Dahlman Rose & Co.
Description
Address: 1301 6th Ave # 44, New York, NY 10019 Phone: (212) 920-2940Category: Hours: : Website: : : : Place name: : : Category: Bank Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. · Own this business?Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Add website Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of Dahlman Rose & Co LLC Posting publicly on the Web Write a review Reviews Be the first to review
Dahlman Rose & Co. List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Dahlman Rose & Co.. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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Dahlman Rose & Co. Employees
Employee
Years
Job
Industry
John Ogden John Ogden's Dahlman Rose & Co. Experience May 2011 - June 2011
Job Associate at GI Partners
Industry Financial Services
Experience
GI Partners July 2015 - Present
Nomura July 2013 - June 2015
DH Capital, LLC June 2011 - July 2011
Dahlman Rose & Co. May 2011 - June 2011
Dinsmore Capital Management June 2010 - August 2010
Skills
Microsoft Excel, PowerPoint, Financial Modeling, Asset Management, Investment Banking, Economics, Financial Analysis, Social Media
Education
Hamilton College 2009 — 2013
BA, Economics, English
The Lawrenceville School 2005 — 2009
GI Partners July 2015 - Present
Nomura July 2013 - June 2015
DH Capital, LLC June 2011 - July 2011
Dahlman Rose & Co. May 2011 - June 2011
Dinsmore Capital Management June 2010 - August 2010
Skills
Microsoft Excel, PowerPoint, Financial Modeling, Asset Management, Investment Banking, Economics, Financial Analysis, Social Media
Education
Hamilton College 2009 — 2013
BA, Economics, English
The Lawrenceville School 2005 — 2009
Elliot Meena Elliot Meena's Dahlman Rose & Co. Experience 2010 - 2012
Job Chief Financial Officer, Everyday Hero
Industry Computer Software
Experience
Everyday Hero (a Blackbaud company) January 2015 - Present
Blackbaud 2013 - 2014
Dahlman Rose & Co. 2010 - 2012
Morgan Stanley 2007 - 2009
ClubCorp 2006 - 2006
Skills
Financial Modeling, Valuation, Business Development, Strategic Planning, Investment Banking, Microsoft Excel, Business Strategy, Competitive Analysis, Market Research, Corporate Finance, Investments, Analysis, Finance, Due Diligence, Strategy, Social Media, Management
Education
University of Florida 2009 — 2011
Master's Degree, Business Administration (MBA)
University of Florida 2002 — 2006
Bachelor's Degree, Exercise and Sport Sciences
Everyday Hero (a Blackbaud company) January 2015 - Present
Blackbaud 2013 - 2014
Dahlman Rose & Co. 2010 - 2012
Morgan Stanley 2007 - 2009
ClubCorp 2006 - 2006
Skills
Financial Modeling, Valuation, Business Development, Strategic Planning, Investment Banking, Microsoft Excel, Business Strategy, Competitive Analysis, Market Research, Corporate Finance, Investments, Analysis, Finance, Due Diligence, Strategy, Social Media, Management
Education
University of Florida 2009 — 2011
Master's Degree, Business Administration (MBA)
University of Florida 2002 — 2006
Bachelor's Degree, Exercise and Sport Sciences
Will Richardson Will Richardson's Dahlman Rose & Co. Experience May 2011 - July 2011
Job 7th Grade Math Teacher at Synergy Academies
Industry Financial Services
Experience
Synergy Academies July 2013 - Present
Teach For America June 2013 - Present
Merrill Lynch June 2012 - December 2012
Dahlman Rose & Co. May 2011 - July 2011
Skills
Bloomberg Terminal, Microsoft Excel, Public Speaking, Social Media, Research, PowerPoint, Microsoft Word, Microsoft Office
Education
The George Washington University - School of Business 2009 — 2013
Bachelor of Business Administration, Finance, 3.9 GPA
Synergy Academies July 2013 - Present
Teach For America June 2013 - Present
Merrill Lynch June 2012 - December 2012
Dahlman Rose & Co. May 2011 - July 2011
Skills
Bloomberg Terminal, Microsoft Excel, Public Speaking, Social Media, Research, PowerPoint, Microsoft Word, Microsoft Office
Education
The George Washington University - School of Business 2009 — 2013
Bachelor of Business Administration, Finance, 3.9 GPA
Dan Whalen Dan Whalen's Dahlman Rose & Co. Experience February 2008 - February 2009
Job Senior Vice President at ICR
Industry Financial Services
Experience
ICR January 2015 - Present
Topeka Capital Markets, Inc September 2012 - January 2015
Auriga USA, LLC September 2011 - June 2012
CapStone Investments September 2009 - September 2011
Dahlman Rose & Co. February 2008 - February 2009
Bear Stearns May 2004 - February 2008
Harold C. Brown & Co. June 2003 - September 2004
Merrill Lynch Investment Managers July 1996 - June 2003
Skills
Metals, Specialty Materials, Proven track record as..., Leveraging all..., Buy-side, Sell Side
Education
Bucknell University 1992 — 1996
BA, Major: Economics; Minor: Biology
Delbarton 1989 — 1992
High School Diploma
ICR January 2015 - Present
Topeka Capital Markets, Inc September 2012 - January 2015
Auriga USA, LLC September 2011 - June 2012
CapStone Investments September 2009 - September 2011
Dahlman Rose & Co. February 2008 - February 2009
Bear Stearns May 2004 - February 2008
Harold C. Brown & Co. June 2003 - September 2004
Merrill Lynch Investment Managers July 1996 - June 2003
Skills
Metals, Specialty Materials, Proven track record as..., Leveraging all..., Buy-side, Sell Side
Education
Bucknell University 1992 — 1996
BA, Major: Economics; Minor: Biology
Delbarton 1989 — 1992
High School Diploma
Tyler Zara Tyler Zara's Dahlman Rose & Co. Experience June 2012 - April 2013
Job MBA Candidate at University of Virginia Darden School of Business
Industry Management Consulting
Experience
The Boston Consulting Group June 2014 - August 2014
Dahlman Rose & Co. June 2012 - April 2013
Dahlman Rose & Co. June 2009 - June 2012
Morgan Stanley June 2008 - August 2008
Bear Stearns June 2007 - August 2007
Skills
Mining, Bloomberg, Equity Research, Valuation, Financial Modeling, Hedge Funds, Capital Markets, Equities, Investment Banking, Private Equity, Fixed Income, Corporate Finance, Series 7, Emerging Markets, Alternative Investments
Education
University of Virginia - Darden Graduate School of Business Administration 2013 — 2015
Master of Business Administration (M.B.A.)
Williams College 2005 — 2009
BS, Political Economy
London School of Economics and Political Science 2006 — 2006
Summer, Corporate Finance
The Boston Consulting Group June 2014 - August 2014
Dahlman Rose & Co. June 2012 - April 2013
Dahlman Rose & Co. June 2009 - June 2012
Morgan Stanley June 2008 - August 2008
Bear Stearns June 2007 - August 2007
Skills
Mining, Bloomberg, Equity Research, Valuation, Financial Modeling, Hedge Funds, Capital Markets, Equities, Investment Banking, Private Equity, Fixed Income, Corporate Finance, Series 7, Emerging Markets, Alternative Investments
Education
University of Virginia - Darden Graduate School of Business Administration 2013 — 2015
Master of Business Administration (M.B.A.)
Williams College 2005 — 2009
BS, Political Economy
London School of Economics and Political Science 2006 — 2006
Summer, Corporate Finance
Misha Levental Misha Levental's Dahlman Rose & Co. Experience June 2011 - May 2013
Job Senior Equity Research Associate at Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities September 2015 - Present
Cowen and Company May 2013 - April 2015
Dahlman Rose & Co. June 2011 - May 2013
University of Colorado Foundation April 2007 - May 2011
Dahlman Rose & Co. June 2010 - August 2010
Global Platinum Securities October 2007 - May 2010
RBC Capital Markets June 2009 - August 2009
Skills
Financial Modeling, Equity Research, Valuation, Private Equity, Equities, Corporate Finance, Capital Markets, Bloomberg, Hedge Funds, Investment Banking, Financial Analysis
Education
University of Colorado at Boulder 2011 — 2011
Master's Degree, Tax Accounting
University of Colorado Boulder 2006 — 2011
Bachelor's Degree, Business Administration - Finance
Wedbush Securities September 2015 - Present
Cowen and Company May 2013 - April 2015
Dahlman Rose & Co. June 2011 - May 2013
University of Colorado Foundation April 2007 - May 2011
Dahlman Rose & Co. June 2010 - August 2010
Global Platinum Securities October 2007 - May 2010
RBC Capital Markets June 2009 - August 2009
Skills
Financial Modeling, Equity Research, Valuation, Private Equity, Equities, Corporate Finance, Capital Markets, Bloomberg, Hedge Funds, Investment Banking, Financial Analysis
Education
University of Colorado at Boulder 2011 — 2011
Master's Degree, Tax Accounting
University of Colorado Boulder 2006 — 2011
Bachelor's Degree, Business Administration - Finance
Hannah Glos's Dahlman Rose & Co. Experience May 2011 - July 2011
Job Lead Sales Manager at Signpost
Industry Marketing and Advertising
Experience
Signpost February 2015 - Present
Signpost April 2014 - January 2015
Signpost January 2014 - April 2014
Signpost October 2013 - December 2013
Signpost April 2013 - October 2013
Signpost October 2012 - April 2013
Bucknell University 2008 - May 2012
Dahlman Rose & Co. May 2011 - July 2011
Bankers Healthcare Group, Inc. May 2010 - August 2010
Brae Loch Inn June 2008 - August 2010
Skills
Sales, Cold Calling, Microsoft Excel, PowerPoint, Marketing, Research, Social Media, Microsoft Office, Microsoft Word, Facebook, Marketing Strategy, Customer Service, Public Speaking, Social Networking, Negotiation
Education
Bucknell University 2008 — 2012
BSBA, Management
Cazenovia High School 2004 — 2008
BSBA, Business Administration and Management, General
Signpost February 2015 - Present
Signpost April 2014 - January 2015
Signpost January 2014 - April 2014
Signpost October 2013 - December 2013
Signpost April 2013 - October 2013
Signpost October 2012 - April 2013
Bucknell University 2008 - May 2012
Dahlman Rose & Co. May 2011 - July 2011
Bankers Healthcare Group, Inc. May 2010 - August 2010
Brae Loch Inn June 2008 - August 2010
Skills
Sales, Cold Calling, Microsoft Excel, PowerPoint, Marketing, Research, Social Media, Microsoft Office, Microsoft Word, Facebook, Marketing Strategy, Customer Service, Public Speaking, Social Networking, Negotiation
Education
Bucknell University 2008 — 2012
BSBA, Management
Cazenovia High School 2004 — 2008
BSBA, Business Administration and Management, General
Doug Cooper Doug Cooper's Dahlman Rose & Co. Experience April 2011 - September 2011
Job Senior Equity Research Analyst at Sidoti & Company, LLC
Industry Investment Management
Experience
Sidoti & Company, LLC January 2015 - Present
UBS Investment Bank March 2012 - May 2014
Dahlman Rose & Co. April 2011 - September 2011
UBS Investment Bank July 2007 - March 2011
Prudential Financial October 2006 - June 2007
Goldman Sachs March 2004 - November 2006
Skills
Financial Modeling, Equity Research, Hedge Funds, Bloomberg, Equities, Investment Banking, Financial Analysis, Equity Valuation, Microsoft Office, Alteryx, Technical Analysis, Excel, Factset, Equity Derivatives, Fundamental Research, Capital IQ, Thomson Reuters, Valuation, DCF Valuation, Relative Value Trading, Investment Strategies, Investments, Capital Markets, Finance, Analysis, Trading, Portfolio Management, Fixed Income, Asset Management, Corporate Finance, Derivatives, Series 7, Securities
Education
Pepperdine University, The George L. Graziadio School of Business and Management
MBA, Finance
Penn State University
B.S., Marketing
Sidoti & Company, LLC January 2015 - Present
UBS Investment Bank March 2012 - May 2014
Dahlman Rose & Co. April 2011 - September 2011
UBS Investment Bank July 2007 - March 2011
Prudential Financial October 2006 - June 2007
Goldman Sachs March 2004 - November 2006
Skills
Financial Modeling, Equity Research, Hedge Funds, Bloomberg, Equities, Investment Banking, Financial Analysis, Equity Valuation, Microsoft Office, Alteryx, Technical Analysis, Excel, Factset, Equity Derivatives, Fundamental Research, Capital IQ, Thomson Reuters, Valuation, DCF Valuation, Relative Value Trading, Investment Strategies, Investments, Capital Markets, Finance, Analysis, Trading, Portfolio Management, Fixed Income, Asset Management, Corporate Finance, Derivatives, Series 7, Securities
Education
Pepperdine University, The George L. Graziadio School of Business and Management
MBA, Finance
Penn State University
B.S., Marketing
Apurva Dixit Apurva Dixit's Dahlman Rose & Co. Experience July 2011 - November 2011
Job CoFounder at miniPreneur
Industry Biotechnology
Experience
mini-Preneur September 2014 - Present
Genoptix May 2012 - Present
NeurogesX, Inc. January 2012 - March 2012
Dahlman Rose & Co. July 2011 - November 2011
Celgene September 2007 - July 2011
Subway June 2004 - September 2007
Elan November 2001 - August 2007
Wyeth January 1998 - October 2001
Education
Rutgers University-New Brunswick 1993 — 1997
BS, Biotechnology
mini-Preneur September 2014 - Present
Genoptix May 2012 - Present
NeurogesX, Inc. January 2012 - March 2012
Dahlman Rose & Co. July 2011 - November 2011
Celgene September 2007 - July 2011
Subway June 2004 - September 2007
Elan November 2001 - August 2007
Wyeth January 1998 - October 2001
Education
Rutgers University-New Brunswick 1993 — 1997
BS, Biotechnology
Joe Fiore's Dahlman Rose & Co. Experience February 2011 - April 2012
Job Senior Account Executive at YuMe
Industry Marketing and Advertising
Experience
YuMe March 2013 - Present
Medialets April 2012 - March 2013
Dahlman Rose & Co. February 2011 - April 2012
Treasury Partners February 2010 - February 2011
ADP March 2005 - February 2010
Skills
Direct Marketing, Mobile Marketing, Sales, Mobile Advertising, Ad Serving, Mobile Devices, Rich Media, Mobile Technology, Start-ups, Relationship Management, Analytics, Advertising, PPC, Online Marketing, Digital Media, Cold Calling, Digital Marketing, Strategic Partnerships, Online Advertising, Digital Strategy, Lead Generation, SEM, Salesforce.com, CRM, Advertising Sales, Integrated Marketing, Email Marketing, Interactive Marketing
Education
Drexel University 2000 — 2004
Business, LeBow Business School
YuMe March 2013 - Present
Medialets April 2012 - March 2013
Dahlman Rose & Co. February 2011 - April 2012
Treasury Partners February 2010 - February 2011
ADP March 2005 - February 2010
Skills
Direct Marketing, Mobile Marketing, Sales, Mobile Advertising, Ad Serving, Mobile Devices, Rich Media, Mobile Technology, Start-ups, Relationship Management, Analytics, Advertising, PPC, Online Marketing, Digital Media, Cold Calling, Digital Marketing, Strategic Partnerships, Online Advertising, Digital Strategy, Lead Generation, SEM, Salesforce.com, CRM, Advertising Sales, Integrated Marketing, Email Marketing, Interactive Marketing
Education
Drexel University 2000 — 2004
Business, LeBow Business School
Chris Minio's Dahlman Rose & Co. Experience May 2011 - July 2011
Job Managing Partner at Viola Capital
Industry Financial Services
Experience
Viola Capital August 2013 - Present
Livermore Trading Group July 2012 - August 2013
Dahlman Rose & Co. May 2011 - July 2011
Livermore Trading Group August 2010 - August 2010
Quad Capital June 2010 - July 2010
NIP Group, Inc. June 2007 - August 2009
Education
Boston College 2008 — 2012
BA, History
Christian Brothers Academy 2004 — 2008
2008
Viola Capital August 2013 - Present
Livermore Trading Group July 2012 - August 2013
Dahlman Rose & Co. May 2011 - July 2011
Livermore Trading Group August 2010 - August 2010
Quad Capital June 2010 - July 2010
NIP Group, Inc. June 2007 - August 2009
Education
Boston College 2008 — 2012
BA, History
Christian Brothers Academy 2004 — 2008
2008
Timothy Coughlin's Dahlman Rose & Co. Experience 2010 - 2011
Job Proprietary Equity Trader at First New York Securities at First New York Securities
Industry Financial Services
Experience
First New York Securities May 2015 - Present
Academy Securities, Inc. March 2013 - Present
Imperial Capital 2011 - 2012
Dahlman Rose & Co. 2010 - 2011
Cantor Fitzgerald 2007 - 2009
Jefferies & Company 1992 - 2007
Skills
Retirement Planning, Investments, Financial Planning, Series 7, Series 63, Series 24, series 55, CFA level 1 candidate, Strategic Financial..., FINRA, Chartered Financial..., Hedge Funds, Derivatives, Equities, Options, ETFs, Trading, Corporate Finance, Securities, Equity Trading, Trading Strategies, Equity Derivatives, Bonds, Private Equity, Asset Management, Trading Systems, Prime Brokerage, Bloomberg, Equity Research, Capital Markets, Electronic Trading, Financial Markets, Commodity, Fixed Income, Alternative Investments, Investment Banking, Portfolio Management, FX Options, Structured Products, Financial Modeling, Proprietary Trading, Emerging Markets, Equity Capital Markets, Asset Allocation, High Yield, Financial Risk, Investment Management, Swaps, Investment Strategies, Venture Capital
Education
University of Massachusetts, Amherst
BA, Economics
First New York Securities May 2015 - Present
Academy Securities, Inc. March 2013 - Present
Imperial Capital 2011 - 2012
Dahlman Rose & Co. 2010 - 2011
Cantor Fitzgerald 2007 - 2009
Jefferies & Company 1992 - 2007
Skills
Retirement Planning, Investments, Financial Planning, Series 7, Series 63, Series 24, series 55, CFA level 1 candidate, Strategic Financial..., FINRA, Chartered Financial..., Hedge Funds, Derivatives, Equities, Options, ETFs, Trading, Corporate Finance, Securities, Equity Trading, Trading Strategies, Equity Derivatives, Bonds, Private Equity, Asset Management, Trading Systems, Prime Brokerage, Bloomberg, Equity Research, Capital Markets, Electronic Trading, Financial Markets, Commodity, Fixed Income, Alternative Investments, Investment Banking, Portfolio Management, FX Options, Structured Products, Financial Modeling, Proprietary Trading, Emerging Markets, Equity Capital Markets, Asset Allocation, High Yield, Financial Risk, Investment Management, Swaps, Investment Strategies, Venture Capital
Education
University of Massachusetts, Amherst
BA, Economics
Charles Sadaka Charles Sadaka's Dahlman Rose & Co. Experience May 2011 - August 2011
Job Investment Banking Analyst at Goldman Sachs
Industry Investment Banking
Experience
Goldman Sachs July 2014 - Present
Goldman Sachs June 2013 - August 2013
UBS January 2013 - March 2013
Dahlman Rose & Co. May 2011 - August 2011
Education
Dartmouth College 2010 — 2014
Bachelor of Arts (B.A.), Economics
Horace Mann 2006 — 2010
Goldman Sachs July 2014 - Present
Goldman Sachs June 2013 - August 2013
UBS January 2013 - March 2013
Dahlman Rose & Co. May 2011 - August 2011
Education
Dartmouth College 2010 — 2014
Bachelor of Arts (B.A.), Economics
Horace Mann 2006 — 2010
Donald Motschwiller Donald Motschwiller's Dahlman Rose & Co. Experience January 2011 - December 2011
Job CEO, Discovery Capital Management, LLC
Industry Investment Management
Experience
Discovery Capital Management LLC January 2012 - Present
Dahlman Rose & Co. January 2011 - December 2011
First New York Securities August 2004 - December 2010
EFX Capital June 2005 - December 2009
Skills
Equity Research, Hedge Funds, Investments, Equities, Series 7, Investment Banking, Electronic Trading, Alternative Investments, Portfolio Management, Investment Management, Asset Management, Derivatives, Management, Trading, Series 63, Equity Derivatives, Asset Managment, Equity Trading, Capital Markets, FINRA, Financial Markets, Currency, Trading Strategies, Securities, Risk Management, Proprietary Trading, Emerging Markets, Financial Modeling, Corporate Finance, Due Diligence, Credit, FX Options, Fixed Income, Valuation, Trading Systems, ETFs, Bloomberg, Options, Mergers & Acquisitions, Commodity, Private Equity
Education
Cornell University
Discovery Capital Management LLC January 2012 - Present
Dahlman Rose & Co. January 2011 - December 2011
First New York Securities August 2004 - December 2010
EFX Capital June 2005 - December 2009
Skills
Equity Research, Hedge Funds, Investments, Equities, Series 7, Investment Banking, Electronic Trading, Alternative Investments, Portfolio Management, Investment Management, Asset Management, Derivatives, Management, Trading, Series 63, Equity Derivatives, Asset Managment, Equity Trading, Capital Markets, FINRA, Financial Markets, Currency, Trading Strategies, Securities, Risk Management, Proprietary Trading, Emerging Markets, Financial Modeling, Corporate Finance, Due Diligence, Credit, FX Options, Fixed Income, Valuation, Trading Systems, ETFs, Bloomberg, Options, Mergers & Acquisitions, Commodity, Private Equity
Education
Cornell University
Zach Ostrowski's Dahlman Rose & Co. Experience 2011 - 2012
Job Buy Side Sales
Industry Financial Services
Experience
MarketAxess March 2013 - Present
Dahlman Rose & Co. 2011 - 2012
Citi August 2007 - March 2011
Skills
Bloomberg, Capital Markets, Equities, Fixed Income, Financial Modeling, Series 63, Valuation, Hedge Funds, Series 7, Investment Banking
Education
Dickinson College 2003 — 2007
Bachelor of Arts (B.A.), International Business
University College Dublin 2006 — 2006
Study Abroad, Quinn School of Business
Greenwich High School
MarketAxess March 2013 - Present
Dahlman Rose & Co. 2011 - 2012
Citi August 2007 - March 2011
Skills
Bloomberg, Capital Markets, Equities, Fixed Income, Financial Modeling, Series 63, Valuation, Hedge Funds, Series 7, Investment Banking
Education
Dickinson College 2003 — 2007
Bachelor of Arts (B.A.), International Business
University College Dublin 2006 — 2006
Study Abroad, Quinn School of Business
Greenwich High School
Glenn Moschella Glenn Moschella's Dahlman Rose & Co. Experience February 2010 - March 2011
Job Managing Partner at GMPM Enterprises LLC
Industry Investment Banking
Experience
GMPM Enterprises LLC September 2012 - Present
Dahlman Rose & Co. February 2010 - March 2011
Fox-Pitt, Kelton March 1995 - December 2009
Smith Barney Shearson (Citi Group) September 1993 - March 1995
Lehman Brothers January 1987 - September 1993
Drexel Burnham Lambert May 1985 - January 1987
Skills
Electronic Trading, Trading Systems, Series 7, Fidessa, Stocks, Equity Trading, Bloomberg, Customer Relations, Order Management, ETFs, Series 63, series 55, series 24, Trading Strategies, FINRA, Equities, Series 24, Trading, Market Data, Securities, Hedge Funds, Bonds, Equity Research, Capital Markets, Financial Markets, Equity Derivatives, Investment Banking, Asset Management, Fixed Income, Customer Service
Education
Monmouth University 1981 — 1985
BS, Finance(Major), Management (Minor)
GMPM Enterprises LLC September 2012 - Present
Dahlman Rose & Co. February 2010 - March 2011
Fox-Pitt, Kelton March 1995 - December 2009
Smith Barney Shearson (Citi Group) September 1993 - March 1995
Lehman Brothers January 1987 - September 1993
Drexel Burnham Lambert May 1985 - January 1987
Skills
Electronic Trading, Trading Systems, Series 7, Fidessa, Stocks, Equity Trading, Bloomberg, Customer Relations, Order Management, ETFs, Series 63, series 55, series 24, Trading Strategies, FINRA, Equities, Series 24, Trading, Market Data, Securities, Hedge Funds, Bonds, Equity Research, Capital Markets, Financial Markets, Equity Derivatives, Investment Banking, Asset Management, Fixed Income, Customer Service
Education
Monmouth University 1981 — 1985
BS, Finance(Major), Management (Minor)
Brian Carswell Brian Carswell's Dahlman Rose & Co. Experience May 2012 - January 2013
Job
Industry
Experience
JP Morgan Chase Bank NA September 2013 - Present
Dahlman Rose & Co. May 2012 - January 2013
Weeden & Co. June 2007 - May 2012
Bear Stearns June 2005 - June 2007
The Griswold Company, Inc June 2003 - June 2005
Lehman Brothers May 1998 - June 2003
Education
Long Island University, C.W. Post Campus 1988 — 1990
Bachelor of Science (BS), Marketing
Cold Spring Harbor HS
JP Morgan Chase Bank NA September 2013 - Present
Dahlman Rose & Co. May 2012 - January 2013
Weeden & Co. June 2007 - May 2012
Bear Stearns June 2005 - June 2007
The Griswold Company, Inc June 2003 - June 2005
Lehman Brothers May 1998 - June 2003
Education
Long Island University, C.W. Post Campus 1988 — 1990
Bachelor of Science (BS), Marketing
Cold Spring Harbor HS
Daniel Byerly Daniel Byerly's Dahlman Rose & Co. Experience March 2011 - February 2013
Job Opera Singer, Tenor
Industry Music
Experience
Cowen and Company March 2013 - Present
Dahlman Rose & Co. March 2011 - February 2013
Covenant Presbyterian Church, Sharon, PA September 2008 - June 2010
Skills
Classical, Event Planning, Microsoft Office, Music, Musical Theatre, Piano, Research, PowerPoint, Theatre, Singing, Music Theory, Band, Choral, Teaching, Microsoft Excel, Music Education, Drama
Education
Grove City College 2004 — 2008
BA, Music
Cowen and Company March 2013 - Present
Dahlman Rose & Co. March 2011 - February 2013
Covenant Presbyterian Church, Sharon, PA September 2008 - June 2010
Skills
Classical, Event Planning, Microsoft Office, Music, Musical Theatre, Piano, Research, PowerPoint, Theatre, Singing, Music Theory, Band, Choral, Teaching, Microsoft Excel, Music Education, Drama
Education
Grove City College 2004 — 2008
BA, Music
Frank Radin Frank Radin's Dahlman Rose & Co. Experience January 2009 - December 2010
Job Equity and Equity Derivatives Sales Trader at FBN Securites
Industry Investment Banking
Experience
FBN Securites December 2010 - Present
Dahlman Rose & Co. January 2009 - December 2010
Bank Hapoalim April 2005 - December 2008
Skills
Equities, Hedge Funds, Equity Derivatives, Bloomberg, Alternative Investments, Fixed Income, Derivatives, Capital Markets, Series 7, Series 63, Trading
Education
University of Maryland College Park 1994 — 1998
BS
Canterbury School 1993 — 1994
Canterbury School, Canterbury School
Kellenberg Memorial 1989 — 1993
FBN Securites December 2010 - Present
Dahlman Rose & Co. January 2009 - December 2010
Bank Hapoalim April 2005 - December 2008
Skills
Equities, Hedge Funds, Equity Derivatives, Bloomberg, Alternative Investments, Fixed Income, Derivatives, Capital Markets, Series 7, Series 63, Trading
Education
University of Maryland College Park 1994 — 1998
BS
Canterbury School 1993 — 1994
Canterbury School, Canterbury School
Kellenberg Memorial 1989 — 1993
Rich Vigil Rich Vigil's Dahlman Rose & Co. Experience November 2009 - September 2010
Job Manager at RMB Resources Inc.
Industry Banking
Experience
RMB Resources Inc. September 2014 - Present
RMB Resources Inc. September 2010 - September 2014
Dahlman Rose & Co. November 2009 - September 2010
Ove Arup & Partners Consulting Engineers PC July 2009 - November 2009
McMoRan Exploration Oil and Gas September 2008 - May 2009
Freeport McMoRan Copper and Gold May 2008 - August 2008
Freeport McMoRan Copper and Gold 2005 - 2007
Freeport McMoRan Copper and Gold 2004 - 2005
Earth Mechanics Institute January 2002 - December 2004
Skills
Gold, Mining, Equities, Due Diligence, Portfolio Management, Investments, Commodity, Analysis, Finance, Equity Research, Geology, Valuation, Project Finance, Financial Modeling, Copper, Equity Valuation, Management, Trading, Financial Analysis, Metallurgy, Precious Metals, Corporate Finance, Bloomberg
Education
Tulane University - A.B. Freeman School of Business 2007 — 2009
Master of Business Administration (MBA), Finance and International Business, Cumulative GPA: 3.6
Colorado School of Mines 2001 — 2005
BS, Mining Engineering, Cumulative GPA 3.6; Major GPA 3.8
RMB Resources Inc. September 2014 - Present
RMB Resources Inc. September 2010 - September 2014
Dahlman Rose & Co. November 2009 - September 2010
Ove Arup & Partners Consulting Engineers PC July 2009 - November 2009
McMoRan Exploration Oil and Gas September 2008 - May 2009
Freeport McMoRan Copper and Gold May 2008 - August 2008
Freeport McMoRan Copper and Gold 2005 - 2007
Freeport McMoRan Copper and Gold 2004 - 2005
Earth Mechanics Institute January 2002 - December 2004
Skills
Gold, Mining, Equities, Due Diligence, Portfolio Management, Investments, Commodity, Analysis, Finance, Equity Research, Geology, Valuation, Project Finance, Financial Modeling, Copper, Equity Valuation, Management, Trading, Financial Analysis, Metallurgy, Precious Metals, Corporate Finance, Bloomberg
Education
Tulane University - A.B. Freeman School of Business 2007 — 2009
Master of Business Administration (MBA), Finance and International Business, Cumulative GPA: 3.6
Colorado School of Mines 2001 — 2005
BS, Mining Engineering, Cumulative GPA 3.6; Major GPA 3.8
Rick Bensignor Rick Bensignor's Dahlman Rose & Co. Experience 2010 - 2011
Job Managing Director, Chief Market Strategist at RF Lafferty & Co., Inc
Industry Investment Management
Experience
GLG (Gerson Lehrman Group) 2015 - Present
RF Lafferty & Co., Inc 2015 - Present
Wells Fargo Securities 2011 - 2014
Dahlman Rose & Co. 2010 - 2011
Execution Noble LLC 2009 - 2010
Bensignor Strategies, Inc. 2008 - 2010
New York University 2009 - 2009
Morgan Stanley 2000 - 2008
Bloomberg 1997 - 2000
New York University 1995 - 2000
Skills
Technical Analysis, Capital Markets, FX Options, Investments, Trading Strategies, Equities, Trading, Fixed Income, Electronic Trading, Hedging, Asset Management, Commodity, Management, Portfolio Management, Financial Modeling, Options, Analysis, Strategy, Investment Banking, Traders, Market Analysis, Alternative Investments, Bloomberg, Equity Research, Trading Systems, Hedge Funds, Investment Strategies, Securities, Derivatives, Series 7, Financial Markets, Energy
Education
State University of New York at Albany
B.S., Business Administration, Minors in both Finance and Marketing
GLG (Gerson Lehrman Group) 2015 - Present
RF Lafferty & Co., Inc 2015 - Present
Wells Fargo Securities 2011 - 2014
Dahlman Rose & Co. 2010 - 2011
Execution Noble LLC 2009 - 2010
Bensignor Strategies, Inc. 2008 - 2010
New York University 2009 - 2009
Morgan Stanley 2000 - 2008
Bloomberg 1997 - 2000
New York University 1995 - 2000
Skills
Technical Analysis, Capital Markets, FX Options, Investments, Trading Strategies, Equities, Trading, Fixed Income, Electronic Trading, Hedging, Asset Management, Commodity, Management, Portfolio Management, Financial Modeling, Options, Analysis, Strategy, Investment Banking, Traders, Market Analysis, Alternative Investments, Bloomberg, Equity Research, Trading Systems, Hedge Funds, Investment Strategies, Securities, Derivatives, Series 7, Financial Markets, Energy
Education
State University of New York at Albany
B.S., Business Administration, Minors in both Finance and Marketing
Brendan Lynch, CFA Brendan Lynch, CFA's Dahlman Rose & Co. Experience March 2011 - August 2011
Job Analyst at Manatuck Hill Partners
Industry Financial Services
Experience
Manatuck Hill Partners May 2015 - Present
Sidoti & Company, LLC August 2012 - April 2015
US Peace Corps January 2012 - June 2012
Dahlman Rose & Co. March 2011 - August 2011
Merrill Lynch December 2007 - February 2011
Peace Corps August 2004 - September 2006
Skills
Equity Sales, Equity Analysis, Trading, Series 7, Equities, Capital Markets, Valuation, Fixed Income, Corporate Finance, Financial Analysis, Finance, Bloomberg, Commodity, Equity Research, Series 63, Investments, Securities, Hedge Funds
Education
Loyola College in Maryland 1999 — 2003
BA, Political Science
Glastonbury High School
Manatuck Hill Partners May 2015 - Present
Sidoti & Company, LLC August 2012 - April 2015
US Peace Corps January 2012 - June 2012
Dahlman Rose & Co. March 2011 - August 2011
Merrill Lynch December 2007 - February 2011
Peace Corps August 2004 - September 2006
Skills
Equity Sales, Equity Analysis, Trading, Series 7, Equities, Capital Markets, Valuation, Fixed Income, Corporate Finance, Financial Analysis, Finance, Bloomberg, Commodity, Equity Research, Series 63, Investments, Securities, Hedge Funds
Education
Loyola College in Maryland 1999 — 2003
BA, Political Science
Glastonbury High School
Brendan Curran Brendan Curran's Dahlman Rose & Co. Experience May 2011 - August 2011
Job Associate, Investment Banking at Clearsight Advisors
Industry Investment Banking
Experience
Clearsight Advisors July 2015 - Present
Clearsight Advisors July 2012 - June 2015
Dahlman Rose & Co. May 2011 - August 2011
Fogel Neale Partners LLC December 2010 - January 2011
Skills
Equity Research, Private Equity, Investment Banking, Financial Modeling, Mergers & Acquisitions, Financial Advisory, Valuation
Education
The George Washington University - School of Business 2008 — 2012
Bachelor of Business Administration, Finance
The London School of Economics
Semester Abroad, Corporate Finance
LaSalle Academy 2004 — 2008
High School Diploma
Clearsight Advisors July 2015 - Present
Clearsight Advisors July 2012 - June 2015
Dahlman Rose & Co. May 2011 - August 2011
Fogel Neale Partners LLC December 2010 - January 2011
Skills
Equity Research, Private Equity, Investment Banking, Financial Modeling, Mergers & Acquisitions, Financial Advisory, Valuation
Education
The George Washington University - School of Business 2008 — 2012
Bachelor of Business Administration, Finance
The London School of Economics
Semester Abroad, Corporate Finance
LaSalle Academy 2004 — 2008
High School Diploma
Robert Lubin Robert Lubin's Dahlman Rose & Co. Experience January 2009 - August 2011
Job Head of Business Development at MKL Construction Corp
Industry Financial Services
Experience
MKL Construction Corp June 2012 - October 2012
Dahlman Rose & Co. January 2009 - August 2011
Thomas Weisel Venture Partners September 2005 - May 2008
Bear Stearns July 1991 - August 2005
Skills
Direct Sales, Relationship Development, Analytical Abilities, Trading, Equities, Capital Markets, Series 7, Customer Relations, Customer Service, Investments, Equity Trading
Education
New York University - Leonard N. Stern School of Business 1995 — 1999
MBA, Finance
State University of New York at Binghamton 1987 — 1991
BA, Mathematics
MKL Construction Corp June 2012 - October 2012
Dahlman Rose & Co. January 2009 - August 2011
Thomas Weisel Venture Partners September 2005 - May 2008
Bear Stearns July 1991 - August 2005
Skills
Direct Sales, Relationship Development, Analytical Abilities, Trading, Equities, Capital Markets, Series 7, Customer Relations, Customer Service, Investments, Equity Trading
Education
New York University - Leonard N. Stern School of Business 1995 — 1999
MBA, Finance
State University of New York at Binghamton 1987 — 1991
BA, Mathematics
Neal Dingmann Neal Dingmann's Dahlman Rose & Co. Experience January 2007 - December 2008
Job Managing Director Energy Research at SunTrust Robinson Humphrey
Industry Financial Services
Experience
SunTrust Robinson Humphrey November 2010 - Present
Wunderlich Securities December 2008 - December 2010
Dahlman Rose & Co. January 2007 - December 2008
Pritchard Capital Partners January 2006 - December 2006
Banc of America Securities January 2003 - December 2005
RBC Capital Markets January 2000 - December 2002
Education
University of Arkansas at Fayetteville
BSBA, Finance
University of Minnesota - Carlson School of Management
MBA, Finance
SunTrust Robinson Humphrey November 2010 - Present
Wunderlich Securities December 2008 - December 2010
Dahlman Rose & Co. January 2007 - December 2008
Pritchard Capital Partners January 2006 - December 2006
Banc of America Securities January 2003 - December 2005
RBC Capital Markets January 2000 - December 2002
Education
University of Arkansas at Fayetteville
BSBA, Finance
University of Minnesota - Carlson School of Management
MBA, Finance
Meghan Crawford's Dahlman Rose & Co. Experience May 2011 - August 2011
Job Community Banks: Commercial Loan Program
Industry Capital Markets
Experience
Bankers Healthcare Group, Inc. June 2015 - Present
BMI-Research June 2015 - June 2015
Felix - Intelligent Local Advertising May 2012 - October 2013
Dahlman Rose & Co. May 2011 - August 2011
Bankers Healthcare Group, Inc. May 2010 - August 2010
Skills
Sales, Marketing, Management, Microsoft Excel, Account Management, PowerPoint, Business Development, Social Media, Leadership, New Business Development, Research, Microsoft Office, Emerging Markets, Customer Satisfaction, Banking, Social Networking, Marketing Strategy, Investments, Finance, Strategy, Asset Management, Analysis, Financial Analysis
Education
Bucknell University 2008 — 2012
Management
Bankers Healthcare Group, Inc. June 2015 - Present
BMI-Research June 2015 - June 2015
Felix - Intelligent Local Advertising May 2012 - October 2013
Dahlman Rose & Co. May 2011 - August 2011
Bankers Healthcare Group, Inc. May 2010 - August 2010
Skills
Sales, Marketing, Management, Microsoft Excel, Account Management, PowerPoint, Business Development, Social Media, Leadership, New Business Development, Research, Microsoft Office, Emerging Markets, Customer Satisfaction, Banking, Social Networking, Marketing Strategy, Investments, Finance, Strategy, Asset Management, Analysis, Financial Analysis
Education
Bucknell University 2008 — 2012
Management
Ned Miller's Dahlman Rose & Co. Experience 2009 - 2010
Job CEO at Chocolate Lab Publishing
Industry Publishing
Experience
Chocolate Lab Publishing September 2015 - Present
Weeden & Co. March 2012 - February 2013
Dahlman Rose & Co. 2009 - 2010
Morgan Stanley Investment Management 2001 - 2008
Skills
Equity Trading, Series 7, Series 63, Electronic Trading, Equities, Bloomberg, Trading Systems, Program Trading, Trading, Series 24, Securities, Options, ETFs, Hedge Funds, Investments, Fixed Income
Education
Rollins College 1984 — 1989
Bachelor of Arts (B.A.), Economics
Chocolate Lab Publishing September 2015 - Present
Weeden & Co. March 2012 - February 2013
Dahlman Rose & Co. 2009 - 2010
Morgan Stanley Investment Management 2001 - 2008
Skills
Equity Trading, Series 7, Series 63, Electronic Trading, Equities, Bloomberg, Trading Systems, Program Trading, Trading, Series 24, Securities, Options, ETFs, Hedge Funds, Investments, Fixed Income
Education
Rollins College 1984 — 1989
Bachelor of Arts (B.A.), Economics
James Laverty's Dahlman Rose & Co. Experience January 2004 - December 2012
Job Morgan Stanley
Industry Investment Management
Experience
Morgan Stanley December 2013 - Present
John Carroll H.S. May 2012 - December 2013
Dahlman Rose & Co. January 2004 - December 2012
H&Q AB 2000 - 2003
Scudder Investments November 1992 - October 1996
Skills
Investments, Trading, Fixed Income, Equity Trading, Corporate Finance, Securities, Mergers, Due Diligence, Venture Capital, Mergers & Acquisitions, Equity Capital Markets, College Football
Education
Penn State University 1987 — 1991
Bachelor of Science (BS), Economics
Princeton HS 1983 — 1987
Morgan Stanley December 2013 - Present
John Carroll H.S. May 2012 - December 2013
Dahlman Rose & Co. January 2004 - December 2012
H&Q AB 2000 - 2003
Scudder Investments November 1992 - October 1996
Skills
Investments, Trading, Fixed Income, Equity Trading, Corporate Finance, Securities, Mergers, Due Diligence, Venture Capital, Mergers & Acquisitions, Equity Capital Markets, College Football
Education
Penn State University 1987 — 1991
Bachelor of Science (BS), Economics
Princeton HS 1983 — 1987
Clifton Worley's Dahlman Rose & Co. Experience January 2009 - April 2010
Job Managing Director, Investment Banking at IBERIA Capital Partners
Industry Investment Banking
Experience
IBERIA Capital Partners November 2012 - Present
IBERIA Capital Partners July 2010 - November 2012
Dahlman Rose & Co. January 2009 - April 2010
Dahlman Rose & Co. June 2007 - January 2009
Skills
Investment Banking, Oil & Gas Industry, Valuation, Investments, Analysis, Bloomberg, Capital Markets, Due Diligence, Corporate Finance, Mergers & Acquisitions, Finance, Equities, Financial Modeling, Equity Valuation, Private Equity, Hedge Funds, Equity Research, Fixed Income, Risk Management, Financial Analysis
Education
Louisiana State University 2005 — 2007
MBA
Louisiana State University 2001 — 2004
Bachelor of Arts and Sciences
IBERIA Capital Partners November 2012 - Present
IBERIA Capital Partners July 2010 - November 2012
Dahlman Rose & Co. January 2009 - April 2010
Dahlman Rose & Co. June 2007 - January 2009
Skills
Investment Banking, Oil & Gas Industry, Valuation, Investments, Analysis, Bloomberg, Capital Markets, Due Diligence, Corporate Finance, Mergers & Acquisitions, Finance, Equities, Financial Modeling, Equity Valuation, Private Equity, Hedge Funds, Equity Research, Fixed Income, Risk Management, Financial Analysis
Education
Louisiana State University 2005 — 2007
MBA
Louisiana State University 2001 — 2004
Bachelor of Arts and Sciences
Blaise Staab Blaise Staab's Dahlman Rose & Co. Experience June 2011 - August 2011
Job Mechanical Engineer
Industry Oil & Energy
Experience
ONEOK July 2015 - Present
ONEOK October 2013 - Present
ONEOK November 2012 - October 2013
Dahlman Rose & Co. June 2011 - August 2011
Witter Asset Management September 2010 - February 2011
Golden Gas Service Company May 2010 - August 2010
Education
Columbia University - Fu Foundation School of Engineering and Applied Science 2008 — 2012
Bachelors, Mechanical Enginnering
ONEOK July 2015 - Present
ONEOK October 2013 - Present
ONEOK November 2012 - October 2013
Dahlman Rose & Co. June 2011 - August 2011
Witter Asset Management September 2010 - February 2011
Golden Gas Service Company May 2010 - August 2010
Education
Columbia University - Fu Foundation School of Engineering and Applied Science 2008 — 2012
Bachelors, Mechanical Enginnering
Alfred Vitsentzos Alfred Vitsentzos's Dahlman Rose & Co. Experience May 2012 - September 2012
Job Assistant Vice President Institutional Sales at Wall Street Access
Industry Investment Banking
Experience
Nicks Bistro March 2013 - Present
Wall Street Access April 2013 - May 2015
Dahlman Rose & Co. May 2012 - September 2012
Dahlman Rose & Co. July 2011 - September 2011
Safra National Bank of New York May 2011 - July 2011
Quattro M. Securities May 2010 - September 2010
Skills
Bloomberg, Derivatives, Securities, Time Management, Banking, Financial Modeling, Equity Research, Equities, Microsoft Excel, PowerPoint, Financial Analysis, Outlook, Microsoft Word, Microsoft Office, Fixed Income, Valuation, Hedge Funds, Corporate Finance, Investments, Financial Markets, Trading, Capital Markets, Options, International Sales, Social Media, Finance, Series 7
Education
Fairfield University 2009 — 2012
B.S, Finance/Accounting
Long Island University, C.W. Post Campus 2008 — 2009
Nicks Bistro March 2013 - Present
Wall Street Access April 2013 - May 2015
Dahlman Rose & Co. May 2012 - September 2012
Dahlman Rose & Co. July 2011 - September 2011
Safra National Bank of New York May 2011 - July 2011
Quattro M. Securities May 2010 - September 2010
Skills
Bloomberg, Derivatives, Securities, Time Management, Banking, Financial Modeling, Equity Research, Equities, Microsoft Excel, PowerPoint, Financial Analysis, Outlook, Microsoft Word, Microsoft Office, Fixed Income, Valuation, Hedge Funds, Corporate Finance, Investments, Financial Markets, Trading, Capital Markets, Options, International Sales, Social Media, Finance, Series 7
Education
Fairfield University 2009 — 2012
B.S, Finance/Accounting
Long Island University, C.W. Post Campus 2008 — 2009
Eddie Lei's Dahlman Rose & Co. Experience October 2010 - August 2011
Job Chief Maestro at Scottish American
Industry Financial Services
Experience
Scottish American Capital 2013 - Present
Torque Capital Group LLC May 2012 - March 2013
EXALTARE Capital Partners, LLC February 2012 - May 2012
Dahlman Rose & Co. October 2010 - August 2011
Greater Than One July 2010 - October 2010
Skills
Financial Modeling, Due Diligence, Bloomberg, Valuation, Data Analysis, Product Development, Energy, Marketing Strategy, Start-ups, Private Equity, Investment Banking, Investments, Portfolio Management, Business Development
Education
Harvard Business School 2011 — 2013
MBA, General Management
Massachusetts Institute of Technology 2005 — 2009
Bachelor of Science (B.Sc.), Mechanical Engineering and Business Management
University of Cambridge 2007 — 2008
Economics, Engineering
Stuyvesant High School New 2001 — 2005
Diploma
Scottish American Capital 2013 - Present
Torque Capital Group LLC May 2012 - March 2013
EXALTARE Capital Partners, LLC February 2012 - May 2012
Dahlman Rose & Co. October 2010 - August 2011
Greater Than One July 2010 - October 2010
Skills
Financial Modeling, Due Diligence, Bloomberg, Valuation, Data Analysis, Product Development, Energy, Marketing Strategy, Start-ups, Private Equity, Investment Banking, Investments, Portfolio Management, Business Development
Education
Harvard Business School 2011 — 2013
MBA, General Management
Massachusetts Institute of Technology 2005 — 2009
Bachelor of Science (B.Sc.), Mechanical Engineering and Business Management
University of Cambridge 2007 — 2008
Economics, Engineering
Stuyvesant High School New 2001 — 2005
Diploma
Jonathan Saxon's Dahlman Rose & Co. Experience November 2010 - May 2012
Job European Equities at Berenberg Capital Markets, LLC
Industry Financial Services
Experience
Berenberg Capital Markets June 2012 - Present
Dahlman Rose & Co. November 2010 - May 2012
Kepler Capital Markets October 2006 - November 2010
Credit Agricole Cheuvreux 2001 - 2006
Goldman Sachs February 1997 - February 2000
Goldman Sachs Asset Management 1997 - 2000
ATEL Capital 1994 - 1997
Skills
Equities, Hedge Funds, Equity Research, Bloomberg, Capital Markets, Fixed Income, Equity Trading, Investments, Electronic Trading, Asset Managment, Series 7, Valuation, Financial Markets, Series 63, Securities
Education
University of Pennsylvania 1990 — 1994
Berenberg Capital Markets June 2012 - Present
Dahlman Rose & Co. November 2010 - May 2012
Kepler Capital Markets October 2006 - November 2010
Credit Agricole Cheuvreux 2001 - 2006
Goldman Sachs February 1997 - February 2000
Goldman Sachs Asset Management 1997 - 2000
ATEL Capital 1994 - 1997
Skills
Equities, Hedge Funds, Equity Research, Bloomberg, Capital Markets, Fixed Income, Equity Trading, Investments, Electronic Trading, Asset Managment, Series 7, Valuation, Financial Markets, Series 63, Securities
Education
University of Pennsylvania 1990 — 1994
Edwin Chapman Jr. Edwin Chapman Jr.'s Dahlman Rose & Co. Experience March 2011 - March 2012
Job Vice President General Industrials Group at Nomura Securities
Industry Financial Services
Experience
Nomura Securities July 2014 - Present
Teneo Capital April 2012 - July 2014
Dahlman Rose & Co. March 2011 - March 2012
Jefferies & Co. November 2004 - February 2011
Calyon Securities August 2002 - November 2004
Bear Stearns June 2001 - May 2002
Education
Howard University 1997 — 2001
BBA, Finance (Magna Cum Laude)
Nomura Securities July 2014 - Present
Teneo Capital April 2012 - July 2014
Dahlman Rose & Co. March 2011 - March 2012
Jefferies & Co. November 2004 - February 2011
Calyon Securities August 2002 - November 2004
Bear Stearns June 2001 - May 2002
Education
Howard University 1997 — 2001
BBA, Finance (Magna Cum Laude)
William Hunter William Hunter's Dahlman Rose & Co. Experience April 2011 - November 2011
Job Managing Director Global Natural Resources Group at Nomura Securities
Industry Investment Banking
Experience
Nomura Securities August 2013 - July 2015
Teneo Capital April 2012 - August 2013
Dahlman Rose & Co. April 2011 - November 2011
Jefferies & Company February 2006 - April 2011
TD Securities October 1999 - February 2006
BMO Nesbitt Burns March 1998 - October 1999
NatWest Markets December 1993 - February 1998
KPMG US 1991 - 1993
Skills
Mergers, Investment Banking, Leveraged Finance, Restructuring, Mining, Equities, Capital Markets, Corporate Finance, Structuring, Mergers & Acquisitions, Private Equity, Strategy, Finance, Hedge Funds, IPO, Valuation, Financial Structuring, LBO, Corporate Development, Financial Sponsors, Bloomberg
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1994 — 1996
MBA, Finance
DePaul University 1990 — 1992
BSC, Finance
Nomura Securities August 2013 - July 2015
Teneo Capital April 2012 - August 2013
Dahlman Rose & Co. April 2011 - November 2011
Jefferies & Company February 2006 - April 2011
TD Securities October 1999 - February 2006
BMO Nesbitt Burns March 1998 - October 1999
NatWest Markets December 1993 - February 1998
KPMG US 1991 - 1993
Skills
Mergers, Investment Banking, Leveraged Finance, Restructuring, Mining, Equities, Capital Markets, Corporate Finance, Structuring, Mergers & Acquisitions, Private Equity, Strategy, Finance, Hedge Funds, IPO, Valuation, Financial Structuring, LBO, Corporate Development, Financial Sponsors, Bloomberg
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1994 — 1996
MBA, Finance
DePaul University 1990 — 1992
BSC, Finance
Arielle Gradman Berlin Arielle Gradman Berlin's Dahlman Rose & Co. Experience June 2005 - September 2006
Job Office of the General Counsel at PwC
Industry Law Practice
Experience
PwC November 2013 - Present
The Forefront Law Group January 2012 - October 2013
Bank of New York Mellon 2006 - 2008
Dahlman Rose & Co. June 2005 - September 2006
Morgan, Lewis & Bockius LLP 1998 - 2005
Skills
Securities Regulation, Legal Research, Corporate Law, Legal Writing, Due Diligence, Mergers, Corporate Governance, Securities, Westlaw, Legal Assistance, Professional..., Career Counseling
Education
The George Washington University Law School 1995 — 1998
JD
Brandeis University 1991 — 1995
BA, History
PwC November 2013 - Present
The Forefront Law Group January 2012 - October 2013
Bank of New York Mellon 2006 - 2008
Dahlman Rose & Co. June 2005 - September 2006
Morgan, Lewis & Bockius LLP 1998 - 2005
Skills
Securities Regulation, Legal Research, Corporate Law, Legal Writing, Due Diligence, Mergers, Corporate Governance, Securities, Westlaw, Legal Assistance, Professional..., Career Counseling
Education
The George Washington University Law School 1995 — 1998
JD
Brandeis University 1991 — 1995
BA, History
Elliott Etheredge Elliott Etheredge's Dahlman Rose & Co. Experience April 2009 - June 2012
Job Chief Strategy Officer at Livingston International
Industry Logistics and Supply Chain
Experience
Livingston International March 2014 - Present
Livingston International October 2013 - March 2014
Livingston International July 2012 - October 2013
Dahlman Rose & Co. April 2009 - June 2012
JP Morgan June 2008 - December 2008
Bear Stearns 1999 - 2007
Sears, Roebuck de Mexico, S.A. de C.V. June 1995 - June 1997
Intertrans Corporation June 1993 - August 1995
Skills
Finance, Mergers & Acquisitions, Strategic Planning, Business Strategy, Strategic Communications, IPO, Debt & Equity Financing, Investment Banking, Divestitures, Capital Raising
Education
The University of Texas at Austin - Red McCombs School of Business 1997 — 1999
MBA, Finance
University of Richmond 1988 — 1992
BA, Spanish, International Studies
Livingston International March 2014 - Present
Livingston International October 2013 - March 2014
Livingston International July 2012 - October 2013
Dahlman Rose & Co. April 2009 - June 2012
JP Morgan June 2008 - December 2008
Bear Stearns 1999 - 2007
Sears, Roebuck de Mexico, S.A. de C.V. June 1995 - June 1997
Intertrans Corporation June 1993 - August 1995
Skills
Finance, Mergers & Acquisitions, Strategic Planning, Business Strategy, Strategic Communications, IPO, Debt & Equity Financing, Investment Banking, Divestitures, Capital Raising
Education
The University of Texas at Austin - Red McCombs School of Business 1997 — 1999
MBA, Finance
University of Richmond 1988 — 1992
BA, Spanish, International Studies
William Civitillo's Dahlman Rose & Co. Experience May 2011 - June 2011
Job Account Relationship Manager at Pico Quantitative Trading
Industry Financial Services
Experience
Pico Quantitative Trading August 2014 - Present
NYSE Euronext July 2013 - July 2014
Colgate Investment Office August 2011 - May 2013
Strategas Research Partners May 2012 - July 2012
Senator Mark Kirk January 2012 - May 2012
Merrill Lynch June 2011 - August 2011
Dahlman Rose & Co. May 2011 - June 2011
Skills
PowerPoint, Microsoft Excel, Microsoft Office, Stata, Microsoft Word, Bloomberg, Research, Economics, Statistics, Analysis, Financial Modeling, Financial Analysis, Data Analysis, Hedge Funds, Valuation, SAS, Entrepreneurship
Education
Colgate University 2009 — 2013
Bachelor’s Degree, Economics and Political Science Double Major
Tuck School of Business at Dartmouth 2011 — 2011
Bridge Program, Accounting, Corporate Finance, Marketing, Ethics, Strategy, Managerial Economics and Communication
Deerfield Academy 2006 — 2009
High School
Pico Quantitative Trading August 2014 - Present
NYSE Euronext July 2013 - July 2014
Colgate Investment Office August 2011 - May 2013
Strategas Research Partners May 2012 - July 2012
Senator Mark Kirk January 2012 - May 2012
Merrill Lynch June 2011 - August 2011
Dahlman Rose & Co. May 2011 - June 2011
Skills
PowerPoint, Microsoft Excel, Microsoft Office, Stata, Microsoft Word, Bloomberg, Research, Economics, Statistics, Analysis, Financial Modeling, Financial Analysis, Data Analysis, Hedge Funds, Valuation, SAS, Entrepreneurship
Education
Colgate University 2009 — 2013
Bachelor’s Degree, Economics and Political Science Double Major
Tuck School of Business at Dartmouth 2011 — 2011
Bridge Program, Accounting, Corporate Finance, Marketing, Ethics, Strategy, Managerial Economics and Communication
Deerfield Academy 2006 — 2009
High School
Stephen Parish Stephen Parish's Dahlman Rose & Co. Experience September 2011 - September 2012
Job Managing Director at Solebury Capital LLC
Industry Financial Services
Experience
Solebury Capital LLC November 2012 - Present
Dahlman Rose & Co. September 2011 - September 2012
Cantor Fitzgerald September 2009 - September 2011
Multi-strategy hedge fund October 2008 - September 2009
Bear Stearns 1983 - 2008
Skills
Equities, Equity Capital Markets, Hedge Funds, Capital Markets, Investment Banking, Valuation, Private Equity, Series 7, Asset Managment, Securities, Alternative Investments
Education
New York University - Leonard N. Stern School of Business
MBA, Finance
Tulane University
BA
Solebury Capital LLC November 2012 - Present
Dahlman Rose & Co. September 2011 - September 2012
Cantor Fitzgerald September 2009 - September 2011
Multi-strategy hedge fund October 2008 - September 2009
Bear Stearns 1983 - 2008
Skills
Equities, Equity Capital Markets, Hedge Funds, Capital Markets, Investment Banking, Valuation, Private Equity, Series 7, Asset Managment, Securities, Alternative Investments
Education
New York University - Leonard N. Stern School of Business
MBA, Finance
Tulane University
BA
Michael Kirk's Dahlman Rose & Co. Experience April 2007 - August 2009
Job Managing Director at RMK Maritime
Industry Maritime
Experience
RMK Maritime January 2013 - Present
MTK Capital, LLC October 2011 - Present
643 Capital Group September 2009 - October 2011
Dahlman Rose & Co. April 2007 - August 2009
DVB Bank SE April 2005 - April 2007
HSBC June 2003 - April 2005
Education
Columbia University in the City of New York 1999 — 2003
RMK Maritime January 2013 - Present
MTK Capital, LLC October 2011 - Present
643 Capital Group September 2009 - October 2011
Dahlman Rose & Co. April 2007 - August 2009
DVB Bank SE April 2005 - April 2007
HSBC June 2003 - April 2005
Education
Columbia University in the City of New York 1999 — 2003
John J Pearson's Dahlman Rose & Co. Experience June 2011 - September 2011
Job Consultant at J.S. Held LLC
Industry Construction
Experience
J S Held LLC August 2012 - Present
Dahlman Rose & Co. June 2011 - September 2011
Dahlman Rose & Co June 2011 - September 2011
Aqua Shine May 2004 - May 2009
Skills
Bloomberg, PowerPoint, Financial Analysis, Outlook, Excel, Word, Xactimate, Data Analysis, Insurance, Access, Project Planning, Microsoft Excel, Management, Sales, Research, Microsoft Word
Education
Rutgers Business School 2008 — 2011
BS, Finance
Brookdale Community College
Associate Degree, Business
J S Held LLC August 2012 - Present
Dahlman Rose & Co. June 2011 - September 2011
Dahlman Rose & Co June 2011 - September 2011
Aqua Shine May 2004 - May 2009
Skills
Bloomberg, PowerPoint, Financial Analysis, Outlook, Excel, Word, Xactimate, Data Analysis, Insurance, Access, Project Planning, Microsoft Excel, Management, Sales, Research, Microsoft Word
Education
Rutgers Business School 2008 — 2011
BS, Finance
Brookdale Community College
Associate Degree, Business
Tanner Strunk Tanner Strunk's Dahlman Rose & Co. Experience June 2012 - August 2012
Job Equity Research Associate at Cowen and Company
Industry Financial Services
Experience
Cowen and Company January 2014 - Present
UBS Investment Bank November 2013 - January 2014
Dahlman Rose & Co. June 2012 - August 2012
NextEra Energy Resources May 2011 - July 2011
NextEra Energy Resources May 2009 - July 2009
Florida Power & Light May 2008 - July 2008
Skills
Microsoft Office, Bloomberg Terminal, Blue Matrix, Analysis, Investments, Valuation, Management, Portfolio Management, Finance, Trading, Marketing, Asset Management, Energy, Sales, Investment Banking, Due Diligence
Education
Rensselaer Polytechnic Institute 2012 — 2013
Master of Science (M.S.), Financial Engineering and Risk Analytics
Rensselaer Polytechnic Institute - The Lally School of Management and Technology 2010 — 2012
B.S., Business management, 3.21
Northeastern University 2008 — 2010
Business Administration
benjamin
Cowen and Company January 2014 - Present
UBS Investment Bank November 2013 - January 2014
Dahlman Rose & Co. June 2012 - August 2012
NextEra Energy Resources May 2011 - July 2011
NextEra Energy Resources May 2009 - July 2009
Florida Power & Light May 2008 - July 2008
Skills
Microsoft Office, Bloomberg Terminal, Blue Matrix, Analysis, Investments, Valuation, Management, Portfolio Management, Finance, Trading, Marketing, Asset Management, Energy, Sales, Investment Banking, Due Diligence
Education
Rensselaer Polytechnic Institute 2012 — 2013
Master of Science (M.S.), Financial Engineering and Risk Analytics
Rensselaer Polytechnic Institute - The Lally School of Management and Technology 2010 — 2012
B.S., Business management, 3.21
Northeastern University 2008 — 2010
Business Administration
benjamin
Laura Royce's Dahlman Rose & Co. Experience June 2008 - May 2009
Job VP Finance at Jenlor International
Industry Investment Management
Experience
Jenlor International 2014 - Present
TBS Shipping Services July 2009 - March 2013
Dahlman Rose & Co. June 2008 - May 2009
TBS Shipping Services June 2006 - August 2006
Skills
Trading, International Trade, Maritime, Negotiation, Financial Analysis, Shipping, Microsoft Excel, Equities, Microsoft Office, Strategic Planning, Bloomberg, Financial Modeling, Valuation, Mergers, Transportation, Corporate Finance, Ports, Freight, International Shipping, Mergers & Acquisitions
Education
Boston University Questrom School of Business 2004 — 2008
Finance
Jenlor International 2014 - Present
TBS Shipping Services July 2009 - March 2013
Dahlman Rose & Co. June 2008 - May 2009
TBS Shipping Services June 2006 - August 2006
Skills
Trading, International Trade, Maritime, Negotiation, Financial Analysis, Shipping, Microsoft Excel, Equities, Microsoft Office, Strategic Planning, Bloomberg, Financial Modeling, Valuation, Mergers, Transportation, Corporate Finance, Ports, Freight, International Shipping, Mergers & Acquisitions
Education
Boston University Questrom School of Business 2004 — 2008
Finance
Cari Siegal Walker's Dahlman Rose & Co. Experience February 2011 - September 2012
Job Millennium PartnersDirector of PM Resources
Industry Financial Services
Experience
Millennium Partners June 2014 - Present
The HOPE Program January 2006 - Present
Jefferies & Company October 2012 - May 2014
Dahlman Rose & Co. February 2011 - September 2012
Macquarie Capital August 2008 - February 2011
Goldman Sachs Asset Management November 2005 - April 2008
Goldman Sachs January 2000 - November 2005
Private Wealth Management January 1999 - January 2001
Hambrecht & Quist March 1997 - July 1998
Private Wealth Management Division January 1997 - January 1998
Skills
Management, Marketing, Alternative Investments
Education
Kingswood Oxford School
RICHMOND COLLEGE
Richmond, The American International University in London
na
University of Rochester
University of Rochester
Bachelors of Arts, Political Science and Psychology
Millennium Partners June 2014 - Present
The HOPE Program January 2006 - Present
Jefferies & Company October 2012 - May 2014
Dahlman Rose & Co. February 2011 - September 2012
Macquarie Capital August 2008 - February 2011
Goldman Sachs Asset Management November 2005 - April 2008
Goldman Sachs January 2000 - November 2005
Private Wealth Management January 1999 - January 2001
Hambrecht & Quist March 1997 - July 1998
Private Wealth Management Division January 1997 - January 1998
Skills
Management, Marketing, Alternative Investments
Education
Kingswood Oxford School
RICHMOND COLLEGE
Richmond, The American International University in London
na
University of Rochester
University of Rochester
Bachelors of Arts, Political Science and Psychology
Nocerino, Michael's Dahlman Rose & Co. Experience October 2009 - March 2013
Job Equity Trader at GMP Securities LLC
Industry Financial Services
Experience
GMP Securities June 2014 - Present
Cowen and Company March 2013 - Present
Dahlman Rose & Co. October 2009 - March 2013
Merrill Lynch April 2006 - March 2009
Bloomberg LP September 2004 - April 2006
Education
St. John's University, The Peter J. Tobin College of Business 2007 — 2009
MBA, Finance
Siena College 2000 — 2004
GMP Securities June 2014 - Present
Cowen and Company March 2013 - Present
Dahlman Rose & Co. October 2009 - March 2013
Merrill Lynch April 2006 - March 2009
Bloomberg LP September 2004 - April 2006
Education
St. John's University, The Peter J. Tobin College of Business 2007 — 2009
MBA, Finance
Siena College 2000 — 2004
Sean Mahoney, CFA's Dahlman Rose & Co. Experience January 2011 - September 2012
Job Institutional Equity Trading
Industry Investment Management
Experience
Dahlman Rose & Co. January 2011 - September 2012
Island Trading April 2009 - November 2010
FBR January 2008 - April 2009
Prudential Equity Group April 2002 - August 2007
Bear Stearns August 1995 - April 2002
Skills
Series 7, Equity Trading, Series 63, Equities, Bloomberg, Trading, Series 24, Securities, Hedge Funds, Capital Markets, Trading Systems, Electronic Trading, Fixed Income, Options, Investments
Education
Fordham University - Graduate School of Business Administration 2003 — 2005
mba
Towson University 1991 — 1995
BS, Business Adm.
Dahlman Rose & Co. January 2011 - September 2012
Island Trading April 2009 - November 2010
FBR January 2008 - April 2009
Prudential Equity Group April 2002 - August 2007
Bear Stearns August 1995 - April 2002
Skills
Series 7, Equity Trading, Series 63, Equities, Bloomberg, Trading, Series 24, Securities, Hedge Funds, Capital Markets, Trading Systems, Electronic Trading, Fixed Income, Options, Investments
Education
Fordham University - Graduate School of Business Administration 2003 — 2005
mba
Towson University 1991 — 1995
BS, Business Adm.
Chris Walling's Dahlman Rose & Co. Experience December 2010 - March 2013
Job Oil and Gas E&P Analyst at Cowen and Company
Industry Financial Services
Experience
Cowen and Company March 2013 - Present
Dahlman Rose & Co. December 2010 - March 2013
Sidoti & Company, LLC September 2008 - December 2010
KPMG LLP. September 2005 - August 2008
Skills
Equity Research, Capital Markets
Education
Marist College 2001 — 2005
BA Accouting/Business Admin Finance
Cowen and Company March 2013 - Present
Dahlman Rose & Co. December 2010 - March 2013
Sidoti & Company, LLC September 2008 - December 2010
KPMG LLP. September 2005 - August 2008
Skills
Equity Research, Capital Markets
Education
Marist College 2001 — 2005
BA Accouting/Business Admin Finance
LoVecchio, Michael's Dahlman Rose & Co. Experience September 2008 - Present
Job Director, Cowen and Company
Industry Financial Services
Experience
Dahlman Rose & Co. September 2008 - Present
Lehman Brothers May 2005 - September 2008
Education
Lehigh University 1998 — 2002
Science, Finance/Marketing
Lehigh University - College of Business and Economics 1998 — 2002
Dahlman Rose & Co. September 2008 - Present
Lehman Brothers May 2005 - September 2008
Education
Lehigh University 1998 — 2002
Science, Finance/Marketing
Lehigh University - College of Business and Economics 1998 — 2002
Finbarr Power's Dahlman Rose & Co. Experience September 2010 - July 2013
Job Finance Manager at Health Republic Insurance of New Jersey
Industry Banking
Experience
Health Republic Insurance of New Jersey January 2014 - Present
Dahlman Rose & Co. September 2010 - July 2013
Tullett Prebon March 2007 - September 2010
Marsh & McLennan Companies, Inc. March 2006 - March 2007
Altria September 1997 - May 2005
Education
Pace University 2004 — 2005
Master of Arts (M.A.), Psychology
Barnard College 1996 — 2000
Bachelor of Business Administration (BBA), Accounting
Health Republic Insurance of New Jersey January 2014 - Present
Dahlman Rose & Co. September 2010 - July 2013
Tullett Prebon March 2007 - September 2010
Marsh & McLennan Companies, Inc. March 2006 - March 2007
Altria September 1997 - May 2005
Education
Pace University 2004 — 2005
Master of Arts (M.A.), Psychology
Barnard College 1996 — 2000
Bachelor of Business Administration (BBA), Accounting
Sarah (O'Rielly) Prisco's Dahlman Rose & Co. Experience January 2012 - May 2012
Job Research Analyst
Industry Oil & Energy
Experience
Dahlman Rose & Co. January 2012 - May 2012
RBC Capital Markets September 2008 - February 2012
JPMorgan March 2005 - June 2008
Cowen and Company 2004 - 2005
Thomson Financial 2003 - 2004
Skills
Equity Research, High Yield, Energy, Research, Credit, Valuation, Capital Markets, Corporate Finance, Equities, Series 7, Financial Modeling, Equity Valuation, Private Equity, Equity Capital Markets, Risk Management, Bloomberg, Financial Analysis, Financial Markets, Fixed Income
Education
College of the Holy Cross 1999 — 2003
Bachelor's degree, Economics
Dahlman Rose & Co. January 2012 - May 2012
RBC Capital Markets September 2008 - February 2012
JPMorgan March 2005 - June 2008
Cowen and Company 2004 - 2005
Thomson Financial 2003 - 2004
Skills
Equity Research, High Yield, Energy, Research, Credit, Valuation, Capital Markets, Corporate Finance, Equities, Series 7, Financial Modeling, Equity Valuation, Private Equity, Equity Capital Markets, Risk Management, Bloomberg, Financial Analysis, Financial Markets, Fixed Income
Education
College of the Holy Cross 1999 — 2003
Bachelor's degree, Economics
Brian Rauscher's Dahlman Rose & Co. Experience 2011 - November 2011
Job Chief Portfolio Strategist at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. April 2012 - Present
Wedge Partners 2011 - March 2012
Dahlman Rose & Co. 2011 - November 2011
Fortress Investment Group 2009 - 2010
Brown Brothers Harriman April 2004 - July 2009
Morgan Stanley 1995 - 2001
Skills
Equity Research, Series 7, Valuation, Equities, Bloomberg, Investments, Portfolio Management, Hedge Funds, CFA, Investment Strategies, Series 63, Trading Strategies, Data Modeling, Client Interfacing, Quantitative Analysis, Economics
Education
Temple University - Fox School of Business and Management
Master of Business Administration (MBA), Finance, General
Robert W. Baird & Co. April 2012 - Present
Wedge Partners 2011 - March 2012
Dahlman Rose & Co. 2011 - November 2011
Fortress Investment Group 2009 - 2010
Brown Brothers Harriman April 2004 - July 2009
Morgan Stanley 1995 - 2001
Skills
Equity Research, Series 7, Valuation, Equities, Bloomberg, Investments, Portfolio Management, Hedge Funds, CFA, Investment Strategies, Series 63, Trading Strategies, Data Modeling, Client Interfacing, Quantitative Analysis, Economics
Education
Temple University - Fox School of Business and Management
Master of Business Administration (MBA), Finance, General
Matt Rovelli's Dahlman Rose & Co. Experience November 2011 - March 2013
Job Managing Director, Head of Energy Investment Banking at Cowen and Company, LLC
Industry Investment Banking
Experience
Cowen and Company March 2013 - Present
Dahlman Rose & Co. November 2011 - March 2013
Dahlman Rose & Co. January 2007 - March 2013
Bear Stearns 2000 - 2006
Skills
Series 7, Series 63, Series 24, Capital Markets, Equities, Bloomberg, Equity Research, Investment Banking, Securities, Valuation, Financial Markets, Financial Modeling
Education
Colgate University 1996 — 2000
Bachelor of Arts (B.A.), Economics
New Rochelle High School 1992 — 1996
Jones Graduate School of Business, Rice University
Jones Graduate School of Business, Rice University
Cowen and Company March 2013 - Present
Dahlman Rose & Co. November 2011 - March 2013
Dahlman Rose & Co. January 2007 - March 2013
Bear Stearns 2000 - 2006
Skills
Series 7, Series 63, Series 24, Capital Markets, Equities, Bloomberg, Equity Research, Investment Banking, Securities, Valuation, Financial Markets, Financial Modeling
Education
Colgate University 1996 — 2000
Bachelor of Arts (B.A.), Economics
New Rochelle High School 1992 — 1996
Jones Graduate School of Business, Rice University
Jones Graduate School of Business, Rice University
Douglas Lempa's Dahlman Rose & Co. Experience September 2008 - March 2011
Job Institutional Equity Sales at Barclays Capital
Industry Financial Services
Experience
Barclays Capital May 2011 - Present
Dahlman Rose & Co. September 2008 - March 2011
Stifel Nicolaus June 2007 - August 2007
Education
Cornell University 2004 — 2008
B.S., Applied Economics and Management
Barclays Capital May 2011 - Present
Dahlman Rose & Co. September 2008 - March 2011
Stifel Nicolaus June 2007 - August 2007
Education
Cornell University 2004 — 2008
B.S., Applied Economics and Management
Steven Kopits's Dahlman Rose & Co. Experience Vice PresidentDahlmar Rose & Co.January 2007 - Present
Job Vice President at Dahlman Rose & Co.
Industry Capital Markets
Experience
Dahlman Rose & Co. Vice PresidentDahlmar Rose & Co.January 2007 - Present
Education
Haverford College 1979 — 1983
Dahlman Rose & Co. Vice PresidentDahlmar Rose & Co.January 2007 - Present
Education
Haverford College 1979 — 1983
Jason Rubin's Dahlman Rose & Co. Experience April 2009 - March 2013
Job Director, Institutional Equity Research Sales
Industry Financial Services
Experience
Macquarie Group April 2013 - Present
Dahlman Rose & Co. April 2009 - March 2013
Bear Stearns August 2004 - May 2008
Skills
Equities
Education
The George Washington University - School of Business
Macquarie Group April 2013 - Present
Dahlman Rose & Co. April 2009 - March 2013
Bear Stearns August 2004 - May 2008
Skills
Equities
Education
The George Washington University - School of Business
James Sapanski's Dahlman Rose & Co. Experience June 2008 - October 2009
Job Research Associate at Dahlman Rose & Co.
Industry Financial Services
Experience
Scoria Capital Partners, LP August 2013 - Present
Diamondback Capital October 2009 - December 2012
Dahlman Rose & Co. June 2008 - October 2009
Bear Stearns July 2007 - June 2008
Education
Kenyon College 2003 — 2007
Scoria Capital Partners, LP August 2013 - Present
Diamondback Capital October 2009 - December 2012
Dahlman Rose & Co. June 2008 - October 2009
Bear Stearns July 2007 - June 2008
Education
Kenyon College 2003 — 2007
Michael Elzahr, CFA's Dahlman Rose & Co. Experience January 2010 - May 2011
Job Experienced Investment Analyst
Industry Investment Management
Experience
Harbor Advisors August 2011 - August 2015
Dahlman Rose & Co. January 2010 - May 2011
Deutsche Asset Management June 2008 - August 2008
Trillium Trading September 2002 - June 2007
Skills
Equity Research, Financial Modeling, Valuation, Bloomberg, Equities, Equity Valuation, Series 7, Investments, Financial Analysis, Investment Management, Analysis, Trading, Portfolio Management
Education
University of Michigan - Stephen M. Ross School of Business 2007 — 2009
MBA, Finance and Strategy
Cornell University 1998 — 2002
B.S., Chemical Engineering
Harbor Advisors August 2011 - August 2015
Dahlman Rose & Co. January 2010 - May 2011
Deutsche Asset Management June 2008 - August 2008
Trillium Trading September 2002 - June 2007
Skills
Equity Research, Financial Modeling, Valuation, Bloomberg, Equities, Equity Valuation, Series 7, Investments, Financial Analysis, Investment Management, Analysis, Trading, Portfolio Management
Education
University of Michigan - Stephen M. Ross School of Business 2007 — 2009
MBA, Finance and Strategy
Cornell University 1998 — 2002
B.S., Chemical Engineering
Scott Willis, CFA's Dahlman Rose & Co. Experience June 2010 - January 2012
Job Financial Analyst at TD
Industry Banking
Experience
TD December 2013 - Present
Credit Suisse January 2012 - December 2013
Dahlman Rose & Co. June 2010 - January 2012
BNY Mellon August 2006 - June 2010
Skills
Portfolio Management, Asset Allocation, Financial Modeling, Liquidation Analysis, Covenant Analysis, Equity Research Analysis, Analysis, Fixed Income
Education
Bucknell University 2002 — 2006
B.S. Business, Economics; history and business
TD December 2013 - Present
Credit Suisse January 2012 - December 2013
Dahlman Rose & Co. June 2010 - January 2012
BNY Mellon August 2006 - June 2010
Skills
Portfolio Management, Asset Allocation, Financial Modeling, Liquidation Analysis, Covenant Analysis, Equity Research Analysis, Analysis, Fixed Income
Education
Bucknell University 2002 — 2006
B.S. Business, Economics; history and business
Christopher Siska's Dahlman Rose & Co. Experience February 2010 - February 2013
Job Director, Investment Banking at Cowen and Company
Industry Investment Banking
Experience
Cowen and Company February 2013 - Present
Dahlman Rose & Co. February 2010 - February 2013
Dahlman Rose & Co. November 2008 - February 2010
Bear Stearns June 2007 - August 2008
Bear Stearns February 2005 - June 2007
Bear Stearns June 2003 - February 2005
Skills
Corporate Finance, Capital Markets, Cross-border..., Mergers, Valuation, Comparative Analysis, DCF, Mining, Metals, Precious Metals, Canada, High Yield, Series 7, Investments, Fixed Income, Series 63, Investment Banking, Equity Capital Markets, Equities, Hedge Funds, Mergers & Acquisitions, Equity Research, LBO, Finance, Financial Modeling
Education
Loyola College in Maryland 1999 — 2003
BA, Finance
Cowen and Company February 2013 - Present
Dahlman Rose & Co. February 2010 - February 2013
Dahlman Rose & Co. November 2008 - February 2010
Bear Stearns June 2007 - August 2008
Bear Stearns February 2005 - June 2007
Bear Stearns June 2003 - February 2005
Skills
Corporate Finance, Capital Markets, Cross-border..., Mergers, Valuation, Comparative Analysis, DCF, Mining, Metals, Precious Metals, Canada, High Yield, Series 7, Investments, Fixed Income, Series 63, Investment Banking, Equity Capital Markets, Equities, Hedge Funds, Mergers & Acquisitions, Equity Research, LBO, Finance, Financial Modeling
Education
Loyola College in Maryland 1999 — 2003
BA, Finance
Jerry Serowik's Dahlman Rose & Co. Experience June 2008 - October 2009
Job Wells Fargo Securities
Industry Investment Banking
Experience
Wells Fargo Securities November 2009 - Present
Dahlman Rose & Co. June 2008 - October 2009
Bear, Stearns & Co., Inc. July 2003 - June 2008
Education
Columbia University in the City of New York 1999 — 2003
BA, Economics
Wells Fargo Securities November 2009 - Present
Dahlman Rose & Co. June 2008 - October 2009
Bear, Stearns & Co., Inc. July 2003 - June 2008
Education
Columbia University in the City of New York 1999 — 2003
BA, Economics
ivan suleiman's Dahlman Rose & Co. Experience May 2011 - Present
Job Research Associate at Dahlman Rose & Co.
Industry Financial Services
Experience
Dahlman Rose & Co. May 2011 - Present
Halliburton December 2008 - September 2010
American Chemical Society 2004 - 2006
Education
Northwestern University
Master of Science (M.S.)
Dahlman Rose & Co. May 2011 - Present
Halliburton December 2008 - September 2010
American Chemical Society 2004 - 2006
Education
Northwestern University
Master of Science (M.S.)
Alan English's Dahlman Rose & Co. Experience December 2010 - October 2011
Job Equity Sales & Trading at Imperial Capital
Industry Investment Banking
Experience
Imperial Capital October 2011 - Present
Dahlman Rose & Co. December 2010 - October 2011
Skills
Series 7, Series 63, Bloomberg Terminal, Microsoft Excel, Equity Research, Equities, Bloomberg, Hedge Funds, FINRA, Electronic Trading, Equity Trading, Trading, Fixed Income, Valuation, Client-focused, Communication, Superior written &...
Education
Rollins College
BA, Economics
Imperial Capital October 2011 - Present
Dahlman Rose & Co. December 2010 - October 2011
Skills
Series 7, Series 63, Bloomberg Terminal, Microsoft Excel, Equity Research, Equities, Bloomberg, Hedge Funds, FINRA, Electronic Trading, Equity Trading, Trading, Fixed Income, Valuation, Client-focused, Communication, Superior written &...
Education
Rollins College
BA, Economics
Anthony Socci's Dahlman Rose & Co. Experience 2008 - Present
Job Managing Director Energy Investment Banking
Industry Investment Banking
Experience
Global Hunter Securities February 2014 - Present
Dahlman Rose & Co. 2008 - Present
ING Investment Management August 2004 - March 2008
Dreyfus Corp. March 1980 - July 2004
Skills
Equities, Hedge Funds, Equity Research, Capital Markets, Series 7, Bloomberg, Investments, Valuation, Financial Modeling, Fixed Income, Series 63, Securities, Investor Relations
Education
Saint John's University - Peter J. Tobin College of Business 1976 — 1979
BS
Global Hunter Securities February 2014 - Present
Dahlman Rose & Co. 2008 - Present
ING Investment Management August 2004 - March 2008
Dreyfus Corp. March 1980 - July 2004
Skills
Equities, Hedge Funds, Equity Research, Capital Markets, Series 7, Bloomberg, Investments, Valuation, Financial Modeling, Fixed Income, Series 63, Securities, Investor Relations
Education
Saint John's University - Peter J. Tobin College of Business 1976 — 1979
BS
Carolyn Oliner's Dahlman Rose & Co. Experience July 2012 - March 2013
Job Supervisory Analyst and Options Principal
Industry Financial Services
Experience
Piper Jaffray June 2015 - Present
J.P. Morgan March 2015 - May 2015
Citi September 2013 - February 2015
J.P. Morgan May 2013 - August 2013
Dahlman Rose & Co. July 2012 - March 2013
BofA Merrill Lynch Global Research April 2004 - March 2012
Neuberger Berman April 1999 - March 2004
Skills
Series 4, 7, 16, 24,...
Education
Brown University 1978 — 1982
B.A., European History
Piper Jaffray June 2015 - Present
J.P. Morgan March 2015 - May 2015
Citi September 2013 - February 2015
J.P. Morgan May 2013 - August 2013
Dahlman Rose & Co. July 2012 - March 2013
BofA Merrill Lynch Global Research April 2004 - March 2012
Neuberger Berman April 1999 - March 2004
Skills
Series 4, 7, 16, 24,...
Education
Brown University 1978 — 1982
B.A., European History
Cameron S. Murphy's Dahlman Rose & Co. Experience October 2010 - April 2011
Job Murphy Capital Management, Inc.
Industry Investment Management
Experience
Murphy Capital Management, Inc. November 2012 - Present
DNB Markets May 2011 - July 2012
Dahlman Rose & Co. October 2010 - April 2011
Chilton Investment Company July 2000 - January 2009
Skills
Hedge Funds, Equities, Bloomberg, Capital Markets, Equity Trading, Derivatives, Investments, Trading, Asset Managment, Securities, Alternative Investments, Valuation, Equity Research, Asset Management, Financial Modeling, Portfolio Management
Education
St. Lawrence University 1996 — 2000
Bachelors, Economic
Deerfield Academy 1992 — 1996
Murphy Capital Management, Inc. November 2012 - Present
DNB Markets May 2011 - July 2012
Dahlman Rose & Co. October 2010 - April 2011
Chilton Investment Company July 2000 - January 2009
Skills
Hedge Funds, Equities, Bloomberg, Capital Markets, Equity Trading, Derivatives, Investments, Trading, Asset Managment, Securities, Alternative Investments, Valuation, Equity Research, Asset Management, Financial Modeling, Portfolio Management
Education
St. Lawrence University 1996 — 2000
Bachelors, Economic
Deerfield Academy 1992 — 1996
Susan Brodnicki's Dahlman Rose & Co. Experience 2006 - 2008
Job Wine Consultant
Industry Wine and Spirits
Experience
Wine Consultant February 2014 - Present
Wine Consultant October 2011 - January 2014
DNB NOR 2010 - 2012
DAHLMAN ROSE & CO. 2006 - 2008
Harbinger Capital Partners 2004 - 2006
DEBTTRADERS 2004 - 2004
Viacom 2001 - 2002
Shopping.com 1999 - 2001
ING BARINGS FURMAN SELZ LLC 1997 - 1999
Skills
Wine, Wine Tasting, Sales, Business Development, New Business Development, Media Relations, Winemaking, Beer, Marketing Strategy, Social Media, Food & Beverage
Education
American Sommelier Association 2009 — 2013
Blind Tasting, Viticulture & Vinification
American Sommelier Association 2009 — 2013
Viticulture & Vinification
Harvard University 1993 — 1997
AB, Government
Fox Lane High School 1989 — 1993
Wine Consultant February 2014 - Present
Wine Consultant October 2011 - January 2014
DNB NOR 2010 - 2012
DAHLMAN ROSE & CO. 2006 - 2008
Harbinger Capital Partners 2004 - 2006
DEBTTRADERS 2004 - 2004
Viacom 2001 - 2002
Shopping.com 1999 - 2001
ING BARINGS FURMAN SELZ LLC 1997 - 1999
Skills
Wine, Wine Tasting, Sales, Business Development, New Business Development, Media Relations, Winemaking, Beer, Marketing Strategy, Social Media, Food & Beverage
Education
American Sommelier Association 2009 — 2013
Blind Tasting, Viticulture & Vinification
American Sommelier Association 2009 — 2013
Viticulture & Vinification
Harvard University 1993 — 1997
AB, Government
Fox Lane High School 1989 — 1993
David Frischkorn's Dahlman Rose & Co. Experience August 2004 - November 2011
Job Managing Director at Global Hunter Securities
Industry Banking
Experience
Global Hunter Securities November 2011 - Present
Dahlman Rose & Co. August 2004 - November 2011
Jefferies & Company, Inc. 1996 - 2003
Education
Columbia Business School
Global Hunter Securities November 2011 - Present
Dahlman Rose & Co. August 2004 - November 2011
Jefferies & Company, Inc. 1996 - 2003
Education
Columbia Business School
Novid Rassouli's Dahlman Rose & Co. Experience May 2012 - March 2013
Job Vice President at Cowen and Company
Industry Financial Services
Experience
Cowen and Company March 2013 - Present
Dahlman Rose & Co. May 2012 - March 2013
Sidoti & Company, LLC April 2011 - May 2012
LD MICRO 2007 - 2011
William O'Neil + Co. Inc. 2006 - 2007
Education
University of California, Santa Cruz 2002 — 2006
BA, Economics
Cowen and Company March 2013 - Present
Dahlman Rose & Co. May 2012 - March 2013
Sidoti & Company, LLC April 2011 - May 2012
LD MICRO 2007 - 2011
William O'Neil + Co. Inc. 2006 - 2007
Education
University of California, Santa Cruz 2002 — 2006
BA, Economics
Alec Taliaferro's Dahlman Rose & Co. Experience February 2011 - August 2011
Job General Partner Taliaferro LLC
Industry Investment Management
Experience
MLV & Company September 2013 - July 2014
Maxim Group April 2013 - August 2013
Aegis Capital September 2012 - April 2013
Dahlman Rose & Co. February 2011 - August 2011
Taliaferro LLC January 2000 - December 2009
CIBC World Markets December 1997 - July 1999
Oppenheimer & Co. June 1993 - December 1997
Legg Mason April 1988 - October 1992
Putnam Investments July 1988 - April 1990
Skills
Series 7, Series 63, Bloomberg, Mutual Funds, Hedge Funds, Asset Managment, Capital Markets, Equities, Securities, Equity Research, Trading, Finance, Asset Management, Investments, Fixed Income, Equity Trading
Education
Hampden-Sydney College 1984 — 1988
BA
St Pauls School
MLV & Company September 2013 - July 2014
Maxim Group April 2013 - August 2013
Aegis Capital September 2012 - April 2013
Dahlman Rose & Co. February 2011 - August 2011
Taliaferro LLC January 2000 - December 2009
CIBC World Markets December 1997 - July 1999
Oppenheimer & Co. June 1993 - December 1997
Legg Mason April 1988 - October 1992
Putnam Investments July 1988 - April 1990
Skills
Series 7, Series 63, Bloomberg, Mutual Funds, Hedge Funds, Asset Managment, Capital Markets, Equities, Securities, Equity Research, Trading, Finance, Asset Management, Investments, Fixed Income, Equity Trading
Education
Hampden-Sydney College 1984 — 1988
BA
St Pauls School
Haithum Nokta's Dahlman Rose & Co. Experience June 2010 - August 2010
Job Associate Analyst at Clarkson Capital Markets
Industry Financial Services
Experience
Clarkson Capital Markets June 2012 - Present
Global Hunter Securities August 2011 - June 2012
Dahlman Rose & Co. June 2010 - August 2010
Skills
Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Financial Analysis, SQL, Research, Teamwork, Accounting, Financial Modeling
Education
University of Maryland - Robert H. Smith School of Business 2007 — 2011
BS, Finance
University of Maryland College Park 2007 — 2011
Clarkson Capital Markets June 2012 - Present
Global Hunter Securities August 2011 - June 2012
Dahlman Rose & Co. June 2010 - August 2010
Skills
Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Financial Analysis, SQL, Research, Teamwork, Accounting, Financial Modeling
Education
University of Maryland - Robert H. Smith School of Business 2007 — 2011
BS, Finance
University of Maryland College Park 2007 — 2011
Glenn Whitaker's Dahlman Rose & Co. Experience January 2008 - March 2009
Job Institutional Sales at CapStone Investments
Industry Financial Services
Experience
CapStone Investments May 2009 - November 2009
Dahlman Rose & Co. January 2008 - March 2009
RFJ Meiswinkel February 2005 - December 2007
Education
University of California, San Diego 1989 — 1993
Bachelor's Degree in Spanish Literature
CapStone Investments May 2009 - November 2009
Dahlman Rose & Co. January 2008 - March 2009
RFJ Meiswinkel February 2005 - December 2007
Education
University of California, San Diego 1989 — 1993
Bachelor's Degree in Spanish Literature
Chad Eppolito's Dahlman Rose & Co. Experience December 2010 - March 2013
Job Equity Sales and Trading Compliance Officer at Cowen and Company
Industry Financial Services
Experience
Cowen and Company March 2013 - Present
Dahlman Rose & Co. December 2010 - March 2013
SecondMarket, Inc. August 2009 - December 2010
Bank of America May 2005 - February 2009
J.P. Morgan January 2002 - May 2005
J.P. Morgan September 2000 - January 2002
Skills
Derivatives, Equity Trading, Equities, Series 7, Series 63, Trading, Series 24, Broker-Dealer Compliance, Broker-Dealer Operations, Regulatory Examinations
Education
Syracuse University
Bachelor's degree, Finance, General
Cowen and Company March 2013 - Present
Dahlman Rose & Co. December 2010 - March 2013
SecondMarket, Inc. August 2009 - December 2010
Bank of America May 2005 - February 2009
J.P. Morgan January 2002 - May 2005
J.P. Morgan September 2000 - January 2002
Skills
Derivatives, Equity Trading, Equities, Series 7, Series 63, Trading, Series 24, Broker-Dealer Compliance, Broker-Dealer Operations, Regulatory Examinations
Education
Syracuse University
Bachelor's degree, Finance, General
Shaan Sheikh, CFA's Dahlman Rose & Co. Experience May 2009 - May 2011
Job MBA Candidate at Columbia Business School
Industry Financial Services
Experience
GE Energy Financial Services June 2015 - August 2015
Morgan Stanley May 2011 - June 2014
Dahlman Rose & Co. May 2009 - May 2011
JP Morgan July 2008 - January 2009
JP Morgan May 2007 - August 2007
Skills
Equity Research, Financial Modeling, Valuation, Equities, Corporate Finance, Due Diligence, Capital Markets, Fixed Income, Investment Management, Investment Banking, Hedge Funds, Bloomberg, Business Strategy, IPO, Mergers & Acquisitions, Investments
Education
Columbia University - Columbia Business School 2014 — 2016
Master of Business Administration (M.B.A.)
University of Pennsylvania 2003 — 2007
Bachelor of Applied Science (BASc), Systems Engineering
University of Pennsylvania - The Wharton School 2003 — 2007
Bachelor of Science (B.Sc.), Economics, Finance
GE Energy Financial Services June 2015 - August 2015
Morgan Stanley May 2011 - June 2014
Dahlman Rose & Co. May 2009 - May 2011
JP Morgan July 2008 - January 2009
JP Morgan May 2007 - August 2007
Skills
Equity Research, Financial Modeling, Valuation, Equities, Corporate Finance, Due Diligence, Capital Markets, Fixed Income, Investment Management, Investment Banking, Hedge Funds, Bloomberg, Business Strategy, IPO, Mergers & Acquisitions, Investments
Education
Columbia University - Columbia Business School 2014 — 2016
Master of Business Administration (M.B.A.)
University of Pennsylvania 2003 — 2007
Bachelor of Applied Science (BASc), Systems Engineering
University of Pennsylvania - The Wharton School 2003 — 2007
Bachelor of Science (B.Sc.), Economics, Finance
Erik Codrington's Dahlman Rose & Co. Experience September 2010 - July 2011
Job Managing Director, Project Finance at Bank of TokyoMitsubishi UFJ
Industry Investment Banking
Experience
Bank of Tokyo-Mitsubishi UFJ July 2011 - Present
Dahlman Rose & Co. September 2010 - July 2011
U.S. Department of Energy May 2009 - September 2010
Citigroup 2004 - 2009
JPMorgan 1994 - 2003
Swiss Bank Corporation January 1992 - January 1994
US NAVY June 1986 - June 1990
Education
Duke University - The Fuqua School of Business 1990 — 1992
MBA, Finance
Cornell University 1982 — 1986
BA, Economics, International Relations
Bank of Tokyo-Mitsubishi UFJ July 2011 - Present
Dahlman Rose & Co. September 2010 - July 2011
U.S. Department of Energy May 2009 - September 2010
Citigroup 2004 - 2009
JPMorgan 1994 - 2003
Swiss Bank Corporation January 1992 - January 1994
US NAVY June 1986 - June 1990
Education
Duke University - The Fuqua School of Business 1990 — 1992
MBA, Finance
Cornell University 1982 — 1986
BA, Economics, International Relations
Frank Morgan's Dahlman Rose & Co. Experience August 2008 - June 2013
Job SVP Institutional Equities at FBR
Industry Financial Services
Experience
FBR January 2015 - Present
Financial Industry Regulatory Authority (FINRA) 2013 - Present
Dahlman Rose & Co. August 2008 - June 2013
Dahlman Rose 2008 - 2009
Cowen and Company June 2003 - June 2008
cowen 2003 - 2008
Fidelity Investments 1996 - 1997
Skills
Capital Markets, Equity Trading, Equities, Bloomberg, Series 7, Trading, Electronic Trading
Education
St. John's University, The Peter J. Tobin College of Business 1993 — 1997
BS, Finance
FBR January 2015 - Present
Financial Industry Regulatory Authority (FINRA) 2013 - Present
Dahlman Rose & Co. August 2008 - June 2013
Dahlman Rose 2008 - 2009
Cowen and Company June 2003 - June 2008
cowen 2003 - 2008
Fidelity Investments 1996 - 1997
Skills
Capital Markets, Equity Trading, Equities, Bloomberg, Series 7, Trading, Electronic Trading
Education
St. John's University, The Peter J. Tobin College of Business 1993 — 1997
BS, Finance
Keith Phillips's Dahlman Rose & Co. Experience August 2008 - May 2013
Job Managing Director at Cowen and Company
Industry Investment Banking
Experience
Cowen and Company August 2008 - Present
Dahlman Rose & Co. August 2008 - May 2013
Skills
Investment Banking, Private Equity, Corporate Finance, Mergers, Hedge Funds, Mining
Education
The University of Chicago 1984 — 1986
MBA, Finance
Laurentian University/Université Laurentienne 1978 — 1982
Bachelor of Commerce (B.Com.), Accounting and Finance
Cowen and Company August 2008 - Present
Dahlman Rose & Co. August 2008 - May 2013
Skills
Investment Banking, Private Equity, Corporate Finance, Mergers, Hedge Funds, Mining
Education
The University of Chicago 1984 — 1986
MBA, Finance
Laurentian University/Université Laurentienne 1978 — 1982
Bachelor of Commerce (B.Com.), Accounting and Finance
Mark Schulte's Dahlman Rose & Co. Experience August 2008 - May 2013
Job Managing Director & Group Head Transportation
Industry Investment Banking
Experience
Cowen & Co. May 2013 - Present
Dahlman Rose & Co. August 2008 - May 2013
Mesa Airlines 2011 - 2011
Seabury Group 2006 - 2008
Taurus Corporate Finance Group 2002 - 2006
Merrill Lynch 1984 - 2002
Education
Dartmouth College
A.B., Economics
University of Chicago Graduate School of Business
MBA, Finance and Accounting
Cowen & Co. May 2013 - Present
Dahlman Rose & Co. August 2008 - May 2013
Mesa Airlines 2011 - 2011
Seabury Group 2006 - 2008
Taurus Corporate Finance Group 2002 - 2006
Merrill Lynch 1984 - 2002
Education
Dartmouth College
A.B., Economics
University of Chicago Graduate School of Business
MBA, Finance and Accounting
Chris Turnure's Dahlman Rose & Co. Experience January 2011 - September 2011
Job Analyst at J.P. Morgan
Industry Investment Banking
Experience
J.P. Morgan September 2011 - Present
Dahlman Rose & Co. January 2011 - September 2011
Dahlman Rose & Co. May 2007 - December 2010
Education
Boston College 2002 — 2006
J.P. Morgan September 2011 - Present
Dahlman Rose & Co. January 2011 - September 2011
Dahlman Rose & Co. May 2007 - December 2010
Education
Boston College 2002 — 2006
Julian Goldblatt's Dahlman Rose & Co. Experience January 2011 - February 2013
Job Equity Research
Industry Financial Services
Experience
Cowen and Company February 2013 - Present
Dahlman Rose & Co. January 2011 - February 2013
Skills
Project Management, Microsoft Excel, Financial Analysis, Financial Modeling, Series 63, Series 7, Equities, Business Analysis, Risk Management, Analysis, Equity Research, Corporate Finance, Bloomberg, Capital Markets
Education
State University of New York at Buffalo 2001 — 2005
Political Science and Government
Oxford University 2003 — 2004
International Policy Analysis
Cowen and Company February 2013 - Present
Dahlman Rose & Co. January 2011 - February 2013
Skills
Project Management, Microsoft Excel, Financial Analysis, Financial Modeling, Series 63, Series 7, Equities, Business Analysis, Risk Management, Analysis, Equity Research, Corporate Finance, Bloomberg, Capital Markets
Education
State University of New York at Buffalo 2001 — 2005
Political Science and Government
Oxford University 2003 — 2004
International Policy Analysis
Rob Weinstein's Dahlman Rose & Co. Experience August 2010 - May 2011
Job Managing Director Equities at FBN Securities Inc.
Industry Financial Services
Experience
FBN Securities Inc. January 2015 - Present
National Alliance Capital Markets November 2011 - January 2015
Dahlman Rose & Co. August 2010 - May 2011
Lighthouse Financial Group, LLC June 2008 - August 2010
Bear Stearns July 2004 - June 2008
Burlington Capital Markets April 2002 - July 2004
Instinet Corporation August 1992 - April 2002
Skills
Equities, Equity Trading, Hedge Funds, Trading, Series 7, Electronic Trading
Education
New York University - Leonard N. Stern School of Business 1991 — 1992
MBA, Finance, International Business
University of Florida 1980 — 1984
BS, Mathematics Educaton
FBN Securities Inc. January 2015 - Present
National Alliance Capital Markets November 2011 - January 2015
Dahlman Rose & Co. August 2010 - May 2011
Lighthouse Financial Group, LLC June 2008 - August 2010
Bear Stearns July 2004 - June 2008
Burlington Capital Markets April 2002 - July 2004
Instinet Corporation August 1992 - April 2002
Skills
Equities, Equity Trading, Hedge Funds, Trading, Series 7, Electronic Trading
Education
New York University - Leonard N. Stern School of Business 1991 — 1992
MBA, Finance, International Business
University of Florida 1980 — 1984
BS, Mathematics Educaton
Alex Loureiro's Dahlman Rose & Co. Experience 2010 - March 2013
Job Trading and Operations at New Science Capital Management
Industry Financial Services
Experience
Canaccord Genuity Inc. April 2013 - April 2014
Dahlman Rose & Co. 2010 - March 2013
Raven Securities Corp. 2009 - 2010
RBC 2005 - 2009
Tradition 2003 - 2004
Credit Lyonnais Securities 2001 - 2003
Prudential Securities 1996 - 2001
Bear Stearns 1993 - 1996
Skills
Trading, Securities, Hedge Funds, Electronic Trading, Capital Markets, Series 63, Options, Market Making, Series 7, Fixed Income, Bloomberg, Mutual Funds, Equities, Investments, Equity Trading, Alternative Investments
Education
Penn State University 1989 — 1993
B.S., Economics
Canaccord Genuity Inc. April 2013 - April 2014
Dahlman Rose & Co. 2010 - March 2013
Raven Securities Corp. 2009 - 2010
RBC 2005 - 2009
Tradition 2003 - 2004
Credit Lyonnais Securities 2001 - 2003
Prudential Securities 1996 - 2001
Bear Stearns 1993 - 1996
Skills
Trading, Securities, Hedge Funds, Electronic Trading, Capital Markets, Series 63, Options, Market Making, Series 7, Fixed Income, Bloomberg, Mutual Funds, Equities, Investments, Equity Trading, Alternative Investments
Education
Penn State University 1989 — 1993
B.S., Economics
Jake Schultz's Dahlman Rose & Co. Experience March 2011 - April 2011
Job Associate at J.P. Morgan
Industry Financial Services
Experience
Brand Adoption May 2011 - September 2011
Dahlman Rose & Co. March 2011 - April 2011
Longview Financial Group June 2009 - August 2009
Longview Financial Group June 2008 - August 2008
Landmark Consulting Partners June 2007 - August 2007
Skills
Investran
Education
University of Maryland - Robert H. Smith School of Business 2007 — 2010
Bachelor of Science (BS), Finance, General
Brand Adoption May 2011 - September 2011
Dahlman Rose & Co. March 2011 - April 2011
Longview Financial Group June 2009 - August 2009
Longview Financial Group June 2008 - August 2008
Landmark Consulting Partners June 2007 - August 2007
Skills
Investran
Education
University of Maryland - Robert H. Smith School of Business 2007 — 2010
Bachelor of Science (BS), Finance, General
Dave Rountree's Dahlman Rose & Co. Experience May 2008 - March 2013
Job Director, Institutional Equity Sales at Cowen and Company
Industry Investment Banking
Experience
Cowen and Company March 2013 - Present
Dahlman Rose & Co. May 2008 - March 2013
Education
The Johns Hopkins University
B.A., Economics
Cowen and Company March 2013 - Present
Dahlman Rose & Co. May 2008 - March 2013
Education
The Johns Hopkins University
B.A., Economics
Michael Uffman's Dahlman Rose & Co. Experience May 2007 - May 2010
Job Chief Financial Officer at Marucci Sports
Industry Sporting Goods
Experience
Marucci Sports April 2014 - Present
Red Mountain Resources Inc. November 2012 - April 2014
Global Hunter Securities January 2012 - December 2012
Louisiana Economic Development August 2010 - January 2012
Dahlman Rose & Co. May 2007 - May 2010
Capital One Southcoast December 2002 - March 2007
Skills
Valuation, Investment Banking, Financial Analysis, Private Equity, Mergers, Energy, Financial Modeling, Investments, Commodity, Due Diligence, Energy Industry, Asset Management, Equities, Drilling, Economics, Trading, Mergers & Acquisitions, Hedge Funds, Corporate Finance, Venture Capital, Capital Markets, Finance, Equity Research, Corporate Development, Alternative Investments, Business Valuation, Fixed Income, Portfolio Management, Bloomberg, Equity Valuation, Project Finance, Financial Structuring, Investor Relations, Emerging Markets, M&A experience, Divestitures, Structured Finance, Restructuring, Leveraged Finance, Investment Management, Financial Markets, Risk Management, IPO, Series 7, Strategic Financial..., Acquisitions, Derivatives, Securities
Education
Louisiana State University 1999 — 2001
MBA, Finance
Louisiana State University 1994 — 1998
Bachelor of Science, Marketing and Accounting
Episcopal High School
Marucci Sports April 2014 - Present
Red Mountain Resources Inc. November 2012 - April 2014
Global Hunter Securities January 2012 - December 2012
Louisiana Economic Development August 2010 - January 2012
Dahlman Rose & Co. May 2007 - May 2010
Capital One Southcoast December 2002 - March 2007
Skills
Valuation, Investment Banking, Financial Analysis, Private Equity, Mergers, Energy, Financial Modeling, Investments, Commodity, Due Diligence, Energy Industry, Asset Management, Equities, Drilling, Economics, Trading, Mergers & Acquisitions, Hedge Funds, Corporate Finance, Venture Capital, Capital Markets, Finance, Equity Research, Corporate Development, Alternative Investments, Business Valuation, Fixed Income, Portfolio Management, Bloomberg, Equity Valuation, Project Finance, Financial Structuring, Investor Relations, Emerging Markets, M&A experience, Divestitures, Structured Finance, Restructuring, Leveraged Finance, Investment Management, Financial Markets, Risk Management, IPO, Series 7, Strategic Financial..., Acquisitions, Derivatives, Securities
Education
Louisiana State University 1999 — 2001
MBA, Finance
Louisiana State University 1994 — 1998
Bachelor of Science, Marketing and Accounting
Episcopal High School
Jake Caldwell's Dahlman Rose & Co. Experience May 2011 - July 2011
Job Structured Credit Trading at Goldman Sachs
Industry Investment Banking
Experience
Goldman Sachs July 2013 - Present
Colgate University May 2012 - May 2013
Goldman Sachs May 2012 - August 2012
Dahlman Rose & Co. May 2011 - July 2011
Skills
Series 7, Bloomberg, Financial Modeling, Economics, Stata, Bloomberg Terminal, Valuation, Series 63
Education
Colgate University 2009 — 2013
B.A., Mathematical Economics, 3.75
Goldman Sachs July 2013 - Present
Colgate University May 2012 - May 2013
Goldman Sachs May 2012 - August 2012
Dahlman Rose & Co. May 2011 - July 2011
Skills
Series 7, Bloomberg, Financial Modeling, Economics, Stata, Bloomberg Terminal, Valuation, Series 63
Education
Colgate University 2009 — 2013
B.A., Mathematical Economics, 3.75
Robert Meier's Dahlman Rose & Co. Experience December 2011 - December 2013
Job Chief Operating Officer at Remedy Partners Inc.
Industry Investment Banking
Experience
Remedy Partners Inc. March 2015 - Present
Remedy Partners February 2014 - Present
Dahlman Rose & Co. December 2011 - December 2013
Gleacher Partners June 2008 - November 2011
Cowen and Company November 2004 - March 2008
SoundView Technology Group July 1995 - October 2004
Skills
Equities, Capital Markets, Hedge Funds, Investment Banking, Bloomberg, Investments, Alternative Investments, Valuation, Securities, Equity Research, Financial Modeling, Series 7, Fixed Income, Trading, Private Equity, Business Development
Education
University of Pennsylvania Law School 1985 — 1988
Doctor of Law (J.D.), Law
Franklin & Marshall College 1981 — 1985
Bachelor's degree, Economics
Remedy Partners Inc. March 2015 - Present
Remedy Partners February 2014 - Present
Dahlman Rose & Co. December 2011 - December 2013
Gleacher Partners June 2008 - November 2011
Cowen and Company November 2004 - March 2008
SoundView Technology Group July 1995 - October 2004
Skills
Equities, Capital Markets, Hedge Funds, Investment Banking, Bloomberg, Investments, Alternative Investments, Valuation, Securities, Equity Research, Financial Modeling, Series 7, Fixed Income, Trading, Private Equity, Business Development
Education
University of Pennsylvania Law School 1985 — 1988
Doctor of Law (J.D.), Law
Franklin & Marshall College 1981 — 1985
Bachelor's degree, Economics
Kim Heron's Dahlman Rose & Co. Experience December 2011 - June 2013
Job Coordinator at Dahlman Rose & Co.
Industry Investment Banking
Experience
Dahlman Rose & Co. December 2011 - June 2013
Dahlman Rose & Co. December 2010 - December 2011
Carnegie Hall October 2007 - December 2010
Education
Baruch College 2012 — 2015
MBA, Accounting
Binghamton University
BA, Political Science and History
Dahlman Rose & Co. December 2011 - June 2013
Dahlman Rose & Co. December 2010 - December 2011
Carnegie Hall October 2007 - December 2010
Education
Baruch College 2012 — 2015
MBA, Accounting
Binghamton University
BA, Political Science and History
Terry McCabe's Dahlman Rose & Co. Experience November 2011 - March 2013
Job Director US Equity Sales at Mitsubishi UFJ Securities (USA)
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA) May 2013 - Present
Dahlman Rose & Co. November 2011 - March 2013
Piper Jaffray September 2008 - September 2011
Bear Stearns January 1987 - June 2008
Wilson Elser September 1984 - December 1987
Skills
Equities, Series 63, Series 7, Securities, Series 24, Hedge Funds, Electronic Trading, Derivatives, Mutual Funds, Bloomberg, Equity Trading, Trading Systems, Trading, Emerging Markets, Prime Brokerage, ETFs, FINRA, Options, Equity Research, Capital Markets, Institutional, Alternative Investments, Traders, Fixed Income, Investment Banking, Financial Markets, Equity Derivatives
Education
Pace University School of Law 1981 — 1984
JD, Law
Fordham University 1976 — 1980
Bachelor of Arts (BA), English Language and Literature/Letters
Fordham Prep 1972 — 1976
Mitsubishi UFJ Securities (USA) May 2013 - Present
Dahlman Rose & Co. November 2011 - March 2013
Piper Jaffray September 2008 - September 2011
Bear Stearns January 1987 - June 2008
Wilson Elser September 1984 - December 1987
Skills
Equities, Series 63, Series 7, Securities, Series 24, Hedge Funds, Electronic Trading, Derivatives, Mutual Funds, Bloomberg, Equity Trading, Trading Systems, Trading, Emerging Markets, Prime Brokerage, ETFs, FINRA, Options, Equity Research, Capital Markets, Institutional, Alternative Investments, Traders, Fixed Income, Investment Banking, Financial Markets, Equity Derivatives
Education
Pace University School of Law 1981 — 1984
JD, Law
Fordham University 1976 — 1980
Bachelor of Arts (BA), English Language and Literature/Letters
Fordham Prep 1972 — 1976
Jonathan Rothman's Dahlman Rose & Co. Experience September 2010 - July 2011
Job Vice President at Rose & Company
Industry Venture Capital & Private Equity
Experience
Rose & Company April 2015 - Present
Rose & Co. Capital Advisors, LLC May 2014 - Present
Audeamus LLC July 2011 - Present
Dahlman Rose & Co. September 2010 - July 2011
Skills
Financial Modeling, Business Development, Strategic Planning, Valuation, Investments, Mergers & Acquisitions
Education
Hofstra University 2005 — 2010
BA, Accounting
Rose & Company April 2015 - Present
Rose & Co. Capital Advisors, LLC May 2014 - Present
Audeamus LLC July 2011 - Present
Dahlman Rose & Co. September 2010 - July 2011
Skills
Financial Modeling, Business Development, Strategic Planning, Valuation, Investments, Mergers & Acquisitions
Education
Hofstra University 2005 — 2010
BA, Accounting
Jim Crandell's Dahlman Rose & Co. Experience 2011 - 2013
Job
Industry Investment Banking
Experience
Cowen and Company 2013 - Present
Distribution Now May 2014 - June 2014
Dahlman Rose & Co. 2011 - 2013
Barclays Investment Bank 2008 - 2011
Lehman Brothers 1999 - 2008
Salomon Brothers 1981 - 1997
Connecticut Mutual Life 1978 - 1981
Standard and Poors 1977 - 1978
Skills
Microsoft Excel, Microsoft Word, Oil & Gas Industry, Equities, Customer Service, Investment Banking, Microsoft Office, Valuation, PowerPoint, Equity Research, Financial Modeling, Financial Analysis, Equity Trading, Management, Hedge Funds
Education
Saint Lawrence University
Cowen and Company 2013 - Present
Distribution Now May 2014 - June 2014
Dahlman Rose & Co. 2011 - 2013
Barclays Investment Bank 2008 - 2011
Lehman Brothers 1999 - 2008
Salomon Brothers 1981 - 1997
Connecticut Mutual Life 1978 - 1981
Standard and Poors 1977 - 1978
Skills
Microsoft Excel, Microsoft Word, Oil & Gas Industry, Equities, Customer Service, Investment Banking, Microsoft Office, Valuation, PowerPoint, Equity Research, Financial Modeling, Financial Analysis, Equity Trading, Management, Hedge Funds
Education
Saint Lawrence University
Michael Lovecchio's Dahlman Rose & Co. Experience 2008 - 2013
Job Director at Cowen & Co
Industry Investment Banking
Experience
Dahlman Rose & Co. 2008 - 2013
Education
Lehigh University 1998 — 2002
Dahlman Rose & Co. 2008 - 2013
Education
Lehigh University 1998 — 2002
Melissa Niazi's Dahlman Rose & Co. Experience August 2010 - Present
Job Executive Assistant at Dahlman Rose & Co.
Industry Investment Banking
Experience
Dahlman Rose & Co. August 2010 - Present
Atlas International School September 2009 - June 2010
Minor, Anglin & Associates, P.A. April 2008 - July 2009
Rainforest Learning Center September 2004 - March 2008
Education
University of Illinois at Chicago 2004 — 2007
Bachelor of Science (BS), Psychology
Dahlman Rose & Co. August 2010 - Present
Atlas International School September 2009 - June 2010
Minor, Anglin & Associates, P.A. April 2008 - July 2009
Rainforest Learning Center September 2004 - March 2008
Education
University of Illinois at Chicago 2004 — 2007
Bachelor of Science (BS), Psychology
Kerry Coughlin's Dahlman Rose & Co. Experience June 2011 - March 2013
Job Control Room at Cowen and Company
Industry Investment Banking
Experience
Cowen and Company March 2013 - Present
Dahlman Rose & Co. June 2011 - March 2013
E1 Asset Management June 2002 - June 2011
Skills
Securities, FINRA, Series 24, Series 7, Hedge Funds, Series 63, Capital Markets, Equities, Due Diligence, Investments, Securities Regulation, Asset Management, Financial Markets, Mutual Funds, Mergers & Acquisitions
Education
Syracuse University 2015 — 2017
Certificate of Advanced Study, Information Risk Management
New York University 1998 — 2002
Bachelor's degree, Journalism
Cowen and Company March 2013 - Present
Dahlman Rose & Co. June 2011 - March 2013
E1 Asset Management June 2002 - June 2011
Skills
Securities, FINRA, Series 24, Series 7, Hedge Funds, Series 63, Capital Markets, Equities, Due Diligence, Investments, Securities Regulation, Asset Management, Financial Markets, Mutual Funds, Mergers & Acquisitions
Education
Syracuse University 2015 — 2017
Certificate of Advanced Study, Information Risk Management
New York University 1998 — 2002
Bachelor's degree, Journalism
Glen Mauriello's Dahlman Rose & Co. Experience April 2011 - March 2013
Job Director of Operations at TeraExchange
Industry Financial Services
Experience
TeraExchange July 2013 - February 2015
Dahlman Rose & Co. April 2011 - March 2013
First New York Securities September 2007 - September 2010
LaBranche Financial Services, LLC March 2002 - July 2007
National Discout Brokers January 1998 - September 2001
Wit Capital June 1997 - December 1997
Tradewell Discount Investing June 1996 - June 1997
Wall Street Investor Services January 1994 - June 1996
Wall Street Investor Services September 1989 - January 1994
Wall Street Clearing Company September 1987 - September 1989
Skills
FINRA Series 4, 7, 9,..., General Securities..., General Securities..., General Securities..., Registered Options..., Financial Services, Financial Operations, Financial Markets, Financial Compliance, Risk Management, Team Building, Team Leadership, Team Management, Relationship Management, Project Management, Hedge Funds, Securities, Financial Regulation, Equities, Options, Strategy, Leadership, Management, Capital Markets, New Business Development, FINRA, Back Office, Series 24, Middle Office, Electronic Trading, Settlement, Derivatives, Equity Derivatives, Executive Management, Business Strategy, Negotiation, Transaction Management, Operations Management, Portfolio Management, Trading, Investments, Series 7, Equity Trading
Education
Fairfield University 1983 — 1987
Bachelor of Science (BS), Economics
Monsignor Farrell High School 1979 — 1983
TeraExchange July 2013 - February 2015
Dahlman Rose & Co. April 2011 - March 2013
First New York Securities September 2007 - September 2010
LaBranche Financial Services, LLC March 2002 - July 2007
National Discout Brokers January 1998 - September 2001
Wit Capital June 1997 - December 1997
Tradewell Discount Investing June 1996 - June 1997
Wall Street Investor Services January 1994 - June 1996
Wall Street Investor Services September 1989 - January 1994
Wall Street Clearing Company September 1987 - September 1989
Skills
FINRA Series 4, 7, 9,..., General Securities..., General Securities..., General Securities..., Registered Options..., Financial Services, Financial Operations, Financial Markets, Financial Compliance, Risk Management, Team Building, Team Leadership, Team Management, Relationship Management, Project Management, Hedge Funds, Securities, Financial Regulation, Equities, Options, Strategy, Leadership, Management, Capital Markets, New Business Development, FINRA, Back Office, Series 24, Middle Office, Electronic Trading, Settlement, Derivatives, Equity Derivatives, Executive Management, Business Strategy, Negotiation, Transaction Management, Operations Management, Portfolio Management, Trading, Investments, Series 7, Equity Trading
Education
Fairfield University 1983 — 1987
Bachelor of Science (BS), Economics
Monsignor Farrell High School 1979 — 1983