Fifth Third Securities
Industry: Company
DescriptionHeadquarters: Cincinnati, Ohio, United States Parent organization: Fifth Third Bank (Ohio) Subsidiaries: Coker Capital Securities LLC, Fifth Third Securities, Inc., Asset Management Arm
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Fifth Third Securities Employees
Employee
Years
Job
Industry
James Randall James Randall's Fifth Third Securities Experience January 2010 - Present
Job Vice President, Investment Executive at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities January 2010 - Present
Citi-Smith Barney October 2008 - December 2009
JPMorgan Chase January 2006 - September 2008
Countrywide Mortgage Services May 2005 - January 2006
Skills
Series 7, Bonds, Investment Strategies, Investment Advisory, Series 63, Financial Services, Investment Banking, Retail Banking, Residential Mortgages, Retail Sales, Investments, Wealth Management, Mutual Funds, Financial Advisory, Securities, Retirement Planning, Portfolio Management, Fixed Income, Wealth Management..., Asset Management, Asset Allocation, Wealth, Retirement, Equities, Cash Management, Alternative Investments, FINRA, Fixed Annuities, Investment Management, Relationship Management, Series 6, Life Insurance, IRAs, Trading, Risk Management, Bloomberg, 401k, 401k Rollovers, Financial Planners, Variable Annuities, Roth IRA, Loans, Mortgage Lending, Long Term Care Insurance, Structured Products, Financial Risk, Credit, Saving for Education, Retirement Plan..., Long-term Care
Education
Northern Illinois University 2001 — 2005
Bachelor of Science (BS), Economics
Thornton Fractional South 1998 — 2001
Fifth Third Securities January 2010 - Present
Citi-Smith Barney October 2008 - December 2009
JPMorgan Chase January 2006 - September 2008
Countrywide Mortgage Services May 2005 - January 2006
Skills
Series 7, Bonds, Investment Strategies, Investment Advisory, Series 63, Financial Services, Investment Banking, Retail Banking, Residential Mortgages, Retail Sales, Investments, Wealth Management, Mutual Funds, Financial Advisory, Securities, Retirement Planning, Portfolio Management, Fixed Income, Wealth Management..., Asset Management, Asset Allocation, Wealth, Retirement, Equities, Cash Management, Alternative Investments, FINRA, Fixed Annuities, Investment Management, Relationship Management, Series 6, Life Insurance, IRAs, Trading, Risk Management, Bloomberg, 401k, 401k Rollovers, Financial Planners, Variable Annuities, Roth IRA, Loans, Mortgage Lending, Long Term Care Insurance, Structured Products, Financial Risk, Credit, Saving for Education, Retirement Plan..., Long-term Care
Education
Northern Illinois University 2001 — 2005
Bachelor of Science (BS), Economics
Thornton Fractional South 1998 — 2001
Carrie Anne Dunfee Carrie Anne Dunfee's Fifth Third Securities Experience October 2007 - February 2010
Job Director Licensing, Contracting Administration, and Compensation at Forethought Financial Services, Inc.
Industry Insurance
Experience
Forethought Financial Services, Inc. January 2012 - Present
Fifth Third Bank February 2010 - January 2012
Fifth Third Securities October 2007 - February 2010
Fifth Third Bank June 2006 - November 2007
Indiana Insurance February 1998 - February 2006
State Farm Insurance November 1994 - November 1997
Michael J. Curtis Law Office June 1990 - November 1994
Skills
Insurance, Life Insurance, Fixed Annuities, Employee Benefits, Long-term Care, Banking, Financial Risk, Financial Services, Investments, Liability, Management, Mutual Funds, Project Management, Retirement Planning, Vendor Management
Education
Marshall University 1992 — 1994
Bachelor of Arts, Criminal Justice (emphasis in Law Enforcement) with a minor in Sociology
University of KY- Ashland Comm. College 1991 — 1992
Criminal Justice
University of Kentucky 1990 — 1991
English
Rock Hill
Forethought Financial Services, Inc. January 2012 - Present
Fifth Third Bank February 2010 - January 2012
Fifth Third Securities October 2007 - February 2010
Fifth Third Bank June 2006 - November 2007
Indiana Insurance February 1998 - February 2006
State Farm Insurance November 1994 - November 1997
Michael J. Curtis Law Office June 1990 - November 1994
Skills
Insurance, Life Insurance, Fixed Annuities, Employee Benefits, Long-term Care, Banking, Financial Risk, Financial Services, Investments, Liability, Management, Mutual Funds, Project Management, Retirement Planning, Vendor Management
Education
Marshall University 1992 — 1994
Bachelor of Arts, Criminal Justice (emphasis in Law Enforcement) with a minor in Sociology
University of KY- Ashland Comm. College 1991 — 1992
Criminal Justice
University of Kentucky 1990 — 1991
English
Rock Hill
Max Hotchkin Max Hotchkin's Fifth Third Securities Experience August 2014 - Present
Job Principal Fifth Third Securities
Industry Investment Banking
Experience
Fifth Third Securities August 2014 - Present
Fifth Third Securities April 2014 - August 2014
Fifth Third Securities March 2006 - April 2014
Fifth Third Bank 2005 - 2006
Deluxe Corporation - McBee 2004 - 2005
Skills
Public Finance, Bonds, Financial Modeling, Securities, Financial Analysis, Bloomberg, Fixed Income, Due Diligence, Rating Presentation..., Series 7, RFP preparation
Education
Grand Valley State University 2010 — 2013
Master of Business Administation, Business Administration and Management, General
Michigan State University 1997 — 2002
BA, Finance
Fifth Third Securities August 2014 - Present
Fifth Third Securities April 2014 - August 2014
Fifth Third Securities March 2006 - April 2014
Fifth Third Bank 2005 - 2006
Deluxe Corporation - McBee 2004 - 2005
Skills
Public Finance, Bonds, Financial Modeling, Securities, Financial Analysis, Bloomberg, Fixed Income, Due Diligence, Rating Presentation..., Series 7, RFP preparation
Education
Grand Valley State University 2010 — 2013
Master of Business Administation, Business Administration and Management, General
Michigan State University 1997 — 2002
BA, Finance
Edward Kiamie Edward Kiamie's Fifth Third Securities Experience February 2005 - Present
Job Director of Principal Review / Vice President at Fifth Third Securities, Inc.
Industry Financial Services
Experience
Fifth Third Securities February 2005 - Present
Education
Penn State University
Fifth Third Securities February 2005 - Present
Education
Penn State University
Rhett Fordham's Fifth Third Securities Experience January 2008 - December 2013
Job Financial Advisor at Raymond James Financial Inc. & Pinnacle Asset Management
Industry Financial Services
Experience
Raymond James Financial Inc. & Pinnacle Asset Management December 2013 - Present
Fifth Third Securities January 2008 - December 2013
Riversource Annuities January 2006 - September 2007
SunTrust Investment Services January 2002 - January 2006
Skills
Series 7, Retirement, Retirement Planning, Investment Advisory, Asset Allocation, Investments, Wealth Management, Series 63, Mutual Funds, Securities, Portfolio Management, Strategic Financial..., Wealth, Equities, Finance, Financial Planning
Education
Lipscomb University 1999 — 2001
Accounting and Business/Management
University of Mississippi 1996 — 1998
Raymond James Financial Inc. & Pinnacle Asset Management December 2013 - Present
Fifth Third Securities January 2008 - December 2013
Riversource Annuities January 2006 - September 2007
SunTrust Investment Services January 2002 - January 2006
Skills
Series 7, Retirement, Retirement Planning, Investment Advisory, Asset Allocation, Investments, Wealth Management, Series 63, Mutual Funds, Securities, Portfolio Management, Strategic Financial..., Wealth, Equities, Finance, Financial Planning
Education
Lipscomb University 1999 — 2001
Accounting and Business/Management
University of Mississippi 1996 — 1998
Bryon Eggan Bryon Eggan's Fifth Third Securities Experience July 2007 - October 2008
Job Senior Sales Representative at Principal Financial Group
Industry Financial Services
Experience
Principal Financial Group January 2013 - Present
Principal Financial Group October 2008 - December 2012
Fifth Third Securities July 2007 - October 2008
Salomon Smith Barney February 2002 - July 2007
Skills
Retirement Planning, Wealth Management, 401k, Retirement, Retirement Plan..., Mutual Funds, Asset Allocation, Employee Benefits, Roth IRA, Pensions, Wealth Management..., Estate Planning, Investment Advisory, Fixed Annuities, IRAs, Uniform Combined State..., 401k Rollovers, Financial Advisory, Investment Strategies, Separately Managed..., FINRA, Defined Benefit, Disability Insurance, Life Insurance, Variable Annuities, Fiduciary, Fiduciary Liability
Education
Michigan State University 1999 — 2005
B.A., Advertising
Principal Financial Group January 2013 - Present
Principal Financial Group October 2008 - December 2012
Fifth Third Securities July 2007 - October 2008
Salomon Smith Barney February 2002 - July 2007
Skills
Retirement Planning, Wealth Management, 401k, Retirement, Retirement Plan..., Mutual Funds, Asset Allocation, Employee Benefits, Roth IRA, Pensions, Wealth Management..., Estate Planning, Investment Advisory, Fixed Annuities, IRAs, Uniform Combined State..., 401k Rollovers, Financial Advisory, Investment Strategies, Separately Managed..., FINRA, Defined Benefit, Disability Insurance, Life Insurance, Variable Annuities, Fiduciary, Fiduciary Liability
Education
Michigan State University 1999 — 2005
B.A., Advertising
Tracie Rosenthal Tracie Rosenthal's Fifth Third Securities Experience July 2014 - Present
Job Licensed Investment Support Specialist at Fifth Third Securities
Industry Insurance
Experience
Fifth Third Securities July 2014 - Present
Hub International Midwest September 2010 - July 2014
State Farm Insurance, Bob Mills Jr. July 2001 - June 2005
Skills
Series 7, Securities, Mutual Funds, Traditional IRA, Roth IRA, Rollovers, Risk Management, Licensed Life & Health..., SEP IRA, Wealth Management, Asset Allocation, Licensed Property &..., Simple IRA, High Net Worth..., Insurance, Retirement Planning, Valuable Articles, Condos, Sales, High Net Worth Insurance, Collectibles, Personal Auto, High Value Homes, Customer Oriented, Customer Service, Underwriting
Education
Lake Michigan College
Fifth Third Securities July 2014 - Present
Hub International Midwest September 2010 - July 2014
State Farm Insurance, Bob Mills Jr. July 2001 - June 2005
Skills
Series 7, Securities, Mutual Funds, Traditional IRA, Roth IRA, Rollovers, Risk Management, Licensed Life & Health..., SEP IRA, Wealth Management, Asset Allocation, Licensed Property &..., Simple IRA, High Net Worth..., Insurance, Retirement Planning, Valuable Articles, Condos, Sales, High Net Worth Insurance, Collectibles, Personal Auto, High Value Homes, Customer Oriented, Customer Service, Underwriting
Education
Lake Michigan College
Michael R. Burns Michael R. Burns's Fifth Third Securities Experience February 2001 - March 2008
Job Long Term Care Specialist
Industry Financial Services
Experience
Burns Financial January 2012 - Present
The Auto Club Group March 2010 - January 2012
Fifth Third Securities February 2001 - March 2008
Chase Bank March 1997 - January 2001
I.D.S. American Express October 1982 - March 1988
Skills
Insurance, Budgeting, Needs Analysis, Mentoring, Public Speaking, Financial Planning, Annuities, Long Term Care, Financial Coaching, Life Insurance, Fixed Annuities, Financial Services, Retirement, Retirement Planning, Term Life Insurance, Long-term Care, Whole Life, Sales, Roth IRA, Property & Casualty..., 401k, Mutual Funds, Brokers, Finance, Umbrella Insurance, Series 63, Banking, IRAs, Liability, Commercial Insurance, Series 6, Investments, General Insurance, Customer Service, Wealth, Variable Annuities, Series 7, Casualty, Wealth Management
Education
ACSIA Training
Northeastern University
BS, Finance & Marketing
Wayne State University
Burns Financial January 2012 - Present
The Auto Club Group March 2010 - January 2012
Fifth Third Securities February 2001 - March 2008
Chase Bank March 1997 - January 2001
I.D.S. American Express October 1982 - March 1988
Skills
Insurance, Budgeting, Needs Analysis, Mentoring, Public Speaking, Financial Planning, Annuities, Long Term Care, Financial Coaching, Life Insurance, Fixed Annuities, Financial Services, Retirement, Retirement Planning, Term Life Insurance, Long-term Care, Whole Life, Sales, Roth IRA, Property & Casualty..., 401k, Mutual Funds, Brokers, Finance, Umbrella Insurance, Series 63, Banking, IRAs, Liability, Commercial Insurance, Series 6, Investments, General Insurance, Customer Service, Wealth, Variable Annuities, Series 7, Casualty, Wealth Management
Education
ACSIA Training
Northeastern University
BS, Finance & Marketing
Wayne State University
Nathan P. Osborn's Fifth Third Securities Experience December 2011 - December 2012
Job Investor Services / Middle Office at Brown Brothers Harriman
Industry Financial Services
Experience
Brown Brothers Harriman January 2015 - Present
Fifth Third Bank December 2012 - January 2015
Fifth Third Securities December 2011 - December 2012
Wells Fargo Advisors, LLC June 2010 - December 2011
Skills
Series 7, Series 66, Microsoft Office, Bloomberg, PowerPoint, Excel, WebEx, Insurance, Sales Operations, Financial Accounting, Microsoft Excel, Bonds, Capital Markets, Uniform Combined State..., Derivatives, Financial Services, Social Media, Fixed Income, Financial Analysis, Finance
Education
Xavier University 2012 — 2014
Williams College of Business M.B.A., International Business
Ohio Wesleyan University 2005 — 2009
Bachelor of Arts, Politics and Government / International Relations, 3.6 / 4.00 Cumulative GPA
Edgerton High School 2001 — 2005
3.9 / 4.00 Cumulative GPA
Brown Brothers Harriman January 2015 - Present
Fifth Third Bank December 2012 - January 2015
Fifth Third Securities December 2011 - December 2012
Wells Fargo Advisors, LLC June 2010 - December 2011
Skills
Series 7, Series 66, Microsoft Office, Bloomberg, PowerPoint, Excel, WebEx, Insurance, Sales Operations, Financial Accounting, Microsoft Excel, Bonds, Capital Markets, Uniform Combined State..., Derivatives, Financial Services, Social Media, Fixed Income, Financial Analysis, Finance
Education
Xavier University 2012 — 2014
Williams College of Business M.B.A., International Business
Ohio Wesleyan University 2005 — 2009
Bachelor of Arts, Politics and Government / International Relations, 3.6 / 4.00 Cumulative GPA
Edgerton High School 2001 — 2005
3.9 / 4.00 Cumulative GPA
Joseph Moy's Fifth Third Securities Experience February 2007 - 2007
Job JCM Management
Industry Management Consulting
Experience
JCM Management Company October 2012 - Present
LaSalle St. Securities October 2007 - September 2012
Fifth Third Securities February 2007 - 2007
Skills
Financial Advisory, Wealth Advisory, Wealth, 401k, Financial Services, Hedge Funds, Asset Management
Education
Northeastern Illinois University
BS, Finance
JCM Management Company October 2012 - Present
LaSalle St. Securities October 2007 - September 2012
Fifth Third Securities February 2007 - 2007
Skills
Financial Advisory, Wealth Advisory, Wealth, 401k, Financial Services, Hedge Funds, Asset Management
Education
Northeastern Illinois University
BS, Finance
Derrick Anthony Derrick Anthony's Fifth Third Securities Experience July 2011 - April 2013
Job CoFounder/Insurance Advisor/Retirement Income Specialist at Steele Hawkett Financial, LLC
Industry Financial Services
Experience
Steele Hawkett Financial, LLC January 2014 - Present
Monarch Community Bancorp Inc. April 2013 - January 2014
Monarch Community Bancorp Inc. April 2013 - September 2013
Fifth Third Securities July 2011 - April 2013
PNC July 2007 - July 2011
Prudential Financial October 2004 - July 2007
Skills
Finance, Loans, Consumer Lending, Banking, Credit, Mortgage Lending, Commercial Lending, Credit Analysis, Retail Banking, Loan Origination, Customer Service, Sales, Team Building, Management, Coaching, Small Business Lending, Commercial Banking, Cross Selling, Lines Of Credit, Wealth Management, Refinance, Portfolio Management, Mutual Funds, Cash Management, Financial Analysis, Microsoft Office, Financial Services, Retirement Planning, Financial Advisory, Insurance, Fixed Annuities, Retirement, Life Insurance
Education
Michigan State University 1997 — 1999
Music Teacher Education
Kellogg Community College 1995 — 1997
Associate's Degree, Music Teacher Education
Harper Creek High School 1991 — 1995
High School, College Prep, 9-12
Steele Hawkett Financial, LLC January 2014 - Present
Monarch Community Bancorp Inc. April 2013 - January 2014
Monarch Community Bancorp Inc. April 2013 - September 2013
Fifth Third Securities July 2011 - April 2013
PNC July 2007 - July 2011
Prudential Financial October 2004 - July 2007
Skills
Finance, Loans, Consumer Lending, Banking, Credit, Mortgage Lending, Commercial Lending, Credit Analysis, Retail Banking, Loan Origination, Customer Service, Sales, Team Building, Management, Coaching, Small Business Lending, Commercial Banking, Cross Selling, Lines Of Credit, Wealth Management, Refinance, Portfolio Management, Mutual Funds, Cash Management, Financial Analysis, Microsoft Office, Financial Services, Retirement Planning, Financial Advisory, Insurance, Fixed Annuities, Retirement, Life Insurance
Education
Michigan State University 1997 — 1999
Music Teacher Education
Kellogg Community College 1995 — 1997
Associate's Degree, Music Teacher Education
Harper Creek High School 1991 — 1995
High School, College Prep, 9-12
Michael A. Youakim, CFP® Michael A. Youakim, CFP®'s Fifth Third Securities Experience March 2012 - Present
Job Investment Executive at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities March 2012 - Present
Associated Bank January 2011 - March 2012
JP Morgan Chase May 2007 - December 2010
Skills
Series 7
Education
Illinois State University 1996 — 2000
Bachelor of Science, Business Administration
Fifth Third Securities March 2012 - Present
Associated Bank January 2011 - March 2012
