Penson Financial Services
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Penson Financial Services Employees
Employee
Years
Job
Industry
Sylvain Lambert, FCSI, CIM & DMS Sylvain Lambert, FCSI, CIM & DMS's Penson Financial Services Experience June 2008 - April 2011
Job Market Surveillant Investigation at Autorité des marchés financiers
Industry Financial Services
Experience
Autorité des marchés financiers September 2011 - Present
Autorité des marchés financiers March 2011 - September 2011
Penson Financial Services June 2008 - April 2011
Underworld Skateboard Inc. September 2001 - May 2008
Skills
Equities, Options, Securities, Financial Markets, Trading Systems, Risk Management, Capital Markets, Financial Analysis, Derivatives, Portfolio Management, Equity Derivatives, SQL, Fixed Income, Stock Exchange, Analysis, Trading, Financial Reporting, Financial Modeling, Investment Brokerage, Finance, forex, Foreign Exchange, SQL Server Management...
Education
Canadian Securities Institute 2014 — 2014
Chartered Investment Manager (CIM designation), Trading
Canadian Securities Institute (CSI) 2012 — 2013
Certificate in Derivatives Market Strategies
North American Securities Administrators Association (NASAA) 2011 — 2011
OFR/NASAA Broker-Dealer Training Track 1, Financial Forensics and Fraud Investigation
Canadian Securities Institute 2001 — 2011
FCSI, Fellow of Canadian Securities Institute
Canadian Securities Institute 2008 — 2009
DMS - Derivatives Market Specialist
Université du Québec à Montréal / UQAM 2001 — 2005
Bachelor, Finance
Autorité des marchés financiers September 2011 - Present
Autorité des marchés financiers March 2011 - September 2011
Penson Financial Services June 2008 - April 2011
Underworld Skateboard Inc. September 2001 - May 2008
Skills
Equities, Options, Securities, Financial Markets, Trading Systems, Risk Management, Capital Markets, Financial Analysis, Derivatives, Portfolio Management, Equity Derivatives, SQL, Fixed Income, Stock Exchange, Analysis, Trading, Financial Reporting, Financial Modeling, Investment Brokerage, Finance, forex, Foreign Exchange, SQL Server Management...
Education
Canadian Securities Institute 2014 — 2014
Chartered Investment Manager (CIM designation), Trading
Canadian Securities Institute (CSI) 2012 — 2013
Certificate in Derivatives Market Strategies
North American Securities Administrators Association (NASAA) 2011 — 2011
OFR/NASAA Broker-Dealer Training Track 1, Financial Forensics and Fraud Investigation
Canadian Securities Institute 2001 — 2011
FCSI, Fellow of Canadian Securities Institute
Canadian Securities Institute 2008 — 2009
DMS - Derivatives Market Specialist
Université du Québec à Montréal / UQAM 2001 — 2005
Bachelor, Finance
Yuriy Shkolnikov Yuriy Shkolnikov's Penson Financial Services Experience May 2006 - December 2006
Job President at Optimal Selection Ltd.
Industry Investment Banking
Experience
Optimal Selection Ltd. June 2014 - Present
Numerix LLC December 2006 - May 2014
Penson Financial Services May 2006 - December 2006
Millennium Partners December 2002 - May 2006
Morgan Stanley October 2001 - November 2002
Nortel Networks January 2001 - October 2001
IBM November 1999 - February 2001
Aspen Technology December 1996 - May 1999
Axia Multimedia Corp. December 1995 - December 1996
Institute of Botany, Ukr.Nat.Acad.Sci. December 1991 - September 1995
Skills
Quantitative Investing, Quantitative Finance, Stochastic Calculus, Monte Carlo Simulation, Financial Engineering, Credit Derivatives, Quantitative Analytics, Market Risk, Equity Derivatives, Fixed Income, Derivatives, Structured Products, FX Options, Options, Time Series Analysis, Trading Systems, Volatility, Algorithmic Trading and..., Commodity Options, Index Options, Portfolio Optimization, Statistical Forecasting, Optimal Control, Stochastic Optimal..., Dynamic Programming, Discrete Optimization, Graph Theory, Computational Complexity, Qualitative PDE, Dynamical Systems, Differential Geometry, Algebraic and..., Topology of Manifolds, Low-dimensional Topology, Trading Strategies, Credit Risk, Bloomberg, Interest Rate..., Commodity, Exotic Derivatives, Trading, Forecasting, Swaps, Statistical Arbitrage
Education
The University of Calgary 1998 — 1999
PIMS Industrial Post-doctorate, Topology; Mathematical Finance.
Institute of Mathematics, Ukrainian National Academy of Science 1986 — 1991
PhD, Mathematics
Kiev University 1981 — 1986
MS, Mathematics, With Excellence
Optimal Selection Ltd. June 2014 - Present
Numerix LLC December 2006 - May 2014
Penson Financial Services May 2006 - December 2006
Millennium Partners December 2002 - May 2006
Morgan Stanley October 2001 - November 2002
Nortel Networks January 2001 - October 2001
IBM November 1999 - February 2001
Aspen Technology December 1996 - May 1999
Axia Multimedia Corp. December 1995 - December 1996
Institute of Botany, Ukr.Nat.Acad.Sci. December 1991 - September 1995
Skills
Quantitative Investing, Quantitative Finance, Stochastic Calculus, Monte Carlo Simulation, Financial Engineering, Credit Derivatives, Quantitative Analytics, Market Risk, Equity Derivatives, Fixed Income, Derivatives, Structured Products, FX Options, Options, Time Series Analysis, Trading Systems, Volatility, Algorithmic Trading and..., Commodity Options, Index Options, Portfolio Optimization, Statistical Forecasting, Optimal Control, Stochastic Optimal..., Dynamic Programming, Discrete Optimization, Graph Theory, Computational Complexity, Qualitative PDE, Dynamical Systems, Differential Geometry, Algebraic and..., Topology of Manifolds, Low-dimensional Topology, Trading Strategies, Credit Risk, Bloomberg, Interest Rate..., Commodity, Exotic Derivatives, Trading, Forecasting, Swaps, Statistical Arbitrage
Education
The University of Calgary 1998 — 1999
PIMS Industrial Post-doctorate, Topology; Mathematical Finance.
Institute of Mathematics, Ukrainian National Academy of Science 1986 — 1991
PhD, Mathematics
Kiev University 1981 — 1986
MS, Mathematics, With Excellence
Coreen Barlow Coreen Barlow's Penson Financial Services Experience January 2013 - May 2013
Job Sr. Accountant
Industry Accounting
Experience
Provident Metals May 2013 - Present
Penson Financial Services January 2013 - May 2013
Fossil June 2012 - October 2012
Maxim Integrated Products 2011 - 2012
Maxim Integrated September 2009 - September 2011
Maxim Integrated July 2007 - September 2009
Maxim Integrated November 2005 - July 2007
Cirro Energy January 2003 - September 2005
Skills
Accounting, General Ledger, SAP, Account Reconciliation, Accounts Receivable, Accounts Payable, Essbase, Microsoft Excel, ERP, Microsoft Office, Process Improvement, Fixed Assets, Customer Service, SOX 404, Financial Reporting, Internal Controls, Sarbanes-Oxley Act, Variance Analysis
Education
UCLA
Bachelor of Arts (B.A.)
