Cowen & Company
Industry: Investment banking company
DescriptionCowen Inc., is an American multinational independent investment bank and financial services company that operates through two business segments: a broker-dealer and an investment management division. CEO: Jeffrey M. Solomon (Dec 27, 2017–) Headquarters: New York City, NY Assets under management: 11 billion USD (2018) Subsidiaries: SG COWEN SECURITIES Corp,
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Cowen & Company Employees
Employee
Years
Job
Industry
Peter Petitt Peter Petitt's Cowen & Company Experience March 2004 - August 2013
Job Vice President Corporate Development at RPX Corporation
Industry Financial Services
Experience
RPX Corporation September 2013 - Present
Cowen & Company March 2004 - August 2013
SoundView Technology Group March 2003 - January 2004
Robertson Stephens July 1999 - September 2002
Chase July 1994 - July 1997
Carrier Corporation 1993 - 1993
Skills
Private Placements, Investment Banking, Venture Capital, Corporate Development, Private Equity, Valuation, Mergers, Equities, Financial Modeling, Capital Markets, IPO, Corporate Finance, Due Diligence, Hedge Funds, Capital Raising
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1997 — 1999
MBA, Finance and Financial Management Services
Colorado College 1989 — 1993
BA, Economics, Political Science
Institut d'Etudes politiques de Paris / Sciences Po Paris 1991 — 1992
Certificat D'Etudes Politiques
Taft School 1986 — 1989
Nccs
RPX Corporation September 2013 - Present
Cowen & Company March 2004 - August 2013
SoundView Technology Group March 2003 - January 2004
Robertson Stephens July 1999 - September 2002
Chase July 1994 - July 1997
Carrier Corporation 1993 - 1993
Skills
Private Placements, Investment Banking, Venture Capital, Corporate Development, Private Equity, Valuation, Mergers, Equities, Financial Modeling, Capital Markets, IPO, Corporate Finance, Due Diligence, Hedge Funds, Capital Raising
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1997 — 1999
MBA, Finance and Financial Management Services
Colorado College 1989 — 1993
BA, Economics, Political Science
Institut d'Etudes politiques de Paris / Sciences Po Paris 1991 — 1992
Certificat D'Etudes Politiques
Taft School 1986 — 1989
Nccs
John W. Rende John W. Rende's Cowen & Company Experience June 1995 - August 1995
Job Managing Partner and Founder, Copernicus Capital Management, LLC
Industry Investment Management
Experience
Copernicus Capital Management, LLC April 2013 - Present
Weintraub Capital Management, LLC December 1999 - December 2012
Weintraub Capital Management, LLC July 1996 - December 1999
Cowen & Company June 1995 - August 1995
Wells Fargo September 1990 - June 1994
American Bionetics, Inc.. January 1989 - August 1990
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, English, Research, Windows, Outlook, Teaching, Investments, Biotechnology, Alternative Investments, Portfolio Management, Hedge Funds, Asset Management, Management
Education
University of California, Los Angeles - The Anderson School of Management 1994 — 1996
Master of Business Administration (MBA), Finance
Claremont McKenna College 1984 — 1988
Bachelor of Arts (B.A.), magna cum laude, Biology & Economics
Notre Dame International School of Rome
Redwood High School
Copernicus Capital Management, LLC April 2013 - Present
Weintraub Capital Management, LLC December 1999 - December 2012
Weintraub Capital Management, LLC July 1996 - December 1999
Cowen & Company June 1995 - August 1995
Wells Fargo September 1990 - June 1994
American Bionetics, Inc.. January 1989 - August 1990
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, English, Research, Windows, Outlook, Teaching, Investments, Biotechnology, Alternative Investments, Portfolio Management, Hedge Funds, Asset Management, Management
Education
University of California, Los Angeles - The Anderson School of Management 1994 — 1996
Master of Business Administration (MBA), Finance
Claremont McKenna College 1984 — 1988
Bachelor of Arts (B.A.), magna cum laude, Biology & Economics
Notre Dame International School of Rome
Redwood High School
Jay Brahin Jay Brahin's Cowen & Company Experience April 1995 - January 2000
Job Managing Director/Sr. VP at Karmin Capital
Industry Financial Services
Experience
Horwitz Advisors September 2015 - Present
Solomon Smith Barney February 2000 - July 2005
Cowen & Company April 1995 - January 2000
Skills
Banking, Strategic Planning, Investments, Investment Advisory, Strategic Financial..., Portfolio Management, Investment Portfolio, Portfolio Assessment, Risk Management, Securities, Investment Banking
Education
University of Pittsburgh 1972 — 1976
Bachelor of Arts (BA), Speech, Economics
Horwitz Advisors September 2015 - Present
Solomon Smith Barney February 2000 - July 2005
Cowen & Company April 1995 - January 2000
Skills
Banking, Strategic Planning, Investments, Investment Advisory, Strategic Financial..., Portfolio Management, Investment Portfolio, Portfolio Assessment, Risk Management, Securities, Investment Banking
Education
University of Pittsburgh 1972 — 1976
Bachelor of Arts (BA), Speech, Economics
Austin Conner Austin Conner's Cowen & Company Experience August 2004 - April 2007
Job Investment Management and Corporate Finance Expert Seeking New Opportunities
Industry Investment Management
Experience
Stevens Capital Management July 2007 - October 2014
Cowen & Company August 2004 - April 2007
Capricorn Management LLC May 2003 - August 2003
Brockway Moran & Partners July 2000 - May 2002
Donaldson, Lufkin & Jenrette May 1998 - June 2000
The Carson Group June 1997 - April 1998
Education
The University of Texas at Austin - Red McCombs School of Business 2002 — 2004
MBA, Finance
Princeton University 1993 — 1997
BA, Sociology
Stevens Capital Management July 2007 - October 2014
Cowen & Company August 2004 - April 2007
Capricorn Management LLC May 2003 - August 2003
Brockway Moran & Partners July 2000 - May 2002
Donaldson, Lufkin & Jenrette May 1998 - June 2000
The Carson Group June 1997 - April 1998
Education
The University of Texas at Austin - Red McCombs School of Business 2002 — 2004
MBA, Finance
Princeton University 1993 — 1997
BA, Sociology
Jeff Goater's Cowen & Company Experience August 2004 - March 2008
Job SVP, Finance & Business Development at Voyager Therapeutics
Industry Biotechnology
Experience
Voyager Therapeutics, Inc. September 2013 - Present
Vaccinex May 2013 - Present
Synageva BioPharma Corp. April 2013 - July 2013
Evercore Partners January 2013 - April 2013
Evercore Partners April 2008 - January 2013
Cowen & Company August 2004 - March 2008
Vaccinex 2000 - 2004
Skills
Corporate Finance, Start-ups, Corporate Development, Valuation, Mergers & Acquisitions, Due Diligence, Business Development, Licensing, Venture Capital, Investment Banking, M&A experience, Emerging Markets, Private Equity, IPO, Financial Modeling
Education
University of Rochester School of Medicine and Dentistry 2002 — 2003
MS, Pathology / Molecular Medicine
University of Rochester - Simon Business School 1998 — 2000
MBA
University of Rochester School of Medicine and Dentistry 1997 — 2000
MS, Microbiology / Immunology
University of Rochester 1993 — 1997
BA, Biology
Voyager Therapeutics, Inc. September 2013 - Present
Vaccinex May 2013 - Present
Synageva BioPharma Corp. April 2013 - July 2013
Evercore Partners January 2013 - April 2013
Evercore Partners April 2008 - January 2013
Cowen & Company August 2004 - March 2008
Vaccinex 2000 - 2004
Skills
Corporate Finance, Start-ups, Corporate Development, Valuation, Mergers & Acquisitions, Due Diligence, Business Development, Licensing, Venture Capital, Investment Banking, M&A experience, Emerging Markets, Private Equity, IPO, Financial Modeling
Education
University of Rochester School of Medicine and Dentistry 2002 — 2003
MS, Pathology / Molecular Medicine
University of Rochester - Simon Business School 1998 — 2000
MBA
University of Rochester School of Medicine and Dentistry 1997 — 2000
MS, Microbiology / Immunology
University of Rochester 1993 — 1997
BA, Biology
William Fontes William Fontes's Cowen & Company Experience October 2011 - February 2014
Job Director, Business Development ISE
Industry Financial Services
Experience
ISE Holdings August 2015 - Present
WallachBeth Capital April 2014 - August 2015
Cowen & Company October 2011 - February 2014
RBC Capital Markets April 2008 - August 2011
CIBC World Markets July 2001 - April 2008
Education
Rensselaer Polytechnic Institute 1997 — 2001
BS, Mechanical Engineering
East Providence High School 1994 — 1997
HS Diploma
ISE Holdings August 2015 - Present
WallachBeth Capital April 2014 - August 2015
Cowen & Company October 2011 - February 2014
RBC Capital Markets April 2008 - August 2011
CIBC World Markets July 2001 - April 2008
Education
Rensselaer Polytechnic Institute 1997 — 2001
BS, Mechanical Engineering
East Providence High School 1994 — 1997
HS Diploma
Courtney Chandler Courtney Chandler's Cowen & Company Experience July 1996 - April 1998
Job Assistant Dean, Evening & Weekend MBA Program at University of California, Berkeley, Haas School of Business
Industry Higher Education
Experience
University of California, Berkeley, Haas School of Business December 2014 - Present
University of California, Berkeley, Haas School of Business August 2014 - November 2014
University of California, Berkeley, Haas School of Business February 2014 - August 2014
University of California, Berkeley, Haas School of Business June 2013 - February 2014
Haas School of Business July 2011 - June 2013
Haas School of Business April 2011 - July 2011
Haas School of Business November 2009 - April 2011
Cowen & Company July 1996 - April 1998
Lehman Brothers October 1991 - June 1994
Education
University of California, Berkeley - Walter A. Haas School of Business 1994 — 1996
MBA, Finance
University of California, Berkeley 1986 — 1990
BA, Economics
University of California, Berkeley, Haas School of Business December 2014 - Present
University of California, Berkeley, Haas School of Business August 2014 - November 2014
University of California, Berkeley, Haas School of Business February 2014 - August 2014
University of California, Berkeley, Haas School of Business June 2013 - February 2014
Haas School of Business July 2011 - June 2013
Haas School of Business April 2011 - July 2011
Haas School of Business November 2009 - April 2011
Cowen & Company July 1996 - April 1998
Lehman Brothers October 1991 - June 1994
Education
University of California, Berkeley - Walter A. Haas School of Business 1994 — 1996
MBA, Finance
University of California, Berkeley 1986 — 1990
BA, Economics
John Jalbrzykowski's Cowen & Company Experience July 2008 - March 2011
Job Director Energy Trader at GMP Securities
Industry Investment Banking
Experience
GMP Securities June 2014 - Present
Cowen and Company March 2013 - April 2014
Canaccord Genuity Inc. March 2011 - October 2012
Cowen & Company July 2008 - March 2011
Cowen and Company May 2006 - July 2008
Citigroup March 2004 - May 2006
Citigroup May 2000 - March 2004
Skills
Trading, Equities, Equity Trading, Energy Industry, Energy, Bloomberg, Trading Systems, Trading Strategies, Securities, Financial Markets, Commodity Markets, Investments, Risk Management, Valuation, Compliance, Electronic Trading, Hedge Funds, Capital Markets, Equity Research, Raptor, Derivatives, Options, Fixed Income, Investment Banking, Foreign Currency..., Financial Modeling, Alternative Investments, Series 7, series 55, Series 63, Commodity, Hedging
Education
University of Massachusetts, Amherst 1996 — 2000
Bachelor's degree, Business Management and Finance
University of Massachusetts, Amherst 1998 — 2000
Associate of Science (A.S.), Economics
GMP Securities June 2014 - Present
Cowen and Company March 2013 - April 2014
Canaccord Genuity Inc. March 2011 - October 2012
Cowen & Company July 2008 - March 2011
Cowen and Company May 2006 - July 2008
Citigroup March 2004 - May 2006
Citigroup May 2000 - March 2004
Skills
Trading, Equities, Equity Trading, Energy Industry, Energy, Bloomberg, Trading Systems, Trading Strategies, Securities, Financial Markets, Commodity Markets, Investments, Risk Management, Valuation, Compliance, Electronic Trading, Hedge Funds, Capital Markets, Equity Research, Raptor, Derivatives, Options, Fixed Income, Investment Banking, Foreign Currency..., Financial Modeling, Alternative Investments, Series 7, series 55, Series 63, Commodity, Hedging
Education
University of Massachusetts, Amherst 1996 — 2000
Bachelor's degree, Business Management and Finance
University of Massachusetts, Amherst 1998 — 2000
Associate of Science (A.S.), Economics
Ronald R. Rivera Ronald R. Rivera's Cowen & Company Experience March 1994 - April 1996
Job Managing Director at Deloitte Corporate Finance LLC
Industry Investment Banking
Experience
Deloitte Corporate Finance LLC June 2013 - Present
McColl Partners August 2011 - June 2013
Green Manning & Bunch September 2008 - August 2011
SunTrust Robinson Humphrey June 2006 - June 2008
Wachovia Securities, LLC (now Wells Fargo Securities) June 2001 - April 2006
SG Cowen & Co. (now Cowen & Company) August 1998 - June 2001
Nationsbanc Montgomery Securities (now Bank of America Merrill Lynch April 1996 - August 1998
Cowen & Company March 1994 - April 1996
Wilson Sonsini Goodrich and Rosati May 1992 - March 1994
Education
Colorado State University 1988 — 1992
BA, Economics
Loveland High School 1985 — 1988
Deloitte Corporate Finance LLC June 2013 - Present
McColl Partners August 2011 - June 2013
Green Manning & Bunch September 2008 - August 2011
SunTrust Robinson Humphrey June 2006 - June 2008
Wachovia Securities, LLC (now Wells Fargo Securities) June 2001 - April 2006
SG Cowen & Co. (now Cowen & Company) August 1998 - June 2001
Nationsbanc Montgomery Securities (now Bank of America Merrill Lynch April 1996 - August 1998
Cowen & Company March 1994 - April 1996
Wilson Sonsini Goodrich and Rosati May 1992 - March 1994
Education
Colorado State University 1988 — 1992
BA, Economics
Loveland High School 1985 — 1988
Dora Reyes Dora Reyes's Cowen & Company Experience 1991 - 1994
