TD Waterhouse
TD Waterhouse is the brand used for a Canadian brokerage within Toronto–Dominion Bank. It was also formerly used for TD's American and British brokerages. TD's original brokerage, Greenline Investor Services, was established in 1984. Traded as: TSX: TD; NYSE: TD; S&P/TSX 60 component Headquarters: Toronto, Ontario, Canada Parent: Toronto–Dominion Bank
TD Waterhouse List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at TD Waterhouse. You can filter them based on skills, years of employment, job, education, department, and prior employment.
TD Waterhouse Salaries. You can even request information on how much does TD Waterhouse pay if you want to. Learn about salaries, pros and cons of working for TD Waterhouse directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
958 TD Waterhouse employees in database. Find out everything there's to know about TD Waterhouse employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
TD Waterhouse Employees
tradeMONSTER February 2013 - Present
JP Morgan Chase February 2007 - February 2013
JPMorgan Chase May 2004 - February 2007
Hold Brothers On-line Investment Services, LLC August 2003 - May 2004
Self Employed July 2001 - October 2002
TD Waterhouse November 2000 - July 2001
American National Bank June 1999 - November 2000
American National Bank May 1998 - June 1999
Merrill Lynch May 1995 - August 1996
Skills
Microsoft Excel, Banking, Equities, Finance, Portfolio Management, Leadership, Securities, Investments, Mutual Funds, Financial Services, Risk Management, Fixed Income, Asset Management, Series 7
Education
Illinois State University 1993 — 1998
Bachelors, Finance
Wheeling High School 1989 — 1993
Doctors Direct Insurance August 2015 - Present
Cunningham Group June 2009 - August 2015
Cunningham Group December 2007 - June 2009
Rothschild Investment Corp December 2005 - December 2007
Lind Waldock/REFCO Private Client Group November 2002 - November 2005
OptionsXpress August 2001 - May 2002
TD Waterhouse October 2000 - August 2001
Skills
Practice Management, Medical Malpractice, Retirement Planning, Options, Medical Practice..., Client Services, Customer Service, Series 7, Series 63, Casualty, FINRA, Life Insurance, Risk Management, Professional Liability, Sales, Liability, Commercial Insurance, Workers Compensation, Insurance, Legal Liability, Financial Services, Disability Insurance, Healthcare, Management, Underwriting, Strategic Financial..., Captives, Property & Casualty..., Employment Practices..., Casualty Insurance, Financial Planning
Education
Lewis University 1994 — 1997
Bachelor of Arts, English
Banque Nationale du Canada April 2012 - Present
TD Waterhouse January 2008 - May 2012
BMO Financial Group April 2006 - December 2007
National Bank of Canada September 1986 - March 2002
Skills
Wealth Management, Banking, Portfolio Management, Mutual Funds, Investments, Credit, Strategic Financial..., Retirement Planning
Education
CSI 2005 — 2005
CCVM, courtage en valeurs mobilières, CCVM
Institut québécois de la planification financière (IQPF) 2001 — 2001
IQPF, Planification financière
HEC Montréal 1981 — 1984
Bacc, Administration-Marketing
Collège Jean-de-Brébeuf 1978 — 1981
Coll.II + Sec.V
Penta Professional Staffing July 2010 - Present
Ajilon May 2004 - July 2010
Madison Liquidity July 2002 - May 2004
TD Waterhouse January 1999 - July 2002
Education
Iowa State University - College of Business 1994 — 1998
B.S. Business, Marketing
TD Waterhouse March 2006 - Present
TD Bank Group October 2004 - November 2005
Skills
Mortgage Lending, Credit, Banking, Residential Mortgages, Credit Analysis, Home Equity Lines of..., Retail Banking, Risk Management, Lines Of Credit, Small Business Lending, Mutual Funds, Refinance, Wealth Management, Portfolio Management, Loans, Investments, Commercial Banking, Credit Risk, Relationship Management, Consumer Lending
Education
McMaster University 1997 — 2001
BA, History, Economics
Celernus Investment Partners Inc. July 2012 - Present
Jones, Gable & Company Ltd. January 2003 - June 2012
Jones, Gable & Company Ltd. January 2003 - July 2011
TD Waterhouse 2000 - 2001
Skills
Investments, Asset Management, Equities, Securities, Trading, Options, Technical Analysis, Client Relations Skills, Investment Advisory, Asset Allocation, Mutual Funds, Asset Managment, Wealth Management, Investment Strategies, Alternative Investments, Capital Markets, Portfolio Management
Education
The University of Western Ontario - Huron University College 1997 — 2000
BA, Political Science
LPL Financial 2007 - August 2015
E*TRADE Financial Corporation February 2006 - October 2006
TD Waterhouse 1993 - 2006
Education
Louisiana State University 1988 — 1992
Bachelor’s Degree, Finance
Nanoleaf March 2015 - Present
Greater Toronto Marketing Alliance 2013 - Present
Queen's University May 2012 - June 2013
Municipal Affairs, Government of Alberta June 2011 - May 2012
TD Waterhouse January 2010 - March 2011
Government of Alberta January 2009 - April 2009
Skills
Real Estate, Public Policy, Equity Trading, Strategic Planning, Social Networking, Analysis, Policy, Qualitative Research, Business Strategy, Business Development, Strategy, Research, Leadership, Investments, Budgets
Education
Queen's University 2012 — 2013
Master of Business Administration (MBA)
Grant Macewan University 2005 — 2009
Bachelor of Arts (B.A.), Economics
TD Waterhouse July 2012 - Present
Tri-Stucco Contractors March 2011 - February 2012
Skills
Bloomberg, Financial Modeling, Financial Analysis, Equities, Portfolio Management, Investments, Fixed Income, Economics, Mutual Funds, Derivatives, Valuation, Banking
Education
McMaster University 2006 — 2011
B.A, Economics
The Mutual Fund Store July 2012 - Present
The Mutual Fund Store September 2008 - July 2012
First Command Financial Services, Inc. 2007 - 2008
Waddell & Reed March 2005 - December 2007
Quick and Reilly 1993 - 1999
TD Waterhouse 1988 - 1993
Skills
Contract Negotiation, Business Process..., Finance, Corporate Actions, Retail Banking, Mutual Funds, Securities, Investments, Financial Services, Strategic Financial..., Investment Advisory, Financial Advisory, Portfolio Management, Wealth Management, Management, Retirement, Asset Allocation, Relationship Management, FINRA, Retirement Planning
Education
Kent State University 1982 — 1986
Northmont
The Ohio State University
United Nations September 2013 - Present
CrowdMax June 2012 - September 2013
Bell Canada June 2010 - June 2012
Accenture May 2008 - June 2010
TD Waterhouse October 2003 - July 2006
Skills
Business Analysis, Financial Modeling, Financial Analysis, Strategic Financial..., Financial Forecasting, Banking, Fixed Income, Change Management, Relationship Management, Strategic Planning, Financial Reporting, Managerial Finance, Leadership, Finance, Wealth Management, Investments, Forecasting, Risk Management, Corporate Finance, Analysis, Strategy, Management Consulting, Financial Risk, Financial Accounting, Accounting, Business Process...
Education
York University - Schulich School of Business 2006 — 2007
MBA, Strategic Management & Marketing
McGill University 1999 — 2003
Bachelor of Commerce, Finance & Economics
TD Waterhouse January 2014 - Present
TD Canada Trust January 2013 - December 2013
Pandora Jewelry Ltd. September 2012 - December 2012
Pandora Jewelry Ltd. April 2011 - August 2011
Pandora Jewelry Ltd. April 2010 - August 2010
Skills
Teamwork, Finance, Analysis, Customer Service, Management, Financial Accounting, Leadership, Social Media, Accounting, Sales, Budgets, Financial Analysis, Retail Banking
Education
CFA Institute
Chartered Financial Analyst - Level 1 Candidate
The Canadian Securities Institute
Wealth Management Essentials (WME)
The Canadian Securities Institute
Conduct and Practices Handbook (CPH)
The Canadian Securities Institute
Canadian Securities Course (CSC)
The University of Western Ontario - Huron University College 2008 — 2012
Bachelor of Arts (B.A), Honours Specialization Political Science, Minor History
Trinity College School 2001 — 2008
Ontario Secondary School Diploma
ScotiaMcLeod January 2013 - Present
Qtrade Financial Group November 2011 - January 2013
TD Bank Group May 2010 - November 2011
TD Waterhouse October 2006 - May 2010
TD Waterhouse September 2005 - October 2006
ScotiaMcLeod April 2000 - September 2005
Canadian Western Bank Group 1994 - 2000
Skills
Thomson One, IBM (ISM) / OSS, Vantage CMS (Xeye), NaviPlan Extended, MS Office 2007 / 2010, WebEx, Dataphile, Univeris, ADP, ACT, Maximizer, Wealth Management, Thompson One, Mutual Funds, Strategic Financial..., Investments, CMS, Retirement Planning
Education
Canadian Institute of Financial Planning 2012 — 2013
Registered Retirement Consultant
Canadian Securities Institute 2000 — 2008
FMA, Investments
Kwantlen University College 1997 — 1999
General Studies
Wells Fargo Bank, N.A. July 2014 - Present
Wells Fargo Bank, N.A. August 2012 - July 2014
Wells Fargo Capital Finance February 2010 - August 2012
Wells Fargo Bank, N.A. October 2009 - February 2010
Wells Fargo Foothill October 2006 - October 2009
TD Waterhouse December 2004 - September 2006
Skills
Credit Analysis, Financial Modeling, Portfolio Management, Financial Analysis, Banking, Loans, Credit, Corporate Finance, Due Diligence, Finance, Capital Markets, Private Equity, Financial Structuring, Commercial Lending, Asset Based Lending, Commercial Banking, Valuation, Investments, Treasury Management, Loan Origination, Underwriting, Mergers & Acquisitions, Investment Banking, Cash Management, Hedge Funds, Accounting, Commercial Real Estate, Interest Rate...
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2007 — 2009
Master of Business Administration (M.B.A.), Finance
Johnson & Wales University 1999 — 2003
Bachelor's Degree, Financial Services Management
Sealtec Industries April 2007 - Present
Montroyal Elementary 2012 - 2015
Qtrade Financial Group January 2000 - March 2007
TD Waterhouse 1996 - 2000
Skills
Sales, Sales Management, New Business Development, Marketing Strategy, Strategic Planning, Business Development, Investments, Business Strategy, Mutual Funds, Budgets, Wealth Management, Customer Service, Management, Negotiation, Account Management, Strategic Financial..., Asset Management, Portfolio Management, Business Planning, Team Leadership, Risk Management
Education
McGill University 1986 — 1989
B.A. Economics, Economics
Marianopolis College 1984 — 1986
Commerce Degree, Business
Miss Edgars & Miss Cramps 1980 — 1984
High School Diploma
Barclay’s Capital June 2012 - August 2012
Credit Suisse February 2012 - May 2012
Christian Brothers Investment Services August 2005 - November 2011
IBM/LPL Financial–Independent and institutional investment advisors servicer and custom clearing pro June 2011 - August 2011
TD Waterhouse April 2004 - May 2004
Skills
Management Consulting, Business Analysis, Information Architecture, SQL, Customer Relations, Risk Management, Requirements Analysis, SDLC, Requirements Gathering, Visio, Agile, Process Engineering, User Acceptance Testing, Business Requirements, Microsoft Office, Excel, Quality Assurance, Business Planning, Data Warehousing, Testing, Business Intelligence, Asset Management, Systems Analysis, Change Management, Business Process, Process Improvement, Integration, Program Management, SQL Server, Software Project..., Documentation, IT Strategy, MS Project, Analysis, Business Process..., Word, Access, Gap Analysis, Waterfall, Data Modeling, Customer Service, Application Design, Outlook, Databases, Scrum, RUP, Data Analysis, Agile Methodologies, Vendor Management, SharePoint
Education
McGill University 1976 — 1979
Bachelor of Commerce, Management Information System
Goldman Sachs July 2014 - June 2015
Georgetown University August 2010 - May 2014
Georgetown Social Innovation and Public Service Fund April 2012 - March 2014
Goldman Sachs May 2013 - August 2013
One World Youth Project November 2011 - November 2012
Georgetown International Relations Club April 2011 - May 2012
TD Waterhouse June 2011 - September 2011
United States Holocaust Memorial Museum January 2011 - June 2011
Skills
Fundraising, Event Planning, Research, Public Speaking, Grant Writing, Social Media, Editing, PowerPoint, Microsoft Office, International Relations, Creative Writing, Spanish, Policy Analysis, Public Policy
Education
New York University School of Law 2015 — 2018
Doctor of Law (J.D.)
