TD Waterhouse

Description

TD Waterhouse is the brand used for a Canadian brokerage within Toronto–Dominion Bank. It was also formerly used for TD's American and British brokerages. TD's original brokerage, Greenline Investor Services, was established in 1984. Traded as: TSX: TD; NYSE: TD; S&P/TSX 60 component Headquarters: Toronto, Ontario, Canada Parent: Toronto–Dominion Bank

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TD Waterhouse Employees

Employee
Years
Job
Industry
Scott Laughlin Scott Laughlin Greater San Diego Area Details
Scott Laughlin's TD Waterhouse Experience October 2000 - December 2005
Job NonProfit Executive Director
Industry Nonprofit Organization Management
Experience
Project Reach  January 2008 - Present
REVO San Diego   May 2009 - Present
First Allied Securities  June 2008 - November 2014
KEKAI MMA   June 2009 - August 2012
Outlaw Athletics, LLC.   2006 - 2008
Heritage Escrow  2005 - 2006
TD Waterhouse   October 2000 - December 2005

Skills
Leading collaboration..., Poised in interracting..., International relations..., Leading teams in..., Data Analysis, Martial Arts Instruction, Website Administration, Website Management, HTML, Webmaster Services, Leadership, Social Networking, Martial Arts, Management, Training, Marketing, Networking, Marketing Strategy, Sales, Recruiting, Program Management, Public Relations, Customer Service, Nonprofits, Public Speaking, Budgets

Education
Cuesta College   1998 — 2000
Business

Jack Chen Jack Chen San Francisco Bay Area Details
Jack Chen's TD Waterhouse Experience February 1996 - March 2005
Job Director of Business Development at Titan Capital Management, LLC
Industry Executive Office
Experience
Titan Capital Management, LLC   February 2013 - March 2014
Santa Clara University  2013 - 2014
Independent Trader  July 2011 - January 2013
Nexyn Corp   August 2007 - June 2011
US Bank  May 2007 - August 2007
Brookstreet Securities  May 2006 - May 2007
Morgan Stanley  March 2005 - May 2006
TD Waterhouse   February 1996 - March 2005

Skills
Project Management, Business Development, Leadership, Investments, Executive Management, Strategic Planning, CRM, Management, Portfolio Management, Risk Management, Training, Analysis, Budgets, Contract Negotiation, Team Building, Equities, Sales, Trading, Securities, Mutual Funds, Finance, Financial Risk, Derivatives, Investment Strategies, Alternative Investments, Commodity, Hedge Funds, Asset Management, Bonds, Options, Investment Management

Education
San Jose State University   2008 — 2009
Bachelors of Science, Special Major Studies.

Pasadena City College   2007 — 2008
Associate of Arts and Sciences (AAS), Liberal Arts and Sciences/Liberal Studies.

Foothill College

David Bluteau David Bluteau Halifax, Canada Area Details
David Bluteau's TD Waterhouse Experience 1997 - 2003
Job Senior Vice President at National Bank Financial
Industry Investment Management
Experience
National Bank Financial  November 2011 - Present
Bluteau DeVenney & Co.   1997 - Present
Wellington West Capital Inc.  February 2003 - November 2011
TD Waterhouse   1997 - 2003
CIBC Wood Gundy  1987 - 1997

Skills
Wealth Management..., Physicians, Investments, Wealth Management, Investment Advisory, Investment Strategies, Wealth, Retirement Planning, Estate Planning, Mutual Funds, Investment Management, Financial Advisory, Retirement, Strategic Financial..., Alternative Investments

Education
Dalhousie University   1987 — 1988
MBA

University of New Brunswick   1979 — 1984

Chuck Ripley Chuck Ripley Bettendorf, Iowa Details
Chuck Ripley's TD Waterhouse Experience October 2002 - July 2004
Job Owner/Managing Director Currituck Enterprises Group family of companies
Industry Investment Management
Experience
Crusader Force, LLC.   August 2012 - Present
Currituck Enterprises Group, LLC.   April 2002 - Present
Lourdes Catholic School  May 2012 - 2014
CSRA Habitat for Humanity   July 2009 - August 2010
Wachovia, A Wells Fargo Company  February 2008 - March 2009
TIAA-CREF  June 2006 - December 2008
Lawson Financial   July 2004 - June 2005
TD Waterhouse   October 2002 - July 2004
TD Waterhouse   August 1997 - October 2002
TD Waterhouse   September 1992 - August 1997

Skills
Master Carpenter, Insurance, Wealth Management, Compliance, Investments, Risk Management, Retirement Planning, Financial Services, Management, Finance, Leadership, Strategy, Securities, Microsoft Excel, Financial Risk, Public Speaking, Microsoft Office, Time Management, Marketing, Customer Service

Education
East Carolina University - College of Business   2003 — 2010
BSBA, Finance, Economics

North Carolina State University   2002 — 2006
Mathmatics, Economics, English, Philosophy, and Public Speaking

The University of Georgia   2010 — 2010
Geography, Marketing

Pavel Artemow Pavel Artemow Orange County, California Area Details
Pavel Artemow's TD Waterhouse Experience May 2002 - October 2007
Job Vice President, Business Development at IconLab, Inc.
Industry Medical Devices
Experience
IconLab, Inc.   2012 - Present
TD Ameritrade  November 2007 - 2013
Ergometa   2005 - 2011
TD Waterhouse   May 2002 - October 2007
Kennedy Cabot Co   April 2000 - May 2002

Skills
Investments, Investment Strategies, Mutual Funds, Series 7, Asset Allocation, Wealth Management, Series 63, Investment Advisory, Retirement Planning, Securities, Alternative Investments, Retirement, Uniform Combined State..., ETFs, Investment Management, Equities, Portfolio Management, Asset Management, Fixed Income, Medical Devices, 510(k) application, Series 65, Separately Managed..., Series 24

Education
Fresno Pacific University   1995 — 2000
Bachelor of Arts (B.A.), Business Administration and Management/Finance

Tom Gartner, MSAPM, CFP® Tom Gartner, MSAPM, CFP® Greater Minneapolis-St. Paul Area Details
Tom Gartner, MSAPM, CFP®'s TD Waterhouse Experience September 1999 - December 2005
Job Independent Fiduciary Advice
Industry Financial Services
Experience
Let's Go Fishing with Seniors   January 2015 - Present
ISC Financial Advisors   May 2008 - Present
TD Ameritrade  January 2007 - April 2008
TD Ameritrade  January 2006 - December 2006
TD Waterhouse   September 1999 - December 2005
Great Speakers I've heard   January 2000 - January 2000

Skills
Asset Allocation, Retirement Planning, Strategic Financial..., Wealth Management, Retirement, Wealth Management..., Financial Advisory, Alternative Investments, Estate Planning, Portfolio Management, Personal Finance, Investments, Investment Management, Wealth, Tax, IRAs, Wealth Preservation..., Financial Planning, 401k Rollovers, Certified Financial..., Social Security..., Tax Reduction Strategies, Investment Selection, CFP, Fiduciary, Retirement Income..., Retirement Plan..., IRA Rollovers, Fund Analysis, Comprehensive Wealth..., Retirement Plans, Tax Free Bonds, Municipal Bonds, Retirement Plan..., Cash Flow Forecasting, Fiduciary Services, Senior Finance, Socially Responsible..., Index Funds

Education
Creighton University   2010 — 2014
Master's in Security Analysis and Portfolio Management

TD Ameritrade Leadership Development Program   2005 — 2008
Graduate, Leadership

Southern Methodist University   2006 — 2007
Certificate Program in Financial Planning

University of San Diego   1996 — 1999
Finance & Minor in Psychology, Bachelor of Business Administration

Edina High School

Maggie Rush-Vinciguerra Maggie Rush-Vinciguerra Albany, New York Area Details
Maggie Rush-Vinciguerra's TD Waterhouse Experience 2004 - 2004
Job Freelance Marketing Consultant
Industry Marketing and Advertising
Experience
MRV Consulting, LLC   March 2011 - Present
MVP Health Care  April 2011 - April 2014
LMI  May 2010 - January 2012
Newkirk Products, Inc.   January 2008 - March 2011
UBS  January 2005 - June 2007
TD Waterhouse   2004 - 2004
Accenture  January 2001 - May 2003

Skills
Project Management, Internal Communications, Relationship Management, Marketing Communications, Strategic Planning, Marketing Strategy, Marketing, Market Research, Analytics, Competitive Analysis, Integrated Marketing, Cross-functional Team..., Advertising, Business Strategy, Program Management, Corporate Communications, CRM, Strategy

Education
State University of New York at Albany   1998 — 2001
MBA, Marketing

Colgate University   1990 — 1994
BA, Art History

Linton High School

Victor Zong Victor Zong Toronto, Canada Area Details
Victor Zong's TD Waterhouse Experience August 2013 - Present
Job Account Transfer Processing Officer
Industry Banking
Experience
TD Waterhouse   August 2013 - Present
TD Waterhouse   September 2012 - July 2013

Skills
Customer Service, Following Up, Investigation, Problem Solving, Microsoft Excel, Access, ISM, CDS, DTC, FundSERV, Compliance, KYC, CIP, QI

Education
Concordia University   2003 — 2008
Bachelor of Arts (B.A.), Economics, Busniess Studies

Vince Piraino Vince Piraino West Palm Beach, Florida Area Details
Vince Piraino's TD Waterhouse Experience September 1998 - September 2001
Job Sr. Executive Director of Sales
Industry Marketing and Advertising
Experience
ProspectPro  January 2015 - Present
City of Boynton Beach Community Relations Board   September 2011 - Present
Verio  March 2008 - December 2014
Il Giornale   May 2001 - June 2008
TD Waterhouse   September 1998 - September 2001

Skills
SEO, SaaS, Social Media Marketing, Salesforce.com, Social Networking, Direct Sales, Sales Management, Lead Generation, Business Development, New Business Development, Account Management, Management, Start-ups, Cloud Computing, Sales, Solution Selling, Selling, Managed Services

Education
Florida Atlantic University   2011 — 2014
Bachelor’s Degree, Business, Management, Marketing, and Related Support Services, 3.56

Kyle Kraus, CFP® Kyle Kraus, CFP® Peoria, Arizona Details
Kyle Kraus, CFP®'s TD Waterhouse Experience July 1999 - April 2001
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors  April 2015 - Present
Peoria Chamber of Commerce  September 2014 - Present
Principal Financial Group  November 2013 - March 2015
Schwab Private Client Investment Advisory  March 2011 - November 2013
Charles Schwab  September 2008 - March 2011
Brandes Investment Partners  April 2001 - July 2006
TD Waterhouse   July 1999 - April 2001

Education
College for Financial Planning   2011 — 2011
AAMS, Accredited Asset Management Specialist

Point Loma Nazarene University   2003 — 2006
MBA, Business, Leadership

Southern Methodist University   1989 — 1993
BS, Economics w/ Finance Applications

LJHS

Alice Abbott Alice Abbott Toronto, Canada Area Details
Alice Abbott's TD Waterhouse Experience January 2002 - July 2007
Job Global General Counsel at AFEX
Industry Financial Services
Experience
AFEX  July 2015 - Present
Jameson Bank/Jameson International FX   April 2013 - Present
Mercantile Exchange Corporation  December 2008 - April 2013
TD Waterhouse   January 2002 - July 2007
Investment Dealers Association (now IIROC)   January 1999 - January 2002
KPMG Canada  1995 - 1996
KPMG Canada  1995 - 1996
KPMG Canada  1995 - 1996
Department of Justice Canada Ministère de la Justice du Canada  1992 - 1994
Department of Justice Canada Ministère de la Justice du Canada  1992 - 1994

Skills
Privacy, Risk Management, AML, Securities, Corporate Governance, Banking, Financial Risk, Policy, Due Diligence, KYC, Hedge Funds, Privacy Law, Enterprise Risk..., Derivatives, Cross-border..., Retail Banking, Commercial Banking, Credit, Portfolio Management, Private Equity, Fixed Income, Financial Analysis, Financial Regulation, Equities, Operational Risk, Series 24, Corporate Finance, Asset Managment, Internal Controls, Financial Markets, Governance, Mutual Funds, Operational Risk..., Loans, Financial Services, Investments, Credit Risk, Corporate Law, Investment Advisory, Auditing, Securities Regulation, Anti Money Laundering, Wealth Management, Options, Relationship Management, Strategic Financial..., OFAC, Trading, Mergers, FINRA

Education
Queen's University   1993 — 1995
MBA, Business Administration

Queen's University   1985 — 1988
Bachelor of Laws (LLB)

Dalhousie University   1983 — 1985
BA (not completed), French

Matthew Pollock Matthew Pollock Montreal, Canada Area Details
Matthew Pollock's TD Waterhouse Experience February 2008 - November 2013
Job Regional Vice President, Business Development & Relationship Management at National Bank of Canada
Industry Banking
Experience
National Bank of Canada  November 2013 - Present
TD Waterhouse   February 2008 - November 2013
TD Canada Trust  August 2006 - February 2008

Skills
Banking, Retail Banking, Commercial Banking, Relationship Management, Credit, Wealth Management, Investments

Education
Concordia University   1998 — 2002
Bachelor of Commerce (B.Com.), Marketing, Graduated with honors

CEGEP - Champlain   1996 — 1998
Commerce

Tony Basso Tony Basso Montreal, Canada Area Details
Tony Basso's TD Waterhouse Experience October 2003 - Present
Job Financial Planner at TD Waterhouse
Industry Investment Management
Experience
TD Waterhouse   October 2003 - Present
TD Bank  March 2002 - October 2003
TD Bank  February 2001 - March 2002

Skills
Mutual Funds, Wealth Management, Mortgage Lending, Investments, Retirement Planning, Investment Advisory, Wealth, Investment Strategies, Banking, Portfolio Management, Strategic Financial..., Residential Mortgages, Credit, Loans, Lines Of Credit, Retail Banking, Securities, Bonds, Asset Allocation, Asset Management, Financial Advisory, Financial Services, Retirement, Estate Planning, Fixed Income, Personal Finance, Equities, Financial Planners, Wealth Management..., High Net Worth..., ETFs, Investment Management, Finance, Private Banking, Fixed Annuities, Pensions, Critical Illness, Wealth Accumulation, Personal Financial..., Financial Planning

Education
Concordia University
B.Comm, Marketing

Vanier College
Bachelor of Commerce (BCom), Marketing

Christopher Magann Christopher Magann Little Rock, Arkansas Details
Christopher Magann's TD Waterhouse Experience August 1999 - June 2001
Job Portfolio Manager with Sowell Management
Industry Investment Management
Experience
Sowell Management Services  June 2010 - Present
Leinster Financial   August 2012 - Present
New England Financial  December 2001 - June 2010
TD Waterhouse   August 1999 - June 2001

Skills
Series 7, Retirement Planning, Mutual Funds, Asset Allocation, Risk Management, Financial Analysis, Portfolio Management, Investments, Investment Strategies, Wealth Management, Investment Advisory, Alternative Investments, Securities, Investment Management, Asset Management, Series 63, Hedge Funds, Retirement, Wealth Management..., Equities, Variable Annuities, Financial Advisory, 401k, Fixed Annuities, Fixed Income, Estate Planning, Strategic Financial...