Job Senior Executive Administrative Assistant
Industry Nonprofit Organization Management
Experience
The Salvation Army February 2015 - Present
Municipal Credit Union 2013 - 2014
Buckingham Badler Associates April 2010 - May 2013
Good Stuff Corporation 1994 - 1997
Cowen & Company 1991 - 1994
Skills
Data Entry, Customer Service, Lotus Notes, Microsoft Office, Outlook, Microsoft Excel, PowerPoint, Access, Administrative..., Microsoft Word, Time Management, Office Management, System Administration, Software Documentation, Administrative..., Community Outreach, Public Speaking, Nonprofits
Education
Nyack College
Bachelor of Science (BS), Organizational Leadership
Catherine McAuley High School 1977 — 1981
The Salvation Army February 2015 - Present
Municipal Credit Union 2013 - 2014
Buckingham Badler Associates April 2010 - May 2013
Good Stuff Corporation 1994 - 1997
Cowen & Company 1991 - 1994
Skills
Data Entry, Customer Service, Lotus Notes, Microsoft Office, Outlook, Microsoft Excel, PowerPoint, Access, Administrative..., Microsoft Word, Time Management, Office Management, System Administration, Software Documentation, Administrative..., Community Outreach, Public Speaking, Nonprofits
Education
Nyack College
Bachelor of Science (BS), Organizational Leadership
Catherine McAuley High School 1977 — 1981
Debbie Drachman Debbie Drachman's Cowen & Company Experience May 1994 - October 2000
Job Head of US Consultant Relations at Standard Life Investments
Industry Financial Services
Experience
Standard Life Investments April 2012 - Present
Citadel Asset Management November 2010 - November 2011
ING Investment Management February 2001 - November 2010
Cowen & Company May 1994 - October 2000
SEI 1988 - 1994
Skills
New Business Development, Consultant Relations..., Sales and Product..., Asset Management, Institutional, Product Development, Pensions, Capital Markets, Alternative Investments, Hedge Funds, Investment Strategies, Fixed Income, Series 7, Asset Managment, Structured Products, Investments, Equities, Derivatives, Relationship Management, Asset Allocation, Investment Management, Portfolio Management, Mutual Funds, Strategy, Institutional..., Investment Advisory, Securities, Bonds, Fund Of Funds, Leadership
Education
Syracuse University 1981 — 1985
B.A, Maxwell School of Citizenship and Public Affairs
Roslyn High School 1977 — 1981
High School
Standard Life Investments April 2012 - Present
Citadel Asset Management November 2010 - November 2011
ING Investment Management February 2001 - November 2010
Cowen & Company May 1994 - October 2000
SEI 1988 - 1994
Skills
New Business Development, Consultant Relations..., Sales and Product..., Asset Management, Institutional, Product Development, Pensions, Capital Markets, Alternative Investments, Hedge Funds, Investment Strategies, Fixed Income, Series 7, Asset Managment, Structured Products, Investments, Equities, Derivatives, Relationship Management, Asset Allocation, Investment Management, Portfolio Management, Mutual Funds, Strategy, Institutional..., Investment Advisory, Securities, Bonds, Fund Of Funds, Leadership
Education
Syracuse University 1981 — 1985
B.A, Maxwell School of Citizenship and Public Affairs
Roslyn High School 1977 — 1981
High School
Hugh Shytle Hugh Shytle's Cowen & Company Experience 1991 - 1999
Job President at Clachan Properties, LLC
Industry Real Estate
Experience
Clachan Properties, LLC 2003 - Present
Idealab 2001 - 2003
Cowen & Company 1991 - 1999
Skills
Entrepreneurship, Start-ups, Contract Negotiation, Property Management, Investment Properties, Real Estate, Real Estate Development, Commercial Real Estate, Real Estate Economics, Due Diligence
Education
Massachusetts Institute of Technology - Sloan School of Management 1985 — 1987
MS, Finance and Strategy
Virginia Polytechnic Institute and State University 1981 — 1985
BS, Computer Science
Clachan Properties, LLC 2003 - Present
Idealab 2001 - 2003
Cowen & Company 1991 - 1999
Skills
Entrepreneurship, Start-ups, Contract Negotiation, Property Management, Investment Properties, Real Estate, Real Estate Development, Commercial Real Estate, Real Estate Economics, Due Diligence
Education
Massachusetts Institute of Technology - Sloan School of Management 1985 — 1987
MS, Finance and Strategy
Virginia Polytechnic Institute and State University 1981 — 1985
BS, Computer Science
Chris Mines Chris Mines's Cowen & Company Experience March 1983 - March 1991
Job SVP at Forrester Research
Industry Information Technology and Services
Experience
Forrester Research March 1997 - Present
GeoPartners November 1992 - March 1997
Cowen & Company March 1983 - March 1991
The Yankee Group September 1980 - March 1983
IBM company 1978 - 1980
Education
Harvard University, John F. Kennedy School of Government 1991 — 1992
MPA, Regulatory economics, Business & Government
University of Pennsylvania 1972 — 1976
AB, Psychology, Philosophy, History
Forrester Research March 1997 - Present
GeoPartners November 1992 - March 1997
Cowen & Company March 1983 - March 1991
The Yankee Group September 1980 - March 1983
IBM company 1978 - 1980
Education
Harvard University, John F. Kennedy School of Government 1991 — 1992
MPA, Regulatory economics, Business & Government
University of Pennsylvania 1972 — 1976
AB, Psychology, Philosophy, History
Allene Diana Allene Diana's Cowen & Company Experience September 1988 - September 1989
Job Events Manager & Designer / Professional Home Stylist & Organizer
Industry Events Services
Experience
Aroma Kitchen & Winebar May 2007 - Present
David Tutera Inc. June 2004 - March 2006
Grotta Azzurra July 2003 - May 2004
Delmonico Steak House February 2002 - June 2003
City Hall Restaurant January 1999 - September 2001
Salomon Brothers (merged as Salomon Smith Barney) May 1997 - December 1998
Salomon Brothers April 1992 - May 1997
Patriot Securities (Formerly "Cowen Government Brokers") September 1989 - April 1992
Cowen & Company September 1988 - September 1989
Skills
Event Management, Catering, Restaurants, Hospitality, Marketing, Budgets, Leadership, Event Planning, Weddings, Food, Corporate Events, Management, Sales, Trade Shows, Meeting Planning
Education
New York University 1984 — 1987
Associate's Degree
Fashion Institute of Technology
Design Courses
Pace University - Lubin School of Business
Courses & Seminars
Aroma Kitchen & Winebar May 2007 - Present
David Tutera Inc. June 2004 - March 2006
Grotta Azzurra July 2003 - May 2004
Delmonico Steak House February 2002 - June 2003
City Hall Restaurant January 1999 - September 2001
Salomon Brothers (merged as Salomon Smith Barney) May 1997 - December 1998
Salomon Brothers April 1992 - May 1997
Patriot Securities (Formerly "Cowen Government Brokers") September 1989 - April 1992
Cowen & Company September 1988 - September 1989
Skills
Event Management, Catering, Restaurants, Hospitality, Marketing, Budgets, Leadership, Event Planning, Weddings, Food, Corporate Events, Management, Sales, Trade Shows, Meeting Planning
Education
New York University 1984 — 1987
Associate's Degree
Fashion Institute of Technology
Design Courses
Pace University - Lubin School of Business
Courses & Seminars
Derek Idemoto's Cowen & Company Experience June 1996 - July 1997
Job Vice President, Corporate Development at Cisco
Industry Information Technology and Services
Experience
Cisco Systems, Inc. December 2007 - Present
ITOCHU Technology, Inc. April 2005 - November 2007
Idemoto Group February 2004 - March 2005
Overture Services, Inc. February 1999 - November 2003
Kline Hawkes February 1998 - February 1999
Cowen & Company June 1996 - July 1997
BancAmerica Securities, Inc. May 1994 - June 1996
Education
UCLA Anderson School of Management 1997 — 1999
MBA
UC Berkeley Haas School of Business 1990 — 1994
BS
Cisco Systems, Inc. December 2007 - Present
ITOCHU Technology, Inc. April 2005 - November 2007
Idemoto Group February 2004 - March 2005
Overture Services, Inc. February 1999 - November 2003
Kline Hawkes February 1998 - February 1999
Cowen & Company June 1996 - July 1997
BancAmerica Securities, Inc. May 1994 - June 1996
Education
UCLA Anderson School of Management 1997 — 1999
MBA
UC Berkeley Haas School of Business 1990 — 1994
BS
Ronald Rosenzweig Ronald Rosenzweig's Cowen & Company Experience January 1980 - January 1990
Job Sr. Evaluator at Thomson Reuters
Industry Information Technology and Services
Experience
Thomson Reuters October 1997 - December 2010
Thomson Reuters October 1997 - December 2010
Tullett Prebon January 1994 - October 1997
Tullet, Tokyo January 1994 - October 1997
Brounoff, Claire January 1990 - January 1994
Cowen & Company January 1980 - January 1990
Merkin Securities January 1978 - January 1980
Skills
Pricing Evaluations, Bonds, Pricing, Fixed Income, Trading, Valuation, Securities, Compliance, Derivatives, Capital Markets, Market Data
Education
Long Island University 1966 — 1968
economics
Brooklyn College
City University of New York-Brooklyn College
liberal arts
Thomson Reuters October 1997 - December 2010
Thomson Reuters October 1997 - December 2010
Tullett Prebon January 1994 - October 1997
Tullet, Tokyo January 1994 - October 1997
Brounoff, Claire January 1990 - January 1994
Cowen & Company January 1980 - January 1990
Merkin Securities January 1978 - January 1980
Skills
Pricing Evaluations, Bonds, Pricing, Fixed Income, Trading, Valuation, Securities, Compliance, Derivatives, Capital Markets, Market Data
Education
Long Island University 1966 — 1968
economics
Brooklyn College
City University of New York-Brooklyn College
liberal arts
Craig Kingsley Craig Kingsley's Cowen & Company Experience September 2011 - September 2012
Job Institutional Equity Sales at Longbow Research
Industry Financial Services
Experience
Longbow Research August 2013 - Present
Cowen & Company September 2011 - September 2012
Soleil Securities June 2004 - June 2010
Neuberger Berman, LLC September 1994 - January 2004
Skills
Relationship Management, Key Account Development, Business Development, Institutional Equity..., Canada Market, New York Market
Education
Syracuse University
B.A., Economics
Longbow Research August 2013 - Present
Cowen & Company September 2011 - September 2012
Soleil Securities June 2004 - June 2010
Neuberger Berman, LLC September 1994 - January 2004
Skills
Relationship Management, Key Account Development, Business Development, Institutional Equity..., Canada Market, New York Market
Education
Syracuse University
B.A., Economics
Paul Vallone Paul Vallone's Cowen & Company Experience July 2000 - April 2003
Job Vice President, Business Planning and Development at Parker Hannifin
Industry Mechanical or Industrial Engineering
Experience
Parker Hannifin May 2015 - Present
URS Corporation September 2008 - January 2015
Sun Microsystems January 2008 - September 2008
Agilent Technologies March 2006 - January 2008
Montgomery & Co. September 2003 - February 2006
Cowen & Company July 2000 - April 2003
Prudential Securities March 1992 - July 2000
Skills
Due Diligence, Mergers & Acquisitions, Financial Modeling, Mergers, Valuation, Business Strategy, Private Equity, Venture Capital, Strategic Partnerships, Financial Analysis, Corporate Development, Restructuring, Finance, Start-ups, Operations Management, Management Consulting, Acquisition Integration, Divestitures, Cross-functional Team..., Executive Management, Investments, Strategic Planning, Analysis, Portfolio Management, Acquisitions, Management, New Business Development, Business Planning, Corporate Finance, Business Development, Project Planning, Integration, Risk Management, Business Valuation, Structured Finance, Equities
Education
Tulane University 1997 — 1999
MBA, Finance and Marketing
California State University-Chico 1987 — 1991
BS, Business Administration
Parker Hannifin May 2015 - Present
URS Corporation September 2008 - January 2015
Sun Microsystems January 2008 - September 2008
Agilent Technologies March 2006 - January 2008
Montgomery & Co. September 2003 - February 2006
Cowen & Company July 2000 - April 2003
Prudential Securities March 1992 - July 2000
Skills
Due Diligence, Mergers & Acquisitions, Financial Modeling, Mergers, Valuation, Business Strategy, Private Equity, Venture Capital, Strategic Partnerships, Financial Analysis, Corporate Development, Restructuring, Finance, Start-ups, Operations Management, Management Consulting, Acquisition Integration, Divestitures, Cross-functional Team..., Executive Management, Investments, Strategic Planning, Analysis, Portfolio Management, Acquisitions, Management, New Business Development, Business Planning, Corporate Finance, Business Development, Project Planning, Integration, Risk Management, Business Valuation, Structured Finance, Equities
Education
Tulane University 1997 — 1999
MBA, Finance and Marketing
California State University-Chico 1987 — 1991
BS, Business Administration
Alexander McCoy's Cowen & Company Experience 2005 - 2007
Job Founder & CEO at American Ostrich Farms
Industry Ranching
Experience
American Ostrich Farms 2013 - Present
The American Ostrich Association 2015 - Present
Citi 2011 - 2013
Clean Power Now 2010 - 2012
Overseas Private Investment Corporation 2010 - 2010
Moelis & Company 2009 - 2009
Revolution Ventures 2007 - 2008
Cowen & Company 2005 - 2007
The Institute for International Mediation and Conflict Resolution (IIMCR) 2004 - 2004
Skills
Finance, Emerging Markets, Public Policy, Strategy, Start-ups, Capital Markets, Strategic Planning, Investments, Corporate Development
Education
Harvard University Kennedy School of Government 2009 — 2011
MPA
University of Pennsylvania - The Wharton School 2008 — 2010
MBA
University of Pennsylvania 2001 — 2005
BA
Dartmouth College - The Tuck School of Business at Dartmouth 2004 — 2004
The Community School 1995 — 2001
Ernest Hemingway Elementary 1991 — 1995
American Ostrich Farms 2013 - Present
The American Ostrich Association 2015 - Present
Citi 2011 - 2013
Clean Power Now 2010 - 2012
Overseas Private Investment Corporation 2010 - 2010
Moelis & Company 2009 - 2009
Revolution Ventures 2007 - 2008
Cowen & Company 2005 - 2007
The Institute for International Mediation and Conflict Resolution (IIMCR) 2004 - 2004
Skills