Georgetown University 2010 — 2014
Bachelor of Arts, Government/History
St. Paul's High School 2006 — 2010
Dundee Capital Markets October 2012 - Present
Scotiabank January 2012 - October 2012
Scotiabank - Information Technology & Solutions September 2008 - January 2012
Dundee Securities Corp 2006 - 2008
TD Bank March 1989 - March 2006
TD Bank Financial Group January 1989 - January 2006
Purolator Courier Ltd 2006 - 2006
Enterprise Supplier Management 1989 - 2006
TD Waterhouse January 2000 - January 2003
TD Bank January 1989 - January 2000
Skills
SDLC, Vendor Management, Program Management, Strategy, PMO, Contract Negotiation, Service Providers, IT Management, Outsourcing, Business Analysis, Risk Management, Business Process..., Business Process, Performance Management, Financial Services, IT Outsourcing, Service Management, Governance, Mutual Funds, Banking, Information Technology, Management, Call Centers, Service Delivery, Wealth Management, Requirements Gathering, Incident Management, Team Building, Change Management, Software Documentation
Education
The Open Group 2011 — 2011
TOGAF 9 Certification, Enterprise Arcitecture
Ryerson University 2000 — 2004
Certificate, Telecommunications Management
Certified General Accountant 1984 — 1988
CGA, Financial Management
McGill University
BA, Economics & Business
McGill University
B.A, Industrial Relations and Economics
Guardian Life Insurance Company of America July 2014 - Present
The Institute for Management Studies 2010 - Present
Guardian Life Insurance Company of America 2009 - June 2014
Guardian Life Insurance Company of America 2005 - 2009
TD Waterhouse 2003 - 2005
Bookspan 2002 - 2003
Goldman Sachs 2000 - 2001
Skills
Succession Planning, Talent Management, Employee Engagement, Performance Management, Change Management, Needs Analysis, Vendor Management, Project Management, Leadership Development, Coaching, Behavioral Interviewing, Organizational...
Education
Hofstra University 1998 — 2000
MA, Industrial/Organizational Psychology
Hofstra University 1994 — 1998
BA, Psychology & Marketing
Interward Asset Management August 2013 - Present
King Business Solutions April 2009 - August 2013
MicroSkills January 2012 - June 2014
Bayshore Asset Management Inc. January 2008 - April 2009
Bayshore Capital Inc. January 1996 - December 2007
RPM Technologies January 1996 - December 2007
TD Waterhouse March 2000 - April 2001
Coopers & Lybrand 1993 - 1996
Skills
Canadian GAAP, Financial Accounting, IFRS, Consolidated Financial..., Foreign Currency..., Fund Accounting, Internal Controls, Cash Flow, Financial Statements, QuickBooks
Education
Adler School of Professional Coaching 2007 — 2010
ATC, Adler Trained Coach
McMaster University 1987 — 1991
Hons. B. Comm, Finance, Accounting
Oakville Trafalgar High School 1983 — 1987
St. Mildreds Lightbourn School 1976 — 1987
DiscoverHalton.com August 2012 - Present
DiscoverMilton.com November 2008 - Present
Business Ninja Inc September 2008 - Present
Mighty Cloud Communications March 2011 - August 2012
takeitandgo.ca June 2010 - August 2012
Milton Business Cards February 2010 - August 2012
Perklicious Inc January 2010 - August 2012
TD Waterhouse December 2005 - November 2008
TD Waterhouse April 1999 - December 2005
Future Shop October 1999 - December 2001
Skills
Digital Marketing, Social Media Marketing, Business Planning, Online Marketing, Online Advertising, Entrepreneurship, Brand Development, Strategy, Marketing, Marketing Strategy, Website Development, Strategic Planning, CRM, Advertising, Project Management, Search Advertising, Digital Media, Strategic Financial..., Social Media Consulting, Business Development, Mass Email Marketing, Mobile Advertising, Recruiting, Creative Direction, Mobile Marketing, Business Relationship..., Website Promotion, Website Monetization, Print Management, Business Strategy, SEO, SEM, Social Networking, PPC, Digital Strategy, Start-ups, Social Media Measurement, Lead Generation, Web Marketing, Email Marketing, E-commerce, Web Analytics, Google Adwords, Conversion Optimization, Affiliate Marketing, Google Analytics, Organic Search, B2B Marketing, Consulting, Brand Awareness
Education
Landmark Education 2011 — 2012
Landmark Forum
Sheridan College 1993 — 1996
Business, Marketing, Economics, advertising, Computers
TD July 2014 - Present
TD June 2012 - July 2014
Rocca Trade April 2010 - April 2012
TD November 2006 - May 2009
TD Wealth Management November 2002 - October 2006
TD Waterhouse May 2001 - October 2002
TD Waterhouse August 2000 - May 2001
TD Waterhouse Discount Brokerage August 1997 - August 2000
Skills
Consulting, Investments, Options, Banking, Securities, Learning Management..., Business Analysis, Financial Analysis, Equities, Relationship Management, Instructional Design, Leadership
Education
Laurentian University/Université Laurentienne 1983 — 1987
Arts, Economics
McMaster University 1984 — 1985
TD Securities Technology Solutions December 2011 - Present
TD Securities May 2008 - December 2011
TD Waterhouse March 2005 - May 2008
TD Wealth Management Technology Solutions 2005 - 2008
TD Bank Financial Group January 2000 - March 2005
TD Waterhouse Investor Services November 1997 - January 2000
Standard Chartered Bank Pakistan Limited 1992 - 1995
Skills
Banking, Budgeting, Disaster Recovery, Incident Management, Business Analysis, Business Process..., Risk Management, SDLC, Vendor Management, Process Improvement, People Management, Change Management, Compliance, Access, Analysis, Problem Solving, Microsoft Office, Team Building, IT Management, Testing, Customer Service, User Acceptance Testing, Project Planning, Systems Analysis, Documentation, Coaching, Team Leadership, Solution Design, Business Requirements, Customer Relations, Vendor Relations, Service Management, Business Continuity, IT Operations, Project Implementation, Wealth Management, Software Documentation, Management, Requirements Gathering, Business Process, Requirements Analysis, Team Management, Governance, Information Technology, System Administration, IT Audit, Financial Services, IT Service Management, Project Management, Back Office
Education
Karachi University 1988 — 1992
BComm, Accounting
St. Paul's English High School 1976 — 1987
O'Levels, Accounting
Brown Brothers Harriman September 2014 - Present
Coca-Cola Amatil August 2013 - December 2013
TD Waterhouse June 2013 - December 2013
Manchester United September 2012 - December 2012
Pool Personnel Inc. June 2007 - June 2012
My UniUni September 2011 - December 2011
Skills
Microsoft Office, Microsoft Word, PowerPoint, Critical Thinking, Time Management, Creative Problem Solving, Red Cross Certified, First Aid, AED, Highly personable, Always Punctual, Non-profit Volunteer, Soccer, Minitab, Public Speaking, Social Media, Research
Education
McGill University 2010 — 2014
Bachelor of Commerce (B.Com.), Finance
University of Melbourne 2013 — 2013
Bachelor of Commerce (B.Com.), Finance
MSNBC February 2014 - Present
CNBC August 2011 - February 2014
The New York Stock Exchange January 2007 - October 2010
United States Army Reserve- Joliet, Illinois September 2001 - October 2009
National Stock Exchange November 2004 - March 2006
Morgan Stanley June 2001 - June 2002
TD Waterhouse September 2000 - June 2001
Cook County State's Attorney's Office May 1998 - September 2000
Skills
Research, Producing, Project Management, Marketing Communications, Social Media, Writing, Politics, Sports, Analysis, Investigative Reporting, Financial Markets, Organization, Investigation, Field Producing, Television Producing, Producing Documentaries, Editing, News Writing, Broadcast, Storytelling
Education
Illinois State University 2003 — 2004
Business, Financial
Illinois State University 1996 — 2000
Communication, Journalism
TD October 2014 - Present
TD Canada Trust Credit Cards September 2013 - September 2014
TD Bank Group September 2010 - April 2012
TD Bank Group January 2009 - September 2010
TD Waterhouse 2007 - 2008
TD Bank Group 2004 - 2006
TD Canada Trust 2002 - 2004
TD 1997 - 2002
Skills
Strategy, Business Acumen, Team Leadership, Financial Results, Retail Banking
Education
Harvard Business School 2011 — 2011
Businss Leadership Course
University of Toronto 1990 — 1994
Honours Degree, Political Science and Government
BlueCrest Capital Management, LLP July 2014 - April 2015
Ontario Teachers' Pension Plan April 2006 - June 2014
Ontario Teachers' Pension Plan April 2004 - April 2006
TD Waterhouse October 1998 - June 2002
TD Waterhouse December 1996 - October 1998
Skills
Portfolios, Options, Fixed Income, Bonds, Swaptions, Asset Swaps, G10 Cross Currency Rates, Relative Value Fixed..., Portable Alpha, Rate and Bond Futures, Provincial Bonds, Option Strategies, Volatility, Economics, Portfolio Management, Swaps, Options Strategies, Relative Value, Currency, Trading Strategies, Trading, Investment Management, Futures, Rates, Interest Rate..., Bloomberg, Derivatives, Provincial, Capital Markets, Investments, FX Options, Hedging, Financial Markets, Mutual Funds, Structured Products, Banking, Equity Research, Market Risk, Chartered Financial..., Finance, Global Macro, Quantitative Analytics, Asset Allocation
Education
Richard Ivey School of Business 2002 — 2004
MBA, Finance
University of Victoria 1991 — 1995
BA, Economics, Political Science
Terra Nova Financial February 2004 - November 2010
Bank One Securities August 2003 - February 2004
Quick & Reilly April 2002 - August 2003
TD Waterhouse 2000 - 2001
Skills
Financial Risk, Equities, Options, Trading, Securities, Trading Systems, Series 7, Risk Management, Investments
Education
Iowa State University 1987 — 1992
B.S., History and English
The Carlton Hotel June 2011 - Present
The Best Western President Hotel At Times Square January 2008 - June 2011
Night Hotel October 2006 - February 2008
Hotel Giraffe June 2002 - October 2006
TD Waterhouse 2000 - 2002
Skills
Hotels, Resorts, Sales, Luxury, Hotel Management, Hospitality, Event Management, Training, Hospitality Management, Event Planning, Meeting Planning, Food & Beverage
Education
Kingsborough Community College 1993 — 1994
Ivanhoé Cambridge June 2015 - Present
Ivanhoé Cambridge June 2014 - June 2015
Ivanhoé Cambridge May 2012 - May 2014
Ivanhoé Cambridge July 2013 - December 2013
TD Waterhouse January 2006 - December 2010
Employee Experience Workgroup, TD Waterhouse January 2007 - April 2010
GA & Associates September 2009 - December 2009
The Vanguard PR July 2008 - February 2009
Education
John T. Riordan School for Retail Real Estate Professionals
Marketing II
MacEwan University
Public Relations Diploma
University of Alberta
Bachelor’s Degree, Economics and Latin American Studies
State Farm Insurance January 2006 - Present
State Farm Insurance 2002 - 2004
TD Waterhouse 1999 - 2002
Skills
Life Insurance, Insurance, Health Insurance, Employment Practices..., Whole Life, Fixed Annuities, Long-term Care, General Insurance, Retirement Planning, IRAs, Casualty, Term Life Insurance, Retirement, Legal Liability, Property & Casualty..., Disability Insurance, Strategic Financial..., Financial Services, Homeowners, Umbrella Insurance, Professional Liability, Liability, Motorcycle, Workers Compensation, Commercial Insurance, Universal Life, Renters, Estate Planning, Underwriting, Claim, Financial Planning, Annuities, Business Insurance, Casualty Insurance
Education
La Roche College 1988 — 1992
Bachelor of Science, Finance
North HIlls High School 1984 — 1988
High School
TD Wealth Management November 2010 - Present