JP Morgan Chase May 2007 - December 2010
Skills
Series 7
Education
Illinois State University 1996 — 2000
Bachelor of Science, Business Administration
Frederick E. Girard III Frederick E. Girard III's Fifth Third Securities Experience 2005 - 2006
Job Messiah Capital Services
Industry Financial Services
Experience
Messiah Capital Services January 2011 - Present
Financial Network January 2007 - January 2011
Fifth Third Securities 2005 - 2006
Charles Schwab 2002 - 2005
Skills
Retirement Planning, Wealth Management, Series 7, Investment Advisory, Strategic Financial..., Investments, Mutual Funds, Asset Allocation, Estate Planning, Securities, Financial Advisory, Portfolio Management, Private Equity, Community Outreach, Public Speaking, Leadership Development, Training, Professional Mentoring, Sales Management, Long-term Customer..., Strategic Planning, Event Planning, Non-profit Leadership, Volunteer Management, Leadership, Series 63, Entrepreneurship
Education
Michigan State University
The Ohio State University
Full Scholarship
Messiah Capital Services January 2011 - Present
Financial Network January 2007 - January 2011
Fifth Third Securities 2005 - 2006
Charles Schwab 2002 - 2005
Skills
Retirement Planning, Wealth Management, Series 7, Investment Advisory, Strategic Financial..., Investments, Mutual Funds, Asset Allocation, Estate Planning, Securities, Financial Advisory, Portfolio Management, Private Equity, Community Outreach, Public Speaking, Leadership Development, Training, Professional Mentoring, Sales Management, Long-term Customer..., Strategic Planning, Event Planning, Non-profit Leadership, Volunteer Management, Leadership, Series 63, Entrepreneurship
Education
Michigan State University
The Ohio State University
Full Scholarship
Sean Criswell Sean Criswell's Fifth Third Securities Experience July 2015 - Present
Job Investment Representative/Personal Banker at Fifth Third Securities
Industry Banking
Experience
Fifth Third Securities July 2015 - Present
Fifth Third Bank September 2013 - Present
THE FISCHER GROUP March 2012 - August 2013
Best Buy September 2007 - August 2012
Best Buy October 2005 - August 2007
Lowe's Home Improvement October 2004 - November 2005
Skills
Sales, Marketing, Customer Satisfaction, P&L, Profit, Retail, Merchandising, Loss Prevention, Customer Experience, Time Management, Customer Service, Retail Sales, Visual Merchandising, Inventory Management, Selling, Customer Retention, Store Management, Income Statement, Team Building, Sales Management, Team Leadership, Account Management, New Home Construction, Mortgage Lending, Leadership, Management, Training, Employee Training, Coaching, Driving Results, Hiring, Negotiation, Sales Process, Strategic Planning, Store Operations, First Time Home Buyers, Sales Operations, Strategy
Education
Western Governors University 2014 — 2016
Bachelor of Science (B.S.), Business Administration and Management, General
Miami University 2002 — 2004
Pre-Medicine/Pre-Medical Studies
Fifth Third Securities July 2015 - Present
Fifth Third Bank September 2013 - Present
THE FISCHER GROUP March 2012 - August 2013
Best Buy September 2007 - August 2012
Best Buy October 2005 - August 2007
Lowe's Home Improvement October 2004 - November 2005
Skills
Sales, Marketing, Customer Satisfaction, P&L, Profit, Retail, Merchandising, Loss Prevention, Customer Experience, Time Management, Customer Service, Retail Sales, Visual Merchandising, Inventory Management, Selling, Customer Retention, Store Management, Income Statement, Team Building, Sales Management, Team Leadership, Account Management, New Home Construction, Mortgage Lending, Leadership, Management, Training, Employee Training, Coaching, Driving Results, Hiring, Negotiation, Sales Process, Strategic Planning, Store Operations, First Time Home Buyers, Sales Operations, Strategy
Education
Western Governors University 2014 — 2016
Bachelor of Science (B.S.), Business Administration and Management, General
Miami University 2002 — 2004
Pre-Medicine/Pre-Medical Studies
Carlos Velasquez (كارلوس فليسقز)'s Fifth Third Securities Experience May 2014 - August 2014
Job Equity Research Associate Financial Institutions
Industry Investment Banking
Experience
FIG Partners 2015 - Present
Ellsworth Partners August 2014 - December 2014
Fifth Third Securities May 2014 - August 2014
SunTrust Bank January 2014 - May 2014
Kennesaw State University January 2014 - 2014
Skills
Financial Analysis, Access, Microsoft Office, Customer Service, Banking, Finance, Risk Management, Analysis, Accounting, Research, Coaching, Budgets, Insurance, Leadership, Teamwork, Training, Financial Services, Portfolio Management, Management, Valuation
Education
Korea University 2013 — 2013
Spring 2013 International Exchange, International Business, 4.0
Kennesaw State University 2010 — 2014
Bachelor's Degree, International Economic Studies, 3.58
Kennesaw State University - Michael J. Coles College of Business 2010 — 2014
Bachelor's Degree, Minor in Econometrics and Quantitative Economics
American International School of Abu Dhabi 2008 — 2010
International High School Diploma, International/Global Studies, 3.42
Sequoyah High School
Sequoyah High School
FIG Partners 2015 - Present
Ellsworth Partners August 2014 - December 2014
Fifth Third Securities May 2014 - August 2014
SunTrust Bank January 2014 - May 2014
Kennesaw State University January 2014 - 2014
Skills
Financial Analysis, Access, Microsoft Office, Customer Service, Banking, Finance, Risk Management, Analysis, Accounting, Research, Coaching, Budgets, Insurance, Leadership, Teamwork, Training, Financial Services, Portfolio Management, Management, Valuation
Education
Korea University 2013 — 2013
Spring 2013 International Exchange, International Business, 4.0
Kennesaw State University 2010 — 2014
Bachelor's Degree, International Economic Studies, 3.58
Kennesaw State University - Michael J. Coles College of Business 2010 — 2014
Bachelor's Degree, Minor in Econometrics and Quantitative Economics
American International School of Abu Dhabi 2008 — 2010
International High School Diploma, International/Global Studies, 3.42
Sequoyah High School
Sequoyah High School
Matthew J. Ruttenberg Matthew J. Ruttenberg's Fifth Third Securities Experience April 2006 - September 2010
Job Florida Partner at Conte Wealth Advisors
Industry Financial Services
Experience
Conte Wealth Advisors, LLC October 2013 - Present
Schlager Schlager & Levin September 2010 - October 2013
Fifth Third Securities April 2006 - September 2010
Prudential Financial April 2004 - April 2006
Skills
Fixed Annuities, Financial Services, Investment Strategies, Mutual Funds, Estate Planning, Series 65, Insurance, Series 7, Wealth Management, Investment Advisory, Series 63, Uniform Combined State..., Strategic Financial..., 401k, IRAs, Portfolio Management, Wealth Management..., Wealth Accumulation, Life Insurance, Long Term Care Insurance, Investment Management, Alternative Investments, Personal Financial..., 401k Rollovers, Employee Benefits, Variable Annuities, Asset Allocation, Asset Management, Financial Planners, Key Person Insurance, Buy-sell Agreements, Investments, Financial Advisory, Securities, Wealth, Retirement, Retirement Planning, Finance, Small Business, Financial Analysis, Disability Insurance
Education
Kent State University 2001 — 2004
Bachelors, Finance
University of Toledo 2000 — 2001
Conte Wealth Advisors, LLC October 2013 - Present
Schlager Schlager & Levin September 2010 - October 2013
Fifth Third Securities April 2006 - September 2010
Prudential Financial April 2004 - April 2006
Skills
Fixed Annuities, Financial Services, Investment Strategies, Mutual Funds, Estate Planning, Series 65, Insurance, Series 7, Wealth Management, Investment Advisory, Series 63, Uniform Combined State..., Strategic Financial..., 401k, IRAs, Portfolio Management, Wealth Management..., Wealth Accumulation, Life Insurance, Long Term Care Insurance, Investment Management, Alternative Investments, Personal Financial..., 401k Rollovers, Employee Benefits, Variable Annuities, Asset Allocation, Asset Management, Financial Planners, Key Person Insurance, Buy-sell Agreements, Investments, Financial Advisory, Securities, Wealth, Retirement, Retirement Planning, Finance, Small Business, Financial Analysis, Disability Insurance
Education
Kent State University 2001 — 2004
Bachelors, Finance
University of Toledo 2000 — 2001
Ernie Sandoval Ernie Sandoval's Fifth Third Securities Experience July 2009 - March 2010
Job Custom Home Builder ; Real Estate
Industry Real Estate
Experience
Handsome Kibitzer Group LTD,. November 2014 - Present
Chicago Luxury Realty Group December 2013 - April 2015
Hubbard Inn & LaSalle Power Co. January 2012 - February 2014
Samco Enterprises January 2010 - January 2012
Fifth Third Securities July 2009 - March 2010
Reality Bites March 2008 - June 2009
Abercrombie & Fitch May 2003 - January 2006
Secretary of State May 2003 - August 2004
WEMET CLERKING INC September 2000 - August 2002
Skills
Spanish, Public Relations, Team Management, Operations Management, Clerical Duties, Clerical Skills, Philanthropy, Brand Development, Brand Awareness, Customer Service, Client Service, Marketing Strategy, Customer Relations, Customer Retention, Personality, Customer Focus, Customer Oriented, Financial Services, Clerical Work, Hospitality, Management, Leadership, Marketing Communications, Sales Management, Market Research, Process Scheduler, Marketing, Social Networking, Event Management, Training, Event Planning, Sales, Social Media Marketing, Outlook, Budgets, Time Management
Education
Illinois State University 2005 — 2009
Bachelor's degree, Political Science and Government
Illinois State University 2004 — 2009
Political Science, Public Administrative Studies
Handsome Kibitzer Group LTD,. November 2014 - Present
Chicago Luxury Realty Group December 2013 - April 2015
Hubbard Inn & LaSalle Power Co. January 2012 - February 2014
Samco Enterprises January 2010 - January 2012
Fifth Third Securities July 2009 - March 2010
Reality Bites March 2008 - June 2009
Abercrombie & Fitch May 2003 - January 2006
Secretary of State May 2003 - August 2004
WEMET CLERKING INC September 2000 - August 2002
Skills
Spanish, Public Relations, Team Management, Operations Management, Clerical Duties, Clerical Skills, Philanthropy, Brand Development, Brand Awareness, Customer Service, Client Service, Marketing Strategy, Customer Relations, Customer Retention, Personality, Customer Focus, Customer Oriented, Financial Services, Clerical Work, Hospitality, Management, Leadership, Marketing Communications, Sales Management, Market Research, Process Scheduler, Marketing, Social Networking, Event Management, Training, Event Planning, Sales, Social Media Marketing, Outlook, Budgets, Time Management
Education
Illinois State University 2005 — 2009
Bachelor's degree, Political Science and Government
Illinois State University 2004 — 2009
Political Science, Public Administrative Studies
Richard Renz Richard Renz's Fifth Third Securities Experience August 1997 - November 2005
Job Executive Director at JPMorgan Securities LLC
Industry Financial Services
Experience
JPMorgan Securities LLC December 2009 - Present
The Huntington Investment Co. November 2005 - December 2009
Fifth Third Securities August 1997 - November 2005
Education
John Carroll University 1988 — 1992
JPMorgan Securities LLC December 2009 - Present
The Huntington Investment Co. November 2005 - December 2009
Fifth Third Securities August 1997 - November 2005
Education
John Carroll University 1988 — 1992
Deborah Brookins's Fifth Third Securities Experience August 2012 - Present
Job Cashiering Associate I. at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities August 2012 - Present
Fifth Third Bank 2006 - 2012
Fifth Third Bank 2003 - 2006
Skills
Series 7, Wealth Management, Mutual Funds, Series 63, Strategic Financial..., Portfolio Management, Investment Advisory, Asset Allocation, Financial Analysis, IRAs, Retirement, 401k, Financial Advisory, FINRA, Bonds, Investment Strategies, 401k Rollovers, Fixed Income, Series 65, Uniform Combined State..., Leadership, Public Speaking
Education
Indiana Wesleyan University 2011 — 2013
Bachelor of Applied Science (B.A.Sc.) Management, Business Administration, Management and Operations, over all grade point adverage 3.7
Fifth Third Securities August 2012 - Present
Fifth Third Bank 2006 - 2012
Fifth Third Bank 2003 - 2006
Skills
Series 7, Wealth Management, Mutual Funds, Series 63, Strategic Financial..., Portfolio Management, Investment Advisory, Asset Allocation, Financial Analysis, IRAs, Retirement, 401k, Financial Advisory, FINRA, Bonds, Investment Strategies, 401k Rollovers, Fixed Income, Series 65, Uniform Combined State..., Leadership, Public Speaking
Education
Indiana Wesleyan University 2011 — 2013
Bachelor of Applied Science (B.A.Sc.) Management, Business Administration, Management and Operations, over all grade point adverage 3.7
Evan Chu Evan Chu's Fifth Third Securities Experience December 2009 - Present
Job MBS/CMO Trader at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities December 2009 - Present
Fifth Third Bank May 2007 - December 2009
LaSalle Bank June 2005 - May 2007
Skills
Series 7, Series 63
Education
Miami University 2001 — 2005
BS, Finance
Fifth Third Securities December 2009 - Present
Fifth Third Bank May 2007 - December 2009
LaSalle Bank June 2005 - May 2007
Skills
Series 7, Series 63
Education
Miami University 2001 — 2005
BS, Finance
Kelly Tamblyn Kelly Tamblyn's Fifth Third Securities Experience October 2013 - Present
Job Investment Representative at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities October 2013 - Present
Fifth Third Bank April 2012 - Present
Skills
Loans, Financial Services, Sales, Mortgage Lending, Cross Selling, Retail Banking, Finance, Retirement Planning, Credit Cards, Customer Service, Mutual Funds, Insurance
Education
University of Cincinnati 2010 — 2011
Bachelor's degree, Political Science and Government
Miami University 2007 — 2010
Bachelor's Degree, Political Science and Government
Fifth Third Securities October 2013 - Present
Fifth Third Bank April 2012 - Present
Skills
Loans, Financial Services, Sales, Mortgage Lending, Cross Selling, Retail Banking, Finance, Retirement Planning, Credit Cards, Customer Service, Mutual Funds, Insurance
Education
University of Cincinnati 2010 — 2011
Bachelor's degree, Political Science and Government
Miami University 2007 — 2010
Bachelor's Degree, Political Science and Government
Vernon Doug Isaacs's Fifth Third Securities Experience May 2010 - July 2014
Job Financial advisor at the Huntington investment
Industry Financial Services
Experience
The Huntington Investment Company July 2014 - Present
Fifth Third Securities May 2010 - July 2014
JPMorgan Chase August 2008 - May 2010
Fifth Third Bank August 2007 - August 2008
JPMorgan Chase May 2004 - August 2007
UPS August 2001 - January 2005
Education
Indiana University-Purdue University at Indianapolis 2001 — 2005
Bachelor's degree, Finance
The Huntington Investment Company July 2014 - Present
Fifth Third Securities May 2010 - July 2014
JPMorgan Chase August 2008 - May 2010
Fifth Third Bank August 2007 - August 2008
JPMorgan Chase May 2004 - August 2007
UPS August 2001 - January 2005
Education
Indiana University-Purdue University at Indianapolis 2001 — 2005
Bachelor's degree, Finance
Alissa Groth Alissa Groth's Fifth Third Securities Experience September 1995 - February 2001
Job Controller, DIGS |Real Estate|Design|Construction|™
Industry Financial Services
Experience
DIGS Real EstateDesignConstruction™ May 2013 - Present
Huntington Investment Company 2006 - 2008
NatCity Investments May 2005 - November 2006
Christina Perrin February 2001 - July 2003
Fifth Third Securities September 1995 - February 2001
Skills
Investments, Finance, Chartered Financial..., Financial Modeling, Financial Analysis, Corporate Finance, Valuation, Equities, Portfolio Management, Investment Banking, Private Equity, Capital Markets, Asset Management, Fixed Income, Hedge Funds, Strategic Financial..., Bloomberg, Due Diligence, Alternative Investments, Mutual Funds
Education
Miami University 1991 — 1995
Bachelors, Finance and Accounting
DIGS Real EstateDesignConstruction™ May 2013 - Present
Huntington Investment Company 2006 - 2008
NatCity Investments May 2005 - November 2006
Christina Perrin February 2001 - July 2003
Fifth Third Securities September 1995 - February 2001
Skills
Investments, Finance, Chartered Financial..., Financial Modeling, Financial Analysis, Corporate Finance, Valuation, Equities, Portfolio Management, Investment Banking, Private Equity, Capital Markets, Asset Management, Fixed Income, Hedge Funds, Strategic Financial..., Bloomberg, Due Diligence, Alternative Investments, Mutual Funds
Education
Miami University 1991 — 1995
Bachelors, Finance and Accounting
Deanne Finn's Fifth Third Securities Experience April 2005 - November 2013
Job Financial Consultant at First Federal Investment Professionals
Industry Financial Services
Experience
First Federal Investment Professionals November 2013 - Present
Fifth Third Securities April 2005 - November 2013
Skills
Retirement Planning, Investments, Financial Services, Wealth Management, Investment Advisory, I am passionate about...
Education
Ivy Tech Community College-Southwest
Indiana University Bloomington
Mater Dei High School
First Federal Investment Professionals November 2013 - Present
Fifth Third Securities April 2005 - November 2013
Skills
Retirement Planning, Investments, Financial Services, Wealth Management, Investment Advisory, I am passionate about...
Education
Ivy Tech Community College-Southwest
Indiana University Bloomington
Mater Dei High School
Jim Novakovich Jim Novakovich's Fifth Third Securities Experience March 2003 - December 2011
Job Managing Partner and Financial Advisor at Nova Wealth Management Inc.
