TD Waterhouse

Description

TD Waterhouse is the brand used for a Canadian brokerage within Toronto–Dominion Bank. It was also formerly used for TD's American and British brokerages. TD's original brokerage, Greenline Investor Services, was established in 1984. Traded as: TSX: TD; NYSE: TD; S&P/TSX 60 component Headquarters: Toronto, Ontario, Canada Parent: Toronto–Dominion Bank

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TD Waterhouse Employees

Employee
Years
Job
Industry
Gus Laredo Gus Laredo San Francisco, California Details
Gus Laredo's TD Waterhouse Experience 1994 - 1998
Job Experienced Technology Leader and Entrepreneur
Industry Computer Software
Experience
Trueforce   2009 - Present
Whendu   February 2014 - Present
inContact  April 2013 - September 2013
Sierra360   February 2012 - March 2013
RII   2008 - 2009
Five9  2001 - 2006
OffRoad Capital  1998 - 2000
TD Waterhouse   1994 - 1998

Education
University of San Francisco
Bachelor of Science (BS)

Kristina Vandergriff - Cole, MBA Kristina Vandergriff - Cole, MBA Fair Oaks, California Details
Kristina Vandergriff - Cole, MBA's TD Waterhouse Experience March 2004 - November 2004
Job Regulatory Compliance Manager at DST Systems
Industry Financial Services
Experience
DST Systems  March 2015 - Present
Hanson McClain Advisors  November 2014 - March 2015
WBB Securities  January 2011 - February 2014
Commonwealth Financial Network  January 2006 - January 2011
LPL  November 2004 - December 2006
LPL Financial ( Linsco/Private Ledger )   2004 - 2006
TD Waterhouse   March 2004 - November 2004
Charles Schwab  1999 - 2004
Lloyd Wade Securities   1997 - 1998

Skills
Compliance, Securities, Series 7, FINRA, Mutual Funds, Series 24, Series 63, Investments, Investment Advisory, Financial Risk, Uniform Combined State..., Strategic Financial..., Risk Management, Asset Managment, Equities, Wealth Management, Portfolio Management, Series 66, Series 53, Series 55, Life, Health and..., Banking, Management, Trading, Alternative Investments, Finance, Financial Advisory, Fixed Income, Investment Banking, Asset Management, Financial Services

Education
Wine and Spirits Education Trust   2010 — 2010
Level 2, Intermediate, Wine and Spirits

University of Phoenix   2007 — 2009
MBA, Business Administration

University of Phoenix   2004 — 2006
BS, Business Management

Poway High   1987 — 1991
High school

Hasnain Hasan Hasnain Hasan Toronto, Canada Area Details
Hasnain Hasan's TD Waterhouse Experience July 2010 - February 2011
Job Fund Accountant at Citco Canada
Industry Financial Services
Experience
Citco Fund Services  April 2013 - June 2013
CIBC  April 2011 - April 2013
TD Waterhouse   July 2010 - February 2011
Hodgins Auctioneers   February 2010 - June 2010
First Leaside Group   2007 - 2008

Skills
Marketing Strategy, Financial Analysis, Accounting, Analysis, Portfolio Management, Project Management, Investments, Business Analysis, Finance

Education
Certified General Accountants   2013 — 2014
Accounting (Level 4), Accounting

University of New Brunswick   2008 — 2010
MBA, International Business

marc garneau collegiate institute

Matthew Bolzicco Matthew Bolzicco Toronto, Canada Area Details
Matthew Bolzicco's TD Waterhouse Experience 2008 - 2010
Job Finance Professional
Industry Financial Services
Experience
CIBC Commercial Banking  May 2012 - June 2015
CIBC Commercial Banking  July 2011 - May 2012
RBC Dominion Securities  July 2010 - January 2011
TD Waterhouse   2008 - 2010

Skills
Banking, Commercial Banking, Credit, Derivatives, Equities, Mutual Funds, Investments, Financial Statement..., Options, Analysis, Wealth Management, Trading, Fixed Income, Financial Risk

Education
University of New Brunswick   2002 — 2007
Business Administration, Finance & Economics

CFA Institute
Level 2 Candidate 2013

University of Toronto

Chad Neureuther, CFA Chad Neureuther, CFA Toronto, Canada Area Details
Chad Neureuther, CFA's TD Waterhouse Experience June 2005 - Present
Job Financial Services Professional
Industry Financial Services
Experience
TD Waterhouse   June 2005 - Present

Education
University of Ottawa   2000 — 2004
Honours, Commerce

Denis Morris

Jason Oickle Jason Oickle Ottawa, Canada Area Details
Jason Oickle's TD Waterhouse Experience January 2004 - December 2004
Job Senior Officer, Approvals and Precedents at Office of the Superintendent of Financial Institutions of Canada
Industry Government Administration
Experience
Office of the Superintendent of Financial Institutions of Canada  June 2008 - Present
CIBC Imperial Service  November 2005 - June 2008
TD Canada Trust  December 2004 - November 2005
TD Waterhouse   January 2004 - December 2004
TD Canada Trust  March 2000 - January 2004

Skills
Financial Analysis, Credit Risk, Credit, Banking, Securities, Financial Risk, Investments, Asset Managment, Strategic Financial..., Governance, Credit Analysis, Policy

Education
University of Ottawa   2000 — 2003
Commerce, Finance

Hillcrest   1995 — 1999
diploma

Shabbir Dossa Shabbir Dossa Toronto, Canada Area Details
Shabbir Dossa's TD Waterhouse Experience April 2000 - September 2005
Job Sub Dealer at Mobile Value Partners
Industry Retail
Experience
Value Mobile   September 2013 - Present
Countrystyle/Yogenfruz   February 2012 - Present
Gateway Newstands  December 2002 - May 2011
TD Waterhouse   April 2000 - September 2005

Skills
Retail Management, Multi-channel Retail, Stock Picking, Business Strategy, Retail, Portfolio Management, Store Management

Education
University of Mumbai   1989 — 1993
B.Com, Finance

St Mary's High School, Mumbai

Rick Aurora Rick Aurora Toronto, Canada Area Details
Rick Aurora's TD Waterhouse Experience February 2001 - April 2004
Job Broker at Royal LePage
Industry Real Estate
Experience
Royal LePage  January 2004 - Present
TD Waterhouse   February 2001 - April 2004

Skills
Real Estate, Finance, New Business Development, Business Development, Management, Brokerage

Education
University of Ottawa / Université d'Ottawa   1996 — 2000
Honors in Economics

Maria Griselda Carbon Maria Griselda Carbon Toronto, Canada Area Details
Maria Griselda Carbon's TD Waterhouse Experience 2002 - 2010
Job Financial Services Professional
Industry Investment Management
Experience
World Financial Group (WFG)   2014 - Present
Primerica  June 2011 - 2014
Softron Tax  February 2013 - May 2013
TD Waterhouse   2002 - 2010
Royal Bank of Canada  2001 - 2001
Petron Corporation  1996 - 2001
Petron Corporation  1991 - 1996
Wrigley Philippines Inc.   1991 - 1991
Wrigley Philiippines Inc.   1988 - 1991

Skills
Fixed Assets, Auditing, Account Reconciliation, Accounting, Financial Accounting, Financial Statements, Tax, Strategic Financial..., Analysis, Variance Analysis, Finance, Bank Reconciliation, Bookkeeping, Management, Wealth Management, Financial Services, Financial Planning

Education
CSI   2009 — 2010
Canadian Securities Course

CGA Ontario   2004 — 2004
Accounting designation

St. Joseph's College, Quezon City

University of Santo Tomas
B.S.Commerce, Major in Accounting

Ed Lance Ed Lance Greater San Diego Area Details
Ed Lance's TD Waterhouse Experience May 2000 - July 2005
Job President and CEO, San Diego Data Pro and Computer Software Consultant
Industry Computer Software
Experience
San Diego Data Pro Inc.   July 2005 - Present
TD Waterhouse   May 2000 - July 2005
Raytheon  1995 - 2000

Skills
SQL Server Development, ASP.Net, Microsoft Access..., .Net Platform, Database Development, Database Tuning, Visual Basic.Net, C#, Visual Basic, Databases, Access, SQL, SSRS, Software Development, ASP.NET, Microsoft SQL Server, VB.NET, .NET, Architecture, Testing, Integration

Education
University of Missouri-Columbia   1982 — 1986
B.S., Computer Science

Lynn Lewis, CMA,CIMA,CIM,FCSI Lynn Lewis, CMA,CIMA,CIM,FCSI Toronto, Canada Area Details
Lynn Lewis, CMA,CIMA,CIM,FCSI's TD Waterhouse Experience 2010 - Present
Job Investment Advisor, Private Client Services at TD Waterhouse
Industry Investment Management
Experience
TD Waterhouse   2010 - Present
Scotia McLeod  1986 - 2010

Skills
CIMA, CMA, CIM, FCSI, ..., TD Waterhouse

Education
Society of Management Accountants
CMA

University of Regina
Bachelor of Business Administration (B.B.A.), Accounting and Finance

Kirk Mullen, CFP® Kirk Mullen, CFP® Greater New York City Area Details
Kirk Mullen, CFP®'s TD Waterhouse Experience 1998 - 2005
Job VP Financial Advisor at JPMorgan Securities LLC
Industry Financial Services
Experience
JPMorgan Securities LLC  March 2014 - Present
Charles Schwab  September 2009 - March 2014
TD Bank  April 2008 - August 2009
Fidelity Investments  November 2005 - April 2008
Etrade Financial  June 2005 - November 2005
TD Waterhouse   1998 - 2005

Education
University of South Florida   1993 — 1995
BS, Finance

Hillsborough Community College   1992 — 1993
Associate of Arts (AA), Business Administration

Jackie Derhak Jackie Derhak Winnipeg, Canada Area Details
Jackie Derhak's TD Waterhouse Experience September 2004 - March 2015
Job Investment Advisor at Hollis Wealth
Industry Financial Services
Experience
Hollis Wealth   March 2015 - Present
TD Waterhouse   September 2004 - March 2015
Roblin Credit Union   2001 - 2004

Skills
Retirement Planning, Wealth Management, Portfolio Management, Strategic Financial..., Mutual Funds, Financial Analysis, Small Business Lending, Credit Analysis, Estate Planning, Investments, Banking, Loans, Financial Planning, Retail Banking, Mortgage Lending, Commercial Banking, Credit

Education
University of Manitoba   2008 — 2010
Master of Business Administration (M.B.A.), Business/Commerce, General

University of Manitoba   2007 — 2009
MBA, Management

Jeff Lapointe Jeff Lapointe Ottawa, Canada Area Details
Jeff Lapointe's TD Waterhouse Experience 2004 - 2008
Job Financial Advisor
Industry Financial Services
Experience
ISI  September 2010 - Present
Cardinal Creek Community Association   2011 - 2011
TD Waterhouse   2004 - 2008

Education
University of Ottawa / Université d'Ottawa   2000 — 2003
Business Administration

St. Patrick's High School   1994 — 1997

John Lombard CFA, CFP John Lombard CFA, CFP Toronto, Canada Area Details
John Lombard CFA, CFP's TD Waterhouse Experience February 2009 - November 2011
Job Associate Portfolio Manager at MacDougall, MacDougall and MacTier, Inc.
Industry Financial Services
Experience
MacDougall, MacDougall and MacTier, Inc.   July 2015 - Present
Watt Carmichael Inc.   May 2013 - July 2015
Manulife Securities Incorporated  November 2011 - April 2013
TD Waterhouse   February 2009 - November 2011
Wellington West Capital  December 2007 - February 2009
Clearsight Wealth Management   February 2004 - December 2006
CIBC Imperial Service  December 2001 - February 2004

Skills
Investments, Strategic Financial..., Portfolio Management, Retirement Planning, Investment Strategies, Trading, Wealth, Financial Services, Strategic Planning, Small Business, Retirement, Investment Advisory, Asset Allocation, Wealth Management, Financial Advisory

Education
University of North Texas   1978 — 1982
Bachelor of Education, Honours

James Trinh, FRM, CIM James Trinh, FRM, CIM Toronto, Canada Area Details
James Trinh, FRM, CIM's TD Waterhouse Experience January 1999 - July 2001
Job Principal at Mercer
Industry Human Resources
Experience
Mercer  October 2012 - Present
Royal Bank of Canada  July 2009 - October 2012
Hugessen Consulting Inc.  October 2006 - June 2009
Falconbridge Limited (prior to Xstrata plc merger in August 2006)   August 2004 - September 2006
TD Bank  July 2001 - August 2004
TD Waterhouse   January 1999 - July 2001
TD Asset Management  October 1998 - January 1999

Skills
Executive Pay, Equities, Incentive Programs, Financial Services, Mergers & Acquisitions, Deferred Compensation, Personnel Management, Compensation & Benefit, Benchmarking, Corporate Governance, Risk Management, Management, Program Management, Finance, Analytics, Job Evaluation, Succession Planning, Investments, Talent Management, Securities, Performance Management, Remuneration, HRIS, Consulting

Education
University of Manitoba   1995 — 1998
BComm (Honours), Finance

University of Manitoba   1991 — 1994
BSc, Physics & Mathematics

Rene Plata Rene Plata Greater New York City Area Details
Rene Plata's TD Waterhouse Experience February 2000 - November 2005
Job Assistant Vice President at Amalgamated Bank
Industry Investment Banking
Experience
Amalgamated Bank  September 2007 - Present
UBS Investment Bank  November 2006 - September 2007
Prudential Financial  January 2005 - November 2005
TD Waterhouse   February 2000 - November 2005

Skills
Fixed Income, Prime Brokerage, Corporate Actions, Dividends, Securities, Bloomberg, Securities Lending, Settlement, Derivatives, Back Office, Middle Office, Hedge Funds, Risk Management, Capital Markets, Equities, Portfolio Management, Financial Services, Trading, Options, Financial Risk, Alternative Investments, AML, Asset Management, Mutual Funds, Investments, Banking, Bloomberg Terminal, Cash Management, Operational Risk, Investment Banking, Bonds, Relationship Management, Investment Management, Wealth Management, Credit Risk, Funding, FX Options, Loans, Credit, Financial Markets, Commercial Banking, Management

Education
University of Massachusetts, Amherst   1995 — 1999
B.A., Economics

Fieldston High School   1990 — 1994

Brian T Smith Brian T Smith Greater New York City Area Details
Brian T Smith's TD Waterhouse Experience February 2003 - April 2006
Job Sr. QA Analyst at OpenLink Financial, LLC
Industry Financial Services
Experience
OpenLink Financial  November 2010 - Present
Unemployed  October 2010 - November 2010
MetLife  July 2010 - October 2010
MetLife  September 2007 - March 2010
TD Ameritrade  April 2006 - November 2007
TD Waterhouse   February 2003 - April 2006
TD Waterhouse   January 2000 - February 2003
TD Waterhouse   January 1998 - January 2000
Waterhouse Securities  January 1995 - January 1998

Skills
Series 7, MS Project, Retirement Planning, Project Delivery, Customer Satisfaction, System Testing, CompTIA Network+

Education
University of Phoenix   2012 — 2014
Bachelor of Science (B.S.), Information Technology

University of Phoenix   2010 — 2012
Associate of Arts (A.A.), Information Technology

Lynbrook, HS

Heather Sullivan, MBA Heather Sullivan, MBA Ottawa, Canada Area Details
Heather Sullivan, MBA's TD Waterhouse Experience January 1999 - May 2003
Job Marketing Manager, MBNA The TorontoDominion Bank
Industry Marketing and Advertising
Experience
MBNA - TD Bank   May 2011 - Present
MBNA - Bank of America  April 2010 - April 2011
Telfer School of Management  August 2008 - August 2009
Hazell & Associates / Career Partners International   May 2003 - November 2008
Career Partners International  November 2007 - August 2008
Hazell & Associates / Career Partners Internationa   May 2003 - August 2008
TD Waterhouse   January 1999 - May 2003

Skills
Marketing Strategy, Strategic Planning, Direct Marketing, Coaching, Strategy, Project Planning, Project Management, Marketing Management, Team Building, Change Management, Marketing, Sales, Management Consulting, Training, Data Analysis, Process Improvement, Leadership, Public Speaking, Budgets, Business Analysis

Education
University of Ottawa   2008 — 2009
Masters of Business Administration, Human Resources/Marketing

York University   1997 — 2001
Fine Arts, with Honors, Visual Arts

Sundeep Madipadiga Sundeep Madipadiga Toronto, Canada Area Details
Sundeep Madipadiga's TD Waterhouse Experience August 2009 - Present
Job Credit and Risk
Industry Financial Services
Experience
TD waterhouse   August 2009 - Present

Education
University of New Brunswick   2005 — 2007

Maureen Murinda Maureen Murinda Thousand Oaks, California Details
Maureen Murinda's TD Waterhouse Experience December 2006 - July 2007
Job FP&A at SAGE Publications
Industry Online Media
Experience
SAGE Publications  November 2014 - Present
Dailymotion USA   November 2010 - Present
Viacom/ BET Interactive   May 2009 - October 2010
iVillage/ NBC Digital Health Network, Inc   July 2007 - April 2009
TD Waterhouse   December 2006 - July 2007
Robert Half International  February 2005 - July 2007
TD Waterhouse Holdings   June 2006 - December 2006
Toski Schaefer & Co  February 2005 - July 2005
Pelzman & Company, LLC   December 2004 - February 2005
Sultan & Company, LLC   September 2002 - December 2004

Skills
Financial Reporting, Finance, PeopleSoft, SAP, SAP BW, Revenue Recognition, Digital Media Finance, QuickBooks, Forecasting, Variance Analysis, Digital Media, Managerial Finance, Budgets, Accounting, Financial Analysis, Internal Controls, Sarbanes-Oxley Act

Education
University of South Africa/Universiteit van Suid-Afrika   1994 — 1998
BSc Acct, Accounting, Auditing

Tony Schwab Tony Schwab Colorado Springs, Colorado Area Details
Tony Schwab's TD Waterhouse Experience December 1994 - June 2000
Job Manager
Industry Financial Services
Experience
National Regulatory Services  January 2011 - September 2012
Wells Fargo Investments  April 2006 - October 2009
WestPark Capital Inc.  April 2002 - January 2005
Morgan Stanley Smith Barney  June 2000 - January 2002
TD Waterhouse   December 1994 - June 2000

Skills
Finance, Training, Management, Human Resources, Auditing, Call Centers, Financial Risk, Sales, Investments, Risk Management, Coaching, Customer Service

Education
University of Northern Colorado
Business

Ian Lewer, (the Estate Gift guy) Ian Lewer, (the Estate Gift guy) Halifax, Canada Area Details
Ian Lewer, (the Estate Gift guy)'s TD Waterhouse Experience December 2005 - August 2008
Job Director Planned Giving at Dalhousie University
Industry Investment Management
Experience
Dalhousie University  September 2012 - Present
Kitchen Party DJ   April 2012 - Present
RBC Wealth Management  January 2010 - September 2012
Eastern Passage Soccer Club   September 2010 - February 2012
FUSION Halifax  November 2010 - November 2011
TD Waterhouse   December 2005 - August 2008
TD Canada Trust  March 1996 - November 2005

Skills
Inside Sales, Sales Management, New Business Development, People Management, Cost Reduction, Market Growth, Financial Planning, Investments, Wealth Management, Retirement Planning, Banking, Estate Planning, Customer Relations, Asset Management, Risk Management, Planning, Insurance, Business Strategy, Budgeting, Compliance, Problem Solving, Negotiation, Public Speaking, Coaching, Small Business, Succession Planning, Trusts

Education
University of Ottawa / Université d'Ottawa   1999 — 2001
Executive MBA, Strategy

Matt Nothnagel Matt Nothnagel Tampa/St. Petersburg, Florida Area Details
Matt Nothnagel's TD Waterhouse Experience 1993 - 2006
Job Financial Services Leader
Industry Financial Services
Experience
Principal Financial Group  2008 - 2012
TD Waterhouse   1993 - 2006

Education
University of Missouri-Columbia   1987 — 1991
BA, English and Spanish

Archbishop O'Hara High School

Tracie Palmer Tracie Palmer Miami/Fort Lauderdale Area Details
Tracie Palmer's TD Waterhouse Experience 1997 - 1999
Job Sr. Email Marketing Manager
Industry Publishing
Experience
Lebhar-Friedman  May 2008 - Present
Nation's Restaurant News  April 2006 - May 2008
NY Daily News  November 1999 - March 2006
TD Waterhouse   1997 - 1999

Skills
Google Analytics, Social Media, Audience Development, Email Marketing, Digital Strategy, Social Media Marketing, Publishing, SEO, Digital Marketing, Online Advertising, Newsletters, SEM

Education
University of Miami - School of Business   1992 — 1996
Bachelor of Business Administration, International Finance & Marketing

Staten Island Academy   1984 — 1992

Scott Reid Scott Reid Toronto, Canada Area Details
Scott Reid's TD Waterhouse Experience 1996 - 1998
Job Director of Marketing at MTY Food Group
Industry Marketing and Advertising
Experience
MTY Food Group  September 2015 - Present
Yum! Brands  August 2014 - July 2015
Imcescor Restaurant Group Inc.   June 2010 - July 2014
Multi-Unit Franchisee   February 2007 - August 2010
L'Oréal Canada   May 2001 - February 2007
TD Waterhouse   1996 - 1998

Skills
Product Development, Social Media Marketing, Competitive Analysis, Marketing Research, Brand Management, Marketing, SEO, Retail, FMCG, Forecasting, Management, Budgets, Team Leadership, Leadership, Negotiation, Marketing Strategy, Marketing Communications, Analysis, Advertising, Brand Development, Strategy, Marketing Management, Digital Marketing, Strategic Planning, Market Planning, Market Research, Sales, Direct Marketing, Email Marketing

Education
University of Toronto - Rotman School of Management   2000 — 2002
MBA, Marketing, Entrepreneurship

University of Toronto   2010 — 2011
Certificate, E-Business & Web Marketing

University of Manitoba   1990 — 1994
BA, Economics

University of Toronto   2010 — 2011
Certificate of E-Business & Web Marketing, Digital & Social Media

Larisa Gershilevich Larisa Gershilevich Greater St. Louis Area Details
Larisa Gershilevich's TD Waterhouse Experience November 2004 - July 2005
Job Sales Manager, Wells Fargo Advisors Solutions, Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC  November 2014 - Present
Sterneck Capital Management LLC   December 2013 - October 2014
Charles Schwab & Co., Inc.   June 2009 - October 2013
Fidelity Investments  October 2007 - March 2009
Harris Bank, Harris Investor Services, Inc.   July 2005 - November 2007
TD Waterhouse   November 2004 - July 2005
Charles Schwab  May 2003 - November 2004
Charles Schwab  May 1999 - May 2003

Skills
CRM, Leadership, Recruiting, Business Development, Management, Training, Sales, Team Building, Coaching, Banking, Financial Services, Human Resources, Sales Process, Employee Training, Finance, Strategic Financial...

Education
University of Missouri-Saint Louis   1987 — 1992
BA, Communications

Univesity of Missouri

Nancy Spezzano Nancy Spezzano Ottawa, Canada Area Details
Nancy Spezzano's TD Waterhouse Experience July 2006 - April 2007
Job Administration/Project Coordinator at Agriculture and AgriFood Canada
Industry Government Administration
Experience
Agriculture and Agri-Food Canada  August 2015 - Present
Agriculture and Agri-Food Canada  July 2014 - August 2015
Agriculture and Agri-Food Canada  October 2011 - June 2014
Public Health Agency of Canada  June 2011 - October 2011
Transport Canada  May 2007 - June 2011
TD Waterhouse   July 2006 - April 2007
Canadian Bank Note Company, Limited  July 2001 - June 2006

Skills
Government, Project Management, Change Management, System Administration, Governance, Public Administration, Research, Program Management, Security, Public Relations, International Relations, Security Clearance, Organizational..., Diplomacy, Risk Management, Budgets, Grant Writing, Contract Negotiation, Policy, Leadership, Political Science, Supervisory Skills, Program Evaluation, Public Sector, Proposal Writing, Project Planning, Strategic Planning, Public Speaking, Strategic Communications, Politics, Team Building, Policy Analysis, Public Policy, Program Development, Economics, Data Analysis, Coaching, Analysis, Management, Training, Recruiting, Information Management, Team Leadership, Employee Relations, Federal Government, Human Resources, Software Documentation, Sociology, Executive Office..., Business Analysis

Education
University of Waterloo
Certificate, Introduction to Project Management

University of Ottawa / Université d'Ottawa   1996 — 2000
B.Soc.Sc., Sociology

WPIC
Wedding Consultant and Coordinator Certification Course

St. Paul's Catholic High School   1990 — 1995
OAC/OSSD

Bill O'Neil CFP®, CWS® Bill O'Neil CFP®, CWS® Greater Boston Area Details
Bill O'Neil CFP®, CWS®'s TD Waterhouse Experience 1995 - 2006
Job Director Wealth Management at USAA
Industry Financial Services
Experience
USAA  March 2011 - Present
TD Ameritrade  July 1995 - February 2011
TD Waterhouse   1995 - 2006

Education
University of Massachusetts, Amherst   1986 — 1990
BA, Legal Studies

Boston College High School   1982 — 1986

Trevor Delaire Trevor Delaire London, Canada Area Details
Trevor Delaire's TD Waterhouse Experience November 2005 - Present
Job Vice President and Investment Advisor at TD Waterhouse
Industry Investment Management
Experience
TD Waterhouse   November 2005 - Present

Skills
Wealth Management, Investment Advisory, Investment Strategies, Fixed Income, ETFs, Risk Management, Investments, Mutual Funds, Investment Management, Retirement Planning, Leadership, Financial Analysis, Equities, Portfolio Management, Financial Planning, Strategic Planning

Education
Wharton Business School   2003 — 2004
Certified Investment Management Analyst Program

The University of Western Ontario   1990 — 1993
ACS, Financial and Economic Studies

Joon Lim Joon Lim San Diego, California Details
Joon Lim's TD Waterhouse Experience May 2000 - May 2003
Job Realtor
Industry Real Estate
Experience
Self-employed  March 2003 - Present
American Real Estate  March 2003 - October 2012
TD Waterhouse   May 2000 - May 2003

Skills
Sellers, First Time Home Buyers, Buyer Representation, Short Sales, Relocation, Listings, Single Family Homes, New Home Sales, Foreclosures, Condos, Real Estate, REO, Investment Properties, Investors, Referrals, Residential Homes

Education
University of San Diego   1991 — 1995
Bachelor of Business Administration (BBA), Finance and Minor in Religion

Yonsei University   1994 — 1994
bach, General Studies Abroad

Mark Renz, CFA Mark Renz, CFA West Palm Beach, Florida Area Details
Mark Renz, CFA's TD Waterhouse Experience 1996 - 2001
Job Chief Investment Officer at Socius Family Office
Industry Investment Management
Experience
Socius Family Office   2015 - Present
Barclay Breland Family Office   2012 - 2014
Citi Private Bank  2010 - 2012
GenSpring Family Offices  2004 - 2010
Access Wealth Management   2001 - 2004
TD Waterhouse   1996 - 2001

Skills
Alternative Investments, Portfolio Management, Investments, Risk Management, Equities, Hedge Funds, Fixed Income, Investment Strategies, Fund Of Funds, Financial Services, Wealth Management, Due Diligence, Asset Allocation, Asset Managment, Wealth Management..., Asset Management, Corporate Finance, Mutual Funds, Chartered Financial..., Investment Management, Finance, Asset, Private Equity, Investment Advisory, High Net Worth..., Strategic Financial..., Family Office, Securities, Bonds, Capital Markets, Private Banking, Series 63, Derivatives, Financial Advisory, Strategy, Financial Analysis, Financial Planning

Education
University of North Florida   2002 — 2004
Master of Business Administration (M.B.A.), Finance

University of Miami
Bachelor of Science (B.Sc.), Communication Poltical Science

Scott Dill Scott Dill Raleigh-Durham, North Carolina Area Details
Scott Dill's TD Waterhouse Experience February 1998 - August 1999
Job Senior Counsel at Cree
Industry Law Practice
Experience
Cree  August 2014 - Present
Renewable Energy Systems Americas Inc.  March 2014 - August 2014
Sherman & Howard L.L.C.   January 2009 - March 2014
Sherman & Howard L.L.C.   March 2005 - December 2008
Poyner Spruill LLP  September 2002 - February 2005
TD Waterhouse   February 1998 - August 1999
Banc of America Investments  March 1997 - February 1998

Skills
Corporate Law, Legal Research, Corporate Governance, Mergers, Legal Writing, Contract Negotiation, Securities Regulation, Securities Offerings, Public Companies, SEC filings, Private Companies, Risk Management, Document Drafting, Legal Compliance, Due Diligence, Contract Law, Mergers & Acquisitions, Securities, Licensing

Education
University of Tennessee College of Law   1999 — 2002
J.D., Magna Cum Laude, Law

University of North Carolina at Chapel Hill   1992 — 1996
Bachelor of Arts, History

Broughton High School

Pravin Verma Pravin Verma Greater New York City Area Details
Pravin Verma's TD Waterhouse Experience February 2004 - February 2005
Job Director IT Solutions Delivery at GalaxE Solutions
Industry Information Technology and Services
Experience
Catamaran  April 2015 - Present
Johnson & Johnson  January 2014 - March 2015
CVS Health  January 2011 - December 2013
Ford Foundation  April 2009 - December 2010
BD  August 2007 - March 2009
Pfizer  December 2005 - July 2007
Goldman Sachs - Regulatory Reporting Division   April 2005 - November 2005
TD Waterhouse   February 2004 - February 2005
JPMorgan Chase & Co.   July 2002 - December 2003
Other  June 1998 - July 2002

Skills
SOA, Master Data Management, SDLC, ESB, EAI, Solution Architecture, Websphere, Enterprise Architecture, Data Warehouse..., Software Project..., Java Enterprise Edition, Web Services, Middleware, DB2, Requirements Analysis, Agile Methodologies, Oracle, Business Analysis, Architecture, Enterprise Software, Data Warehousing, Databases, Systems Analysis, IT Strategy, Integration, Pre-sales, Requirements Gathering, Database Design, WebSphere Application..., WebSphere Message Broker, Liferay Portal Server, Microsoft SQL Server, Oracle Database, Core Java, IT Governance, SOA Governance, Informatica MDM..., WebSphere

Education
University of New Hampshire   1996 — 1998
Master of Business Administration (M.B.A.), Marketing & Systems

University of Mumbai   1991 — 1995
B.E, Electronics

Parle College   1991 — 1993
H.S.C, Science

Jan Onyszko-Dragan Jan Onyszko-Dragan Ottawa, Canada Area Details
Jan Onyszko-Dragan's TD Waterhouse Experience April 2012 - Present
Job Senior Investment Representative
Industry Financial Services
Experience
TD Waterhouse   April 2012 - Present
TD Waterhouse   January 2011 - April 2012
TD Canada Trust  February 2010 - January 2011

Skills
Mutual Funds, Equity Trading, Customer Experience, Fixed Income, Economics, CFA, Statistics, Regulatory Requirements, Options, Microsoft Office, Thomson One, Six Sigma, French, Polish

Education
University of Ottawa / Université d'Ottawa   2004 — 2008
Bachelor of Social Sciences, Joint Honours in Economics & Political Science

Russell Sicklick Russell Sicklick Greater New York City Area Details
Russell Sicklick's TD Waterhouse Experience 2002 - 2004
Job Brand, Advertising and Marketing Communications Director
Industry Marketing and Advertising
Experience
Consultant and Freelancer  2013 - Present
Diageo  2012 - 2013
RDA International, Inc.   2011 - 2012
Media Consulting Services   2008 - 2011
Prudential Investments  2007 - 2008
Royal Bank of Canada, Capital Markets  2005 - 2007
TD Waterhouse   2002 - 2004
Prudential Securities  1999 - 2002
Wells Rich Greene  1996 - 1998
Arista Records  1987 - 1995

Skills
Marketing, Market Analysis, Advertising, Graphic Design, Integrated Marketing, Marketing Communications, Marketing Strategy, Strategic Planning, Social Media, SEO, Editing, Account Management, Creative Direction, Creative Strategy, Cross-functional Team..., Budgets, Strategy, Project Management, Sales, Brand Management, Management, Public Relations, Business Development, New Business Development, Direct Marketing, Online Advertising, Digital Media, Email Marketing, Brand Development, Copywriting, Interactive Marketing, Online Marketing, Leadership, Web Design, Competitive Analysis, Market Research, Marketing Management, Mobile Marketing, Mobile Devices, Corporate Communications, Digital Strategy, Social Media Marketing, Digital Marketing, Direct Mail, Media Planning, CRM, Relationship Marketing, Lead Generation, Segmentation, E-commerce

Education
Institute of Advanced Advertising Studies

University of Massachusetts, Amherst

Teaneck High School

Luis A. Perez Jr. Luis A. Perez Jr. Greater New York City Area Details
Luis A. Perez Jr.'s TD Waterhouse Experience 1998 - 2005
Job Supervisor Balance & Control at E*TRADE Financial
Industry Financial Services
Experience
E*TRADE Financial  September 2009 - Present
UBS Wealth Management  2006 - 2009
ADP Clearing and Outsourcing (Ridge Clearing)   April 2006 - December 2006
Cantor Fitzgerald  July 2005 - April 2006
TD Waterhouse   1998 - 2005

Skills
Securities, DTC, Equities, Series 7, Middle Office, FINRA, Account Reconciliation, Fixed Income, Settlement, Series 24, Financial Services, Back Office, Mutual Funds, Bloomberg, Options, Prime Brokerage, Corporate Actions, Securities Lending, Trading, Bonds, Series 63, Derivatives, Hedge Funds, FX Options, Risk Management

Education
University of Phoenix   2009 — 2014
Management of Accounting AS & Project/Business Management BS, Management of Accounting/Project/Risk Management

HSTAT

Edward Alonzo Edward Alonzo Greater New York City Area Details
Edward Alonzo's TD Waterhouse Experience June 2005 - May 2006
Job Eight Years of Financial Services Experience
Industry Financial Services
Experience
Deutsche Bank  December 2006 - October 2007
TD Waterhouse   June 2005 - May 2006
TD Waterhouse   December 2003 - June 2005
Brokerage America, Inc   May 2001 - November 2002
JPMorgan Chase  May 2000 - April 2001
TD Waterhouse Investor Services  March 1998 - May 2000

Skills
Equities, Customer Service, Corporate Actions, Options, Trading, Financial Services, Securities, Banking, Call Centers, Risk Management, Bonds, Investments, Financial Markets, Back Office, Bloomberg, Microsoft Office, Wealth Management

Education
University of Miami   2015 — 2015
Undergraduate Certificate in Healthcare Advocacy (completed September, 2015), Healthcare Advocacy Certificate Program

Lehman College   1991 — 1994
Bachelor of Arts, Communications w/ Economics minor

Saint John's University   1988 — 1991
Business Administration

Jennifer Hinnant Jennifer Hinnant Phoenix, Arizona Area Details
Jennifer Hinnant's TD Waterhouse Experience March 2003 - November 2004
Job Customer Accounts
Industry Computer Networking
Experience
IO  September 2007 - Present
DRT  November 2004 - July 2007
TD Waterhouse   March 2003 - November 2004
American Equity Insurance   December 1998 - March 2003

Education
University of Phoenix   1997 — 1999
Masters, Organizational Management

University of Maryland College Park   1990 — 1994
B.S, Business

Anthony Caldiero Anthony Caldiero Greater New York City Area Details
Anthony Caldiero's TD Waterhouse Experience August 1999 - February 2001
Job Teacher of English
Industry Higher Education
Experience
Clark Board of Education  September 2009 - Present
Schering-Plough  2009 - 2010
Goldman Sachs  2007 - 2009
Schering Plough  2007 - 2007
RightAnswers  2006 - 2007
Johnson & Johnson  November 2005 - July 2006
Merck  2005 - 2005
Pershing  2001 - 2005
TD Waterhouse   August 1999 - February 2001
Keane  November 1997 - August 1999

Skills
Program Management, SharePoint, Management, Project Management, Strategy, Technical Writing, Business Analysis, Consulting, Process Improvement, Leadership, SDLC, Software Documentation, Training, Vendor Management, IT Strategy, Marketing, Risk Management, Strategic Planning

Education
Saint John's University   1989 — 1994

University of Scranton
Master's Degree, Educational Administration and Supervision

Alistair Sumner Alistair Sumner Toronto, Canada Area Details
Alistair Sumner's TD Waterhouse Experience 2006 - 2007
Job Business Continuity and Disaster Recovery
Industry Management Consulting
Experience
Praxis Knowledge Systems Inc   January 1995 - Present
Aikido Reishinkan   July 1994 - Present
BMO Financial Group  2008 - 2010
Focused Management International   2000 - 2008
TD Waterhouse   2006 - 2007
RBC  2005 - 2005
TD Securities  2003 - 2005
BMO Nesbitt Burns  1999 - 2003
Diversey Corporation   1990 - 1995
American Cyanamid  1980 - 1989

Education
EXIN ITIL Foundation Certificate
Certificate, ITIL Foundation

University of Toronto - Rotman School of Management   1988 — 1990
MBA, Policy & Finance

University of Liverpool   1971 — 1976
B Sc Hons, Organic Chemistry

Brian Valvasori Brian Valvasori Toronto, Canada Area Details
Brian Valvasori's TD Waterhouse Experience November 1989 - Present
Job Wealth Advisor, TD Wealth Private Client Group
Industry Financial Services
Experience
TD Waterhouse   November 1989 - Present
TD Waterhouse   April 1999 - December 2012
TD Bank Group  May 1996 - April 1999
TD Bank Group  March 1993 - April 1996

Skills
Wealth Management..., Private Banking, Wealth Management, Wealth, Investment Advisory, Investment Strategies, Asset Allocation, Alternative Investments, Asset Managment, Credit, Banking, Loans, Strategic Financial..., Asset Management, Investments, Relationship Management, Finance, Bonds, Mutual Funds, High Net Worth..., Strategy, Financial Services, Mortgage Lending, Portfolio Management, Fixed Income, Retirement Planning, Financial Advisory, Investment Management, Securities

Education
University of Ottawa / Université d'Ottawa   1983 — 1988
BA, Psychology

Fort William Collegiate   1978 — 1984

Geoffrey Meyers, PMP Geoffrey Meyers, PMP Washington D.C. Metro Area Details
Geoffrey Meyers, PMP's TD Waterhouse Experience June 1998 - August 2000
Job Technical Project Manager at Buchanan & Edwards
Industry Computer Software
Experience
Buchanan & Edwards  October 2013 - Present
Creative Information Technology, Inc.   August 2008 - October 2013
Geneva Software  2002 - 2008
Intersect Software  2001 - 2002
TD Waterhouse   June 1998 - August 2000

Skills
PMP, Software Development, Scrum, Certified Scrum Master..., Java, Sun Certified Java..., Process Improvement, CMMI, MCTS, Management, Agile Methodologies, .NET, SDLC, Requirements Analysis, Web Services, Microsoft SQL Server, Software Project...

Education
University of Richmond - Robins School of Business   1994 — 1998
BS

Christopher Lydon Christopher Lydon Greater Boston Area Details
Christopher Lydon's TD Waterhouse Experience January 2002 - December 2003
Job Sales Associate at William Raveis Real Estate
Industry Real Estate
Experience
William Raveis Real Estate  November 2013 - Present
Coldwell Banker  July 2004 - November 2013
TD Waterhouse   January 2002 - December 2003
Fidelity Capital Markets  December 1997 - July 2001
Fidelity Investments  August 1995 - December 1997
Xerox  1994 - 1995

Skills
Real Estate, Residential Homes, Real Estate Development, Sales, Management, Investments, Series 7, Commercial Real Estate, Asset Management, Investment Properties, Real Estate Transactions, Selling

Education
University of Rochester   1991 — 1995
BA, Political Science

Boston College High School   1987 — 1991

Scott McElligott Scott McElligott Ottawa, Canada Area Details
Scott McElligott's TD Waterhouse Experience April 2003 - January 2012
Job Vice President and Region Head at TD Wealth Management
Industry Investment Management
Experience
TD Wealth Management  January 2012 - Present
TD Waterhouse   April 2003 - January 2012
Royal Bank of Canada  September 1999 - March 2003

Skills
Investments, Private Banking, High Net Worth..., Wealth Management, Banking, Portfolio Management, Credit, Mutual Funds, Mortgage Lending, Retail Banking, Loans, Credit Analysis, Relationship Management, Asset Management, Bonds, Wealth, Strategic Financial..., Securities, Leadership, Financial Analysis, Sales, Investment Advisory, Wealth Management..., Equities, Risk Management, Investment Strategies, Capital Markets, Retirement Planning, Strategy, Fixed Income, Cross Selling, Financial Planning

Education
University of Ottawa
Bachelor’s Degree, Business/Commerce, General

Heather Sergeant, CFA Heather Sergeant, CFA Toronto, Canada Area Details
Heather Sergeant, CFA's TD Waterhouse Experience September 2008 - October 2009
Job Sr. Associate, External Portfolio Management at CPP Investment Board
Industry Capital Markets
Experience
CPP Investment Board  July 2013 - Present
CPP Investment Board  June 2012 - July 2013
TD Securities  September 2010 - June 2012
TD Securities  October 2009 - September 2010
TD Waterhouse   September 2008 - October 2009

Education
University of Ottawa / Université d'Ottawa   2004 — 2008
Bachelor of Commerce, Option in Finance

CFA Institute
Chartered Financial Analyst

Canadian Securities Institute
CSC, CPH, DFC, OLC

Global Association of Risk Professionals
FRM, Level 2 Candidate

Doug Pinder Doug Pinder Calgary, Canada Area Details
Doug Pinder's TD Waterhouse Experience September 2005 - October 2013
Job Senior Vice President and Branch Manager at Raymond James Ltd
Industry Management Consulting
Experience
Raymond James Financial Inc.  August 2014 - Present
TD Waterhouse   September 2005 - October 2013
Nesbitt Burn   January 1998 - September 2005

Skills
Wealth Management, Banking, Portfolio Management, Credit, Mutual Funds, Retail Banking, Investments, Commercial Banking, Mortgage Lending, Strategic Financial..., Financial Services, Loans, Investment Advisory, Relationship Management, Cross Selling, Risk Management, Securities, Asset Management, Financial Analysis, Retirement Planning

Education
University of Saskatchewan
Bachelor of Commerce (B.Com.), Marketing/Management

University of Saskatchewan
Bachelor of Commerce (BCom)

Jonathan McMaster Jonathan McMaster Calgary, Canada Area Details
Jonathan McMaster's TD Waterhouse Experience January 2005 - Present
Job Financial Planner at TD Waterhouse
Industry Investment Management
Experience
TD Waterhouse   January 2005 - Present

Education
University of Manitoba   1994 — 1997
Bachelor of Commerce, Finance

Glen Yee CFP FCSI Glen Yee CFP FCSI Calgary, Canada Area Details
Glen Yee CFP FCSI's TD Waterhouse Experience March 2003 - May 2009
Job Investment Advisor at Canaccord Wealth Management
Industry Financial Services
Experience
Canaccord Wealth Management  May 2009 - Present
TD Waterhouse   March 2003 - May 2009
TD Bank  August 1999 - March 2003

Skills
Wealth Management, Finance, Financial Services, Asset Allocation, Investments, Retirement Planning, Portfolio Management, Financial Advisory, Banking, Investment Strategies, Mutual Funds, Financial Planning, Investment Advisory, Strategic Financial...

Education
University of Regina

Isana Tsui Isana Tsui Toronto, Canada Area Details
Isana Tsui's TD Waterhouse Experience 2005 - 2008
Job Senior Analyst Liquidity Risk at TD Bank Group
Industry Banking
Experience
TD Bank Financial Group  2014 - Present
TD Securities  2010 - 2014
Morgan Stanley  2008 - 2009
TD Waterhouse   2005 - 2008
CIBC Mellon  2005 - 2005

Skills
Capital Markets, Equity Derivatives, Equities, Interest Rate..., P&L Analysis, Valuation, Attribution, Risk Management, Structured Products, Pricing Analysis, Funding, Options, Investments, Fixed Income, Online Brokerage, Financial Analysis, Portfolio Management

Education
University of London
MBA Candidate

Professional Risk Managers' International Association
PRM Candidate

Bloomberg Certification
Equities

Canadian Securities Institute
CSC, CPH, DFC, OLC, FRM

University of Toronto
Hon.B.A.

Mimi Jaramillo Mimi Jaramillo San Francisco Bay Area Details
Mimi Jaramillo's TD Waterhouse Experience October 1997 - September 2001
Job Branch Manager at Citibank
Industry Banking
Experience
Citibank  February 2002 - Present
TD Waterhouse   October 1997 - September 2001
Kennedy Cabot & Co.   July 1987 - October 1997

Skills
Banking, Credit, Loans, Risk Management, Customer Service, Retail Banking, Portfolio Management, Financial Analysis, Finance, Credit Analysis, Commercial Banking, Relationship Management, Mortgage Lending, Credit Risk, Small Business Lending

Education
University of Phoenix
Bachelor of Science (BS), Business Management

Janice Ayuya Janice Ayuya Toronto, Canada Area Details
Janice Ayuya's TD Waterhouse Experience January 2005 - Present
Job Janice L. Ayuya | WM Operations Officer – Direct Investing/Financial Planning | New Accounts | TD Wealth Shared Services
Industry Banking
Experience
TD Bank Group  June 2007 - Present
TD Waterhouse   January 2005 - Present

Education
University of Maryland University College   2000 — 2004
Bachelor's degree, Information Systems & Management

Robert Shuttleworth Robert Shuttleworth Greater San Diego Area Details
Robert Shuttleworth's TD Waterhouse Experience June 1999 - August 2001
Job Management Professional in Non Profit and Retail Organizations with exceptional Customer Service Abilities
Industry Nonprofit Organization Management
Experience
Morris Cerullo World Evangelism  June 2007 - December 2011
Currently Unemployed and seeking work   June 2007 - December 2011
Finlay Fine Jewelry  September 2005 - April 2006
Staples  December 2001 - September 2005
TD Waterhouse   June 1999 - August 2001
Michaels Stores, Inc.   October 1989 - June 1999
United States International University  August 1988 - May 1989

Skills
Retail Management, Customer Service..., Theatrical Director, Theatrical Designer, Theatrical Technical..., Scenic Carpenter, Scenic Painter, Stage Actor, Film Actor

Education
Southern Oregon University   1987 — 1988
Bachelor Of Fine Arts, Theater Arts - Directing

College Of Charleston   1986 — 1988
N/A, Theater Arts

Jersey City State College   1973 — 1975
N/A, Theater/Music

University of South Carolina-Beaufort   1971 — 1971
Academic

Hiram Scott College   1968 — 1969
N/A, Music Theory and Composition

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