Finance, Emerging Markets, Public Policy, Strategy, Start-ups, Capital Markets, Strategic Planning, Investments, Corporate Development
Education
Harvard University Kennedy School of Government 2009 — 2011
MPA
University of Pennsylvania - The Wharton School 2008 — 2010
MBA
University of Pennsylvania 2001 — 2005
BA
Dartmouth College - The Tuck School of Business at Dartmouth 2004 — 2004
The Community School 1995 — 2001
Ernest Hemingway Elementary 1991 — 1995
Robert James Perrego Robert James Perrego's Cowen & Company Experience October 1993 - April 1997
Job Founder, CEO and Author at Buy Low Sell High LLC
Industry Financial Services
Experience
Buy Low Sell High LLC March 2010 - Present
Buy Low Sell High LLC August 2007 - Present
UpCompany Inc. 2008 - 2010
David Williams Securities December 2005 - December 2006
Assent LLC 2003 - 2005
WorldCo LLC October 1998 - October 2003
CIBC Oppenheimer 1998 - 1998
Cowen & Company October 1993 - April 1997
Skills
Equities, Trading, Investments, Bonds, Technical Analysis, Equity Trading, Commodities, Financial Markets, Stocks, Proprietary Trading, Options, Securities, Fixed Income, Equity Research, Traders, Valuation, Financial Analysis, Economics, Investment Strategies, Data Analysis, Finance, Hedge Funds, Portfolio Management, Funding, Alternative Investments, Series 7, Commodity
Education
State University of New York at Albany 1992 — 1993
MA, Economics
Pepperdine University 1988 — 1990
MBA, Finance
Clarkson University 1986 — 1988
BS, Mechanical Engineering
Buy Low Sell High LLC March 2010 - Present
Buy Low Sell High LLC August 2007 - Present
UpCompany Inc. 2008 - 2010
David Williams Securities December 2005 - December 2006
Assent LLC 2003 - 2005
WorldCo LLC October 1998 - October 2003
CIBC Oppenheimer 1998 - 1998
Cowen & Company October 1993 - April 1997
Skills
Equities, Trading, Investments, Bonds, Technical Analysis, Equity Trading, Commodities, Financial Markets, Stocks, Proprietary Trading, Options, Securities, Fixed Income, Equity Research, Traders, Valuation, Financial Analysis, Economics, Investment Strategies, Data Analysis, Finance, Hedge Funds, Portfolio Management, Funding, Alternative Investments, Series 7, Commodity
Education
State University of New York at Albany 1992 — 1993
MA, Economics
Pepperdine University 1988 — 1990
MBA, Finance
Clarkson University 1986 — 1988
BS, Mechanical Engineering
Vincent Gianni Vincent Gianni's Cowen & Company Experience 1989 - 1997
Job at BAE Systems
Industry Information Technology and Services
Experience
BAE System April 2009 - Present
AIG February 2003 - April 2009
Instinet 1997 - 2003
Cowen & Company 1989 - 1997
Skills
Data Center, Vendor Management, PMO, SDLC, Risk Management, Business Process..., Business Analysis, Project Portfolio..., Business Process..., IT Operations, Operations Management, Global Network..., Cloud Computing, Storage Management, Service Desk, Systems Management, Virtualization, Infrastructure, Management, Leadership, Cross-functional Team..., Integration, Service Delivery, IT Infrastructure..., ITIL, Data Center Management..., Vendor Relationship..., Disaster Recovery, Strategic Planning and..., Executive Management, Infrastructure and..., System, Storage, and..., Continuous Process and..., Problem-Solving and..., PMP
Education
MIT Sloan School of Management 2011 — 2014
Business Administration and Management, General
DeVry University, Woodbridge, NJ 1989 — 1993
Bachelor of Arts, Electronics Engineering
Kingsborough Community College, Brooklyn, NY 1987 — 1989
Graduate Credits, Business Administration
BAE System April 2009 - Present
AIG February 2003 - April 2009
Instinet 1997 - 2003
Cowen & Company 1989 - 1997
Skills
Data Center, Vendor Management, PMO, SDLC, Risk Management, Business Process..., Business Analysis, Project Portfolio..., Business Process..., IT Operations, Operations Management, Global Network..., Cloud Computing, Storage Management, Service Desk, Systems Management, Virtualization, Infrastructure, Management, Leadership, Cross-functional Team..., Integration, Service Delivery, IT Infrastructure..., ITIL, Data Center Management..., Vendor Relationship..., Disaster Recovery, Strategic Planning and..., Executive Management, Infrastructure and..., System, Storage, and..., Continuous Process and..., Problem-Solving and..., PMP
Education
MIT Sloan School of Management 2011 — 2014
Business Administration and Management, General
DeVry University, Woodbridge, NJ 1989 — 1993
Bachelor of Arts, Electronics Engineering
Kingsborough Community College, Brooklyn, NY 1987 — 1989
Graduate Credits, Business Administration
Fidel John's Cowen & Company Experience September 1995 - June 1998
Job at
Industry Outsourcing/Offshoring
Experience
Williams Lea January 2011 - Present
Williams Lea December 2006 - January 2011
Williams Lea August 2005 - December 2006
Pitney Bowes Management Services February 2000 - August 2005
Contrarian Capital Management 2002 - 2003
SG Cowen Securities Corporation June 1998 - August 1999
Cowen & Company September 1995 - June 1998
Skills
Training, Management, Outsourcing, Software Documentation, Marketing, Process Improvement, Leadership, Microsoft Office, Customer Service, Sales, Human Resources, PowerPoint, Strategy, Microsoft Excel, Business Analysis, Microsoft Word, Databases, Troubleshooting, Finance
Education
Baruch College, City University of New York (CUNY) 1995 — 1998
Finance
St. Benedict's College 1989 — 1994
Williams Lea January 2011 - Present
Williams Lea December 2006 - January 2011
Williams Lea August 2005 - December 2006
Pitney Bowes Management Services February 2000 - August 2005
Contrarian Capital Management 2002 - 2003
SG Cowen Securities Corporation June 1998 - August 1999
Cowen & Company September 1995 - June 1998
Skills
Training, Management, Outsourcing, Software Documentation, Marketing, Process Improvement, Leadership, Microsoft Office, Customer Service, Sales, Human Resources, PowerPoint, Strategy, Microsoft Excel, Business Analysis, Microsoft Word, Databases, Troubleshooting, Finance
Education
Baruch College, City University of New York (CUNY) 1995 — 1998
Finance
St. Benedict's College 1989 — 1994
Kathryn Buergert, CFA Kathryn Buergert, CFA's Cowen & Company Experience 1993 - 1996
Job Analyst
Industry Renewables & Environment
Experience
Swift Tram 2011 - 2012
Wachovia September 2004 - December 2007
Credit Suisse 1998 - 2001
Deutsche Bank 1996 - 1998
Cowen & Company 1993 - 1996
Westpac Bank 1988 - 1993
JPMorgan Chase 1980 - 1987
Skills
Due Diligence, Financial Modeling, Strategy, Business Planning, Valuation, Financial Analysis, Venture Capital, Equities, Portfolio Management, Corporate Finance, Private Equity, Program Management, Investments, Business Strategy, Business Development, Entrepreneurship, Mergers & Acquisitions, Mergers, Management Consulting, Process Improvement, Finance, Start-ups, Strategic Planning, Corporate Development
Education
New York University - Leonard N. Stern School of Business
MBA
University at Albany, SUNY
BS
University of Colorado at Boulder
Certificate Sustainable Energy
Swift Tram 2011 - 2012
Wachovia September 2004 - December 2007
Credit Suisse 1998 - 2001
Deutsche Bank 1996 - 1998
Cowen & Company 1993 - 1996
Westpac Bank 1988 - 1993
JPMorgan Chase 1980 - 1987
Skills
Due Diligence, Financial Modeling, Strategy, Business Planning, Valuation, Financial Analysis, Venture Capital, Equities, Portfolio Management, Corporate Finance, Private Equity, Program Management, Investments, Business Strategy, Business Development, Entrepreneurship, Mergers & Acquisitions, Mergers, Management Consulting, Process Improvement, Finance, Start-ups, Strategic Planning, Corporate Development
Education
New York University - Leonard N. Stern School of Business
MBA
University at Albany, SUNY
BS
University of Colorado at Boulder
Certificate Sustainable Energy
Mark Jezyk Mark Jezyk's Cowen & Company Experience April 2011 - August 2011
Job Senior Manager, Global Commercial Business Development & Strategy
Industry Pharmaceuticals
Experience
AbbVie June 2015 - Present
Campbell Alliance October 2014 - June 2015
Campbell Alliance October 2013 - September 2014
Defined Health November 2011 - October 2013
Cowen & Company April 2011 - August 2011
National Institute of Environmental Health Sciences October 2007 - April 2011
Harvard Medical School September 2006 - September 2007
UNC Chapel Hill 2000 - 2006
Skills
Biotechnology, Pharmaceutical Industry, Pharmacology, Biochemistry, Financial Modeling, Valuation, Lifesciences, Healthcare, Data Analysis
Education
University of North Carolina at Chapel Hill School of Medicine 2000 — 2006
Ph.D., Biochemistry and Biophysics
Columbia University in the City of New York 1996 — 2000
BS, Biomedical Engineering
AbbVie June 2015 - Present
Campbell Alliance October 2014 - June 2015
Campbell Alliance October 2013 - September 2014
Defined Health November 2011 - October 2013
Cowen & Company April 2011 - August 2011
National Institute of Environmental Health Sciences October 2007 - April 2011
Harvard Medical School September 2006 - September 2007
UNC Chapel Hill 2000 - 2006
Skills
Biotechnology, Pharmaceutical Industry, Pharmacology, Biochemistry, Financial Modeling, Valuation, Lifesciences, Healthcare, Data Analysis
Education
University of North Carolina at Chapel Hill School of Medicine 2000 — 2006
Ph.D., Biochemistry and Biophysics
Columbia University in the City of New York 1996 — 2000
BS, Biomedical Engineering
Keith Bencher Keith Bencher's Cowen & Company Experience July 1995 - October 1997
Job Chief Financial Officer & Chief Strategy Officer at Thismoment
Industry Internet
Experience
Thismoment October 2014 - Present
sovrn Holdings, Inc. (Formerly Federated Media) February 2014 - October 2014
Federated Media (Acquired by LIN Media in 2014) September 2008 - January 2014
CNET Networks (Acquired by CBS Interactive in 2008) January 2003 - August 2008
CNET Networks (Acquired by CBS Interactive in 2008) January 2007 - December 2007
CNET Networks (Acquired by CBS Interactive in 2008) May 2000 - December 2002
ZDNet (Acquired by CNET Networks in 2000) August 1999 - May 2000
Donaldson, Lufkin & Jenrette (Acquired by Credit Suisse in 2000) November 1997 - April 1999
Cowen & Company July 1995 - October 1997
Skills
Business Strategy, New Business Development, Corporate Development, Mergers, M&A due diligence, Strategic Partnerships, Online Advertising, Digital Media, Financial Planning, Business Development, Transaction Negotiations, Deal Structuring, Negotiating Contracts, Investment Banking, Strategic Investment, International Strategy, Global Business..., Strategy, Executive Management, Management
Education
University of California, Berkeley 1991 — 1995
BA, Economics
Thismoment October 2014 - Present
sovrn Holdings, Inc. (Formerly Federated Media) February 2014 - October 2014
Federated Media (Acquired by LIN Media in 2014) September 2008 - January 2014
CNET Networks (Acquired by CBS Interactive in 2008) January 2003 - August 2008
CNET Networks (Acquired by CBS Interactive in 2008) January 2007 - December 2007
CNET Networks (Acquired by CBS Interactive in 2008) May 2000 - December 2002
ZDNet (Acquired by CNET Networks in 2000) August 1999 - May 2000
Donaldson, Lufkin & Jenrette (Acquired by Credit Suisse in 2000) November 1997 - April 1999
Cowen & Company July 1995 - October 1997
Skills
Business Strategy, New Business Development, Corporate Development, Mergers, M&A due diligence, Strategic Partnerships, Online Advertising, Digital Media, Financial Planning, Business Development, Transaction Negotiations, Deal Structuring, Negotiating Contracts, Investment Banking, Strategic Investment, International Strategy, Global Business..., Strategy, Executive Management, Management
Education
University of California, Berkeley 1991 — 1995
BA, Economics
Tracy Ebert Tracy Ebert's Cowen & Company Experience March 1997 - September 1997
Job Billing Specialist at XChange Financial Access
Industry Financial Services
Experience
X-Change Financial Access January 2013 - Present
Bank of America Merrill Lynch September 1997 - June 2012
Cowen & Company March 1997 - September 1997
CBOE November 1995 - March 1997
Skills
Equities, Securities, Options, Financial Markets, Risk Management, FX Options, Trading, Back Office, Derivatives, Fixed Income, Financial Risk, FINRA, Series 7, Middle Office
Education
De Paul University 1990 — 1994
Bachelor of Arts, English and Education
Dawes
Dawes
Marquette University
X-Change Financial Access January 2013 - Present
Bank of America Merrill Lynch September 1997 - June 2012
Cowen & Company March 1997 - September 1997
CBOE November 1995 - March 1997
Skills
Equities, Securities, Options, Financial Markets, Risk Management, FX Options, Trading, Back Office, Derivatives, Fixed Income, Financial Risk, FINRA, Series 7, Middle Office
Education
De Paul University 1990 — 1994
Bachelor of Arts, English and Education
Dawes
Dawes
Marquette University
Jeffrey Kiley Jeffrey Kiley's Cowen & Company Experience 1988 - May 2000
Job Senior Institutional Sales Executive at Fiserv Investment Services
Industry Capital Markets
Experience
Fiserv 2015 - Present
Omgeo,LLC A DTCC I Thomson Reuters Company 2012 - 2013
JPMorgan 2008 - July 2012
Bear Stearns 2006 - July 2008
Bank of New York Mellon 2000 - August 2006
Pershing 2003 - 2006
Cowen & Company 1988 - May 2000
Newbridge Securities 1986 - 1988
Wall Street Clearing Company 1984 - September 1986
EF Hutton & Co. 1982 - September 1984
Skills
Equities, Series 7, Securities, Series 24, Series 63, series 27, Alternative Investments, Asset Management, Asset Managment, Back Office, CRM, Fixed Income, Hedge Funds, Investment Banking, Trading Systems, Management, Prime Brokerage, Capital Markets, Electronic Trading, FINRA, Mutual Funds, Investments, Options, Derivatives, Financial Markets, Bloomberg, Financial Services, Settlement, Trading, Relationship Management, Risk Management, Equity Trading, Middle Office, Equity Research, Trading Strategies, Wealth Management, Equity Derivatives
Education
Fairleigh Dickinson University-Metropolitan Campus
Bachelor's degree, Economics & Finance
University of Pennsylvania - The Wharton School