Industry Investment Management
Experience
Nova Wealth Management, INC December 2011 - Present
Fifth Third Securities March 2003 - December 2011
American Express Financial Advisors August 2001 - March 2003
Skills
Series 7, Asset Allocation, Series 66, Trading Strategies, Fixed Income, Corporate Trust, Unit Trusts, Estate Planning, Wealth Transfer, Equity Trading, Investment Strategies, Wealth
Education
Kent State University 1993 — 1998
Lake Catholic
Nova Wealth Management, INC December 2011 - Present
Fifth Third Securities March 2003 - December 2011
American Express Financial Advisors August 2001 - March 2003
Skills
Series 7, Asset Allocation, Series 66, Trading Strategies, Fixed Income, Corporate Trust, Unit Trusts, Estate Planning, Wealth Transfer, Equity Trading, Investment Strategies, Wealth
Education
Kent State University 1993 — 1998
Lake Catholic
Doug OConnell's Fifth Third Securities Experience January 2010 - Present
Job CFP® , Vice President, Wealth Management at Fifth Third Securities SW Florida & NW Chicago
Industry Financial Services
Experience
Fifth Third Securities January 2010 - Present
Citi Smith Barney March 2004 - January 2010
UBS Paine Webber May 2002 - March 2004
Education
Northwestern University 2011 — 2012
Certified Financial Planner™ Professional, Financial Planning and Services
Keller Graduate School of Management of DeVry University 1996 — 1997
Master of Business Administration (MBA), Marketing, Honors
San Francisco State University 1979 — 1981
Bachelor of Science (BS), Computer Software Engineering
Fifth Third Securities January 2010 - Present
Citi Smith Barney March 2004 - January 2010
UBS Paine Webber May 2002 - March 2004
Education
Northwestern University 2011 — 2012
Certified Financial Planner™ Professional, Financial Planning and Services
Keller Graduate School of Management of DeVry University 1996 — 1997
Master of Business Administration (MBA), Marketing, Honors
San Francisco State University 1979 — 1981
Bachelor of Science (BS), Computer Software Engineering
Shawn Worman's Fifth Third Securities Experience August 1994 - June 2010
Job LPL Financial Advisor at Old National Investments
Industry Investment Banking
Experience
Old National Bank June 2010 - Present
Fifth Third Securities August 1994 - June 2010
Skills
Securities, Retirement Planning, FINRA, Financial Services, Insurance, Investments, Series 63, Registered Investment..., Series 7, Banking, Personal Financial..., Portfolio Management
Education
Indiana Wesleyan University 2008 — 2010
Master of Business Administration (MBA), Accounting
Oakland City University
Bachelor's degree, Human Resources Management and Services
Old National Bank June 2010 - Present
Fifth Third Securities August 1994 - June 2010
Skills
Securities, Retirement Planning, FINRA, Financial Services, Insurance, Investments, Series 63, Registered Investment..., Series 7, Banking, Personal Financial..., Portfolio Management
Education
Indiana Wesleyan University 2008 — 2010
Master of Business Administration (MBA), Accounting
Oakland City University
Bachelor's degree, Human Resources Management and Services
Christopher Bright's Fifth Third Securities Experience June 2012 - July 2015
Job Licensed Personal Banker and Investment Representative
Industry Financial Services
Experience
Meeder Investment Management July 2015 - Present
Fifth Third Securities June 2012 - July 2015
McCloy Financial Services January 2010 - June 2012
UBS Wealth Management August 2009 - January 2010
Skills
Strategic Financial..., Retirement Planning, Fixed Annuities, Investments, Wealth Management, Portfolio Management, Insurance, Financial Analysis, Finance, Business Planning, Financial Services, Retirement, Life Insurance, Disability Insurance, Financial Planners, Risk Management, Health Insurance, Strategic Planning, New Business Development, Banking, Securities, Financial Advisory, Loans, Mortgage Lending, Analysis, Employee Benefits, Asset Allocation
Education
Ohio University 2012 — 2016
Master's degree, Economics
The Ohio State University 2006 — 2010
Bachelors, Double Major in Economics and Communications
University of Salamanca, Spain
Languages and Business
Meeder Investment Management July 2015 - Present
Fifth Third Securities June 2012 - July 2015
McCloy Financial Services January 2010 - June 2012
UBS Wealth Management August 2009 - January 2010
Skills
Strategic Financial..., Retirement Planning, Fixed Annuities, Investments, Wealth Management, Portfolio Management, Insurance, Financial Analysis, Finance, Business Planning, Financial Services, Retirement, Life Insurance, Disability Insurance, Financial Planners, Risk Management, Health Insurance, Strategic Planning, New Business Development, Banking, Securities, Financial Advisory, Loans, Mortgage Lending, Analysis, Employee Benefits, Asset Allocation
Education
Ohio University 2012 — 2016
Master's degree, Economics
The Ohio State University 2006 — 2010
Bachelors, Double Major in Economics and Communications
University of Salamanca, Spain
Languages and Business
Michael Passaglia Michael Passaglia's Fifth Third Securities Experience 1997 - 2003
Job VP Program Manager: Wealth Management Division at Westbury Bank
Industry Financial Services
Experience
Westbury Bank March 2014 - Present
Sears Home Services January 2013 - March 2014
M4 Financial Partners February 2011 - July 2012
M&I Bank 2006 - 2010
First Midwest Bank 2004 - 2005
Vision Investment Services 2003 - 2004
Fifth Third Securities 1997 - 2003
First of America Bank 1994 - 1997
FN Investment Centers 1988 - 1993
Skills
Selling Skills, Wealth Management, Series 7, Sales Management, Recruiting, Leadership, Cold Calling, Sales Process, Salesforce.com, Account Management, Direct Sales, Sales Presentations, Selling, Management
Education
Iowa State University - College of Business 1981 — 1985
BBA, Marketing
Westbury Bank March 2014 - Present
Sears Home Services January 2013 - March 2014
M4 Financial Partners February 2011 - July 2012
M&I Bank 2006 - 2010
First Midwest Bank 2004 - 2005
Vision Investment Services 2003 - 2004
Fifth Third Securities 1997 - 2003
First of America Bank 1994 - 1997
FN Investment Centers 1988 - 1993
Skills
Selling Skills, Wealth Management, Series 7, Sales Management, Recruiting, Leadership, Cold Calling, Sales Process, Salesforce.com, Account Management, Direct Sales, Sales Presentations, Selling, Management
Education
Iowa State University - College of Business 1981 — 1985
BBA, Marketing
Hans W Mathiak Hans W Mathiak's Fifth Third Securities Experience October 2012 - Present
Job Vice President Investment Executive
Industry Financial Services
Experience
Fifth Third Securities October 2012 - Present
Chase Investment Services Corp. November 2011 - October 2012
Capstone Financial Partners July 2009 - August 2011
MetLife June 2003 - July 2009
AXA Advisors June 2001 - June 2003
Education
The American College 2009 — 2011
CLF, Chartered Leadership Fellow
Macomb Community College 1999 — 2001
Associates, Vehicle Design
Fifth Third Securities October 2012 - Present
Chase Investment Services Corp. November 2011 - October 2012
Capstone Financial Partners July 2009 - August 2011
MetLife June 2003 - July 2009
AXA Advisors June 2001 - June 2003
Education
The American College 2009 — 2011
CLF, Chartered Leadership Fellow
Macomb Community College 1999 — 2001
Associates, Vehicle Design
DARYL ARNETT DARYL ARNETT's Fifth Third Securities Experience May 2008 - August 2010
Job Financial Planner Arnett Financial, LLC
Industry Financial Services
Experience
Arnett Financial, LLC September 2010 - Present
Fifth Third Securities May 2008 - August 2010
JPMorgan Chase March 2004 - April 2008
AG Edwards February 2002 - March 2004
Windsor Group, Inc. 1990 - 2001
Skills
Wealth Management, Investment Advisory..., Portfolio Management, Strategic Financial..., Retirement Planning, Individual Bonds, Individual Municipal..., Certificates of Deposit, 401k, 403b, Intergenerational..., Mutual Funds, Unit Investment Trusts, Securities, Alternative Investments, Long Term Care Insurance, Series 7, Series 66, 401k Rollovers, 403 b, Investment Advisory, Series 65, Wealth Management..., Series 63, Uniform Combined State..., Investments, IRAs, Succession Planning, Wealth Accumulation, Asset Allocation, Financial Planning
Education
Michigan State University 1980 — 1984
Bachelor of Arts (BA)
West Bloomfield High School
Arnett Financial, LLC September 2010 - Present
Fifth Third Securities May 2008 - August 2010
JPMorgan Chase March 2004 - April 2008
AG Edwards February 2002 - March 2004
Windsor Group, Inc. 1990 - 2001
Skills
Wealth Management, Investment Advisory..., Portfolio Management, Strategic Financial..., Retirement Planning, Individual Bonds, Individual Municipal..., Certificates of Deposit, 401k, 403b, Intergenerational..., Mutual Funds, Unit Investment Trusts, Securities, Alternative Investments, Long Term Care Insurance, Series 7, Series 66, 401k Rollovers, 403 b, Investment Advisory, Series 65, Wealth Management..., Series 63, Uniform Combined State..., Investments, IRAs, Succession Planning, Wealth Accumulation, Asset Allocation, Financial Planning
Education
Michigan State University 1980 — 1984
Bachelor of Arts (BA)
West Bloomfield High School
John (Jay) Nelson John (Jay) Nelson's Fifth Third Securities Experience January 2015 - Present
Job Investment Representative at Fifth Third
Industry Financial Services
Experience
Fifth Third Securities January 2015 - Present
Fifth Third Bank January 2015 - Present
Wesley Foundation - Fisk University October 2010 - January 2015
Allstate Financial Services, LLC April 2013 - December 2014
American General Life & Accident Insurance Company April 2009 - March 2013
Interfaith Dental Clinic of Nashville July 2006 - July 2011
First Citizens Bank September 2006 - October 2008
Fifth Third Bank May 2004 - September 2006
AmSouth Bank May 2000 - April 2004
First American National Bank May 1994 - May 2000
Skills
Retirement, Long-term Care, Finance, Fixed Annuities, Life Insurance, Investments, Retirement Planning, Sales, Term Life Insurance, Estate Planning, Disability Insurance, Financial Services, Whole Life, Banking, Small Business, Financial Advisory, IRAs, Wealth Management, Long Term Care Insurance, Employee Benefits, Mutual Funds, Critical Illness, Wealth, Universal Life, 401k, Series 63, Group Insurance, Property & Casualty..., Buy-sell Agreements, Insurance Brokerage, Casualty, Professional Liability, Wealth Accumulation, Roth IRA, Buy-Sell, Equity Indexed Annuities, Tax Free Income, Key Person Protection, Protection Advice, Accident Insurance, Mortgage Marketing, General Insurance
Education
Morehouse College 1988 — 1992
B.A, Bus. Adm.-Marketing Concentration/Double Minor Economics/Finance
The American College 2009 — 2012
LUTCF, Insurance
McGavock HS
Fifth Third Securities January 2015 - Present
Fifth Third Bank January 2015 - Present
Wesley Foundation - Fisk University October 2010 - January 2015
Allstate Financial Services, LLC April 2013 - December 2014
American General Life & Accident Insurance Company April 2009 - March 2013
Interfaith Dental Clinic of Nashville July 2006 - July 2011
First Citizens Bank September 2006 - October 2008
Fifth Third Bank May 2004 - September 2006
AmSouth Bank May 2000 - April 2004
First American National Bank May 1994 - May 2000
Skills
Retirement, Long-term Care, Finance, Fixed Annuities, Life Insurance, Investments, Retirement Planning, Sales, Term Life Insurance, Estate Planning, Disability Insurance, Financial Services, Whole Life, Banking, Small Business, Financial Advisory, IRAs, Wealth Management, Long Term Care Insurance, Employee Benefits, Mutual Funds, Critical Illness, Wealth, Universal Life, 401k, Series 63, Group Insurance, Property & Casualty..., Buy-sell Agreements, Insurance Brokerage, Casualty, Professional Liability, Wealth Accumulation, Roth IRA, Buy-Sell, Equity Indexed Annuities, Tax Free Income, Key Person Protection, Protection Advice, Accident Insurance, Mortgage Marketing, General Insurance
Education
Morehouse College 1988 — 1992
B.A, Bus. Adm.-Marketing Concentration/Double Minor Economics/Finance
The American College 2009 — 2012
LUTCF, Insurance
McGavock HS
Charlie Hurt Charlie Hurt's Fifth Third Securities Experience October 2013 - Present
Job Managing Director Investment Banking at Fifth Third Securities
Industry Investment Banking
Experience
Fifth Third Securities October 2013 - Present
Cary Street Partners February 2010 - October 2013
CDH Advisors, LLC February 2009 - February 2010
SunTrust Robinson Humphrey 1998 - February 2009
Robinson-Humphrey Co., LLC 1998 - 2000
Lehman Brothers June 1997 - August 1997
Crawford Investment Counsel June 1996 - August 1996
ValuJet Airlines October 1993 - May 1996
Delta Air Lines March 1992 - October 1993
Skills
Investment Banking, Corporate Finance, Valuation, Mergers, Private Placements, Capital Raising, M&A experience, Finance, Growth Capital, Mergers & Acquisitions, Venture Capital, Private Equity, Financial Structuring, Strategy, Investments, Hedge Funds, Alternative Investments, Capital Markets, Start-ups, Financial Analysis, IPO, Due Diligence, Corporate Development, Emerging Markets, Equities, Financial Modeling, LBO
Education
Northwestern University - Kellogg School of Management 1996 — 1998
MBA
Princeton University 1987 — 1991
AB
The Westminster Schools
Fifth Third Securities October 2013 - Present
Cary Street Partners February 2010 - October 2013
CDH Advisors, LLC February 2009 - February 2010
SunTrust Robinson Humphrey 1998 - February 2009
Robinson-Humphrey Co., LLC 1998 - 2000
Lehman Brothers June 1997 - August 1997
Crawford Investment Counsel June 1996 - August 1996
ValuJet Airlines October 1993 - May 1996
Delta Air Lines March 1992 - October 1993
Skills
Investment Banking, Corporate Finance, Valuation, Mergers, Private Placements, Capital Raising, M&A experience, Finance, Growth Capital, Mergers & Acquisitions, Venture Capital, Private Equity, Financial Structuring, Strategy, Investments, Hedge Funds, Alternative Investments, Capital Markets, Start-ups, Financial Analysis, IPO, Due Diligence, Corporate Development, Emerging Markets, Equities, Financial Modeling, LBO
Education
Northwestern University - Kellogg School of Management 1996 — 1998
MBA
Princeton University 1987 — 1991
AB
The Westminster Schools
Joseph Duenas Joseph Duenas's Fifth Third Securities Experience March 2005 - September 2006
Job Network Engineer at Reed Business Information
Industry Information Technology and Services
Experience
Reed Business Information June 2012 - Present
Walgreens June 2011 - June 2012
TCSES February 2011 - June 2011
E-Parts and More.com September 2010 - February 2011
Harpo Studios August 2010 - September 2010
E-Parts and More.com October 2009 - August 2010
Luxottica Retail September 2006 - October 2009
Fifth Third Securities March 2005 - September 2006
Morgan Stanley Smith Barney March 2001 - March 2005
Skills
Networking, Troubleshooting, Cisco Technologies, Process Improvement, Customer Service, Visio, Team Leadership, Cisco IOS, XP, Business Analysis, Outlook, VPN, Team Building, Network Security, Access, Project Management, Vendor Management, Routers, Microsoft Office, EIGRP, WAN, LAN-WAN, DHCP, Frame Relay, Operating Systems, Windows Server, VLAN, Active Directory, BGP, Firewalls, Software Installation, Management, Switches, Security, CCNA, MPLS, Laptops, Cisco Call Manager, Help Desk Support, Cisco Wireless, Servers, Hardware, Information Technology, Network Administration, Software Documentation, OSPF, Enterprise Architecture, DNS, Data Center
Education
Lewis University 1996 — 1999
B.A., Business Administration
Reed Business Information June 2012 - Present
Walgreens June 2011 - June 2012
TCSES February 2011 - June 2011
E-Parts and More.com September 2010 - February 2011
Harpo Studios August 2010 - September 2010
E-Parts and More.com October 2009 - August 2010
Luxottica Retail September 2006 - October 2009
Fifth Third Securities March 2005 - September 2006
Morgan Stanley Smith Barney March 2001 - March 2005
Skills
Networking, Troubleshooting, Cisco Technologies, Process Improvement, Customer Service, Visio, Team Leadership, Cisco IOS, XP, Business Analysis, Outlook, VPN, Team Building, Network Security, Access, Project Management, Vendor Management, Routers, Microsoft Office, EIGRP, WAN, LAN-WAN, DHCP, Frame Relay, Operating Systems, Windows Server, VLAN, Active Directory, BGP, Firewalls, Software Installation, Management, Switches, Security, CCNA, MPLS, Laptops, Cisco Call Manager, Help Desk Support, Cisco Wireless, Servers, Hardware, Information Technology, Network Administration, Software Documentation, OSPF, Enterprise Architecture, DNS, Data Center
Education
Lewis University 1996 — 1999
B.A., Business Administration
Charters Jay Osborne, ChFC, CRPC Charters Jay Osborne, ChFC, CRPC's Fifth Third Securities Experience May 2003 - May 2004
Job VicePresident/ Wealth Management Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch May 2004 - Present
Fifth Third Securities May 2003 - May 2004
Aegis Mortgage March 2002 - April 2003
Skills
Mortgage, Annuity, Financial Planning, Insurance, Planning, Portfolio Management, Asset Management, Retirement Planning, Investments, Strategic Financial..., Finance, Estate Planning, Fixed Annuities
Education
Ohio University 1995 — 2000
Bachelor of Sciences, Sports Marketing, Business, Interpersonal Communications, Coaching
Merrill Lynch May 2004 - Present
Fifth Third Securities May 2003 - May 2004
Aegis Mortgage March 2002 - April 2003
Skills
Mortgage, Annuity, Financial Planning, Insurance, Planning, Portfolio Management, Asset Management, Retirement Planning, Investments, Strategic Financial..., Finance, Estate Planning, Fixed Annuities
Education
Ohio University 1995 — 2000
Bachelor of Sciences, Sports Marketing, Business, Interpersonal Communications, Coaching
Nancy Balcer Novak, CFP's Fifth Third Securities Experience March 2000 - September 2006
Job AVP Private Client Relationship Manager at PNC Bank in Homer Glen, IL
Industry Financial Services
Experience
PNC BANK December 2010 - Present
USANA 2008 - Present
Charles Schwab September 2006 - December 2010
DPWN 2009 - 2010
Fifth Third Securities March 2000 - September 2006
Citibank/ Citicorp Investment Services 1987 - 2000
Education
Wright 2007 — 2015
Personal Growth
College of Financial Planning 1994 — 1996
Financial Planning
Lewis University 1972 — 1976
BA, Business Administration
PNC BANK December 2010 - Present
USANA 2008 - Present
Charles Schwab September 2006 - December 2010
DPWN 2009 - 2010
Fifth Third Securities March 2000 - September 2006
Citibank/ Citicorp Investment Services 1987 - 2000
Education
Wright 2007 — 2015
Personal Growth
College of Financial Planning 1994 — 1996
Financial Planning
Lewis University 1972 — 1976
BA, Business Administration
Daniel Majeski Daniel Majeski's Fifth Third Securities Experience August 2013 - Present
Job Financial Center Manager
Industry Banking
Experience
Fifth Third Securities August 2013 - Present
Fifth Third Bank September 2008 - Present
Northwestern Mutual December 2007 - March 2008
The English Inn May 2007 - August 2007
Education
Michigan State University - The Eli Broad Graduate School of Management 2004 — 2008
BA, Finance
Fifth Third Securities August 2013 - Present
Fifth Third Bank September 2008 - Present
Northwestern Mutual December 2007 - March 2008
The English Inn May 2007 - August 2007
Education
Michigan State University - The Eli Broad Graduate School of Management 2004 — 2008
BA, Finance
Brad Dirheimer's Fifth Third Securities Experience July 2014 - June 2015
Job Fidelity Investments
Industry Investment Management
Experience
Fidelity Investments August 2015 - Present
Fifth Third Securities July 2014 - June 2015
Wells Fargo Advisors August 2013 - July 2014
Fifth Third Securities July 2011 - August 2013
Citi November 2005 - July 2011
Skills
Series 7, Mutual Funds, Banking, Wealth Management, Options, Financial Analysis, Investments, Management, Strategic Financial..., Accounting, Asset Allocation, Retirement Planning, Financial Advisory, Retirement, Project Management
Education
Northern Kentucky University 2001 — 2006
Bachelor's degree, Business Administration and Management, General
Northern Kentucky University
Fidelity Investments August 2015 - Present
Fifth Third Securities July 2014 - June 2015
Wells Fargo Advisors August 2013 - July 2014
Fifth Third Securities July 2011 - August 2013
Citi November 2005 - July 2011
Skills
Series 7, Mutual Funds, Banking, Wealth Management, Options, Financial Analysis, Investments, Management, Strategic Financial..., Accounting, Asset Allocation, Retirement Planning, Financial Advisory, Retirement, Project Management
Education
Northern Kentucky University 2001 — 2006
Bachelor's degree, Business Administration and Management, General
Northern Kentucky University
M. Scott Games, MBA's Fifth Third Securities Experience May 2008 - July 2014
Job Compliance Officer at Ross Sinclaire & Associates, LLC
Industry Financial Services
Experience
Ross Sinclaire & Associates, LLC. July 2014 - Present
Fifth Third Securities May 2008 - July 2014
Oak Hill Financial Services July 2007 - October 2007
UBS May 2005 - July 2007
Fidelity Investments February 1998 - May 2005
Fidelity Investments July 1996 - February 1998
Skills
Series 6, Series 63, Series 66, Series 24, Series 7, Compliance, Uniform Combined State..., Microsoft Office, Life, Securities, Mutual Funds, Investments, Insurance, FINRA, Financial Services
Education
Northern Kentucky University 2012 — 2014
Masters, Business Administration, 4.0
Northern Kentucky University 1992 — 1996
Bachelor of Science (B.S.), Finance, 3.44
Western Kentucky University 1990 — 1992
General Studies
Highlands High School, Fort Thomas, KY 1986 — 1990
Diploma, College Prep
Ross Sinclaire & Associates, LLC. July 2014 - Present
Fifth Third Securities May 2008 - July 2014
Oak Hill Financial Services July 2007 - October 2007
UBS May 2005 - July 2007
Fidelity Investments February 1998 - May 2005
Fidelity Investments July 1996 - February 1998
Skills
Series 6, Series 63, Series 66, Series 24, Series 7, Compliance, Uniform Combined State..., Microsoft Office, Life, Securities, Mutual Funds, Investments, Insurance, FINRA, Financial Services
Education
Northern Kentucky University 2012 — 2014
Masters, Business Administration, 4.0
Northern Kentucky University 1992 — 1996
Bachelor of Science (B.S.), Finance, 3.44
Western Kentucky University 1990 — 1992
General Studies
Highlands High School, Fort Thomas, KY 1986 — 1990
Diploma, College Prep
Rebekah Rutherford Rebekah Rutherford's Fifth Third Securities Experience August 2005 - August 2008
Job Director of Compliance at Summit Brokerage Services, Inc.
Industry Financial Services
Experience
Summit Brokerage Services, Inc. July 2012 - Present
Lincoln Investment Planning, Inc. August 2010 - July 2012
Great American Advisors, Inc. August 2008 - August 2010
Fifth Third Securities August 2005 - August 2008
Education
Miami University 1999 — 2004
B.S. in Business Administration, Finance
Summit Brokerage Services, Inc. July 2012 - Present
Lincoln Investment Planning, Inc. August 2010 - July 2012
Great American Advisors, Inc. August 2008 - August 2010
Fifth Third Securities August 2005 - August 2008
Education
Miami University 1999 — 2004
B.S. in Business Administration, Finance
Jeff Votruba's Fifth Third Securities Experience June 2012 - Present
Job Area Investment Manager at Fifth Third Bank
Industry Financial Services
Experience
Fifth Third Securities June 2012 - Present
Morgan Stanley Smith Barney October 2009 - June 2012
Smith Barney August 2007 - October 2009
Morgan Stanley January 2000 - August 2007
Olde Financial July 1989 - January 2000
Skills
Recruiting, Training, Financial Services, Sales Management, Series 7, Series 24, Coaching
Education
Michigan State University 1985 — 1989
Finance
Fifth Third Securities June 2012 - Present
Morgan Stanley Smith Barney October 2009 - June 2012
Smith Barney August 2007 - October 2009
Morgan Stanley January 2000 - August 2007
Olde Financial July 1989 - January 2000
Skills
Recruiting, Training, Financial Services, Sales Management, Series 7, Series 24, Coaching
Education
Michigan State University 1985 — 1989
Finance
Viral Nayak Viral Nayak's Fifth Third Securities Experience July 2009 - Present
Job Investment Executive at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities July 2009 - Present
Waddell & Reed September 2008 - July 2009
UBS Wealth Management October 2005 - August 2007
Education
North Central College 2005 — 2006
Finance, Economics
University of Illinois at Chicago 2003 — 2005
Fifth Third Securities July 2009 - Present
Waddell & Reed September 2008 - July 2009
UBS Wealth Management October 2005 - August 2007
Education
North Central College 2005 — 2006
Finance, Economics
University of Illinois at Chicago 2003 — 2005
Sean Paddock Sean Paddock's Fifth Third Securities Experience November 2009 - June 2013
Job Associate Wealth Management Advisor at Fifth Third Bank
Industry Financial Services
Experience
Fifth Third Bank June 2013 - Present
Fifth Third Securities November 2009 - June 2013
JPMorgan Chase June 2009 - October 2009
Fifth Third Bank January 2009 - May 2009
Fifth Third Securities October 2007 - December 2008
Fifth Third Bank September 2005 - September 2007
Fidelity Investments December 2004 - August 2005
Skills
Series 7, Series 63, Series 66, Ohio Insurance License, Uniform Combined State..., Financial Analysis, Investment Advisory
Education
Miami University 2000 — 2004
Bachelor of Science, Finance
Fifth Third Bank June 2013 - Present
Fifth Third Securities November 2009 - June 2013
JPMorgan Chase June 2009 - October 2009
Fifth Third Bank January 2009 - May 2009
Fifth Third Securities October 2007 - December 2008
Fifth Third Bank September 2005 - September 2007
Fidelity Investments December 2004 - August 2005
Skills
Series 7, Series 63, Series 66, Ohio Insurance License, Uniform Combined State..., Financial Analysis, Investment Advisory
Education
Miami University 2000 — 2004
Bachelor of Science, Finance
Jennifer Rosenwald's Fifth Third Securities Experience February 2011 - Present
Job Trading Specialist at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities February 2011 - Present
Fidelity Investments November 2006 - December 2010
Complete Petmart February 2000 - November 2006
Planes Moving & Storage 1996 - February 2000
Education
Northern Kentucky University 2004 — 2009
Bachelor of Science, Business Administration
William Henry Harrison High School 1990 — 1993
Fifth Third Securities February 2011 - Present
Fidelity Investments November 2006 - December 2010
Complete Petmart February 2000 - November 2006
Planes Moving & Storage 1996 - February 2000
Education
Northern Kentucky University 2004 — 2009
Bachelor of Science, Business Administration
William Henry Harrison High School 1990 — 1993
Daren Johnson Daren Johnson's Fifth Third Securities Experience October 2011 - December 2012
Job Investment Banking Analyst at Trinity Capital LLC
Industry Investment Banking
Experience
Trinity Capital LLC February 2013 - Present
Fifth Third Securities October 2011 - December 2012
Fifth Third Bank July 2010 - October 2011
Skills
Investment Banking, Mergers & Acquisitions, Capital Markets, Portfolio Management, Credit Analysis, Valuation, Financial Modeling, Investments, Capital IQ, Bloomberg, Leveraged Finance
Education
Indiana University - Kelley School of Business 2006 — 2010
Finance, International Business, Spanish
Universitat Pompeu Fabra 2009 — 2009
Business and Culture Overseas Study
Trinity Capital LLC February 2013 - Present
Fifth Third Securities October 2011 - December 2012
Fifth Third Bank July 2010 - October 2011
Skills
Investment Banking, Mergers & Acquisitions, Capital Markets, Portfolio Management, Credit Analysis, Valuation, Financial Modeling, Investments, Capital IQ, Bloomberg, Leveraged Finance
Education
Indiana University - Kelley School of Business 2006 — 2010
Finance, International Business, Spanish
Universitat Pompeu Fabra 2009 — 2009
Business and Culture Overseas Study
Susan Stalteri Susan Stalteri's Fifth Third Securities Experience 2001 - 2002
Job Vice President Charles Schwab & Co, Inc.
