Experience
ICMA-RC  2006 - Present
Abu Dhabi National Energy Company TAQA   January 2009 - April 2009
ICMA-RC  March 2008 - September 2008
Prudential Equity Group   2005 - 2006
McLaughlin, Piven Vogel   1995 - 2004

Skills
Portfolio Management, Investments, Mutual Funds, Asset Allocation, Asset Management, Due Diligence, Equities, Financial Markets, Fixed Income, Securities, Emerging Markets, Business Strategy, Strategy, Finance, Financial Analysis, Investment Management, Derivatives, Risk Management, Bloomberg, Portfolio Optimization, Competitive Analysis, Investment Strategies, Economics, Equity Research, Valuation, Capital Markets, Investment Advisory, Performance Attribution

Education
Georgetown University - The McDonough School of Business   2007 — 2009
MBA, International Business

University of Colorado Boulder   1989 — 1993
Bachelor's Degree, Political Science

Thompson Valley High School - Loveland, CO   1986 — 1989
High School

Experience
Blue Prairie Brands, LLC   August 2015 - Present
bio-Growth, LLC   January 2010 - Present
Chromatin, Inc.   May 2010 - July 2015
ThinkEquity Partners, LLC   July 2007 - December 2009
Prudential Equity Group   December 2000 - December 2006
Searle Pharmaceuticals, Subsidiary of Monsanto   1999 - 2000
Baxter Healthcare  1998 - 1999
Baxter Healthcare  May 1994 - May 1998
Baxter International Inc.  June 1990 - May 1994

Skills
Business Planning, Corporate Development, Clean Energy, Equity Research, Financial Modeling, Business Strategy, Start-ups, Strategic Planning, Financial Analysis, New Business Development, Competitive Analysis, Renewable Energy, Strategy Development, Market Analysis, Forecasting, Biomass, Series 86, Series 7

Education
The University of Chicago - Booth School of Business
M.B.A., Finance, Marketing

University of Illinois at Urbana-Champaign
B.S., Mechanical Engineering

Experience
J.P. Morgan   January 2015 - Present
FBR  October 2013 - January 2015
Lazard Capital Markets  July 2010 - October 2013
Thomas Weisel Partners  July 2007 - July 2010
Prudential Equity Group   September 2005 - July 2007

Education
Middlebury College   2001 — 2005
Economics, American History (United States)

Christian Brothers Academy   1997 — 2001

Experience
Contour Asset Management   2015 - Present
Atlanta Capital   2008 - 2014
Goldman Sachs  2006 - 2008
Prudential Equity Group   2002 - 2006
FleetBoston Financial  2000 - 2002

Skills
Investments, Financial Modeling, Valuation, Securities, Equity Research, Equity Valuation, Venture Capital, Private Equity, Equity Trading, Mutual Funds, Hedge Funds, Financial Analysis, Capital Markets, Corporate Finance, Equities, Portfolio Management, Alternative Investments, Asset Management, Bloomberg, Investment Strategies, Investment Banking, Investment Management, Asset Allocation, Financial Services, Independent Thinking, Internet Strategy, Mobile Technology

Education
Dartmouth College   1996 — 2000
Bachelor of Arts (B.A.), Political Science and Government

Phillips Academy   1995 — 1996
Andover, MA

Marist School   1991 — 1995
Atlanta, GA

Experience
Hedgeye Risk Management   April 2008 - Present
FBR  January 2004 - March 2008
Prudential Equity Group   2006 - 2007
Friedman Billings Ramsey  2004 - 2007
SunTrust Robinson Humphrey  January 2002 - January 2004
Morgan Stanley  March 1987 - January 2001

Skills
Equity Research, Equities, Valuation, Financial Modeling, Investments, Hedge Funds, Capital Markets, Asset Managment, Private Equity, Financial Analysis, Equity Valuation, Corporate Finance, Portfolio Management, Investment Banking, Series 7, Alternative Investments, Asset Management, Finance, Fixed Income, Investor Relations, Mergers & Acquisitions, Start-ups, Venture Capital, Bloomberg, Management, Securities, Due Diligence, Risk Management, Investment Management

Education
Florida Southern College   1981 — 1985
BS, Finance

Experience
CA Technologies  January 2006 - Present
Prudential Equity Group   2003 - 2006
Prudential Securities  1994 - 2003
Citicorp Investment Services  1990 - 1994
AEGIS Insurance Services  1988 - 1990
Mutual Benefit Life  1986 - 1988

Skills
Financial Analysis, Acquisition Integration, Analysis, Auditing, Consolidation, Corporate Finance, Finance, Financial Accounting, Financial Modeling, Financial Planning, Financial Reporting, Forecasting, Hyperion Enterprise, Managerial Finance, Mergers, New Business Development, Program Management, Revenue Recognition, Sarbanes-Oxley Act, Strategic Financial..., Mergers & Acquisitions

Education
Fordham Gabelli School of Business   1987 — 1990
MBA, Finance - High Honors

Muhlenberg College   1982 — 1986
BA, Business & Marketing

Experience
The Guardian Life Insurance Company of America  January 2012 - Present
RBC Capital Markets  January 2011 - November 2011
Royal Bank of Scotland  April 2010 - January 2011
Cantor Fitzgerald  April 2009 - April 2010
Banc of America Securities  May 2008 - January 2009
Banc of America Securities  December 2005 - January 2009
Prudential Equity Group   March 2004 - December 2005

Skills
Investments, Insurance, Buy-side, Sell Side, Fixed Income, REIT, Capital Markets, Bloomberg, Financial Modeling, Equities, Hedge Funds, Valuation, Investment Banking, Portfolio Management, Equity Research

Education
Cornell University   1998 — 2002
BS, Mechanical engineering

Experience
Majestic Research  May 2008 - December 2009
Prudential Equity Group   April 2006 - August 2007
Jefferies  March 2001 - February 2005
Donaldson, Lufkin & Jenrette   May 1999 - October 2000
Goldman Sachs  February 1997 - May 1999
PaineWebber  August 1994 - February 1997
Merrill Lynch  March 1993 - August 1994
Morgan Stanley  August 1991 - March 1993
Northern Business Information (McGraw-Hill)   December 1988 - August 1991

Education
Cornell University   1984 — 1988
B.S.

Experience
Capital Alpha Partners, LLC  April 2011 - Present
Hanley & Associates   2006 - May 2011
Prudential Equity Group   1991 - 2005

Skills
Equities, Hedge Funds, Capital Markets, Investor Relations, Equity Research, Investments, Private Equity, Asset Managment, Series 7, Financial Modeling, Trading, Series 63, Alternative Investments, Emerging Markets, Securities, Management, Valuation

Education
Duke University - The Fuqua School of Business   1989 — 1991
MBA, Finance

Hobart and William Smith Colleges   1981 — 1985
BA, Economics/ American Studies

Experience
Airtime  November 2012 - Present
K2 Media Labs  March 2012 - Present
K2 Media Labs  August 2011 - March 2012
Worldlink Consulting Inc.   March 2007 - April 2011
Eagle Rent A Car, Inc   July 2005 - February 2007
Wells Fargo Private Client Services  October 2004 - June 2005
Prudential Equity Group   March 2004 - July 2004
El Paso Corporation  January 2002 - June 2003
Enron Corporation  July 2001 - December 2001

Skills
PowerPoint, Budgeting, Financial Reporting, Financial Modeling, Forecasting, Cross-functional Team..., Portuguese, Business Strategy, Start-ups, Strategic Financial..., OneNote, Early Stage, Cash Flow Forecasting, Cash Flow Management, Budgets, Due Diligence, Valuation, Business Analysis, Microsoft Word, Financial Analysis, QuickBooks, Microsoft Excel, NetSuite, Investor Reporting, Board of Directors..., Employee Stock Options, Start-up Ventures, Leadership, Corporate Finance, Venture Capital, Strategic Planning, Accounting, Portfolio Management, Finance, Mergers & Acquisitions, Business Valuation, Cash Flow, Financial Planning

Education
University of Florida - Warrington College Of Business   2009 — 2011
MBA

University of Florida - Warrington College Of Business   1997 — 2001
BSBA, Finance

Lake Highland Prep

Experience
Wells Fargo Securities  August 2013 - Present
Self Employed  October 2011 - August 2013
Cowen and Company  February 2009 - October 2011
Fidelity Investments  August 2007 - March 2009
Prudential Equity Group   October 2000 - August 2007
APB Multimedia Inc.   October 1999 - June 2000
Rutgers University, Chemical Engineering Center   September 1997 - October 1999

Skills
Visual C#, Microsoft SQL Server, Java, Series 7, Series 63, Series 55, Series 24, FlexTrade, Electronic Trading, ETFs, Equity Trading, Portfolio Management, Equities, Options, Trading

Education
Rutgers, The State University of New Jersey-New Brunswick   1994 — 1997
Doctor of Philosophy (Ph.D.), Chemical Engineering

Rutgers, The State University of New Jersey-New Brunswick   1990 — 1994
Bachelor of Science (BS), Chemical Engineering

Experience
William Blair & Company  April 2011 - Present
Sterne Agee  February 2008 - April 2011
Jefferies & Company  August 2007 - February 2008
Prudential Equity Group   June 2005 - June 2007

Education
The George Washington University   2001 — 2005
BBA, Finance

Experience
Total Real Estate Consultants   May 2011 - Present
The Keyes Company  January 2010 - May 2011
Weiser Consulting   January 1994 - February 2011
Equitable Life  1989 - 1990
Prudential Equity Group   1984 - 1989
Merrill Lynch  July 1980 - July 1984

Skills
Real Estate

Education
The George Washington University - School of Business   1979 — 1980
Masters, Finance

University at Buffalo   1976 — 1979
Bachelors, BS in Finance

Experience
KMS Realty Group   January 2015 - Present
Neuhaus Realty, Inc.   January 2011 - January 2015
Robert DeFalco Realty, Inc.   August 2009 - January 2011
Sun Properties of New York, Inc.   April 2008 - August 2009
Prudential Equity Group   December 1996 - October 2007
Prudential Securities, Inc.   1996 - 2007
Nasdaq Stock Market, Inc   April 1994 - December 1996
Morgan Stanley & Co., Inc.   1978 - 1989

Skills
Real Estate, First Time Home Buyers, Sellers, Short Sales, Foreclosures, Buyers, Seniors, Residential Homes, Referrals, Relocation, SFR, Investment Properties, New Home Sales, Listings, ABR, Investors, Buyer Representation, Townhomes, Condos, Property, Real Estate Transactions, Single Family Homes, Real Property, REO, Rentals, New Homes, Luxury, Senior Real Estate, Selling, National Association of..., Resellers, HUD, Income Properties, Relocation Buyers, Vacation Homes, Home Staging, Brokerage, Waterfront, e-PRO, Move Up Buyers, Leases, Seller Representation, Council of Residential..., Real Estate Financing, Commercial Real Estate, 1031 Exchanges, Real Estate Development, Apartments, Property Management, Investments

Education
City University of New York-Hunter College   1968 — 1971
Music and Cinema and Economics

Our Lady of Perpetual Help HS

Experience
Dudack Research Group a Division of Wellington Shields & Co. LLC   April 2009 - Present
Costello Consulting, LLC   August 2007 - March 2009
Prudential Equity Group   September 1989 - July 2007
Donaldson, Lufkin & Jenrette   1988 - 1989
LF Rothschild & Co.   1986 - 1988
JPMorgan Chase & Co.   1984 - 1986

Skills
Equity Research, Investments, Hedge Funds, New Business Development, Investor Relations, Relationship Management, Equities, Capital Markets, Capital Raising, Equity Trading, Portfolio Management, Investment Banking, Alternative Investments, Fixed Income, Business Strategy, Asset Allocation, Investment Management, Institutional..., Investment Strategies, Mutual Funds, Series 63, Marketing, Financial Services, Series 7, Client Relationship...

Education
Cornell University
BS Dyson School of Applied Economics & Management

Harvard Business School   2009 — 2009
Executive Education, New Path

Columbia University - Columbia Business School
Executive Education, Leadership Program

Experience
Bank of America Merrill Lynch  June 2013 - Present
Bank of America Merrill Lynch  August 2007 - June 2013
Prudential Equity Group   October 2005 - June 2007
1838 Investment Advisors  1997 - 2005

Skills
FactSet, Northfield, Access, Excel, Word, PowerPoint, VBA, Financial Modeling, Equity Research, Quantitative Research, Valuation, Performance Attribution, Quantitative Analysis, Fundamental Research, Series 7, Microsoft Excel, Quantitative Models, Excel models, Report Writing, Asset Allocation, Equity Valuation, Equities, ETFs, Bloomberg Terminal, Chartered Financial..., Global Macro, Investment Strategies, Asset Management, Series 63, Quantitative Finance, Quantitative Investing, Stock Picking, Separately Managed..., Buy-side, Investments, Portfolio Management, Alternative Investments, Tactical Asset..., Hedge Funds, Fixed Income, Bloomberg, Trading, Investment Management

Education
Drexel University   1989 — 1994
BS, Finance

Experience
Lisa Bonowicz Photography   2010 - Present
The Orange Sparrow   2008 - Present
Freelance Interpreter ASL/English   January 2011 - Present
Prudential Equity Group   April 2005 - June 2007
Wachovia Securities  July 2003 - September 2004
Prudential Securities Inc.  July 1993 - July 2003

Skills
VSAM, COBOL, CICS, Fileaid, TSO, JCL, IBM Mainframe, Syncsort, Xpediter, ISPF, Intertest, CLIST, Programming, Building Management..., Interpreting, Visio, Trading Systems, Endeavor, Photography, Fine Art Photography, Leadership

Education
Kean University   1986 — 1993
BS, Computer Science

Ocean County College
Certificate of Proficiency, Interpreter Training Program (American Sign Language)

Experience
Scopely  April 2015 - Present
KIXEYE  November 2014 - March 2015
KIXEYE  May 2014 - November 2014
KIXEYE  December 2013 - May 2014
KIXEYE  February 2013 - December 2013
Citi  August 2010 - 2013
American Express  June 2009 - August 2009
Prudential Equity Group   April 2006 - June 2007
Prudential Equity Group   June 2003 - April 2006
Prudential Equity Group   June 2002 - August 2002

Skills
Valuation, Corporate Finance, Mergers, Business Strategy, Financial Modeling, Investment Banking

Education
Massachusetts Institute of Technology - Sloan School of Management   2008 — 2010
MBA

Georgetown University - The McDonough School of Business   1999 — 2003
Bachelor of Science, Business Administration

Experience
RBC Capital Markets  February 2012 - Present
Hanley & Associates   January 2007 - February 2012
Prudential Equity Group   2004 - 2006
BNP Paribas  1997 - 2000
D.A. Campbell Company, Inc.   1994 - 1997
Banque Paribas  1990 - 1992

Education
University of California, Los Angeles   1992 — 1994
MA

The University of Chicago   1985 — 1989

Experience
Concur  October 2014 - Present
Concur  May 2014 - October 2014
Concur Technologies  October 2012 - May 2014
Travelando   May 2012 - October 2012
Silicon Valley Bank  February 2010 - May 2012
Citigroup  March 2008 - February 2010
Prudential Equity Group   March 2004 - May 2006
Macy's West  May 2002 - November 2003

Skills
Financial Modeling, Financial Analysis, Banking, Trade Finance, Essbase, Emerging Markets, Commercial Banking, Risk Management, Working Capital..., Strategy, Revenue Forecasting, Salesforce.com, Hyperion Planning, Business Objects, SaaS, Strategic Planning, Tableau, Strategic Sales Plans, Strategic Sales..., Product Forecasting, Venture Debt, KPI Dashboards, Working Capital..., @Risk, Anaplan

Education
ESADE Business & Law School   2006 — 2008
MBA, Finance

University of San Francisco   1997 — 2001
BBA, International Business

Experience
Drinker Biddle & Reath LLP  September 2012 - Present
Baker Donelson Bearman Caldwell & Berkowitz  August 2008 - August 2012
Thelen Reid Brown Raysman & Steiner   2007 - 2007
Prudential Equity Group   July 2003 - July 2004

Skills
Corporate Governance, Corporate Law, Mergers & Acquisitions, Joint Ventures, Due Diligence

Education
Georgetown University Law Center   2005 — 2008
Doctor of Law (J.D.)

Cornell University   1999 — 2003
B.S., Applied Economics & Management

Experience
PJ Mechanical Corp.  June 2008 - Present
Prudential Equity Group   April 2003 - December 2007
Prudential Financial  1994 - April 2003
M.O.C. Midnight Oil Co. Gerber Restaurant and Bar   January 1996 - December 2000

Skills
Equities, Securities, Risk Management, Financial Services, Fixed Income, Bloomberg, Asset Management, Project Management, Capital Markets, Financial Markets, Trading, Hedge Funds, Investments, Contract Negotiation, Management, Contract Management, Series 7

Education
St. Francis College   1985 — 1990
Business Administration, Management and Operations

La Salle Academy NYC

Experience
EdgeLine Capital Partners   September 2012 - Present
Stone Tower Capital  June 2011 - April 2012
Diamond Edge Capital Partners   November 2007 - June 2011
Palisades  2004 - 2007
Prudential Equity Group   2002 - 2004
Roxbury Capital Management  1998 - 2002
Wilshire Associates  1995 - 1998

Skills
Hedge Funds, Capital, Asset Management, Alternative Investments, Institutional, Financial Services, Fixed Income, Investment Management, Capital Markets, Private Equity, Emerging Markets, Venture Capital, Fund Of Funds, Securities

Education
University of Southern California   1993 — 1995

University of California, San Diego   1991 — 1993

Experience
Northwestern Mutual Financial Network  November 2007 - Present
Prudential Equity Group   2002 - 2007
Credit Suisse  1996 - 2002

Skills
Investments, Financial Analysis, Wealth Management, Strategic Planning, Finance, Management, Asset Management, Portfolio Management, Customer Service, Equities

Education
University of Southern California - Marshall School of Business   1994 — 1996
MBA, Finance

Boise State University   1987 — 1991
Bachelor of Business Administration (BBA), Finance and Economics

Experience
TheStreet  July 2010 - Present
The Fly on the Wall   April 2008 - July 2010
Management & Capital Partners   July 2007 - March 2008
Prudential Equity Group   April 2005 - June 2007
SJS Corporation   2003 - 2004
H.C. Wainwright   2001 - 2003
Salomon Smith Barney  1998 - 2000

Skills
Options Strategies, Trading Strategies, Financial Markets

Education
Marymount Manhattan College

Experience
National Securities  March 2014 - Present
Susquehanna International Group  May 2010 - December 2013
Hovnanian Enterprises, Inc.   February 2008 - May 2010
SNL  2010 - 2010
Hovsite JV   2008 - 2010
TD Bank  September 2007 - February 2008
Prudential Equity Group   June 2006 - December 2006
PlusFunds Group, Inc.   June 2005 - August 2005

Skills
Financial Modeling, Investments, Equities, Due Diligence, Financial Reporting, Financial Analysis, Equity Research, Corporate Finance, Capital Markets, Loans, DCF, Series 7, Financial Markets, Securities, Real Estate Development, Project Finance, Accounting, Series 63, Credit Risk, Insurance, Equity Valuation, Valuation, Forecasting, Technical Writing, Microsoft Excel, FactSet, Report Writing, Statistics, Written & Oral..., Mentoring, Finance

Education
The George Washington University - School of Business   2002 — 2006
BBA, Finance

CFA Institute   2009 — 2010
Passed Level I and Level II of the CFA Examinations, Finance

FINRA   2010 — 2010
I hold Series 7, 63, 86 & 87 Licenses, Finance

Christian Brothers Academy   1998 — 2002
HS Diploma, High School Diploma

Experience
United Airlines  February 2015 - Present
United Airlines  September 2012 - February 2015
Samsung Electronics America  May 2011 - August 2011
CARE Bangladesh  March 2011 - April 2011
Citco Fund Services  January 2009 - July 2010
Citco Fund Services  November 2006 - January 2009
Prudential Equity Group   August 2005 - October 2006
Citigroup  October 2004 - December 2004
Resimac   October 2003 - December 2003

Skills
Financial Analysis, Financial Modeling, Financial Reporting, Business Strategy, Valuation, Client Liaison, Cross-functional Team..., Market Research, Variance Analysis, Hedge Funds, Analysis

Education
University of Michigan - Stephen M. Ross School of Business   2010 — 2012
MBA

Boston University   2001 — 2005
Bachelor of Arts

Experience
Lion Biotechnologies, Inc.   November 2013 - Present
ImmunoCellular Therapeutics Ltd   March 2011 - October 2013
D.E. Shaw & Co, L.P.   September 2008 - October 2010
Allergan  May 2007 - August 2008
Prudential Equity Group   July 2005 - April 2007
Biogen Idec  June 2004 - September 2004
California Technology Ventures   2003 - 2004
Grey Healthcare Group  January 2001 - April 2003

Skills
Biotechnology, Venture Capital, Business Development, Corporate Development, Financial Modeling, Business Strategy, Out-licensing, Mergers & Acquisitions, In-licensing, Licensing, Biopharmaceuticals, Cancer Immunotherapy, Cancer, Oncology, Equity Research, Financial Analysis, Medical Communications, Series 7, Series 63, Investor Relations, Cancer Vaccines, Dendritic Cells, Tumor Immunology, Brain Tumors, R, Monte Carlo Simulation, T cells, T lymphocytes, Melanoma, Adoptive cell therapy, Tumor infiltrating..., Life Sciences, Pharmaceutical Industry

Education
UCLA Anderson School of Management   2003 — 2005
MBA

University of California, San Diego   1995 — 2000
PhD

University of California, Irvine   1988 — 1993
BS

University of California, Irvine   1988 — 1993
BS

Experience
Promotions.com  January 2009 - June 2010
UBS Wealth Management  November 2007 - February 2008
Prudential Equity Group   June 2006 - August 2007
Canon USA  August 2005 - June 2006
Prudential Securities  February 1999 - October 2004

Skills
Software Development, Market Data, Trading Systems, Electronic Trading, SQL, XML, Requirements Analysis, Java, Databases, Product Management, Architecture, Business Analysis, Distributed Systems

Education
City University of New York-Brooklyn College   1996 — 1999
B.S. Computer Science

Experience
Pension Boards United Church of Christ   October 2007 - Present
Moody's Investors Service  September 2005 - October 2007
Standard & Poor's, Inc.   March 2004 - August 2005
Prudential Equity Group   June 1998 - July 2002

Education
University of Maryland - Robert H. Smith School of Business   1996 — 1998
MBA

University of Rochester   1983 — 1987

Experience
JMP Securities, Inc.   January 2013 - Present
Hanley & Associates   February 2006 - Present
Deutsche Bank Securities  January 2002 - December 2004
Prudential Equity Group   February 1992 - June 2001
McDonald & Co. Securities (now KeyBank Capital Markets)   November 1989 - February 1992
National City Bank  January 1987 - November 1989

Skills
Investor Relations, Equities, Capital Markets, Hedge Funds, Equity Research, Fixed Income, Corporate Communications, Financial Analysis, Portfolio Management, Securities, Investments, Investment Banking, Asset Management, Financial Modeling, Alternative Investments, Valuation

Education
Indiana University Bloomington   1985 — 1986
MBA, Finance

University of Toledo   1981 — 1985
BBA, Finance

Experience
Macquarie Group  October 2011 - Present
BTU CAPITAL MANAGEMENT   January 2010 - September 2011
Quantum Energy Partners  July 2008 - January 2010
Morgan Stanley  July 2006 - July 2008
Prudential Equity Group   July 2001 - August 2006
Enron  June 2000 - July 2001
Shell Oil Company  1990 - 1998

Skills
Equity Research, Hedge Funds, Options, Equities, Trading, Capital Markets

Education
Vanderbilt University - Owen Graduate School of Management   1998 — 2000
MBA, Finance

University of Houston   1994 — 1996
MS, Chemical Engineering

The University of Texas at Austin   1988 — 1992
B.S., Chemical Engineering

Experience
S&P Capital IQ  August 2009 - Present
SPA ETFs   September 2007 - August 2009
Thomson Reuters  January 2007 - August 2007
Prudential Equity Group   May 2005 - October 2006

Skills
Equity Research, Bloomberg, Capital Markets, Equities, Hedge Funds, Fixed Income, Financial Markets, Portfolio Management, Financial Modeling, Valuation, Asset Managment, Investments, Investment Banking, Mutual Funds, Series 7, Trading, Securities, Alternative Investments, Investment Strategies, Finance, ETFs, Business Development, Investor Relations, Options, Financial Services, Derivatives

Education
Fordham University   2001 — 2005
Bachelor of Science (BS)

Singapore American School   1993 — 2001

Experience
Wells Fargo Advisors, LLC  July 2008 - Present
Prudential Equity Group   September 1999 - June 2007
Prudential Investments  January 1998 - September 1999
Prudential  January 1997 - January 1998

Skills
Investments, Securities, Mutual Funds, Equities, Retirement Planning, Trading, Financial Services, Finance, Options, Asset Allocation

Education
Drexel University   2007 — 2010
Masters of Science, Sports Management

Bucknell University   1992 — 1996
BS, Finance

Experience
Citi  April 2011 - Present
Axiom  September 2009 - April 2011
Labaton Sucharow LLP  June 2009 - September 2009
Yorkson Legal  October 2008 - May 2009
Greenberg Traurig  March 2008 - September 2008
Prudential Equity Group   April 1992 - August 2007
Prudential Securities  1992 - 2007

Skills
Securities, Litigation, Compliance, Mediation, Risk, Financial Risk, Commercial Litigation, Corporate Law, FINRA, Securities Regulation, Arbitration, Document Review, Legal Research, Legal Advice, Securities Litigation, Corporate Governance, Employment Law, Dispute, Due Diligence, Legal Writing, AML, Hedge Funds, Mutual Funds, Legal Compliance, Licensing, OFAC, Privacy Law

Education
Fordham University School of Law   1988 — 1991
JD, Law

Brandeis University   1984 — 1988
BA, History/American Studies

Stuyvesant High School   1980 — 1984
Diploma, College Prep

Experience
Prudential Financial  1983 - Present
Prudential Equity Group   July 2003 - January 2008
Prudential Securities Inc.  1983 - 2003

Skills
Investment Banking, Financial Markets, PMP, Middle Office, Risk Management, Financial Services, Securities, Portfolio Management, Hedge Funds, Asset Management

Education
City University of New York-Baruch College - Zicklin School of Business   1981 — 1983

Experience
Dahlman Rose & Co.   January 2011 - September 2012
Island Trading   April 2009 - November 2010
FBR  January 2008 - April 2009
Prudential Equity Group   April 2002 - August 2007
Bear Stearns  August 1995 - April 2002

Skills
Series 7, Equity Trading, Series 63, Equities, Bloomberg, Trading, Series 24, Securities, Hedge Funds, Capital Markets, Trading Systems, Electronic Trading, Fixed Income, Options, Investments

Education
Fordham University - Graduate School of Business Administration   2003 — 2005
mba

Towson University   1991 — 1995
BS, Business Adm.

Experience
Credit Agricole Securities/CLSA   August 2009 - Present
Exane, Inc.   February 2008 - August 2009
Prudential Equity Group   December 1985 - June 2007
Citibank  1983 - 1985

Education
City University of New York-College of Staten Island

Experience
Employees Retirement System of Texas  April 2008 - Present
Derby Capital Management   January 2005 - January 2008
Delphi Management   2004 - 2005
Prudential Equity Group   June 2000 - August 2003
Deloitte & Touche  1991 - 1998

Education
Wake Forest University School of Business   1998 — 2000
MBA, Finance

The College of New Jersey   1987 — 1991
BS, Accounting

Experience
Pershing LLC  March 2008 - Present
Prudential Financial  April 2005 - January 2008
Prudential Equity Group   2005 - 2008
Prudential Securities  May 1985 - July 2003
Prudential Securities, New York, New York   1985 - 2003

Skills
Trading Systems, Fixed Income, Back Office, Securities, Mainframe, Business Analysis, Equities, Capital Markets, SDLC, Financial Markets, Vendor Management

Education
Montclair State University   1974 — 1979
Bachelor of Arts (BA), Industrial and Organizational Psychology

Queen of Peace   1970 — 1975

Experience
L.L.Bean   February 2015 - Present
Friends School of Portland  November 2014 - Present
ACLU of Maine   February 2014 - Present
Deering High School  August 2013 - January 2015
Maineiax Lacrosse Club   May 2012 - November 2014
Falmouth High School  January 2013 - June 2013
Waynflete School  February 2012 - June 2012
Sidoti & Co., LLC   January 2003 - June 2011
Prudential Equity Group   November 2000 - November 2002

Skills
Equity Research, Equities, Investments, Financial Modeling, Bloomberg, Valuation, Capital Markets, Series 7, Hedge Funds, Research, Lacrosse, Series 63, Alternative Investments, Financial Analysis, Marketing, Asset Management, Microsoft Excel, Sales

Education
The Johns Hopkins University   1995 — 1999
Bachelors, Philosophy

Moorestown High School   1991 — 1995

Experience
ITG  July 2011 - December 2012
Sanford Bernstein  August 2007 - May 2011
Prudential Equity Group   2004 - 2007
First New York Securities  2003 - 2004
CIBC World Markets  1999 - 2003
Bankers' Trust  1997 - 1999
Lehman Brothers  1996 - 1997
CS First Boston / CSFP Capital Inc.   1993 - 1995
Merrill Lynch & Co.   1981 - 1993

Education
The University of Chicago - Booth School of Business   1979 — 1981
Master of Business Administration (MBA), Finance and Statistics

University of Pennsylvania   1975 — 1979
BA, Mathematics

University of Pennsylvania - The Wharton School   1975 — 1979
BS, Economics

Experience
Nomura Securities  August 2010 - Present
Lazard Capital Markets  April 2010 - July 2010
Susquehanna International Group  January 2007 - February 2010
The Buckingham Research Group  2006 - 2007
Prudential Equity Group   2004 - 2006

Skills
Equity Research, Equities, Series 7, Bloomberg, Valuation, Financial Modeling, Investments, Portfolio Management, Hedge Funds, Capital Markets, Fixed Income, Securities, Corporate Finance, Equity Valuation, Investment Banking, Financial Analysis, Asset Managment, Financial Statement..., Series 63, Mutual Funds, Finance

Education
The University of Connecticut School of Business   2007 — 2010
MBA, Finance

Marist College   2000 — 2004
BS, Business

Experience
MasterBrand Cabinets, Inc.   November 2010 - August 2013
MasterBrand Cabinets, Inc.   March 2010 - November 2010
Calyon Securities (USA) Inc.   September 2007 - October 2008
Prudential Equity Group   November 2006 - August 2007
Ford Motor Company  June 1995 - October 2006

Skills
Automotive, Analysis, Accounting, Product Development, Finance, Financial Modeling, Manufacturing, Financial Analysis, Treasury Management, Budgets, Investments, Pricing

Education
Columbia University - Columbia Business School   1993 — 1995
MBA, Finance

Harvard University   1986 — 1990
BA, History

Experience
Springleaf Financial Services  July 2015 - Present
Consumer Financial Protection Bureau  May 2012 - June 2015
Olm Capital   August 2009 - May 2012
RidgeWorth Investments  June 2007 - August 2009
Jefferies & Company  May 2005 - June 2007
Prudential Equity Group   April 2004 - May 2005
Mckee and Schalka Real Estate Consulting   September 2003 - April 2004

Skills
Asset Management, Valuation, Financial Modeling, Equities, Portfolio Management, Financial Analysis, Equity Research, Bloomberg, Series 7, Excel, Hedge Funds, Financial Markets, Financial Regulation, Financial Services, Finance

Education
The Johns Hopkins University   1999 — 2003
BA, Economics

Experience
Wedbush Securities  November 2013 - Present
Morgan Stanley  2008 - 2012
Prudential Equity Group   2006 - 2007
Wells Fargo Securities  2005 - 2005
Deutsche Bank  2000 - 2004
PaineWebber  1993 - 2000
Bear Stearns  1986 - 1993
Morgan Stanley  1981 - 1986

Skills
Investments, Equities, Equity Capital Markets, Institutional Investors, Investor Relations, Institutional Sales, Maintaining Strong..., Mutual Funds, Banks, Hedge Funds, Client Relations Skills, Branch Management, Mentoring, Marketing, Compliance Oversight, Institutional..., Asset Management, Leadership, Capital Markets, Financial Markets, Alternative Investments, series 63, Series 7, series 9, series 10, Equity Trading, Fixed Income, Securities, Bloomberg

Education
DePaul University
Bachelor of Science (B.S.), Finance

Experience
Prudential Financial  Managing DirectorQuantitative Management Associates LLC Prudential Financial Inc.2008 - Present
Prudential Equity Group   1998 - 2007
Prudential Securities  1998 - 2004
I/B/E/S International Inc.   1993 - 1998
I/B/E/S Inc.   1993 - 1998

Skills
Equities, Hedge Funds, Portfolio Management, Asset Allocation, Investments, Asset Management, Bloomberg, Alternative Investments, Risk Management, Fixed Income, Equity Research, Mutual Funds, Investment Management, Securities, Capital Markets, Investment Strategies

Education
Massachusetts Institute of Technology - Sloan School of Management   1977 — 1979

Experience
Anaptyx   June 2007 - Present
Anaptyx Wireless Dynamics, LLC.   October 2009 - March 2015
A.G. Edwards   May 2007 - August 2007
Prudential Equity Group   May 2006 - December 2006

Skills
WiFi, Wireless Networking, Entrepreneurship, Business Development, Mergers, Management, Leadership, Networking, Start-ups, Strategic Planning, Venture Capital, Project Planning, Business Strategy, Strategic Partnerships, Contract Negotiation, Wireless, Mergers & Acquisitions, Sales Management, New Business Development

Education
Boston College - Wallace E. Carroll Graduate School of Management   2004 — 2008

Garden City High Shool
High School

Experience
Spark451   January 2012 - Present
Balance Capital Advisors   September 2008 - January 2015
Pardus Capital   August 2007 - July 2008
Bank of America  October 2000 - August 2007
Credit Suisse  1999 - 2000
Salomon Brothers  1997 - 1998
Prudential Equity Group   1993 - 1997

Skills
Marketing, Finance, Financial Modeling, Strategy, Banking, Portfolio Management, Valuation, Hedge Funds, Capital Markets, Equities, Investment Banking, Financial Analysis

Education
Fairfield University   1989 — 1993
Bachelor of Science, Finance & International Business

Chaminade High School   1985 — 1989

Experience
Morgan Stanley  July 2007 - Present
Prudential Equity Group   March 2003 - June 2007
Merrill Lynch  September 1997 - February 2003
Booz & Company  March 1994 - September 1997

Education
University of Virginia Darden School of Business   1991 — 1993
MBA, Business

Drexel University   1988 — 1991
MSEE, Communications, Systems, Computers

Experience
Prudential Equity Group   1986 - 2007

Skills
Equities, Investments, Equity Research, Hedge Funds, Series 7, Asset Management

Education
Northwestern University - Kellogg School of Management   1978 — 1979
MBA, Finance

William & Mary   1972 — 1976
BBA, Accountinng

William & Mary   1972 — 1976

Experience
Evergreen Investments  June 2007 - October 2011
Prudential Equity Group   June 2000 - March 2006
PricewaterhouseCoopers  June 1999 - June 2000

Education
Penn State University   1995 — 1999
BS, Finance

Experience
Three Lights Group   July 2013 - Present
Baker Hughes  October 2006 - February 2013
Prudential Equity Group   January 2006 - June 2006
Westinghouse Electric Company  February 2004 - May 2004

Skills
Geology, Engineering, Petroleum, Petroleum Engineering, Oilfield, Upstream, Oil/Gas, Gas, Energy, Onshore, Completion, Fluids, Flow Assurance, Sourcing, Talent Mining

Education
The Silesian University of Technology
Master of Science in Mining and Geology

Experience
Vipeline   April 2014 - Present
Vipeline   April 2013 - April 2014
The Benchmark Company  October 2010 - April 2013
RBC Capital Markets  March 2007 - June 2010
Prudential Equity Group   July 1997 - March 2006

Skills
Asset Management, Alternative Investments, Capital Markets, Equities, Equity Research, Equity Sales, Financial Modeling, Hedge Funds, Equity Valuation, Investments, Management, Portfolio Management, Series 7, Start-ups, Valuation

Education
Columbia Business School   1992 — 1994

Hamilton College   1985 — 1989

Experience
Landau Arnold Laufer LLP  2014 - Present
Lazard Capital Markets  2011 - 2012
RBC Capital Markets  2007 - 2010
Prudential Equity Group   1985 - 2007

Skills
CPA, Wealth Management..., Equities, Fixed Income, Mutual Funds, Trading, Equity Trading, Program Trading, Electronic Trading, Trading Systems, Capital Markets, Pension Funds, Hedge Funds, Strategy, Prime Brokerage, FINRA, Securities Regulation, Series 7, Series 63, Series 66, Series 24

Education
LIU Post
Bachelor of Science, Accounting

New York University

Experience
Consultant  March 2009 - Present
SPA ETF Inc.   September 2007 - October 2008
Prudential Equity Group   January 2005 - June 2007
Prudential Securities  1996 - 2007
Dean Witter  1989 - 1996

Education
Rensselaer Polytechnic Institute   1983 — 1988
BS, Mechanical Engineering

Dewey Junior High School

Experience
HireOwl   August 2014 - Present
Wells Fargo Securities  July 2009 - August 2014
Oppenheimer & Co. Inc.   2007 - 2009
Prudential Equity Group   2006 - 2007

Skills
Financial Modeling, Equities, Valuation, Investments, Capital Markets, Financial Analysis, Hedge Funds, Finance, Bloomberg, Portfolio Management

Education
Loyola University Maryland   2002 — 2006
BA, International Business

Saint John's High School   1998 — 2002

Experience
OppenheimerFunds  May 2010 - Present
OppenheimerFunds  February 2008 - May 2010
Prudential Equity Group   March 2006 - June 2007

Skills
Mutual Funds, Series 63, Series 7, Alternative Investments, Investments, Asset Management, Equities, Securities, Financial Services, Portfolio Management

Education
Syracuse University   2001 — 2005
B.S., Marketing & Entrepreneurship

Experience
ITG Investment Research  July 2008 - Present
Majestic Research (now ITG Investment Research)   July 2008 - October 2010
Cathay Financial  February 2007 - October 2007
Buckingham Research Group  October 2005 - February 2007
Prudential Equity Group   June 2002 - September 2005
Autodata Corp.   January 2000 - January 2001

Skills
Valuation

Education
Columbia University - Columbia Business School   2011 — 2013
MBA

Bucknell University   1996 — 1999
BS, Business Management & Economics double major

Experience
AllianceBernstein  June 2013 - Present
AllianceBernstein  October 2010 - June 2013
AllianceBernstein  February 2010 - October 2010
AllianceBernstein  January 2009 - February 2010
AllianceBernstein  July 2007 - January 2009
Prudential Equity Group   September 2006 - July 2007

Skills
Series 7, Series 63

Education
Stony Brook University
Bachelors, Business Administration

Experience
KeyBanc Capital Markets  May 2010 - Present
Bernstein Private Wealth Management  2009 - 2010
Prudential Equity Group   2006 - 2007
Deutsche Bank Securities  1999 - 2006
JP Morgan  1994 - 1999

Education
Columbia University - Columbia Business School   1997 — 1999
MBA, Finance

Experience
Welders Supply Company   April 2005 - Present
Prudential Equity Group   September 1995 - April 2005
MFS Investment Management  September 1989 - August 1995

Skills
Equities, New Business Development, Business Strategy, Asset Managment, Cross-functional Team..., Business Planning, Start-ups, Business Development, Competitive Analysis, Entrepreneurship, Strategy, Contract Negotiation, Private Equity, Risk Management, Due Diligence, Strategic Financial..., Forecasting, Negotiation, Finance, Venture Capital, Management Consulting, Marketing Strategy, Banking, Executive Management, Analysis, Financial Markets, Market Research, Account Management, Budgets, Hedge Funds, Sales, Product Marketing, Corporate Development, Leadership, CRM, Financial Reporting, Management, Trading, Marketing, Process Improvement, Team Building, Product Development, Business Process..., Insurance, Strategic Partnerships, Product Management, Change Management, Investment Banking, Analytics, Business Analysis

Education
Denison University   1986 — 1989
BA, Economics

Experience
DriveWealth  June 2015 - Present
Compliance consulting and outsourcing   August 2014 - June 2015
Rabobank International  May 2012 - May 2013
Lazard Capital Markets  September 2009 - April 2013
Ark Asset Management  November 2007 - May 2009
Prudential Equity Group   June 2002 - November 2007
National Discount Brokers  May 2000 - May 2002
Schroder & Co. Inc   June 1994 - May 2000
NASD  December 1984 - May 1993

Skills
Hedge Funds, Alternative Investments, Securities, Fixed Income, Asset Managment, Mutual Funds, Trading, Investments, Bloomberg, Portfolio Management, Capital Markets, Asset Allocation, Valuation, Investment Advisers Act, Asset Management, Private Equity, Electronic Trading

Education
New York Law School   1991 — 1994
Doctor of Law (J.D.)

Hamilton College   1977 — 1981
AB, Economics

Experience
Comcast  August 2013 - Present
Comcast  March 2012 - August 2013
Cisco Systems  September 2011 - March 2012
Cisco Systems  September 2009 - September 2011
Cisco Systems  September 2008 - August 2009
Merrill Lynch  June 2007 - September 2008
Prudential Equity Group   November 2000 - May 2007

Skills
Competitive Analysis, Corporate Finance, Financial Analysis, Strategic Planning, Cross-functional Team..., Portfolio Management, Product Management, New Business Development, Strategy, Forecasting, Analytics, Business Strategy, Financial Modeling, Analysis, Due Diligence, Management Consulting, Leadership, Strategic Financial..., Tableau, Valuation, Pricing Strategy, Business Intelligence, Go-to-market Strategy, Business Planning, Market Analysis, Business Development, Corporate FP&A, ROIC, Decision Analysis, Performance Dashboards, Corporate Development, Essbase, Hyperion Enterprise, Finance

Education
Princeton University   1996 — 2000
BA, Economics

University of Pennsylvania - The Wharton School
Executive Education

Experience
JP Morgan  October 2005 - Present
Prudential Equity Group   August 2003 - October 2005

Education
Fordham University   1999 — 2003
BS, Finance

Experience
Prudential Equity Group   1992 - 2006
Prudential Financial  1992 - 2006

Skills
Editing, Internal Communications, Web Content, Event Planning, Strategic Communications, Copy Editing, Public Speaking, Journalism, Newsletters, Copywriting, Proofreading, Editorial, Publishing, Blogging, Social Media, Creative Writing, Magazines, Writing, Public Relations, Publications, Social Media Marketing, Digital Media, New Media, Advertising, Content Development, Feature Articles, Press Releases, Research, Storytelling, Newspapers, Content Strategy

Education
Binghamton University   1979 — 1981
Bachelor of Arts (B.A.), English Language and Literature/Letters

Experience
Halvorsen Capital   June 2006 - Present
Gap Inc.  May 2013 - May 2015
BTS  July 2010 - May 2013
Presence TeleCare   January 2010 - August 2010
Jefferies & Company  2007 - 2008
Prudential Equity Group   2005 - 2007

Skills
Investments, Analysis, Market Research, Financial Modeling, Valuation, Equities, Investment Banking, Leadership, Financial Analysis, Capital Markets, Equity Research, Asset Managment, Business Strategy, Finance, Corporate Development, Strategy

Education
Brown University
BA, American History

The Pingry School

Experience
Picton Mahoney Asser Management   April 2014 - Present
Sanford C. Bernstein  August 2007 - February 2014
Prudential Equity Group   May 2005 - June 2007
SAI Healthcare LLC   February 2003 - January 2005
Searle  May 1992 - January 2000

Skills
Valuation, Clinical Development, Pharmaceutical Industry, Equity Research, Competitive Intelligence, Investment Management, Financial Modeling, Competitive Analysis, Drug Development, Equities, Equity Valuation, Portfolio Management, Biotechnology, Clinical Trials, Financial Analysis, Venture Capital, Emerging Markets, Hedge Funds

Education
Washington University in St. Louis - Olin Business School   2000 — 2002
MBA, Healthcare

Tulane University   1980 — 1984
Ph.D., Biochemistry

Experience
BTIG  August 2007 - Present
Prudential Equity Group   January 2001 - August 2007
Donaldson, Lufkin & Jenrette   May 1999 - November 2000

Education
University of Massachusetts, Amherst   1986 — 1990
Finace

Experience
Law Offices of Jordan D. Becker   March 2013 - Present
Paduano & Weintraub LLP  2004 - February 2013
Prudential Equity Group   2000 - 2004

Skills
Litigation, Commercial Litigation, Legal Writing, Legal Research, Securities, Appeals, Corporate Governance, Corporate Law, Civil Litigation, Arbitration, Securities Litigation, Research, Due Diligence, Mergers & Acquisitions, Class Actions, Trial Practice, Securities Regulation, Mediation, Bankruptcy, Intellectual Property, Courts, Alternative Dispute..., Public Speaking

Education
Fordham University School of Law   1983 — 1986
JD

Princeton University   1978 — 1982
AB, History

Experience
Coach  July 2010 - Present
Thomas Weisel Partners  December 2006 - July 2010
Prudential Equity Group   October 2005 - December 2006

Education
Boston College   2001 — 2005
B.A., Economics

Experience
Cyndx Advisors LLC   April 2014 - Present
Lazard Capital Markets  March 2005 - April 2014
Prudential Equity Group   May 2003 - March 2005
Schroder and Co.   March 1998 - March 2000
National Association of Securities Dealers (currently FINRA)   September 1995 - March 1998
Office of the District Attorney, Bronx County, Bronx NY   August 1989 - September 1995

Skills
Equities, Private Equity, Hedge Funds, Investment Banking, Series 7, Securities, Corporate Finance, FINRA, Fixed Income, Series 63, Due Diligence, Mergers & Acquisitions, Equity Research, Series 16, Series 24

Education
Seton Hall University School of Law   1985 — 1989
Doctor of Law (J.D.)

Boston College   1976 — 1980
Bachelor of Arts (B.A.), History