TD Waterhouse July 1998 - October 2010
Conestoga College Institute of Technology and Advanced Learning May 2008 - August 2008
Skills
Wealth Management, Investments, Mutual Funds, Financial Analysis
Education
McMaster University
Bachelor of Commerce
Accenture December 2011 - Present
Medco August 2010 - November 2011
TD Bank April 2007 - September 2010
TD Waterhouse July 2002 - March 2007
TD Waterhouse March 2000 - June 2002
ADC October 1998 - November 1999
TD Waterhouse April 1998 - September 1998
Midland Walwyn July 1997 - March 1998
Skills
Business Process Design, Data Modeling, UML, Process Modeling, Workshop Facilitation, Pega PRPC, SDLC, SOA, Websphere, Requirements Analysis, Java Enterprise Edition, Weblogic, Oracle, Business Process..., Web Services, Solution Architecture, Business Analysis, Process Improvement, Testing, Systems Analysis, Business Process..., Java
Education
Institute of Business Administration 1990 — 1992
MBA (MIS), Business and MIS
Center for Computer Studies 1984 — 1985
PGD Sys Analysis & Design, IT
Happy Dale School 1969 — 1978
Matric, Primary
Deutsche Bank July 2014 - September 2015
Self Employed February 2014 - July 2014
Millennium Partners April 2012 - February 2014
Deutsche Bank Securities Inc August 2011 - March 2012
Deutsche Bank July 2006 - July 2011
Bear Stearns July 2005 - July 2006
Pershing LLC March 2004 - June 2005
TD Waterhouse July 2000 - June 2004
Skills
Banking, Bonds, Commodity, Derivatives, Equities, FX Options, Fixed Income, Hedge Funds, Investments, Options, Risk Management, Trading, Financial Risk, Financial Services, Mutual Funds, Finance, Settlement, Securities, Trading Systems, Equity Derivatives, Series 7, FINRA, Series 63, Financial Markets, Electronic Trading, Cash Management, Hedging, Collateral Management, Currency, Interest Rate..., Relationship Management, Commodity Markets, Treasury, Back Office, Foreign Exchange, Middle Office, Swaps, Funding, Equity Trading, ETFs, Investment Management, Credit Derivatives, SWIFT payments
Education
Long Island University
Bachelor's degree
Kingsborough Community College
Associates degree, Business Administration
TD Direct Investing September 2013 - Present
TD Bank Group May 2012 - February 2013
TD Waterhouse May 2011 - May 2012
TD Asset Management August 2010 - May 2011
TD Asset Management January 2009 - August 2009
TD Waterhouse Discount Brokerage 2007 - 2009
TD Waterhouse November 2006 - September 2007
Skills
Mutual Funds, Investments, Relationship Management, Derivatives, Options, Wealth Management, Fixed Income, Equities, Portfolio Management, Banking, Investment Strategies, Management, Retail Banking, Bloomberg, Credit, Trading, Investment Management, Securities, Capital Markets, Financial Markets, Electronic Trading, Bonds, Equity Trading, Equity Derivatives, Business Development, Financial Services
Education
University of Guelph 1997 — 2002
B.Sc., Mathematics
Canadian Securities Institute 2006 — 2009
University of Leipzig 2004 — 2005
Marigolds and Onions December 2013 - Present
Marigolds & Onions - Catering, Event Production August 2011 - November 2013
Pumpernickel's October 2009 - June 2011
Fab Concepts June 2006 - May 2009
Foggy Dew November 2003 - June 2006
Harbor Sports Grille June 2001 - November 2003
TD Waterhouse June 2000 - June 2001
TD Waterhouse June 1999 - June 2000
Skills
Customer Service, Food & Beverage, Menu Development, Catering, Meeting Planning, Hospitality, Restaurant Management, Budgets, Event Management, Sales, Event Planning, Microsoft Excel, Microsoft Office, Management, Leadership, Recruiting, Hotels, Training, Time Management, Customer Satisfaction, Social Media, Marketing, Social Media Marketing, Public Relations, Public Speaking
Education
King's University College 1995 — 1999
ACS, Organizational and Human Resources
Cardinal Carter Catholic High School
Cardinal Carter Catholic High School
TD Securities January 2014 - Present
Trillium Health Partners April 2007 - Present
TD Specialty Services May 2013 - December 2013
TD Waterhouse May 2011 - April 2013
Skills
Business Analysis, Project Management, Time Management, Finance, Process Improvement, Leadership, Securities Lending, Analysis, Risk Management, Microsoft Excel, Communication, Written & Oral..., Financial Analysis, Data Analysis, Teamwork, Capital Markets, Public Speaking, Motivational Speaking
Education
McMaster University 2007 — 2011
Bachelor of Arts (B.A.), Economics/French
TD Ameritrade March 2013 - Present
TD Ameritrade 2011 - March 2013
TD Ameritrade 2007 - 2010
TD Ameritrade 2006 - 2007
TD Waterhouse 2001 - 2005
Skills
Financial Services, Cross-functional Team..., Portfolio Management, Enterprise Architecture, Team Leadership, Operational Risk, Program Management, SDLC
Education
University of Massachusetts, Amherst 1992 — 1996
Bachelor of Arts, Economics, Japanese Language
Hokkaido University 1994 — 1994
Japanese Language Study
NBCN May 2015 - Present
National Bank Financial March 2010 - Present
TD Bank Group January 2006 - July 2009
TD Wealth Management January 2006 - June 2009
CIBC Wood Gundy March 2004 - December 2005
CIBC Wood Gundy April 2002 - March 2004
TD Waterhouse January 2002 - April 2002
Altamira Mutual Funds January 2001 - September 2001
Skills
People Management, Operations Management, Portfolio Management, Banking, Investments, Risk Management, Wealth Management, Financial Services, Management, Equities, Mutual Funds, Relationship Management, Finance
Education
CGA 2009 — 2012
Accounting
Canadian Securities Institute 2001 — 2008
CSC, CPH, DFC, OLC, PFP
Laurentian University/Université Laurentienne 1998 — 2001
TD Bank Group, TD Insurance April 2011 - Present
TD Wealth Management May 2010 - April 2011
PVM Event Planning & Corporate Communications June 2005 - June 2010
Junior League of Toronto November 2007 - September 2009
TD Waterhouse January 1998 - January 2002
TD Waterhouse November 1996 - July 1998
Skills
Leadership, Internal Communications, Employee Recognition, Employee Engagement, Rewards Programs, Management, Business Planning, Relationship Building, Strategic..., Team Building, Relationship Management, Incentive Programs, Program Management, Business Coaching, Financial Services, Budgets, Performance Management, Negotiation, Portfolio Management, Finance, Mutual Funds, Retail Banking, Banking, Strategic Financial..., Wealth Management, Fundraising, Credit Risk, CRM, Consumer Lending, Credit
Education
The University of Western Ontario - King's University College 1984 — 1987
BA, Economics
United States Cellular 2010 - Present
Taylor Nelson Sofres (TNS Global) 2006 - 2009
Raytheon 2005 - 2006
TD Waterhouse 1998 - 2002
Skills
Market Research, Data Analysis, Analysis, Research, Marketing Research, Microsoft Office, Microsoft Excel, Customer Insight, SPSS, PowerPoint, Excel, Financial Markets, Stratery, Data-driven, Highly versatile, Thinking Outside The Box, Idea Generation, Ad Hoc Reporting, Report Production, Collaboration, Technology, Analytic Reporting, Strategic Insights, Forecasting, Cognos, Access, Data Visualization, Business Strategy, Cellular Communications, Comlinkdata
Education
University of Illinois at Urbana-Champaign 2002 — 2004
MHRIR, Human Resources / Labor Relations
University of Illinois at Urbana-Champaign - College of Business 2002 — 2004
MBA, Marketing
Knox College 1993 — 1997
BA, Biochemistry (Honors)
Ameriprise Financial February 2002 - Present
Ameriprise Financial 2002 - 2014
American Express Financial Advisors February 2000 - February 2002
TD Waterhouse June 1999 - November 1999
Norwest Investment Management February 1998 - July 1999
Euro Brokers Incorporated New York, NY September 1987 - October 1997
Prudential Bache Securities New York June 1986 - August 1987
Skills
Equities, Series 63, Series 7, Financial Services, Analysis, Series 24, Mutual Funds, Project Management, Leadership, Securities, Investments, Relationship Management, Fixed Income, Wealth Management
Education
John Carroll University
Bachelor of Science-Managment
Sapphire Technologies July 2008 - Present
Allstate Insurance 2009 - 2009
Ajilon Consulting April 2006 - June 2008
Bank of America 2008 - 2008
HCSC 2007 - 2008
JP Morgan Chase November 2002 - April 2006
Bank One 2001 - 2005
TD Waterhouse 1999 - 2002
Skills
Project Management, CBCP, Disaster Recovery, PMP, SDLC, Vendor Management, Program Management, Software Documentation, Visio, PMO, Governance, Information Security, IT Strategy, Requirements Analysis, BC/DR, Business Analysis, Security, IT Management, ITIL, Project Portfolio..., IT Service Management, Information Technology, Data Center, Resource Management
Education
Keller Graduate School of Management of DeVry University 1998 — 2003
MBA, Business Admin, Information Technology, Project Management
RBC March 2011 - January 2012
Zintex Inc. February 2008 - March 2011
Canaccord Capital August 2006 - February 2008
TD Waterhouse 2003 - March 2005
TD Waterhouse 1999 - February 2003
TD Waterhouse November 1997 - 1999
Skills
Portfolio Management, Mutual Funds, Investments, Research, Wealth Management, Investment Management, Retirement, Financial Services, Investment Advisory, Equities, Asset Allocation, Investment Strategies, Fixed Income, Bonds
Education
Canadian Securities Institute 1996 — 2002
George Brown College
2 Year Diploma
ICON International, Inc. March 2005 - Present
ICON International March 2005 - September 2013
Active International April 2001 - March 2005
TD Waterhouse August 1999 - April 2001
Skills
Media Buying, Negotiation, Magazines, Newspaper, Integrated Media, Team-oriented, Corporate Barter, Media, Teamwork, Supervising, Out of Home, Social Media, Digital Media, Marketing Communications, Investments, Media Research, Media Strategy, Newspapers, Social Media Marketing, New Media, Management, Team Leadership, Integrated Marketing, Digital Strategy, Interactive Marketing, comScore, Outdoor Advertising, Digital Marketing, Mobile Advertising, Mobile Marketing, Advertising
Education
Iona College
BA, Mass Communications
Clarkstown South HS 1991 — 1995
Groupe BELMON September 2014 - Present
Geniweb March 2014 - Present
TD Waterhouse February 2011 - October 2014
Gestion placements immobiliers January 1995 - 2014
Firme valeur mobilière canadiennes 2006 - February 2011
Bistro Cafka December 1997 - December 2008
Skills
Portfolio Management, Investissements, Gestion de liquidité, gestion d'actifs, Business Development, Strategic Financial..., Financial Analysis, Financial Advisory, Management, New Business Development, Entrepreneurial Finance, Entrepreneurship, Strategic Planning, Stratégie marketing, Stratégie commerciale, Finance, Communication marketing, Marketing
Education
1990 — 1994
BAA, Finance
Commonwealth Financial Systems August 2013 - July 2015
USCB Corporation July 2012 - December 2012
Combined Insurance United States September 2011 - October 2012
E*TRADE Financial Corporation March 2006 - September 2009
TD Waterhouse February 2005 - March 2006
Hewlett Investment Group August 2003 - September 2004
Skills
Financial Analysis, Banking, Credit, Risk Management, Customer Service, Community Service, Customer Relations, Third Party Collections, Relationship Management, Marketing, Trading, Electronic Trading..., Online Brokerage, Social Media, Mutual Funds, Financial Services, Fixed Income, Finance, Sales, Equities
Education
Lehigh University 1999 — 2003
Bachelor of Science in Business and Economics, Marketing
Abington Heights High School 1995 — 1999
Graduate.
Investment Planning Counsel December 2013 - Present
TD Waterhouse September 2011 - December 2013
BMO Nesbitt Burns April 2010 - September 2011
BMO Nesbitt Burns Kelowna November 2009 - April 2010
CIBC Asset Management February 2008 - July 2009
AIC Ltd April 2003 - January 2008
Skills
Investment Advisory, Wealth Management, Retirement Planning, Asset Allocation, Investment Strategies, Mutual Funds, Portfolio Management
Education
McMaster University 1997 — 2001
Bsc., Biology
Women of Influence Inc. 2005 - Present
TD Waterhouse 2000 - 2005
Skills
Marketing Communications, Public Relations, Marketing Strategy, Social Media Marketing, Social Media, Event Management, Marketing, Sponsorship, Leadership, Business Development, Strategic Planning, Digital Marketing, Gender Intelligence, Corporate Communications, Fundraising, Event Planning, Direct Marketing, Relationship Marketing, Public Speaking, Strategic Communications, Integrated Marketing, Social Networking, Media Relations, Online Advertising, Business Strategy, Strategy, Management, Internal Communications, Online Marketing, Entrepreneurship, Email Marketing, Digital Strategy, Advertising, Brand Management, Copywriting, Marketing Research, Press Releases, Blogging, Strategic Partnerships
Education
Queen's University School of Business 2008 — 2008
Certificate of Achievement, Finance Program
The University of Western Ontario - Huron University College 1996 — 2000
Honors BA, English Literature
St. George's School 1994 — 1996
High School
Branksome Hall 1989 — 1994
Robert Half Management Resources December 2014 - August 2015
Rabobank, N.A. August 2014 - November 2014
RS Investments July 2004 - October 2013
Smith Barney - Citigroup January 2003 - June 2004
Aflac June 2001 - July 2002
TD Waterhouse January 1996 - April 2001
Skills
Securities, Alternative Investments, Investment Management, Equities, Fixed Income, Asset Management, Series 7, Investment Compliance, Investments, Hedge Funds, Wealth Management, Options Strategies, Securities Regulation, Insurance, Strategic Financial..., FINRA, Series 4, Series 24, Series 9, Series 10, Multi-family Investment..., Residential Investment..., Asset Managment, Marketing Communications, Regulatory Compliance, Broker-Dealer, Mutual Funds, Private Equity, Registered Investment...
Education
Golden Gate University
Bachelor of Arts (B.A.), Business / Human Resource Management
easyfinancial Services 2014 - Present
Furtado Real Estate Investment September 2008 - July 2015
NCO Financial Systems September 2011 - November 2013
edCetra Training July 2007 - November 2011
Vonage October 2006 - July 2007
TD Waterhouse October 2005 - September 2006
NORAC September 2004 - October 2005
N.I.S January 1999 - September 2004
Skills
Process Improvement, Change Management, Customer Service, Team Management, Leadership, Project Management, Program Management, CRM, Team Leadership, Vendor Management, Management, Performance Management, Training, Outsourcing, Business Analysis
Education
Georgian College 2007 — 2008
Medicine
BSI 1996 — 1997
Computer Science
Mohawk College 1993 — 1996
Business/Commerce, General
AIG Advisor Group April 2015 - Present
Infosys McCamish Systems April 2014 - April 2015
Infosys McCamish Systems June 2012 - April 2014
Direct General Insurance December 2010 - June 2012
US Census Bureau 2009 - 2009
Citi Smith Barney November 2006 - December 2008
Stanford Group Company June 2006 - August 2006
Etrade Financial 2004 - 2006
AXA Advisors October 2003 - March 2004
TD Waterhouse 1996 - 2003
Skills
Life & Health Licenses, Series 65, RIAs, Portfolio Management, Financial Services, Series 7, Finance, Insurance, FINRA, Investment Management, Certified Financial..., Management, Leadership, Series 63, Retirement Planning, Wealth Management, Strategic Financial..., Securities, Banking, Strategic Planning, Mutual Funds, Investments, Asset Management, Financial Planning, Fixed Annuities, Fixed Income
Education
Georgia State University - J. Mack Robinson College of Business 2007 — 2010
MS, Personal Financial Planning
Mercer University - Stetson School of Business and Economics 2003 — 2005
MBA, Business
Morehouse College 1990 — 1995
BA, Business
Stratford Senior High 1986 — 1990
H.S. Diploma
Avectus Healthcare Solutions February 2013 - Present
Parallon Business Solutions September 2008 - January 2013
Premium Asset Recovery Corp. November 2004 - October 2008
Merchant Management January 2003 - October 2004
Phoenix Credit Solutions January 2001 - December 2002
TD Waterhouse 1998 - 2001
Skills
Revenue Cycle
Education
Illinois State University 1989 — 1994
BS
Self-employed Spokesmodel and Independent Sales ConsultantTerramina FashionsJanuary 2005 - Present
Flaunt Models Management January 2003 - Present
TD Waterhouse February 1999 - February 2003
Skills
Acquired Series 7 and 63, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Fashion Shows..., singer, actress, model coaching, Strategic Planning, Management, Public Relations, Nonprofits, Event Management, Sales, Adobe Creative Suite, Social Networking, Singing, Time Management, Social Media Marketing, Marketing Communications, Editing, Photography, Fashion, Public Speaking, French, Event Planning, Social Media, Creative Writing, Advertising, Online Marketing, Blogging, Customer Service, Coaching, Leadership, Retail, Merchandising, Research, Teaching, Team Building, Fundraising, Photoshop, Marketing, Press Releases, Marketing Strategy, Facebook
Education
Hampton University
BA, Political Science
Anderson Financial Consulting Inc. December 2011 - Present
TD Waterhouse November 2005 - December 2011
Skills
Strategic Financial..., Wealth Management, Estate Planning, Retirement Planning, Investment Strategies, Investment Advisory, Retirement, Portfolio Management, Wealth, Financial Advisory, Securities, Mutual Funds, Asset Allocation, Investments, Financial Planning, Bonds, Financial Services
Education
George Brown College 2004 — 2005
Financial Planning, Retirement, Investment, Tax & Estate Planning
University of Waterloo 1999 — 2004
Honours Science, Chemistry
Queen's School of Business January 2015 - Present
TD July 2013 - January 2015
TD June 2012 - August 2013
TD June 2010 - June 2012
TD Waterhouse November 2008 - 2010
McMaster University September 2007 - August 2008
Skills
Banking, Research, Business Analysis, Relationship Management, Mutual Funds, Credit, Financial Services, Retail Banking, Financial Analysis, Investments, Capital Markets, Portfolio Management, Risk Management, Bloomberg, Financial Modeling, Equities, Corporate Finance, Valuation, Collaborative Problem..., Problem Solving
Education
Queen's University 2015 — 2016
Master of Business Administration (MBA)
McMaster University 2007 — 2008
Master of Arts (M.A.), International Political Economy
Western University 2003 — 2007
Hon. BA, Political Science
Alameda Mortgage Corporation est. 1968 January 2015 - Present
Pacific Funding Group April 2014 - December 2014
Mason-McDuffie Mortgage October 2012 - April 2014
United Lending Partners, Inc April 2010 - October 2012
David White & Associates September 2009 - October 2010
Hilltop Financial Mortgage 2003 - 2009
Banc of America Securities 1999 - 2003
TD Waterhouse September 1995 - September 1999
Skills
Mortgage Lending, Real Estate, Investment Properties, FHA, Residential Mortgages, Valuation, First Time Home Buyers, Investments, Brokerage, Real Estate Development, Loans, Foreclosures, Condos, Mixed-use, New Home Building, New Custom Homes, Private Money, VA loans, Reverse Mortgages, Bridge Loans, Mortgage Banking, Real Estate Financing, Refinance, Real Estate Economics, FHA financing, Investors, Mortgage Underwriting, REO, USDA, Certified Mortgage..., Underwriting
Education
San Diego State University-California State University 1993 — 1995
Bachelor of Arts, Political Science
Long Beach City College 1990 — 1993
Associate Arts, Political Science
ADP April 2013 - April 2015
Philips July 2012 - April 2013
Bank of America September 2011 - April 2012
John Hancock Life Insurance Company (U.S.A.) March 2011 - August 2011
TD Waterhouse August 2010 - February 2011
Wells Fargo Advisors February 2004 - January 2011
Wachovia, A Wells Fargo Company 2004 - 2005
Metastorm 1997 - 2002
Skills
SDLC, Business Analysis, Requirements Gathering, Software Documentation, Testing, Risk Management, Business Intelligence, Project Management, Analysis, Management, Databases, Project Planning, Training, Process Improvement, Leadership
Education
Business Analysis/Business Process Management
George Mason University
BS, Biology
TD Waterhouse July 2012 - Present
HSBC Financial November 2008 - April 2013
HSBC Financial August 2005 - November 2008
Skills
Financial Analysis, Account Reconciliation, Bank Reconciliation, PeopleSoft, Budget, Journal Entries, Accruals, Accounts Payable, Investigation, Financial Reporting, Procedure Development, Data Analysis, Data Entry, Databases, Variance Analysis, Accounting, Auditing, Budgets, Credit Risk, Finance, General Ledger, Equities, Derivatives, Mutual Funds, Financial Services, Invoicing, Microsoft Excel
Education
CSI institute
Canadian securities course (CSC)
CSI institute
Derivatives Fundamentals and Options Licensing (DFOL)
CSI institute
Conduct and Practices Handbook (CPH)
McGill University 2005 — 2008
Bachelor of Commerce (B.Com.), Accounting and Finance
C.M.B.Canada Mortgage Brokers January 2014 - Present
Self Employed June 2010 - December 2013
TD Waterhouse December 2008 - April 2010
Etrade Canada (currently Scotiaitrade) February 2008 - December 2008
Mortgage Alliance May 2007 - February 2008
Capital Direct Lending February 2006 - April 2007
PCF Mortgages (CIBC Mortgages) January 2005 - January 2006
Skills
Mortgage Underwriting, Securities Trading, Consultative Selling, Mortgage Lending, Equities, Selling, Residential Mortgages, Credit, Investments, Commercial Mortgages, Refinance, Debt Consolidation, Mutual Funds, Credit Analysis, First Time Home Buyers, Credit Risk, Mortgage Marketing, Loans, Home Equity Lines of..., Real Estate Financing, Rates, Financial Services, Funding, Fixed Income, Options, Underwriting, Mortgage Banking, Building Relationships, Sales
Education
Canadian Securities Institute 1998 — 2008
CSC,CPH,OLC,DFC, Securities
McGill University 1989 — 1994
Certificate in Management, Management
McGill University 1989 — 1994
Certificate in Marketing, Marketing
Commonwealth Financial Systems August 2013 - Present
USCB Corporation July 2012 - December 2012
Combined Insurance September 2011 - October 2012
Citadel Broadcasting May 2011 - May 2011
E*TRADE Financial April 2007 - September 2009
Etrade Financial August 2006 - April 2007
E*TRADE Financial March 2006 - August 2006
TD Waterhouse February 2005 - March 2006
Hewlett Investments August 2003 - October 2004
Delaware Investments May 2002 - August 2002
Skills
Insurance, Accident, Health, General Insurance, Brokers, Agents, Investments, Trading
Education
Lehigh University 1999 — 2003
bachelor of science, marketing
Abington Heights High School
Canadian Tire October 2012 - Present
Canadian Tire July 2011 - Present
Canadian Tire Retail January 2010 - June 2011
Canadian Tire Retail September 2008 - December 2009
TD Waterhouse May 2007 - August 2007
Janssen-Ortho May 2006 - August 2006
Action Window Cleaning December 2004 - September 2005
Skills
Retail, Analysis, Analytics, Merchandising, Financial Analysis, Business Strategy, Problem Solving, Access, Excel, PowerPoint, Business Analysis
Education
Ivey Business School at Western University 2006 — 2008
HBA, Business Administration
Western University 2004 — 2008
HBA, Business Administration
CIBC November 2014 - Present
BMO Financial Group May 2014 - November 2014
TD Bank June 2009 - May 2014
TD Bank June 2005 - June 2009
TD Securities March 2004 - June 2005
TD Securities March 2002 - March 2004
TD Securities June 2001 - March 2002
TD Waterhouse May 2000 - May 2001
CIT 1999 - 1999
Skills
Derivatives, Fixed Income, Liquidity, ALM, Stress Testing, Funding, Market Risk, Liquidity Risk, FX Options, Capital Markets, Interest Rate Risk..., Credit Risk, Risk Management, Credit Derivatives, Treasury
Education
McMaster University 1997 — 2001
Hons B.A., Economics
TD Wealth Management May 2010 - December 2011
TD Waterhouse October 2005 - May 2010
TD Wealth Management 2000 - 2005
Skills
People Management, People Development, IIROC Branch Manager, Change Management, Wealth Management, Direct Investing, Contact Centre..., Team Building, Customer Service, Options, Conflict Resolution, Complex Problem Solving, Trading (Equities,..., Mutual Funds, Investments, Bonds, Call Center, Management, Securities, Trading, Investment Advisory, Equity Trading, Wealth, Equities, Call Centers, Derivatives, Strategic Financial..., Financial Services, Capital Markets, Risk Management, Banking, Fixed Income, Relationship Management, Portfolio Management, Strategy, Business Process..., Retail Banking, Financial Markets, Bloomberg, Leadership, Financial Risk, Investment Strategies
Education
York University 1988 — 1992
Bachelor of Arts
Canadian Securities Institute
The University of Western Ontario - Richard Ivey School of Business
Leadership Program - Build For the future
TD Securities June 2014 - Present
TD Securities February 2012 - June 2014
TD Waterhouse September 2011 - February 2012
TD Waterhouse May 2009 - September 2011
Skills
Corporate Events, Budgets, Event Management, Marketing Communications, Customer Service, Social Media Marketing, Public Relations, Hospitality
Education
Humber College 2009 — 2010
Certificate in Event Management, Event Managment
York University 2003 — 2007
Honours, Sociology and Geography
Credit Suisse September 2005 - Present
TD Waterhouse October 2001 - September 2005
Merck August 1996 - October 2001
AT&T May 1995 - August 1996
Wipro Technologies January 1992 - April 1995
Gujarat Steel Tubes Limited March 1991 - January 1992
Skills
Software Project..., CRM, Management, Requirements Analysis, Vendor Management, Business Analysis, SDLC, IT Strategy, Enterprise Architecture, Global Delivery, Trade Surveillance, Customer Suitability, MIS, Mantas, Surveillance, Actimize, Business Intelligence, Software Development, Oracle, Strategy, SOA, Testing, Databases, AML, Data Warehousing, Financial Services, Enterprise Software, Solution Architecture, Requirements Gathering, Sybase, Information Technology, Project Portfolio..., Financial Risk, PMP, PMO, Offshoring, Data Modeling, ETL, Trading Systems, Program Management, Integration, Business Requirements, Agile Project Management, Business Process, IT Management, Project Delivery, Agile Methodologies, ITIL, Data Migration
Education
Gujarat University 1988 — 1991
Masters
CIBC March 2011 - Present
CGI July 2010 - Present
TD Waterhouse July 2010 - February 2011
RBC December 2007 - July 2010
Aegon Canada January 2006 - November 2007
Watson Wyatt 2004 - 2006
Towers Perrin 2003 - 2004
Manulife Financial 1998 - 2002
Manulife Japan September 2000 - January 2001
Manulife Financial 1997 - 1998
Skills
User Experience, Information Architecture, Gap Analysis, Use Case Analysis, Process Improvement, Root Cause Analysis, Process Mapping, Flow Charts, Business Analysis, Teamwork, Business Process Mapping, Requirements Gathering, Quality Assurance, Business Intelligence, Analysis, Solution Architecture, SDLC, Requirements Analysis, Business Requirements, Business Process, Software Project..., Management, Leadership, Functional..., Systems Analysis, PMO, Business Process Design, Business Process..., Visio, IT Strategy, User Acceptance Testing
Education
University of Toronto - Woodsworth College 1994 — 1998
BA
George Brown College
International Foundation of Employee Benefit Plans
CEBS
Credit Suisse October 2009 - Present
Credit Suisse October 2007 - October 2009
Credit Suisse October 2005 - October 2007
Standard & Poors May 2004 - October 2005
TD Waterhouse September 2001 - May 2004
Merrill Lynch April 2000 - August 2001
Blackberry Technologies January 1999 - March 2000
Skills
Business Process..., Vendor Management, Auditing, Regulations, Software Development..., Business Analysis, Derivatives, Fixed Income, Investment Banking, SDLC, Equities, Capital Markets, Project Management, Program Management, Stakeholder Management, Risk Management, Banking, Financial Services, Portfolio Management, Relationship Management, Prime Brokerage, Middle Office, Governance, Financial Modeling, Trading, Operational Risk, Business Process..., IT Strategy, Project Delivery, Business Transformation, Structured Products, Bloomberg, Requirements Gathering, Trading Systems, Corporate Finance, Financial Markets, Valuation, Credit Derivatives, FX Options, Hedge Funds, Emerging Markets, Business Requirements, Private Banking, Asset Management, Operational Risk..., Management Consulting, Project Portfolio..., Financial Risk, Securities, PMO
Education
Jones International University 2004 — 2006
MBA, Finance
New York Institute of Technology-Old Westbury 1997 — 1999
BS, Computer Science
Scivantage January 2012 - Present
Scivantage December 2010 - January 2012
SciVantage November 2008 - December 2010
Scivantage June 2007 - November 2010
TD Ameritrade June 2006 - June 2007
Bank of America November 2005 - June 2006
TD Waterhouse June 2000 - June 2005
Skills
SDLC, User Acceptance Testing, Requirements Analysis, Business Analysis, Agile Methodologies, Quality Center, Testing, Requirements Gathering, SQL, XML, Software Project..., Unix, Visio, Software Development, Software Quality..., Scrum, Integration, Quality Assurance, Web Services, Oracle, Enterprise Architecture, Business Requirements, Databases, Agile Project Management, Web Applications, Test Planning, Business Intelligence, Back Office, SharePoint, PMO, Vendor Management, Trading Systems, Perl, MS Project, SOA, SaaS, Disaster Recovery, System Testing, Java, Java Enterprise Edition, Market Data, Business Process, Software Documentation, Cloud Computing, Enterprise Software, Test Management, JavaScript, Linux
Education
Iona College 1996 — 2000
BA, Computer and Information Sciences
Wells Fargo July 2015 - Present
HSBC Securites April 2006 - July 2015
TD Waterhouse July 2004 - March 2006
RBC Dain Raucher March 2002 - June 2004
Tucker Anthony Incorporated August 1993 - March 2002
Shearson Lehman Brothers May 1989 - July 1993
Skills
Series 4, Series 7, Series 8, Series 14, Series 63
Education
Hofstra University 1984 — 1988
Bachelor's Degree, Banking and Finance
JPMorgan Chase April 2013 - Present
JP Morgan Chase March 2004 - March 2013
J.P. Morgan March 2002 - March 2004
TD Waterhouse 1999 - 2002
Skills
CAMS, CFCS, Series 24, Series 7, Series 63, Private Banking, Portuguese
Education
Adelphi University
Bachelor of Arts (B.A.), Economics
Keller Graduate School of Management of DeVry University
MAFM, Accounting and Financial Management
Ground 2 Table May 2014 - Present
PhotoBin August 2011 - May 2014
Andrologica 2006 - December 2011
Underground Elephant November 2010 - August 2011
LandlordScreener.com August 2010 - August 2011
Direct EDI November 2007 - July 2008
Hookah Company January 2006 - December 2006
Avantce Capital May 2005 - August 2005
TD Waterhouse June 2003 - September 2003
Southern California Transplantation Institute May 2001 - August 2003
Skills
Django, Python, PHP, JavaScript, Git, MySQL, jQuery, CoffeeScript, PostgreSQL, Apache, Linux, MongoDB, Ruby, XML, CSS, LAMP, Cloud Computing, Web Applications, Zend Framework, Drupal, Ruby on Rails, E-commerce, Web Development, Databases, Management, REST, SQL
Education
Indiana University - Kelley School of Business
B.S., Double Majors in Computer Information Systems (CIS) and Finance
Torrey Pines High School
Avos Holdings, LLC October 2009 - Present
Cayenne Consulting May 2009 - Present
Cheek'd March 2009 - January 2010
MGD Development 2007 - 2010
MyCollegeCalendar, Inc. March 2008 - December 2008
TD Waterhouse April 1999 - December 2007
Fidelity Investments 1994 - 1999
Kidder Peabody 1990 - 1994
Skills
Private Equity, Due Diligence, Financial Analysis, Investments, Project Management, Project Finance, Entrepreneurship, Venture Capital, Valuation, Entrepreneur, Business Strategy, Management Consulting, Business Development, Financial Modeling, Mergers, Product Management, Business Planning, Strategy, Strategic Planning
Education
HEC School of Management / HEC Paris 2002 — 2004
MBA, International Business; Finance
London School of Economics and Political Science 2002 — 2004
MBA, International Business; Finance
New York University - Leonard N. Stern School of Business 2002 — 2004
MBA, International Business; Finance
New Jersey Motor Vehicle Commission January 2015 - Present
New Jersey Motor Vehicle Commission April 2013 - January 2015
24th District New Jersey Assemblyman, Gary Chiusano April 2010 - March 2013
State of New Jersey, Legislative Branch April 2008 - February 2010
Covenant House August 2007 - March 2008
Bell & Gage August 2006 - August 2007
Chief Clerk's Office-Stamford Superior Court August 2005 - July 2006
TD Waterhouse 2000 - 2001
John Hancock Life Insurance Company (U.S.A.) 2000 - 2001
Lyden, Dolan, Nick & Co. May 1998 - April 1999
Skills
Legal Research, Public Policy, Fundraising, Government, Leadership, Legislative Relations, Politics, Management, Research, Appeals, Legislation, Negotiation, Legal Assistance, Policy Analysis, Administrative Law, Civil Litigation, Community Development, Community Outreach, Constituent Services, Courts, Criminal Law, Crisis Communications, Economic Development, Governmental Affairs, Grassroots Organizing, Legal Writing, Legislative Affairs, Legislative Research, Litigation, Media Relations, Mediation, Nonprofits, Policy, Political Campaigns, Political Communication, Political Consulting, Political Science, Public Administration, Public Affairs, Public Speaking, State Government, Strategic Communications, Westlaw, Coalitions
Education
Quinnipiac University School of Law 2003 — 2005
JD, LAW
Lafayette College 1994 — 1998
Bachelor of Arts (B.A.), Economics
Morristown-Beard School 1990 — 1994
High School
Coupon Queen Inc. January 2008 - Present
Best Brands 4 Less May 2006 - January 2008
TD Waterhouse February 1999 - May 2006
Skills
Marketing Strategy, New Business Development, Strategic Planning, Marketing, Retail, Social Media, Sales Management, Entrepreneurship, Start-ups, Business Strategy, Product Development, Budgets, Customer Service, Leadership, Public Speaking, Advertising, Marketing Communications, Sales
Education
Ithaca College 1994 — 1998
BS, Business Management
Scarsdale High School 1990 — 1994
Nomura Securities May 2012 - Present
Nomura Securities July 2009 - April 2012
Mizuho Securities USA March 2009 - June 2009
lehman Brothers -> Barclays Capital September 2008 - March 2009
Lehman Brothers April 2005 - September 2008
TD Waterhouse June 2004 - April 2005
Thaumaturgix 1999 - 2002
Indus Consultancy Services 1998 - 1999
Infosys Technologies Ltd 1995 - 1997
Skills
Fixed Income, Risk Management, Electronic Trading, Trading, Bonds, Management, Leadership, Project Management, Financial Risk, Analytics, MBS, Trading Systems, Derivatives, Capital Markets, Investment Banking
Education
New York University 1997 — 2000
MSIS, Information Systems ( Joint Pgm - Courant Institute & Stern School of Business )
Indian Institute of Technology, Madras 1991 — 1995
BTech, Mechanical Engineering
Hudson Coffee News August 2009 - Present
UBS March 2001 - May 2009
TD Waterhouse 1998 - 2001
Education
Iona College 2003 — 2005
MBA, Financial Management
Manhattan College 1993 — 1997
Bank of America December 2009 - Present
UBS Investment Bank May 2006 - November 2009
TD Waterhouse May 1996 - August 2005
Education
Loyola University Maryland 1989 — 1993
SQS USA, Inc. March 2014 - Present
Eze Software Group October 2005 - March 2014
JPMorgan Chase November 2001 - October 2005
TD Waterhouse 1999 - 2001
Skills
Project Management, Product Management, Trading Systems, Equities, Electronic Trading, Business Analysis, Risk Management, Market Data, Vendor Management, Databases, Software Project..., SDLC, Leadership, CRM, Project Planning, Team Leadership, Financial Services, Contract Negotiation, Training, Business Process..., Product Development, Software Documentation, Equity Trading, IT Strategy, Options, Project Portfolio..., Salesforce.com, Microsoft Office, Microsoft Dynamics, Bigdough, Full SDLC, Communication Skills, Software Procurement, IT Procurement, Six Sigma, Sql, Salesforce, Software, Sharepoint, Cloud, Infrastructure, Selenium, UI, Migration, Technology, Insurance, Security, SAS, Call Center, B2B
Education
Keller Graduate School of Management of DeVry University 2010 — 2011
MPM, Project Management
Devry University
BS, Technical Management
Missouri Southern State University
Criminal Justice Adminstration, Criminal Justice/Police Science
TD Waterhouse October 2004 - Present
Education
Grenoble Ecole de Management 2001 — 2002
MBA, Finance
1996 — 2001
B.Com, Finance
ASEM
Bank of America October 2006 - Present
Nomura June 2006 - October 2006
JPMorgan Chase January 2005 - June 2006
Medco March 2004 - January 2005
Charles Schwab January 2003 - March 2004
NASDAQ 2001 - 2002
TD Waterhouse February 2000 - September 2001
Anderson Consulting 1998 - 2000
ING November 1997 - August 1998
AIG October 1995 - October 1997
Skills
Vendor Management, Business Analysis, SDLC, PMO, Equities, Banking
Education
Hofstra University 1977 — 1979
MBA, Finance
Queens College 1972 — 1977
BA, Accounting, Economics
Thomson Reuters February 2008 - March 2010
CITIGROUP January 2006 - February 2008
TD Waterhouse September 2004 - January 2006
Wachovia, A Wells Fargo Company September 2000 - March 2004
Evergreen Investments 1999 - 2004
Hall Kinion November 1994 - September 2000
Education
Harvard University 2002 — 2004
Admin & Management
Gulbarga University 1986 — 1990
B.E, Computer Sciences
TD Ameritrade September 2005 - Present
TD Waterhouse November 2004 - September 2005
Fidelity / National Financial November 2002 - November 2004
UBS / Correspondent Services Corporation November 2002 - July 2003
UBS Global Asset Management May 1998 - November 2002
Mitchell Hutchins Asset Management 1998 - 2002
PaineWebber Inc., May 1995 - May 1998
Kidder Peabody and Co., Inc June 1986 - May 1995
Kidder Peabody 1986 - 1990
Kidder Peabody 1986 - 1990
Skills
Mutual Funds, Series 63, Series 7, Wealth Management, Asset Managment, Fixed Income, Alternative Investments, Sponsorship, Portfolio Management, Investments, Hedge Funds, Asset Allocation, Series 24, Marketing Strategy, Securities, Equities, Sales Management, Asset Management, Investment Strategies, ETFs, Investment Advisory, FINRA, Strategic Partnerships, Risk Management, Financial Services, Relationship Management, Retirement Planning, Investment Management, Trading, 401k, Bonds, Financial Advisory, Options
Education
Lynchburg College 1982 — 1986
BS, Managerial Economics
Credit Suisse March 2014 - Present
Credit Suisse June 2012 - March 2014
Credit Suisse November 2008 - June 2012
Swiss American Securities July 2004 - November 2008
TD Waterhouse July 2000 - July 2004
Education
Loyola University Maryland 1994 — 1998
Charles Schwab 2015 - Present
E*TRADE Financial October 2003 - February 2015
TD Waterhouse 1997 - 2003
Skills
Management, Finance, Series 63, Series 7, Asset Management, Leadership, Relationship Management, Wealth Management, Investments, Asset Allocation, Retirement Planning, Financial Advisory, Series 24, Sales
Education
Ithaca College 1991 — 1996
TD Ameritrade February 2007 - February 2009
TD Waterhouse 2004 - 2006
TD Waterhouse 2001 - 2004
TD Waterhouse 1998 - 2001
Skills
Financial Services, Direct Marketing, Series 7, Microsoft Office, PowerPoint, Newsletters, Call Centers, Marketing Communications, Banking, Email Marketing, Management, Marketing, Training, Recruiting, Digital Marketing, Customer Retention, Risk Management, Marketing Strategy
Education
Kean University 1992 — 1996
GDF SUEZ Energy North America, Inc. February 2012 - Present
Benchmark Electronics November 2004 - February 2012
Delta Air Lines July 2004 - November 2004
Air Liquide America January 2003 - August 2003
TD Waterhouse March 1999 - June 2002
Skills
Financial Analysis, Competitive Analysis, Finance, Leadership, Investments, Financial Reporting, Project Management, Strategic Planning, Project Finance, Negotiation, Financial Modeling, Cross-functional Team..., Due Diligence, Mergers & Acquisitions, Risk Management, Forecasting, Manufacturing, Contract Negotiation, Corporate Finance
Education
Jones Graduate School of Business, Rice University 2002 — 2004
MBA
Texas A&M University
The Nightingale-Bamford School October 2012 - Present
MRE Insurance April 2009 - Present
TD Waterhouse August 1999 - December 2001
Merrill Lynch Specialists October 1996 - August 1999
Education
Iona College 1993 — 1997
BC Cancer Agency 2011 - 2013
Michael Smith Foundation for Health Research 2008 - 2011
BC Cancer Agency Genome Sciences Centre 2004 - 2008
BC Cancer Agency Provincial Health Services Authority 2002 - 2004
TD Waterhouse 2000 - 2002
Skills
Financial Analysis, Strategic Planning, Financial Reporting, Data Analysis, Budgets, Business Process..., Accounting, Operating Budgets, Fund Accounting, Business Analysis, Business Strategy, Process Improvement, Project Planning, IT systems development, Report Writing, Business Writing, Financial Policies &..., MS Excel Pivot Tables, Operations Management, Team Leadership, Payroll Analysis, Ceridian Payroll System, Great Plains Software, PeopleSoft, Mutual Funds, Investments, Business Planning, Strategy, Risk Management, Leadership, Strategic Financial..., Finance, Management, Financial Planning
Education
CMA Strategic Leadership Program
Simon Fraser University
Bachelor of Arts (B.A.)
Association for Investment Management and Research
Langara College
Business, Finance and Investment Management
TD Waterhouse investment advisorResearch Capital2008 - 2010
Education
McGill University 1980 — 1982
Industrielle Alliance Valeurs Mobilières April 2012 - Present
Industrielle Alliance Valeurs Mobilières April 2012 - Present
Desjardins Online Brokerage May 2002 - April 2012
TD Waterhouse 1998 - 2002
Skills
Investments, Equities, Portfolio Management, Mutual Funds, Wealth Management, Financial Markets, Retirement Planning, Capital Markets
Education
HEC Montréal 1989 — 1992
Finance and marketing
Petite école...
Petite école...
Petite école...
Etrade Financial, Corporate Services Group May 2012 - Present
E*TRADE Financial November 2006 - May 2012
TD Waterhouse 2004 - 2006
Primerica Financial Services 2002 - 2004
Skills
Internal Communications, Human Relations, Organizational, Series 63, Series 7, Equities, Securities, Financial Services, Options, Stocks, Credit, Banking, Restricted Stock, Investments, Strategic Financial...
Education
LIU Brooklyn
B.S, Business Management
Morgan Stanley May 2013 - Present
Morgan Stanley Smith Barney November 2009 - May 2013
Consultant March 2004 - November 2009
TD Waterhouse September 1999 - January 2004
TD Securities April 1997 - September 1999
TD Bank April 1995 - April 1997
TD Bank January 1989 - April 1995
TD Bank November 1987 - January 1989
TD Bank October 1983 - November 1987
Skills
Financial Accounting, Financial Analysis, Financial Reporting, Financial Modeling, Financial Structuring, Sarbanes-Oxley Act, Mergers & Acquisitions, Internal Controls, Investments
Education
Georgia State University - J. Mack Robinson College of Business 1984 — 1987
MPA, Professional Accountancy, 3.26
University of San Diego 1967 — 1971
B.Sc, Accounting & Business Administration, 2.93
Questrade Financial Group June 2014 - Present
Questrade April 2011 - May 2014
Questrade March 2010 - April 2011
Questrade January 2009 - March 2010
TD Waterhouse October 2006 - April 2007
Skills
Equities, FIX, Fixed Income, Stocks, Capital Markets, Vendor Management, Algorithms, Algos, ECN, Order Management, Risk Management, Options, Options Strategies, Stock Option, High Frequency Trading, Smart Order Routing, Stock Exchange, Stock Trading, Momentum Trading, API, TCP/IP, CUSIP, Security Master, Software Development..., Securities, Derivatives, Trading, FX trading, Process Improvement, Financial Services, Bloomberg, FX Options, Financial Markets, Security, Routing, Investments, SDLC
Education
University of Toronto 2015 — 2015
Fundamentals of Business Analysis
Odessa National 'I.I. Mecnikov' University 2007 — 2008
Master’s Degree
George Brown College 2005 — 2008
Bachelor’s Degree
Odessa National 'I.I. Mecnikov' University 2003 — 2007
Bachelor’s Degree
Odessa State Polytechnic University 2000 — 2003
Software Engineering
Union Bank July 2015 - Present
J.P. Morgan June 2014 - June 2015
J.P. Morgan April 2009 - June 2014
J.P. Morgan November 2003 - April 2009
Deutsche Asset Management September 2002 - November 2003
TD Waterhouse June 2000 - August 2001
Skills
New Business Development, Portfolio Management, Wealth Management..., Series 7, Mutual Funds, Asset Allocation, Derivatives Trading, Wealth Management, Alternative Investments, Asset Managment, Investments, Derivatives, Securities, Series 63, Financial Analysis, Equities, Trading, Asset Management, Investment Advisory, Investment Management
Education
Illinois State University 1996 — 2000
Finance
Nassau Community College September 2000 - Present
TD Waterhouse September 1998 - March 2000
UVM 1995 - 1997
Skills
Teaching, HTML, PHP, Curriculum Design, Research, Tutoring, Public Speaking, JavaScript, Linux, Higher Education, MySQL, Programming, Microsoft Office, Social Media, C++, Social Networking, Java, Networking, Microsoft Word, Web Development
Education
The College of William and Mary 1997 — 1998
University of Vermont 1995 — 1997
MS, Computer Science
Molloy College 1992 — 1995
BA, Mathematics, Computer Science, and Philosophy
Manhattan College 1990 — 1991
Chaminade High School 1986 — 1990
ELK Trading and Consulting April 2012 - Present
Humber College August 2010 - Present
IBM Global Services September 2003 - January 2010
TD Waterhouse 1999 - 2003
Education
Bogazici University
BA
Humber College
Northern Trust October 2013 - Present
tradeMONSTER August 2008 - October 2013
Etrade Financial February 2006 - August 2008
Terra Nova Financial 2004 - 2006
TD Waterhouse 1999 - 2000
Skills
Options, Equities, Corporate Actions, Securities, Trading, Risk Management, Retail, Series 7, Trading Systems, Risk, Series 63, Electronic Trading
Education
Illinois State University 1995 — 1999
Public Relations
The Tranel Financial Group 2007 - Present
The Tranel Financial Group March 2007 - January 2010
Coe Capital Management, LLC January 2003 - March 2007
Coe Financial Group 2002 - 2003
TD Waterhouse 1992 - 2001
Skills
Strategic Financial..., Series 24, Finance, Asset Management, Investments, Leadership, Management, Analysis, Forecasting, Financial Modeling, Financial Advisory, Securities, Mutual Funds, Portfolio Management, Wealth Management, Equities, Insurance, Retirement, FINRA, Series 7, Asset Allocation, Retirement Planning, Options, Series 63, Financial Planners, Investment Advisory, Investment Strategies, Alternative Investments, 401k
Education
Loras College 1986 — 1990
BA, Finance
TD Waterhouse November 2008 - Present
McMaster University September 2007 - May 2008
CIBC May 2007 - September 2007
Education
McMaster University 2007 — 2008
MA, International Relations
Western University 2003 — 2007
Hon. BA, International Relations
WallachBeth Capital LLC November 2008 - Present
Deutsche Bank Securities March 2007 - August 2008
Wachovia Securities, LLC October 2005 - February 2007
TD Waterhouse 1999 - 2005
Skills
Securities, FINRA, Series 7, Series 24, Series 63, Equities, Options, Hedge Funds, ETFs, Equity Trading, Fixed Income, Trading, Derivatives, Electronic Trading, AML
Education
Green Mountain College 1988 — 1992
B of S, Bus Mgmt/Finance
Rutgers University-New Brunswick 1986 — 1987
St. Peter's Prep 1982 — 1986
college prep
Bilco Carpet Cleaning Service, Inc. August 2002 - Present
TD Waterhouse January 2001 - July 2002
Dovenmuehle Mortgage January 1998 - December 1999
Skills
Sales Management, Program Management, Customer Service, Sales, Management, Strategic Planning, New Business Development, Time Management, Team Building, Carpet Cleaning
Education
Harper College 1995 — 1997
Conant High School 1991 — 1994
Bloomberg Wealth December 2010 - Present
Broadridge Financial Solutions January 2008 - December 2010
TD Waterhouse 1994 - 2007
Education
Marist College
Bachelor of Science (B.S.), Business Administration and Management, General
IRESS Market Technology May 2013 - Present
TD Waterhouse July 2009 - May 2013
TD Waterhouse February 2007 - June 2009
TD Securities March 2005 - January 2007
Skills
Portfolio Management, Analysis, Banking, Business Analysis, Business Requirements, Finance, Equities, Financial Risk, Financial Services, Fixed Income, Investments, Management, Options, Project Management, Risk Management, Securities, Trading, Wealth Management
Education
McMaster University 1993 — 1997
BA, Political Science
Allstate Business Insurance March 2015 - Present
Allstate January 2014 - March 2015
Allstate Insurance August 2009 - January 2014
John Hancock April 2009 - August 2009
Allstate Financial April 2006 - April 2009
Allstate October 2004 - March 2006
TD Waterhouse September 2002 - September 2004
Skills
Management, Series 6, Retirement Planning, Sales, Licensing, Insurance, Leadership, Strategic Planning, Marketing, Mutual Funds, Series 7, Life Insurance, Fixed Annuities, Sales Operations, CRM, Process Improvement, Series 63, 401k, Asset Allocation, Banking, Business Development, Commercial Insurance, Business Planning, Disability Insurance, Employee Benefits, Financial Services, Investments, Long-term Care, Negotiation, Marketing Strategy, New Business Development, Portfolio Management, Sales Management, Retirement, Training, Term Life Insurance, Variable Annuities, Financial Advisory, Property & Casualty...
Education
Illinois State University 1996 — 1999
Finance, Risk Management
Illinois State University 1996 — 1999
Finance, Risk Management
IBM 1999 - Present
TD Waterhouse 1900 - 1999
Skills
Financial Services, Business Analysis, Banking, Relationship Management, Vendor Management, IT Strategy, Business Intelligence, Outsourcing, Derivatives, Risk Management, SDLC, Business Strategy, CRM, Project Portfolio..., Business Transformation, Management Consulting, Business Process...
Education
Ivey Business School at Western University
Ivey Business School at Western University
Levy Education Enterprises September 2005 - Present
TD Waterhouse September 1980 - December 2001
Skills
Writing, editing,...
Education
Hofstra University
Bachelor of Arts (BA), English, Education
St. John's University
MBA, Finance
Grand and Toy December 2014 - Present
Grand & Toy (an OfficeMax company) February 2013 - December 2014
Grand & Toy April 2011 - January 2013
TD Bank Financial Group 2010 - April 2011
TD Waterhouse October 2007 - September 2010
TD Bank Group 2004 - 2007
Skills
Banking, Consultative Selling, Solution Selling, Sales Management, Cold Calling, B2B, Business Coaching, Team Leadership, Management, Sales Process, Selling, Sales, Marketing Strategy, Coaching
Education
Lakehead University 1990 — 1991
BA, Marketing
Mohawk College 1988 — 1990
Diploma Business, Marketing
Financial Planners Standards Council
Certified Financial Planning Designation (CFP)
CUSO Financial Services, LP March 2015 - Present
LPL Financial January 2014 - November 2014
LPL Financial February 2011 - December 2013
Morgan Stanley Smith Barney May 2007 - April 2010
RJL Inc. April 2004 - April 2007
TD Waterhouse 1994 - 2004
various January 1984 - September 1994
Skills
Series 7, Series 24, series 8, Financial Services, Fixed Annuities, Securities, FINRA, Mutual Funds, Series 63, Risk Management, Financial Risk, Alternative Investments, Uniform Combined State..., Investments, Financial Advisory, Trading, Equities, Financial Analysis, Fixed Income, Strategic Financial..., Human Resources, Sales, Training, Finance, Bonds, Financial Planning, Insurance, Investment Advisory
Education
Santa Monica College 2010 — 2011
Health IT Training, Health IT Trainer
Kean University
Economics
Kean University
Scotiabank May 2015 - Present
TD September 2010 - May 2015
TD Waterhouse August 2008 - September 2010
Russel Financial Services July 2006 - December 2007
Skills
Business Analysis, Project Management, Process Improvement, Financial Analysis, Communicaitons, Relationship-building..., Finance, MS Project, Requirements Gathering
Education
Goodman School of Business at Brock University 2004 — 2006
MBA, Finance
McMaster University
Advanced Certificate of Completion in Business Analysis
McMaster University 2010 — 2013
Associate's Certificate in Business Analysis
TD Bank Group February 2011 - Present
TD Waterhouse February 2009 - February 2011
Creststreet Asset Management 2008 - 2009
CIBC Wood Gundy 2007 - 2008
Creststreet Asset Management 2006 - 2007
Word of Mouth PR 2006 - 2006
Skills
Marketing Communications, Internal Communications, Corporate Communications, Communications Planning, Strategic Communications, Media Relations
Education
Humber College
Post-Graduate, Public Relations
Western University
BA, Philosophy
Picton Mahoney Asset Management September 2013 - Present
TD Waterhouse November 2012 - September 2013
TD Wealth Management April 2011 - November 2012
Macquarie 2009 - 2009
Macquarie 2009 - 2009
Education
McGill University 2006 — 2010
Bachelor of Commerce (B.Com.), Finance, General
Impact Insurance Agency, Inc. November 2013 - Present
HealthStaff, Inc. May 1998 - Present
Nowrudy, Inc. June 2003 - June 2005
TD Waterhouse June 1994 - May 1998
Skills
Training, Management, Recruiting, Budgets, Team Building, Strategic Planning, Contract Negotiation, Operations Management, Human Resources, Marketing, Customer Service, Negotiation, Insurance, Business Strategy, Marketing Strategy, Healthcare
Education
Hampden-Sydney College 1990 — 1994
Bachelor of Arts, Economics
University of Richmond - Robins School of Business
Transworld Systems Financial AdvisorChase BankSeptember 2007 - July 2009
Banc One Securities January 2003 - May 2005
TD Waterhouse December 1995 - July 2001
Education
Indiana University Bloomington 1982 — 1987
B.S., Economics
Rothmans October 2014 - Present
CIBC February 2014 - October 2014
CIBC April 2013 - February 2014
Dynamic Funds January 2013 - April 2013
RBC Royal Bank September 2010 - September 2012
TD Waterhouse March 2010 - October 2010
Skills
Credit, Banking, Customer Service, Research, Retail, Team Leadership, Microsoft Excel, Leadership, Canadian Securities..., Loans, Investigation, Microsoft Office, Oracle Applications, IRIS, PeopleSoft, General Ledger, General Office Skills, General Administrative..., Escalation Process, Escalation Resolution, Document Retrieval, Time Management, Business Loans, loan maintenance, Payment Services, Electronic Payments, Drafts, Wire, RRSP, Risk Management, Analysis, Investments, Mutual Funds, Retail Banking, Finance
Education
CSI Global Education Inc. 2009 — 2009
Canadian Securities Course (CSC), Financial Services Training
George Brown College 2008 — 2009
Business Administration Diploma, Financial Planning
Pontificia Universidad Católica de Chile 1999 — 2004
Bachelor, Design
Invesco Trimark January 2010 - January 2011
TD Waterhouse August 2009 - January 2010
TD Canada Trust August 2008 - August 2009
Education
McGill University 2001 — 2005
BA, English Literature
TD Waterhouse
Skills
Canadian Securities..., Mutual Funds
Education
Loyola University New Orleans 1971 — 1975
RBC Dominion Securities November 2014 - Present
RBC Dominion Securities 2011 - October 2014
RBC Dominion Securities September 1995 - 2011
TD Waterhouse July 1998 - March 1999
Skills
Investments, Strategic Financial..., Asset Managment, Investment Advisory, Wealth Management, Mutual Funds, Retirement Planning, Portfolio Management, Equities, Insurance, Financial Planners, Risk Management, Securities, Asset Allocation, Investment Strategies, Asset Management
Education
Humber College 1994 — 1995
Post Graduate Diploma-Marketing Management, Marketing, Finanical
University of Guelph 1990 — 1994
B.Comm, Management Economics
TD Waterhouse April 2008 - Present
TD Wealth Management 2008 - Present
Skills
Portfolio Management, Asset Allocation, Banking, Wealth Management..., Relationship Management, Asset Management, Team Leadership, Credit, Management, Fixed Income, Cash Management, Wealth Management, Financial Services, Residential Mortgages, Finance, Estate Planning, Retail Banking, Mutual Funds, Credit Analysis, Customer Service, High Net Worth..., Retirement Planning, Investment Advisory, Financial Planning, Investments, Branch Banking
Education
Humber College
Hospitality Management
TD Waterhouse September 2010 - Present
Yallen Associates January 2008 - April 2010
Nortel Networks May 1999 - August 2000
BMO January 1998 - August 1998
Skills
Legal Research, Estate Planning, Legal Writing, Litigation, Civil Litigation, Privacy Law, Securities, Legal Advice, Trusts, Wills, Dispute Resolution, Legal Assistance, Estate Law, Banking, Insurance, Corporate Law, Commercial Litigation
Education
Queen's University 2006 — 2007
J.D., Law
Université de Montréal 2003 — 2006
LL.B., Civil Law
McGill University 1996 — 2000
B.Com., Finance/Accounting/Information Systems
Bialik High School
Creative Planning Inc. September 2012 - Present
Burney Company March 2006 - August 2012
TD Waterhouse June 1999 - January 2006
Starmount Forest CC February 1997 - June 1999
Forest Oaks CC May 1994 - February 1997
Skills
Wealth Management, Investment Management, Wealth Management..., Retirement Planning, Estate Planning, Asset Allocation, Strategic Financial..., Mutual Funds, Financial Planners, Investment Advisory, Retirement Plan..., Wealth, Financial Planning, Financial Advisory, Equities, Insurance, Wealth Accumulation, Investment Strategies, Retirement, Portfolio Management, Financial Markets, Personal Financial..., Fixed Income, Stocks, Separately Managed..., Series 7, Series 63, High Net Worth..., Financial Services, Asset Management, IRAs, 401k Rollovers, ETFs
Education
Guilford College 1990 — 1994
Bachelor of Science, Business Management
Region of Halton 2010 - Present
AIC Investment Services Inc. 2002 - 2009
AIC Limited 2001 - 2002
Berkshire Securities Inc. 1996 - 2001
TD Waterhouse 1993 - 1996
Skills
Asset Managment, Trading, Equities, Bonds, Financial Analysis, Asset Allocation, Investments, Analysis, Mutual Funds, Alternative Investments, Portfolio Management, Asset Management, Equity Research, Strategic Planning, Fixed Income, Hedge Funds, Retirement Planning, Wealth Management, Strategic Financial..., Financial Reporting, Bloomberg, Options, Securities, Investment Strategies, Equity Valuation, Risk Management, Finance
Education
McMaster University 1988 — 1991
Bachelor of Arts, Economics
ITG Canada Corp. February 2010 - Present
ITG Canada Corp. June 2008 - February 2010
TD Waterhouse May 2006 - June 2008
Merrrill Lynch (Bank of America) January 2005 - February 2006
Priszm Brandz January 1998 - June 2002
Skills
Human Resources, Personnel Management, Organizational..., Talent Management, Leadership, Succession Planning, Equities, Onboarding, Management, Program Management, Performance Management, Employee Relations, Employee Engagement, Recruiting
Education
Wilfrid Laurier University
Bachelor of Arts (B.A.)
Humber College
Human Resources Management
TD Wealth January 2014 - Present
TD Waterhouse December 2012 - January 2014
TD Waterhouse November 2008 - December 2012
TD Asset Management November 2010 - July 2011
Skills
Banking, Mutual Funds, Options, Retail Banking, Fixed Income, Investments, Wealth Management, Capital Markets, Equity Trading, Equity Derivatives, Trading, Securities, Derivatives, Investment Strategies, Equities, Portfolio Management
Education
Royal Roads University
Bachelor's Degree, Bachelor of Commerce in Entrepreneurial Management
University of Toronto
TEFL-Teaching English as a Foreign Language Instructor
Humber College
Associate's Degree, Business Management - Financial Services
TD Waterhouse April 2007 - Present
TD Canada Trust November 2000 - April 2007
Skills
CSC, CPH, CSI IA 90 Day Training..., Customer Service, Banking, Word, Excel, Outlook, Fast Learner, Trading, Financial Markets, Microsoft Word, Microsoft Excel, Financial Analysis, Mutual Funds, Risk Management, Loans, Wealth Management, Investments, Relationship Management, Credit, Financial Services
Education
George Brown College 1998 — 1999
Graphic Design
D+H, Financial Technologies, Solutions for People November 2012 - Present
TD Bank Group 2011 - 2012
TD Bank 1998 - 2011
TD Bank 2007 - 2008
TD Bank Group 2004 - 2007
TD Bank 2002 - 2004
TD Waterhouse 1998 - 2001
CFDS Ltd 1996 - 1998
CIBC 1992 - 1996
Skills
Strategy Development, Business Optimization, Marketing Communications, Profit & Loss Management, Product Development, New Business Development, Product Management, Problem Solving, Business Strategy, Retail Banking, Merchant Services, Strategy, Business Process..., Business Analysis, Investments, Strategic Planning, Income Statement, Banking, Mutual Funds, Commercial Banking, Leadership, Financial Services, Outsourcing, Relationship Management, Management, P&L Management, Business Development
Education
McGill University 1985 — 1988
HBA, Political Science - Canadian Public Policy
Havergal College
CIBC World Markets September 2006 - Present
TD Waterhouse June 2004 - July 2006
Education
Ivey Business School at Western University 2004 — 2006
Masters
Wilfrid Laurier University 2000 — 2004
Commerce
Société Générale Corporate & Investment Banking March 2010 - May 2014
Société Générale Corporate & Investment Banking January 2007 - March 2010
TD Waterhouse June 2003 - August 2005
Royal Bank of Canada September 2001 - May 2003
Education
University of Colorado Boulder 2014 — 2015
Professional Renewable Energy Certificate
McGill University 2005 — 2007
Master's in Economics (Financial Economics stream)
McGill University 2000 — 2003
Bachelor's in Finance
Marianopolis College 1998 — 2000
DEC, Pure and Applied Science
TD Waterhouse 2010 - Present
First Calgary Savings 1999 - 2008
Skills
Wealth Management, Portfolio Management, Mutual Funds, Investments, Banking, Investment Advisory, Credit, Retail Banking, Strategic Financial..., Investment Strategies, Loans, Credit Analysis, Equities, Mortgage Lending, Commercial Banking, Fixed Income, Financial Risk, Credit Risk, Retirement Planning
Education
Grant Macewan College
Management
BMO Capital Markets March 2012 - Present
Haywood Securities October 2010 - March 2012
CIBC World Markets May 2009 - August 2009
TD Waterhouse January 2006 - August 2008
Skills
Financial Analysis, Investments, Real Estate, Financial Markets, Securities, Finance, Banking
Education
University of Toronto - Rotman School of Management 2008 — 2010
MBA, Finance
McGill University 2000 — 2003
B.Comm, Finance
College Stanislas 1997 — 2000
TD Waterhouse November 2013 - Present
TD Bank Financial Group December 2009 - Present
TD Bank Financial Group October 2009 - December 2009
TD Bank Financial Group September 2006 - September 2009
PUROLATOR March 2006 - August 2006
DESJARDINS SECURITIES October 2005 - February 2006
Skills
Financial Analysis, Risk Management, Banking
Education
WALL STREET PREP
Certification, Financial and Valuation Modeling
Canadian Securities Institute
Canadian Securities Course, Finance, General
CANADIAN SECURITIES INSTITUTE
Specialist Trust Institute, Mortgages
HEC Montréal
Graduate Diploma, Business Administration and Management, General
UNIVERSITÉ DE MONTRÉAL
Bachelor, Economics and Mathematics
TD February 2014 - Present
TD Bank Group December 2011 - January 2014
TD April 2011 - December 2011
TD June 2009 - April 2011
RBC Dominion Securities September 2005 - June 2009
IIROC (Investment Industry Regulatory Organization of Canada) April 2004 - September 2005
TD Waterhouse December 1999 - April 2004
Skills
Economic Sanctions, Trading, Investments, Anti-corruption, Anti Money Laundering, Compliance, Securities, AML, KYC, Mutual Funds, Wealth Management, Banking, Retail Banking, Financial Risk, Financial Services
Education
ACAMS 2012 — 2012
Certified Anti Money Laundering Specialist
Canadian Securities Institute 1999 — 2010
Investments and Securities
George Brown College 1998 — 2000
Financial Planning
SHOP.CA March 2015 - Present
SHOP.CA April 2014 - March 2015
Sirius XM Canada Inc. February 2014 - May 2014
Kobo Inc. April 2011 - August 2012
Kobo Inc August 2010 - April 2011
TD Bank January 2010 - August 2010
Aon Hewitt August 2009 - January 2010
TD Waterhouse January 2009 - May 2009
Skills
Call Centers, Training, Customer Service, Technical Support, Microsoft Excel, Troubleshooting, Sales, Teamwork, Customer Experience, Customer Satisfaction, Team Leadership, Banking, Vendor Management, Employee Benefits, CRM, Telecommunications
Education
Humber College 2012 — 2014
Radio broadcasting diploma, Radio Broadcasting
Needham & Co. 2004 - Present
Bank of New York 2001 - 2004
TD Waterhouse 2000 - 2001
Skills
Series 7, Series 55, Series 63, Reuters, Lava, Brass
Education
Hamilton College 1996 — 2000
Bachelor of Arts (BA), Economics
Nichols School 1992 — 1996
Financial Industry Regulatory Authority August 2004 - Present
TD Waterhouse June 2003 - August 2004
Accenture November 1999 - June 2003
Bear, Stearns and Co., Inc. May 1998 - June 1999
Skills
Global Regulatory..., Financial Reporting, Financial Analysis, FINRA, Finance, Management, SEC, Analysis, Bank Secrecy Act, AML, USA PATRIOT Act, OFAC, Regulations
Education
St. John's University 1996 — 1998
Master of Business Administration (MBA), International Finance
Manhattan College 1992 — 1996
Bachelor of Science (BS), Accounting