SIFMA Securities Industry Institute
Fiserv 2015 - Present
Omgeo,LLC A DTCC I Thomson Reuters Company 2012 - 2013
JPMorgan 2008 - July 2012
Bear Stearns 2006 - July 2008
Bank of New York Mellon 2000 - August 2006
Pershing 2003 - 2006
Cowen & Company 1988 - May 2000
Newbridge Securities 1986 - 1988
Wall Street Clearing Company 1984 - September 1986
EF Hutton & Co. 1982 - September 1984
Skills
Equities, Series 7, Securities, Series 24, Series 63, series 27, Alternative Investments, Asset Management, Asset Managment, Back Office, CRM, Fixed Income, Hedge Funds, Investment Banking, Trading Systems, Management, Prime Brokerage, Capital Markets, Electronic Trading, FINRA, Mutual Funds, Investments, Options, Derivatives, Financial Markets, Bloomberg, Financial Services, Settlement, Trading, Relationship Management, Risk Management, Equity Trading, Middle Office, Equity Research, Trading Strategies, Wealth Management, Equity Derivatives
Education
Fairleigh Dickinson University-Metropolitan Campus
Bachelor's degree, Economics & Finance
University of Pennsylvania - The Wharton School
SIFMA Securities Industry Institute
Dan Donovan Dan Donovan's Cowen & Company Experience 1988 - 1993
Job Partner at Donovan & Rainie, LLC
Industry Legal Services
Experience
Donovan & Rainie, LLC 2002 - Present
Deutsche Bank Securities 1999 - 2002
BT Alex. Brown 1997 - 1999
Alex. Brown & Sons Incorporated 1993 - 1997
Cowen & Company 1988 - 1993
Prudential-Bache Securities 1987 - 1988
EF Hutton & Company 1983 - 1988
Pollack & Kaminsky 1982 - 1983
Skills
Securities, Investment Advisory, Securities Law, Arbitration, Regulatory Counsel, Mediation, Securities Regulation, Financial Markets, Corporate Governance, Corporate Law, Securities Litigation, Litigation, Courts, Estate Planning, Broker-Dealer, FINRA, Commercial Litigation, Insurance, Class Actions, Alternative Dispute..., Civil Litigation, Business Litigation, White Collar Criminal..., Appeals, Dispute Resolution, Non-compete Agreements, Trade Secrets, Trial Practice, Product Liability, Insurance Law, Trials, Construction Law, Dispute, Privacy Law, Litigation Management, Torts, Bankruptcy, Competition Law, Legal Writing, Unfair Competition, Legal Compliance, Intellectual Property, Licensing, Legal Advice, Litigation Support, Employment Law, Legal Research, International..., Trusts, Administrative Law
Education
Boston University School of Law 1979 — 1982
JD
State University of New York College at Brockport 1976 — 1979
B.A., Political Science
Donovan & Rainie, LLC 2002 - Present
Deutsche Bank Securities 1999 - 2002
BT Alex. Brown 1997 - 1999
Alex. Brown & Sons Incorporated 1993 - 1997
Cowen & Company 1988 - 1993
Prudential-Bache Securities 1987 - 1988
EF Hutton & Company 1983 - 1988
Pollack & Kaminsky 1982 - 1983
Skills
Securities, Investment Advisory, Securities Law, Arbitration, Regulatory Counsel, Mediation, Securities Regulation, Financial Markets, Corporate Governance, Corporate Law, Securities Litigation, Litigation, Courts, Estate Planning, Broker-Dealer, FINRA, Commercial Litigation, Insurance, Class Actions, Alternative Dispute..., Civil Litigation, Business Litigation, White Collar Criminal..., Appeals, Dispute Resolution, Non-compete Agreements, Trade Secrets, Trial Practice, Product Liability, Insurance Law, Trials, Construction Law, Dispute, Privacy Law, Litigation Management, Torts, Bankruptcy, Competition Law, Legal Writing, Unfair Competition, Legal Compliance, Intellectual Property, Licensing, Legal Advice, Litigation Support, Employment Law, Legal Research, International..., Trusts, Administrative Law
Education
Boston University School of Law 1979 — 1982
JD
State University of New York College at Brockport 1976 — 1979
B.A., Political Science
Mary O. Moran Mary O. Moran's Cowen & Company Experience September 1985 - September 1987
Job Corporate Director of Business Development at Premier Title & Escrow Company, Inc.
Industry Real Estate
Experience
Premier Title & Escrow Company, Inc. October 2014 - Present
Equity Settlement Services, Inc. September 2011 - February 2014
MacGregor Abstract Corporation September 2008 - October 2011
Chicago Title Insurance Company February 2002 - September 2008
Statewide Abstract Corporation 1998 - 2002
Kidder, Peabody & Company August 1989 - May 1994
Smith Barney, Harris Upham & Company September 1987 - August 1989
Cowen & Company September 1985 - September 1987
Paine Weber Jackson & Curtis January 1981 - September 1985
Skills
Real Estate, Reverse Mortgages, Title Insurance, Settlement Agent, Notary Public, Certified Signing Agent, Residential Insurance, Commercial Insurance, HECM For Purchase..., Title Closer, National Title and..., Investment Properties, Signing Agent, Residential Homes, FHA, Refinance, Loan Origination, Mortgage Lending, Mortgage Banking, Residential Mortgages, Loans, Commercial Real Estate, Sellers, USDA, First Time Home Buyers, VA loans, Funding, VA Loans
Education
Fordham University 1986 — 1989
Bachelor of Arts (B.A.):, Finance Economics
Comprehensive Mortgage Loan Originator Course: NMLS# 1070672 2013 — 2013
Mortgage Loan Originator Pre-Licensing Education, Federal and New York State
Hofstra University 2000 — 2001
Professional Developement: Title Insurance Industry: Title Closings
Securities Trading Corporation 1982 — 1983
Series 7 & Series 63 Licenses, Securites Trading
Premier Title & Escrow Company, Inc. October 2014 - Present
Equity Settlement Services, Inc. September 2011 - February 2014
MacGregor Abstract Corporation September 2008 - October 2011
Chicago Title Insurance Company February 2002 - September 2008
Statewide Abstract Corporation 1998 - 2002
Kidder, Peabody & Company August 1989 - May 1994
Smith Barney, Harris Upham & Company September 1987 - August 1989
Cowen & Company September 1985 - September 1987
Paine Weber Jackson & Curtis January 1981 - September 1985
Skills
Real Estate, Reverse Mortgages, Title Insurance, Settlement Agent, Notary Public, Certified Signing Agent, Residential Insurance, Commercial Insurance, HECM For Purchase..., Title Closer, National Title and..., Investment Properties, Signing Agent, Residential Homes, FHA, Refinance, Loan Origination, Mortgage Lending, Mortgage Banking, Residential Mortgages, Loans, Commercial Real Estate, Sellers, USDA, First Time Home Buyers, VA loans, Funding, VA Loans
Education
Fordham University 1986 — 1989
Bachelor of Arts (B.A.):, Finance Economics
Comprehensive Mortgage Loan Originator Course: NMLS# 1070672 2013 — 2013
Mortgage Loan Originator Pre-Licensing Education, Federal and New York State
Hofstra University 2000 — 2001
Professional Developement: Title Insurance Industry: Title Closings
Securities Trading Corporation 1982 — 1983
Series 7 & Series 63 Licenses, Securites Trading
Steven Soranno, CFA, CAIA Steven Soranno, CFA, CAIA's Cowen & Company Experience January 1991 - September 1993
Job Vice President, Director of Equity Research at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. July 2014 - Present
Calvert Investment Management March 2011 - June 2014
The Kogod School of Business at American University 2013 - 2014
Westrock Investment Advisors 2010 - 2011
Credit Suisse Group 2005 - 2009
Credit Suisse Group - Swiss American Securities 1998 - 2005
CIBC Oppenheimer 1996 - 1998
Lehman Brothers, International 1995 - 1996
Cowen & Company January 1991 - September 1993
Skills
Mentoring, Portfolio Optimization, Equities, Asset Management, Valuation, Portfolio Management, Investments, Financial Modeling, Equity Research, Financial Analysis, Financial Markets, Economics, ESG Integration, Supervisory Skills, Writing, Investment Valuation, Trading, Emerging Markets, Sustainability, FX Options, Finance, Corporate Finance, Series 7, Financial Services, Fixed Income, Analysis, Strategic Financial..., Supervising, Non-profit Volunteer, Financial Planning, Strategy
Education
University of Virginia Darden School of Business 1993 — 1995
MBA, Finance, Business
Budapest University of Economic Sciences 1994 — 1994
Certificate, Economics
Colgate University 1985 — 1989
BA, Economics & Political Science, double major
Ameriprise Financial Services, Inc. July 2014 - Present
Calvert Investment Management March 2011 - June 2014
The Kogod School of Business at American University 2013 - 2014
Westrock Investment Advisors 2010 - 2011
Credit Suisse Group 2005 - 2009
Credit Suisse Group - Swiss American Securities 1998 - 2005
CIBC Oppenheimer 1996 - 1998
Lehman Brothers, International 1995 - 1996
Cowen & Company January 1991 - September 1993
Skills
Mentoring, Portfolio Optimization, Equities, Asset Management, Valuation, Portfolio Management, Investments, Financial Modeling, Equity Research, Financial Analysis, Financial Markets, Economics, ESG Integration, Supervisory Skills, Writing, Investment Valuation, Trading, Emerging Markets, Sustainability, FX Options, Finance, Corporate Finance, Series 7, Financial Services, Fixed Income, Analysis, Strategic Financial..., Supervising, Non-profit Volunteer, Financial Planning, Strategy
Education
University of Virginia Darden School of Business 1993 — 1995
MBA, Finance, Business
Budapest University of Economic Sciences 1994 — 1994
Certificate, Economics
Colgate University 1985 — 1989
BA, Economics & Political Science, double major
Paul Lechiaro Paul Lechiaro's Cowen & Company Experience January 1989 - January 1994
Job Market Manager at Trelevate
Industry Marketing and Advertising
Experience
Trelevate December 2014 - Present
Perfection Marketing December 2010 - October 2014
The Village Bank July 2008 - October 2009
Exit Realty June 2005 - May 2008
Gryphon Networks January 1999 - May 2004
Metropolitan Fiber Systems January 1994 - January 1999
Network Plus Quincy, MA 1994 - 1996
Cowen & Company January 1989 - January 1994
Skills
Solution Selling, New Business Development, Enterprise Software, Social Media Marketing, Strategic Partnerships, Lead Generation, CRM, Start-ups, Business Development, Entrepreneurship, Leadership, SaaS, B2B, Sales Operations, Marketing, Sales
Education
Merrimack College
B.A., Economics
Newton North
Trelevate December 2014 - Present
Perfection Marketing December 2010 - October 2014
The Village Bank July 2008 - October 2009
Exit Realty June 2005 - May 2008
Gryphon Networks January 1999 - May 2004
Metropolitan Fiber Systems January 1994 - January 1999
Network Plus Quincy, MA 1994 - 1996
Cowen & Company January 1989 - January 1994
Skills
Solution Selling, New Business Development, Enterprise Software, Social Media Marketing, Strategic Partnerships, Lead Generation, CRM, Start-ups, Business Development, Entrepreneurship, Leadership, SaaS, B2B, Sales Operations, Marketing, Sales
Education
Merrimack College
B.A., Economics
Newton North
Steve Bigalow Steve Bigalow's Cowen & Company Experience 1981 - 1983
Job Owner, Candlestick Forum LLC
Industry Investment Management
Experience
Candlestick Forum LLC 2003 - Present
SFO Magazine 2002 - Present
Oppenheimer & Company 1983 - 1984
Cowen & Company 1981 - 1983
Kidder Peabody & Company 1976 - 1981
Skills
Japanese Candlesticks, Technical Analysis, Stock Trading, Commodities, Options, Futures, Day Trading, Stock Market, Trading, Stock, Investments, Traders, Trading Strategies, Stocks, Commodity, Currency, FX, Investment Strategies, FX trading, Affiliate Relations, Joint Ventures, FX Options, Hedge Funds, Commodity Markets, Alternative Investments, Options Strategies, Brokerage, Financial Markets, Investment Banking, Risk Management, Financial Advisory, Foreign Exchange, Capital Markets, Proprietary Trading, Trading Systems, Managed Futures, Emerging Markets, Valuation, Financial Risk, Investment Management, Finance, Fundamental Analysis, Series 7, Bloomberg Terminal, Quantitative Finance, Economics, Private Equity, Investor Relations, Series 63, Capital
Education
Cornell University 1971 — 1975
B.S., Business and Economics
Candlestick Forum LLC 2003 - Present
SFO Magazine 2002 - Present
Oppenheimer & Company 1983 - 1984
Cowen & Company 1981 - 1983
Kidder Peabody & Company 1976 - 1981
Skills
Japanese Candlesticks, Technical Analysis, Stock Trading, Commodities, Options, Futures, Day Trading, Stock Market, Trading, Stock, Investments, Traders, Trading Strategies, Stocks, Commodity, Currency, FX, Investment Strategies, FX trading, Affiliate Relations, Joint Ventures, FX Options, Hedge Funds, Commodity Markets, Alternative Investments, Options Strategies, Brokerage, Financial Markets, Investment Banking, Risk Management, Financial Advisory, Foreign Exchange, Capital Markets, Proprietary Trading, Trading Systems, Managed Futures, Emerging Markets, Valuation, Financial Risk, Investment Management, Finance, Fundamental Analysis, Series 7, Bloomberg Terminal, Quantitative Finance, Economics, Private Equity, Investor Relations, Series 63, Capital
Education
Cornell University 1971 — 1975
B.S., Business and Economics
Ernest Cifaldi Ernest Cifaldi's Cowen & Company Experience 1985 - 1997
Job Finance Executive Controller ♦ Corporate Reporting ♦ Balance Sheet Control ♦ Management Reporting ♦ Consolidations
Industry Financial Services
Experience
Citigroup 2013 - Present
Citigroup 2011 - 2013
Citigroup 1997 - 2011
Cowen & Company 1985 - 1997
AMROC Investments 1989 - 1989
Skills
Controllership Functions, Balance Sheet Control, Financial Management..., Intercompany Control, GAAP Accounting, Global Cross-Functional..., Team Building &..., Performance Management, Legal Entity Controller, Workflow Optimization, Streamlining Operations, Outsourcing, Insourcing, Balance Sheet Review, Global Account..., Internal Accounting..., Process Redesign, Process Automation, Process Improvement, KPI / KRI Reporting..., Inter-Department..., Period-End Reporting, Internal Controls, Consolidated Financial..., Trading Desk Balance..., Multi-Unit Management, Post-Merger Integration, Finance, General Ledger, Financial Reporting, Financial Analysis, Forecasting, Accounts Payable, Bank Reconciliation, Executive Management, Sarbanes-Oxley, Budgeting & Forecasting, Executive Vision &..., Account Reconciliation, Balance Sheet Analytics, Banking, Accounting, Financial Services, Management, Financial Risk, Financial Modeling, Risk Management, Capital Markets, Budgets
Education
City University of New York
Bachelor of Science (B.S.), Accounting
Citigroup 2013 - Present
Citigroup 2011 - 2013
Citigroup 1997 - 2011
Cowen & Company 1985 - 1997
AMROC Investments 1989 - 1989
Skills
Controllership Functions, Balance Sheet Control, Financial Management..., Intercompany Control, GAAP Accounting, Global Cross-Functional..., Team Building &..., Performance Management, Legal Entity Controller, Workflow Optimization, Streamlining Operations, Outsourcing, Insourcing, Balance Sheet Review, Global Account..., Internal Accounting..., Process Redesign, Process Automation, Process Improvement, KPI / KRI Reporting..., Inter-Department..., Period-End Reporting, Internal Controls, Consolidated Financial..., Trading Desk Balance..., Multi-Unit Management, Post-Merger Integration, Finance, General Ledger, Financial Reporting, Financial Analysis, Forecasting, Accounts Payable, Bank Reconciliation, Executive Management, Sarbanes-Oxley, Budgeting & Forecasting, Executive Vision &..., Account Reconciliation, Balance Sheet Analytics, Banking, Accounting, Financial Services, Management, Financial Risk, Financial Modeling, Risk Management, Capital Markets, Budgets
Education
City University of New York
Bachelor of Science (B.S.), Accounting
Brian Higby Brian Higby's Cowen & Company Experience June 2001 - August 2003
Job Director, Business Strategy at The Clorox Company
Industry Consumer Goods
Experience
Demeter Advisory Group September 2009 - March 2014
Merrill Lynch September 2007 - March 2009
Gap Inc August 2003 - July 2005
Cowen & Company June 2001 - August 2003
Skills
Mergers, Financial Modeling, Valuation, Investment Banking, Corporate Finance, Financial Analysis, Due Diligence, Business Strategy, Business Valuation, IPO, Venture Capital, Strategy, Mergers & Acquisitions, Six Sigma, Continuous Improvement
Education
UCLA Anderson School of Management 2005 — 2007
MBA, Finance, Business Strategy
Vanderbilt University
Demeter Advisory Group September 2009 - March 2014
Merrill Lynch September 2007 - March 2009
Gap Inc August 2003 - July 2005
Cowen & Company June 2001 - August 2003
Skills
Mergers, Financial Modeling, Valuation, Investment Banking, Corporate Finance, Financial Analysis, Due Diligence, Business Strategy, Business Valuation, IPO, Venture Capital, Strategy, Mergers & Acquisitions, Six Sigma, Continuous Improvement
Education
UCLA Anderson School of Management 2005 — 2007
MBA, Finance, Business Strategy
Vanderbilt University
Lawrence Leibowitz Lawrence Leibowitz's Cowen & Company Experience 1982 - 1996
Job Of Counsel at Lehman & Eilen LLP
Industry Legal Services
Experience
Lehman & Eilen LLP 2006 - Present
Cowen & Company 1982 - 1996
Skills
Securities Regulation, Commercial Litigation, Corporate Law, Corporate Governance, Hedge Funds, Private Placements, Litigation, Securities, Arbitration, Capital Markets, Courts, Due Diligence, FINRA, IPO, Mergers, Private Equity, Securities Litigation, Venture Capital
Education
New York University School of Law 1966 — 1969
J.D., Law
Lehman & Eilen LLP 2006 - Present
Cowen & Company 1982 - 1996
Skills
Securities Regulation, Commercial Litigation, Corporate Law, Corporate Governance, Hedge Funds, Private Placements, Litigation, Securities, Arbitration, Capital Markets, Courts, Due Diligence, FINRA, IPO, Mergers, Private Equity, Securities Litigation, Venture Capital
Education
New York University School of Law 1966 — 1969
J.D., Law
Chris Rogers's Cowen & Company Experience November 1999 - May 2001
Job Managing Director, Healthcare Investment Banking at Ziegler
Industry Banking
Experience
B.C. Ziegler & Company August 2014 - Present
Regions Financial Corporation May 2012 - August 2014
Morgan Keegan July 2008 - May 2012
SunTrust Robinson Humphrey September 2006 - July 2008
Merrill Lynch September 2004 - September 2006
Cowen & Company November 1999 - May 2001
Cowen & Company May 1996 - November 1999
Coopers & Lybrand Consulting May 1994 - May 1996
Skills
Strategy, Healthcare, Leveraged Finance, Forecasting, Restructuring, Start-ups, Management, Risk Management, Leadership, Competitive Analysis, Business Valuation, Equities, Banking, Corporate Finance
Education
Vanderbilt University Owen Graduate School of Management 2002 — 2004
MBA, Finance
Connecticut College 1990 — 1994
BA, Economics and International Relations
Kentucky Country Day 1986 — 1990
B.C. Ziegler & Company August 2014 - Present
Regions Financial Corporation May 2012 - August 2014
Morgan Keegan July 2008 - May 2012
SunTrust Robinson Humphrey September 2006 - July 2008
Merrill Lynch September 2004 - September 2006
Cowen & Company November 1999 - May 2001
Cowen & Company May 1996 - November 1999
Coopers & Lybrand Consulting May 1994 - May 1996
Skills
Strategy, Healthcare, Leveraged Finance, Forecasting, Restructuring, Start-ups, Management, Risk Management, Leadership, Competitive Analysis, Business Valuation, Equities, Banking, Corporate Finance
Education
Vanderbilt University Owen Graduate School of Management 2002 — 2004
MBA, Finance
Connecticut College 1990 — 1994
BA, Economics and International Relations
Kentucky Country Day 1986 — 1990
Carlos Salmon's Cowen & Company Experience May 1991 - September 1999
Job Director Facilities & General Services at Petrocelli Electric
Industry Construction
Experience
Allan Briteway Electrical Contractors January 2000 - Present
Cowen & Company May 1991 - September 1999
Skills
Construction, Contract Negotiation, Leadership, Management, Negotiation, Renovation, Contract Management, Facilities Management, Construction Management, Real Estate, Process Scheduler, Budgets, Contractors, Subcontracting, Value Engineering, Procurement, Project Estimation, Pre-construction, Project Bidding, Change Orders, Submittals, Purchasing, LEED, Electricians, HVAC, Estimates, Green Building, CPM Scheduling, MEP, Design-Build, Cost Control, Construction Safety
Education
NYU 1979 — 1982
NY HIgh Scool of Printing 1972 — 1976
Layout Design
Allan Briteway Electrical Contractors January 2000 - Present
Cowen & Company May 1991 - September 1999
Skills
Construction, Contract Negotiation, Leadership, Management, Negotiation, Renovation, Contract Management, Facilities Management, Construction Management, Real Estate, Process Scheduler, Budgets, Contractors, Subcontracting, Value Engineering, Procurement, Project Estimation, Pre-construction, Project Bidding, Change Orders, Submittals, Purchasing, LEED, Electricians, HVAC, Estimates, Green Building, CPM Scheduling, MEP, Design-Build, Cost Control, Construction Safety
Education
NYU 1979 — 1982
NY HIgh Scool of Printing 1972 — 1976
Layout Design
Terry Connelly's Cowen & Company Experience 1995 - 1999
Job Board Member at Public Religion Research Institute
Industry Education Management
Experience
Public Religion Research Institute 2014 - Present
Aspiranet, September 2011 - Present
The Huffington Post 2011 - Present
Golden Gate University April 2004 - Present
Ageno School of Business, Golden Gate University April 2004 - June 2011
Ernst & Young Australia 1999 - 2002
Cowen & Company 1995 - 1999
Salomon Brothers 1977 - 1995
Cravath, Swaine & Moore 1968 - 1977
Skills
Higher Education, Curriculum Development, Writing, Student Affairs, Career Counseling, Fundraising, Nonprofits, Blogging, Staff Development, Media Relations, Career Development, Research, Academic Advising, Strategy, Strategic Planning, Investment Banking, E-Learning, Public Policy, Turn Around Management, Higher Education..., Distance Learning, Instructional Design, Curriculum Design, Leadership, Management, Economics, Program Development, Student Development, Grant Writing, Qualitative Research, Program Evaluation, Leadership Development
Education
New York University School of Law 1965 — 1968
JD
The Catholic University of America 1961 — 1965
BA
Pius X High School 1958 — 1961
high school diploma
Public Religion Research Institute 2014 - Present
Aspiranet, September 2011 - Present
The Huffington Post 2011 - Present
Golden Gate University April 2004 - Present
Ageno School of Business, Golden Gate University April 2004 - June 2011
Ernst & Young Australia 1999 - 2002
Cowen & Company 1995 - 1999
Salomon Brothers 1977 - 1995
Cravath, Swaine & Moore 1968 - 1977
Skills
Higher Education, Curriculum Development, Writing, Student Affairs, Career Counseling, Fundraising, Nonprofits, Blogging, Staff Development, Media Relations, Career Development, Research, Academic Advising, Strategy, Strategic Planning, Investment Banking, E-Learning, Public Policy, Turn Around Management, Higher Education..., Distance Learning, Instructional Design, Curriculum Design, Leadership, Management, Economics, Program Development, Student Development, Grant Writing, Qualitative Research, Program Evaluation, Leadership Development
Education
New York University School of Law 1965 — 1968
JD
The Catholic University of America 1961 — 1965
BA
Pius X High School 1958 — 1961
high school diploma
Bill Rechter's Cowen & Company Experience December 1985 - March 2001
Job Senior Vice President at Fred Alger Management
Industry Investment Management
Experience
Fred Alger Management November 2005 - Present
ING Investment Management 2003 - 2005
Hillview Capital Advisors, LLC 2001 - 2003
Cowen & Company December 1985 - March 2001
Skills
Asset Management
Education
New York University - Leonard N. Stern School of Business 1969 — 1971
MBA, Investments
Isenberg School of Management, UMass Amherst 1965 — 1969
BBA, Finance
Fred Alger Management November 2005 - Present
ING Investment Management 2003 - 2005
Hillview Capital Advisors, LLC 2001 - 2003
Cowen & Company December 1985 - March 2001
Skills
Asset Management
Education
New York University - Leonard N. Stern School of Business 1969 — 1971
MBA, Investments
Isenberg School of Management, UMass Amherst 1965 — 1969
BBA, Finance
Phil Bruno's Cowen & Company Experience 1993 - 1996
Job Sales Executive at TMX Group
Industry Financial Services
Experience
BATS Exchange November 2011 - January 2014
Direct Edge August 2007 - October 2011
Firefly Capital January 2005 - April 2007
Norwich Union Investment Management March 1999 - January 2003
FarSight Financial 1996 - 1999
Cowen & Company 1993 - 1996
Education
Northeastern University 1988 — 1994
Bachelors, Finance
BATS Exchange November 2011 - January 2014
Direct Edge August 2007 - October 2011
Firefly Capital January 2005 - April 2007
Norwich Union Investment Management March 1999 - January 2003
FarSight Financial 1996 - 1999
Cowen & Company 1993 - 1996
Education
Northeastern University 1988 — 1994
Bachelors, Finance
Jacob Granek's Cowen & Company Experience 1990 - 1995
Job Operations Technology at First Data Corporation
Industry Financial Services
Experience
First Data Corporation April 2015 - Present
Depository Trust & Clearing Corporation June 2006 - October 2014
CitiGroup 1995 - 2007
Cowen & Company 1990 - 1995
Computer Horizond Corporation @ Dean Witter Reynolds 1980 - 1990
A. G. Becker 1980 - 1983
Skills
Process Improvement, Program Management, Strategy, Cross-functional Team..., Project Portfolio..., Strategic Planning, ITIL, Back Office, Management, Financial Services, Strategic Leadership, Project Management, Six Sigma, Leadership, Governance, PMO, Budgets, Project Planning, Team Building, Executive Management, Thought Leadership, SDLC, Analytics, Integration, Securities, Software Development, Business Analysis, Business Process..., IT Strategy, Business Development, Risk Management, CRM, Prime Brokerage, Banking, Outsourcing, Management Consulting, Settlement, IT Management, Vendor Management, Portfolio Management, Fixed Income, Trading Systems, Capital Markets, Business Intelligence, Middle Office
Education
Loyola College in Maryland 1976 — 1979
Computer Science
First Data Corporation April 2015 - Present
Depository Trust & Clearing Corporation June 2006 - October 2014
CitiGroup 1995 - 2007
Cowen & Company 1990 - 1995
Computer Horizond Corporation @ Dean Witter Reynolds 1980 - 1990
A. G. Becker 1980 - 1983
Skills
Process Improvement, Program Management, Strategy, Cross-functional Team..., Project Portfolio..., Strategic Planning, ITIL, Back Office, Management, Financial Services, Strategic Leadership, Project Management, Six Sigma, Leadership, Governance, PMO, Budgets, Project Planning, Team Building, Executive Management, Thought Leadership, SDLC, Analytics, Integration, Securities, Software Development, Business Analysis, Business Process..., IT Strategy, Business Development, Risk Management, CRM, Prime Brokerage, Banking, Outsourcing, Management Consulting, Settlement, IT Management, Vendor Management, Portfolio Management, Fixed Income, Trading Systems, Capital Markets, Business Intelligence, Middle Office
Education
Loyola College in Maryland 1976 — 1979
Computer Science
Greg Dawkins's Cowen & Company Experience 2002 - 2005
Job Managing Director at Piper Jaffray
Industry Investment Banking
Experience
Piper Jaffray July 2008 - Present
Jefferies & Company March 2005 - June 2008
Cowen & Company 2002 - 2005
Robertson Stephens 2001 - 2002
Prudential Securities 1998 - 2001
Ernst & Young 1993 - 1996
Education
University of Virginia - Darden Graduate School of Business Administration 1996 — 1998
MBA
University of Notre Dame 1989 — 1993
Bachelor of Business Administration (B.B.A.), Accounting
Chaminade High School 1985 — 1989
Piper Jaffray July 2008 - Present
Jefferies & Company March 2005 - June 2008
Cowen & Company 2002 - 2005
Robertson Stephens 2001 - 2002
Prudential Securities 1998 - 2001
Ernst & Young 1993 - 1996
Education
University of Virginia - Darden Graduate School of Business Administration 1996 — 1998
MBA
University of Notre Dame 1989 — 1993
Bachelor of Business Administration (B.B.A.), Accounting
Chaminade High School 1985 — 1989
Jose Zardoya's Cowen & Company Experience April 1999 - June 2004
Job Managing Director at Aragon Asset Management
Industry Investment Management
Experience
Aragon Asset Management August 2012 - Present
Oppenheimer & Co. 2008 - August 2012
CIBC World Markets June 2004 - January 2008
Cowen & Company April 1999 - June 2004
