TD Waterhouse
TD Waterhouse is the brand used for a Canadian brokerage within Toronto–Dominion Bank. It was also formerly used for TD's American and British brokerages. TD's original brokerage, Greenline Investor Services, was established in 1984. Traded as: TSX: TD; NYSE: TD; S&P/TSX 60 component Headquarters: Toronto, Ontario, Canada Parent: Toronto–Dominion Bank
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TD Waterhouse Employees
Project Reach January 2008 - Present
REVO San Diego May 2009 - Present
First Allied Securities June 2008 - November 2014
KEKAI MMA June 2009 - August 2012
Outlaw Athletics, LLC. 2006 - 2008
Heritage Escrow 2005 - 2006
TD Waterhouse October 2000 - December 2005
Skills
Leading collaboration..., Poised in interracting..., International relations..., Leading teams in..., Data Analysis, Martial Arts Instruction, Website Administration, Website Management, HTML, Webmaster Services, Leadership, Social Networking, Martial Arts, Management, Training, Marketing, Networking, Marketing Strategy, Sales, Recruiting, Program Management, Public Relations, Customer Service, Nonprofits, Public Speaking, Budgets
Education
Cuesta College 1998 — 2000
Business
Titan Capital Management, LLC February 2013 - March 2014
Santa Clara University 2013 - 2014
Independent Trader July 2011 - January 2013
Nexyn Corp August 2007 - June 2011
US Bank May 2007 - August 2007
Brookstreet Securities May 2006 - May 2007
Morgan Stanley March 2005 - May 2006
TD Waterhouse February 1996 - March 2005
Skills
Project Management, Business Development, Leadership, Investments, Executive Management, Strategic Planning, CRM, Management, Portfolio Management, Risk Management, Training, Analysis, Budgets, Contract Negotiation, Team Building, Equities, Sales, Trading, Securities, Mutual Funds, Finance, Financial Risk, Derivatives, Investment Strategies, Alternative Investments, Commodity, Hedge Funds, Asset Management, Bonds, Options, Investment Management
Education
San Jose State University 2008 — 2009
Bachelors of Science, Special Major Studies.
Pasadena City College 2007 — 2008
Associate of Arts and Sciences (AAS), Liberal Arts and Sciences/Liberal Studies.
Foothill College
National Bank Financial November 2011 - Present
Bluteau DeVenney & Co. 1997 - Present
Wellington West Capital Inc. February 2003 - November 2011
TD Waterhouse 1997 - 2003
CIBC Wood Gundy 1987 - 1997
Skills
Wealth Management..., Physicians, Investments, Wealth Management, Investment Advisory, Investment Strategies, Wealth, Retirement Planning, Estate Planning, Mutual Funds, Investment Management, Financial Advisory, Retirement, Strategic Financial..., Alternative Investments
Education
Dalhousie University 1987 — 1988
MBA
University of New Brunswick 1979 — 1984
Crusader Force, LLC. August 2012 - Present
Currituck Enterprises Group, LLC. April 2002 - Present
Lourdes Catholic School May 2012 - 2014
CSRA Habitat for Humanity July 2009 - August 2010
Wachovia, A Wells Fargo Company February 2008 - March 2009
TIAA-CREF June 2006 - December 2008
Lawson Financial July 2004 - June 2005
TD Waterhouse October 2002 - July 2004
TD Waterhouse August 1997 - October 2002
TD Waterhouse September 1992 - August 1997
Skills
Master Carpenter, Insurance, Wealth Management, Compliance, Investments, Risk Management, Retirement Planning, Financial Services, Management, Finance, Leadership, Strategy, Securities, Microsoft Excel, Financial Risk, Public Speaking, Microsoft Office, Time Management, Marketing, Customer Service
Education
East Carolina University - College of Business 2003 — 2010
BSBA, Finance, Economics
North Carolina State University 2002 — 2006
Mathmatics, Economics, English, Philosophy, and Public Speaking
The University of Georgia 2010 — 2010
Geography, Marketing
IconLab, Inc. 2012 - Present
TD Ameritrade November 2007 - 2013
Ergometa 2005 - 2011
TD Waterhouse May 2002 - October 2007
Kennedy Cabot Co April 2000 - May 2002
Skills
Investments, Investment Strategies, Mutual Funds, Series 7, Asset Allocation, Wealth Management, Series 63, Investment Advisory, Retirement Planning, Securities, Alternative Investments, Retirement, Uniform Combined State..., ETFs, Investment Management, Equities, Portfolio Management, Asset Management, Fixed Income, Medical Devices, 510(k) application, Series 65, Separately Managed..., Series 24
Education
Fresno Pacific University 1995 — 2000
Bachelor of Arts (B.A.), Business Administration and Management/Finance
Let's Go Fishing with Seniors January 2015 - Present
ISC Financial Advisors May 2008 - Present
TD Ameritrade January 2007 - April 2008
TD Ameritrade January 2006 - December 2006
TD Waterhouse September 1999 - December 2005
Great Speakers I've heard January 2000 - January 2000
Skills
Asset Allocation, Retirement Planning, Strategic Financial..., Wealth Management, Retirement, Wealth Management..., Financial Advisory, Alternative Investments, Estate Planning, Portfolio Management, Personal Finance, Investments, Investment Management, Wealth, Tax, IRAs, Wealth Preservation..., Financial Planning, 401k Rollovers, Certified Financial..., Social Security..., Tax Reduction Strategies, Investment Selection, CFP, Fiduciary, Retirement Income..., Retirement Plan..., IRA Rollovers, Fund Analysis, Comprehensive Wealth..., Retirement Plans, Tax Free Bonds, Municipal Bonds, Retirement Plan..., Cash Flow Forecasting, Fiduciary Services, Senior Finance, Socially Responsible..., Index Funds
Education
Creighton University 2010 — 2014
Master's in Security Analysis and Portfolio Management
TD Ameritrade Leadership Development Program 2005 — 2008
Graduate, Leadership
Southern Methodist University 2006 — 2007
Certificate Program in Financial Planning
University of San Diego 1996 — 1999
Finance & Minor in Psychology, Bachelor of Business Administration
Edina High School
MRV Consulting, LLC March 2011 - Present
MVP Health Care April 2011 - April 2014
LMI May 2010 - January 2012
Newkirk Products, Inc. January 2008 - March 2011
UBS January 2005 - June 2007
TD Waterhouse 2004 - 2004
Accenture January 2001 - May 2003
Skills
Project Management, Internal Communications, Relationship Management, Marketing Communications, Strategic Planning, Marketing Strategy, Marketing, Market Research, Analytics, Competitive Analysis, Integrated Marketing, Cross-functional Team..., Advertising, Business Strategy, Program Management, Corporate Communications, CRM, Strategy
Education
State University of New York at Albany 1998 — 2001
MBA, Marketing
Colgate University 1990 — 1994
BA, Art History
Linton High School
TD Waterhouse August 2013 - Present
TD Waterhouse September 2012 - July 2013
Skills
Customer Service, Following Up, Investigation, Problem Solving, Microsoft Excel, Access, ISM, CDS, DTC, FundSERV, Compliance, KYC, CIP, QI
Education
Concordia University 2003 — 2008
Bachelor of Arts (B.A.), Economics, Busniess Studies
ProspectPro January 2015 - Present
City of Boynton Beach Community Relations Board September 2011 - Present
Verio March 2008 - December 2014
Il Giornale May 2001 - June 2008
TD Waterhouse September 1998 - September 2001
Skills
SEO, SaaS, Social Media Marketing, Salesforce.com, Social Networking, Direct Sales, Sales Management, Lead Generation, Business Development, New Business Development, Account Management, Management, Start-ups, Cloud Computing, Sales, Solution Selling, Selling, Managed Services
Education
Florida Atlantic University 2011 — 2014
Bachelor’s Degree, Business, Management, Marketing, and Related Support Services, 3.56
Wells Fargo Advisors April 2015 - Present
Peoria Chamber of Commerce September 2014 - Present
Principal Financial Group November 2013 - March 2015
Schwab Private Client Investment Advisory March 2011 - November 2013
Charles Schwab September 2008 - March 2011
Brandes Investment Partners April 2001 - July 2006
TD Waterhouse July 1999 - April 2001
Education
College for Financial Planning 2011 — 2011
AAMS, Accredited Asset Management Specialist
Point Loma Nazarene University 2003 — 2006
MBA, Business, Leadership
Southern Methodist University 1989 — 1993
BS, Economics w/ Finance Applications
LJHS
AFEX July 2015 - Present
Jameson Bank/Jameson International FX April 2013 - Present
Mercantile Exchange Corporation December 2008 - April 2013
TD Waterhouse January 2002 - July 2007
Investment Dealers Association (now IIROC) January 1999 - January 2002
KPMG Canada 1995 - 1996
KPMG Canada 1995 - 1996
KPMG Canada 1995 - 1996
Department of Justice Canada Ministère de la Justice du Canada 1992 - 1994
Department of Justice Canada Ministère de la Justice du Canada 1992 - 1994
Skills
Privacy, Risk Management, AML, Securities, Corporate Governance, Banking, Financial Risk, Policy, Due Diligence, KYC, Hedge Funds, Privacy Law, Enterprise Risk..., Derivatives, Cross-border..., Retail Banking, Commercial Banking, Credit, Portfolio Management, Private Equity, Fixed Income, Financial Analysis, Financial Regulation, Equities, Operational Risk, Series 24, Corporate Finance, Asset Managment, Internal Controls, Financial Markets, Governance, Mutual Funds, Operational Risk..., Loans, Financial Services, Investments, Credit Risk, Corporate Law, Investment Advisory, Auditing, Securities Regulation, Anti Money Laundering, Wealth Management, Options, Relationship Management, Strategic Financial..., OFAC, Trading, Mergers, FINRA
Education
Queen's University 1993 — 1995
MBA, Business Administration
Queen's University 1985 — 1988
Bachelor of Laws (LLB)
Dalhousie University 1983 — 1985
BA (not completed), French
National Bank of Canada November 2013 - Present
TD Waterhouse February 2008 - November 2013
TD Canada Trust August 2006 - February 2008
Skills
Banking, Retail Banking, Commercial Banking, Relationship Management, Credit, Wealth Management, Investments
Education
Concordia University 1998 — 2002
Bachelor of Commerce (B.Com.), Marketing, Graduated with honors
CEGEP - Champlain 1996 — 1998
Commerce
TD Waterhouse October 2003 - Present
TD Bank March 2002 - October 2003
TD Bank February 2001 - March 2002
Skills
Mutual Funds, Wealth Management, Mortgage Lending, Investments, Retirement Planning, Investment Advisory, Wealth, Investment Strategies, Banking, Portfolio Management, Strategic Financial..., Residential Mortgages, Credit, Loans, Lines Of Credit, Retail Banking, Securities, Bonds, Asset Allocation, Asset Management, Financial Advisory, Financial Services, Retirement, Estate Planning, Fixed Income, Personal Finance, Equities, Financial Planners, Wealth Management..., High Net Worth..., ETFs, Investment Management, Finance, Private Banking, Fixed Annuities, Pensions, Critical Illness, Wealth Accumulation, Personal Financial..., Financial Planning
Education
Concordia University
B.Comm, Marketing
Vanier College
Bachelor of Commerce (BCom), Marketing
Sowell Management Services June 2010 - Present
Leinster Financial August 2012 - Present
New England Financial December 2001 - June 2010
TD Waterhouse August 1999 - June 2001
Skills
Series 7, Retirement Planning, Mutual Funds, Asset Allocation, Risk Management, Financial Analysis, Portfolio Management, Investments, Investment Strategies, Wealth Management, Investment Advisory, Alternative Investments, Securities, Investment Management, Asset Management, Series 63, Hedge Funds, Retirement, Wealth Management..., Equities, Variable Annuities, Financial Advisory, 401k, Fixed Annuities, Fixed Income, Estate Planning, Strategic Financial...