Education
Millsaps College   1998 — 2000
Bachelor of Business Administration (BBA)

East Carolina University   1994 — 1997

St Andrews   1992 — 1994

Christian Porraccio, CFA Christian Porraccio, CFA Toronto, Canada Area Details
Christian Porraccio, CFA's TD Waterhouse Experience March 2005 - July 2006
Job Institutional Equity Sales at Macquarie Group
Industry Capital Markets
Experience
Macquarie Capital Markets Canada  January 2014 - Present
UBS Investment Bank  March 2009 - June 2013
ING Investment Management  June 2006 - March 2009
TD Waterhouse   March 2005 - July 2006

Skills
Equities, Capital Markets, Portfolio Management, Investments, Mergers & Acquisitions, Hedge Funds, Valuation, Corporate Finance, Equity Research, Investment Banking, Bloomberg, Derivatives, Trading, Fixed Income, Equity Trading

Education
Concordia University   2001 — 2004
Bachelor of Commerce (B.Com.), Accounting and Finance

Steven Mantle Steven Mantle Toronto, Canada Area Details
Steven Mantle's TD Waterhouse Experience June 2002 - October 2005
Job President and COO at Integra Capital Management Corporation
Industry Investment Management
Experience
Integra Capital Management Corporation   October 2009 - Present
First Trust Portfolios Canada   November 2005 - June 2008
TD Waterhouse   June 2002 - October 2005
RBC DS   1992 - 2002
Richardson Greenshields  April 1992 - November 1998
Bank Of Montreal Investment Management Company   1994 - 1997

Skills
Strategic Planning, Investments, Mutual Funds, Asset Management, Wealth Management, Business Strategy, Equities, Investment Strategies, Investment Advisory, Fixed Income, Investment Management, Alternative Investments, Retirement Planning, Portfolio Management, Asset Allocation, Risk Management, Hedge Funds

Education
Dalhousie University   1978 — 1980
MBA

The University of Western Ontario   1974 — 1978
HBA

Keith Laplante MBA, AMP, FICB Keith Laplante MBA, AMP, FICB Toronto, Canada Area Details
Keith Laplante MBA, AMP, FICB's TD Waterhouse Experience 2006 - 2007
Job Consultant at The Refinery Leadership Partners Inc.
Industry Management Consulting
Experience
The Refinery Leadership Partners Inc.  2013 - Present
Knowledge First Financial  2012 - 2013
HomEquity Bank  2007 - 2011
TD Waterhouse   2006 - 2007
TD Waterhouse   2004 - 2006
BMO Financial Group  1999 - 2004
BMO Financial Group  1996 - 1999
Department of National Defence  1992 - 1999
Investors Group Financial Services Inc.  1991 - 1996

Skills
Leadership, Business Development, Strategic Planning, Business Planning, Management, Risk Management, Sales Management, New Business Development, Team Building, Coaching, Banking, Recruiting, Training, Organizational..., Program Management, Finance, Investments, Change Management, Business Strategy, Process Improvement, Sales, Mergers & Acquisitions, Strategy, Sales Operations, Sales Process, Credit, Management Consulting, Performance Management

Education
Dalhousie University   1999 — 2003
MBA, Financial Services

Trent University   1989 — 1992
BA, History

Louis Saleh, CFA Louis Saleh, CFA Montreal, Canada Area Details
Louis Saleh, CFA's TD Waterhouse Experience June 2011 - Present
Job Associate Investment Advisor at TD Waterhouse
Industry Investment Management
Experience
TD Waterhouse   June 2011 - Present
TD Waterhouse   May 2007 - June 2011

Skills
Financial Modeling, Financial Analysis, Investments, Asset Allocation, Wealth Management, Fixed Income, Portfolio Management, Business Development, Asset Management, Capital Markets, Mutual Funds, Options, Securities, Finance, Equities

Education
CFA Institute
CFA Charter Holder

Concordia University   2006 — 2009
BCOMM, Finance, Accounting

Selwyn House   1993 — 2003

Windsor Week

Roxanne Saint-Juste Roxanne Saint-Juste Montreal, Canada Area Details
Roxanne Saint-Juste's TD Waterhouse Experience February 2011 - September 2013
Job at
Industry Investment Management
Experience
TD Wealth Management  September 2013 - July 2015
TD Waterhouse   February 2011 - September 2013
World Vision Earthquake Response Office (Haiti)   April 2010 - May 2010

Skills
Public Relations, Social Media, Microsoft Office, Customer Service, Event Management, Event Planning, Microsoft Excel, Public Speaking, Social Media Marketing, International Relations, Internal Communications, French, Media Relations, Strategic Communications, Legal Research, Marketing Communications, Strategic Planning, Social Networking, Marketing Strategy, Human Resources, Press Releases, Budgets, Microsoft Word, Research, Nonprofits

Education
McGill University   2011 — 2012
Graduate, Public Relations Managment

Concordia University   2006 — 2010
BA, Political Science and History

Michael Kevin Epley Michael Kevin Epley San Antonio, Texas Area Details
Michael Kevin Epley's TD Waterhouse Experience October 2000 - January 2006
Job Asset Management Consultant at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc.   April 2012 - January 2014
NAVCAP NAV Capital Partners, LLC   October 2011 - January 2012
Advisors Asset Management, Inc.   January 2007 - July 2011
TD Waterhouse   October 2000 - January 2006

Skills
Investments, Series 7, Asset Management, Securities, Alternative Investments, Bonds, Mutual Funds, Fixed Income, Wealth Management, Portfolio Management, Equities, Series 63

Education
The University of Texas at San Antonio   1989 — 1991
Accounting and Finance

Colorado State University-Global Campus
Business Administration and Management, General

Bruce Boytim Bruce Boytim Greater Chicago Area Details
Bruce Boytim's TD Waterhouse Experience 2001 - 2002
Job Chief Operating Officer at Pico Quantitative Trading LLC
Industry Financial Services
Experience
Pico Quantitative Trading LLC   July 2011 - Present
NYSE Euronext  2009 - July 2011
Merrill Lynch  2005 - 2009
Wave Securities   2002 - 2005
TD Waterhouse   2001 - 2002

Skills
Trading, Equities, High Frequency Trading, Outsourcing, Equity Trading, Management, Securities, Trading Systems, Derivatives, Investments, Securities Lending, Risk Management, Electronic Trading, Capital Markets, Options, Hedge Funds, Financial Markets, Fixed Income, Quantitative Investing, Market Data, Series 7, Bloomberg

Education
DePaul University   2000 — 2002
MSF, Finance

West Virginia University   1994 — 1999
BSBA, Finance

Cara Benvenuti Cara Benvenuti Montreal, Canada Area Details
Cara Benvenuti's TD Waterhouse Experience February 2009 - November 2013
Job Senior Advisor at NBCN
Industry Investment Management
Experience
NBCN  November 2013 - Present
TD Waterhouse   February 2009 - November 2013
TD Waterhouse Institutional Services  July 2005 - March 2008
TD Mutual Funds  1999 - 2005

Skills
Portfolio Management, Relationship Management, Financial Services, Sales

Education
Concordia University   2001 — 2004
MBA, Investment Management

CFA Institute
CFA Charter

McGill University   1996 — 2000
BA, Economics & Computer Science

Dwayne Schmidt Dwayne Schmidt Toronto, Canada Area Details
Dwayne Schmidt's TD Waterhouse Experience June 2005 - July 2008
Job Product Manager, Personal & Indirect Lending at TD
Industry Banking
Experience
TD  January 2015 - Present
TD  December 2013 - Present
TD  July 2008 - December 2013
TD Waterhouse   June 2005 - July 2008

Skills
Retail Banking, Banking, Credit, Mortgage Lending, Relationship Management, Investments, Management

Education
Dalhousie University
Master of Business Administration (M.B.A.), Banking and Financial Support Services

University of Victoria
Bachelor's Degree, International Business

Western University
Bachelor's Degree, Business Administration and Management, General

Kevin Kerr, CFA Kevin Kerr, CFA Halifax, Canada Area Details
Kevin Kerr, CFA's TD Waterhouse Experience January 1999 - October 2000
Job Financial Markets Professional
Industry Banking
Experience
Self Employed  August 2013 - Present
TD Securities  May 2008 - July 2013
TD Securities  September 2005 - April 2008
TD Securities  January 2004 - August 2005
TD Securities  November 2000 - December 2003
TD Waterhouse   January 1999 - October 2000
Bank of Montreal  January 1997 - September 1998

Skills
Banking, Financial Analysis, Financial Reporting, Finance, Investments, Project Management, Presentation Skills, Capital Markets, Derivatives, Financial Risk..., Mutual Funds

Education
Saint Mary's University   1998 — 2000
Master of Business Administration (MBA), Finance, General, 3.6 GPA

Dalhousie University   1991 — 1995
Bachelor of Arts (B.A.), Economics, 3.4 GPA

Prince Andrew High School

Sarah Lerner Sarah Lerner Montreal, Canada Area Details
Sarah Lerner's TD Waterhouse Experience August 2008 - August 2009
Job ESL Teacher at Beyond Education
Industry Writing and Editing
Experience
Beyond Education   May 2012 - Present
BNY Mellon  November 2011 - February 2012
Deutsche Bank  July 2011 - September 2011
BMO Groupe Financier  May 2011 - June 2011
Bibliothèque de droit Michel-Bastarache   September 2010 - April 2011
Citibanque Canada   March 2010 - September 2010
TD Waterhouse   August 2008 - August 2009

Skills
Lead Research, Sales and Marketing, Event Planning, Microsoft Office, French, PowerPoint, Teamwork, Microsoft Excel, English, Financial Analysis, Public Speaking, Customer Service, Analysis, Strategic Planning, Social Media, Time Management, Policy Analysis, Team Leadership, Public Relations, Event Management, Leadership, Public Policy, Marketing, Sales, Research, Nonprofits, Fundraising, International Relations

Education
Université de Moncton   2010 — 2011
1st Year, Law

Université libre de Bruxelles   2008 — 2009
Political Science

Concordia University   2005 — 2009
BA, Political Science

Dawson College   2002 — 2005
DEC, Cinema and Communications

Brahm Wolch Brahm Wolch Montreal, Canada Area Details
Brahm Wolch's TD Waterhouse Experience December 1998 - May 2002
Job Life & Group Insurance Specialist | Ensure your financial peace of mind and security
Industry Financial Services
Experience
Independent Advisor  February 2004 - Present
TD  May 2002 - October 2003
TD Waterhouse   December 1998 - May 2002
TD  January 1993 - November 1997

Skills
Mutual Funds, Critical Illness, Financial Services, Investments, Retirement Planning, Small Business, Disability Insurance, Mortgage Lending, Fixed Annuities, Life Insurance, Group Insurance, TFSA Accounts, RRSP's, Long Term Care Insurance, Key Man Insurance, Segregated Mutual Funds

Education
Concordia University   1992 — 1994
Diploma Insititutional Administration, Public Administration

Concordia University   1988 — 1994
Bachelor of Arts (BA), Political Science and Government

Jeremy Wong Jeremy Wong Toronto, Canada Area Details
Jeremy Wong's TD Waterhouse Experience May 2012 - August 2012
Job Research Analyst at TD Asset Management
Industry Financial Services
Experience
TD Asset Management  May 2013 - August 2013
TD Waterhouse   May 2012 - August 2012
TD Waterhouse   May 2011 - August 2011

Skills
Time Management, Microsoft Office, Teamwork, Investments, Derivatives, Risk Management, Financial Analysis, Financial Statement..., Equities, Capital IQ, Fixed Income, Asset Allocation, Presentations, Research, Qualitative Research, Quantitative Research, Equity Valuation, Analysis Reports, Microsoft Excel, PowerPoint, Economics

Education
Queen's University   2010 — 2014
Bachelor of Commerce (B.Com.)

Fudan University   2012 — 2012
Business Interntional Exchange Program

Appleby College   2007 — 2010
High School Diploma

Jeff Marshall Jeff Marshall Toronto, Canada Area Details
Jeff Marshall's TD Waterhouse Experience 2000 - 2002
Job VP, Digital Channels at Scotiabank
Industry Banking
Experience
Scotiabank  September 2014 - Present
Scotiabank  August 2010 - September 2014
Loblaw Companies Limited  April 2009 - May 2010
Loblaw Companies Ltd  January 2008 - April 2009
Loblaw Companies  January 2007 - December 2007
President's Choice Financial  2003 - 2007
TD Waterhouse   2000 - 2002
TD Bank  1999 - 2000

Skills
Product Management, Strategic Partnerships, CRM, Financial Services, Brand Loyalty, Marketing Strategy, Analytics, Strategic Planning, Loyalty Programs, Retail, Direct Marketing, Product Marketing

Education
Dalhousie University   2004 — 2011
Masters of Business Administration (MBA)

Roy Bjorge Roy Bjorge Edmonton, Canada Area Details
Roy Bjorge's TD Waterhouse Experience February 2004 - February 2008
Job Senior Financial Advisor at CIBC
Industry Banking
Experience
CIBC  February 2010 - Present
CIBC  February 2008 - February 2010
TD Waterhouse   February 2004 - February 2008

Skills
Business Development, Personal Financial..., Sales, Direct Sales, Presentations, Wealth Management, Banking, Strategic Planning, Credit, Loans, Derivatives, Finance, Financial Services, Portfolio Management, Mutual Funds

Education
Dalhousie University
Master of Business Administration (MBA)

University of Alberta   1999 — 2003
Bachelor of Commerce (B.Com.), Finance

Canadian Securities Institute
Investments and Securities

Canadan Institute of Financial Planning
Registered Retirement Consultant

Hunting Hills High School   1996 — 1999

Neville J. O'Callaghan Neville J. O'Callaghan Greater New York City Area Details
Neville J. O'Callaghan's TD Waterhouse Experience June 1999 - January 2004
Job
Industry Financial Services
Experience
Fidelity Investments  December 2013 - Present
Fidelity Investments  October 2006 - Present
Fidelity Investments  January 2004 - October 2006
TD Waterhouse   June 1999 - January 2004

Skills
Operational Risk, Funding, Equities, Risk Management, Operational Risk..., FINRA, Portfolio Management, Series 7, Capital Markets, Mutual Funds, Financial Services, Securities, Fixed Income, Investments, Wealth Management, Trading, Corporate Finance, Series 63, Options, Relationship Management, Financial Risk

Education
City University of New York   2008 — 2011
Bachelor of Science in Business

State University of New York at Albany   1993 — 1996

Monsignor Farrell Boys Catholic H.S.   1989 — 1993
Academic

Volunteerism

Rod McKinnis Rod McKinnis Phoenix, Arizona Area Details
Rod McKinnis's TD Waterhouse Experience 1994 - 2004
Job Partner at Research Based Solutions | Author | Sales Speaker
Industry Management Consulting
Experience
Research Based Solutions   June 2012 - Present
National Sales Network, Phoenix   January 2011 - December 2013
The McKinnis Consulting Group LLC   February 2004 - June 2012
PsyMetrics Global   2009 - 2009
National Sales Network  2006 - 2008
TD Waterhouse Investor Services  January 1994 - February 2006
TD Waterhouse   1994 - 2004
University of Colorado  August 1996 - May 1997
Waterhouse Securities  1994 - 1996

Skills
Sales Management, Sales Process, Direct Sales, Consultative Selling, New Business Development, Increasing Revenue, Lead Generation, Strategic Planning, Leadership Development, Selling, Team Building, Coaching, Business Strategy, Executive Management, Management Consulting, Customer Relations, Executive Coaching, Training, Salesforce.com, Sales, Customer Service, Management, Strategy, Business Development, Start-ups, Strategic Partnerships, Leadership, Business Planning, Marketing Strategy, Small Business, Fundraising

Education
Eastern Illinois University   1987 — 1993
M.A., Economics/Business

Mendel Catholic   1983 — 1987

Eric Nieckula Eric Nieckula Greater Chicago Area Details
Eric Nieckula's TD Waterhouse Experience May 2000 - October 2001
Job Field Sales Manager at CDW Healthcare
Industry Information Technology and Services
Experience
CDW Healthcare  August 2013 - Present
CDW Healthcare  October 2006 - August 2013
CDW-G  June 2005 - January 2007
CDW-G  November 2001 - June 2005
TD Waterhouse   May 2000 - October 2001
THG Sports  December 1998 - April 2000
IBM  May 1998 - September 1998

Skills
Account Management, Sales Management, Team Leadership, Channel Partners, Sales Process, Selling, Contract Negotiation, Storage, Strategy, Salesforce.com, Solution Selling, Direct Sales, Sales, Strategic Partnerships, Cold Calling, Leadership, New Business Development, Management, Forecasting, Data Center, Go-to-market Strategy, Sales Operations, Marketing, Marketing Strategy

Education
Eastern Illinois University   1994 — 1999
B.A., Business Administration, and History

Anthony Huebner Anthony Huebner Jacksonville, Florida Area Details
Anthony Huebner's TD Waterhouse Experience May 1998 - August 2004
Job Sr.Internal Auditor at Citizens Property Insurance Corporation
Industry Insurance
Experience
Citizens Property Insurance Corporation  February 2015 - Present
The Guardian Life Insurance Company of America  October 2011 - January 2015
White Mountains Capital  January 2009 - December 2010
Swiss Re  2004 - 2008
TD Waterhouse   May 1998 - August 2004

Skills
Sarbanes-Oxley Act, Internal Controls, Internal Audit, Finance, Financial Analysis, Auditing, Risk Management, Financial Reporting, Financial Risk, Accounting

Education
Clarkson University   1997 — 1999
BS, Finance

Barry Erdle Barry Erdle Montreal, Canada Area Details
Barry Erdle's TD Waterhouse Experience 2004 - 2005
Job President at ECO Concepts ECCL Inc
Industry Business Supplies and Equipment
Experience
ECO Concepts ECCL Inc; GlassCover Canada   October 2009 - Present
CEP News  January 2008 - November 2009
Stanton Asset Managament   2007 - 2008
TD Waterhouse   2004 - 2005

Skills
Customer Service, Team Building, Sales Management, Sales, Strategic Planning, Marketing Strategy, Negotiation, Merchandising, Selling, New Business Development, Sales Operations, Retail, Purchasing, B2B, Trade Shows, Sales Process, Direct Sales, Management

Education
Concordia University   2000 — 2003
Bachelor of Commerce (B.Com.), Business, Management, Marketing, and Related Support Services

Marianopolis College   1998 — 2000
DEC Commerce, Business

James Cestone James Cestone Greater New York City Area Details
James Cestone's TD Waterhouse Experience January 1995 - January 1997
Job Sales Assistant at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank  November 2014 - Present
Ameriprise Financial Services, Inc.   June 2011 - November 2014
MetLife  January 2009 - June 2011
Maxim Group  September 2006 - December 2008
All Island Janitorial Supply   November 2004 - September 2006
Brokerage America  October 2002 - October 2004
Knight Trading Group  January 1997 - January 2002
Fulcrum Global Partners  2002 - 2002
Knight Trading Group  January 1997 - January 1999
TD Waterhouse   January 1995 - January 1997

Skills
Trading, Equity Trading, Series 7, Series 63, Bloomberg, Securities, Investments, Finance, Financial Risk, Back Office, Mutual Funds, Equities, FINRA, Financial Services, Hedge Funds, Trading Systems, Series 24, Financial Markets, Options, Bonds, Electronic Trading, Settlement, Asset Management, Portfolio Management, ETFs, Fixed Income, Capital Markets, Derivatives, Asset Allocation, Technical Analysis

Education
Dowling College   1987 — 1991
Bachelor, Business Administration; Finance

Bill Tsevdos Bill Tsevdos Greater New York City Area Details
Bill Tsevdos's TD Waterhouse Experience February 2002 - February 2004
Job Senior Stockbroker
Industry Financial Services
Experience
SCOTTRADE, INC  March 2009 - January 2013
E*TRADE Financial  June 2004 - December 2008
TD Waterhouse   February 2002 - February 2004
TD Waterhouse   August 1999 - February 2002
TD Waterhouse   September 1999 - November 2000
TD Waterhouse   March 1999 - August 1999

Skills
Trading, Options, Financial Services, Series 7, Portfolio Management, New Business Development, Sales, Relationship Management, Management, Investments, CRM, Securities, Equities, Series 63, Finance, Wealth Management, Business Development

Education
Brooklyn College   1990 — 1991
Completed credits towards Master of Science, Finance and Financial Management Services

NEW YORK UNIVERSITY   1985 — 1989
BA, Communication, Journalism, and Related Programs, Journalism

Midwood High School   1981 — 1985
High School Diploma, Medicine

Karen Robertson Karen Robertson Toronto, Canada Area Details
Karen Robertson's TD Waterhouse Experience January 2007 - March 2010
Job Investment Advisor & Financial Planner RBC Dominion Securities
Industry Financial Services
Experience
RBC Dominion Securities  March 2010 - Present
TD Waterhouse   January 2007 - March 2010
CIBC Wood Gundy  February 2006 - January 2007
Incredible Edibles  1991 - 1996

Skills
Estate Planning, Wealth Management, Retirement Planning, Insurance, Financial Planning, Investments, Strategic Financial..., Investment Strategies, Investment Advisory, Banking, Mutual Funds, Wealth, Asset Allocation, Financial Planners, Financial Advisory, Retirement, Securities, Management, Portfolio Management, High Net Worth..., Investment Management, ETFs, Asset Management, Bonds

Education
Dalhousie University   1984 — 1987
B.Sc, Psychology

Advocis
LLQP, Insurance

Canadian Securities Institute
Chartered Professional Strategic Wealth

Canadian Securities Institute
Ch P Strategic Wealth

FMA

Scott Kibbe NMLS #94345 Scott Kibbe NMLS #94345 Hartford, Connecticut Area Details
Scott Kibbe NMLS #94345's TD Waterhouse Experience March 1998 - May 2000
Job Branch Manager at Mortgage Master
Industry Banking
Experience
Mortgage Master  January 2011 - Present
Advisor One Mortgage   May 2007 - January 2011
Cross Country Lenders   July 2004 - June 2007
The Reader Group   August 2002 - May 2004
inc.jet (a Division of Gunther)   June 2001 - August 2002
Micro Warehouse  June 2000 - June 2001
TD Waterhouse   March 1998 - May 2000

Skills
B2B, Banking, Certified Mortgage..., FHA, FHA financing, Finance, First Time Home Buyers, Foreclosures, Insurance, Investment Properties, Loan Origination, Loans, Marketing, Mortgage Banking, Mortgage Lending, Real Estate, Real Estate Transactions, Referrals, Refinance, Residential Homes, Sales, Sales Operations, Sellers, Short Sales, Small Business, Start-ups, USDA, VA loans

Education
Eastern Connecticut State University   1999 — 2003
BA, English

Jorge L. Rugel, PMP Jorge L. Rugel, PMP Miami, Florida Details
Jorge L. Rugel, PMP's TD Waterhouse Experience 2004 - 2005
Job PMO Director at Assurant
Industry Information Technology and Services
Experience
Assurant  May 2015 - Present
Assurant  April 2012 - May 2015
Assurant  2011 - April 2012
Burger King Corporation  2005 - 2011
TD Waterhouse   2004 - 2005
Dreyfus  2003 - 2004
UBS Wealth Management  2001 - 2003
Americatel  1999 - 2001

Skills
Project Management, Vendor Management, PMP, PMO, Project Portfolio...

Education
Florida International University - College of Business
Master of Science, MIS

Florida International University
Bachelor of Science, Business Management

Paul Downer FCSI, FMA, PFP Paul Downer FCSI, FMA, PFP Toronto, Canada Area Details
Paul Downer FCSI, FMA, PFP's TD Waterhouse Experience 2003 - March 2005
Job Financial Planner
Industry Investment Management
Experience
RBC  March 2011 - January 2012
Zintex Inc.   February 2008 - March 2011
Canaccord Capital  August 2006 - February 2008
TD Waterhouse   2003 - March 2005
TD Waterhouse   1999 - February 2003
TD Waterhouse   November 1997 - 1999

Skills
Portfolio Management, Mutual Funds, Investments, Research, Wealth Management, Investment Management, Retirement, Financial Services, Investment Advisory, Equities, Asset Allocation, Investment Strategies, Fixed Income, Bonds

Education
Canadian Securities Institute   1996 — 2002

George Brown College
2 Year Diploma

Haris Ctorides Haris Ctorides Greater New York City Area Details
Haris Ctorides's TD Waterhouse Experience January 2005 - September 2005
Job Global Client Operations VP of Global Client Operations (Client Services, Account Services,WORKforce&Treasury)
Industry Financial Services
Experience
Gain Capital : GCAP: Listed NYSE   September 2005 - Present
Gain Capital LLC.   September 2005 - April 2010
TD Waterhouse   January 2005 - September 2005
CD/PHH Mortgage   September 2002 - January 2005
AMERITRADE/DATEK ONLINE FINANCIAL SERVICES   June 1997 - November 2002

Skills
Series 7, Equities, Trading, Outsourcing, Options, Call Center, Risk Management, Process Improvement, Strategic Planning, Customer Service, Team Building, FX, Business Strategy, Start-ups, Salesforce.com, Forecasting, Problem Solving, Securities, Derivatives, Superior Client Service, FX Options, Operations Management, Capital Markets, Electronic Trading, Financial Markets, Call Centers, Fixed Income, FINRA, Foreign Exchange, Investments, Mergers & Acquisitions, Management, Trading Systems, Leadership, Leadership Development

Education
CSI Effective Management Seminars   2011 — 2012

Northeastern University - Graduate School of Business Administration   2009 — 2011
MBA- Finance

Pace University - Lubin School of Business   1992 — 1996
BBA

Rebecca Noble Rebecca Noble Toronto, Canada Area Details
Rebecca Noble's TD Waterhouse Experience January 2011 - April 2011
Job J.D. Candidate, Faculty of Law, Queen's University
Industry Higher Education
Experience
Community Care Durham   November 2013 - July 2014
Public Safety Canada - Securité publique Canada  May 2012 - August 2012
Ontario Power Generation  September 2011 - December 2011
TD Waterhouse   January 2011 - April 2011
the Oshawa Clinics   May 2010 - August 2010
Ontario Ministry of Finance  June 2006 - August 2006

Education
Queen's University   2014 — 2017
Juris Doctor (J.D.)

Dalhousie University   2009 — 2013
Bachelor of Commerce (B.Com.), Finance, Distinction

Grenoble Ecole de Management - Grenoble Graduate School of Business   2012 — 2012
Certificate in International Business, International Business

Bill Holt Bill Holt Greater San Diego Area Details
Bill Holt's TD Waterhouse Experience 1995 - 1997
Job
Industry Computer Hardware
Experience
NetApp  December 2013 - Present
EMC  October 2012 - November 2013
EMC Corporation  August 2004 - November 2013
NovusCG  August 2003 - September 2004
EDS  January 2001 - August 2003
EDS, Inc.   2001 - 2003
Skydesk  1999 - 2001
APW Electronic Solutions  1998 - 1999
Strategic Data Systems  1997 - 1998
TD Waterhouse   1995 - 1997

Skills
Business Development, Disaster Recovery, Project Management, Virtualization, Data Center, Network Administration, IT Strategy, Service Delivery, Cloud Computing, Account Management, Outsourcing, SAN, Management, Networking, Vendor Management, Leadership, Storage, Active Directory, Windows Server, Program Management, Analysis, SaaS, Enterprise Software, Integration, Salesforce.com

Education
Columbus State University
Bachelor of Business Administration (B.B.A.)

Sarah De Rose Sarah De Rose Montreal, Canada Area Details
Sarah De Rose's TD Waterhouse Experience January 2012 - April 2013
Job B.C.L./LL.B. Candidate, McGill Faculty of Law
Industry Law Practice
Experience
Fasken Martineau DuMoulin  May 2015 - Present
El Masri Avocat   July 2014 - May 2015
TD Waterhouse   January 2012 - April 2013
TD Bank Group  June 2007 - March 2012
Catalytic Communities  June 2011 - August 2011

Skills
International..., Foreign Languages, Social Media, Public Speaking, Microsoft Office, Research, Leadership, Nonprofits, Teamwork, Policy Analysis, Event Planning, Customer Service

Education
McGill University   2013 — 2016
B.C.L./LL.B., Law

McGill University   2008 — 2011
Bachelor of Arts, Honours, International Development Studies

Dawson College   2006 — 2008
Diploma of Collegial Studies, Liberal Arts

Queen of Angel's Academy   2001 — 2005
High School

Jeff Dorazio Jeff Dorazio Toronto, Canada Area Details
Jeff Dorazio's TD Waterhouse Experience 1997 - 1998
Job Business Development/Inside Sales at Falconridge Trading
Industry Marketing and Advertising
Experience
Falconridge Trading   2015 - Present
Miratel Solutions  2015 - 2015
The Orion Network   2013 - 2015
Urban Indoor Media   2013 - 2014
Myron International   2009 - 2011
XentelDM Inc.   2006 - 2008
Newspapers Call Centre   2004 - 2005
Endpoint Travel   2002 - 2003
XentelDM, Inc.   1999 - 2001
TD Waterhouse   1997 - 1998

Skills
Customer Service, Sales, Management, Sales Management, Marketing, Microsoft Office, New Business Development, Account Management, Marketing Strategy, Advertising

Education
Durham College
Business Administration, Journalism, and Related Programs

Jason Budrick CFP®, AWMA® Jason Budrick CFP®, AWMA® Greater Detroit Area Details
Jason Budrick CFP®, AWMA®'s TD Waterhouse Experience 2003 - 2006
Job Financial Advisor
Industry Financial Services
Experience
LJPR Financial Advisors   November 2011 - Present
PNC  2010 - 2011
Flexible Plan Investments, Ltd.   2010 - 2010
Charles Schwab  2007 - 2008
E*TRADE Financial Corporation  2006 - 2007
TD Waterhouse   2003 - 2006
Fidelity Investments  2001 - 2003

Education
Forest Hills Central

Forest Hills Central   1992 — 1996

Michigan State University   1997 — 2000
BA, Finance

College for Financial Planning   2011 — 2012
Accredited Wealth Management Advisor, Financial Planning and Services

Florida State University   2004 — 2007
Certificate in Financial Planning

Hsiao-wen Lee Hsiao-wen Lee Flushing, New York Details
Hsiao-wen Lee's TD Waterhouse Experience April 2004 - October 2005
Job VP Branch Manager at Industrial and Commercial Bank of China
Industry Banking
Experience
Industrial and Commercial Bank of China  April 2015 - Present
Flushing Bank  October 2009 - April 2015
Flushing Bank  January 2006 - October 2009
TD Waterhouse   April 2004 - October 2005

Skills
Banking, Retail Banking, Risk Management, Loans, Credit Analysis, Commercial Lending, Commercial Banking, Mortgage Lending, Credit, Portfolio Management, Relationship Management, Small Business Lending, Cross Selling, Finance, Consumer Lending, Financial Risk

Education
Duke University   1999 — 2000
Master, Public Policy

National Taiwan University   1984 — 1988
BA, Economics

Christopher Cavaliere Christopher Cavaliere Greater New York City Area Details
Christopher Cavaliere's TD Waterhouse Experience October 2004 - March 2006
Job
Industry Financial Services
Experience
UBS  October 2013 - April 2015
TD Securities  March 2011 - December 2012
Merrill Lynch / Bank of America  May 2010 - December 2010
RBC Capital Markets  March 2006 - February 2010
TD Waterhouse   October 2004 - March 2006
Bank of America  October 2003 - October 2004
Merrill Lynch  September 2000 - October 2003
Citicorp Investment Services  May 1999 - September 2000
National Discount Brokers  December 1996 - May 1999
Citicorp Investment Services  August 1996 - October 1996

Skills
FINRA, Fixed Income, Capital Markets, Options, Equities, Equity Trading, Trading Systems, Series 7, Series 24, Series 63, Trading, Securities, Electronic Trading, Mutual Funds, Financial Markets, Financial Services, Broker-Dealer Compliance, Drafting Policies, Trade Compliance, OATS, Trace, Hedge Funds, Broker-Dealer, Asset Management, Securities Regulation, Due Diligence, Financial Regulation, Bonds, ETFs, Prime Brokerage, KYC, Alternative Investments, Financial Risk, Derivatives, Operational Risk, Middle Office, Back Office, Investment Banking, Swaps, Structured Products, Structured Finance, Bloomberg, Equity Derivatives

Education
City University of New York-John Jay College of Criminal Justice   1990 — 1995
BS, Legal Studies

Lafayette High School   1987 — 1990
HS Diploma

Clark Bailey, CFA Clark Bailey, CFA Greater Philadelphia Area Details
Clark Bailey, CFA's TD Waterhouse Experience April 1999 - June 2000
Job Senior Research Analyst / Strategist (buy side) at Susquehanna International Group
Industry Financial Services
Experience
Susquehanna International Group, LLP (SIG)   November 2009 - Present
Susquehanna International Group, LLP (SIG)   April 2005 - November 2009
Susquehanna International Group, LLP (SIG)   August 2004 - April 2005
Darden School of Business (University of Virginia)   June 2003 - August 2003
Ashton Technology Group, Inc.   April 2001 - August 2002
West Financial Services, Inc.   July 2000 - April 2001
TD Waterhouse   April 1999 - June 2000
US Army  March 1995 - March 1999

Skills
Equities, Investment Banking, Investments, Hedge Funds, Valuation, Trading, Options, Securities, Equity Research, Equity Derivatives, Bloomberg

Education
University of Virginia - Darden Graduate School of Business Administration   2002 — 2004
MBA, Business/Finance

Duke University   1990 — 1994
BA, English

Christian Paz Christian Paz Miami/Fort Lauderdale Area Details
Christian Paz's TD Waterhouse Experience 2000 - 2001
Job Vice President Citi Private Bank Law Firm Group
Industry Financial Services
Experience
Citi Private Bank - Law Firm Group  January 2007 - Present
Burger King Corporation  October 2005 - December 2006
Citi Private Bank - LATAM   September 2001 - October 2005
TD Waterhouse   2000 - 2001
SunTrust Bank  1995 - 2000

Skills
Series 7, Series 63, Series 65, Banking, Financial Analysis, Wealth Management, Investments, Financial Planning, Mortgage Lending, Strategic Financial..., Portfolio Management, Finance, Equities, Securities, Financial Advisory, Private Banking, Financial Services, Capital Markets, Asset Allocation, Mutual Funds

Education
Florida International University - College of Business Administration   2003 — 2004
Masters, Finance

Florida International University - College of Business Administration   1997 — 2000
BA, Finance

Miami Dade College   1994 — 1997
AA, Business Administration

Kenneth Kenny Sherman Kenneth Kenny Sherman Greater New York City Area Details
Kenneth Kenny Sherman's TD Waterhouse Experience 1993 - 2007
Job Operations Manager at Bloomberg
Industry Financial Services
Experience
TradeBook @ Bloomberg LP   August 2013 - Present
Bloomberg  March 2011 - Present
Citi  October 2010 - July 2011
E*TRADE Financial Group   April 2007 - February 2011
TD Ameritrade  September 1993 - March 2007
TD Waterhouse   1993 - 2007

Skills
Series 7, Equities, Series 63, Securities, Financial Services, Portfolio Management, Mutual Funds, Fixed Income, Risk Management, Vendor Management, Product Management, Wealth Management, Business Intelligence, Project Management, Program Management, Leadership, Back Office, Contract Negotiation, Strategy, Derivatives, Business Analysis, PMP, Negotiation, Operations Management, Mortgage Lending, Enterprise Software, Investments, Executive Management, Valuation, Asset Management, Mergers & Acquisitions, Business Process, SDLC, Analysis, Integration, Options, Management, FINRA, Trading, Quality Assurance, Bloomberg, Electronic Trading, Trading Systems, CRM, Financial Markets, Series 24, Banking, Relationship Management, FX Options, Capital Markets

Education
Villanova University   2003 — 2005
Masters Degree, Applied Project Management

Dowling College   1994 — 1998
Masters Degree, Total Quality Management (TQM)

Saint John's University   1987 — 1991
BA, General Management

Nargis Sultana Nargis Sultana Toronto, Canada Area Details
Nargis Sultana's TD Waterhouse Experience November 2011 - Present
Job Investment Rep at TD Waterhouse
Industry Investment Banking
Experience
TD Waterhouse   November 2011 - Present
Bank of Montreal  February 2009 - October 2011
Canada Revenue Agency  January 2008 - April 2008

Skills
Mutual Funds, Banking, Financial Analysis, Investments, Financial Modeling, Retail Banking, Capital Markets, Trading, Equity Derivatives, International Trade, Sales, Equities, Fixed Income, Investment Banking, Derivatives, Bonds, Bloomberg, Credit Risk, Securities, Analysis, Finance, Credit, Risk Management, CRM, Financial Risk, Corporate Finance

Education
Concordia University   2005 — 2009
BCOMM, Finance

Darrel McNaughton, FPC Darrel McNaughton, FPC Greater New York City Area Details
Darrel McNaughton, FPC's TD Waterhouse Experience 1998 - 2001
Job Sr. Accountant Support Specialist at ADP
Industry Financial Services
Experience
ADP  March 2005 - Present
Citicorp Investment Services  October 2001 - March 2005
TD Waterhouse   1998 - 2001
Morgan Stanley Dean Witter  June 1995 - January 1998

Skills
Integration, FSA, ADP Payroll, PEO, 401k, Payroll, Payroll Taxes, Financial Services, SAP, Cold Calling, Employee Benefits, Account Reconciliation, Call Centers, Outlook, Online Brokerage, Electronic Trading..., ACATS, Building Relationships, IRAs, Garnishments, SOX Compliancy, SAS70, Benefits Administration, HRIS, Time & Attendance, Leadership, Relationship Building, Sales Process, Management

Education
CUNY New York City College of Technology   1993 — 1997
Business Management

Dwight Burrell, MBA Dwight Burrell, MBA Greater New York City Area Details
Dwight Burrell, MBA's TD Waterhouse Experience 2005 - 2005
Job Director at NYSE Euronext
Industry Financial Services
Experience
NYSE Euronext  September 2005 - Present
TD Waterhouse   2005 - 2005
A.B. Watley Inc   2003 - 2004
A.B. Watley Inc.   2000 - 2003
Sands Brothers & Company   1997 - 1999
United States Marine Corps  1989 - 1993

Skills
Equities, Trading, Fixed Income, Trading Systems, Capital Markets, Financial Markets, Market Data, Series 7,63 and 55, Knowledge of various..., Cross-functional Team..., SQL, Fix protocol, Problem Solving, Business Analysis, Financial Analysis, Microsoft Excel, Business Strategy, Project Management, Risk Management, Process Improvement, Due Diligence

Education
NYU Stern School of Business   2010 — 2012
Master of Business Administration (MBA), Finance, Financial Instruments and Markets

City University of New York City College   2005 — 2007
Bachelor of Arts (BA), Liberal Arts

Columbia University in the City of New York   1993 — 2000

Lourdes Nakar Lourdes Nakar Greater New York City Area Details
Lourdes Nakar's TD Waterhouse Experience May 2001 - January 2006
Job Financial Services Business Analyst and Technology Consultant
Industry Information Technology and Services
Experience
Pershing, a BNY Mellon company  June 2012 - Present
Morgan Stanley Smith Barney  June 2009 - January 2012
Citi  March 2007 - June 2009
Citi  September 2006 - March 2007
TD Ameritrade  January 2006 - July 2006
TD Waterhouse   May 2001 - January 2006
Pershing  October 1994 - May 2001
CT Corporation System (CCH - LIS)   October 1990 - October 1994

Skills
Financial Services, Business Analysis, Wealth Management, Middle Office, Back Office, Strategic Roadmaps, SDLC, IT Project & Program..., Business Analytics, Data Stewardship, Cross-functional Team..., Relationship Management, IT Strategy, Analytics, Management, PMO, Project Portfolio..., Portfolio Management, CRM, Business Process, Business Intelligence, Business Process..., Business Process..., Banking, Enterprise Architecture, Project Planning, Business Requirements

Education
De La Salle University
BS

Hugh Hassanzadeh hughhassan@aol.com Hugh Hassanzadeh hughhassan@aol.com Greater New York City Area Details
Hugh Hassanzadeh hughhassan@aol.com's TD Waterhouse Experience October 2001 - August 2005
Job Principal at HNH GROUP
Industry Real Estate
Experience
HNH GROUP   March 2009 - Present
Jones Lang LaSalle  September 2006 - February 2009
Trizec Properties  August 2005 - September 2006
TD Waterhouse   October 2001 - August 2005
Metromedia Fiber Network, Inc   1999 - 2001
AAT Communications Corp   1995 - 1999
NYC Dept of General Services   1991 - 1995
City of NY Dept of General Services   1991 - 1995
Various Architecural Firms   1983 - 1991

Skills
Real Estate Development, Construction Management, Real Estate, Corporate Real Estate, Property Management, Construction, Facilities Management, Residential Homes, Commercial Real Estate, Contract Negotiation, Due Diligence, Space-planning, Contract Management, Leases, Interior Design

Education
Long Island University, C.W. Post Campus
MBA, Business Administration

City University of New York City College
BS, Architecture and Environmental Design

Billy Whittington Billy Whittington Mount Pleasant, South Carolina Details
Billy Whittington's TD Waterhouse Experience January 1998 - August 2001
Job Multiple Positions Held at Verizon Wireless
Industry Telecommunications
Experience
Verizon Wireless  February 2010 - Present
Wilmington Seadawgs Semi-Pro Basketball   October 2007 - December 2009
Good Samaritan Hospital  February 2003 - July 2007
TD Waterhouse   January 1998 - August 2001

Skills
Communication, Training, Customer Service, Coaching, Team Building, Cross-functional Team..., Leadership, Microsoft Office, Management, Negotiation, Networking, Public Speaking, Sales, Teaching, Employee Training, Call Centers, Change Management, Team Leadership, Leadership Development, Project Management

Education
East Carolina University   2010 — 2017
Master of Business Administration (M.B.A.), MBA

St. John's University   2001 — 2008
Bachelor's degree, Sports Management & International Business, 3.0

Kiran Bhat Kiran Bhat Greater New York City Area Details
Kiran Bhat's TD Waterhouse Experience November 2002 - April 2007
Job
Industry Computer Software
Experience
GalaxE Solutions  March 2008 - Present
Citigroup GWM   April 2007 - March 2008
TD Waterhouse   November 2002 - April 2007
Bernstein Global Wealth Management  December 1998 - May 2002
Lehman Bros.  June 1997 - December 1998
Associated Press  July 1994 - June 1997

Skills
PBM Technologies, Project Management, Systems Architecure, Database Development, SDLC, Software Project..., Enterprise Architecture, Agile Methodologies, Business Analysis, Requirements Analysis, Unix, IT Strategy, Business Intelligence, Integration

Education
University of Massachusetts, Amherst   1987 — 1989
Master's Degree, Electrical and Computer Engineering

College of Engineering Pune   1981 — 1985
Bachelor's Degree, Instrumentation and Controls

Gustavo Jimenez Gustavo Jimenez Greater New York City Area Details
Gustavo Jimenez's TD Waterhouse Experience August 2001 - March 2006
Job iTechnologix | SoporteRapido.com
Industry Information Technology and Services
Experience
Onco360/OncoMed, Oncology Pharmacy Solutions   April 2009 - Present
SAC Capital  2006 - 2008
Synesis IT   March 2006 - January 2007
TD Ameritrade  August 2001 - March 2006
TD Waterhouse   August 2001 - March 2006
Barnes and Noble (bn.com)   1998 - 2001
Micro Warehouse (CDW)   1994 - 1998

Skills
Cloud Computing, Disaster Recovery, Active Directory, VMware, Virtualization, Citrix, Data Center, Microsoft Exchange, Windows Server, Information Security, Business Continuity, DNS, Security, SDLC, IIS, Network Security, Storage, Storage Area Networks, System Administration, Vendor Management, Solaris, Servers, Infrastructure, VPN, IT Service Management, Computer Security, Operating Systems, SAN

Education
CompTIA Certified Professional   2010 — 2011
Security +, IT Security

City University of New York   1991 — 1994
Computer Technology

Barbara Prończyk Boyer Barbara Prończyk Boyer Greater New York City Area Details
Barbara Prończyk Boyer's TD Waterhouse Experience March 2003 - June 2005
Job Consultant at Sidoti & Company, LLC
Industry Financial Services
Experience
Sidoti & Company, LLC   October 2011 - June 2014
TD Ameritrade Institutional  June 2005 - January 2009
TD Waterhouse   March 2003 - June 2005
TD Waterhouse   2000 - 2003
TD Waterhouse   1999 - 2000
Waterhouse Securities Inc   1997 - 1999
Waterhouse Securities Inc   1996 - 1997

Education
New York University School of Continuing and Professional Studies   1999 — 1999
Certificate, Multimedia

City University of New York-College of Staten Island   1991 — 1995
Bachelor of Science, Computer Science

Emmanuel Chan Emmanuel Chan Toronto, Canada Area Details
Emmanuel Chan's TD Waterhouse Experience March 2000 - July 2001
Job Director, Framework & Governance, Enterprise Operational Risk, Group Risk Management at RBC
Industry Financial Services
Experience
RBC  August 2015 - Present
CIBC  October 2013 - August 2015
CIBC  May 2013 - September 2013
CIBC  June 2010 - May 2013
CIBC  February 2007 - June 2010
AIM Trimark Investments  July 2005 - January 2007
AIM Trimark Investments  April 2003 - June 2005
AIM Trimark Investments  August 2001 - March 2003
TD Waterhouse   March 2000 - July 2001

Skills
Risk Management, Portfolio Management, Financial Risk, Strategy, Analysis, Finance, Financial Services, Management, Mutual Funds, Banking

Education
York University - Schulich School of Business   2003 — 2005
MBA, Economics & Strategic Management

York University - Schulich School of Business   1996 — 2000
BBA, Economics & Finance

CFA Institute   1999 — 2005
CFA

Certified General Accountants of Ontario   2000 — 2007
CGA

Ryerson University   2004 — 2006
Professional Certificate in Public Administration and Governance

York University   2004 — 2005
Professional Certificate in Human Resources, Human Resources Management

Concordia University   2005 — 2006
Certificate in Marketing

A.Y. Jackson Secondary School   1992 — 1996

James Davis, CFP® James Davis, CFP® Greater New York City Area Details
James Davis, CFP®'s TD Waterhouse Experience 1998 - 2006
Job Investment Advisor Representative of Voya Financial Advisors, Inc.
Industry Investment Management
Experience
TD Ameritrade  May 1998 - May 2007
TD Waterhouse--Ameritrade   1998 - 2007
TD Waterhouse   1998 - 2006

Education
College for Financial Planning   2002 — 2004
CFP, Financial Planning

Institute of Business & Finance
MS, Finance

Beth O'Brien Beth O'Brien Greater New York City Area Details
Beth O'Brien's TD Waterhouse Experience November 2004 - July 2005
Job Accountant at Wagner & Zwerman LLP formerly Bruce Mac Corkindale, CPA, P.C.
Industry Accounting
Experience
Wagner & Zwerman LLP formerly Bruce Mac Corkindale, CPA, P.C.   April 2013 - Present
Adecco Group  October 2012 - March 2013
Credit Suisse Securities USA LLC  August 2005 - March 2012
TD Waterhouse   November 2004 - July 2005
PwC  October 2001 - November 2004

Education
Fairfield University   1997 — 2001
Bachelor of Science (B.S.), Accounting

Stephane Arcache Stephane Arcache Montreal, Canada Area Details
Stephane Arcache's TD Waterhouse Experience January 2000 - May 2003
Job Investment Advisor at PEAK Securities
Industry Investment Management
Experience
Peak Financial Services  May 2003 - Present
TD Waterhouse   January 2000 - May 2003
Sun Life Financial  1998 - 2000

Skills
Portfolio Management, Strategic Financial..., Mutual Funds, Wealth Management, Financial Analysis, Investments, Retirement Planning, Equities, Securities, Insurance, Financial Services, Disability Insurance, Investment Strategies, Life Insurance, Estate Planning, Asset Management

Education
Concordia University   1991 — 1994
B.Comm., Marketing, Finance

College Louise Wegmann

Marc Gugliuzza Marc Gugliuzza Greater Chicago Area Details
Marc Gugliuzza's TD Waterhouse Experience 1998 - 2005
Job Attorney at Law
Industry Law Practice
Experience
Law Offices of Marc L. Gugliuzza, P.C.   August 2006 - Present
Delta Law Group, P.C.   August 2006 - January 2009
Spain, Spain & Varnet, P.C.   April 2005 - July 2006
TD Waterhouse   1998 - 2005

Skills
Wills, Trusts, Financial Planning, Real Estate, Closings, Defense Litigation, Deceptive Trade..., Real Estate Transactions, Legal Advice, Real Property, Political Law, Estate Planning, Civil Litigation, Tax Law, Appeals, Powers of Attorney, O-1, Litigation, Commercial Litigation, Cybersquatting, Paternity, Entity Extraction, Arbitration, VAWA, Florida Bar, Hearings, Corporate Law, Multi-District..., Visitation Rights, Community Association..., Legal Writing, Strategic Financial..., Legal Research, Non-compete Litigation, Federal Court Practice, Commercial Torts, Mediation, Appellate Practice, Business Formation, Trials, Family Law, Alternative Dispute..., Torts, Breach Of Contract, Trial Practice, Municipal Law, Courts, Toxic Tort, Business Litigation, Westlaw

Education
Loyola University Chicago School of Law   2002 — 2005
JD, Law

DePaul University - Charles H. Kellstadt Graduate School of Business   1999 — 2001
MBA, Business Economics

The University of Texas at Austin   1993 — 1997
B.A., Economics

Reuben Codjoe Reuben Codjoe Greater New York City Area Details
Reuben Codjoe's TD Waterhouse Experience 2004 - 2005
Job Client Resolution Specialist at UBS Financial Services
Industry Financial Services
Experience
UBS  March 2011 - Present
Northwestern Mutual  July 2010 - January 2011
TD Wealth Management  February 2010 - June 2010
Barclays Global Investors  November 2007 - October 2009
Smith Barney  March 2006 - October 2007
TD Waterhouse   2004 - 2005

Skills
Series 7, Securities, Wealth Management, Financial Services, ETFs, Financial Advisory, Series 63, Asset Management, Finance, Financial Analysis, Investments

Education
Fairfield University   1995 — 1999
Bachelor of Arts (B.A.), Psychology

Marc Vogel Marc Vogel Greater New York City Area Details
Marc Vogel's TD Waterhouse Experience 2004 - 2006
Job Manager Site Support Services at TD Ameritrade
Industry Banking
Experience
TD Ameritrade  2012 - Present
TD Ameritrade  2010 - 2011
TD Ameritrade  2006 - 2009
TD Waterhouse   2004 - 2006
TD Waterhouse   2000 - 2004

Skills
Disaster Recovery, Visio, SDLC, Vendor Management, Unix, Business Analysis, Access, Risk Management, Outlook, Management, VPN, Requirements Analysis, Project Management, Program Management, Process Improvement, ITIL, Active Directory, Troubleshooting, Business Continuity, Business Intelligence, Data Center, Databases, Enterprise Architecture, Financial Services, IT Management, IT Strategy, Integration, PMP, Security, Software Documentation, System Administration, Testing, SharePoint

Education
Embry-Riddle Aeronautical University   1989 — 1993
BS, Aeronautical Science

Erem Tanyeri Erem Tanyeri Greater New York City Area Details
Erem Tanyeri's TD Waterhouse Experience 2002 - 2004
Job Vice President at Credit Suisse
Industry Financial Services
Experience
Credit Suisse  April 2004 - Present
TD Waterhouse   2002 - 2004
Morgan Stanley  2000 - 2002
Merrill Lynch  1998 - 2000

Skills
Enterprise Architecture, Disaster Recovery, IT Strategy, Vendor Management, SDLC, IT Management, Solution Architecture, Business Continuity, IT Service Management, Integration, Infrastructure, Microsoft SQL Server, Data Center, Virtualization, System Deployment, Trading Systems, IT Operations, Active Directory, Software Project..., Project Portfolio...

Education
City University of New York City College   1995 — 1997
BA, Computer Science

Katie Schmitz Katie Schmitz Greater Chicago Area Details
Katie Schmitz's TD Waterhouse Experience 2000 - 2001
Job Director of Human Resources
Industry Financial Services
Experience
Jackson National Asset Management, LLC  January 2012 - Present
PPM America  March 2002 - December 2011
TD Waterhouse   2000 - 2001

Skills
Mergers & Acquisitions, Talent Acquisition, Executive Pay, Succession Planning, Onboarding, Recruiting, Deferred Compensation, Talent Management, Organizational..., Workforce Planning

Education
DePaul University

Jim Cotrel Jim Cotrel Greater New York City Area Details
Jim Cotrel's TD Waterhouse Experience March 2000 - July 2005
Job Manager, Global Operations & BCP at Broadridge Financial Solutions
Industry Financial Services
Experience
Broadridge Financial Solutions  September 2014 - Present
Broadridge Financial Solutions  February 2013 - Present
Ridge Clearing and Outsourcing Solutions   June 2007 - February 2013
ADP Clearing   July 2005 - June 2007
TD Waterhouse   March 2000 - July 2005

Education
Dowling College   1999 — 2002
MBA, Banking and Finance

LIU Post   1997 — 1999
BS, Finance

Veronica Castelli Veronica Castelli Albertville, Alabama Details
Veronica Castelli's TD Waterhouse Experience January 2000 - May 2005
Job Account Representative
Industry Financial Services
Experience
Financial Firm  May 2012 - Present
Broadridge Financial Solutions Inc.  May 2005 - May 2012
TD Waterhouse   January 2000 - May 2005

Skills
Salesforce.com, Financial Services, Account Management, Sales, Customer Service, Banking, Call Center, Sales Process, New Business Development, Investments, Process Improvement, Call Centers, Strategy, Accounting, Accounts Payable

Education
Edison Community College   1996 — 1999

David Gompert David Gompert Greater Chicago Area Details
David Gompert's TD Waterhouse Experience 1996 - 2001
Job Principal at AvantGarde Trading
Industry Financial Services
Experience
Avant-Garde Trading   April 2015 - Present
TM Futures, LLC   March 2012 - February 2015
OM Securites LLC   June 2011 - January 2015
OM Securities, LLC & TM Futures, LLC   January 2010 - January 2015
OM Securites, LLC   March 2008 - June 2011
E*TRADE Financial  October 2004 - March 2008
Hewitt Associates  2003 - 2004
TD Waterhouse   1996 - 2001
LFA Trading   January 1994 - February 1996
The Chicago Corporation  1991 - 1994

Skills
Securities, Equities, Trading, Options, Derivatives, Wealth Management, Brokerage, Series 7, Investments, Financial Markets, Risk Management, Electronic Trading, ETFs, Risk, FINRA, Series 63, Commodities, Compliance, Financial Planning, Equity Trading, Series 24, Investment Advisory, Proprietary Trading, Investment Strategies, Due Diligence, Series 3, Stocks, Customer Relations

Education
DePaul University   2003 — 2004
CFP, Certified Financial Planner

William Keane William Keane Greater New York City Area Details
William Keane's TD Waterhouse Experience 1991 - 2004
Job Fixed Income Sales at HSBC
Industry Financial Services
Experience
HSBC  October 2004 - Present
TD Ameritrade  1991 - 2004
TD Waterhouse   1991 - 2004

Education
Fordham Gabelli School of Business   1998 — 2001
MBA

Fairfield University   1986 — 1990

Christine Kiviat Christine Kiviat Greater New York City Area Details
Christine Kiviat's TD Waterhouse Experience March 1999 - July 2004
Job Marketing Manager
Industry Marketing and Advertising
Experience
National Grid  June 2010 - Present
Citi  July 2004 - February 2010
TD Waterhouse   March 1999 - July 2004
Ogilvy & Mather  June 1996 - March 1999

Skills
Marketing Strategy, Analytics, Integrated Marketing, Direct Mail, Email Marketing, Online Advertising, Strategic Planning, Digital Marketing, Advertising, Project Management, Salesforce.com, Media Buying, Market Planning, Marketing Management, Multi-channel Marketing, Cross-functional Team..., Marketing, Strategy

Education
Dowling College   2010 — 2012
M.B.A, Management & Leadership, 3.8/4.0

New York Institute of Technology-Old Westbury   1994 — 1996
BA, Advertising, 3.8/4.0

Suffolk County Community College   1989 — 1994
Associates, Business Administration

James Cardasis James Cardasis Chicago, Illinois Details
James Cardasis's TD Waterhouse Experience 2000 - 2001
Job President at Careforde
Industry Wholesale
Experience
Careforde Inc.   July 2010 - Present
GSS - Global Safety Supply   February 2010 - Present
US Bank  April 2009 - January 2010
Erie Neighborhood House  2004 - 2010
Bank of America  December 2005 - April 2009
LaSalle Bank  December 2005 - April 2009
Citibank  October 2001 - November 2005
TD Waterhouse   2000 - 2001

Education
DePaul University
College of Financial Planning

GPN

Western Michigan University
Bachelor of Arts

Rupert A. Gaznabbi Rupert A. Gaznabbi Greater New York City Area Details
Rupert A. Gaznabbi's TD Waterhouse Experience June 1999 - October 2001
Job EUROFINS CONSULTING GROUP, PARIS, FRANCE
Industry Financial Services
Experience
Located in Paris, France   August 2011 - Present
JPMorgan Chase  November 2009 - August 2011
TheLadders.com  May 2009 - July 2009
BNYMellon, Dreyfus Division   February 2007 - June 2008
Guardian Life Insurance Company, Trust Division   June 2002 - September 2005
TD Waterhouse   June 1999 - October 2001
Merrill Lynch & Company  June 1998 - October 1998
Merrill Lynch & Company  September 1991 - June 1998

Skills
Mutual Funds, Investments, Financial Markets, Sales, Financial Services, Fixed Income, Bloomberg, Capital Markets, Hedge Funds, Derivatives, Asset Managment, Series 7, Asset Management, Banking, Loans

Education
Alliance Francaise
Diploma, French

Fordham Gabelli School of Business
MBA, Finance

State University of New York at Albany
B.A., Economics

Daniel Ryba, CFP® Daniel Ryba, CFP® Greater Chicago Area Details
Daniel Ryba, CFP®'s TD Waterhouse Experience 1999 - 2001
Job Head of Futures Planning and Implementation
Industry Financial Services
Experience
OptionsHouse  June 2015 - Present
CME Group  August 2013 - June 2015
E*TRADE Financial  December 2004 - August 2013
Iowa Grain Company  September 2001 - October 2004
TD Waterhouse   1999 - 2001
American Express Financial Advisors  1999 - 1999
Charles Schwab  1998 - 1999

Skills
Trading, Risk Management, Derivatives, ALM, Financial Risk, Valuation, Options Strategies, Hedge Funds, FX Options, Hedging, Electronic Trading, Investments, Series 24, Risk Analytics, Settlement, Options, Wealth Management..., Fixed Income, Proprietary Trading, Commodity, Finance, VAR, Capital Markets, Series 7, Trading Systems, Money Market, Portfolio Management, Financial Markets, Securities Lending, Trading Strategies, Operational Risk..., Securities, Alternative Investments, Equities, Equity Derivatives, Equity Trading, FINRA, Bloomberg

Education
DePaul University   2007 — 2008
CFP Advanced Degree, Financial Planning

St. Ambrose University   1994 — 1998
B.S, Finance

Karen Norgren Karen Norgren Greater New York City Area Details
Karen Norgren's TD Waterhouse Experience March 2000 - August 2001
Job Art Director/Graphic Designer
Industry Graphic Design
Experience
Hazen and Sawyer  May 2013 - March 2014
Macquarie Capital Partners  October 2012 - May 2013
Cosentini Associates  August 2008 - May 2012
Freelance  September 2007 - August 2009
Perkins Eastman  March 2003 - August 2008
TD Waterhouse   March 2000 - August 2001
Chemical Week  April 1998 - November 1999

Skills
Start-ups, Graphic Design, Brochures, Adobe Creative Suite, Graphics, Marketing, Logo Design, InDesign, Corporate Identity, Management, Illustrator, Photoshop, Creative Direction, Magazines, Brand Development, Advertising, Email Marketing

Education
Emerson College
Bachelor of Science, Mass Communications

Amin Haddad Amin Haddad Toronto, Canada Area Details
Amin Haddad's TD Waterhouse Experience July 2010 - May 2011
Job Senior QA consultant
Industry Financial Services
Experience
TD Waterhouse   July 2010 - May 2011
Manulife Financial  January 2010 - June 2010
TD Bank Group  October 2009 - January 2010
Manulife Financial  May 2008 - December 2008
INTRIA Items Inc.  June 2007 - February 2008
Manulife Financial  June 2006 - June 2007
CIBC  February 2005 - June 2006
Manulife Financial  September 2004 - February 2005
TD Waterhouse   January 2001 - October 2003

Skills
Quality Assurance, Quality Center, Regression Testing, Requirements Gathering, SDLC, Test Automation, Testing, Test Planning, Test Cases

Education
Concordia University
MA, Economics

Terry Regas Terry Regas Greater Chicago Area Details
Terry Regas's TD Waterhouse Experience 1993 - 2000
Job Director of Compliance
Industry Investment Management
Experience
TradeLink LLC  October 2004 - Present
Terra Nova Trading  2003 - 2004
Hewitt Associates  February 2003 - October 2003
TD Waterhouse   1993 - 2000

Education
DePaul University - Charles H. Kellstadt Graduate School of Business   1998 — 2003
MBA, Management

Lake Forest College   1988 — 1992
BA, English Literature

David Ali David Ali Toronto, Canada Area Details
David Ali's TD Waterhouse Experience October 2000 - October 2003
Job President Dynamic Progressions Inc.
Industry Information Technology and Services
Experience
Dynamic Progressions Inc.   January 2011 - June 2014
Dynamic Progressions Inc   December 2009 - December 2010
Dynamic Progressions Inc   August 2008 - July 2009
Dynamic Progressions Inc   October 2007 - May 2008
Dynamic Progressions Inc   October 2006 - October 2007
Dynamic Progressions Inc   February 2006 - October 2006
IBM  October 2003 - October 2005
TD Waterhouse   October 2000 - October 2003
TD Waterhouse   November 1998 - October 2000
TD Evergreen  May 1998 - November 1998

Skills
IT Management, SDLC, Disaster Recovery, Business Analysis, Vendor Management, Virtualization, Leadership, VMware, Windows Server, ITIL, IT Operations, Windows, Active Directory, Requirements Gathering, Solution Architecture, Business Requirements, Project Management, Requirements Analysis, Software Documentation

Education
HDI   2005 — 2005
Helpdesk & ITIL Foundation

Ikon Education Services   1998 — 1998
MCSE Workstation

Ikon Education Services   1998 — 1998
MCSE Windows NT Server

Cleveland Institute of Electronics   1987 — 1990
Engineering Technician

National Technical School   1984 — 1986
Electronics Technology

Gary Fasano Gary Fasano Greater New York City Area Details
Gary Fasano's TD Waterhouse Experience July 2000 - January 2001
Job Sr Data Warehouse Architect at MetLife
Industry Insurance
Experience
MetLife  January 2001 - Present
TD Waterhouse   July 2000 - January 2001
Datanomics Consulting (within ATT)   March 1999 - July 2000
ATT  January 1989 - March 1999
ATT  January 1982 - January 1989

Education
City University of New York-Hunter College   1973 — 1977

Winston Balchand Winston Balchand Toronto, Canada Area Details
Winston Balchand's TD Waterhouse Experience 2004 - February 2008
Job Network and Telecommunications Professional in Markham, Ontario
Industry Telecommunications
Experience
TDSB  September 2008 - Present
TD Waterhouse   2004 - February 2008
OLG  2002 - March 2004
Rexel  2000 - 2001
PepsiCo, Inc.   1997 - 2000

Skills
VoIP, Telecommunications, Switches, WAN, Project Management, Routers, Troubleshooting, VPN, Wireless, Management, Wireless Networking, Visio, Business Strategy, Ethernet, Strategy, Avaya, Vendor Management, Networking, Business Analysis, SDLC, Telephony

Education
Concordia University   1972 — 1975
BA, Bio Geography

Concordia University   1971 — 1975
Bachelor of Arts (B.A.), Bio Geography

Yimin Wu, CFA Yimin Wu, CFA Greater Atlanta Area Details
Yimin Wu, CFA's TD Waterhouse Experience March 2004 - November 2005
Job Investment Professional
Industry Financial Services
Experience
Wells Fargo Bank  November 2005 - Present
TD Waterhouse   March 2004 - November 2005

Skills
Portfolio Management, Investments, Wealth Management, Financial Analysis, Asset Allocation, Derivatives, Risk Management, Banking, Investment Management, Equity Valuation, Retirement, Analysis, Equities, Alternative Investments, Asset Managment, Fixed Income, Financial Modeling, Financial Risk, Valuation

Education
University of Georgia - Terry College of Business   2010 — 2012
Master of Business Administration (MBA), Finance

Clemson University   1997 — 2001
Bachelor of Science (B.S.), Computer Engineering

Danikka Dillon Danikka Dillon Smithfield, Rhode Island Details
Danikka Dillon's TD Waterhouse Experience January 2000 - June 2001
Job Business Analysis Consultant at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments  August 2012 - Present
Fidelity Investments  June 2011 - August 2012
Fidelity Investments  March 2007 - June 2011
Fidelity Investments  April 2002 - March 2007
Fidelity Investments  September 2001 - April 2002
TD Waterhouse   January 2000 - June 2001

Skills
Series 7, Process Improvement, Project Management, Customer Service, Series 63, series 9/10, Business Analysis, Management, Program Management

Education
College of the Holy Cross   1996 — 1999
Bachelor of Arts (B.A.), Fine and Studio Arts

Fabio Colantuono Fabio Colantuono Greater New York City Area Details
Fabio Colantuono's TD Waterhouse Experience 1996 - 1997
Job Executive Director at JPMorgan Chase
Industry Investment Banking
Experience
J.P. Morgan   2012 - Present
JPMorgan  2008 - 2012
Bear Stearns  2007 - 2008
Bear Stearns  2003 - 2007
Bear Stearns  January 2000 - January 2003
Bear Stearns  1998 - 2000
Bear Stearns  1997 - 1998
TD Waterhouse   1996 - 1997

Education
City University of New York-College of Staten Island   1992 — 1996

Michelle Leblanc Michelle Leblanc Toronto, Canada Area Details
Michelle Leblanc's TD Waterhouse Experience October 1998 - July 2011
Job Experienced Financial Services and Administrative Professional
Industry Financial Services
Experience
TD Wealth Management  July 2011 - May 2015
TD Waterhouse   October 1998 - July 2011
TD  January 1997 - September 1998
TD  December 1995 - December 1996
TD  October 1994 - November 1995

Skills
Mutual Funds, Banking, Credit, Relationship Management, Operations, Risk Management, Manage Client..., Wealth Management, Investments, Financial Services, Customer Service, Securities, Retail Banking, Fixed Income, Equities, CRM, Finance

Education
Canadian Securities Institute   2009 — 2009
CSC, CPH

Durham College   1988 — 2001
Advertising Administration, Advertising and Marketing

Tom Avgoustakis Tom Avgoustakis Montreal, Canada Area Details
Tom Avgoustakis's TD Waterhouse Experience March 2003 - October 2005
Job Senior Analyst at CDS Clearing and Depository Services Inc
Industry Financial Services
Experience
CDS Clearing and Depository Services Inc   October 2005 - Present
TD Waterhouse   March 2003 - October 2005
TD Waterhouse Investor Services  June 1999 - March 2003

Education
Concordia University   1995 — 1998
Finace, Bachelor of Commerce

Dave Van Houten Dave Van Houten Greater New York City Area Details
Dave Van Houten's TD Waterhouse Experience 1998 - 2005
Job Director Operations Goverance and Control at E*TRADE Financial
Industry Financial Services
Experience
E*TRADE Financial  October 2013 - Present
Broadridge Financial Solutions  August 2012 - October 2013
Penson Financial Services  June 2005 - July 2012
Broadridge  2005 - 2007
TD Waterhouse   1998 - 2005
Registrar & Transfer Company  1996 - 1998
Registrar & Transfer Company  1996 - 1998
Pershing  1988 - 1996

Skills
Prime Brokerage, Mutual Funds, Securities Lending, Capital Markets, Banking, Commercial Banking, Middle Office, Derivatives, Global Custody, Credit Analysis, OFAC, Back Office, Equities, FINRA, Financial Services, Options, Trading

Education
Fordham University   1984 — 1986
Bachelor of Arts (B.A.), Communication and Media Studies

Rockland Community College   1982 — 1984
Associate of Arts (A.A.), Communication and Media Studies

Nanuet High School

Jordan Hershoran Jordan Hershoran London, Canada Area Details
Jordan Hershoran's TD Waterhouse Experience August 2002 - June 2005
Job Senior Property Accountant at Larlyn Property Management
Industry Accounting
Experience
Larlyn Property Management   June 2005 - Present
TD Waterhouse   August 2002 - June 2005

Education
Fanshawe College   2003 — 2011
CGA, Accounting

York University   2001 — 2002
BA, Economics

York University   1992 — 1996
HBA, Music

Jack Seed Jack Seed Greater Chicago Area Details
Jack Seed's TD Waterhouse Experience 1998 - 2001
Job Senior Manager, Risk Management
Industry Financial Services
Experience
E*TRADE Financial  December 2004 - Present
JPMorgan Chase  2002 - 2005
TD Waterhouse   1998 - 2001

Skills
FINRA, Trading, Trading Systems, Investments, Electronic Trading, Equities, Series 7, Options

Education
DePaul University
Commerce, Accounting

Joel Nunn Joel Nunn Greater San Diego Area Details
Joel Nunn's TD Waterhouse Experience 2000 - 2005
Job Securities Principal Shareholders Service Group
Industry Financial Services
Experience
Shareholders Service Group  June 2010 - Present
LPL Financial  August 2009 - June 2010
Financial Heritage Reverse Mortgage   November 2005 - August 2008
TD Ameritrade  January 1999 - March 2005
TDWaterhouse  2000 - 2005
TD Waterhouse   2000 - 2005
Jack White & Co.   1991 - 2000

Skills
Call Centers, Management, Sales, Training, Transaction Management, Coaching, Series 7

Education
Sonoma State University   1986 — 1988
BA, Finance

College of Marin   1984 — 1986

Tanya Kozlova MBA, CIM Tanya Kozlova MBA, CIM Toronto, Canada Area Details
Tanya Kozlova MBA, CIM's TD Waterhouse Experience August 2005 - August 2006
Job Senior Manager Operational Risk Management North American Credit Cards at TD
Industry Banking
Experience
TD  July 2014 - Present
TD  January 2013 - July 2014
TD Bank  May 2010 - December 2012
TD Asset Management  August 2006 - June 2010
TD Waterhouse   August 2005 - August 2006

Skills
Financial Risk, Risk Management, Enterprise Risk..., Operational Risk, Corporate Communications, Credit Risk, Capital Markets, Derivatives, Mutual Funds, Portfolio Management, Trading, Wealth Management, Investments, Risk Reporting, Risk Governance, Operational Risk..., Due Diligence

Education
Dalhousie University   2009 — 2012
Master, Business Administration, Financial Services

Canadian Securities Institute   1999 — 2011
Canadian Investment Manager (CIM), Investments and Securities

York University - Joseph E. Atkinson Faculty of Liberal and Professional Studies   2002 — 2005
Bachelor of Admin Studies, Hons Business

Humber College   1999 — 2002
Diploma, Business Administration

Mark Lavan Mark Lavan Greater New York City Area Details
Mark Lavan's TD Waterhouse Experience January 2001 - February 2002
Job Director, National Account Manager at Legg Mason & Co., LLC
Industry Financial Services
Experience
Legg Mason & Co., LLC   November 2012 - Present
Merrill Lynch  April 2007 - November 2012
Lord Abbett  February 2002 - April 2007
TD Waterhouse   January 2001 - February 2002

Education
Fordham University - Graduate School of Business Administration   2004 — 2006
MBA, Investment Management

University of Rhode Island   1996 — 2000
Bachelor of Science, Management Information Systems

Ron Wagnell Ron Wagnell Toronto, Canada Area Details
Ron Wagnell's TD Waterhouse Experience 2009 - 2011
Job Senior Business Analyst at Worldsource Financial Management
Industry Financial Services
Experience
Worldsource Financial Management  June 2011 - Present
TD Waterhouse   2009 - 2011
Dundee Securities  September 2004 - October 2008
Merrill Lynch  1997 - 2004

Skills
SQL, Brokerage, Securities, Equities, Wealth Management, Business Analysis, Compliance, Back Office, Fixed Income, Change Management, Mutual Funds, Portfolio Management, Bonds, Trading, Customer Service, Mergers, Investments, Process Improvement, Executive Management, Requirements Gathering, People Management, Financial Services, Management, Capital Markets, Risk Management, Finance, Business Requirements, Strategic Financial..., Banking

Education
Dawson College   1970 — 1971
Level 1 - Accounting, Accounting

Verdun High School   1966 — 1970

Dawson College
Accounting

Erik Schroeder Erik Schroeder Greater Chicago Area Details
Erik Schroeder's TD Waterhouse Experience 1999 - 2001
Job Project/Design Manager at Carl Stahl DecorCable
Industry Construction
Experience
Carl Stahl GmbH Worldwide Group   2009 - Present
Jones Lang LaSalle  2005 - 2009
TD Waterhouse   1999 - 2001
Regal Discount Securities   1996 - 1999
Rosenthal Collins Group  1995 - 1996
Oppenheimer & Co.   1993 - 1995

Skills
Procurement, Management, Leadership, Construction, Investments, Project Management, Budgets, Process Improvement, Vendor Management

Education
Illinois Institute of Technology   2002 — 2005
Masters, Architecture

Cornell College   1989 — 1993
BA, Economics and Business Administration

Nicole Graci Nicole Graci Greater New York City Area Details
Nicole Graci's TD Waterhouse Experience August 2000 - 2005
Job Lead Operations Analyst at E*TRADE Financial Corporation
Industry Financial Services
Experience
E*TRADE Financial Corporation  March 2015 - Present
E*TRADE Financial Corporation  September 2011 - February 2015
U.S. Census Bureau   2009 - 2010
Allegiance Security   2009 - 2010
BNY Mellon  2005 - 2008
TD Waterhouse   August 2000 - 2005

Skills
Microsoft Office, Customer Service, Public Speaking, Microsoft Excel, Research, Management, Microsoft Word, Leadership, Strategic Planning, Data Analysis, Product Development, Process Improvement

Education
City University of New York-John Jay College of Criminal Justice   1998 — 2000
Master of Arts (M.A.), Forensic Psychology

City University of New York-College of Staten Island   1993 — 1998
Bachelor of Arts (B.A.), Psychology

Shannon Munton Shannon Munton Greater St. Louis Area Details
Shannon Munton's TD Waterhouse Experience January 1995 - August 2000
Job VP of National Service Centers at Scottrade
Industry Financial Services
Experience
Scottrade  September 2000 - Present
TD Waterhouse   January 1995 - August 2000

Skills
Vendor Management, Process Improvement, Business Process..., Financial Services, Cross-functional Team..., Team Leadership, Customer Service, Call Center, Team Building, Business Analysis, Customer Satisfaction, Avaya, Customer Retention, Program Management, Operations Management, Strategic Planning, Business Strategy, Series 7, Series 63, Series 24, Series 9 & 10, Analysis, Banking, CRM

Education
Drake University   1997 — 1998

Southern Illinois University, Carbondale   1987 — 1992
BS, Aviation Managment

Costas Haralabopoulos Costas Haralabopoulos Montreal, Canada Area Details
Costas Haralabopoulos's TD Waterhouse Experience 1997 - 2001
Job Test Analyst at Montreal Exchange
Industry Financial Services
Experience
Montreal Exchange  July 2007 - Present
National Bank Financial  2006 - 2007
Concordia University  2003 - 2005
TD Waterhouse   1997 - 2001

Skills
Options, Futures, Repo, Clearing Houses, Derivatives, Fixed Income, Equities, Financial Markets, User Acceptance Testing, Testing, Trading, Securities, Equity Derivatives, Financial Risk, Repossessions, Banking, Trading Systems, Analysis, Agile Methodologies, Mutual Funds, Portfolio Management, Requirements Analysis, Corporate Actions, SDLC, Financial Services, Quality Assurance, Visio, Electronic Trading, Test Cases, Software Quality..., FX Options, Quality Center

Education
Concordia University   2002 — 2003
Certificate, Computer Programming

Concordia University   1993 — 1997
BComm, Finance

Viola Wang Viola Wang Toronto, Canada Area Details
Viola Wang's TD Waterhouse Experience November 2007 - December 2009
Job Investment Representative at TD Waterhouse
Industry Financial Services
Experience
TD Waterhouse   November 2007 - December 2009

Education
Teachers College of Columbia University   2010 — 2011
MA, Education Technology

York University   2003 — 2007
bachelor, Economics

York University - Joseph E. Atkinson Faculty of Liberal and Professional Studies   2003 — 2007
BA honors, Economics

Columbia University in the City of New York
MA, Education

James Owen, CFP James Owen, CFP Toronto, Canada Area Details
James Owen, CFP's TD Waterhouse Experience June 2009 - December 2012
Job Investment and Wealth Advisor, Financial Planner at RBC Dominion Securities
Industry Financial Services
Experience
RBC Dominion Securities  January 2013 - Present
TD Waterhouse   June 2009 - December 2012
TD Canada Trust  May 2007 - May 2009

Skills
Wealth Management, Retirement Planning, Wealth, Investment Advisory, Mutual Funds, Strategic Financial..., High Net Worth..., Investments, Wealth Management..., Risk Management, Retirement, Securities, Personal Financial..., Certified Financial..., Retirement Savings, Life Insurance, Critical Illness, Disability Insurance, Investment Strategies, Employee Benefits, Equities, Finance, Asset Allocation, Estate Planning, Financial Planning, Financial Advisory, Portfolio Management, Asset Management, Financial Services

Education
Dalhousie University   2001 — 2005
BA, Political Science, Canadian Studies

Canadian Securities Institute
Bachelor of Arts (BA), Political Science and Government

Stanley Sarli Stanley Sarli Poughkeepsie, New York Details
Stanley Sarli's TD Waterhouse Experience 2005 - 2006
Job Assistant Vice President, Business Service Manager, Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management  June 2013 - Present
Fidelity Investments  April 2006 - May 2013
TD Waterhouse   2005 - 2006

Skills
Mutual Funds, Series 63, Financial Services, Marketing Communications, FINRA, Securities, Wealth Management, Insurance, Equities, Investment Advisory

Education
Dutchess Community College
AS- Business Administration

Our Lady of Lourdes High School

Arnold Joe Arnold Joe Vancouver, Canada Area Details
Arnold Joe's TD Waterhouse Experience 1992 - 1995
Job Appraiser I at BC Assessment
Industry Real Estate
Experience
BC Assessment  December 2010 - Present
COLLIERS INTERNATIONAL  June 2009 - September 2009
FINNING INTERNATIONAL INC  2007 - June 2009
FINNING INTERNATIONAL INC  2000 - 2007
TORONTO DOMINION SECURITIES INC   January 1995 - January 2000
TD GREEN LINE INVESTOR SERVICES   January 1993 - January 1995
TD Waterhouse   1992 - 1995
Discount Stock Broker   January 1990 - January 1993

Education
Simon Fraser University   1982 — 1987
Bachelors, Business Administration; Finance & Marketing

burnaby north secondary

Douglas College

Ellen Keefe Ellen Keefe Greater New York City Area Details
Ellen Keefe's TD Waterhouse Experience 1998 - 2004
Job Vice President at Goldman Sachs
Industry Telecommunications
Experience
Goldman Sachs  July 2004 - Present
TD Waterhouse   1998 - 2004

Education
Columbia Engineering   1989 — 1993
BS, Chemical Engineering

Clarkson University   1988 — 1989

Krista Masleck Krista Masleck Calgary, Canada Area Details
Krista Masleck's TD Waterhouse Experience April 2009 - April 2012
Job JD Candidate, Thompson Rivers University
Industry Legal Services
Experience
Deloitte  April 2012 - August 2013
TD Waterhouse   April 2009 - April 2012
Ironstone Resources   April 2008 - April 2009

Skills
Quickbooks, Accounts Receivable, Spreadsheets, Accounting, Accounts Payable, Office Administration, Filing, Phone Skills, Microsoft Office, canadian securities..., Canadian Securities..., Access, Microsoft Excel, Microsoft Word, Customer Service

Education
Thompson Rivers University   2013 — 2016
Doctor of Law (JD), Law

DeVry Institute of Technology   2006 — 2009
Bachelor of Business Operations, Marketing

Annie Jay Annie Jay Toronto, Canada Area Details
Annie Jay's TD Waterhouse Experience 2004 - 2005
Job Experienced in full service brokerage operations, Operations Help Desk
Industry Financial Services
Experience
AIDS Committee of Toronto  1994 - Present
ScotiaMcLeod  May 2006 - February 2012
TD Waterhouse   2004 - 2005
TD Waterhouse   1994 - 2005
TD Bank Financial Group  1994 - 2005
TD Waterhouse   2001 - 2004
TD Waterhouse   August 1996 - July 2001
Dawson College  June 1980 - November 1990

Skills
Project Management, Event Planning, Event Management, Business Analysis, Project Planning, Fundraising, Vendor Management, SDLC, Management, Program Management, Leadership, Team Leadership, Change Management, Strategic Planning, Risk Management, Business Process..., Budgets, Training, Policy, Coaching, Nonprofits, Community Outreach, Public Speaking, Volunteer Management, Research, Time Management, Marketing Communications

Education
Ryerson University   2005 — 2009
Certificate, Project Management

Concordia University   1985 — 1987
DIA, Diploma in Institutional Administration - Education

Concordia University   1981 — 1985
BA, Library Studies

Dawson College   1977 — 1980
DEC, Commerce

Krishna Beharry Krishna Beharry Kitchener, Canada Area Details
Krishna Beharry's TD Waterhouse Experience 2000 - 2004
Job Portfolio Manager at Independent Accountants' Investment Counsel
Industry Investment Management
Experience
Independent Accountants' Investment Counsel   September 2005 - Present
Independent Accountants' Investment Counsel   August 2005 - March 2012
Independent Accountants' Investment Counsel   November 2005 - September 2009
TD Waterhouse   2000 - 2004

Education
Dalhousie University   1994 — 1998
Bachelor of Science (B.S.), Economics

LDSS

Barbara C Barbara C Toronto, Canada Area Details
Barbara C's TD Waterhouse Experience May 2000 - October 2002
Job Senior Compliance Officer, AML /ATF at Meridian Credit Union
Industry Financial Services
Experience
Meridian Credit Union  December 2014 - Present
HSBC Bank Canada, Financial Crime and Regulatory Compliance   February 2014 - December 2014
HSBC Bank Canada, Financial Crime Compliance- AML Investigations   October 2013 - February 2014
TDBG Global Compliance Department, Financial Intelligence Unit   July 2013 - September 2013
TDBG Global Compliance Department, Financial Intelligence Unit   March 2013 - June 2013
BMO Nesbitt Burns, Internal Controls Management   May 2007 - November 2012
BMO Nesbitt Burns, Asset Management   June 2004 - May 2007
TD Waterhouse   May 2000 - October 2002

Skills
Analytical Skills, Problem Solving, Communication, AML, Investments, Microsoft Office, Equities, Finance, Accounting, Teamwork, Organized Multi-tasker, Business Initiatives, Leadership, Derivatives, Options, Bloomberg, RIS, OASIS, DTC, CDS, Panagon, Document Direct, Directline, Banking, Anti Money Laundering, Business Analysis, Mutual Funds, Trading

Education
Canadian Securities Institute

George Brown College
Financial Investment, Certificate

Ryerson University
Bachelor of Commerce, Marketing Management and International Business

Brett Doan Brett Doan Greater New York City Area Details
Brett Doan's TD Waterhouse Experience May 2001 - March 2003
Job Fixed Income CAO at Jennison Associates LLC
Industry Financial Services
Experience
Jennison Associates LLC  September 2014 - Present
Bank of America Merrill Lynch  December 2010 - August 2014
Bank of America Merrill Lynch  June 2009 - December 2010
Merrill Lynch  July 2003 - June 2009
TD Waterhouse   May 2001 - March 2003
TD Waterhouse   September 1998 - May 2001

Skills
Derivatives, Risk Management, Financial Risk, Credit Risk, Corporate Finance, Operational Risk, Finance, FX Options, Market Risk, Business Analysis, Vendor Management, Trading, Fixed Income, Financial Modeling, Trading Systems, Strategy, Options, Management, Equities, Capital Markets, Investment Banking, Hedge Funds, Portfolio Management, Financial Markets

Education
Fordham University
M.B.A, Finance and Business Economics

Farmingdale State University of New York
Bachelor of Science (B.S.)

Binghamton University   1990 — 1993
Earned credits toward Bachelor of Science

Joseph Henry CFP® Joseph Henry CFP® Greater Chicago Area Details
Joseph Henry CFP®'s TD Waterhouse Experience June 1999 - 2003
Job Regional Vice President at Mercer Global Advisors
Industry Financial Services
Experience
Mercer Global Advisors  October 2014 - Present
TIAA-CREF  August 2005 - October 2014
Charles Schwab  February 2003 - July 2005
TD Waterhouse   June 1999 - 2003

Skills
Wealth Management, Wealth Management..., Series 7, Uniform Combined State..., Series 63, Asset Allocation, FINRA, Securities, Licensed to Sell..., Retirement Planning, 403 b, 401k Rollovers, Estate Planning, Education Funding, Job Coaching, Mutual Funds, 401k, Investment Advisory, Series 24, Series 6, Series 9 & 10, Life, Gifting Strategies, Mentoring, Retirement Income...

Education
Eastern Illinois University   1978 — 1982
BS, Finance

Edward Flanagan Edward Flanagan Greater New York City Area Details
Edward Flanagan's TD Waterhouse Experience July 2000 - May 2005
Job business initiative / shareholder services associate at MetLife
Industry Financial Services
Experience
MetLife  December 2013 - Present
Broadridge Financial Solutions  May 2005 - June 2013
ADP Clearing & Outsourcing   2005 - 2007
TD Waterhouse   July 2000 - May 2005
Credit Suisse First Boston  June 1994 - July 2000
Nippon Credit Bank Ltd   May 1988 - July 1994

Skills
Series 7, Securities, Back Office, Middle Office, Equities, Fixed Income, Options, Mutual Funds, FINRA, Corporate Actions, Derivatives, Banking, Settlement, Financial Services, Trading, Bonds, Bloomberg, Hedge Funds, Capital Markets, Investments, Financial Markets, FX Options, Investment Banking, Bloomberg Terminal, 17a-13, 15c3-1, 15c3-3, Account Reconciliation, Wealth Management, Alternative Investments, Asset Management, Financial Risk, Loans, Prime Brokerage, Operational Risk

Education
Fairfield University   1984 — 1988
BA, Economics

Fairfield University   1984 — 1988
Bachelor's degree, Economics

Michael Simioni, CFA, FRM Michael Simioni, CFA, FRM Montreal, Canada Area Details
Michael Simioni, CFA, FRM's TD Waterhouse Experience December 1996 - June 2005
Job Head of Trading & Operations at Sectoral Asset Management
Industry Investment Management
Experience
Sectoral Asset Management  June 2014 - Present
PWL Capital  April 2009 - May 2014
The Canadian Depository for Securities Limited (CDS)   2005 - 2009
TD Waterhouse   December 1996 - June 2005

Education
Concordia University   1993 — 1995
Bachelor of Commerce (B.Com.), Finance

christina favilla christina favilla Greater New York City Area Details
christina favilla's TD Waterhouse Experience February 2001 - March 2006
Job GE Capital Banking Executive
Industry Financial Services
Experience
GE Capital  February 2012 - Present
Discover  February 2006 - February 2012
TD Waterhouse   February 2001 - March 2006
Citibank  1997 - 2001

Education
Fordham Gabelli School of Business   1994 — 1997
MBA, Information Systems

Ben Balkaran, CFP® Ben Balkaran, CFP® Greater New York City Area Details
Ben Balkaran, CFP®'s TD Waterhouse Experience 1994 - 2002
Job CERTIFIED FINANCIAL PLANNER™ with Voya Financial Advisors, Inc.
Industry Financial Services
Experience
Voya Financial  March 2002 - Present
TD Waterhouse   1994 - 2002

Education
Fordham University   1990 — 1994
BS, Finance

Stephen Kinsey, CFA, CBV Stephen Kinsey, CFA, CBV Edmonton, Canada Area Details
Stephen Kinsey, CFA, CBV's TD Waterhouse Experience July 2006 - October 2010
Job Associate, Real Estate at Alberta Teachers' Retirement Fund Board
Industry Financial Services
Experience
Alberta Teachers' Retirement Fund Board  May 2014 - Present
Deloitte Canada  August 2013 - May 2014
Deloitte Canada  February 2011 - August 2013
TD Waterhouse   July 2006 - October 2010

Skills
Financial Modeling, Corporate Finance, Derivatives, Strategic Financial..., Investments, Valuation, Equities, Fixed Income, Capital Markets, Business Valuation

Education
CFA Institute   2008 — 2010

Canadian Institute of Chartered Business Valuators   2011 — 2013
Chartered Business Valuator Designation

Concordia University   2007 — 2010
MBA, Investment Management

University of Alberta   2004 — 2006
Bachelor of Commerce, Finance

Bill Janes Bill Janes Greater Chicago Area Details
Bill Janes's TD Waterhouse Experience June 1999 - November 2000
Job Operations Analyst at OM Securities, LLC./tradeMONSTER
Industry Financial Services
Experience
OM Securities, LLC.   August 2011 - Present
Terra Nova Financial  November 2000 - November 2010
TD Waterhouse   June 1999 - November 2000

Skills
Options, Equities, Securities, Trading Systems, Portfolio Management, Series 7, Alternative Investments, Trading, Derivatives, Equity Trading, Hedge Funds, Electronic Trading, Financial Markets, Back Office, FINRA, Series 63

Education
Eastern Illinois University   1996 — 1998
Environmental Biology, Spanish, Science, Spanish

Elise Brenner Elise Brenner Greater New York City Area Details
Elise Brenner's TD Waterhouse Experience March 2004 - August 2005
Job Financial Services Professional
Industry Financial Services
Experience
Bridge Financial Group an office of MetLife   October 2005 - March 2009
TD Waterhouse   March 2004 - August 2005
JP Morgan Chase & Co  October 2002 - March 2004
Richmond County Savings Bank  September 2001 - October 2002

Education
City University of New York-College of Staten Island   1996 — 2001
A.A., Liberal Arts

Shawn Levine, CFA Shawn Levine, CFA Toronto, Canada Area Details
Shawn Levine, CFA's TD Waterhouse Experience January 2010 - January 2012
Job Senior Analyst, Canadian Equities at TD Bank Group
Industry Investment Management
Experience
TD Bank Group  January 2012 - Present
TD Waterhouse   January 2010 - January 2012
TD  July 2007 - January 2010

Skills
Equities, ETFs, Portfolio Management, Fixed Income, Investments, Capital Markets, Financial Modeling, Bloomberg, Asset Management, Wealth Management, Equity Research, Valuation, Investment Strategies, Asset Allocation, Financial Analysis, Financial Markets

Education
Concordia University
Bachelor of Commerce, Finance

Royal West Academy

Smith Deborah Smith Deborah Toronto, Canada Area Details
Smith Deborah's TD Waterhouse Experience
Job Project Manager at TD Waterhouse
Industry Banking
Experience
TD Waterhouse  

Skills
Project Portfolio..., Software Project..., PMO, SDLC, Business Analysis, Banking, PMP, Project Delivery, Requirements Analysis, Project Management, Risk Management, Business Requirements, Governance, Stakeholder Management, Process Improvement, Requirements Gathering

Education
City University of Hong Kong   1991 — 1994
MBA

Christopher Larkman Christopher Larkman Montreal, Canada Area Details
Christopher Larkman's TD Waterhouse Experience March 2002 - September 2008
Job Intraday Specialist at TD Bank
Industry Investment Management
Experience
TD Bank- Enterprise Workforce Management   September 2008 - Present
TD Waterhouse   March 2002 - September 2008
TD Waterhouse   June 1999 - March 2002
TD Waterhouse   December 1996 - June 1999

Skills
Options, Investments, Equities, Wealth Management, Securities, Analysis, Management, Trading, Leadership, Fixed Income, Mutual Funds, Derivatives, Bonds, Equity Trading, Equity Derivatives, Investment Strategies, Financial Markets, Asset Allocation, Investment Management, Relationship Management, Investment Advisory, Market Risk, Financial Services, FX Options, Structured Products, Risk Management, Capital Markets, Equity Research

Education
Concordia University
B.Comm, Finance

Vanier College
DEC, Pure and Applied Science (Physics)

College Notre Dame

Paul Delsoin Paul Delsoin Greater New York City Area Details
Paul Delsoin's TD Waterhouse Experience 2001 - 2003
Job CoOwner at Chelsea & Company Construction Inc.
Industry Construction
Experience
Chelsea & Company Construction Inc.   2003 - Present
Kraze Access Media Inc.   2001 - 2006
TD Waterhouse   2001 - 2003
TD Waterhouse   1997 - 2001
Gruntal & Co  January 1995 - January 1997

Skills
Entrepreneur, Investments, Investors, Capital, Management Consulting, Construction, Entrepreneurship, Leadership, Management, Residential Homes, Contract Negotiation, Selling, Finance, Product Development, Real Estate, Strategic Planning, Sales, Customer Service, Budgets, Negotiation, Marketing

Education
LIU Post   1992 — 1994
BS, Finance/Sociology

Farmingdale State University of New York   1990 — 1992
Architectural Graphic Design

Kimberly Tudhope Kimberly Tudhope Toronto, Canada Area Details
Kimberly Tudhope's TD Waterhouse Experience March 1997 - January 2000
Job Senior Manager, Business Architect at TD Wealth Shared Services
Industry Banking
Experience
TD Wealth Shared Services   January 2014 - Present
TD Wealth Management  October 2011 - Present
TD Bank Group  1997 - October 2011
TD Waterhouse   March 1997 - January 2000
Richardson Greenshields of Canada Limited   November 1983 - 1997

Skills
Wealth Management, Financial Services, Securities, SDLC, Business Analysis, Equities, Risk Management, Trading, Project Management, Business Requirements, Project Portfolio..., Banking, Capital Markets, Management, Requirements Gathering, Financial Risk, Investments, Analysis, Mutual Funds, Portfolio Management, Retail Banking

Education
Fanshawe College   1980 — 1982
Paralegal

Nicholas Vaccaro Nicholas Vaccaro Greater New York City Area Details
Nicholas Vaccaro's TD Waterhouse Experience November 2003 - February 2004
Job FEATURES & TV COORDINATOR at CAPS Payroll
Industry Human Resources
Experience
CAPS Payroll  October 2014 - Present
Media-Services.com   2013 - Present
Local DC 37   June 2012 - September 2012
MSCI-Barra  August 2011 - January 2012
March of Dimes  June 2011 - August 2011
Swissre  February 2010 - April 2011
NY Mets Baseball   August 2010 - August 2010
LVI Services   January 2008 - March 2010
Crew Cuts Inc  July 2004 - December 2007
TD Waterhouse   November 2003 - February 2004

Skills
Payroll, Employee Relations, 401k, Compensation, Accounts Receivable, ADP, Payroll Processing, Benefits Administration, Ceridian, Employee Benefits, Spreadsheets, Benefits, Payroll Administration, ADP Payroll, Quickbooks, General Ledger, Excel, Garnishments, Word, Data Entry, Multi-state Payroll

Education
Fordham University
BS, Marketing

Melvin Rubio Melvin Rubio Miami, Florida Details
Melvin Rubio's TD Waterhouse Experience March 2006 - January 2008
Job Administrative Support
Industry Information Technology and Services
Experience
ABH Magazine   February 2009 - May 2011
TD Waterhouse   March 2006 - January 2008
Credit Lyonnais of America   October 2004 - March 2006

Skills
Electrical

Education
Florida International University
International Finance Management

Queensborough Comm. College
BA, Business Administration

Marcelo Miano Marcelo Miano Tampa/St. Petersburg, Florida Area Details
Marcelo Miano's TD Waterhouse Experience June 1999 - February 2001
Job Entrepreneur Healthcare Innovation
Industry Financial Services
Experience
E*TRADE Financial  June 2006 - Present
JP Morgan - BrownCo   February 2001 - June 2005
TD Waterhouse   June 1999 - February 2001

Skills
Derivatives, Series 7, Series 24, Series 63, Series 66

Education
University of Miami - School of Business   2004 — 2006
MBA, Marketing, Finance, Management

Columbus State University   1989 — 1994
Bachelor's, Real Estate Finance

Clarke Central Highschool   1985 — 1989

Aki Shimada Aki Shimada Lawrenceville, Georgia Details
Aki Shimada's TD Waterhouse Experience March 1996 - September 2000
Job Senior Branch Manager at Scottrade
Industry Financial Services
Experience
Scottrade  September 2000 - Present
TD Waterhouse   March 1996 - September 2000

Skills
Series 7, Series 24, Series 63, Options, Securities, FINRA, Financial Markets, ETFs, Customer Service, Microsoft Excel, Stocks, Retirement Planning, Bonds, Financial Services, Equities, Trading

Education
West Chester University of Pennsylvania   1993 — 1995
Bachelor of Science, Finance

Drexel University   1988 — 1992

Carl Scott II Carl Scott II Greater New York City Area Details
Carl Scott II's TD Waterhouse Experience September 2002 - June 2005
Job Associate at J. P. Morgan Chase
Industry Investment Banking
Experience
J. P. Morgan Chase   June 2005 - Present
TD Waterhouse   September 2002 - June 2005
Prudential Securities  October 1996 - December 2000

Skills
Mutual Funds, Securities, Equities, CRM, Options, Series 63, Management, Fixed Income, Prime Brokerage, Trading Systems

Education
Brooklyn College
BS, Computer Science

Shannon Egan Shannon Egan Greater Los Angeles Area Details
Shannon Egan's TD Waterhouse Experience 2001 - 2006
Job Senior Consultant at Interactive Data
Industry Financial Services
Experience
Interactive Data  April 2015 - Present
TD Waterhouse   2001 - 2006
Merrill lynch  1997 - 2001

Skills
Strategic Planning, Research, Financial Analysis, Fixed Income, Leadership, Management, Marketing, Portfolio Management, Project Planning, Public Speaking, Risk Management, Sales, Teaching, Team Leadership

Education
Florida State University   1995 — 1997
Bachelor’s Degree, Economics

University of North Florida   1993 — 1995
General Studies

curtis hope curtis hope Elizabeth, New Jersey Details
curtis hope's TD Waterhouse Experience 1997 - May 2005
Job Supervisor at Broadridge Financial Solutions
Industry Financial Services
Experience
Broadridge Financial Solutions  May 2005 - Present
TD Waterhouse   1997 - May 2005
Fidelity National Financial  February 1993 - 1997

Skills
Opening New Accounts, business process..., Supervisory Skills, Alternative Investments, Process Improvement, ACH Processing, Extensive KYC and...

Education
City University of New York-John Jay College of Criminal Justice

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