Caspian Securities 1997 - 1998
Skills
Investment Banking, Investor Relations, Capital Markets, Hedge Funds, Asset Management, Fixed Income, Equities, Private Placements, Valuation, Private Equity, Series 7, Equity Capital Markets, IPO, Securities, Trading, Venture Capital, Bloomberg, Mergers & Acquisitions, Emerging Markets, Financial Modeling, Equity Trading, Portfolio Management, LBO, Alternative Investments, Investments, Series 63, Equity Valuation
Education
Columbia University - Columbia Business School 1995 — 1997
University of Pennsylvania
Aragon Asset Management August 2012 - Present
Oppenheimer & Co. 2008 - August 2012
CIBC World Markets June 2004 - January 2008
Cowen & Company April 1999 - June 2004
Caspian Securities 1997 - 1998
Skills
Investment Banking, Investor Relations, Capital Markets, Hedge Funds, Asset Management, Fixed Income, Equities, Private Placements, Valuation, Private Equity, Series 7, Equity Capital Markets, IPO, Securities, Trading, Venture Capital, Bloomberg, Mergers & Acquisitions, Emerging Markets, Financial Modeling, Equity Trading, Portfolio Management, LBO, Alternative Investments, Investments, Series 63, Equity Valuation
Education
Columbia University - Columbia Business School 1995 — 1997
University of Pennsylvania
Jason Glazer's Cowen & Company Experience March 2013 - July 2014
Job Chief Operating Officer at Cornerstone Macro
Industry Investment Banking
Experience
Cowen & Company March 2013 - July 2014
Dahlman Rose May 2007 - March 2013
Bear Stearns September 1998 - April 2007
Eli Lilly and Company June 1992 - June 1997
Skills
Equities, Competitive Analysis, Series 7, Hedge Funds, Series 63, Equity Research, Investments
Education
New York University - Leonard N. Stern School of Business 1995 — 1998
MBA, Finance & International Business
Bucknell University 1988 — 1992
BA, Economics & Political Science
Bronx High School of Science 1984 — 1988
HS Diploma
Cowen & Company March 2013 - July 2014
Dahlman Rose May 2007 - March 2013
Bear Stearns September 1998 - April 2007
Eli Lilly and Company June 1992 - June 1997
Skills
Equities, Competitive Analysis, Series 7, Hedge Funds, Series 63, Equity Research, Investments
Education
New York University - Leonard N. Stern School of Business 1995 — 1998
MBA, Finance & International Business
Bucknell University 1988 — 1992
BA, Economics & Political Science
Bronx High School of Science 1984 — 1988
HS Diploma
Fred Winston's Cowen & Company Experience January 1985 - December 1994
Job Owner, Winvest Capital Management
Industry Financial Services
Experience
Winvest Capital Management January 1995 - Present
Cowen & Company January 1985 - December 1994
Skills
Investments, Negotiation, Financial Modeling, Risk Management, Wealth Management, Strategic Planning, Investors, Portfolio Management, Venture Capital, Sales Management, Management, Marketing Strategy, Business Planning, Customer Service, Microsoft Excel, Entrepreneurship, Economics, Sales, Financial Analysis, Marketing
Education
Colorado State University 1979 — 1984
Finance and Financial Management Services
Fountain Valley School 1974 — 1978
Winvest Capital Management January 1995 - Present
Cowen & Company January 1985 - December 1994
Skills
Investments, Negotiation, Financial Modeling, Risk Management, Wealth Management, Strategic Planning, Investors, Portfolio Management, Venture Capital, Sales Management, Management, Marketing Strategy, Business Planning, Customer Service, Microsoft Excel, Entrepreneurship, Economics, Sales, Financial Analysis, Marketing
Education
Colorado State University 1979 — 1984
Finance and Financial Management Services
Fountain Valley School 1974 — 1978
Neal J. Howe's Cowen & Company Experience 1997 - 1999
Job Director of Investor Solutions
Industry Investment Management
Experience
Welton Investment Partners Managing Director - Head of Distribution for Barclays Funds & Advisory-AmericasBarclaysSeptember 2010 - March 2014
Harbert Management Corporation June 2007 - September 2010
Merrill Lynch Investment Managers 2002 - December 2006
Husic Capital Management September 1999 - January 2002
Cowen & Company 1997 - 1999
Lazard Asset Management 1992 - 1997
Skills
Asset Management, Hedge Funds, Alternative Investments, Client Service, Asset Allocation, Private Equity, Series 7, Institutional, Mutual Funds, Venture Capital, New Business Development, Asset Managment, Equities, Financial Services, Investments, Institutional..., Investment Management, Fixed Income, Bloomberg, Investment Strategies, Pensions, Pension Funds, Fund Of Funds, Securities, Emerging Markets, Funding, Bonds, Financial Advisory, Capital Markets, Structured Products, Investment Advisory, Portfolio Management, Options, ETFs, Derivatives, Investor Relations
Education
Indiana University Bloomington 1976 — 1980
BS
Welton Investment Partners Managing Director - Head of Distribution for Barclays Funds & Advisory-AmericasBarclaysSeptember 2010 - March 2014
Harbert Management Corporation June 2007 - September 2010
Merrill Lynch Investment Managers 2002 - December 2006
Husic Capital Management September 1999 - January 2002
Cowen & Company 1997 - 1999
Lazard Asset Management 1992 - 1997
Skills
Asset Management, Hedge Funds, Alternative Investments, Client Service, Asset Allocation, Private Equity, Series 7, Institutional, Mutual Funds, Venture Capital, New Business Development, Asset Managment, Equities, Financial Services, Investments, Institutional..., Investment Management, Fixed Income, Bloomberg, Investment Strategies, Pensions, Pension Funds, Fund Of Funds, Securities, Emerging Markets, Funding, Bonds, Financial Advisory, Capital Markets, Structured Products, Investment Advisory, Portfolio Management, Options, ETFs, Derivatives, Investor Relations
Education
Indiana University Bloomington 1976 — 1980
BS
Lenny Zilberman's Cowen & Company Experience July 2007 - Present
Job Senior Web Developer at Cowen & company, AVP
Industry Information Technology and Services
Experience
Cowen & company July 2007 - Present
Volt Information Sciences July 2001 - July 2007
ProcureStaff 2001 - 2007
HRONE May 2000 - April 2001
Education
Bryansk State Academy of Agriculture 1987 — 1993
Lvovsky Zhilichno Communal Technical College 1980 — 1986
associate, Constraction and Repairs
Cowen & company July 2007 - Present
Volt Information Sciences July 2001 - July 2007
ProcureStaff 2001 - 2007
HRONE May 2000 - April 2001
Education
Bryansk State Academy of Agriculture 1987 — 1993
Lvovsky Zhilichno Communal Technical College 1980 — 1986
associate, Constraction and Repairs
Robert Valdez's Cowen & Company Experience 1994 - 1998
Job Managing Director at Inverness Advisors
Industry Financial Services
Experience
Inverness Advisors 2013 - Present
Xpert Financial 2011 - 2013
Seven Hills Partners 2003 - 2010
Yipes Communications 2000 - 2002
SG Cowen Securities 1998 - 2000
Cowen & Company 1994 - 1998
Kidder, Peabody 1989 - 1992
Lehman Brothers 1982 - 1989
Skills
Financial Institutions, Venture Capital, Equities, Investment Banking, Corporate Finance, Business Development, Mergers & Acquisitions, Financial Modeling, Mergers, Corporate Development, Securities, Strategy, Competitive Analysis, Start-ups, Finance, Strategic Partnerships, M&A experience, Capital Markets, Private Equity, Proprietary Trading, Strategic Planning, International Finance, Business Strategy, Management, Investor Relations, Leadership, Valuation
Education
Stanford University Graduate School of Business 1981 — 1983
Stanford University 1974 — 1978
A.B., Economics
Inverness Advisors 2013 - Present
Xpert Financial 2011 - 2013
Seven Hills Partners 2003 - 2010
Yipes Communications 2000 - 2002
SG Cowen Securities 1998 - 2000
Cowen & Company 1994 - 1998
Kidder, Peabody 1989 - 1992
Lehman Brothers 1982 - 1989
Skills
Financial Institutions, Venture Capital, Equities, Investment Banking, Corporate Finance, Business Development, Mergers & Acquisitions, Financial Modeling, Mergers, Corporate Development, Securities, Strategy, Competitive Analysis, Start-ups, Finance, Strategic Partnerships, M&A experience, Capital Markets, Private Equity, Proprietary Trading, Strategic Planning, International Finance, Business Strategy, Management, Investor Relations, Leadership, Valuation
Education
Stanford University Graduate School of Business 1981 — 1983
Stanford University 1974 — 1978
A.B., Economics
Scott Searle's Cowen & Company Experience 2000 - 2002
Job Analyst/Porfolio Manager at Diker Management
Industry Telecommunications
Experience
Diker Management November 2012 - Present
Unterberg Capital February 2012 - Present
B. Riley & Co. October 2011 - February 2012
Merriman Curhan Ford November 2009 - October 2011
S Squared Technology July 2003 - January 2009
SG Cowen August 2000 - August 2002
Cowen & Company 2000 - 2002
RBC Dain Rauscher May 1999 - June 2000
UBS December 1994 - May 1999
Neuberger Berman August 1992 - December 1994
Skills
Financial Modeling, Valuation, Start-ups, Equities, Investments, Strategic Partnerships, Hedge Funds, Capital Markets, Venture Capital, Private Equity, Wireless, IOT
Education
Bucknell University 1988 — 1992
Bachelor’s Degree, Economics & Finance, Cum Laude
Diker Management November 2012 - Present
Unterberg Capital February 2012 - Present
B. Riley & Co. October 2011 - February 2012
Merriman Curhan Ford November 2009 - October 2011
S Squared Technology July 2003 - January 2009
SG Cowen August 2000 - August 2002
Cowen & Company 2000 - 2002
RBC Dain Rauscher May 1999 - June 2000
UBS December 1994 - May 1999
Neuberger Berman August 1992 - December 1994
Skills
Financial Modeling, Valuation, Start-ups, Equities, Investments, Strategic Partnerships, Hedge Funds, Capital Markets, Venture Capital, Private Equity, Wireless, IOT
Education
Bucknell University 1988 — 1992
Bachelor’s Degree, Economics & Finance, Cum Laude
Matt Petricone's Cowen & Company Experience March 2010 - May 2015
Job UBS Tech Sector Specialist
Industry Investment Banking
Experience
UBS June 2015 - Present
Cowen & Company March 2010 - May 2015
SYW Capital July 2008 - March 2010
KBW and Canadian Imperial Bank of Commerce March 2007 - June 2008
Bear Stearns March 2005 - February 2007
Skills
Equities, Valuation, Capital Markets, Investments
Education
College of the Holy Cross 2000 — 2004
Economics and Studio Art Majors
UBS June 2015 - Present
Cowen & Company March 2010 - May 2015
SYW Capital July 2008 - March 2010
KBW and Canadian Imperial Bank of Commerce March 2007 - June 2008
Bear Stearns March 2005 - February 2007
Skills
Equities, Valuation, Capital Markets, Investments
Education
College of the Holy Cross 2000 — 2004
Economics and Studio Art Majors
John McVicar's Cowen & Company Experience 1999 - 2007
Job Senior Manager TIAACREF Asset Management IT
Industry Information Technology and Services
Experience
TIAA-CREF October 2011 - Present
Bank of America October 2007 - Present
Merrill Lynch October 2007 - October 2011
Bank of America Merril Lynch 2007 - October 2011
Barclays Capital May 2007 - September 2007
SG Cowen 1999 - 2007
Cowen & Company 1999 - 2007
Societe General 1999 - 2006
Societe Generale 2000 - 2005
Skills
Equity Trading, Equities, Program Trading, Fidessa, Electronic Trading, Market Data, Middle Office, Trading Systems, Bloomberg, Order Management, FINRA, Infrastructure, Low Latency, Trading, Back Office, Investment Banking, Series 63, Series 7, Proprietary Trading, Exchange Connectivity, Series 24, Valuation, Trading System, Business Continuity, Options, Equity Derivatives, Asset Management, Derivatives, Risk Management, SDLC
Education
Mercy College 1991 — 1993
BS, Public Accounting
TIAA-CREF October 2011 - Present
Bank of America October 2007 - Present
Merrill Lynch October 2007 - October 2011
Bank of America Merril Lynch 2007 - October 2011
Barclays Capital May 2007 - September 2007
SG Cowen 1999 - 2007
Cowen & Company 1999 - 2007
Societe General 1999 - 2006
Societe Generale 2000 - 2005
Skills
Equity Trading, Equities, Program Trading, Fidessa, Electronic Trading, Market Data, Middle Office, Trading Systems, Bloomberg, Order Management, FINRA, Infrastructure, Low Latency, Trading, Back Office, Investment Banking, Series 63, Series 7, Proprietary Trading, Exchange Connectivity, Series 24, Valuation, Trading System, Business Continuity, Options, Equity Derivatives, Asset Management, Derivatives, Risk Management, SDLC
Education
Mercy College 1991 — 1993
BS, Public Accounting
Delia Marshall's Cowen & Company Experience June 1993 - 1999
Job Senior Director specializing in Wealth Management at BNY Mellon
Industry Investment Management
Experience
BNY Mellon Wealth Management June 2006 - Present
U.S. Trust Co. June 1999 - June 2006
Cowen & Company June 1993 - 1999
Kidder Peabody Incorporated 1981 - 1991
Skills
Management, Wealth Management, Asset Allocation, Hedge Funds, Portfolio Management, Behavioral Finance, Options, Mutual Funds, Strategic Financial..., Wealth Management..., Private Banking, Investment Strategies, Investment Management, Fixed Income, Alternative Investments, High Net Worth..., Investment Advisory, Bonds, Equities, Securities
Education
New York University
BA-, Psychology
BNY Mellon Wealth Management June 2006 - Present
U.S. Trust Co. June 1999 - June 2006
Cowen & Company June 1993 - 1999
Kidder Peabody Incorporated 1981 - 1991
Skills
Management, Wealth Management, Asset Allocation, Hedge Funds, Portfolio Management, Behavioral Finance, Options, Mutual Funds, Strategic Financial..., Wealth Management..., Private Banking, Investment Strategies, Investment Management, Fixed Income, Alternative Investments, High Net Worth..., Investment Advisory, Bonds, Equities, Securities
Education
New York University
BA-, Psychology
Jamie Streator's Cowen & Company Experience June 2007 - Present
Job Managing Director at Cowen & Company
Industry Banking
Experience
Cowen & Company June 2007 - Present
Susquehanna International Group June 2005 - June 2007
Thomas Weisel Partners January 2000 - June 2005
Hambrecht & Quist July 1988 - January 2000
LF Rothschild Unterberg Towbin August 1982 - July 1988
Skills