Provident Metals May 2013 - Present
Penson Financial Services January 2013 - May 2013
Fossil June 2012 - October 2012
Maxim Integrated Products 2011 - 2012
Maxim Integrated September 2009 - September 2011
Maxim Integrated July 2007 - September 2009
Maxim Integrated November 2005 - July 2007
Cirro Energy January 2003 - September 2005
Skills
Accounting, General Ledger, SAP, Account Reconciliation, Accounts Receivable, Accounts Payable, Essbase, Microsoft Excel, ERP, Microsoft Office, Process Improvement, Fixed Assets, Customer Service, SOX 404, Financial Reporting, Internal Controls, Sarbanes-Oxley Act, Variance Analysis
Education
UCLA
Bachelor of Arts (B.A.)
Caitlin McDonough Caitlin McDonough's Penson Financial Services Experience June 2007 - September 2007
Job Community Relations and Events Specialist at the University of Waterloo
Industry Public Relations and Communications
Experience
University of Waterloo January 2013 - Present
XMC Sports and Entertainment August 2009 - January 2013
Institute for Health and Human Potential June 2008 - December 2008
Penson Financial Services June 2007 - September 2007
Skills
Event Management, Event Planning, Sponsorship, Sponsorship Activation, Relationship Marketing, Public Relations, Brand Management, Creative Direction, Creative Strategy, Marketing Communications, Strategic Planning, Integrated Marketing, Marketing Management, Social Media Marketing, Leadership, Trade Shows, Training, Sponsorship Relations, Marketing Strategy
Education
University of Guelph 2004 — 2008
Bachelor of Commerce (B.Com.), Marketing Management
University of Waterloo January 2013 - Present
XMC Sports and Entertainment August 2009 - January 2013
Institute for Health and Human Potential June 2008 - December 2008
Penson Financial Services June 2007 - September 2007
Skills
Event Management, Event Planning, Sponsorship, Sponsorship Activation, Relationship Marketing, Public Relations, Brand Management, Creative Direction, Creative Strategy, Marketing Communications, Strategic Planning, Integrated Marketing, Marketing Management, Social Media Marketing, Leadership, Trade Shows, Training, Sponsorship Relations, Marketing Strategy
Education
University of Guelph 2004 — 2008
Bachelor of Commerce (B.Com.), Marketing Management
Marc-André Aiquel Marc-André Aiquel's Penson Financial Services Experience February 2001 - February 2006
Job Senior Counselor at National Bank Financial
Industry Financial Services
Experience
PSP Investments October 2013 - Present
National Bank Financial February 2006 - October 2013
Penson Financial Services February 2001 - February 2006
Skills
Investments, Securities, Trading, Business Analysis, Equities, Wealth Management, Customer Service, Financial Services, Portfolio Management, Banking, Fixed Income, Bloomberg, Back Office, FX Options, Risk Management
Education
Université du Québec à Montréal
Certificat en développement logiciel, Computer Software Engineering
PSP Investments October 2013 - Present
National Bank Financial February 2006 - October 2013
Penson Financial Services February 2001 - February 2006
Skills
Investments, Securities, Trading, Business Analysis, Equities, Wealth Management, Customer Service, Financial Services, Portfolio Management, Banking, Fixed Income, Bloomberg, Back Office, FX Options, Risk Management
Education
Université du Québec à Montréal
Certificat en développement logiciel, Computer Software Engineering
Rudo Terry Rudo Terry's Penson Financial Services Experience July 2010 - August 2010
Job Customer Success Manager Strategic Accounts at DoubleDutch
Industry Information Technology and Services
Experience
DoubleDutch May 2015 - July 2015
Accenture May 2014 - November 2014
Accenture August 2013 - April 2014
ING April 2013 - June 2013
Pegasystems January 2012 - December 2012
USC Marshall School of Business May 2011 - August 2011
Marshall School of Business Academic Information Services January 2011 - May 2011
Penson Financial Services July 2010 - August 2010
Skills
Business Analysis, SDLC, Change Management, UML, Client Relations Skills, Business Process, Software Development, Data Analysis, Requirements Analysis, Project Management, Agile Methodologies, Partner Relationship..., Management, Channel Partners, SaaS, Cloud Computing, CRM, Strategy, Business Intelligence, Analysis, Channel Sales, Business Process..., Python, SQL, Consulting, Enterprise Software
Education
University of Southern California 2007 — 2011
BA, International Relations and Business Technology
Notre Dame Sixth Form College, Leeds 2005 — 2007
Grammar School at Leeds 2000 — 2005
DoubleDutch May 2015 - July 2015
Accenture May 2014 - November 2014
Accenture August 2013 - April 2014
ING April 2013 - June 2013
Pegasystems January 2012 - December 2012
USC Marshall School of Business May 2011 - August 2011
Marshall School of Business Academic Information Services January 2011 - May 2011
Penson Financial Services July 2010 - August 2010
Skills
Business Analysis, SDLC, Change Management, UML, Client Relations Skills, Business Process, Software Development, Data Analysis, Requirements Analysis, Project Management, Agile Methodologies, Partner Relationship..., Management, Channel Partners, SaaS, Cloud Computing, CRM, Strategy, Business Intelligence, Analysis, Channel Sales, Business Process..., Python, SQL, Consulting, Enterprise Software
Education
University of Southern California 2007 — 2011
BA, International Relations and Business Technology
Notre Dame Sixth Form College, Leeds 2005 — 2007
Grammar School at Leeds 2000 — 2005
NaKeesha Hayes NaKeesha Hayes's Penson Financial Services Experience July 2005 - July 2008
Job Teaching Assistant
Industry Professional Training & Coaching
Experience
Professional Educational Service Group (PESG) September 2014 - Present
Freelance October 2007 - Present
Project Rasul February 2014 - Present
Divine Restoration Transport, LLC March 2014 - June 2014
P Funk Outlawz Inc September 2013 - December 2013
Running Hot Band June 2013 - December 2013
Entertainment 2010 - 2012
Penson Financial Services July 2005 - July 2008
Metropolitan National Bank June 2000 - July 2005
Skills
Band, Concerts, Social Networking, Singing, Time Management, Training, Microsoft Office, Marketing, Customer Service, Leadership, Small Business, Public Speaking
Education
University of Phoenix 2004 — 2006
Master of Business Administration (MBA), Business Administration and Management, General
University of Arkansas at Little Rock 1998 — 2002
Bachelor of Arts (BA), Music Vocal Tech
Professional Educational Service Group (PESG) September 2014 - Present
Freelance October 2007 - Present
Project Rasul February 2014 - Present
Divine Restoration Transport, LLC March 2014 - June 2014
P Funk Outlawz Inc September 2013 - December 2013
Running Hot Band June 2013 - December 2013
Entertainment 2010 - 2012
Penson Financial Services July 2005 - July 2008
Metropolitan National Bank June 2000 - July 2005
Skills
Band, Concerts, Social Networking, Singing, Time Management, Training, Microsoft Office, Marketing, Customer Service, Leadership, Small Business, Public Speaking
Education
University of Phoenix 2004 — 2006
Master of Business Administration (MBA), Business Administration and Management, General
University of Arkansas at Little Rock 1998 — 2002
Bachelor of Arts (BA), Music Vocal Tech
Christine ROLLAND Christine ROLLAND's Penson Financial Services Experience May 2007 - May 2011
Job Project Manager
Industry Computer Software
Experience
Gouvernement du Canada October 2014 - Present
T-Base Communications Inc. September 2011 - October 2014
Penson Financial Services May 2007 - May 2011
Penson Financial Services January 2006 - May 2007
Penson Financial Services August 2003 - January 2006
Hypershell November 2001 - August 2003
Airbus March 2001 - September 2001
Skills
Business Analysis, Strategic Planning, Time Management, SDLC, Business Process, Microsoft SQL Server, Vendor Management, Project Planning, Project Management, Software Documentation, Software Development, Management, XML, SQL, Visio, Requirements Analysis, Disaster Recovery, Integration, Business Intelligence
Education
Université Paul Sabatier (Toulouse III) 1996 — 2001
Master, Computer Science
Gouvernement du Canada October 2014 - Present
T-Base Communications Inc. September 2011 - October 2014
Penson Financial Services May 2007 - May 2011
Penson Financial Services January 2006 - May 2007
Penson Financial Services August 2003 - January 2006
Hypershell November 2001 - August 2003
Airbus March 2001 - September 2001
Skills
Business Analysis, Strategic Planning, Time Management, SDLC, Business Process, Microsoft SQL Server, Vendor Management, Project Planning, Project Management, Software Documentation, Software Development, Management, XML, SQL, Visio, Requirements Analysis, Disaster Recovery, Integration, Business Intelligence
Education
Université Paul Sabatier (Toulouse III) 1996 — 2001
Master, Computer Science
Yolanda Hoffman, PHR Yolanda Hoffman, PHR's Penson Financial Services Experience December 2007 - August 2012
Job Lead Recruiter at WebMD
Industry Human Resources
Experience
WebMD October 2013 - Present
HSBC April 2013 - October 2013
Talent Access Partners, LLC 2012 - 2013
Penson Financial Services December 2007 - August 2012
Countrywide, FSL April 2007 - August 2007
Accuro Healthcare Solutions March 2005 - March 2007
match.com September 1999 - March 2005
Staffing Edge (now Acsys) 1997 - 1999
Paul Labute Inc 1996 - 1997
APV Ice Cream 1994 - 1996
Education
University of North Texas 1988 — 1993
Bachelor's, French - Minor- Human Resources/Organizational Behavior
WebMD October 2013 - Present
HSBC April 2013 - October 2013
Talent Access Partners, LLC 2012 - 2013
Penson Financial Services December 2007 - August 2012
Countrywide, FSL April 2007 - August 2007
Accuro Healthcare Solutions March 2005 - March 2007
match.com September 1999 - March 2005
Staffing Edge (now Acsys) 1997 - 1999
Paul Labute Inc 1996 - 1997
APV Ice Cream 1994 - 1996
Education
University of North Texas 1988 — 1993
Bachelor's, French - Minor- Human Resources/Organizational Behavior
Brandy Mitchell Brandy Mitchell's Penson Financial Services Experience January 2008 - Present
Job Account Transfer Analyst
Industry Financial Services
Pascalle Tremblay, CHRP Pascalle Tremblay, CHRP's Penson Financial Services Experience June 2007 - February 2009
Job Human Resources Manager
Industry Financial Services
Experience
Groupe financier PEAK PEAK Financial Group August 2012 - Present
MacDougall, MacDougall & MacTier Inc. January 2010 - August 2012
Nadeau and other small companies June 2009 - December 2009
Penson Financial Services June 2007 - February 2009
Penson Financial Services June 2004 - June 2007
Skills
Performance Management, Employee Relations, Coaching, Recruiting, Training, Personnel Management, Organizational..., Talent Acquisition, Succession Planning, Change Management, Talent Management, Human Resources, Leadership Development, HR Policies, Employee Engagement, French, Strategic Planning, Employee Benefits, Mergers & Acquisitions, Leadership, Management, Analysis, Gestion des performances, Relations avec les..., Ressources humaines
Education
Université de Montréal 1993 — 1996
Bachelor, Relations Industrielles
Groupe financier PEAK PEAK Financial Group August 2012 - Present
MacDougall, MacDougall & MacTier Inc. January 2010 - August 2012
Nadeau and other small companies June 2009 - December 2009
Penson Financial Services June 2007 - February 2009
Penson Financial Services June 2004 - June 2007
Skills
Performance Management, Employee Relations, Coaching, Recruiting, Training, Personnel Management, Organizational..., Talent Acquisition, Succession Planning, Change Management, Talent Management, Human Resources, Leadership Development, HR Policies, Employee Engagement, French, Strategic Planning, Employee Benefits, Mergers & Acquisitions, Leadership, Management, Analysis, Gestion des performances, Relations avec les..., Ressources humaines
Education
Université de Montréal 1993 — 1996
Bachelor, Relations Industrielles
Matthew Battaini Matthew Battaini's Penson Financial Services Experience August 2011 - August 2012
Job
Industry Financial Services
Experience
Helix Financial Systems March 2013 - Present
Apex Clearing August 2012 - March 2013
Penson Financial Services August 2011 - August 2012
OnlineStockLoan January 2012 - May 2012
Penson WorldWide March 2006 - July 2011
Penson Financial Services March 2005 - March 2006
Anetics 1999 - 2003
Skills
Financial Risk, Risk Management, Business Analysis, Securities Lending, Trading Systems, Back Office, Fixed Income, Prime Brokerage, SDLC, Investment Banking, Equities, SQL, Process Improvement, Settlement, Securities, Trading, Collateral Management, Portfolio Management, Cloud Computing, Web Services API, API development, SDK development, Windows Programming, Lisp, Emacs, G++, Xlib, Assembly Language, Parallel Programming, SaaS, Creative Solutions, Cloud Applications, Agile Methodologies, Market Data, Electronic Trading, Scala, CoffeeScript, Financial Services, Middle Office, Options, Financial Markets, Databases, HTML 5, JavaScript, jQuery, Kendo, jQuery UI, Product Marketing, Software Development, T-SQL
Education
University of Massachusetts Dartmouth 2000 — 2004
Bachelor of Science (B.S.), Computer Science, 3.4
Helix Financial Systems March 2013 - Present
Apex Clearing August 2012 - March 2013
Penson Financial Services August 2011 - August 2012
OnlineStockLoan January 2012 - May 2012
Penson WorldWide March 2006 - July 2011
Penson Financial Services March 2005 - March 2006
Anetics 1999 - 2003
Skills
Financial Risk, Risk Management, Business Analysis, Securities Lending, Trading Systems, Back Office, Fixed Income, Prime Brokerage, SDLC, Investment Banking, Equities, SQL, Process Improvement, Settlement, Securities, Trading, Collateral Management, Portfolio Management, Cloud Computing, Web Services API, API development, SDK development, Windows Programming, Lisp, Emacs, G++, Xlib, Assembly Language, Parallel Programming, SaaS, Creative Solutions, Cloud Applications, Agile Methodologies, Market Data, Electronic Trading, Scala, CoffeeScript, Financial Services, Middle Office, Options, Financial Markets, Databases, HTML 5, JavaScript, jQuery, Kendo, jQuery UI, Product Marketing, Software Development, T-SQL
Education
University of Massachusetts Dartmouth 2000 — 2004
Bachelor of Science (B.S.), Computer Science, 3.4
Nathalie Charette's Penson Financial Services Experience August 2002 - July 2012
Job Directrice, Administration des régimes épargneétudes at Desjardins
Industry Financial Services
Experience
Desjardins July 2014 - Present
Desjardins August 2012 - July 2014
Penson Financial Services August 2002 - July 2012
National Bank of Canada 1997 - 2002
Valeurs Mobilières Desjardins 1995 - 1997
Skills
Back Office, Equities, Banking, Mutual Funds, Risk Management, Business Analysis, Financial Services, Fixed Income, Options, Securities, Trading, Management, Investments
Education
Université du Québec à Montréal
bachelor, finance
Desjardins July 2014 - Present
Desjardins August 2012 - July 2014
Penson Financial Services August 2002 - July 2012
National Bank of Canada 1997 - 2002
Valeurs Mobilières Desjardins 1995 - 1997
Skills
Back Office, Equities, Banking, Mutual Funds, Risk Management, Business Analysis, Financial Services, Fixed Income, Options, Securities, Trading, Management, Investments
Education
Université du Québec à Montréal
bachelor, finance
Guillaume Sauve Guillaume Sauve's Penson Financial Services Experience March 2007 - October 2009
Job Analyste en risque et implantation at Financiere des professionnels
Industry Banking
Experience
Financière des professionnels June 2011 - Present
National Bank of Canada November 2009 - June 2011
Penson Financial Services March 2007 - October 2009
Skills
iBalance, Croesus, Microsoft Office, ISM, CDS, DTC, Arrow, Bloomberg
Education
Université du Québec à Montréal 2003 — 2005
Major, Economics
Edouard-Montpetit 2000 — 2002
DEC, Pure Science
Jean-de-Brébeuf 1999 — 2000
DES, Natural Sciences
Financière des professionnels June 2011 - Present
National Bank of Canada November 2009 - June 2011
Penson Financial Services March 2007 - October 2009
Skills
iBalance, Croesus, Microsoft Office, ISM, CDS, DTC, Arrow, Bloomberg
Education
Université du Québec à Montréal 2003 — 2005
Major, Economics
Edouard-Montpetit 2000 — 2002
DEC, Pure Science
Jean-de-Brébeuf 1999 — 2000
DES, Natural Sciences
Jonathan Demers, ing. Jonathan Demers, ing.'s Penson Financial Services Experience April 2010 - October 2010
Job Senior Software Engineer
Industry Computer Software
Experience
OpCode Solutions August 2008 - Present
Intact July 2013 - January 2014
Industrial Alliance Securities February 2013 - July 2013
Groupe Technologies Desjardins August 2012 - February 2013
Gemalto October 2011 - July 2012
Groupe Technologies Desjardins October 2010 - October 2011
Penson Financial Services April 2010 - October 2010
Gemalto August 2008 - October 2009
Tecsys Inc. March 2006 - July 2008
Morgan Stanley August 2004 - March 2006
Skills
Java, Tomcat, Spring, Eclipse, Hibernate, Ant, Subversion, Maven, Java Enterprise Edition, XML, SOAP, JDBC, SQL, JUnit, EJB, JSP, Struts, SOA, MySQL, JMeter, Design Patterns, Microsoft SQL Server, Oracle, JMS, JAXB, XSLT, Linux, J2EE, Web Services, Mule ESB, Software Development, Servlets, Sybase, JavaScript, ActiveMQ, SQL Server, Axis2, WSDL, XSD, Jetty, Wireshark, JProfiler, HTML5, CSS3, JSON, FIX Protocol, Red Hat Linux, Android SDK, Websphere, JBoss
Education
Université de Montréal - Ecole polytechnique de Montréal 1998 — 2002
Baccalaureate, Electrical Engineering (B. Ing.), Telecom concentration
OpCode Solutions August 2008 - Present
Intact July 2013 - January 2014
Industrial Alliance Securities February 2013 - July 2013
Groupe Technologies Desjardins August 2012 - February 2013
Gemalto October 2011 - July 2012
Groupe Technologies Desjardins October 2010 - October 2011
Penson Financial Services April 2010 - October 2010
Gemalto August 2008 - October 2009
Tecsys Inc. March 2006 - July 2008
Morgan Stanley August 2004 - March 2006
Skills
Java, Tomcat, Spring, Eclipse, Hibernate, Ant, Subversion, Maven, Java Enterprise Edition, XML, SOAP, JDBC, SQL, JUnit, EJB, JSP, Struts, SOA, MySQL, JMeter, Design Patterns, Microsoft SQL Server, Oracle, JMS, JAXB, XSLT, Linux, J2EE, Web Services, Mule ESB, Software Development, Servlets, Sybase, JavaScript, ActiveMQ, SQL Server, Axis2, WSDL, XSD, Jetty, Wireshark, JProfiler, HTML5, CSS3, JSON, FIX Protocol, Red Hat Linux, Android SDK, Websphere, JBoss
Education
Université de Montréal - Ecole polytechnique de Montréal 1998 — 2002
Baccalaureate, Electrical Engineering (B. Ing.), Telecom concentration
Alastair Dinning, PMP, ☁'s Penson Financial Services Experience November 2012 - March 2013
Job Senior Business Analyst at Wave6
Industry Information Technology and Services
Experience
Wave6 March 2015 - Present
Diabsolut Inc April 2013 - February 2015
Penson Financial Services November 2012 - March 2013
PC Mall August 2012 - November 2012
PC Mall January 2009 - August 2012
PC Mall June 2007 - January 2009
PC Mall July 2006 - May 2007
PC Mall /MacMall June 2005 - July 2006
PC Mall Sales September 2004 - June 2005
Marcus Evans May 2003 - August 2004
Skills
Sales Management, Retail, Call Center, Sales Operations, Analytics, Product Management, Sales, Solution Selling, B2B, CRM, Business Intelligence, Project Management, Team Leadership, Cross-functional Team..., Process Improvement, Business Process..., Data Mining, Purchasing, Business Analysis, Call Centers, Salesforce.com, Marketing, Vendor Management, Sales Process, Management, Enterprise Software, Account Management, E-commerce, SaaS, Leadership, Product Marketing, Strategy, Lead Generation, Strategic Partnerships, Team Building, Marketing Strategy, Cloud Computing, New Business Development, Professional Services, Consulting
Education
UCL 1992 — 1996
BA (Hons), Scandinavian Studies
University of Greenwich 1991 — 1992
Cert Higher Education, Appliced Geochemistry
Collingwood Sixth Form 1989 — 1991
Wave6 March 2015 - Present
Diabsolut Inc April 2013 - February 2015
Penson Financial Services November 2012 - March 2013
PC Mall August 2012 - November 2012
PC Mall January 2009 - August 2012
PC Mall June 2007 - January 2009
PC Mall July 2006 - May 2007
PC Mall /MacMall June 2005 - July 2006
PC Mall Sales September 2004 - June 2005
Marcus Evans May 2003 - August 2004
Skills
Sales Management, Retail, Call Center, Sales Operations, Analytics, Product Management, Sales, Solution Selling, B2B, CRM, Business Intelligence, Project Management, Team Leadership, Cross-functional Team..., Process Improvement, Business Process..., Data Mining, Purchasing, Business Analysis, Call Centers, Salesforce.com, Marketing, Vendor Management, Sales Process, Management, Enterprise Software, Account Management, E-commerce, SaaS, Leadership, Product Marketing, Strategy, Lead Generation, Strategic Partnerships, Team Building, Marketing Strategy, Cloud Computing, New Business Development, Professional Services, Consulting
Education
UCL 1992 — 1996
BA (Hons), Scandinavian Studies
University of Greenwich 1991 — 1992
Cert Higher Education, Appliced Geochemistry
Collingwood Sixth Form 1989 — 1991
Dan Weingarten's Penson Financial Services Experience 2007 - 2011
Job
Industry Capital Markets
Experience
ITG 2011 - Present
Penson Financial Services 2007 - 2011
NYFIX 2003 - 2007
The Island ECN 2000 - 2003
Credit Suisse 2000 - 2000
TD Ameritrade Institutional 1998 - 2000
Education
University of Delaware
BSBA, Business Administration/Marketing
ITG 2011 - Present
Penson Financial Services 2007 - 2011
NYFIX 2003 - 2007
The Island ECN 2000 - 2003
Credit Suisse 2000 - 2000
TD Ameritrade Institutional 1998 - 2000
Education
University of Delaware
BSBA, Business Administration/Marketing
Mia Gadlin's Penson Financial Services Experience April 2009 - Present
Job International Specialist at Penson Financial Services
Industry Financial Services
Experience
Penson Financial Services April 2009 - Present
Penson Financial Services January 2007 - Present
JPMorgan Chase Bank January 1986 - December 2006
Education
University of Phoenix 2003 — 2007
Penson Financial Services April 2009 - Present
Penson Financial Services January 2007 - Present
JPMorgan Chase Bank January 1986 - December 2006
Education
University of Phoenix 2003 — 2007
Marshall Battle's Penson Financial Services Experience February 2008 - August 2011
Job Retired IT Professional
Industry Information Technology and Services
Experience
Home September 2011 - Present
Penson Financial Services February 2008 - August 2011
JPMorgan Chase 2004 - 2007
JPMorgan Chase 2000 - 2004
JPMorgan Chase 1997 - 2000
JPMorgan Chase 1996 - 1997
JPMorgan Chase 1994 - 1996
Consolidated Technical Support 1983 - 1994
Skills
SDLC, Vendor Management, Organizational..., Management, Software Development, Project Management, Requirements Analysis, Quality Assurance, User Acceptance Testing, Visio, Business Analysis, Project Planning, Leadership, PMO, Project Delivery, Training, Enterprise Software, Process Improvement, Software Project...
Education
University of Houston 1963 — 1969
Bachelor of Science
Home September 2011 - Present
Penson Financial Services February 2008 - August 2011
JPMorgan Chase 2004 - 2007
JPMorgan Chase 2000 - 2004
JPMorgan Chase 1997 - 2000
JPMorgan Chase 1996 - 1997
JPMorgan Chase 1994 - 1996
Consolidated Technical Support 1983 - 1994
Skills
SDLC, Vendor Management, Organizational..., Management, Software Development, Project Management, Requirements Analysis, Quality Assurance, User Acceptance Testing, Visio, Business Analysis, Project Planning, Leadership, PMO, Project Delivery, Training, Enterprise Software, Process Improvement, Software Project...
Education
University of Houston 1963 — 1969
Bachelor of Science
Holly Hasty, CSCP's Penson Financial Services Experience May 2011 - May 2012
Job Director, Regulatory & Risk, Global Compliance Program Office, MoneyGram International
Industry Financial Services
Experience
MoneyGram International October 2014 - Present
First Southwest Company May 2012 - October 2014
Penson Financial Services May 2011 - May 2012
Penson Financial Services July 2009 - May 2011
Penson Financial Services August 2008 - July 2009
First Southwest Company December 1999 - August 2008
Skills
Series 7, Securities, FINRA, Equities
Education
University of Mississippi 1996 — 1997
MBA, Finance
University of Mississippi - School of Business Administration 1993 — 1997
Master of Business Administration (M.B.A.)
MoneyGram International October 2014 - Present
First Southwest Company May 2012 - October 2014
Penson Financial Services May 2011 - May 2012
Penson Financial Services July 2009 - May 2011
Penson Financial Services August 2008 - July 2009
First Southwest Company December 1999 - August 2008
Skills
Series 7, Securities, FINRA, Equities
Education
University of Mississippi 1996 — 1997
MBA, Finance
University of Mississippi - School of Business Administration 1993 — 1997
Master of Business Administration (M.B.A.)
Karl Braasch's Penson Financial Services Experience June 2007 - June 2012
Job Fund Manager | Principal | CoFounder at OPEX Capital Management, LLC (formerly named Bristlecone Capital Management)
Industry Financial Services
Experience
OPEX Capital Management, LLC (formerly named Bristlecone Capital Management, LLC) July 2012 - Present
Penson Financial Services June 2007 - June 2012
Southwest Securities September 2002 - June 2007
Southwest Securities April 1997 - December 2004
OLDE DISCOUNT May 1995 - March 1997
Education
Tulane University 1991 — 1995
BS, Economics
Albuquerque Academy 1984 — 1991
OPEX Capital Management, LLC (formerly named Bristlecone Capital Management, LLC) July 2012 - Present
Penson Financial Services June 2007 - June 2012
Southwest Securities September 2002 - June 2007
Southwest Securities April 1997 - December 2004
OLDE DISCOUNT May 1995 - March 1997
Education
Tulane University 1991 — 1995
BS, Economics
Albuquerque Academy 1984 — 1991
Alice Leang's Penson Financial Services Experience February 2012 - August 2012
Job Manager at APEX Clearing
Industry Financial Services
Experience
APEX Clearing August 2012 - Present
Penson Financial Services February 2012 - August 2012
Penson Worldwide, Inc. June 2009 - February 2012
Protiviti July 2007 - March 2009
Skills
IT Audit, CISA, SAS70, Sarbanes-Oxley Act, Sarbanes-Oxley, Enterprise Risk..., COBIT, Internal Audit, Risk Management, Internal Controls, Governance, Risk Assessment, Information Security, Financial Risk, Auditing, Process Improvement, Information Security..., Business Process..., ITGC, ITIL, Security, Information Technology, SDLC, Management
Education
University of Oklahoma - Price College of Business 2005 — 2007
Bachelor of Business Administration (BBA), Management Information Systems, General
University of Oklahoma 2004 — 2007
Bachelor of Business Administration (BBA), Accounting
APEX Clearing August 2012 - Present
Penson Financial Services February 2012 - August 2012
Penson Worldwide, Inc. June 2009 - February 2012
Protiviti July 2007 - March 2009
Skills
IT Audit, CISA, SAS70, Sarbanes-Oxley Act, Sarbanes-Oxley, Enterprise Risk..., COBIT, Internal Audit, Risk Management, Internal Controls, Governance, Risk Assessment, Information Security, Financial Risk, Auditing, Process Improvement, Information Security..., Business Process..., ITGC, ITIL, Security, Information Technology, SDLC, Management
Education
University of Oklahoma - Price College of Business 2005 — 2007
Bachelor of Business Administration (BBA), Management Information Systems, General
University of Oklahoma 2004 — 2007
Bachelor of Business Administration (BBA), Accounting
Hilary Duncan's Penson Financial Services Experience January 2011 - September 2011
Job Financial Services Analyst at Milliman
Industry Financial Services
Experience
Milliman September 2011 - Present
Penson Financial Services January 2011 - September 2011
Penson Financial Services October 2007 - December 2010
JPMorgan Chase July 2003 - March 2007
Education
University of North Texas
Milliman September 2011 - Present
Penson Financial Services January 2011 - September 2011
Penson Financial Services October 2007 - December 2010
JPMorgan Chase July 2003 - March 2007
Education
University of North Texas
Aniruddha Sengupta's Penson Financial Services Experience August 2010 - July 2011
Job Solutions Strategist, Cloud Solution Strategy, Oracle Applications Lab, Oracle
Industry Information Technology and Services
Experience
Oracle January 2014 - Present
Model N August 2011 - December 2013
Penson Financial Services August 2010 - July 2011
Intel Corporation August 2009 - June 2010
Lincoln Financial Group October 2008 - May 2009
Skills
Business Analysis, Systems Analysis, Data Warehousing, Business Intelligence, Project Management, Requirements Analysis, Requirements Gathering, Visio, SDLC, SQL, Agile Methodologies, Oracle, Integration, Software Project..., Software Development, Enterprise Architecture
Education
University of North Carolina at Charlotte 2005 — 2007
Master of Science (MS), Computer Science
Oracle January 2014 - Present
Model N August 2011 - December 2013
Penson Financial Services August 2010 - July 2011
Intel Corporation August 2009 - June 2010
Lincoln Financial Group October 2008 - May 2009
Skills
Business Analysis, Systems Analysis, Data Warehousing, Business Intelligence, Project Management, Requirements Analysis, Requirements Gathering, Visio, SDLC, SQL, Agile Methodologies, Oracle, Integration, Software Project..., Software Development, Enterprise Architecture
Education
University of North Carolina at Charlotte 2005 — 2007
Master of Science (MS), Computer Science
Angela Menefee, PHR, SHRM-CP's Penson Financial Services Experience January 2006 - May 2010
Job HR Consultant @ Verizon Wireless
Industry Wireless
Experience
Verizon Wireless October 2010 - Present
Penson Financial Services January 2006 - May 2010
Merritt Hawkins & Associates May 2002 - December 2004
Sprint June 1992 - May 2002
Skills
Onboarding, Employee Relations, Human Resources, Training, Performance Management, Talent Acquisition, Succession Planning, Employee Engagement, New Hire Orientations, HR Policies, Conflict Resolution, Labor Relations, Temporary Placement, EEO, FMLA, Deferred Compensation, Recruiting, College Recruiting
Education
University of North Texas 2010 — 2012
Alternative Dispute Resolution Certificate, Mediation
Webster University 1993 — 1996
MA, Human Resources
Verizon Wireless October 2010 - Present
Penson Financial Services January 2006 - May 2010
Merritt Hawkins & Associates May 2002 - December 2004
Sprint June 1992 - May 2002
Skills
Onboarding, Employee Relations, Human Resources, Training, Performance Management, Talent Acquisition, Succession Planning, Employee Engagement, New Hire Orientations, HR Policies, Conflict Resolution, Labor Relations, Temporary Placement, EEO, FMLA, Deferred Compensation, Recruiting, College Recruiting
Education
University of North Texas 2010 — 2012
Alternative Dispute Resolution Certificate, Mediation
Webster University 1993 — 1996
MA, Human Resources
Eric Blomquist's Penson Financial Services Experience January 2009 - June 2012
Job at Absolute Bearing
Industry Construction
Experience
Absolute Bearing September 2015 - Present
First Southwest Company September 2012 - September 2015
Penson Financial Services January 2009 - June 2012
Penson Financial Services July 1998 - December 2008
Mary Kay Inc. January 1997 - June 1998
Skills
Trading Systems, Back Office, Integration, Options, Securities, SDLC, Team Building, Business Analysis, Microsoft Excel, Quality Assurance, Operations Management, Databases, SQL, Business Relationship..., Customer Service, Electronic Trading, Banking, Financial Markets, Financial Services, Equities, Strategic Planning, Relationship Management, Series 7, Series 24
Education
University of Oklahoma - Price College of Business 1989 — 1995
BBA, MIS/Marketing
Absolute Bearing September 2015 - Present
First Southwest Company September 2012 - September 2015
Penson Financial Services January 2009 - June 2012
Penson Financial Services July 1998 - December 2008
Mary Kay Inc. January 1997 - June 1998
Skills
Trading Systems, Back Office, Integration, Options, Securities, SDLC, Team Building, Business Analysis, Microsoft Excel, Quality Assurance, Operations Management, Databases, SQL, Business Relationship..., Customer Service, Electronic Trading, Banking, Financial Markets, Financial Services, Equities, Strategic Planning, Relationship Management, Series 7, Series 24
Education
University of Oklahoma - Price College of Business 1989 — 1995
BBA, MIS/Marketing
Biliana Stoimenova's Penson Financial Services Experience May 2006 - August 2012
Job Team Lead at Apex Clearing Corp
Industry Financial Services
Experience
Apex Clearing August 2012 - Present
Penson Financial Services May 2006 - August 2012
Skills
Bloomberg, Equities, Back Office, Securities, Prime Brokerage, Risk Management, Middle Office, Business Analysis, Investments, Derivatives, Fixed Income, Financial Analysis, Trading Systems, Financial Services, SQL
Education
Universitet za nacionalno i svetovno stopanstvo 1993 — 1997
University of National and World Economy 1993 — 1997
Apex Clearing August 2012 - Present
Penson Financial Services May 2006 - August 2012
Skills
Bloomberg, Equities, Back Office, Securities, Prime Brokerage, Risk Management, Middle Office, Business Analysis, Investments, Derivatives, Fixed Income, Financial Analysis, Trading Systems, Financial Services, SQL
Education
Universitet za nacionalno i svetovno stopanstvo 1993 — 1997
University of National and World Economy 1993 — 1997
RODNEY POLDRACK's Penson Financial Services Experience January 2007 - October 2010
Job Director of Relationship Management at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments December 2014 - Present
1st Global August 2012 - November 2014
Penson October 2010 - July 2012
Penson Financial Services January 2007 - October 2010
Penson Financial Services January 2006 - January 2007
Penson Financial Services January 2005 - January 2006
Penson Financial Services April 2003 - December 2005
Penson Financial Services May 1999 - April 2003
Skills
Process Improvement, Vendor Management, Financial Services, Business Analysis, Business Development, Business Intelligence, Business Process, Business Process..., Back Office, Change Management, Cross-functional Team..., Disaster Recovery, Equities, FINRA, Financial Advisory, Management, Recruiting, Strategy, Mutual Funds, Options, PMO, Software Project..., Investments, Relationship Management, Project Management, Visio, Portfolio Management, Risk Management, Outsourcing, Requirements Analysis, Project Portfolio..., Investment Strategies, Team Leadership, Trading Systems, IT Strategy, SDLC, Fixed Income, Series 7, Business Strategy, Analysis, Banking, Team Building, Operations Management, Program Management, Management Consulting, Securities, PMP
Education
University of North Texas
Bachelor of Arts (BA), Psychology
Fidelity Investments December 2014 - Present
1st Global August 2012 - November 2014
Penson October 2010 - July 2012
Penson Financial Services January 2007 - October 2010
Penson Financial Services January 2006 - January 2007
Penson Financial Services January 2005 - January 2006
Penson Financial Services April 2003 - December 2005
Penson Financial Services May 1999 - April 2003
Skills
Process Improvement, Vendor Management, Financial Services, Business Analysis, Business Development, Business Intelligence, Business Process, Business Process..., Back Office, Change Management, Cross-functional Team..., Disaster Recovery, Equities, FINRA, Financial Advisory, Management, Recruiting, Strategy, Mutual Funds, Options, PMO, Software Project..., Investments, Relationship Management, Project Management, Visio, Portfolio Management, Risk Management, Outsourcing, Requirements Analysis, Project Portfolio..., Investment Strategies, Team Leadership, Trading Systems, IT Strategy, SDLC, Fixed Income, Series 7, Business Strategy, Analysis, Banking, Team Building, Operations Management, Program Management, Management Consulting, Securities, PMP
Education
University of North Texas
Bachelor of Arts (BA), Psychology
Michelle Mason's Penson Financial Services Experience August 2011 - December 2011
Job Financial Services Professional
Industry Financial Services
Experience
Prudential Asset Resources March 2012 - Present
Penson Financial Services August 2011 - December 2011
US Government June 2010 - October 2010
Keybank Real Estate Capital formerly Orix Capital Markets LLC October 1996 - September 2008
Orix Capital Markets formally Banc One Mortgage Capital Markets August 1993 - October 1996
Amresco December 1989 - August 1993
Lomas Mortage USA February 1987 - March 1989
Education
University of North Texas
Bachelor of Business Administration, Marketing
Prudential Asset Resources March 2012 - Present
Penson Financial Services August 2011 - December 2011
US Government June 2010 - October 2010
Keybank Real Estate Capital formerly Orix Capital Markets LLC October 1996 - September 2008
Orix Capital Markets formally Banc One Mortgage Capital Markets August 1993 - October 1996
Amresco December 1989 - August 1993
Lomas Mortage USA February 1987 - March 1989
Education
University of North Texas
Bachelor of Business Administration, Marketing
Marie Elizabeth Lafleur's Penson Financial Services Experience June 2005 - 2007
Job Coordonnatrice experte en surveillance et contrôle chez Autorité des marchés financiers
Industry Financial Services
Experience
Autorité des marchés financiers August 2012 - Present
Autorité des marchés financiers 2012 - 2014
Autorité des marchés financiers 2012 - 2014
Autorité des marchés financiers 2012 - 2014
Montreal Exchange May 2007 - August 2012
Penson Financial Services June 2005 - 2007
TD Waterhouse May 2000 - June 2005
Skills
Gestion des risques, Capitaux propres, Management, Marché financier, Stock options, Investissements, Obligations/titres à..., Services financiers, Trading, Marché des capitaux
Education
Université du Québec à Montréal 1996 — 1999
MBA cadre, Service financier
Université du Québec à Montréal 1996 — 1999
BAC adm. des affaires, finance
Autorité des marchés financiers August 2012 - Present
Autorité des marchés financiers 2012 - 2014
Autorité des marchés financiers 2012 - 2014
Autorité des marchés financiers 2012 - 2014
Montreal Exchange May 2007 - August 2012
Penson Financial Services June 2005 - 2007
TD Waterhouse May 2000 - June 2005
Skills
Gestion des risques, Capitaux propres, Management, Marché financier, Stock options, Investissements, Obligations/titres à..., Services financiers, Trading, Marché des capitaux
Education
Université du Québec à Montréal 1996 — 1999
MBA cadre, Service financier
Université du Québec à Montréal 1996 — 1999
BAC adm. des affaires, finance
Lori Hinkle's Penson Financial Services Experience May 2006 - December 2011
Job Customer Service Representative Associate at Arthur J. Gallagher & Co.
Industry Insurance
Experience
Arthur J. Gallagher & Co. Document Control/Administrative AssisitantFerris Mfg. Corp.April 2012 - March 2014
Penson Financial Services May 2006 - December 2011
University of Phoenix August 2005 - February 2006
Penson Financial Services March 2004 - April 2005
TXCN October 2003 - March 2004
KXAN-TV September 1996 - October 2003
Skills
Excel, Microsoft Office, Outlook, Visio, Leadership, Team Leadership, Management, Customer Service, Windows
Education
University of Pittsburgh 1988 — 1993
Bachelor of Arts, Communications
University of Pittsburgh
Bachelor's degree, Communications
Arthur J. Gallagher & Co. Document Control/Administrative AssisitantFerris Mfg. Corp.April 2012 - March 2014
Penson Financial Services May 2006 - December 2011
University of Phoenix August 2005 - February 2006
Penson Financial Services March 2004 - April 2005
TXCN October 2003 - March 2004
KXAN-TV September 1996 - October 2003
Skills
Excel, Microsoft Office, Outlook, Visio, Leadership, Team Leadership, Management, Customer Service, Windows
Education
University of Pittsburgh 1988 — 1993
Bachelor of Arts, Communications
University of Pittsburgh
Bachelor's degree, Communications
Susan Byrom, CAMS's Penson Financial Services Experience June 2011 - April 2012
Job CIP Risk Supervisor at Texas Capital Bank
Industry Financial Services
Experience
Texas Capital Bank October 2013 - Present
Texas Capital Bank March 2012 - Present
Penson Financial Services June 2011 - April 2012
Penson Financial Services January 2011 - June 2011
Penson Financial Services September 2008 - January 2011
Skills
Vendor Management, AML, Equities, Banking, Business Analysis, Risk Management, Securities, Financial Risk, Bank Secrecy Act, Project Management, Process Improvement, Fixed Income, CIP, Capital Markets, Operational Risk, Financial Services
Education
The University of Texas at San Antonio 1999 — 2003
Bachelor of Science (B.S.), Biology, General
Texas Capital Bank October 2013 - Present
Texas Capital Bank March 2012 - Present
Penson Financial Services June 2011 - April 2012
Penson Financial Services January 2011 - June 2011
Penson Financial Services September 2008 - January 2011
Skills
Vendor Management, AML, Equities, Banking, Business Analysis, Risk Management, Securities, Financial Risk, Bank Secrecy Act, Project Management, Process Improvement, Fixed Income, CIP, Capital Markets, Operational Risk, Financial Services
Education
The University of Texas at San Antonio 1999 — 2003
Bachelor of Science (B.S.), Biology, General
Tom Pittler's Penson Financial Services Experience March 2007 - August 2012
Job Administrative Support Specialist at Legal Technicality, LLC
Industry Financial Services
Experience
Legal Technicalities, LLC February 2015 - Present
North Texas Tollway Authority July 2014 - December 2014
Milestone Systems March 2014 - July 2014
Think Finance September 2012 - February 2014
Penson Financial Services March 2007 - August 2012
Penson Worldwide, Inc. 2007 - 2012
Skills
Disaster Recovery, Business Continuity..., Data Center, Business Continuity, Business Analysis, Information Security..., CBCP, Vendor Management, VMware, Windows Server, MBCI, Security, IT Management, IT Strategy, IT Operations, ITIL
Education
State University of New York at Buffalo 1970 — 1978
BS (Cum Laude), Business
Legal Technicalities, LLC February 2015 - Present
North Texas Tollway Authority July 2014 - December 2014
Milestone Systems March 2014 - July 2014
Think Finance September 2012 - February 2014
Penson Financial Services March 2007 - August 2012
Penson Worldwide, Inc. 2007 - 2012
Skills
Disaster Recovery, Business Continuity..., Data Center, Business Continuity, Business Analysis, Information Security..., CBCP, Vendor Management, VMware, Windows Server, MBCI, Security, IT Management, IT Strategy, IT Operations, ITIL
Education
State University of New York at Buffalo 1970 — 1978
BS (Cum Laude), Business
Aaron McInerney's Penson Financial Services Experience June 2007 - May 2012
Job Compliance Manager at Salient Partners
Industry Financial Services
Experience
Salient Partners July 2013 - Present
Simmons & Company International June 2012 - June 2013
Penson Financial Services June 2007 - May 2012
E*TRADE Financial March 2000 - September 2006
NASD Regulation August 1998 - March 2000
Skills
Series 7, Series 24, FINRA, Series 63, Securities, Hedge Funds, Equities, Trading, Bloomberg, AML, Capital Markets, Fixed Income, Options, series 55, series 66, Mutual Funds
Education
University of California, Santa Barbara 1993 — 1998
Bachelor, Business Economics
Salient Partners July 2013 - Present
Simmons & Company International June 2012 - June 2013
Penson Financial Services June 2007 - May 2012
E*TRADE Financial March 2000 - September 2006
NASD Regulation August 1998 - March 2000
Skills
Series 7, Series 24, FINRA, Series 63, Securities, Hedge Funds, Equities, Trading, Bloomberg, AML, Capital Markets, Fixed Income, Options, series 55, series 66, Mutual Funds
Education
University of California, Santa Barbara 1993 — 1998
Bachelor, Business Economics
Marc Vanier's Penson Financial Services Experience January 2012 - May 2012
Job Analyste, application et données Gestion de portefeuille chez Croesus Finansoft
Industry Financial Services
Experience
Croesus September 2013 - Present
Lombard Odier Darier Hentsch May 2012 - April 2013
Penson Financial Services January 2012 - May 2012
Laurentian Bank Securities July 2009 - October 2011
RBC Capital Markets April 2006 - June 2009
Laurentian Bank Securities October 2004 - April 2006
National Bank Financial 2002 - 2004
NBCN 2000 - 2002
La Capitale 1998 - 2000
Skills
Options, Derivatives, Back Office, Credit, Risk Management, Equities, Bloomberg, Fixed Income, Microsoft Excel, Securities, Banking, Microsoft Office, Operational Risk, Middle Office, Microsoft Word, Compliance, Customer Relations, Excel, Lotus Notes, Customer Service, Account Reconciliation, OS X, PowerPoint, Windows, Analysis, SQL, ISM, HTML
Education
UQAM 1997 — 2001
BAA, Finance
UQAM 1995 — 1997
Certificate, Accounting
Ahuntsic College 1989 — 1993
DEC, Finance
Croesus September 2013 - Present
Lombard Odier Darier Hentsch May 2012 - April 2013
Penson Financial Services January 2012 - May 2012
Laurentian Bank Securities July 2009 - October 2011
RBC Capital Markets April 2006 - June 2009
Laurentian Bank Securities October 2004 - April 2006
National Bank Financial 2002 - 2004
NBCN 2000 - 2002
La Capitale 1998 - 2000
Skills
Options, Derivatives, Back Office, Credit, Risk Management, Equities, Bloomberg, Fixed Income, Microsoft Excel, Securities, Banking, Microsoft Office, Operational Risk, Middle Office, Microsoft Word, Compliance, Customer Relations, Excel, Lotus Notes, Customer Service, Account Reconciliation, OS X, PowerPoint, Windows, Analysis, SQL, ISM, HTML
Education
UQAM 1997 — 2001
BAA, Finance
UQAM 1995 — 1997
Certificate, Accounting
Ahuntsic College 1989 — 1993
DEC, Finance