Education
Millsaps College 1998 — 2000
Bachelor of Business Administration (BBA)
East Carolina University 1994 — 1997
St Andrews 1992 — 1994
Macquarie Capital Markets Canada January 2014 - Present
UBS Investment Bank March 2009 - June 2013
ING Investment Management June 2006 - March 2009
TD Waterhouse March 2005 - July 2006
Skills
Equities, Capital Markets, Portfolio Management, Investments, Mergers & Acquisitions, Hedge Funds, Valuation, Corporate Finance, Equity Research, Investment Banking, Bloomberg, Derivatives, Trading, Fixed Income, Equity Trading
Education
Concordia University 2001 — 2004
Bachelor of Commerce (B.Com.), Accounting and Finance
Integra Capital Management Corporation October 2009 - Present
First Trust Portfolios Canada November 2005 - June 2008
TD Waterhouse June 2002 - October 2005
RBC DS 1992 - 2002
Richardson Greenshields April 1992 - November 1998
Bank Of Montreal Investment Management Company 1994 - 1997
Skills
Strategic Planning, Investments, Mutual Funds, Asset Management, Wealth Management, Business Strategy, Equities, Investment Strategies, Investment Advisory, Fixed Income, Investment Management, Alternative Investments, Retirement Planning, Portfolio Management, Asset Allocation, Risk Management, Hedge Funds
Education
Dalhousie University 1978 — 1980
MBA
The University of Western Ontario 1974 — 1978
HBA
The Refinery Leadership Partners Inc. 2013 - Present
Knowledge First Financial 2012 - 2013
HomEquity Bank 2007 - 2011
TD Waterhouse 2006 - 2007
TD Waterhouse 2004 - 2006
BMO Financial Group 1999 - 2004
BMO Financial Group 1996 - 1999
Department of National Defence 1992 - 1999
Investors Group Financial Services Inc. 1991 - 1996
Skills
Leadership, Business Development, Strategic Planning, Business Planning, Management, Risk Management, Sales Management, New Business Development, Team Building, Coaching, Banking, Recruiting, Training, Organizational..., Program Management, Finance, Investments, Change Management, Business Strategy, Process Improvement, Sales, Mergers & Acquisitions, Strategy, Sales Operations, Sales Process, Credit, Management Consulting, Performance Management
Education
Dalhousie University 1999 — 2003
MBA, Financial Services
Trent University 1989 — 1992
BA, History
TD Waterhouse June 2011 - Present
TD Waterhouse May 2007 - June 2011
Skills
Financial Modeling, Financial Analysis, Investments, Asset Allocation, Wealth Management, Fixed Income, Portfolio Management, Business Development, Asset Management, Capital Markets, Mutual Funds, Options, Securities, Finance, Equities
Education
CFA Institute
CFA Charter Holder
Concordia University 2006 — 2009
BCOMM, Finance, Accounting
Selwyn House 1993 — 2003
Windsor Week
TD Wealth Management September 2013 - July 2015
TD Waterhouse February 2011 - September 2013
World Vision Earthquake Response Office (Haiti) April 2010 - May 2010
Skills
Public Relations, Social Media, Microsoft Office, Customer Service, Event Management, Event Planning, Microsoft Excel, Public Speaking, Social Media Marketing, International Relations, Internal Communications, French, Media Relations, Strategic Communications, Legal Research, Marketing Communications, Strategic Planning, Social Networking, Marketing Strategy, Human Resources, Press Releases, Budgets, Microsoft Word, Research, Nonprofits
Education
McGill University 2011 — 2012
Graduate, Public Relations Managment
Concordia University 2006 — 2010
BA, Political Science and History
Advisors Asset Management, Inc. April 2012 - January 2014
NAVCAP NAV Capital Partners, LLC October 2011 - January 2012
Advisors Asset Management, Inc. January 2007 - July 2011
TD Waterhouse October 2000 - January 2006
Skills
Investments, Series 7, Asset Management, Securities, Alternative Investments, Bonds, Mutual Funds, Fixed Income, Wealth Management, Portfolio Management, Equities, Series 63
Education
The University of Texas at San Antonio 1989 — 1991
Accounting and Finance
Colorado State University-Global Campus
Business Administration and Management, General
Pico Quantitative Trading LLC July 2011 - Present
NYSE Euronext 2009 - July 2011
Merrill Lynch 2005 - 2009
Wave Securities 2002 - 2005
TD Waterhouse 2001 - 2002
Skills
Trading, Equities, High Frequency Trading, Outsourcing, Equity Trading, Management, Securities, Trading Systems, Derivatives, Investments, Securities Lending, Risk Management, Electronic Trading, Capital Markets, Options, Hedge Funds, Financial Markets, Fixed Income, Quantitative Investing, Market Data, Series 7, Bloomberg
Education
DePaul University 2000 — 2002
MSF, Finance
West Virginia University 1994 — 1999
BSBA, Finance
NBCN November 2013 - Present
TD Waterhouse February 2009 - November 2013
TD Waterhouse Institutional Services July 2005 - March 2008
TD Mutual Funds 1999 - 2005
Skills
Portfolio Management, Relationship Management, Financial Services, Sales
Education
Concordia University 2001 — 2004
MBA, Investment Management
CFA Institute
CFA Charter
McGill University 1996 — 2000
BA, Economics & Computer Science
TD January 2015 - Present
TD December 2013 - Present
TD July 2008 - December 2013
TD Waterhouse June 2005 - July 2008
Skills
Retail Banking, Banking, Credit, Mortgage Lending, Relationship Management, Investments, Management
Education
Dalhousie University
Master of Business Administration (M.B.A.), Banking and Financial Support Services
University of Victoria
Bachelor's Degree, International Business
Western University
Bachelor's Degree, Business Administration and Management, General
Self Employed August 2013 - Present
TD Securities May 2008 - July 2013
TD Securities September 2005 - April 2008
TD Securities January 2004 - August 2005
TD Securities November 2000 - December 2003
TD Waterhouse January 1999 - October 2000
Bank of Montreal January 1997 - September 1998
Skills
Banking, Financial Analysis, Financial Reporting, Finance, Investments, Project Management, Presentation Skills, Capital Markets, Derivatives, Financial Risk..., Mutual Funds
Education
Saint Mary's University 1998 — 2000
Master of Business Administration (MBA), Finance, General, 3.6 GPA
Dalhousie University 1991 — 1995
Bachelor of Arts (B.A.), Economics, 3.4 GPA
Prince Andrew High School
Beyond Education May 2012 - Present
BNY Mellon November 2011 - February 2012
Deutsche Bank July 2011 - September 2011
BMO Groupe Financier May 2011 - June 2011
Bibliothèque de droit Michel-Bastarache September 2010 - April 2011
Citibanque Canada March 2010 - September 2010
TD Waterhouse August 2008 - August 2009
Skills
Lead Research, Sales and Marketing, Event Planning, Microsoft Office, French, PowerPoint, Teamwork, Microsoft Excel, English, Financial Analysis, Public Speaking, Customer Service, Analysis, Strategic Planning, Social Media, Time Management, Policy Analysis, Team Leadership, Public Relations, Event Management, Leadership, Public Policy, Marketing, Sales, Research, Nonprofits, Fundraising, International Relations
Education
Université de Moncton 2010 — 2011
1st Year, Law
Université libre de Bruxelles 2008 — 2009
Political Science
Concordia University 2005 — 2009
BA, Political Science
Dawson College 2002 — 2005
DEC, Cinema and Communications
Independent Advisor February 2004 - Present
TD May 2002 - October 2003
TD Waterhouse December 1998 - May 2002
TD January 1993 - November 1997
Skills
Mutual Funds, Critical Illness, Financial Services, Investments, Retirement Planning, Small Business, Disability Insurance, Mortgage Lending, Fixed Annuities, Life Insurance, Group Insurance, TFSA Accounts, RRSP's, Long Term Care Insurance, Key Man Insurance, Segregated Mutual Funds
Education
Concordia University 1992 — 1994
Diploma Insititutional Administration, Public Administration
Concordia University 1988 — 1994
Bachelor of Arts (BA), Political Science and Government
TD Asset Management May 2013 - August 2013
TD Waterhouse May 2012 - August 2012
TD Waterhouse May 2011 - August 2011
Skills
Time Management, Microsoft Office, Teamwork, Investments, Derivatives, Risk Management, Financial Analysis, Financial Statement..., Equities, Capital IQ, Fixed Income, Asset Allocation, Presentations, Research, Qualitative Research, Quantitative Research, Equity Valuation, Analysis Reports, Microsoft Excel, PowerPoint, Economics
Education
Queen's University 2010 — 2014
Bachelor of Commerce (B.Com.)
Fudan University 2012 — 2012
Business Interntional Exchange Program
Appleby College 2007 — 2010
High School Diploma
Scotiabank September 2014 - Present
Scotiabank August 2010 - September 2014
Loblaw Companies Limited April 2009 - May 2010
Loblaw Companies Ltd January 2008 - April 2009
Loblaw Companies January 2007 - December 2007
President's Choice Financial 2003 - 2007
TD Waterhouse 2000 - 2002
TD Bank 1999 - 2000
Skills
Product Management, Strategic Partnerships, CRM, Financial Services, Brand Loyalty, Marketing Strategy, Analytics, Strategic Planning, Loyalty Programs, Retail, Direct Marketing, Product Marketing
Education
Dalhousie University 2004 — 2011
Masters of Business Administration (MBA)
CIBC February 2010 - Present
CIBC February 2008 - February 2010
TD Waterhouse February 2004 - February 2008
Skills
Business Development, Personal Financial..., Sales, Direct Sales, Presentations, Wealth Management, Banking, Strategic Planning, Credit, Loans, Derivatives, Finance, Financial Services, Portfolio Management, Mutual Funds
Education
Dalhousie University
Master of Business Administration (MBA)
University of Alberta 1999 — 2003
Bachelor of Commerce (B.Com.), Finance
Canadian Securities Institute
Investments and Securities
Canadan Institute of Financial Planning
Registered Retirement Consultant
Hunting Hills High School 1996 — 1999
Fidelity Investments December 2013 - Present
Fidelity Investments October 2006 - Present
Fidelity Investments January 2004 - October 2006
TD Waterhouse June 1999 - January 2004
Skills
Operational Risk, Funding, Equities, Risk Management, Operational Risk..., FINRA, Portfolio Management, Series 7, Capital Markets, Mutual Funds, Financial Services, Securities, Fixed Income, Investments, Wealth Management, Trading, Corporate Finance, Series 63, Options, Relationship Management, Financial Risk
Education
City University of New York 2008 — 2011
Bachelor of Science in Business
State University of New York at Albany 1993 — 1996
Monsignor Farrell Boys Catholic H.S. 1989 — 1993
Academic
Volunteerism
Research Based Solutions June 2012 - Present
National Sales Network, Phoenix January 2011 - December 2013
The McKinnis Consulting Group LLC February 2004 - June 2012
PsyMetrics Global 2009 - 2009
National Sales Network 2006 - 2008
TD Waterhouse Investor Services January 1994 - February 2006
TD Waterhouse 1994 - 2004
University of Colorado August 1996 - May 1997
Waterhouse Securities 1994 - 1996
Skills
Sales Management, Sales Process, Direct Sales, Consultative Selling, New Business Development, Increasing Revenue, Lead Generation, Strategic Planning, Leadership Development, Selling, Team Building, Coaching, Business Strategy, Executive Management, Management Consulting, Customer Relations, Executive Coaching, Training, Salesforce.com, Sales, Customer Service, Management, Strategy, Business Development, Start-ups, Strategic Partnerships, Leadership, Business Planning, Marketing Strategy, Small Business, Fundraising
Education
Eastern Illinois University 1987 — 1993
M.A., Economics/Business
Mendel Catholic 1983 — 1987
CDW Healthcare August 2013 - Present
CDW Healthcare October 2006 - August 2013
CDW-G June 2005 - January 2007
CDW-G November 2001 - June 2005
TD Waterhouse May 2000 - October 2001
THG Sports December 1998 - April 2000
IBM May 1998 - September 1998
Skills
Account Management, Sales Management, Team Leadership, Channel Partners, Sales Process, Selling, Contract Negotiation, Storage, Strategy, Salesforce.com, Solution Selling, Direct Sales, Sales, Strategic Partnerships, Cold Calling, Leadership, New Business Development, Management, Forecasting, Data Center, Go-to-market Strategy, Sales Operations, Marketing, Marketing Strategy
Education
Eastern Illinois University 1994 — 1999
B.A., Business Administration, and History
Citizens Property Insurance Corporation February 2015 - Present
The Guardian Life Insurance Company of America October 2011 - January 2015
White Mountains Capital January 2009 - December 2010
Swiss Re 2004 - 2008
TD Waterhouse May 1998 - August 2004
Skills
Sarbanes-Oxley Act, Internal Controls, Internal Audit, Finance, Financial Analysis, Auditing, Risk Management, Financial Reporting, Financial Risk, Accounting
Education
Clarkson University 1997 — 1999
BS, Finance
ECO Concepts ECCL Inc; GlassCover Canada October 2009 - Present
CEP News January 2008 - November 2009
Stanton Asset Managament 2007 - 2008
TD Waterhouse 2004 - 2005
Skills
Customer Service, Team Building, Sales Management, Sales, Strategic Planning, Marketing Strategy, Negotiation, Merchandising, Selling, New Business Development, Sales Operations, Retail, Purchasing, B2B, Trade Shows, Sales Process, Direct Sales, Management
Education
Concordia University 2000 — 2003
Bachelor of Commerce (B.Com.), Business, Management, Marketing, and Related Support Services
Marianopolis College 1998 — 2000
DEC Commerce, Business
Deutsche Bank November 2014 - Present
Ameriprise Financial Services, Inc. June 2011 - November 2014
MetLife January 2009 - June 2011
Maxim Group September 2006 - December 2008
All Island Janitorial Supply November 2004 - September 2006
Brokerage America October 2002 - October 2004
Knight Trading Group January 1997 - January 2002
Fulcrum Global Partners 2002 - 2002
Knight Trading Group January 1997 - January 1999
TD Waterhouse January 1995 - January 1997
Skills
Trading, Equity Trading, Series 7, Series 63, Bloomberg, Securities, Investments, Finance, Financial Risk, Back Office, Mutual Funds, Equities, FINRA, Financial Services, Hedge Funds, Trading Systems, Series 24, Financial Markets, Options, Bonds, Electronic Trading, Settlement, Asset Management, Portfolio Management, ETFs, Fixed Income, Capital Markets, Derivatives, Asset Allocation, Technical Analysis
Education
Dowling College 1987 — 1991
Bachelor, Business Administration; Finance
SCOTTRADE, INC March 2009 - January 2013
E*TRADE Financial June 2004 - December 2008
TD Waterhouse February 2002 - February 2004
TD Waterhouse August 1999 - February 2002
TD Waterhouse September 1999 - November 2000
TD Waterhouse March 1999 - August 1999
Skills
Trading, Options, Financial Services, Series 7, Portfolio Management, New Business Development, Sales, Relationship Management, Management, Investments, CRM, Securities, Equities, Series 63, Finance, Wealth Management, Business Development
Education
Brooklyn College 1990 — 1991
Completed credits towards Master of Science, Finance and Financial Management Services
NEW YORK UNIVERSITY 1985 — 1989
BA, Communication, Journalism, and Related Programs, Journalism
Midwood High School 1981 — 1985
High School Diploma, Medicine
RBC Dominion Securities March 2010 - Present
TD Waterhouse January 2007 - March 2010
CIBC Wood Gundy February 2006 - January 2007
Incredible Edibles 1991 - 1996
Skills
Estate Planning, Wealth Management, Retirement Planning, Insurance, Financial Planning, Investments, Strategic Financial..., Investment Strategies, Investment Advisory, Banking, Mutual Funds, Wealth, Asset Allocation, Financial Planners, Financial Advisory, Retirement, Securities, Management, Portfolio Management, High Net Worth..., Investment Management, ETFs, Asset Management, Bonds
Education
Dalhousie University 1984 — 1987
B.Sc, Psychology
Advocis
LLQP, Insurance
Canadian Securities Institute
Chartered Professional Strategic Wealth
Canadian Securities Institute
Ch P Strategic Wealth
FMA
Mortgage Master January 2011 - Present
Advisor One Mortgage May 2007 - January 2011
Cross Country Lenders July 2004 - June 2007
The Reader Group August 2002 - May 2004
inc.jet (a Division of Gunther) June 2001 - August 2002
Micro Warehouse June 2000 - June 2001
TD Waterhouse March 1998 - May 2000
Skills
B2B, Banking, Certified Mortgage..., FHA, FHA financing, Finance, First Time Home Buyers, Foreclosures, Insurance, Investment Properties, Loan Origination, Loans, Marketing, Mortgage Banking, Mortgage Lending, Real Estate, Real Estate Transactions, Referrals, Refinance, Residential Homes, Sales, Sales Operations, Sellers, Short Sales, Small Business, Start-ups, USDA, VA loans
Education
Eastern Connecticut State University 1999 — 2003
BA, English
Assurant May 2015 - Present
Assurant April 2012 - May 2015
Assurant 2011 - April 2012
Burger King Corporation 2005 - 2011
TD Waterhouse 2004 - 2005
Dreyfus 2003 - 2004
UBS Wealth Management 2001 - 2003
Americatel 1999 - 2001
Skills
Project Management, Vendor Management, PMP, PMO, Project Portfolio...
Education
Florida International University - College of Business
Master of Science, MIS
Florida International University
Bachelor of Science, Business Management
RBC March 2011 - January 2012
Zintex Inc. February 2008 - March 2011
Canaccord Capital August 2006 - February 2008
TD Waterhouse 2003 - March 2005
TD Waterhouse 1999 - February 2003
TD Waterhouse November 1997 - 1999
Skills
Portfolio Management, Mutual Funds, Investments, Research, Wealth Management, Investment Management, Retirement, Financial Services, Investment Advisory, Equities, Asset Allocation, Investment Strategies, Fixed Income, Bonds
Education
Canadian Securities Institute 1996 — 2002
George Brown College
2 Year Diploma
Gain Capital : GCAP: Listed NYSE September 2005 - Present
Gain Capital LLC. September 2005 - April 2010
TD Waterhouse January 2005 - September 2005
CD/PHH Mortgage September 2002 - January 2005
AMERITRADE/DATEK ONLINE FINANCIAL SERVICES June 1997 - November 2002
Skills
Series 7, Equities, Trading, Outsourcing, Options, Call Center, Risk Management, Process Improvement, Strategic Planning, Customer Service, Team Building, FX, Business Strategy, Start-ups, Salesforce.com, Forecasting, Problem Solving, Securities, Derivatives, Superior Client Service, FX Options, Operations Management, Capital Markets, Electronic Trading, Financial Markets, Call Centers, Fixed Income, FINRA, Foreign Exchange, Investments, Mergers & Acquisitions, Management, Trading Systems, Leadership, Leadership Development
Education
CSI Effective Management Seminars 2011 — 2012
Northeastern University - Graduate School of Business Administration 2009 — 2011
MBA- Finance
Pace University - Lubin School of Business 1992 — 1996
BBA
Community Care Durham November 2013 - July 2014
Public Safety Canada - Securité publique Canada May 2012 - August 2012
Ontario Power Generation September 2011 - December 2011
TD Waterhouse January 2011 - April 2011
the Oshawa Clinics May 2010 - August 2010
Ontario Ministry of Finance June 2006 - August 2006
Education
Queen's University 2014 — 2017
Juris Doctor (J.D.)
Dalhousie University 2009 — 2013
Bachelor of Commerce (B.Com.), Finance, Distinction
Grenoble Ecole de Management - Grenoble Graduate School of Business 2012 — 2012
Certificate in International Business, International Business
NetApp December 2013 - Present
EMC October 2012 - November 2013
EMC Corporation August 2004 - November 2013
NovusCG August 2003 - September 2004
EDS January 2001 - August 2003
EDS, Inc. 2001 - 2003
Skydesk 1999 - 2001
APW Electronic Solutions 1998 - 1999
Strategic Data Systems 1997 - 1998
TD Waterhouse 1995 - 1997
Skills
Business Development, Disaster Recovery, Project Management, Virtualization, Data Center, Network Administration, IT Strategy, Service Delivery, Cloud Computing, Account Management, Outsourcing, SAN, Management, Networking, Vendor Management, Leadership, Storage, Active Directory, Windows Server, Program Management, Analysis, SaaS, Enterprise Software, Integration, Salesforce.com
Education
Columbus State University
Bachelor of Business Administration (B.B.A.)
Fasken Martineau DuMoulin May 2015 - Present
El Masri Avocat July 2014 - May 2015
TD Waterhouse January 2012 - April 2013
TD Bank Group June 2007 - March 2012
Catalytic Communities June 2011 - August 2011
Skills
International..., Foreign Languages, Social Media, Public Speaking, Microsoft Office, Research, Leadership, Nonprofits, Teamwork, Policy Analysis, Event Planning, Customer Service
Education
McGill University 2013 — 2016
B.C.L./LL.B., Law
McGill University 2008 — 2011
Bachelor of Arts, Honours, International Development Studies
Dawson College 2006 — 2008
Diploma of Collegial Studies, Liberal Arts
Queen of Angel's Academy 2001 — 2005
High School
Falconridge Trading 2015 - Present
Miratel Solutions 2015 - 2015
The Orion Network 2013 - 2015
Urban Indoor Media 2013 - 2014
Myron International 2009 - 2011
XentelDM Inc. 2006 - 2008
Newspapers Call Centre 2004 - 2005
Endpoint Travel 2002 - 2003
XentelDM, Inc. 1999 - 2001
TD Waterhouse 1997 - 1998
Skills
Customer Service, Sales, Management, Sales Management, Marketing, Microsoft Office, New Business Development, Account Management, Marketing Strategy, Advertising
Education
Durham College
Business Administration, Journalism, and Related Programs
LJPR Financial Advisors November 2011 - Present
PNC 2010 - 2011
Flexible Plan Investments, Ltd. 2010 - 2010
Charles Schwab 2007 - 2008
E*TRADE Financial Corporation 2006 - 2007
TD Waterhouse 2003 - 2006
Fidelity Investments 2001 - 2003
Education
Forest Hills Central
Forest Hills Central 1992 — 1996
Michigan State University 1997 — 2000
BA, Finance
College for Financial Planning 2011 — 2012
Accredited Wealth Management Advisor, Financial Planning and Services
Florida State University 2004 — 2007
Certificate in Financial Planning
Industrial and Commercial Bank of China April 2015 - Present
Flushing Bank October 2009 - April 2015
Flushing Bank January 2006 - October 2009
TD Waterhouse April 2004 - October 2005
Skills
Banking, Retail Banking, Risk Management, Loans, Credit Analysis, Commercial Lending, Commercial Banking, Mortgage Lending, Credit, Portfolio Management, Relationship Management, Small Business Lending, Cross Selling, Finance, Consumer Lending, Financial Risk
Education
Duke University 1999 — 2000
Master, Public Policy
National Taiwan University 1984 — 1988
BA, Economics
UBS October 2013 - April 2015
TD Securities March 2011 - December 2012
Merrill Lynch / Bank of America May 2010 - December 2010
RBC Capital Markets March 2006 - February 2010
TD Waterhouse October 2004 - March 2006
Bank of America October 2003 - October 2004
Merrill Lynch September 2000 - October 2003
Citicorp Investment Services May 1999 - September 2000
National Discount Brokers December 1996 - May 1999
Citicorp Investment Services August 1996 - October 1996
Skills
FINRA, Fixed Income, Capital Markets, Options, Equities, Equity Trading, Trading Systems, Series 7, Series 24, Series 63, Trading, Securities, Electronic Trading, Mutual Funds, Financial Markets, Financial Services, Broker-Dealer Compliance, Drafting Policies, Trade Compliance, OATS, Trace, Hedge Funds, Broker-Dealer, Asset Management, Securities Regulation, Due Diligence, Financial Regulation, Bonds, ETFs, Prime Brokerage, KYC, Alternative Investments, Financial Risk, Derivatives, Operational Risk, Middle Office, Back Office, Investment Banking, Swaps, Structured Products, Structured Finance, Bloomberg, Equity Derivatives
Education
City University of New York-John Jay College of Criminal Justice 1990 — 1995
BS, Legal Studies
Lafayette High School 1987 — 1990
HS Diploma
Susquehanna International Group, LLP (SIG) November 2009 - Present
Susquehanna International Group, LLP (SIG) April 2005 - November 2009
Susquehanna International Group, LLP (SIG) August 2004 - April 2005
Darden School of Business (University of Virginia) June 2003 - August 2003
Ashton Technology Group, Inc. April 2001 - August 2002
West Financial Services, Inc. July 2000 - April 2001
TD Waterhouse April 1999 - June 2000
US Army March 1995 - March 1999
Skills
Equities, Investment Banking, Investments, Hedge Funds, Valuation, Trading, Options, Securities, Equity Research, Equity Derivatives, Bloomberg
Education
University of Virginia - Darden Graduate School of Business Administration 2002 — 2004
MBA, Business/Finance
Duke University 1990 — 1994
BA, English
Citi Private Bank - Law Firm Group January 2007 - Present
Burger King Corporation October 2005 - December 2006
Citi Private Bank - LATAM September 2001 - October 2005
TD Waterhouse 2000 - 2001
SunTrust Bank 1995 - 2000
Skills
Series 7, Series 63, Series 65, Banking, Financial Analysis, Wealth Management, Investments, Financial Planning, Mortgage Lending, Strategic Financial..., Portfolio Management, Finance, Equities, Securities, Financial Advisory, Private Banking, Financial Services, Capital Markets, Asset Allocation, Mutual Funds
Education
Florida International University - College of Business Administration 2003 — 2004
Masters, Finance
Florida International University - College of Business Administration 1997 — 2000
BA, Finance
Miami Dade College 1994 — 1997
AA, Business Administration
TradeBook @ Bloomberg LP August 2013 - Present
Bloomberg March 2011 - Present
Citi October 2010 - July 2011
E*TRADE Financial Group April 2007 - February 2011
TD Ameritrade September 1993 - March 2007
TD Waterhouse 1993 - 2007
Skills
Series 7, Equities, Series 63, Securities, Financial Services, Portfolio Management, Mutual Funds, Fixed Income, Risk Management, Vendor Management, Product Management, Wealth Management, Business Intelligence, Project Management, Program Management, Leadership, Back Office, Contract Negotiation, Strategy, Derivatives, Business Analysis, PMP, Negotiation, Operations Management, Mortgage Lending, Enterprise Software, Investments, Executive Management, Valuation, Asset Management, Mergers & Acquisitions, Business Process, SDLC, Analysis, Integration, Options, Management, FINRA, Trading, Quality Assurance, Bloomberg, Electronic Trading, Trading Systems, CRM, Financial Markets, Series 24, Banking, Relationship Management, FX Options, Capital Markets
Education
Villanova University 2003 — 2005
Masters Degree, Applied Project Management
Dowling College 1994 — 1998
Masters Degree, Total Quality Management (TQM)
Saint John's University 1987 — 1991
BA, General Management
TD Waterhouse November 2011 - Present
Bank of Montreal February 2009 - October 2011
Canada Revenue Agency January 2008 - April 2008
Skills
Mutual Funds, Banking, Financial Analysis, Investments, Financial Modeling, Retail Banking, Capital Markets, Trading, Equity Derivatives, International Trade, Sales, Equities, Fixed Income, Investment Banking, Derivatives, Bonds, Bloomberg, Credit Risk, Securities, Analysis, Finance, Credit, Risk Management, CRM, Financial Risk, Corporate Finance
Education
Concordia University 2005 — 2009
BCOMM, Finance
ADP March 2005 - Present
Citicorp Investment Services October 2001 - March 2005
TD Waterhouse 1998 - 2001
Morgan Stanley Dean Witter June 1995 - January 1998
Skills
Integration, FSA, ADP Payroll, PEO, 401k, Payroll, Payroll Taxes, Financial Services, SAP, Cold Calling, Employee Benefits, Account Reconciliation, Call Centers, Outlook, Online Brokerage, Electronic Trading..., ACATS, Building Relationships, IRAs, Garnishments, SOX Compliancy, SAS70, Benefits Administration, HRIS, Time & Attendance, Leadership, Relationship Building, Sales Process, Management
Education
CUNY New York City College of Technology 1993 — 1997
Business Management
NYSE Euronext September 2005 - Present
TD Waterhouse 2005 - 2005
A.B. Watley Inc 2003 - 2004
A.B. Watley Inc. 2000 - 2003
Sands Brothers & Company 1997 - 1999
United States Marine Corps 1989 - 1993
Skills
Equities, Trading, Fixed Income, Trading Systems, Capital Markets, Financial Markets, Market Data, Series 7,63 and 55, Knowledge of various..., Cross-functional Team..., SQL, Fix protocol, Problem Solving, Business Analysis, Financial Analysis, Microsoft Excel, Business Strategy, Project Management, Risk Management, Process Improvement, Due Diligence
Education
NYU Stern School of Business 2010 — 2012
Master of Business Administration (MBA), Finance, Financial Instruments and Markets
City University of New York City College 2005 — 2007
Bachelor of Arts (BA), Liberal Arts
Columbia University in the City of New York 1993 — 2000
Pershing, a BNY Mellon company June 2012 - Present
Morgan Stanley Smith Barney June 2009 - January 2012
Citi March 2007 - June 2009
Citi September 2006 - March 2007
TD Ameritrade January 2006 - July 2006
TD Waterhouse May 2001 - January 2006
Pershing October 1994 - May 2001
CT Corporation System (CCH - LIS) October 1990 - October 1994
Skills
Financial Services, Business Analysis, Wealth Management, Middle Office, Back Office, Strategic Roadmaps, SDLC, IT Project & Program..., Business Analytics, Data Stewardship, Cross-functional Team..., Relationship Management, IT Strategy, Analytics, Management, PMO, Project Portfolio..., Portfolio Management, CRM, Business Process, Business Intelligence, Business Process..., Business Process..., Banking, Enterprise Architecture, Project Planning, Business Requirements
Education
De La Salle University
BS
HNH GROUP March 2009 - Present
Jones Lang LaSalle September 2006 - February 2009
Trizec Properties August 2005 - September 2006
TD Waterhouse October 2001 - August 2005
Metromedia Fiber Network, Inc 1999 - 2001
AAT Communications Corp 1995 - 1999
NYC Dept of General Services 1991 - 1995
City of NY Dept of General Services 1991 - 1995
Various Architecural Firms 1983 - 1991
Skills
Real Estate Development, Construction Management, Real Estate, Corporate Real Estate, Property Management, Construction, Facilities Management, Residential Homes, Commercial Real Estate, Contract Negotiation, Due Diligence, Space-planning, Contract Management, Leases, Interior Design
Education
Long Island University, C.W. Post Campus
MBA, Business Administration
City University of New York City College
BS, Architecture and Environmental Design
Verizon Wireless February 2010 - Present
Wilmington Seadawgs Semi-Pro Basketball October 2007 - December 2009
Good Samaritan Hospital February 2003 - July 2007
TD Waterhouse January 1998 - August 2001
Skills
Communication, Training, Customer Service, Coaching, Team Building, Cross-functional Team..., Leadership, Microsoft Office, Management, Negotiation, Networking, Public Speaking, Sales, Teaching, Employee Training, Call Centers, Change Management, Team Leadership, Leadership Development, Project Management
Education
East Carolina University 2010 — 2017
Master of Business Administration (M.B.A.), MBA
St. John's University 2001 — 2008
Bachelor's degree, Sports Management & International Business, 3.0
GalaxE Solutions March 2008 - Present
Citigroup GWM April 2007 - March 2008
TD Waterhouse November 2002 - April 2007
Bernstein Global Wealth Management December 1998 - May 2002
Lehman Bros. June 1997 - December 1998
Associated Press July 1994 - June 1997
Skills
PBM Technologies, Project Management, Systems Architecure, Database Development, SDLC, Software Project..., Enterprise Architecture, Agile Methodologies, Business Analysis, Requirements Analysis, Unix, IT Strategy, Business Intelligence, Integration
Education
University of Massachusetts, Amherst 1987 — 1989
Master's Degree, Electrical and Computer Engineering
College of Engineering Pune 1981 — 1985
Bachelor's Degree, Instrumentation and Controls
Onco360/OncoMed, Oncology Pharmacy Solutions April 2009 - Present
SAC Capital 2006 - 2008
Synesis IT March 2006 - January 2007
TD Ameritrade August 2001 - March 2006
TD Waterhouse August 2001 - March 2006
Barnes and Noble (bn.com) 1998 - 2001
Micro Warehouse (CDW) 1994 - 1998
Skills
Cloud Computing, Disaster Recovery, Active Directory, VMware, Virtualization, Citrix, Data Center, Microsoft Exchange, Windows Server, Information Security, Business Continuity, DNS, Security, SDLC, IIS, Network Security, Storage, Storage Area Networks, System Administration, Vendor Management, Solaris, Servers, Infrastructure, VPN, IT Service Management, Computer Security, Operating Systems, SAN
Education
CompTIA Certified Professional 2010 — 2011
Security +, IT Security
City University of New York 1991 — 1994
Computer Technology
Sidoti & Company, LLC October 2011 - June 2014
TD Ameritrade Institutional June 2005 - January 2009
TD Waterhouse March 2003 - June 2005
TD Waterhouse 2000 - 2003
TD Waterhouse 1999 - 2000
Waterhouse Securities Inc 1997 - 1999
Waterhouse Securities Inc 1996 - 1997
Education
New York University School of Continuing and Professional Studies 1999 — 1999
Certificate, Multimedia
City University of New York-College of Staten Island 1991 — 1995
Bachelor of Science, Computer Science
RBC August 2015 - Present
CIBC October 2013 - August 2015
CIBC May 2013 - September 2013
CIBC June 2010 - May 2013
CIBC February 2007 - June 2010
AIM Trimark Investments July 2005 - January 2007
AIM Trimark Investments April 2003 - June 2005
AIM Trimark Investments August 2001 - March 2003
TD Waterhouse March 2000 - July 2001
Skills
Risk Management, Portfolio Management, Financial Risk, Strategy, Analysis, Finance, Financial Services, Management, Mutual Funds, Banking
Education
York University - Schulich School of Business 2003 — 2005
MBA, Economics & Strategic Management
York University - Schulich School of Business 1996 — 2000
BBA, Economics & Finance
CFA Institute 1999 — 2005
CFA
Certified General Accountants of Ontario 2000 — 2007
CGA
Ryerson University 2004 — 2006
Professional Certificate in Public Administration and Governance
York University 2004 — 2005
Professional Certificate in Human Resources, Human Resources Management
Concordia University 2005 — 2006
Certificate in Marketing
A.Y. Jackson Secondary School 1992 — 1996
TD Ameritrade May 1998 - May 2007
TD Waterhouse--Ameritrade 1998 - 2007
TD Waterhouse 1998 - 2006
Education
College for Financial Planning 2002 — 2004
CFP, Financial Planning
Institute of Business & Finance
MS, Finance
Wagner & Zwerman LLP formerly Bruce Mac Corkindale, CPA, P.C. April 2013 - Present
Adecco Group October 2012 - March 2013
Credit Suisse Securities USA LLC August 2005 - March 2012
TD Waterhouse November 2004 - July 2005
PwC October 2001 - November 2004
Education
Fairfield University 1997 — 2001
Bachelor of Science (B.S.), Accounting
Peak Financial Services May 2003 - Present
TD Waterhouse January 2000 - May 2003
Sun Life Financial 1998 - 2000
Skills
Portfolio Management, Strategic Financial..., Mutual Funds, Wealth Management, Financial Analysis, Investments, Retirement Planning, Equities, Securities, Insurance, Financial Services, Disability Insurance, Investment Strategies, Life Insurance, Estate Planning, Asset Management
Education
Concordia University 1991 — 1994
B.Comm., Marketing, Finance
College Louise Wegmann
Law Offices of Marc L. Gugliuzza, P.C. August 2006 - Present
Delta Law Group, P.C. August 2006 - January 2009
Spain, Spain & Varnet, P.C. April 2005 - July 2006
TD Waterhouse 1998 - 2005
Skills
Wills, Trusts, Financial Planning, Real Estate, Closings, Defense Litigation, Deceptive Trade..., Real Estate Transactions, Legal Advice, Real Property, Political Law, Estate Planning, Civil Litigation, Tax Law, Appeals, Powers of Attorney, O-1, Litigation, Commercial Litigation, Cybersquatting, Paternity, Entity Extraction, Arbitration, VAWA, Florida Bar, Hearings, Corporate Law, Multi-District..., Visitation Rights, Community Association..., Legal Writing, Strategic Financial..., Legal Research, Non-compete Litigation, Federal Court Practice, Commercial Torts, Mediation, Appellate Practice, Business Formation, Trials, Family Law, Alternative Dispute..., Torts, Breach Of Contract, Trial Practice, Municipal Law, Courts, Toxic Tort, Business Litigation, Westlaw
Education
Loyola University Chicago School of Law 2002 — 2005
JD, Law
DePaul University - Charles H. Kellstadt Graduate School of Business 1999 — 2001
MBA, Business Economics
The University of Texas at Austin 1993 — 1997
B.A., Economics
UBS March 2011 - Present
Northwestern Mutual July 2010 - January 2011
TD Wealth Management February 2010 - June 2010
Barclays Global Investors November 2007 - October 2009
Smith Barney March 2006 - October 2007
TD Waterhouse 2004 - 2005
Skills
Series 7, Securities, Wealth Management, Financial Services, ETFs, Financial Advisory, Series 63, Asset Management, Finance, Financial Analysis, Investments
Education
Fairfield University 1995 — 1999
Bachelor of Arts (B.A.), Psychology
TD Ameritrade 2012 - Present
TD Ameritrade 2010 - 2011
TD Ameritrade 2006 - 2009
TD Waterhouse 2004 - 2006
TD Waterhouse 2000 - 2004
Skills
Disaster Recovery, Visio, SDLC, Vendor Management, Unix, Business Analysis, Access, Risk Management, Outlook, Management, VPN, Requirements Analysis, Project Management, Program Management, Process Improvement, ITIL, Active Directory, Troubleshooting, Business Continuity, Business Intelligence, Data Center, Databases, Enterprise Architecture, Financial Services, IT Management, IT Strategy, Integration, PMP, Security, Software Documentation, System Administration, Testing, SharePoint
Education
Embry-Riddle Aeronautical University 1989 — 1993
BS, Aeronautical Science
Credit Suisse April 2004 - Present
TD Waterhouse 2002 - 2004
Morgan Stanley 2000 - 2002
Merrill Lynch 1998 - 2000
Skills
Enterprise Architecture, Disaster Recovery, IT Strategy, Vendor Management, SDLC, IT Management, Solution Architecture, Business Continuity, IT Service Management, Integration, Infrastructure, Microsoft SQL Server, Data Center, Virtualization, System Deployment, Trading Systems, IT Operations, Active Directory, Software Project..., Project Portfolio...
Education
City University of New York City College 1995 — 1997
BA, Computer Science
Jackson National Asset Management, LLC January 2012 - Present
PPM America March 2002 - December 2011
TD Waterhouse 2000 - 2001
Skills
Mergers & Acquisitions, Talent Acquisition, Executive Pay, Succession Planning, Onboarding, Recruiting, Deferred Compensation, Talent Management, Organizational..., Workforce Planning
Education
DePaul University
Broadridge Financial Solutions September 2014 - Present
Broadridge Financial Solutions February 2013 - Present
Ridge Clearing and Outsourcing Solutions June 2007 - February 2013
ADP Clearing July 2005 - June 2007
TD Waterhouse March 2000 - July 2005
Education
Dowling College 1999 — 2002
MBA, Banking and Finance
LIU Post 1997 — 1999
BS, Finance
Financial Firm May 2012 - Present
Broadridge Financial Solutions Inc. May 2005 - May 2012
TD Waterhouse January 2000 - May 2005
Skills
Salesforce.com, Financial Services, Account Management, Sales, Customer Service, Banking, Call Center, Sales Process, New Business Development, Investments, Process Improvement, Call Centers, Strategy, Accounting, Accounts Payable
Education
Edison Community College 1996 — 1999
Avant-Garde Trading April 2015 - Present
TM Futures, LLC March 2012 - February 2015
OM Securites LLC June 2011 - January 2015
OM Securities, LLC & TM Futures, LLC January 2010 - January 2015
OM Securites, LLC March 2008 - June 2011
E*TRADE Financial October 2004 - March 2008
Hewitt Associates 2003 - 2004
TD Waterhouse 1996 - 2001
LFA Trading January 1994 - February 1996
The Chicago Corporation 1991 - 1994
Skills
Securities, Equities, Trading, Options, Derivatives, Wealth Management, Brokerage, Series 7, Investments, Financial Markets, Risk Management, Electronic Trading, ETFs, Risk, FINRA, Series 63, Commodities, Compliance, Financial Planning, Equity Trading, Series 24, Investment Advisory, Proprietary Trading, Investment Strategies, Due Diligence, Series 3, Stocks, Customer Relations
Education
DePaul University 2003 — 2004
CFP, Certified Financial Planner
HSBC October 2004 - Present
TD Ameritrade 1991 - 2004
TD Waterhouse 1991 - 2004
Education
Fordham Gabelli School of Business 1998 — 2001
MBA
Fairfield University 1986 — 1990
National Grid June 2010 - Present
Citi July 2004 - February 2010
TD Waterhouse March 1999 - July 2004
Ogilvy & Mather June 1996 - March 1999
Skills
Marketing Strategy, Analytics, Integrated Marketing, Direct Mail, Email Marketing, Online Advertising, Strategic Planning, Digital Marketing, Advertising, Project Management, Salesforce.com, Media Buying, Market Planning, Marketing Management, Multi-channel Marketing, Cross-functional Team..., Marketing, Strategy
Education
Dowling College 2010 — 2012
M.B.A, Management & Leadership, 3.8/4.0
New York Institute of Technology-Old Westbury 1994 — 1996
BA, Advertising, 3.8/4.0
Suffolk County Community College 1989 — 1994
Associates, Business Administration
Careforde Inc. July 2010 - Present
GSS - Global Safety Supply February 2010 - Present
US Bank April 2009 - January 2010
Erie Neighborhood House 2004 - 2010
Bank of America December 2005 - April 2009
LaSalle Bank December 2005 - April 2009
Citibank October 2001 - November 2005
TD Waterhouse 2000 - 2001
Education
DePaul University
College of Financial Planning
GPN
Western Michigan University
Bachelor of Arts
Located in Paris, France August 2011 - Present
JPMorgan Chase November 2009 - August 2011
TheLadders.com May 2009 - July 2009
BNYMellon, Dreyfus Division February 2007 - June 2008
Guardian Life Insurance Company, Trust Division June 2002 - September 2005
TD Waterhouse June 1999 - October 2001
Merrill Lynch & Company June 1998 - October 1998
Merrill Lynch & Company September 1991 - June 1998
Skills
Mutual Funds, Investments, Financial Markets, Sales, Financial Services, Fixed Income, Bloomberg, Capital Markets, Hedge Funds, Derivatives, Asset Managment, Series 7, Asset Management, Banking, Loans
Education
Alliance Francaise
Diploma, French
Fordham Gabelli School of Business
MBA, Finance
State University of New York at Albany
B.A., Economics
OptionsHouse June 2015 - Present
CME Group August 2013 - June 2015
E*TRADE Financial December 2004 - August 2013
Iowa Grain Company September 2001 - October 2004
TD Waterhouse 1999 - 2001
American Express Financial Advisors 1999 - 1999
Charles Schwab 1998 - 1999
Skills
Trading, Risk Management, Derivatives, ALM, Financial Risk, Valuation, Options Strategies, Hedge Funds, FX Options, Hedging, Electronic Trading, Investments, Series 24, Risk Analytics, Settlement, Options, Wealth Management..., Fixed Income, Proprietary Trading, Commodity, Finance, VAR, Capital Markets, Series 7, Trading Systems, Money Market, Portfolio Management, Financial Markets, Securities Lending, Trading Strategies, Operational Risk..., Securities, Alternative Investments, Equities, Equity Derivatives, Equity Trading, FINRA, Bloomberg
Education
DePaul University 2007 — 2008
CFP Advanced Degree, Financial Planning
St. Ambrose University 1994 — 1998
B.S, Finance
Hazen and Sawyer May 2013 - March 2014
Macquarie Capital Partners October 2012 - May 2013
Cosentini Associates August 2008 - May 2012
Freelance September 2007 - August 2009
Perkins Eastman March 2003 - August 2008
TD Waterhouse March 2000 - August 2001
Chemical Week April 1998 - November 1999
Skills
Start-ups, Graphic Design, Brochures, Adobe Creative Suite, Graphics, Marketing, Logo Design, InDesign, Corporate Identity, Management, Illustrator, Photoshop, Creative Direction, Magazines, Brand Development, Advertising, Email Marketing
Education
Emerson College
Bachelor of Science, Mass Communications
TD Waterhouse July 2010 - May 2011
Manulife Financial January 2010 - June 2010
TD Bank Group October 2009 - January 2010
Manulife Financial May 2008 - December 2008
INTRIA Items Inc. June 2007 - February 2008
Manulife Financial June 2006 - June 2007
CIBC February 2005 - June 2006
Manulife Financial September 2004 - February 2005
TD Waterhouse January 2001 - October 2003
Skills
Quality Assurance, Quality Center, Regression Testing, Requirements Gathering, SDLC, Test Automation, Testing, Test Planning, Test Cases
Education
Concordia University
MA, Economics
TradeLink LLC October 2004 - Present
Terra Nova Trading 2003 - 2004
Hewitt Associates February 2003 - October 2003
TD Waterhouse 1993 - 2000
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1998 — 2003
MBA, Management
Lake Forest College 1988 — 1992
BA, English Literature
Dynamic Progressions Inc. January 2011 - June 2014
Dynamic Progressions Inc December 2009 - December 2010
Dynamic Progressions Inc August 2008 - July 2009
Dynamic Progressions Inc October 2007 - May 2008
Dynamic Progressions Inc October 2006 - October 2007
Dynamic Progressions Inc February 2006 - October 2006
IBM October 2003 - October 2005
TD Waterhouse October 2000 - October 2003
TD Waterhouse November 1998 - October 2000
TD Evergreen May 1998 - November 1998
Skills
IT Management, SDLC, Disaster Recovery, Business Analysis, Vendor Management, Virtualization, Leadership, VMware, Windows Server, ITIL, IT Operations, Windows, Active Directory, Requirements Gathering, Solution Architecture, Business Requirements, Project Management, Requirements Analysis, Software Documentation
Education
HDI 2005 — 2005
Helpdesk & ITIL Foundation
Ikon Education Services 1998 — 1998
MCSE Workstation
Ikon Education Services 1998 — 1998
MCSE Windows NT Server
Cleveland Institute of Electronics 1987 — 1990
Engineering Technician
National Technical School 1984 — 1986
Electronics Technology
TDSB September 2008 - Present
TD Waterhouse 2004 - February 2008
OLG 2002 - March 2004
Rexel 2000 - 2001
PepsiCo, Inc. 1997 - 2000
Skills
VoIP, Telecommunications, Switches, WAN, Project Management, Routers, Troubleshooting, VPN, Wireless, Management, Wireless Networking, Visio, Business Strategy, Ethernet, Strategy, Avaya, Vendor Management, Networking, Business Analysis, SDLC, Telephony
Education
Concordia University 1972 — 1975
BA, Bio Geography
Concordia University 1971 — 1975
Bachelor of Arts (B.A.), Bio Geography
Wells Fargo Bank November 2005 - Present
TD Waterhouse March 2004 - November 2005
Skills
Portfolio Management, Investments, Wealth Management, Financial Analysis, Asset Allocation, Derivatives, Risk Management, Banking, Investment Management, Equity Valuation, Retirement, Analysis, Equities, Alternative Investments, Asset Managment, Fixed Income, Financial Modeling, Financial Risk, Valuation
Education
University of Georgia - Terry College of Business 2010 — 2012
Master of Business Administration (MBA), Finance
Clemson University 1997 — 2001
Bachelor of Science (B.S.), Computer Engineering
Fidelity Investments August 2012 - Present
Fidelity Investments June 2011 - August 2012
Fidelity Investments March 2007 - June 2011
Fidelity Investments April 2002 - March 2007
Fidelity Investments September 2001 - April 2002
TD Waterhouse January 2000 - June 2001
Skills
Series 7, Process Improvement, Project Management, Customer Service, Series 63, series 9/10, Business Analysis, Management, Program Management
Education
College of the Holy Cross 1996 — 1999
Bachelor of Arts (B.A.), Fine and Studio Arts
J.P. Morgan 2012 - Present
JPMorgan 2008 - 2012
Bear Stearns 2007 - 2008
Bear Stearns 2003 - 2007
Bear Stearns January 2000 - January 2003
Bear Stearns 1998 - 2000
Bear Stearns 1997 - 1998
TD Waterhouse 1996 - 1997
Education
City University of New York-College of Staten Island 1992 — 1996
TD Wealth Management July 2011 - May 2015
TD Waterhouse October 1998 - July 2011
TD January 1997 - September 1998
TD December 1995 - December 1996
TD October 1994 - November 1995
Skills
Mutual Funds, Banking, Credit, Relationship Management, Operations, Risk Management, Manage Client..., Wealth Management, Investments, Financial Services, Customer Service, Securities, Retail Banking, Fixed Income, Equities, CRM, Finance
Education
Canadian Securities Institute 2009 — 2009
CSC, CPH
Durham College 1988 — 2001
Advertising Administration, Advertising and Marketing
CDS Clearing and Depository Services Inc October 2005 - Present
TD Waterhouse March 2003 - October 2005
TD Waterhouse Investor Services June 1999 - March 2003
Education
Concordia University 1995 — 1998
Finace, Bachelor of Commerce
E*TRADE Financial October 2013 - Present
Broadridge Financial Solutions August 2012 - October 2013
Penson Financial Services June 2005 - July 2012
Broadridge 2005 - 2007
TD Waterhouse 1998 - 2005
Registrar & Transfer Company 1996 - 1998
Registrar & Transfer Company 1996 - 1998
Pershing 1988 - 1996
Skills
Prime Brokerage, Mutual Funds, Securities Lending, Capital Markets, Banking, Commercial Banking, Middle Office, Derivatives, Global Custody, Credit Analysis, OFAC, Back Office, Equities, FINRA, Financial Services, Options, Trading
Education
Fordham University 1984 — 1986
Bachelor of Arts (B.A.), Communication and Media Studies
Rockland Community College 1982 — 1984
Associate of Arts (A.A.), Communication and Media Studies
Nanuet High School
Larlyn Property Management June 2005 - Present
TD Waterhouse August 2002 - June 2005
Education
Fanshawe College 2003 — 2011
CGA, Accounting
York University 2001 — 2002
BA, Economics
York University 1992 — 1996
HBA, Music
E*TRADE Financial December 2004 - Present
JPMorgan Chase 2002 - 2005
TD Waterhouse 1998 - 2001
Skills
FINRA, Trading, Trading Systems, Investments, Electronic Trading, Equities, Series 7, Options
Education
DePaul University
Commerce, Accounting
Shareholders Service Group June 2010 - Present
LPL Financial August 2009 - June 2010
Financial Heritage Reverse Mortgage November 2005 - August 2008
TD Ameritrade January 1999 - March 2005
TDWaterhouse 2000 - 2005
TD Waterhouse 2000 - 2005
Jack White & Co. 1991 - 2000
Skills
Call Centers, Management, Sales, Training, Transaction Management, Coaching, Series 7
Education
Sonoma State University 1986 — 1988
BA, Finance
College of Marin 1984 — 1986
TD July 2014 - Present
TD January 2013 - July 2014
TD Bank May 2010 - December 2012
TD Asset Management August 2006 - June 2010
TD Waterhouse August 2005 - August 2006
Skills
Financial Risk, Risk Management, Enterprise Risk..., Operational Risk, Corporate Communications, Credit Risk, Capital Markets, Derivatives, Mutual Funds, Portfolio Management, Trading, Wealth Management, Investments, Risk Reporting, Risk Governance, Operational Risk..., Due Diligence
Education
Dalhousie University 2009 — 2012
Master, Business Administration, Financial Services
Canadian Securities Institute 1999 — 2011
Canadian Investment Manager (CIM), Investments and Securities
York University - Joseph E. Atkinson Faculty of Liberal and Professional Studies 2002 — 2005
Bachelor of Admin Studies, Hons Business
Humber College 1999 — 2002
Diploma, Business Administration
Legg Mason & Co., LLC November 2012 - Present
Merrill Lynch April 2007 - November 2012
Lord Abbett February 2002 - April 2007
TD Waterhouse January 2001 - February 2002
Education
Fordham University - Graduate School of Business Administration 2004 — 2006
MBA, Investment Management
University of Rhode Island 1996 — 2000
Bachelor of Science, Management Information Systems
Worldsource Financial Management June 2011 - Present
TD Waterhouse 2009 - 2011
Dundee Securities September 2004 - October 2008
Merrill Lynch 1997 - 2004
Skills
SQL, Brokerage, Securities, Equities, Wealth Management, Business Analysis, Compliance, Back Office, Fixed Income, Change Management, Mutual Funds, Portfolio Management, Bonds, Trading, Customer Service, Mergers, Investments, Process Improvement, Executive Management, Requirements Gathering, People Management, Financial Services, Management, Capital Markets, Risk Management, Finance, Business Requirements, Strategic Financial..., Banking
Education
Dawson College 1970 — 1971
Level 1 - Accounting, Accounting
Verdun High School 1966 — 1970
Dawson College
Accounting
Carl Stahl GmbH Worldwide Group 2009 - Present
Jones Lang LaSalle 2005 - 2009
TD Waterhouse 1999 - 2001
Regal Discount Securities 1996 - 1999
Rosenthal Collins Group 1995 - 1996
Oppenheimer & Co. 1993 - 1995
Skills
Procurement, Management, Leadership, Construction, Investments, Project Management, Budgets, Process Improvement, Vendor Management
Education
Illinois Institute of Technology 2002 — 2005
Masters, Architecture
Cornell College 1989 — 1993
BA, Economics and Business Administration
E*TRADE Financial Corporation March 2015 - Present
E*TRADE Financial Corporation September 2011 - February 2015
U.S. Census Bureau 2009 - 2010
Allegiance Security 2009 - 2010
BNY Mellon 2005 - 2008
TD Waterhouse August 2000 - 2005
Skills
Microsoft Office, Customer Service, Public Speaking, Microsoft Excel, Research, Management, Microsoft Word, Leadership, Strategic Planning, Data Analysis, Product Development, Process Improvement
Education
City University of New York-John Jay College of Criminal Justice 1998 — 2000
Master of Arts (M.A.), Forensic Psychology
City University of New York-College of Staten Island 1993 — 1998
Bachelor of Arts (B.A.), Psychology
Scottrade September 2000 - Present
TD Waterhouse January 1995 - August 2000
Skills
Vendor Management, Process Improvement, Business Process..., Financial Services, Cross-functional Team..., Team Leadership, Customer Service, Call Center, Team Building, Business Analysis, Customer Satisfaction, Avaya, Customer Retention, Program Management, Operations Management, Strategic Planning, Business Strategy, Series 7, Series 63, Series 24, Series 9 & 10, Analysis, Banking, CRM
Education
Drake University 1997 — 1998
Southern Illinois University, Carbondale 1987 — 1992
BS, Aviation Managment
Montreal Exchange July 2007 - Present
National Bank Financial 2006 - 2007
Concordia University 2003 - 2005
TD Waterhouse 1997 - 2001
Skills
Options, Futures, Repo, Clearing Houses, Derivatives, Fixed Income, Equities, Financial Markets, User Acceptance Testing, Testing, Trading, Securities, Equity Derivatives, Financial Risk, Repossessions, Banking, Trading Systems, Analysis, Agile Methodologies, Mutual Funds, Portfolio Management, Requirements Analysis, Corporate Actions, SDLC, Financial Services, Quality Assurance, Visio, Electronic Trading, Test Cases, Software Quality..., FX Options, Quality Center
Education
Concordia University 2002 — 2003
Certificate, Computer Programming
Concordia University 1993 — 1997
BComm, Finance
TD Waterhouse November 2007 - December 2009
Education
Teachers College of Columbia University 2010 — 2011
MA, Education Technology
York University 2003 — 2007
bachelor, Economics
York University - Joseph E. Atkinson Faculty of Liberal and Professional Studies 2003 — 2007
BA honors, Economics
Columbia University in the City of New York
MA, Education
RBC Dominion Securities January 2013 - Present
TD Waterhouse June 2009 - December 2012
TD Canada Trust May 2007 - May 2009
Skills
Wealth Management, Retirement Planning, Wealth, Investment Advisory, Mutual Funds, Strategic Financial..., High Net Worth..., Investments, Wealth Management..., Risk Management, Retirement, Securities, Personal Financial..., Certified Financial..., Retirement Savings, Life Insurance, Critical Illness, Disability Insurance, Investment Strategies, Employee Benefits, Equities, Finance, Asset Allocation, Estate Planning, Financial Planning, Financial Advisory, Portfolio Management, Asset Management, Financial Services
Education
Dalhousie University 2001 — 2005
BA, Political Science, Canadian Studies
Canadian Securities Institute
Bachelor of Arts (BA), Political Science and Government
Morgan Stanley Wealth Management June 2013 - Present
Fidelity Investments April 2006 - May 2013
TD Waterhouse 2005 - 2006
Skills
Mutual Funds, Series 63, Financial Services, Marketing Communications, FINRA, Securities, Wealth Management, Insurance, Equities, Investment Advisory
Education
Dutchess Community College
AS- Business Administration
Our Lady of Lourdes High School
BC Assessment December 2010 - Present
COLLIERS INTERNATIONAL June 2009 - September 2009
FINNING INTERNATIONAL INC 2007 - June 2009
FINNING INTERNATIONAL INC 2000 - 2007
TORONTO DOMINION SECURITIES INC January 1995 - January 2000
TD GREEN LINE INVESTOR SERVICES January 1993 - January 1995
TD Waterhouse 1992 - 1995
Discount Stock Broker January 1990 - January 1993
Education
Simon Fraser University 1982 — 1987
Bachelors, Business Administration; Finance & Marketing
burnaby north secondary
Douglas College
Goldman Sachs July 2004 - Present
TD Waterhouse 1998 - 2004
Education
Columbia Engineering 1989 — 1993
BS, Chemical Engineering
Clarkson University 1988 — 1989
Deloitte April 2012 - August 2013
TD Waterhouse April 2009 - April 2012
Ironstone Resources April 2008 - April 2009
Skills
Quickbooks, Accounts Receivable, Spreadsheets, Accounting, Accounts Payable, Office Administration, Filing, Phone Skills, Microsoft Office, canadian securities..., Canadian Securities..., Access, Microsoft Excel, Microsoft Word, Customer Service
Education
Thompson Rivers University 2013 — 2016
Doctor of Law (JD), Law
DeVry Institute of Technology 2006 — 2009
Bachelor of Business Operations, Marketing
AIDS Committee of Toronto 1994 - Present
ScotiaMcLeod May 2006 - February 2012
TD Waterhouse 2004 - 2005
TD Waterhouse 1994 - 2005
TD Bank Financial Group 1994 - 2005
TD Waterhouse 2001 - 2004
TD Waterhouse August 1996 - July 2001
Dawson College June 1980 - November 1990
Skills
Project Management, Event Planning, Event Management, Business Analysis, Project Planning, Fundraising, Vendor Management, SDLC, Management, Program Management, Leadership, Team Leadership, Change Management, Strategic Planning, Risk Management, Business Process..., Budgets, Training, Policy, Coaching, Nonprofits, Community Outreach, Public Speaking, Volunteer Management, Research, Time Management, Marketing Communications
Education
Ryerson University 2005 — 2009
Certificate, Project Management
Concordia University 1985 — 1987
DIA, Diploma in Institutional Administration - Education
Concordia University 1981 — 1985
BA, Library Studies
Dawson College 1977 — 1980
DEC, Commerce
Independent Accountants' Investment Counsel September 2005 - Present
Independent Accountants' Investment Counsel August 2005 - March 2012
Independent Accountants' Investment Counsel November 2005 - September 2009
TD Waterhouse 2000 - 2004
Education
Dalhousie University 1994 — 1998
Bachelor of Science (B.S.), Economics
LDSS
Meridian Credit Union December 2014 - Present
HSBC Bank Canada, Financial Crime and Regulatory Compliance February 2014 - December 2014
HSBC Bank Canada, Financial Crime Compliance- AML Investigations October 2013 - February 2014
TDBG Global Compliance Department, Financial Intelligence Unit July 2013 - September 2013
TDBG Global Compliance Department, Financial Intelligence Unit March 2013 - June 2013
BMO Nesbitt Burns, Internal Controls Management May 2007 - November 2012
BMO Nesbitt Burns, Asset Management June 2004 - May 2007
TD Waterhouse May 2000 - October 2002
Skills
Analytical Skills, Problem Solving, Communication, AML, Investments, Microsoft Office, Equities, Finance, Accounting, Teamwork, Organized Multi-tasker, Business Initiatives, Leadership, Derivatives, Options, Bloomberg, RIS, OASIS, DTC, CDS, Panagon, Document Direct, Directline, Banking, Anti Money Laundering, Business Analysis, Mutual Funds, Trading
Education
Canadian Securities Institute
George Brown College
Financial Investment, Certificate
Ryerson University
Bachelor of Commerce, Marketing Management and International Business
Jennison Associates LLC September 2014 - Present
Bank of America Merrill Lynch December 2010 - August 2014
Bank of America Merrill Lynch June 2009 - December 2010
Merrill Lynch July 2003 - June 2009
TD Waterhouse May 2001 - March 2003
TD Waterhouse September 1998 - May 2001
Skills
Derivatives, Risk Management, Financial Risk, Credit Risk, Corporate Finance, Operational Risk, Finance, FX Options, Market Risk, Business Analysis, Vendor Management, Trading, Fixed Income, Financial Modeling, Trading Systems, Strategy, Options, Management, Equities, Capital Markets, Investment Banking, Hedge Funds, Portfolio Management, Financial Markets
Education
Fordham University
M.B.A, Finance and Business Economics
Farmingdale State University of New York
Bachelor of Science (B.S.)
Binghamton University 1990 — 1993
Earned credits toward Bachelor of Science
Mercer Global Advisors October 2014 - Present
TIAA-CREF August 2005 - October 2014
Charles Schwab February 2003 - July 2005
TD Waterhouse June 1999 - 2003
Skills
Wealth Management, Wealth Management..., Series 7, Uniform Combined State..., Series 63, Asset Allocation, FINRA, Securities, Licensed to Sell..., Retirement Planning, 403 b, 401k Rollovers, Estate Planning, Education Funding, Job Coaching, Mutual Funds, 401k, Investment Advisory, Series 24, Series 6, Series 9 & 10, Life, Gifting Strategies, Mentoring, Retirement Income...
Education
Eastern Illinois University 1978 — 1982
BS, Finance
MetLife December 2013 - Present
Broadridge Financial Solutions May 2005 - June 2013
ADP Clearing & Outsourcing 2005 - 2007
TD Waterhouse July 2000 - May 2005
Credit Suisse First Boston June 1994 - July 2000
Nippon Credit Bank Ltd May 1988 - July 1994
Skills
Series 7, Securities, Back Office, Middle Office, Equities, Fixed Income, Options, Mutual Funds, FINRA, Corporate Actions, Derivatives, Banking, Settlement, Financial Services, Trading, Bonds, Bloomberg, Hedge Funds, Capital Markets, Investments, Financial Markets, FX Options, Investment Banking, Bloomberg Terminal, 17a-13, 15c3-1, 15c3-3, Account Reconciliation, Wealth Management, Alternative Investments, Asset Management, Financial Risk, Loans, Prime Brokerage, Operational Risk
Education
Fairfield University 1984 — 1988
BA, Economics
Fairfield University 1984 — 1988
Bachelor's degree, Economics
Sectoral Asset Management June 2014 - Present
PWL Capital April 2009 - May 2014
The Canadian Depository for Securities Limited (CDS) 2005 - 2009
TD Waterhouse December 1996 - June 2005
Education
Concordia University 1993 — 1995
Bachelor of Commerce (B.Com.), Finance
GE Capital February 2012 - Present
Discover February 2006 - February 2012
TD Waterhouse February 2001 - March 2006
Citibank 1997 - 2001
Education
Fordham Gabelli School of Business 1994 — 1997
MBA, Information Systems
Voya Financial March 2002 - Present
TD Waterhouse 1994 - 2002
Education
Fordham University 1990 — 1994
BS, Finance
Alberta Teachers' Retirement Fund Board May 2014 - Present
Deloitte Canada August 2013 - May 2014
Deloitte Canada February 2011 - August 2013
TD Waterhouse July 2006 - October 2010
Skills
Financial Modeling, Corporate Finance, Derivatives, Strategic Financial..., Investments, Valuation, Equities, Fixed Income, Capital Markets, Business Valuation
Education
CFA Institute 2008 — 2010
Canadian Institute of Chartered Business Valuators 2011 — 2013
Chartered Business Valuator Designation
Concordia University 2007 — 2010
MBA, Investment Management
University of Alberta 2004 — 2006
Bachelor of Commerce, Finance
OM Securities, LLC. August 2011 - Present
Terra Nova Financial November 2000 - November 2010
TD Waterhouse June 1999 - November 2000
Skills
Options, Equities, Securities, Trading Systems, Portfolio Management, Series 7, Alternative Investments, Trading, Derivatives, Equity Trading, Hedge Funds, Electronic Trading, Financial Markets, Back Office, FINRA, Series 63
Education
Eastern Illinois University 1996 — 1998
Environmental Biology, Spanish, Science, Spanish
Bridge Financial Group an office of MetLife October 2005 - March 2009
TD Waterhouse March 2004 - August 2005
JP Morgan Chase & Co October 2002 - March 2004
Richmond County Savings Bank September 2001 - October 2002
Education
City University of New York-College of Staten Island 1996 — 2001
A.A., Liberal Arts
TD Bank Group January 2012 - Present
TD Waterhouse January 2010 - January 2012
TD July 2007 - January 2010
Skills
Equities, ETFs, Portfolio Management, Fixed Income, Investments, Capital Markets, Financial Modeling, Bloomberg, Asset Management, Wealth Management, Equity Research, Valuation, Investment Strategies, Asset Allocation, Financial Analysis, Financial Markets
Education
Concordia University
Bachelor of Commerce, Finance
Royal West Academy
TD Waterhouse
Skills
Project Portfolio..., Software Project..., PMO, SDLC, Business Analysis, Banking, PMP, Project Delivery, Requirements Analysis, Project Management, Risk Management, Business Requirements, Governance, Stakeholder Management, Process Improvement, Requirements Gathering
Education
City University of Hong Kong 1991 — 1994
MBA
TD Bank- Enterprise Workforce Management September 2008 - Present
TD Waterhouse March 2002 - September 2008
TD Waterhouse June 1999 - March 2002
TD Waterhouse December 1996 - June 1999
Skills
Options, Investments, Equities, Wealth Management, Securities, Analysis, Management, Trading, Leadership, Fixed Income, Mutual Funds, Derivatives, Bonds, Equity Trading, Equity Derivatives, Investment Strategies, Financial Markets, Asset Allocation, Investment Management, Relationship Management, Investment Advisory, Market Risk, Financial Services, FX Options, Structured Products, Risk Management, Capital Markets, Equity Research
Education
Concordia University
B.Comm, Finance
Vanier College
DEC, Pure and Applied Science (Physics)
College Notre Dame
Chelsea & Company Construction Inc. 2003 - Present
Kraze Access Media Inc. 2001 - 2006
TD Waterhouse 2001 - 2003
TD Waterhouse 1997 - 2001
Gruntal & Co January 1995 - January 1997
Skills
Entrepreneur, Investments, Investors, Capital, Management Consulting, Construction, Entrepreneurship, Leadership, Management, Residential Homes, Contract Negotiation, Selling, Finance, Product Development, Real Estate, Strategic Planning, Sales, Customer Service, Budgets, Negotiation, Marketing
Education
LIU Post 1992 — 1994
BS, Finance/Sociology
Farmingdale State University of New York 1990 — 1992
Architectural Graphic Design
TD Wealth Shared Services January 2014 - Present
TD Wealth Management October 2011 - Present
TD Bank Group 1997 - October 2011
TD Waterhouse March 1997 - January 2000
Richardson Greenshields of Canada Limited November 1983 - 1997
Skills
Wealth Management, Financial Services, Securities, SDLC, Business Analysis, Equities, Risk Management, Trading, Project Management, Business Requirements, Project Portfolio..., Banking, Capital Markets, Management, Requirements Gathering, Financial Risk, Investments, Analysis, Mutual Funds, Portfolio Management, Retail Banking
Education
Fanshawe College 1980 — 1982
Paralegal
CAPS Payroll October 2014 - Present
Media-Services.com 2013 - Present
Local DC 37 June 2012 - September 2012
MSCI-Barra August 2011 - January 2012
March of Dimes June 2011 - August 2011
Swissre February 2010 - April 2011
NY Mets Baseball August 2010 - August 2010
LVI Services January 2008 - March 2010
Crew Cuts Inc July 2004 - December 2007
TD Waterhouse November 2003 - February 2004
Skills
Payroll, Employee Relations, 401k, Compensation, Accounts Receivable, ADP, Payroll Processing, Benefits Administration, Ceridian, Employee Benefits, Spreadsheets, Benefits, Payroll Administration, ADP Payroll, Quickbooks, General Ledger, Excel, Garnishments, Word, Data Entry, Multi-state Payroll
Education
Fordham University
BS, Marketing
ABH Magazine February 2009 - May 2011
TD Waterhouse March 2006 - January 2008
Credit Lyonnais of America October 2004 - March 2006
Skills
Electrical
Education
Florida International University
International Finance Management
Queensborough Comm. College
BA, Business Administration
E*TRADE Financial June 2006 - Present
JP Morgan - BrownCo February 2001 - June 2005
TD Waterhouse June 1999 - February 2001
Skills
Derivatives, Series 7, Series 24, Series 63, Series 66
Education
University of Miami - School of Business 2004 — 2006
MBA, Marketing, Finance, Management
Columbus State University 1989 — 1994
Bachelor's, Real Estate Finance
Clarke Central Highschool 1985 — 1989
Scottrade September 2000 - Present
TD Waterhouse March 1996 - September 2000
Skills
Series 7, Series 24, Series 63, Options, Securities, FINRA, Financial Markets, ETFs, Customer Service, Microsoft Excel, Stocks, Retirement Planning, Bonds, Financial Services, Equities, Trading
Education
West Chester University of Pennsylvania 1993 — 1995
Bachelor of Science, Finance
Drexel University 1988 — 1992
J. P. Morgan Chase June 2005 - Present
TD Waterhouse September 2002 - June 2005
Prudential Securities October 1996 - December 2000
Skills
Mutual Funds, Securities, Equities, CRM, Options, Series 63, Management, Fixed Income, Prime Brokerage, Trading Systems
Education
Brooklyn College
BS, Computer Science
Interactive Data April 2015 - Present
TD Waterhouse 2001 - 2006
Merrill lynch 1997 - 2001
Skills
Strategic Planning, Research, Financial Analysis, Fixed Income, Leadership, Management, Marketing, Portfolio Management, Project Planning, Public Speaking, Risk Management, Sales, Teaching, Team Leadership
Education
Florida State University 1995 — 1997
Bachelor’s Degree, Economics
University of North Florida 1993 — 1995
General Studies
Broadridge Financial Solutions May 2005 - Present
TD Waterhouse 1997 - May 2005
Fidelity National Financial February 1993 - 1997
Skills
Opening New Accounts, business process..., Supervisory Skills, Alternative Investments, Process Improvement, ACH Processing, Extensive KYC and...
Education
City University of New York-John Jay College of Criminal Justice