TD Waterhouse
TD Waterhouse is the brand used for a Canadian brokerage within Toronto–Dominion Bank. It was also formerly used for TD's American and British brokerages. TD's original brokerage, Greenline Investor Services, was established in 1984. Traded as: TSX: TD; NYSE: TD; S&P/TSX 60 component Headquarters: Toronto, Ontario, Canada Parent: Toronto–Dominion Bank
TD Waterhouse List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at TD Waterhouse. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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TD Waterhouse Employees
Trueforce 2009 - Present
Whendu February 2014 - Present
inContact April 2013 - September 2013
Sierra360 February 2012 - March 2013
RII 2008 - 2009
Five9 2001 - 2006
OffRoad Capital 1998 - 2000
TD Waterhouse 1994 - 1998
Education
University of San Francisco
Bachelor of Science (BS)
DST Systems March 2015 - Present
Hanson McClain Advisors November 2014 - March 2015
WBB Securities January 2011 - February 2014
Commonwealth Financial Network January 2006 - January 2011
LPL November 2004 - December 2006
LPL Financial ( Linsco/Private Ledger ) 2004 - 2006
TD Waterhouse March 2004 - November 2004
Charles Schwab 1999 - 2004
Lloyd Wade Securities 1997 - 1998
Skills
Compliance, Securities, Series 7, FINRA, Mutual Funds, Series 24, Series 63, Investments, Investment Advisory, Financial Risk, Uniform Combined State..., Strategic Financial..., Risk Management, Asset Managment, Equities, Wealth Management, Portfolio Management, Series 66, Series 53, Series 55, Life, Health and..., Banking, Management, Trading, Alternative Investments, Finance, Financial Advisory, Fixed Income, Investment Banking, Asset Management, Financial Services
Education
Wine and Spirits Education Trust 2010 — 2010
Level 2, Intermediate, Wine and Spirits
University of Phoenix 2007 — 2009
MBA, Business Administration
University of Phoenix 2004 — 2006
BS, Business Management
Poway High 1987 — 1991
High school
Citco Fund Services April 2013 - June 2013
CIBC April 2011 - April 2013
TD Waterhouse July 2010 - February 2011
Hodgins Auctioneers February 2010 - June 2010
First Leaside Group 2007 - 2008
Skills
Marketing Strategy, Financial Analysis, Accounting, Analysis, Portfolio Management, Project Management, Investments, Business Analysis, Finance
Education
Certified General Accountants 2013 — 2014
Accounting (Level 4), Accounting
University of New Brunswick 2008 — 2010
MBA, International Business
marc garneau collegiate institute
CIBC Commercial Banking May 2012 - June 2015
CIBC Commercial Banking July 2011 - May 2012
RBC Dominion Securities July 2010 - January 2011
TD Waterhouse 2008 - 2010
Skills
Banking, Commercial Banking, Credit, Derivatives, Equities, Mutual Funds, Investments, Financial Statement..., Options, Analysis, Wealth Management, Trading, Fixed Income, Financial Risk
Education
University of New Brunswick 2002 — 2007
Business Administration, Finance & Economics
CFA Institute
Level 2 Candidate 2013
University of Toronto
TD Waterhouse June 2005 - Present
Education
University of Ottawa 2000 — 2004
Honours, Commerce
Denis Morris
Office of the Superintendent of Financial Institutions of Canada June 2008 - Present
CIBC Imperial Service November 2005 - June 2008
TD Canada Trust December 2004 - November 2005
TD Waterhouse January 2004 - December 2004
TD Canada Trust March 2000 - January 2004
Skills
Financial Analysis, Credit Risk, Credit, Banking, Securities, Financial Risk, Investments, Asset Managment, Strategic Financial..., Governance, Credit Analysis, Policy
Education
University of Ottawa 2000 — 2003
Commerce, Finance
Hillcrest 1995 — 1999
diploma
Value Mobile September 2013 - Present
Countrystyle/Yogenfruz February 2012 - Present
Gateway Newstands December 2002 - May 2011
TD Waterhouse April 2000 - September 2005
Skills
Retail Management, Multi-channel Retail, Stock Picking, Business Strategy, Retail, Portfolio Management, Store Management
Education
University of Mumbai 1989 — 1993
B.Com, Finance
St Mary's High School, Mumbai
Royal LePage January 2004 - Present
TD Waterhouse February 2001 - April 2004
Skills
Real Estate, Finance, New Business Development, Business Development, Management, Brokerage
Education
University of Ottawa / Université d'Ottawa 1996 — 2000
Honors in Economics
World Financial Group (WFG) 2014 - Present
Primerica June 2011 - 2014
Softron Tax February 2013 - May 2013
TD Waterhouse 2002 - 2010
Royal Bank of Canada 2001 - 2001
Petron Corporation 1996 - 2001
Petron Corporation 1991 - 1996
Wrigley Philippines Inc. 1991 - 1991
Wrigley Philiippines Inc. 1988 - 1991
Skills
Fixed Assets, Auditing, Account Reconciliation, Accounting, Financial Accounting, Financial Statements, Tax, Strategic Financial..., Analysis, Variance Analysis, Finance, Bank Reconciliation, Bookkeeping, Management, Wealth Management, Financial Services, Financial Planning
Education
CSI 2009 — 2010
Canadian Securities Course
CGA Ontario 2004 — 2004
Accounting designation
St. Joseph's College, Quezon City
University of Santo Tomas
B.S.Commerce, Major in Accounting
San Diego Data Pro Inc. July 2005 - Present
TD Waterhouse May 2000 - July 2005
Raytheon 1995 - 2000
Skills
SQL Server Development, ASP.Net, Microsoft Access..., .Net Platform, Database Development, Database Tuning, Visual Basic.Net, C#, Visual Basic, Databases, Access, SQL, SSRS, Software Development, ASP.NET, Microsoft SQL Server, VB.NET, .NET, Architecture, Testing, Integration
Education
University of Missouri-Columbia 1982 — 1986
B.S., Computer Science
TD Waterhouse 2010 - Present
Scotia McLeod 1986 - 2010
Skills
CIMA, CMA, CIM, FCSI, ..., TD Waterhouse
Education
Society of Management Accountants
CMA
University of Regina
Bachelor of Business Administration (B.B.A.), Accounting and Finance
JPMorgan Securities LLC March 2014 - Present
Charles Schwab September 2009 - March 2014
TD Bank April 2008 - August 2009
Fidelity Investments November 2005 - April 2008
Etrade Financial June 2005 - November 2005
TD Waterhouse 1998 - 2005
Education
University of South Florida 1993 — 1995
BS, Finance
Hillsborough Community College 1992 — 1993
Associate of Arts (AA), Business Administration
Hollis Wealth March 2015 - Present
TD Waterhouse September 2004 - March 2015
Roblin Credit Union 2001 - 2004
Skills
Retirement Planning, Wealth Management, Portfolio Management, Strategic Financial..., Mutual Funds, Financial Analysis, Small Business Lending, Credit Analysis, Estate Planning, Investments, Banking, Loans, Financial Planning, Retail Banking, Mortgage Lending, Commercial Banking, Credit
Education
University of Manitoba 2008 — 2010
Master of Business Administration (M.B.A.), Business/Commerce, General
University of Manitoba 2007 — 2009
MBA, Management
ISI September 2010 - Present
Cardinal Creek Community Association 2011 - 2011
TD Waterhouse 2004 - 2008
Education
University of Ottawa / Université d'Ottawa 2000 — 2003
Business Administration
St. Patrick's High School 1994 — 1997
MacDougall, MacDougall and MacTier, Inc. July 2015 - Present
Watt Carmichael Inc. May 2013 - July 2015
Manulife Securities Incorporated November 2011 - April 2013
TD Waterhouse February 2009 - November 2011
Wellington West Capital December 2007 - February 2009
Clearsight Wealth Management February 2004 - December 2006
CIBC Imperial Service December 2001 - February 2004
Skills
Investments, Strategic Financial..., Portfolio Management, Retirement Planning, Investment Strategies, Trading, Wealth, Financial Services, Strategic Planning, Small Business, Retirement, Investment Advisory, Asset Allocation, Wealth Management, Financial Advisory
Education
University of North Texas 1978 — 1982
Bachelor of Education, Honours
Mercer October 2012 - Present
Royal Bank of Canada July 2009 - October 2012
Hugessen Consulting Inc. October 2006 - June 2009
Falconbridge Limited (prior to Xstrata plc merger in August 2006) August 2004 - September 2006
TD Bank July 2001 - August 2004
TD Waterhouse January 1999 - July 2001
TD Asset Management October 1998 - January 1999
Skills
Executive Pay, Equities, Incentive Programs, Financial Services, Mergers & Acquisitions, Deferred Compensation, Personnel Management, Compensation & Benefit, Benchmarking, Corporate Governance, Risk Management, Management, Program Management, Finance, Analytics, Job Evaluation, Succession Planning, Investments, Talent Management, Securities, Performance Management, Remuneration, HRIS, Consulting
Education
University of Manitoba 1995 — 1998
BComm (Honours), Finance
University of Manitoba 1991 — 1994
BSc, Physics & Mathematics
Amalgamated Bank September 2007 - Present
UBS Investment Bank November 2006 - September 2007
Prudential Financial January 2005 - November 2005
TD Waterhouse February 2000 - November 2005
Skills
Fixed Income, Prime Brokerage, Corporate Actions, Dividends, Securities, Bloomberg, Securities Lending, Settlement, Derivatives, Back Office, Middle Office, Hedge Funds, Risk Management, Capital Markets, Equities, Portfolio Management, Financial Services, Trading, Options, Financial Risk, Alternative Investments, AML, Asset Management, Mutual Funds, Investments, Banking, Bloomberg Terminal, Cash Management, Operational Risk, Investment Banking, Bonds, Relationship Management, Investment Management, Wealth Management, Credit Risk, Funding, FX Options, Loans, Credit, Financial Markets, Commercial Banking, Management
Education
University of Massachusetts, Amherst 1995 — 1999
B.A., Economics
Fieldston High School 1990 — 1994
OpenLink Financial November 2010 - Present
Unemployed October 2010 - November 2010
MetLife July 2010 - October 2010
MetLife September 2007 - March 2010
TD Ameritrade April 2006 - November 2007
TD Waterhouse February 2003 - April 2006
TD Waterhouse January 2000 - February 2003
TD Waterhouse January 1998 - January 2000
Waterhouse Securities January 1995 - January 1998
Skills
Series 7, MS Project, Retirement Planning, Project Delivery, Customer Satisfaction, System Testing, CompTIA Network+
Education
University of Phoenix 2012 — 2014
Bachelor of Science (B.S.), Information Technology
University of Phoenix 2010 — 2012
Associate of Arts (A.A.), Information Technology
Lynbrook, HS
MBNA - TD Bank May 2011 - Present
MBNA - Bank of America April 2010 - April 2011
Telfer School of Management August 2008 - August 2009
Hazell & Associates / Career Partners International May 2003 - November 2008
Career Partners International November 2007 - August 2008
Hazell & Associates / Career Partners Internationa May 2003 - August 2008
TD Waterhouse January 1999 - May 2003
Skills
Marketing Strategy, Strategic Planning, Direct Marketing, Coaching, Strategy, Project Planning, Project Management, Marketing Management, Team Building, Change Management, Marketing, Sales, Management Consulting, Training, Data Analysis, Process Improvement, Leadership, Public Speaking, Budgets, Business Analysis
Education
University of Ottawa 2008 — 2009
Masters of Business Administration, Human Resources/Marketing
York University 1997 — 2001
Fine Arts, with Honors, Visual Arts
TD waterhouse August 2009 - Present
Education
University of New Brunswick 2005 — 2007
SAGE Publications November 2014 - Present
Dailymotion USA November 2010 - Present
Viacom/ BET Interactive May 2009 - October 2010
iVillage/ NBC Digital Health Network, Inc July 2007 - April 2009
TD Waterhouse December 2006 - July 2007
Robert Half International February 2005 - July 2007
TD Waterhouse Holdings June 2006 - December 2006
Toski Schaefer & Co February 2005 - July 2005
Pelzman & Company, LLC December 2004 - February 2005
Sultan & Company, LLC September 2002 - December 2004
Skills
Financial Reporting, Finance, PeopleSoft, SAP, SAP BW, Revenue Recognition, Digital Media Finance, QuickBooks, Forecasting, Variance Analysis, Digital Media, Managerial Finance, Budgets, Accounting, Financial Analysis, Internal Controls, Sarbanes-Oxley Act
Education
University of South Africa/Universiteit van Suid-Afrika 1994 — 1998
BSc Acct, Accounting, Auditing
National Regulatory Services January 2011 - September 2012
Wells Fargo Investments April 2006 - October 2009
WestPark Capital Inc. April 2002 - January 2005
Morgan Stanley Smith Barney June 2000 - January 2002
TD Waterhouse December 1994 - June 2000
Skills
Finance, Training, Management, Human Resources, Auditing, Call Centers, Financial Risk, Sales, Investments, Risk Management, Coaching, Customer Service
Education
University of Northern Colorado
Business
Dalhousie University September 2012 - Present
Kitchen Party DJ April 2012 - Present
RBC Wealth Management January 2010 - September 2012
Eastern Passage Soccer Club September 2010 - February 2012
FUSION Halifax November 2010 - November 2011
TD Waterhouse December 2005 - August 2008
TD Canada Trust March 1996 - November 2005
Skills
Inside Sales, Sales Management, New Business Development, People Management, Cost Reduction, Market Growth, Financial Planning, Investments, Wealth Management, Retirement Planning, Banking, Estate Planning, Customer Relations, Asset Management, Risk Management, Planning, Insurance, Business Strategy, Budgeting, Compliance, Problem Solving, Negotiation, Public Speaking, Coaching, Small Business, Succession Planning, Trusts
Education
University of Ottawa / Université d'Ottawa 1999 — 2001
Executive MBA, Strategy
Principal Financial Group 2008 - 2012
TD Waterhouse 1993 - 2006
Education
University of Missouri-Columbia 1987 — 1991
BA, English and Spanish
Archbishop O'Hara High School
Lebhar-Friedman May 2008 - Present
Nation's Restaurant News April 2006 - May 2008
NY Daily News November 1999 - March 2006
TD Waterhouse 1997 - 1999
Skills
Google Analytics, Social Media, Audience Development, Email Marketing, Digital Strategy, Social Media Marketing, Publishing, SEO, Digital Marketing, Online Advertising, Newsletters, SEM
Education
University of Miami - School of Business 1992 — 1996
Bachelor of Business Administration, International Finance & Marketing
Staten Island Academy 1984 — 1992
MTY Food Group September 2015 - Present
Yum! Brands August 2014 - July 2015
Imcescor Restaurant Group Inc. June 2010 - July 2014
Multi-Unit Franchisee February 2007 - August 2010
L'Oréal Canada May 2001 - February 2007
TD Waterhouse 1996 - 1998
Skills
Product Development, Social Media Marketing, Competitive Analysis, Marketing Research, Brand Management, Marketing, SEO, Retail, FMCG, Forecasting, Management, Budgets, Team Leadership, Leadership, Negotiation, Marketing Strategy, Marketing Communications, Analysis, Advertising, Brand Development, Strategy, Marketing Management, Digital Marketing, Strategic Planning, Market Planning, Market Research, Sales, Direct Marketing, Email Marketing
Education
University of Toronto - Rotman School of Management 2000 — 2002
MBA, Marketing, Entrepreneurship
University of Toronto 2010 — 2011
Certificate, E-Business & Web Marketing
University of Manitoba 1990 — 1994
BA, Economics
University of Toronto 2010 — 2011
Certificate of E-Business & Web Marketing, Digital & Social Media
Wells Fargo Advisors, LLC November 2014 - Present
Sterneck Capital Management LLC December 2013 - October 2014
Charles Schwab & Co., Inc. June 2009 - October 2013
Fidelity Investments October 2007 - March 2009
Harris Bank, Harris Investor Services, Inc. July 2005 - November 2007
TD Waterhouse November 2004 - July 2005
Charles Schwab May 2003 - November 2004
Charles Schwab May 1999 - May 2003
Skills
CRM, Leadership, Recruiting, Business Development, Management, Training, Sales, Team Building, Coaching, Banking, Financial Services, Human Resources, Sales Process, Employee Training, Finance, Strategic Financial...
Education
University of Missouri-Saint Louis 1987 — 1992
BA, Communications
Univesity of Missouri
Agriculture and Agri-Food Canada August 2015 - Present
Agriculture and Agri-Food Canada July 2014 - August 2015
Agriculture and Agri-Food Canada October 2011 - June 2014
Public Health Agency of Canada June 2011 - October 2011
Transport Canada May 2007 - June 2011
TD Waterhouse July 2006 - April 2007
Canadian Bank Note Company, Limited July 2001 - June 2006
Skills
Government, Project Management, Change Management, System Administration, Governance, Public Administration, Research, Program Management, Security, Public Relations, International Relations, Security Clearance, Organizational..., Diplomacy, Risk Management, Budgets, Grant Writing, Contract Negotiation, Policy, Leadership, Political Science, Supervisory Skills, Program Evaluation, Public Sector, Proposal Writing, Project Planning, Strategic Planning, Public Speaking, Strategic Communications, Politics, Team Building, Policy Analysis, Public Policy, Program Development, Economics, Data Analysis, Coaching, Analysis, Management, Training, Recruiting, Information Management, Team Leadership, Employee Relations, Federal Government, Human Resources, Software Documentation, Sociology, Executive Office..., Business Analysis
Education
University of Waterloo
Certificate, Introduction to Project Management
University of Ottawa / Université d'Ottawa 1996 — 2000
B.Soc.Sc., Sociology
WPIC
Wedding Consultant and Coordinator Certification Course
St. Paul's Catholic High School 1990 — 1995
OAC/OSSD
USAA March 2011 - Present
TD Ameritrade July 1995 - February 2011
TD Waterhouse 1995 - 2006
Education
University of Massachusetts, Amherst 1986 — 1990
BA, Legal Studies
Boston College High School 1982 — 1986
TD Waterhouse November 2005 - Present
Skills
Wealth Management, Investment Advisory, Investment Strategies, Fixed Income, ETFs, Risk Management, Investments, Mutual Funds, Investment Management, Retirement Planning, Leadership, Financial Analysis, Equities, Portfolio Management, Financial Planning, Strategic Planning
Education
Wharton Business School 2003 — 2004
Certified Investment Management Analyst Program
The University of Western Ontario 1990 — 1993
ACS, Financial and Economic Studies
Self-employed March 2003 - Present
American Real Estate March 2003 - October 2012
TD Waterhouse May 2000 - May 2003
Skills
Sellers, First Time Home Buyers, Buyer Representation, Short Sales, Relocation, Listings, Single Family Homes, New Home Sales, Foreclosures, Condos, Real Estate, REO, Investment Properties, Investors, Referrals, Residential Homes
Education
University of San Diego 1991 — 1995
Bachelor of Business Administration (BBA), Finance and Minor in Religion
Yonsei University 1994 — 1994
bach, General Studies Abroad
Socius Family Office 2015 - Present
Barclay Breland Family Office 2012 - 2014
Citi Private Bank 2010 - 2012
GenSpring Family Offices 2004 - 2010
Access Wealth Management 2001 - 2004
TD Waterhouse 1996 - 2001
Skills
Alternative Investments, Portfolio Management, Investments, Risk Management, Equities, Hedge Funds, Fixed Income, Investment Strategies, Fund Of Funds, Financial Services, Wealth Management, Due Diligence, Asset Allocation, Asset Managment, Wealth Management..., Asset Management, Corporate Finance, Mutual Funds, Chartered Financial..., Investment Management, Finance, Asset, Private Equity, Investment Advisory, High Net Worth..., Strategic Financial..., Family Office, Securities, Bonds, Capital Markets, Private Banking, Series 63, Derivatives, Financial Advisory, Strategy, Financial Analysis, Financial Planning
Education
University of North Florida 2002 — 2004
Master of Business Administration (M.B.A.), Finance
University of Miami
Bachelor of Science (B.Sc.), Communication Poltical Science
Cree August 2014 - Present
Renewable Energy Systems Americas Inc. March 2014 - August 2014
Sherman & Howard L.L.C. January 2009 - March 2014
Sherman & Howard L.L.C. March 2005 - December 2008
Poyner Spruill LLP September 2002 - February 2005
TD Waterhouse February 1998 - August 1999
Banc of America Investments March 1997 - February 1998
Skills
Corporate Law, Legal Research, Corporate Governance, Mergers, Legal Writing, Contract Negotiation, Securities Regulation, Securities Offerings, Public Companies, SEC filings, Private Companies, Risk Management, Document Drafting, Legal Compliance, Due Diligence, Contract Law, Mergers & Acquisitions, Securities, Licensing
Education
University of Tennessee College of Law 1999 — 2002
J.D., Magna Cum Laude, Law
University of North Carolina at Chapel Hill 1992 — 1996
Bachelor of Arts, History
Broughton High School
Catamaran April 2015 - Present
Johnson & Johnson January 2014 - March 2015
CVS Health January 2011 - December 2013
Ford Foundation April 2009 - December 2010
BD August 2007 - March 2009
Pfizer December 2005 - July 2007
Goldman Sachs - Regulatory Reporting Division April 2005 - November 2005
TD Waterhouse February 2004 - February 2005
JPMorgan Chase & Co. July 2002 - December 2003
Other June 1998 - July 2002
Skills
SOA, Master Data Management, SDLC, ESB, EAI, Solution Architecture, Websphere, Enterprise Architecture, Data Warehouse..., Software Project..., Java Enterprise Edition, Web Services, Middleware, DB2, Requirements Analysis, Agile Methodologies, Oracle, Business Analysis, Architecture, Enterprise Software, Data Warehousing, Databases, Systems Analysis, IT Strategy, Integration, Pre-sales, Requirements Gathering, Database Design, WebSphere Application..., WebSphere Message Broker, Liferay Portal Server, Microsoft SQL Server, Oracle Database, Core Java, IT Governance, SOA Governance, Informatica MDM..., WebSphere
Education
University of New Hampshire 1996 — 1998
Master of Business Administration (M.B.A.), Marketing & Systems
University of Mumbai 1991 — 1995
B.E, Electronics
Parle College 1991 — 1993
H.S.C, Science
TD Waterhouse April 2012 - Present
TD Waterhouse January 2011 - April 2012
TD Canada Trust February 2010 - January 2011
Skills
Mutual Funds, Equity Trading, Customer Experience, Fixed Income, Economics, CFA, Statistics, Regulatory Requirements, Options, Microsoft Office, Thomson One, Six Sigma, French, Polish
Education
University of Ottawa / Université d'Ottawa 2004 — 2008
Bachelor of Social Sciences, Joint Honours in Economics & Political Science
Consultant and Freelancer 2013 - Present
Diageo 2012 - 2013
RDA International, Inc. 2011 - 2012
Media Consulting Services 2008 - 2011
Prudential Investments 2007 - 2008
Royal Bank of Canada, Capital Markets 2005 - 2007
TD Waterhouse 2002 - 2004
Prudential Securities 1999 - 2002
Wells Rich Greene 1996 - 1998
Arista Records 1987 - 1995
Skills
Marketing, Market Analysis, Advertising, Graphic Design, Integrated Marketing, Marketing Communications, Marketing Strategy, Strategic Planning, Social Media, SEO, Editing, Account Management, Creative Direction, Creative Strategy, Cross-functional Team..., Budgets, Strategy, Project Management, Sales, Brand Management, Management, Public Relations, Business Development, New Business Development, Direct Marketing, Online Advertising, Digital Media, Email Marketing, Brand Development, Copywriting, Interactive Marketing, Online Marketing, Leadership, Web Design, Competitive Analysis, Market Research, Marketing Management, Mobile Marketing, Mobile Devices, Corporate Communications, Digital Strategy, Social Media Marketing, Digital Marketing, Direct Mail, Media Planning, CRM, Relationship Marketing, Lead Generation, Segmentation, E-commerce
Education
Institute of Advanced Advertising Studies
University of Massachusetts, Amherst
Teaneck High School
E*TRADE Financial September 2009 - Present
UBS Wealth Management 2006 - 2009
ADP Clearing and Outsourcing (Ridge Clearing) April 2006 - December 2006
Cantor Fitzgerald July 2005 - April 2006
TD Waterhouse 1998 - 2005
Skills
Securities, DTC, Equities, Series 7, Middle Office, FINRA, Account Reconciliation, Fixed Income, Settlement, Series 24, Financial Services, Back Office, Mutual Funds, Bloomberg, Options, Prime Brokerage, Corporate Actions, Securities Lending, Trading, Bonds, Series 63, Derivatives, Hedge Funds, FX Options, Risk Management
Education
University of Phoenix 2009 — 2014
Management of Accounting AS & Project/Business Management BS, Management of Accounting/Project/Risk Management
HSTAT
Deutsche Bank December 2006 - October 2007
TD Waterhouse June 2005 - May 2006
TD Waterhouse December 2003 - June 2005
Brokerage America, Inc May 2001 - November 2002
JPMorgan Chase May 2000 - April 2001
TD Waterhouse Investor Services March 1998 - May 2000
Skills
Equities, Customer Service, Corporate Actions, Options, Trading, Financial Services, Securities, Banking, Call Centers, Risk Management, Bonds, Investments, Financial Markets, Back Office, Bloomberg, Microsoft Office, Wealth Management
Education
University of Miami 2015 — 2015
Undergraduate Certificate in Healthcare Advocacy (completed September, 2015), Healthcare Advocacy Certificate Program
Lehman College 1991 — 1994
Bachelor of Arts, Communications w/ Economics minor
Saint John's University 1988 — 1991
Business Administration
Clark Board of Education September 2009 - Present
Schering-Plough 2009 - 2010
Goldman Sachs 2007 - 2009
Schering Plough 2007 - 2007
RightAnswers 2006 - 2007
Johnson & Johnson November 2005 - July 2006
Merck 2005 - 2005
Pershing 2001 - 2005
TD Waterhouse August 1999 - February 2001
Keane November 1997 - August 1999
Skills
Program Management, SharePoint, Management, Project Management, Strategy, Technical Writing, Business Analysis, Consulting, Process Improvement, Leadership, SDLC, Software Documentation, Training, Vendor Management, IT Strategy, Marketing, Risk Management, Strategic Planning
Education
Saint John's University 1989 — 1994
University of Scranton
Master's Degree, Educational Administration and Supervision
Praxis Knowledge Systems Inc January 1995 - Present
Aikido Reishinkan July 1994 - Present
BMO Financial Group 2008 - 2010
Focused Management International 2000 - 2008
TD Waterhouse 2006 - 2007
RBC 2005 - 2005
TD Securities 2003 - 2005
BMO Nesbitt Burns 1999 - 2003
Diversey Corporation 1990 - 1995
American Cyanamid 1980 - 1989
Education
EXIN ITIL Foundation Certificate
Certificate, ITIL Foundation
University of Toronto - Rotman School of Management 1988 — 1990
MBA, Policy & Finance
University of Liverpool 1971 — 1976
B Sc Hons, Organic Chemistry
TD Waterhouse November 1989 - Present
TD Waterhouse April 1999 - December 2012
TD Bank Group May 1996 - April 1999
TD Bank Group March 1993 - April 1996
Skills
Wealth Management..., Private Banking, Wealth Management, Wealth, Investment Advisory, Investment Strategies, Asset Allocation, Alternative Investments, Asset Managment, Credit, Banking, Loans, Strategic Financial..., Asset Management, Investments, Relationship Management, Finance, Bonds, Mutual Funds, High Net Worth..., Strategy, Financial Services, Mortgage Lending, Portfolio Management, Fixed Income, Retirement Planning, Financial Advisory, Investment Management, Securities
Education
University of Ottawa / Université d'Ottawa 1983 — 1988
BA, Psychology
Fort William Collegiate 1978 — 1984
Buchanan & Edwards October 2013 - Present
Creative Information Technology, Inc. August 2008 - October 2013
Geneva Software 2002 - 2008
Intersect Software 2001 - 2002
TD Waterhouse June 1998 - August 2000
Skills
PMP, Software Development, Scrum, Certified Scrum Master..., Java, Sun Certified Java..., Process Improvement, CMMI, MCTS, Management, Agile Methodologies, .NET, SDLC, Requirements Analysis, Web Services, Microsoft SQL Server, Software Project...
Education
University of Richmond - Robins School of Business 1994 — 1998
BS
William Raveis Real Estate November 2013 - Present
Coldwell Banker July 2004 - November 2013
TD Waterhouse January 2002 - December 2003
Fidelity Capital Markets December 1997 - July 2001
Fidelity Investments August 1995 - December 1997
Xerox 1994 - 1995
Skills
Real Estate, Residential Homes, Real Estate Development, Sales, Management, Investments, Series 7, Commercial Real Estate, Asset Management, Investment Properties, Real Estate Transactions, Selling
Education
University of Rochester 1991 — 1995
BA, Political Science
Boston College High School 1987 — 1991
TD Wealth Management January 2012 - Present
TD Waterhouse April 2003 - January 2012
Royal Bank of Canada September 1999 - March 2003
Skills
Investments, Private Banking, High Net Worth..., Wealth Management, Banking, Portfolio Management, Credit, Mutual Funds, Mortgage Lending, Retail Banking, Loans, Credit Analysis, Relationship Management, Asset Management, Bonds, Wealth, Strategic Financial..., Securities, Leadership, Financial Analysis, Sales, Investment Advisory, Wealth Management..., Equities, Risk Management, Investment Strategies, Capital Markets, Retirement Planning, Strategy, Fixed Income, Cross Selling, Financial Planning
Education
University of Ottawa
Bachelor’s Degree, Business/Commerce, General
CPP Investment Board July 2013 - Present
CPP Investment Board June 2012 - July 2013
TD Securities September 2010 - June 2012
TD Securities October 2009 - September 2010
TD Waterhouse September 2008 - October 2009
Education
University of Ottawa / Université d'Ottawa 2004 — 2008
Bachelor of Commerce, Option in Finance
CFA Institute
Chartered Financial Analyst
Canadian Securities Institute
CSC, CPH, DFC, OLC
Global Association of Risk Professionals
FRM, Level 2 Candidate
Raymond James Financial Inc. August 2014 - Present
TD Waterhouse September 2005 - October 2013
Nesbitt Burn January 1998 - September 2005
Skills
Wealth Management, Banking, Portfolio Management, Credit, Mutual Funds, Retail Banking, Investments, Commercial Banking, Mortgage Lending, Strategic Financial..., Financial Services, Loans, Investment Advisory, Relationship Management, Cross Selling, Risk Management, Securities, Asset Management, Financial Analysis, Retirement Planning
Education
University of Saskatchewan
Bachelor of Commerce (B.Com.), Marketing/Management
University of Saskatchewan
Bachelor of Commerce (BCom)
TD Waterhouse January 2005 - Present
Education
University of Manitoba 1994 — 1997
Bachelor of Commerce, Finance
Canaccord Wealth Management May 2009 - Present
TD Waterhouse March 2003 - May 2009
TD Bank August 1999 - March 2003
Skills
Wealth Management, Finance, Financial Services, Asset Allocation, Investments, Retirement Planning, Portfolio Management, Financial Advisory, Banking, Investment Strategies, Mutual Funds, Financial Planning, Investment Advisory, Strategic Financial...
Education
University of Regina
TD Bank Financial Group 2014 - Present
TD Securities 2010 - 2014
Morgan Stanley 2008 - 2009
TD Waterhouse 2005 - 2008
CIBC Mellon 2005 - 2005
Skills
Capital Markets, Equity Derivatives, Equities, Interest Rate..., P&L Analysis, Valuation, Attribution, Risk Management, Structured Products, Pricing Analysis, Funding, Options, Investments, Fixed Income, Online Brokerage, Financial Analysis, Portfolio Management
Education
University of London
MBA Candidate
Professional Risk Managers' International Association
PRM Candidate
Bloomberg Certification
Equities
Canadian Securities Institute
CSC, CPH, DFC, OLC, FRM
University of Toronto
Hon.B.A.
Citibank February 2002 - Present
TD Waterhouse October 1997 - September 2001
Kennedy Cabot & Co. July 1987 - October 1997
Skills
Banking, Credit, Loans, Risk Management, Customer Service, Retail Banking, Portfolio Management, Financial Analysis, Finance, Credit Analysis, Commercial Banking, Relationship Management, Mortgage Lending, Credit Risk, Small Business Lending
Education
University of Phoenix
Bachelor of Science (BS), Business Management
TD Bank Group June 2007 - Present
TD Waterhouse January 2005 - Present
Education
University of Maryland University College 2000 — 2004
Bachelor's degree, Information Systems & Management
Morris Cerullo World Evangelism June 2007 - December 2011
Currently Unemployed and seeking work June 2007 - December 2011
Finlay Fine Jewelry September 2005 - April 2006
Staples December 2001 - September 2005
TD Waterhouse June 1999 - August 2001
Michaels Stores, Inc. October 1989 - June 1999
United States International University August 1988 - May 1989
Skills
Retail Management, Customer Service..., Theatrical Director, Theatrical Designer, Theatrical Technical..., Scenic Carpenter, Scenic Painter, Stage Actor, Film Actor
Education
Southern Oregon University 1987 — 1988
Bachelor Of Fine Arts, Theater Arts - Directing
College Of Charleston 1986 — 1988
N/A, Theater Arts
Jersey City State College 1973 — 1975
N/A, Theater/Music
University of South Carolina-Beaufort 1971 — 1971
Academic
Hiram Scott College 1968 — 1969
N/A, Music Theory and Composition