Industry Financial Services
Experience
Charles Schwab & Co., Inc. July 2011 - Present
Wings To Fly December 2011 - December 2013
MyMoneyPlace: A Financial Education & Empowerment Company For Women June 2010 - July 2011
The Stalteri Group July 2009 - July 2011
AIG Advisor Group August 2008 - April 2009
AIG Advisor Group September 2006 - August 2008
Lincoln Financial Advisors August 2002 - September 2006
Fifth Third Securities 2001 - 2002
LifeQuest Financial, Inc. 1999 - 2001
Oakbrook Financial Group, Inc. 1997 - 1999
Education
FINRA Exams
FINRA Licenses = 7, 24, 9, 10
National Louis University
BS Business Management, Business Management
Charles Schwab & Co., Inc. July 2011 - Present
Wings To Fly December 2011 - December 2013
MyMoneyPlace: A Financial Education & Empowerment Company For Women June 2010 - July 2011
The Stalteri Group July 2009 - July 2011
AIG Advisor Group August 2008 - April 2009
AIG Advisor Group September 2006 - August 2008
Lincoln Financial Advisors August 2002 - September 2006
Fifth Third Securities 2001 - 2002
LifeQuest Financial, Inc. 1999 - 2001
Oakbrook Financial Group, Inc. 1997 - 1999
Education
FINRA Exams
FINRA Licenses = 7, 24, 9, 10
National Louis University
BS Business Management, Business Management
Jane Welch Jane Welch's Fifth Third Securities Experience September 1986 - November 2008
Job Financial Consultant at Focus Wealth Management
Industry Financial Services
Experience
Focus Wealth Management November 2008 - Present
Fifth Third Securities September 1986 - November 2008
Fifth Third Bank 1986 - 1994
Education
Miami University 1980 — 1984
Bachelors Degree
Focus Wealth Management November 2008 - Present
Fifth Third Securities September 1986 - November 2008
Fifth Third Bank 1986 - 1994
Education
Miami University 1980 — 1984
Bachelors Degree
Phillip Chambers Phillip Chambers's Fifth Third Securities Experience March 2003 - December 2006
Job President and CEO at The Townsend Corporation
Industry Utilities
Experience
The Townsend Corporation August 2007 - Present
Fifth Third Securities March 2003 - December 2006
Fifth Third Insurance March 2003 - November 2006
Skills
Contract Negotiation, Strategic Planning, Business Strategy, Team Building, Negotiation, New Business Development, Contract Management, Change Management, Project Management, Mergers & Acquisitions, Market Research, Marketing Strategy, Customer Service, Strategy, Business Planning
Education
Indiana University Bloomington 1976 — 1980
Bachelor of Science (BS), Finance and Economics
University of Virginia Darden School of Business 1993 — 1993
Bachelor of Science (BS), Finance and Economics
The Townsend Corporation August 2007 - Present
Fifth Third Securities March 2003 - December 2006
Fifth Third Insurance March 2003 - November 2006
Skills
Contract Negotiation, Strategic Planning, Business Strategy, Team Building, Negotiation, New Business Development, Contract Management, Change Management, Project Management, Mergers & Acquisitions, Market Research, Marketing Strategy, Customer Service, Strategy, Business Planning
Education
Indiana University Bloomington 1976 — 1980
Bachelor of Science (BS), Finance and Economics
University of Virginia Darden School of Business 1993 — 1993
Bachelor of Science (BS), Finance and Economics
Alex Kokoszka Alex Kokoszka's Fifth Third Securities Experience January 2013 - June 2014
Job Accountant at Expert Global Solutions
Industry Accounting
Experience
Expert Global Solutions April 2015 - Present
AccuVal-LiquiTec June 2014 - April 2015
Fifth Third Securities January 2013 - June 2014
Fifth Third Bank June 2010 - June 2014
Fifth Third Bank August 2013 - January 2014
Skills
Banking, Customer Service, Microsoft Excel, Cash Management, Investments, Sales, Analysis, Report Writing, Site Inspections, Finance
Education
Northeastern Illinois University
Bachelor's degree, Accounting
Expert Global Solutions April 2015 - Present
AccuVal-LiquiTec June 2014 - April 2015
Fifth Third Securities January 2013 - June 2014
Fifth Third Bank June 2010 - June 2014
Fifth Third Bank August 2013 - January 2014
Skills
Banking, Customer Service, Microsoft Excel, Cash Management, Investments, Sales, Analysis, Report Writing, Site Inspections, Finance
Education
Northeastern Illinois University
Bachelor's degree, Accounting
Chris Birkenbeul Chris Birkenbeul's Fifth Third Securities Experience March 2005 - November 2006
Job Internal Annuity Wholesaler at Ash Brokerage specializing in Fixed Annuities
Industry Financial Services
Experience
Ash Brokerage August 2014 - Present
Ash Brokerage June 2008 - August 2014
Ash Brokerage June 2008 - February 2014
MetLife January 2007 - June 2008
Fifth Third Securities March 2005 - November 2006
Edward Jones September 2003 - March 2005
Skills
Life Insurance, Disability Insurance, Fixed Annuities, Retirement Planning, Strategic Financial..., Long Term Care Insurance, Estate Planning, Whole Life, Universal Life, Mutual Funds, Financial Planners, Annuity Sales, Building Relationships, Account Management, Long-term Care, Financial Advisory, Investments, Financial Services, Insurance, Relationship Building
Education
Trine University-Fort Wayne Regional Campus 2006 — 2008
Bachelor of Business Administration (BBA), Business, Management, Marketing, and Related Support Services
Ivy Tech Community College 1990 — 1992
Associate of Science (A.S.), Accounting
Ash Brokerage August 2014 - Present
Ash Brokerage June 2008 - August 2014
Ash Brokerage June 2008 - February 2014
MetLife January 2007 - June 2008
Fifth Third Securities March 2005 - November 2006
Edward Jones September 2003 - March 2005
Skills
Life Insurance, Disability Insurance, Fixed Annuities, Retirement Planning, Strategic Financial..., Long Term Care Insurance, Estate Planning, Whole Life, Universal Life, Mutual Funds, Financial Planners, Annuity Sales, Building Relationships, Account Management, Long-term Care, Financial Advisory, Investments, Financial Services, Insurance, Relationship Building
Education
Trine University-Fort Wayne Regional Campus 2006 — 2008
Bachelor of Business Administration (BBA), Business, Management, Marketing, and Related Support Services
Ivy Tech Community College 1990 — 1992
Associate of Science (A.S.), Accounting
Clay McConnell Clay McConnell's Fifth Third Securities Experience April 2012 - November 2012
Job BB&T Investments
Industry Financial Services
Experience
BB&T November 2012 - Present
Fifth Third Securities April 2012 - November 2012
Cuso Financial Services LP September 2007 - April 2012
BB&T April 2006 - September 2007
Education
University of Phoenix 2011 — 2012
Master of Business Administration (MBA)
Murray State University 1999 — 2003
BS Business, Area in Finance
BB&T November 2012 - Present
Fifth Third Securities April 2012 - November 2012
Cuso Financial Services LP September 2007 - April 2012
BB&T April 2006 - September 2007
Education
University of Phoenix 2011 — 2012
Master of Business Administration (MBA)
Murray State University 1999 — 2003
BS Business, Area in Finance
John Marx's Fifth Third Securities Experience December 2010 - April 2011
Job Program Manager, Wealth Management Services at Elevations C.U. available through CUSO Fin. Svcs LP(Member FINRA/SIPC)
Industry Financial Services
Experience
Bank of the West April 2011 - October 2011
Fifth Third Securities December 2010 - April 2011
Ohio National December 2005 - January 2009
National City Bank April 2005 - December 2005
Nationwide Financial January 2000 - March 2005
McDonald Investments August 1996 - December 1999
Invest Financial February 1995 - October 1996
Skills
Series 7, Series 8, Series 65, Series 53, Series 24
Education
Miami University 1981 — 1984
Business, Marketing
Kansas State University 1980 — 1981
Business
Bank of the West April 2011 - October 2011
Fifth Third Securities December 2010 - April 2011
Ohio National December 2005 - January 2009
National City Bank April 2005 - December 2005
Nationwide Financial January 2000 - March 2005
McDonald Investments August 1996 - December 1999
Invest Financial February 1995 - October 1996
Skills
Series 7, Series 8, Series 65, Series 53, Series 24
Education
Miami University 1981 — 1984
Business, Marketing
Kansas State University 1980 — 1981
Business
Mark Eckell, CLU® Mark Eckell, CLU®'s Fifth Third Securities Experience July 2006 - December 2009
Job Associate Director of Network Office Supervision for Kelley Financial Group
Industry Financial Services
Experience
Northwestern Mutual March 2010 - Present
Fifth Third Securities July 2006 - December 2009
Fifth Third Securities March 2005 - July 2006
Edward Jones April 2002 - March 2005
Enterprise Rent-A-Car August 1999 - March 2002
Skills
Management, Customer Service
Education
Xavier University 2006 — 2009
MBA, Master of Business Administration
Miami University 1995 — 1999
B.S. in Business Administration, Marketing, Decision Sciences
Northwestern Mutual March 2010 - Present
Fifth Third Securities July 2006 - December 2009
Fifth Third Securities March 2005 - July 2006
Edward Jones April 2002 - March 2005
Enterprise Rent-A-Car August 1999 - March 2002
Skills
Management, Customer Service
Education
Xavier University 2006 — 2009
MBA, Master of Business Administration
Miami University 1995 — 1999
B.S. in Business Administration, Marketing, Decision Sciences
Jack Lykins's Fifth Third Securities Experience November 2004 - July 2009
Job Powerdrive LLC
Industry Industrial Automation
Experience
PowerDrive August 2012 - Present
Allstate Insurance July 2009 - August 2012
Fifth Third Securities November 2004 - July 2009
Chase Securities August 2004 - November 2004
UVEST Financial Services September 2003 - August 2004
Edward Jones August 2000 - September 2003
Emerson Power Transmission March 1973 - August 2000
Skills
Insurance, Sales, Sales Management, Investments, Retirement Planning, Marketing, Property & Casualty..., New Business Development, Strategic Planning, Finance, Forecasting, Purchasing, Negotiation, Sales Operations, Business Planning, Pricing, Manufacturing, Product Management, Product Marketing
Education
Northern Kentucky University 1982 — 1992
BS, Operations Management
PowerDrive August 2012 - Present
Allstate Insurance July 2009 - August 2012
Fifth Third Securities November 2004 - July 2009
Chase Securities August 2004 - November 2004
UVEST Financial Services September 2003 - August 2004
Edward Jones August 2000 - September 2003
Emerson Power Transmission March 1973 - August 2000
Skills
Insurance, Sales, Sales Management, Investments, Retirement Planning, Marketing, Property & Casualty..., New Business Development, Strategic Planning, Finance, Forecasting, Purchasing, Negotiation, Sales Operations, Business Planning, Pricing, Manufacturing, Product Management, Product Marketing
Education
Northern Kentucky University 1982 — 1992
BS, Operations Management
Eric Schlinger's Fifth Third Securities Experience May 2014 - Present
Job Compliance Officer at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities May 2014 - Present
Fifth Third Bank March 2013 - Present
Fifth Third Bank May 2011 - March 2013
Fidelity Investments December 2010 - May 2011
Fidelity Investments 2006 - February 2009
Fidelity Investments August 2000 - October 2006
Freshens Premium Yogurt 1993 - 1997
Education
Northern Kentucky University—Salmon P. Chase College of Law 1999 — 2004
Juris Doctor
Northern Kentucky University
B.A., Psychology
Fifth Third Securities May 2014 - Present
Fifth Third Bank March 2013 - Present
Fifth Third Bank May 2011 - March 2013
Fidelity Investments December 2010 - May 2011
Fidelity Investments 2006 - February 2009
Fidelity Investments August 2000 - October 2006
Freshens Premium Yogurt 1993 - 1997
Education
Northern Kentucky University—Salmon P. Chase College of Law 1999 — 2004
Juris Doctor
Northern Kentucky University
B.A., Psychology
Susan Weber's Fifth Third Securities Experience November 2011 - Present
Job Preferred Program Specialist at Fifth Third Bank
Industry Banking
Experience
Fifth Third Bank December 2014 - Present
Fifth Third Securities November 2011 - Present
Fifth Third Bank January 2009 - December 2014
Snowboard Revolution 2006 - 2008
Nancy Cohen Jewelry 2005 - 2006
Vera Wang 2005 - 2005
Education
Kent State University 2001 — 2005
Bachelor's
Fifth Third Bank December 2014 - Present
Fifth Third Securities November 2011 - Present
Fifth Third Bank January 2009 - December 2014
Snowboard Revolution 2006 - 2008
Nancy Cohen Jewelry 2005 - 2006
Vera Wang 2005 - 2005
Education
Kent State University 2001 — 2005
Bachelor's
Jeremiah Wise Jeremiah Wise's Fifth Third Securities Experience April 2013 - Present
Job Investment Representative
Industry Investment Banking
Experience
Fifth Third Securities April 2013 - Present
New England Financial, A MetLife Company 2012 - 2013
Skills
Series 6, Series 63, Life & Health Insurance..., Property & Casualty...
Education
Mercyhurst University 2008 — 2010
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
University of Illinois at Urbana-Champaign 2006 — 2007
Business Administration
Fifth Third Securities April 2013 - Present
New England Financial, A MetLife Company 2012 - 2013
Skills
Series 6, Series 63, Life & Health Insurance..., Property & Casualty...
Education
Mercyhurst University 2008 — 2010
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
University of Illinois at Urbana-Champaign 2006 — 2007
Business Administration
Stephen Markin's Fifth Third Securities Experience 1999 - 2009
Job Financial Services Professional at New York Life Securities LLC
Industry Financial Services
Experience
New York Life Securities LLC October 2013 - Present
Fifth Third Securities 1999 - 2009
Skills
Life Insurance, 401k Rollovers, Retirement Planning, Asset Allocation, Wealth Preservation..., Long Term Care Insurance, Annuity Sales, Estate Planning, Small Business, Financial Services, Investments, Mutual Funds, Variable Annuities
Education
Indiana State University 1973 — 1976
Bachelor of Applied Science (B.A.Sc.), Finance and Economics, 3.75
Mater Dei High School Evansville IN
New York Life Securities LLC October 2013 - Present
Fifth Third Securities 1999 - 2009
Skills
Life Insurance, 401k Rollovers, Retirement Planning, Asset Allocation, Wealth Preservation..., Long Term Care Insurance, Annuity Sales, Estate Planning, Small Business, Financial Services, Investments, Mutual Funds, Variable Annuities
Education
Indiana State University 1973 — 1976
Bachelor of Applied Science (B.A.Sc.), Finance and Economics, 3.75
Mater Dei High School Evansville IN
Christian Miles Chadwick Christian Miles Chadwick's Fifth Third Securities Experience May 2012 - July 2012
Job Owner at Adds UP, LLC
Industry Fund-Raising
Experience
Adds UP, LLC November 2014 - Present
Nuveen Investments May 2013 - July 2013
Fifth Third Securities May 2012 - July 2012
Graeter's February 2008 - January 2011
Education
Miami University 2010 — 2014
Adds UP, LLC November 2014 - Present
Nuveen Investments May 2013 - July 2013
Fifth Third Securities May 2012 - July 2012
Graeter's February 2008 - January 2011
Education
Miami University 2010 — 2014
John Grause John Grause's Fifth Third Securities Experience August 2014 - Present
Job Investment Executive at Fifth Third Securities C.F.P.
Industry Investment Management
Experience
Fifth Third Securities August 2014 - Present
WesBanco January 2006 - July 2014
Northern Kentucky University January 1998 - September 2009
JP Morgan Chase January 2003 - January 2006
Fidelity Investments January 1993 - October 2002
Education
Xavier University 1993 — 1996
MBA, International Business
Northern Kentucky University 1990 — 1993
Finance, Finance
Fifth Third Securities August 2014 - Present
WesBanco January 2006 - July 2014
Northern Kentucky University January 1998 - September 2009
JP Morgan Chase January 2003 - January 2006
Fidelity Investments January 1993 - October 2002
Education
Xavier University 1993 — 1996
MBA, International Business
Northern Kentucky University 1990 — 1993
Finance, Finance
Patrick Donnelly, CFP® Patrick Donnelly, CFP®'s Fifth Third Securities Experience August 2012 - Present
Job Investment Representative Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities August 2012 - Present
Edward Jones September 2011 - May 2012
Northwestern Mutual April 2010 - June 2011
Ohio University - University College September 2009 - November 2010
Skills
Series 7, Investments, Uniform Combined State..., Insurance, Retirement Planning, FINRA, Customer Service, Sales, Life Insurance, Disability Insurance
Education
Ohio University 2007 — 2011
Bachelor of Business Administration, Majors: Finance and Marketing - Certificate Program: Financial Planning
Fifth Third Securities August 2012 - Present
Edward Jones September 2011 - May 2012
Northwestern Mutual April 2010 - June 2011
Ohio University - University College September 2009 - November 2010
Skills
Series 7, Investments, Uniform Combined State..., Insurance, Retirement Planning, FINRA, Customer Service, Sales, Life Insurance, Disability Insurance
Education
Ohio University 2007 — 2011
Bachelor of Business Administration, Majors: Finance and Marketing - Certificate Program: Financial Planning
Sean Peel's Fifth Third Securities Experience January 2003 - October 2013
Job Vice President Investment Analyst at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments April 2015 - Present
Fidelity Investments November 2013 - April 2015
Fifth Third Securities January 2003 - October 2013
Fidelity Investments January 1999 - January 2003
Fidelity Investments January 1995 - January 1999
Skills
Equities, Trading, Risk Management, Structured Products, Options, Series 7, Series 63, Series 24, Fixed Income, Bonds, Bloomberg, FINRA, Securities, Capital Markets, Mutual Funds, Alternative Investments, Investments, Wealth Management
Education
Northern Kentucky University
Bachelor of Arts, Political Science and Government
Fidelity Investments April 2015 - Present
Fidelity Investments November 2013 - April 2015
Fifth Third Securities January 2003 - October 2013
Fidelity Investments January 1999 - January 2003
Fidelity Investments January 1995 - January 1999
Skills
Equities, Trading, Risk Management, Structured Products, Options, Series 7, Series 63, Series 24, Fixed Income, Bonds, Bloomberg, FINRA, Securities, Capital Markets, Mutual Funds, Alternative Investments, Investments, Wealth Management
Education
Northern Kentucky University
Bachelor of Arts, Political Science and Government
Keith Philippi's Fifth Third Securities Experience September 2015 - Present
Job Investment Executive at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities September 2015 - Present
Fifth Third Securities March 2010 - September 2015
Education
Lynn University 1988 — 1993
Bachelor of Science (BS), Hospitality Administration/Management
Fifth Third Securities September 2015 - Present
Fifth Third Securities March 2010 - September 2015
Education
Lynn University 1988 — 1993
Bachelor of Science (BS), Hospitality Administration/Management
Ed Reymann's Fifth Third Securities Experience May 1998 - May 2002
Job "Full Time Position or Grad School?"
Industry Wireless
Experience
Dish Satellite TV January 2015 - August 2015
Time Warner Cable January 2013 - December 2013
Verizon Wireless September 2010 - October 2011
PNC Investments (Unofficial) May 2002 - February 2009
Fifth Third Securities May 1998 - May 2002
Skills
Film Editing I Movie..., Microsoft Powerpoint, Social Networking, Social Media Marketing, Sales, Customer Satisfaction, Social Media, Small Business, Investments, Microsoft Office, Microsoft Excel, Negotiation, Website Development, Investment Management, Investment Strategies, Tax Preparation, Time Management, P&C, Life and Health, Training, Public Speaking, Website Promotion, Website Monetization, Income Tax, Income Tax Preparation, Android, Content Managed Websites, Strategic Financial..., Blogging, Finance, Event Planning, PowerPoint
Education
Kent State University 2015 — 2015
Public Relations/Image Management, 3.28
University of Cincinnati 1980 — 1985
BBA, Accounting, 3.0
Dish Satellite TV January 2015 - August 2015
Time Warner Cable January 2013 - December 2013
Verizon Wireless September 2010 - October 2011
PNC Investments (Unofficial) May 2002 - February 2009
Fifth Third Securities May 1998 - May 2002
Skills
Film Editing I Movie..., Microsoft Powerpoint, Social Networking, Social Media Marketing, Sales, Customer Satisfaction, Social Media, Small Business, Investments, Microsoft Office, Microsoft Excel, Negotiation, Website Development, Investment Management, Investment Strategies, Tax Preparation, Time Management, P&C, Life and Health, Training, Public Speaking, Website Promotion, Website Monetization, Income Tax, Income Tax Preparation, Android, Content Managed Websites, Strategic Financial..., Blogging, Finance, Event Planning, PowerPoint
Education
Kent State University 2015 — 2015
Public Relations/Image Management, 3.28
University of Cincinnati 1980 — 1985
BBA, Accounting, 3.0
January Johnson January Johnson's Fifth Third Securities Experience June 2006 - December 2008
Job Workplace Planning and Guidance Consultant
Industry Financial Services
Experience
Fidelity Investments March 2015 - Present
Fidelity Investments September 2010 - March 2015
LPL Financial May 2009 - September 2010
Fifth Third Securities June 2006 - December 2008
The Hartford April 2005 - May 2006
Putnam Investments February 2001 - April 2005
Education
College for Financial Planning 2014 — 2015
Certified Financial Planner
Montana State University-Billings 1997 — 2000
BABS, Business Admin
Northwest College 1994 — 1997
AAS, Photography
Fidelity Investments March 2015 - Present
Fidelity Investments September 2010 - March 2015
LPL Financial May 2009 - September 2010
Fifth Third Securities June 2006 - December 2008
The Hartford April 2005 - May 2006
Putnam Investments February 2001 - April 2005
Education
College for Financial Planning 2014 — 2015
Certified Financial Planner
Montana State University-Billings 1997 — 2000
BABS, Business Admin
Northwest College 1994 — 1997
AAS, Photography
Jeremy Brierley's Fifth Third Securities Experience 2008 - Present
Job Compliance Officer at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities 2008 - Present
Fifth Third Securities 2007 - 2008
Citi Smith Barney 2006 - 2007
Citi 2005 - 2006
Citi 2004 - 2005
Citi 2003 - 2004
Skills
Anti Money Laundering, Risk Management, Financial Risk, Due Diligence, Fraud Detection, Bank Secrecy Act, Risk Analysis, Series 7, Series 63, Series 24, Series 4, Sereis 53, Securities Fraud, OFAC, Executive Reporting, CAMS, Risk Mitigation, Project Management, CIP, KYC, Risk Assessment, FINRA, Compliance, Management, Leadership, Supervisor, Leader, Manager, Financial Services, Brokerage, Regulatory Compliance, Legal Compliance, Policy Compliance, AML, Investigations, Internal & External..., Fraud Prevention, Policy Review, Policy Development, Policy Enhancement, Team Building, Training & Development, Contuining Education, Know Your Customer, Fraud, Custiemr Identification..., Business Management, Strategic Planning, Staffing, Banking
Education
Northern Kentucky University 2010 — 2014
Bachelor's Degree, Business Administration (BBA)
Fifth Third Securities 2008 - Present
Fifth Third Securities 2007 - 2008
Citi Smith Barney 2006 - 2007
Citi 2005 - 2006
Citi 2004 - 2005
Citi 2003 - 2004
Skills
Anti Money Laundering, Risk Management, Financial Risk, Due Diligence, Fraud Detection, Bank Secrecy Act, Risk Analysis, Series 7, Series 63, Series 24, Series 4, Sereis 53, Securities Fraud, OFAC, Executive Reporting, CAMS, Risk Mitigation, Project Management, CIP, KYC, Risk Assessment, FINRA, Compliance, Management, Leadership, Supervisor, Leader, Manager, Financial Services, Brokerage, Regulatory Compliance, Legal Compliance, Policy Compliance, AML, Investigations, Internal & External..., Fraud Prevention, Policy Review, Policy Development, Policy Enhancement, Team Building, Training & Development, Contuining Education, Know Your Customer, Fraud, Custiemr Identification..., Business Management, Strategic Planning, Staffing, Banking
Education
Northern Kentucky University 2010 — 2014
Bachelor's Degree, Business Administration (BBA)
Chris Kleman, CFP®'s Fifth Third Securities Experience December 2003 - February 2008
Job Senior Manager, Financial Consultants at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments May 2015 - Present
Fidelity Investments December 2013 - April 2015
Fidelity Investments 2008 - December 2013
Fifth Third Securities December 2003 - February 2008
Skills
People Management, Team Leadership, People Development, Asset Management, Risk Management, Financial Services, Investments, Financial Analysis, Finance, Equities, Banking, Mutual Funds, Analysis, Series 6, Series 7, Series 65, Series 63, Series 9, Series 10, Life Insurance, Health Insurance
Education
Xavier University - School of Business Administration 2006 — 2010
Masters, Business
Northern Kentucky University 1997 — 1999
Bachlor of Science, Finance, General
Fidelity Investments May 2015 - Present
Fidelity Investments December 2013 - April 2015
Fidelity Investments 2008 - December 2013
Fifth Third Securities December 2003 - February 2008
Skills
People Management, Team Leadership, People Development, Asset Management, Risk Management, Financial Services, Investments, Financial Analysis, Finance, Equities, Banking, Mutual Funds, Analysis, Series 6, Series 7, Series 65, Series 63, Series 9, Series 10, Life Insurance, Health Insurance
Education
Xavier University - School of Business Administration 2006 — 2010
Masters, Business
Northern Kentucky University 1997 — 1999
Bachlor of Science, Finance, General
Ben Stout CLU, ChFC Ben Stout CLU, ChFC's Fifth Third Securities Experience November 2011 - August 2012
Job Internal Wholesaler at CLS Investments, LLC
Industry Financial Services
Experience
CLS Investments, LLC May 2015 - Present
SonRight Capital and Consultants October 2013 - Present
Prudential Financial August 2012 - December 2013
Fifth Third Securities November 2011 - August 2012
Prudential Financial October 2004 - November 2011
Skills
Insurance, Life Insurance, Investments, Risk Management, Coaching, Public Speaking, Customer Service, Strategic Planning, Microsoft Office, New Business Development, Team Building, Negotiation, Management, Sales, Marketing, Sales Management, Retirement Planning, Financial Planning
Education
The American College 2012 — 2014
Chartered Life Underwriter (CLU), Advanced Insurance Specialization
The American College 2008 — 2013
Chartered Financial Consultant (ChFC), Advanced Financial Planning
Kellogg Community College
Associate of Arts (A.A.), Financial Planning and Services
CLS Investments, LLC May 2015 - Present
SonRight Capital and Consultants October 2013 - Present
Prudential Financial August 2012 - December 2013
Fifth Third Securities November 2011 - August 2012
Prudential Financial October 2004 - November 2011
Skills
Insurance, Life Insurance, Investments, Risk Management, Coaching, Public Speaking, Customer Service, Strategic Planning, Microsoft Office, New Business Development, Team Building, Negotiation, Management, Sales, Marketing, Sales Management, Retirement Planning, Financial Planning
Education
The American College 2012 — 2014
Chartered Life Underwriter (CLU), Advanced Insurance Specialization
The American College 2008 — 2013
Chartered Financial Consultant (ChFC), Advanced Financial Planning
Kellogg Community College
Associate of Arts (A.A.), Financial Planning and Services
James P. Dickson James P. Dickson's Fifth Third Securities Experience December 2014 - Present
Job Investment Executive Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities December 2014 - Present
Skills
Retirement Planning, Finance, Investments, Mutual Funds, Asset Allocation, Retirement, Securities, Fixed Annuities, Asset Management, Equities, Alternative Investments, IRAs, Fixed Income, 401k, Life Insurance, Insurance, 401k Rollovers, Bonds, Investment Management, FINRA, ETFs, Options
Education
Merrimack College 1985 — 1989
Minor in Accounting, Accounting and Finance
UNH 1981 — 1984
Associate's degree, Business, Management, Marketing, and Related Support Services
University of New Hampshire Thompson School 1981 — 1984
Associate's degree, Business Administration and Management, General
Fifth Third Securities December 2014 - Present
Skills
Retirement Planning, Finance, Investments, Mutual Funds, Asset Allocation, Retirement, Securities, Fixed Annuities, Asset Management, Equities, Alternative Investments, IRAs, Fixed Income, 401k, Life Insurance, Insurance, 401k Rollovers, Bonds, Investment Management, FINRA, ETFs, Options
Education
Merrimack College 1985 — 1989
Minor in Accounting, Accounting and Finance
UNH 1981 — 1984
Associate's degree, Business, Management, Marketing, and Related Support Services
University of New Hampshire Thompson School 1981 — 1984
Associate's degree, Business Administration and Management, General
John Stiltner, CFP®, ChFC®'s Fifth Third Securities Experience April 2004 - Present
Job Investment Executive, Vice President at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities April 2004 - Present
Bank of America Investment Services January 1998 - April 2004
Education
Morehead State University 1994 — 1997
Business, Finance
Fifth Third Securities April 2004 - Present
Bank of America Investment Services January 1998 - April 2004
Education
Morehead State University 1994 — 1997
Business, Finance
Mark Sloan, CFP® Mark Sloan, CFP®'s Fifth Third Securities Experience October 2006 - Present
Job Investment Executive, Vice President at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities October 2006 - Present
NatCity Investments March 2003 - October 2006
Comerica Bank November 2000 - March 2003
Skills
Series 63, Series 7, Investments, Investment Advisory, Retirement Planning, Certified Financial..., Series 65, Series 24, Life Insurance, Variable Annuities, Health Insurance, Strategic Financial..., Financial Markets, Financial Analysis, Financial Services, Investment Strategies, Alternative Investments, Retirement Plan..., Qualified Retirement..., Retirement Savings
Education
Oakland University
Bachelor of Arts (BA), Marketing
Fifth Third Securities October 2006 - Present
NatCity Investments March 2003 - October 2006
Comerica Bank November 2000 - March 2003
Skills
Series 63, Series 7, Investments, Investment Advisory, Retirement Planning, Certified Financial..., Series 65, Series 24, Life Insurance, Variable Annuities, Health Insurance, Strategic Financial..., Financial Markets, Financial Analysis, Financial Services, Investment Strategies, Alternative Investments, Retirement Plan..., Qualified Retirement..., Retirement Savings
Education
Oakland University
Bachelor of Arts (BA), Marketing
Eric Kiely's Fifth Third Securities Experience February 2013 - Present
Job Compliance Analyst at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities February 2013 - Present
Lincoln Investment Planning June 2012 - February 2013
Capital Analysts Incorporated May 2009 - June 2012
Citigroup May 2005 - May 2009
Education
Northern Kentucky University 1999 — 2005
Finance
Northern Kentucky University 1999 — 2005
Marketing
Fifth Third Securities February 2013 - Present
Lincoln Investment Planning June 2012 - February 2013
Capital Analysts Incorporated May 2009 - June 2012
Citigroup May 2005 - May 2009
Education
Northern Kentucky University 1999 — 2005
Finance
Northern Kentucky University 1999 — 2005
Marketing
Matt Gerard's Fifth Third Securities Experience March 2014 - January 2015
Job Financial Center Manager
Industry Financial Services
Experience
Fifth Third Bank January 2015 - Present
Fifth Third Securities March 2014 - January 2015
J.P. Morgan Securities LLC May 2012 - February 2014
1st Source Bank July 2008 - March 2012
National City Bank June 1999 - June 2008
Education
Indiana Institute of Technology 2006 — 2008
MBA, Business
Indiana University Bloomington 1999 — 2003
Bachelor of Science, Finance
Elkhart Memorial H.S. 1994 — 1998
Fifth Third Bank January 2015 - Present
Fifth Third Securities March 2014 - January 2015
J.P. Morgan Securities LLC May 2012 - February 2014
1st Source Bank July 2008 - March 2012
National City Bank June 1999 - June 2008
Education
Indiana Institute of Technology 2006 — 2008
MBA, Business
Indiana University Bloomington 1999 — 2003
Bachelor of Science, Finance
Elkhart Memorial H.S. 1994 — 1998
Brent Braaksma Brent Braaksma's Fifth Third Securities Experience November 2001 - May 2008
Job Financial Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2012 - Present
Edward Jones Investments October 2008 - November 2012
Hilliard Lyons June 2008 - October 2008
Fifth Third Securities November 2001 - May 2008
Skills
Retirement Planning, Uniform Combined State..., Series 7, 401k Rollovers, Saving for Education, Wealth Management, IRAs, Retirement, College Savings Plans, Investment Advisory, Wealth Accumulation, Fixed Annuities
Education
Iowa State University 1998 — 2001
Bachelor of Science (B.S.), Agricultural Business, Economics - second major
Northwest Iowa Community College 1997 — 1998
LPL Financial November 2012 - Present
Edward Jones Investments October 2008 - November 2012
Hilliard Lyons June 2008 - October 2008
Fifth Third Securities November 2001 - May 2008
Skills
Retirement Planning, Uniform Combined State..., Series 7, 401k Rollovers, Saving for Education, Wealth Management, IRAs, Retirement, College Savings Plans, Investment Advisory, Wealth Accumulation, Fixed Annuities
Education
Iowa State University 1998 — 2001
Bachelor of Science (B.S.), Agricultural Business, Economics - second major
Northwest Iowa Community College 1997 — 1998
Ashley Huxel's Fifth Third Securities Experience July 2007 - March 2013
Job Wealth Advisor at ALTIORA GROUP
Industry Investment Banking
Experience
ALTIORA GROUP September 2015 - Present
Fifth Third Private Bank March 2013 - July 2015
Fifth Third Securities July 2007 - March 2013
WKRC-TV Local 12 News November 2006 - July 2007
WAKW Radio - Star 93.3 FM May 2006 - December 2006
Skills
Series 7, Series 66, Financial Planning, Life & Health Insurance..., Long Term Care Insurance, Insurance, Securities, Banking, Research, Writing, Customer Service, Microsoft Office, Social Media, Public Relations, Social Networking, Public Speaking, Promotions, Streetscape, CRM, Leadership Development, Youth Mentoring, Christian Ethics, Strategic Financial..., Wealth Management, Uniform Combined State..., Retirement Planning, Investments, Finance, Financial Services, Trust Services, Wealth Management..., High Net Worth..., Private Banking
Education
Xavier University 2011 — 2012
Executive Certificate in Financial Planning
Liberty University 2002 — 2006
B.S., Broadcast Communications & Cross-Cultural Studies
Princeton High School 1998 — 2002
ALTIORA GROUP September 2015 - Present
Fifth Third Private Bank March 2013 - July 2015
Fifth Third Securities July 2007 - March 2013
WKRC-TV Local 12 News November 2006 - July 2007
WAKW Radio - Star 93.3 FM May 2006 - December 2006
Skills
Series 7, Series 66, Financial Planning, Life & Health Insurance..., Long Term Care Insurance, Insurance, Securities, Banking, Research, Writing, Customer Service, Microsoft Office, Social Media, Public Relations, Social Networking, Public Speaking, Promotions, Streetscape, CRM, Leadership Development, Youth Mentoring, Christian Ethics, Strategic Financial..., Wealth Management, Uniform Combined State..., Retirement Planning, Investments, Finance, Financial Services, Trust Services, Wealth Management..., High Net Worth..., Private Banking
Education
Xavier University 2011 — 2012
Executive Certificate in Financial Planning
Liberty University 2002 — 2006
B.S., Broadcast Communications & Cross-Cultural Studies
Princeton High School 1998 — 2002
Ryan C. Frost Ryan C. Frost's Fifth Third Securities Experience January 2015 - Present
Job Institutional Support Representative at Fifth Third Securities
Industry Human Resources
Experience
Fifth Third Securities January 2015 - Present
Fidelity Investments August 2014 - January 2015
KeyBank September 2013 - August 2014
Fifth Third Bank June 2012 - September 2013
Huntington Copper March 2011 - February 2012
Penn Station June 2004 - April 2011
Source Interlink Media Distribution July 2009 - December 2009
Skills
Leadership, Program Management, Business Planning, Public Speaking, Customer Satisfaction, Retail, Networking, Finance, Employee Benefits, Management Consulting, Business Process..., Change Management, Business Strategy, Organizational..., Management, Organizational Design, Business Analysis, Strategic Planning, Business Transformation, Team Building
Education
University of Phoenix 2015 — 2016
Professional Certificate, Human resources Management
University of Phoenix 2013 — 2015
Master of Business Administration (M.B.A.), Business Administration and Management, General
Miami University 2006 — 2010
Bachelor's Degree, Management and Organizations
Mariemont High School
Fifth Third Securities January 2015 - Present
Fidelity Investments August 2014 - January 2015
KeyBank September 2013 - August 2014
Fifth Third Bank June 2012 - September 2013
Huntington Copper March 2011 - February 2012
Penn Station June 2004 - April 2011
Source Interlink Media Distribution July 2009 - December 2009
Skills
Leadership, Program Management, Business Planning, Public Speaking, Customer Satisfaction, Retail, Networking, Finance, Employee Benefits, Management Consulting, Business Process..., Change Management, Business Strategy, Organizational..., Management, Organizational Design, Business Analysis, Strategic Planning, Business Transformation, Team Building
Education
University of Phoenix 2015 — 2016
Professional Certificate, Human resources Management
University of Phoenix 2013 — 2015
Master of Business Administration (M.B.A.), Business Administration and Management, General
Miami University 2006 — 2010
Bachelor's Degree, Management and Organizations
Mariemont High School
Ben Workman Ben Workman's Fifth Third Securities Experience December 2005 - Present
Job Investment Executive, Vice President at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities December 2005 - Present
Western & Southern Financial Group 2000 - 2005
Skills
Series 6, Series 7, Series 63, series 66, Life Insurance
Education
Marshall University 1996 — 1999
Fifth Third Securities December 2005 - Present
Western & Southern Financial Group 2000 - 2005
Skills
Series 6, Series 7, Series 63, series 66, Life Insurance
Education
Marshall University 1996 — 1999
Jonathan LaBarre Jonathan LaBarre's Fifth Third Securities Experience July 2013 - March 2014
Job Collections Specialist at American Profit Recovery
Industry Financial Services
Experience
American Profit Recovery May 2014 - Present
Fifth Third Securities July 2013 - March 2014
KeyBank July 2011 - July 2013
Merrill Lynch November 2009 - June 2011
O'Keefe & Associates Consulting, LLC June 2007 - July 2009
Woodward Capital Advisors April 2001 - May 2007
JPMorgan Chase December 1997 - March 2001
Skills
Analytic Thinking, Analytic Problem Solving, Collaborative Leadership, Comprehensive Planning, Creative Problem Solving, Cross-functional Team..., Financial Modeling, Investment Advisory, Investment Banking, Investment Strategies, New Business Development, Risk Analysis, Strategic Financial..., Strategic Thinking, Team-oriented
Education
Michigan State University 1993 — 1997
Bachelor of Arts (B.A.), Accounting, Finance, Economics, Statistics, Honors Studies
American Profit Recovery May 2014 - Present
Fifth Third Securities July 2013 - March 2014
KeyBank July 2011 - July 2013
Merrill Lynch November 2009 - June 2011
O'Keefe & Associates Consulting, LLC June 2007 - July 2009
Woodward Capital Advisors April 2001 - May 2007
JPMorgan Chase December 1997 - March 2001
Skills
Analytic Thinking, Analytic Problem Solving, Collaborative Leadership, Comprehensive Planning, Creative Problem Solving, Cross-functional Team..., Financial Modeling, Investment Advisory, Investment Banking, Investment Strategies, New Business Development, Risk Analysis, Strategic Financial..., Strategic Thinking, Team-oriented
Education
Michigan State University 1993 — 1997
Bachelor of Arts (B.A.), Accounting, Finance, Economics, Statistics, Honors Studies
Beth Stith Beth Stith's Fifth Third Securities Experience 2006 - 2010
Job Financial Advisor, RJFS at First Financial Wealth Management
Industry Financial Services
Experience
First Financial Wealth Management January 2013 - January 2015
Edward Jones November 2010 - April 2012
Fifth Third Securities 2006 - 2010
NatCity Investments 2004 - 2006
Skills
Series 7, Series 63, Life Health & Variable..., Retirement Planning, Retirement Income..., Mutual Funds, Investment Advisory, Finance, Investments, Securities, Banking, Financial Advisory
Education
College of Mount St. Joseph 1988 — 1993
Bachelor of Science, Business Marketing
First Financial Wealth Management January 2013 - January 2015
Edward Jones November 2010 - April 2012
Fifth Third Securities 2006 - 2010
NatCity Investments 2004 - 2006
Skills
Series 7, Series 63, Life Health & Variable..., Retirement Planning, Retirement Income..., Mutual Funds, Investment Advisory, Finance, Investments, Securities, Banking, Financial Advisory
Education
College of Mount St. Joseph 1988 — 1993
Bachelor of Science, Business Marketing
Kirk Brown Kirk Brown's Fifth Third Securities Experience June 2013 - Present
Job Licensed Client Service Assistant at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities June 2013 - Present
Wells Fargo Advisors July 2012 - May 2013
Wells Fargo Bank September 2009 - July 2012
Wells Fargo September 2009 - February 2011
Skills
Sales Management, Marketing, Sales, Risk Management, Series 7, Series 66
Education
Miami University 2006 — 2009
Bachelor of Business Administration, Finance Business Management and Marketing
Huron High School 2002 — 2006
Fifth Third Securities June 2013 - Present
Wells Fargo Advisors July 2012 - May 2013
Wells Fargo Bank September 2009 - July 2012
Wells Fargo September 2009 - February 2011
Skills
Sales Management, Marketing, Sales, Risk Management, Series 7, Series 66
Education
Miami University 2006 — 2009
Bachelor of Business Administration, Finance Business Management and Marketing
Huron High School 2002 — 2006
Chris Solomon, CFA, PMP Chris Solomon, CFA, PMP's Fifth Third Securities Experience April 2003 - July 2004
Job Consulting CFO
Industry Research
Experience
Grasshopper Investments February 2015 - Present
South West Ohio Chapter of the Project Management Institute February 2012 - Present
UCRI - University of Cincinnati Research Institute September 2013 - February 2015
Northern Kentucky University, Thomas More College, and Brown Mackie College March 2013 - June 2014
Pearson May 2013 - February 2014
Perfetti Van Melle February 2011 - September 2013
Cognis, now a part of BASF July 2007 - February 2011
Cognis Corporation March 2006 - July 2007
Fifth Third Bank August 2004 - January 2006
Fifth Third Securities April 2003 - July 2004
Skills
SAP, Financial Reporting, Valuation, Investments, Project Management, Management, Sales, Finance, Project Planning, IFRS, Financial Analysis, Forecasting, Financial Modeling, Consumer Products, Strategic Planning, Cash Flow, Internal Audit, Process Improvement, Accounting, Leadership, ERP, Business Analysis, Budgets, Strategy, Mergers & Acquisitions, Strategic Financial..., Analysis, Auditing, Business Development, Due Diligence, Managerial Finance, Teaching, Portfolio Management, Training, Business Process, Cross-functional Team..., Business Strategy, Pricing, Risk Management, Management Consulting, Business Planning, Banking, Executive Management, Entrepreneurship, Business Process..., Consulting, Non-profit Leadership, Budgeting, Start-ups, Team Building
Education
Indiana University - Kelley School of Business 2001 — 2003
MBA, Finance
Regents College 1998 — 2000
B.S., Business
Defense Language Institute 1993 — 1995
Arabic Language and Culture
Oregon Institute of Technology 1991 — 1993
A.S., Accounting
Grasshopper Investments February 2015 - Present
South West Ohio Chapter of the Project Management Institute February 2012 - Present
UCRI - University of Cincinnati Research Institute September 2013 - February 2015
Northern Kentucky University, Thomas More College, and Brown Mackie College March 2013 - June 2014
Pearson May 2013 - February 2014
Perfetti Van Melle February 2011 - September 2013
Cognis, now a part of BASF July 2007 - February 2011
Cognis Corporation March 2006 - July 2007
Fifth Third Bank August 2004 - January 2006
Fifth Third Securities April 2003 - July 2004
Skills
SAP, Financial Reporting, Valuation, Investments, Project Management, Management, Sales, Finance, Project Planning, IFRS, Financial Analysis, Forecasting, Financial Modeling, Consumer Products, Strategic Planning, Cash Flow, Internal Audit, Process Improvement, Accounting, Leadership, ERP, Business Analysis, Budgets, Strategy, Mergers & Acquisitions, Strategic Financial..., Analysis, Auditing, Business Development, Due Diligence, Managerial Finance, Teaching, Portfolio Management, Training, Business Process, Cross-functional Team..., Business Strategy, Pricing, Risk Management, Management Consulting, Business Planning, Banking, Executive Management, Entrepreneurship, Business Process..., Consulting, Non-profit Leadership, Budgeting, Start-ups, Team Building
Education
Indiana University - Kelley School of Business 2001 — 2003
MBA, Finance
Regents College 1998 — 2000
B.S., Business
Defense Language Institute 1993 — 1995
Arabic Language and Culture
Oregon Institute of Technology 1991 — 1993
A.S., Accounting
Sarah Henneman Willson Sarah Henneman Willson's Fifth Third Securities Experience May 2006 - November 2009
Job Partner at Thrivent Financial
Industry Financial Services
Experience
Thrivent Financial September 2014 - Present
Thrivent Financial January 2014 - August 2014
Northwestern Mutual November 2011 - June 2013
JPMorgan Chase May 2008 - November 2009
Fifth Third Securities May 2006 - November 2009
Thrivent Financial September 2004 - May 2006
Skills
Fixed Annuities, Investment Strategies, Retirement, 401k, Wealth, Fixed Income, Investment Banking, IRA's, Annuity, Financial Analysis, Marketing Strategy, Marketing Communications, Portfolio Strategies, Distribution Strategies, Life Insurance, Health Insurance, Disability Insurance, Long Term Care Insurance
Education
St. Olaf College
Bachelor's Degree
University of Aberdeen
National University of Ireland, Galway
Blair High School
High School
Thrivent Financial September 2014 - Present
Thrivent Financial January 2014 - August 2014
Northwestern Mutual November 2011 - June 2013
JPMorgan Chase May 2008 - November 2009
Fifth Third Securities May 2006 - November 2009
Thrivent Financial September 2004 - May 2006
Skills
Fixed Annuities, Investment Strategies, Retirement, 401k, Wealth, Fixed Income, Investment Banking, IRA's, Annuity, Financial Analysis, Marketing Strategy, Marketing Communications, Portfolio Strategies, Distribution Strategies, Life Insurance, Health Insurance, Disability Insurance, Long Term Care Insurance
Education
St. Olaf College
Bachelor's Degree
University of Aberdeen
National University of Ireland, Galway
Blair High School
High School
Terry Verax's Fifth Third Securities Experience March 2003 - July 2008
Job Experienced Leader / Project Manager , Marketing and Client Management in Financial Services
Industry Financial Services
Experience
Fidelity Investments October 2011 - Present
Stonehouse Building Products, LLC April 2009 - June 2011
Fidelity Investments July 2008 - February 2009
Fifth Third Securities March 2003 - July 2008
Fidelity Investments December 1995 - March 2003
Fidelity Investments 1995 - 2003
Skills
Relationship Management, Leadership, Process Improvement, Team Management, Business Analysis, Management, Risk Management, Budgets, Customer Service, Call Centers, Forecasting, Vendor Management, Team Leadership, Service Delivery, Sales Management, CRM, Banking, Project Management, Business Process..., Change Management, Cross-functional Team..., Program Management, Strategy, Account Management, Strategic Planning
Education
Northern Kentucky University 1989 — 1993
Fidelity Investments October 2011 - Present
Stonehouse Building Products, LLC April 2009 - June 2011
Fidelity Investments July 2008 - February 2009
Fifth Third Securities March 2003 - July 2008
Fidelity Investments December 1995 - March 2003
Fidelity Investments 1995 - 2003
Skills
Relationship Management, Leadership, Process Improvement, Team Management, Business Analysis, Management, Risk Management, Budgets, Customer Service, Call Centers, Forecasting, Vendor Management, Team Leadership, Service Delivery, Sales Management, CRM, Banking, Project Management, Business Process..., Change Management, Cross-functional Team..., Program Management, Strategy, Account Management, Strategic Planning
Education
Northern Kentucky University 1989 — 1993
Mitchell, Craig's Fifth Third Securities Experience December 2012 - Present
Job Licensed Investment Support Specialist at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities December 2012 - Present
Fifth Third Securities August 2010 - December 2012
SunTrust Investment Services February 2006 - May 2010
AXA Advisors, LLC April 2005 - January 2006
Prudential Financial May 2004 - January 2005
Skills
Streetscape, Insurance, Management, Customer Service, Series 7, Series 63, Strategic Financial..., Retirement Planning, Investments, Fixed Income, Mutual Funds
Education
Middle Tennessee State University
Bachelor of Science, Recording Business Management
Fifth Third Securities December 2012 - Present
Fifth Third Securities August 2010 - December 2012
SunTrust Investment Services February 2006 - May 2010
AXA Advisors, LLC April 2005 - January 2006
Prudential Financial May 2004 - January 2005
Skills
Streetscape, Insurance, Management, Customer Service, Series 7, Series 63, Strategic Financial..., Retirement Planning, Investments, Fixed Income, Mutual Funds
Education
Middle Tennessee State University
Bachelor of Science, Recording Business Management
Bernadette Fine's Fifth Third Securities Experience August 2004 - April 2005
Job Consultant
Industry Financial Services
Experience
Financial Industry Technical Services, Inc. September 2008 - Present
Comprehensive Software Systems February 2008 - September 2008
Ameriprise Financial September 2007 - December 2007
Matrix Settlement and Clearing Services January 2007 - August 2007
Charles Schwab July 2005 - December 2006
Fifth Third Securities August 2004 - April 2005
Access International Financial Services June 2001 - April 2003
Fiserv Correspondent Services, Inc January 2001 - June 2001
Wall Street Concepts December 1999 - January 2001
Broadridge (formerly ADP/SIS) August 1996 - December 1999
Skills
Securities, Corporate Actions, Financial Services, Mutual Funds, Asset Management, Fixed Income, Equities, Back Office, Portfolio Management, Banking, Options, Investments, Quality Assurance, Business Analysis, Asset Managment, PMO, Requirements Analysis, Requirements Gathering, Business Requirements, Project Management, Software Development, Software Project..., Software Documentation, Regulatory Requirements, Regression Testing, User Acceptance Testing, Agile & Waterfall..., Broker-Dealer, SDLC
Education
Marquette University 1984 — 1988
BS - Business Administration, Specialization in Finance
Financial Industry Technical Services, Inc. September 2008 - Present
Comprehensive Software Systems February 2008 - September 2008
Ameriprise Financial September 2007 - December 2007
Matrix Settlement and Clearing Services January 2007 - August 2007
Charles Schwab July 2005 - December 2006
Fifth Third Securities August 2004 - April 2005
Access International Financial Services June 2001 - April 2003
Fiserv Correspondent Services, Inc January 2001 - June 2001
Wall Street Concepts December 1999 - January 2001
Broadridge (formerly ADP/SIS) August 1996 - December 1999
Skills
Securities, Corporate Actions, Financial Services, Mutual Funds, Asset Management, Fixed Income, Equities, Back Office, Portfolio Management, Banking, Options, Investments, Quality Assurance, Business Analysis, Asset Managment, PMO, Requirements Analysis, Requirements Gathering, Business Requirements, Project Management, Software Development, Software Project..., Software Documentation, Regulatory Requirements, Regression Testing, User Acceptance Testing, Agile & Waterfall..., Broker-Dealer, SDLC
Education
Marquette University 1984 — 1988
BS - Business Administration, Specialization in Finance
Walter Law's Fifth Third Securities Experience September 2003 - September 2006
Job Regional Marketing Consultant FTJ FundChoice
Industry Investment Management
Experience
FTJ FundChoice January 2015 - Present
Schaeffer's Investment Research December 2011 - September 2013
Schaeffer's Investment Research September 2006 - December 2011
Fifth Third Securities September 2003 - September 2006
Merrill Lynch August 1996 - September 2003
Skills
Options, Financial Analysis, Portfolio Management, Equities, Finance, Derivatives, Strategic Planning, Management, Investments, Trading, Mutual Funds, Customer Service, Financial Markets, Asset Management, Asset Managment, Bloomberg, Risk Management, Strategic Financial..., Hedge Funds, Wealth Management, Technical Analysis, Hedging, Securities, Investment Advisory, Investment Strategies
Education
Northern Kentucky University—Salmon P. Chase College of Law 2006 — 2010
J.D., Law
University of Cincinnati College of Business 1992 — 1996
BBA, Finance
FTJ FundChoice January 2015 - Present
Schaeffer's Investment Research December 2011 - September 2013
Schaeffer's Investment Research September 2006 - December 2011
Fifth Third Securities September 2003 - September 2006
Merrill Lynch August 1996 - September 2003
Skills
Options, Financial Analysis, Portfolio Management, Equities, Finance, Derivatives, Strategic Planning, Management, Investments, Trading, Mutual Funds, Customer Service, Financial Markets, Asset Management, Asset Managment, Bloomberg, Risk Management, Strategic Financial..., Hedge Funds, Wealth Management, Technical Analysis, Hedging, Securities, Investment Advisory, Investment Strategies
Education
Northern Kentucky University—Salmon P. Chase College of Law 2006 — 2010
J.D., Law
University of Cincinnati College of Business 1992 — 1996
BBA, Finance
Emily Cannon's Fifth Third Securities Experience June 2004 - October 2010
Job Director at Rockmill Financial Consulting, LLC
Industry Investment Banking
Experience
Rockmill Financial Consulting, LLC January 2013 - Present
Robert W. Baird & Co. October 2010 - January 2013
Fifth Third Securities June 2004 - October 2010
Fifth Third Bank 2002 - 2004
Skills
Series 7, Bonds, Public Finance, Financial Analysis, Series 63, Securities, Fixed Income, Budgeting and..., Research Projects, Finance, Investments, Investment Banking, Government, Financial Advisory, Budgets, Underwriting, Forecasting, Financial Modeling, Economic Development, Capital Markets, Bloomberg, Portfolio Management, FINRA, Valuation, Analysis, Asset Management, Mutual Funds, Equities, Credit, Credit Analysis, Corporate Finance, Structured Finance, Due Diligence, Wealth Management, Relationship Management, Banking, Derivatives, Alternative Investments
Education
Ohio Dominican University 2007 — 2009
Masters, Business Administration
Mount St. Joseph University 1997 — 2002
BS, Pyschology, Sociology
Rockmill Financial Consulting, LLC January 2013 - Present
Robert W. Baird & Co. October 2010 - January 2013
Fifth Third Securities June 2004 - October 2010
Fifth Third Bank 2002 - 2004
Skills
Series 7, Bonds, Public Finance, Financial Analysis, Series 63, Securities, Fixed Income, Budgeting and..., Research Projects, Finance, Investments, Investment Banking, Government, Financial Advisory, Budgets, Underwriting, Forecasting, Financial Modeling, Economic Development, Capital Markets, Bloomberg, Portfolio Management, FINRA, Valuation, Analysis, Asset Management, Mutual Funds, Equities, Credit, Credit Analysis, Corporate Finance, Structured Finance, Due Diligence, Wealth Management, Relationship Management, Banking, Derivatives, Alternative Investments
Education
Ohio Dominican University 2007 — 2009
Masters, Business Administration
Mount St. Joseph University 1997 — 2002
BS, Pyschology, Sociology
Meghan Kline's Fifth Third Securities Experience February 2007 - April 2008
Job Senior Client Service Manager, Institutional Client Group for Fifth Third Bank
Industry Financial Services
Experience
Fifth Third Bank 2010 - Present
Nordstrom June 2012 - Present
Fifth Third Bank April 2008 - June 2010
Fifth Third Securities February 2007 - April 2008
Skills
Treasury, Sales, Funding, Microsoft Money, Marketing, Customer Retention, Microsoft Excel, Microsoft Office, CRM, Cross-functional Team..., Customer Service, Retail, Securities, Fixed Income, Finance, Corporate Finance, Capital Management, Management, Healthcare, Foundations, Charitable Trusts, Process Improvement, Portfolio Management, Asset Management
Education
Michigan State University 2002 — 2006
Bachelor of Arts, Communications, Arts and Science
Michigan State University, John Cabot University 2005 — 2005
of, Social Science
Fifth Third Bank 2010 - Present
Nordstrom June 2012 - Present
Fifth Third Bank April 2008 - June 2010
Fifth Third Securities February 2007 - April 2008
Skills
Treasury, Sales, Funding, Microsoft Money, Marketing, Customer Retention, Microsoft Excel, Microsoft Office, CRM, Cross-functional Team..., Customer Service, Retail, Securities, Fixed Income, Finance, Corporate Finance, Capital Management, Management, Healthcare, Foundations, Charitable Trusts, Process Improvement, Portfolio Management, Asset Management
Education
Michigan State University 2002 — 2006
Bachelor of Arts, Communications, Arts and Science
Michigan State University, John Cabot University 2005 — 2005
of, Social Science
Cindy Davenport's Fifth Third Securities Experience November 1999 - December 2008
Job Instructor
Industry Education Management
Experience
University of Cincinnati January 2012 - Present
Xavier University January 2009 - May 2011
Fifth Third Securities November 1999 - December 2008
Financial Industry Regulatory Authority (FINRA) 1996 - 1999
Waterhouse Securities 1993 - 1996
Skills
Teaching, Public Speaking, Customer Service, Microsoft Excel, Leadership, Strategic Planning, Training, Program Management, Microsoft Office, Coaching, Team Leadership, Financial Services, Investments, Financial Analysis, Mutual Funds, Banking, Management
Education
Xavier University 2009 — 2011
Master of Education (M.Ed.), Mathematics, 7-12
Miami University 1989 — 1993
Bachelor of Science (B.S.), Finance, General
University of Cincinnati January 2012 - Present
Xavier University January 2009 - May 2011
Fifth Third Securities November 1999 - December 2008
Financial Industry Regulatory Authority (FINRA) 1996 - 1999
Waterhouse Securities 1993 - 1996
Skills
Teaching, Public Speaking, Customer Service, Microsoft Excel, Leadership, Strategic Planning, Training, Program Management, Microsoft Office, Coaching, Team Leadership, Financial Services, Investments, Financial Analysis, Mutual Funds, Banking, Management
Education
Xavier University 2009 — 2011
Master of Education (M.Ed.), Mathematics, 7-12
Miami University 1989 — 1993
Bachelor of Science (B.S.), Finance, General
Fraser, Ann's Fifth Third Securities Experience Investment ExecutiveFifth Third Investment Advisors2007 - Present
Job Invetment Executive at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities Investment ExecutiveFifth Third Investment Advisors2007 - Present
Education
Kent State University
Fifth Third Securities Investment ExecutiveFifth Third Investment Advisors2007 - Present
Education
Kent State University
Johnathan Britton's Fifth Third Securities Experience August 2002 - April 2003
Job President Axis Financial LLC & Agency Principal / Agent at The Insurance Shop Inc
Industry Financial Services
Experience
Axis Financial LLC January 2006 - Present
The Insurance Shop Inc April 2003 - Present
ProEquities April 2002 - December 2005
Fifth Third Securities August 2002 - April 2003
ONB Investment Services March 2000 - July 2002
Old National Bank February 1999 - February 2000
Skills
Insurance, Property & Casualty..., Investments, Financial Analysis, Mutual Funds, Team Building, Casualty, Fixed Annuities, Finance, Management, Legal Liability, Commercial Insurance
Education
Indiana State University 1997 — 2001
BS, Finance
Axis Financial LLC January 2006 - Present
The Insurance Shop Inc April 2003 - Present
ProEquities April 2002 - December 2005
Fifth Third Securities August 2002 - April 2003
ONB Investment Services March 2000 - July 2002
Old National Bank February 1999 - February 2000
Skills
Insurance, Property & Casualty..., Investments, Financial Analysis, Mutual Funds, Team Building, Casualty, Fixed Annuities, Finance, Management, Legal Liability, Commercial Insurance
Education
Indiana State University 1997 — 2001
BS, Finance
Bruce Roby's Fifth Third Securities Experience July 2010 - Present
Job Investment Executive at Fifth Third Securities
Industry Investment Management
Experience
Fifth Third Securities July 2010 - Present
JPMorgan Chase 2008 - September 2010
NatCity Investments 2005 - 2008
Education
Miami University
Western Reserve Academy
Fifth Third Securities July 2010 - Present
JPMorgan Chase 2008 - September 2010
NatCity Investments 2005 - 2008
Education
Miami University
Western Reserve Academy
Joseph A. Lopardi's Fifth Third Securities Experience May 2015 - Present
Job Investment Executive at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities May 2015 - Present
Skills
Retirement Planning, Series 7, Insurance, Management, Investment Strategies, Retirement, Investments, Financial Analysis, Strategic Financial..., Financial Services, Wealth Management, Wealth, Financial Advisory, Finance, Investment Advisory, Series 63
Education
Lindenhurst High School
Nassau Community College
SUNY Farmingdale
Fifth Third Securities May 2015 - Present
Skills
Retirement Planning, Series 7, Insurance, Management, Investment Strategies, Retirement, Investments, Financial Analysis, Strategic Financial..., Financial Services, Wealth Management, Wealth, Financial Advisory, Finance, Investment Advisory, Series 63
Education
Lindenhurst High School
Nassau Community College
SUNY Farmingdale
Bill Terlesky's Fifth Third Securities Experience December 1997 - Present
Job Managing Director Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities December 1997 - Present
Education
The Ohio State University Fisher College of Business 1994 — 1995
MBA, Finance
Ohio University 1988 — 1992
BBA, Finance / MIS
Fifth Third Securities December 1997 - Present
Education
The Ohio State University Fisher College of Business 1994 — 1995
MBA, Finance
Ohio University 1988 — 1992
BBA, Finance / MIS
Melina Audinelle's Fifth Third Securities Experience April 2014 - Present
Job Director at Fifth Third Securities
Industry Investment Banking
Experience
Fifth Third Securities April 2014 - Present
Challenger Capital Group 2009 - Present
JP Morgan July 2003 - May 2008
Citigroup July 2000 - July 2003
Skills
Mergers, Investment Banking, Valuation, Corporate Finance, Capital Markets, Financial Analysis, Financial Modeling, Strategic Advisory, Private Equity, Leveraged Finance, Emerging Markets, Fixed Income
Education
Northwestern University 1996 — 2000
Bachelor of Arts, Economics & International Studies
Fifth Third Securities April 2014 - Present
Challenger Capital Group 2009 - Present
JP Morgan July 2003 - May 2008
Citigroup July 2000 - July 2003
Skills
Mergers, Investment Banking, Valuation, Corporate Finance, Capital Markets, Financial Analysis, Financial Modeling, Strategic Advisory, Private Equity, Leveraged Finance, Emerging Markets, Fixed Income
Education
Northwestern University 1996 — 2000
Bachelor of Arts, Economics & International Studies
Bob Hutchinson's Fifth Third Securities Experience February 2004 - October 2006
Job President Glen Ellyn Bank and Trust
Industry Banking
Experience
Glen Ellyn Bank and Trust October 2006 - Present
Fifth Third Securities February 2004 - October 2006
Bank One Securities December 1998 - February 2004
First Chicago Bank 1995 - 1998
Gary Wheaton Bank Downers Grove 1991 - 1995
Education
Illinois State University
B. S., Economics
Illinois Benedictine
MBA
Wheaton Central
Glen Ellyn Bank and Trust October 2006 - Present
Fifth Third Securities February 2004 - October 2006
Bank One Securities December 1998 - February 2004
First Chicago Bank 1995 - 1998
Gary Wheaton Bank Downers Grove 1991 - 1995
Education
Illinois State University
B. S., Economics
Illinois Benedictine
MBA
Wheaton Central
Dan Impellizzeri's Fifth Third Securities Experience October 2013 - Present
Job Fixed Income Trader at Fifth Third Securities
Industry Banking
Experience
Fifth Third Securities October 2013 - Present
Fifth Third Securities February 2011 - October 2013
BAE Systems May 2009 - February 2011
Great American Financial Resources November 2004 - April 2009
Education
Northern Kentucky University 2004 — 2008
Bachelors, Finance
Anderson High School 2000 — 2004
Fifth Third Securities October 2013 - Present
Fifth Third Securities February 2011 - October 2013
BAE Systems May 2009 - February 2011
Great American Financial Resources November 2004 - April 2009
Education
Northern Kentucky University 2004 — 2008
Bachelors, Finance
Anderson High School 2000 — 2004
Tim Bresnahan's Fifth Third Securities Experience March 2004 - April 2005
Job Vice President Advisor Solutions at Newfound Research LLC
Industry Financial Services
Experience
Newfound Research LLC 2015 - Present
Motif Investing February 2015 - June 2015
Huntington Funds April 2013 - June 2014
RS Funds December 2007 - October 2012
Munder Capital Management April 2005 - December 2007
Fifth Third Securities March 2004 - April 2005
Comerica Securities June 2000 - March 2004
Olde Stockbrokers January 1987 - June 2000
Skills
Mutual Funds, Wealth Management, Series 7, Series 4, Series 8, Series 63, Series 66, Asset Allocation, 401k, Alternative Investments, Asset Management, Bonds, FINRA, Finance, Financial Advisory, Fixed Annuities, Investments, Retirement Planning, Securities, Uniform Combined State...
Education
Northern Michigan University
Bachelor of Applied Science (BASc), Geography
Newfound Research LLC 2015 - Present
Motif Investing February 2015 - June 2015
Huntington Funds April 2013 - June 2014
RS Funds December 2007 - October 2012
Munder Capital Management April 2005 - December 2007
Fifth Third Securities March 2004 - April 2005
Comerica Securities June 2000 - March 2004
Olde Stockbrokers January 1987 - June 2000
Skills
Mutual Funds, Wealth Management, Series 7, Series 4, Series 8, Series 63, Series 66, Asset Allocation, 401k, Alternative Investments, Asset Management, Bonds, FINRA, Finance, Financial Advisory, Fixed Annuities, Investments, Retirement Planning, Securities, Uniform Combined State...
Education
Northern Michigan University
Bachelor of Applied Science (BASc), Geography
Morris JasonA's Fifth Third Securities Experience June 2015 - Present
Job Vice President | Director Institutional Sales
Industry Investment Management
Experience
Fifth Third Securities June 2015 - Present
Vantiv July 2007 - Present
Fifth Third Bank November 2006 - June 2007
Fifth Third Bank November 2005 - November 2006
Skills
Financial Analysis, Banking, Credit, Merchant Services, Sales, Business Development, Credit Analysis, Financial Services, Cash Management, Cross Selling, Credit Risk, Team Building, Business Analysis, Debit Cards, Payments, Commercial Banking, New Business Development, Relationship Management, Credit Cards, Mortgage Lending, Loans, Electronic Payments, Consumer Lending, Small Business Lending, Executive Management, Commercial Lending, Risk Management, Treasury Management
Education
Middle Tennessee State University 2001 — 2005
BA, Economics, Finance
Fifth Third Securities June 2015 - Present
Vantiv July 2007 - Present
Fifth Third Bank November 2006 - June 2007
Fifth Third Bank November 2005 - November 2006
Skills
Financial Analysis, Banking, Credit, Merchant Services, Sales, Business Development, Credit Analysis, Financial Services, Cash Management, Cross Selling, Credit Risk, Team Building, Business Analysis, Debit Cards, Payments, Commercial Banking, New Business Development, Relationship Management, Credit Cards, Mortgage Lending, Loans, Electronic Payments, Consumer Lending, Small Business Lending, Executive Management, Commercial Lending, Risk Management, Treasury Management
Education
Middle Tennessee State University 2001 — 2005
BA, Economics, Finance
Robert Primiano's Fifth Third Securities Experience 2006 - 2009
Job Financial Services Professional
Industry Financial Services
Experience
Fifth Third Bank September 2006 - March 2009
Fifth Third Securities 2006 - 2009
Fifth Third Bank 2006 - 2008
Regions Financial Corporation July 2002 - January 2006
Union Planters 2002 - 2006
Union Planters Bank 2002 - 2006
Old Kent 1999 - 2001
Harris Trust 1996 - 1997
UnibancTrust 1987 - 1995
Unibanc Trust 1987 - 1995
Education
Loyola University Chicago 1973 — 1977
BA, Political Science, Criminal Justice
Fifth Third Bank September 2006 - March 2009
Fifth Third Securities 2006 - 2009
Fifth Third Bank 2006 - 2008
Regions Financial Corporation July 2002 - January 2006
Union Planters 2002 - 2006
Union Planters Bank 2002 - 2006
Old Kent 1999 - 2001
Harris Trust 1996 - 1997
UnibancTrust 1987 - 1995
Unibanc Trust 1987 - 1995
Education
Loyola University Chicago 1973 — 1977
BA, Political Science, Criminal Justice
Thomas Geissler's Fifth Third Securities Experience December 2002 - December 2004
Job Financial Advisor at Wilcox Financial
Industry Financial Services
Experience
Wilcox Financial December 2004 - Present
Fifth Third Securities December 2002 - December 2004
Merrill Lynch June 1999 - December 2002
Skills
Series 7, Retirement Planning, Series 63, Mutual Funds, Investments, Asset Allocation, Retirement, Securities, Wealth Management, Insurance, 401k
Education
Miami University 1993 — 1997
BS Finance, Finance
Wilcox Financial December 2004 - Present
Fifth Third Securities December 2002 - December 2004
Merrill Lynch June 1999 - December 2002
Skills
Series 7, Retirement Planning, Series 63, Mutual Funds, Investments, Asset Allocation, Retirement, Securities, Wealth Management, Insurance, 401k
Education
Miami University 1993 — 1997
BS Finance, Finance
John Denler, Jr.'s Fifth Third Securities Experience December 2006 - June 2007
Job Registered Principal of MML Investors Services LLC and Associate Supervisory Officer MassMutual Southeast Michigan
Industry Financial Services
Experience
MML Investors Services LLC June 2007 - Present
MassMutual Southeast Michigan June 2007 - Present
Fifth Third Securities December 2006 - June 2007
MML Investors Services, Inc. November 2004 - December 2006
Seymour Gill Financial November 2004 - December 2006
The MONY Group July 2003 - November 2004
Kreiner Financial Group January 2000 - July 2003
Lincoln Financial Advisors October 1991 - January 2000
Skills
Strategic Financial..., Insurance, Retirement Planning, Finance, Financial Services, Disability Insurance, Fixed Annuities, Portfolio Management, Investment Advisory, Financial Planning, Long Term Care, Banking, FINRA, Annuities, Employee Benefits, Long-term Care, Long Term Care Insurance, Investments, Securities
Education
University of Michigan
BA, LSA, History & Economics
Oakland University
MA, History, U.S. Constitutional History
University of Michigan
JD,, Constitutional Law
MML Investors Services LLC June 2007 - Present
MassMutual Southeast Michigan June 2007 - Present
Fifth Third Securities December 2006 - June 2007
MML Investors Services, Inc. November 2004 - December 2006
Seymour Gill Financial November 2004 - December 2006
The MONY Group July 2003 - November 2004
Kreiner Financial Group January 2000 - July 2003
Lincoln Financial Advisors October 1991 - January 2000
Skills
Strategic Financial..., Insurance, Retirement Planning, Finance, Financial Services, Disability Insurance, Fixed Annuities, Portfolio Management, Investment Advisory, Financial Planning, Long Term Care, Banking, FINRA, Annuities, Employee Benefits, Long-term Care, Long Term Care Insurance, Investments, Securities
Education
University of Michigan
BA, LSA, History & Economics
Oakland University
MA, History, U.S. Constitutional History
University of Michigan
JD,, Constitutional Law
Carolyn Shushman's Fifth Third Securities Experience BANKING CENTER MANAGERFifth Third BankOctober 1997 - Present
Job BANKING CENTER MANAGER at Fifth Third Bank
Industry Financial Services
Experience
Fifth Third Securities BANKING CENTER MANAGERFifth Third BankOctober 1997 - Present
KIDS SPOT February 1991 - October 1997
Education
Michigan State University 1966 — 1970
BS, PSYCHOLOGY, SOCIOLOGY
Fifth Third Securities BANKING CENTER MANAGERFifth Third BankOctober 1997 - Present
KIDS SPOT February 1991 - October 1997
Education
Michigan State University 1966 — 1970
BS, PSYCHOLOGY, SOCIOLOGY
Richard Durflinger's Fifth Third Securities Experience May 2010 - July 2013
Job Operations Pastor at Rock City Church
Industry Religious Institutions
Experience
Rock City Church July 2013 - Present
Fifth Third Securities May 2010 - July 2013
Charter One Bank October 2009 - May 2010
Western & Southern Financial Group April 2009 - October 2009
General Motors September 2006 - April 2009
Delphi July 2005 - September 2006
Skills
Inventory Management, Leadership, Sales, Finance, Strategic Financial..., Customer Service, Personal Financial..., Investments, Insurance, Banking, Retail Banking, Retirement Planning, Church Administration, Accounting, Church Growth, Church Planting, Human Resources, Budgets
Education
Liberty University 2008 — 2012
Bachelor of Science in Business, Finance
University of Mississippi
Master of Business Administration (M.B.A.)
Huron High School
Youngstown Christian
Youngstown Christian
Rock City Church July 2013 - Present
Fifth Third Securities May 2010 - July 2013
Charter One Bank October 2009 - May 2010
Western & Southern Financial Group April 2009 - October 2009
General Motors September 2006 - April 2009
Delphi July 2005 - September 2006
Skills
Inventory Management, Leadership, Sales, Finance, Strategic Financial..., Customer Service, Personal Financial..., Investments, Insurance, Banking, Retail Banking, Retirement Planning, Church Administration, Accounting, Church Growth, Church Planting, Human Resources, Budgets
Education
Liberty University 2008 — 2012
Bachelor of Science in Business, Finance
University of Mississippi
Master of Business Administration (M.B.A.)
Huron High School
Youngstown Christian
Youngstown Christian
Brian Allfrey's Fifth Third Securities Experience July 2008 - July 2012
Job Senior Trader at Crossroads Trading LLC
Industry Financial Services
Experience
Crossroads Trading LLC January 2015 - Present
TIME, A Crump Company October 2012 - December 2014
Fifth Third Securities July 2008 - July 2012
Fifth Third Securities July 2007 - July 2008
JPMorgan Chase November 2004 - July 2007
Skills
Futures Trading
Education
Indiana University-Purdue University at Indianapolis 1988 — 1992
BA, Economics
Crossroads Trading LLC January 2015 - Present
TIME, A Crump Company October 2012 - December 2014
Fifth Third Securities July 2008 - July 2012
Fifth Third Securities July 2007 - July 2008
JPMorgan Chase November 2004 - July 2007
Skills
Futures Trading
Education
Indiana University-Purdue University at Indianapolis 1988 — 1992
BA, Economics
Robin Steinway's Fifth Third Securities Experience November 2004 - Present
Job Investment Executive, Vice Presdent Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities November 2004 - Present
Edward Jones October 2001 - November 2004
Rich's Lazuras Goldsmith May 1999 - October 2001
Skills
Investments, Portfolio Management, Financial Analysis, Finance, Wealth Management, Retirement Planning, Financial Planning, Mutual Funds, Series 7
Education
Indiana University Bloomington 1995 — 1999
Bachelor’s Degree
Fifth Third Securities November 2004 - Present
Edward Jones October 2001 - November 2004
Rich's Lazuras Goldsmith May 1999 - October 2001
Skills
Investments, Portfolio Management, Financial Analysis, Finance, Wealth Management, Retirement Planning, Financial Planning, Mutual Funds, Series 7
Education
Indiana University Bloomington 1995 — 1999
Bachelor’s Degree
Matthew Sieber's Fifth Third Securities Experience July 2012 - April 2013
Job Associate, Oil & Gas Investment Banking
Industry Investment Banking
Experience
SunTrust Robinson Humphrey December 2013 - Present
Fifth Third Bank April 2013 - December 2013
Fifth Third Securities July 2012 - April 2013
Fifth Third Securities January 2011 - July 2012
Fifth Third Bank June 2009 - January 2011
Education
Miami University 2005 — 2009
Bachelor of Science (B.S.), Finance
Peking University 2007 — 2007
Finance and Mandarin
Tianjin Foreign Studies University 2007 — 2007
Mandarin
SunTrust Robinson Humphrey December 2013 - Present
Fifth Third Bank April 2013 - December 2013
Fifth Third Securities July 2012 - April 2013
Fifth Third Securities January 2011 - July 2012
Fifth Third Bank June 2009 - January 2011
Education
Miami University 2005 — 2009
Bachelor of Science (B.S.), Finance
Peking University 2007 — 2007
Finance and Mandarin
Tianjin Foreign Studies University 2007 — 2007
Mandarin
Jay Ryals's Fifth Third Securities Experience May 2006 - Present
Job Public Finance Investment Banker at Fifth Third Securities
Industry Banking
Experience
Fifth Third Securities May 2006 - Present
Skills
Microsoft Office, Strategic Planning, Public Speaking, Microsoft Excel, Budgets, Team Building, Project Management, Accounting, Nonprofits, Customer Satisfaction
Education
Indiana University Bloomington
BS Accounting
Fifth Third Securities May 2006 - Present
Skills
Microsoft Office, Strategic Planning, Public Speaking, Microsoft Excel, Budgets, Team Building, Project Management, Accounting, Nonprofits, Customer Satisfaction
Education
Indiana University Bloomington
BS Accounting
Barbara Baltar's Fifth Third Securities Experience May 2014 - Present
Job Senior Vice President Corporate Bank at Fifth Third Bank
Industry Banking
Experience
Fifth Third Bank May 2014 - Present
Fifth Third Securities May 2014 - Present
Suntrust/SuntrustRobinsonHumphrey May 2011 - Present
Omega Performance 2010 - 2011
HSBC 2004 - 2009
SunTrust Bank 2001 - 2004
Bank of America 1992 - 2000
Citigroup 1977 - 1992
Skills
Corporate Finance, Financial Structuring, Investments, Finance, Commercial Mortgages, FX Options, Commercial Lending, Commercial Banking, Credit Analysis, Banking, Risk Management, Portfolio Management, Loans, Mergers & Acquisitions, Underwriting, Treasury Management, Financial Analysis, Real Estate, Strategic Financial..., Cash Management, Credit Risk, Credit, Small Business Lending, Investment Banking, Mortgage Lending, Business Development, Capital Markets, Financial Services, Financial Risk, Retail Banking, Loan Origination, Valuation, Private Banking, Relationship Management, Wealth Management, Structured Finance, Financial Modeling, Asset Management, Asset Based Lending, Securities, Due Diligence, Fixed Income, Private Equity, Funding, Derivatives, Series 7, Bonds, Equities, Financial Institutions, Global Cash Management
Education
New York University - Leonard N. Stern School of Business 1975 — 1977
MBA, Finance
Pace University
BBA, Economics
Fifth Third Bank May 2014 - Present
Fifth Third Securities May 2014 - Present
Suntrust/SuntrustRobinsonHumphrey May 2011 - Present
Omega Performance 2010 - 2011
HSBC 2004 - 2009
SunTrust Bank 2001 - 2004
Bank of America 1992 - 2000
Citigroup 1977 - 1992
Skills
Corporate Finance, Financial Structuring, Investments, Finance, Commercial Mortgages, FX Options, Commercial Lending, Commercial Banking, Credit Analysis, Banking, Risk Management, Portfolio Management, Loans, Mergers & Acquisitions, Underwriting, Treasury Management, Financial Analysis, Real Estate, Strategic Financial..., Cash Management, Credit Risk, Credit, Small Business Lending, Investment Banking, Mortgage Lending, Business Development, Capital Markets, Financial Services, Financial Risk, Retail Banking, Loan Origination, Valuation, Private Banking, Relationship Management, Wealth Management, Structured Finance, Financial Modeling, Asset Management, Asset Based Lending, Securities, Due Diligence, Fixed Income, Private Equity, Funding, Derivatives, Series 7, Bonds, Equities, Financial Institutions, Global Cash Management
Education
New York University - Leonard N. Stern School of Business 1975 — 1977
MBA, Finance
Pace University
BBA, Economics
Joseph Randolph's Fifth Third Securities Experience August 2010 - Present
Job Wealth Management Advisor at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities August 2010 - Present
Huntington National Bank August 2009 - August 2010
Education
Marshall University 2001 — 2005
BBA, Finance
Fifth Third Securities August 2010 - Present
Huntington National Bank August 2009 - August 2010
Education
Marshall University 2001 — 2005
BBA, Finance
John Payton's Fifth Third Securities Experience February 2007 - October 2008
Job Vice President Advisor Consultant at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments October 2008 - Present
Fifth Third Securities February 2007 - October 2008
Fifth Third Bank July 2002 - February 2007
Fifth Third Bank June 2001 - July 2002
Skills
Public Speaking, Series 7, Mutual Funds, Investments, Series 65
Education
Northern Kentucky University 1998 — 2002
Master of Business Administration (MBA), Finance, 3.54
University of Cincinnati College of Business 1987 — 1993
Bachelor of Science (BS), Marketing
Fidelity Investments October 2008 - Present
Fifth Third Securities February 2007 - October 2008
Fifth Third Bank July 2002 - February 2007
Fifth Third Bank June 2001 - July 2002
Skills
Public Speaking, Series 7, Mutual Funds, Investments, Series 65
Education
Northern Kentucky University 1998 — 2002
Master of Business Administration (MBA), Finance, 3.54
University of Cincinnati College of Business 1987 — 1993
Bachelor of Science (BS), Marketing
Jeremy Eberlein's Fifth Third Securities Experience July 2014 - Present
Job Managing Director at Fifth Third Securities
Industry Investment Banking
Experience
Fifth Third Securities July 2014 - Present
Harris Williams & Co. October 2008 - June 2014
National City Investment Banking January 2004 - September 2008
Skills
Equities, Venture Capital, Valuation, Leveraged Finance, Restructuring, LBO, Investments, Capital Raising, Financial Analysis, Mergers & Acquisitions, Private Equity, Due Diligence, Capital Markets, Private Placements, Financial Modeling, M&A experience, Investment Banking, Corporate Development, Corporate Finance, Business Valuation, Divestitures, Buyouts
Education
Ohio University 1991 — 1995
Bachelor of Business Administration (BBA), Finance, General
Fifth Third Securities July 2014 - Present
Harris Williams & Co. October 2008 - June 2014
National City Investment Banking January 2004 - September 2008
Skills
Equities, Venture Capital, Valuation, Leveraged Finance, Restructuring, LBO, Investments, Capital Raising, Financial Analysis, Mergers & Acquisitions, Private Equity, Due Diligence, Capital Markets, Private Placements, Financial Modeling, M&A experience, Investment Banking, Corporate Development, Corporate Finance, Business Valuation, Divestitures, Buyouts
Education
Ohio University 1991 — 1995
Bachelor of Business Administration (BBA), Finance, General
Benjamin Gamble's Fifth Third Securities Experience May 2012 - Present
Job Investment Banking Analyst at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities May 2012 - Present
Public Financial Management July 2010 - April 2012
Parkview Health June 2006 - June 2010
Skills
Financial Analysis, Investments, Accounting, Access, Microsoft Excel, DBC, Financial Statements, Financial Modeling
Education
Indiana University—Purdue University Fort Wayne 2006 — 2010
Business, Finance
Fifth Third Securities May 2012 - Present
Public Financial Management July 2010 - April 2012
Parkview Health June 2006 - June 2010
Skills
Financial Analysis, Investments, Accounting, Access, Microsoft Excel, DBC, Financial Statements, Financial Modeling
Education
Indiana University—Purdue University Fort Wayne 2006 — 2010
Business, Finance
Scott Pozen's Fifth Third Securities Experience December 2008 - Present
Job investment executive at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities December 2008 - Present
Education
Iowa State University 1986 — 1990
bachelor of science, Agricultural Economics
Iowa State University 1986 — 1990
Bachelor of Applied Science (BASc), Agricultural Business and Management
Fifth Third Securities December 2008 - Present
Education
Iowa State University 1986 — 1990
bachelor of science, Agricultural Economics
Iowa State University 1986 — 1990
Bachelor of Applied Science (BASc), Agricultural Business and Management
Nancy Igel's Fifth Third Securities Experience August 2003 - December 2004
Job
Industry
Experience
Fifth Third Securities August 2003 - December 2004
Fidelity Investments February 1993 - August 1999
Education
Northern Kentucky University—Salmon P. Chase College of Law 1999 — 2002
JD
Xavier University - School of Business Administration 1990 — 1992
MBA, Finance, Business Economics
Thomas More College 1985 — 1989
BA, Business Administration
Fifth Third Securities August 2003 - December 2004
Fidelity Investments February 1993 - August 1999
Education
Northern Kentucky University—Salmon P. Chase College of Law 1999 — 2002
JD
Xavier University - School of Business Administration 1990 — 1992
MBA, Finance, Business Economics
Thomas More College 1985 — 1989
BA, Business Administration
Xiao Ou Yuan's Fifth Third Securities Experience May 2015 - Present
Job Public Finance Associate/Specialist
Industry Investment Banking
Experience
Fifth Third Securities May 2015 - Present
Aon Risk Solutions June 2014 - May 2015
Indianapolis Local Public Improvement Bond Bank May 2013 - June 2013
Barnes & Thornburg LLP January 2013 - May 2013
State of Indiana August 2012 - December 2012
Telamon May 2012 - August 2012
City of Indianapolis January 2012 - May 2012
City of Indianapolis January 2011 - December 2011
Skills
Economic Development, Analysis, Financial Analysis, Research, Budgets, Local Government, Project Management, Public Policy, State Government, Legislative Relations, Market Research, Governmental Affairs
Education
Indiana University Bloomington 2013 — 2015
Master of Public Affairs, Public Finance, Economic Development
Indiana University Bloomington 2009 — 2013
Bachelor of Science in Public Affairs, Public Financial Management
Fifth Third Securities May 2015 - Present
Aon Risk Solutions June 2014 - May 2015
Indianapolis Local Public Improvement Bond Bank May 2013 - June 2013
Barnes & Thornburg LLP January 2013 - May 2013
State of Indiana August 2012 - December 2012
Telamon May 2012 - August 2012
City of Indianapolis January 2012 - May 2012
City of Indianapolis January 2011 - December 2011
Skills
Economic Development, Analysis, Financial Analysis, Research, Budgets, Local Government, Project Management, Public Policy, State Government, Legislative Relations, Market Research, Governmental Affairs
Education
Indiana University Bloomington 2013 — 2015
Master of Public Affairs, Public Finance, Economic Development
Indiana University Bloomington 2009 — 2013
Bachelor of Science in Public Affairs, Public Financial Management
Johnny Lis's Fifth Third Securities Experience May 2011 - Present
Job Membership Banking and Mortgage Sales at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities May 2011 - Present
Skills
Loans, Series 7, Wealth Management, Portfolio Management, Investments, Strategic Financial..., Mutual Funds, Retirement Planning, Credit, Securities, Asset Management, Insurance, Banking, Credit Analysis, Underwriting, Mortgage Lending, Refinance, Commercial Lending
Education
John Carroll University 2000 — 2005
Finance, Economics
Fifth Third Securities May 2011 - Present
Skills
Loans, Series 7, Wealth Management, Portfolio Management, Investments, Strategic Financial..., Mutual Funds, Retirement Planning, Credit, Securities, Asset Management, Insurance, Banking, Credit Analysis, Underwriting, Mortgage Lending, Refinance, Commercial Lending
Education
John Carroll University 2000 — 2005
Finance, Economics
Carlotta Smith's Fifth Third Securities Experience November 2009 - Present
Job Collections Unit Supervisor at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities November 2009 - Present
Education
Manchester College 2002 — 2003
no, Psychology/Political Science
Fifth Third Securities November 2009 - Present
Education
Manchester College 2002 — 2003
no, Psychology/Political Science
Rebecca Mourne's Fifth Third Securities Experience 2004 - 2004
Job Critical Care RN
Industry Hospital & Health Care
Experience
St. Elizabeth Healthcare February 2015 - Present
Mercy Health Partners October 2011 - Present
Fifth Third Securities 2004 - 2004
Skills
Critical Care, ACLS, Acute Care, Hospitals, Nursing, Patient Safety
Education
College of Mount St. Joseph 2010 — 2011
Master of Science in Nursing
St. Elizabeth Healthcare February 2015 - Present
Mercy Health Partners October 2011 - Present
Fifth Third Securities 2004 - 2004
Skills
Critical Care, ACLS, Acute Care, Hospitals, Nursing, Patient Safety
Education
College of Mount St. Joseph 2010 — 2011
Master of Science in Nursing
Jody Mang's Fifth Third Securities Experience June 2013 - Present
Job Investment Support Manager
Industry Financial Services
Experience
Fifth Third Securities June 2013 - Present
Education
Grandview Park Baptist
Missouri State University
Fifth Third Securities June 2013 - Present
Education
Grandview Park Baptist
Missouri State University
Arnold Axelrod's Fifth Third Securities Experience January 1997 - Present
Job Vice President Private Bank Investmen Executive at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities January 1997 - Present
Skills
Investment Strategies, Series 24, Wealth, Financial Advisory, Asset Allocation, Wealth Management, Investments, Bonds, Wealth Management..., 401k, Alternative Investments, Investment Management, Series 7, Retirement Planning, Series 63, Mutual Funds, Investment Advisory, Strategic Financial..., Securities, Fixed Annuities, Retirement, Series 4
Education
Miami University
Bachelor of Science (BS), Accounting and Finance
Fifth Third Securities January 1997 - Present
Skills
Investment Strategies, Series 24, Wealth, Financial Advisory, Asset Allocation, Wealth Management, Investments, Bonds, Wealth Management..., 401k, Alternative Investments, Investment Management, Series 7, Retirement Planning, Series 63, Mutual Funds, Investment Advisory, Strategic Financial..., Securities, Fixed Annuities, Retirement, Series 4
Education
Miami University
Bachelor of Science (BS), Accounting and Finance
William Behrend's Fifth Third Securities Experience June 2006 - Present
Job Regional Supervisory Principal at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities June 2006 - Present
a 1900 - 1901
Education
Indiana University
Master of Business Administration (MBA)
Miami University
Bachelor of Science (B.S.), Finance
Fifth Third Securities June 2006 - Present
a 1900 - 1901
Education
Indiana University
Master of Business Administration (MBA)
Miami University
Bachelor of Science (B.S.), Finance
Jason Brafford's Fifth Third Securities Experience February 2013 - Present
Job Vice President at Fifth Third Securities
Industry Real Estate
Experience
Fifth Third Securities February 2013 - Present
Brafford Investments, LLC February 2010 - Present
The Adelphos Group 2012 - Present
Wells Fargo Securities August 2007 - July 2012
Wachovia Securities August 2005 - August 2007
Accenture February 2005 - August 2005
Skills
Due Diligence, Financial Modeling, Valuation, Investment Banking, Investments, Portfolio Management
Education
North Carolina State University 2000 — 2004
Bachelor of Science (BS), Accounting and Finance
Fifth Third Securities February 2013 - Present
Brafford Investments, LLC February 2010 - Present
The Adelphos Group 2012 - Present
Wells Fargo Securities August 2007 - July 2012
Wachovia Securities August 2005 - August 2007
Accenture February 2005 - August 2005
Skills
Due Diligence, Financial Modeling, Valuation, Investment Banking, Investments, Portfolio Management
Education
North Carolina State University 2000 — 2004
Bachelor of Science (BS), Accounting and Finance
Kenneth Holliday's Fifth Third Securities Experience 2010 - 2011
Job Financial Services Professional
Industry Financial Services
Experience
Fifth Third Securities 2010 - 2011
Skills
Financial Services, Strategic Financial..., Investments, Mutual Funds, Banking, Portfolio Management, Retirement Planning, Wealth Management, Financial Planning, Relationship Management
Education
Lewis University 1996 — 2002
Master of Business Administration (MBA), Human Resources Management/Personnel Administration, General
Fifth Third Securities 2010 - 2011
Skills
Financial Services, Strategic Financial..., Investments, Mutual Funds, Banking, Portfolio Management, Retirement Planning, Wealth Management, Financial Planning, Relationship Management
Education
Lewis University 1996 — 2002
Master of Business Administration (MBA), Human Resources Management/Personnel Administration, General
Nikki Brock's Fifth Third Securities Experience November 2009 - Present
Job Large Corporate Client Specialist at Fifth Third
Industry Financial Services
Experience
Fifth Third Securities November 2009 - Present
Fifth Third Bank November 2007 - November 2009
RDI Marketing Services August 2002 - November 2007
Skills
Portfolio Management, Financial Services
Education
Morehead State University 2002 — 2004
Elementary Education and Teaching
UC Blue Ash Campus
Elementary Education and Teaching
Fifth Third Securities November 2009 - Present
Fifth Third Bank November 2007 - November 2009
RDI Marketing Services August 2002 - November 2007
Skills
Portfolio Management, Financial Services
Education
Morehead State University 2002 — 2004
Elementary Education and Teaching
UC Blue Ash Campus
Elementary Education and Teaching
Bethany Strunk's Fifth Third Securities Experience March 2010 - September 2011
Job Supervisory Principal at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments September 2011 - Present
Fifth Third Securities March 2010 - September 2011
Citi May 2003 - March 2010
Skills
Brokerage, Compliance
Education
Northern Kentucky University 2001 — 2005
Bachelor of Arts (BA), History
Holy Cross District High School 1998 — 2001
High School Dipolma, College Preparation
Fidelity Investments September 2011 - Present
Fifth Third Securities March 2010 - September 2011
Citi May 2003 - March 2010
Skills
Brokerage, Compliance
Education
Northern Kentucky University 2001 — 2005
Bachelor of Arts (BA), History
Holy Cross District High School 1998 — 2001
High School Dipolma, College Preparation
Lavena Clark's Fifth Third Securities Experience January 2000 - July 2005
Job Office Administrator at Transmarketing, Inc
Industry Accounting
Experience
Transmarketing, Inc November 2009 - Present
Old National Investments July 2006 - August 2009
Fifth Third Securities January 2000 - July 2005
Education
Indiana University Bloomington 2010 — 2011
Accounting
Transmarketing, Inc November 2009 - Present
Old National Investments July 2006 - August 2009
Fifth Third Securities January 2000 - July 2005
Education
Indiana University Bloomington 2010 — 2011
Accounting
Carolyn;Bodden David's Fifth Third Securities Experience May 2011 - Present
Job Commercial IT Program Manager at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities May 2011 - Present
Procter & Gamble October 1995 - April 2011
Skills
Project Portfolio..., MS Project, International Project..., Corporate Finance, Account Management
Education
Miami University 1991 — 1995
Xavier University
Fifth Third Securities May 2011 - Present
Procter & Gamble October 1995 - April 2011
Skills
Project Portfolio..., MS Project, International Project..., Corporate Finance, Account Management
Education
Miami University 1991 — 1995
Xavier University
Dan Kurowski's Fifth Third Securities Experience March 2007 - March 2014
Job Regional Sales Manager at PNC Investments
Industry Financial Services
Experience
PNC Investments May 2014 - Present
Fifth Third Securities March 2007 - March 2014
Chase Investment Services October 2003 - March 2007
Chase Investment Services November 1997 - October 2003
Skills
Asset Allocation, Portfolio Management, Investment Advisory, Investments, Wealth Management
Education
Indiana University Bloomington 1992 — 1995
Bachelor of Science, Finance
University of Notre Dame 1991 — 1992
PNC Investments May 2014 - Present
Fifth Third Securities March 2007 - March 2014
Chase Investment Services October 2003 - March 2007
Chase Investment Services November 1997 - October 2003
Skills
Asset Allocation, Portfolio Management, Investment Advisory, Investments, Wealth Management
Education
Indiana University Bloomington 1992 — 1995
Bachelor of Science, Finance
University of Notre Dame 1991 — 1992
LUIS TRETO's Fifth Third Securities Experience Mortgage BrokerGuaranteed FinancialJanuary 2006 - February 2010
Job ..
Industry Financial Services
Experience
Fifth Third Securities Mortgage BrokerGuaranteed FinancialJanuary 2006 - February 2010
Skills
Banking, Credit, Loans, Mortgage Lending, Consumer Lending, Small Business Lending
Education
Morton College 2003 — 2006
Associate's degree, Accounting and Finance
Fifth Third Securities Mortgage BrokerGuaranteed FinancialJanuary 2006 - February 2010
Skills
Banking, Credit, Loans, Mortgage Lending, Consumer Lending, Small Business Lending
Education
Morton College 2003 — 2006
Associate's degree, Accounting and Finance
Julie Sikes's Fifth Third Securities Experience July 2005 - Present
Job Retirement Specialist, HR Benefits
Industry Financial Services
Experience
Fifth Third Securities July 2005 - Present
Fidelity Investments 2000 - September 2003
Borders Books July 1997 - July 1999
Skills
Employee Training, Employee Benefits, Payroll, Retirement, Retirement Planning, IRAs, Human Resources, Pensions, Profit Sharing, Interpret and..., Troubleshooting, Employee..., Leadership, Process Improvement, Roth IRA, Management, Qualified Retirement..., Finance, Team Building
Education
Wright State University 2003 — 2005
Master of Business Administration (MBA), Management - Innovation and Change, 3.73 GPA
Oklahoma City University 1993 — 1995
Bachelor of Science (B.S.), Technical Management
Rose State College 1983 — 1985
Associate of Science (A.S.), Broadcasting
Fifth Third Securities July 2005 - Present
Fidelity Investments 2000 - September 2003
Borders Books July 1997 - July 1999
Skills
Employee Training, Employee Benefits, Payroll, Retirement, Retirement Planning, IRAs, Human Resources, Pensions, Profit Sharing, Interpret and..., Troubleshooting, Employee..., Leadership, Process Improvement, Roth IRA, Management, Qualified Retirement..., Finance, Team Building
Education
Wright State University 2003 — 2005
Master of Business Administration (MBA), Management - Innovation and Change, 3.73 GPA
Oklahoma City University 1993 — 1995
Bachelor of Science (B.S.), Technical Management
Rose State College 1983 — 1985
Associate of Science (A.S.), Broadcasting
James Bowser's Fifth Third Securities Experience January 2011 - Present
Job Investment Representative at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities January 2011 - Present
Fifth Third Bank January 2011 - Present
Huntington National Bank January 2004 - December 2010
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, English, Windows, Outlook, Strategic Planning, Budgets, Negotiation
Education
Northwest Nazarene University 1997 — 2001
Bachelor of Business Administration (BBA)
Fifth Third Securities January 2011 - Present
Fifth Third Bank January 2011 - Present
Huntington National Bank January 2004 - December 2010
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, English, Windows, Outlook, Strategic Planning, Budgets, Negotiation
Education
Northwest Nazarene University 1997 — 2001
Bachelor of Business Administration (BBA)
Adams Brooke's Fifth Third Securities Experience February 2003 - Present
Job Licensed Personal Banker at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities February 2003 - Present
Ross County Banking Center September 1996 - February 2003
Skills
Retirement Planning
Education
Ohio University 1990 — 1994
Bachelor of Science (BS), Sociology
Chillicothe High School
Fifth Third Securities February 2003 - Present
Ross County Banking Center September 1996 - February 2003
Skills
Retirement Planning
Education
Ohio University 1990 — 1994
Bachelor of Science (BS), Sociology
Chillicothe High School
Dave Iafolla's Fifth Third Securities Experience February 2004 - December 2008
Job
Industry Financial Services
Experience
Harbor Springs Public Schools September 2009 - June 2013
Fifth Third Securities February 2004 - December 2008
Education
Miami University 1986 — 1991
Bachelor of Science (B.S.)
Harbor Springs Public Schools September 2009 - June 2013
Fifth Third Securities February 2004 - December 2008
Education
Miami University 1986 — 1991
Bachelor of Science (B.S.)
Michael prcela's Fifth Third Securities Experience December 2000 - February 2012
Job Senior Vice President Investment Banking at Piper Jaffray
Industry Financial Services
Experience
Piper Jaffray March 2012 - Present
Fifth Third Securities December 2000 - February 2012
KeyBanc Capital Markets 1997 - 2000
Skills
Municipal Bonds
Education
Miami University 1990 — 1994
Bachelor of Arts (BA), Ancient Latin and Classical Humanities
Piper Jaffray March 2012 - Present
Fifth Third Securities December 2000 - February 2012
KeyBanc Capital Markets 1997 - 2000
Skills
Municipal Bonds
Education
Miami University 1990 — 1994
Bachelor of Arts (BA), Ancient Latin and Classical Humanities
Bryan Gunn's Fifth Third Securities Experience January 2013 - Present
Job Trading/ Service Manager at Fifth Third Securities
Industry Financial Services
Experience
Fifth Third Securities January 2013 - Present
Fifth Third Securities June 2010 - January 2013
Fifth Third Bank June 2008 - June 2010
Skills
Banking, Series 7, Microsoft Office, Credit, Financial Analysis, Investments, Portfolio Management, Series 66, Series 24, Project Management, Finance, Insurance, Customer Service, Financial Services
Education
Miami University 2004 — 2008
Bachelor's degree, Operations Management and Supervision
Fifth Third Securities January 2013 - Present
Fifth Third Securities June 2010 - January 2013
Fifth Third Bank June 2008 - June 2010
Skills
Banking, Series 7, Microsoft Office, Credit, Financial Analysis, Investments, Portfolio Management, Series 66, Series 24, Project Management, Finance, Insurance, Customer Service, Financial Services
Education
Miami University 2004 — 2008
Bachelor's degree, Operations Management and Supervision
Darren O'Shea's Fifth Third Securities Experience August 2011 - Present
Job Assistant Center Manager and Investment Representative
Industry Financial Services
Experience
Fifth Third Bank January 2015 - Present
Fifth Third Securities August 2011 - Present
Fifth Third Bank July 2010 - December 2014
Fifth Third Bank May 2008 - July 2012
Skills
Banking, Credit, Retail Banking, Mortgage Lending, Consumer Lending, Credit Analysis
Education
Ohio Dominican University 2006 — 2010
Bachelor of Business Administration (B.B.A.), Marketing (minor)
Fifth Third Bank January 2015 - Present
Fifth Third Securities August 2011 - Present
Fifth Third Bank July 2010 - December 2014
Fifth Third Bank May 2008 - July 2012
Skills
Banking, Credit, Retail Banking, Mortgage Lending, Consumer Lending, Credit Analysis
Education
Ohio Dominican University 2006 — 2010
Bachelor of Business Administration (B.B.A.), Marketing (minor)
Andrew W. Kessinger's Fifth Third Securities Experience August 2002 - June 2009
Job Vice President, Sr. Financial Advisor, at Huntington Investment Company
Industry Financial Services
Experience
Huntington Investment Company June 2009 - Present
Fifth Third Securities August 2002 - June 2009
The Huntington Investment Company January 1998 - August 2002
Skills
Investments, Financial Analysis, Portfolio Management, Banking, Risk Management, Financial Planning, Management, Customer Service, Wealth Management, Insurance, Financial Services, Retirement Planning, Microsoft Office, Finance, Microsoft Excel, Leadership
Education
Ohio Wesleyan University 1988 — 1992
Bachelor of Arts (B.A.), Economics with a Management Concentration
Columbus St. Francis DeSales 1984 — 1988
High School
Huntington Investment Company June 2009 - Present
Fifth Third Securities August 2002 - June 2009
The Huntington Investment Company January 1998 - August 2002
Skills
Investments, Financial Analysis, Portfolio Management, Banking, Risk Management, Financial Planning, Management, Customer Service, Wealth Management, Insurance, Financial Services, Retirement Planning, Microsoft Office, Finance, Microsoft Excel, Leadership
Education
Ohio Wesleyan University 1988 — 1992
Bachelor of Arts (B.A.), Economics with a Management Concentration
Columbus St. Francis DeSales 1984 — 1988
High School
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY