chris Macios's Wells Fargo Securities LLC Experience September 2010 - Present
Job Vice President at Wells Fargo Securities Investment Banking
Industry Banking
Experience
Wells Fargo Securities, LLC September 2010 - Present
NewStar Financial June 2007 - October 2010
Skills
LBO, Financial Modeling, Private Equity, Credit Analysis, Leveraged Finance, Valuation, Investment Banking, Capital Markets, Due Diligence, Financial Analysis, Portfolio Management, Financial Structuring, Loans, Underwriting, Equities, Corporate Finance, Mergers
Education
Boston College 2003 — 2007
BA, Economics; English
Seton Hall Prep 1999 — 2003
Wells Fargo Securities, LLC September 2010 - Present
NewStar Financial June 2007 - October 2010
Skills
LBO, Financial Modeling, Private Equity, Credit Analysis, Leveraged Finance, Valuation, Investment Banking, Capital Markets, Due Diligence, Financial Analysis, Portfolio Management, Financial Structuring, Loans, Underwriting, Equities, Corporate Finance, Mergers
Education
Boston College 2003 — 2007
BA, Economics; English
Seton Hall Prep 1999 — 2003
John Self's Wells Fargo Securities LLC Experience June 1994 - Present
Job Director at Wells Fargo Securities
Industry Investment Banking
Experience
Wells Fargo Securities June 2009 - Present
Wells Fargo Securities, LLC June 1994 - Present
Skills
Banking, Bonds, Capital Markets, Credit Analysis, Equities, Finance, Financial Analysis, Financial Modeling, Fixed Income, Investment Banking, Investments, Portfolio Management, Public Finance, Securities
Education
University of Colorado at Denver 1994 — 1996
MBA, Finance
Trinity College-Hartford 1983 — 1987
BA, Economics
Kings College, Taunton, England 1982 — 1983
Wells Fargo Securities June 2009 - Present
Wells Fargo Securities, LLC June 1994 - Present
Skills
Banking, Bonds, Capital Markets, Credit Analysis, Equities, Finance, Financial Analysis, Financial Modeling, Fixed Income, Investment Banking, Investments, Portfolio Management, Public Finance, Securities
Education
University of Colorado at Denver 1994 — 1996
MBA, Finance
Trinity College-Hartford 1983 — 1987
BA, Economics
Kings College, Taunton, England 1982 — 1983
Sophia H. Ru, CFA's Wells Fargo Securities LLC Experience 2010 - 2011
Job Founder and Chief Investment Officer at Beaconpost Capital Management
Industry Investment Management
Experience
Beaconpost Capital Management March 2015 - Present
Hottinger Capital Corp. August 2012 - December 2014
Sanford C. Bernstein 2011 - 2012
Wells Fargo Securities, LLC 2010 - 2011
Putnam Investments 2005 - 2008
Education
The University of Chicago - Booth School of Business
MBA, Finance, Economics & Accounting
Massachusetts Institute of Technology
MS, Earth, Atmospheric and Planetary Sciences
Beaconpost Capital Management March 2015 - Present
Hottinger Capital Corp. August 2012 - December 2014
Sanford C. Bernstein 2011 - 2012
Wells Fargo Securities, LLC 2010 - 2011
Putnam Investments 2005 - 2008
Education
The University of Chicago - Booth School of Business
MBA, Finance, Economics & Accounting
Massachusetts Institute of Technology
MS, Earth, Atmospheric and Planetary Sciences
William DiJohnson's Wells Fargo Securities LLC Experience January 2014 - Present
Job Associate Analyst at Wells Fargo Securities, LLC
Industry Financial Services
Experience
Wells Fargo Securities, LLC January 2014 - Present
Battle Road Research June 2010 - April 2013
J.P. Morgan January 2010 - June 2010
International Elders, Inc. June 2003 - August 2008
Skills
Primary Research, Financial Modeling, Client Service, Economics, Equities, Accounting, Forecasting, Funding, Analysis, Financial Services, Mutual Funds
Education
University of Massachusetts, Amherst 2006 — 2009
BA, Economics
Boston University 2004 — 2006
Brookline High School
Wells Fargo Securities, LLC January 2014 - Present
Battle Road Research June 2010 - April 2013
J.P. Morgan January 2010 - June 2010
International Elders, Inc. June 2003 - August 2008
Skills
Primary Research, Financial Modeling, Client Service, Economics, Equities, Accounting, Forecasting, Funding, Analysis, Financial Services, Mutual Funds
Education
University of Massachusetts, Amherst 2006 — 2009
BA, Economics
Boston University 2004 — 2006
Brookline High School
Latoya DaSilva's Wells Fargo Securities LLC Experience March 2006 - Present
Job Project Coodinator for Investment Banking at Wells Fargo Securities, LLC
Industry Banking
Experience
Wells Fargo Securities, LLC March 2006 - Present
Skills
Microsoft Office, Customer Service, Outlook, Process Improvement, Microsoft Excel, Microsoft Word, PowerPoint, Management, Lotus Notes, Office Management, Program Management, Administrative..., Event Planning, Project Management
Education
Clarkson University
Wells Fargo Securities, LLC March 2006 - Present
Skills
Microsoft Office, Customer Service, Outlook, Process Improvement, Microsoft Excel, Microsoft Word, PowerPoint, Management, Lotus Notes, Office Management, Program Management, Administrative..., Event Planning, Project Management
Education
Clarkson University
Susan Valenti's Wells Fargo Securities LLC Experience March 2010 - Present
Job Managing Director at Wells Fargo Securities LLC
Industry Banking
Experience
Wells Fargo Securities LLC March 2010 - Present
Egan-Jones Structured Products April 2009 - September 2009
Deutsche Bank Securities July 2004 - December 2008
Bear, Stearns & Co. Inc. 2002 - 2004
MBIA Insurance Corporation 2000 - 2002
GE Capital Corporation 1999 - 2000
ContiFinancial Corporation September 1994 - December 1999
CS First Boston Corporation 1991 - 1994
Bear, Stearns & Co. 1987 - 1991
Salmon Brothers Inc 1984 - 1987
Skills
Securitization, MBS, Capital Markets, Finance, Financial Structuring, Structured Finance, Structured Products, Fixed Income, ABS, Investment Banking, Loans, Commercial Mortgages, Bloomberg, Securities, Valuation, Derivatives, Hedge Funds, Credit, Series 7, Series 63, Series 24
Education
Bucknell University 1980 — 1984
BS, Mathematics
Darien High School 1976 — 1980
College Prep
Wells Fargo Securities LLC March 2010 - Present
Egan-Jones Structured Products April 2009 - September 2009
Deutsche Bank Securities July 2004 - December 2008
Bear, Stearns & Co. Inc. 2002 - 2004
MBIA Insurance Corporation 2000 - 2002
GE Capital Corporation 1999 - 2000
ContiFinancial Corporation September 1994 - December 1999
CS First Boston Corporation 1991 - 1994
Bear, Stearns & Co. 1987 - 1991
Salmon Brothers Inc 1984 - 1987
Skills
Securitization, MBS, Capital Markets, Finance, Financial Structuring, Structured Finance, Structured Products, Fixed Income, ABS, Investment Banking, Loans, Commercial Mortgages, Bloomberg, Securities, Valuation, Derivatives, Hedge Funds, Credit, Series 7, Series 63, Series 24
Education
Bucknell University 1980 — 1984
BS, Mathematics
Darien High School 1976 — 1980
College Prep
Nicola Asgill's Wells Fargo Securities LLC Experience June 2008 - June 2011
Job MBA Candidate at Harvard Business School
Industry Venture Capital & Private Equity
Experience
Sierra Rutile November 2012 - July 2013
Evoque Magazine 2012 - 2013
ManoCap June 2011 - October 2012
Wells Fargo Securities, LLC June 2008 - June 2011
Skills
Financial Modeling, Valuation, Due Diligence, Private Equity, Financial Analysis, Data Analysis, Investment Banking, Corporate Development, Corporate Finance, Bloomberg, Capital Markets, LBO, Venture Capital, Emerging Markets, Capital IQ, Analysis, Equity Research, Equities, Mergers & Acquisitions, Investments
Education
Harvard Business School 2013 — 2015
Master of Business Administration (MBA)
Vanderbilt University 2007 — 2008
Master of Science, Biomedical Engineering
Vanderbilt University 2003 — 2007
Bachelor of Engineering, Biomedical Engineering
Sierra Rutile November 2012 - July 2013
Evoque Magazine 2012 - 2013
ManoCap June 2011 - October 2012
Wells Fargo Securities, LLC June 2008 - June 2011
Skills
Financial Modeling, Valuation, Due Diligence, Private Equity, Financial Analysis, Data Analysis, Investment Banking, Corporate Development, Corporate Finance, Bloomberg, Capital Markets, LBO, Venture Capital, Emerging Markets, Capital IQ, Analysis, Equity Research, Equities, Mergers & Acquisitions, Investments
Education
Harvard Business School 2013 — 2015
Master of Business Administration (MBA)
Vanderbilt University 2007 — 2008
Master of Science, Biomedical Engineering
Vanderbilt University 2003 — 2007
Bachelor of Engineering, Biomedical Engineering
Douglas Hopek's Wells Fargo Securities LLC Experience September 1998 - August 1999
Job Senior Vice President, Corporate Finance at City Securities Corporation
Industry Investment Banking
Experience
City Securities Corporation July 2015 - Present
Riverside Brookfield Educational Foundation September 2014 - Present
KPMG Corporate Finance LLC July 2010 - April 2015
Ronald McDonald House Charities of Chicagoland and Northwest Indiana March 2009 - May 2014
Alma College Chicago Advisory Committee 2008 - 2012
First Analysis Securities Corporation March 2000 - June 2009
RBC Capital Markets September 1999 - February 2000
Wells Fargo Securities, LLC September 1998 - August 1999
Raymond James Financial, Inc. July 1997 - August 1998
BB&T Capital Markets May 1993 - August 1995
Skills
Investment Banking, Corporate Finance, Financial Modeling, Due Diligence, Mergers & Acquisitions, Strategic Planning, Private Equity, Financial Analysis, Mergers, Fundraising, Valuation, Strategy, Venture Capital, Start-ups, Business Valuation
Education
University of Notre Dame 1995 — 1997
MBA, Finance & Tax
Alma College 1989 — 1993
BA, Finance, Political Science & Economics
City Securities Corporation July 2015 - Present
Riverside Brookfield Educational Foundation September 2014 - Present
KPMG Corporate Finance LLC July 2010 - April 2015
Ronald McDonald House Charities of Chicagoland and Northwest Indiana March 2009 - May 2014
Alma College Chicago Advisory Committee 2008 - 2012
First Analysis Securities Corporation March 2000 - June 2009
RBC Capital Markets September 1999 - February 2000
Wells Fargo Securities, LLC September 1998 - August 1999
Raymond James Financial, Inc. July 1997 - August 1998
BB&T Capital Markets May 1993 - August 1995
Skills
Investment Banking, Corporate Finance, Financial Modeling, Due Diligence, Mergers & Acquisitions, Strategic Planning, Private Equity, Financial Analysis, Mergers, Fundraising, Valuation, Strategy, Venture Capital, Start-ups, Business Valuation
Education
University of Notre Dame 1995 — 1997
MBA, Finance & Tax
Alma College 1989 — 1993
BA, Finance, Political Science & Economics
Gene Yates's Wells Fargo Securities LLC Experience March 2005 - October 2009
Job Partner and CFO
Industry Financial Services
Experience
WR Hambrecht + Co May 2014 - Present
Self employed independent finance contractor March 2010 - July 2011
Wells Fargo Securities LLC March 2005 - October 2009
Charles Schwab April 2000 - October 2004
Charles Schwab January 1997 - April 2000
Skills
Financial Reporting, Equities, Financial Modeling, Accounting, Strategic Financial..., Series 7, Finance, Capital Markets, Management, Risk Management, Internal Controls, Investments, Financial Analysis
Education
University of Southern California 1982 — 1985
BS, Accounting & Finance
Cal State Hayward 1981 — 1982
WR Hambrecht + Co May 2014 - Present
Self employed independent finance contractor March 2010 - July 2011
Wells Fargo Securities LLC March 2005 - October 2009
Charles Schwab April 2000 - October 2004
Charles Schwab January 1997 - April 2000
Skills
Financial Reporting, Equities, Financial Modeling, Accounting, Strategic Financial..., Series 7, Finance, Capital Markets, Management, Risk Management, Internal Controls, Investments, Financial Analysis
Education
University of Southern California 1982 — 1985
BS, Accounting & Finance
Cal State Hayward 1981 — 1982
Brenda Fredrickson's Wells Fargo Securities LLC Experience 1984 - 2015
Job Retired, Vice President at Wells Fargo Securities LLC
Industry Financial Services
Experience
Wells Fargo Securities LLC 1984 - 2015
Skills
Commercial Lending, Loans, Credit, Portfolio Management, Credit Analysis, Banking, Small Business Lending, Commercial Banking, Treasury Management, Securities, Series 7, Mutual Funds
Education
Metropolitan State University of Denver
Bachelor of Science, Finance
Wells Fargo Securities LLC 1984 - 2015
Skills
Commercial Lending, Loans, Credit, Portfolio Management, Credit Analysis, Banking, Small Business Lending, Commercial Banking, Treasury Management, Securities, Series 7, Mutual Funds
Education
Metropolitan State University of Denver
Bachelor of Science, Finance
Angela Walton's Wells Fargo Securities LLC Experience March 2006 - June 2014
Job Fund Accountant Galliard Capital Management
Industry Investment Banking
Experience
Galliard Capital Management June 2014 - Present
Wells Fargo Securities, LLC March 2006 - June 2014
Wells Fargo Securities LLC March 2006 - June 2014
Wells Fargo Securities 2007 - 2011
Wells Fargo Bank NA December 2004 - March 2006
Skills
Securities, Banking, Trading, Settlement, Credit, Customer Service, Fixed Income, Funding, Bloomberg, Investment Banking, Risk Management, Financial Services, Mutual Funds, Investments, Asset Management, Financial Analysis, Relationship Management, Bonds, Financial Risk, Research, Business Analysis, Valuation, Finance, Wealth Management, Credit Risk, Process Improvement, Corporate Finance, Middle Office, Financial Markets, Derivatives, Capital Markets, Back Office, Leadership, Analysis, FINRA, Retail, Equities, Portfolio Management, Series 7, Management
Education
St. Cloud State University 2002 — 2004
BA, Political Science, Criminal Justice
North Hennepin Community College
Associates of Arts
Galliard Capital Management June 2014 - Present
Wells Fargo Securities, LLC March 2006 - June 2014
Wells Fargo Securities LLC March 2006 - June 2014
Wells Fargo Securities 2007 - 2011
Wells Fargo Bank NA December 2004 - March 2006
Skills
Securities, Banking, Trading, Settlement, Credit, Customer Service, Fixed Income, Funding, Bloomberg, Investment Banking, Risk Management, Financial Services, Mutual Funds, Investments, Asset Management, Financial Analysis, Relationship Management, Bonds, Financial Risk, Research, Business Analysis, Valuation, Finance, Wealth Management, Credit Risk, Process Improvement, Corporate Finance, Middle Office, Financial Markets, Derivatives, Capital Markets, Back Office, Leadership, Analysis, FINRA, Retail, Equities, Portfolio Management, Series 7, Management
Education
St. Cloud State University 2002 — 2004
BA, Political Science, Criminal Justice
North Hennepin Community College
Associates of Arts
Jose Madrid's Wells Fargo Securities LLC Experience July 2006 - May 2010
Job Litigation Manager at Georgetown University
Industry Legal Services
Experience
Georgetown University Office of General Counsel July 2014 - Present
Institute for the Study of International Migration September 2013 - July 2014
Office of the President Georgetown University September 2010 - May 2014
Georgetown University August 2010 - May 2014
Atlantic Media August 2013 - September 2013
Ramirez & Co., Inc. May 2013 - August 2013
Wells Fargo Securities, LLC July 2006 - May 2010
Arrupe Jesuit High School 2006 - 2010
Skills
Event Planning, Spanish, Training, Research, International Relations, Community Outreach, Public Speaking, Social Media, Fundraising, Politics, Policy Analysis, Public Policy
Education
Georgetown University 2010 — 2014
Bachelor of Arts (B.A.), American Studies Major and Certificate in Latin American Studies
Arrupe Jesuit High School 2006 — 2010
Georgetown University Office of General Counsel July 2014 - Present
Institute for the Study of International Migration September 2013 - July 2014
Office of the President Georgetown University September 2010 - May 2014
Georgetown University August 2010 - May 2014
Atlantic Media August 2013 - September 2013
Ramirez & Co., Inc. May 2013 - August 2013
Wells Fargo Securities, LLC July 2006 - May 2010
Arrupe Jesuit High School 2006 - 2010
Skills
Event Planning, Spanish, Training, Research, International Relations, Community Outreach, Public Speaking, Social Media, Fundraising, Politics, Policy Analysis, Public Policy
Education
Georgetown University 2010 — 2014
Bachelor of Arts (B.A.), American Studies Major and Certificate in Latin American Studies
Arrupe Jesuit High School 2006 — 2010
Ryan Larkin's Wells Fargo Securities LLC Experience August 2013 - Present
Job Senior Risk Analyst for Wells Fargo Securities, LLC (First Union Rail)
Industry Banking
Experience
Wells Fargo Securities LLC August 2013 - Present
MB Financial Bank April 2011 - September 2013
MB Financial Bank April 2010 - March 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Research, Windows, Outlook, Analysis, Customer Service, Financial Accounting, Credit Analysis, Risk Management
Education
Indiana University Bloomington 2005 — 2009
Economics
Wells Fargo Securities LLC August 2013 - Present
MB Financial Bank April 2011 - September 2013
MB Financial Bank April 2010 - March 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Research, Windows, Outlook, Analysis, Customer Service, Financial Accounting, Credit Analysis, Risk Management
Education
Indiana University Bloomington 2005 — 2009
Economics
Catherine T. Nguyen's Wells Fargo Securities LLC Experience June 2010 - September 2012
Job Associate at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities September 2012 - Present
Wells Fargo Securities, LLC June 2010 - September 2012
KPMG Advisory June 2009 - August 2009
GE Capital June 2008 - August 2008
Skills
Financial Analysis, Financial Modeling, Investment Banking, Valuation, Capital Markets, Finance, Bloomberg, Corporate Finance, Fixed Income, Equities, Credit Analysis, Credit, Banking, Business Valuation, Risk Management, Credit Risk, Capital IQ, Relationship Management, Leveraged Finance, Equity Valuation, Financial Reporting
Education
University of Florida - Warrington College Of Business 2005 — 2009
Finance, Finance, General
Wells Fargo Securities September 2012 - Present
Wells Fargo Securities, LLC June 2010 - September 2012
KPMG Advisory June 2009 - August 2009
GE Capital June 2008 - August 2008
Skills
Financial Analysis, Financial Modeling, Investment Banking, Valuation, Capital Markets, Finance, Bloomberg, Corporate Finance, Fixed Income, Equities, Credit Analysis, Credit, Banking, Business Valuation, Risk Management, Credit Risk, Capital IQ, Relationship Management, Leveraged Finance, Equity Valuation, Financial Reporting
Education
University of Florida - Warrington College Of Business 2005 — 2009
Finance, Finance, General
Vaughn Sherman's Wells Fargo Securities LLC Experience March 2013 - Present
Job Director, Regional Sales Manager at Wells Fargo Securities, LLC
Industry Banking
Experience
Wells Fargo Securities, LLC March 2013 - Present
Bank of America Merrill Lynch - Merrill Lynch, Pierce, Fenner & Smith, Inc. January 2009 - April 2012
Bank of America - Banc of America Securities, LLC January 2000 - January 2009
Bank of America - Banc of America Capital Management January 1993 - January 2000
Bank of America NT & SA January 1990 - January 1993
Skills
Fixed Income, Series 7, Series 63, Series 24, Compliance, Regulatory Branch Mgr., Sales Management, Operations Management, Corporate Cash..., Corporate Bonds, Money Market Funds, US Treasuries, Relationship Management, Bloomberg, TradeWeb, Retirement Plan Sales..., Municipals - Taxable..., Banking, Client Consulting &..., Cross Selling, Cash Flow Management, Securities, Funding, Investments, Working Capital..., Cash Management, Portfolio Management, Electronic Trading, Liquidity Solutions, Liquidity Management, Corporates, Bonds, Mutual Funds, Asset Management, Financial Services, Capital Markets, Financial Analysis
Education
Golden Gate University
Masters of Science, Taxation
University of Puget Sound 1975 — 1979
Bachelor of Arts (B.A.), Accounting and Finance
Wells Fargo Securities, LLC March 2013 - Present
Bank of America Merrill Lynch - Merrill Lynch, Pierce, Fenner & Smith, Inc. January 2009 - April 2012
Bank of America - Banc of America Securities, LLC January 2000 - January 2009
Bank of America - Banc of America Capital Management January 1993 - January 2000
Bank of America NT & SA January 1990 - January 1993
Skills
Fixed Income, Series 7, Series 63, Series 24, Compliance, Regulatory Branch Mgr., Sales Management, Operations Management, Corporate Cash..., Corporate Bonds, Money Market Funds, US Treasuries, Relationship Management, Bloomberg, TradeWeb, Retirement Plan Sales..., Municipals - Taxable..., Banking, Client Consulting &..., Cross Selling, Cash Flow Management, Securities, Funding, Investments, Working Capital..., Cash Management, Portfolio Management, Electronic Trading, Liquidity Solutions, Liquidity Management, Corporates, Bonds, Mutual Funds, Asset Management, Financial Services, Capital Markets, Financial Analysis
Education
Golden Gate University
Masters of Science, Taxation
University of Puget Sound 1975 — 1979
Bachelor of Arts (B.A.), Accounting and Finance
Matt Perry's Wells Fargo Securities LLC Experience 2003 - 2010
Job Health Care Analyst at Catapult, A Millennium Group Company
Industry
Experience
Catapult, A Millennium Group Company September 2014 - Present
J.P. Morgan Asset Management 2010 - January 2014
Wells Fargo Securities, LLC 2003 - 2010
Deutsche Bank Securities 2001 - 2003
Education
University of Chicago, Booth School of Business 1999 — 2001
MBA, Finance
Tufts University 1991 — 1995
BA, English
Catapult, A Millennium Group Company September 2014 - Present
J.P. Morgan Asset Management 2010 - January 2014
Wells Fargo Securities, LLC 2003 - 2010
Deutsche Bank Securities 2001 - 2003
Education
University of Chicago, Booth School of Business 1999 — 2001
MBA, Finance
Tufts University 1991 — 1995
BA, English
Jon Hagenstein's Wells Fargo Securities LLC Experience 2006 - 2014
Job Fixed Income Sales and Trading/ Client Management/ Middle Markets Investment Solutions/ Consultative Relationships
Industry Investment Banking
Experience
Oppenheimer & Co. Inc. July 2015 - Present
Wells Fargo Securities LLC 2006 - 2014
Corby Capital Markets March 1994 - September 2006
Cape Cod Bank & Trust Co. 1988 - 1994
Skills
Securities, Asset Allocation, Investments
Education
Lake Forest College
BA, Government/International Relations
Oppenheimer & Co. Inc. July 2015 - Present
Wells Fargo Securities LLC 2006 - 2014
Corby Capital Markets March 1994 - September 2006
Cape Cod Bank & Trust Co. 1988 - 1994
Skills
Securities, Asset Allocation, Investments
Education
Lake Forest College
BA, Government/International Relations
Florian Schramke's Wells Fargo Securities LLC Experience 2008 - 2010
Job
Industry Financial Services
Experience
Nuveen Investments May 2011 - Present
Wells Fargo Securities LLC 2008 - 2010
Wells Fargo Securities LLC 2006 - 2008
Katahdin Trust Company 2002 - 2003
Skills
Finance, Forecasting, Trading, Bonds, Fixed Income, Equities, Bloomberg, Customer Service, Financial Services, Investments, Microsoft Office, Alternative Investments, Series 63, Financial Analysis, Risk Management, Securities, Wealth Management, Series 7, Teamwork, Research, Mutual Funds, FINRA
Education
University of Maine 2004 — 2006
M.A.
University of Maine 1996 — 2001
Bachelor's Degree
Nuveen Investments May 2011 - Present
Wells Fargo Securities LLC 2008 - 2010
Wells Fargo Securities LLC 2006 - 2008
Katahdin Trust Company 2002 - 2003
Skills
Finance, Forecasting, Trading, Bonds, Fixed Income, Equities, Bloomberg, Customer Service, Financial Services, Investments, Microsoft Office, Alternative Investments, Series 63, Financial Analysis, Risk Management, Securities, Wealth Management, Series 7, Teamwork, Research, Mutual Funds, FINRA
Education
University of Maine 2004 — 2006
M.A.
University of Maine 1996 — 2001
Bachelor's Degree
Kris Goldbach's Wells Fargo Securities LLC Experience July 2009 - Present
Job VP, Regulatory Reporting at Wells Fargo Securities, LLC
Industry Capital Markets
Experience
Wells Fargo Securities, LLC July 2009 - Present
Susan G Komen for the Cure Charlotte Affiliate 2008 - 2011
Wachovia Capital Markets, LLC 2003 - 2009
Wachovia Securities, LLC August 1992 - June 2003
Skills
Regulatory Reporting, FINRA, Series 7, Series 27
Education
La Roche College 1987 — 1989
BS, Business Administration - Accounting
Alliance College 1986 — 1987
Accounting
Wells Fargo Securities, LLC July 2009 - Present
Susan G Komen for the Cure Charlotte Affiliate 2008 - 2011
Wachovia Capital Markets, LLC 2003 - 2009
Wachovia Securities, LLC August 1992 - June 2003
Skills
Regulatory Reporting, FINRA, Series 7, Series 27
Education
La Roche College 1987 — 1989
BS, Business Administration - Accounting
Alliance College 1986 — 1987
Accounting
Patrick Toomey's Wells Fargo Securities LLC Experience June 2014 - Present
Job Capital Markets Middle Office Analyst
Industry Capital Markets
Experience
Wells Fargo Securities, LLC June 2014 - Present
Wells Fargo Home Mortgage October 2009 - May 2014
Skills
Loans, Credit, Underwriting, Credit Analysis, Mortgage Lending, Banking, Mortgage Banking, Consumer Lending, Credit Risk, FHA, VA loans, Loss Mitigation, Mortgage Servicing, Mortgage Underwriting
Education
Appalachian State University 2006 — 2009
Bachelor Of Science and Business Administration, Accounting
Wells Fargo Securities, LLC June 2014 - Present
Wells Fargo Home Mortgage October 2009 - May 2014
Skills
Loans, Credit, Underwriting, Credit Analysis, Mortgage Lending, Banking, Mortgage Banking, Consumer Lending, Credit Risk, FHA, VA loans, Loss Mitigation, Mortgage Servicing, Mortgage Underwriting
Education
Appalachian State University 2006 — 2009
Bachelor Of Science and Business Administration, Accounting
Erica Bridges's Wells Fargo Securities LLC Experience July 2006 - May 2011
Job Compliance ManagerWholesale Banking
Industry Banking
Experience
Wells Fargo January 2014 - Present
Wells Capital Management May 2011 - December 2013
Wells Fargo Securities, LLC July 2006 - May 2011
Skills
Risk Management, Financial Services, FINRA, Mutual Funds, Asset Management, Fixed Income, Banking, Investments, Financial Risk, Equities
Education
Keller Graduate School of Management of DeVry University 2002 — 2004
MBA, Business Administration
Winthrop University 1989 — 1993
BA, Political Science
Wells Fargo January 2014 - Present
Wells Capital Management May 2011 - December 2013
Wells Fargo Securities, LLC July 2006 - May 2011
Skills
Risk Management, Financial Services, FINRA, Mutual Funds, Asset Management, Fixed Income, Banking, Investments, Financial Risk, Equities
Education
Keller Graduate School of Management of DeVry University 2002 — 2004
MBA, Business Administration
Winthrop University 1989 — 1993
BA, Political Science
Omari Patterson, MBA's Wells Fargo Securities LLC Experience October 2012 - Present
Job Manager at Ernst & Young, LLP
Industry Capital Markets
Experience
Ernst & Young, LLP February 2015 - Present
Wells Fargo Securities, LLC October 2012 - Present
Wells Fargo Commodities, LLC October 2011 - October 2012
Wachovia, A Wells Fargo Company December 2007 - December 2011
Credit Suisse March 2006 - December 2007
Skills
Fixed Income, Series 7, Trading, Securities, Equities, FINRA, Bonds, Series 63, Middle Office, Investments, Commodity, ETFs, Derivatives, Client Services, GRC, Six Sigma, Capital Markets, Financial Risk
Education
Queens University of Charlotte - McColl School of Business 2011 — 2013
Masters of Business Administration, Finance
Central Piedmont Community College 2014 — 2014
Lean Six Sigma Green Belt Certification
North Carolina Central University 2001 — 2005
Bachelors, Business Administration concentration Computer Information Systems
Ernst & Young, LLP February 2015 - Present
Wells Fargo Securities, LLC October 2012 - Present
Wells Fargo Commodities, LLC October 2011 - October 2012
Wachovia, A Wells Fargo Company December 2007 - December 2011
Credit Suisse March 2006 - December 2007
Skills
Fixed Income, Series 7, Trading, Securities, Equities, FINRA, Bonds, Series 63, Middle Office, Investments, Commodity, ETFs, Derivatives, Client Services, GRC, Six Sigma, Capital Markets, Financial Risk
Education
Queens University of Charlotte - McColl School of Business 2011 — 2013
Masters of Business Administration, Finance
Central Piedmont Community College 2014 — 2014
Lean Six Sigma Green Belt Certification
North Carolina Central University 2001 — 2005
Bachelors, Business Administration concentration Computer Information Systems
Christina Canterino's Wells Fargo Securities LLC Experience October 2011 - Present
Job Administrative Assistant at Wells Fargo Financial
Industry Human Resources
Experience
Wells Fargo Securities, LLC October 2011 - Present
Canon Business Solutions June 2011 - October 2011
LendingTree 2004 - 2006
Education
Stony Brook University 2009 — 2011
B.A., Psychology
South Mecklenburg High School
Wells Fargo Securities, LLC October 2011 - Present
Canon Business Solutions June 2011 - October 2011
LendingTree 2004 - 2006
Education
Stony Brook University 2009 — 2011
B.A., Psychology
South Mecklenburg High School
Michael Busche's Wells Fargo Securities LLC Experience September 2009 - Present
Job Senior Associate at WELLS FARGO Securities, LLC
Industry Financial Services
Experience
WELLS FARGO Securities, LLC September 2009 - Present
Wachovia Securities June 2007 - May 2009
Skills
Financial Modeling, Capital Markets, Valuation, Financial Analysis, Quantitative Analysis, Mergers, Investment Banking, Finance, Cross-functional Team..., Equity Research, Mergers & Acquisitions
Education
Duke University - The Fuqua School of Business 2006 — 2008
MBA, Finance
WELLS FARGO Securities, LLC September 2009 - Present
Wachovia Securities June 2007 - May 2009
Skills
Financial Modeling, Capital Markets, Valuation, Financial Analysis, Quantitative Analysis, Mergers, Investment Banking, Finance, Cross-functional Team..., Equity Research, Mergers & Acquisitions
Education
Duke University - The Fuqua School of Business 2006 — 2008
MBA, Finance
Shyam Allam's Wells Fargo Securities LLC Experience June 2010 - July 2012
Job Associate at Barclays Capital
Industry Oil & Energy
Experience
Barclays Capital August 2012 - Present
Wells Fargo Securities, LLC June 2010 - July 2012
Education
The University of Texas at Austin - The Red McCombs School of Business
Barclays Capital August 2012 - Present
Wells Fargo Securities, LLC June 2010 - July 2012
Education
The University of Texas at Austin - The Red McCombs School of Business
Lindsey Klinkhammer's Wells Fargo Securities LLC Experience March 2013 - Present
Job Securities Operations Service Specialist at Wells Fargo Securities, LLC
Industry Financial Services
Experience
Wells Fargo Securities, LLC March 2013 - Present
Wells Fargo May 2012 - March 2013
Klinkhammer Financial May 2006 - May 2012
Skills
Team Building, Microsoft Office, Leadership, Customer Service, Teamwork
Education
University of Wisconsin-River Falls 2010 — 2011
Bachelor of Science in Economics and Political Science, Economics, Political Science
Colorado State University 2007 — 2009
Economics, Political Philosophy
Wells Fargo Securities, LLC March 2013 - Present
Wells Fargo May 2012 - March 2013
Klinkhammer Financial May 2006 - May 2012
Skills
Team Building, Microsoft Office, Leadership, Customer Service, Teamwork
Education
University of Wisconsin-River Falls 2010 — 2011
Bachelor of Science in Economics and Political Science, Economics, Political Science
Colorado State University 2007 — 2009
Economics, Political Philosophy
Thomas Geffert's Wells Fargo Securities LLC Experience 2002 - 2005
Job
Industry Financial Services
Experience
Morgan Stanley Wealth Management 2010 - 2011
Nollenberger Capital Partners, Inc 2007 - 2007
Pulse Trading Inc 2005 - 2006
Wells Fargo Securities, LLC 2002 - 2005
Robertson Stephens & Co 1997 - 2002
Charles Schwab 1993 - 1997
Skills
Strategic Planning, Customer Service, Research, Investments, Public Relations, Sales, Team Building, Equities, Marketing Strategy
Education
Georgetown University
B.A, Government
Morgan Stanley Wealth Management 2010 - 2011
Nollenberger Capital Partners, Inc 2007 - 2007
Pulse Trading Inc 2005 - 2006
Wells Fargo Securities, LLC 2002 - 2005
Robertson Stephens & Co 1997 - 2002
Charles Schwab 1993 - 1997
Skills
Strategic Planning, Customer Service, Research, Investments, Public Relations, Sales, Team Building, Equities, Marketing Strategy
Education
Georgetown University
B.A, Government
Graham Hairston's Wells Fargo Securities LLC Experience April 2011 - Present
Job Director, Fixed Income Sales at Wells Fargo Securities, LLC
Industry Investment Banking
Experience
Wells Fargo Securities, LLC April 2011 - Present
Cantor Fitzgerald October 2005 - April 2011
Skills
Fixed Income, Structured Products, MBS, CMBS, ABS, CMO, CMO Derivatives, CLO, Financial Markets, Interest Rates
Education
St. Edward's University
Bachelor’s Degree, Finance
Wells Fargo Securities, LLC April 2011 - Present
Cantor Fitzgerald October 2005 - April 2011
Skills
Fixed Income, Structured Products, MBS, CMBS, ABS, CMO, CMO Derivatives, CLO, Financial Markets, Interest Rates
Education
St. Edward's University
Bachelor’s Degree, Finance
Noel Yao's Wells Fargo Securities LLC Experience September 2010 - October 2012
Job Compliance Consultant at Wells Fargo
Industry Financial Services
Experience
Wells Fargo October 2012 - Present
Wells Fargo Securities LLC September 2010 - October 2012
Wells Fargo Wealth Management November 2008 - September 2010
Education
University of North Carolina at Charlotte
Bachelor of Arts (BA), Political Science and Government
Wells Fargo October 2012 - Present
Wells Fargo Securities LLC September 2010 - October 2012
Wells Fargo Wealth Management November 2008 - September 2010
Education
University of North Carolina at Charlotte
Bachelor of Arts (BA), Political Science and Government
Burke Lahti's Wells Fargo Securities LLC Experience 1995 - Present
Job V.P. Regulatory Reporting at Wells Fargo Securities, LLC
Industry Financial Services
Experience
Wells Fargo Securities, LLC 1995 - Present
Skills
Capital Markets, Fixed Income, Management, Financial Analysis, Investment Banking, Microsoft Excel, Bloomberg, Equities, Financial Modeling, Valuation
Education
Florida Atlantic University 1973 — 1975
Bachelor's degree, Accounting
Wells Fargo Securities, LLC 1995 - Present
Skills
Capital Markets, Fixed Income, Management, Financial Analysis, Investment Banking, Microsoft Excel, Bloomberg, Equities, Financial Modeling, Valuation
Education
Florida Atlantic University 1973 — 1975
Bachelor's degree, Accounting
DTCC
The Depository Trust & Clearing Corporation
TechStars
PEAK6 Investments LP
Tower Research Capital
Great American Group
Ontario Securities Commission
FTN Financial