Management, Corporate Development, Private Equity, IPO, Business Strategy, Mergers & Acquisitions, Portfolio Management, Investment Banking, Investments, Strategy, Equities, Banking, Corporate Finance, Leadership, Restructuring, Leveraged Finance, Financial Markets, Finance, Series 7, Equity Research, Hedge Funds, Acquisitions, Mergers, Healthcare, Venture Capital, Fixed Income, Series 63, Private Placements, Securities, Financial Analysis, Financial Modeling, M&A experience, Start-ups, Asset Management, Valuation, Financial Structuring, Investment Management, Investor Relations, Entrepreneurship, LBO, Strategic Planning, Equity Trading, Equity Valuation, Due Diligence, Business Development, Structured Finance, Capital Markets, Options, Alternative Investments, Capital Raising
Education
University of Pennsylvania - The Wharton School 1983 — 1985
MBA, Finance
Princeton University 1976 — 1980
AB, History
St Paul's School 1973 — 1976
High School
St. Albans School 1969 — 1973
Cowen & Company June 2007 - Present
Susquehanna International Group June 2005 - June 2007
Thomas Weisel Partners January 2000 - June 2005
Hambrecht & Quist July 1988 - January 2000
LF Rothschild Unterberg Towbin August 1982 - July 1988
Skills
Management, Corporate Development, Private Equity, IPO, Business Strategy, Mergers & Acquisitions, Portfolio Management, Investment Banking, Investments, Strategy, Equities, Banking, Corporate Finance, Leadership, Restructuring, Leveraged Finance, Financial Markets, Finance, Series 7, Equity Research, Hedge Funds, Acquisitions, Mergers, Healthcare, Venture Capital, Fixed Income, Series 63, Private Placements, Securities, Financial Analysis, Financial Modeling, M&A experience, Start-ups, Asset Management, Valuation, Financial Structuring, Investment Management, Investor Relations, Entrepreneurship, LBO, Strategic Planning, Equity Trading, Equity Valuation, Due Diligence, Business Development, Structured Finance, Capital Markets, Options, Alternative Investments, Capital Raising
Education
University of Pennsylvania - The Wharton School 1983 — 1985
MBA, Finance
Princeton University 1976 — 1980
AB, History
St Paul's School 1973 — 1976
High School
St. Albans School 1969 — 1973
Dawn Oram's Cowen & Company Experience October 1995 - February 1997
Job Senior Vice President Human Resources North America Region at MasterCard
Industry Information Technology and Services
Experience
MasterCard August 2013 - Present
MasterCard September 2012 - July 2013
MasterCard June 2008 - September 2012
Bear, Stearns & Co. Inc September 2002 - June 2008
A. B. Watley Group Inc. August 1999 - September 2002
Sullivan & Company June 1998 - August 1999
CIBC Oppenheimer Corporation February 1997 - June 1998
Cowen & Company October 1995 - February 1997
BHCM Inc May 1995 - October 1995
First Albany Corporation July 1993 - May 1995
Skills
Employee Relations, Employee Management, Employee Benefits, Organizational..., Organizational Structure, Organizational..., Organizational Behavior, Performance Management, Performance Improvement, Global Human Resources..., Strategic Human..., Human Resources, Human Resource Planning, Financial Services, Wall Street, Talent Acquisition, Talent Management, Employee Handbooks, Employee Training, Employee Recognition, Employee Engagement, Compensation & Benefit, Global Immigration, Immigration Issues, Change Management, Culture Change, Policy Writing, Employment Law, Crisis Management, due diligence
Education
Villanova University 2013 — 2014
Master of Science (M.S.), Human Resource Development
University at Buffalo 1985 — 1990
B.A., Sociology
MasterCard August 2013 - Present
MasterCard September 2012 - July 2013
MasterCard June 2008 - September 2012
Bear, Stearns & Co. Inc September 2002 - June 2008
A. B. Watley Group Inc. August 1999 - September 2002
Sullivan & Company June 1998 - August 1999
CIBC Oppenheimer Corporation February 1997 - June 1998
Cowen & Company October 1995 - February 1997
BHCM Inc May 1995 - October 1995
First Albany Corporation July 1993 - May 1995
Skills
Employee Relations, Employee Management, Employee Benefits, Organizational..., Organizational Structure, Organizational..., Organizational Behavior, Performance Management, Performance Improvement, Global Human Resources..., Strategic Human..., Human Resources, Human Resource Planning, Financial Services, Wall Street, Talent Acquisition, Talent Management, Employee Handbooks, Employee Training, Employee Recognition, Employee Engagement, Compensation & Benefit, Global Immigration, Immigration Issues, Change Management, Culture Change, Policy Writing, Employment Law, Crisis Management, due diligence
Education
Villanova University 2013 — 2014
Master of Science (M.S.), Human Resource Development
University at Buffalo 1985 — 1990
B.A., Sociology
Craig Medoff's Cowen & Company Experience 1989 - 1990
Job Managing Director at Hercules Capital Group, LLC
Industry Oil & Energy
Experience
Hercules Capital Group International, LLC 2009 - Present
Hercules Capital Group, LLC,& Apollo Capital Group, LLC 2000 - Present
COWEN & COMPANY 1989 - 1990
Summit Capital Group 1989 - 1990
KPMG Peat Marwick M&A 1987 - 1989
Morgan Stanley 1985 - 1987
Arthur Andersen & Co. 1983 - 1985
Skills
Investment Banking, Corporate Finance, Equities, Financial Analysis, Business Planning, Private Placements, Equity Valuation, Venture Capital, Private Equity, Corporate Development, IPO, Mergers & Acquisitions, Investments, Valuation, Start-ups, Due Diligence, Trading, Project Finance, Portfolio Management, Funding, Investor Relations, Asset Management, Derivatives, Alternative Investments, Capital Markets, Equity Research, Fixed Income, Finance, Acquisitions, Capital
Education
The George Washington University - School of Business 1979 — 1983
BBA, Accounting & Finance
New York University, Stern School of Business
Hercules Capital Group International, LLC 2009 - Present
Hercules Capital Group, LLC,& Apollo Capital Group, LLC 2000 - Present
COWEN & COMPANY 1989 - 1990
Summit Capital Group 1989 - 1990
KPMG Peat Marwick M&A 1987 - 1989
Morgan Stanley 1985 - 1987
Arthur Andersen & Co. 1983 - 1985
Skills
Investment Banking, Corporate Finance, Equities, Financial Analysis, Business Planning, Private Placements, Equity Valuation, Venture Capital, Private Equity, Corporate Development, IPO, Mergers & Acquisitions, Investments, Valuation, Start-ups, Due Diligence, Trading, Project Finance, Portfolio Management, Funding, Investor Relations, Asset Management, Derivatives, Alternative Investments, Capital Markets, Equity Research, Fixed Income, Finance, Acquisitions, Capital
Education
The George Washington University - School of Business 1979 — 1983
BBA, Accounting & Finance
New York University, Stern School of Business
Dean M Scheinert, CFA's Cowen & Company Experience 1995 - 1997
Job Senior Vice President at The Private Client Reserve of U.S. Bank
Industry Banking
Experience
The Private Client Reserve of U.S. Bank 2014 - Present
J.P. Morgan- The Private Bank 2012 - 2014
Wood Creek Capital Management, LLC 2006 - 2012
Auda Alternative Investments 2002 - 2006
Perry Capital 1997 - 2001
Cowen & Company 1995 - 1997
Travelers Inc. (Parent) and Smith Barney (Subsidiary) 1988 - 1995
Education
University of Pennsylvania - The Wharton School 1983 — 1985
MBA, Finance
Tufts University 1977 — 1981
Bachelor of Arts (B.A.), Economics, Summa Cum Laude
The Private Client Reserve of U.S. Bank 2014 - Present
J.P. Morgan- The Private Bank 2012 - 2014
Wood Creek Capital Management, LLC 2006 - 2012
Auda Alternative Investments 2002 - 2006
Perry Capital 1997 - 2001
Cowen & Company 1995 - 1997
Travelers Inc. (Parent) and Smith Barney (Subsidiary) 1988 - 1995
Education
University of Pennsylvania - The Wharton School 1983 — 1985
MBA, Finance
Tufts University 1977 — 1981
Bachelor of Arts (B.A.), Economics, Summa Cum Laude
Dan Cohn-Sfetcu's Cowen & Company Experience January 2000 - September 2002
Job at The Carlyle Group
Industry Investment Management
Experience
The Carlyle Group May 2015 - Present
American Capital January 2011 - May 2015
Richardson Capital Limited February 2009 - July 2010
American Capital June 2006 - January 2009
Brookstone Partners September 2002 - June 2006
Cowen & Company January 2000 - September 2002
RBC Dominion Securities September 1994 - January 2000
Skills
Private Equity, Mergers, Investment Banking, Capital Markets, Private Placements, IPO, Equities, Finance, Strategy, Valuation, Financial Modeling, Corporate Finance, Due Diligence, Venture Capital, Corporate Development, Investments, LBO, Financial Analysis, Buyouts, Financial Structuring, Mergers & Acquisitions, Fixed Income
Education
AIMR 1994 — 1997
Chartered Financial Analyst
Queen's University 1990 — 1994
Bachelor of Commerce (BCom), Business
The Carlyle Group May 2015 - Present
American Capital January 2011 - May 2015
Richardson Capital Limited February 2009 - July 2010
American Capital June 2006 - January 2009
Brookstone Partners September 2002 - June 2006
Cowen & Company January 2000 - September 2002
RBC Dominion Securities September 1994 - January 2000
Skills
Private Equity, Mergers, Investment Banking, Capital Markets, Private Placements, IPO, Equities, Finance, Strategy, Valuation, Financial Modeling, Corporate Finance, Due Diligence, Venture Capital, Corporate Development, Investments, LBO, Financial Analysis, Buyouts, Financial Structuring, Mergers & Acquisitions, Fixed Income
Education
AIMR 1994 — 1997
Chartered Financial Analyst
Queen's University 1990 — 1994
Bachelor of Commerce (BCom), Business
Nick Medina's Cowen & Company Experience 1996 - 1998
Job CCO at Buck Consultants
Industry Human Resources
Experience
Buck Consultants April 1998 - Present
Cowen & Company 1996 - 1998
Education
St. John's University 1989 — 1993
Bachelor of Science (BS)
Buck Consultants April 1998 - Present
Cowen & Company 1996 - 1998
Education
St. John's University 1989 — 1993
Bachelor of Science (BS)
Brian Berger's Cowen & Company Experience 1987 - 2000
Job Senior Vice President at Glocap Search
Industry Capital Markets
Experience
Glocap Search Managing DirectorUBSJanuary 2000 - August 2005
UBS Investment Bank 2000 - 2005
Cowen & Company 1987 - 2000
Skills
Hedge Funds, Alternative Investments, Fixed Income, Equities, Capital Markets, Investment Banking, Venture Capital, Asset Management, Private Equity, Series 7
Education
New York University - Leonard N. Stern School of Business 1970 — 1976
MBA, Economics
Boston University 1967 — 1968
MS, Communications
Clark University 1962 — 1966
AB, English
Glocap Search Managing DirectorUBSJanuary 2000 - August 2005
UBS Investment Bank 2000 - 2005
Cowen & Company 1987 - 2000
Skills
Hedge Funds, Alternative Investments, Fixed Income, Equities, Capital Markets, Investment Banking, Venture Capital, Asset Management, Private Equity, Series 7
Education
New York University - Leonard N. Stern School of Business 1970 — 1976
MBA, Economics
Boston University 1967 — 1968
MS, Communications
Clark University 1962 — 1966
AB, English
WILLIAM RECHTER's Cowen & Company Experience December 1985 - March 2001
Job SENIOR VICE PRESIDENT at Fred Alger Management
Industry Investment Management
Experience
Fred Alger Management 2005 - Present
ING Investment Management 2003 - 2005
Hillview Capital Advisors, LLC 2001 - 2003
Cowen & Company December 1985 - March 2001
Sperry Capital Management 1981 - 1985
Manufacturers Hanover Trust 1979 - 1981
United States Trust Company 1975 - 1979
Skills
Alternative Investments, Asset Allocation, Hedge Funds, Investment Strategies, Asset Managment, Investment Management, Equities, Mutual Funds, Fixed Income, Portfolio Management, Series 7, Investments, ETFs, Separately Managed..., Series 63
Education
New York University - Leonard N. Stern School of Business 1969 — 1971
MBA, Investments
Isenberg School of Management, UMass Amherst 1965 — 1969
BBA, Finance & Investments
Fred Alger Management 2005 - Present
ING Investment Management 2003 - 2005
Hillview Capital Advisors, LLC 2001 - 2003
Cowen & Company December 1985 - March 2001
Sperry Capital Management 1981 - 1985
Manufacturers Hanover Trust 1979 - 1981
United States Trust Company 1975 - 1979
Skills
Alternative Investments, Asset Allocation, Hedge Funds, Investment Strategies, Asset Managment, Investment Management, Equities, Mutual Funds, Fixed Income, Portfolio Management, Series 7, Investments, ETFs, Separately Managed..., Series 63
Education
New York University - Leonard N. Stern School of Business 1969 — 1971
MBA, Investments
Isenberg School of Management, UMass Amherst 1965 — 1969
BBA, Finance & Investments
Scott Winship's Cowen & Company Experience 1997 - 2000
Job Managing Director at The GulfStar Group
Industry Investment Banking
Experience
The GulfStar Group June 2010 - Present
6Pacific Partners 2008 - 2010
BMO Capital Markets 2006 - 2008
JPMorgan Chase 2000 - 2006
Cowen & Company 1997 - 2000
Education
University of California, Davis 1991 — 1995
The GulfStar Group June 2010 - Present
6Pacific Partners 2008 - 2010
BMO Capital Markets 2006 - 2008
JPMorgan Chase 2000 - 2006
Cowen & Company 1997 - 2000
Education
University of California, Davis 1991 — 1995
Thomas M. Handschiegel's Cowen & Company Experience December 1993 - October 1994
Job CPA, Vice President and Chief Financial Officer at Germgard Lighting, LLC
Industry Medical Devices
Experience
Germgard Lighting, LLC January 2009 - Present
Resources Global Professionals May 2005 - August 2008
ABN AMRO Bank N.V. September 2000 - March 2004
Medjet Inc. March 1996 - September 2000
Gruntal & Co., Incorporated November 1995 - March 1996
Self-employed October 1994 - November 1995
Cowen & Company December 1993 - October 1994
Discount Corporation of New York July 1989 - November 1993
Sanwa-BGK Securities, LP March 1988 - June 1989
Moseley Securities Corporation March 1985 - March 1988
Skills
Internal Controls, Managerial Finance, Financial Services, Consulting, Accounting, Financial Reporting, Budgets, Analysis, Account Reconciliation, Strategic Financial..., Finance, Auditing, Financial Statements, Financial Analysis, Financial Modeling, Management, Due Diligence, Revenue Recognition, Leadership, Private Equity, Project Management, Budget Process, Strategic Planning, Business Process...
Education
Loyola University of Chicago 1964 — 1969
BBA, Accounting
Germgard Lighting, LLC January 2009 - Present
Resources Global Professionals May 2005 - August 2008
ABN AMRO Bank N.V. September 2000 - March 2004
Medjet Inc. March 1996 - September 2000
Gruntal & Co., Incorporated November 1995 - March 1996
Self-employed October 1994 - November 1995
Cowen & Company December 1993 - October 1994
Discount Corporation of New York July 1989 - November 1993
Sanwa-BGK Securities, LP March 1988 - June 1989
Moseley Securities Corporation March 1985 - March 1988
Skills
Internal Controls, Managerial Finance, Financial Services, Consulting, Accounting, Financial Reporting, Budgets, Analysis, Account Reconciliation, Strategic Financial..., Finance, Auditing, Financial Statements, Financial Analysis, Financial Modeling, Management, Due Diligence, Revenue Recognition, Leadership, Private Equity, Project Management, Budget Process, Strategic Planning, Business Process...
Education
Loyola University of Chicago 1964 — 1969
BBA, Accounting
Alan Breindel's Cowen & Company Experience 1982 - 1991
Job Executive Director at Westdeutsche ImmobilienBank AG
Industry Real Estate
Experience
Westdeutsche ImmobilienBank AG June 2005 - Present
Breindel Consulting June 2001 - May 2005
The Chase Manhattan Bank (Legacy Chemical Bank) 1991 - May 2001
Cowen & Company 1982 - 1991
Chemical Bank 1982 - 1985
Education
Brooklyn Law School 1975 — 1978
Doctor of Law (J.D.)
Queens College 1971 — 1975
Bachelor of Arts (B.A.), Cum Laude, Political Sciences
Westdeutsche ImmobilienBank AG June 2005 - Present
Breindel Consulting June 2001 - May 2005
The Chase Manhattan Bank (Legacy Chemical Bank) 1991 - May 2001
Cowen & Company 1982 - 1991
Chemical Bank 1982 - 1985
Education
Brooklyn Law School 1975 — 1978
Doctor of Law (J.D.)
Queens College 1971 — 1975
Bachelor of Arts (B.A.), Cum Laude, Political Sciences
Bob Hodgson's Cowen & Company Experience 1990 - 1995
Job Portfolio Manager for Mariner Lenus at Mariner Investment Group
Industry Financial Services
Experience
Mariner Investment Group February 2014 - Present
Lenus Capital Partners, LLC January 2012 - January 2014
BlackRock 1997 - 2011
United States Trust Company, NY 1995 - 1997
Cowen & Company 1990 - 1995
Oppenheimer & Company 1985 - 1990
Lehman Brothers 1982 - 1985
Pfizer, Inc 1981 - 1982
American Optical Corp. (Division of Warner Lambert) 1979 - 1981
Skills
Investments, Hedge Funds, Equity Research, Valuation, Asset Management, Mutual Funds, Equities, Portfolio Management, Series 7, Investment Banking, Trading, Fixed Income, Investment Management, Investment Strategies, Equity Valuation, Bloomberg, Capital Markets, Asset Allocation, Alternative Investments, Private Equity, Emerging Markets, Wealth Management, Derivatives, Due Diligence, Options, Securities, Financial Markets, Fund Of Funds, Financial Modeling, Investment Advisory, Finance, Electronic Trading, Trading Strategies
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1977 — 1979
MBA, Business
University of North Carolina at Chapel Hill 1969 — 1973
Bachelor of Science (B.S.), Geology
Mariner Investment Group February 2014 - Present
Lenus Capital Partners, LLC January 2012 - January 2014
BlackRock 1997 - 2011
United States Trust Company, NY 1995 - 1997
Cowen & Company 1990 - 1995
Oppenheimer & Company 1985 - 1990
Lehman Brothers 1982 - 1985
Pfizer, Inc 1981 - 1982
American Optical Corp. (Division of Warner Lambert) 1979 - 1981
Skills
Investments, Hedge Funds, Equity Research, Valuation, Asset Management, Mutual Funds, Equities, Portfolio Management, Series 7, Investment Banking, Trading, Fixed Income, Investment Management, Investment Strategies, Equity Valuation, Bloomberg, Capital Markets, Asset Allocation, Alternative Investments, Private Equity, Emerging Markets, Wealth Management, Derivatives, Due Diligence, Options, Securities, Financial Markets, Fund Of Funds, Financial Modeling, Investment Advisory, Finance, Electronic Trading, Trading Strategies
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1977 — 1979
MBA, Business
University of North Carolina at Chapel Hill 1969 — 1973
Bachelor of Science (B.S.), Geology
Davies Beller's Cowen & Company Experience December 2014 - Present
Job Managing Director at Cowen & Company
Industry Investment Banking
Experience
Cowen & Company December 2014 - Present
Stone Key Partners April 2012 - May 2014
CSIP Group July 2009 - October 2011
Bear, Stearns & Co. Inc. 1994 - 2008
Skills
M&A Advisory, Corporate Finance, Enterprise Valuation, Securities, Corporate Development, Valuation, Business Valuation, Investor Relations, Equities, Due Diligence, Private Placements, Restructuring, Fixed Income, Fairness Opinions, Financial Modeling, Strategic Partnerships, Investment Banking, Private Equity, IPO, Mergers, Venture Capital, Mergers & Acquisitions, Alternative Investments, Hedge Funds, Start-ups, LBO, M&A experience, Emerging Markets, Executive Management, Financial Structuring, Securities Regulation, Asset Managment, Entrepreneurship, Equity Capital Markets, Leveraged Finance, Strategy
Education
Stanford University Graduate School of Business 1985 — 1988
MBA, Finance, Investments
Stanford Law School 1984 — 1988
JD, Law
Dartmouth College 1979 — 1983
BA, Government and Economics
Cowen & Company December 2014 - Present
Stone Key Partners April 2012 - May 2014
CSIP Group July 2009 - October 2011
Bear, Stearns & Co. Inc. 1994 - 2008
Skills
M&A Advisory, Corporate Finance, Enterprise Valuation, Securities, Corporate Development, Valuation, Business Valuation, Investor Relations, Equities, Due Diligence, Private Placements, Restructuring, Fixed Income, Fairness Opinions, Financial Modeling, Strategic Partnerships, Investment Banking, Private Equity, IPO, Mergers, Venture Capital, Mergers & Acquisitions, Alternative Investments, Hedge Funds, Start-ups, LBO, M&A experience, Emerging Markets, Executive Management, Financial Structuring, Securities Regulation, Asset Managment, Entrepreneurship, Equity Capital Markets, Leveraged Finance, Strategy
Education
Stanford University Graduate School of Business 1985 — 1988
MBA, Finance, Investments
Stanford Law School 1984 — 1988
JD, Law
Dartmouth College 1979 — 1983
BA, Government and Economics
Katie Grotheer's Cowen & Company Experience 2009 - 2011
Job Production Coordinator
Industry Public Relations and Communications
Experience
Convene LLC April 2012 - Present
Cowen & Company 2009 - 2011
Education
Temple University 2003 — 2008
Bachelor of the Arts, Strategic & Organizational Communications - Concentration in Public Relations
Convene LLC April 2012 - Present
Cowen & Company 2009 - 2011
Education
Temple University 2003 — 2008
Bachelor of the Arts, Strategic & Organizational Communications - Concentration in Public Relations
Vincent Pizzano's Cowen & Company Experience May 2013 - June 2015
Job Facilities Manager at Cowen & Company
Industry Financial Services
Experience
Cowen & Company May 2013 - June 2015
Boston Financial Data Services 2007 - 2012
Boston Financial Data Services 2007 - 2007
Cool Stuff Cheap 2005 - 2006
Research International 1998 - 2005
Medical Claims Service 1995 - 1998
ELSIE 1993 - 1994
Bay State Gas Company 1979 - 1993
Skills
Call Center, Operations Management, Process Improvement, Business Analysis, Customer Satisfaction, Team Leadership, Customer Retention, Customer Service, Account Management, Leadership, Strategic Planning, Financial Services, Training, Conflict Resolution, Workforce Management, Workshop Facilitation, Management, Performance Management, Change Management, Coaching, Microsoft Excel, Microsoft Word, Leadership Development, Microsoft Office, Sales, Risk Management, Customer Experience, Analysis, Market Research, Vendor Management, Team Building, Business Development, Supervisory Skills, Software Documentation, PowerPoint, Project Management, Strategic Thinking, Program Management, Call Centers, Forecasting, Recruiting, Visio, Salesforce.com, Business Process..., Relationship Management, CRM, Insurance
Education
Norwich University
Bachelor of Science (BS), Elementary Education and Teaching
Cowen & Company May 2013 - June 2015
Boston Financial Data Services 2007 - 2012
Boston Financial Data Services 2007 - 2007
Cool Stuff Cheap 2005 - 2006
Research International 1998 - 2005
Medical Claims Service 1995 - 1998
ELSIE 1993 - 1994
Bay State Gas Company 1979 - 1993
Skills
Call Center, Operations Management, Process Improvement, Business Analysis, Customer Satisfaction, Team Leadership, Customer Retention, Customer Service, Account Management, Leadership, Strategic Planning, Financial Services, Training, Conflict Resolution, Workforce Management, Workshop Facilitation, Management, Performance Management, Change Management, Coaching, Microsoft Excel, Microsoft Word, Leadership Development, Microsoft Office, Sales, Risk Management, Customer Experience, Analysis, Market Research, Vendor Management, Team Building, Business Development, Supervisory Skills, Software Documentation, PowerPoint, Project Management, Strategic Thinking, Program Management, Call Centers, Forecasting, Recruiting, Visio, Salesforce.com, Business Process..., Relationship Management, CRM, Insurance
Education
Norwich University
Bachelor of Science (BS), Elementary Education and Teaching
Peter Colabuono's Cowen & Company Experience July 2005 - June 2006
Job Vice President at Aquilo Partners, L.P.
Industry Pharmaceuticals
Experience
Aquilo Partners, L.P. June 2014 - Present
Silvergate Pharmaceuticals January 2014 - Present
Silvergate Pharmaceuticals August 2011 - January 2014
Frazier Healthcare Ventures January 2008 - July 2011
Morgan Stanley July 2006 - December 2007
Cowen & Company July 2005 - June 2006
Skills
Biotechnology, Corporate Development, Venture Capital, Due Diligence, Pharmaceutical Industry, Lifesciences, Financial Modeling, Mergers & Acquisitions, Valuation, Private Equity, Strategy, Business Strategy, Start-ups, Corporate Finance, Competitive Analysis, Business Development, Entrepreneurship, Emerging Markets, Medical Devices, M&A experience
Education
Dartmouth College 2000 — 2004
Bachelor of Arts (B.A.), Molecular Biology & Biochemistry
Aquilo Partners, L.P. June 2014 - Present
Silvergate Pharmaceuticals January 2014 - Present
Silvergate Pharmaceuticals August 2011 - January 2014
Frazier Healthcare Ventures January 2008 - July 2011
Morgan Stanley July 2006 - December 2007
Cowen & Company July 2005 - June 2006
Skills
Biotechnology, Corporate Development, Venture Capital, Due Diligence, Pharmaceutical Industry, Lifesciences, Financial Modeling, Mergers & Acquisitions, Valuation, Private Equity, Strategy, Business Strategy, Start-ups, Corporate Finance, Competitive Analysis, Business Development, Entrepreneurship, Emerging Markets, Medical Devices, M&A experience
Education
Dartmouth College 2000 — 2004
Bachelor of Arts (B.A.), Molecular Biology & Biochemistry
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS