ACA Compliance Group
Industry: Company
DescriptionFounded: 2002 Subsidiaries: ACA Aponix, Telavance Inc., Decryptex Incorporated, Cordium Consulting Limited
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ACA Compliance Group Employees
Employee
Years
Job
Industry
Aniket Das Aniket Das's ACA Compliance Group Experience March 2015 - Present
Job
Industry Computer Software
Experience
ACA Compliance Group March 2015 - Present
Tradar October 2010 - November 2012
American Technology Services, Inc. June 2010 - October 2010
Skills
C#, C, C++, Java, JavaScript, Unity3D, HTML, CSS, SQL, Android Development, .NET, ASP.NET, MVC Architecture, Front-end Development
Education
New York University 2013 — 2015
Master's degree, Computer Science
Dickinson College 2006 — 2010
Bachelor of Science (B.Sc.), Mathematics and Economics
ACA Compliance Group March 2015 - Present
Tradar October 2010 - November 2012
American Technology Services, Inc. June 2010 - October 2010
Skills
C#, C, C++, Java, JavaScript, Unity3D, HTML, CSS, SQL, Android Development, .NET, ASP.NET, MVC Architecture, Front-end Development
Education
New York University 2013 — 2015
Master's degree, Computer Science
Dickinson College 2006 — 2010
Bachelor of Science (B.Sc.), Mathematics and Economics
Brian Lattanzio Brian Lattanzio's ACA Compliance Group Experience July 2014 - Present
Job Compliance Analyst at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group July 2014 - Present
University of Scranton September 2012 - May 2014
ACA Compliance Group May 2013 - August 2013
Skills
Public Speaking, PowerPoint, Finance, Microsoft Word, Microsoft Excel, Regulatory Compliance
Education
University of Scranton 2010 — 2014
Bachelor of Science (B.S.), Finance, General
Queen Mary, U. of London 2012 — 2012
Study Abroad
ACA Compliance Group July 2014 - Present
University of Scranton September 2012 - May 2014
ACA Compliance Group May 2013 - August 2013
Skills
Public Speaking, PowerPoint, Finance, Microsoft Word, Microsoft Excel, Regulatory Compliance
Education
University of Scranton 2010 — 2014
Bachelor of Science (B.S.), Finance, General
Queen Mary, U. of London 2012 — 2012
Study Abroad
Nolan Zandi Nolan Zandi's ACA Compliance Group Experience July 2010 - September 2011
Job Chief Operating Officer at RideApart
Industry Online Media
Experience
RideApart June 2012 - Present
Zanobo May 2013 - Present
The Starkenburg Group December 2011 - July 2013
ACA Compliance Group July 2010 - September 2011
Skills
Start-ups, Venture Capital, Business Strategy, Management Consulting, Mergers & Acquisitions, Financial Modeling, Product Management, Management, Valuation, Market Research, Strategy, Photoshop, Leadership, Financial Analysis, HTML 5, Web Development, Google Analytics, MySQL, CSS, Due Diligence, Private Equity, Ruby on Rails, CSS3, Python
Education
Pomona College 2006 — 2010
Bachelors, Mathematics, Economics
RideApart June 2012 - Present
Zanobo May 2013 - Present
The Starkenburg Group December 2011 - July 2013
ACA Compliance Group July 2010 - September 2011
Skills
Start-ups, Venture Capital, Business Strategy, Management Consulting, Mergers & Acquisitions, Financial Modeling, Product Management, Management, Valuation, Market Research, Strategy, Photoshop, Leadership, Financial Analysis, HTML 5, Web Development, Google Analytics, MySQL, CSS, Due Diligence, Private Equity, Ruby on Rails, CSS3, Python
Education
Pomona College 2006 — 2010
Bachelors, Mathematics, Economics
Joseph DiGiglio Joseph DiGiglio's ACA Compliance Group Experience November 2014 - Present
Job Principal Consultant at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group November 2014 - Present
NRS - National Regulatory Services June 2012 - November 2014
Goldman Sachs September 2011 - April 2012
Woodlawn Advisors LLC December 2008 - May 2011
XE Capital Management April 2006 - October 2008
Goldman Sachs July 2004 - April 2006
Skills
Series 7, Series 24, Financial Services, Analysis
Education
Brooklyn Law School 2004 — 2007
Doctor of Law (JD), Business Organizations
University of Delaware 1997 — 2001
Bachelor of Arts (BA), English Literature
ACA Compliance Group November 2014 - Present
NRS - National Regulatory Services June 2012 - November 2014
Goldman Sachs September 2011 - April 2012
Woodlawn Advisors LLC December 2008 - May 2011
XE Capital Management April 2006 - October 2008
Goldman Sachs July 2004 - April 2006
Skills
Series 7, Series 24, Financial Services, Analysis
Education
Brooklyn Law School 2004 — 2007
Doctor of Law (JD), Business Organizations
University of Delaware 1997 — 2001
Bachelor of Arts (BA), English Literature
Thomas Biestek Thomas Biestek's ACA Compliance Group Experience June 2014 - February 2015
Job Business Analyst at WorldStrides
Industry Financial Services
Experience
WorldStrides February 2015 - Present
ACA Compliance Group June 2014 - February 2015
University Program Board at James Madison University March 2013 - May 2014
Virginia Asset Management June 2013 - August 2013
Reines RV Center June 2012 - August 2012
Panera September 2011 - April 2012
Virginia Oaks Golf Club May 2007 - August 2010
Gainesville Basketball Association January 2008 - April 2010
Mimi’s Café August 2007 - December 2009
Skills
Customer Service, Microsoft Office, Korean, Spanish, Italian, Microsoft Access, SharePoint, Financial Analysis, Social Media, Access, Personal Financial..., Research, Data Analysis, Management, Time Management, Teamwork
Education
James Madison University 2010 — 2014
Bachelor of Business Administration (B.B.A.), Finance
Battlefield High School 2010 — 2014
Diploma
WorldStrides February 2015 - Present
ACA Compliance Group June 2014 - February 2015
University Program Board at James Madison University March 2013 - May 2014
Virginia Asset Management June 2013 - August 2013
Reines RV Center June 2012 - August 2012
Panera September 2011 - April 2012
Virginia Oaks Golf Club May 2007 - August 2010
Gainesville Basketball Association January 2008 - April 2010
Mimi’s Café August 2007 - December 2009
Skills
Customer Service, Microsoft Office, Korean, Spanish, Italian, Microsoft Access, SharePoint, Financial Analysis, Social Media, Access, Personal Financial..., Research, Data Analysis, Management, Time Management, Teamwork
Education
James Madison University 2010 — 2014
Bachelor of Business Administration (B.B.A.), Finance
Battlefield High School 2010 — 2014
Diploma
Kendall Brown Kendall Brown's ACA Compliance Group Experience July 2015 - Present
Job Consultant at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group July 2015 - Present
World Affairs Council of Oregon May 2015 - July 2015
Affinity Property Management - OR May 2015 - July 2015
Fisher Investments August 2014 - May 2015
Patpatia & Associates February 2014 - June 2014
Centro Legal de la Raza June 2013 - August 2013
Rafael Alberti Primary School January 2013 - May 2013
Alameda County June 2012 - August 2012
Lavande Spa & Boutique May 2012 - August 2012
Las Trampas Pool June 2008 - August 2012
Skills
Spanish, Research, Fundraising, Time Management, Microsoft Office, PowerPoint, Community Outreach, Microsoft Word, Nonprofits, Political Science, Marketing, Customer Service, Microsoft Excel, Financial Services, International Relations, Office Management, Data Analysis, Salesforce Administrator
Education
UC Berkeley 2010 — 2013
Political Economy, International and Area Studies
Universidad Pablo de Olavide 2013 — 2013
Hispanic Studies, Business & Spanish Language
Campolindo High School 2006 — 2010
ACA Compliance Group July 2015 - Present
World Affairs Council of Oregon May 2015 - July 2015
Affinity Property Management - OR May 2015 - July 2015
Fisher Investments August 2014 - May 2015
Patpatia & Associates February 2014 - June 2014
Centro Legal de la Raza June 2013 - August 2013
Rafael Alberti Primary School January 2013 - May 2013
Alameda County June 2012 - August 2012
Lavande Spa & Boutique May 2012 - August 2012
Las Trampas Pool June 2008 - August 2012
Skills
Spanish, Research, Fundraising, Time Management, Microsoft Office, PowerPoint, Community Outreach, Microsoft Word, Nonprofits, Political Science, Marketing, Customer Service, Microsoft Excel, Financial Services, International Relations, Office Management, Data Analysis, Salesforce Administrator
Education
UC Berkeley 2010 — 2013
Political Economy, International and Area Studies
Universidad Pablo de Olavide 2013 — 2013
Hispanic Studies, Business & Spanish Language
Campolindo High School 2006 — 2010
Peter Comes Peter Comes's ACA Compliance Group Experience September 2012 - March 2015
Job Senior Associate at Mercer Investments
Industry Financial Services
Experience
Mercer - Investments March 2015 - Present
ACA Compliance Group September 2012 - March 2015
National Futures Association June 2009 - September 2012
Skills
CFTC Regulations, NFA Rules, Investment Fraud..., Financial Analysis, Regulatory Reporting, Regulatory Requirements, Due Diligence
Education
University of Illinois at Urbana-Champaign 2005 — 2009
Saint Viator High School 2001 — 2005
Mercer - Investments March 2015 - Present
ACA Compliance Group September 2012 - March 2015
National Futures Association June 2009 - September 2012
Skills
CFTC Regulations, NFA Rules, Investment Fraud..., Financial Analysis, Regulatory Reporting, Regulatory Requirements, Due Diligence
Education
University of Illinois at Urbana-Champaign 2005 — 2009
Saint Viator High School 2001 — 2005
Kyle Ellis Kyle Ellis's ACA Compliance Group Experience May 2014 - Present
Job Analyst at ACA Compliance Group
Industry Management Consulting
Experience
ACA Compliance Group May 2014 - Present
Education
FAU Financial Analyst Program 2013 — 2014
Florida Atlantic University 2007 — 2011
Bachelor of Business Administration (BBA), Finance
ACA Compliance Group May 2014 - Present
Education
FAU Financial Analyst Program 2013 — 2014
Florida Atlantic University 2007 — 2011
Bachelor of Business Administration (BBA), Finance
Crystal Christian Crystal Christian's ACA Compliance Group Experience July 2014 - Present
Job Compliance Analyst at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group July 2014 - Present
Villanova University August 2009 - May 2013
The Honorable Judge Denis P. Cohen, Court of Common Pleas May 2012 - August 2012
Villanova Law School Clinic, Farmworker's Clinic May 2011 - August 2011
Villanova Law School Clinic May 2009 - May 2010
Skills
Legal Writing, Legal Research, Student Affairs, Public Speaking, Higher Education, Editing, Critical Thinking, Research, Leadership
Education
Villanova University School of Law 2010 — 2013
Doctor of Law (J.D.), Law
Villanova University 2006 — 2010
Bachelor of Science (BS), Economics
City University London 2008 — 2008
International Business
ACA Compliance Group July 2014 - Present
Villanova University August 2009 - May 2013
The Honorable Judge Denis P. Cohen, Court of Common Pleas May 2012 - August 2012
Villanova Law School Clinic, Farmworker's Clinic May 2011 - August 2011
Villanova Law School Clinic May 2009 - May 2010
Skills
Legal Writing, Legal Research, Student Affairs, Public Speaking, Higher Education, Editing, Critical Thinking, Research, Leadership
Education
Villanova University School of Law 2010 — 2013
Doctor of Law (J.D.), Law
Villanova University 2006 — 2010
Bachelor of Science (BS), Economics
City University London 2008 — 2008
International Business
Sapir Elazar's ACA Compliance Group Experience 2011 - Present
Job Compliance Consultant
Industry Financial Services
Experience
ACA Compliance Group 2011 - Present
Skills
Hedge Funds, Securities Regulation, Private Equity, AML, Investments, Corporate Governance, Mutual Funds, Due Diligence, Securities, SEC, Equities, Asset Management, Capital Markets, Fixed Income, FINRA, Legal Research, Anti Money Laundering, Legal Writing
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2008 — 2011
Juris Doctor
The George Washington University 2004 — 2008
Business Administration, International Business
ACA Compliance Group 2011 - Present
Skills
Hedge Funds, Securities Regulation, Private Equity, AML, Investments, Corporate Governance, Mutual Funds, Due Diligence, Securities, SEC, Equities, Asset Management, Capital Markets, Fixed Income, FINRA, Legal Research, Anti Money Laundering, Legal Writing
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2008 — 2011
Juris Doctor
The George Washington University 2004 — 2008
Business Administration, International Business
Robert N. Simoldoni Robert N. Simoldoni's ACA Compliance Group Experience May 2014 - Present
Job Compliance Analyst at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group May 2014 - Present
Fidelity Investments 2013 - May 2014
Fidelity Investments February 2012 - September 2013
The GMS Group June 2011 - February 2012
Skills
Series 7, Series 66, Bonds, Securities, Fixed Income, Excel, Structured Products, Mutual Funds, Portfolio Management, Customer Service, Sales, Sales Operations
Education
University of Scranton 2007 — 2011
B.A.
ACA Compliance Group May 2014 - Present
Fidelity Investments 2013 - May 2014
Fidelity Investments February 2012 - September 2013
The GMS Group June 2011 - February 2012
Skills
Series 7, Series 66, Bonds, Securities, Fixed Income, Excel, Structured Products, Mutual Funds, Portfolio Management, Customer Service, Sales, Sales Operations
Education
University of Scranton 2007 — 2011
B.A.
Melissa Baxendine Melissa Baxendine's ACA Compliance Group Experience September 2014 - Present
Job Client Relations Coordinator at ACA Compliance Group
Industry Higher Education
Experience
ACA Compliance Group September 2014 - Present
University of North Florida January 2013 - May 2013
University of North Florida August 2011 - May 2013
Seton Hall University December 2007 - August 2011
Marshall University August 2007 - December 2007
Marshall University January 2007 - December 2007
21st Mortgage Corporation September 2004 - December 2006
Skills
Higher Education, Intercollegiate..., NCAA Compliance, Sports Management, Student Affairs, Student Development, Academic Advising, Event Planning, Athletics, Customer Service, Policy, Policy Writing, Student Financial Aid, Student Leadership, Admissions, Oracle Database, Data Analysis, Athlete Development, Academic Tutoring, Sports Writing, Social Media
Education
Marshall University 2007 — 2007
Master's degree, Athletic Administration
University of Tennessee-Knoxville 2001 — 2005
Bachelor's degree, Communication and Media Studies
ACA Compliance Group September 2014 - Present
University of North Florida January 2013 - May 2013
University of North Florida August 2011 - May 2013
Seton Hall University December 2007 - August 2011
Marshall University August 2007 - December 2007
Marshall University January 2007 - December 2007
21st Mortgage Corporation September 2004 - December 2006
Skills
Higher Education, Intercollegiate..., NCAA Compliance, Sports Management, Student Affairs, Student Development, Academic Advising, Event Planning, Athletics, Customer Service, Policy, Policy Writing, Student Financial Aid, Student Leadership, Admissions, Oracle Database, Data Analysis, Athlete Development, Academic Tutoring, Sports Writing, Social Media
Education
Marshall University 2007 — 2007
Master's degree, Athletic Administration
University of Tennessee-Knoxville 2001 — 2005
Bachelor's degree, Communication and Media Studies
Amy Bourdeau Amy Bourdeau's ACA Compliance Group Experience January 2009 - Present
Job Principal Consultant at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group January 2009 - Present
Skills
Financial Analysis, GIPS Compliance, Valuation, Performance Measurement, Microsoft Excel, Investments, Securities, Hedge Funds, Fixed Income, Equities, Alternative Investments, Mutual Funds, Asset Management, Investment Management, Analysis
Education
The University of Tennessee at Chattanooga 2005 — 2009
BS, Finance
ACA Compliance Group January 2009 - Present
Skills
Financial Analysis, GIPS Compliance, Valuation, Performance Measurement, Microsoft Excel, Investments, Securities, Hedge Funds, Fixed Income, Equities, Alternative Investments, Mutual Funds, Asset Management, Investment Management, Analysis
Education
The University of Tennessee at Chattanooga 2005 — 2009
BS, Finance
Darren Kearns, CFP® Darren Kearns, CFP®'s ACA Compliance Group Experience February 2011 - Present
Job Principal Consultant at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group February 2011 - Present
NC Department of the Secretary of State - Securities Division July 2004 - February 2011
Wachovia Securities 1999 - 2003
U.S. Army 1992 - 1996
Skills
Securities, Investment Advisory, Hedge Funds, Investments, Alternative Investments, Financial Analysis, Corporate Finance, Auditing, Mutual Funds, Asset Management, Banking, FINRA, Series 7, Portfolio Management, Corporate Governance, Securities Regulation, Retirement Planning, Policy, Public Speaking, Research, Due Diligence, Fraud, Capital Markets, Investment Management, Equities, Private Equity, Risk Management, Fixed Income, Hedge, Certified Financial..., Interviews, Investigation, Time Series Analysis, Series 65, Consulting, Leadership, Project Management, Training, Presentations, Financial Services, Proxy Voting, Soft Dollars, Hedging, SEC
Education
North Carolina State University 1996 — 1998
Bachelor’s Degree, Business Management
ACA Compliance Group February 2011 - Present
NC Department of the Secretary of State - Securities Division July 2004 - February 2011
Wachovia Securities 1999 - 2003
U.S. Army 1992 - 1996
Skills
Securities, Investment Advisory, Hedge Funds, Investments, Alternative Investments, Financial Analysis, Corporate Finance, Auditing, Mutual Funds, Asset Management, Banking, FINRA, Series 7, Portfolio Management, Corporate Governance, Securities Regulation, Retirement Planning, Policy, Public Speaking, Research, Due Diligence, Fraud, Capital Markets, Investment Management, Equities, Private Equity, Risk Management, Fixed Income, Hedge, Certified Financial..., Interviews, Investigation, Time Series Analysis, Series 65, Consulting, Leadership, Project Management, Training, Presentations, Financial Services, Proxy Voting, Soft Dollars, Hedging, SEC
Education
North Carolina State University 1996 — 1998
Bachelor’s Degree, Business Management
Felix Cen Felix Cen's ACA Compliance Group Experience August 2013 - Present
Job Software Consultant at NorthPoint Solutions LLC
Industry Computer Software
Experience
ACA Compliance Group August 2013 - Present
Gotham Innovation December 2009 - Present
Universidad Centroccidental Lisandro Alvarado March 2005 - September 2008
Skills
JavaScript, C#, Microsoft SQL Server, CSS, Java, HTML, ASP.NET, PostgreSQL, jQuery, WCF, Eclipse, ASP.NET MVC, Visual Basic, Entity Framework, Spring, WPF, SOA, Postgre, ADO.NET, ASP.NET AJAX, SharePoint
Education
City University of New York City College 2011 — 2012
Master of Science (M.S.), Computer Science, 3.6
Universidad Centro Occidental 'Lisandro Alvarado' 2003 — 2008
Bachelor's degree, Computer Software Engineering
ACA Compliance Group August 2013 - Present
Gotham Innovation December 2009 - Present
Universidad Centroccidental Lisandro Alvarado March 2005 - September 2008
Skills
JavaScript, C#, Microsoft SQL Server, CSS, Java, HTML, ASP.NET, PostgreSQL, jQuery, WCF, Eclipse, ASP.NET MVC, Visual Basic, Entity Framework, Spring, WPF, SOA, Postgre, ADO.NET, ASP.NET AJAX, SharePoint
Education
City University of New York City College 2011 — 2012
Master of Science (M.S.), Computer Science, 3.6
Universidad Centro Occidental 'Lisandro Alvarado' 2003 — 2008
Bachelor's degree, Computer Software Engineering
Jami Jack, CPA Jami Jack, CPA's ACA Compliance Group Experience October 2008 - Present
Job Senior Principal Consultant at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group October 2008 - Present
US Securities and Exchange Commission March 2007 - October 2008
US Securities and Exchange Commission February 2000 - March 2007
Skills
Securities Regulation, SEC, Hedge Funds, Investment Advisory, Securities
Education
Oklahoma State University
Master of Business Administration (M.B.A.)
University of Central Oklahoma
Bachelor of Business Administration (B.B.A.)
ACA Compliance Group October 2008 - Present
US Securities and Exchange Commission March 2007 - October 2008
US Securities and Exchange Commission February 2000 - March 2007
Skills
Securities Regulation, SEC, Hedge Funds, Investment Advisory, Securities
Education
Oklahoma State University
Master of Business Administration (M.B.A.)
University of Central Oklahoma
Bachelor of Business Administration (B.B.A.)
Laura Amory Laura Amory's ACA Compliance Group Experience January 2007 - Present
Job CoOwner of Window Depot USA of Richmond
Industry Investment Management
Experience
ACA Compliance Group January 2007 - Present
Window Depot USA of Richmond February 2012 - Present
Davenport & Company LLC September 1999 - January 2007
Securities and Exchange Commission January 1996 - September 1999
Education
Penn State University 1985 — 1989
BS, Marketing
University of Virginia
Accounting
ACA Compliance Group January 2007 - Present
Window Depot USA of Richmond February 2012 - Present
Davenport & Company LLC September 1999 - January 2007
Securities and Exchange Commission January 1996 - September 1999
Education
Penn State University 1985 — 1989
BS, Marketing
University of Virginia
Accounting
Scott Rubenstein, PMP Scott Rubenstein, PMP's ACA Compliance Group Experience May 2006 - January 2009
Job Partner, Director of Client Services
Industry Internet
Experience
Rubenstein Technology Group March 2009 - Present
ACA Compliance Group May 2006 - January 2009
Skills
User Experience, Financial Modeling, Strategy, Competitive Analysis, Analytics, Social Networking, E-commerce, Program Management, Management, Business Development
Education
American University - Kogod School of Business 2001 — 2006
B.S, Business Administration/Finance
American University 2001 — 2006
B.A, Law and Society
Rubenstein Technology Group March 2009 - Present
ACA Compliance Group May 2006 - January 2009
Skills
User Experience, Financial Modeling, Strategy, Competitive Analysis, Analytics, Social Networking, E-commerce, Program Management, Management, Business Development
Education
American University - Kogod School of Business 2001 — 2006
B.S, Business Administration/Finance
American University 2001 — 2006
B.A, Law and Society
Lourdes Toro's ACA Compliance Group Experience 2008 - 2009
Job Securities and Exchange Commission Trading and Markets
Industry Accounting
Experience
Securities & Exchange Commission, Trading & Markets October 2009 - Present
ACA Compliance Group 2008 - 2009
Goldman Sachs 2004 - 2008
US Securities and Exchange Commission 1998 - 2004
Skills
Finance, Securities, Financial Risk, Due Diligence, Entrepreneurship, Investments, AML, Asset Management, Financial Analysis, Financial Modeling, Capital Markets, Hedge Funds, Mutual Funds, Risk Management, Equities
Education
Babson College - Franklin W. Olin Graduate School of Business 2009 — 2012
Master of Business Administration (MBA)
Florida International University 1981 — 1985
Bachelor of Business Administration (B.B.A.), Finance, International Business
Securities & Exchange Commission, Trading & Markets October 2009 - Present
ACA Compliance Group 2008 - 2009
Goldman Sachs 2004 - 2008
US Securities and Exchange Commission 1998 - 2004
Skills
Finance, Securities, Financial Risk, Due Diligence, Entrepreneurship, Investments, AML, Asset Management, Financial Analysis, Financial Modeling, Capital Markets, Hedge Funds, Mutual Funds, Risk Management, Equities
Education
Babson College - Franklin W. Olin Graduate School of Business 2009 — 2012
Master of Business Administration (MBA)
Florida International University 1981 — 1985
Bachelor of Business Administration (B.B.A.), Finance, International Business
Lindsay Whalen Lindsay Whalen's ACA Compliance Group Experience September 2014 - June 2015
Job Lover of all things Pittsburgh, arts, music, and outdoors!
Industry Security and Investigations
Experience
Pittsburgh Pet Sitters March 2009 - Present
ACA Compliance Group September 2014 - June 2015
Thomas A. Will & Associates January 2013 - June 2014
Skills
Customer Service, Dog Walking, Public Speaking, Social Media, Dog Training, Marketing, Editing, Social Networking, Microsoft Word, Microsoft Office, Pet Sitting, Advertising, Event Planning, Research, Creative Writing, Facebook, Training, Coaching, Team Building, Leadership, Tutoring, Fundraising, Nonprofits, Public Relations, PowerPoint, Microsoft Excel, Social Media Marketing, Strategic Planning, Online Marketing, Human Resources, Recruiting, Online Advertising, Project Management, Team Leadership, Music, Technical Writing, Strategic Communications
Education
Slippery Rock University of Pennsylvania 2003 — 2007
Bachelor's degree, English Language and Literature, General
Upper St. Clair High School 1999 — 2002
Pittsburgh Pet Sitters March 2009 - Present
ACA Compliance Group September 2014 - June 2015
Thomas A. Will & Associates January 2013 - June 2014
Skills
Customer Service, Dog Walking, Public Speaking, Social Media, Dog Training, Marketing, Editing, Social Networking, Microsoft Word, Microsoft Office, Pet Sitting, Advertising, Event Planning, Research, Creative Writing, Facebook, Training, Coaching, Team Building, Leadership, Tutoring, Fundraising, Nonprofits, Public Relations, PowerPoint, Microsoft Excel, Social Media Marketing, Strategic Planning, Online Marketing, Human Resources, Recruiting, Online Advertising, Project Management, Team Leadership, Music, Technical Writing, Strategic Communications
Education
Slippery Rock University of Pennsylvania 2003 — 2007
Bachelor's degree, English Language and Literature, General
Upper St. Clair High School 1999 — 2002
Clint Landers Clint Landers's ACA Compliance Group Experience February 2015 - May 2015
Job Consultant at ACA Performance Services
Industry Financial Services
Experience
ACA Performance Services May 2015 - Present
ACA Compliance Group February 2015 - May 2015
University of Tennessee at Chattanooga August 2014 - January 2015
BlueCross BlueShield of Tennessee May 2014 - August 2014
New York Life Insurance Company July 2013 - November 2013
Skills
Microsoft Word, Microsoft Excel, Microsoft Office, Outlook, Budgets, Forecasting, Insurance, Analysis, Time Management, General Ledger, Business Analysis, Communication
Education
The University of Tennessee at Chattanooga 2014 — 2016
Master of Business Administration (MBA), Data Analytics
The University of Tennessee at Chattanooga 2010 — 2014
Bachelor's Degree, Accounting and Finance
ACA Performance Services May 2015 - Present
ACA Compliance Group February 2015 - May 2015
University of Tennessee at Chattanooga August 2014 - January 2015
BlueCross BlueShield of Tennessee May 2014 - August 2014
New York Life Insurance Company July 2013 - November 2013
Skills
Microsoft Word, Microsoft Excel, Microsoft Office, Outlook, Budgets, Forecasting, Insurance, Analysis, Time Management, General Ledger, Business Analysis, Communication
Education
The University of Tennessee at Chattanooga 2014 — 2016
Master of Business Administration (MBA), Data Analytics
The University of Tennessee at Chattanooga 2010 — 2014
Bachelor's Degree, Accounting and Finance
Adelbert Sanchez Adelbert Sanchez's ACA Compliance Group Experience 2005 - 2012
Job Chief Compliance Officer at DePrince, Race & Zollo, Inc.
Industry Investment Management
Experience
DePrince, Race & Zollo, Inc. November 2012 - Present
ACA Compliance Group 2005 - 2012
US Securities and Exchange Commission 2000 - 2005
Skills
Investment Management, Hedge Funds, SEC, Securities, Investment Advisory, Mutual Funds, Securities Regulation, Private Equity
Education
Barry University 1996 — 1999
Bachelor's degree, Finance / Economics
E Course
DePrince, Race & Zollo, Inc. November 2012 - Present
ACA Compliance Group 2005 - 2012
US Securities and Exchange Commission 2000 - 2005
Skills
Investment Management, Hedge Funds, SEC, Securities, Investment Advisory, Mutual Funds, Securities Regulation, Private Equity
Education
Barry University 1996 — 1999
Bachelor's degree, Finance / Economics
E Course
Donald Delano's ACA Compliance Group Experience February 2014 - Present
Job Senior Principal Consultant at ACA Compliance Group
Industry Investment Management
Experience
ACA Compliance Group February 2014 - Present
Artio Global Management LLC (formerly Julius Baer Investmemt Management) August 2004 - August 2013
E*TRADE Financial Corporation December 2000 - August 2004
Bear Stearns & Company August 1999 - December 2000
PricewaterhouseCoopers January 1997 - August 1999
Prudential Financial February 1994 - December 1996
US Securities and Exchange Commission February 1990 - February 1994
Skills
Mutual Funds, Securities, Hedge Funds, Investment Management, Asset Management, Alternative Investments, Investment Advisers Act, Investment Company Act, SEC, Operational Risk..., FINRA, Fixed Income, Equities, Investment Advisory, Securities Regulation, Derivatives, Asset Allocation, Financial Risk, Code of Ethics, Wrap Accounts, ETFs, Separately Managed..., Financial Services, Broker-Dealer, AML, Private Equity, Investments, Investment Advisor..., Wealth Management..., Fund Of Funds, Capital Markets, Trading, Portfolio Management, Finance, Private Placements, Equity Research, Asset Managment, Series 7, Series 63, Series 24, Investment Strategies, Institutional Separate..., Institutional..., Equity Trading, Private Wealth..., Anti Money Laundering, Wealth Management
Education
Baruch College, City University of New York (CUNY)
Bachelor of Business Administration (BBA), Finance and Investments
NYU School of Professional Studies
Certificate of Financial Risk Management
ACA Compliance Group February 2014 - Present
Artio Global Management LLC (formerly Julius Baer Investmemt Management) August 2004 - August 2013
E*TRADE Financial Corporation December 2000 - August 2004
Bear Stearns & Company August 1999 - December 2000
PricewaterhouseCoopers January 1997 - August 1999
Prudential Financial February 1994 - December 1996
US Securities and Exchange Commission February 1990 - February 1994
Skills
Mutual Funds, Securities, Hedge Funds, Investment Management, Asset Management, Alternative Investments, Investment Advisers Act, Investment Company Act, SEC, Operational Risk..., FINRA, Fixed Income, Equities, Investment Advisory, Securities Regulation, Derivatives, Asset Allocation, Financial Risk, Code of Ethics, Wrap Accounts, ETFs, Separately Managed..., Financial Services, Broker-Dealer, AML, Private Equity, Investments, Investment Advisor..., Wealth Management..., Fund Of Funds, Capital Markets, Trading, Portfolio Management, Finance, Private Placements, Equity Research, Asset Managment, Series 7, Series 63, Series 24, Investment Strategies, Institutional Separate..., Institutional..., Equity Trading, Private Wealth..., Anti Money Laundering, Wealth Management
Education
Baruch College, City University of New York (CUNY)
Bachelor of Business Administration (BBA), Finance and Investments
NYU School of Professional Studies
Certificate of Financial Risk Management
Brian Yu Brian Yu's ACA Compliance Group Experience 2008 - 2011
Job Associate at Gartland and Mellina Group
Industry Management Consulting
Experience
Gartland and Mellina Group June 2014 - Present
Liberty Mutual Insurance June 2013 - August 2013
Private Foundation 2011 - 2012
ACA Compliance Group 2008 - 2011
Skills
Philanthropy, SEC filings, Investment Advisers Act, Compliance Consulting, Securities Regulation, Private Equity, Hedge Funds, Microsoft Office, Deltek, FINRA, Financial Modeling, Securities, Asset Management, Venture Capital, Equities, Alternative Investments, Due Diligence, SEC
Education
University of Southern California - Marshall School of Business 2012 — 2014
Master of Business Administration (MBA)
University of California, Los Angeles 2004 — 2008
B.A., Economics
Beijing Normal University 2006 — 2006
Intensive Language Program
Gartland and Mellina Group June 2014 - Present
Liberty Mutual Insurance June 2013 - August 2013
Private Foundation 2011 - 2012
ACA Compliance Group 2008 - 2011
Skills
Philanthropy, SEC filings, Investment Advisers Act, Compliance Consulting, Securities Regulation, Private Equity, Hedge Funds, Microsoft Office, Deltek, FINRA, Financial Modeling, Securities, Asset Management, Venture Capital, Equities, Alternative Investments, Due Diligence, SEC
Education
University of Southern California - Marshall School of Business 2012 — 2014
Master of Business Administration (MBA)
University of California, Los Angeles 2004 — 2008
B.A., Economics
Beijing Normal University 2006 — 2006
Intensive Language Program
Katherine Jans Katherine Jans's ACA Compliance Group Experience April 2010 - Present
Job Client Development Associate at ACA Compliance Group
Industry Management Consulting
Experience
ACA Compliance Group April 2010 - Present
Merrill Lynch May 2009 - August 2009
Education
Drew University
ACA Compliance Group April 2010 - Present
Merrill Lynch May 2009 - August 2009
Education
Drew University
Vicki Hulick Vicki Hulick's ACA Compliance Group Experience August 2008 - Present
Job Senior Principal Consultant at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group August 2008 - Present
PricewaterhouseCoopers LLP January 2003 - February 2008
Nicholas-Applegate Capital Management February 2000 - October 2002
US Securities and Exchange Commission July 1993 - February 2000
Richard Fontaine Associates, Inc. April 1989 - July 1993
T. Rowe Price March 1987 - April 1989
Skills
Securities, Hedge Funds, Private Equity, Mutual Funds, Compliance, Compliance Monitoring, Securities Regulation, Regulatory Requirements, Regulatory Documentation, Regulatory Filings, Due Diligence, Investment Advisory, Alternative Investments, Investment Management, Financial Policies &..., Code of Ethics, Document Review, Gap Analysis, AML, Portfolio Management, Auditing, Internal Controls, SEC, Venture Capital
Education
University of Southern California 1982 — 1987
MS, Systems Management - Logistics Option
Cornell University 1974 — 1978
BA, Economics
ACA Compliance Group August 2008 - Present
PricewaterhouseCoopers LLP January 2003 - February 2008
Nicholas-Applegate Capital Management February 2000 - October 2002
US Securities and Exchange Commission July 1993 - February 2000
Richard Fontaine Associates, Inc. April 1989 - July 1993
T. Rowe Price March 1987 - April 1989
Skills
Securities, Hedge Funds, Private Equity, Mutual Funds, Compliance, Compliance Monitoring, Securities Regulation, Regulatory Requirements, Regulatory Documentation, Regulatory Filings, Due Diligence, Investment Advisory, Alternative Investments, Investment Management, Financial Policies &..., Code of Ethics, Document Review, Gap Analysis, AML, Portfolio Management, Auditing, Internal Controls, SEC, Venture Capital
Education
University of Southern California 1982 — 1987
MS, Systems Management - Logistics Option
Cornell University 1974 — 1978
BA, Economics
Lauren Hazelwood Lauren Hazelwood's ACA Compliance Group Experience February 2015 - Present
Job Marketing Associate at ACA Compliance Group
Industry Marketing and Advertising
Experience
ACA Compliance Group February 2015 - Present
Hot Yoga Plus April 2014 - Present
H.R.H Dumplins' August 2007 - May 2013
Skills
Microsoft Office, PowerPoint, Social Media Marketing, Event Planning, Social Media, Microsoft Word, Microsoft Excel, Public Speaking, Customer Service, Research, Teamwork, English, Windows, Instagram, Pinterest, Facebook, Marketing Communications, Social Networking, Tumblr, Leadership, Client Development, Marketing Research
Education
The University of Tennessee at Chattanooga 2010 — 2014
Bachelor's degree, Marketing
Columbia State Community College 2010 — 2010
ACA Compliance Group February 2015 - Present
Hot Yoga Plus April 2014 - Present
H.R.H Dumplins' August 2007 - May 2013
Skills
Microsoft Office, PowerPoint, Social Media Marketing, Event Planning, Social Media, Microsoft Word, Microsoft Excel, Public Speaking, Customer Service, Research, Teamwork, English, Windows, Instagram, Pinterest, Facebook, Marketing Communications, Social Networking, Tumblr, Leadership, Client Development, Marketing Research
Education
The University of Tennessee at Chattanooga 2010 — 2014
Bachelor's degree, Marketing
Columbia State Community College 2010 — 2010
Brendan Ferguson's ACA Compliance Group Experience October 2014 - Present
Job Analyst at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group October 2014 - Present
GE Capital Aviation Services (GECAS) June 2014 - August 2014
Marist College Student Government Association September 2013 - May 2014
Duchess County Superior Court September 2013 - December 2013
Manhattan District Attorney's Office/Duchess County Sheriff's Office January 2013 - May 2013
Marist College Student Government Association September 2011 - May 2013
Skills
Microsoft Word, Microsoft Excel, PowerPoint, Outlook, Independence, Customer Satisfaction, Social Media, Windows 7, Communication Skills, Written & Verbal..., Organizational..., Goal Oriented, Microsoft Office
Education
Marist College 2010 — 2014
Bachelor of Science (B.S.), Justice, Law, and Psychology
Bunnell High School
St. Mark School
ACA Compliance Group October 2014 - Present
GE Capital Aviation Services (GECAS) June 2014 - August 2014
Marist College Student Government Association September 2013 - May 2014
Duchess County Superior Court September 2013 - December 2013
Manhattan District Attorney's Office/Duchess County Sheriff's Office January 2013 - May 2013
Marist College Student Government Association September 2011 - May 2013
Skills
Microsoft Word, Microsoft Excel, PowerPoint, Outlook, Independence, Customer Satisfaction, Social Media, Windows 7, Communication Skills, Written & Verbal..., Organizational..., Goal Oriented, Microsoft Office
Education
Marist College 2010 — 2014
Bachelor of Science (B.S.), Justice, Law, and Psychology
Bunnell High School
St. Mark School
Courtney Grafton Courtney Grafton's ACA Compliance Group Experience September 2014 - Present
Job Higher Education Professional
Industry Higher Education
Experience
ACA Compliance Group September 2014 - Present
Saint Vincent College 2014 - Present
George Mason University August 2012 - June 2014
Saint Vincent College August 2009 - May 2012
Skills
Economics, Statistical Data..., Corporate Finance, University Teaching, Microsoft Excel, Stata, Microsoft Office, Industrial Organization, behavioral economics
Education
George Mason University 2012 — 2014
Master of Arts (M.A.), Economics
Saint Vincent College 2008 — 2012
Bachelor of Science (B.S.), Economics
ACA Compliance Group September 2014 - Present
Saint Vincent College 2014 - Present
George Mason University August 2012 - June 2014
Saint Vincent College August 2009 - May 2012
Skills
Economics, Statistical Data..., Corporate Finance, University Teaching, Microsoft Excel, Stata, Microsoft Office, Industrial Organization, behavioral economics
Education
George Mason University 2012 — 2014
Master of Arts (M.A.), Economics
Saint Vincent College 2008 — 2012
Bachelor of Science (B.S.), Economics
Christopher Beeth Christopher Beeth's ACA Compliance Group Experience 2011 - 2012
Job Chief Compliance Officer at nabSecurities, LLC
Industry Financial Services
Experience
National Australia Bank May 2013 - Present
ACA Compliance Group 2011 - 2012
Barclays Capital 2007 - 2011
New York Stock Exchange, Inc. 2004 - 2007
Goldman Sachs 2002 - 2004
Morgan Stanley 2000 - 2001
Skills
Compliance, Equities, Fixed Income, Trading, Sales Practices, Private Placements, Investment Banking, Supervision, Regulatory Requirements, Policy Writing, Risk Management, Surveillance, Procedure Development
Education
Fordham Gabelli School of Business 2006 — 2008
MBA, Finance
University of Florida - Warrington College of Business Administration 1994 — 1998
BSBA, Finance and Economics
National Australia Bank May 2013 - Present
ACA Compliance Group 2011 - 2012
Barclays Capital 2007 - 2011
New York Stock Exchange, Inc. 2004 - 2007
Goldman Sachs 2002 - 2004
Morgan Stanley 2000 - 2001
Skills
Compliance, Equities, Fixed Income, Trading, Sales Practices, Private Placements, Investment Banking, Supervision, Regulatory Requirements, Policy Writing, Risk Management, Surveillance, Procedure Development
Education
Fordham Gabelli School of Business 2006 — 2008
MBA, Finance
University of Florida - Warrington College of Business Administration 1994 — 1998
BSBA, Finance and Economics
Ashley Kristoffersen Ashley Kristoffersen's ACA Compliance Group Experience March 2015 - Present
Job Senior Analyst at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group March 2015 - Present
ACA Compliance Group May 2013 - March 2015
Monmouth University 2012 - 2013
Hudson-Catskill Newspapers/Media May 2010 - October 2010
Skills
Analytical Skills, Investment Advisers Act, Written & Oral..., Regulatory Compliance, Finance, Securities Regulation, Financial Markets, Microsoft Office, Consulting, Leadership, Public Speaking, Social Networking, Bloomberg Terminal, Economics, Communication Skills, Organization, Quantitative Research, Project Team Management, Environmental Awareness, AutoCAD, Autodesk Software, PowerPoint, Customer Service, Microsoft Excel, Time Management, Investments, Asset Management, Due Diligence
Education
Monmouth University 2011 — 2013
Master of Business Administration (M.B.A.), Finance, 3.85
Art Institute of Philadelphia 2005 — 2008
Bachelor of Science (B.S.), Industrial and Product Design, 4.0
ACA Compliance Group March 2015 - Present
ACA Compliance Group May 2013 - March 2015
Monmouth University 2012 - 2013
Hudson-Catskill Newspapers/Media May 2010 - October 2010
Skills
Analytical Skills, Investment Advisers Act, Written & Oral..., Regulatory Compliance, Finance, Securities Regulation, Financial Markets, Microsoft Office, Consulting, Leadership, Public Speaking, Social Networking, Bloomberg Terminal, Economics, Communication Skills, Organization, Quantitative Research, Project Team Management, Environmental Awareness, AutoCAD, Autodesk Software, PowerPoint, Customer Service, Microsoft Excel, Time Management, Investments, Asset Management, Due Diligence
Education
Monmouth University 2011 — 2013
Master of Business Administration (M.B.A.), Finance, 3.85
Art Institute of Philadelphia 2005 — 2008
Bachelor of Science (B.S.), Industrial and Product Design, 4.0
Kristina Staples Kristina Staples's ACA Compliance Group Experience June 2011 - Present
Job Managing Director at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group June 2011 - Present
J.E. Robert Companies 2008 - 2011
ACA Compliance Group 2004 - 2008
Washington State Department of Financial Institutions 2001 - 2004
US Securities and Exchange Commission 2000 - 2001
Washington State Department of Financial Institutions 1998 - 2000
Foreman, Arch Dodge and Volyn 1996 - 1998
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates 1994 - 1995
City of Spokane 1991 - 1994
Merrill Lynch 1989 - 1991
Skills
Securities Regulation, Hedge Funds, Securities, SEC, Series 7, Alternative Investments, Derivatives, Finance, Investment Advisory, Private Equity, Regulatory Examinations
Education
The London School of Economics and Political Science (LSE) 1994 — 1995
LLM, Corporate Finance and Banking
Gonzaga University School of Law 1991 — 1994
JD, Tax Law
University of Washington 1981 — 1983
BA, Business Administration
ACA Compliance Group June 2011 - Present
J.E. Robert Companies 2008 - 2011
ACA Compliance Group 2004 - 2008
Washington State Department of Financial Institutions 2001 - 2004
US Securities and Exchange Commission 2000 - 2001
Washington State Department of Financial Institutions 1998 - 2000
Foreman, Arch Dodge and Volyn 1996 - 1998
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates 1994 - 1995
City of Spokane 1991 - 1994
Merrill Lynch 1989 - 1991
Skills
Securities Regulation, Hedge Funds, Securities, SEC, Series 7, Alternative Investments, Derivatives, Finance, Investment Advisory, Private Equity, Regulatory Examinations
Education
The London School of Economics and Political Science (LSE) 1994 — 1995
LLM, Corporate Finance and Banking
Gonzaga University School of Law 1991 — 1994
JD, Tax Law
University of Washington 1981 — 1983
BA, Business Administration
Mike Sonnenburg, CIPM Mike Sonnenburg, CIPM's ACA Compliance Group Experience May 2008 - September 2009
Job Senior Principal Consultant at ACA Performance Services
Industry Financial Services
Experience
ACA Performance Services September 2009 - Present
ACA Compliance Group May 2008 - September 2009
ACA Compliance Group April 2006 - May 2008
Wells Fargo May 2004 - April 2006
Skills
Microsoft Office, IT Operations, Performance Measurement, Hedge Funds, Portfolio Management, Investment Management, Data Analysis, Management, Risk Management, Investments, Fixed Income, CRM, Analysis, Asset Management, Financial Analysis, Financial Services, Equities
Education
Haslam College of Business at the University of Tennessee 2000 — 2004
BSBA, Operations Management
The Baylor School 1996 — 2000
High School
ACA Performance Services September 2009 - Present
ACA Compliance Group May 2008 - September 2009
ACA Compliance Group April 2006 - May 2008
Wells Fargo May 2004 - April 2006
Skills
Microsoft Office, IT Operations, Performance Measurement, Hedge Funds, Portfolio Management, Investment Management, Data Analysis, Management, Risk Management, Investments, Fixed Income, CRM, Analysis, Asset Management, Financial Analysis, Financial Services, Equities
Education
Haslam College of Business at the University of Tennessee 2000 — 2004
BSBA, Operations Management
The Baylor School 1996 — 2000
High School
Jeremy Szuch Jeremy Szuch's ACA Compliance Group Experience October 2014 - Present
Job Senior Analyst at ACA Compliance Group
Industry Management Consulting
Experience
ACA Compliance Group October 2014 - Present
PPM America, Inc. May 2013 - October 2014
ACA Compliance Group May 2010 - May 2013
Cambridge Associates June 2009 - May 2010
Bank of America Merrill Lynch May 2008 - August 2008
Bundy Group May 2007 - August 2007
Skills
Management Consulting, Corporate Finance, Research, Due Diligence, Hedge Funds, Private Equity, Fund Of Funds, Mathematical Economics, Econometrics, Macroeconomics, Microeconomics, Securities Regulation, Valuation, Investments, Asset Allocation, Asset Management, Investment Strategies, Bloomberg, Equities, Analysis, Finance, Financial Modeling, Financial Services, Investment Management, Securities, Wealth Management
Education
University of Virginia 2008 — 2009
Masters of Commerce, Financial Services
Hampden-Sydney College 2004 — 2008
B.S., Mathematical Economics and Spanish
ACA Compliance Group October 2014 - Present
PPM America, Inc. May 2013 - October 2014
ACA Compliance Group May 2010 - May 2013
Cambridge Associates June 2009 - May 2010
Bank of America Merrill Lynch May 2008 - August 2008
Bundy Group May 2007 - August 2007
Skills
Management Consulting, Corporate Finance, Research, Due Diligence, Hedge Funds, Private Equity, Fund Of Funds, Mathematical Economics, Econometrics, Macroeconomics, Microeconomics, Securities Regulation, Valuation, Investments, Asset Allocation, Asset Management, Investment Strategies, Bloomberg, Equities, Analysis, Finance, Financial Modeling, Financial Services, Investment Management, Securities, Wealth Management
Education
University of Virginia 2008 — 2009
Masters of Commerce, Financial Services
Hampden-Sydney College 2004 — 2008
B.S., Mathematical Economics and Spanish
Jesse Martin Jesse Martin's ACA Compliance Group Experience November 2014 - July 2015
Job Goldman Sachs Asset Management
Industry Financial Services
Experience
Goldman Sachs September 2015 - Present
ACA Compliance Group November 2014 - July 2015
JPMorgan Chase July 2013 - November 2014
JPMorgan Chase May 2012 - August 2012
Skills
Marketing, Leadership, Investments, Microsoft Excel, Accounting, Microsoft Office, PowerPoint, Business Strategy, Financial Analysis, Microsoft Word, Business Planning, Social Media, Finance, Public Speaking, Facebook, Team Leadership, Sales, Purchasing, Branding & Identity, Proposal Writing, Data Entry, Strategic Planning, Market Research, Hedge Funds, Private Equity
Education
Marist College 2010 — 2013
Bachelor of Science, Business Administration; Finance, Cum Laude
American University 2009 — 2010
Goldman Sachs September 2015 - Present
ACA Compliance Group November 2014 - July 2015
JPMorgan Chase July 2013 - November 2014
JPMorgan Chase May 2012 - August 2012
Skills
Marketing, Leadership, Investments, Microsoft Excel, Accounting, Microsoft Office, PowerPoint, Business Strategy, Financial Analysis, Microsoft Word, Business Planning, Social Media, Finance, Public Speaking, Facebook, Team Leadership, Sales, Purchasing, Branding & Identity, Proposal Writing, Data Entry, Strategic Planning, Market Research, Hedge Funds, Private Equity
Education
Marist College 2010 — 2013
Bachelor of Science, Business Administration; Finance, Cum Laude
American University 2009 — 2010
Lee Ann Wilson Lee Ann Wilson's ACA Compliance Group Experience February 2011 - Present
Job Experienced PE and Hedge Fund professional with background in legal and focus on SEC compliance
Industry Financial Services
Experience
ACA Compliance Group February 2011 - Present
Denham Capital 2006 - 2010
Sowood Capital Management 2004 - 2006
NMS Communications 2001 - 2004
Goodwin Procter LLP 1989 - 1994
Education
Mercy College
Business
University of Nebraska-Lincoln
Business
ACA Compliance Group February 2011 - Present
Denham Capital 2006 - 2010
Sowood Capital Management 2004 - 2006
NMS Communications 2001 - 2004
Goodwin Procter LLP 1989 - 1994
Education
Mercy College
Business
University of Nebraska-Lincoln
Business
Jaclyn Fiorelli's ACA Compliance Group Experience May 2014 - Present
Job Operations Associate at ACA Compliance Group
Industry Human Resources
Experience
ACA Compliance Group May 2014 - Present
ACA Compliance Group June 2013 - August 2013
Landmark Properties - The Retreat November 2012 - April 2013
Skills
Microsoft Word, PowerPoint, Creativity Skills, Works well in a team, Outstanding..., Microsoft Office, Customer Service, Microsoft Excel, Recruiting, Human Resources, Employee Relations, Social Media, Interviews, Marketing, Management, Payroll, CRM, New Hire Orientations, Time Management, Leadership
Education
Penn State University 2010 — 2014
Bachelor's degree, Labor Studies and Employment Relations
Penn State University
Minor in Psychology
ACA Compliance Group May 2014 - Present
ACA Compliance Group June 2013 - August 2013
Landmark Properties - The Retreat November 2012 - April 2013
Skills
Microsoft Word, PowerPoint, Creativity Skills, Works well in a team, Outstanding..., Microsoft Office, Customer Service, Microsoft Excel, Recruiting, Human Resources, Employee Relations, Social Media, Interviews, Marketing, Management, Payroll, CRM, New Hire Orientations, Time Management, Leadership
Education
Penn State University 2010 — 2014
Bachelor's degree, Labor Studies and Employment Relations
Penn State University
Minor in Psychology
Melissa Manuel's ACA Compliance Group Experience June 2015 - Present
Job Performance Intern at ACA Compliance Group
Industry
Experience
ACA Compliance Group June 2015 - Present
Delta Zeta Sorority October 2014 - Present
Skills
Event Planning, Public Speaking, Teamwork, Budgeting, Leadership, Social Networking, Microsoft Office, Management, Research, Public Relations, Social Media
Education
The University of Georgia 2013 — 2017
Bachelor's Degree, International Finance, Spanish, European Studies, 3.85
Baylor School 2009 — 2013
High School, 4.0
ACA Compliance Group June 2015 - Present
Delta Zeta Sorority October 2014 - Present
Skills
Event Planning, Public Speaking, Teamwork, Budgeting, Leadership, Social Networking, Microsoft Office, Management, Research, Public Relations, Social Media
Education
The University of Georgia 2013 — 2017
Bachelor's Degree, International Finance, Spanish, European Studies, 3.85
Baylor School 2009 — 2013
High School, 4.0
Lawrence Florio Lawrence Florio's ACA Compliance Group Experience May 2013 - August 2015
Job Manager, Legal & Compliance at The Blackstone Group
Industry Investment Management
Experience
The Blackstone Group August 2015 - Present
ACA Compliance Group May 2013 - August 2015
Robert Half Financial Services October 2011 - January 2013
GAIN Capital September 2010 - October 2011
Education
Rutgers University School of Law - Camden 2006 — 2010
JD
Rutgers, The State University of New Jersey-Camden 2007 — 2010
MBA, Finance
Rutgers, The State University of New Jersey-New Brunswick 2002 — 2006
BA, Political Science & Corporate Communication
Seton Hall Prep 1998 — 2002
The Blackstone Group August 2015 - Present
ACA Compliance Group May 2013 - August 2015
Robert Half Financial Services October 2011 - January 2013
GAIN Capital September 2010 - October 2011
Education
Rutgers University School of Law - Camden 2006 — 2010
JD
Rutgers, The State University of New Jersey-Camden 2007 — 2010
MBA, Finance
Rutgers, The State University of New Jersey-New Brunswick 2002 — 2006
BA, Political Science & Corporate Communication
Seton Hall Prep 1998 — 2002
Bridget McCormack's ACA Compliance Group Experience May 2015 - August 2015
Job Compliance Intern at ACA Compliance Group
Industry Management Consulting
Experience
University of Mary Washington January 2015 - Present
ACA Compliance Group May 2015 - August 2015
Township Of Livingston June 2010 - August 2014
Skills
Leadership, Public Speaking, Social Skills, Teamwork, Social Networking, Microsoft Office, Facebook, Time Management, Spanish, Research, Microsoft Word, Social Media, Microsoft Excel
Education
University of Mary Washington 2013 — 2017
Bachelor's degree, Spanish Language and Literature, Business Administration with a concentration in Marketing, Rising Junior
Livingston High School 2009 — 2013
University of Mary Washington January 2015 - Present
ACA Compliance Group May 2015 - August 2015
Township Of Livingston June 2010 - August 2014
Skills
Leadership, Public Speaking, Social Skills, Teamwork, Social Networking, Microsoft Office, Facebook, Time Management, Spanish, Research, Microsoft Word, Social Media, Microsoft Excel
Education
University of Mary Washington 2013 — 2017
Bachelor's degree, Spanish Language and Literature, Business Administration with a concentration in Marketing, Rising Junior
Livingston High School 2009 — 2013
Sean McKeveny Sean McKeveny's ACA Compliance Group Experience 2014 - Present
Job Regulatory Compliance Professional
Industry Management Consulting
Experience
ACA Compliance Group 2014 - Present
BAYADA Home Health Care 2013 - 2014
ACA Compliance Group 2012 - 2013
Education
University of Scranton 2008 — 2012
Business Management
ACA Compliance Group 2014 - Present
BAYADA Home Health Care 2013 - 2014
ACA Compliance Group 2012 - 2013
Education
University of Scranton 2008 — 2012
Business Management
James R. Diercksen James R. Diercksen's ACA Compliance Group Experience July 2014 - Present
Job Senior Principal Consultant at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group July 2014 - Present
ACA Compliance Group August 2013 - July 2014
U.S. Securities & Exchange Commission November 2007 - August 2013
Deutsche Bank AG June 2006 - November 2007
DialAmerica Marketing, Inc. (DMI) November 2003 - June 2006
University of Maryland Department of Intercollegiate Athletics May 2002 - June 2003
Education
Iona College 2004 — 2006
MBA, Financial Management
University of Maryland - Robert H. Smith School of Business 1999 — 2003
BS, Marketing
University of Maryland College Park 1999 — 2003
BA, Government & Politics
ACA Compliance Group July 2014 - Present
ACA Compliance Group August 2013 - July 2014
U.S. Securities & Exchange Commission November 2007 - August 2013
Deutsche Bank AG June 2006 - November 2007
DialAmerica Marketing, Inc. (DMI) November 2003 - June 2006
University of Maryland Department of Intercollegiate Athletics May 2002 - June 2003
Education
Iona College 2004 — 2006
MBA, Financial Management
University of Maryland - Robert H. Smith School of Business 1999 — 2003
BS, Marketing
University of Maryland College Park 1999 — 2003
BA, Government & Politics
Cathie Saadeh Cathie Saadeh's ACA Compliance Group Experience September 2009 - Present
Job Partner and General Counsel at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group September 2009 - Present
ACA Insight April 2004 - July 2009
WilmerHale November 1999 - February 2002
Georgetown University Law Center 2000 - 2001
U.S. Securities and Exchange Commission 1996 - 1999
Morgan, Lewis & Bockius LLP 1994 - 1996
Skills
Securities Regulation, Investment Management, Securities, Private Equity, Corporate Governance, Investment Advisory, Mergers & Acquisitions, Venture Capital, Hedge Funds, Litigation, AML, Asset Management, SEC, Alternative Investments, Intellectual Property, Corporate Law, Investments, Licensing, Due Diligence, Risk Management, Joint Ventures, Legal Research, Corporate Finance, Capital Markets, Fund Of Funds, FINRA, Fraud, Equities, Fixed Income, Mutual Funds, Privacy Law, SEC filings
Education
Harvard Law School 1991 — 1994
Doctor of Law (J.D.)
The George Washington University 1987 — 1991
Bachelor of Arts (B.A.), Economics
ACA Compliance Group September 2009 - Present
ACA Insight April 2004 - July 2009
WilmerHale November 1999 - February 2002
Georgetown University Law Center 2000 - 2001
U.S. Securities and Exchange Commission 1996 - 1999
Morgan, Lewis & Bockius LLP 1994 - 1996
Skills
Securities Regulation, Investment Management, Securities, Private Equity, Corporate Governance, Investment Advisory, Mergers & Acquisitions, Venture Capital, Hedge Funds, Litigation, AML, Asset Management, SEC, Alternative Investments, Intellectual Property, Corporate Law, Investments, Licensing, Due Diligence, Risk Management, Joint Ventures, Legal Research, Corporate Finance, Capital Markets, Fund Of Funds, FINRA, Fraud, Equities, Fixed Income, Mutual Funds, Privacy Law, SEC filings
Education
Harvard Law School 1991 — 1994
Doctor of Law (J.D.)
The George Washington University 1987 — 1991
Bachelor of Arts (B.A.), Economics
Joshua Broaded Joshua Broaded's ACA Compliance Group Experience October 2007 - Present
Job Managing Director at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group October 2007 - Present
US Securities and Exchange Commission 2003 - 2007
RSM Equico August 2001 - 2003
Skills
Hedge Funds, SEC, Securities Regulation, Private Equity, Investment Advisory, Alternative Investments, Capital Markets, FINRA, Risk Assessment, Mutual Funds, Equities, Options, Securities, SEC filings, Due Diligence, Asset Management, Fixed Income, Investments, Portfolio Management
Education
University of Pittsburgh 1997 — 2001
Bachelor of Science (B.S.), Finance
ACA Compliance Group October 2007 - Present
US Securities and Exchange Commission 2003 - 2007
RSM Equico August 2001 - 2003
Skills
Hedge Funds, SEC, Securities Regulation, Private Equity, Investment Advisory, Alternative Investments, Capital Markets, FINRA, Risk Assessment, Mutual Funds, Equities, Options, Securities, SEC filings, Due Diligence, Asset Management, Fixed Income, Investments, Portfolio Management
Education
University of Pittsburgh 1997 — 2001
Bachelor of Science (B.S.), Finance
Brett Ambrose's ACA Compliance Group Experience August 2015 - Present
Job Data Analyst at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group August 2015 - Present
Hudson Institute May 2015 - August 2015
Autism Initiative at Mercyhurst University July 2014 - August 2014
Mercyhurst University Senior Class Gift Committee September 2013 - May 2014
Phoenix Cosmopolitan Group LLC March 2013 - April 2014
Mercyhurst University September 2012 - May 2013
Kmart Corporation September 2008 - March 2013
Skills
Research, Analysis, Intelligence, Data Analysis, Microsoft Office, International Relations, Intelligence Writing, Report Writing, Open Source, ACH, Leadership, Social Media, Structured Analytic..., Qualitative Research, i2 Analyst Notebook, Geopolitics, Communicaitons, Macroeconomics, Time Management, Teamwork
Education
University of Pittsburgh 2014 — 2016
Master’s Degree, International Political Economy, G2
Mercyhurst University 2010 — 2014
Bachelor’s Degree, Intelligence Studies, Graduated
ACA Compliance Group August 2015 - Present
Hudson Institute May 2015 - August 2015
Autism Initiative at Mercyhurst University July 2014 - August 2014
Mercyhurst University Senior Class Gift Committee September 2013 - May 2014
Phoenix Cosmopolitan Group LLC March 2013 - April 2014
Mercyhurst University September 2012 - May 2013
Kmart Corporation September 2008 - March 2013
Skills
Research, Analysis, Intelligence, Data Analysis, Microsoft Office, International Relations, Intelligence Writing, Report Writing, Open Source, ACH, Leadership, Social Media, Structured Analytic..., Qualitative Research, i2 Analyst Notebook, Geopolitics, Communicaitons, Macroeconomics, Time Management, Teamwork
Education
University of Pittsburgh 2014 — 2016
Master’s Degree, International Political Economy, G2
Mercyhurst University 2010 — 2014
Bachelor’s Degree, Intelligence Studies, Graduated
Ronald Ortega Ronald Ortega's ACA Compliance Group Experience June 2013 - March 2015
Job Cerner
Industry Health, Wellness and Fitness
Experience
Cerner Corporation March 2015 - Present
ACA Compliance Group June 2013 - March 2015
NJIT June 2012 - December 2012
Essex County College May 2009 - December 2012
Skills
Matlab, C++, Linux, Teamwork, Python, Networking, Cisco Technologies, VHDL, Unix, Qt Creator, Google Docs, Detailed-Oriented, Self-starter, Researcher, JavaScript, Algorithms, OS X, Java, Xcode, Windows Server, Mathematica, Eclipse, Mac OS, Microsoft Office, Deltek, Webex, HTML 5, CSS3, Acess, Database Design, Disaster Recovery, Software Development, Hardware Diagnostics, IIS, Data Recovery, SharePoint, CSS, Operating Systems, Hardware, Windows, Research
Education
New Jersey Institute of Technology 2007 — 2012
Bachelor of Science with Honors in Computer Engineering, Computer Systems Networking and Telecommunications
Cerner Corporation March 2015 - Present
ACA Compliance Group June 2013 - March 2015
NJIT June 2012 - December 2012
Essex County College May 2009 - December 2012
Skills
Matlab, C++, Linux, Teamwork, Python, Networking, Cisco Technologies, VHDL, Unix, Qt Creator, Google Docs, Detailed-Oriented, Self-starter, Researcher, JavaScript, Algorithms, OS X, Java, Xcode, Windows Server, Mathematica, Eclipse, Mac OS, Microsoft Office, Deltek, Webex, HTML 5, CSS3, Acess, Database Design, Disaster Recovery, Software Development, Hardware Diagnostics, IIS, Data Recovery, SharePoint, CSS, Operating Systems, Hardware, Windows, Research
Education
New Jersey Institute of Technology 2007 — 2012
Bachelor of Science with Honors in Computer Engineering, Computer Systems Networking and Telecommunications
Ken Harman's ACA Compliance Group Experience April 2012 - Present
Job Consultant at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group April 2012 - Present
Fraddle January 2011 - September 2012
Media Push Entertainment November 2009 - September 2010
Skills
Data Analysis, Compliance, Investment Advisers Act, Consulting, Investment Advisory, Research
Education
State University of New York at Albany 2005 — 2009
Bachelor of Science, Business Administration; Financial Analysis
ACA Compliance Group April 2012 - Present
Fraddle January 2011 - September 2012
Media Push Entertainment November 2009 - September 2010
Skills
Data Analysis, Compliance, Investment Advisers Act, Consulting, Investment Advisory, Research
Education
State University of New York at Albany 2005 — 2009
Bachelor of Science, Business Administration; Financial Analysis
Melissa Wheeler, CPA Melissa Wheeler, CPA's ACA Compliance Group Experience August 2010 - Present
Job Helping investment firms manage regulatory risk
Industry Financial Services
Experience
ACA Compliance Group August 2010 - Present
US Securities and Exchange Commission October 2007 - July 2010
Price Waterhouse Coopers August 2005 - September 2007
Skills
Hedge Funds, Private Equity, Due Diligence, Investment Advisory, Investment Advisers Act, SEC, Compliance, SEC filings, Securities Regulation, Asset Management, Investments
Education
University of Colorado Boulder - Leeds School of Business 2000 — 2005
MS, Accounting
University of Colorado Boulder - Leeds School of Business 2000 — 2005
BS, Finance
Bullard High School
ACA Compliance Group August 2010 - Present
US Securities and Exchange Commission October 2007 - July 2010
Price Waterhouse Coopers August 2005 - September 2007
Skills
Hedge Funds, Private Equity, Due Diligence, Investment Advisory, Investment Advisers Act, SEC, Compliance, SEC filings, Securities Regulation, Asset Management, Investments
Education
University of Colorado Boulder - Leeds School of Business 2000 — 2005
MS, Accounting
University of Colorado Boulder - Leeds School of Business 2000 — 2005
BS, Finance
Bullard High School
Max Correa Max Correa's ACA Compliance Group Experience November 2014 - July 2015
Job Morgan Stanley Fund Services
Industry Financial Services
Experience
Morgan Stanley August 2015 - Present
ACA Compliance Group November 2014 - July 2015
JPMorgan Chase July 2013 - November 2014
Education
University of Scranton 2009 — 2013
B.S, Finance
Morgan Stanley August 2015 - Present
ACA Compliance Group November 2014 - July 2015
JPMorgan Chase July 2013 - November 2014
Education
University of Scranton 2009 — 2013
B.S, Finance
Coley McKinstry, CFA, CIPM Coley McKinstry, CFA, CIPM's ACA Compliance Group Experience January 2014 - Present
Job Managing Director at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group January 2014 - Present
ACA Compliance Group January 2011 - December 2013
ACA Compliance Group November 2008 - January 2011
ACA Compliance Group June 2006 - November 2008
Skills
Hedge Funds, Microsoft Excel, Alternative Investments, Microsoft Office, Investments, Securities, Asset Managment, PowerPoint, Valuation, Microsoft Word, GIPS, Investment Advisory, Portfolio Management, Compliance, Verification, Asset Management, Economics
Education
Sewanee-The University of the South 2002 — 2006
BA, Economics, Minor in Political Science
ACA Compliance Group January 2014 - Present
ACA Compliance Group January 2011 - December 2013
ACA Compliance Group November 2008 - January 2011
ACA Compliance Group June 2006 - November 2008
Skills
Hedge Funds, Microsoft Excel, Alternative Investments, Microsoft Office, Investments, Securities, Asset Managment, PowerPoint, Valuation, Microsoft Word, GIPS, Investment Advisory, Portfolio Management, Compliance, Verification, Asset Management, Economics
Education
Sewanee-The University of the South 2002 — 2006
BA, Economics, Minor in Political Science
Sean Agranov Sean Agranov's ACA Compliance Group Experience February 2014 - July 2014
Job Paralegal at Venable LLP
Industry Legal Services
Experience
Venable LLP September 2014 - Present
ACA Compliance Group February 2014 - July 2014
Cooley LLP June 2012 - December 2013
DLA Piper 2003 - June 2012
FantasyPros911.com January 2009 - May 2009
FantasyBaseballMafia.com March 2008 - October 2008
Cooley Godward Kronish LLP March 2000 - September 2001
Piper Rudnick LLP 1999 - 2000
Dow Lohnes PLLC 1997 - 1999
Disclosure 1994 - 1997
Skills
Securities Offerings, Blue Sky, Legal Research Skills, Transactional Law, Microsoft Excel, Stock Option, Corporate Law, UCC filings, Minute Taking, Rule 144, Business Formation, Paralegals, Adobe Acrobat, Microsoft Office, Autonomy iManage, Legal Contract Review
Education
American University 1987 — 1991
B.A., interdisciplinary studies - Communications, Legal Institutions, Economics, and Communications
Lawrence Academy 1984 — 1987
Venable LLP September 2014 - Present
ACA Compliance Group February 2014 - July 2014
Cooley LLP June 2012 - December 2013
DLA Piper 2003 - June 2012
FantasyPros911.com January 2009 - May 2009
FantasyBaseballMafia.com March 2008 - October 2008
Cooley Godward Kronish LLP March 2000 - September 2001
Piper Rudnick LLP 1999 - 2000
Dow Lohnes PLLC 1997 - 1999
Disclosure 1994 - 1997
Skills
Securities Offerings, Blue Sky, Legal Research Skills, Transactional Law, Microsoft Excel, Stock Option, Corporate Law, UCC filings, Minute Taking, Rule 144, Business Formation, Paralegals, Adobe Acrobat, Microsoft Office, Autonomy iManage, Legal Contract Review
Education
American University 1987 — 1991
B.A., interdisciplinary studies - Communications, Legal Institutions, Economics, and Communications
Lawrence Academy 1984 — 1987
Patrycja S. Chmura Patrycja S. Chmura's ACA Compliance Group Experience March 2013 - Present
Job Consultant at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group March 2013 - Present
ACA Compliance Group February 2010 - March 2013
Merrill Lynch September 2008 - February 2010
WTW Associates October 2007 - September 2008
Grupo PASS February 2008 - May 2008
Merrill Lynch 2007 - 2007
Skills
Certified Anti-Money..., CAMS, Securities, Due Diligence, Securities Regulation, AML, Investments, SEC, FINRA, Fixed Income, OFAC, Capital Markets, Finance, Bloomberg, Anti Money Laundering, Financial Services, Equities
Education
New York University 2005 — 2009
Bachelor of Arts (B.A.), Economics/ Spanish
ACA Compliance Group March 2013 - Present
ACA Compliance Group February 2010 - March 2013
Merrill Lynch September 2008 - February 2010
WTW Associates October 2007 - September 2008
Grupo PASS February 2008 - May 2008
Merrill Lynch 2007 - 2007
Skills
Certified Anti-Money..., CAMS, Securities, Due Diligence, Securities Regulation, AML, Investments, SEC, FINRA, Fixed Income, OFAC, Capital Markets, Finance, Bloomberg, Anti Money Laundering, Financial Services, Equities
Education
New York University 2005 — 2009
Bachelor of Arts (B.A.), Economics/ Spanish
Chrishon McManus's ACA Compliance Group Experience January 2015 - Present
Job Compliance Analyst at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group January 2015 - Present
U.S. Securities and Exchange Commission September 2013 - May 2014
Adarve Abogados, S.L.P. June 2013 - August 2013
Bank of America June 2012 - August 2012
Skills
Financial Services, Corporate Governance, Securities, Mutual Funds, Investment Company Act, Investment Management, Investment Advisers Act, Securities Regulation, ETFs, Regulatory Compliance, 1940 Act
Education
Washington and Lee University School of Law 2011 — 2014
J.D.
The George Washington University
B.A., Political Science
Universidad Autónoma de Madrid 2009 — 2010
ACA Compliance Group January 2015 - Present
U.S. Securities and Exchange Commission September 2013 - May 2014
Adarve Abogados, S.L.P. June 2013 - August 2013
Bank of America June 2012 - August 2012
Skills
Financial Services, Corporate Governance, Securities, Mutual Funds, Investment Company Act, Investment Management, Investment Advisers Act, Securities Regulation, ETFs, Regulatory Compliance, 1940 Act
Education
Washington and Lee University School of Law 2011 — 2014
J.D.
The George Washington University
B.A., Political Science
Universidad Autónoma de Madrid 2009 — 2010
David Tillem's ACA Compliance Group Experience 2011 - September 2012
Job Institutional Equity Sales Associate at Jefferies & Company
Industry Financial Services
Experience
Jefferies LLC 2012 - Present
ACA Compliance Group 2011 - September 2012
Russell Reynolds Associates 2010 - 2011
GV Financial Advisors June 2009 - August 2009
Skills
Hedge Funds, Due Diligence, Private Equity, Research, Fund Of Funds, Equities, Investments
Education
Georgetown University - The McDonough School of Business
BSBA, Finance, Marketing
The Chinese University of Hong Kong 2008 — 2008
Marketing, Management
Jefferies LLC 2012 - Present
ACA Compliance Group 2011 - September 2012
Russell Reynolds Associates 2010 - 2011
GV Financial Advisors June 2009 - August 2009
Skills
Hedge Funds, Due Diligence, Private Equity, Research, Fund Of Funds, Equities, Investments
Education
Georgetown University - The McDonough School of Business
BSBA, Finance, Marketing
The Chinese University of Hong Kong 2008 — 2008
Marketing, Management
Brad Burgtorf's ACA Compliance Group Experience October 2008 - Present
Job Senior Principal Consultant at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group October 2008 - Present
U.S. Securities and Exchange Commission June 2003 - October 2008
Skills
Hedge Funds, Securities, SEC, Private Equity, SEC filings, Securities Regulation, Due Diligence, Investment Advisory, Asset Managment, FINRA, Investments, Capital Markets, Financial Analysis, Equities, Financial Reporting
Education
Hope College
Bachelors, Business Management
ACA Compliance Group October 2008 - Present
U.S. Securities and Exchange Commission June 2003 - October 2008
Skills
Hedge Funds, Securities, SEC, Private Equity, SEC filings, Securities Regulation, Due Diligence, Investment Advisory, Asset Managment, FINRA, Investments, Capital Markets, Financial Analysis, Equities, Financial Reporting
Education
Hope College
Bachelors, Business Management
Carl Pampolina Carl Pampolina's ACA Compliance Group Experience August 2012 - June 2013
Job Investment Advisor Consultant
Industry Investment Management
Experience
Jefferies LLC December 2013 - Present
ACA Compliance Group August 2012 - June 2013
Basel Asset Management December 2005 - February 2012
HSBC Securities August 2004 - December 2005
Deutsche Bank AG March 2000 - August 2004
Skills
Hedge Funds, Fund Of Funds, Alternative Investments, Asset Management, Asset Managment, Bloomberg, Capital Markets, Due Diligence, Financial Services, Finance, Valuation, Trading, Investments, Securities, Equities, Portfolio Management, Risk Management, Fixed Income
Education
State University of New York College at Oneonta 1990 — 1992
Jefferies LLC December 2013 - Present
ACA Compliance Group August 2012 - June 2013
Basel Asset Management December 2005 - February 2012
HSBC Securities August 2004 - December 2005
Deutsche Bank AG March 2000 - August 2004
Skills
Hedge Funds, Fund Of Funds, Alternative Investments, Asset Management, Asset Managment, Bloomberg, Capital Markets, Due Diligence, Financial Services, Finance, Valuation, Trading, Investments, Securities, Equities, Portfolio Management, Risk Management, Fixed Income
Education
State University of New York College at Oneonta 1990 — 1992
Brian Roberts Brian Roberts's ACA Compliance Group Experience March 2014 - Present
Job Compliance Analyst at ACA Compliance Group
Industry Legal Services
Experience
ACA Compliance Group March 2014 - Present
Cleary Gottlieb Steen & Hamilton LLP (via Beacon Hill Staffing Group) January 2014 - March 2014
Sullivan & Cromwell LLP (via Beacon Hill Staffing Group) July 2013 - December 2013
New York City Conflicts of Interest Board July 2012 - June 2013
Bingham McCutchen January 2010 - September 2011
Bingham McCutchen June 2008 - August 2008
New York Supreme Court, Commercial Division June 2007 - August 2007
Skills
Private Equity, Mergers, Corporate Governance, Securities, Securities Regulation, Commercial Litigation, Legal Research, Legal Writing, Intellectual Property, Westlaw, Corporate Law, Mergers & Acquisitions, Securities Litigation, Venture Capital, Cross-border..., Due Diligence, Legal Issues, Legal Assistance, Licensing, Motions, International Law
Education
Boston University School of Law 2006 — 2009
J.D.
University of California, Berkeley 2003 — 2005
B.A. Magna Cum Laude, Philosophy
La Costa Canyon High School 1996 — 2000
ACA Compliance Group March 2014 - Present
Cleary Gottlieb Steen & Hamilton LLP (via Beacon Hill Staffing Group) January 2014 - March 2014
Sullivan & Cromwell LLP (via Beacon Hill Staffing Group) July 2013 - December 2013
New York City Conflicts of Interest Board July 2012 - June 2013
Bingham McCutchen January 2010 - September 2011
Bingham McCutchen June 2008 - August 2008
New York Supreme Court, Commercial Division June 2007 - August 2007
Skills
Private Equity, Mergers, Corporate Governance, Securities, Securities Regulation, Commercial Litigation, Legal Research, Legal Writing, Intellectual Property, Westlaw, Corporate Law, Mergers & Acquisitions, Securities Litigation, Venture Capital, Cross-border..., Due Diligence, Legal Issues, Legal Assistance, Licensing, Motions, International Law
Education
Boston University School of Law 2006 — 2009
J.D.
University of California, Berkeley 2003 — 2005
B.A. Magna Cum Laude, Philosophy
La Costa Canyon High School 1996 — 2000
Scott Brindley's ACA Compliance Group Experience August 2010 - Present
Job Regulatory Compliance Consultant
Industry Financial Services
Experience
ACA Compliance Group August 2010 - Present
Skills
Equities, Securities, Hedge Funds, Trading, Futures, CFTC, Securities Regulation, Commodity Risk..., Regulatory Requirements, Due Diligence, Investments, Options, Financial Services, Alternative Investments, Financial Reporting, AML, Finance, SEC, Commodity, Asset Management, Corporate Finance, Anti Money Laundering, Asset Managment, Auditing, Investment Management, Capital Markets
Education
Michigan State University 1993 — 1997
BA, Accounting
ACA Compliance Group August 2010 - Present
Skills
Equities, Securities, Hedge Funds, Trading, Futures, CFTC, Securities Regulation, Commodity Risk..., Regulatory Requirements, Due Diligence, Investments, Options, Financial Services, Alternative Investments, Financial Reporting, AML, Finance, SEC, Commodity, Asset Management, Corporate Finance, Anti Money Laundering, Asset Managment, Auditing, Investment Management, Capital Markets
Education
Michigan State University 1993 — 1997
BA, Accounting
Paul Amarante's ACA Compliance Group Experience 2006 - Present
Job Consultant at NorthPoint Solutions and Information Technology and Services Consultant
Industry Information Technology and Services
Experience
ACA Compliance Group 2006 - Present
NorthPoint Solutions LLC 2006 - Present
Diageo and Joseph E. Seagram & Sons 2001 - 2006
Bond Technologies 1996 - 2001
Bond Technologies 1996 - 2001
Dean, Witter, Discover and Company 1989 - 1996
Skills
ETL, Quality Assurance, SSRS, Data Warehousing, T-SQL, Database Design, Unix Shell Scripting, Business Intelligence, Microsoft SQL Server, Integration, Requirements Analysis, Business Analysis, Hedge Funds, SQL, Databases
Education
Pace University - Lubin School of Business 1984 — 1988
Bachelor of Business Administration (B.B.A.), Management Information Systems, General
ACA Compliance Group 2006 - Present
NorthPoint Solutions LLC 2006 - Present
Diageo and Joseph E. Seagram & Sons 2001 - 2006
Bond Technologies 1996 - 2001
Bond Technologies 1996 - 2001
Dean, Witter, Discover and Company 1989 - 1996
Skills
ETL, Quality Assurance, SSRS, Data Warehousing, T-SQL, Database Design, Unix Shell Scripting, Business Intelligence, Microsoft SQL Server, Integration, Requirements Analysis, Business Analysis, Hedge Funds, SQL, Databases
Education
Pace University - Lubin School of Business 1984 — 1988
Bachelor of Business Administration (B.B.A.), Management Information Systems, General
Jessica Huelbig's ACA Compliance Group Experience January 2014 - Present
Job Senior Principal Consultant at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group January 2014 - Present
ACA Compliance Group June 2011 - December 2013
ACA Compliance Group June 2009 - June 2011
ACA Compliance Group June 2006 - June 2009
Education
University of Scranton 2002 — 2006
BS, International Business
ACA Compliance Group January 2014 - Present
ACA Compliance Group June 2011 - December 2013
ACA Compliance Group June 2009 - June 2011
ACA Compliance Group June 2006 - June 2009
Education
University of Scranton 2002 — 2006
BS, International Business
Erik Olsen, CFE, IACCP®'s ACA Compliance Group Experience September 2012 - Present
Job Senior Principal Consultant at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group September 2012 - Present
Legg Mason September 2006 - September 2012
US Securities and Exchange Commission November 2003 - August 2006
Deutsche Banc Alex. Brown 1999 - 2003
Skills
Securities, Investment Advisory, Compliance, Asset Management, Mutual Funds, Hedge Funds, Corporate Governance, SEC reporting, Securities Law, Fraud, SEC filings, Securities Regulation, FINRA, Due Diligence, SEC, Private Equity, Asset Managment, AML, Financial Advisory, Investment Management, SEC Filings
Education
Loyola College in Maryland 1995 — 1999
Bachelor of Administration, Finance
ACA Compliance Group September 2012 - Present
Legg Mason September 2006 - September 2012
US Securities and Exchange Commission November 2003 - August 2006
Deutsche Banc Alex. Brown 1999 - 2003
Skills
Securities, Investment Advisory, Compliance, Asset Management, Mutual Funds, Hedge Funds, Corporate Governance, SEC reporting, Securities Law, Fraud, SEC filings, Securities Regulation, FINRA, Due Diligence, SEC, Private Equity, Asset Managment, AML, Financial Advisory, Investment Management, SEC Filings
Education
Loyola College in Maryland 1995 — 1999
Bachelor of Administration, Finance
Daniel A. Leonardo's ACA Compliance Group Experience July 2015 - Present
Job Senior Compliance Analyst at ACA Compliance Group
Industry Law Practice
Experience
ACA Compliance Group July 2015 - Present
ACA Compliance Group February 2014 - June 2015
Fishy Business, E.I.R.L. April 2012 - January 2014
Eckert Seamans Cherin & Mellott, LLC May 2008 - September 2011
Bulkley, Richardson and Gelinas, LLP August 2005 - May 2008
Morrison Mahoney LLP March 2004 - July 2005
Skills
Civil Litigation, Commercial Litigation, Appeals, Litigation, Hearings, Dispute Resolution, Legal Research, Legal Writing, Product Liability, Torts, Courts, Personal Injury, Bankruptcy, Arbitration, Trial Practice, Mediation
Education
Northeastern University School of Law 2000 — 2003
J.D., Law
College of the Holy Cross 1995 — 1999
B.A., Political Science, Economics (minor)
ACA Compliance Group July 2015 - Present
ACA Compliance Group February 2014 - June 2015
Fishy Business, E.I.R.L. April 2012 - January 2014
Eckert Seamans Cherin & Mellott, LLC May 2008 - September 2011
Bulkley, Richardson and Gelinas, LLP August 2005 - May 2008
Morrison Mahoney LLP March 2004 - July 2005
Skills
Civil Litigation, Commercial Litigation, Appeals, Litigation, Hearings, Dispute Resolution, Legal Research, Legal Writing, Product Liability, Torts, Courts, Personal Injury, Bankruptcy, Arbitration, Trial Practice, Mediation
Education
Northeastern University School of Law 2000 — 2003
J.D., Law
College of the Holy Cross 1995 — 1999
B.A., Political Science, Economics (minor)
Ashley Weiss's ACA Compliance Group Experience July 2013 - May 2015
Job Attorney at Aviva Investors
Industry Financial Services
Experience
Aviva Investors June 2015 - Present
ACA Compliance Group July 2013 - May 2015
Circuit Court of Cook County July 2012 - June 2013
Law Offices of Saul Wexler April 2010 - June 2012
Law Offices of Kevin O'Reilly April 2010 - January 2012
Chicago-Kent College of Law August 2008 - May 2011
General Growth Properties November 2005 - June 2008
Schawk May 2005 - November 2005
Interaction June 2004 - August 2004
Skills
Legal Research, Legal Writing, Westlaw, Research, Event Planning, Editing, Litigation
Education
Chicago-Kent College of Law, Illinois Institute of Technology 2008 — 2011
J.D., Law
University of Vermont 2000 — 2004
Bachelor of Arts, Political Science
Aviva Investors June 2015 - Present
ACA Compliance Group July 2013 - May 2015
Circuit Court of Cook County July 2012 - June 2013
Law Offices of Saul Wexler April 2010 - June 2012
Law Offices of Kevin O'Reilly April 2010 - January 2012
Chicago-Kent College of Law August 2008 - May 2011
General Growth Properties November 2005 - June 2008
Schawk May 2005 - November 2005
Interaction June 2004 - August 2004
Skills
Legal Research, Legal Writing, Westlaw, Research, Event Planning, Editing, Litigation
Education
Chicago-Kent College of Law, Illinois Institute of Technology 2008 — 2011
J.D., Law
University of Vermont 2000 — 2004
Bachelor of Arts, Political Science
Sean Farrell's ACA Compliance Group Experience July 2006 - August 2009
Job Compliance Officer at Greenlight Capital
Industry Financial Services
Experience
Greenlight Capital April 2011 - Present
Level Global Investors September 2010 - April 2011
Epoch Investment Partners August 2009 - September 2010
ACA Compliance Group July 2006 - August 2009
US Securities and Exchange Commission October 2003 - June 2006
Deloitte & Touche 2002 - 2003
Smith & Smith Public Accountants January 2000 - September 2002
United States Air Force April 1994 - January 2000
Education
Rutgers University-New Brunswick 2000 — 2002
BS, Accounting
Greenlight Capital April 2011 - Present
Level Global Investors September 2010 - April 2011
Epoch Investment Partners August 2009 - September 2010
ACA Compliance Group July 2006 - August 2009
US Securities and Exchange Commission October 2003 - June 2006
Deloitte & Touche 2002 - 2003
Smith & Smith Public Accountants January 2000 - September 2002
United States Air Force April 1994 - January 2000
Education
Rutgers University-New Brunswick 2000 — 2002
BS, Accounting
Jason Rosenberg's ACA Compliance Group Experience September 2014 - Present
Job Helping investment firms manage regulatory risk
Industry Financial Services
Experience
ACA Compliance Group September 2014 - Present
United States Securities and Exchange Commission June 2010 - September 2014
Fortigent LLC August 2007 - June 2010
Rydex Distributors March 2006 - August 2007
US Securities and Exchange Commission March 2004 - March 2006
Skills
Investment Advisor..., hedge fund compliance, private equity..., investment company..., Securities Regulation, Operational Due..., manager due diligence, AML, Asset Allocation, Broker-Dealer, Corporate Finance, Corporate Law, Derivatives, ETFs, Financial Services, Fund Of Funds, Internal Investigations, Investment Advisers Act, Investment Advisory..., Investments, Mergers, Portfolio Management, Registered Investment..., Securities, Series 7, Hedge Funds, Investment Strategies, Series 63, Finance, Wealth Management, Mergers & Acquisitions, Alternative Investments, Series 24, Asset Management, Anti Money Laundering
Education
Frostburg State University 1991 — 1993
MBA, business management
Frostburg State University 1989 — 1991
bs, business administration
ACA Compliance Group September 2014 - Present
United States Securities and Exchange Commission June 2010 - September 2014
Fortigent LLC August 2007 - June 2010
Rydex Distributors March 2006 - August 2007
US Securities and Exchange Commission March 2004 - March 2006
Skills
Investment Advisor..., hedge fund compliance, private equity..., investment company..., Securities Regulation, Operational Due..., manager due diligence, AML, Asset Allocation, Broker-Dealer, Corporate Finance, Corporate Law, Derivatives, ETFs, Financial Services, Fund Of Funds, Internal Investigations, Investment Advisers Act, Investment Advisory..., Investments, Mergers, Portfolio Management, Registered Investment..., Securities, Series 7, Hedge Funds, Investment Strategies, Series 63, Finance, Wealth Management, Mergers & Acquisitions, Alternative Investments, Series 24, Asset Management, Anti Money Laundering
Education
Frostburg State University 1991 — 1993
MBA, business management
Frostburg State University 1989 — 1991
bs, business administration
Travis Dragomani's ACA Compliance Group Experience October 2009 - Present
Job Senior Principal ConsultantACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group October 2009 - Present
KPMG Peat Marwick November 2004 - November 2008
NYSE February 2002 - February 2004
Advest, Inc. February 1999 - February 2002
Skills
AML, Securities, Securities Regulation, FINRA, Investment Advisory, Hedge Funds, Investment Management, Fixed Income, SEC, Equities, Mutual Funds, Alternative Investments
Education
University of Connecticut 1992 — 1997
BA, English & History
ACA Compliance Group October 2009 - Present
KPMG Peat Marwick November 2004 - November 2008
NYSE February 2002 - February 2004
Advest, Inc. February 1999 - February 2002
Skills
AML, Securities, Securities Regulation, FINRA, Investment Advisory, Hedge Funds, Investment Management, Fixed Income, SEC, Equities, Mutual Funds, Alternative Investments
Education
University of Connecticut 1992 — 1997
BA, English & History
Brian Petraitis's ACA Compliance Group Experience April 2013 - March 2015
Job AVP Governance
Industry Financial Services
Experience
Deutsche Bank April 2015 - Present
ACA Compliance Group April 2013 - March 2015
US Securities and Exchange Commission August 2010 - April 2013
FINRA January 2006 - August 2010
Mesirow Financial January 2001 - December 2005
Skills
Securities, Hedge Funds, Due Diligence, FINRA, Broker-Dealer, Finance, Securities Regulation, Mutual Funds, Equities, SEC filings, AML
Education
Iowa State University - College of Business 2002 — 2005
BS, Accounting
Fort Lewis College 2001 — 2002
Accounting
Deutsche Bank April 2015 - Present
ACA Compliance Group April 2013 - March 2015
US Securities and Exchange Commission August 2010 - April 2013
FINRA January 2006 - August 2010
Mesirow Financial January 2001 - December 2005
Skills
Securities, Hedge Funds, Due Diligence, FINRA, Broker-Dealer, Finance, Securities Regulation, Mutual Funds, Equities, SEC filings, AML
Education
Iowa State University - College of Business 2002 — 2005
BS, Accounting
Fort Lewis College 2001 — 2002
Accounting
Michelina Cuccia's ACA Compliance Group Experience January 2010 - Present
Job Senior Principal Consultant at ACA Compliance Group
Industry Investment Management
Experience
ACA Compliance Group January 2010 - Present
Highbridge Capital Management July 2006 - November 2007
Morgan Stanley Investment Management July 1998 - July 2006
US Securities and Exchange Commission March 1994 - July 1998
Skills
AML, Alternative Investments, Asset Management, Asset Managment, Bloomberg, Capital Markets, Derivatives, Due Diligence, Equities, Financial Analysis, Financial Markets, FINRA, Financial Modeling, Fixed Income, Anti Money Laundering, Fund Of Funds, Hedge Funds, Investment Advisory, Investment Banking, Investment Management, Investments, Mutual Funds, Options, Securities Regulation, Trading, Portfolio Management, Private Equity, Risk Management, SEC, SEC filings, Securities, Valuation, Series 7, Venture Capital
Education
Fordham Gabelli School of Business 1998 — 2002
MBA, Finance
ACA Compliance Group January 2010 - Present
Highbridge Capital Management July 2006 - November 2007
Morgan Stanley Investment Management July 1998 - July 2006
US Securities and Exchange Commission March 1994 - July 1998
Skills
AML, Alternative Investments, Asset Management, Asset Managment, Bloomberg, Capital Markets, Derivatives, Due Diligence, Equities, Financial Analysis, Financial Markets, FINRA, Financial Modeling, Fixed Income, Anti Money Laundering, Fund Of Funds, Hedge Funds, Investment Advisory, Investment Banking, Investment Management, Investments, Mutual Funds, Options, Securities Regulation, Trading, Portfolio Management, Private Equity, Risk Management, SEC, SEC filings, Securities, Valuation, Series 7, Venture Capital
Education
Fordham Gabelli School of Business 1998 — 2002
MBA, Finance
Victoria A. Mercer's ACA Compliance Group Experience January 2015 - March 2015
Job Legal Counsel at Omnigon Communications LLC
Industry Law Practice
Experience
Omnigon Communications LLC April 2015 - Present
ACA Compliance Group January 2015 - March 2015
Kuzas Neu October 2012 - March 2015
The PLK Law Group, P.C. June 2011 - October 2012
Geekadelphia December 2010 - June 2011
Bitmob.com October 2010 - June 2011
United States House of Representatives October 2010 - June 2011
The Nash Law Firm May 2009 - August 2010
Thumbplay January 2010 - April 2010
Judge Faith Angell, Federal Magistrate January 2009 - May 2009
Skills
Intellectual Property, Trademarks, Copyright Law, Legal Research, Trade Secrets, Legal Issues, Litigation, Legal Writing, Courts, Trials, Immigration Law, Copyright Registration, Copyright Infringement, Cyberlaw, Pleadings, Trademark Infringement, Litigation Support, Appeals, Civil Litigation, Westlaw, Entertainment Law, Business Development, Employment Contracts, Licensing, Commercial Litigation, Corporate Law, Lexis, Small Business, Brand Management, Business Formation, Operating Agreements, Independent Contractors, Privacy Law
Education
Rutgers University School of Law - Camden 2007 — 2010
Juris Doctorate, Law; Intellectual Property; Property; Family Law
Rutgers, The State University of New Jersey-New Brunswick 2003 — 2007
B.A., Economics & Political Science
Merion Mercy Academy 1999 — 2003
H.S. Dipolma
Santa Clara University School of Law - Study Abroad Program
Omnigon Communications LLC April 2015 - Present
ACA Compliance Group January 2015 - March 2015
Kuzas Neu October 2012 - March 2015
The PLK Law Group, P.C. June 2011 - October 2012
Geekadelphia December 2010 - June 2011
Bitmob.com October 2010 - June 2011
United States House of Representatives October 2010 - June 2011
The Nash Law Firm May 2009 - August 2010
Thumbplay January 2010 - April 2010
Judge Faith Angell, Federal Magistrate January 2009 - May 2009
Skills
Intellectual Property, Trademarks, Copyright Law, Legal Research, Trade Secrets, Legal Issues, Litigation, Legal Writing, Courts, Trials, Immigration Law, Copyright Registration, Copyright Infringement, Cyberlaw, Pleadings, Trademark Infringement, Litigation Support, Appeals, Civil Litigation, Westlaw, Entertainment Law, Business Development, Employment Contracts, Licensing, Commercial Litigation, Corporate Law, Lexis, Small Business, Brand Management, Business Formation, Operating Agreements, Independent Contractors, Privacy Law
Education
Rutgers University School of Law - Camden 2007 — 2010
Juris Doctorate, Law; Intellectual Property; Property; Family Law
Rutgers, The State University of New Jersey-New Brunswick 2003 — 2007
B.A., Economics & Political Science
Merion Mercy Academy 1999 — 2003
H.S. Dipolma
Santa Clara University School of Law - Study Abroad Program
Giselle Casella's ACA Compliance Group Experience May 2010 - Present
Job Senior Principal Consultant at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group May 2010 - Present
Deutsche Asset Management August 2006 - May 2010
Allianz Global Investors November 2004 - August 2006
UBS Alternative Investment Group January 2004 - October 2004
Prudential Investments LLC September 2002 - December 2003
AIG Global Investment Corporation October 2001 - August 2002
U.S. Securities and Exchange Commission June 1999 - October 2001
Skills
Regulatory Filings, Hedge Funds, Compliance, Investment Advisory, Investments, Private Equity, Auditing, Asset Management, Ethics, Consultancy, Account Management, Articles, Project Planning, SEC reporting, Securities Regulation, Policy Writing, Procedures Manuals, Procedure Review, Compliance Management, Compliance Audits, SEC compliance, Code Compliance, Risk Assessment, Conflict Analysis, Committees, Seminar Speaker, Speaking Engagements, Conference Speaking, Conference Presentations, Supervisory Experience, Legal Research, Newsletter Writing, Staff Training, Surveillance, Site Inspections, Due Diligence, Mock Interviews, Exit Interviews, Systems Monitoring, Client Consulting, Client Development, SEC, Policy, SEC filings, Quality Auditing, Management Consulting, Asset Managment, Internal Audit, Public Speaking, System Monitoring
Education
Utica College 2015 — 2016
Master of Science (M.S.), Cybersecurity/Forensics
Regis University 2001 — 2003
Masters, Business Administration; Management
Pace University 1995 — 1999
Bachelor, Business Administration; Finance
Utica College
ACA Compliance Group May 2010 - Present
Deutsche Asset Management August 2006 - May 2010
Allianz Global Investors November 2004 - August 2006
UBS Alternative Investment Group January 2004 - October 2004
Prudential Investments LLC September 2002 - December 2003
AIG Global Investment Corporation October 2001 - August 2002
U.S. Securities and Exchange Commission June 1999 - October 2001
Skills
Regulatory Filings, Hedge Funds, Compliance, Investment Advisory, Investments, Private Equity, Auditing, Asset Management, Ethics, Consultancy, Account Management, Articles, Project Planning, SEC reporting, Securities Regulation, Policy Writing, Procedures Manuals, Procedure Review, Compliance Management, Compliance Audits, SEC compliance, Code Compliance, Risk Assessment, Conflict Analysis, Committees, Seminar Speaker, Speaking Engagements, Conference Speaking, Conference Presentations, Supervisory Experience, Legal Research, Newsletter Writing, Staff Training, Surveillance, Site Inspections, Due Diligence, Mock Interviews, Exit Interviews, Systems Monitoring, Client Consulting, Client Development, SEC, Policy, SEC filings, Quality Auditing, Management Consulting, Asset Managment, Internal Audit, Public Speaking, System Monitoring
Education
Utica College 2015 — 2016
Master of Science (M.S.), Cybersecurity/Forensics
Regis University 2001 — 2003
Masters, Business Administration; Management
Pace University 1995 — 1999
Bachelor, Business Administration; Finance
Utica College
Jeff Bega's ACA Compliance Group Experience July 2014 - January 2015
Job Business Development at COR Clearing
Industry Financial Services
Experience
COR Clearing May 2015 - Present
FINRA January 1995 - Present
ACA Compliance Group July 2014 - January 2015
ConvergEx Group, Sell-Side Services October 2012 - March 2014
STANY 2012 - 2014
Florida STA 2012 - 2014
Penson Financial Services June 2010 - July 2012
Broadridge May 2005 - June 2010
Pershing, a BNY Mellon company 2000 - 2005
HSBC October 1987 - May 2000
Skills
Series 7, Series 24, Series 63, Securities, Equities, Prime Brokerage, FINRA, Options, Fixed Income, Trading, Hedge Funds, Mutual Funds, Sales Management, Series 27, Institutional Sales, Salesforce.com, Sales Presentations, Investments, FX Options, Risk Management, Financial Markets, Equity Trading, Capital Markets, Trading Systems, Financial Services, Electronic Trading, ETFs, Derivatives, Bonds, Alternative Investments, Wealth Management, Bloomberg, Equity Derivatives, Middle Office, Market Data, Asset Management, Settlement, Corporate Actions, Investment Advisory, Back Office
Education
Pace University - Lubin School of Business
Master of Business Administration (M.B.A.), Finance, Management
Saint John's University - Peter J. Tobin College of Business
Bachelor of Science (BS), Finance
COR Clearing May 2015 - Present
FINRA January 1995 - Present
ACA Compliance Group July 2014 - January 2015
ConvergEx Group, Sell-Side Services October 2012 - March 2014
STANY 2012 - 2014
Florida STA 2012 - 2014
Penson Financial Services June 2010 - July 2012
Broadridge May 2005 - June 2010
Pershing, a BNY Mellon company 2000 - 2005
HSBC October 1987 - May 2000
Skills
Series 7, Series 24, Series 63, Securities, Equities, Prime Brokerage, FINRA, Options, Fixed Income, Trading, Hedge Funds, Mutual Funds, Sales Management, Series 27, Institutional Sales, Salesforce.com, Sales Presentations, Investments, FX Options, Risk Management, Financial Markets, Equity Trading, Capital Markets, Trading Systems, Financial Services, Electronic Trading, ETFs, Derivatives, Bonds, Alternative Investments, Wealth Management, Bloomberg, Equity Derivatives, Middle Office, Market Data, Asset Management, Settlement, Corporate Actions, Investment Advisory, Back Office
Education
Pace University - Lubin School of Business
Master of Business Administration (M.B.A.), Finance, Management
Saint John's University - Peter J. Tobin College of Business
Bachelor of Science (BS), Finance
Erika Chua's ACA Compliance Group Experience October 2012 - Present
Job Consultant at ACA Compliance Group
Industry Investment Management
Experience
ACA Compliance Group October 2012 - Present
Synergy Academies 2008 - 2012
University of Southern California 2000 - 2008
Martin Luther King Legacy Association 1998 - 2000
Education
USC
Master's degree, Public Administration
USC
Bachelor of Science (B.S.), Business Administration, Summa Cum Laude
ACA Compliance Group October 2012 - Present
Synergy Academies 2008 - 2012
University of Southern California 2000 - 2008
Martin Luther King Legacy Association 1998 - 2000
Education
USC
Master's degree, Public Administration
USC
Bachelor of Science (B.S.), Business Administration, Summa Cum Laude
Michael Abbriano's ACA Compliance Group Experience September 2012 - Present
Job Principal Consultant at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group September 2012 - Present
Needham & Company January 2010 - September 2012
Morgan Stanley Smith Barney July 2005 - January 2010
Skills
Compliance, Investment Advisory, Policy, Asset Management, Investment Companies, Mutual Funds, Hedge Funds, Broker-Dealer, Asset Managment
Education
Harvard University 2001 — 2005
Bachelor of Arts, Music
ACA Compliance Group September 2012 - Present
Needham & Company January 2010 - September 2012
Morgan Stanley Smith Barney July 2005 - January 2010
Skills
Compliance, Investment Advisory, Policy, Asset Management, Investment Companies, Mutual Funds, Hedge Funds, Broker-Dealer, Asset Managment
Education
Harvard University 2001 — 2005
Bachelor of Arts, Music
Aimee Thomas- Carson's ACA Compliance Group Experience March 2008 - April 2011
Job Logistics Assistant at JS Products, Inc.
Industry Information Technology and Services
Experience
JS Products, Inc. July 2015 - Present
Cabana Tans and Spas January 2014 - March 2015
ACA Compliance Group March 2008 - April 2011
AmeriCorps Vista/ Youth Venture May 2006 - March 2007
Ruby Tuesday September 2003 - October 2006
Hartford AmeriCorps September 2004 - November 2005
Brookstone October 2002 - June 2004
Victoria's Secret August 1999 - January 2001
The ARC of Virginia December 1997 - January 2000
Skills
Non-profits, Fundraising, Human Resources, Microsoft Office, Event Planning, Grants, Social Media, Nonprofits, Program Management, Staff Development, Training, Event Management, Public Speaking, Leadership, Volunteer Management, Marketing, Microsoft Excel
Education
Johnson C. Smith University - JCSU 1996 — 2002
Bachelor’s Degree, Psychology, English
Surry County High School 1995 — 1996
High School, Liberal Arts and Sciences/Liberal Studies
JS Products, Inc. July 2015 - Present
Cabana Tans and Spas January 2014 - March 2015
ACA Compliance Group March 2008 - April 2011
AmeriCorps Vista/ Youth Venture May 2006 - March 2007
Ruby Tuesday September 2003 - October 2006
Hartford AmeriCorps September 2004 - November 2005
Brookstone October 2002 - June 2004
Victoria's Secret August 1999 - January 2001
The ARC of Virginia December 1997 - January 2000
Skills
Non-profits, Fundraising, Human Resources, Microsoft Office, Event Planning, Grants, Social Media, Nonprofits, Program Management, Staff Development, Training, Event Management, Public Speaking, Leadership, Volunteer Management, Marketing, Microsoft Excel
Education
Johnson C. Smith University - JCSU 1996 — 2002
Bachelor’s Degree, Psychology, English
Surry County High School 1995 — 1996
High School, Liberal Arts and Sciences/Liberal Studies
Andre Moura's ACA Compliance Group Experience December 2013 - Present
Job Director at New Mountain Capital
Industry Financial Services
Experience
New Mountain Capital August 2005 - Present
Bellerophon Therapeutics February 2014 - Present
Medical Specialties Distributors, LLC December 2013 - Present
ACA Compliance Group December 2013 - Present
NuSil Technology LLC April 2011 - Present
Avantor Performance Materials, Inc. August 2010 - Present
McKinsey & Company September 2003 - June 2005
Skills
Private Equity, Corporate Development, Venture Capital, Financial Modeling, Due Diligence, Valuation, Mergers & Acquisitions, Investment Banking, Hedge Funds, Strategy, Corporate Finance, Equities, M&A experience, Investments, Emerging Markets, Business Strategy
Education
Harvard Business School 2007 — 2009
MBA
Harvard College 1999 — 2003
AB, Computer Science
New Mountain Capital August 2005 - Present
Bellerophon Therapeutics February 2014 - Present
Medical Specialties Distributors, LLC December 2013 - Present
ACA Compliance Group December 2013 - Present
NuSil Technology LLC April 2011 - Present
Avantor Performance Materials, Inc. August 2010 - Present
McKinsey & Company September 2003 - June 2005
Skills
Private Equity, Corporate Development, Venture Capital, Financial Modeling, Due Diligence, Valuation, Mergers & Acquisitions, Investment Banking, Hedge Funds, Strategy, Corporate Finance, Equities, M&A experience, Investments, Emerging Markets, Business Strategy
Education
Harvard Business School 2007 — 2009
MBA
Harvard College 1999 — 2003
AB, Computer Science
Vania Wang's ACA Compliance Group Experience June 2008 - April 2010
Job Associate at Gibson, Dunn & Crutcher LLP
Industry Law Practice
Experience
Gibson, Dunn & Crutcher LLP October 2013 - Present
University of Chicago Law School September 2010 - June 2013
Gibson, Dunn & Crutcher LLP June 2012 - August 2012
ACA Compliance Group June 2008 - April 2010
Mayer Brown June 2007 - August 2007
National Immigrant Justice Center June 2006 - August 2006
Education
University of Chicago Law School 2010 — 2013
J.D., Law
The University of Chicago 2004 — 2008
B.A. with Honors, Political Science
Gibson, Dunn & Crutcher LLP October 2013 - Present
University of Chicago Law School September 2010 - June 2013
Gibson, Dunn & Crutcher LLP June 2012 - August 2012
ACA Compliance Group June 2008 - April 2010
Mayer Brown June 2007 - August 2007
National Immigrant Justice Center June 2006 - August 2006
Education
University of Chicago Law School 2010 — 2013
J.D., Law
The University of Chicago 2004 — 2008
B.A. with Honors, Political Science
Jason DaCruz's ACA Compliance Group Experience June 2012 - April 2014
Job Investment and Due Diligence Analyst
Industry Investment Management
Experience
Lake Partners April 2014 - Present
ACA Compliance Group June 2012 - April 2014
ACA Compliance Group May 2011 - August 2011
Skills
Hedge Funds, Private Equity, Operational Due..., Research, Pitch Books, Securities Regulation, Customer Service, Microsoft Office
Education
Rutgers, The State University of New Jersey-New Brunswick 2007 — 2012
Bacher of Arts, Mathematics
North Brunswick Township High School
Lake Partners April 2014 - Present
ACA Compliance Group June 2012 - April 2014
ACA Compliance Group May 2011 - August 2011
Skills
Hedge Funds, Private Equity, Operational Due..., Research, Pitch Books, Securities Regulation, Customer Service, Microsoft Office
Education
Rutgers, The State University of New Jersey-New Brunswick 2007 — 2012
Bacher of Arts, Mathematics
North Brunswick Township High School
Joyce Mumma's ACA Compliance Group Experience October 2014 - Present
Job Principal Consultant at ACA Compliance Group
Industry Investment Management
Experience
ACA Compliance Group October 2014 - Present
HSBC Global Asset Management (USA) Inc. December 2013 - April 2014
Och-Ziff Capital Management September 2009 - December 2013
TUDOR INVESTMENT CORPORATION May 2007 - September 2009
Lehman Brothers April 2004 - May 2007
Instinet Incorporated November 1999 - April 2004
Financial Services Industry July 1991 - November 1999
Skills
Capital Markets, Private Equity, Alternative Investments, Equities, Securities Regulation, Mutual Funds, Fixed Income, Hedge Funds, KYC, Asset Management, Derivatives, Series 7, Marketing, Securities, AML, Risk Management, Bloomberg, FINRA, Due Diligence, Fund Of Funds, Options, Prime Brokerage
Education
Indiana University Bloomington
Bachelor of Arts (B.A.), Economics
ACA Compliance Group October 2014 - Present
HSBC Global Asset Management (USA) Inc. December 2013 - April 2014
Och-Ziff Capital Management September 2009 - December 2013
TUDOR INVESTMENT CORPORATION May 2007 - September 2009
Lehman Brothers April 2004 - May 2007
Instinet Incorporated November 1999 - April 2004
Financial Services Industry July 1991 - November 1999
Skills
Capital Markets, Private Equity, Alternative Investments, Equities, Securities Regulation, Mutual Funds, Fixed Income, Hedge Funds, KYC, Asset Management, Derivatives, Series 7, Marketing, Securities, AML, Risk Management, Bloomberg, FINRA, Due Diligence, Fund Of Funds, Options, Prime Brokerage
Education
Indiana University Bloomington
Bachelor of Arts (B.A.), Economics
Chris Svoboda, CFA's ACA Compliance Group Experience August 2009 - July 2011
Job Research Analyst at Titan Advisors
Industry Financial Services
Experience
Titan Advisors September 2013 - Present
Titan Advisors July 2011 - August 2013
ACA Compliance Group August 2009 - July 2011
The Edgar Lomax Company June 2008 - August 2008
Education
Georgetown University
Bachelor's of Science in Business Administration, Finance, Accounting, English
The Pingry School
Titan Advisors September 2013 - Present
Titan Advisors July 2011 - August 2013
ACA Compliance Group August 2009 - July 2011
The Edgar Lomax Company June 2008 - August 2008
Education
Georgetown University
Bachelor's of Science in Business Administration, Finance, Accounting, English
The Pingry School
Carl Rizzo's ACA Compliance Group Experience January 2006 - July 2009
Job Director at Alaric Compliance Services, LLC
Industry Investment Management
Experience
Alaric Compliance Services, LLC April 2011 - Present
Steelbridge Compliance LLC December 2010 - April 2011
Self-employed July 2009 - November 2010
ACA Compliance Group January 2006 - July 2009
Bank of America April 2001 - December 2005
U.S. Securities and Exchange Commission September 2000 - March 2001
Rodney Square Management Corporation August 1996 - April 1999
Aid Association for Lutherans September 1995 - August 1996
United Services Automobile Association April 1994 - September 1995
U.S. Securities and Exchange Commission July 1987 - April 1994
Education
Georgetown University Law Center
LL.M -- Securities Regulation
University of Richmond School of Law 1974 — 1977
JD
Davidson College 1969 — 1973
AB, History
Alaric Compliance Services, LLC April 2011 - Present
Steelbridge Compliance LLC December 2010 - April 2011
Self-employed July 2009 - November 2010
ACA Compliance Group January 2006 - July 2009
Bank of America April 2001 - December 2005
U.S. Securities and Exchange Commission September 2000 - March 2001
Rodney Square Management Corporation August 1996 - April 1999
Aid Association for Lutherans September 1995 - August 1996
United Services Automobile Association April 1994 - September 1995
U.S. Securities and Exchange Commission July 1987 - April 1994
Education
Georgetown University Law Center
LL.M -- Securities Regulation
University of Richmond School of Law 1974 — 1977
JD
Davidson College 1969 — 1973
AB, History
Sandy Pappalardo's ACA Compliance Group Experience January 2003 - December 2006
Job Vice President Branch Supervision CUSO Financial Services, LP and Sorrento Pacific Financial, LLC
Industry Financial Services
Experience
CUSO Financial Services, LP and Sorrento Pacific Financial, LLC July 2015 - Present
Puplava Securities, Inc./Puplava Financial Services, Inc. July 2013 - July 2015
CUSO Financial Services February 2013 - May 2013
Core Compliance & Legal Services May 2012 - February 2013
Puplava Financial Services, Inc./Puplava Securities, Inc. January 2007 - May 2012
ACA Compliance Group January 2003 - December 2006
Legacy Advisors, LLC January 2001 - January 2003
First Allied Securities, Inc January 2000 - January 2001
Puplava Financial Services, Inc./Puplava Securities, Inc. January 1992 - January 2000
Skills
Compliance, Supervisory Skills, Administration, Scheduling, Payroll Processing, Insurance, Series 7, Licensing, Securities, SEC reporting, Executive Management, Risk Management, Due Diligence, SEC, Hedge Funds, FINRA, Financial Services, Investment Advisory
Education
University of New Hampshire - Whittemore School of Business and Economics
BA, Economics
CUSO Financial Services, LP and Sorrento Pacific Financial, LLC July 2015 - Present
Puplava Securities, Inc./Puplava Financial Services, Inc. July 2013 - July 2015
CUSO Financial Services February 2013 - May 2013
Core Compliance & Legal Services May 2012 - February 2013
Puplava Financial Services, Inc./Puplava Securities, Inc. January 2007 - May 2012
ACA Compliance Group January 2003 - December 2006
Legacy Advisors, LLC January 2001 - January 2003
First Allied Securities, Inc January 2000 - January 2001
Puplava Financial Services, Inc./Puplava Securities, Inc. January 1992 - January 2000
Skills
Compliance, Supervisory Skills, Administration, Scheduling, Payroll Processing, Insurance, Series 7, Licensing, Securities, SEC reporting, Executive Management, Risk Management, Due Diligence, SEC, Hedge Funds, FINRA, Financial Services, Investment Advisory
Education
University of New Hampshire - Whittemore School of Business and Economics
BA, Economics
Kenneth Schneider's ACA Compliance Group Experience February 2011 - December 2011
Job Assistant Regional Director at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission February 2012 - Present
ACA Compliance Group February 2011 - December 2011
US Securities and Exchange Commission April 2007 - February 2011
US Securities and Exchange Commission September 2003 - March 2007
Education
Seattle University 1999 — 2000
MBA, Finance
University of Oregon 1983 — 1986
BS, Finance
U.S. Securities and Exchange Commission February 2012 - Present
ACA Compliance Group February 2011 - December 2011
US Securities and Exchange Commission April 2007 - February 2011
US Securities and Exchange Commission September 2003 - March 2007
Education
Seattle University 1999 — 2000
MBA, Finance
University of Oregon 1983 — 1986
BS, Finance
Alexandra Messerly's ACA Compliance Group Experience May 2011 - March 2012
Job Pension Administrator at Gorrelick, Tievy& Associates
Industry Financial Services
Experience
Gorrelick, Tievy & Associates March 2012 - Present
ACA Compliance Group May 2011 - March 2012
Hay Group July 2010 - April 2011
Axiant, LLC July 2007 - December 2009
Wolpoff & Abramson, LLP July 2007 - May 2009
Skills
Access, PowerPoint, Outlook, Word, Excel, Analysis, Management, Microsoft Excel, Training
Education
High Point University 2003 — 2007
Bachelors of Science, Business Administration: Management
Gorrelick, Tievy & Associates March 2012 - Present
ACA Compliance Group May 2011 - March 2012
Hay Group July 2010 - April 2011
Axiant, LLC July 2007 - December 2009
Wolpoff & Abramson, LLP July 2007 - May 2009
Skills
Access, PowerPoint, Outlook, Word, Excel, Analysis, Management, Microsoft Excel, Training
Education
High Point University 2003 — 2007
Bachelors of Science, Business Administration: Management
Tammy Tam's ACA Compliance Group Experience 2014 - Present
Job at
Industry Financial Services
Experience
ACA Compliance Group 2014 - Present
Financial Industry Regulatory Authority (FINRA) April 2005 - Present
Charles Schwab March 2002 - April 2005
Charles Schwab February 1999 - March 2002
JB Oxford & Company June 1998 - February 1999
Skills
Regulatory Compliance..., Net Capital Requirements, AML Program Compliance, Equities/Mutual..., Research, Regulation S-P, Management, FINRA, Series 7, Equities, Investments
Education
Northeastern University 2005 — 2006
Graduate Certificate, Forensic Accounting
Boston University 1994 — 1998
BA, Economics and International Relations
ACA Compliance Group 2014 - Present
Financial Industry Regulatory Authority (FINRA) April 2005 - Present
Charles Schwab March 2002 - April 2005
Charles Schwab February 1999 - March 2002
JB Oxford & Company June 1998 - February 1999
Skills
Regulatory Compliance..., Net Capital Requirements, AML Program Compliance, Equities/Mutual..., Research, Regulation S-P, Management, FINRA, Series 7, Equities, Investments
Education
Northeastern University 2005 — 2006
Graduate Certificate, Forensic Accounting
Boston University 1994 — 1998
BA, Economics and International Relations
Elaine (Rhein) Vincent's ACA Compliance Group Experience March 2015 - Present
Job Compliance Analyst at ACA Compliance Group
Industry Information Services
Experience
ACA Compliance Group March 2015 - Present
YMCA of Greater Pittsburgh April 2013 - Present
Education
University of Pittsburgh School of Law 2008 — 2011
J.D.
University of Pittsburgh 2004 — 2008
B.A
Vincentian Academy
ACA Compliance Group March 2015 - Present
YMCA of Greater Pittsburgh April 2013 - Present
Education
University of Pittsburgh School of Law 2008 — 2011
J.D.
University of Pittsburgh 2004 — 2008
B.A
Vincentian Academy
Mark W. Lawler's ACA Compliance Group Experience October 2010 - Present
Job Principal Consultant at ACA Compliance Group
Industry Investment Management
Experience
ACA Compliance Group October 2010 - Present
Ashland Compliance Group LLC March 2008 - April 2010
Education
Babson College
Bachelor of Science (BS), Accounting
ACA Compliance Group October 2010 - Present
Ashland Compliance Group LLC March 2008 - April 2010
Education
Babson College
Bachelor of Science (BS), Accounting
Danielle Joseph's ACA Compliance Group Experience April 2009 - Present
Job Senior Principal Consultant at ACA Compliance Group
Industry Management Consulting
Experience
ACA Compliance Group April 2009 - Present
Citigroup September 2008 - April 2009
Deutsche Asset Management September 2003 - May 2005
Price Waterhouse Coopers November 2001 - September 2003
US Securities and Exchange Commission November 1997 - August 2001
Skills
Hedge Funds, Securities, Asset Managment, SEC filings, Private Equity, Investment Advisory, Due Diligence, Securities Regulation, SEC, Alternative Investments, Asset Management, Portfolio Management, Client Development, Investments, Equities, Management Consulting, Financial Services, SEC Filings, Fixed Income
Education
Saint John's University - Peter J. Tobin College of Business 1993 — 1997
BS, Marketing
ACA Compliance Group April 2009 - Present
Citigroup September 2008 - April 2009
Deutsche Asset Management September 2003 - May 2005
Price Waterhouse Coopers November 2001 - September 2003
US Securities and Exchange Commission November 1997 - August 2001
Skills
Hedge Funds, Securities, Asset Managment, SEC filings, Private Equity, Investment Advisory, Due Diligence, Securities Regulation, SEC, Alternative Investments, Asset Management, Portfolio Management, Client Development, Investments, Equities, Management Consulting, Financial Services, SEC Filings, Fixed Income
Education
Saint John's University - Peter J. Tobin College of Business 1993 — 1997
BS, Marketing
Hemi Lee-Gallagher's ACA Compliance Group Experience August 2015 - Present
Job Controller
Industry Financial Services
Experience
ACA Compliance Group August 2015 - Present
Special Operations Technology Inc May 2012 - August 2015
Merkle May 2011 - May 2012
Integral Systems, Inc. November 2007 - July 2011
Duratek August 2000 - May 2007
Legg Mason June 1999 - August 2000
Skills
Financial Reporting, Accounting
Education
Bentley University 1991 — 1993
Masters in Accountancy, Accounting
ACA Compliance Group August 2015 - Present
Special Operations Technology Inc May 2012 - August 2015
Merkle May 2011 - May 2012
Integral Systems, Inc. November 2007 - July 2011
Duratek August 2000 - May 2007
Legg Mason June 1999 - August 2000
Skills
Financial Reporting, Accounting
Education
Bentley University 1991 — 1993
Masters in Accountancy, Accounting
Patrick Bird's ACA Compliance Group Experience November 2013 - Present
Job Senior Accountant & Financial Analyst at ACA Compliance Group
Industry Accounting
Experience
ACA Compliance Group November 2013 - Present
Newman, Newman & Kaufman LLP June 2008 - October 2013
Barnes & Noble March 2005 - April 2008
Barnes & Noble June 2002 - March 2005
Gabriel & Sciacca CPAs, LLP May 2000 - May 2002
Skills
Auditing, Account Reconciliation, Accounting, Internal Controls, General Ledger, Forecasting, Internal Audit, Variance Analysis, Finance, Budgets, Financial Statements, Tax, CPA
Education
Hofstra University
BBA, Accounting
ACA Compliance Group November 2013 - Present
Newman, Newman & Kaufman LLP June 2008 - October 2013
Barnes & Noble March 2005 - April 2008
Barnes & Noble June 2002 - March 2005
Gabriel & Sciacca CPAs, LLP May 2000 - May 2002
Skills
Auditing, Account Reconciliation, Accounting, Internal Controls, General Ledger, Forecasting, Internal Audit, Variance Analysis, Finance, Budgets, Financial Statements, Tax, CPA
Education
Hofstra University
BBA, Accounting
Jason Koffler's ACA Compliance Group Experience May 2010 - August 2010
Job Experienced Associate Financial Services Advisory at PwC
Industry Management Consulting
Experience
PwC August 2012 - Present
PwC June 2011 - August 2011
ACA Compliance Group May 2010 - August 2010
Skills
Financial Modeling, Valuation, Financial Advisory, Financial Services, Microsoft Excel, Economics, Corporate Finance, Due Diligence, Financial Analysis, Data Analysis
Education
Duke University 2008 — 2012
Bachelor of Arts (B.A.), Public Policy Studies, Markets and Management Studies
Scarsdale High School 2004 — 2008
High School
PwC August 2012 - Present
PwC June 2011 - August 2011
ACA Compliance Group May 2010 - August 2010
Skills
Financial Modeling, Valuation, Financial Advisory, Financial Services, Microsoft Excel, Economics, Corporate Finance, Due Diligence, Financial Analysis, Data Analysis
Education
Duke University 2008 — 2012
Bachelor of Arts (B.A.), Public Policy Studies, Markets and Management Studies
Scarsdale High School 2004 — 2008
High School
Evan Rosenberg's ACA Compliance Group Experience September 2012 - May 2014
Job Compliance Counsel at Silver Point Capital
Industry Investment Management
Experience
Silver Point Capital May 2014 - Present
ACA Compliance Group September 2012 - May 2014
Robbins Geller Rudman & Dowd LLP September 2011 - September 2012
Education
Fordham University School of Law 2007 — 2011
JD
Fordham University - Graduate School of Business Administration 2008 — 2011
MBA, Finance
Yale University 2003 — 2007
BA, History
Silver Point Capital May 2014 - Present
ACA Compliance Group September 2012 - May 2014
Robbins Geller Rudman & Dowd LLP September 2011 - September 2012
Education
Fordham University School of Law 2007 — 2011
JD
Fordham University - Graduate School of Business Administration 2008 — 2011
MBA, Finance
Yale University 2003 — 2007
BA, History
Brian G. Curtis, CAMS's ACA Compliance Group Experience May 2008 - March 2009
Job Compliance Professional with Direct Regulatory Experience (FINRA)
Industry Financial Services
Experience
Pershing April 2012 - Present
Newbridge Securities Corporation / Newbridge Financial Services Group, Inc. March 2009 - February 2012
Blueprint Regulatory Consulting 2010 - 2012
ACA Compliance Group May 2008 - March 2009
Financial Industry Regulatory Authority March 2005 - May 2008
Skills
FINRA, Hedge Funds, Fixed Income, Securities, Mutual Funds, Investment Banking, Asset Managment, Internal Controls, Investments, Asset Management, Series 24, Capital Markets, Due Diligence, Financial Analysis, Insurance, Series 63, Financial Risk, Risk Management, Investment Advisory, Private Equity, Series 7, KYC, Equities
Education
Florida Atlantic University 2005 — 2007
Master of Business Administration, Finance
Central Michigan University 1996 — 2000
Bachelor of Applied Arts, Finance
Pershing April 2012 - Present
Newbridge Securities Corporation / Newbridge Financial Services Group, Inc. March 2009 - February 2012
Blueprint Regulatory Consulting 2010 - 2012
ACA Compliance Group May 2008 - March 2009
Financial Industry Regulatory Authority March 2005 - May 2008
Skills
FINRA, Hedge Funds, Fixed Income, Securities, Mutual Funds, Investment Banking, Asset Managment, Internal Controls, Investments, Asset Management, Series 24, Capital Markets, Due Diligence, Financial Analysis, Insurance, Series 63, Financial Risk, Risk Management, Investment Advisory, Private Equity, Series 7, KYC, Equities
Education
Florida Atlantic University 2005 — 2007
Master of Business Administration, Finance
Central Michigan University 1996 — 2000
Bachelor of Applied Arts, Finance
Eric Grodahl's ACA Compliance Group Experience July 2010 - June 2013
Job MBA Candidate at University of Virginia Darden School of Business
Industry Real Estate
Experience
DBG Properties June 2013 - August 2013
ACA Compliance Group July 2010 - June 2013
Real Estate Investment Group May 2008 - September 2008
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Strategic Planning, Negotiation, Editing
Education
Darden Business School 2013 — 2015
Master of Business Administration (MBA), Business Administration and Management, General
Stanford University 2006 — 2010
Bachelor of Arts (BA), Economics
DBG Properties June 2013 - August 2013
ACA Compliance Group July 2010 - June 2013
Real Estate Investment Group May 2008 - September 2008
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Strategic Planning, Negotiation, Editing
Education
Darden Business School 2013 — 2015
Master of Business Administration (MBA), Business Administration and Management, General
Stanford University 2006 — 2010
Bachelor of Arts (BA), Economics
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY