Shearson Lehman Brothers
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Shearson Lehman Brothers Employees
Employee
Years
Job
Industry
Lin Edwards Lin Edwards's Shearson Lehman Brothers Experience 1987 - 1994
Job SVP Wealth Management Advisor, Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch September 2004 - Present
Womens Symphony League 2009 - 2011
Fidelity Investments June 2000 - September 2004
Shearson Lehman Brothers 1987 - 1994
Outlook Financial September 1983 - September 1987
United States Air Force September 1981 - September 1985
Skills
Retirement Planning, Wealth Management, Investments, Retirement, Estate Planning, Financial Advisory, Investment Strategies, 401k, Portfolio Management, Finance, Financial Services, Wealth, Investment Management, Investment Advisory, Alternative Investments, Mutual Funds, Asset Allocation, Series 63, Series 7, Strategic Financial..., Financial Analysis, Strategy, Risk Management, Financial Risk, 401k Rollovers, Wealth Accumulation, Uniform Combined State..., Equities, Life Insurance, Fixed Annuities, Securities, Asset Management, IRAs, Financial Planners, FINRA, Loans, Wealth Management..., Financial Planning
Education
University of Alaska Anchorage 1982 — 1985
Merrill Lynch September 2004 - Present
Womens Symphony League 2009 - 2011
Fidelity Investments June 2000 - September 2004
Shearson Lehman Brothers 1987 - 1994
Outlook Financial September 1983 - September 1987
United States Air Force September 1981 - September 1985
Skills
Retirement Planning, Wealth Management, Investments, Retirement, Estate Planning, Financial Advisory, Investment Strategies, 401k, Portfolio Management, Finance, Financial Services, Wealth, Investment Management, Investment Advisory, Alternative Investments, Mutual Funds, Asset Allocation, Series 63, Series 7, Strategic Financial..., Financial Analysis, Strategy, Risk Management, Financial Risk, 401k Rollovers, Wealth Accumulation, Uniform Combined State..., Equities, Life Insurance, Fixed Annuities, Securities, Asset Management, IRAs, Financial Planners, FINRA, Loans, Wealth Management..., Financial Planning
Education
University of Alaska Anchorage 1982 — 1985
Jeffrey Voyles Jeffrey Voyles's Shearson Lehman Brothers Experience April 1992 - April 1999
Job Owner, Burge's Hickory Smoked Turkeys and Hams
Industry Food & Beverages
Experience
Burge's Hickory Smoked Turkeys and Hams October 2009 - Present
Stephens Inc. April 1999 - November 2009
Shearson Lehman Brothers April 1992 - April 1999
Skills
Strategic Planning, Budgets, Sales, Negotiation, Management, Investments
Education
University of Central Arkansas 1985 — 1989
BBA, Finance and Financial Management Services
Arkansas High School 1980 — 1984
Burge's Hickory Smoked Turkeys and Hams October 2009 - Present
Stephens Inc. April 1999 - November 2009
Shearson Lehman Brothers April 1992 - April 1999
Skills
Strategic Planning, Budgets, Sales, Negotiation, Management, Investments
Education
University of Central Arkansas 1985 — 1989
BBA, Finance and Financial Management Services
Arkansas High School 1980 — 1984
Ron Hatfield Ron Hatfield's Shearson Lehman Brothers Experience April 1986 - May 1994
Job Publisher, Priviledged Living Magazine
Industry Marketing and Advertising
Experience
CMI Pictures October 2012 - Present
Concierge Management International January 2011 - Present
Merrill Lynch September 1994 - December 2000
Shearson Lehman Brothers April 1986 - May 1994
Skills
Social Media, Advertising, Copywriting, Marketing Communications, Public Relations, Online Advertising, Social Media Marketing, Blogging, Editing, Social Networking, Digital Media, Press Releases, Marketing, Event Management, Marketing Strategy, Strategic Planning, Event Planning, Sales, Email Marketing, Entertainment, Online Marketing, New Media, Magazines, Television, Integrated Marketing, Facebook, Video Production, Media Relations, Publicity, Video, Creative Writing, Creative Direction, Brand Development, Broadcast, Content Strategy, Publishing
Education
University of Florida 1983 — 1986
Masters, Business Adminitration
York College of Pennsylvania 1978 — 1982
BA, American History
CMI Pictures October 2012 - Present
Concierge Management International January 2011 - Present
Merrill Lynch September 1994 - December 2000
Shearson Lehman Brothers April 1986 - May 1994
Skills
Social Media, Advertising, Copywriting, Marketing Communications, Public Relations, Online Advertising, Social Media Marketing, Blogging, Editing, Social Networking, Digital Media, Press Releases, Marketing, Event Management, Marketing Strategy, Strategic Planning, Event Planning, Sales, Email Marketing, Entertainment, Online Marketing, New Media, Magazines, Television, Integrated Marketing, Facebook, Video Production, Media Relations, Publicity, Video, Creative Writing, Creative Direction, Brand Development, Broadcast, Content Strategy, Publishing
Education
University of Florida 1983 — 1986
Masters, Business Adminitration
York College of Pennsylvania 1978 — 1982
BA, American History
James Badgley James Badgley's Shearson Lehman Brothers Experience September 1986 - June 1988
Job Executive Vice President at CBO Financial, Inc.
Industry Investment Banking
Experience
CBO Financial, Inc. January 2000 - Present
California Capital Finance June 1995 - December 1999
Kelling Northcross & Nobriga January 1989 - May 1994
Shearson Lehman Brothers September 1986 - June 1988
Skills
Due Diligence, Investments, Real Estate Economics, Real Estate Development, Financial Modeling, Mergers & Acquisitions, Private Equity, Tax Credits, Financial Analysis
Education
University of California, Berkeley 1982 — 1986
Bachelor of Arts, Economics and Statistics
CBO Financial, Inc. January 2000 - Present
California Capital Finance June 1995 - December 1999
Kelling Northcross & Nobriga January 1989 - May 1994
Shearson Lehman Brothers September 1986 - June 1988
Skills
Due Diligence, Investments, Real Estate Economics, Real Estate Development, Financial Modeling, Mergers & Acquisitions, Private Equity, Tax Credits, Financial Analysis
Education
University of California, Berkeley 1982 — 1986
Bachelor of Arts, Economics and Statistics
Jeff Pawliger Jeff Pawliger's Shearson Lehman Brothers Experience May 1986 - May 1987
Job Director at Janus Capital Group
Industry Investment Management
Experience
Janus Capital Group May 2013 - Present
AXA Distributors July 2008 - May 2013
Citi Global Markets / Smith Barney February 1992 - July 2008
Wood Logan & Associates February 1990 - February 1992
J.K. Schofield & Company / Life of Viriginia May 1987 - February 1990
Shearson Lehman Brothers May 1986 - May 1987
Skills
Asset Management, Investments, Mutual Funds, Fixed Income, Investment Management, Series 7, Securities, Series 63, Investment Strategies, Wealth Management, Equity Research
Education
University of Florida 1982 — 1986
Janus Capital Group May 2013 - Present
AXA Distributors July 2008 - May 2013
Citi Global Markets / Smith Barney February 1992 - July 2008
Wood Logan & Associates February 1990 - February 1992
J.K. Schofield & Company / Life of Viriginia May 1987 - February 1990
Shearson Lehman Brothers May 1986 - May 1987
Skills
Asset Management, Investments, Mutual Funds, Fixed Income, Investment Management, Series 7, Securities, Series 63, Investment Strategies, Wealth Management, Equity Research
Education
University of Florida 1982 — 1986
Lara MacDonald Lara MacDonald's Shearson Lehman Brothers Experience August 1990 - June 1993
Job
Industry Human Resources
Experience
Ameriprise Financial Services, Inc. April 2013 - August 2013
Advanced Massage October 2004 - March 2007
NYL Retirement Plan Services April 1998 - January 2004
John Hancock Financial Services March 1995 - April 1998
Bear, Stearns & Co. September 1993 - February 1995
Shearson Lehman Brothers August 1990 - June 1993
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Photoshop, Customer Service, PowerPoint, Outlook, Office Administration, Recruiting
Education
The University of Connecticut 1986 — 1990
Bachelor's of Science, Human Development and Family Studies
Ameriprise Financial Services, Inc. April 2013 - August 2013
Advanced Massage October 2004 - March 2007
NYL Retirement Plan Services April 1998 - January 2004
John Hancock Financial Services March 1995 - April 1998
Bear, Stearns & Co. September 1993 - February 1995
Shearson Lehman Brothers August 1990 - June 1993
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Photoshop, Customer Service, PowerPoint, Outlook, Office Administration, Recruiting
Education
The University of Connecticut 1986 — 1990
Bachelor's of Science, Human Development and Family Studies
Maurice Quiroz Maurice Quiroz's Shearson Lehman Brothers Experience 1988 - 1991
Job Corporate Counsel with expertise in Contracts/Licensing, IP, and Business Development with HiTech Companies
Industry Computer Software
Experience
Intel Corporation / FLEX by Fenwick June 2014 - Present
Spyrus, Inc. 2000 - 2014
San Francisco Superior Court 1995 - 2000
Law Offices of Richard R. Dale 1994 - 2000
Cohen, Nelson & Makoff 1994 - 1995
Shearson Lehman Brothers 1988 - 1991
Skills
Intellectual Property, Licensing, Corporate Law, Litigation, Trademarks, Patent Litigation, Management, Patents, Business Development, Venture Capital, Legal Advice, Negotiation, Marketing Strategy, Marketing, Human Resources, Analysis, Business Planning, Privacy Law, Executive Management, Corporate Governance, Start-ups, Contract Negotiation, Strategy, SaaS
Education
University of California, Hastings College of the Law
J.D., Law
University of California, Los Angeles
B.A., Geography/Ecosystems
Intel Corporation / FLEX by Fenwick June 2014 - Present
Spyrus, Inc. 2000 - 2014
San Francisco Superior Court 1995 - 2000
Law Offices of Richard R. Dale 1994 - 2000
Cohen, Nelson & Makoff 1994 - 1995
Shearson Lehman Brothers 1988 - 1991
Skills
Intellectual Property, Licensing, Corporate Law, Litigation, Trademarks, Patent Litigation, Management, Patents, Business Development, Venture Capital, Legal Advice, Negotiation, Marketing Strategy, Marketing, Human Resources, Analysis, Business Planning, Privacy Law, Executive Management, Corporate Governance, Start-ups, Contract Negotiation, Strategy, SaaS
Education
University of California, Hastings College of the Law
J.D., Law
University of California, Los Angeles
B.A., Geography/Ecosystems
Jim McCarthty Jim McCarthty's Shearson Lehman Brothers Experience 1988 - 1993
Job Wealth Management Specialist at Raymond James Financial Services
Industry Financial Services
Experience
The Noble Group 2012 - Present
Raymond James & Associates, Inc 1994 - July 2012
Shearson Lehman Brothers 1988 - 1993
Wenthrop Securities 1983 - 1987
Shearson Lehman Brothers 1977 - 1982
Merrill Lynch 1970 - 1977
Education
The University of Texas at Austin 1963 — 1967
Finance
The Noble Group 2012 - Present
Raymond James & Associates, Inc 1994 - July 2012
Shearson Lehman Brothers 1988 - 1993
Wenthrop Securities 1983 - 1987
Shearson Lehman Brothers 1977 - 1982
Merrill Lynch 1970 - 1977
Education
The University of Texas at Austin 1963 — 1967
Finance
Karen E. Price Karen E. Price's Shearson Lehman Brothers Experience October 1990 - July 1993
Job Client Services Manager at AKT Wealth Advisors LP
Industry Financial Services
Experience
AKT Wealth Advisors January 2011 - Present
AKT Wealth Advisors November 2005 - December 2010
Retirement Consulting Group November 2002 - November 2005
Deschutes Investment Advisors January 2000 - February 2002
Dain Rauscher, Inc. November 1996 - January 2000
Piper Jaffray, Inc. July 1993 - November 1996
Shearson Lehman Brothers October 1990 - July 1993
Education
Texas Christian University 1982 — 1985
BFA, Technical Theatre
AKT Wealth Advisors January 2011 - Present
AKT Wealth Advisors November 2005 - December 2010
Retirement Consulting Group November 2002 - November 2005
Deschutes Investment Advisors January 2000 - February 2002
Dain Rauscher, Inc. November 1996 - January 2000
Piper Jaffray, Inc. July 1993 - November 1996
Shearson Lehman Brothers October 1990 - July 1993
Education
Texas Christian University 1982 — 1985
BFA, Technical Theatre
David R. Zoellner Sr.'s Shearson Lehman Brothers Experience May 1989 - December 1990
Job Chief Executive Officer & Chief Investment Officer Zoellner Whole Financial P.L.L.C.
Industry Financial Services
Experience
Zoellner Whole Financial PLLC 2010 - Present
J. P. Turner & Company, LLC 2010 - 2013
Robert W. Baird & Co. January 2002 - May 2010
Merrill Lynch January 1991 - May 2002
Shearson Lehman Brothers May 1989 - December 1990
Skills
Financial Advisory, Accomplished Chef, Community Service..., Captain of the SeaRay..., Financial Services, Investments, Equities, Series 7, Wealth Management, Portfolio Management, Investment Banking, Fixed Income, Capital Markets, Asset Managment, Financial Modeling, Mutual Funds, Valuation, Alternative Investments, Retirement Planning, Securities, Private Equity, Financial Analysis, Registered Investment..., Asset Management
Education
University of Michigan- Ann Arbor 1982 — 1986
Bachelor of Arts (B.A.), Business/Communications/Psychology
University of Michigan
Bachelor of General Studies, Business, Communication, Psychology
Zoellner Whole Financial PLLC 2010 - Present
J. P. Turner & Company, LLC 2010 - 2013
Robert W. Baird & Co. January 2002 - May 2010
Merrill Lynch January 1991 - May 2002
Shearson Lehman Brothers May 1989 - December 1990
Skills
Financial Advisory, Accomplished Chef, Community Service..., Captain of the SeaRay..., Financial Services, Investments, Equities, Series 7, Wealth Management, Portfolio Management, Investment Banking, Fixed Income, Capital Markets, Asset Managment, Financial Modeling, Mutual Funds, Valuation, Alternative Investments, Retirement Planning, Securities, Private Equity, Financial Analysis, Registered Investment..., Asset Management
Education
University of Michigan- Ann Arbor 1982 — 1986
Bachelor of Arts (B.A.), Business/Communications/Psychology
University of Michigan
Bachelor of General Studies, Business, Communication, Psychology
Kim Brawner Kim Brawner's Shearson Lehman Brothers Experience October 1987 - March 1990
Job Vice President at Sphere Wealth
Industry Financial Services
Experience
CFO4Life November 2013 - December 2014
Waddell & Reed August 2011 - November 2013
Morgan Stanley January 1990 - August 2011
Shearson Lehman Brothers October 1987 - March 1990
EF Hutton June 1983 - October 1987
Skills
Due Diligence, Investments, Credit, Account Management, Strategic Planning, Real Estate Economics, Real Estate Financing
Education
University of Arkansas at Fayetteville 1971 — 1976
Bachelor of Business Administration (BBA), Finance & Real Estate
Wynne High School Wynne, Arkansas 1959 — 1971
CFO4Life November 2013 - December 2014
Waddell & Reed August 2011 - November 2013
Morgan Stanley January 1990 - August 2011
Shearson Lehman Brothers October 1987 - March 1990
EF Hutton June 1983 - October 1987
Skills
Due Diligence, Investments, Credit, Account Management, Strategic Planning, Real Estate Economics, Real Estate Financing
Education
University of Arkansas at Fayetteville 1971 — 1976
Bachelor of Business Administration (BBA), Finance & Real Estate
Wynne High School Wynne, Arkansas 1959 — 1971
Philip Failla Philip Failla's Shearson Lehman Brothers Experience 1983 - 1987
Job President, Landis Revin, LLC
Industry Health, Wellness and Fitness
Experience
The National Cloud Technologists Association (NCTA) January 2011 - Present
Landis Revin, LLC January 2004 - Present
SWK Technologies, Inc. January 2010 - Present
Capital Markets Group 2000 - 2004
CIT Group 1993 - 1995
Shearson Lehman Brothers 1983 - 1987
Skills
Entrepreneur, Business Management, Cloud Computing, Start-ups, Strategic Planning, New Business Development, Accounting, Team Building, Microsoft Excel, Tax, Microsoft Office, Sports Nutrition, Online Marketing, E-commerce, Strategic Partnerships, Corporate Finance, Investment Banking, Entrepreneurship, Finance, Management, Social Media
Education
University of California, Santa Barbara
BA, Ecomonics, Finance & Capital Markets
James Caldwell H.S
The National Cloud Technologists Association (NCTA) January 2011 - Present
Landis Revin, LLC January 2004 - Present
SWK Technologies, Inc. January 2010 - Present
Capital Markets Group 2000 - 2004
CIT Group 1993 - 1995
Shearson Lehman Brothers 1983 - 1987
Skills
Entrepreneur, Business Management, Cloud Computing, Start-ups, Strategic Planning, New Business Development, Accounting, Team Building, Microsoft Excel, Tax, Microsoft Office, Sports Nutrition, Online Marketing, E-commerce, Strategic Partnerships, Corporate Finance, Investment Banking, Entrepreneurship, Finance, Management, Social Media
Education
University of California, Santa Barbara
BA, Ecomonics, Finance & Capital Markets
James Caldwell H.S
Kevin Allison Kevin Allison's Shearson Lehman Brothers Experience May 1992 - May 1993
Job North America Commercial Business Manager at Expro Americas, LLC
Industry Oil & Energy
Experience
Expro Americas, LLC August 2007 - Present
Liberty Restoration Group, LLC December 2001 - August 2007
Friedkin Companies, Inc. May 1999 - December 2001
EquiVantage, Inc. August 1997 - May 1999
Compass Bank of Texas May 1993 - August 1997
Shearson Lehman Brothers May 1992 - May 1993
Skills
Accounting, Auditing, Analysis, Business Planning, Internal Audit, Financial Reporting, Petroleum, SAP, Finance, Mergers & Acquisitions, Supervisory Skills, Management, Oilfield, Upstream, Energy, Oil/Gas
Education
University of Houston 1988 — 1993
BBA, Accountancy and Taxation
UCLA
Graduate Certificate Program
Texas A&M University 1987 — 1988
Expro Americas, LLC August 2007 - Present
Liberty Restoration Group, LLC December 2001 - August 2007
Friedkin Companies, Inc. May 1999 - December 2001
EquiVantage, Inc. August 1997 - May 1999
Compass Bank of Texas May 1993 - August 1997
Shearson Lehman Brothers May 1992 - May 1993
Skills
Accounting, Auditing, Analysis, Business Planning, Internal Audit, Financial Reporting, Petroleum, SAP, Finance, Mergers & Acquisitions, Supervisory Skills, Management, Oilfield, Upstream, Energy, Oil/Gas
Education
University of Houston 1988 — 1993
BBA, Accountancy and Taxation
UCLA
Graduate Certificate Program
Texas A&M University 1987 — 1988
Howard Brover Howard Brover's Shearson Lehman Brothers Experience 1982 - 1986
Job Vice President Finance and Administration at NFTE | CFO | Strategic Business Partner
Industry Publishing
Experience
NFTE Network for Teaching Entrepreneurship 2015 - Present
Indpendent Contractor 2014 - 2015
Pearson 2008 - 2014
Pearson plc 2007 - 2008
Pearson plc 2005 - 2007
Pearson 2002 - 2005
Pearson Education 1992 - 2002
Simon and Schuster 1990 - 1992
Dillon Read and Co Inc. 1986 - 1990
Shearson Lehman Brothers 1982 - 1986
Skills
Financial Reporting, Forecasting, Financial Analysis, Process Improvement, Finance, Acquisition Integration, Strategic Financial..., Leadership, Mergers & Acquisitions, Internal Controls, Sarbanes-Oxley Act, Financial Modeling, Budgets, Business Process..., Management, Internal Audit, Due Diligence, Finance Transformation, Accounting, Executive Management, Strategic Planning, Corporate Finance, Managerial Finance, Sarbanes-Oxley, M&A experience, Financial Planning, Mergers, Business Planning, SAP ERP, SAP, SAP GRC Access Control, Oracle, Hyperion, Strategy, Business Analysis, Project Management
Education
University of Michigan - Stephen M. Ross School of Business 1979 — 1981
MBA Master of Business Administration, Finance
State University of New York at Albany 1975 — 1979
BS Bachelor of Science, Business Economics
NFTE Network for Teaching Entrepreneurship 2015 - Present
Indpendent Contractor 2014 - 2015
Pearson 2008 - 2014
Pearson plc 2007 - 2008
Pearson plc 2005 - 2007
Pearson 2002 - 2005
Pearson Education 1992 - 2002
Simon and Schuster 1990 - 1992
Dillon Read and Co Inc. 1986 - 1990
Shearson Lehman Brothers 1982 - 1986
Skills
Financial Reporting, Forecasting, Financial Analysis, Process Improvement, Finance, Acquisition Integration, Strategic Financial..., Leadership, Mergers & Acquisitions, Internal Controls, Sarbanes-Oxley Act, Financial Modeling, Budgets, Business Process..., Management, Internal Audit, Due Diligence, Finance Transformation, Accounting, Executive Management, Strategic Planning, Corporate Finance, Managerial Finance, Sarbanes-Oxley, M&A experience, Financial Planning, Mergers, Business Planning, SAP ERP, SAP, SAP GRC Access Control, Oracle, Hyperion, Strategy, Business Analysis, Project Management
Education
University of Michigan - Stephen M. Ross School of Business 1979 — 1981
MBA Master of Business Administration, Finance
State University of New York at Albany 1975 — 1979
BS Bachelor of Science, Business Economics
Pamela DeStefano Pamela DeStefano's Shearson Lehman Brothers Experience 1986 - 1992
Job Contract at 20/20 Financial Advisers LLC
Industry Financial Services
Experience
20/20 Financial Advisers of Daytona Beach, LLC May 2010 - Present
Strategic Capital Allocation Group, LLC October 2001 - July 2008
Prudential Securities, Inc. January 2000 - October 2001
Prudential Investments August 1999 - January 2000
Prudential Securities June 1997 - December 1998
Prudential Securities 1992 - 1997
Shearson Lehman Brothers 1986 - 1992
Skills
Series 7, Portfolio Management, Investments, Securities, Series 63, Alternative Investments, Asset Management, Series 65, Financial Services, Investment Advisory, Asset Allocation, Relationship Management, Compliance
Education
University of Massachusetts Boston 1981 — 1985
B.S., Private Financial Management
20/20 Financial Advisers of Daytona Beach, LLC May 2010 - Present
Strategic Capital Allocation Group, LLC October 2001 - July 2008
Prudential Securities, Inc. January 2000 - October 2001
Prudential Investments August 1999 - January 2000
Prudential Securities June 1997 - December 1998
Prudential Securities 1992 - 1997
Shearson Lehman Brothers 1986 - 1992
Skills
Series 7, Portfolio Management, Investments, Securities, Series 63, Alternative Investments, Asset Management, Series 65, Financial Services, Investment Advisory, Asset Allocation, Relationship Management, Compliance
Education
University of Massachusetts Boston 1981 — 1985
B.S., Private Financial Management
David Lipshutz David Lipshutz's Shearson Lehman Brothers Experience 1984 - 1990
Job Executive Director, Quantitative Strategist at JP Morgan Asset Management
Industry Investment Management
Experience
JP Morgan Asset Management 2010 - 2014
AlphaCode Strategies 2008 - September 2010
Equinox Capital Management 2000 - 2008
Morgan Stanley 1996 - 1999
Dean Witter 1994 - 1996
Citicorp Investment Services 1992 - 1994
Shearson Lehman Brothers 1984 - 1990
Lehman Brothers 1981 - 1984
Interactive Data 1978 - 1981
Skills
Quantitative Analytics, Equity Research, Portfolio Management, Financial Modeling, Equities, Investment Strategies, Asset Allocation, Asset Management, Trading Strategies, Quantitative Research, Bloomberg, Valuation, Investments, Asset Managment, Hedge Funds, Conceptual Modeling, Fundamental Analysis, Trading, Macroeconomics, Alpha Generation, Equity Trading, sas, stata, r programming language, investment strategy, secuirites analysis, risk analysis, optimization, Northfield, Compustat, Capital Markets, Alpha Testing, Securities, Financial Markets, options, barra, high dividend yield..., backtesting, multifactor modeling, factor timing models, portfolio construction, Factset, smart beta, Finance, Financial Analysis, Derivatives, Analysis, R
Education
New York University - Leonard N. Stern School of Business 1991 — 1992
MBA, Finance & Statistics
University of Pennsylvania 1974 — 1978
B.S. Engineering, Computer Science
University of Pennsylvania - The Wharton School 1974 — 1978
Business, Decision Science, Jerome Fisher Program in Management & Technology (M&T) - dual degrees in Engineering and Business
JP Morgan Asset Management 2010 - 2014
AlphaCode Strategies 2008 - September 2010
Equinox Capital Management 2000 - 2008
Morgan Stanley 1996 - 1999
Dean Witter 1994 - 1996
Citicorp Investment Services 1992 - 1994
Shearson Lehman Brothers 1984 - 1990
Lehman Brothers 1981 - 1984
Interactive Data 1978 - 1981
Skills
Quantitative Analytics, Equity Research, Portfolio Management, Financial Modeling, Equities, Investment Strategies, Asset Allocation, Asset Management, Trading Strategies, Quantitative Research, Bloomberg, Valuation, Investments, Asset Managment, Hedge Funds, Conceptual Modeling, Fundamental Analysis, Trading, Macroeconomics, Alpha Generation, Equity Trading, sas, stata, r programming language, investment strategy, secuirites analysis, risk analysis, optimization, Northfield, Compustat, Capital Markets, Alpha Testing, Securities, Financial Markets, options, barra, high dividend yield..., backtesting, multifactor modeling, factor timing models, portfolio construction, Factset, smart beta, Finance, Financial Analysis, Derivatives, Analysis, R
Education
New York University - Leonard N. Stern School of Business 1991 — 1992
MBA, Finance & Statistics
University of Pennsylvania 1974 — 1978
B.S. Engineering, Computer Science
University of Pennsylvania - The Wharton School 1974 — 1978
Business, Decision Science, Jerome Fisher Program in Management & Technology (M&T) - dual degrees in Engineering and Business
Robin Adwar Robin Adwar's Shearson Lehman Brothers Experience 1989 - 1993
Job Leadership/Business Consultant, Executive Coach, HR Consultant, Certified Facilitator, Certified in Assessment Tools
Industry Management Consulting
Experience
SoundBoard Consulting Group December 2001 - Present
YMHA September 1999 - December 2001
R&D Consulting September 1998 - May 2001
SALOMON SMITH BARNEY 1994 - 1998
Lehman Brothers 1993 - 1994
Shearson Lehman Brothers 1989 - 1993
J.M. Talco 1988 - 1989
Skills
Conflict Resolution, Facilitators, Executive Coaching, Leadership Development, Performance Management, Employee Benefits, Employee Relations, Organizational Design, Workshop Facilitation, Strategy, Emotional Intelligence, Entrepreneurship, Organizational..., Executive Development, Leadership, Recruiting, MBTI, Training, Policy, Talent Management, Coaching, Management Development, Organizational..., Career Transition..., Culture Change, Consulting, Succession Planning, Career Development, Personal Development
Education
The Coaches Training Institute 2006 — 2010
Certification near complete, Executive Business Coaching
Profiles International 2007 — 2007
Certification, Usage and Delivery of Multiple Assessment Tools
Interaction Associates 2004 — 2005
Certification, Essential Facilitation Skills
University of Massachusetts, Amherst 1984 — 1988
B.S., Language/History
Walt Whitman High School 1980 — 1984
SoundBoard Consulting Group December 2001 - Present
YMHA September 1999 - December 2001
R&D Consulting September 1998 - May 2001
SALOMON SMITH BARNEY 1994 - 1998
Lehman Brothers 1993 - 1994
Shearson Lehman Brothers 1989 - 1993
J.M. Talco 1988 - 1989
Skills
Conflict Resolution, Facilitators, Executive Coaching, Leadership Development, Performance Management, Employee Benefits, Employee Relations, Organizational Design, Workshop Facilitation, Strategy, Emotional Intelligence, Entrepreneurship, Organizational..., Executive Development, Leadership, Recruiting, MBTI, Training, Policy, Talent Management, Coaching, Management Development, Organizational..., Career Transition..., Culture Change, Consulting, Succession Planning, Career Development, Personal Development
Education
The Coaches Training Institute 2006 — 2010
Certification near complete, Executive Business Coaching
Profiles International 2007 — 2007
Certification, Usage and Delivery of Multiple Assessment Tools
Interaction Associates 2004 — 2005
Certification, Essential Facilitation Skills
University of Massachusetts, Amherst 1984 — 1988
B.S., Language/History
Walt Whitman High School 1980 — 1984
Jodi Jeffreys-Tanner's Shearson Lehman Brothers Experience 1991 - 1992
Job Volunteer Work at St. Thomas Aquinas High School
Industry
Experience
St. Thomas Aquinas High School August 2013 - Present
Broward Cultural Council June 2011 - Present
Taylor's Closet August 2010 - Present
Rio Vista Community Church 1997 - Present
St. Mark's Episcopal School May 2007 - June 2013
Broward County Charter Review Commission 2006 - 2008
Broward County Commission November 1993 - November 2004
North Broward Hospital District Community Relations Council 1999 - 2004
Shearson Lehman Brothers 1991 - 1992
Merrill Lynch 1989 - 1991
Skills
Event Planning, Community Outreach, Non-profits, Fundraising, Public Speaking, Event Management, Strategic Planning, Customer Service, Social Media, Research, Public Relations, Microsoft Office, Community Development, Nonprofits, Volunteer Management, Social Media Marketing, Social Networking, Leadership Development, Marketing Strategy, Management, Marketing, Policy, Government, Editing, Grant Writing
Education
University of Florida 1980 — 1984
St. Thomas Aquinas High School August 2013 - Present
Broward Cultural Council June 2011 - Present
Taylor's Closet August 2010 - Present
Rio Vista Community Church 1997 - Present
St. Mark's Episcopal School May 2007 - June 2013
Broward County Charter Review Commission 2006 - 2008
Broward County Commission November 1993 - November 2004
North Broward Hospital District Community Relations Council 1999 - 2004
Shearson Lehman Brothers 1991 - 1992
Merrill Lynch 1989 - 1991
Skills
Event Planning, Community Outreach, Non-profits, Fundraising, Public Speaking, Event Management, Strategic Planning, Customer Service, Social Media, Research, Public Relations, Microsoft Office, Community Development, Nonprofits, Volunteer Management, Social Media Marketing, Social Networking, Leadership Development, Marketing Strategy, Management, Marketing, Policy, Government, Editing, Grant Writing
Education
University of Florida 1980 — 1984
Andrew Lubar Andrew Lubar's Shearson Lehman Brothers Experience February 1986 - July 1991
Job Senior Consultant at Improving Enterprises
Industry Information Technology and Services
Experience
Improving Enterprises August 2014 - Present
The Willow Group October 2012 - Present
The Willow Group February 2005 - July 2014
The Willow Group April 2010 - September 2012
The Willow Group February 2005 - April 2010
Piper Jaffray December 1997 - February 2005
US Bancorp Piper Jaffray 1997 - 2005
Cytrol/Price Waterhouse 1991 - 1997
Shearson Lehman Brothers February 1986 - July 1991
Consolidated Edison Company of New York October 1981 - February 1986
Skills
Integration, Management Consulting, Analysis, Databases, SDLC, Banking, Testing, Mergers & Acquisitions, Data Analysis, Business Process, Change Management, Business Process..., Risk Management, Team Leadership, Cross-functional Team..., Vendor Management, Project Management
Education
University of Minnesota - Carlson School of Management 1999 — 2006
MBA, Information Systems
University of Montana 1977 — 1981
BS, Business Administration
Improving Enterprises August 2014 - Present
The Willow Group October 2012 - Present
The Willow Group February 2005 - July 2014
The Willow Group April 2010 - September 2012
The Willow Group February 2005 - April 2010
Piper Jaffray December 1997 - February 2005
US Bancorp Piper Jaffray 1997 - 2005
Cytrol/Price Waterhouse 1991 - 1997
Shearson Lehman Brothers February 1986 - July 1991
Consolidated Edison Company of New York October 1981 - February 1986
Skills
Integration, Management Consulting, Analysis, Databases, SDLC, Banking, Testing, Mergers & Acquisitions, Data Analysis, Business Process, Change Management, Business Process..., Risk Management, Team Leadership, Cross-functional Team..., Vendor Management, Project Management
Education
University of Minnesota - Carlson School of Management 1999 — 2006
MBA, Information Systems
University of Montana 1977 — 1981
BS, Business Administration
Stephen Papale Stephen Papale's Shearson Lehman Brothers Experience 1991 - 1997
Job Senior Vice President Investments, Senior Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC September 2008 - Present
Lehman Brothers Inc. 1998 - 2008
Shearson Lehman Brothers 1991 - 1997
Pacific Stock Options Exchange 1983 - 1991
Skills
Alternative Investments, Private Equity
Education
University of San Francisco 1974 — 1976
BS, Economics
Wells Fargo Advisors, LLC September 2008 - Present
Lehman Brothers Inc. 1998 - 2008
Shearson Lehman Brothers 1991 - 1997
Pacific Stock Options Exchange 1983 - 1991
Skills
Alternative Investments, Private Equity
Education
University of San Francisco 1974 — 1976
BS, Economics
Kurt Holm Kurt Holm's Shearson Lehman Brothers Experience 1984 - 1990
Job Xoterik will help you honestly assess your organization and devise realistic plans and achievable goals.
Industry Management Consulting
Experience
Xoterik 1994 - Present
Creative Management Group 1992 - 1994
PaineWebber 1990 - 1992
Shearson Lehman Brothers 1984 - 1990
Skills
Face-to-face consulting..., Telephone & on-line..., Strategic development, Product/service..., Financial analysis, Staffing /HR..., Succession planning, Marketing, Web development planning, E-commerce strategy, Start-ups, Goal attainment, Weight management, Fitness-Over-50..., Non-binding dispute..., Career development, Business Strategy
Education
University of Nebraska-Lincoln 1977 — 1981
Xoterik 1994 - Present
Creative Management Group 1992 - 1994
PaineWebber 1990 - 1992
Shearson Lehman Brothers 1984 - 1990
Skills
Face-to-face consulting..., Telephone & on-line..., Strategic development, Product/service..., Financial analysis, Staffing /HR..., Succession planning, Marketing, Web development planning, E-commerce strategy, Start-ups, Goal attainment, Weight management, Fitness-Over-50..., Non-binding dispute..., Career development, Business Strategy
Education
University of Nebraska-Lincoln 1977 — 1981
Paul J. Tiao Paul J. Tiao's Shearson Lehman Brothers Experience December 1990 - May 1993
Job Real Estate and Business Advisor
Industry Real Estate
Experience
J. Rockcliff September 2009 - Present
US Small Business Administration June 2007 - Present
Arcsource January 2008 - February 2009
Legg Mason June 2005 - May 2007
Citigroup Asset Management April 1998 - June 2005
Smith Barney May 1993 - April 1998
Shearson Lehman Brothers December 1990 - May 1993
Skills
Start-ups, Asset Managment, Investments, Real Estate, Leadership, Sellers, Mergers & Acquisitions, Strategic Planning, Strategy, Marketing, Entrepreneurship, Marketing Strategy, Portfolio Management, Management
Education
University of California, Berkeley 1986 — 1990
California Department of Real Estate 2009 — 2009
Licensed Realtor
The Coaches Training Institute 2007 — 2008
J. Rockcliff September 2009 - Present
US Small Business Administration June 2007 - Present
Arcsource January 2008 - February 2009
Legg Mason June 2005 - May 2007
Citigroup Asset Management April 1998 - June 2005
Smith Barney May 1993 - April 1998
Shearson Lehman Brothers December 1990 - May 1993
Skills
Start-ups, Asset Managment, Investments, Real Estate, Leadership, Sellers, Mergers & Acquisitions, Strategic Planning, Strategy, Marketing, Entrepreneurship, Marketing Strategy, Portfolio Management, Management
Education
University of California, Berkeley 1986 — 1990
California Department of Real Estate 2009 — 2009
Licensed Realtor
The Coaches Training Institute 2007 — 2008
Lawrie John's Shearson Lehman Brothers Experience 1988 - 1989
Job Director at Deloitte Consulting
Industry Information Technology and Services
Experience
Deloitte Consulting 2009 - Present
Vitech Systems Group 2006 - 2009
Deloitte Consulting 2002 - 2006
American Business Management Systems, Inc. 1998 - 2002
VIP Ltd., Inc. 1995 - 1997
IBM 1989 - 1995
Shearson Lehman Brothers 1988 - 1989
Continental Insurance 1984 - 1988
Skills
Management Consulting, Management, Cross-functional Team..., Business Analysis, Program Management, IT Strategy, Business Transformation, Business Process..., Business Process..., Business Intelligence, Business Process, Process Improvement, SDLC, Team Building, Integration, Requirements Analysis, Vendor Management
Education
State University of New York at Albany
Bachelor of Science (B.S.), Management Information Systems, General
Deloitte Consulting 2009 - Present
Vitech Systems Group 2006 - 2009
Deloitte Consulting 2002 - 2006
American Business Management Systems, Inc. 1998 - 2002
VIP Ltd., Inc. 1995 - 1997
IBM 1989 - 1995
Shearson Lehman Brothers 1988 - 1989
Continental Insurance 1984 - 1988
Skills
Management Consulting, Management, Cross-functional Team..., Business Analysis, Program Management, IT Strategy, Business Transformation, Business Process..., Business Process..., Business Intelligence, Business Process, Process Improvement, SDLC, Team Building, Integration, Requirements Analysis, Vendor Management
Education
State University of New York at Albany
Bachelor of Science (B.S.), Management Information Systems, General
John Sobel's Shearson Lehman Brothers Experience September 1992 - January 1993
Job Principal at Chesley, Taft & Associates, LLC
Industry Investment Management
Experience
Chesley, Taft & Associates 2012 - Present
Lodestar Investment Counsel, LLC February 2000 - March 2012
Smith Barney Inc. January 1994 - January 2000
Smith Barney Shearson January 1993 - January 1994
Shearson Lehman Brothers September 1992 - January 1993
Skills
Portfolio Management, Asset Allocation, Equities, Fixed Income, Investment Management, Investment Strategies, Asset Management, Investments
Education
University of Washington, Michael G. Foster School of Business 1984 — 1986
Master of Business Administration (M.B.A.), Finance, Marketing
University of California, Los Angeles 1976 — 1981
Bachelor's degree, Geography/Eco-Systems
Chesley, Taft & Associates 2012 - Present
Lodestar Investment Counsel, LLC February 2000 - March 2012
Smith Barney Inc. January 1994 - January 2000
Smith Barney Shearson January 1993 - January 1994
Shearson Lehman Brothers September 1992 - January 1993
Skills
Portfolio Management, Asset Allocation, Equities, Fixed Income, Investment Management, Investment Strategies, Asset Management, Investments
Education
University of Washington, Michael G. Foster School of Business 1984 — 1986
Master of Business Administration (M.B.A.), Finance, Marketing
University of California, Los Angeles 1976 — 1981
Bachelor's degree, Geography/Eco-Systems
Anne Q. Fomon's Shearson Lehman Brothers Experience January 1990 - June 1993
Job Managing Director Investments, Senior PIM® Portfolio Manager at Wells Fargo Advisors
Industry Financial Services
Experience
FOMON & ULLOA Wealth Management Group of Wells Fargo Advisors October 2008 - Present
Morgan Stanley April 2002 - October 2008
Smith Barney Citigroup June 1993 - March 2002
Shearson Lehman Brothers January 1990 - June 1993
Shearson Lehman / American Express November 1987 - December 1988
EF Hutton & Company, Inc. 1980 - November 1987
Skills
Investments, Retirement Planning, Business Strategy, Finance, Financial Analysis, Insurance, Management Consulting, Change Management, Risk Management, Business Analysis, Strategy
Education
University of Southern California 1975 — 1977
Bachelor of Arts (B.A.), Letters, Arts & Sciences
FOMON & ULLOA Wealth Management Group of Wells Fargo Advisors October 2008 - Present
Morgan Stanley April 2002 - October 2008
Smith Barney Citigroup June 1993 - March 2002
Shearson Lehman Brothers January 1990 - June 1993
Shearson Lehman / American Express November 1987 - December 1988
EF Hutton & Company, Inc. 1980 - November 1987
Skills
Investments, Retirement Planning, Business Strategy, Finance, Financial Analysis, Insurance, Management Consulting, Change Management, Risk Management, Business Analysis, Strategy
Education
University of Southern California 1975 — 1977
Bachelor of Arts (B.A.), Letters, Arts & Sciences
Kevin Elder Kevin Elder's Shearson Lehman Brothers Experience 1987 - 1995
Job Introducing Accredited Investors to an intriguing opportunity
Industry Financial Services
Experience
Consultant August 2012 - Present
Ameriprise Financial Services, Inc. November 2007 - August 2012
Sat-Ed Systems May 2004 - June 2011
AG Edwards & Sons January 1995 - November 2007
Shearson Lehman brothers 1987 - 1995
Skills
401k Rollovers, Asset Allocation, Asset Management, Banking, Business Development, Business Strategy, Estate Planning, Finance, Financial Advisory, Financial Goals, Fixed Annuities, Investment Advisory, Investment Strategies, Investments, Mutual Funds, Portfolio Management, Retirement, Retirement Planning, Risk Management, Saving for Education, Securities, Series 24, Series 63, Series 7, Strategic Financial..., Uniform Combined State..., Wealth Management, Financial Planners, Alternative Investments
Education
University of Minnesota-Twin Cities 1974 — 1987
Bachelor of Science, Economics
University of Minnesota-Twin Cities
Consultant August 2012 - Present
Ameriprise Financial Services, Inc. November 2007 - August 2012
Sat-Ed Systems May 2004 - June 2011
AG Edwards & Sons January 1995 - November 2007
Shearson Lehman brothers 1987 - 1995
Skills
401k Rollovers, Asset Allocation, Asset Management, Banking, Business Development, Business Strategy, Estate Planning, Finance, Financial Advisory, Financial Goals, Fixed Annuities, Investment Advisory, Investment Strategies, Investments, Mutual Funds, Portfolio Management, Retirement, Retirement Planning, Risk Management, Saving for Education, Securities, Series 24, Series 63, Series 7, Strategic Financial..., Uniform Combined State..., Wealth Management, Financial Planners, Alternative Investments
Education
University of Minnesota-Twin Cities 1974 — 1987
Bachelor of Science, Economics
University of Minnesota-Twin Cities
Theresa Lamie's Shearson Lehman Brothers Experience 1989 - 1994
Job Business Risk Manager at Capital One
Industry Banking
Experience
Capital One Bank June 2013 - Present
Capital One Bank September 2010 - June 2013
Virginia Based Independent Broker-Dealer January 2010 - May 2010
UBS September 2009 - January 2010
UBS September 2007 - September 2009
UBS Wealth Management August 2000 - September 2007
UBS Financial Services June 2000 - August 2000
UBS Financial Services May 1994 - June 2000
Shearson Lehman Brothers 1989 - 1994
Skills
Compliance, Risk Management, Process Improvement, Strategic Planning, Coaching, SOX Compliancy, Regulatory Requirements, Internal Controls, Corporate Governance, Operational Risk..., SSAE 16, Capital Markets, Risk Assessment, Vendor Management, AML, Enterprise Risk..., Mitigation, Internal Audit, Quality Auditing, Control & Monitoring, Risk Mitigations, Sarbanes-Oxley Act, Governance, Analysis, Cross-functional Team..., Business Process, Management, Leadership
Education
University of Richmond 1985 — 1987
Business
J R Tucker High School 1981 — 1985
Capital One Bank June 2013 - Present
Capital One Bank September 2010 - June 2013
Virginia Based Independent Broker-Dealer January 2010 - May 2010
UBS September 2009 - January 2010
UBS September 2007 - September 2009
UBS Wealth Management August 2000 - September 2007
UBS Financial Services June 2000 - August 2000
UBS Financial Services May 1994 - June 2000
Shearson Lehman Brothers 1989 - 1994
Skills
Compliance, Risk Management, Process Improvement, Strategic Planning, Coaching, SOX Compliancy, Regulatory Requirements, Internal Controls, Corporate Governance, Operational Risk..., SSAE 16, Capital Markets, Risk Assessment, Vendor Management, AML, Enterprise Risk..., Mitigation, Internal Audit, Quality Auditing, Control & Monitoring, Risk Mitigations, Sarbanes-Oxley Act, Governance, Analysis, Cross-functional Team..., Business Process, Management, Leadership
Education
University of Richmond 1985 — 1987
Business
J R Tucker High School 1981 — 1985
Yvette Broder's Shearson Lehman Brothers Experience January 1986 - August 1989
Job Registered Rep at Lincoln Financial Securities, member SIPC Retirement Planning Specialist, Wealth Transfer Strategies
Industry Financial Services
Experience
Wealth Strategies, A Financial Services Boutique February 1995 - Present
Lincoln Financial Securities, member SIPC September 1999 - Present
Shearson Lehman Brothers January 1986 - August 1989
Skills
Retirement Planning, Securities, Mutual Funds, Investments, Retirement, Series 63, FINRA, Portfolio Management, Financial Services, Options, Investment Banking, Trading, Wealth Management..., Venture Capital, Finance, Small Business, Series 7, Fixed Annuities, Wealth Management, Estate Planning, Asset Allocation, Strategic Financial...
Education
FINRA - Series 65 2006 — 2006
Uniform Investment Advisor - Law, Investments and Securities
FINRA - Series 24 2001 — 2001
General Securities Principal, Investments and Securities
FINRA - Series 63 2000 — 2000
Uniform Securities Agent State Law Exam, Investments and Securities
FINRA - Series 7 2000 — 2000
General Securities Representative, Investments and Securities
FINRA - Series 6 1999 — 1999
Investment Products/Variable Contracts - Series 6, Investments and Securities
University of Florida 1982 — 1985
Bachelor of Science (B.S.), Business and Personal/Financial Services Marketing Operations
Wealth Strategies, A Financial Services Boutique February 1995 - Present
Lincoln Financial Securities, member SIPC September 1999 - Present
Shearson Lehman Brothers January 1986 - August 1989
Skills
Retirement Planning, Securities, Mutual Funds, Investments, Retirement, Series 63, FINRA, Portfolio Management, Financial Services, Options, Investment Banking, Trading, Wealth Management..., Venture Capital, Finance, Small Business, Series 7, Fixed Annuities, Wealth Management, Estate Planning, Asset Allocation, Strategic Financial...
Education
FINRA - Series 65 2006 — 2006
Uniform Investment Advisor - Law, Investments and Securities
FINRA - Series 24 2001 — 2001
General Securities Principal, Investments and Securities
FINRA - Series 63 2000 — 2000
Uniform Securities Agent State Law Exam, Investments and Securities
FINRA - Series 7 2000 — 2000
General Securities Representative, Investments and Securities
FINRA - Series 6 1999 — 1999
Investment Products/Variable Contracts - Series 6, Investments and Securities
University of Florida 1982 — 1985
Bachelor of Science (B.S.), Business and Personal/Financial Services Marketing Operations
Tom Clohesy's Shearson Lehman Brothers Experience 1986 - 1987
Job Managing Director & Founding Partner, TMC Communications, LLC
Industry Public Relations and Communications
Experience
TMC Communications, LLC 1997 - Present
PwC 1990 - 1994
Robinson Lerer & Montgomery 1988 - 1990
Shearson Lehman Brothers 1986 - 1987
Shearson Lehman Brothers 1985 - 1986
Arthur Young 1983 - 1985
Skills
German, French, Italian, Investor Relations, Media Relations, Thought Leadership, Industry Analyst..., Strategic..., Merger Communications, Executive Visibility, Key Message Development, Corporate Positioning, Crisis Communications, Issues Management, Financial Services, Public Relations, Positioning, Private Equity, Strategic Communications, Mergers & Acquisitions, Venture Capital, Mergers, Reputation Management, Corporate Communications, Marketing Communications, Social Media
Education
The Johns Hopkins University
MA
Trinity College Dublin
Union College
BA
TMC Communications, LLC 1997 - Present
PwC 1990 - 1994
Robinson Lerer & Montgomery 1988 - 1990
Shearson Lehman Brothers 1986 - 1987
Shearson Lehman Brothers 1985 - 1986
Arthur Young 1983 - 1985
Skills
German, French, Italian, Investor Relations, Media Relations, Thought Leadership, Industry Analyst..., Strategic..., Merger Communications, Executive Visibility, Key Message Development, Corporate Positioning, Crisis Communications, Issues Management, Financial Services, Public Relations, Positioning, Private Equity, Strategic Communications, Mergers & Acquisitions, Venture Capital, Mergers, Reputation Management, Corporate Communications, Marketing Communications, Social Media
Education
The Johns Hopkins University
MA
Trinity College Dublin
Union College
BA
Marc Margolies Marc Margolies's Shearson Lehman Brothers Experience 1986 - 1994
Job Wealth Management
Industry Financial Services
Experience
Fidelity Investments August 2015 - Present
HJ Sims December 2012 - December 2014
UBS Wealth Management April 2003 - August 2010
Prudential Securities 1994 - 2003
Shearson Lehman Brothers 1986 - 1994
American Express 1981 - 1986
Skills
Investments, Wealth Management, Alternative Investments, Securities, Series 63, Portfolio Management, Asset Management, Equities, Series 7, Retirement Planning, Asset Allocation, FINRA, Fixed Income, Investment Strategies, Mutual Funds, Asset Managment, Investment Banking, Bonds, Finance, Management, Financial Services, Financial Advisory, Financial Planning
Education
University of Florida 1979 — 1981
BS, College of Journalism & Communications
Tulane University 1977 — 1979
Fidelity Investments August 2015 - Present
HJ Sims December 2012 - December 2014
UBS Wealth Management April 2003 - August 2010
Prudential Securities 1994 - 2003
Shearson Lehman Brothers 1986 - 1994
American Express 1981 - 1986
Skills
Investments, Wealth Management, Alternative Investments, Securities, Series 63, Portfolio Management, Asset Management, Equities, Series 7, Retirement Planning, Asset Allocation, FINRA, Fixed Income, Investment Strategies, Mutual Funds, Asset Managment, Investment Banking, Bonds, Finance, Management, Financial Services, Financial Advisory, Financial Planning
Education
University of Florida 1979 — 1981
BS, College of Journalism & Communications
Tulane University 1977 — 1979
Mike Vechery Mike Vechery's Shearson Lehman Brothers Experience 1990 - 1992
Job 1050 Real EstateOwner
Industry Real Estate
Experience
1050 Real Estate 2005 - Present
Michael Henry Capital Management 2000 - 2008
Nynex 1994 - 1999
SunAmerica 1992 - 1999
Shearson Lehman Brothers 1990 - 1992
Skills
Residential Homes, Real Estate Transactions, Real Estate, Condos, Single Family Homes, Investment Properties, Negotiation, Sellers, Leases, Commercial Real Estate, Buyer Representation, Investors, Tenant, Relocation, Brokerage, Short Sales, Real Estate Development, Contract Negotiation, Real Estate Economics, First Time Home Buyers, Property Management, Foreclosures, Finance, Real Property, Referrals
Education
Georgetown University - The McDonough School of Business 1992 — 1994
MBA, Finance, General
University of Georgia - Terry College of Business 1983 — 1987
Finance, Capital Markets, Economics, Market Theory
Georgetown Prep 1979 — 1983
1050 Real Estate 2005 - Present
Michael Henry Capital Management 2000 - 2008
Nynex 1994 - 1999
SunAmerica 1992 - 1999
Shearson Lehman Brothers 1990 - 1992
Skills
Residential Homes, Real Estate Transactions, Real Estate, Condos, Single Family Homes, Investment Properties, Negotiation, Sellers, Leases, Commercial Real Estate, Buyer Representation, Investors, Tenant, Relocation, Brokerage, Short Sales, Real Estate Development, Contract Negotiation, Real Estate Economics, First Time Home Buyers, Property Management, Foreclosures, Finance, Real Property, Referrals
Education
Georgetown University - The McDonough School of Business 1992 — 1994
MBA, Finance, General
University of Georgia - Terry College of Business 1983 — 1987
Finance, Capital Markets, Economics, Market Theory
Georgetown Prep 1979 — 1983
Mei Li O'Malley- Leszkowicz Mei Li O'Malley- Leszkowicz's Shearson Lehman Brothers Experience October 1989 - April 1994
Job Domestic Goddess at USA Self Employed
Industry Financial Services
Experience
Robbie and Kailin Inc July 2007 - Present
Smith Barney February 2002 - July 2007
Citigroup/ smith barney January 1999 - February 2002
Smith barney January 1996 - January 1999
Muriel Siebert & Co., Inc. Member NYSE, FINRA & SIPC April 1994 - January 1996
Shearson Lehman brothers October 1989 - April 1994
Skills
FINRA, Uniform Combined State..., Series 63, KYC, Financial Regulation, Series 65, Series 7, Trading, Capital Markets, Series 24, Financial Advisory, Securities Regulation, Securities, Mutual Funds, Fixed Income, Hedge Funds, Alternative Investments, Financial Services, USA PATRIOT Act, AML, Investments, Asset Management, Equities, Investment Advisory
Education
The College of New Rochelle 1985 — 1989
BA
zama
Robbie and Kailin Inc July 2007 - Present
Smith Barney February 2002 - July 2007
Citigroup/ smith barney January 1999 - February 2002
Smith barney January 1996 - January 1999
Muriel Siebert & Co., Inc. Member NYSE, FINRA & SIPC April 1994 - January 1996
Shearson Lehman brothers October 1989 - April 1994
Skills
FINRA, Uniform Combined State..., Series 63, KYC, Financial Regulation, Series 65, Series 7, Trading, Capital Markets, Series 24, Financial Advisory, Securities Regulation, Securities, Mutual Funds, Fixed Income, Hedge Funds, Alternative Investments, Financial Services, USA PATRIOT Act, AML, Investments, Asset Management, Equities, Investment Advisory
Education
The College of New Rochelle 1985 — 1989
BA
zama
Joseph Giuliani Joseph Giuliani's Shearson Lehman Brothers Experience 1985 - 1990
Job Investment Banking Professional
Industry Investment Banking
Experience
NW Capital Markets Inc 2012 - Present
Murphy & Durieu 2002 - 2012
Hartfield, Titus, & Donnelly 1993 - 2002
Paine Webber 1990 - 1993
Shearson Lehman Brothers 1985 - 1990
Skills
Fixed Income, Trading, Securities, Municpal Bond Trading, Muncipal Bond..., Bond Sales, FINRA Series 7 & 63, Sales, Bond Brokering, FINRA, Banking, Bonds, Series 7, Bloomberg, Municipalities, Series 63, Capital Markets, Investment Banking, Investments, Financial Modeling
Education
The College of New Jersey
Bachelor of Science (B.S.), Business Administration and Management, General
NW Capital Markets Inc 2012 - Present
Murphy & Durieu 2002 - 2012
Hartfield, Titus, & Donnelly 1993 - 2002
Paine Webber 1990 - 1993
Shearson Lehman Brothers 1985 - 1990
Skills
Fixed Income, Trading, Securities, Municpal Bond Trading, Muncipal Bond..., Bond Sales, FINRA Series 7 & 63, Sales, Bond Brokering, FINRA, Banking, Bonds, Series 7, Bloomberg, Municipalities, Series 63, Capital Markets, Investment Banking, Investments, Financial Modeling
Education
The College of New Jersey
Bachelor of Science (B.S.), Business Administration and Management, General
Robert Mullin's Shearson Lehman Brothers Experience 1990 - 1990
Job Partner/Portfolio Manager at RAEIF
Industry Investment Management
Experience
RAEIF January 2010 - Present
Marathon Resource Investments January 1998 - December 2012
Aesop Capital/The Cypress Funds 2000 - 2003
Franklin Templeton Investments 1992 - 1996
Shearson Lehman Brothers 1990 - 1990
Skills
Private Equity, Valuation, Equities, Investment Banking, Equity Research
Education
University of Colorado Boulder 1988 — 1991
Economics
RAEIF January 2010 - Present
Marathon Resource Investments January 1998 - December 2012
Aesop Capital/The Cypress Funds 2000 - 2003
Franklin Templeton Investments 1992 - 1996
Shearson Lehman Brothers 1990 - 1990
Skills
Private Equity, Valuation, Equities, Investment Banking, Equity Research
Education
University of Colorado Boulder 1988 — 1991
Economics
Art Nunes, CMT Art Nunes, CMT's Shearson Lehman Brothers Experience March 1988 - March 1995
Job Northwest Asset Management
Industry Financial Services
Experience
Northwest Asset Management November 2010 - Present
IMS Capital Management June 2003 - October 2010
RBC Dain Rauscher March 1995 - June 2003
Shearson Lehman Brothers March 1988 - March 1995
Dean, Witter Reynolds June 1983 - March 1988
The Boeing Company March 1980 - January 1983
Skills
Investment Strategies, Public Speaking, Media Appearances, Alternative Investments, Fixed Income, Finance, Investment Banking, Financial Risk, Wealth Management..., High Net Worth..., Wealth Management, Investment Management, Mutual Funds, Strategic Financial..., Hedge Funds
Education
The Ohio State University 1977 — 1980
B.S.A.E., Aeronautical Engineering
University of Lowell 1975 — 1977
Engineering
Chicopee High School 1970 — 1975
Northwest Asset Management November 2010 - Present
IMS Capital Management June 2003 - October 2010
RBC Dain Rauscher March 1995 - June 2003
Shearson Lehman Brothers March 1988 - March 1995
Dean, Witter Reynolds June 1983 - March 1988
The Boeing Company March 1980 - January 1983
Skills
Investment Strategies, Public Speaking, Media Appearances, Alternative Investments, Fixed Income, Finance, Investment Banking, Financial Risk, Wealth Management..., High Net Worth..., Wealth Management, Investment Management, Mutual Funds, Strategic Financial..., Hedge Funds
Education
The Ohio State University 1977 — 1980
B.S.A.E., Aeronautical Engineering
University of Lowell 1975 — 1977
Engineering
Chicopee High School 1970 — 1975
Karin Bock Mullooly Karin Bock Mullooly's Shearson Lehman Brothers Experience 1988 - 1991
Job Staffing and Recruiting Professional
Industry Staffing and Recruiting
Experience
Long Island Temps January 2013 - Present
Self-employed 2001 - 2006
Advantage Staffing Services December 1991 - 1998
Shearson Lehman Brothers 1988 - 1991
Skills
Technical Recruiting, Consulting, Microsoft Excel, Career Counseling, Recruiting, Temporary Placement, Human Resources
Education
University of Rochester
Long Island Temps January 2013 - Present
Self-employed 2001 - 2006
Advantage Staffing Services December 1991 - 1998
Shearson Lehman Brothers 1988 - 1991
Skills
Technical Recruiting, Consulting, Microsoft Excel, Career Counseling, Recruiting, Temporary Placement, Human Resources
Education
University of Rochester
Mary Skinner Mary Skinner's Shearson Lehman Brothers Experience 1981 - 1986
Job Owner, Producer, Director at 2B Productions
Industry Motion Pictures and Film
Experience
2B Productions January 2004 - Present
TIAA-CREF, Ronnette Riley Architect, Enterprise Ireland November 2001 - August 2008
Bank of America, E-Trade, Wells Fargo, Nicholas Applegate 1999 - 2001
Intuit September 1998 - August 2000
Charles Schwab January 1995 - December 1998
Wells Fargo January 1993 - January 1995
J.P. Morgan September 1987 - April 1991
Paine Webber September 1986 - September 1987
Shearson Lehman Brothers 1981 - 1986
United Presbyterian Church USA Peacemaking Project September 1979 - September 1981
Skills
Story Structure, Presentation Design, Executive Coaching, Documentaries, Video Production, Writing, Proposal Writing, Copywriting, Website Copy, Problem Solving, Marketing Copy, Digital Media, Marketing Communications, Screenwriting, Social Media, Editing, Photography, Creative Writing, Producing Documentaries, Research, Film, Film Production, Radio, Integrated Marketing, Marketing, Entertainment, Producing, Video Editing, New Media, Final Cut Pro, Online Advertising, Multimedia, Content Development, Voice Over, Independent Film, Media Production, Marketing Strategy, Directing, Corporate Communications, Blogging, Creative Direction, Copy Editing, Content Strategy, Short Films, Feature Films, Post Production, Scripting, Web Video, Commercials, Videography
Education
University of California, Berkeley 1970 — 1977
BA, English/Dramatic Art
BCC
2B Productions January 2004 - Present
TIAA-CREF, Ronnette Riley Architect, Enterprise Ireland November 2001 - August 2008
Bank of America, E-Trade, Wells Fargo, Nicholas Applegate 1999 - 2001
Intuit September 1998 - August 2000
Charles Schwab January 1995 - December 1998
Wells Fargo January 1993 - January 1995
J.P. Morgan September 1987 - April 1991
Paine Webber September 1986 - September 1987
Shearson Lehman Brothers 1981 - 1986
United Presbyterian Church USA Peacemaking Project September 1979 - September 1981
Skills
Story Structure, Presentation Design, Executive Coaching, Documentaries, Video Production, Writing, Proposal Writing, Copywriting, Website Copy, Problem Solving, Marketing Copy, Digital Media, Marketing Communications, Screenwriting, Social Media, Editing, Photography, Creative Writing, Producing Documentaries, Research, Film, Film Production, Radio, Integrated Marketing, Marketing, Entertainment, Producing, Video Editing, New Media, Final Cut Pro, Online Advertising, Multimedia, Content Development, Voice Over, Independent Film, Media Production, Marketing Strategy, Directing, Corporate Communications, Blogging, Creative Direction, Copy Editing, Content Strategy, Short Films, Feature Films, Post Production, Scripting, Web Video, Commercials, Videography
Education
University of California, Berkeley 1970 — 1977
BA, English/Dramatic Art
BCC
Edward J. Wegel's Shearson Lehman Brothers Experience 1987 - 1991
Job Founder/CEO Eastern Air Lines, Inc.
Industry Airlines/Aviation
Experience
Eastern Air Lines Group, Inc. April 2011 - Present
Aviation Capital Partners Group, LLC 2001 - Present
OneTravel.com May 2006 - September 2007
USAirways Express September 1997 - March 1999
Wexford Capital July 1997 - March 1999
PeoplExpress Airlines II March 1996 - August 1997
LIAT (1974) LTD May 1995 - March 1996
BWIA West Indies Airways October 1994 - March 1996
Atlantic Coast Airlines / United Express April 1991 - March 1996
Shearson Lehman Brothers 1987 - 1991
Skills
Aviation, Aircraft, Airlines, Restructuring, Start-ups, Strategic Planning, Mergers, Strategy, Executive Management, Venture Capital, Private Equity, Online Advertising, Structured Finance, Corporate Development, Marketing, Call Center, Business, Commercial Aviation, Vendor Management, Finance, CRM, Business Planning, Analysis, Project Management, Contract Negotiation, E-commerce, Flights, Negotiation, Airports, Due Diligence, Marketing Strategy, Aircraft Leasing, Account Management, New Business Development, Operations Management, Financial Modeling, Business Strategy, Pricing, Business Analysis, Aerospace, Strategic Partnerships, Budgets, Corporate Law, IPO, Customer Service, Data Analysis, Turn Around Management, Investments, Strategic Financial..., Analytics
Education
United States Military Academy at West Point 1976 — 1980
BS, Engineering / National Security Studies
University of Northern Colorado 1976 — 1980
Master of Business Administration (MBA), Finance, General
Clarkstown North
Eastern Air Lines Group, Inc. April 2011 - Present
Aviation Capital Partners Group, LLC 2001 - Present
OneTravel.com May 2006 - September 2007
USAirways Express September 1997 - March 1999
Wexford Capital July 1997 - March 1999
PeoplExpress Airlines II March 1996 - August 1997
LIAT (1974) LTD May 1995 - March 1996
BWIA West Indies Airways October 1994 - March 1996
Atlantic Coast Airlines / United Express April 1991 - March 1996
Shearson Lehman Brothers 1987 - 1991
Skills
Aviation, Aircraft, Airlines, Restructuring, Start-ups, Strategic Planning, Mergers, Strategy, Executive Management, Venture Capital, Private Equity, Online Advertising, Structured Finance, Corporate Development, Marketing, Call Center, Business, Commercial Aviation, Vendor Management, Finance, CRM, Business Planning, Analysis, Project Management, Contract Negotiation, E-commerce, Flights, Negotiation, Airports, Due Diligence, Marketing Strategy, Aircraft Leasing, Account Management, New Business Development, Operations Management, Financial Modeling, Business Strategy, Pricing, Business Analysis, Aerospace, Strategic Partnerships, Budgets, Corporate Law, IPO, Customer Service, Data Analysis, Turn Around Management, Investments, Strategic Financial..., Analytics
Education
United States Military Academy at West Point 1976 — 1980
BS, Engineering / National Security Studies
University of Northern Colorado 1976 — 1980
Master of Business Administration (MBA), Finance, General
Clarkstown North
Charles Leigh Charles Leigh's Shearson Lehman Brothers Experience January 1991 - January 1992
Job Principal at Artisanal Collections llc
Industry Cosmetics
Experience
YMCA of Greenwich February 2011 - Present
Artisanal Collections llc February 2015 - Present
YMCA of Greenwich February 2010 - February 2011
Gary Farn Ltd January 1992 - February 2010
Gary Farn Ltd / PulsePoints, llc January 1992 - February 2010
Gary Farn Ltd / PulsePoints, llc January 1992 - February 2010
Shearson Lehman Brothers January 1991 - January 1992
SHEARSON LEHMAN BROTHERS September 1989 - January 1991
Deloitte January 1986 - January 1991
Deloitte September 1986 - September 1989
Skills
Balancing Budgets, P&L reconciliation, Budget Process, Cosmetics, Fragrance, Budgets, Forecasting, General Ledger, Wholesale, Warehouse Management, Accounting, EDI, ERP Software, Pick & Pack, Distribution Strategies, Multi-channel Retail, Retail Sales, Wholesale Operations, Management, Retail, Finance, Luxury Goods, Financial Reporting, Personal Care
Education
University of Richmond 1982 — 1986
E.Claiborne Robbins School of Business B.S, Accounting
University of Richmond - Robins School of Business 1982 — 1986
Bachelor of Science (BS), Accounting
YMCA of Greenwich February 2011 - Present
Artisanal Collections llc February 2015 - Present
YMCA of Greenwich February 2010 - February 2011
Gary Farn Ltd January 1992 - February 2010
Gary Farn Ltd / PulsePoints, llc January 1992 - February 2010
Gary Farn Ltd / PulsePoints, llc January 1992 - February 2010
Shearson Lehman Brothers January 1991 - January 1992
SHEARSON LEHMAN BROTHERS September 1989 - January 1991
Deloitte January 1986 - January 1991
Deloitte September 1986 - September 1989
Skills
Balancing Budgets, P&L reconciliation, Budget Process, Cosmetics, Fragrance, Budgets, Forecasting, General Ledger, Wholesale, Warehouse Management, Accounting, EDI, ERP Software, Pick & Pack, Distribution Strategies, Multi-channel Retail, Retail Sales, Wholesale Operations, Management, Retail, Finance, Luxury Goods, Financial Reporting, Personal Care
Education
University of Richmond 1982 — 1986
E.Claiborne Robbins School of Business B.S, Accounting
University of Richmond - Robins School of Business 1982 — 1986
Bachelor of Science (BS), Accounting
David E. Fred, CIMA, CPWA, CIMC David E. Fred, CIMA, CPWA, CIMC's Shearson Lehman Brothers Experience January 1988 - September 1993
Job Head of Due Diligence at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group February 2010 - Present
ING Advisors Network January 2001 - February 2010
Financial Network Investment Corporation November 1998 - January 2001
Miterko & Associates June 1994 - November 1998
Shearson Lehman Brothers January 1988 - September 1993
Citigroup Global Markets September 1992 - July 1993
E.F. Hutton & Company June 1986 - January 1988
Founder's Property Corporation October 1985 - June 1986
Stonehenge Capital Corporation April 1983 - August 1985
The Equitable Life Insurance Company August 1981 - April 1983
Skills
Investments, Series 7, Due Diligence, Series 63, Relationship Management, Alternative Investments, Series 24, Wealth Management, Mutual Funds, Asset Allocation, Investment Advisory, Financial Services, Securities, Networking, Portfolio Management, Investor Relations, Asset Management, Investment Strategies, Investment Management, Financial Advisory, Retirement Planning
Education
The University of Montana - School of Business Administration 1977 — 1981
BS, Business Administration, minor Finance
Cetera Financial Group February 2010 - Present
ING Advisors Network January 2001 - February 2010
Financial Network Investment Corporation November 1998 - January 2001
Miterko & Associates June 1994 - November 1998
Shearson Lehman Brothers January 1988 - September 1993
Citigroup Global Markets September 1992 - July 1993
E.F. Hutton & Company June 1986 - January 1988
Founder's Property Corporation October 1985 - June 1986
Stonehenge Capital Corporation April 1983 - August 1985
The Equitable Life Insurance Company August 1981 - April 1983
Skills
Investments, Series 7, Due Diligence, Series 63, Relationship Management, Alternative Investments, Series 24, Wealth Management, Mutual Funds, Asset Allocation, Investment Advisory, Financial Services, Securities, Networking, Portfolio Management, Investor Relations, Asset Management, Investment Strategies, Investment Management, Financial Advisory, Retirement Planning
Education
The University of Montana - School of Business Administration 1977 — 1981
BS, Business Administration, minor Finance
Chris Babcock Chris Babcock's Shearson Lehman Brothers Experience June 1986 - April 1990
Job Senior Business Analyst
Industry Investment Management
Experience
Barclays Wealth June 2012 - Present
Babcock Consulting, LLC May 2009 - Present
Credit Suisse June 2010 - March 2012
Morgan Stanley Smith Barney June 2009 - September 2009
Lehman Brothers January 1994 - March 2008
Deloitte & Touche May 1990 - January 1994
Shearson Lehman Brothers June 1986 - April 1990
Deloitte Haskins & Sells January 1985 - May 1986
Skills
Wealth Management, Asset Management, Portfolio Management, Securities, Capital Markets, Business Analysis, Trading, Investment Banking, Investments, Bloomberg, Fixed Income, Trading Systems, Investment Management, Equities, Bonds, Integration
Education
New York University, School of Continuing Education
Diploma, Computer Technology / Programming
University of Nebraska-Lincoln
BS, Education
Barclays Wealth June 2012 - Present
Babcock Consulting, LLC May 2009 - Present
Credit Suisse June 2010 - March 2012
Morgan Stanley Smith Barney June 2009 - September 2009
Lehman Brothers January 1994 - March 2008
Deloitte & Touche May 1990 - January 1994
Shearson Lehman Brothers June 1986 - April 1990
Deloitte Haskins & Sells January 1985 - May 1986
Skills
Wealth Management, Asset Management, Portfolio Management, Securities, Capital Markets, Business Analysis, Trading, Investment Banking, Investments, Bloomberg, Fixed Income, Trading Systems, Investment Management, Equities, Bonds, Integration
Education
New York University, School of Continuing Education
Diploma, Computer Technology / Programming
University of Nebraska-Lincoln
BS, Education
Jim Grossman Jim Grossman's Shearson Lehman Brothers Experience August 1989 - April 1992
Job Senior Team Manager at Charles Schwab & Co, Inc
Industry Financial Services
Experience
Charles Schwab & Company May 1992 - Present
Shearson Lehman Brothers August 1989 - April 1992
Skills
Series 63, Wealth Management, Series 7, Investments, Asset Allocation, Mutual Funds
Education
University of South Florida 1986 — 1991
B.S., Finance
Chamberlain Senior H S 1983 — 1986
Charles Schwab & Company May 1992 - Present
Shearson Lehman Brothers August 1989 - April 1992
Skills
Series 63, Wealth Management, Series 7, Investments, Asset Allocation, Mutual Funds
Education
University of South Florida 1986 — 1991
B.S., Finance
Chamberlain Senior H S 1983 — 1986
Larry Klatzkin's Shearson Lehman Brothers Experience 1990 - 1991
Job Managing Director at Rice, Voelker, LLC
Industry Investment Banking
Experience
Rice, Voelker, LLC February 2013 - Present
Klatzkin Advisors May 2009 - Present
Chapdelaine & Co. July 2009 - January 2011
Jefferies & Co. August 1998 - May 2009
Donaldson, Lufkin & Jenrette 1993 - 1998
prudential securities 1992 - 1993
shearson lehman brothers 1990 - 1991
Salomon Brothers 1985 - 1990
Morgan Stanley Smith Barney 1982 - 1984
Skills
Equities, High Yield, Capital Markets, Hedge Funds, Fixed Income, Mergers, Investment Banking, Bonds, Mergers & Acquisitions, Private Equity, Leveraged Finance, Equity Research, LBO, Valuation, Emerging Markets, Bloomberg, Series 7, Trading, Securities, Alternative Investments, Asset Management, Series 63, Investments, Private Placements, Investor Relations, Portfolio Management, Options, Equity Trading, Derivatives, Financial Markets, Electronic Trading, Trading Systems, ETFs, FINRA, Series 24, Investment Management, Venture Capital, Hedging, Financial Structuring, Credit Derivatives, Corporate Development, Structured Finance, Financial Modeling, Investment Strategies, Structured Products, IPO, Mutual Funds
Education
New York University - Leonard N. Stern School of Business 1980 — 1982
MBA, Finance
University of Pennsylvania 1976 — 1979
Bachelor of Arts (BA), Biology and Economics
Rice, Voelker, LLC February 2013 - Present
Klatzkin Advisors May 2009 - Present
Chapdelaine & Co. July 2009 - January 2011
Jefferies & Co. August 1998 - May 2009
Donaldson, Lufkin & Jenrette 1993 - 1998
prudential securities 1992 - 1993
shearson lehman brothers 1990 - 1991
Salomon Brothers 1985 - 1990
Morgan Stanley Smith Barney 1982 - 1984
Skills
Equities, High Yield, Capital Markets, Hedge Funds, Fixed Income, Mergers, Investment Banking, Bonds, Mergers & Acquisitions, Private Equity, Leveraged Finance, Equity Research, LBO, Valuation, Emerging Markets, Bloomberg, Series 7, Trading, Securities, Alternative Investments, Asset Management, Series 63, Investments, Private Placements, Investor Relations, Portfolio Management, Options, Equity Trading, Derivatives, Financial Markets, Electronic Trading, Trading Systems, ETFs, FINRA, Series 24, Investment Management, Venture Capital, Hedging, Financial Structuring, Credit Derivatives, Corporate Development, Structured Finance, Financial Modeling, Investment Strategies, Structured Products, IPO, Mutual Funds
Education
New York University - Leonard N. Stern School of Business 1980 — 1982
MBA, Finance
University of Pennsylvania 1976 — 1979
Bachelor of Arts (BA), Biology and Economics
Allan Polischak's Shearson Lehman Brothers Experience 1986 - 1993
Job Vice President, Global Compensation at VF Corporation
Industry Apparel & Fashion
Experience
VF Corporation 2007 - Present
VF Corporation 2007 - April 2012
Denny's 2004 - 2006
Gartmore Global Investments 2002 - 2004
Nationwide Insurance 2002 - 2004
ING Advisors Network 2001 - 2002
Aetna Life & Casualty 1993 - 2001
Aetna Life & Casualty July 1993 - February 1998
Shearson Lehman Brothers 1986 - 1993
Shearson Lehman Brothers 1986 - 1990
Education
University of Pennsylvania 1980 — 1984
BS, Economics
University of Pennsylvania - The Wharton School 1980 — 1984
BS Economics, Marketing & Organizational Management
VF Corporation 2007 - Present
VF Corporation 2007 - April 2012
Denny's 2004 - 2006
Gartmore Global Investments 2002 - 2004
Nationwide Insurance 2002 - 2004
ING Advisors Network 2001 - 2002
Aetna Life & Casualty 1993 - 2001
Aetna Life & Casualty July 1993 - February 1998
Shearson Lehman Brothers 1986 - 1993
Shearson Lehman Brothers 1986 - 1990
Education
University of Pennsylvania 1980 — 1984
BS, Economics
University of Pennsylvania - The Wharton School 1980 — 1984
BS Economics, Marketing & Organizational Management
Jane Kapelson's Shearson Lehman Brothers Experience 1989 - 1992
Job VP Regional Wealth Advisory Consultant, Morgan Stanley Smith Barney
Industry Investment Management
Experience
Morgan Stanley Smith Barney August 2004 - December 2011
JK Consulting 2002 - 2004
Morgan Stanley Dean Witter 1999 - 2002
Morgan Stanley Dean Witter 1998 - 1999
Morgan Stanley Dean Witter 1997 - 1998
Prudential Securities 1993 - 1997
Legg Mason 1992 - 1993
Shearson Lehman Brothers 1989 - 1992
Skills
Risk Management, Retirement Planning, Investments, Wealth Management, Estate Planning, Asset Allocation, Finance, Strategic Financial..., Wealth, Financial Advisory
Education
The George Washington University 1985 — 1989
BA, Speech Communications
Morgan Stanley Smith Barney August 2004 - December 2011
JK Consulting 2002 - 2004
Morgan Stanley Dean Witter 1999 - 2002
Morgan Stanley Dean Witter 1998 - 1999
Morgan Stanley Dean Witter 1997 - 1998
Prudential Securities 1993 - 1997
Legg Mason 1992 - 1993
Shearson Lehman Brothers 1989 - 1992
Skills
Risk Management, Retirement Planning, Investments, Wealth Management, Estate Planning, Asset Allocation, Finance, Strategic Financial..., Wealth, Financial Advisory
Education
The George Washington University 1985 — 1989
BA, Speech Communications
Chrystle Stroup's Shearson Lehman Brothers Experience 1990 - 1994
Job Business Development Manager at Western Contract Furniture
Industry Consumer Goods
Experience
Western Contract September 2014 - Present
Burkett's Office Products January 2005 - September 2014
Resource Design 2002 - 2004
United Corporate Furnishings 1998 - 2001
NEx Systems 1994 - 1997
Shearson Lehman Brothers 1990 - 1994
Million Market Newspapers 1983 - 1985
Skills
Customer Service, New Business Development, Selling, Microsoft Office, Strategic Planning, Social Media, Sales Management, Account Management, Customer Satisfaction, Sales, Direct Sales, Cold Calling, B2B, Key Account Management, Sales Process, Sales Operations, Marketing, Solution Selling, Sales Presentations, Business Development, Trade Shows, Customer Retention, Retail, Contract Negotiation, Negotiation, CRM
Education
University of California, Santa Barbara 1980 — 1985
Mayfield Senior School 1977 — 1980
Western Contract September 2014 - Present
Burkett's Office Products January 2005 - September 2014
Resource Design 2002 - 2004
United Corporate Furnishings 1998 - 2001
NEx Systems 1994 - 1997
Shearson Lehman Brothers 1990 - 1994
Million Market Newspapers 1983 - 1985
Skills
Customer Service, New Business Development, Selling, Microsoft Office, Strategic Planning, Social Media, Sales Management, Account Management, Customer Satisfaction, Sales, Direct Sales, Cold Calling, B2B, Key Account Management, Sales Process, Sales Operations, Marketing, Solution Selling, Sales Presentations, Business Development, Trade Shows, Customer Retention, Retail, Contract Negotiation, Negotiation, CRM
Education
University of California, Santa Barbara 1980 — 1985
Mayfield Senior School 1977 — 1980
Holly Hasbrouck's Shearson Lehman Brothers Experience May 1987 - July 1993
Job Senior Business Development Officer
Industry Real Estate
Experience
Stewart Title Insurance Company October 2007 - Present
Holly A Hasbrouck January 2000 - January 2006
Shearson Lehman Brothers May 1987 - July 1993
Citibank, NA March 1983 - March 1987
Skills
Residential Homes, Real Estate, Commercial Real Estate, Real Estate Development, Contract Negotiation, Real Estate Transactions, Title Insurance, Selling, Property Management, Investment Properties, Mortgage Lending, Customer Service, Negotiation, Short Sales, Loans, Relocation, Real Estate Economics, Foreclosures, Sales
Education
University of Massachusetts, Amherst 1977 — 1981
BFA- Cum Laude, Interior Design
Stewart Title Insurance Company October 2007 - Present
Holly A Hasbrouck January 2000 - January 2006
Shearson Lehman Brothers May 1987 - July 1993
Citibank, NA March 1983 - March 1987
Skills
Residential Homes, Real Estate, Commercial Real Estate, Real Estate Development, Contract Negotiation, Real Estate Transactions, Title Insurance, Selling, Property Management, Investment Properties, Mortgage Lending, Customer Service, Negotiation, Short Sales, Loans, Relocation, Real Estate Economics, Foreclosures, Sales
Education
University of Massachusetts, Amherst 1977 — 1981
BFA- Cum Laude, Interior Design
Valdis (Wally) Gailitis's Shearson Lehman Brothers Experience November 1967 - February 1993
Job Operations Executive
Industry Financial Services
Experience
Self Employed Independent Consultant December 2010 - Present
Securities Industry Consulting September 2007 - December 2009
Crowell, Weedon & Co. January 2005 - September 2007
FOLIOfn May 2004 - August 2005
Dreyfus Brokerage Services May 1999 - November 2002
TD Waterhouse February 1994 - May 1999
Newbridge Securities Inc, (Div of Citigroup) February 1992 - February 1993
Shearson Lehman Brothers November 1967 - February 1993
Skills
Compliance, Expert Witness, Vendor Relations, Mutual Funds, Securities, SDLC, Customer Relations, Strategic Planning, Business Analysis, Change Management, Process Engineering, Customer Service, Operations Management, Credit, Executive Management
Education
Brooklyn College
University of California, Los Angeles
Self Employed Independent Consultant December 2010 - Present
Securities Industry Consulting September 2007 - December 2009
Crowell, Weedon & Co. January 2005 - September 2007
FOLIOfn May 2004 - August 2005
Dreyfus Brokerage Services May 1999 - November 2002
TD Waterhouse February 1994 - May 1999
Newbridge Securities Inc, (Div of Citigroup) February 1992 - February 1993
Shearson Lehman Brothers November 1967 - February 1993
Skills
Compliance, Expert Witness, Vendor Relations, Mutual Funds, Securities, SDLC, Customer Relations, Strategic Planning, Business Analysis, Change Management, Process Engineering, Customer Service, Operations Management, Credit, Executive Management
Education
Brooklyn College
University of California, Los Angeles
Ed Cain's Shearson Lehman Brothers Experience March 1987 - January 1989
Job Fleet Management Professional
Industry Automotive
Experience
Shell Oil Company January 2015 - Present
Automotive Resource Network (ARN) December 2014 - Present
CEC Consulting December 2012 - December 2014
Enterprise Fleet Management November 2009 - November 2012
Enterprise Fleet Management 1989 - November 2009
Shearson Lehman Brothers March 1987 - January 1989
Skills
Account Management, Fleet Management, Sales Management, Sales Process, B2B, Vehicles, New Business Development, Sales, Automotive, Cold Calling, Direct Sales, Profit, Customer Satisfaction, Sales Presentations, Sales Operations, Team Building, Customer Retention, Salesforce.com, CRM, Recruiting, Leadership, Management, Strategic Planning, Automobile, Forecasting, Marketing, Business Planning, Contract Negotiation, Income Statement, Lead Generation, Solution Selling, Inventory Management, Market Planning, Budgets, Purchasing, P&L Management, Selling, Pricing, Enterprise Software, Training, Operations Management, Negotiation, Competitive Analysis, Business Development, Key Account Management, Cross-functional Team..., Automotive Aftermarket, Team Leadership, Marketing Strategy, Retail
Education
University of Florida 1980 — 1984
BA, Political Science
Shell Oil Company January 2015 - Present
Automotive Resource Network (ARN) December 2014 - Present
CEC Consulting December 2012 - December 2014
Enterprise Fleet Management November 2009 - November 2012
Enterprise Fleet Management 1989 - November 2009
Shearson Lehman Brothers March 1987 - January 1989
Skills
Account Management, Fleet Management, Sales Management, Sales Process, B2B, Vehicles, New Business Development, Sales, Automotive, Cold Calling, Direct Sales, Profit, Customer Satisfaction, Sales Presentations, Sales Operations, Team Building, Customer Retention, Salesforce.com, CRM, Recruiting, Leadership, Management, Strategic Planning, Automobile, Forecasting, Marketing, Business Planning, Contract Negotiation, Income Statement, Lead Generation, Solution Selling, Inventory Management, Market Planning, Budgets, Purchasing, P&L Management, Selling, Pricing, Enterprise Software, Training, Operations Management, Negotiation, Competitive Analysis, Business Development, Key Account Management, Cross-functional Team..., Automotive Aftermarket, Team Leadership, Marketing Strategy, Retail
Education
University of Florida 1980 — 1984
BA, Political Science
Kevin Kruszenski's Shearson Lehman Brothers Experience 1992 - 1995
Job Managing Director at KeyBanc Capital Markets
Industry Capital Markets
Experience
KeyBanc Capital Markets vp equity tradingrobertson stephens1998 - 2002
HSBC Securities 1997 - 1998
Jefferies & Company 1995 - 1997
dempsey and company 1993 - 1995
shearson lehman brothers 1992 - 1995
Education
University of Arizona, Eller College of Management 1989 — 1991
BSBA, General Business, Political Science and Spanish
University of Arizona 1987 — 1991
bsba, business administration
KeyBanc Capital Markets vp equity tradingrobertson stephens1998 - 2002
HSBC Securities 1997 - 1998
Jefferies & Company 1995 - 1997
dempsey and company 1993 - 1995
shearson lehman brothers 1992 - 1995
Education
University of Arizona, Eller College of Management 1989 — 1991
BSBA, General Business, Political Science and Spanish
University of Arizona 1987 — 1991
bsba, business administration
Steven J Lang's Shearson Lehman Brothers Experience October 1986 - July 1992
Job Senior Business Analyst at SunGard
Industry Financial Services
Experience
SunGard April 2012 - Present
Fidelity Investments March 2005 - April 2010
Fidelity Investments November 2000 - February 2005
Morgan Stanley Investment Management August 1998 - October 2000
Fidelity Investments August 1992 - July 1998
Shearson Lehman Brothers October 1986 - July 1992
Skills
Options, Corporate Actions, Risk Management, Asset Management, Pricing, Dividends, Brokerage, MS Office Suite, MS Project, Minitab, ITIL, PMP, Business Analysis, Equities, Fixed Income, Derivatives, Process Improvement, Portfolio Management, Customer Relations, Vendor Management, Leadership, SDLC, Strategy, Project Management, Asset Managment, Visio, DB2, Analysis, Management, Agile Methodologies, Testing, Project Portfolio..., Financial Services, Securities, Business Requirements, Oracle, Trading, Software Project..., Trading Systems, Requirements Gathering, Requirements Analysis, IT Strategy, User Acceptance Testing, Agile Project Management, Back Office, Enterprise Architecture, PMO, Systems Analysis, Security, COBOL
Education
University of Miami - School of Business 1982 — 1986
BBA, Economics
SunGard April 2012 - Present
Fidelity Investments March 2005 - April 2010
Fidelity Investments November 2000 - February 2005
Morgan Stanley Investment Management August 1998 - October 2000
Fidelity Investments August 1992 - July 1998
Shearson Lehman Brothers October 1986 - July 1992
Skills
Options, Corporate Actions, Risk Management, Asset Management, Pricing, Dividends, Brokerage, MS Office Suite, MS Project, Minitab, ITIL, PMP, Business Analysis, Equities, Fixed Income, Derivatives, Process Improvement, Portfolio Management, Customer Relations, Vendor Management, Leadership, SDLC, Strategy, Project Management, Asset Managment, Visio, DB2, Analysis, Management, Agile Methodologies, Testing, Project Portfolio..., Financial Services, Securities, Business Requirements, Oracle, Trading, Software Project..., Trading Systems, Requirements Gathering, Requirements Analysis, IT Strategy, User Acceptance Testing, Agile Project Management, Back Office, Enterprise Architecture, PMO, Systems Analysis, Security, COBOL
Education
University of Miami - School of Business 1982 — 1986
BBA, Economics
Kleber Rodriguez's Shearson Lehman Brothers Experience January 1988 - June 1994
Job Contractual Employee at Lehman Brothers Inc., in Liquidation
Industry Investment Banking
Experience
Lehman Brothers Inc. Trustee March 2011 - Present
Kleber Rodrguez & Assoc. 2010 - 2011
Barclays Capital February 2009 - September 2010
MF Global 2009 - 2010
Lehman Brothers May 1977 - August 2008
Shearson Lehman Brothers January 1988 - June 1994
EF Hutton & Company, Inc 1977 - 1987
Skills
Commodities, Regulatory Reporting, Derivatives, FX, SEC reporting, Back Office, Collateral Management, Financial Markets, Product Control, Proprietary Trading, Settlement, FX Options, Accounting, Commodity, Business Analysis, Fixed Income, Finance, Equities, Auditing, Credit Derivatives, Account Reconciliation, Swaps, Financial Services, Capital Markets, Futures, Forensic Accounting, Statutory Accounting, Hedge Funds, FINRA, Securities, Investment Banking, Alternative Investments, Trading Systems, Bloomberg, Equity Derivatives, Electronic Trading, Prime Brokerage, Equity Trading, Private Equity, Middle Office, Bonds, Hedging, Mutual Funds
Education
Universidad de Puerto Rico 1969 — 1976
BS, Accounting
University of Puerto Rico
Lehman Brothers Inc. Trustee March 2011 - Present
Kleber Rodrguez & Assoc. 2010 - 2011
Barclays Capital February 2009 - September 2010
MF Global 2009 - 2010
Lehman Brothers May 1977 - August 2008
Shearson Lehman Brothers January 1988 - June 1994
EF Hutton & Company, Inc 1977 - 1987
Skills
Commodities, Regulatory Reporting, Derivatives, FX, SEC reporting, Back Office, Collateral Management, Financial Markets, Product Control, Proprietary Trading, Settlement, FX Options, Accounting, Commodity, Business Analysis, Fixed Income, Finance, Equities, Auditing, Credit Derivatives, Account Reconciliation, Swaps, Financial Services, Capital Markets, Futures, Forensic Accounting, Statutory Accounting, Hedge Funds, FINRA, Securities, Investment Banking, Alternative Investments, Trading Systems, Bloomberg, Equity Derivatives, Electronic Trading, Prime Brokerage, Equity Trading, Private Equity, Middle Office, Bonds, Hedging, Mutual Funds
Education
Universidad de Puerto Rico 1969 — 1976
BS, Accounting
University of Puerto Rico
Elyse Burton's Shearson Lehman Brothers Experience February 1990 - February 1992
Job Global Independence Operations Leader, PricewaterhouseCoopers
Industry Accounting
Experience
PricewaterhouseCoopers June 2008 - Present
PricewaterhouseCoopers March 1999 - June 2008
American Re-Insurance Company August 1992 - December 1998
Citibank February 1992 - August 1992
Shearson Lehman Brothers February 1990 - February 1992
NatWest Bank August 1987 - February 1990
Carteret Savings Bank 1986 - 1987
Skills
Assurance, Internal Audit, SAS70, Internal Controls, Enterprise Risk..., Auditing, IT Audit, Sarbanes-Oxley Act, Sarbanes-Oxley, Risk Management, IT Strategy, Big 4, Process Improvement
Education
Temple University
Bachelor's Degree, Accounting
PricewaterhouseCoopers June 2008 - Present
PricewaterhouseCoopers March 1999 - June 2008
American Re-Insurance Company August 1992 - December 1998
Citibank February 1992 - August 1992
Shearson Lehman Brothers February 1990 - February 1992
NatWest Bank August 1987 - February 1990
Carteret Savings Bank 1986 - 1987
Skills
Assurance, Internal Audit, SAS70, Internal Controls, Enterprise Risk..., Auditing, IT Audit, Sarbanes-Oxley Act, Sarbanes-Oxley, Risk Management, IT Strategy, Big 4, Process Improvement
Education
Temple University
Bachelor's Degree, Accounting
Jan Mason's Shearson Lehman Brothers Experience November 1987 - October 1993
Job Consultant Project Management at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch February 2011 - Present
Pershing July 2010 - January 2011
Ascend Consulting June 2009 - July 2010
Banc of America Investments September 2008 - December 2008
Fidelity Investments October 1993 - May 2006
Shearson Lehman Brothers November 1987 - October 1993
Electronic Data Systems January 1984 - October 1987
Skills
SDLC, Business Analysis, Problem Solving, Portfolio Management, Project Management, brokerage procesing, cost basis, trading,..., Strategy, Business Strategy, Change Management, Financial Services, Management, Risk Management, Vendor Management, PMO, Project Portfolio...
Education
University of South Florida 1980 — 1983
BA, Management Information Systems
Bank of America Merrill Lynch February 2011 - Present
Pershing July 2010 - January 2011
Ascend Consulting June 2009 - July 2010
Banc of America Investments September 2008 - December 2008
Fidelity Investments October 1993 - May 2006
Shearson Lehman Brothers November 1987 - October 1993
Electronic Data Systems January 1984 - October 1987
Skills
SDLC, Business Analysis, Problem Solving, Portfolio Management, Project Management, brokerage procesing, cost basis, trading,..., Strategy, Business Strategy, Change Management, Financial Services, Management, Risk Management, Vendor Management, PMO, Project Portfolio...
Education
University of South Florida 1980 — 1983
BA, Management Information Systems
Keith Flood's Shearson Lehman Brothers Experience September 1989 - September 1993
Job Senior Vice President at Purshe Kaplan Sterling Investments
Industry Investment Management
Experience
PKS Advisory Services, LLC March 2007 - Present
Purshe Kaplan Sterling Investments March 1997 - Present
Prudential Securities September 1993 - March 1997
Shearson Lehman Brothers September 1989 - September 1993
Skills
Retirement Planning, Mutual Funds, Series 7, Asset Allocation, Securities, Series 63, Estate Planning, Financial Services, Fixed Annuities, Insurance, 401k, Risk Management
Education
United States Military Academy at West Point 1981 — 1985
PKS Advisory Services, LLC March 2007 - Present
Purshe Kaplan Sterling Investments March 1997 - Present
Prudential Securities September 1993 - March 1997
Shearson Lehman Brothers September 1989 - September 1993
Skills
Retirement Planning, Mutual Funds, Series 7, Asset Allocation, Securities, Series 63, Estate Planning, Financial Services, Fixed Annuities, Insurance, 401k, Risk Management
Education
United States Military Academy at West Point 1981 — 1985
Rick Spence's Shearson Lehman Brothers Experience 1987 - 1990
Job Helping Financial Professionals Manage Their Practice Through World Class Retirement Plan Services For Plan Sponsors.
Industry Financial Services
Experience
Ameritas February 2013 - Present
Beacon Capital Management January 2012 - February 2013
Transamerica June 2008 - October 2011
The Hartford 2007 - 2008
National Pension Services, Inc. 1996 - 2005
Merrill Lynch 1992 - 1996
Shearson Lehman Brothers 1987 - 1990
Skills
Series 6, 401k, Annuities, Retirement, Series 63, Retirement Planning, Mutual Funds, Defined Benefit, Plan Design, Investment Advisory, Investments, Securities, Alternative Investments, Wealth Management, Asset Management, Pensions, Insurance, Asset Allocation, ERISA, Consultative Selling, ETFs, Annuity, Compliance, Series 65, Executive Compensation..., Deferred Compensation, Sales Compensation..., QuickBooks, Employee Benefits, Benefits Administration, Benchmarking, Sales Management, Client Development, Manage Client..., Key Account Development, Separately Managed..., Separate Accounts, Selling, Business Planning, Fixed Annuities, Retirement Plan..., Financial Planners, Series 7, IRAs, FINRA, Variable Annuities, Profit Sharing, Investment Strategies, Financial Advisory
Education
The University of Texas at Arlington - College of Business 1987 — 1990
BBA, Finance
Weatherford College 1984 — 1986
A.A., Agriculture Business
Ameritas February 2013 - Present
Beacon Capital Management January 2012 - February 2013
Transamerica June 2008 - October 2011
The Hartford 2007 - 2008
National Pension Services, Inc. 1996 - 2005
Merrill Lynch 1992 - 1996
Shearson Lehman Brothers 1987 - 1990
Skills
Series 6, 401k, Annuities, Retirement, Series 63, Retirement Planning, Mutual Funds, Defined Benefit, Plan Design, Investment Advisory, Investments, Securities, Alternative Investments, Wealth Management, Asset Management, Pensions, Insurance, Asset Allocation, ERISA, Consultative Selling, ETFs, Annuity, Compliance, Series 65, Executive Compensation..., Deferred Compensation, Sales Compensation..., QuickBooks, Employee Benefits, Benefits Administration, Benchmarking, Sales Management, Client Development, Manage Client..., Key Account Development, Separately Managed..., Separate Accounts, Selling, Business Planning, Fixed Annuities, Retirement Plan..., Financial Planners, Series 7, IRAs, FINRA, Variable Annuities, Profit Sharing, Investment Strategies, Financial Advisory
Education
The University of Texas at Arlington - College of Business 1987 — 1990
BBA, Finance
Weatherford College 1984 — 1986
A.A., Agriculture Business
Eric Pronovost's Shearson Lehman Brothers Experience 1992 - 1995
Job Senior Vice President at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. May 2015 - Present
UBS Financial Services Inc. February 2007 - Present
McDonald Financial Group 2001 - 2007
Prudential Securities 1995 - 2001
Shearson Lehman Brothers 1992 - 1995
Skills
Investments, Portfolio Management, Mutual Funds, Risk Management, Retirement Planning, Finance, Series 7, Series 63, Financial Planning, Financial Analysis
Education
University of Maine 1985 — 1989
Bachelor of Arts Degree: B.A. in Communication, Business Finance
Robert W. Baird & Co. May 2015 - Present
UBS Financial Services Inc. February 2007 - Present
McDonald Financial Group 2001 - 2007
Prudential Securities 1995 - 2001
Shearson Lehman Brothers 1992 - 1995
Skills
Investments, Portfolio Management, Mutual Funds, Risk Management, Retirement Planning, Finance, Series 7, Series 63, Financial Planning, Financial Analysis
Education
University of Maine 1985 — 1989
Bachelor of Arts Degree: B.A. in Communication, Business Finance
Chad Levin's Shearson Lehman Brothers Experience September 1989 - May 1991
Job Attorney at Kohnen & Patton LLP
Industry Law Practice
Experience
Kohnen & Patton LLP July 2014 - Present
Robbins Kelly Patterson & Tucker LPA March 2009 - June 2014
The Horwitz Law Firm June 1999 - March 2009
Keating Muething & Klekamp 1997 - 1999
Busald Funk Zevely 1994 - 1997
Shearson Lehman Brothers September 1989 - May 1991
Skills
Estate Planning, Elder Law, Commercial Litigation, Family Law, Guardianship, Estate Law, Tax Law, Property Law, Retirement Planning, Licensing, Tax, Adoption, Medicaid, Trust Services, Litigation
Education
University of Cincinnati College of Law 1991 — 1994
J.D., Law
Union College 1985 — 1989
B.S., Psychology
Cincinnati Country Day School 1973 — 1985
High School
Kohnen & Patton LLP July 2014 - Present
Robbins Kelly Patterson & Tucker LPA March 2009 - June 2014
The Horwitz Law Firm June 1999 - March 2009
Keating Muething & Klekamp 1997 - 1999
Busald Funk Zevely 1994 - 1997
Shearson Lehman Brothers September 1989 - May 1991
Skills
Estate Planning, Elder Law, Commercial Litigation, Family Law, Guardianship, Estate Law, Tax Law, Property Law, Retirement Planning, Licensing, Tax, Adoption, Medicaid, Trust Services, Litigation
Education
University of Cincinnati College of Law 1991 — 1994
J.D., Law
Union College 1985 — 1989
B.S., Psychology
Cincinnati Country Day School 1973 — 1985
High School
Joseph D. Thompson, CLTC's Shearson Lehman Brothers Experience 1984 - 1988
Job Principal, Thompson Wealth Management, Inc.
Industry Investment Management
Experience
Thompson Wealth Management, Inc. 1991 - Present
LPL Securities 1991 - 2001
Wheat First Securities 1988 - 1991
Shearson Lehman Brothers 1984 - 1988
Education
University of Kentucky 2001 — 2002
Graduate Studies, Business and Economics
West Virginia University Institute of Technology 1977 — 1981
BS, Business Management, Accounting
Thompson Wealth Management, Inc. 1991 - Present
LPL Securities 1991 - 2001
Wheat First Securities 1988 - 1991
Shearson Lehman Brothers 1984 - 1988
Education
University of Kentucky 2001 — 2002
Graduate Studies, Business and Economics
West Virginia University Institute of Technology 1977 — 1981
BS, Business Management, Accounting
Robert Lutey's Shearson Lehman Brothers Experience 1986 - 1986
Job Renewables and Sustainability Financial Consultant
Industry Renewables & Environment
Experience
------- 2008 - Present
Columbia University School of Continuing Education January 2012 - May 2013
Apache Capital Management LLC 2006 - 2007
Lehman Brothers Inc 1997 - 2006
Lehman Brothers Inc 1988 - 1996
Shearson Lehman Brothers 1986 - 1986
Herzfeld & Stern 1984 - 1985
Salomon Brothers Inc 1980 - 1984
Rapidata Inc 1978 - 1980
Skills
Capital Markets, Team Building, Sustainability, Renewable Energy, Corporate Social..., Sustainable Development, Financial Modeling, Data Analysis, Energy Efficiency, Financial Analysis, Research, Project Management, Energy, Non-profits, Risk Management, Credit Risk, Lateral Thinking, Creative Solutions, Strategic Thinking, Collaborative Problem..., Strategy, Derivatives, Economics, Energy Policy, Leadership, Sustainable Business, Analysis, Sustainability..., Proposal Writing, Business Strategy, Sustainable Energy, Fixed Income, Solar Energy, Climate Change, Trading, Options, Investments, Photovoltaics, Portfolio Management, Finance, Alternative Energy, Environmental Policy, Policy, Policy Analysis, Environmental Issues
Education
Columbia University - The Earth Institute and The School for Continuing Education 2010 — 2013
MS, Sustainability Management
University of Pennsylvania - The Wharton School 1986 — 1988
MBA, Finance
Rutgers University - Rutgers College 1974 — 1978
BA, Mathematics
------- 2008 - Present
Columbia University School of Continuing Education January 2012 - May 2013
Apache Capital Management LLC 2006 - 2007
Lehman Brothers Inc 1997 - 2006
Lehman Brothers Inc 1988 - 1996
Shearson Lehman Brothers 1986 - 1986
Herzfeld & Stern 1984 - 1985
Salomon Brothers Inc 1980 - 1984
Rapidata Inc 1978 - 1980
Skills
Capital Markets, Team Building, Sustainability, Renewable Energy, Corporate Social..., Sustainable Development, Financial Modeling, Data Analysis, Energy Efficiency, Financial Analysis, Research, Project Management, Energy, Non-profits, Risk Management, Credit Risk, Lateral Thinking, Creative Solutions, Strategic Thinking, Collaborative Problem..., Strategy, Derivatives, Economics, Energy Policy, Leadership, Sustainable Business, Analysis, Sustainability..., Proposal Writing, Business Strategy, Sustainable Energy, Fixed Income, Solar Energy, Climate Change, Trading, Options, Investments, Photovoltaics, Portfolio Management, Finance, Alternative Energy, Environmental Policy, Policy, Policy Analysis, Environmental Issues
Education
Columbia University - The Earth Institute and The School for Continuing Education 2010 — 2013
MS, Sustainability Management
University of Pennsylvania - The Wharton School 1986 — 1988
MBA, Finance
Rutgers University - Rutgers College 1974 — 1978
BA, Mathematics
Mickey Luth's Shearson Lehman Brothers Experience 1986 - 1992
Job Director, Commodity Price Analysis (Grains and Soy Complex) at Informa Economics
Industry Market Research
Experience
Informa Economics November 2005 - Present
Merrill Lynch 1992 - 1996
Shearson-Lehman Brothers 1986 - 1992
LaSalle Commodity Research/Parrott Corporation 1981 - 1986
Skills
Commodity, Grain, Soybean, Data Analysis, Economics, Econometrics, Market Analysis, Forecasting, Statistics, Quantitative Research, Statistical Modeling, Time Series Analysis
Education
University of Illinois at Urbana-Champaign
MS, Ag Econ
University of Wisconsin-Platteville
BS, Ag Econ
Informa Economics November 2005 - Present
Merrill Lynch 1992 - 1996
Shearson-Lehman Brothers 1986 - 1992
LaSalle Commodity Research/Parrott Corporation 1981 - 1986
Skills
Commodity, Grain, Soybean, Data Analysis, Economics, Econometrics, Market Analysis, Forecasting, Statistics, Quantitative Research, Statistical Modeling, Time Series Analysis
Education
University of Illinois at Urbana-Champaign
MS, Ag Econ
University of Wisconsin-Platteville
BS, Ag Econ
Robert Duddie's Shearson Lehman Brothers Experience April 1985 - April 1995
Job CRO at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management August 2006 - Present
Lockwood Financial Services January 1996 - February 2006
Shearson Lehman Brothers April 1985 - April 1995
Education
Stamford Catholic High School 1971 — 1975
The University of Connecticut
Bachelor of Science (B.S.), Finance, General
Morgan Stanley Wealth Management August 2006 - Present
Lockwood Financial Services January 1996 - February 2006
Shearson Lehman Brothers April 1985 - April 1995
Education
Stamford Catholic High School 1971 — 1975
The University of Connecticut
Bachelor of Science (B.S.), Finance, General
Roger Best's Shearson Lehman Brothers Experience 1992 - 1994
Job Senior Vice President at Gilford securities
Industry Financial Services
Experience
Gilford securities March 1997 - Present
AG Edwards January 1994 - 1997
Shearson Lehman brothers 1992 - 1994
Skills
Hedge Funds, Securities, Series 7, Capital Markets, Fixed Income, Equities, Financial Markets
Education
University of Arizona 1988 — 1992
Bachelor's degree
International School Paris France
Gilford securities March 1997 - Present
AG Edwards January 1994 - 1997
Shearson Lehman brothers 1992 - 1994
Skills
Hedge Funds, Securities, Series 7, Capital Markets, Fixed Income, Equities, Financial Markets
Education
University of Arizona 1988 — 1992
Bachelor's degree
International School Paris France